human security in the united nations - jcie undertook this project on human security in the united...
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© 2004 Japan Center for International ExchangeAll rights reserved.
Copyediting by Susan Hubbard and Randall ChamberlainCover design, typographic design, and typesetting by Patrick IshiyamaCover photograph by Tomoko Suzuki.
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Japan Center for International Exchange9-17, Minami-Azabu 4-chome, Minato-ku, Tokyo 106-0047 Japanwww.jcie.or.jp
Japan Center for International Exchange, Inc. (JCIE/USA)274 Madison Avenue, Suite 1102, New York, N.Y. 10016 U.S.A.www.jcie.org
Contents
Preface ....................................................................................................... 3
Introduction ............................................................................................ 5 I. Essential Elements of An Effective Human Security Project .......... 8 II. Challenges for Organizing An Effective Human ...........................14
Security Project III. Challenges of Management of the Trust Fund for ........................18
Human Security IV. Future Agenda ..................................................................................22
Description of the Five Targeted Projects .....................................25
AppendicesKey Informants ......................................................................................45Tokyo Workshop (Agenda & Participants) ......................................... 50
Preface
JCIE’s work on human security began in 1998, when—at the urging of then Foreign Minister Keizo Obuchi—it launched the Intellectual Dialogue on Building Asia’s Tomorrow. Through its work on human security, JCIE aims to call attention to the need for an intellectual dialogue among Asian countries on the human security challenges they face and approaches to dealing with those challenges. The intellectual dialogue has since contin-ued with the cooperation and support of the Institute of Southeast Asian Studies based in Singapore and the Japan Foundation.
JCIE and its partners have convened five conferences under the rubric of the Intellectual Dialogue on Building Asia’s Tomorrow. The first three conferences focused on broad themes related to the Asian crisis, sustainable development, and cross-sectoral partnerships. The fourth conference used case studies on primary health care in East Asia to discuss policy formula-tion and implementation, and the fifth conference explored evaluation systems for human security projects.
JCIE was also integral to the establishment and progress of the Com-mission on Human Security, which was formed in 2001 and released its final report in 2003. In its final report, the commission called on the international community to explore ways in which the concept of human security can and should be implemented on the ground in the form of human security projects. The project discussed in this report is JCIE’s first response to that call.
JCIE undertook this project on Human Security in the United Nations from September 2003 through March 2004. The project team developed case studies on five projects that were funded by the Trust Fund for Human Security (TFHS), which was established in the United Nations with funding from the Japanese government. The case studies were then analyzed in an attempt to propose common elements to be included in human security projects on the ground as well as to highlight the challenges faced by people designing and implementing human security projects and to make
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recommendations to the United Nations and the Japanese government on ways to improve the use of the TFHS in promoting human security around the world.
I would like to take this opportunity to acknowledge the generous finan-cial support from the Japanese Ministry of Foreign Affairs, which made this work possible. I would also like to thank the Columbia University Center for International Conflict Resolution (CICR) for their cooperation.
I am grateful for the hard work of the entire project team: Susan Hub-bard, program director for East Asia, CICR; Tomoko Suzuki, program officer, JCIE; and Akiko Horiba, associate, JCIE. Randall Chamberlain edited the final text, and Patrick Ishiyama was responsible for formatting this booklet. I would also like to thank all of the representatives from the United Nations, NGOs, governments, and academia with whom the project team met. Their time and patience in meeting with the team and sharing their own experiences were essential to the success of this project. Finally, I am grateful to all of the other experts in the field of human security who took the time to provide constructive feedback on our work at the Tokyo workshop in February 2004.
Tadashi YamamotoPresidentJapan Center for International ExchangeTokyo
Introduction
This research project attempts to understand how the human security concept can be implemented on the ground by undertaking case studies of projects funded by the UN Trust Fund for Human Security (TFHS), established in March 1999 with funding from the Japanese government, following Prime Minister Keizo Obuchi’s policy speech in Hanoi in Decem-ber 1998. “The objective of the fund is to translate the concept of human security into concrete activities by supporting projects implemented by UN agencies that address, from the viewpoint of human security, vari-ous threats to human lives, livelihoods, and dignity currently facing the international community, including poverty, environmental degradation, conflicts, landmines, refugee problems, illicit drugs, and infectious diseases such as HIV/AIDS.”*
It was clear that, while the categories of activities to be supported by the fund were stipulated, the term “human security” was not clearly defined in the fund’s guidelines. Those who were involved in the creation of the fund were interested in developing a clearer understanding of the concept of “human security” on the operational level, including how it can effectively address human needs at the ground level in the present international envi-ronment. The Commission on Human Security—established in June 2001 and headed by Madame Sadako Ogata, former UN high commissioner for refugees, and Professor Amartya Sen, master of Trinity College—provided a definition of human security in its final report, issued in May 2003. It is hoped, however, that analysis of the human security projects funded by the TFHS, which is currently developing new guidelines, will be valu-able in further improving the fund’s work from the point of view of the challenges that projects face while attempting to translate the concept of human security into action.
* http://www.mofa.go.jp/policy/human_secu/t_fund21/fund.html
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The projects for the case studies were chosen based on several criteria. First, logistics required that the projects be limited to one geographic region. The majority of the Japan Center for International Exchange’s (JCIE) work on human security in the past has focused on Southeast Asia, so that was the region selected for the case studies. Second, projects were chosen in such a way as to ensure a diverse selection of target countries, themes, and UN implementing agencies. Third, the project team decided on larger projects, which were more likely to include diverse elements to be analyzed. Finally, only projects that were far enough along in implementation to provide significant data for the research project were chosen. Based on these criteria, the following five projects were chosen for the case studies:
1. Ainaro and Manotuto Community Activation Project (AMCAP) in East Timor, United Nations Development Programme (UNDP)
This project aims to increase food and income security in an envi-ronmentally sustainable manner in poor households in two of East Timor’s poorest districts. It uses community-focused participatory methods, promotes adoption of new techniques, and networks with other aid agencies to create markets for new products.
2. Development of Social Safety Nets for Health in Laos and Vietnam, World Health Organization (WHO)
This project aims to create social protection by increasing people’s security from the financial burden of high health care costs. It also aims to increase overall funding for health care at the local level through the introduction of commune-based insurance schemes. The project implemented pilot projects for poor farmers and workers in the informal sector in order to assess the viability of health insurance schemes in poor communities on a larger scale.
3. The Human Dignity Initiative: Community-Based Safety Nets as Tools for Human Development in Cambodia, Indonesia, Laos, Thailand, and Vietnam, Economic and Social Commission for Asia and the Pacific (ESCAP)
This project aims to enhance social and economic conditions in tar-geted communities throughout Southeast Asia. It does so by training community leaders in the use of tools for social mobilization and participatory decision making. It then provides funds for projects that are designed and implemented through participatory processes in the target communities.
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4. Prevention of Trafficking in Children and Women at the Community Level in Cambodia and Vietnam, International Labour Organization (ILO)
This project looks at various factors that put women and children at risk of being trafficked. It aims to build community capacity to prevent trafficking by setting up and mainstreaming holistic com-munity-based preventive interventions targeted at those factors to reduce the incidence of trafficking.
5. Tobelo-Galela Area Recovery Initiative in Indonesia, North Maluku, UNDP
This project aims to develop socially and economically sustainable communities living cooperatively in freedom from fear and violence. The project does so by supporting income-generation and education initiatives implemented through cross-community collaboration.
After selecting the cases to be studied, the project team studied the project proposals, interim reports, and other documents related to the projects and the human security challenges in their target populations. Next, they interviewed relevant actors at UN headquarters and in Japan to gain a better understanding of the fund from the perspective of those managing and disbursing funds. Based on this background research, they developed a questionnaire to guide them through interviews in the field. Interviews were undertaken in four countries—Thailand, Vietnam, Indonesia, and East Timor—with UN field officers responsible for design and implementation of the selected projects, government officials, partner organizations, aca-demics, target communities, and other relevant actors. The fieldwork was conducted from November 24 through December 12, 2003. A draft report of the team’s preliminary findings was circulated among the projects’ UN field officers and partner organizations as well as Japanese government officials, UN representatives, and other experts on human security, all of whom gathered in Tokyo on February 27 and 28, 2004, for a workshop to discuss the preliminary findings and their implications.
The project team faced some limitations in developing the case studies. First, time and budgetary constraints did not allow the team to visit all of the community-based project sites. Priority was placed instead on eliciting the experience of the UN field officers and others involved in design and implementation. Second, most of the projects were behind schedule because of delays in gaining final project approval and receiving funds. One project
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in particular, the ILO project, had only recently started the implementation phase and, therefore, had not yet set up any project sites for the team to visit. Third, time and language constraints did not allow the team to engage in in-depth discussions with the target communities.
I. Essential Elements of an Effective Human Security Project
While some of the needs represented in these case studies are already being addressed by more traditional development or humanitarian assistance, this study has reinforced the project team’s understanding that a human security project should incorporate the following elements in order to be effective in its planning and implementation:
1. Reducing causes of threats in people’s lives2. Taking a multifaceted approach in strengthening people’s capacities3. Engaging and empowering people at the community level4. Engaging government leaders at all levels to secure people from vul-
nerability5. Enhancing sustainability of people’s efforts6. Enhancing participatory processes
1. Reducing causes of threats in people’s lives
Human security projects help people to address the multiple threats in their lives, including, but not limited to, natural disasters, disease, and violence. By helping people strengthen their resiliency to threats, human security projects make people less dependent on outside assistance when they are faced with threats. Meanwhile, they decrease the potential devastation of the threats.
Human security projects take a broad view in targeting both actual current threats and potential future threats. A comprehensive understanding of the resources and structures on which people depend can offer insight into the potential impact of removal of any of those elements from their lives and serve as a basis for creating projects to lessen the negative impact. Understanding of potential threats to those critical resources and structures can enhance a project’s capacity to prevent those threats from emerging or, at the very least, anticipate them and prepare for them before they emerge.
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For example, the UNDP project in East Timor attempts to reduce the threat of hunger by addressing various factors, including environmental degradation and lack of access to markets. The WHO project tries to reduce the threat of illness by helping poor families gain access to health care. The ILO project tries to reduce the threat of human trafficking by addressing such contributing factors as lack of awareness of trafficking and poor families’ need for income. The UNDP project in Indonesia tries to reduce the threat of a resurgence of violence, among other threats, by helping to bring together communities that have been divided by deadly conflict.
2. Taking a multifaceted approach in strengthening people’s capacities
Human security projects are multifaceted and deal with all aspects of peo-ple’s lives. They are designed with the awareness that all aspects of people’s lives are interrelated with both positive and negative implications. Simply increasing capacities in one area still leaves people vulnerable to devastating threats in other areas. By strengthening their capacities in all aspects of their lives—including access to food, health care, and education; protection from crime and other violence; and generation of adequate income—people are better able to compensate when one aspect is threatened.
For example, the ILO project looks at income, food, and health security all as ways of decreasing the threat of human trafficking. They acknowledge and address the fact that at-risk girls are often lured into trafficking through deceit, but they also acknowledge and address the poverty-related issues that create the environment most likely to put them at risk.
The UNDP project in East Timor seeks to create positive reciprocal impacts between environmental protection, food security, and income generation. They have established tree nurseries for income generation, cre-ated markets for the trees by encouraging other organizations to purchase the trees and plant them in order to reverse the rapid deforestation in the country, thereby nourishing the soil for better crop production, leaving formerly subsistence farmers with more crops to sell.
The UNDP project in Indonesia attempts to rebuild relationships in post–deadly conflict communities while creating income-generation op-portunities. If the project only helps generate income in the communities and violence breaks out again, the incomes will be lost again. This project provides another good example of multifaceted approaches in that the
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implementing unit within UNDP—the Crisis Prevention and Recovery Unit—has expertise in reconciliation and participatory decision making and has subcontracted much of the education-specific activities to groups with more expertise, such as UNICEF and World Vision Indonesia. The project team found that such integration among UN agencies is extremely useful but requires some mechanisms for joint planning of activities and joint administration of funds.
3. Engaging and empowering people at the community level
The individuals and communities that benefit from human security projects are in the best position to determine their own needs and vulnerabilities. Their active participation at all stages is integral to the success of a human security project. The people who are expected to benefit from human se-curity projects are not merely beneficiaries of projects; they are key actors in the planning and implementation of the projects.
By engaging and empowering individuals and communities in all stages of a human security project, project staff can help local communities buy into the importance of the project. If local communities have a sense of ownership over the project they are more likely to put their full effort into the activities and continue them on their own after funding and outside partnerships have ended. By empowering people to make project decisions, human security projects encourage them to take further control over their lives and their vulnerabilities.
For example, the ESCAP project was designed without preconceived ideas of what each community would identify as its own needs. Even after needs are identified through participatory processes and the communities formally request funds from ESCAP, the communities are responsible for implementing their own projects. ESCAP provides training in participatory decision making in order to build the skills needed.
The UNDP project in Indonesia provides grants to community groups—all of which need to be a combination of Muslims and Christians—that are interested in implementing projects. The community groups decide on their own what it is that they want to do and submit proposals to UNDP.
In an attempt to engage the local community in the project and empower them through the experience, UNDP in East Timor has a subcontract with the United Nations Office for Project Services, which is responsible for much of the project implementation. They also have a subcontract with
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a local NGO in one of the districts in which they are implementing their project. A representative from the local NGO stated that his organization has gained institutionally through the partnership by receiving hands-on training in project management, accountability, financial management, and UN agency requirements. Through the experience, they have also gained recognition within the UN system as a suitable partner organization for other UN agencies.
UNDP in East Timor also has a subcontract with a Japanese NGO to provide project management training for a local project coordinator. UNDP’s original plan was to simply bring in an international consultant as the project coordinator. At the suggestion of the TFHS, however, they decided instead to employ a local project coordinator and bring the Japa-nese NGO into the project in order to further increase the local project management capacity.
WHO worked closely with mass organizations in Laos and Vietnam, eliciting feedback on their project plans and raising awareness of the util-ity of health insurance. While mass organizations in both countries are initiated and controlled by the government, they are the closest thing to a community organization in such centrally controlled countries as Laos and Vietnam. ILO has identified a local NGO in Cambodia with which they will partner on their project. In Vietnam, they are working closely with mass organizations.
UNDP in Indonesia has subcontracts with UNICEF and World Vision Indonesia to work on parts of the project that are within those organiza-tions’ expertise. They are currently considering similar arrangements with other organizations.
4. Engaging government leaders at all levels to secure people from vulnerability
Government leaders at the international, national, and local levels need to be engaged at all stages of a human security project whenever possible. Governmental leaders can and do play a key role in securing people from vulnerabilities, but they also can and do contribute to people’s vulnerability. By engaging with them in human security projects, the project imple-menters are more likely to secure government support for and protection over the project activities. Going one step further and explicitly providing training and other educational services to national and local governmental
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leaders will build the capacity for ongoing governmental support of hu-man security activities.
In addition, some projects have helped enlighten national governments about the human security problems faced by their own citizens and the broader problems that human insecurity creates in their countries. In many cases, government support and active participation in activities is essential to the sustainability of a human security project after funding and outside partnerships have ended. For this reason, it is important to convince them of the potential and real benefits of a human security project from an early stage.
For example, the UNDP project in East Timor had a national government leader on the initial planning committee. This arrangement ensured that government interests and concerns were represented in the design. National and district government leaders have been active members of the steering committee throughout the duration of the project.
The WHO project involved government leaders at all stages in Laos and Vietnam. The government leaders developed a sense of ownership over the project, which encouraged them to integrate their experiences with the project into the policy framework. Similarly, the ILO project is engaging ministries in Cambodia and Vietnam in order to gain their support for the project but also to raise their awareness of the problems of human trafficking.
5. Enhancing sustainability of people’s efforts
The processes and outcomes of human security projects need to be sustain-able in order for people to be able to effectively continue to address the threats with which they are faced after the projects’ outside funding and partnerships have ended. The only way that individuals and communities can truly reduce their vulnerability to threats is to continue the activities on their own and to support themselves without having to depend on outside assistance.
International partners should give ample consideration to the timing and process of their strategies for exiting from partnerships with local communities. Involving local communities in the management of human security projects increases their capacity for initiating and implementing human security projects on their own, further enhancing the project’s sus-tainability beyond partnerships with international NGOs. It is important to avoid staying in a partnership so long that a dependency relationship
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develops, but it is also important not to exit the partnership before the local partner is fully capable of continuing the activities on its own.
For example, by working closely with national-level policymakers in Laos and Vietnam, the WHO project was able to convince the policymakers of the importance and viability of health insurance schemes. Policymakers were convinced by the pilot projects that poor families would enroll in health insurance schemes under certain circumstances and that they would seek better health care as a result. They also witnessed the positive effect that the insurance schemes had on the quality of service at public clinics that were receiving more income in communities with health insurance schemes for the poor. These realizations led them to include health insur-ance principles into their own countries’ policy frameworks.
