UG 02

ICAP Automated Market

System Users Guide

Issued: April, 2018

ICAP Automated Market System Users Guide | ii

Version: 2.6

Effective Date: 04/16/2018

Prepared By: NYISO Market Design & Product Management

New York Independent System Operator 10 Krey Boulevard

Rensselaer, NY 12144

(518) 356-6060

www.nyiso.com

Disclaimer: The information contained within this guide, along with other NYISO manuals and guides, is intended to

be used for information purposes only, and is subject to change. The NYISO is not responsible for the users reliance

on these publications, or for any erroneous or misleading material.

Copyright 1999-2018 New York Independent System Operator

ICAP Automated Market System Users Guide | iii

Table of Contents

TABLE OF FIGURES ................................................................................................................................................ IX

REVISION HISTORY ............................................................................................................................................. XIV

1. INTRODUCTION .............................................................................................................................................. 1

1.1.What is the ICAP Automated Market? ................................................................................... 1

1.2.Who is the ICAP Automated Market System For? ................................................................ 1

1.3.What this Users Guide Covers .............................................................................................. 2

1.4.Functions Not Automated ...................................................................................................... 5

2. BACKGROUND TOPICS .................................................................................................................................... 6

2.1.Introduction to the Capacity Auctions ................................................................................... 6

3. REQUIREMENTS .............................................................................................................................................. 8

3.1.System Requirements ............................................................................................................ 8

3.2.Using Digital Certificates ........................................................................................................ 8

3.3.Market Participant Administrator and User Tasks ............................................................... 8

4. CERTIFICATION ............................................................................................................................................. 12

4.1.How to View Market Position ............................................................................................... 14

4.1.1. Viewing Market Position .................................................................................................... 15

4.2.How to Enter, Maintain, and Delete Bilateral Agreements ................................................ 16

4.2.1. Screen Descriptions ............................................................................................................ 17 4.2.2. Inserting Bilateral Agreements .......................................................................................... 21 4.2.3. Maintaining Bilateral Agreements ..................................................................................... 23 4.2.4. Deleting Bilateral Agreements ........................................................................................... 24 4.2.5. Confirming Bilateral Agreements ....................................................................................... 24

4.3.How to Enter, Maintain and Delete External CRIS Right Bilateral Agreements ............... 24

4.3.1. Screen Descriptions ............................................................................................................ 25 4.3.2. Viewing External CRIS Right Bilateral Agreements ............................................................ 27 4.3.3. Enter External CRIS Right Bilateral Agreements ................................................................ 27 4.3.4. Maintain External CRIS Right Bilateral Agreements .......................................................... 28 4.3.5. View External Rights Availability ....................................................................................... 29 4.3.6. Screen Descriptions ............................................................................................................ 29

4.4.How to View Certification Detail Transactions .................................................................... 31

4.4.1. Screen Descriptions ............................................................................................................ 32 4.4.2. Viewing Certification Detail Transactions .......................................................................... 33

4.5.How to View Summary of Purchases and Sales ................................................................. 34

ICAP Automated Market System Users Guide | iv

4.5.1. Screen Descriptions ............................................................................................................ 34 4.5.2. Viewing Summary of Purchases and Sales ......................................................................... 35

4.6.How to View PTID Capacity and Sales Allocations ............................................................. 36

4.6.1. Screen Descriptions ............................................................................................................ 36 4.6.2. Viewing PTID Capacity and Sales Allocations .................................................................... 45

4.7.How to Allocate Sales to PTIDs ............................................................................................ 46

4.7.1. Screen Descriptions ............................................................................................................ 47 4.7.2. Allocating Sales to PTIDs .................................................................................................... 51 4.7.3. Zero Dollar MW Offer Commitment .................................................................................. 54

4.8.How to Assign a Transaction ID to External Transactions for ICAP ................................... 55

4.8.1. Screen Descriptions ............................................................................................................ 57 4.8.2. Viewing External Transactions ........................................................................................... 60 4.8.3. Inserting External Transaction Details ............................................................................... 61

4.9.How to View Supply-Side Mitigation Summary ................................................................... 63

4.9.1. Screen Descriptions ............................................................................................................ 63 4.9.2. Viewing Supply-Side Mitigation Summary ......................................................................... 66

4.10.How to View Default Reference Prices Summary ............................................................ 67

4.10.1. Screen Descriptions .......................................................................................................... 67 4.10.2. Viewing Default Reference Prices Summary .................................................................... 68

4.11.How to Report and Manage MP Affiliate Information ...................................................... 69

4.11.1. Screen Descriptions .......................................................................................................... 70 4.11.2. Viewing MP Affiliate Information .................................................................................... 72 4.11.3. Updating Existing MP Affiliate Information ..................................................................... 73 4.11.4. Inserting New MP Affiliate Information ........................................................................... 73

4.12.How to View Floor Prices ................................................................................................... 75

4.12.1. Screen Descriptions .......................................................................................................... 75 4.12.2. Viewing Floor Prices ......................................................................................................... 76

4.13.How to View Deliverability Limits ...................................................................................... 77

4.13.1. Screen Descriptions .......................................................................................................... 77 4.13.2. Viewing Generator Deliverability Limits .......................................................................... 79

4.14.How to Enter, View, and Delete Export Transactions ...................................................... 81

4.14.1. Screen Descriptions .......................................................................................................... 81 4.14.2. View Export Transactions................................................................................................. 83 4.14.3. Enter Export Transactions ...................................................