impasse dos and don’ts fen 35 th annual conference may 20, 2015 prepared by leonard j. dietzen,...

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Impasse Dos and Don’ts FEN 35 th Annual Conference May 20, 2015 Prepared by Leonard J. Dietzen, III, Esquire © 2015 Rumberger, Kirk & Caldwell, P.A.

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Page 1: Impasse Dos and Don’ts FEN 35 th Annual Conference May 20, 2015 Prepared by Leonard J. Dietzen, III, Esquire © 2015 Rumberger, Kirk & Caldwell, P.A

Impasse Dos and Don’ts

FEN 35th Annual Conference

May 20, 2015Prepared by Leonard J. Dietzen, III, Esquire © 2015 Rumberger, Kirk & Caldwell, P.A.

Page 2: Impasse Dos and Don’ts FEN 35 th Annual Conference May 20, 2015 Prepared by Leonard J. Dietzen, III, Esquire © 2015 Rumberger, Kirk & Caldwell, P.A

Impasse Process

Public Employees –

Resolution of Impasses

Sec. 447.403, F.S. (2014)

© 2015 Rumberger, Kirk & Caldwell, P.A.

Page 3: Impasse Dos and Don’ts FEN 35 th Annual Conference May 20, 2015 Prepared by Leonard J. Dietzen, III, Esquire © 2015 Rumberger, Kirk & Caldwell, P.A

Union or Board declares impasse

Sec. 447.403(1), F.S.

© 2015 Rumberger, Kirk & Caldwell, P.A.

Union or Board declares impasse

If mutually agreed, parties can proceed directly to

Public Hearing.

Page 4: Impasse Dos and Don’ts FEN 35 th Annual Conference May 20, 2015 Prepared by Leonard J. Dietzen, III, Esquire © 2015 Rumberger, Kirk & Caldwell, P.A

Public hearing

If mutually agreed, parties can proceed directly to public hearing.

Sec. 447.403(2)(a) and (4)(d), F.S.

If mutually agreed, parties can proceed directly to

Public Hearing.

Public HearingBoard decides disputed issues

© 2015 Rumberger, Kirk & Caldwell, P.A.

Page 5: Impasse Dos and Don’ts FEN 35 th Annual Conference May 20, 2015 Prepared by Leonard J. Dietzen, III, Esquire © 2015 Rumberger, Kirk & Caldwell, P.A

Optional mediation

PERC appointed

Sec. 447.403(1), F.S.

© 2015 Rumberger, Kirk & Caldwell, P.A.

Union or Board declares impasse

Optional mediation(PERC appointed)

Special Master appointed

Page 6: Impasse Dos and Don’ts FEN 35 th Annual Conference May 20, 2015 Prepared by Leonard J. Dietzen, III, Esquire © 2015 Rumberger, Kirk & Caldwell, P.A

Special Master appointed

Sec. 447.403(2)(a), F.S.Optional mediation(PERC appointed)

Special Master appointed

Hearing

© 2015 Rumberger, Kirk & Caldwell, P.A.

Page 7: Impasse Dos and Don’ts FEN 35 th Annual Conference May 20, 2015 Prepared by Leonard J. Dietzen, III, Esquire © 2015 Rumberger, Kirk & Caldwell, P.A

Hearing

15 days

Sec. 447.403(3), F.S.

© 2015 Rumberger, Kirk & Caldwell, P.A.

Special Master appointed

Hearing

Special Master’srecommended

settlement

Page 8: Impasse Dos and Don’ts FEN 35 th Annual Conference May 20, 2015 Prepared by Leonard J. Dietzen, III, Esquire © 2015 Rumberger, Kirk & Caldwell, P.A

Do

© 2015 Rumberger, Kirk & Caldwell, P.A.

• Prepare for hearing like you want to win.• Follow blue print set forth in § 447.405 “Factors

to be considered by special magistrate.• Organize presentation so special magistrate

knows what you want.

Page 9: Impasse Dos and Don’ts FEN 35 th Annual Conference May 20, 2015 Prepared by Leonard J. Dietzen, III, Esquire © 2015 Rumberger, Kirk & Caldwell, P.A

© 2014 Rumberger, Kirk & Caldwell, P.A.

Section 447.405, Florida Statutes, requires the Special Magistrate to consider certain factors.

• Comparisons in local area in similar work;• Comparisons in similar public employment of

comparable size throughout the state;• Interest and welfare of the public;• Comparisons to other trades or professions; and• Availability of funds.