The UNDP project in East Timor focuses on increasing productivity in the two districts where it works. Simply increasing productivity without markets for the products, however, will not lead to any sustained levels of productivity. UNDP, therefore, has sought out NGOs and governmental aid agencies to purchase trees from the project’s nurseries, creating a sus-tainable market for the trees.
By helping people to generate their own income, the UNDP project in Indonesia aims to help people to become more independent in the future. It also works on rebuilding relationships in such a way that encourages communities to continue working together on other priorities.
6. Enhancing participatory processes
While the outcomes of a human security project—improved livelihoods and decreased vulnerability—are important to the success of a human secu-rity project, the process in which the project is designed and implemented is more important. The way in which people are or are not engaged in a project will determine how they will continue engaging in activities in the long run. The skills and approaches that people learn by experience in a project are likely to be replicated in other parts of their lives. Helping people gain control over activities in a project helps them to feel more empowered in other aspects of their lives. Conversely, adopting a top-down, directive approach in project design and implementation reinforces existing practices of top-down, directive interaction.
For example, the ESCAP project focuses on teaching and using par-ticipatory processes of decision making and implementation. All of the
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communities engaged in the project participate in training on participa-tory processes and then use those skills to determine what their project will be and how they will implement it. The UNDP project in Indonesia emphasizes rebuilding of damaged relationships by requiring mixed groups of Muslims and Christians working on projects. The process of working together on a particular project is meant to encourage people to continue doing so in other parts of their lives. By engaging a local NGO with little experience working with international organizations in the UNDP project in East Timor, the local NGO stated that they were able to learn how to interact with international organizations and governments.
In some projects—most notably the ESCAP project and the UNDP project in Indonesia—the participatory process and the rebuilding or strengthening of damaged relationships were the primary human security goals. In these projects, emphasis was placed on the process with few pre-determined outputs. Empowerment, dignity, reconciliation, and individual responsibility were cited as primary goals. These projects also tended to take more multifaceted approaches with multiple services delivered that were not necessarily in areas of project directors’ expertise. Instead, their expertise was on the process employed.
The ESCAP project works with and, in some cases, creates community groups in each of its project sites. They also work with local organizations, such as public organizations and NGOs, as intermediaries in countries where they are working. The intermediary organizations receive training in participatory processes and then bring representatives from the target communities together for training before the representatives return to their communities to convene community meetings that determine project priorities and approaches.
II. Challenges for Organizing an Effective Human Security Project
As discussed in the previous section, the projects taken up as case studies for this project have common elements that are considered to be essential for the projects to be effective in their efforts to achieve the objectives mandated in the TFHS guidelines. Nevertheless, the project team’s observations and interviews at UN headquarters and project sites revealed several challenges to successfully incorporating these elements into actual project implemen-tation. The challenges can be grouped into the following categories:
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1. Bringing in diverse actors in a cohesive manner2. Building full-fledged partnerships with government leaders3. Promoting active community participation
1. Bringing in diverse actors in a cohesive manner
Given that any effective human security project needs to address a diverse set of threats to human lives simultaneously, projects need to bring in the expertise and experience of a diverse set of actors. Those involved in sev-eral of the case study projects were aware of the TFHS’s general mandate for projects, and they were generally aware of the importance of certain components of the human security concept, such as empowerment, protec-tion from vulnerabilities, and addressing the situation of the poorest of the poor. One challenge that the project team witnessed, however, in bringing together such diverse actors was in dealing with those participants who did not see a clear enough distinction between traditional development or humanitarian assistance projects on the one hand and human security projects on the other.
The project team also found that there was not a clear understanding of the elements needed to make a human security project effective, as discussed in the previous section, but that it was difficult to determine what variables affected each actor’s understanding of the human security concept. One variable appears to be the target country’s stage of political, economic, and social development as well as its socio-cultural traditions. For example, the village leaders in East Timor indicated that they had just begun to think of improving their own lives instead of relying solely on humanitarian assis-tance, after having achieved independence and living with the devastation caused by thirty years of violent conflict. In countries like Thailand, where the government is expected to provide food, money, and other necessities to its people, the concept of empowering people within a human security framework is relatively new. The project team found that the meaning of the human security concept, as embodied in the actual projects, was also affected by the mission and culture of the implementing agencies and the project directors’ own experience and areas of expertise.
The above clearly suggests a serious challenge to implementing mul-tifaceted approaches in human security projects. While it is natural and desirable to encourage close integration among UN agencies in order to achieve multifaceted goals, as mandated in the fund’s new guidelines,
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sharing an understanding of the concept of human security and its es-sential elements in the programmatic scheme present major challenges. A shared sense of urgency and a collective commitment to reducing the formidable threats that many people face in the developing parts of the world as well as in areas devastated by conflict and exploitation may help to bring about such a common understanding of the concept and of ap-proaches to implementation.
2. Building full-fledged partnerships with government leaders
All of the projects have formed close relationships with national and local government officials, and the project team was able to meet the relevant government officials in most cases. UN agencies are accustomed to working with national-level government officials, and broadening that interaction to include local-level officials was not a radical concept for them. In most cases, government officials were integral in the design and planning phases and played less of a role in implementation. All of the project directors claimed success in raising the awareness of government officials of the human security challenges in their societies and raising recognition of the value of human security approaches in addressing those challenges. The WHO and ESCAP projects had specific training activities for govern-ment officials, but many of the other project directors indicated that such training activities would have further increased government recognition of the importance of human security and capacity to improve the human security–oriented activities in their constituencies.
One challenge identified in the case studies regarding the formation of close relationships with government leaders was the ability to strike an appropriate balance between strong government engagement and community empow-erment. It is not desirable to rely entirely on governments for the choice of target populations, for example, where the community leaders can offer their perspectives by gathering unbiased data. This challenge is particularly acute for projects implemented in countries with more central control.
More research needs to be done on the implementation of human security projects in countries with repressive regimes. It is in these countries where human security is often most threatened, and engaging repressive regimes on human security projects may help convince leaders of their own interests in supporting human security projects. On the other hand, strict requirements
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for engagement with policymakers may rule out highly important projects in these countries, where leaders are more likely to consider community empowerment and human security a threat to their own power.
3. Promoting active community participation
One pattern of interaction between project staff and local communities is found in projects that proposed a process of eliciting goals, priorities, activities, and outputs from the local communities as the first stage of their projects. Stakeholders were convened, sometimes trained in participatory decision making, and tasked with determining what they would actually produce through their involvement in the project implementation. In the other pattern of interaction, project staff determined the goals, priorities, and activities—based on their experience in the field and feedback elic-ited from local communities—and then brought their plans to the local communities for feedback and clarification. In the former, individual and community beneficiaries were forced to take responsibility for their own human security—with support from the project staff—from the planning through the implementation phases. In the latter, individual and commu-nity responsibility was emphasized in the implementation phase.
Directors of several projects employing the first pattern of interaction referred to the challenge of encouraging people to engage in new processes and think about their own involvement, empowerment, and responsibility in new ways. Most people are perfectly capable of participating in planning and decision making and of taking responsibility for improving their own human security, but in many cases doing so requires a deliberate change in each person’s way of thinking. Many countries where human security projects are being implemented have long histories of paternalistic gov-ernments and citizen expectations that the government is best suited to determine and provide for people’s needs. In addition, people who are accustomed to development agencies coming in and simply delivering goods and services may feel uncomfortable at first when asked to enter into more of an equal partnership with a development agency. Staff from one project explained that people in the target community always expected to be given something tangible at the end of every meeting or workshop they had with development agencies.
Many of the field officers with whom the project team met sensed a high level of local communities’ discomfort with participatory approaches to
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planning and implementation. Where there is considerable effort within the development community to engage multiple stakeholders in needs assess-ment and project planning, this task is not always an easy one to undertake. There is an embedded sense of dependency that has developed as a result of the traditional donor-beneficiary relationship, making it difficult for communities and aid agencies to adopt new attitudes and expectations of empowerment and responsibility in the relationship. Many communities are used to governments or aid agencies simply telling them what they need and then giving that to them. Top-down approaches are often easier than participatory approaches because many aid agencies are willing and able to give people things for free. In addition, some of the governments are resistant to processes that empower communities because they may be perceived as taking away some control from the government.
A related challenge that project directors faced was deciding when to employ local experts and when to employ international consultants instead. There are many important reasons for employing local experts, including giving them more opportunities to use the skills they have, keeping project costs down with lower salaries, and contributing funds to the local economy. On the other hand, it is sometimes necessary to employ international con-sultants, at least in the early stages of a human security project, when local expertise is not available. A good international consultant will concentrate his or her attention on building much stronger local capacities and phasing out the need for international assistance.
III. Challenges of Management of the Trust Fund for Human Security
It is inevitable that a fund at the United Nations newly created by the Japanese government would face considerable criticism regarding diverse aspects of its administrative mechanisms and procedures. Though this team understands that plans for considerable adjustments are being made by the United Nations and the Japanese government, it may be useful to register some of the criticisms the fund has been facing in connection with its management.
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Streamlining the application process
One of the most common complaints that the project team heard from the field about the management of the fund was of the length of time it took for a project to be approved for funding. It took most of the projects between eighteen months and two years between the time the project was first proposed until the time it was finally approved. The long delays had multiple negative impacts on the projects and the people involved in them, and there seemed to be a variety of reasons for the delays.
Some of the projects need to be initiated in a particular season. This is true of agricultural projects that depend on certain weather conditions in each stage. It is also true of projects that required travel to areas that are difficult to reach during rainy seasons. In both cases, even a slight delay in approval of the project could set the project back by a whole year while the implementers wait for the appropriate season.
Several of the UN officers expressed concern over the effect that the de-lays had on their relationships with local communities. This is a particular problem in projects that involve local communities deeply in the design and planning process. By engaging with local communities before the project is approved, UN staff raise expectations that they will be able to provide certain services to the communities who participate. When they are not able to deliver in a timely manner, it becomes more difficult to keep the communities’ trust. This is a particularly serious problem in human security projects, which depend on strong communication and mutual respect and trust as a part of the empowerment process. One of the advantages—and challenges—of human security projects is that they try to open people up to new participatory processes that might feel somewhat uncomfortable at first, but is easy for them to become disenchanted with the new processes if they do not realize immediate results.
Needless to say, one of the biggest challenges in improving the manage-ment of the TFHS is finding a way to streamline the application and ap-proval process to substantially shorten the timeframe. Clarifying the criteria for eligibility and the application process will considerably shorten the long screening timeframe presently needed. The director of one of the projects mentioned that her office did not even have enough information to know how to approach the fund. After making several mistaken approaches to various offices within the UN system, they were finally informed that their proposal had to first go to the Japanese government. This confusion not only delayed the start of the project, it also meant that a lot of time and
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effort was wasted each time they prepared a concept paper for the wrong office.
Most of the project staff cited a frustrating process of dealing first with the Japanese Ministry of Foreign Affairs (MOFA) and then with the Con-trollers Office at the United Nations. After undergoing a long process of negotiation with MOFA, via the local Japanese embassy, they began the negotiation process again with the Controllers Office, which was following a different set of guidelines and restrictions than MOFA. The applicants with whom the team met invariably sensed a need for closer coordination and dialogue between the two offices so that the process could proceed more smoothly and quickly. All of the UN staff with whom the project team met expressed a strong interest in having clear guidelines and criteria from the outset. Often, applicants found themselves confused about what was and was not eligible for funding. They were informed of restrictions only after proposing elements that were not eligible. While one project director mentioned having received a kind of checklist from a colleague in Tokyo, none of the other directors had seen such a document. They acknowledged that such a list would have been an extremely helpful resource when they were applying.
Enhanced role of Japanese embassies in managing the TFHS
One resource that seemed to be underutilized was the local Japanese embassies. Negotiations with MOFA were conducted through the local embassies in most cases, but the embassy staff seemed to play little more than an intermediary role. The embassy staff, however, are actually in a position to be able to identify the needs of the target communities, and their input into projects’ appropriateness and feasibility at early stages could be a valuable resource for the fund in the screening process. In addition, empowering embassy staff to give substantive feedback and make recom-mendations to MOFA could simplify the application process by allowing applicants to negotiate directly with the embassy in person rather than spending more time and increasing the chances of misunderstanding by going through an intermediary.
Japan’s Official Development Assistance Charter, which was newly revised in August 2003, emphasizes the “perspective of human security” as one of its basic policies. This development may re-orient the embassy staff in charge to be better prepared to facilitate the activities of the fund.
21
Human Security in the United Nations
One major challenge to this, however, is determining how to encourage the Japanese government to increase the number of staff members who can professionally play a catalytic role in promoting human security projects of all kinds, including activities related to the TFHS. In addition, there is a need for coordination or integration among the divisions that are sepa-rately in charge of the TFHS and the Grassroots Human Security Grant Fund within the embassies.
Adopting more flexible approaches
Human security needs and approaches vary significantly by country and even by community within a single country. In addition, the emphasis on local communities’ participation in the conception, design, planning, and implementation phases means that any number of needs may be identified as human security priorities. Project directors need to have the flexibility to tailor their projects to the needs and priorities elicited from the communi-ties, not to strict criteria that are developed outside of the local context. A more directive approach from the fund would not be compatible with the elicitive approach that it requires of its applicants.
Needs, priorities, and capacities change quickly in the kinds of places where TFHS projects are implemented, particularly in societies engaged in violent conflict or emerging from violent conflict. Project activities and approaches, however, are agreed upon and committed to in the application process. Many UN officials suggested that more flexibility to change the details of their activities, and sometimes the activities themselves, would have made them better able to respond to more volatile situations and to meet real needs as they emerged. In addition, they requested more flex-ibility in changing their project budgets after they were approved to better respond to changing needs and realities. Allowing project directors a certain amount of discretionary funding in their budgets from the beginning could help address this concern.
Increasing flexibility in financial management of the TFHS
Participatory processes, human interaction, and capacity building are all important elements of human security projects. Those elements all require significant inputs of staff time, requiring adequate funds for salaries. The
Human Security in the United Nations
22
fund’s preference for local experts over international consultants is a wise preference and responds well to the need for local capacity building and empowerment. Often, however, the appropriate expertise is not yet avail-able locally. Careful use of international consultants can build significant local expertise and can save resources over time as people on the ground learn new skills and approaches.
Participatory processes take a longer time than directive processes, and they require high fees for good facilitation. A participatory process can, however, lead to less waste by creating projects that truly respond to real needs on the ground and empower people (learning by doing) so that, in the long term, the need for expensive international intervention is decreased.
Often, UN agencies require research funds in order to assess project feasibility and identify the appropriate target populations. Without such funds, many agencies have to rely on national and local governments for the guidance and information they need.
Several of the UN officers expressed frustration at not being able to use TFHS funds to train government officials. Government leaders have been identified as key actors both in protecting people from vulnerabilities and in contributing to people’s vulnerability. By engaging and educating them, project staff hope to decrease their role as potential threats and strengthen their role as responsible protectors who are in touch with the needs, priorities, and capacities of the populations they are protecting. Allowing applicants to include training of government leaders in their budgets would make it possible for them to integrate such important ef-forts into their projects.
IV. Future Agenda
The project team has identified several future agenda items that the TFHS might consider in further refining its understanding of what makes an ef-fective human security project. Following are a few examples.
In order to effectively implement a new concept, particularly a concept as complex as human security, there is a clear need for regular feedback on how the concept is being implemented and what the common challenges and lessons are. By creating mechanisms for feedback and review, the fund can raise understanding of how the concept can be better operationalized and can incorporate more innovative ideas that are based on real experi-ences at the ground level.
23
Human Security in the United Nations
The current research project focuses on design and implementation, so the emphasis of the fieldwork was on talking with the people most directly involved in those stages. The project team was not, however, able to talk directly with the projects’ target populations in most cases due to limited time and budget. Future research on the perspective of and impact on tar-get populations is critical to a deep understanding of the people-centered approach of a human security project.
It could be useful for the TFHS to look more deeply at the relationships that UN agencies formed with local, national, and international NGOs as well as community-based organizations in designing and implementing their projects. Questions of how NGOs were engaged in the projects, what sort of relationships were formed, whether or not the relationships were sustained beyond the duration of the project, the impact of participation on the NGOs, challenges faced by both UN agencies and NGOs, the capacities and resources that were needed, and lessons learned from the relationships could provide valuable insight for future human security projects.
The project team found that there is very little work that has been done on implementing human security projects in countries with repressive regimes. It is in these countries where human security is often most threatened, and engaging repressive regimes on human security projects may help convince leaders of their own interests in supporting human security projects. On the other hand, strict requirements for engagement with policymakers may rule out highly important projects in these countries, where leaders are more likely to consider community empowerment and human security a threat to their own power. Research could be done first on the potential impact of human security projects in countries with repressive regimes, both positively—in terms of improved human security—and negative-ly—in terms of legitimization of the regime. Next, the TFHS could look at questions of the desirable level of engagement with government leaders in repressive regimes, how to engage such government leaders and under what circumstances, any differences between general TFHS guidelines and guidelines for implementing projects in countries with repressive regimes, and particular mechanisms for monitoring such projects.
