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IMPLEMENTATION OF THE INTEGRATED QUALITY MANAGEMENT SYSTEM (IQMS) IN SELECTED SCHOOLS IN THE LIBODE DISTRICT OF THE EASTERN CAPE PROVINCE by MBANGATA LUVUYO STANLEY A mini-dissertation submitted in partial fulfilment of the requirements for the degree of MASTER OF EDUCATION (M.Ed) (Educational Management and Policy) WALTER SISULU UNIVERSITY SUPERVISOR: DR. C.D. MANTLANA SEPTEMBER 2013

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IMPLEMENTATION OF THE INTEGRATED QUALITY

MANAGEMENT SYSTEM (IQMS) IN SELECTED SCHOOLS IN

THE LIBODE DISTRICT OF THE EASTERN CAPE PROVINCE

by

MBANGATA LUVUYO STANLEY

A mini-dissertation submitted in partial fulfilment of the requirements for the degree

of

MASTER OF EDUCATION (M.Ed) (Educational Management and Policy)

WALTER SISULU UNIVERSITY

SUPERVISOR: DR. C.D. MANTLANA

SEPTEMBER 2013

ii

ABSTRACT

The purpose of this study was to investigate the extent to which Integrated Quality Management System (IQMS) is implemented in schools in the Libode education district. The study focused on the existence of IQMS documents as evidence or proof that IQMS is being implemented. In addition, the study looked at the existence and functionality of structures and processes for the implementation of IQMS in the selected schools. Lastly, the study focused on the deliverables and outcomes arising out of the implementation of IQMS in schools.

The pragmatic paradigm and the case study design were used to frame and focus the research. Data was obtained from sixty (60) educators who were surveyed, principals of the three (3) selected schools, and three (3) Education District Officials (EDOs) selected on purpose for interviews. Data thus obtained was analysed both quantitatively using descriptive statistics, and qualitatively through extraction of themes. The study draws conclusions on findings based on the attendance of IQMS workshops meant to capacitate teachers on the conceptualisation and practice of IQMS; the availability and quality of IQMS workshops; understanding of IQMS processes by teachers and the officials; IQMS evaluation processes underwent by teachers; alignment between School Improvement Plans and the District Improvement Plan, and the connection between individual growth and school improvement; the constitution and functioning of IQMS structures; and the form and content of IQMS deliverables and outcomes.

This research makes recommendations for IQMS implementation and further research.

iii

DECLARATION

I, LUVUYO STANLEY MBANGATA, STUDENT NUMBER 204605067, of the Faculty of

Education at WALTER SISULU UNIVERSITY, solemnly declare that the copy of the

mini-dissertation submitted by me for the degree of Master of Education is truly

original. It is the product of my efforts through the guidance of my Supervisor,

whose name and signature appear below:

Candidate’s name : Luvuyo Stanley Mbangata

Candidate’s signature : ...………………………………………..

Date : …………………………………………..

Supervisor’s name : Dr C. D. Mantlana

Supervisor’s signature : …………………………………………..

Date : ………………………………………….

iv

DECLARATION ON PLAGIARISM

i. I am aware that plagiarism is defined at Walter Sisulu University (WSU) as the

inclusion of another’s or other’s ideas, writings, works, discoveries, and

inventions from any source in an assignment or research output without the

due, correct and appropriate acknowledgement to the author(s) or source(s)

in breach of the values, conventions, ethics, and norms of the different

professional, academic and research disciplines; it includes unacknowledged

copying from intra - and internet and peers or fellow students.

ii. I have duly and appropriately acknowledged all references and conformed

with requirements in order to avoid plagiarism as defined by WSU

iii. I have made use of the citation and referencing style stipulated by my

supervisors.

iv. This submitted work is my own.

v. I did not, and will not, allow anyone to copy my work and present it as

his/her own.

vi. I am committed to upholding academic and professional integrity in any

academic/research activity.

vii. I am aware of the consequences of engaging in plagiarism.

__________________ ________________

Signature Date

v

AKNOWLEDGEMENTS

Many thanks go to my supervisor, Dr C.D. Mantlana for her excellent professional

guidance, support, educational advice, and for a thorough supervision of this study.

My gratitude also goes to my study peers for their words of encouragement, and my

colleagues especially the School Management Team for keeping up with my tight

schedule at times.

Participants and respondents in this study are highly appreciated and thanked for

their time and thoughtful responses they gave, and this study would not have been

possible without them. Showers of blessings go to all those who helped my efforts of

completing this dissertation.

vi

DEDICATION

I dedicate this piece of work to my dear children Sinelizwi and Qhawe Mbangata for

being my source of strength, my dear brothers and sisters for being my pillars of

strength especially when my life was facing serious challenges, Holy Cross Computer

College Staff for their unconditional support, and my Pastor and congregation at

AFM-ANEF Assembly for their prayers, and my friends for their kindness.

vii

KEY WORDS

Integrated Quality Management System; Implementation; teacher evaluation;

appraisal; performance management; whole school evaluation; self evaluation; peer

evaluation; professional development; accountability.

viii

ACRONYMS USED IN THE RESEARCH

DAS : Developmental Appraisal System

DIP : District Improvement Plan

DoE : Department of Education

DSG : Developmental Support Group

EDO : Education District Official

ELRC : Education Labour Relations Council

IQMS : Integrated Quality Management System

PDoE : Provincial Department of Education

PED : Provincial Education Department

PGP : Personal Growth Plan

PM : Performance Management

PMS : Performance Management System

SADTU: South African Democratic Teachers Union

SDT : School Development Team

SIP : School Improvement Plan

SMT : School Management Team

SPSS : Statistical Package for Social Sciences

WSE : Whole School Evaluation

ix

Contents Page

Abstract...............................................................................................ii

Declaration..........................................................................................iii

Declaration on plagiarism......................................................................iv

Acknowledgements...............................................................................v

Dedication............................................................................................vi

Keywords............................................................................................vii

Acronyms...........................................................................................viii

List of tables........................................................................................xv

List of figures......................................................................................xv

List of appendices......................................... .....................................xvi

x

CHAPTER 1: ORIENTATION AND BACKGROUND

1.1 Background and Introduction 1

1.2 Statement of thee problem 6

1.3 Purpose of the study 7

1.4 Rationale for the study 8

1.5 Significance of the study 10

1.6 Theoretical framework 10

1.7 Research Design and Methodology

1.7.1 Population and Sampling

1.7.2 Data Collection Methods

1.7.3 Data analyses and Interpretation

1.7.4 Validity and Reliability of the Instruments

11

11

12

13

14

1.8 Ethical Consideration 15

1.9 Limitations and Delimitations

1.9.1 Limitations

1.9.2 Delimitations

16

16

16

1.10 Definition of pertinent terms 17

1.11

1.12

Summary and Conclusions

Overlay of the study

17

17

xi

CHAPTER 2: THE IMPLEMENTATION OF IQMS AND OTHER

TEACHER EVALUATION PROGRAMMES FOR PROFESSIONAL

DEVELOPMENT AND QUALITY ASSURANCE PURPOSES

2.1. Introduction 19

2.2. Evolution of the IQMS evaluation instrument

2.2.1 Developmental Appraisal System

2.2.2 Performance Management

2.2.3 Whole School Evaluation

21

21

23

26

2.3. Purposes and goals of IQMS 28

2.4. Structures and processes for the implementation of IQMS

2.4.1 The Principal

2.4.2 The Educator

2.4.3 School Management Team

2.4.4 The Staff Development Team

2.4.5 Developmental Support Group

32

33

34

34

35

35

2.5. Teachers’ perceptions and their bearing on IQMS implementation 36

2.6. IQMS implementation challenges

2.6.1 Factors within the school

2.6.2 Factors located within the district offices and officials

2.6.3 Monitoring and evaluation of the IQMS policy and

programme

39

43

44

44

2.7. Summary 45

xii

CHAPTER 3 : RESEARCH DESIGN AND METHODOLOGY

3.1 Introduction 46

3.2. The Pragmatic Research Paradigm 46

3.3. The Research Design 47

3.4. Population and Sample 48

3.5. Data Collection Instruments

3.5.1 Teacher Questionnaire

3.5.2 Interview Protocols

49

49

52

3.6. Data Collection and field work 52

3.7. Data analysis procedures

3.7.1 Descriptive data

3.7.2 Analyses of qualitative data

53

53

54

3.8. Validity and reliability

3.8.1 Validity

3.8.2 Reliability

54

54

56

3.9. Ethical Considerations

3.9.1 Permission

3.9.2 Voluntary participation

3.9.3 Confidentiality and anonymity

3.9.4 No harm to the participation

56

56

57

57

58

3.10 Limitations 58

3.11 Summary 59

xiii

CHAPTER 4: DATA ANALYSES AND PRESENTATION OF THE

FINDINGS

4.1. Introduction 60

4.2. Presentation of educators’ responses to closed questionnaire items 61

4.3. Presentation and analysis of open-ended responses

4.3.1 Reasons for improper constitution of structures

4.3.2 Factors enhancing or hampering the functionality of the SDT

and DSG

69

69

69

4.4. Findings from interviews with principals of the sampled schools 70

4.5. Findings from the EDOs 75

4.6 Summary 78

xiv

CHAPTER 5: SYNTHESIS OF THE FINDINGS,RECOMMENDATIONS,

AND CONCLUSIONS

5.1. Introduction 80

5.2. Synthesis of the findings

5.2.1 Availability and attendance of IQMS workshops by

educators

5.2.2 Understanding of IQMS processes

5.2.3 IQMS evaluation processes

5.2.4 Availability of IQMS implementation structures

5.2.5 outcomes of IQMS evaluation processes

80

80

81

82

83

84

5.3 Recommendations 85

5.4 Recommendations for further research 86

5.5 Reflections 87

5.6 Summary and conclusions 87

List of References

90

xv

LIST OF TABLES

TABLE NUMBER

TITLE OF TABLE PAGE

Table 3.1 Number of schools and participants

49

LIST OF FIGURES

FIGURE NUMBER

TITLES OF FIGURES PAGE

Figure 4.2.1 IQMS implementation workshops attended by educators

61

Figure 4.2.2 The number of IQMS workshops attended by educators 62

Figure 4.2.3 IQMS process (es) undergone by educators 63

Figure 4.2.4

Educators with Personal Growth Plans (PGPs) 64

Figure 4.2.5

Teachers’ PGPs informing the development of the School Improvement Plan (SIP)

65

Figure 4.2.6 Proper constitution of the SDT and the DSG 66

Figure 4.2.7 Functionality of the SDT and the DSG 67

Figure 4.2.8 Developmental outcomes arising out of IQMS evaluation processes

68

xvi

LIST OF APPENDICES

APPENDIX NUMBER

TITLE OF THE APPENDIX PAGE

1 Letter to the District Director asking for permission to conduct research

94

2 Permission letter from the District Director 95

3 Letter to school principal asking for permission to conduct research

96

4 Permission letter from the school principal 97

5 A teacher questionnaire on the implementation of IQMS in selected schools in the Libode Education district

98

6 Interview protocol for school principals 101

7 Interview protocol for district official 102

8 Sample of informed consent form 103

1

CHAPTER 1

ORIENTATION AND BACKGROUND

1.1 BACKGROUND AND INTRODUCTION

The Integrated Quality Management System (IQMS) is a system of teacher

evaluation. Wanzare (2002, p.214) describes teacher evaluation as a process of

calculating the extent to which teachers measure up to pre-existing standards, that

may include a programme, goal, teaching intent, a list of ‘desirable’ teaching

competencies or performance criteria. This process involves collecting and using

information to determine, the worth – goodness or badness of something. Wanzare

(2002, p.214) argues that it is a reflective process which makes teachers aware of

their practices, challenging them to think about their practices, encourage them to

analyse and evaluate them, and to implement changes as needed. It is also viewed

as a system with a diagnostic role in which an educator seeks assistance in

determining his or her performance.

Experiences from other countries suggest that there are implementation challenges

associated with teacher evaluation systems of all sorts. In the United States of

America, for example, Bradley (1991) points out that the ‘differing weightings and

emphases’ attached to appraisal goals, namely the accountability and the

professional development goals and the conflict of interest that arises in the

integration of these goals. After having analysed the differing and contradictory

demands for the introduction of teacher appraisals, Evans and Tomlinson (1989)

2

point out that the nature and effectiveness of appraisal schemes depend on the

recognition of the fact that, there is an irreconcilable conflict between a scheme

based on accountability and one whose purpose is professional development. He

also suggests that implementation challenges with appraisals are often related to the

context in which the thinking developed, that is in industry where productivity is

measured in quantitative terms.

Similarly, studies in New Zealand show that there is no clear consensus on the

purposes of and desirable practices in teacher appraisals and other performance

measurement initiatives (Gratton, 2004). The possible purposes are accountability

(a summative approach which may be used for competency and promotion),

professional development (a formative approach to identify and fulfil professional

development needs) or a combination of both. The Integrated Quality Management

System is the combination of both the formative and the summative approach.

