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Inspection Capabilities for Enhanced Ship Safety
D8.5 (WP8): State-of-the-art on current /methodologies
/tools/ practices for ship structures and machinery
Responsible Partner: USG
Contributor(s): ALL
Dissemination Level
PU Public x
PP Restricted to other programme participants (including the Commission Services)
RE Restricted to a group specified by the consortium (including the Commission Services)
CO Confidential, only for members of the consortium (including the Commission Services)
This document is produced by the INCASS Consortium. The INCASS project is funded by the European
Commission under the Seventh Framework Programme (FP7/2007-2013). Grant Agreement n°605200
D4.1 (WP4) – Document Title
This document is produced by the INCASS Consortium, funded by the European Commission (FP7/2007-2013).
Grant Agreement n° 605200.
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Document information table
Contract number: 605200
Project acronym: INCASS
Project Coordinator: University of Strathclyde Glasgow
Document Responsible Partner: University of Strathclyde Glasgow USG
Deliverable Type: Report
Document Title : State-of-the-art on current /methodologies /tools/ practices for ship
structures and machinery
Document ID: D8.5 Version: 3
Contractual Date of Delivery: Actual Date of Delivery:
Filename: D8.5 State-of-the-art
Status: Draft version
Authoring & Approval
Prepared by
Author Date Modified Page/Sections Version Comments
Iraklis Lazakis 24/03/2014 ALL V0 Creation of the
document
Kim Tanneberger 01/07/2014 ALL V1 Technical content
ALL 25/07/2014 ALL V2 Technical content
Atabak Taheri 05/08/2014 ALL V3 Technical content
Approved by
Name Role Partner Date
Document Manager Iraklis Lazakis Project Coordinator USG 05/08/2014
Document
Approval 05/08/2014
D4.1 (WP4) – Document Title
This document is produced by the INCASS Consortium, funded by the European Commission (FP7/2007-2013).
Grant Agreement n° 605200.
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Executive Summary
This report, represents all the related literature, projects and research avtivities relevant
to INCASS. It is devided into two major sections of Structural state of the art and
Machinery state of the art. Both sections include review of methodologies and tools
represented by Classification Societies and other research activities from the partners
including previous EU projects. Structural section additionally represent Finite Element
Methods (FEM), inspection and maintenance methodologies, and Life cycle
Management (LCM) tools. On the other side, machinery section contains miantenace
integration techniques, condition monitoring methods, and performance and condition
assessing tools such as Vibrational analysis, Themography and Lub Oil analysis. These
literature review will help INCASS Consortium to identify the gaps and optimise its
own methodology. This would create an exceptional background for both machinery
and structural maintenace and inspection methodology of this EU FP7 project.
D4.1 (WP4) – Document Title
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Grant Agreement n° 605200.
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Table of Contents
1 INTRODUCTION ................................................................................................... 10
2 SHIP STRUCTURES STATE-OF-THE-ART ....................................................... 12
2.1 CLASSIFICATION SOCIETIES’ INPUT ............................................................... 12
2.2 RESEARCH PROJECTS .................................................................................... 13
2.3 OTHER RESEARCH ACTIVITIES ...................................................................... 19
2.3.1 Inspection and Maintenance ..................................................................................... 19
2.3.2 Inverse Finite Element Method (iFEM) ................................................................... 21
2.3.3 Lifecycle Data Management Tool Development ...................................................... 23
2.3.4 Lifecycle Data Interchange and Standards ............................................................... 24
2.3.5 Lifecycle Management Integration with Repairs ..................................................... 25
2.3.6 Lifecycle Management Integration with structural health monitoring systems ....... 27
2.3.7 Maintenance Methodologies .................................................................................... 28
2.3.8 Maintenance Analysis Tools .................................................................................... 30
3 SHIP MACHINERY STATE-OF-THE-ART ......................................................... 33
3.1 CLASSIFICATION SOCIETIES’ INPUT ............................................................... 33
3.1.1 Integration with Maintenance Management ............................................................. 34
3.1.2 The P – F Interval ..................................................................................................... 35
3.1.3 On-Line vs. Off-Line CM Systems ........................................................................... 36
3.1.3 Motivation with respect to Machinery Maintenance ................................................ 39
3.1.5 BV - Condition Monitoring ...................................................................................... 43
3.1.6 LR - Condition Monitoring ...................................................................................... 44
3.1.7 RINA - Condition Monitoring .................................................................................. 45
3.3 MACHINERY CONDITION MONITORING TOOLS ............................................... 47
3.3.1 Vibration monitoring ................................................................................................ 47
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3.3.1.1 Vibration Parameters ........................................................................ 48
3.3.1.2 Vibration Measurements .................................................................. 49
3.3.1.3 Standardization of the measurement ................................................ 49
3.3.1.4 Calibration ........................................................................................ 51
3.3.1.5 Baseline Measurements .................................................................... 51
3.3.2 Vibration Analysis - broadband vibration ................................................................ 52
3.3.3 Vibration Analysis - Vibration limits for electric motor driven rotating machinery . 52
3.3.4 Vibration Analysis - Frequency Spectrum Analysis ................................................. 53
3.3.5 Vibration Analysis - Minimum Technical Characteristics of the Measurement
Instrumentation ................................................................................................................... 55
3.3.6 Thermography ........................................................................................................... 55
3.3.7 Lubricating oil analysis ............................................................................................. 56
3.3.8 Monitoring of combustion parameters ...................................................................... 59
3.3.9 Partial discharge measurement techniques ................................................................ 59
3.3.10 Current analysis techniques ................................................................................. 60
3.3.11 Monitoring architecture topologies ..................................................................... 60
3.3.12 OTHER RELATED METHODOLOGIES ............................................................... 62
3.4 STATE-OF-THE-ART ON CONDITION BASED MAINTENANCE (CBM) .............. 63
3.4.1 Theory Underlying the Determination of CBM Task Intervals ................................. 65
3.5 OTHER CONDITION MONITORING AND MACHINERY RELATED STATE
LITERATURE ............................................................................................................. 67
4 CONCLUSION ....................................................................................................... 70
5 REFERENCES ........................................................................................................ 71
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Grant Agreement n° 605200.