Similarly, it could be helpful to have more research on human security projects targeted at migrant populations considered illegal by their host gov-ernments. Governments and surrounding communities with acknowledged legal rights are unlikely to place priority on protection of illegal popula-tions’ human security needs, making it difficult for UN agencies to engage governments in projects that target such populations. The Commission
Human Security in the United Nations
24
on Human Security has identified people on the move as high-priority target populations for human security projects. Many people around the world who are on the move cross national borders illegally without being granted any kind of legal status in the receiving country. The TFHS does not currently have any mechanisms for providing for those populations’ human security needs and might find research on this area useful.
The new guidelines that the TFHS has developed will require integration of two or more UN agencies in all new projects that are proposed. While the project team found this to be a good idea, as discussed above, it also found that the fund would need to develop some new mechanisms for joint planning of activities and joint administration of funds among agencies.
The Japanese government has mechanisms other than the TFHS to support human security projects, such as the Grassroots Human Security Grant Fund. Future research focused on connecting the various sources of funding could lead to more effective complementary use of all of the funding sources available for addressing human security needs around the world.
It could be useful to undertake more research on mechanisms to ensure flexibility and accountability on the ground, including regular meetings among the Office for the Coordination of Humanitarian Affairs, local governments, NGOs, Japanese embassies, local UN staff, and other stake-holders. Such mechanisms could also be used to increase the shared sense of urgency of human security threats in a community among the various actors.
As discussed above, there is not a shared understanding among diverse actors of the concept of human security, let alone how it can be opera-tionalized. More research on how to promote understanding of the human security approach among various actors could be useful in further dis-seminating the concept and developing effective strategies on the ground for addressing human security needs.
25
Human Security in the United Nations
AM
CA
PSo
cial
Saf
ety
Net
Hu
man
Dig
nit
yTr
affi
ckin
gTo
bel
o-G
alel
a
1) P
rofi
le P
rim
ary
UN
Ag
ency
UN
DP
/UN
OP
SW
HO
ESC
AP
ILO
UN
DP
Bu
dg
et
US$
5,08
1,68
3U
S$37
4,50
0To
tal:
US$
866,
670
Ph
ase
I: U
S$14
1,25
0P
has
es I
I–II
I: U
S$48
0,43
0P
has
es I
V–V
: US$
244,
990
(est
imat
ed)
US$
1,17
9,09
2U
S$1,
415,
529
Du
rati
onA
inar
o: 5
yea
rs, M
anat
uto
: 3
year
s(T
otal
spa
n: J
anu
ary
2002
–De -
cem
ber
2006
)
3 ye
ars
(Ju
ne
2001
–May
200
4)P
has
e on
e: J
anu
ary
2000
–Jan
u-
ary
2001
Ph
ase
II–I
II: 1
5 m
onth
s, P
has
es
IV–V
: 9 m
onth
s
* T
here
was
a g
ap o
f 18
mon
ths
betw
een
the
end
of P
hase
I
and
appr
oval
of f
unds
for
Pha
ses
II–I
II. T
he p
roje
ct is
at
the
mom
ent c
ompl
etin
g P
hase
III
3 ye
ars
(Au
gust
200
3–Ju
ly
2006
)2
year
s(M
arch
200
2–Fe
bru
ary
2004
)
Targ
et a
rea
Ain
aro:
3 s
uco
s (H
ato
Bu
ilico
, H
ato,
an
d M
aubi
sse)
of
Ain
aro
subd
istr
ict
Man
atu
to: 3
7 vi
llage
s in
th
ree
sub-
dist
rict
s (L
aclu
bar,
Soib
ada
and
Nat
arbo
ra)
in
Eas
t T
imor
Vie
tnam
: Soc
Son
Dis
-tr
ict,
Ha
Noi
Pro
vin
ceLa
os: 3
dis
tric
ts
(Sis
atan
ak D
istr
ict,
Vie
nti
ane;
Nam
bac
Dis
tric
t, Lu
ang
Pra
ban
g P
rovi
nce
; Ch
ampa
ssak
D
istr
ict,
Ch
ampa
ssac
k P
rovi
nce
)
Ph
ase
one:
5 c
omm
un
itie
s (P
ann
ee, B
oon
ule
r, R
omkl
ao,
Ru
amsa
mak
ee, a
nd
Rim
tan
g D
uan
g B
angn
a), B
angk
ok,
Th
aila
nd
Cu
rren
t P
has
es: A
tota
l of
25
com
mu
nit
ies
(5 p
er c
oun
try)
in
Ph
nom
Pen
h, C
ambo
dia;
4 pr
ovin
ces
in C
ambo
dia:
pos
-si
bly
Pre
y V
eng,
Sih
anou
kvill
e,
Ban
teay
Mea
nch
ey, a
nd
Bat
-ta
mba
ng
prov
ince
s
3 pr
ovin
ces
in V
ietn
am: p
os-
sibl
y C
an T
ho
Pro
vin
ces,
Tay
N
inh
Pro
vin
ces,
an
d H
o C
hi
Min
h C
ity
Gal
ela,
Tobe
lo, T
obel
o Se
lata
n,
Nor
th H
alm
aher
a D
istr
ict
in
Nor
th M
alu
ku P
rovi
nce
(Con
tigu
ous,
3-s
ub-
dist
rict
, co
nfl
ict-
affe
cted
are
a in
eas
tern
In
don
esia
)
*Thi
s is
a p
art o
f the
Nor
th
Mal
uku
and
Mal
uku
Des
crip
tio
n o
f th
e fi
ve t
arg
eted
pro
ject
s
Human Security in the United Nations
26
AM
CA
PSo
cial
Saf
ety
Net
Hu
man
Dig
nit
yTr
affi
ckin
gTo
bel
o-G
alel
a
Yogy
akar
ta, I
ndo
nes
ia; V
ien
-ti
ane,
Lao
s; C
hia
ng
Mai
an
d C
hia
ng
Rai
, Th
aila
nd;
Dan
ang,
H
ue,
an
d H
o C
hi M
inh
Cit
y,
Vie
tnam
Rec
over
y P
rogr
amm
e ex
ecut
ed
by U
ND
P, w
hich
is in
its
seco
nd
phas
e fo
llow
ing
relie
f ope
rati
ons
and
reco
ncili
atio
n ac
tivi
ties
.
Targ
et p
op
ula
tio
n
upl
and
and
low
lan
d fa
rmer
s:
11,8
95 h
ouse
hol
ds, 6
3,74
14
resi
den
ts
farm
ers
and
the
poor
w
ho
are
wor
kin
g in
th
e in
form
al s
ecto
r w
ho
can
not
aff
ord
to p
ay s
er-
vice
fees
for
hea
lth
car
e*
The
re w
as in
crea
sed
unde
rsta
ndin
g of
the
nega
tive
impa
ct o
f use
r ch
arge
s fo
r he
alth
car
e.
two
typ
es o
f po
or c
omm
un
i -ti
es: g
eogr
aph
ical
(de
fin
ed b
y a
loca
tion
) an
d n
on-g
eogr
aph
i -ca
l (de
fin
ed b
y si
mila
r si
tua -
tion
/con
diti
on, s
uch
as
peo
ple
wit
h d
isab
iliti
es in
Yog
yaka
rta
or w
ith
HIV
in C
hia
ng
Rai
)*
It is
rec
ogni
zed
that
form
al
syst
ems
of s
uppo
rt s
uch
as th
e so
cial
saf
ety
nets
impl
emen
ted
afte
r th
e 19
97 fi
nanc
ial c
risi
s of
ten
fail
to r
each
the
inte
nded
be
nefic
iari
es.
child
ren
an
d w
omen
at
hig
h
risk
of
traf
fick
ing
Th
e A
rea-
Bas
ed R
ecov
ery
Ap -
proa
ch d
oes
not
adv
ocat
e se
-le
ctio
n o
f “ta
rget
pop
ula
tion
s”
but
con
cen
trat
es it
s su
ppor
t w
ith
in “
targ
et a
reas
” th
at d
em-
onst
rate
gre
at n
eed.
Pri
mar
y be
nefi
ciar
ies
of t
his
pro
ject
, th
eref
ore,
are
con
flic
t-af
fect
ed
com
mu
nit
ies
wit
hin
th
e ta
rget
ar
ea. S
pec
ial a
tten
tion
is g
iven
to
th
e vu
lner
able
, par
ticu
larl
y fo
rmer
ly d
ispl
aced
per
son
s w
ith
in t
hei
r co
mm
un
itie
s of
re
turn
.
Ob
ject
ives
- in
crea
se fo
od s
ecu
rity
an
d in
com
es o
f p
oor
hou
seh
olds
in
Ain
aro
and
Man
atu
to
dist
rict
s on
an
env
iron
-m
enta
lly s
ust
ain
able
bas
is,
usi
ng
com
mu
nit
y-fo
cuse
d pa
rtic
ipat
ory
met
hod
olog
ies
and
prom
otin
g ad
opti
on o
f n
ew te
chn
iqu
es
- cr
eate
soc
ial p
rote
ctio
n
or s
ecu
rity
from
th
e fi
nan
cial
bu
rden
of
payi
ng
for
hea
lth
car
e-
incr
ease
fun
din
g fo
r h
ealt
h c
are
at t
he
loca
l lev
el t
hro
ugh
in
trod
uct
ion
of
a co
m-
mu
ne-
base
d in
sura
nce
sc
hem
e
- pr
omot
e ad
opti
on b
y lo
cal g
over
nm
ents
of
app
roac
hes
to
polic
y fo
rmu
lati
on
and
impl
emen
tati
on
base
d on
com
mu
nit
y pa
rtic
ipat
ion
an
d th
e
esta
blis
hm
ent
of
part
ner
ship
sbet
wee
n
all s
take
hol
ders
- en
han
ce s
ocia
l an
d ec
onom
ic
con
diti
ons
of t
he
targ
et c
om-
mu
nit
ies
thro
ugh
th
e u
se o
f to
ols
and
mec
han
ism
s ba
sed
on s
ocia
l mob
iliza
tion
an
d -pa
rtic
ipat
ion
by
com
mu
nit
y m
embe
rs
- bu
ild c
omm
un
ity
capa
c -it
y to
pre
ven
t tr
affi
ckin
g in
ch
ildre
n a
nd
wom
en b
y se
ttin
g u
p an
d m
ain
tain
ing
hol
isti
c co
mm
un
ity-
base
d pr
even
tive
inte
rven
tion
s ag
ain
st t
raffi
ckin
g in
ch
ildre
n
and
wom
en in
a p
arti
cipa
-to
ry m
ann
er
Th
e In
itia
tive
su
ppor
ts t
he
Nor
th M
alu
ku a
nd
Mal
uku
R
ecov
ery
Pro
gram
me’
s ov
eral
l go
al o
f “
deve
lopi
ng
soci
ally
an
d ec
onom
ical
ly s
ust
ain
able
co
mm
un
itie
s liv
ing
coop
era -
tive
ly to
geth
er in
free
dom
from
fe
ar a
nd
viol
ence
.” W
ith
in t
hat
co
nte
xt, t
he
proj
ect
has
th
e fo
llow
ing
4 su
b-ob
ject
ives
:-c
reat
e re
mu
ner
ativ
e em
ploy
-m
ent
thro
ugh
labo
r-in
ten
sive
27
Human Security in the United Nations
AM
CA
PSo
cial
Saf
ety
Net
Hu
man
Dig
nit
yTr
affi
ckin
gTo
bel
o-G
alel
a
publ
ic w
orks
-in
crea
se p
rodu
ctiv
ity
in lo
cal
econ
omic
act
ivit
y in
clu
din
g ag
ricu
ltu
re a
nd
fish
ing
-reh
abili
tate
cro
ss-c
omm
un
ity
edu
cati
on in
fras
tru
ctu
re a
nd
serv
ices
;-i
ncr
ease
cro
ss-c
omm
un
ity
so-
cio-
econ
omic
col
labo
rati
on
Mai
n a
ctiv
itie
s
-upl
and
and
low
lan
d fa
rmin
g (A
inar
o &
Man
atu
to)
-ric
e cu
ltiv
atio
n-i
mpr
oved
live
stoc
k-s
eed
mu
ltip
licat
ion
(N
atar
-bo
ra in
Man
atu
to)
-nu
rser
y de
velo
pmen
t-A
inar
o C
omm
un
ity
Trai
nin
g C
entr
e an
d L
ibra
ry-c
omm
un
ity
nu
trit
ion
, hea
lth
, an
d po
st-c
onfl
ict
reco
nci
li -at
ion
Vie
tnam
-im
plem
ent
one
of t
he
pilo
t pr
ojec
ts c
ondu
ct-
ed fo
r im
prov
emen
t of
exi
stin
g vo
lun
tary
h
ealt
h in
sura
nce
for
the
poor
-en
cou
rage
th
e go
vern
-m
ent
to in
tegr
ate
the
fin
din
gs in
to t
hei
r n
atio
nal
pol
icy
Laos
-bu
ild a
war
enes
s an
d co
ndu
ct p
rom
otio
n
cam
paig
n w
ith
lead
ers
in p
olit
ics
and
hea
lth
ab
out
the
impo
rtan
ce
of p
re-p
aym
ent
and
risk
-sh
arin
g at
th
e co
mm
un
ity
leve
l-b
uild
cap
acit
y in
th
e co
mm
un
ity
and
wit
h t
he
com
mu
nit
y le
ader
s: te
ach
bas
ics
of h
ealt
h fi
nan
c -in
g an
d in
sura
nce
; te
ach
reg
ula
tion
s an
d m
anag
emen
t of
th
e in
sura
nce
sch
eme;
in
clu
de le
ader
s in
co
mm
un
icat
ion
wit
h
Eac
h c
omm
un
ity
deci
des
thei
r ow
n is
sues
to a
ddre
ss a
nd
prio
riti
es.
Ph
ase
I:Pa
nn
ee: b
uild
ing
ped
estr
ian
br
idge
sB
oon
luer
: cle
anin
g th
eir
can
alR
uam
sam
akee
: con
stru
ctin
g a
mu
lti-
purp
ose
cen
ter
Rim
tan
g D
uan
Ban
gna:
im-
prov
ing
the
wat
er s
upp
ly
Cu
rren
t P
has
es:
Phn
om P
enh
(low
-in
com
e):
An
glun
g K
orn
g (r
aisi
ng
lan
d to
pre
ven
t floo
din
g of
hom
es),
R
otes
t Pla
ng
Bay
(ch
ildre
n’s
liter
acy
and
heal
th e
duca
tion
)Yo
gyak
arta
(di
sabi
litie
s): T
erba
n
(im
prov
ing
acce
ss to
hea
lthc
are,
ca
paci
ty a
nd
build
ing)
, Sew
on
-aw
aren
ess
rais
ing
-ru
ral s
kills
tra
inin
g fo
r fo
od s
ecu
rity
an
d in
com
e ge
ner
atio
n-d
evel
opm
ent
and
emp
ower
-m
ent
of V
illag
e D
evel
opm
ent
Com
mit
tees
(C
ambo
-di
a)/P
eopl
e’s
Com
mit
tees
(V
ietn
am)
-rem
un
erat
ive
labo
r-in
ten
sive
pu
blic
wor
ks to
su
ppor
t p
ost-
con
flic
t cl
ean
-up
of
urb
an a
reas
(ac
cou
nti
ng
for
70%
of
the
fun
d)-s
upp
ort
to lo
cal g
over
n-
men
t fo
r re
-est
ablis
hm
ent
of r
evol
vin
g cr
edit
sch
emes
, pr
ovid
ing
agri
cult
ura
l an
d fi
sher
ies
inpu
ts to
vu
lner
able
gr
oups
wh
ose
livel
ihoo
ds
hav
e be
en d
estr
oyed
-tec
hn
ical
su
ppor
t an
d sm
all,
star
t-u
p gr
ants
to v
uln
erab
le
wom
en w
ith
ch
ildre
n n
eed -
ing
a liv
elih
ood
-tra
inin
g pr
ovid
ed to
mix
ed
grou
ps o
f vi
llage
ret
urn
ees
and
com
mu
nit
ies
of r
etu
rn
to e
nh
ance
rec
onci
liati
on
andn
orm
aliz
atio
n p
roce
sses
Human Security in the United Nations
28
AM
CA
PSo
cial
Saf
ety
Net
Hu
man
Dig
nit
yTr
affi
ckin
gTo
bel
o-G
alel
a
pop
ula
tion
aro
un
d h
ealt
h fi
nan
cin
g is
sues
; tra
in c
olle
ctor
s in
eac
h v
illag
e-p
ersu
ade
hea
lth
car
e pr
ovid
ers
to a
ccep
t a
capi
tati
on (
poll
tax)
pa
ymen
t sy
stem
an
d gu
aran
tee
prov
isio
n
of h
ealt
h s
ervi
ces
-im
plem
ent
thre
e pi
lot
proj
ects
of
com
-m
un
ity-
base
d h
ealt
h
insu
ran
ce s
chem
es-e
nco
ura
ge t
he
gove
rn-
men
t to
ado
pt t
he
fin
din
gs in
to t
hei
r n
atio
nal
pol
icy
(pu
blic
aw
aren
ess
cam
paig
n)
Vie
nti
ane
(low
-in
com
e): D
on
Pala
ep (
chic
ken
an
d fr
og
rais
ing)
, Non
gth
a Ta
i Vill
age
(roa
d bu
ildin
g, v
illag
e fu
nd
for
com
mu
nit
y de
velo
pmen
t)C
hia
ng
Mai
(th
e el
derl
y an
d yo
un
g): W
at D
aow
adou
ng
(hea
lth
car
e an
d ed
uca
tion
),
Wat
Mu
en S
arn
(in
com
e ge
ner
atio
n)
Ch
ian
g R
ai (
livin
g w
ith
HIV
/A
IDS)
: San
Mak
hed
(in
com
e ge
ner
atio
n, g
row
ing
and
usa
ge
of t
radi
tion
al h
erba
l rem
edie
s)H
o C
hi M
inh
: pro
visi
on o
f fi
re
exti
ngu
ish
ers
Hu
e: c
onst
ruct
ion
of
resc
ue
boat
, hea
lth
exa
min
atio
nD
anan
g: s
ewag
e sy
stem
rep
air,
esta
blis
hm
ent
of c
redi
t fu
nd
an
d in
com
e ge
ner
atio
n
acti
viti
es-s
upp
ort
to t
he
dist
rict
cou
rt
and
oth
er le
gal p
rofe
ssio
nal
s,
via
an e
xper
ien
ced
nat
ion
al,
lega
l adv
ocac
y N
GO
(P
BH
I:
the
Indo
nes
ian
Leg
al A
id a
nd
Hu
man
Rig
hts
Ass
ocia
tion
) to
dea
l wit
h p
ost-
con
flic
t le
gal i
ssu
es, a
s w
ell a
s to
de
velo
p an
d ca
rry
out
a le
gal
liter
acy
cam
paig
n in
con
flic
t-af
fect
ed v
illag
es-s
upp
ort
to t
he
new
Nor
th
Hal
mah
era
Dis
tric
t go
vern
-m
ent
and
civi
l soc
iety
to
esta
blis
h in
clu
sive
, par
tici
pa-
tory
pla
nn
ing
proc
esse
s-r
ehab
ilita
tion
or
reco
nst
ruc -
tion
of
28 p
rim
ary
and
jun
ior
seco
nda
ry s
choo
ls
acro
ss t
he
3 su
b-di
stri
cts
-reh
abili
tati
on o
r re
con
stru
c -ti
on o
f co
mm
un
ity
cen
ters
in
the
3 su
b-di
stri
ct c
apit
als
2) H
ow
th
e ta
rget
po
pu
lati
on
was
iden
tifie
d
-Jap
anes
e jo
int
mis
sion
vis
ited
A
inar
o an
d id
enti
fied
th
e di
stri
ct a
s a
rele
van
t ar
ea
(th
e p
oore
st a
rea)
an
d U
N
staf
f, in
clu
din
g a
tech
nic
al
assi
stan
t, an
d a
con
sult
ant
visi
ted
21 v
illag
es to
gra
sp
the
situ
atio
n in
det
ail.