Findings by Gratton (2004) suggest that there is uncertainty as to the purpose of

appraisals and other quality management initiatives with the general tendency to

overemphasize procedural matters and assessment of educators against

performance indicators taken directly from professional standards. Gratton (2004)

further suggests that if perceptions of the appraisal systems implemented in the

school are unclear, the consequences may be found in how educators went about

implementing it with indications of low levels of commitment, defensive behaviour

and the general perception that appraisals are threatening.

3

In South Africa, the Department of Education (DoE) has the responsibility of

constantly improving the quality of learning and teaching so that quality public

education for all is achieved. With regard to the provision of quality education,

educators are not only accountable to the Education Department but also to the

wider community. The DoE has the responsibility of providing facilities and resources

to support learning and teaching. Successful education outcomes also depend upon

empowering, motivation and training of educators. Quality management seeks to

monitor and support these processes. Evaluation of programmes and practices is

essential to any ongoing effort to improve any profession. Evaluation is not apart

from but part of the education process. However, sound evaluation practices must

be based on a set of beliefs and principles that are congruent with the desired

outcomes.

To achieve this end of improving the quality of teaching and learning, three separate

programmes in South Africa were established by the Education Labour Relations

Council (ELRC) in order to monitor and enhance performance in the education

system. The first is Developmental Appraisal (DA), the purpose of which is to

appraise individual educators in a transparent manner with a view to determining

areas of strength and weaknesses, and to draw up programmes for individual

development. The second is Performance Measurement (PM), the purpose of which

is to evaluate individual educators for salary progression, affirmation of

appointments, rewards and incentives. Finally, is Whole School Evaluation (WSE),

the purpose of which is to evaluate overall effectiveness of a school, including the

4

support provided by the district, school management, infrastructure and learning

resources, as well as the quality of teaching and learning (ELRC, 2003).

All of these management initiatives outlined above should be planned for together in

schools, and aligned in a coherent way to avoid duplication, repletion and an

unnecessary increase in workload. To this end an agreement was reached in the

Education Labour Relations Council (ELRC) resolution 8 of 2003, to integrate the

existing programmes outlined above on quality management in education to form

IQMS. The philosophy underpinning IQMS is based upon the fundamental belief that

the purposes of IQMS are fivefold:

To determine competence,

To assess strengths and areas of development,

To provide support and opportunities for development to assure continued

growth,

To promote accountability, and

To monitor an institution’s overall effectiveness (ELRC, 2003).

IQMS is informed by schedule 1 of the Employment of Educators’ Act 76 of 1998

where the Minister is required to determine performance standards for educators in

terms of which their performance is to be evaluated.

5

The researcher therefore sought to establish the extent to which, and the manner in

which IQMS is implemented in selected schools in the Libode district. Some of the

issues looked at during the implementation of IQMS included the following aspects:

the establishment of the Staff Development Team (SDT) in schools. The SDT

includes the Principal, Senior Management (Deputy Principal, HoDs), and educators.

The school should decide for itself on the size of the SDT and how many educators

should be included. The SDT together with the School Management Team (SMT),

are responsible for liaising with educators and the department officials to co-ordinate

the provision of developmental programmes for educators for developmental

appraisal. The SDT is responsible for monitoring the process of Developmental

Appraisal. The Developmental Appraisal (DA) includes self-appraisal by the educator,

mentoring and support by the educator’s personal Development Support Group

(DSG). The SDT must co-ordinate the observation of educators in practice and the

appraisals for Performance Management (PM) and must keep the records of these

processes.

The Staff Development Team (SDT) and School Management Team (SMT) must also

develop the school’s own School Improvement Plan (SIP), incorporating strategic

objectives of the Strategic Plan of the Department of Education and the Personal

Growth Plan (PGP) of individual educators. In the School Improvement Plan targets

and time-frames for school improvement should be set using the Whole School

Evaluation instruments, and the SDT must monitor and measure progress against

these targets. The SIP should be revised periodically and new goals/priorities should

6

be set to reflect the progress already made. Records of WSE processes should also

be kept by the SDT.

1.2 STATEMENT OF THE PROBLEM

Since the advocacy of IQMS in 2004, the researcher suspects that things have not

been going well, especially that one of the unions namely, the South African

Democratic Teachers’ Union (SADTU) was counteracting the IQMS advocacy. SADTU

was telling teachers not to co-operate with the DoE in the implementation of IQMS.

This was not really directed at IQMS per se but to the misunderstanding between

SADTU and the DoE. The implementation of IQMS was adversely affected by the

SADTU’s call to teachers not to co-operate with the DoE. The researcher has

observed, during moderation of continuous assessments and summative evaluation

of assessment tasks and portfolios in the Libode district, that there are challenges

surrounding the implementation of IQMS in schools. This research sought to

understand where Libode education district is with respect to the implementation of

IQMS.

The costs of not knowing about the successes and challenges with IQMS

implementation means that there is little or no knowledge about where the Libode

district is, with respect to the implementation of IQMS. Further, customised

interventions cannot be thought of, planned and dispensed by the IQMS programme

7

administrators in the Libode district office and the Provincial office of the

Department of Education.

Out of the above-mentioned statement of the problem, the following questions have

emerged:

Main Research Question

To what extent is IQMS being implemented in schools in the Libode district?

Sub-research questions

Which documents exist in schools as evidence or proof that IQMS is

implemented?

What structures and processes exist for the implementation of IQMS in

schools in the Libode Education district?

To what extent are IQMS structures and processes functional in schools in the

Libode Education district?

What professional development outcomes have come out of the

implementation of IQMS in schools in the Libode Education district?

1.3 PURPOSE OF THE STUDY

The purpose of this study was to survey the implementation of IQMS in schools in

the Libode district in order to ascertain the current state of affairs with respect to

8

the actualisation of the IQMS policy and programme. It was thought that information

cast would point out areas of success as well as areas of failure in the

implementation process. In order to achieve this purpose the objectives below were

formulated by the researcher.

To find out if there is any sufficient documented evidence that IQMS is

implemented in schools in the Libode district.

To investigate if there is any existence of IQMS structures aimed at the

implementation of IQMS in schools.

To ascertain the extent to which IQMS structures and processes are

functional.

To establish whether there are any professional development outcomes that

have come out of the implementation of IQMS in schools in the Libode

district.

1.4 RATIONALE FOR THE STUDY

The researcher’s interest in the topic arose out of his experiences and observations

as a teacher and a school manager. The researcher observed that there are

variations in the implementation of IQMS in schools in the Libode district. Whereas in

some schools all the IQMS processes, namely self evaluations, peer evaluations, and

class visits are conducted, there are schools where these processes are ignored.

There are claims amongst teachers that IQMS scores are simply awarded without

9

the due processes being followed to arrive at those scores. Related to the above

observation is the fact that subject advisory services and teacher in-service training

programmes which ought to be tailored to the needs of teachers depend on the

IQMS processes. In the researcher’s experiences and observations he has not had an

intervention or programme in his school or district that arose out of the analysis of

the IQMS scores. In his view, the IQMS implementation cycle is not completed if

feedback and interventions are not forthcoming from the district officials.

In the researcher’s opinion and observations, IQMS implementation is fraught with

challenges of insufficient resources, absent or dysfunctional IQMS structures in

schools, lack of capacity on the part of the school managers, slack monitoring by the

district officials, with resultant lack of genuineness in the scores that should inform

teacher professional development programmes and instil a sense of accountability

on the part of teachers. This research sought to gather data that would

confirm/reject these observations, approve or disprove the researcher’s expressed

opinions, and find out about other implementation levers that have a bearing on the

implementation of IQMS in the Libode district. The researcher’s other observation

from the survey of literature is that there is limited research on IQMS

implementation, particularly in the Libode district. Thus, this research sought to add

to the body of knowledge about IQMS implementation.

10

1.5 SIGNIFICANCE OF THE STUDY

The findings of this study might benefit the School Management Teams (SMTs),

educators, Staff Development Teams (SDTs), Development Support Groups (DSGs)

and the Department of Education. It was hoped that each of the above-mentioned

structures would be properly discerned so that those who act in them would be

better positioned to play their roles as expected as far as their roles and

responsibilities are concerned. The relevance and importance of this study is that it

shows where teachers are with regard to the implementation of IQMS. The results of

this implementation study highlight niches for intervention by IQMS programme

administrators and educational planners.

1.6 THEORETICAL FRAMEWORK

In framing and focusing this research, use was made of the pragmatic paradigm.

The pragmatic theoretical framework holds no commitment to any one philosophy or

reality. It focuses on ‘what’ or ‘how’ of the research problem. It places the research

problem as central and applies all approaches to understanding the problem. The

method that works best in solving a particular problem is employed. Thus, the

pragmatic paradigm claims no philosophical loyalty to any alternative paradigm

(Mackenzie and Knipe, 2006). The proponents of this paradigm are not influenced by

any ideological stances or nuances in the determination of research questions,

research design and the methodology to use in conducting research. Chapter three

of this dissertation elaborates on the assumptions underlying the pragmatic

paradigm.

11

1.7 RESEARCH DESIGN AND METHODOLOGY

The research made use of the survey design. A survey research involves the

distribution of questionnaire to the research participants. The survey is useful in the

description of attitudes, opinions, behaviours or characteristics of the population

(Creswell, 2005: 354). Another related function of surveys is that they are used to

gather data at a particular point in time with the intention of describing the nature of

existing conditions, or identifying standards against which existing conditions can be

compared, or determining the relationships that exists between specific events (Cohen,

Manion, and Morrison, 2007:205). For this particular research a quantitative survey

augmented by qualitative descriptions, explanations and justifications were used to

survey the implementation of IQMS in selected schools in the Libode Education district.

1.7.1 Population and Sampling

A population includes all people or items with the characteristics one wishes to

understand. Struwig and Stead (2001, p. 109) define a population as the universe

that is composed of the combined total of all the elements about which information

is sought. In this study the Libode Education district is universe composed of the

aggregate of all the schools. A sample is a proportion of the population and all its

characteristics. Struwig and Stead (2001, p. 109) define a sample as elements from

which information is solicited. In this research the sample refers to those schools

from which data for this research was collected. Three (3) schools in the Libode

Education district were used as cases for the purposes of evaluating the

implementation of IQMS. The sample consisted of educators, principals, district

12

officials, particularly the Education District Officials (EDO’s) of the sampled schools.

This research made use of convenient and purposive sampling strategies. Cohen,

Manion, and Morrison (2007, p. 113) hold that convenient sampling involves

choosing the sample from those to whom they have easy access, and that a

convenience sample may be the sampling strategy selected for a case study. The

criteria used for the inclusion of schools in the sample were based on accessibility,

that is, convenience and willingness of staff to co-operate and collaborate with the

researcher. In addition, purposive sampling was employed for the conscious

purposes of tapping into all the viewpoints, and experiences whilst also ensuring that

there is adequate representation of views. Purposeful sampling allows for the

selection of the sample in a deliberate and non-random fashion to achieve a certain

goal. Thus, the study made use of the convenience sampling strategy. The

researcher collected data from schools located in both rural and urban settings of

Libode.

1.7.2 Data Collection instruments

Data was collected from educators, principals, and the Education District Officials

(EDO’s). A variety of instruments were used for the purposes of collecting data.

These included questionnaires and interviews. It was thought that questionnaires

with closed questions would yield quantitative data. The responses from the

interview protocol would yield rich and thick qualitative descriptions. Educators from

the sampled schools were asked to respond to the questionnaire. Principals and the

13

Education District Officials were asked to respond to the interview protocol. Chapter

three elaborates on the formulation and administration of these instruments.

1.7.3 Data Analyses and interpretation

Data analysis involves categorising, organising and summarising data into

meaningful information (Struwig and Stead, 2001, p. 150) in order to provide

answers to the research questions, and achieve the objectives of the study.

Descriptive statistics (frequencies and percentages) were employed to analyse

quantitative findings from the closed questionnaires. Themes, categories and

patterns were extracted from the interview data, that is, interview transcripts

(Struwig and Stead, 2001, p. 171).

For the interpretation of the findings, each result or finding was examined and

explanations offered to justify and account for the occurrence of any trend or

pattern. Also, previous research theories and findings were used to explain the

results, and to find out if the results of this research are confirmed or refuted by

prior research findings.

14

1.7.4 Validity and reliability of the instruments

Validity refers to the appropriateness, accuracy, trustworthiness or credibility of a

study (Struwig and Stead, 2001, pp. 136-143). Validity was achieved through the

following ways, triangulation and respondent validation. Triangulation involved use

of more than one method of data collection, namely: questionnaires and interviews,

which resulted in different sorts of data sets (Struwig and Stead, 2001, p. 145). This

expanded the picture which the researcher had to look at so as to ensure that the

findings of this research are credible. Finally, the researcher took the field notes or

other observations back to the subjects in order to check that the researcher is got it

right. This exercise was necessary in terms of avoiding misrepresenting the research

participants. This is known as respondent validation (Cohen, Manion and Morrison,

2007, p. 149).