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Table of Figures
Figure 1 - Failure probability in relation to operation time ............................................ 20
Figure 2 - Typical plot of vibration readings .................................................................. 53
Figure 3 - Typical vibration signature ............................................................................ 54
Figure 4 - Mass of Metal Particle Detection in Oil ........................................................ 58
Figure 5 - Ferromagnetic vs. Non-Ferromagnetic .......................................................... 58
Figure 6 - Diagram of the monitoring system ................................................................ 62
Figure 7 - CBM in different industrial sectors ............................................................... 65
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Grant Agreement n° 605200.
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Table of Tables
Table 1 - Vibration Limits for Electric Driven Rotating Machinery .............................. 52
Table 2 - Temperature to Maintenace Scheduling Relation Table ................................. 56
Table 3 - Parameter Condition Detection Table ............................................................. 57
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Grant Agreement n° 605200.
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Nomenclature
Acronym Meaning
FEM Finite Element Methods
iFEM Invese Finite Element Methods
LCM Lif e Cycle Management
AMS Advisory Monitoring System
LBSG Long Base Strain Gages
ROV Remotely Operated Vehicles
UAV Unmanned Ariel Vehicle
FPSO Floating Production, Storage and Offloading
ROT Robots in Tanks
HUAV Hovering Autonomous Underwater Vehicle
LHS Latin Hypercube Sampling
SHM Structural Health Monitoring
RDIF Radio-Frequency Identification Device
RCBM Reliability and Criticality Based Maintenance
DSV Diving Support Vessel
DFTA Dynamic Fault Tree Analysis
F-V Fussell-Vesely
BN Bayesian network
LNG Liquefied Natural Gas
FSRU Floating Storage and Regasification Unit
LCA life cycle assessment
LCC life cycle costing
DMU Visualisation & Digital Mock-up
RBI Risk-Based Inspection
MDP Markov Decision Process
VDM Value Driven Maintenance
RRCM Reliability and Risk Cantered Maintenance
TPM Total Productive maintenance
ERP Enterprise Recourse Planning
CSS Critical Success Strategies
HCA Hull Condition Assessment
FMECA Failure Mode, Effect and Criticality Analysis
RCM Reliability Centred Maintenace
CTQ Critical To Quality
HAZID HAZard Identification
HAZOP HAZard and OPerability
MCDM Multi Criteria Decision Making
FTA Fault Tree Analysis
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BBN Bayesian Belief Network
AHP Analytic Hierarchy Process
MCDA Multi Criteria Decision Analysis
NSC New Service Concept
SWOT
Strengths, Weaknesses, Opportunities and
Threats
CMMS
Computerized Maintenace Manangement
System
CBM Condition Based Maintenace
PDC Portable Data Collector
CM Condition Monitoring
MCM Machinery Condition Monitoring
MPMS Machinery Planned Maintenance Scheme
SPM Shock Pulse Analysis Method
IPMS Integrated Platform Management System
RBI Risk Based Inspection
FPU Floating Production Unit
DSS Decision Support Systems
ILM Ice Load Monitoring
QFD quality Function Deployment
ICT Information and Communication Technologies
COP Coefficient Of Performance
EA Evolutionary Algorithm
GTM Generative Topographic Mapping
BIP Bayesian-Inference-based Probability
BOCR Benefits, Opportunities, Costs and Risks
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Grant Agreement n° 605200.
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1 Introduction
Ship accidents and near misses can be frequently attributed to the failure of structures
and machinery. Accordingly, the latter increases the risk for crew and passengers’
injuries and fatalities, environmental damage and pollution, damage or total loss of the
ship and its equipment as well as disruption of the ship’s operations which consequently
lead to operational losses. Additionally, the maritime regulatory and administration
authorities such as Flag states, Port State Control authorities and Classification Societies
have increased their cooperative efforts towards the promotion of safe, secure and
environmental friendly ship operations over the last years. The latter has occurred
through both formal cooperation among countries (e.g. Paris Memorandum Of
Understanding-MOU, etc.) as well as the form of guidelines introduced by other
maritime stakeholders (e.g. OCIMF, IACS). In all cases, all relevant bodies attempt to
preserve the highest standards in the maritime industry while at the same time make
every effort in order to minimise the high-risk and sub-standard ships.