Vie
tnam
: -S
ocia
l hea
lth
insu
ran
ce
has
been
intr
oduc
ed
for
acti
ve a
nd
reti
red
sala
ried
wor
kers
on
th
e ba
sis
of v
olun
tary
m
embe
rshi
p. H
owev
er,
the
volu
nta
ry a
ffilia
tion
Laos
: -S
ocia
l hea
lth
insu
ran
ce
for
the
form
al s
alar
ied
sect
or h
as ju
st b
een
in
trod
uce
d an
d th
e M
inis
try
of H
ealt
h
was
kee
n to
hav
e sc
hem
es fo
r th
e
-ESC
AP
sel
ects
loca
l cou
nte
r -pa
rts
thro
ugh
con
sult
atio
ns
wit
h o
ther
UN
age
nci
es a
nd
asso
ciat
ion
s su
ch a
s th
e A
sian
C
oalit
ion
for
Hou
sin
g R
igh
ts.
ESC
AP
th
en w
orks
wit
h t
he
loca
l cou
nte
rpar
t to
iden
tify
po
ten
tial
com
mu
nit
ies
-ILO
-IP
EC
has
bee
n c
ondu
ct-
ing
a se
ries
of
rese
arch
pr
ojec
ts o
n t
he
situ
atio
n o
f tr
affi
ckin
g in
th
e G
reat
er
Mek
ong
sub-
regi
on a
nd
has
be
en im
plem
enti
ng
a su
b-re
gion
al p
roje
ct to
com
bat
traf
fick
ing
fun
ded
by t
he
-Sev
eral
pos
t-co
nfl
ict
asse
ss-
men
t an
d fa
ct-fi
ndi
ng
mis
-si
ons
to N
orth
Mal
uku
wer
e ca
rrie
d ou
t by
UN
DP
in
co
ordi
nat
ion
wit
h t
he
cen
tral
an
d pr
ovin
cial
gov
ern
men
ts
and
con
cern
ed d
onor
cou
n-
try
repr
esen
tati
ves.
29
Human Security in the United Nations
AM
CA
PSo
cial
Saf
ety
Net
Hu
man
Dig
nit
yTr
affi
ckin
gTo
bel
o-G
alel
a
-Man
atu
to w
as a
dded
to t
he
targ
et a
rea
by t
he
Min
iste
r of
Agr
icu
ltu
re, F
ores
try
and
Fish
ery
of E
ast
Tim
or.
w
as n
ot w
orki
ng,
an
d th
e go
vern
men
t di
d n
ot w
ant
to h
ave
com
-m
un
ity-
base
d h
ealt
h
insu
ran
ce s
chem
es t
hat
w
ere
sepa
rate
from
th
e ex
isti
ng
Vie
tnam
H
ealt
h I
nsu
ran
ce
Syst
em. T
her
efor
e, t
he
proj
ect
was
con
fin
ed
only
to a
pilo
t pr
ojec
t in
on
e di
stri
ct.
-Soc
Son
dis
tric
t w
as
iden
tifi
ed b
y th
e V
iet -
nam
Soc
ial S
ecu
rity
A
gen
cy. A
part
from
So
c So
n, t
hey
rec
entl
y in
trod
uce
d a
sim
ilar
com
mu
ne
hea
lth
in
sura
nce
sch
eme
in
thre
e m
ore
prov
-in
ces
(Hai
Ph
ong,
Vin
h
Phu
c, a
nd
Ho
Ch
i M
inh
) w
her
e tw
o co
m-
mu
nes
in e
ach
of
the
prov
ince
s w
ere
sele
cted
fo
r th
e pr
ojec
t.
in
form
al s
ecto
r, w
hic
h
is m
ore
than
80%
of
th
e po
pula
tion
. In
spir
atio
n w
as
sou
ght
esp
ecia
lly in
th
e P
hili
ppin
e m
odel
of
com
mu
nit
y-ba
sed
hea
lth
insu
ran
ce
sch
emes
.-T
he
targ
et d
istr
icts
(fo
r th
e pi
lot
sch
emes
) w
ere
iden
tifi
ed fi
rst
by
the
Hea
lth
In
sura
nce
Te
am fo
rmu
lati
ng
requ
irem
ents
, nex
t by
th
e pr
ovin
cial
go
vern
men
t pr
opos
-in
g di
stri
cts,
an
d fi
nal
ly t
hro
ugh
a
mis
sion
th
at lo
oked
at
feas
ibili
ty.
ba
sed
on a
pre
limin
ary
gen
-er
al o
verv
iew
of
the
siu
tati
on.
-Eac
h c
omm
un
ity
deci
des
on
thei
r is
sues
to a
ddre
ss a
nd
prio
riti
es. A
t th
e co
mm
un
ity
leve
l, m
eeti
ngs
are
con
ven
ed
wit
h c
omm
un
ity
lead
ers
and
the
com
mu
nit
y to
exp
lain
pu
rpos
e an
d sc
ope
of t
he
proj
ect;
Tra
inin
g on
par
-ti
cipa
tory
pro
ject
form
ula
-ti
on a
nd
impl
emen
tati
on;
Mee
tin
gs a
mon
g co
mm
u-
nit
y m
embe
rs a
nd
grou
ps to
id
enti
fy m
ain
pro
blem
s an
d pr
iori
ties
. Th
e pr
oble
ms
and
prio
riti
es a
re v
erifi
ed t
hro
ugh
th
e co
llect
ion
of
deta
iled
in-
form
atio
n a
nd
dist
ribu
tion
of
hous
ehol
d su
rvey
s. I
nfo
rma -
tion
is th
en c
olle
cted
, thr
ough
co
nsu
ltat
ion
s an
d ot
her
met
hods
out
side
of
the
com
-m
unit
y to
det
erm
ine
exis
tin
g po
licie
s, r
esou
rces
, an
d pl
ans
avai
labl
e (l
ocal
aut
hori
ties
, w
elfa
re o
rgan
izat
ion
s, N
GO
s,
etc.
). F
urt
her
con
sult
atio
ns
ar
e co
ndu
cted
to e
labo
rate
a
plan
of
acti
on, a
nd
com
-m
itte
es a
nd
grou
ps a
re s
et
up
to t
ake
resp
onsi
bilit
y fo
r th
e va
riou
s ta
sks.
Lin
kage
s ar
e es
tabl
ish
ed w
ith
ou
tsid
e or
gan
izat
ion
s, in
clu
din
g go
vern
men
t ag
enci
es a
nd
U
K D
epar
tmen
t fo
r In
tern
atio
nal
Dev
elop
men
t. T
hro
ugh
th
e ag
ency
’s e
xper
i -en
ce in
th
e su
b-re
gion
, th
e ta
rget
gro
ups
an
d ta
rget
sit
es
wer
e id
enti
fied
. How
ever
, co
nsi
deri
ng
the
tim
e la
g (b
etw
een
th
e ti
me
the
proj
ect
prop
osal
was
form
ula
ted
and
the
proj
ect
impl
emen
tati
on
star
t da
te),
tar
get
site
s w
ill
be d
iscu
ssed
aga
in w
ith
key
st
akeh
olde
rs in
eac
h c
oun
try
and
will
be
dete
rmin
ed in
ac -
cord
ance
wit
h t
he
up-
to-d
ate
loca
l sit
uat
ion
an
d n
eeds
.
- A
3-s
ub-
dist
rict
are
a in
N
orth
Hal
mah
era
(Nor
th
Mal
uku
Pro
vin
ce)
was
th
e sc
ene
of s
ome
of t
he
prov
-in
ce’s
fier
cest
figh
tin
g; n
earl
y al
l vill
ages
wit
hin
th
e ar
ea
of 1
,465
sqa
re k
ilom
eter
s w
ere
com
plet
ely
dest
roye
d an
d ap
prox
imat
ely
27,6
15
per
son
s or
6,3
87 fa
mili
es
wer
e di
spla
ced.
Th
ese
figu
res
repr
esen
t th
e la
rges
t n
um
ber
of s
ever
ely
con
flic
t-af
fect
ed
per
son
s w
ith
in a
con
cen
-tr
ated
are
a.
-Th
e In
don
esia
n g
over
nm
ent’s
ef
fort
s to
rep
atri
ate
and
prov
ide
basi
c or
tem
pora
ry
hou
sin
g fo
r ID
Ps (
inte
r -n
ally
dis
plac
ed p
erso
ns)
was
co
mpl
emen
ted
by e
mer
gen
cy
assi
stan
ce fr
om d
onor
s.
-Th
e In
don
esia
n g
over
nm
ent’s
fo
rmal
rec
ogn
itio
n o
f th
e ar
ea’s
nee
d fo
r a
reco
very
pr
ogra
m to
su
ppor
t hu
man
se
curi
ty, a
nd,
th
eref
ore,
th
e du
rabi
lity
of r
etu
rns,
coi
n-
cide
d w
ith
a m
ult
i-do
nor
m
issi
on in
200
0.
Human Security in the United Nations
30
AM
CA
PSo
cial
Saf
ety
Net
Hu
man
Dig
nit
yTr
affi
ckin
gTo
bel
o-G
alel
a
di
stri
ct o
ffice
s. T
he c
omm
itte
es
unde
rtak
e th
eir
task
s, an
d bo
th
the
task
s an
d th
e pr
oces
ses
are
eval
uate
d. F
ollo
w-u
p ac
tivit
ies
are
then
iden
tifie
d.
3) P
roce
du
re o
f ap
plic
atio
n
-An
inte
rnat
ion
al c
onsu
ltan
t dr
afte
d th
e pr
opos
al b
ased
on
sit
e vi
sits
an
d su
bmit
ted
it to
th
e Ja
pan
ese
Min
istr
y of
Fo
reig
n A
ffai
rs (
MO
FA).
-Fol
low
ing
disc
uss
ion
s be
twee
n t
he
prim
e m
inis
ter
and
the
UN
DP
res
iden
t re
pres
enta
tive
, th
ey
chan
ged
the
stru
ctu
re o
f th
e pr
ojec
t fr
om e
mpl
oyin
g in
tern
atio
nal
sta
ff to
en
gagi
ng
loca
l hu
man
re
sou
rces
an
d pr
ovid
ing
adeq
uat
e tr
ain
ing
by
Japa
nes
e N
GO
s. T
hey
fa
ced
diffi
cult
ies
in g
etti
ng
appr
oval
for
the
chan
ge
from
th
e C
ontr
olle
rs O
ffice
. T
he
10-m
onth
pro
cedu
re
dela
yed
the
star
t of
th
e pr
ojec
t an
d h
as a
ffec
ted
its
impl
emen
tati
on.
-The
reg
iona
l dir
ecto
r in
form
ed th
e te
chni
cal
dire
ctor
s ab
out t
he
poss
ibili
ty o
f fun
ding
th
roug
h th
e T
FHS.
-The
dir
ecto
r of
hea
lth
sect
or d
evel
opm
ent a
nd
her
colle
ague
s w
rote
up
a p
ropo
sal i
n cl
ose
colla
bora
tion
wit
h th
e W
HO
sta
ff in
eac
h co
untr
y.-T
hey
sent
the
init
ial
prop
osal
to W
HO
hea
d -qu
arte
rs a
nd r
evis
ed it
ba
sed
on th
eir
feed
back
. T
hey
trie
d to
sub
mit
it
dire
ctly
to th
e C
ontr
ol-
lers
Offi
ce, b
ut th
ey
wer
e to
ld to
con
tact
M
OFA
in T
okyo
. Eve
n th
ough
thei
r pr
opos
al
had
been
agr
eed
to
thro
ugho
ut W
HO
, the
y ha
d to
cha
nge
it b
ased
on
MO
FA fe
edba
ck
befo
re g
oing
to C
ontr
ol-
lers
Offi
ce, w
hich
led
to
subs
eque
nt a
ddit
iona
l ch
ange
s.
-
ESC
AP
was
init
ially
con
tact
ed
by t
he
Em
bass
y of
Jap
an
and
was
urg
ed to
su
bmit
a
prop
osal
to t
he
TFH
S.
-ILO
-IP
EC
sta
ff in
Ban
gkok
re
ceiv
ed c
onci
se g
uid
elin
es
for
proj
ect
prop
osal
s to
th
e T
FHS
from
th
e IL
O J
apan
O
ffice
.-T
he
ILO
Jap
an O
ffice
com
-m
un
icat
ed w
ith
ILO
-IP
EC
st
aff
in B
angk
ok, I
LO H
ead -
quar
ters
, an
d M
OFA
.-T
he
proj
ect
prop
osal
was
pr
epar
ed b
y IL
O-I
PE
C s
taff
in
Ban
gkok
wit
h in
put
of
oth
er I
LO c
olle
agu
es.
-ILO
Hea
dqu
arte
rs s
ubm
it-
ted
the
prop
osal
to U
N
hea
dqu
arte
rs in
Dec
embe
r 20
02, a
nd
it w
as a
ppro
ved
in
May
200
3 by
th
e go
vern
men
t of
Jap
an.
-Th
e ag
reem
ent
betw
een
th
e U
N a
nd
ILO
was
sig
ned
in
July
200
3.
-Con
sult
atio
ns
wit
h r
epre
-se
nta
tive
s of
th
e E
mba
ssy
of
Japa
n w
ere
follo
wed
by
suc -
cess
ful p
ropo
slas
to J
apan
’s
MO
FA a
nd
the
UN
au
thor
i -ti
es m
anag
ing
the
TFH
S.-T
he
UN
DP
Jak
arta
offi
ce s
taff
di
d n
ot fi
nd
any
diffi
cult
ies
in g
etti
ng
appr
oval
from
M
OFA
an
d th
e U
N C
ontr
ol-
lers
Offi
ce.