The instruments for data collection were subjected to reliability testing to determine

the consistency (quantitative) and confirmability (qualitative) of the findings. The

questionnaire was subjected to the test-retest method of establishing reliability. The

questionnaire was administered twice to a group of teachers over a period of two

weeks. The responses from the two independent questionnaire administrations were

correlated to establish the reliability co-efficient which is a measure of consistency.

In order to establish reliability of the interview findings member checking and

triangulation alluded to above ensured conformability, dependability, and

trustworthiness (Cohen, et al., 2007, p. 148).

15

1.8 Ethical Considerations

Permission to conduct this research in schools in the Libode Education District was

sought from the Provincial Department of Education (PDoE) which referred the

researcher to the Libode Education District Office. Permission was granted formally

in writing by the Libode Education district office (see appendix 2). Informed

consent was solicited formally from the educators, principals and education district

officials who responded to questionnaires and interview protocols. The WSU

informed consent letter was modified to suit this particular research. The informed

consent form is attached as Appendix 8. Participation in the research was

voluntary. This ensured that the rights of educators with respect to participation in

the research were respected, and that participants were not coerced into

participation.

The researcher informed the respondents about the nature of the research, the

purpose for which the research is conducted, and their rights during the study.

Specifically, respondents were informed about their right to withdraw their

participation at any time and that they could refuse to participate in the research

project. The names of the participating schools and educators remained

confidential and anonymous. To this end, the real names of educators, or other

forms of identification were not asked. The researcher used codes and pseudo

names instead. With respect to harm and risk, the researcher did not anticipate

that the respondents would suffer any mental or physical discomfort. To ensure that

potentially discomforting questions were eliminated, the researcher ran the research

16

instrument through experts and the pilot group before the full scale administration

so that factors that might cause harm were eliminated from the questionnaire.

1.9 LIMITATIONS AND DELIMITATIONS

1.9.1 Limitations

The population that is targeted for the study are educators, Development Support

Groups (DSGs), School Management Teams (SMTs) of selected schools in the Libode

district. This is the limitation of the study because the researcher has not covered

the whole district for the purposes of generalising the findings. It could happen that

some schools do not experience any problems in so far as the implementation of

IQMS is concerned. However, the researcher believes that the findings and the

results gathered in the study yield a significant contribution to the target group, and

future researchers may be assisted a lot by the study as it forms the basis for further

studies.

1.9.2 Delimitations

The study is about the evaluation of the implementation of IQMS in selected schools

in the Libode district. Its focus is on structures and processes for the implementation

of IQMS, as well as the extent to which IQMS is delivering on its professional

development mandate. This research involves educators, principals and the EDOs of

the selected schools.

17

1.10 DEFINITION OF KEY TERMS

Implementation: is an interpretation of policy and/or programme and it

application to particular cases by actors. It is an enactment of policy. It also refers to

means, strategies and ways of giving effect to policy (Freeman and Rossi, 1999).

Evaluation: is the process of determining the value or worth of a policy,

programme, or course towards the ultimate goal of making decisions about

adopting, rejecting, or revising the innovation (Freeman and Rossi, 1999).

1.11 SUMMARY

In this chapter the background and origins of the study, research questions and

objectives are described. The researcher provided the rationale for the study,

introduced the research design and methodology, and elaborated on the importance

and also why this research is warranted. The next chapter on literature review

draws on literature related to the implementation of teacher evaluation policies and

programmes in general, and more specifically on the implementation of the

Integrated Quality Management Systems (IQMS).

1.12 OVERLAY OF THE STUDY

Chapter 1 presents orientation and background of the study.

18

Chapter 2 reviews literature on the implementation of IQMS and other teacher

evaluation programmes for professional development and quality assurance

purposes

Chapter 3 describes and justifies the research design and methodology in details.

Chapter 4 is the presentation of data, data analysis and interpretation of results.

Chapter 5 provides a synthesis of findings, recommendations and conclusions.

19

CHAPTER 2

LITERATURE REVIEW

2.1 INTRODUCTION

Creswell (2005, p.79) defines literature review as “a written summary of journal

articles, books, and other documents that describes the past and current state of

information, organises the literature into topics, and documents a need for a

proposed study.” This particular review on the evaluation of the implementation of

IQMS draws from international and South African literature on teacher evaluations of

all sorts and purposes. The implementation issues of teacher evaluation programmes

extracted from literature are used not only to foreground this particular research,

but are also used later in the research to provide an explanatory framework for the

findings.

A survey of literature through scanning and mapping of the field of teacher

evaluations, and IQMS in particular suggested that research has been conducted on

teacher appraisals, performance management, and whole school evaluation both

locally and internationally (Monyatsi, Steyn and Kamper, 2006; Fletcher, 1996;

Loock, Grobelaar and Mestry, 2003; van Deventer and Kruger, 2003; Umalusi, 2007;

Gratton, 2004). However, there is a noticeable trend that these studies were

conducted on the above evaluation instruments independently and separately. With

respect to IQMS, there are limited studies internationally owing to the fact that the

integration of appraisal, performance management, and whole school evaluation is

not the norm in other countries. Thus, the concept IQMS as it pertains to teacher

20

evaluations is unique to South Africa. The limitation that emanated from this

uniqueness is that the researcher could not find literature on the international

perspective on IQMS even with the use of alternative search terms such as

integrated teacher evaluations. This limitation explains why most of the literature

reviewed is South African.

As regards IQMS studies in South Africa, the researcher picked up that studies on

teacher perceptions of IQMS straddle across provinces with more published studies

done in Mpumalanga, KwaZulu-Natal, and the Eastern Cape (Mathula, 2004; Nkonki,

2009; Maphutha, 2006; Nkambule, 2010). Though studies on teachers’ perceptions

of IQMS prevail over studies on IQMS implementation issues, there is quite a

sizeable number of studies done on IQMS implementation (Sambumbu, 2010;

Bisschoff and Mathye, 2009; Umalusi, 2007; Buthelezi, 2005).

An elaboration on the findings of the above studies and the bearing that they have

on this particular research are reported in the paragraphs below. This review begins

with the evolution of IQMS, and then looks at the purposes and goals of IQMS.

Documents on the structures and processes for the implementation of IQMS are

reviewed, followed by a closer look on teachers’ perceptions of IQMS, and the

bearing that these perceptions have on IQMS implementation. Lastly,

implementation challenges of IQMS and other teacher evaluation programmes are

sourced from literature.

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2.2 EVOLUTION OF THE IQMS EVALUATION INSTRUMENT

The Integrated Quality Management System is a result of ELRC’s Collective

Agreement Number 8 of 2003, which sought to integrate quality management

systems into one. The purpose of this agreement was to align and integrate the

three different instruments which aimed at enhancing and monitoring the

performance of the education system. These three integrated systems are the

following: Developmental Appraisal System, Performance Measurement and Whole

School Evaluation. The main objective is to ensure quality public education for all,

and to consistently improve the quality of learning and teaching (ELRC, 2003). The

Department of Education has a responsibility to provide essential resources for

effective quality learning in schools as well as essential teacher empowerment

programmes. In this manner, teachers will be efficient and effective in their delivery

of services to their clients thus, improving the quality of teaching and learning. The

paragraphs below elaborate on the constituent teacher evaluation instruments that

were fused to form IQMS.

2.2.1 Developmental Appraisal System (DAS)

The Developmental Appraisal System (DAS) forms Chapter C of the terms and

conditions of Employment of Educators determined in terms of Section 4 of the

Employment of Educators Act of 1998. The Developmental Appraisal System (DAS)

formed part of a large scale reform effort in performance management and

22

evaluation. The Developmental Appraisal System (DAS) is a component intended to

appraise individual educators in a transparent manner with a view to determine

areas of strength and weakness, and to draw up programmes for individual

development (Loock, Grobler and Mestry, 2006, p.64). The main aim of this

evaluation policy is to facilitate personal and professional development of educators

in order to improve the quality of teaching practice and education management. It is

based on the fundamental principle of life-long learning and development. In a

sense, Developmental Appraisal identifies individual development needs and

subsequent training or self-development, on improving the ability of the employees

to perform in their present or future roles (Poster and Poster, 1991, p.1).

This system looks at the developmental needs of each individual educator in order to

develop a plan of action that will be used to address those needs. An appraisal is

concerned with educator’s professional developmental needs and training

opportunities in order to improve their performance in present and their future roles.

It is a transparent and open process since educators have access to their appraisal

documents including their performance outcomes. Fletcher (1996, p.77) contends

that developmental appraisal is needed to assist educators in their development by

helping them to see their shortcomings, and commit themselves to improvement.

However, for the effective implementation of this evaluation policy it had to be well

communicated in terms of its operation. Van Deventer and Kruger (2003, p.211)

recommend the following guidelines that must be taken into account for the

implementation of the developmental appraisal system:

23

The process of appraisal should be open, transparent and developmental.

The appraisal of educators is in essence a developmental process, which depends

on continuous support.

The process of appraisal should always involve relevant academic and

management staff.

The stakeholders involved should be trained on the appraisal process.

Prompt feedback by way of discussions and written communication to those who

are being appraised should be one of the indispensible elements of appraisal.

The appraisee has the right to have access to and respond to the appraisal

report.

Within IQMS, there is alongside the Developmental Appraisal System (DAS),

Performance Management System (PMS) which is elaborated on, in the paragraphs

below.

2.2.2 Performance Management System (PMS)

The purpose of the performance management system (PMS) is to evaluate individual

educators for salary progression, affirmation of appointments, rewards and

incentives (Loock, et al., 2006, p.64). The Performance Management System (PMS)

is a collective Agreement Number 2 of 2002 of the ELRC. The PMS links the need for

effective staff performance with the corporate planning cycle. Performance

24

Management is concerned with quantitative judgement based on the rating and

grading of performance. It is a summative evaluation and is linked to pay or grade

progression in the IQMS.

According to Gleeson and Husbands (2001, p.20), performance management is a

strategic and an integrated approach to delivering sustained success to organisations

by improving the performance of the people who work in them, and by developing

the capabilities of teams and individual contributors. They further identify four main

characteristics of performance management arising from the definition. First, it is a

process rather than an event. Performance management must permeate the school

culture on a day- to- day basis which must not be considered as an annual form-

filling exercise to gain instant reward. Second, the process must be used to generate

an increased understanding of what the organisation is trying to achieve. Third, it is

a way of managing people to ensure that aims are met through appropriate lines of

accountability. Fourth, it is about people sharing in the success of the organisation to

which they have contributed.

The IQMS is a quality management system which advocates a holistic and integrated

approach to managing schools and the performance of staff. In the IQMS policy,

quality is related to teacher performance and school performance in order to ensure

effectiveness of schools. The IQMS utilises performance standards to measure

performance and quality. The data collected through IQMS enables the Department

of Basic Education to assess the effectiveness of teachers and reward good

performance. IQMS asserts that the improvement in schools and elsewhere will

25

probably be enhanced and encouraged by a system of quality assurance that

involves and supports educators and other stakeholders in their schools.

If schools are to improve and thereby enhance the quality of education they offer,

the aims of the Performance Management System must be known by the educators

to be evaluated in order to ensure the effectiveness of the evaluation process. In

this regard Mathula in Umalusi (2007) proposes the following aims of a Performance

Management System:

Evaluate performance fairly and objectively;

Ensure that individuals know how their performance against these standards is

perceived;

Improve individual’s awareness and understanding of their work objectives and

the performance standards expected of them;

Provide opportunities to identify individuals’ development needs and to devise,

with their supervisors, plans to address those needs;

Facilitate the effective management of satisfactory performance; and

Provide a possible future basis for decision on rewards (Umalusi, 2007).

In every evaluation process feedback is an important element of performance

management which must be made immediately after evaluation has taken place in

order to highlight areas of concern, and to reward educators’ good achievement

since IQMS is linked to rewards in the form of pay and grade progression. The

26

facilitation of this process is the responsibility of the District offices, and its prompt

response in this regard will ensure the effectiveness of the evaluation programme.

Linked to DAS and PMS is Whole School Evaluation (WSE) which is hereafter referred

to as WSE.

