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  • ADA2015 Charles Schwab & Co., Inc. All rights reserved. Member SIPC. CC0012384 (0615-4165) ELC37185-04 (05/15)

    Important Instructions for Completing This FormSchwab.com | 1-800-435-4000 (inside the U.S.) | +1-415-667-8400 (outside the U.S.) | 1-888-686-6916 (multilingual services)

    Please complete this form, sign it, and return it to Schwab. You can either complete it online orprint a copy and fill it out by hand.

    If you are opening a new account, be sure to enclose any accompanying materials (e.g., newaccount documents or a check for an initial deposit) when you return the form.

    If you have any questions, call us at 1-800-435-4000.

    Return Instructions

    Return the signed, completed form to your nearest Schwab branch (visit schwab.com/branch for locations) or mail it to any of the following addresses:

    Regular Mail

    Charles Schwab & Co., Inc. Attn: IS Document Control P.O. Box 982600 El Paso, TX 79998-2600

    Overnight Mail

    Charles Schwab & Co., Inc. Attn: IS Document Control 1945 Northwestern Drive El Paso, TX 79912

    Regular Mail

    Charles Schwab & Co., Inc. Attn: IS Document Control P.O. Box 628291 Orlando, FL 32862-8291

    Overnight Mail

    Charles Schwab & Co., Inc. Attn: IS Document Control 1958 Summit Park Dr., Ste. 200 Orlando, FL 32810

    http://www.schwab.comhttp://schwab.com/branch

  • 2018 Charles Schwab & Co., Inc. All rights reserved. Member SIPC. CC1300222 (0717-70DS) APP10594-44 (01/18) TC

    *APP10594-44=01*

    www.schwab.com | 1-800-435-4000 (inside the U.S.) | +1-415-667-8400 (outside the U.S.) | 1-888-686-6916 (multilingual services)

    $100 minimum deposit required to open an account.

    1. Account Holder InformationComplete all sections below. We respect your privacy. Charles Schwab & Co., Inc. (Schwab) will use the information you provide to open and service your accounts, communicate with you and provide information about products and services. Read about Schwabs privacy policy at www.schwab.com/privacy. As required by federal law, Schwab will use the information provided below to verify your identity.

    Minor Information (the Account Holder)Name (First) (Middle) (Last)

    Home/Legal Street Address (no P.O. boxes) City State Zip Code

    Mailing Address (if different from above; P.O. boxes may be used) City State Zip Code

    Home Telephone Number

    ( )Business Telephone Number

    ( )Cellular Telephone Number

    ( )

    Social Security/Tax ID Number Date of Birth (mm/dd/yyyy)

    Mothers Maiden Name Is Minor known by any other name? Specify:

    ID Number

    _____________________________________ Drivers License State Passport

    Place of Issuance Expiration Date (mm/dd/yyyy)

    Country of Citizenship (Must list all.)

    USA Other: _______________________________________ Other: _____________________________________

    Country of Legal Residence

    USA Other: _______________________________________

    Securities industry regulations require that we collect the following information:Employment Status (Check only one.)

    Employed Self-Employed Retired Homemaker Student Not Employed

    Employer Name/Business Name

    Occupation (If you checked Employed or Self-Employed, check one option that best describes your occupation.)

    Business Owner/Self-Employed Financial Services/Banking Professional Military Consultant

    Executive/Senior Management Information Technology Professional Educator Other (specify): _________________________________

    Medical Professional Other Professional Clerical/Administrative Services

    Legal Professional U.S. Government Employee (Federal/State/Local) Trade/Service (Labor/Manufacturing/Production)

    Accounting Professional Foreign Government Employee (Non-U.S.) Sales/Marketing

    Business Street Address City State Zip Code

    Are you affiliated with or employed by a stock exchange or member firm of an exchange or FINRA, or a municipal securities broker-dealer?

    No Yes (If yes, you must attach a letter from your employer approving the establishment of your account when submitting this application.)

    Are you a director, 10% shareholder, or policy-making officer of a publicly held company?

    No Yes (If yes, enter company name __________________________________________________________ and trading symbol ______________________.)