In an effort to address the rules and Standards for Ship Inspection and Survey
Organisations, EC published regulation No 391/2009 of the European Parliament and of
the Council with particular focus on the standardised and harmonised framework related
to ship inspections and surveying (EC 2009). In this document, key areas of interest
mentioned are:
‘the harmonisation of the rules for the design, construction and periodic survey
of merchant ships’
‘public right of access to information’
‘access to ships and ship files regardless of the ship’s flag’
‘…development and implementation of safety requirements for hull, machinery
and electrical and control installations of ships falling under the scope of the
international conventions’
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On top of the above, ship managers/operators still try to find a way to combine the rich
practical knowledge acquired in the actual marine field with the technological advances
stemming from the relevant information technology sector in an effective way. The
latter comes in addition to the effects of not applying the appropriate maintenance
sequence onboard a ship. Moreover, when repair works and/or spare parts are needed
onboard the vessel, they have to be planned well in advance as the ship sails in different
geographical locations, thus with significant functional/access restrictions.
Besides the above, the overall risk analysis, risk management and maintenance process
in the maritime sector still lacks the element of applying and implementing
technologically advanced tools in contrast to applications in other industrial sectors such
as the nuclear and aerospace industry which provide real-time monitoring (e.g.
condition monitoring tools and techniques). In this case, condition based procedures in
the maritime industry are not well established yet (Imarest 2011).
In brief, this report will represent state of the art for structures at section 2, which
contains relevant previous research activities, methodologies and tools used in industry.
This also includes class inputs on structural maintenance, Finite Element Methods
(FEM) and Lif e Cycle Management (LCM) methodologies. Subsequently, section 3
will discuss related machinery state of the art for INCASS including condition
monitoring tools (e.g. Vibrational analysis, Thromography and Lub Oil analysis) and
methodologies. Finally, it will conlude with overall preview of the major points
obtained from state of the art.
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2 SHIP STRUCTURES STATE-OF-THE-ART
This section will provide background information on state of the art relevant to
structural inspection and maintenance section of the INCASS. It wil introduce previous
knowledge inputs from class societies, previouse EU research projects, other research
activities on Inspection & Maintenace, Inverse Finite Element Method (iFEM), Life
Cycle Management Systems, Maintenace Methodologies and Tools.
2.1 Classification Societies’ Input
There few off-the shelf structural monitoring systems are developed. One of them is
called OCTOPUS-MONITAS, which is third generation Advisory Monitoring System
(AMS) software. This tool can provide gridlines on abnormalities observed on the
actual fatigue consumption from design predictions. This can then be and interpreted
into the monitoring data for operational supervision and feedback to the designers
(Aalberts, 2011). Another tool is called MON-Hull which is a hull stress and motion
monitoring system. This system can supply real-time data update on hull girder
longitudinal stresses and vertical accelerations on both sailing and loading-offloading
situations. It also optimises data into sets of only crucial statistical results, which is
periodically updated, displayed and stored. Further information can be also
supplemented by the Owner as an addition to its logbook.
There are comprehensive research has been carried out by classification societies with
other industrial partners on hull structural monitoring systems. One of the major
projects on this matter is carried out by BV, where they have developed a fully
operational and installed onboard structural monitoring system on one of the latest
ULCS (Baudin, Bigot, Derbanne, Sireta, & Quinton, 2013).. On this system, the
structural excitation is evaluated in conjunction with sea state measurements system.
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Additionally, numerous structural monitoring sensors (twelve three-axis accelerometers
and eighteen Long Base Strain Gages (LBSG)) are installed to illustrate the general
structural response. On another research, ice loads and its properties has been measured
on polar conditions in order to define their effects on vibrations on shaft and hull of the
vessel. This study also discovered that the general ship manoeuvres can extensively
increase the stress levels on both shaft and the hull (Bekker, et al., 2014).
2.2 Research Projects
This need has been identified in the maritime transport sector and has introduced two
EC funded research paradigms, namely the HCA-Flagship (Emmett et al, 2011) effort
and RISPECT project (Barltrop. et al, 2010), which offer decision support tools to assist
in the decision making process, prediction for possible areas of defect depending on
parameters like the ship’s type, age and size, with knowledge/information collected
from past experiences (databases) and updated with current survey data.
Online hull stress monitoring systems have been proposed during the previous years, for
example by the OPTINAV project (OPTINAV 2012), where hull stress fatigue cycles
were recorded by a sensor network of strain gauges and accelerometers in order to
compare them against the acceptable limits and assist in the navigation of the ship (like
selection of route depending on the sea-states and weather conditions and their
projected effects on the vessel’s hull). Within the objectives of OPTINAV, integration
of the collected data was foreseen in order to provide a comprehensive database for
future reference and use by similar systems (the ones developed under Flagship-HCA &
RISPECT for example).