2.2.3 Whole School Evaluation (WSE)

Whole School Evaluation is an interactive and transparent process used to evaluate

the holistic performance of the school measured against agreed criteria with a view

to improve the quality of education (ELRC, 2003, p.3). The policy on Whole School

Evaluation (WSE) is a notice in terms of Section 3(4)(1) of the National Policy Act,

1996. The purpose of WSE is to evaluate the overall effectiveness of a school,

including the support provided by the district, school management, infrastructure

and learning resources as well as the quality of teaching and learning (Loock, et al

2006, p.64). The policy is aimed at improving the overall quality of education in

schools and to ensure that learners are given the opportunity to develop to the best

of their abilities. However, for the effectiveness of this evaluation method to the

performance of educators, it must be supportive and developmental rather than

punitive and judgemental (Umalusi, 2007).

The Whole School Evaluation policy is rooted on quality assurance, quality

management and total quality management principles, hence it is a policy that is

ideally the most suitable and important tool for measuring the performance of

27

schools (Department of Education, 2001, 24). Quality Assurance (QA) is a system of

ensuring quality in schools and in the Education Department as a whole through

monitoring and evaluating performance (Department of Education, 2002, p.7).

Quality cannot be dictated, it must be led and managed from the top of the

organisation. The best performing schools are constantly aware of the need to

evaluate standards, and they now have the means to do so effectively through the

Whole School Evaluation (WSE). However, this evaluation policy should not be used

as a coercive measure but it must comply with the national and local policies. In

order to improve and to ensure that schools perform effectively, the findings made

by evaluation team on the performance of the school must be reported back to the

relevant stakeholders.

Although this evaluation policy had clear aims in order to ensure its effectiveness,

the Department of Education together with school principals has been severely

criticised by teachers for implementing IQMS before proper training. As a result,

Mathula (2008) maintains that the following problems were encountered during its

implementation:

Flawed consultation process;

Flawed advocacy;

Level of readiness not established before implementation;

Flawed implementation management process;

Inconsistent intervention strategies;

28

Myths and inaccurate perceptions about the use and interventions of WSE; fear

of victimisation by the school;

Apathy and resistance to change; perceived hidden agenda; and

Lack of trust (Mathula, 2008).

WSE was introduced to ensure an effective monitoring and evaluation process which

is vital to the improvement of the quality and standard of performance in schools

(Steyn, 2003, p.607). This author contends that the process to evaluate schools by

external supervisors is carried out with integrity and respect, taking into

consideration the various contextual conditions. After the WSE has been conducted,

a school needs to get a feedback from the WSE team.

This elaboration on the constituent elements of IQMS necessitates a careful look

into purposes and goals of IQMS, particularly that IQMS is formed by integration of

three instruments of evaluation for different purposes.

2.3 PURPOSES AND GOALS OF IQMS

The Integrated Quality Management Systems (IQMS) is informed by schedule 1 of

the Employment of Educators Act no 76 of 1998 where the minister is required to

determine performance standards for educators in terms of which their performance

is to be evaluated. These standards are measured against pre-set criteria which spell

29

out indicators of performance. The purpose of IQMS according to the Education

Labour Relations Council (2003) is to:

identify the needs of educators, schools and district offices for support and

development;

provide support and opportunities for development to ensure continued growth;

promote accountability;

monitor an institution’s overall effectiveness, and

evaluate an educator’s performance.

The conceptualisation of the above purposes and goals of IQMS has a bearing on

the actual implementation of IQMS. Gratton (2005, p.295) argues that the purpose

of teacher appraisal policy is a matter for confusion. He observes the general

tendency on the part of teachers to formulate their views on the purposes,

indirectly. He suggests that the schools’ policy documents did not make any

particular purpose clear. The same could be said about the purposes and goals of

IQMS outlined above, since they are not explained or elaborated on. As they are,

there is possibility for multiple interpretations of these purposes and goals. The

bearing that clarity of purpose has on the implementation process is captured by

Gratton (2004, p.295) in the following way:

30

“If the perceptions of the purpose of the appraisal system implemented in the school

are very unclear, the consequences may be found in how teachers went about

implementing it.”

Therefore, clarity in the understanding and interpretation of these purposes and

goals is emphasised by Nkonki (2009). In his review of literature on the purposes

and goals of IQMS, he breaks down, expands and elaborates on the above IQMS

purposes and suggests the following possible IQMS functions (Nkonki, 2009, pp. 32-

34):

Monitoring of educators’ performance with sole purpose of making sure that

educators do their work effectively. He further argues that when viewed as

monitoring, IQMS serves a line management function of watching over,

supervision, providing checks and balances so as to safe-guard educational

standards.

IQMS is a means of facilitating salary and grade progression. When viewed this

way, IQMS is looked at as an appropriate system that fosters a healthy

relationship between remuneration, responsibilities and performance.

When IQMS is viewed as informing subject advisory and in-service training of

educators (INSET), then IQMS aims at developing educators’ knowledge, skills

and competencies for the sake of improving performance and further

development of teaching practices. In this fashion IQMS is used to customise

Continuing Teacher Professional Development (CTPD) interventions to the needs

of educators.

31

IQMS has its goal the improvement of the quality of educators’ teaching. The

outcomes of this goal would thus be improved teacher performance, improved

teaching skills, and positive impact on teaching. Thus, IQMS is thought to be

enabling educators to cope with instructional issues in their schools. The ultimate

goal is to change educators’ behaviours towards more effective working habits.

The accountability purpose of IQMS aims at fostering compliance with the

standards and expected competencies through application of rewards and

sanctions. Sanctions and rewards aim at changing educators’ orientations and

work efforts. The accountability function asks questions about the

appropriateness of educators’ practices, whilst also providing safety nets for the

standards of practice expected of educators.

Professional development aims at empowering and capacitating educators so that

they become effective practitioners who benefit their learners. Further, IQMS

facilitates career advancement and improved performance.

IQMS as a means for needs assessment help determine the gap between what is

(actual performance) and what ought to be (the acceptable standards of

performance) of educators. Needs assessment help to identify areas of practice

in which educators’ knowledge, skills, and performance abilities are weakest, and

determine which of these are amenable to an educational intervention.

For the effective implementation of IQMS, the following principles must also be

taken into account:

32

The need to ensure fairness, for example an educator must not be sanctioned in

respect of his/her performance before a meaningful opportunity for development.

The need to minimise subjectivity through transparency and open discussion.

The need to use the instrument professionally, uniformly and consistently

(Education Labour Relations Council, 2003).

The paragraphs below consider clarity of roles of various role-players, structures and

processes for the implementation of IQMS.

2.4 STRUCTURES AND PROCESSES FOR THE IMPLEMENTATION OF IQMS

The following individuals and structures are involved in the implementation of IQMS

at school level, namely: the principal; the educator; school management team; staff

development team and the development support group. Each role player has its

specific function in the implementation of the IQMS programme. One should also

hasten to add that clarity of roles for each role player will ensure not only successful

implementation, but also the effectiveness of IQMS in its mandate of teacher

evaluation for professional development and accountability.

Various structures fulfil various functions towards ensuring that the IQMS mandate

is put and carried. For IQMS to be successfully implemented, the following

structures need to be in place in all schools, namely: School Management Team

(SMT), School Development Team (SDT) and Development Support Group (DSG).

33

The SMT is comprised of the principal, deputy principal and heads of department.

The role of the SMT is to inform educators of in-service training programmes to be

offered after the evaluation process. The SMT has to assist with the entire planning

and implementation of IQMS (ELRC, 2003, p.12).

The Staff Development Team (SDT) is comprised of principal, whole school

evaluation co-ordinator and democratically elected post level one educator. Its role

is to manage the process and coordinate activities pertaining to staff development

as well as prepare and monitor the management plan of the IQMS (ELRC, 2003,

p.1). This will improve the effectiveness of IQMS in schools. The Development

Support Group (DSG) is comprised of an educator’s immediate senior and a peer

educator (ELRC, 2003). The DSG is responsible for baseline evaluation of educators

(for developmental purposes) as well as summative evaluation at the end of the

year (the performance measurement) (ELRC, 2003, p.5). The main purpose of the

DSG is to provide mentoring and support. The principal plays a crucial role in the

implementation of the IQMS but he has to work with the DSG and ensure effective

implementation of the evaluation process.

2.4.1 The principal

As the head of the school, he/she has the overall duty to ensure that the

IQMS is implemented uniformly and effectively at school.

Organises IQMS workshops at school level.

Provides relevant IQMS documentation to the staff.

34

The principal advocates and train staff and facilitates the establishment of the

Staff Development Team (SDT) democratically.

Monitors internal moderation of IQMS results and ensures consistency and

fairness (ELRC, 2003).

2.4.2 The Educator

Must undertake self- assessment.

Must identify DSG.

Must develop Personal Growth Plan (PGP) together with the DSG.

Must cooperate with the DSG.

Must attend in-service training for development.

Engage in feedback and discussion with the DSG.

Cooperate with external team on WSE (ELRC, 2003).

2.4.3 School Management Team (SMT)

Must inform educators on INSET and arrange for the attendance.

Helps in IQMS implementation.

Monitors school evaluation in terms of policy (ELRC, 2003).

35

2.4.4. The Staff Development Team (SDT)

a) Is made up of Principal, the WSE coordinator, democratically elected

members of the school management and a democratically elected post level 1

educator

b) School decides on the size of SDT.

Roles and Responsibilities

a) Work together with SMT and train on IQMS processes.

b) Coordinates all activities on staff development.

c) Prepares and manages the IQMS programme.

d) Monitors effectiveness of the IQMS and report to relevant persons.

e) Develops school improvement plan (SIP).

f) Coordinates ongoing support to teachers.

g) Completes necessary documentation for performance measurement.

h) Ensures IQMS is applied consistently (ELRC, 2003).

2.4.5 Development Support Group (DSG)

i. Each educator must have a DSG who is his/ her immediate senior.

ii. In respect of one teacher schools, the district provides support.

36

Roles and Responsibilities.

To provide mentoring and support to teachers.

Responsible for baseline evaluation as well as summative evaluation.

Assist educators in the development and refinement of his / her PGP and for

work with SDT to incorporate plans for educator development into school

Improvement Plan (SIP) (ELRC, 2003).

It is against the background of structures and processes outlined above that this

particular research set out to ascertain whether these structures and processes are

present, properly constituted, and functional in schools.

2.5 TEACHERS’ PERCEPTIONS AND THEIR BEARING ON IQMS

IMPLEMENTATION

Teachers’ perceptions have a bearing on the implementation of IQMS. Gratton

(2005) argues that the perception that accountability is the main purpose is likely to

produce defensive behaviours, since teachers expressed a feeling of threat about the

use of appraisal. He notes that the development objectives of appraisal are poorly

recalled by teachers. Perceptions about the clarity of the purposes of IQMS have a

bearing on its implementation. A study on the educators’ perspectives of the

implementation of IQMS in secondary schools in the Umlazi district of KwaZulu-Natal

(Buthelezi, 2005) revealed that many educators are still confused, not only about the

37

process of implementing IQMS, but also about the concepts used by the IQMS. It

stands to reason that one cannot be expected to implement that which he/she does

not understand. Thus, it can be argued that conceptual mastery of the programme

and its purposes has a bearing on its implementation.

Taylor (1998, p.10) illustrates the importance of purposes to the effectiveness of the

evaluation process. He argues that if the educators know and understand the

purposes of the teacher appraisal, they are bound to be committed, and that this will

contribute to increased performance in their work. Therefore, clarity of purpose

plays a very crucial role to the effectiveness of the evaluation process. This

understanding of purpose by the key role players in the programme implementation

helps them to understand the returns, as well as the organisational benefits of

implementing the whole evaluation programme. Furthermore, if teachers are not

aware of the purpose of teacher appraisal, they become anxious and suspicious of

the whole process (Monyatsi, Steyn and Kamper, 2006). The effectiveness of the

appraisal system could be undermined by the lack of understanding and

inappropriate preparation and training. In order to curb the reaction of educators

against the effective implementation of IQMS, it is quite essential to ascertain that

all programme implementers have been equipped about the significance of the

evaluation programme in their professional growth.

The perceptions of teachers determine the extent to which they will be committed to

the IQMS processes. The research by Maphutha (2006) investigated the perceptions

of educators in Sasolburg primary schools on IQMS. The researcher discovered that

38

educators had different perceptions with regard to IQMS implementation, some

regarded IQMS as a good practice while others had developed negative attitude

towards this evaluation programme. However, the study fails to acknowledge that

perceptions of educators towards the IQMS programme have a bearing on its

implementation.