31
Human Security in the United Nations
AM
CA
PSo
cial
Saf
ety
Net
Hu
man
Dig
nit
yTr
affi
ckin
gTo
bel
o-G
alel
a
4) S
tru
ctu
re o
f dec
isio
n m
akin
g a
nd
imp
lem
enta
tio
n
-Th
ere
are
deci
sion
-mak
ing
mec
han
ism
s at
th
e n
atio
nal
an
d di
stri
ct le
vels
wit
h in
-vo
lvem
ent
by g
over
nm
ents
. T
hey
mee
t on
a m
onth
ly
basi
s.-T
he
Nat
ion
al S
teer
ing
Com
mit
tee
con
sist
s of
th
e M
inis
ter
of A
gric
ult
ure
, Fo
rest
ry a
nd
Fish
ery
(Ch
air)
an
d re
pres
enta
tive
s of
th
e M
inis
try
of H
ealt
h; t
he
Min
-is
try
of E
duca
tion
, Cu
ltu
re,
You
th &
Spo
rt; t
he
Min
istr
y of
In
tern
al A
dmin
istr
atio
n;
the
Min
istr
y of
Pla
nn
ing
and
Fin
ance
; th
e D
ivis
ion
of
En
-vi
ron
men
t in
th
e M
inis
try
of
Dev
elop
men
t an
d E
nvir
on-
men
t; U
N s
taff
(U
ND
P a
nd
UN
OP
S); a
nd
oth
er r
elev
ant
stak
ehol
ders
. -T
he
Dis
tric
t St
eeri
ng
Com
mit
tee
con
sist
s of
th
e di
stri
ct-b
ased
lin
e of
fice
rs o
f th
e M
inis
try
of A
gric
ult
ure
, Fo
rest
ry a
nd
Fish
ery
(Ch
air)
; th
e M
inis
try
of H
ealt
h; t
he
dist
rict
tre
asu
res;
an
d tw
o p
eopl
e fr
om t
he
sub-
dist
rict
co
un
cil.
Vie
tnam
:-T
he
Vie
tnam
Soc
ial
Secu
rity
Age
ncy
de
cide
d on
th
e fr
ame -
wor
k in
con
sult
atio
n
wit
h t
he
Min
istr
y of
Fi
nan
ce a
nd
Gen
-er
al C
onfe
dera
tion
of
Lab
or a
nd
gave
gu
idel
ines
to lo
cal
gove
rnm
ents
, th
e pr
ovin
ce (
Han
oi S
ocia
l In
sura
nce
), a
nd
the
dist
rict
(So
c So
n).
-A
com
mit
tee
for
each
pi
lot
site
was
set
up
and
coor
din
ated
by
the
loca
l/pr
ovin
cial
soc
ial
secu
rity
bra
nch
in
clos
e co
oper
atio
n w
ith
lo
cal g
over
nm
ent.
-At
the
dist
rict
leve
l, th
e C
omm
un
e Pe
ople
’s
Com
mit
tee,
dir
ecto
rs
of h
ealt
h c
are
cen
ters
, an
d le
ader
s of
mas
s or
gan
izat
ion
s w
ere
the
mec
han
ism
for
deci
sion
mak
ing
and
enco
ura
gin
g p
eopl
e in
th
e co
mm
un
ity
to jo
in
in t
he
hea
lth
insu
ran
ce
sch
eme.
Laos
:-T
he
Min
iste
rial
Man
-ag
emen
t C
omm
itte
e fo
r C
BH
I an
d a
hea
lth
in
sura
nce
team
wer
e fo
rmed
at
the
Min
is-
try
of H
ealt
h (
MO
H).
T
he
team
con
sist
s of
an
inte
rnat
ion
al s
taff
an
d th
ree
nat
ion
al
staf
f se
con
ded
from
th
e M
OH
.-
A d
istr
ict
leve
l man
-ag
emen
t co
mm
itte
e w
as d
evel
oped
at
each
sit
e to
ru
n t
he
sch
emes
on
a d
aily
ba
sis.
-Eac
h c
omm
un
ity
esta
blis
hes
a
proj
ect
com
mit
tee
com
pose
d of
com
mu
nit
y m
embe
rs,
loca
l cou
nte
rpar
ts, a
nd
repr
esen
tati
ves
of r
elev
ant
stak
ehol
ders
. For
exa
mpl
e, in
C
hia
ng
Rai
, Th
aila
nd,
loca
l h
ealt
h o
ffici
als
are
part
of
the
com
mit
tee;
in H
o C
hi M
inh
C
ity,
Vie
tnam
, rep
rese
nta
-ti
ves
of t
he
Was
te C
olle
ctor
’s
Syn
dica
te a
nd
the
Wom
en’s
U
nio
n w
ere
incl
ude
d. A
ll m
embe
rs o
f th
e co
mm
itte
e h
ave
equ
al r
anki
ng
and
the
mee
tin
gs a
re fa
cilit
ated
by
the
loca
l cou
nte
rpar
t.-E
SCA
P s
taff
act
as
advi
sors
to
the
com
mit
tees
.
-A p
roje
ct c
oord
inat
or (
wh
o w
ill b
e as
sist
ed b
y a
secr
e -ta
ry)
will
be
appi
nte
d in
eac
h
cou
ntr
y.-T
he
proj
ect
coor
din
ator
w
ill s
erve
as
a co
un
try
proj
ect
coor
din
ator
an
d w
ill
ensu
re a
com
preh
ensi
ve a
nd
inte
grat
ed c
oun
try
prog
ram
. T
he
prog
ram
coo
rdin
ator
be
su
ppor
ted
by I
LO-I
PE
C
Ban
gkok
.-T
he
proj
ect
coor
din
ator
will
co
nven
e st
akeh
olde
r w
ork -
shop
s w
ith
par
tici
pati
on
of g
over
nm
ent
and
NG
Os
to d
eter
min
e th
e ta
rget
ge
ogra
phic
al s
ites
/com
mu
ni -
ties
an
d se
lect
impl
emen
tin
g ag
enci
es.
-Par
tici
pan
ts a
t th
e n
atio
nal
le
vel i
ncl
ude
rep
rese
nta
tive
s of
th
e N
atio
nal
Ste
erin
g C
omm
itte
e an
d th
e P
roje
ct
Adv
isor
y C
omm
itte
for
ILO
-IP
EC
, est
ablis
hed
in t
he
nat
ion
al g
over
nm
ent.
- Se
lect
ed im
plem
enti
ng
agen
cies
(lo
cal g
over
nm
ents
or
NG
Os,
gen
eral
ly w
ith
ex
per
ien
ce in
com
mu
nit
y de
velo
pmen
t or
an
ti-t
raffi
ck-
ing
acti
viti
es)
will
wor
k
-Con
sist
ent
wit
h U
ND
P’s
m
odel
for
area
dev
elop
men
t, an
incl
usi
ve, a
rea-
base
d de
ci-
sion
-mak
ing
mec
han
ism
was
es
tabl
ish
ed. T
he
Com
mu
nit
y P
rogr
amm
e B
oard
of
Gal
ela-
Tobe
lo (
CP
B)
brin
gs to
geth
er
repr
esen
tati
ves
from
a v
arie
ty
of s
take
hol
der
grou
ps w
ith
in
each
of
the
form
erly
con
-fl
icte
d co
mm
un
itie
s.
-Th
e C
PB
’s 1
6 m
embe
rs
incl
ude
rep
rese
nta
tive
s of
var
iou
s le
vels
of
loca
l go
vern
men
t an
d lo
cal
adm
inis
trat
ion
, rel
igio
us
lead
ers,
wom
en’s
an
d yo
uth
gr
oup
lead
ers,
rep
rese
nta
tive
s of
vu
lner
able
or
min
or-
ity
pop
ula
tion
s, a
s w
ell a
s m
embe
rs o
f th
e di
stri
ct
just
ice
syst
em, e
duca
tion
, an
d pr
ivat
e se
ctor
s.
-Mem
bers
met
reg
ula
rly
over
se
vera
l mon
ths
in la
te 2
002
to r
each
con
sen
sus
on t
hei
r ar
ea’s
pri
orit
y n
eeds
for
reco
very
an
d de
velo
pmen
t, di
scu
ss p
ossi
bilit
ies
for
appr
opri
ate
impl
emen
ta-
tion
par
tner
s, a
nd
allo
cate
fu
nds
wit
hin
eac
h p
rior
itiz
ed
sect
or.
Human Security in the United Nations
32
AM
CA
PSo
cial
Saf
ety
Net
Hu
man
Dig
nit
yTr
affi
ckin
gTo
bel
o-G
alel
a
w
ith
tar
get
com
mu
nit
ies
to d
evel
op a
nd
con
duct
co
mm
un
ity-
base
d pr
even
tive
in
terv
enti
ons
agai
nst
tra
f -fi
ckin
g.-T
hos
e co
mm
un
ity-
base
d in
terv
enti
ons
incl
ude
ca
paci
ty b
uild
ing
of t
he
exis
tin
g V
illag
e D
evel
op-
men
t C
omm
itte
es (
VD
C)
or P
eopl
e’s
Com
mit
tees
in
each
vill
age.
Nor
mal
ly t
hey
ar
e co
mp
osed
of
key
per
son
s in
com
mu
nit
ies,
su
ch a
s vi
llage
hea
ds a
nd
sch
ool
teac
her
s, w
ho
are
elec
ted
by
villa
gers
. If
the
com
mit
tees
do
not
alr
eady
exi
st, t
hey
w
ill b
e es
tabl
ish
ed t
hro
ugh
vi
llage
rs’ p
arti
cipa
tion
. Th
ey
will
pla
y a
key
role
in r
aisi
ng
awar
enes
s, m
obili
zin
g th
e co
mm
un
ity,
an
d ge
ner
atin
g in
com
e ge
ner
atio
n.
-Det
ails
of
inte
rven
tion
s w
ill
be d
eter
min
ed in
con
sul -
tati
on w
ith
key
vill
ager
s (i
ncl
udi
ng
VD
C m
embe
rs,
child
ren
, you
ng
wom
en, a
nd
pare
nts
).-P
roje
ct c
oord
inat
ors
and
oth
er I
LO-I
PE
C c
olle
agu
es
will
su
ppor
t th
e de
velo
p -m
ent
and
impl
emen
tati
on
of t
hos
e co
mm
un
ity-
base
d in
terv
enti
ons.
-Pro
ject
con
cept
s an
d pr
opos
-al
s w
ere
exam
ined
an
d 44
pr
ojec
t co
nce
pts
wer
e re
com
-m
ende
d to
UN
DP
for
furt
her
de
velo
pmen
t an
d fu
ndi
ng.
33
Human Security in the United Nations
AM
CA
PSo
cial
Saf
ety
Net
Hu
man
Dig
nit
yTr
affi
ckin
gTo
bel
o-G
alel
a
-Pro
ject
coo
rdin
ator
s ke
ep
nec
essa
ry c
omm
un
icat
ion
w
ith
all
key
stak
ehol
ders
in
clu
din
g go
vern
men
tal
(nat
ion
al, p
rovi
nci
al, a
nd
dist
rict
) an
d im
pel
emen
tin
g ag
enci
es to
en
sure
sm
ooth
im
plem
enta
tion
of
the
prog
ram
.
5) A
pp
roac
hes
-com
mu
nit
y-ba
sed
deve
lop-
men
t-i
nvol
vem
ent
of lo
cal g
over
n-
men
t fr
om t
he
desi
gn s
tage
(o
wn
ersh
ip)
-uti
lizat
ion
of
loca
l hu
man
re
sou
rces
(n
atio
nal
cap
acit
y bu
ildin
g)*A
Pro
ject
Coo
rdin
atio
n U
nit
(PC
U)
was
org
aniz
ed w
ith
a pr
ojec
t coo
rdin
ator
, and
as -
sist
ant p
roje
ct c
oord
inat
or, 1
3 ex
tens
ion
faci
litat
ors,
and
3
UN
vol
unte
er e
xten
sion
men
-to
rs. T
he P
CU
coo
rdin
ates
al
l the
pro
ject
s, e
spec
ially
in
Ain
aro,
wit
h th
e as
sist
ance
of
the
Inte
rnat
iona
l Dev
elop
-m
ent C
ente
r of
Japa
n (I
DC
J)
and
UN
DP
and
UN
OP
S lo
cal
staf
f. T
hey
eval
uate
the
role
s of
vill
age
faci
litat
ors
who
as
sist
com
mun
icat
ion
betw
een
villa
ges
and
the
PC
U o
n a
volu
ntar
y ba
sis.
Vie
tnam
:-i
nvol
vem
ent
of lo
cal
gove
rnm
ent
(ow
ner
-sh
ip)
-in
flu
enci
ng
nat
ion
al
polic
y
Laos
:-i
nvol
vem
ent
of lo
cal
gove
rnm
ent
(ow
ner
-sh
ip)
-pro
mot
ing
un
der -
stan
din
g of
com
-m
un
ity-
base
d h
ealt
h
insu
ran
ce s
chem
es
amon
g pu
blic
age
n-
cies
an
d co
mm
un
itie
s-m
anag
emen
t by
di
stri
ct p
eopl
e (c
ol-
lect
ors
and
repr
esen
-ta
tive
s of
au
thor
itie
s),
no
exte
rnal
fin
anci
al
supp
ort
for
the
man
-ag
emen
t co
sts
-inv
olve
men
t of
com
mu
nit
y as
a
key
acto
r (o
wn
ersh
ip)
-lab
or in
ten
sive
-pro
mot
ing
un
ders
tan
din
g of
co
mm
un
ity-
base
d ap
proa
ch
wit
hin
pu
blic
age
nci
es a
nd
com
mu
nit
ies
-com
mu
nit
y-ba
sed
part
icip
a -to
ry a
ppro
ach
-in
tegr
ated
app
roac
h to
war
d co
mm
un
ity
emp
ower
men
t (p
rovi
din
g aw
aren
ess
rais
ing
and
edu
cati
on c
ombi
ned
w
ith
ski
lls t
rain
ing
and
inco
me
gen
erat
ion
act
ivit
ies
for
sust
ain
able
live
lihoo
ds)
-mu
lti-
sect
or a
nd
area
-bas
ed
prog
ram
min
g-p
arti
cipa
tory
, in
clu
sive
, cro
ss-
com
mu
nit
y de
cisi
on m
akin
g de
liver
ed t
hro
ugh
th
e C
PB
as
wel
l as
exis
tin
g lo
cal
mec
han
ism
s su
ch a
s vi
llage
co
un
cils
, sch
ool c
omm
itte
es,
mar
ket
asso
ciat
ion
s, a
nd
coop
erat
ives
-rec
over
y ac
tivi
ties
em
pow
er
and
build
cap
acit
ies
of lo
cal
gove
rnm
ent
stru
ctu
res,
as
wel
l as
civi
l soc
iety
-com
plem
enta
rity
of
pro -
gram
min
g an
d fu
ndi
ng:
G
over
nm
ent
reco
very
eff
orts
in
hou
sin
g an
d re
patr
iati
on
wer
e co
mpl
emen
ted
by p
ro-
vidi
ng
publ
ic s
ervi
ces,
infr
a -st
ruct
ure
, an
d re
con
cilia
tion
ac
tivi
ties
in c
omm
un
itie
s of
re
turn
; CP
B p
rior
itie
s th
at
cou
ld n
ot b
e fu
nde
d u
nde
r th
e T
FHS
wer
e fu
nde
d
Human Security in the United Nations
34
AM
CA
PSo
cial
Saf
ety
Net
Hu
man
Dig
nit
yTr
affi
ckin
gTo
bel
o-G
alel
a
- co
mpr
ehen
sive
app
roac
h:
agri
cult
ure
, com
mer
ce, a
nd
hea
lth
vi
a ot
her
sou
rces
un
der
the
Nor
th M
alu
ku a
nd
Mal
uku
R
ecov
ery
Pro
gram
me
-Tra
nsi
tion
al a
ppro
ach
allo
ws
for
flex
ible
pro
gram
min
g ba
sed
on lo
cal r
ealit
ies:
Som
e “e
mer
gen
cy”
typ
es o
f ac
-ti
viti
es m
ay b
e im
plem
ente
d w
her
e m
ost
nee
ded
wh
ile
reco
very
an
d de
velo
pmen
t ac
tivi
ties
are
sim
ult
aneo
usl
y im
plem
ente
d in
oth
er p
arts
of
th
e ta
rget
are
a.
Ap
pro
ach
co
mm
un
ity
emp
ow
erm
ent
-hel
p ea
ch v
illag
er u
nde
rsta
nd
that
th
e pr
ojec
t ai
ms
not
to
prov
ide
them
wit
h fo
od b
ut
to a
ssis
t th
em in
str
engt
hen
-in
g th
eir
own
cap
acit
y of
fo
od p
rodu
ctio
n a
nd
inco
me
gen
erat
ion
.-U
N a
ssig
ns
each
com
mu
nit
y a
villa
ge fa
cilit
ator
, wh
o as
sist
s in
com
mu
nic
atio
n b
etw
een
th
e pr
ojec
t co
ordi
nat
or u
nit
an
d vi
llage
rs, a
nd
exte
nsi
on
faci
litat
ors,
wh
o pr
omot
e ad
opti
on a
nd
un
ders
tan
din
g of
new
tech
nol
ogie
s. V
illag
e fa
cilit
ator
s w
ere
trai
ned
by
ext
ensi
on fa
cilit
ator
s (n
atio
nal
) w
ho
wer
e in
tu
rn
trai
ned
by
inte
rnat
ion
al
tech
nic
al a
ssis
tan
ts.