The RISPECT (Risk-Based Expert System for Through-Life Ship Structural Inspection
and Maintenance and New-Build Ship Structural Design) project combined the
traditional experience-based inspection method with the first-principles, statistical
analysis, for safe, cost-effectiveness structural inspection, repair and design rule
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improvement of existing ships (RISPECT, 2012). It provided aids to the structural
integrity management of ships that can be succeeded by optimizing the overall
management of shipping operations. More specifically, RISPECT developed tools for
assessing structural loads, stresses and strength. Additionally, a standard database
structure was also created in order to be accessed by Classification Societies and ship
operators. This was populated with sanitised data from survey results in order to avoid
duplications and sensitive information being released, while at the same time
maintaining the significance of the collected information. RISPECT was oriented on
tanker ships in order to challenge the creation of a methodology for performing
inspections on-board, recording tools and codification for minimization of risk of error
during the inspection data collection. Currently, the RISPECT system consists of the
following structural modules that are connected to each other:
Hydro-Static/Dynamic Pressure Calculations
Global and Member Force Calculations
Extreme and Fatigue Global & Member Force Calculations
Local Structure & Crack Calculations
Coating Breakdown Anode Loss & Corrosion Analysis
Structural Strength & Reliability Calculations
Strength & Fatigue Check
However, no real-time information was collected while the integration of the influence
of the hydrodynamic performance of the ship was not considered. Moreover, the
analysis performed was not centred on risk-based approaches, thus identifying the
critical ship structural areas and consequently ships. This is an area at which the
INCASS project will aim for. In this respect, the scope of the MINOAS (Marine
Inspection rObotic Assistant System) project comprised the inspection of both dry and
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wet areas of the vessel (e.g. flooded ballast tanks or external hull) (Bibuli et al, 2011).
Moreover, the MINOAS project was not limited to tele-operated floating tethered
vehicles and considered a varied set of robotic technologies with different locomotion
capabilities and different degrees of autonomy. Conveniently used in sequence or in
cooperation they all intended to “teleport” the surveyor to the different points of interest
of the vessel hull during inspection. Visual data and thickness measurements were
wirelessly transmitted to the respective control station.
In more detail, the MINOAS concept comprised aerial vehicles, magnetic crawlers, and
ROVs. The aerial vehicle, due to its mobility, was intended to provide a fast overview
of the state of the structure under inspection, e.g. a cargo hold of a ship. Fitted with a
flexible set of cameras that could be oriented towards the directions of interest, it was
able to self-locate within the environment and provide visual information tagged with
the position where the vehicle was when the picture was taken. A lightweight magnetic
crawler was next intended to be used for providing richer imagery from the hull points
of interest identified by the UAV. In case thickness measurements were needed, a
second magnetic crawler fitted with an arm and an end-effector with all the necessary
for ultrasound thickness (UT) measuring (i.e. grinding, cleaning, and probe sampling)
could be deployed at the related hull points. An ROV equipped with a UT measuring
tool was the last element of the fleet, intended for visual inspection and thickness
measurement within submerged vessel areas.
In addition to the above, past EU-funded projects like ROTIS - Remotely Operated
Tanker Inspection System (Meo, G. and Papalia, B., 2001) and its follow-up ROTIS-II
(Prendin, 2004) represent remarkable initiatives oriented towards introducing robotic
technologies within the overall inspection and monitoring strategy. ROTIS aimed at
developing a small vehicle designed to perform inspections of ship's ballast tanks, being
able to operate on oil tankers, on dry- and mixed cargo carriers and on FPSO (Floating
Production, Storage and Offloading) units. During operation, the vehicle was introduced
within flooded ballast tanks, between the inner and the outer hull, with access to
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virtually all cells and structural parts of a double hull vessel through standard man-holes
and openings.
CView project referred to the development, analysis and evaluation of semi-
autonomous inspection for underwater structures and ship hulls (Kirchner, 2009).
Sensors acquired data by camera systems, laser projection and multi-beam echo
sounder. The major goal of this project was the development of a semi-autonomous
inspection that could be mounted on underwater vehicles and provide the ability to
detect malfunctions at underwater structures and ship hulls as well. Additionally, the
ROT (Robots in Tanks) project aimed at setting the foundation for applications in
inspection and maintenance of complex-shape and difficult access tanks such as ballast
water tanks (BWTs) on vessels. This project introduced new methods for mobile and
partly autonomous robots that were needed to operate under extreme conditions. A
combination of existing state of the art and new designs of control and system
architectures, efficient communication technologies for closed spaces, as well as the
necessary sensors and actuators were taken place. Similarly to the ROT project,
RoboShip (Robotic Ship) proposes the investigation and inspection of ballast water
tanks (Bongerink, 2012).
The MARSTRUCT (Marine Structures) project was supported by the Sixth Framework
Programme (FP6) focusing on Marine Structures. MARSTRUCT aimed at improving
the effectiveness, safety, reliability and environmental performance of ship structures
(Pina, 2005). The project was oriented on the development of advanced structural and
reliability assessment within design, fabrication and operation. The work undertaken as
part of this project was related to methods and tools for loads, load effects, strength
assessment, experimental analysis of structures, methods and tools for structural design
and optimization and structural reliability, safety and environmental protection among
others.