The research done by Nkambule (2010) sought to establish how School Management

Teams (SMT’s) view and experience the implementation of the IQMS in schools. The

study explored the views and experiences of SMT’s when implementing the

Integrated Quality Management System (IQMS) in three primary schools in the

Nkangala Region of Mpumalanga province, South Africa. The emphasis of the study

is on the views of the school management teams. The findings of this study suggest

that the principals and deputy principals’ experiences with the implementation of

IQMS in schools is that educators inflate their scores and do not identify areas where

they need development. The Development Support Groups (DSGs) do not conduct

authentic evaluation since they serve the purpose of helping educators to qualify for

salary progression. The participants of this research recommended external

evaluation as a solution to subjective ratings since external evaluators have a

potential to provide objective and credible evaluation because they are unfamiliar

with educators and do not experience the pressure to maintain collegiality in schools

However, in Butterworth District the research study conducted by Nkonki (2009)

focused on educator’s career stages, perceptions, concerns and dispositions towards

39

Integrated Quality Management System (IQMS) in schools. The findings in his study

illuminate the tensions in the IQMS and how these play out and affect educator’s

dispositions to adopt the policy and its programmes. Particularly, this study found

that educators who either contemplate diversification or career move, those who

have stagnated, and those who are withdrawn because they are approaching

retirement tended to misconstrue IQMS goals, entertained more concerns, and

became negatively disposed towards IQMS. Surely, such negative dispositions have

the power to subvert and defeat IQMS implementation. The study further highlights

the role that subjectivity and inwardness play in the implementation of IQMS and

other policies and programmes.

2.6 IQMS IMPLEMENTATION CHALLENGES

Bisschoff and Mathye (2009, pp.393-404) revealed challenges around the advocacy

of IQMS. These authors uncovered that there are problems with the advocacy

process itself as well as the content of that which is advocated, namely: IQMS

purposes and processes. Findings on the IQMS advocacy process revealed that there

was insufficient funding, ineffective training, problems with the cascade mode of

delivery, lack of clarity on the roles of the different structures, failure to anticipate

and bargain for the reactions of teachers, and lack of monitoring of the

implementation process. With respect to the content of IQMS this study by Bisschoff

and Mathye (2009, p.400) revealed lack of clarity on the IQMS content which

manifested as lack of understanding, uncertainty, and knowledge gaps on the part of

the facilitators of workshops that were meant to orientate and prepare educators for

40

the implementation of IQMS. The conceptual framework of IQMS was also found to

be problematic particularly the protocol which set out step-by-step the process that

must be followed during class visits and observation of teachers.

The findings of this study also cast a shadow of doubt on the practicality and the

cost-effectiveness of IQMS given the many processes, administrative paperwork, and

organisation of intervention based on the results of IQMS. This research also found

that educators were adamant that the IQMS is flawed in its content because it does

not consider the contextual factors that impact on the performance of a teacher.

According to Marneweck in Umalusi (2007) implementation of IQMS had some

challenges which made it very difficult to produce the intended results and this

contributed to the ineffectiveness of this evaluation programme. The challenges

mentioned include the following aspects: The purpose of the IQMS is neither explicit

nor clear, for example there is no clarity between the relationship of Developmental

Appraisal System (DAS) and Performance Measurement (PM). This lack of clarity

according to Marneweck cited in Umalusi (2007) hampers full scale successful

implementation of the IQMS system. Furthermore, the design of the IQMS is

problematic because the language used within the instrument is ambiguous,

rendering its design unclear.

Similarly, the findings by Sambumbu (2010, pp.105-114) on the implementation of

IQMS in Queenstown district schools point out some implementation challenges. He

points out educators in these schools were initially sceptical, apprehensive, reluctant,

41

and anxious. He attributes these reactions to the subjectivity of the IQMS system,

the composition of panels, the amount of paperwork the process entails, the long-

drawn process, the lack of time to implement the process and its impracticalities.

This author suggests that the training model used to cascade the IQMS needs

rethought in order to reach more users of the system easily. He further suggests

that the training needs to be ongoing rather than once-off and the training needs to

be quality assured to ensure its effectiveness. With respect to training and support

he points out the shortcomings of the cascade model of implementing IQMS. This

study reveals that many schools were left on their own to unpack the IQMS process.

There is mention by the author that there was no support from the Department in

the IQMS implementation processes.

The school culture is also mentioned by Sambumbu (2010, p.107) as having a

bearing on the implementation of IQMS. The findings of his research suggest that in

schools with a democratic and participative culture, the implementation of IQMS

proceeded smoothly. He argues that these schools were able to allay fears, focus on

the rationale of IQMS, and made some modifications to the IQMS system so as to

make it work. However, he notes that in schools were autocracy reigned, and where

teamwork and accountability lacked, the implementation of IQMS was problematic.

He observes that educators resisted the IQMS processes.

Furthermore, Marneweck in Umalusi (2007) also highlights the need to deal with the

negative legacy of inspection that was created by the previous political regimes

42

which has engendered fears which have not been forgotten by the programme

implementers at school level. Given the said implementation challenges the

effectiveness of the Integrated Quality Management System (IQMS) can be

compromised, thus impacting on the intended goals of the policy (Mathula, 2008).

Wanzare (2002, p.222) maintains that teacher evaluations of any form, be it

developmental appraisal, performance management or Integrated Quality

Management System (IQMS), are riddled with the following challenges:

Top down bureaucratic character

Lack of a comprehensive evaluation policy

Mixed functions of teacher evaluation

Inadequate evaluation

Lack of expertise in teacher evaluation

Lack of productive evaluation feedback and follow-up

Lack of empirical research that reveals the current state of practice of evaluation

and from which to draw best practices.

Other factors which hamper the implementation of IQMS are described categorically

by Nkonki (2009) as including problems with the IQMS policy and programmes. The

fact that IQMS is linked to remuneration compromises and defeats its intention of

43

developing teachers to being effective practitioners who benefit students. The

freedom given to the person being evaluated to challenge the score given to him is

also seen as defeating the purpose of objective evaluation because no one will feel

comfortable to agreeing that he or she is incompetent, and therefore is not entitled

to the one percent pay rise.

Other IQMS implementation challenges are considered as factors located within

individual educators. In this regard Nkonki (2009) mentions collusions between

educators in the scoring, overrating when educators score themselves, and the fact

that self evaluation reports do not give a true picture of educators’ strengths and

weaknesses. The fear that IQMS evaluation conjures up is reported as having a

bearing on IQMS implementation.

2.6.1 Factors within the school

In consideration of factors within the school, Nkonki (2009) found that in some

schools teachers are not evaluated, they are just given scores so that they can get 1

% pay rise. This means that educators do not undergo the evaluation processes but

are simply awarded scores from nowhere. Another factor identified by this

researcher is that in some schools educators were given books to read about IQMS.

They were not trained on the procedures and processes of IQMS. In some schools it

is reported that educators who underwent training through workshops moved to

other schools. The formation of the DSG in some schools is not genuine in that

44

educators identify friends instead of people who are experts in the learning areas or

subjects. It is also reported that it is not easy to form the Developmental Support

Groups in some schools as there are few educators, whereas IQMS structures in

some schools are not established. Heavy workload on the shoulders of teachers was

also identified as another factor that hampers IQMS implementation.

2.6.2 Factors located within the District offices and officials

The subject advisors who were entrusted with the training of educators on IQMS

processes were not all well-versed about IQMS. Also, the studies report that there

are no systems in place that thoroughly satisfy the improvement of areas identified

by educators and their respective DSGs. Although IQMS was meant to facilitate pay

progression, salary progression was negotiated by the teacher unions and no

account was taken of IQMS evaluations and that defeated the purpose of IQMS.

Also, it is noted that although educators submit their school developmental plans

and personal growth plans, but there is no feedback from the district office to the

educators (Marneweck, 2007; Nkonki, 2009).

2.6.3 Monitoring and evaluation of the IQMS policy and programme

Studies found that no monitoring of IQMS implementation has been done by the

district office in some schools. There are no follow-ups when the IQMS forms are

submitted owing to the fact that there are no adequate structures for the monitoring

of IQMS. It is also reported that the fact that the government does not have a clear

45

mechanism to enforce IQMS implementation hampers its effectiveness (Sambumbu,

2010; Nkambule, 2010).

With respect to the issue of time research reports that some educators feel that

IQMS has no time-frame, as they do not know whether the process is still on or has

passed. Other findings point that educators feel that there is not enough time to

process IQMS thoroughly. Other evidence points out that in certain schools IQMS

tends to be treated as a once off event per year, and not as an on-going process

(Monyatsi, Steyn, and Kamper, 2006; Nkonki, 2009).

2.7 Summary

The discussion of the evolution of the Integrated Quality Management System, the

purposes of IQMS, teachers’ perceptions of the IQMS evaluation instrument,

structures and processes for IQMS implementation, and IQMS implementation

challenges have provided an invaluable insight into dynamics of implementing IQMS.

This review has illuminated the need to bargain for conceptual mastery and clarity of

purpose and goals of IQMS if implementation is to succeed. Other IQMS

implementation levers such as advocacy, implementation strategy, monitoring and

support by the district office, proper constitution and functionality of structures and

processes in schools, feedback to the implementers of IQMS are highlighted.

Chapter 3 discusses in detail the research design, methodology and field work.

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CHAPTER 3

RESEARCH DESIGN AND METHODOLOGY

3.1 INTRODUCTION

This chapter outlines the research design and methodology, and explains and justifies

the strategies of inquiry used in this study. Data collection techniques and procedures

suited to the design and issues of measurement such as formulation, compilation,

development of the instruments, reliability and validation of the instruments are

outlined. Sampling and the selection of respondents for inclusion in the study, and

also field work are also described. Data capturing and coding, including the rationale

behind the selection of data analysis procedures as well as the actual procedures are

described. The chapter concludes with a note on ethical issues, the limitations and the

effects they have on the quality of data collected.

3.2 THE PRAGMATIC RESEARCH PARADIGM

Mackenzie and Knipe (2006, p.2) define paradigms as interpretive frames of

reference characterised by logically related assumptions, concepts or propositions

that orient thinking and research. Paradigms influence the way knowledge is studied

and interpreted. They offer debating voices and spell out the intent, motivation and

expectations for the research.

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The pragmatic paradigm which foregrounds this particular research holds no

commitment to any one system of philosophy or reality. It focuses on ‘what’ or ‘how’

of the research problem. It places the ‘research problem’ as central and applies all

approaches to understanding the problem. The method that works best in solving

that particular research problem is employed. Thus, the pragmatic paradigm claims

no philosophical loyalty to any alternative paradigm. The proponents of this

paradigm are not influenced by any philosophical or ideological stances or nuances

in the determination of research questions, research design and the methodology to

use in conducting research (Gephart, 1999, p.6). Pragmatic researchers thus, make

use of both qualitative and quantitative data collection and analysis methods.

3.3 RESEARCH DESIGN

Cohen, Manion and Morrison (2007) define a research design as an action plan that is

governed by the purpose of the research. These authors further describe the research

design as a plan or a blue print according to which data is to be collected to investigate

the research hypotheses or question. Included in the research design are preparatory

issues such as constraints, purposes, foci, approaches and ethics. It includes methods

of collecting and analysing data, as well as sampling and instrumentation issues. The

research design also considers reliability and validity as well as the timing and

sequencing of research activities.

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This particular research made use of the survey research design. The survey is useful

in the description of attitudes, opinions, behaviours or characteristics of the population

(Creswell, 2005: 354). Another related function of surveys is that they are used to

gather data at a particular point in time with the intention of describing the nature of

existing conditions, or identifying standards against which existing conditions can be

compared, or determining the relationships that exists between specific events (Cohen,

Manion, and Morrison, 2007:205). For this particular research a quantitative survey

was used. Creswell (2005:354) describe a survey as collecting quantitative, numbered

data using questionnaires and statistically analyse the data to describe trends about

responses to questions, and to test research questions or hypotheses. For this

research, the survey solicited opinions of teachers, principals and EDOs with respect to

the implementation of IQMS in selected schools in the Libode Education district. The

survey also allowed for qualitative explanations and justifications. Thus, the survey had

quantitative as the main section augmented by the qualitative descriptions. Therefore,

the design for this study can aptly be described as a qualitative survey.

3.4 POPULATION AND SAMPLE

The Libode Education district consists of a population of 427 schools. Of these 25

are Junior Primary Schools (JPS), 99 Senior Primary Schools (SPS), 251 Junior

Secondary Schools (JSS), and 42 Senior Secondary Schools (SSS). There are 5671

teachers, 420 of which are school principals (Libode Education District statistics,

2012).

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Leedy and Ormrod (2005) describe a sample as a portion of the elements in a

population from which generalisations about the population could be made.

However, such generalisations could be made to the extent that the sample is

representative of the characteristics of the population. For the purpose of the study,

the sample group comprised of sixty (60) educators and the three (3) principals who

are working at the three (3) selected schools. Also, three (3) district officials who

overseer the sampled schools constituted the sample. The sample size which is

inclusive of the educators, principals and education official went up to 69.

The table below shows the number of schools and participants in each school and

Libode education district as well as methods used by the researcher to conduct the

research.