-hel
p th
e p
eopl
e in
th
e co
mm
un
ity
un
ders
tan
d in
sura
nce
co
nce
pts,
su
ch a
s pr
e-pa
ymen
t, ri
sk p
oolin
g,
cost
sh
arin
g, a
nd
capi
tati
on p
aym
ent,
to
enab
le t
hem
to t
ackl
e w
ith
th
eir
own
hea
lth
th
reat
s in
th
e fu
ture
-fac
ilita
te t
he
resi
den
ts
deci
din
g th
e pr
iori
ty o
f th
eir
prob
lem
s an
d co
llabo
rati
ng
to o
verc
ome
them
-rec
ogn
ize
mec
han
ism
s ex
ist -
ing
in t
he
com
mu
nit
y th
at
faci
ltat
e co
oper
atio
n a
nd
part
icip
atio
n-p
rovi
de c
omm
un
ity
mem
bers
w
ith
ski
lls to
par
tici
pate
in
the
form
ula
tion
, im
plem
en-
tati
on, a
nd
mon
itor
ing
of
com
mu
nit
y de
velo
pmen
t ac
tivi
ties
-en
sure
th
at t
he
maj
orit
y of
th
e co
mm
un
ity
(not
on
ly t
he
com
mu
nit
y le
ader
s) h
as a
vo
ice
in t
he
deci
sion
-mak
ing
proc
ess
-med
iate
in t
he
rela
tion
ship
be
twee
n t
he
com
mu
nit
y an
d
-not
on
ly e
duca
te t
hos
e at
ris
k of
tra
ffick
ing
(ch
ildre
n a
nd
you
ng
wom
en)
but
wh
ole
com
mu
nit
ies
that
hav
e fa
m-
ily m
embe
rs in
ris
k gr
oups
. E
duca
tion
is c
ombi
ned
wit
h
prov
isio
n o
f sk
ills
trai
nin
g fo
r fo
od s
ecu
rity
an
d in
com
e ge
ner
atio
n.
VD
C w
ill p
lay
a ke
y ro
le in
rai
sin
g aw
aren
ess,
m
obili
zin
g th
e co
mm
u-
nit
y, a
nd
gen
erat
ing
inco
me
alte
rnat
ives
.
Est
ablis
hm
ent
of C
PB
an
d bu
ildin
g it
s ca
paci
ties
hav
e en
able
d se
vera
l dev
elop
men
ts:
-A b
road
ened
sen
se o
f co
mm
un
ity
own
ersh
ip o
f st
abili
zati
on a
nd
reco
nci
lia-
tion
pro
cess
es;
-Bro
aden
ed, m
ore
equ
itab
le
acce
ss to
rep
rese
nta
tion
in
“col
labo
rati
ve”
deci
sion
-m
akin
g m
ech
anis
ms
-Dir
ect
part
icip
atio
n in
en
suri
ng
acco
un
tabi
lity
and
tran
spar
ency
in d
istr
ibu
tion
of
res
ourc
es fo
r re
cove
ry, a
s w
ell a
s sh
ared
res
pon
sibi
l -it
y fo
r en
suri
ng
the
qual
ity
of a
ssis
tan
ce a
nd
serv
ices
de
liver
ed.
35
Human Security in the United Nations
AM
CA
PSo
cial
Saf
ety
Net
Hu
man
Dig
nit
yTr
affi
ckin
gTo
bel
o-G
alel
a
lo
cal g
over
nm
ents
to e
nsu
re
a fa
ir p
artn
erh
sip
betw
een
th
em-i
den
tify
mec
han
ism
s fo
r th
e lo
ng-
term
su
stai
nab
ility
of
the
proc
ess
* T
here
are
dif
fere
nces
bet
wee
n co
untr
ies/
loca
tion
s a
nd it
is
nece
ssar
y to
ada
pt a
nd u
nder
-st
and
the
proc
ess
of e
mpo
wer
-m
ent w
ithi
n th
e co
ntex
t in
whi
ch th
e co
mm
unit
y ex
ists
. T
here
are
a n
umbe
r of
fact
ors
that
aff
ect t
he p
roce
ss o
f em
pow
erm
ent.
For
exam
ple,
in
Ind
ones
ia, t
here
is v
ery
littl
e re
cogn
itio
n of
the
spec
ial n
eeds
an
d ca
pabi
litie
s of
peo
ple
wit
h di
sabi
litie
s. I
n V
ietn
am, t
here
ar
e a
num
ber
of v
ery
hier
ar-
chic
al fo
rmal
and
info
rmal
as
soci
atio
ns th
at s
et th
e lim
its
to w
hich
a c
omm
unit
y ca
n be
“e
mpo
wer
ed.”
6) A
cto
rs in
volv
ed
-Th
e P
roje
ct C
oord
inat
ion
U
nit
(E
ast
Tim
ores
e co
ordi
-n
ator
, ass
ista
nt
coor
din
ator
, an
d 3
inte
rnat
ion
al te
chn
ical
as
sist
ants
) co
ordi
nat
es t
he
wh
ole
proj
ect.
Ain
aro:
ID
CJ:
pro
vide
s pr
ojec
t m
an-
agem
ent
trai
nin
g Fa
rmer
s’ g
rou
ps, w
omen
’s
-In
bot
h c
oun
trie
s, p
art -
ner
ship
s w
ere
sou
ght
wit
h e
xist
ing
publ
ic
agen
cies
an
d pu
blic
h
ealt
h c
are
prov
ider
s.V
ietn
am: V
ietn
am
Soci
al S
ecu
rity
Age
ncy
, H
anoi
Hea
lth
In
sura
nce
D
epar
tmen
t, So
c So
n
Com
mu
ne
Peop
le’s
Loca
l cou
nte
rpar
t, ce
ntr
al a
nd
loca
l gov
ern
men
ts, c
omm
un
i -ti
es.
* D
epen
ding
on
the
situ
atio
n,
othe
r ac
tors
may
be
invo
lved
su
ch a
s ac
adem
ia in
Pha
se I
an
d ot
her
orga
niza
tion
s su
ch
as y
outh
vol
unte
ers
in L
aos.
Cam
bodi
a: M
inis
try
of S
ocia
l A
ffai
rs, L
abou
r, V
ocat
ion
al
Trai
nin
g an
d Yo
uth
Reh
abili
ta-
tion
at
cen
tral
, pro
vin
cial
an
d di
stri
ct le
vels
; th
e H
ealt
hca
re
Cen
tre
for
Ch
ildre
n, a
loca
l N
GO
; an
d th
e C
ambo
-di
an C
ente
r fo
r P
rote
ctio
n o
f C
hild
ren’
s R
igh
ts (
CC
PC
R),
al
so a
loca
l NG
O
-UN
ICE
F: p
rovi
din
g ed
uca
-ti
onal
kit
-Dis
tric
t an
d su
b-di
stri
ct li
ne
agen
cies
, par
ticu
larl
y th
ose
mos
t in
volv
ed p
rior
to t
he
con
flic
t in
loca
l eco
nom
ic
deve
lopm
ent,
man
agem
ent
of n
atu
ral r
esou
rces
, rec
on-
stru
ctio
n a
nd
publ
ic w
orks
, an
d ca
paci
ty b
uild
ing
Human Security in the United Nations
36
AM
CA
PSo
cial
Saf
ety
Net
Hu
man
Dig
nit
yTr
affi
ckin
gTo
bel
o-G
alel
a
grou
ps,
Gov
ern
men
tal a
gen
cies
(ce
n-
tral
, di
stri
ct, v
illag
e)M
anat
uto
:H
alar
ae (
loca
l NG
O),
farm
ers’
gr
oups
, wom
en’s
gro
ups
,G
over
nm
enta
l age
nci
es (
cen
-tr
al, d
istr
ict,
villa
ge)
* In
this
pro
ject
, wom
en’s
part
icip
atio
n ha
s be
en
emph
asiz
ed.
Com
mit
tee,
farm
ers’
u
nio
n, w
omen
’s u
nio
n,
part
y co
mm
itte
e, h
ealt
h
cen
ter
Laos
: Min
istr
y of
Hea
lth
, di
stri
ct a
dmin
istr
atio
ns,
di
stri
ct h
ospi
tal,
refe
rral
h
ospi
tal,
villa
ge le
ader
s,
and
loca
l pop
ula
tion
Vie
tnam
: Min
istr
y of
Lab
our,
Inva
lids,
an
d So
cial
Aff
airs
at
cen
tral
, pro
vin
cial
an
d di
stri
ct
leve
ls; V
ietn
ames
e W
omen
’s
Un
ion
; th
e C
omm
itte
e fo
r Po
pula
tion
, Fam
ily a
nd
Ch
il -dr
en; a
nd
ILO
-Loc
al p
ubl
ic u
tilit
y co
mpa
nie
s-W
orld
Vis
ion
In
don
esia
-Rel
igio
us
and
trad
itio
nal
(A
dat)
lead
ers;
Pad
amar
a Po
lyte
chn
ic I
nst
itu
te; l
ocal
n
onpr
ofit
radi
o an
d n
ews -
pap
er; y
outh
org
aniz
atio
ns;
w
omen
’s g
rou
ps
Invo
lvem
ent
of l
oca
l gov
ern
men
t
-Eve
n in
th
e pr
oces
s of
dra
ft-
ing
the
proj
ect,
the
Min
istr
y of
Agr
icu
ltu
re, F
ores
try
and
Fish
ery
was
invo
lved
su
bsta
nti
ally
.-T
hro
ugh
th
e st
eeri
ng
com
-m
itte
e at
th
e n
atio
nal
an
d di
stri
ct le
vel,
this
pro
ject
has
in
volv
ed lo
cal g
over
nm
ents
in
dec
isio
n-m
akin
g pr
o -ce
sses
, an
d t
hey
hav
e a
sen
se
of o
wn
ersh
ip o
f th
e pr
ojec
t.
-In
bot
h c
oun
trie
s, lo
cal
gove
rnm
ents
wer
e th
e re
spon
sibl
e pa
rtn
ers.
W
ith
out
thei
r su
ppor
t, n
o pr
ojec
ts c
ould
hav
e be
en im
plem
ente
d.
Th
ey e
ndo
rse
and
prot
ect
the
proj
ect.
-In
sura
nce
sch
emes
are
a
nat
ion
al is
sue;
th
ere -
fore
, th
e in
volv
emen
t of
loca
l gov
ern
men
ts is
of
cri
tica
l im
port
ance
. Ev
en if
pro
ject
s to
ok
a co
mm
un
ity-
base
d ap
proa
ch, t
he
less
ons
are
exp
ecte
d to
be
in-
tegr
ated
into
nat
ion
al
insu
ran
ce p
olic
y.
-In
Vie
tnam
, loc
al
gove
rnm
ent
hel
ped
m
obili
ze v
ario
us
acto
rs
Ph
ase
I: T
he
Urb
an
Com
mu
nit
y D
evel
opm
ent
Offi
ce (
UC
DO
) w
as t
he
core
pa
rtn
er fo
r id
enti
fyin
g ta
rget
s an
d im
plem
enti
ng
proj
ects
. U
CD
O w
as s
et u
p by
th
e go
vern
men
t of
Th
aila
nd
in
1992
to r
efor
m t
he
hou
sin
g co
ndi
tion
s of
th
e po
or w
ith
a
revo
lvin
g fu
nd
(US$
50
mill
ion
). I
n 2
001,
UC
DO
in
tegr
ated
wit
h t
he
Ru
ral
Dev
elop
men
t Fu
nd
to fo
rm
the
Com
mu
nit
y O
rgan
izat
ion
s D
evel
opm
ent
Inst
itu
te w
ith
fu
ndi
ng
(US$
77 m
illio
n)
un
der
the
Min
istr
y of
Fin
ance
. H
owev
er, i
t is
adm
inis
tere
d by
an
inde
pen
den
t bo
ard.
Cu
rren
t P
has
es:
Cam
bodi
a: L
ocal
gov
ern
men
t
-Pre
ven
tion
of
traf
fick
ing
requ
ires
a m
ult
i-la
yere
d re
spon
se, w
hic
h r
equ
ires
in
volv
emen
t of
var
iou
s m
inis
trie
s su
ch a
s la
bor,
edu
cati
on, a
gric
ult
ure
, an
d ru
ral d
evel
opm
ent.
* M
eani
ngfu
l coo
rdin
atio
n am
ong
the
line-
min
istr
ies
is
alw
ays
a ch
alle
nge.
-Wh
en t
he
loca
l gov
ern
men
t de
velo
ps a
nd
impl
emen
ts
nat
ion
al p
olic
y an
d le
gal
fram
ewor
ks a
gain
st t
raffi
ck-
ing
(e.g
. th
e N
atio
nal
Pla
n o
f A
ctio
n a
gain
st T
raffi
ckin
g),
gove
rnm
ent
nee
ds to
inte
-gr
ate
the
mu
ltip
le r
esp
onse
ap
proa
ch w
ith
a b
uilt
-in
co
mp
onen
t of
mon
itor
ing
and
eval
uat
ion
mec
han
ism
s fo
r u
sin
g in
form
atio
n fr
om
-In
itia
l con
sult
atio
n w
as d
one
wit
h t
he
cen
tral
gov
ern
men
t. T
hey
did
not
wan
t to
acc
ept
that
th
ere
was
con
flic
t w
ith
in
the
cou
ntr
y, s
o U
ND
P d
id
not
use
“co
nfl
ict”
bu
t “ar
ea
reco
very
” in
th
e pr
ojec
t ti
tle.
-As
dece
ntr
iliza
tion
has
pro
-ce
eded
, mos
t pr
ocu
rem
ents
h
ave
been
don
e in
col
labo
ra-
tion
wit
h lo
cal g
over
nm
ents
.-L
ocal
gov
ern
men
ts a
re
invo
lved
in t
he
Com
mu
nit
y P
rogr
amm
e B
oard
.
37
Human Security in the United Nations
AM
CA
PSo
cial
Saf
ety
Net
Hu
man
Dig
nit
yTr
affi
ckin
gTo
bel
o-G
alel
a
an
d ag
enci
es, d
is-
sem
inat
e an
d ex
plan
e n
ew id
eas,
en
cou
rage
p
eopl
e to
join
th
e h
ealt
h in
sura
nc -
esch
eme,
par
tici
pate
in
fee
colle
ctio
n a
nd
mon
itor
ing,
con
vey
feed
back
s to
hea
lth
se
rvic
e an
d h
ealt
h
insu
ran
ce s
yste
m, a
nd
hel
p to
impr
ove
the
per
form
ance
of
thos
e sy
stem
s.-
In L
aos,
th
e lo
cal a
u-
thor
itie
s h
elp
man
age
the
insu
ran
ce s
chem
e (d
istr
ict
gove
rnor
: 2
hou
rs p
er m
onth
as
chai
r of
th
e M
anag
e -m
ent
Com
mit
tee
for
CB
HI)
. Loc
al g
over
n-
men
ts’ a
ccep
tan
ce
of C
BH
I sc
hem
e is
pr
omot
ed t
hro
ugh
se
min
ars
and
per
sua -
sion
of
the
cen
tral
gov
-er
nm
ent.
Th
ey b
elie
ve
in s
ocia
l ben
efits
for
the
popu
lati
on.
supp
orts
th
e pr
oces
s an
d pr
ovid
es s
ome
of t
he
tech
nic
al
assi
stan
ce (
eval
uat
ing
qual
ity
of r
oad
wor
k) I
ndo
nes
ia: L
ocal
go
vern
men
t of
fici
als
invo
lved
in
impl
emen
tati
on o
f pr
ojec
t an
d fo
rmu
lati
on o
f fo
llow
-up
acti
viti
es
Laos
: Dis
tric
t La
bou
r an
d So
cial
Wel
fare
offi
cers
are
m
embe
rs o
f th
e pr
ojec
t co
mm
itte
es
Th
aila
nd:
Loc
al h
ealt
h o
ffice
rs
are
mem
bers
of
proj
ect
com
mit
tee
Vie
tnam
: Loc
al a
uth
orit
ies
are
mem
bers
of
proj
ect
com
mit
tee
* T
he m
ain
obst
acle
to p
rom
ot-
ing
unde
rsta
ndin
g is
the
gene
ral p
erce
ptio
n by
loca
l of
ficia
ls th
at p
eopl
e ar
e po
or
beca
use
they
don
't w
ork
hard
en
ough
or
they
use
dru
gs
or
are
not h
ones
t. H
owev
er, t
here
ar
e di
ffer
ent l
evel
s of
und
er-
stan
ding
. Int
eres
ting
ly e
noug
h,
in s
ome
plac
es o
ffici
als
are
sym
path
etic
to th
is a
ppro
ach
but d
o no
t kno
w h
ow to
impl
e -m
ent i
t and
wha
t it e
ntai
ls.