Additionally, the ALERT (Assessment of Life-cycle Effect of Repairs on Tankers’)
project examined the cumulative effect of repairing a tanker throughout its life looking
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for best industry practices and ways in which these practices could be improved
(Downes et al 2008). ALERT focussed on the importance and need of using
computerised management information systems (MIS). It also examined the importance
of coating on ship structures as well as electromechanical techniques measuring
degradation and corrosion.
On the other hand, IMPROVE (Design of Innovative Ship Concepts using an Integrated
Decision Support System for ship Production and Operation) was an FP6 EU funded
project which suggested the integration of a decision support system with the
methodological assessment of new ship designs (Rigo, 2009). As part of the overall
project aims, the reliability characteristics of the three ship types were explored in order
to minimise production and maintenance costs and consequently increase their
operational availability profile.
The BESST (Breakthrough in European Ship and Shipbuilding Technologies) project
scope was to improve extensively in the domain of competitiveness; environmentally
friendliness and safety of European build ships (Roland, 2009). An extensive life cycle
performance assessment on ship level supported the technical developments on system
level. Furthermore, among the project’s technical innovations were the space
optimisation and easy maintenance, improved reliability through condition monitoring
and optimization of logistic chains. The findings of all these innovative projects will be
utilised directly in some cases and have the research expanded upon on others in order
to support the INCASS project’s objectives on harmonised and improved inspection
capabilities in order to enhance safety and environmental protection.
The need for hull stress monitoring systems has been recognized by the market leading
to the commercial production of such systems like the ones by SST - Sea Structure
Technology (SST, 2012) or StressAlert (StressAlert, 2006), leading to a point where
such systems are commonly met as add-on equipment – yet still not required - in new-
buildings. The regulatory regime has tracked this trend by updating the current
legislation in order to include guidelines and certification of such systems to the
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existing rule-set, for example (DNV 2003) and the set of HMON rules (DNV 2012).
Yet, such hull stress monitoring systems usually require the set-up of a sensor network
as a permanent installation onboard the ship, which is often the case in new-buildings,
leaving a large portion of the fleet unaccounted for.
The need for hull stress monitoring systems has been recognized by the market leading
to the commercial production of such systems like the ones by SST - Sea Structure
Technology (SST, 2012) or StressAlert (StressAlert, 2006), leading to a point where
such systems are commonly met as add-on equipment – yet still not required - in new-
buildings. The regulatory regime has tracked this trend by updating the current
legislation in order to include guidelines and certification of such systems to the
existing rule-set, for example (DNV 2003) and the set of HMON rules (DNV 2012).
Yet, such hull stress monitoring systems usually require the set-up of a sensor network
as a permanent installation onboard the ship, which is often the case in new-buildings,
leaving a large portion of the fleet unaccounted for.
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2.3 Other Research Activities
2.3.1 Inspection and Maintenance
In general, designing ships too strong makes them heavy, slow and very costly to build
and operate since their cargo space is decreased. In contrast, structural failures, hull
damage, weather conditions can easily cause a big injury or in extreme cases a
catastrophic failure and sinking of ships which are designed weak. Therefore, the
structural strength of ships is a key topic that affects safety of crew, economic cost, and
the pollution of the environment in which ships are trading. The required structural
management and safety of ship can be achieved by performing appropriate inspections
at the right intervals and repairing defects that are identified.
The importance of using autonomous underwater vehicles has recently increased in
inspection of ship hulls and marine structures after more challenging application of
robotics emerged. Hover et. al. (2012) constructed and applied navigation algorithms
that can control the hovering autonomous underwater vehicle (HUAV) in order to
achieve full imaging coverage of hull structure at high resolution, better simultaneous
localization, and mapping process. According to the experiment that was conducted in
Hover et. al. (2012), it has been proven that HUAV can operate effectively on all parts
of a vessel and produce necessary images and mesh model.
Today’s structural reliability applications have a great impact on determination of
inspection and maintenance planning. The assessment of structural strength by using
probabilistic techniques is one of the most popular structural reliability applications.
The target of this method is to calculate failure probability of the system by evaluating
the reliability index for the assumed scenarios. Camara and Cyrino (2012) developed a
statistical model of hull structure containing the effects of fatigue and corrosion. Based
on the developed model, time-dependent reliability of the hull structure was calculated
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by using Monte Carlo Simulation. Figure 1 illustrates the probability of failure change
versus operation time for considered model in Camara and Cyrino (2012). It was
concluded that maintenance/inspection time, which should be done around 7.5 years of
operation for the considered model, can be arranged by using target reliability.
Figure 1 - Failure probability in relation to operation time
A fast integration technique based on the first order reliability methods was adopted by
Zayed et. al. Zayed et. Al. (2013a) and Zayed et. Al, (2013b) to calculate the structural
reliability of ship hulls effectively. It was initiated that the ultimate vertical bending
moment capacity is selected as a limit state of hull structure. As a result, the first order
methods were observed to be theoretically straightforward, requires less numerical
effort and computationally efficient. Guo et. al. (2012) used Latin Hypercube Sampling
(LHS) method with Monte Carlo Simulation in order to determine the failure
probability level for corroded aging tankers.