Table 3.1: Number of schools and participants

School A B C Total

Questionnaire 25 teachers 23 teachers 12 teachers 60

Interviews 1 principal 1 principal 1 principal 3

Interview 1 EDO 1 EDO 1 EDO 3

3.5 DATA COLLECTION INSTRUMENTS

3.5.1 Teacher Questionnaire

The questionnaire consisted of both statements with fixed format responses and

open-ended questions. The statements with fixed format responses were compiled

for the following reasons:

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Respondents’ lack of time had been identified as a factor which might affect

response rates, and carefully worded statements with fixed format responses are

considered to be less arduous than formulating and writing replies to open-ended

questions.

Carefully worded statements give respondents some insight into the issues that

would have to be addressed by the research. Thus, the closed questionnaire

format was therefore thought to be less threatening than asking open-ended

questions.

A closed-question questionnaire can be more easily coded for quantitative

computer data analysis than an open-ended questionnaire.

The teacher questionnaire (see appendix 5) on the evaluation of the implementation

of IQMS is comprised of three sections. Each section has a heading and brief

instructions. These sections are meant to orientate the mind of the research

participant to questions that relate to specific aspects of the research.

Section A of the questionnaire consists of five questions or statements relating to the

extent to which IQMS is implemented in schools in the Libode education district.

Nominal scales were used to categorise possible responses which research

participants must check to indicate their responses. Questions and statements

included the form and number of IQMS implementation workshops attended, IQMS

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processes underwent, as well as Personal Growth Plans (PDPs) and School

Improvement Plans (SIPs).

Section B focused on questions relating to IQMS structures and processes, namely:

the School Development Teams (SDTs) and the Developmental Support Group

(DSGs). Questions asked are meant to solicit responses on whether these structures

are properly constituted and functional. Nominal scales with ‘Yes’ and ‘No’ responses

are used. Research participants were asked to provide reasons and explanations and

justifications for improper constitution of the structures. With respect to the

functionality of these structures, educators were asked to provide factors that

enhance and/ or hamper the functionality of these structures. These open-ended

questions allowed research participants the freedom to answer in their own words

and express any ideas they think are appropriate. The disadvantage with these

questions is that the researcher might have many responses – some short and some

long – to analyse. In the design of the open-ended questions eight lines were

provided to regulate the length of the educators’ responses so that they are

manageable (Creswell, 2005; Struwig and Stead, 2001).

Section C focused on the benefits that have accrued for the individual educators

arising out of IQMS evaluation processes. A nominal scale is used to reflect plausible

and potential developmental activities, interventions, and processes. Included in the

list are subject advisory workshops, seminars on selected topics, colloquia, short

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courses, crash courses, et cetera. The response categories also have an option for

those educators who have not received any developmental feedback.

3.5.2 Interview protocol for School principals and the District official

The interview protocol was designed to elicit qualitative responses from the school

principals as well as the district official on the extent to which IQMS is implemented

in the Libode Education district, issues around IQMS structures and processes, as

well as potential benefits of IQMS for educators (see appendix 6 and 7). The

interview schedule ask principals and district officials about enabling and

constraining factors, and also about the alignment of the District Improvement Plan

(DIP), School Improvement Plans (SIPs), and the Personal Growth Plans (PGPs).

3.6 DATA COLLECTION AND FIELD WORK

The teachers’ questionnaire was administered by the researcher during school hours.

Permission to conduct the research was sought from the Provincial Education

Department (PED) of the Eastern Cape. In turn, the researcher was asked to seek

permission from the district office. Thereafter, authorisation to conduct the research

with schools in the Libode Education district was sought from the District Director in

the Libode Education District (see appendix 5). To gain entry to the research sites,

that is, partaking schools, permission had to be obtained from the school principals

of the schools concerned.

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In each of the participating schools, willing educators were informed about the

purpose of the research, and their rights with respect to participation and

withdrawing participation, and were then each handed with the questionnaire

together with the consent forms. The researcher offered to come and collect the

questionnaires after three (3) days so as to allow the respondents time to collect

their minds and make informed decisions when responding to the questionnaire.

3.7 DATA ANALYSIS PROCEDURES

3.7.1 Descriptive data

Quantitative data was analysed using statistical procedures. Creswell (2005, p.182)

describe the purpose of descriptive statistics as summarising the overall trends or

tendencies in the data, provide an understanding of how varied the scores might be,

and provide insight into where one score stands in comparison with others. In this

particular research, descriptive statistics in the form of frequencies, percentages and

modes were used to summarise data and provide an overall or general impression

about educators’ opinions on the implementation of IQMS in the Libode Education

district. The researcher sought to establish the overall impression or tendency of

responses from individual educators and to note how these tendencies varied

amongst educators (Creswell, 2005, p.45). Bar graphs with frequencies and

percentages are used to present the data in Chapter 4.

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3.7.2 Analysis of Qualitative data

The educators’ written responses on open-ended part of the teachers’ questionnaire

as well as data from the interviews with principals and the district officials were

analysed through thematic analysis. Cohen, Manion and Morrison (2007, p.183)

define analysis of qualitative data as involving organising, accounting for, and

explaining the data. These authors further suggest that thematic analysis involves

making sense of the data in terms of the participants’ definitions of the situation,

noting patterns, themes, categories and regularities. The research data was

analysed through extraction of topics, themes, categories and patterns that emerge

pertaining to the strengths, weaknesses, opportunities and threats for IQMS. These

emerging themes are presented in the form of narrations and representative quotes

in the subsequent chapter 4. All the written views, reasons, explanations,

justifications are brought to bear on the extent to which IQMS is implemented in the

Libode Education district. Furthermore, quantitative and qualitative data are brought

together in the final analysis to offer a broader understanding of the implementation

of IQMS.

3.8 VALIDITY AND RELIABILITY

3.8.1 Validity

Struwig and Stead (2001, p.138) define validity of a measuring instrument’s scores

as the extent to which the instrument measures what it is intended to measure.

Validity also refers to the appropriateness, meaningfulness, correctness, and

55

usefulness of any inferences a researcher draws on data obtained through use of an

instrument (Fraenkel and Wallen, 2006, p.165).

Fraenkel and Wallen (2006, p.153) advise about the other aspect of content

validation which has to do with the format of the instrument. This includes clarity of

printing, font size, adequacy of response space, appropriateness of language, clarity

of instructions and directions. Content-related evidence of validity about the above

aspects was obtained from the supervisor who looked at the content and format of

the instrument and judge whether or not it is appropriate. Thus, the feedback from

the research supervisor was used to re-write any item or question checked as

unclear, ambiguous or inappropriate. The research supervisor provided valuable

comments and suggested improvements with respect to the following:

The accuracy and clarity of statements;

The appropriateness of the statements for measuring the effectiveness of IQMS;

The appropriateness of response categories;

Subdivision of the questionnaire into sections;

Apparent duplication.

Validation of qualitative findings was achieved through use of the perspectives and

language of the participants rather than the interpretation and terminology of the

researcher. Struwig and Stead (2001, p.144) calls this interpretative validity. Also,

use was made of observer checking. In instances where the researcher could not

56

read or make sense of the respondents’ narrative in the open-ended section of the

questionnaire as well as from the interview transcripts, the researcher asked for

clarity from the research participants. This type of validation is referred to as

respondent validation.

3.8.2 Reliability

The instruments for data collection were subjected to reliability testing to determine

the consistency (quantitative) and confirmability (qualitative) of the findings. The

questionnaire was subjected to the test-retest method of establishing reliability. The

questionnaire was administered twice the same group of teachers over a period of

two weeks. The responses from the two independent questionnaire administrations

were correlated to establish the reliability co-efficient which is a measure of

consistency. Ten educators from one of the schools in the Libode education district

constituted the pilot group. The reliability coefficient produced a high standardized

alpha of r = 0, 83 (N=10). In order to establish reliability of the interview findings

member checking and triangulation alluded to above ensured confirmability,

dependability, and trustworthiness (Cohen, et al, 2007, p. 148).

3.9 ETHICAL CONSIDERATIONS

3.9.1 Permission

To conduct this research with educators in schools in the Libode Education district

permission was sought from the Provincial office of Department of Education. The

57

researcher’s request was directed to the Libode district office (see appendix 1). A

letter of permission was obtained from the District Director for conducting research

with schools in the Libode Education district (see appendix 2). This letter was used

later by the researcher for introduction to the school principals, and as a means of

gaining entry to the schools.

3.9.2 Voluntary participation

Educators’ participation in the study was completely voluntary. Educators were

informed about the nature of the research, the title and the purpose of the research.

They were informed about their rights during the study. Specifically, they were

informed that they could withdraw their participation at any time and that they could

refuse to participate in the research project.

3.9.3 Confidentiality and anonymity

The names of participating schools and educators remain confidential and

anonymous. To achieve this end, the real names of educators, principals, and the

district officials, or other forms of identification, such as persal number or identity

number, were not asked for in the questionnaire or any other document associated

with this research. Hard copies of the questionnaires are securely kept under lock

and key in the researcher’s steel cabinet. All the captured data is securely stored on

a locked computer file and the researcher is the only person with access to the data.

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3.9.4 No Harm to the Participants

The researcher also assured the participants that there would be no danger, harm or

discomfort, and that they could withdraw at any stage.

3.10 LIMITATIONS

One of the limitations of this research is the use of self-reported data which is not

always reliable since individuals tend to describe things as they would like them to

be rather than the way they are. Thus, there is a general tendency for research

participants to hide their lack of knowledge and other inadequacies that they have

with regard to the object of inquiry. Respondents have a tendency of reporting what

they think is desired by the education authorities, the employers and also by the

researcher. Thus, social desirability might cause some research participants to

deliberately distort facts or simply refuse to divulge certain information.

However, the integration of quantitative and qualitative data sought to triangulate

educators’ opinions, to lessen the effects of social desirability effect thereby

validating the findings of this research. The qualitative findings (open-ended

questions, as well as interview data) justified and accounted for the occurrence of

trends and patterns in the quantitative data (questionnaire and records data).

Another limitation of the study is that it was conducted in the Libode Education

district, and so the findings can only be generalised to the Libode Education district.

Thus, this research has limited generalisability of the findings.

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3.11 SUMMARY

This chapter has presented and described the design and methodology followed

during field work. Aspects of the research design which included issues of

measurement such as formulation, compilation, development of the instrument, and

validation of the instrument were outlined. Details of the data collection process,

including gaining access to the research participants, data collection techniques and

procedures used were described. Data capturing and the rationale behind the

selection of data analyses procedures, as well as the actual procedures were

described. Shortcomings, limitations and the quality of data collected are also

described.

The results are presented in the following chapter 4.

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CHAPTER 4

DATA PRESENTATION, ANALYSIS AND INTERPRETATION

4.1 INTRODUCTION

This particular research is set out to ascertain the implementation of IQMS in

selected schools in the Libode district of education. It sought to find out whether

structures like the SDT and the DSG are in place in the selected schools, whether

these structures are properly constituted, and functional. In addition, this research

sought to find out whether there is actualisation of the developmental outcomes

articulated in the School Improvement Plans (SIPs) and Personal Improvement Plans

(PIPs). It also looked at the outcomes or deliverables arising out of IQMS evaluations

from the vintage point of the educators, principals, and the EDOs.

This chapter begins by presenting data from the descriptive survey of educators of

the three selected schools with respect to the issues of this research stated above.

Use is made of the frequencies and percentages as well as graphics for the

presentation of the data. Mean scores are also used to give an overall impression.

Following the presentation and analysis of quantitative data is the presentation

qualitative data in the form of the narratives of principals and Education District

Officials (EDOs) with respect to the state of IQMS implementation in the Libode

district of education. Emerging themes are presented narratively and buttressed by

profound quotes.

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4.2 PRESENTATION OF EDUCATORS’ RESPONSES TO CLOSED

QUESTIONNAIRE ITEMS

The graph below shows IQMS workshops attended by the sampled educators since

the implementation of IQMS was cascaded down to educators using a series of

workshops meant to orientate and prepare educators for IQMS evaluations.

The Figure below shows IQMS implementation workshops attended by

educators

Figure 4.2.1: IQMS implementation workshops attended by educators

Seven 7 (11.7%) of the sampled educators attended district office based workshops

whilst 11 (18.3%) became aware of IQMS through school based workshops. Six (6)

(10 %) purported to have known of IQMS through workshops by teacher formations.

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The majority of educators, that is, 32 (53.3 %) sampled claimed to have attended all

the workshops, namely district office based, school based, as well as workshops

organised by teacher formations. Only 4 (6.7%) indicated that they attended two of

the different IQMS workshops. Though the mean score (4.13, SD= 1.43) suggested

that all educators attended all the IQMS workshops, the mode (5) suggested that

two IQMS workshops, namely: district based and school based workshops were

attended by most educators.

Figure 4.2.2 below shows the number of workshops attended by the educators who

participated in the study.