    Marital Status

    Married Single

    Number of Dependents

    Annual income: Liquid net worth:

    Under $15,000 Under $25,000

    $15,000$24,999 $25,000$49,999

    $25,000$49,999 $50,000$99,999

    $50,000$99,999 $100,000$249,999

    $100,000 or more $250,000 or more

    Specify : ________________

    Schwab One Custodial Account Application Page 1 of 5

    ADA

    http://www.schwab.comhttp://www.schwab.com/privacy

  • 2018 Charles Schwab & Co., Inc. All rights reserved. Member SIPC. CC1300222 (0717-70DS) APP10594-44 (01/18) TC

    *APP10594-44=02*

    Page 2 of 5

    1. Account Holder Information (Continued)Custodian InformationName (First) (Middle) (Last)

    Home/Legal Street Address (no P.O. boxes) City State Zip Code

    Mailing Address (if different from above; P.O. boxes may be used) City State Zip Code

    Home Telephone Number

    ( )Business Telephone Number

    ( )Cellular Telephone Number

    ( )

    Email Address* (Required to update the Minors account on the web.) Social Security/Tax ID Number Date of Birth (mm/dd/yyyy)

    Mothers Maiden Name Are you known by any other name? Specify:

    ID Number

    _____________________________________ Drivers License State Passport

    Place of Issuance Expiration Date (mm/dd/yyyy)

    Country of Citizenship (Must list all.)

    USA Other: _______________________________________ Other: _______________________________________

    Country of Legal Residence

    USA Other: _______________________________________

    Securities industry regulations require that we collect the following information:Employment Status (Check only one.)

    Employed Self-Employed Retired Homemaker Student Not Employed

    Employer Name/Business Name

    Occupation (If you checked Employed or Self-Employed, check one option that best describes your occupation.)

    Business Owner/Self-Employed Financial Services/Banking Professional Military Consultant

    Executive/Senior Management Information Technology Professional Educator Other (specify): _________________________________

    Medical Professional Other Professional Clerical/Administrative Services

    Legal Professional U.S. Government Employee (Federal/State/Local) Trade/Service (Labor/Manufacturing/Production)

    Accounting Professional Foreign Government Employee (Non-U.S.) Sales/Marketing

    Business Street Address City State Zip Code

    Are you affiliated with or employed by a stock exchange or member firm of an exchange or FINRA, or a municipal securities broker-dealer?

    No Yes (If yes, you must attach a letter from your employer approving the establishment of your account when submitting this application.)

    Are you a director, 10% shareholder or policy-making officer of a publicly held company?

    No Yes (If yes, enter company name __________________________________________________________ and trading symbol ______________________.)

    Marital Status

    Married Single Divorced Widowed

    Number of Dependents

    Investment Experience

    None Limited Good Extensive

    * By providing your email address, you are consenting to receive email from Schwab. Information about opting out of certain email communications is provided at www.schwab.com/privacy.

    Please indicate the age for termination of custodianship and the state law under which this Custodial account will be governed.

    Age of Termination Governing State Law

    This is required for Minors who are residents of states governed by either the Uniform Gifts to Minors Act or the Uniform Transfers to Minors Act (UGMA or UTMA). The age of custodianship termination varies by state, although many states set the maximum age for termination at 21. If you do not indicate a termination age, the account will be set up using the default age for termination in the Custodians state of residence. If the termination age selected is different from the states default age, the Custodian agrees and acknowledges that he or she is responsible under UGMA or UTMA for determining the proper termination age and that Schwab is not responsible for doing so. If you have questions about the termination age, please consult your legal or tax advisor. Schwab may restrict the Custodians access to the account and register the assets in the beneficiarys name upon the beneficiary reaching the age of termination.

    You understand that by electing to extend custodianship to age 25, if applicable, you may lose your annual exclusion from federal gift tax. You should consult with an attorney or tax advisor before making this election. (Note: Only certain states allow the custodianship to be extended to the Minors 25th birthday. This election may be exercised only in those states that specifically provide for it.)

    FOR CHARLES SCHWAB USE ONLY:

    Branch Office and Account Number

    DDA Number

    Investor Checking Account Number

    Source Code

    Approved by Print Name of Approver Date

    ADA

    http://schwab.com/privacy

  • 2018 Charles Schwab & Co., Inc. All rights reserved. Member SIPC. CC1300222 (0717-70DS) APP10594-44 (01/18) TC

    *APP10594-44=03*

    Page 3 of 5

    2. Overall Investment Objective of Account Capital Preservation Income Growth Speculation