Probability distribution of each variable was divided into non-overlapping segments and
a value for each variable can randomly be generated from each segment in LHS
procedure so that the total variety of the distribution is sampled more evenly and
steadily. This study concluded that LHS is mainly more accurate than conventional
Monte Carlo direct sampling during the simulation. Structural Health Monitoring
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(SHM) data obtained from sensors was used by Zhu and Frangopol (2013) to improve
the accuracy and redundancy of reliability assessment of the ship cross-sections. Prior
load effects were updated according to SHM data related to the wave-induced load by
using Bayesian updating method. This study concluded that integration of the SHM data
can considerably decrease the uncertainty in a distribution parameter, and hence
updated performance indicators come closer to correct values. Nowadays, inspection is
still generally done by using papers and pens, although it requires a lot of time to
transfer the inspection data from hand written documents to computer system.
Li et. al. (2012) introduced a hull structure information integration model that can be
used in mobile devices in order to record the data during the inspection process, and
therefore transferring this data is much easier than conventional ways. In this study, it
was proposed that the large amount of the problems related to inspection of marine
structures can be efficiently solved by using this mobile application. Additionally,
maintenance operations must be done based on accurate information provided via
inspection. Lee et. al. (2013) suggested a radio-frequency identification device (RDIF),
which can be applied to cloud technology, for an effective maintenance/inspection
operation. It was proposed that RDIF can be used to identify correct data and save this
data accurately via a cloud system, thus if RDIF is used during inspection process, it
will improve the efficiency of maintenance operations.
2.3.2 Inverse Finite Element Method (iFEM)
Real-time reconstruction of full-field structural displacements is the key component of
structural health monitoring by utilizing the strain data obtained from sensors at various
locations of a structure. To enable such abilities, load-carrying structural components
can be instrumented with a linkage of strain sensors, e.g., fiber optic strain system
described in Froggatt and Moore (1998). Reconstruction of a displacement vector at
every material point of the structure from a set of discrete strain measurements
establishes an inverse mathematical problem. An algorithm that is robust, stable,
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accurate, fast and general enough to take into account complex structural topologies was
recently introduced and named as Inverse Finite Element Method by Tessler and
Spangler (2005).
iFEM formulation uses a least-squares variational principle and the mathematical
foundation is explicitly described. The formulation involves the entire structural
geometry that is discretized by using suitable inverse finite elements in which the
measured strain data are adapted to the element strains in a least-square sense. As a
consequence, a system of linear algebraic equations needs to be solved to determine the
unknown displacements which leads one to find the deformed structural shape at any
real-time. Static and dynamic behaviour can be obtained without prior knowledge of
material properties and loading. Vazquez et al. (2005) examined the capability of a
structural health monitoring that uses distributed fiber optic system and iFEM at NASA
Langley Research Centre. They indicated that the practical implementation of iFEM on
a structure is computationally ultra-fast for a real-time application without sacrificing
accuracy.
iFEM is applicable to thin and moderately thick beam, plate and shell structures.
Timoshenko beam theory was adopted, including stretching, bending, transverse shear
and torsion deformation modes by Gherlone et al. (2014), in order to demonstrate that
iFEM for beam and frame structures is reliable when experimentally measured strain
data is used as input (Gherlone et. al. (2012)). Shkarayev et al. (2001), and Tessler and
Spangler (2003), focused on the inverse problem of reconstructing the three-
dimensional displacements in plate and shell structures from strain sensor
measurements. A three-node, inverse-shell element, iMIN3, was developed having six
degrees of freedom at each node, i.e., three displacements and three rotations (Tessler
and Sprangler (2004)).
The kinematic variables were interpolated using linear in-plane displacements and
bending rotations, and a constrained type quadratic deflection. A computational
example was presented for a statically loaded cantilevered plate for which
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experimentally measured strains had been obtained in a structures laboratory.
Application of iFEM was demonstrated on this problem and comparisons with the
measured deflections and those obtained using the direct FEM was discussed in.
2.3.3 Lifecycle Data Management Tool Development
An advanced smart maintenance system has been developed by Lee et al. (2012a) that
can provide onsite engineering data to field engineers including 3D CAD design
information in working process. RFID technology is applied to derive exact information
into the smart maintenance system where it has been incorporated into mobile devices.
Subsequently, A framework is presented by Dylan and Matthew (2013) to schedule
maintenance cycles for naval vessels minimizing the lifetime costs of the structure of a
notational DTMB-5145. Another maintenance strategy was introduced by Lazakis et al.