Factors to Consider

Page 10: Impasse Dos and Don’ts FEN 35 th Annual Conference May 20, 2015 Prepared by Leonard J. Dietzen, III, Esquire © 2015 Rumberger, Kirk & Caldwell, P.A

Don’t

© 2015 Rumberger, Kirk & Caldwell, P.A.

• Fail to prepare because the Board has final say.– This may be true but a strongly worded

recommendation from the special magistrate has political power for the union.

– Preparation leads to better data for the special magistrate.

• Fail to cost out the union’s proposals and demonstrate why they are not reasonable.

Page 11: Impasse Dos and Don’ts FEN 35 th Annual Conference May 20, 2015 Prepared by Leonard J. Dietzen, III, Esquire © 2015 Rumberger, Kirk & Caldwell, P.A

Special Master’s recommended settlement

15 days

Sec. 447.403(3), F.S.

© 2015 Rumberger, Kirk & Caldwell, P.A.

Hearing

15 days

Special Master’s recommended

settlement

Page 12: Impasse Dos and Don’ts FEN 35 th Annual Conference May 20, 2015 Prepared by Leonard J. Dietzen, III, Esquire © 2015 Rumberger, Kirk & Caldwell, P.A

Acceptance of recommendation

20 days to decide

Sec. 447.403(3), F.S.

© 2015 Rumberger, Kirk & Caldwell, P.A.

Union or Board

Accepts settlement

Ratification vote

Page 13: Impasse Dos and Don’ts FEN 35 th Annual Conference May 20, 2015 Prepared by Leonard J. Dietzen, III, Esquire © 2015 Rumberger, Kirk & Caldwell, P.A

Rejection of recommendation

20 days to decide

10 days statement to legislative body

Sec. 447.403(4)(a), F.S.

© 2015 Rumberger, Kirk & Caldwell, P.A.

Union or Board

Rejects settlement(states reasons)

Rejected items go to Legislative Body (Board)

Page 14: Impasse Dos and Don’ts FEN 35 th Annual Conference May 20, 2015 Prepared by Leonard J. Dietzen, III, Esquire © 2015 Rumberger, Kirk & Caldwell, P.A

Rejected items to Board

End Executive Sessions

Sec. 447.403(4)(a) and (b), F.S.

© 2015 Rumberger, Kirk & Caldwell, P.A.

Rejects settlement(states reasons)

Rejected items go to Legislative Body (Board)

Public HearingBoard decides disputed issues

Page 15: Impasse Dos and Don’ts FEN 35 th Annual Conference May 20, 2015 Prepared by Leonard J. Dietzen, III, Esquire © 2015 Rumberger, Kirk & Caldwell, P.A

Public hearing

Sec. 447.403(4)(c) and (d), F.S.

© 2015 Rumberger, Kirk & Caldwell, P.A.

Rejected items go to Legislative Body (Board)

Public HearingBoard decides disputed issues

Proposed Agreement drawn up including

disputed issues

Page 16: Impasse Dos and Don’ts FEN 35 th Annual Conference May 20, 2015 Prepared by Leonard J. Dietzen, III, Esquire © 2015 Rumberger, Kirk & Caldwell, P.A

Proposed agreement drawn up

Sec. 447.403(4)(e), F.S.

© 2015 Rumberger, Kirk & Caldwell, P.A.

Public HearingBoard decides disputed issues

Proposed agreement drawn up including

disputed issues

Ratification vote

Page 17: Impasse Dos and Don’ts FEN 35 th Annual Conference May 20, 2015 Prepared by Leonard J. Dietzen, III, Esquire © 2015 Rumberger, Kirk & Caldwell, P.A

Ratification vote

Sec. 447.403(4)(e), F.S.

© 2015 Rumberger, Kirk & Caldwell, P.A.

Proposed agreement drawn up including

disputed issues

Ratification vote

Ratified Not ratified

Page 18: Impasse Dos and Don’ts FEN 35 th Annual Conference May 20, 2015 Prepared by Leonard J. Dietzen, III, Esquire © 2015 Rumberger, Kirk & Caldwell, P.A

Ratified

Whew!

© 2015 Rumberger, Kirk & Caldwell, P.A.

Ratification vote

Ratified

New agreement

Page 19: Impasse Dos and Don’ts FEN 35 th Annual Conference May 20, 2015 Prepared by Leonard J. Dietzen, III, Esquire © 2015 Rumberger, Kirk & Caldwell, P.A

Not ratified

Sec. 447.403(4)(e), F.S.