The
mos
t dif
ficul
t sit
uati
on
conc
erni
ng lo
cal o
ffici
als
the
ILO
pro
ject
of
wh
atw
orks
w
ell a
nd
wh
at d
oes
not
at
a
com
mu
nit
y le
vel.
Human Security in the United Nations
38
AM
CA
PSo
cial
Saf
ety
Net
Hu
man
Dig
nit
yTr
affi
ckin
gTo
bel
o-G
alel
a
oc
curs
in C
ambo
dia
whe
re
the
rela
tion
bet
wee
n lo
cal
gove
rnm
ents
and
com
mun
itie
s ha
s be
en c
onfli
ctiv
e fo
r a
very
lo
ng t
ime;
ther
efor
e, th
ere
is a
re
sist
ance
to c
omm
unit
y-ba
sed
init
iati
ves.
Invo
lvem
ent
of N
GO
s an
d C
SOs
-ID
CJ
prov
ided
th
e P
roje
ct
Coo
rdin
ator
Un
it in
Ain
aro
wit
h p
roje
ct m
anag
emen
t tr
ain
ing.
-H
alar
ae, a
loca
l NG
O, w
as
sele
cted
as
impl
emen
tor
of M
anat
uto
pro
ject
s af
ter
publ
ic r
ecru
itm
ent
thro
ugh
th
e lo
cal n
ewsp
aper
. Bec
ause
th
ey h
ad li
ttle
exp
erie
nce
m
anag
ing
such
a b
ig p
roje
ct,
the
Nat
ion
al S
teer
ing
Com
-m
itte
e de
cide
d to
pro
vide
th
em w
ith
tra
inin
g su
ppor
t fr
om a
Ban
glad
esh
i NG
O.
Vie
tnam
-Mas
s or
gan
izat
ion
s su
ch a
s th
e w
omen
’s
un
ion
an
d fa
rm-
ers’
un
ion
pla
yed
an
impo
rtan
t ro
le in
br
idgi
ng
the
peo
ple
and
gove
rnm
ent.
Th
ey s
omet
imes
vi
site
d h
ouse
hol
ds a
nd
expl
ain
ed t
he
con
cept
of
insu
ran
ce.
Laos
- M
ass
orga
niz
atio
ns
hav
e h
elp
ed to
org
a -n
ize
disc
uss
ion
s w
ith
th
e po
pula
tion
. Loc
al
reso
urc
e p
erso
ns
assi
stin
g th
e h
ealt
h in
-su
ran
ce p
roje
ct te
am
ofte
n c
ome
from
mas
s or
gan
izat
ion
s.
Ph
ase
I -
Th
aila
nd:
U
CD
O (
Urb
an C
omm
un
ity
Dev
elop
men
t O
rgan
izat
ion
, cu
rren
tly
CO
DI:
Com
mu
nit
y O
rgan
izat
ion
Dev
elop
men
t In
stit
ute
)
Cu
rren
t P
has
es:
Cam
bodi
a: C
ambo
dian
V
olu
nte
ers
for
Com
mu
nit
y D
evel
opm
ent
Laos
: Vill
age
Focu
s In
tern
atio
nal
Indo
nes
ia: D
ri M
ann
un
ggal
(I
nst
itu
te o
f R
esea
rch
, E
mpo
wer
men
t an
d D
evel
opm
ent
for
Peop
le w
ith
D
iffe
ren
t Abi
litie
s)T
hai
lan
d: H
ein
rich
Bol
l Fo
un
dati
on, S
ust
ain
able
A
lter
nat
ive
Dev
elop
men
t A
ssoc
iati
on a
nd
Th
ai N
etw
ork
of P
eopl
e Li
vin
g w
ith
HIV
V
ietn
am: E
nvir
onm
ent
and
Dev
elop
men
t in
Act
ion
-In
Cam
bodi
a, w
her
e th
ere
are
seve
ral a
ctiv
e lo
cal N
GO
s,
they
hav
e be
en id
enti
fied
an
d se
lect
ed a
s im
plem
enti
ng
agen
cies
for
the
com
mu
-n
ity-
base
d pr
ogra
m, b
ased
on
tech
nic
al a
nd
fin
anci
al
crit
eria
su
ch a
s re
puta
tion
, tr
ack
reco
rd, c
apac
ity
to
abso
rb t
he
ILO
pro
ject
into
th
eir
curr
ent
wor
kloa
d, a
nd
fin
anci
al r
elia
bilit
y. T
hey
will
co
oper
ate
wit
h lo
cal g
over
n-
men
t at
th
e pr
ovin
cial
an
d di
stri
ct le
vels
.-I
n V
ietn
am, w
her
e th
ere
are
no
loca
l NG
Os,
som
e m
ass
orga
niz
atio
ns
(su
ch
as t
he
Vie
tnam
ese
Wom
en’s
U
nio
n)
hav
e be
en s
elec
ted
as im
plem
enti
ng
agen
cies
in
clos
e co
oper
atio
n w
ith
loca
l go
vern
men
t at
th
e pr
ovin
cial
an
d di
stri
ct le
vels
. -T
he
impl
emen
tin
g ag
enci
es
will
be
clos
ely
supp
rted
by
cou
ntr
y pr
ojec
t co
ordi
nat
ors
[Loc
al N
GO
s]Lo
cal N
GO
s ha
ve li
ttle
exp
erti
se
in p
ost-
confl
ict s
itua
tion
s.-F
ew lo
cal N
GO
s ex
iste
d in
N
orth
Hal
mah
era
prio
r to
th
e co
nfl
ict.
On
ly o
ne,
Sar
o N
ifer
o, is
cu
rren
tly
acti
ve
and
colla
bora
tin
g w
ith
th
e pr
ogra
m.
- P
BH
I, a
lega
l adv
ocac
y N
GO
, is
a p
roje
ct im
plem
enti
ng
part
ner
, bu
ildin
g th
e ca
paci
-ti
es o
f th
e di
stri
ct c
ourt
in
the
targ
et a
rea.
[Int
erna
tion
al N
GO
s]-
Wor
ld V
isio
n In
done
sia
(im
plem
enti
ng p
artn
er fo
r U
NIC
EF’
s E
nhan
cing
Tea
cher
s’ C
apac
ity
in P
eace
Edu
cati
on,
teac
her
trai
ning
, and
pea
ce-
build
ing
activ
itie
s in
sch
ools
)*T
hey
have
alr
eady
bee
n im
plem
enti
ng N
orth
Mal
uku
Emer
genc
y R
espo
nse
sinc
e 20
00 a
nd N
orth
Mal
uku
Peac
e an
d R
ehab
ilita
tion
39
Human Security in the United Nations
AM
CA
PSo
cial
Saf
ety
Net
Hu
man
Dig
nit
yTr
affi
ckin
gTo
bel
o-G
alel
a
fo
r sm
ooth
impl
emen
tati
on
and
coor
din
atio
n a
nd
shar
-in
g am
ong
them
.
P
rogr
am s
ince
200
1. T
he E
n -ha
ncin
g Te
ache
rs’ C
apac
ity
in
Peac
e E
duca
tion
is a
dapt
ing
UN
ICE
F’s
met
hodo
logy
for
“Act
ive
Joyf
ul, a
nd E
ffec
tive
Le
arni
ng.”
Invo
lvem
ent
of J
apan
ese
Emb
assy
-MO
FA w
as in
volv
ed d
irec
tly
in t
he
proc
ess
of t
arge
t id
en-
tifi
cati
on a
nd
desi
gn.
(Th
e Ja
pan
ese
Em
bass
y in
Eas
t T
imor
just
op
ened
in J
anu
ary
2004
.)
Th
ere
was
no
invo
lve -
men
t by
th
e Ja
pan
ese
Em
bass
y in
Man
ila. T
he
proj
ect
desi
gner
s w
ere
in d
irec
t co
nta
ct w
ith
M
OFA
in T
okyo
.
-Jap
anes
e E
mba
ssy
urg
ed E
S -C
AP
to a
pply
to t
he
TFH
S.*
Thi
s pr
ojec
t was
the
first
one
fu
nded
by
TFH
S.-A
t th
e Ja
pan
ese
Em
bass
y in
B
angk
ok, t
he
per
man
ent
repr
esen
tati
ve o
f Ja
pan
to
ESC
AP
is in
ch
arge
of
TFH
S pr
ojec
ts. E
mba
ssy
staf
f co
nsu
lted
init
ially
wit
h U
N
agen
cies
abo
ut
the
poss
ibili
ty
of u
tiliz
atio
n o
f th
e T
FHS.
T
her
e is
no
coor
din
atio
n
wit
h t
he
Eco
nom
ic D
ivis
ion
w
hic
h is
in c
har
ge o
f G
rass
-ro
ots
Gra
nts
for
Hu
man
Se
curi
ty.
-Th
e Ja
pan
ese
emba
ssy
in b
oth
lo
cati
ons
is c
oop
erat
ive
and
show
ed a
ppre
ciat
ion
for
tim
ely
rep
orti
ng
(su
ch a
s ke
y ev
ents
) bu
t in
dica
ted
to
the
proj
ect
team
th
at r
egu
lar
rep
orti
ng
wou
ld n
ot b
e ob
ligat
ory
.
-Aft
er g
ain
ing
appr
oval
from
M
OFA
an
d th
e C
ontr
olle
rs
Offi
ce, U
ND
P s
taff
mad
e co
nta
ct w
ith
rep
rese
nta
-ti
ves
at t
he
em
bass
y an
d go
t co
nst
ruct
ive
advi
ce a
nd
supp
ort.
- A
t th
e Ja
pan
ese
Em
bass
y in
Jak
arta
, th
e E
con
omic
D
ivis
ion
is in
ch
arge
of
the
TFH
S an
d G
rass
root
s G
ran
ts
for
Hu
man
Sec
uri
ty. T
he
UN
-led
Offi
ce fo
r C
oor -
din
atio
n o
f H
um
anit
aria
n
Aff
airs
(O
CH
A)
mon
thly
m
eeti
ng
seem
s to
be
a go
od
opp
ortu
nit
y fo
r U
N a
gen
cies
, em
bass
ies,
gov
ern
men
t, an
d in
tern
atio
nal
NG
Os
to
exch
ange
info
rmat
ion
an
d se
arch
for
poss
ibili
ties
for
colla
bora
tion
. -
Th
e E
con
omic
Div
isio
n a
lso
faci
litat
es c
onta
cts
betw
een
U
ND
P a
nd
the
gove
rnm
ent
of J
apan
, as
wel
l as
wit
h
oth
er r
elev
ant
acto
rs.
Human Security in the United Nations
40
AM
CA
PSo
cial
Saf
ety
Net
Hu
man
Dig
nit
yTr
affi
ckin
gTo
bel
o-G
alel
a
Ro
les
of U
N s
taff
- Lo
cal U
N s
taff
(U
ND
P a
nd
UN
OP
S) a
re d
eepl
y co
m-
mit
ted
to a
ssis
tin
g in
pro
ject
m
anag
emen
t. T
hey
vis
it t
he
proj
ect
site
s at
leas
t on
ce a
m
onth
.
UN
DP
: ove
rall
coor
din
atio
nU
NO
PS:
a fu
ll-ti
me
proj
ect
man
agem
ent
staf
f h
as b
een
as -
sign
ed to
su
ppor
t man
agem
ent
of a
ctiv
itie
s in
Ain
aro
and
Man
atu
to. S
he
com
mu
nic
ates
w
ith
th
e pr
ojec
t co
ordi
nat
ors
and
faci
litat
es c
omm
un
icat
ion
w
ith
th
e gr
oup
(vill
age)
lead
-er
s as
wel
l.
-pro
vidi
ng
tech
nic
al a
s -si
stan
ce to
th
e n
atio
nal
pu
blic
offi
cers
faci
litat
ion
an
d co
mm
un
ica -
tion
-pro
visi
on o
f tr
ain
ing
-med
iati
on b
etw
een
loca
l gov
-er
nm
ents
an
d co
mm
un
itie
s-a
dvis
ing
on m
anag
eria
l an
d -
tech
nic
al is
sues
. For
exa
mpl
e,
in I
ndo
nes
ia, t
he
stru
ctu
re o
f th
e re
volv
ing
fun
d fo
r bu
si-
nes
s in
itia
ted
by p
eopl
e w
ith
di
sabi
litie
s w
as fo
rmu
late
d by
th
e E
SCA
P s
taff
; in
Cam
-bo
dia
the
proc
edu
re fo
r th
e es
tabl
ish
men
t of
com
mu
nit
y en
terp
rise
s w
as a
lso
form
u-
late
d by
ESC
AP
sta
ff.
- IL
O-I
PE
C B
angk
ok: t
otal
co
ordi
nat
ion
- In
eac
h c
oun
try:
on
e pr
ojec
t co
ordi
nat
or a
nd
one
secr
etar
y
[Fie
ld L
evel
]1)
Th
e A
rea-
Bas
ed P
ro-
gram
me’
s fi
eld
offi
ce in
To
belo
-Gal
ela
deve
lops
pro
ject
co
nce
pts
reco
mm
ende
d by
th
e C
PB
; pro
vide
s on
goin
g te
chn
ical
su
ppor
t to
pr
ojec
t pa
rtn
ers;
su
per
vise
s an
d m
onit
ors
proj
ects
’ pro
g -re
ss a
nd
deliv
ery;
su
ppor
ts
mis
sion
s, e
xter
nal
con
sult
ants
, an
d pr
ovin
cial
-lev
el p
rogr
am
acti
viti
es; r
ecom
men
ds a
d -di
tion
al a
ssis
tan
ce in
puts
to
UN
DP
for
con
side
rati
on;
adm
inis
ters
oth
er p
roje
cts
un
der
the
NM
MR
Pro
gram
me;
an
d fe
eds
exp
erie
nce
into
fu
ture
pro
gram
-wid
e le
arn
ing
proc
esse
s. (
22 s
taff
, in
clu
din
g te
chn
ical
, pro
gram
mat
ic, a
nd
oper
atio
nal
/su
ppor
t)2)
Pro
vin
cial
Pro
gram
me
fiel
d of
fice
in T
ern
ate
(pro
vin
cial
ca
pita
l) p
rovi
des
supp
ort
(5
staf
f).
[Cou
ntr
y Le
vel]
Cri
sis
Pre
ven
tion
an
d R
ecov
ery
Un
it p
rovi
des
prog
ram
mat
ic,
adm
inis
trat
ive,
an
d te
chn
ical
su
ppor
t.
41
Human Security in the United Nations
AM
CA
PSo
cial
Saf
ety
Net
Hu
man
Dig
nit
yTr
affi
ckin
gTo
bel
o-G
alel
a
7) U
nd
erst
and
ing
of H
S
UN
staf
f: T
hey
do n
ot u
se th
e te
rm h
uman
se
curi
ty, b
ut th
ey th
ink
the
conc
ept o
f em
pow
erin
g th
e co
m-
mun
ity is
refle
cted
in th
e po
vert
y re
duct
ion
proj
ects
of U
ND
P.Pr
ojec
t Coo
rdin
ator
Uni
t: H
uman
secu
rity
mea
ns th
at th
e in
tern
atio
nal c
omm
unity
pay
s at
tent
ion
to th
e pe
ople
of c
om-
mun
ities
all
over
the
wor
ld.
Min
iste
r of
Agr
icul
ture
, For
estr
y an
d Fi
sher
y:H
uman
secu
rity
mea
ns to
redu
ce
pove
rty
and
prom
ote
food
secu
-ri
ty. I
t is i
mpo
rtan
t to
invo
lve
the
com
mun
ity a
nd
fost
er a
sens
e of
resp
onsi
bilit
y.
loca
l dep
uty
adm
inis
trat
or:
He
has n
ever
hea
rd th
e te
rm
hum
an se
curi
ty. T
he m
ost
impo
rtan
t thi
ng fo
r hi
m is
not
to
hea
r an
y co
mpl
aint
s fro
m th
e pe
ople
.
grou
p le
ader
s:T
hey
have
nev
er h
eard
of h
uman
se
curi
ty T
he m
ajor
uni
que
aspe
ct
of A
MC
AP
is th
at it
enc
oura
ges
com
mun
ities
to ta
ke re
spon
-si
bilit
y to
impr
ove
thei
r ow
n st
anda
rd o
f liv
ing.
WH
O H
eadq
uar
ters
:-S
ocia
l pro
tect
ion
, elim
i -n
atio
n o
f fi
nan
cial
ba
rrie
rs to
see
kin
g h
ealt
h c
are
lead
ing
to e
arlie
r tr
eatm
ent,
and
prot
ecti
on a
gain
st
cata
stro
phic
exp
endi
-tu
re fo
r h
ealt
h w
hic
h
is a
com
mon
cau
se o
f po
vert
y-D
irec
tin
g co
ntr
ibu
tion
re
ven
ue
to t
he
exis
tin
g pu
blic
hea
lth
ser
vice
s in
ord
er to
impr
ove
qual
ity
and
ensu
re
peo
ple’
s co
nti
nu
ed
abili
ty to
pro
vide
n
eces
sary
ser
vice
s; a
m
ech
anis
m o
f se
cu-
rity
of
esse
nti
al s
ocia
l se
rvic
es
Loca
l offi
ce:
- es
tabl
ish
men
t of
soc
ial
insu
ran
ce s
yste
m it
self
pr
omot
es h
um
an
secu
rity
-Hu
man
sec
uri
ty is
free
dom
fr
om fe
ar a
nd
free
dom
from
w
ant.