(2012a) called Reliability and Criticality Based Maintenance (RCBM). This
methodology was applied for creating optimum maintenance system onboard a Diving
Support Vessel (DSV). Reliability and criticality analysis of the main systems of the
vessel are the starting point of this approach. Propulsion, Lifting, Anchoring & Hauling
and Diving systems are the subsystems analysed in this case study. Furthermore, by
using the Dynamic Fault Tree Analysis (DFTA) tool and the Birnbaum (Bir), Criticality
(Cri) and Fussell-Vesely (F-V) reliability importance measures, the results of the above
analysis have been validated
Bayesian network (BN) another similar tool like Fult Tree Analysis (FTA). Schleder et
al. (2012) have presented an application of BN to analyse different event scenarios
using the parent marginal probability distribution of each component. This requires
computation of the posterior joint probability distribution of component subsets and
function of the set of all nodes. This model has also been implemented on a Liquefied
Natural Gas (LNG) Regasification System on a Floating Storage and Regasification
Unit (FSRU). Gazis (2012) have looked into another type of probabilistic response
analysis and reliability assessment on subsea free spanning pipeline systems. These
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systems are exposed to random wave-induced hydrodynamic forces. Monte Carlo
simulation methodology is the chosen tool for the analysis. This study has demonstrated
the advantages of integrating a reliability-based design.
A non-stationary MDP system developed by (Niese and Singer, 2013) considers ballast
water exchange and treatment policy changes. Therefore, MDP to model life cycle
decisions on this research determines the summary of the initial approach, outcomes,
and conclusions resulting from the implementation of the mentioned framework.
Implementation of life cycle assessment (LCA) and life cycle costing (LCC) in marine
systems design is proven. A holistic approach has been developed by Fet et al. (2013)
that compares existing environmental assessment tools and introduces systems
engineering as a holistic approach to life cycle designs. ABB has also prepared an
insight into a holistic performance management and optimization of any vessel types,
that recognises energy efficiency, availability and safety of the vessel (Ignatius et al.,
2013). More specialized structural and data analysis tools are also developed in industry
such as simplified fatigue assessment rooted in beam theory with a spectral-based
fatigue analysis procedure in MAESTRO introduced by Hunter et al. (2013).
2.3.4 Lifecycle Data Interchange and Standards
In recent decade relays, push buttons and light-bulbs has been replaced by processors,
graphical user interfaces, keyboards and track balls. Therefore, high level computer
languages like C++ and JAVA are becoming a norm in marine industry. Now it is
possible to maintain electronic copies of vessels’ history throughout its service life in a
centralized electronic location. Thus, Scherer and Cohen (2011) have discussed about
the Naval Surface Warfare Center, Ship Systems Engineering Station (NAVSSES) as a
centre for collecting machinery system data and its management. Siemens Industry have
also created software using light-weight 3D neutral format JT for shipbuilding (Malay,
2012). This uses Visualisation & Digital Mock-up (DMU) , Documentation &
Archiving , and Data Exchange. JT format can facilitate data exchange between all
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stakeholders in a shipbuilding project. This can be implemented for Product Lifecycle
Management providing a shared platform for efficiently saving, representing, and
organising, recovering and recycling product-related lifecycle information.
A paper from Goni and Jambrina (2013) have discussed about CAD design language
implemented on ship design concept using three-level software architecture. The
development framework has been considered in Windows 8 using web applications
such as HTML5, CSS3, JavaScript, and for other native applications using C/C++. NET
applications can be also developed using C#, VB and F#. The user interface and user
experience for non-web application is described with XAML and the 3D API for games
and design applications is DirectX.
Standards are important on every stage of vessel’s life cycle. That is why Shin et al.
(2012) have developed a prototype of ship basic planning system for the small and
medium sized shipyards based on the advanced IT systems. For this analysis,
standardized development environment and tools are selected. These tools are used for
the system development for increasing competitiveness of small and medium sized
shipyards in the 21st century industrial environment.Thomson and Renard (2013) have
expressed the importance of ship design standards on their research. They have looked
into the 3D models of the as-built assets incorporating advanced information
management technologies. This paper also delivers a inclusive indication of challenges,
solutions and most suitable practice in the handover from shipbuilder to operator of a
complete digital information asset.
2.3.5 Lifecycle Management Integration with Repairs
One of the most important areas on repair integration with maintenance is the inventory
planning and organisation. A paper from Lutjen and Karimi (2012) represents an
optimized inventory system simulation approach for a single-echelon used in offshore
wind turbine installations. It performs a heuristic reactive scheduling for synchronizing
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the installation vessels on different weather conditions in supporting the planning of
offshore logistics systems. For logistics in marine environment, it is important to have a
decent data gathering of the environmental conditions and degradation processes.
Reliability and risk analysis are important tools that have to be used for inspection and
repair planning in general. The EU-FP7 Project – RISPECT, has generated an enhanced
Reliability/Risk-Based Methods for merging detailed analysis of large ship database to
define beneficial Risk-Based Inspection plans (Hifi et al., 2012). Consequently,
improved inspection strategies would result in analysis of more important defects for
raising the structural safety and lowering pollution. In another paper from Hifi and
Barltrop (2013) they have used the central database for forecasting structural defects.
This also helped them to create a reliability model that can consider individual
components. However, this would provide an insufficient representation of the overall
reliability of the ship. Therefore, they have produced a method to adjust the reliability
models using the data from experience-based methods.