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Twenty 20 (33, 9%) attended just one IQMS workshop, whereas 13 (22%) claim to

have attended two IQMS workshops. However, the majority of the educators

sampled, that is 26 (44.1%) claimed that they attended at least three IQMS

workshops. The mean (2.12, SD= 0.89) suggests that generally two workshops were

attended by the educators sampled whereas, the mode (3) suggests that the

majority of educators attended at least three IQMS workshops.

With respect to the IQMS processes undergone by the educators sampled, the

following responses in figure 4.2.3 below were obtained.

64

Three 3 (5%) claimed to have underwent evaluation by peers, whereas 1 (1.7%)

indicated that she was evaluated by the panel, the Developmental Support Group

(DSG). The majority of the sampled educators who constituted 47 (78.3%)

purported to have undergone all the IQMS evaluation processes, namely: self

evaluation, peer evaluation, evaluation by the DSG, and class visitations. The other 3

(5%) of the educators claimed to have undergone three of the evaluation processes

mentioned. 2 (3.3%) indicated that they have not yet gone through any of the

evaluation processes mentioned above. The average score (4.87, SD=0.87) and the

mode (5) both suggested that the first three processes enlisted on the

questionnaire, namely: peer evaluations, panel (DSG) evaluations, and class

observations were generally and mostly underwent by the sampled educators.

The results in figure 4.2.4 below with respect to whether educators have Personal

Growth Plans (PGP), showed that 59 (98.3%) of the sampled educators do have.

Only 1 (1.7%) claimed not to have a personal growth plan.

Figure 4.2.4: Educators with Personal Growth Plans

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With respect to whether the development of PGP has informed the development of

the school improvement plan, table 4.2.5 and the accompanying graphic below show

that 50 (83.3%) affirmed, whereas 3 (5%) denied that their PGPs were used to

develop the school improvement plan. The 7 (11.7 %) were not sure whether the

school improvement plan took cues from their Personal Growth Plans (PGPs).

Figure 4.2.6 shows the distribution of the responses for whether SDTs and DSGs are

properly constituted in the sampled schools in the Libode education district.

66

On the issue of proper constitution of the School Development Team (SDT) and

Development Support Group (DSG), the findings showed that 51 (85%) of sampled

educators are of the opinion that these structures are properly constituted in their

respective schools. However, 9 (15 %) of these educators were of the view that the

SDT and the DSG are not properly constituted in their respective schools.

Figure 4.2.7 below show responses to the question posed about the functionality of

the SDT and the DSG in the three sampled schools.

Figure 4.2.6: Proper constitution of the SDT and the DSG

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Figure 4.2.7: Functionality of the SDT and the DSG

The majority of the sampled educators, that is, 49 (83.05 %) held the view that

these structures were functional in their respective schools. However, the 10 (16.95

%) educators who answered ‘no’ disagreed that the SDT and the DSG are functional

in their schools.

Figure 4.2.8 below shows the distribution of responses for the questionnaire item

that asked respondents to indicate the developmental outcome that came through

as a result of the IQMS processes.

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Figure 4.2.8: Developmental outcomes arising out of IQMS evaluation processes

The figure shows that 15 (25%) claim to have received subject advisory workshops

arising out of the IQMS evaluation processes. Other interventions such as seminars

on selected topics and short courses were received by only 2 (3.3%) each. The

majority of the sampled educators, that is, 33 (55%) claimed to have received both

subject advisory and short courses as deliverables of the IQMS evaluation processes.

4 (6.7%) claimed to have received both subject advisory and crash courses. There is

however, 4 (6.7%) educators who claim to not have received any developmental

intervention arising out of the IQMS evaluation processes. Though the majority as

reflected by the mode (8) indicated subject advisory and a short course, the average

score (4.13, SD=3.15) suggested that the general tendency is that IQMS

interventions take the form of subject advisory and crash courses.

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4.3 PRESENTATION AND ANALYSIS OF THE OPEN-ENDED RESPONSES TO

THE QUESTIONNAIRE

4.3.1 Reasons for improper constitution of these structures

The most frequently appearing reasons in the responses were those suggesting that

“no workshops were properly conducted, except for the schools to read to

[educators] what is expected in the IQMS form and to fill it”. Other responses

suggested that there are “not enough training” opportunities for IQMS

implementation. Other teachers pointed “failure to attend workshops” as resulting in

the improper constitution of IQMS structures.

4.3.2 Factors enhancing and/or hampering the functionality of the SDT

and the DSG

When educators from the sampled schools were asked about the factors that

enhance and/or hamper the functionality of the SDT and the DSG, the responses

suggested “lack of resources” in the schools. Some educators sighted “lack of

knowledge” about IQMS. Others pointed out that not all the educators in the schools

are engaged in the workshops, but that only those in the committee are sent to the

one day workshops. Related to this is the issue of “non-attendance of IQMS

workshops” and the issue of “non-availability of IQMS workshops for educators”. The

“lack of co-operation among educators”, as well as “lack of understanding of the

whole implementation of IQMS” were cited as other factors hampering the

functionality of IQMS structures. Other educators cited knowledge of roles and

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responsibilities by the SDT and the DSG as rendering the IQMS structures

dysfunctional. The willingness of the educators to engage with the IQMS processes

also emerged as factors in the functionality of IQMS structures. Uncertainty about

the IQMS processes which educators described as a feeling of being “unsure of what

this [IQMS] is all about” was mentioned as another factors hampering the

functionality of IQMS structures. “Transparency” was another theme that emerged

as defeating the work of IQMS structures, namely: the SDT and DSG.

4.4 RESULTS FROM INTERVIEWS WITH PRINCIPALS OF THE SAMPLED

SCHOOLS

The paragraphs below present the narrations of themes and representative quotes

extracted from the responses of school principals to the interview questions.

4.4.1 The existence of the SDT and DSG structures

The principals of the three sampled schools reported that the School Development

Team (SDT) and Development Support Group (DSG) are in existence in their

respective schools. Though the responses were crispy, the “yes”, “yes, they do

exist”, by interviewees 1 and 2 were expressive of how the principals’ were confident

and certain about the existence of these structures in their respective schools.

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4.4.2 Constitution of the SDT and the DSG, and reasons for improper

constitution

The structures in the sampled schools were reported as properly constituted. In not

so many words, one of the principals said “yes, they are.” Interviewees 2 and 3 also

affirmed by their “yes” responses that the SDT and DSG were rightly constituted in

their respective schools. No responses were offered as reasons for improper

constitution since the SDT and the DSG were reported as properly constituted in the

sampled schools.

4.4.3 Functionality of the SDT and DSG structures in the schools, and

factors enhancing and/or hampering the functionality of these structures

The principals reported that the structures in their respective schools are in the

words of interviewee 1, “very functional”. One of the reasons advanced by

interviewee 2 was that “functionality [is] being enhanced by the proper

implementation of the [IQMS] policy”. However, interviewee 3 reported that the

structures are not properly functioning because of the changes in the composition of

these structures. According to interviewee 3 “these changes break continuity in

understanding IQMS.” Thus, changes in the composition of these structures, that is,

the SDT and the DSG are seen as having a bearing on their functionality.

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4.4.4 Positive outcomes arising out of the functionality of the SDT and the

DSG

The benefits that accrue out of the functionality of the SDT and the DSG were

reported by interviewee 2 as “improved academic performance” and “improved

supervision of work”. Interviewee 1 viewed successful implementation of IQMS, and

improvements in the quality of teaching and learning as dependent on the

functionality of the SDT and the DSG. Interviewee 1 said “... [the] proper functioning

of the SDT and DSG gives rise to proper implementation of IQMS and also to

improvement of teaching and learning.”

4.4.5 Outcomes associated with non-functional or dysfunctional SDT and

DSG

The outcomes of non-functional and dysfunctional SDT and DSG were reported by

interviewee 1 as teacher stagnation with no improvement and further development

on the teachers’ competencies and performance. The responses of interviewee 2 and

3 suggested that there are no negative ramifications arising from non-functioning

SDT and DSG since according to these structure were functional in their own

schools.

4.4.6 School Improvement Plan (SIP) and the reasons for the school not to

have an SIP

The responses to the question about whether the sampled schools have School

Improvement Plans (SIPs) suggested that the sampled schools have SIPs. There

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were no responses to the question soliciting reasons for the school not having

School Improvement Plans (SIPs).

4.4.7 Alignment between the School Improvement Plans (SIP) and the

District Improvement Plan (DIP)

There were mixed reactions on the issue of School Improvement Plans synchronising

with the District Improvement Plans. Whereas, two of the principals agreed, one

disagreed that there is alignment between the School Improvement Plan and the

District Improvement Plan. No reasons were offered by the research participants as

to the reasons for misalignment.

4.4.8 Teachers’ interactions with the SIP and the DIP

The “Yes” and “no” responses suggested that some educators have interacted with

the SIP and the DIP whereas others have not.

4.4.9 Availability of Personal Growth Plans (PGPs)

The “Yes” responses suggested that educators in the sampled schools have personal

growth plans.

4.4.10 Alignment between Teachers’ Personal Growth Plans (PGPs) and

School Improvement Plans (SIPs)

The response of principals suggested that the SIP is out of synch with the educators’

PGPs. The response of interviewee 1 mentioned the reason in the following way

“teachers do not relate their PGP to the areas of development in their performance

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in teaching”. The other reason for misalignment was according to interviewee 2 due

to some teachers viewing improvement, growth and development as dependent “...

mainly on the situation in the class or school environment”.

4.4.11 Teachers’ and schools’ needs addressed through IQMS evaluations

The principals claimed improved academic performance as one of the offshoots of

IQMS evaluations. Interviewee 2 mentioned “in-house in-service capacity building”

that they conduct within the school arising out of IQMS evaluations. Interviewee 3

mentioned “effective supervision and class visits” that the school is conducting

because of IQMS.

4.4.12 Deliverables, outcomes, interventions for the improvement of

teaching and learning in the schools that came through as a result of

IQMS evaluations

One of the deliverables of IQMS was mentioned by interviewee 1 as “improvement in

proper planning and preparation for teaching” by teaching educators. There was

mention by interviewee 2 of “improved financial management skills” on the part of

teachers involved in school management. The “improvement on poor supervision

strategies” was also mentioned by interviewee 3 as an outcome arising out of IQMS

evaluations.

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4.5 RESULTS FROM INTERVIEWS WITH THE EDOS

4.5.1 The existence of SDT and DSG structures in the schools

The “yes” responses by all the EDOs suggested that these structures do exist in the

schools. There were no reasons offered by all for non-existence of these structures

in schools.

4.5.2 Proper constitution of the SDT and DSG in the schools, and the

reasons for improper constitution

The “yes” responses by all EDOs suggested that these structures are properly

constituted. The respondents ascribed this to “IQMS is being implemented according

to the policy”. There were no reasons furnished for the improper constitution of

these structures.

4.5.3 Functionality of the SDT and DSG structures in the schools, and

factors enhancing and/or hampering their functionality

The responses offered by EDO 1 and 2 lay claim to the seemingly well functioning

IQMS process enhanced by “proper policy implementation”. EDO three described it

as satisfactory functionality. This functionality was according to EDO 2 and 3

evidenced by “documentary proofs in schools…like the implementation plans for

IQMS, minutes for SDTs, PGPs, et cetera.”

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4.5.4 Positive outcomes arising out of the functionality of the SDT and the

DSG

The following outcomes were reported as arising out of the functionality of the SDT

and the DSG. The three EDOs reported “satisfactory performance of learners in their

examinations, improvement of financial management” in schools. The EDOs also

reported that there is “availability of minutes, school improvement plans” in schools

entrusted under their care.

4.5.5 Outcomes associated with non-functional or dysfunctional SDT and

DSG in the schools

The three EDOs claimed to be having no knowledge of non-functional or

dysfunctional SDTs and DSGs in the schools under their jurisdiction.

4.5.6 Availability of the School Improvement Plans (SIPs)

All the three EDOs claimed that the schools under them have School Improvement

Plans (SIP). They all claimed that all the schools submitted their School

Improvement Plans to the district office. No reasons were offered by the three EDOs

for the schools that do not have SIPs.

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4.5.7 Alignment between the School Improvement Plan (SIP) and the

District Improvement Plan (DIPs)

Though the EDOs 1 and 3 indicated that the general tendency is for “SIPs to

synchronise” with the DIP, EDO 3 was quick to point out that “not all of them

synchronised due to certain technicalities” which he did not elaborate on.

4.5.8 Teachers’ interactions with the School Improvement Plan and the

District Improvement Plan

The EDOs “Yes” responses suggested that all the EDOs in the schools interacted

with the SIPs and the DIPs.

4.5.9 Availability of Personal Growth Plans

The “yes” responses by all three EDOs suggested that all the teachers in the schools

have the Personal Growth Plans.

4.5.10 Alignment between teachers’ Personal Growth Plans (PGPs) and

the School Improvement Plans (SIPs)

The “Yes” responses by all the three EDOs indicated that the PGPs synchronised with

the SIPs. However, no responses were given by all three about the reasons for

misalignment.