© 2015 Rumberger, Kirk & Caldwell, P.A.

Ratification vote

Not ratified

Disputed issues imposed for the remainder of the

first fiscal year which wasthe subject of negotiations

Page 20: Impasse Dos and Don’ts FEN 35 th Annual Conference May 20, 2015 Prepared by Leonard J. Dietzen, III, Esquire © 2015 Rumberger, Kirk & Caldwell, P.A

Executive Sessions

• Permitted until special master’s recommended settlement is rejected or until parties mutually agree in writing to waive the special master procedure.

• After that time, the Board becomes a neutral body for the purposes of the impasse process.

© 2015 Rumberger, Kirk & Caldwell, P.A.

Page 21: Impasse Dos and Don’ts FEN 35 th Annual Conference May 20, 2015 Prepared by Leonard J. Dietzen, III, Esquire © 2015 Rumberger, Kirk & Caldwell, P.A

Case Study

School board has reserve balance below 3% on April 1, 2015. Parties are in open book negotiations and ten financial items remain in dispute, including wages. What steps would you take and why?

© 2015 Rumberger, Kirk & Caldwell, P.A.

Page 22: Impasse Dos and Don’ts FEN 35 th Annual Conference May 20, 2015 Prepared by Leonard J. Dietzen, III, Esquire © 2015 Rumberger, Kirk & Caldwell, P.A

Board Insurance Contributions

© 2014 Rumberger, Kirk & Caldwell, P.A.

• Highlands $642.67• Nassau $622.00• Duval $564.00• Clay $516.00• Columbia $458.33• St. Johns $425.83

7. Flagler $424.78

8. Baker $424.00

9. Union $369.55

10. Putnam $350.00

11. Bradford $303.00

Page 23: Impasse Dos and Don’ts FEN 35 th Annual Conference May 20, 2015 Prepared by Leonard J. Dietzen, III, Esquire © 2015 Rumberger, Kirk & Caldwell, P.A

Guidelines for General Fund

© 2014 Rumberger, Kirk & Caldwell, P.A.

“The district school board shall maintain a general fund ending fund balance that is sufficient to address normal contingencies.

(1) If at any time the portion of the general fund’s ending fund balance not classified as restricted, committed, or nonspendable in the district’s approved operating budget is projected to fall below 3 percent of projected general fund revenues during the current fiscal year, the superintendent shall provide written notification to the district school board and the Commissioner of Education.”

Ch. 1011.051, Florida Statutes

Page 24: Impasse Dos and Don’ts FEN 35 th Annual Conference May 20, 2015 Prepared by Leonard J. Dietzen, III, Esquire © 2015 Rumberger, Kirk & Caldwell, P.A

Guidelines for General Fund

© 2014 Rumberger, Kirk & Caldwell, P.A.

(2) If at any time the portion of the general fund’s ending fund balance not classified as restricted, committed, or nonspendable in the district’s approved operating budget is projected to fall below 2 percent of projected general fund revenues during the current fiscal year, the superintendent shall provide written notification to the district school board and the Commissioner of Education. Within 14 days after receiving such notification, if the commissioner determines that the district does not have a plan that is reasonably anticipated to avoid a financial emergency as determined pursuant to s. 218.503, the commissioner shall appoint a financial emergency board that shall operate under the requirements, powers, and duties specified in s. 218.503(3)(g).”

Ch. 1011.051, Florida Statutes

Page 25: Impasse Dos and Don’ts FEN 35 th Annual Conference May 20, 2015 Prepared by Leonard J. Dietzen, III, Esquire © 2015 Rumberger, Kirk & Caldwell, P.A

DisclaimerThe information provided during this presentation is not

intended for legal advice. The presentation, and any handouts which may accompany it, provide general information on the impasse process and answers to common questions about this issue. Please consult an attorney to assure that this information, and your interpretation of it, is appropriate to your particular situation. 

© 2015 Rumberger, Kirk & Caldwell, P.A.

Page 26: Impasse Dos and Don’ts FEN 35 th Annual Conference May 20, 2015 Prepared by Leonard J. Dietzen, III, Esquire © 2015 Rumberger, Kirk & Caldwell, P.A

Leonard J. Dietzen, III, EsquireRumberger, Kirk & Caldwell, P.A.P.O. Box 10507Tallahassee, FL 32302-2507(850) [email protected]

© 2015 Rumberger, Kirk & Caldwell, P.A.

**APPLAUSE OPTIONAL, BUT EXPECTED.**