- H
um
an s
ecu
rity
mea
ns
de-
velo
pin
g co
mm
un
ity-
base
d sy
stem
s th
at w
ill e
nab
le
com
mu
nit
ies
to r
espo
nd
to
thei
row
n t
hre
ats
- H
um
an s
ecu
rity
is u
sual
ly
un
ders
tood
in a
n in
tern
a -ti
onal
con
text
, bu
t in
a
cou
ntr
y lik
e T
hai
lan
d th
ere
is a
div
isio
n b
etw
een
inte
r -n
atio
nal
an
d lo
cal,
and
mos
t of
th
e m
oney
is fl
oodi
ng
into
inte
rnat
ion
al a
ctiv
itie
s.
Hu
man
sec
uri
ty s
hou
ld
be in
terp
rete
d in
th
e lo
cal
con
text
.
-em
pow
erm
ent
of t
he
peo
ple
wh
o n
eed
assi
stan
ce-s
ust
ain
abili
ty a
nd
impr
ove -
men
t of
live
lihoo
ds, w
hic
h
will
incr
ease
peo
ple’
s op
por
-tu
nit
ies
and
choi
ces
in li
fe
[UN
sta
ff]
-Vu
lner
able
, con
flic
t-af
fect
ed
com
mu
nit
ies
(par
ticu
larl
y ID
Ps a
nd
thei
r co
mm
un
itie
s of
ret
urn
) ar
e em
pow
ered
to
mor
e fu
lly r
ein
tegr
ate
soci
ally
an
d ec
onom
ical
ly.
-In
crea
se in
ter-
com
mu
nit
y co
oper
atio
n, d
efu
se te
nsi
ons,
re
stor
e liv
elih
oods
, pro
vide
ac
cess
to in
form
atio
n, r
esta
rt
or r
ehab
ilita
te b
asic
pu
blic
se
rvic
es, f
acili
tate
acc
ess
to t
he
just
ice
syst
em, a
nd
emp
ower
a lo
cal g
over
nm
ent
wea
ken
ed b
y th
e co
nfl
ict
and
dece
ntr
aliz
atio
n.
-Pre
pare
com
mu
nit
ies
for
futu
re r
igh
ts-b
ased
dev
elop
-m
ent.
[NG
O]
-reh
abili
tati
on-c
omm
un
ity
stab
ility
-pro
vide
peo
ple
in t
he
com
-m
un
ity
wit
h t
rain
ing
so t
hat
th
ey c
an id
enti
fy a
nd
anal
yze
thre
ats
and
seek
th
e w
ays
to
over
com
e th
em.
List of Key Informants
United Nations Headquarters, New York
Mr. Chris Kirkcaldy, Financial Management officer, UN Office of the Controller
Ms. Laura Skolnik, former Social Affairs Officer, United Nations Economic and Social Commission for Asia and the Pacific
Mr. Kazuo Tase, First Secretary, Permanent Mission of Japan to the United Nations
The Advisory Board on Human Security
Members of the Advisory Board on Human Security Mr. François Fouinat, Executive Director, Advisory Board on Human
SecurityMs. Mernaz Mostafavi, Programme Officer, Advisory Board on Human
Security
Japan
Ms. Mitsuko Horiuchi, Director and Special Regional Adviser on Gender Issues, International Labour Organization
Mr. Yasumitsu Doken, Programme Manager, United Nations Development Programme
Mr. Stephano T. Tsukamoto, Director, Humanitarian and Development Assistance Division, International Development Center of Japan
Mr. Kazushito Takase, Director, International Programs, World Vision Japan
Human Security in the United Nations
46
Mr. Ryo Nakamura, Deputy Director, United Nations Administration Division, Ministry of Foreign Affairs
Mr. Jun Yamada, United Nations Administration Division, Ministry of Foreign Affairs
Thailand (November 23−26, 2003)
The Human Dignity Initiative
Prof. Somsook Boonyabancha, President, Community Organization De-velopment Institute
Mr. Jorge Carrillo-Rodriguez, Human Settlements Officer, Poverty Re-duction Section, Poverty and Development Division, United Nations Economic and Social Commission for Asia and the Pacific
Ms. Mayuri Hirata, Special Assistant to the Permanent Representative of Japan to ESCAP, Embassy of Japan
Ms. Nanda Krairiksh, Chief, Programme Management Division, United Nations Economic and Social Commission for Asia and the Pacific
Prof. Saikaew Thipakorn, Institute of Asian Studies, Chulalongkorn Uni-versity
Mr. Jiro Usui, Counsellor and Deputy Permanent Representative of Japan to ESCAP, Embassy of Japan
Mr. Tim Westbury, Programme Management Officer, Programme Man-agement Division, United Nations Economic and Social Commission for Asia and the Pacific
Prevention of Trafficking in Children and Women at Community Level in Cambodia and Vietnam
Ms. Eriko Kiuchi, International Programme Officer, International Labour Organization International Programme on the Elimination of Child Labour Mekong Project to Combat Trafficking in Children and Women: Trafficking
47
Human Security in the United Nations
Vietnam (November 27−29, 2003)
Development of Social Safety Nets for Health in Laos and Vietnam
Mr. Afsar Akal, Technical Officer on Health Financing and Insurance, World Health Organization, Hanoi
Ms. Pascale Brudon, Representative, World Health OrganizationDr. Doan Tuong Van, International Cooperation Department, Vietnam
Social Security Head OfficeMr. Hai, Policy and Regimes Department, Vietnam Social Security Head
OfficeMr. Le Hun Tuan, Deputy Secretary of Communist Party, Soc Son Dis-
trictMr. Ngo Minh, Chairman of the Fatherland Front Committee, Soc Son
DistrictMr. Nguyen Chi Dung, Head of Division of Voluntary Health Insurance,
Hanoi Social Insurance BureauDr. Nguyen Minh Thao, Vice Director of Hanoi Social Security Bureau
(former Director of Hanoi Health Insurance Bureau), Hanoi Social Insurance Bureau
Mr. Nguyen Thanh Tung, International Cooperation Department, Vietnam Social Security Head Office
Mrs. Nguyen Thi Kim Phuong, Public Health Officer, World Health Or-ganization
Mrs. Nguyen Thi Thuy, Vice Director of Social Security Office of Soc Son District
Mr. Nguyen Van Tan, Director of Social Security Office of Soc Son Dis-trict
Indonesia (November 30−December 3, 2003)
Tobelo-Galela Area Recovery Initiative in Indonesia
Mr. Siddharth Chatterjee, Chief, Emergency Section, United Nations Children’s Fund
Mr. George Conway, Programme Specialist, Conflict Prevention and Re-covery Unit, United Nations Development Programme
Human Security in the United Nations
48
Mr. Allen Harder, Peace Building Senior Advisor, World Vision IndonesiaMs. Karen Janjua, Area Projects Manager, North Maluku & Maluku Recov-
ery Programme, United Nations Development ProgrammeMs. Haryanti Kadir, National UN Volunteer for income generating projectsMs. Hj. Maja Matulac-Suhud, Programme Officer, North Maluku & Maluku
Recovery Programme, United Nations Development ProgrammeMs. Lakhsmi Nuswantari Subandi, Programme Officer for Peace Building,
World Vision IndonesiaMr. Erasmus Ray Ray, coconut oil producerMr. Fredy Salama, Official, Trade and Industry Section, North HalmaheraMr. Kristanto Sinandang, Senior Programme Officer, North Maluku &
Maluku Recovery Programme, United Nations Development Pro-gramme
Mr. Patrick Sweeting, Head, Conflict Prevention and Recovery Unit, United Nations Development Programme
Mr. Takehiro Wakabayashi, Third Secretary, Economic Division, Japanese Embassy
East Timor (December 4−12, 2003)
Ainaro and Manatuto Community Activation Project (AMCAP)
Mr. Hideaki Asahi, Chargé d’Affaires of the Embassy of JapanMs. Anna Barros, Project Coordinator for AMCAP, United Nations Office
for Project ServicesMr. Lawry Bee Tin Yeo, Head, United Nations Office for Project ServicesMr. Roberto da Costa Magno, Assistant Project Coordinator, AMCAPMr. Estanislau A. da Silva, Minister of Agriculture, Forestry, and FisheriesDr. Hiroshi Endo, Extension Mentor, United Nations Office for Project
ServicesDr. Muhamamad Mia Abu Sayeed, Extension Mentor, United Nations Of-
fice for Project ServicesMr. Jan Meeuwissen, Senior Human Settlements Officer, United Nations
Human Settlements Programme Mr. Manuel Pereira, Deputy District Administrator, AinaroDr. Karunaratne Rasnayake, Extension Mentor, United Nations Office for
Project Services
49
Human Security in the United Nations
Mr. Estanislau Salshinha Martins, Project Coordinator, AMCAP Mr. Masayoshi Takehara, Assistant Resident Representative, Japan Inter-
national Cooperation Agency Mr. Naoki Takyo, Assistant Resident Representative and Chief of Poverty
Reduction & Community Development Unit, United Nations Develop-ment Programme
Mr. Toshiaki Tanaka, Resident Representative, Japan International Coop-eration Agency
Mr. Antonio Victor, Program Officer, Poverty Reduction & Community Development Unit, United Nations Development Programme
Mr. Xu Haoliang, Country Manager and Senior Deputy Resident Repre-sentative, United Nations Development Programme
Staff of Halarae, an East Timorese NGOGroup leaders of farmers’ organizations
* The titles were those at the time of the interviews.
Human Security in the United Nations
50
Tokyo Workshop on Human Security in the United Nations
Agenda
Friday February 27, 2004 [International House]
09:00–09:20 Introduction to Project and Workshop Tadashi Yamamoto, President, Japan Center for International
Exchange (JCIE)
09:20–12:30 Session 1: Human Security in Action: Cases of Projects Funded by the Trust Fund for Human Security
09:20–10:45 Presentation of Five Projects Ainaro and Manatuto Community Activation Project (AMCAP) in East Timor:
Estanislau Salsinha Martins, Project Coordinator, AMCAP
Development of Social Safety Nets for Health in Laos and Vietnam:
Laos: Filip de Loop, World Health Organization (WHO), LaosVietnam: Nguyen Thi Kim Phuong, Public Health Officer, WHO,
Hanoi
The Human Dignity Initiative:Jorge Carrillo-Rodriguez, Human Settlements Officer, United
Nations Economic and Social Commission for Asia and the Pacific, Thailand
Prevention of Trafficking in Children and Women at a Community Level in Cambodia and Vietnam:
Mitsuko Horiuchi, Director, International Labour Organization Office in Japan
Tobelo-Galela Area Recovery Initiative in Indonesia: Kristanto Sinandang, Senior Programme Officer, United Nations
Development Programme, Indonesia
11:00−11:45 Presentation on Common Elements of the ProjectsSusan Hubbard, Program Director for East Asia, Center for Inter-
national Conflict Resolution, Columbia UniversityTomoko Suzuki, Program Officer, JCIE
51
Human Security in the United Nations
13:30–15:00 Session 2: Exploring Essential Requirements for Successful Hu-man Security ProjectsModerator: Tadashi Yamamoto
15:15–16:45 Session 3: Effective Partnership for Implementing Human Security ProjectsModerator: Tadashi Yamamoto
Saturday February 28, 2004 [JCIE]
09:00–09:15 Overview and Impressions of the first day and Introduction to the second day Tadashi Yamamoto, President, Japan Center for International
Exchange (JCIE)
09:15–11:00 Session 1: Challenges for Management of the Trust Fund for Hu-man Security
09:15–09:45 Presentation on Common Threads in Utilization of Trust Fund for Human SecuritySusan Hubbard, Program Director for East Asia, Center for Inter-
national Conflict Resolution, Columbia University
09:45–11:00 Discussion
11:15–12:30 Session 2: Planning for Next Steps
Human Security in the United Nations
52
Tokyo Workshop on Human Security in the United Nations
Participants
Amjad ABBASHAR Humanitarian Affairs Officer, Office for the Coordination of Humanitarian Affairs, New York
ACHARYA Amitav Professor, Deputy Director & Head of Research, Institute for Defence and Strategic Studies, Nanyang Technological University, Singapore
Jorge CARRILLO- Human Settlements Officer, United Nations RODRIGUEZ Economic and Socal Commission for Asia and
the Pacific, BangkokFilip DE LOOF Officer, World Health Organization (WHO),
VientianeYasumitsu DOKEN Programme Manager, United Nations Develop-
ment Programme (UNDP), TokyoBernard DOYLE Centre Coordinator, United Nations High Com-
missioner for Refugees (UNHCR), Regional Office for Japan and the Republic of Korea, Tokyo
François FOUINAT Executive Director, Advisory Board on Human Security, New York
Yoshitaro FUWA Professor, Graduate School of Environmental Management, Hosei University, Tokyo
Mitsuko HORIUCHI Director, International Labour Organization, Tokyo
Susan HUBBARD Program Director for East Asia, Center for In-ternational Conflict Resolution, Columbia University, New York
Yasushi KATSUMA Programme Coordinator, United Nations Children’s Fund (UNICEF), Tokyo
Hideko KATSUMATA Managing Director and Executive Secretary, Japan Center for International Exchange (JCIE), Tokyo
53
Human Security in the United Nations
Jacobus KOEN Program Manager for the North Maluku Reha-bilitation Project, World Vision Indonesia, Ternate
Yoshihiko KONO Executive Advisor, Sasakawa Peace Foundation, Tokyo
Koji MAKINO Deputy Director and Senior Economist, Planning and Coordination Division, Planning and Evaluation Department, Japan International Cooperation Agency (JICA), Tokyo
Hiroshi MINAMI Director, United Nations Administration Divi-sion, Japanese Ministry of Foreign Affairs, Tokyo
Mehrnaz MOSTAFAVI Programme Officer, Advisory Board on Human Security, New York
Edward NEWMAN Academic Officer, Peace and Governance Pro-gramme, United Nations University, Tokyo
NGUYEN THI KIM Public Health Officer, WHO, Representative Of- Phuong fice in HanoiAkio NOMURA Director, United Nations Information Centre,
TokyoYukie OSA Advisor, Japan Platform, TokyoMasaharu SAITO Officer, Program Unit, Peace-Winds JapanEstanislau SALSINHA Project Coordinator, United Nations Develop- MARTINS ment Programme/United Nations Office
for Project Services (UNDP/UNOPS), East Timor
Shoji SATO Senior Assistant, United Nations Administration Division, Japanese Ministry of Foreign Affairs, Tokyo
Masato SEKO Associate Program Officer, Sasakawa Peace Foundation, Tokyo
Fatima SHERIF-NOR UNHCR-JICA Exchange Officer, Donor Coor-dination Division, Planning and Evaluation Department, JICA, Tokyo
Kristanto SINANDANG Senior Programme Officer, UNDP, JakartaTomoko SUZUKI Program Officer, JCIEKeizo TAKEMI Member of the House of Coucillors, TokyoKazuo TASE First Secretary, Permanent Mission of Japan to
the United Nations, New York
Human Security in the United Nations
54
Naruo UEHARA Professor, Division of International Health, To-hoku University School of Medicine, Sendai
Yoshiteru URAMOTO Director, UNICEF, Tokyo Hideki WAKABAYASHI Member of the House of Councillors, TokyoSusumu YAMAKAGE Professor, University of Tokyo, TokyoTadashi YAMAMOTO President, JCIE, TokyoFumihiko YOSHIDA Editorial Writer, The Asahi Shimbun, TokyoYukio YOSHIMURA Vice President and Special Representative, World
Bank, Tokyo
Project Team Members
Tadashi YAMAMOTO President, Japan Center for International Ex-change (JCIE)
Susan HUBBARD Program Director for East Asia, Center for In-ternational Conflict Resolution, Columbia University
Tomoko SUZUKI Program Officer, JCIEAkiko HORIBA Associate, JCIE
The Japan Center for International Exchange
Founded in 1970, the Japan Center for International Exchange (JCIE) is an independent, nonprofit, and nonpartisan organization dedicated to strengthening Japan’s role in international affairs. JCIE believes that Japan faces a major challenge in augmenting its positive contributions to the international community, in keeping with its position as one of the world’s largest industrial democracies. Operating in a country where policy making has traditionally been dominated by the government bureaucracy, JCIE has played an important role in broadening debate on Japan’s international responsibilities by conducting international and cross-sectional programs of exchange, research, and discussion.
JCIE creates opportunities for informed policy discussions; it does not take policy positions. JCIE programs are carried out with the collaboration and cosponsorship of many organizations. The contacts developed through these working relationships are crucial to JCIE’s efforts to increase the number of Japanese from the private sector engaged in meaningful policy research and dialogue with overseas counterparts.
JCIE receives no government subsidies; rather, funding comes from private foundation grants, corporate contributions, and contracts.