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4.5.11 Deliverables, outcomes, interventions for the improvement of

teaching and learning in schools that have come through as a result of

IQMS evaluations

According to the EDO 1, IQMS evaluations resulted in “improved teaching and

learning strategies and satisfactory learner performance in the exams”. EDO 2

suggested “better teaching strategies”, and EDO 3 suggested “improved

performance in general”.

4.5.12 Needs for individual teachers and the whole schools addressed

arising out of IQMS evaluations

The responses of the EDOs suggested that the following educators’ and schools’

needs were addressed as a result of information obtained from the IQMS

evaluations, namely: teaching and learning strategies, financial management skills,

extra-mural programme performance; team teaching, lesson preparation, and record

keeping.

4.6 SUMMARY

This chapter presented quantitative data from the educators surveyed. Narratives

from principals and EDOs are presented as themes. These findings on the IQMS

implementation processes underwent by educators, constitution and functionality

IQMS implementation structures, as well as factors enhancing or hindering their

functionality showed differences in the sampled schools with respect to how IQMS is

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implemented in the Libode district. The results also revealed some mismatches

between Personal Growth Plans and the School Improvement Plans, and offered

some explanations for these mismatches. The results also revealed some of the

needs of individual educators and schools that have been identified by the IQMS

evaluation processes, and the interventions that have been instituted in some of

these schools in an attempt to address the identified needs.

Chapter 5 looks at the summary of the findings, recommendations, and conclusions.

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CHAPTER 5

SYNTHESIS OF FINDINGS, RECOMMENDATIONS AND CONCLUSIONS

5.1 INTRODUCTION

This chapter synthesises the findings, makes recommendations and draws

conclusions for the implementation of IQMS in particular, and for the implementation

of educational policies and programmes in general. This chapter provides

recommendations for the IQMS policy, IQMS programme administrators, as well as

recommendations for further research. It also reflects on the findings in terms of

providing answers to the research questions and objectives.

5.2 SYNTHESIS OF FINDINGS

5.2.1 Availability and attendance of IQMS workshops by educators

With respect to the attendance of IQMS workshops by educators, the research found

out that nearly half, that is, a cumulative 47% of the educators sampled did not

attend all the IQMS workshops meant to orientate, prepare, and capacitate them so

that they have mastery of the conceptual and praxis bases of the IQMS policy and

programme. The quality of IQMS workshops is an area of concern since some of the

findings suggested that the facilitators merely read what is in the implementation

manuals, and in some instances asked attendees to read on their own what is in the

manuals. Surely, this should explain and account for some of the IQMS

implementation challenges.

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The findings on the non-availability of IQMS workshops, non-attendance to IQMS

workshops by educators, as well poor quality workshops, and lack of understanding

of the roles and responsibilities of the SDT and the DSG find support from the

findings of earlier studies. For example, findings on the IQMS advocacy process

revealed that there was insufficient funding, ineffective training, problems with the

cascade mode of delivery, lack of clarity on the roles of the different structures,

failure to anticipate and bargain for the reactions of teachers, and lack of monitoring

of the implementation process. With respect to the content of IQMS the study by

Bisschoff and Mathye (2009, p.400) revealed lack of clarity on the IQMS content

which manifested as lack of understanding, uncertainty, and knowledge gaps on the

part of the facilitators of workshops that were meant to orientate and prepare

educators for the implementation of IQMS.

5.2.2 Understanding of IQMS processes

The study found out about the lack of knowledge and understanding of the IQMS

process not only by teachers, but also by the officials who were tasked to orientate

and prepare teachers for the implementation of IQMS. These findings confirm the

findings of other studies on IQMS. For example, a study on the educators’

perspectives of the implementation of IQMS in secondary schools in the Umlazi

district of KwaZulu-Natal (Buthelezi, 2005) revealed that many educators are still

confused, not only about the process of implementing IQMS, but also about the

concepts used by the IQMS. Therefore, one cannot be expected to implement that

which he/she does not understand. Thus, it can be argued that conceptual mastery

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of the programme and its purposes has a bearing on its implementation. This is

particularly important for lead teachers serving the IQMS implementation structures,

namely the SDT and the DSG.

5.2.3 IQMS evaluation processes

The majority of the educators sampled underwent all the IQMS evaluation

processes, namely: peer evaluation, DSG evaluation, and class visits/observations.

This counts as evidence of IQMS implementation in the sampled schools. That said,

it is also concerning that in some schools not all of these IQMS processes are

observed. The quantitative findings about the IQMS processes underwent by

educators suggested in some schools these processes: self, peer, DSG evaluations,

class visits, are not conducted at all in some schools, while in some schools only

peer evaluation and DSG evaluations are observed. These findings find confirmation

in Nkonki (2009) who found that in some schools teachers are not evaluated, they

are just given scores so that they can get 1 % pay rise. This means that educators

do not undergo the evaluation processes but are simply awarded scores from

nowhere.

Also, the issue of misalignment between the Personal Growth Plans (PGPs) and the

School Improvement Plans (SIPs) means that some educators and some schools

cannot draw the connection between individual growth and school improvement.

The issue identified in the Personal Growth Plans is that of attributing to situational

factors and not individuals and collectives, personal growth and school improvement.

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Therefore, there is tendency to ascribe personal growth and school improvement to

improvement in the schooling situation rather than to individual and school effort.

Although the findings suggest that teachers have Personal Growth Plans, and that

they have interacted with the SIP and the DIP, and that there is synchrony between

these documents, at least in most schools, it remains to be seen whether there is

co-ordination of efforts towards achievement of the same goals of improving the

quality of teaching and learning in schools by all responsible owners of these

documents. The findings confirm the IQMS implementation challenges in the

Umalusi (2007) report.

5.2.4 Availability of IQMS implementation structures

With respect to the availability of IQMS implementation structures, that is, the

School Development Teams (SDTs) and Developmental Support Groups (DSGs), this

research found out that these structures are available in all schools. However, it was

noted that these structures are not properly constituted and fully functional in all the

schools. Dysfunctional and non functional IQMS structures have negative

ramifications for the improvements and further development of teaching and

learning sought. Another factor identified by this study is that in some schools

educators were given books to read about IQMS. They were not trained on the

procedures and processes of IQMS. It is also reported that it is not easy to form the

Developmental Support Groups (DSGs) in some schools as there are few educators,

whereas IQMS structures in some schools are not established. Heavy workload on

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the shoulders of teachers was also identified as another factor that hampers IQMS

implementation.

The study also uncovered that most of the educators in the schools have the

Personal Growth Plans (PGPs), and that schools have School Improvement Plans

(SIPs). Though interaction with these documents is claimed by educators and

principals, there is also an observed asynchrony or misalignment between these

documents in some of the schools. Though EDOs claim this anomaly to be a

technical problem, the researcher submits that this is a substantive problem that has

negative ramifications in the co-ordination, mobilisation and actualization of

interventions, activities, and programmes meant to address the assessed needs of

educators and schools.

5.2.5 Outcomes of the IQMS evaluation processes

As far as the outcomes, deliverables, programmes and activities arising out of IQMS

evaluations, this research revealed that IQMS has delivered on a narrow range of

activities, namely: lesson planning and preparation; financial management; and

supervision of work. The form in which these interventions are delivered is in most

cases subject advisory services and crash courses. Thus, this research uncovered

that IQMS deliverables and programmes are narrow in form and content. One of the

earlier studies on IQMS reported that there are no systems in place that thoroughly

satisfy the improvement of areas identified by educators and their respective DSG’s

(Marneweck, 2007). With respect to the outcomes of the deliverables of IQMS, the

findings of this particular research suggested otherwise. The principals suggested

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that there are in-house capacity development workshops organised by the educators

within the school. The findings also suggest that workshops on supervision

strategies, financial management have been conducted arising out of IQMS

evaluations. Thus, the findings of earlier studies (Marneweck, 2007; Nkonki, 2009)

indicated that although educators submit their school developmental plans and

personal growth plans, there is no feedback from the district office to the educators

are refuted by the findings of this research.

5.3 RECOMMENDATIONS

Arising from the findings the researcher recommends that:

Attendance of all the IQMS workshops by educators is a niche for

intervention. Whilst it is the responsibility of the IQMS programme

administrators to ensure the quality of training provided by the facilitators, it

is also the responsibility of school principals to ensure that all educators in

their respective schools attend IQMS workshops of all kinds. The district could

also help in this regard by using the “carrot and stick” approach in a bid to

foster attendance of all IQMS workshops by educators.

Areas of success in implementation of IQMS, such as setting up of structures

(SDTs and DSGs) and processes (self, peer and DSG), and the availability of

documents such as PGPs and SIPs should be consolidated. IQMS programme

administrators should ride on and build on these successes which signal the

adoption and institutionalization of IQMS.

Principals, EDOs, and IQMS programme administrators should ensure that

PGPS, SIPs and the DIP talk to each other, and that individual and school

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improvement plans are geared towards the achievement of the goals of the

district. In the same vein, the district should support the improvement efforts

of the individual educators and schools. This can only come through if the

educators and the schools are aware of the district plans, and the district is

aware of the individual teachers’ and schools’ improvement plans.

The form or nature of the IQMS programmes and interventions need to be

diversified. The heavy reliance on workshops by subject advisory services only

should be reconsidered. Other interventions, in the form of seminars,

colloquia, crash courses, et cetera should be explored. The IQMS

administrators should rope in other role players such as subject/learning area

associations, and teacher professional development agencies.

The programme contents of the IQMS interventions should be reflective of the

diverse needs of educators. A range of programmes addressing a variety of

issues, as reflected in the IQMS documents, such as content gaps, pitching of

assessments, classroom management, understanding contemporary learners,

sequencing and pacing of topics, et cetera should be offered to individual

educators and schools.

5.4 RECOMMENDATIONS FOR FURTHER RESEARCH

In view of the findings of this research and the conclusions drawn thereof, certain

issues about the implementation of IQMS need further investigation. Henceforth:

This particular research could be replicated for a full picture on the

implementation of IQMS in the Libode and other education districts.

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Further research needs to be conducted about the impact of IQMS on the

quality of teaching and learning in schools.

Research also needs to be conducted about the efficacy of IQMS as a

performance management and evaluation tool in schools in the Libode and

other education districts.

Research needs to be conducted to ascertain whether IQMS facilitates the

achievement of professional and/or bureaucratic accountability goals.

5.5 REFLECTIONS

Upon reflection on the research questions and objectives in relation to the data

collected and findings of this research, the researcher concludes that this research

succeeded in terms of providing answers to the key questions which were further

unpacked in the research instruments. Though most of the narrative responses were

crispy, lacked details and not thick and rich articulations, they were however

sufficient for a mini-dissertation in terms of providing answers to the research

questions. The other point of note has to do with the smaller sample size for the

survey administered to educators of the three sampled schools. Though sufficient for

the sampled schools, the picture might have been different had more schools and

educators been involved in the study.

5.6 SUMMARY AND CONCLUSIONS

The purpose of this study was to investigate the extent to which IQMS is

implemented in schools in the Libode education district. The study focused on the

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existence of IQMS documents, namely: Personal Growth Plans, School Improvement

Plans, and the District Improvement Plan as evidence or proof that IQMS is being

implemented. In addition, the study looked at the existence and functionality of

structures and processes for the implementation of IQMS in the selected schools.

Lastly, the study focused on the deliverables and outcomes arising out of the

implementation of IQMS in schools.

The pragmatic paradigm and the survey design were used to frame and focus the

research. Data was obtained from sixty (60) educators who were surveyed. The

study also selected principals of the three (3) selected schools, and three (3)

Education District Officials (EDOs) for interview purposes. Data thus obtained was

analysed both quantitatively and qualitatively.

The study concludes that a large number of educators did not attend all the IQMS

workshops meant to orientate and prepare teachers on the conceptualisation and

practice of IQMS; The non-availability and the poor quality of IQMS workshops has

negative ramification for IQMS implementation; There is lack of understanding of

IQMS processes by teachers and the officials of the Department of Education; Not all

the IQMS evaluation processes were underwent by all teachers; There is

misalignment between School Improvement Plans and the District Improvement

Plan, and that there is no connection drawn between individual growth and school

improvement; though IQMS structures (SDT and DSG) are available in schools, they

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are not properly constituted and fully functioning in all schools; and that IQMS

deliverables and outcomes are narrow in form and content.

This research recommends the fostering of attendance of IQMS workshops by the

principals and the district officials; riding on the areas of success; ensuring

alignment of PGPs, SIPs and DIP and the connection between individual

development and school improvement; diversification of form of IQMS interventions

through involvement of other role players and agencies; and that the programme

contents of IQMS interventions should be reflective of the diverse need of educators.

The study also made recommendations for further research.

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