Thus, the critical structural details have been used by the inspection companies, class
surveyors, ship managers and ship designers for the calibration of the inspection
planning for the decision support tool. This opens a discussion for the use of decision
making tools for repair planning which is considered in a paper by Nathan D. Niese
(2013). He has looked into optimal maintenance strategy for time-dependent
environmental agreement to be governed implementing a chronological decision-
making framework known as a Markov Decision Process (MDP) for ballast water
exchange and treatment policy changes.
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2.3.6 Lifecycle Management Integration with structural
health monitoring systems
First innovative study that can integrate structural health monitoring with maintenance
is an study by Ferrese et al. (2011) where a particle swarm optimization algorithm is
applied for obtaining an ideal control for a desired eigenstructure. Nonlinear power
system model has been used for this study where the algorithm is established to be
highly effective in the maintenance of the system output to the specified eigenstructure.
This proves the importance of structural integrity on planning. As a result, Caldwell
(2012) has illustrated hull integrity management of the Floating Offshore Installation
(FOI) and techniques used to monitor this structural aspect as class requirements for
hull inspection is five yearly survey cycles. One of the major methods of hull inspection
for vessels is dry-docking but FPSOs cannot be dry-docked. Therefore, structural
integrity management has been chosen to develop innovative techniques to support risk
based inspection of the FPSOs. In another study by Kvarme et al. (2012) structural
integrity assessment has be implemented for investigating the integrity of pipelines
based on information from external investigations.
Corrosion is the most vital phenomenon that has been taken into account on structural
analysis in marine environment. Thus, Htun et al. (2013) have looked into random field
model for demonstration of corroded surfaces. The surface geometry of corroded plate
has been considered using an innovative random field model called Kerhunen-Loeve
Expansion Method. This is an alternative methodology to more common uniform
corrosion models. Another work by Ostuni et al. (2013) have looked into the application
of Decision Support Systems (DSSs) on structural analysis management and their
application on shipboard security for supporting crew members in the effective conduct
on failure events. This is a knowledge-based DSS integrated within a Damage Control
System (DCS) for navies.
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Lifecycle analysis is another criteria on ship structural monitoring and management
which as evaluated on a study by Ohba et al. (2013). This study considers sustainability
assessment vessel structure on risk of accidents based on environmental, economical
and societal factors. As a result, Lifecycle structural optimization of the mid-ship
section of a double hull tanker has been carried out in this work. Five optimization
problems are evaluated in this are Minimization of construction cost, Optimisation of
Life Cycle Benefit (LCB) based on the oil outflow hazard, Maximization of LCB
considering the CO2 emissions hazard, Expansion of LCB considering the risk of
failure, and Optimisation of LCB considering all of the risk factors called the holistic
risk.
2.3.7 Maintenance Methodologies
CBM strategy implemented in manufacturing industry can use one of the three
approaches of Time-domain, Frequency domain and Time-Frequency domain (Bleakie
& Djudjanovic, 2013). Srinivasan & Parlikad (2013) have discussed the benefits of
using condition monitoring and CBM in maintenance of civil structures. Another
Maintenance methodology used in industry is called Reliability Centered Maintenance
(RCM). Hifi & Barltrop (2012) have developed an idea of combining RCM with
Condition monitoring for the maintenance and inspection of ship structures. They also
create a Central Statistical Database where subscribers can safely put their sensitive
data. Liu, et al. (2013) have used X control chart on in conjunction with CBM
methodology. In another paper by Hifi & Barltrop (2012), they have developed an idea
of combining RCM with Condition monitoring for the maintenance and inspection of
ship structures. They also create a Central Statistical Database where subscribers can
safely put their sensitive data.
There are numerous alterations of these maintenance methodologies are available in
research. Value Driven Maintenance (VDM) is another type of RCM methodology that
uses Performance goal-setting and measurement for the plant management. Main
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principle of VDM methodology is called Experience Based Reliability Centred
Maintenance (EBRCM). EBRCM is integration feedback data, decision logic, fault
modes, effects and criticality analysis (Rosqvist, Laasko, & Reunanen, 2009). Selvik &
Aven (2011) presented an updated version of RCM called Reliability and Risk Cantered
Maintenance (RRCM), which decreases the uncertainties. Turan, et al. (2011) have
created an innovative new RCM technique based on criticality analysis called
Reliability and criticality Based Maintenance (RCBM). Lazakis (2011) has added Total
Productive Maintenance (TPM) managerial aspects to the previous RCBM technique.
Enterprise Recourse Planning (ERP) is a maintenance management methodology that
has been used for management of all operational activities. Hoch & Dulebohn (2013) on
their paper has focused on the Human resource management aspect of the ERP, whereas
Huin, et al. (2003) have developed a Multi-flow Small and Medium sized Enterprise
(M_SME) system using the combination of artificial intelligence and ERP. However,
Aslan, et al. (2012) have questioned the implementation of off-the-shelf ERP systems.
Yeh & Xu (2013) have created a Critical Success Strategies (CSSs) system as
supplement for the ERP.
Hull Condition Assessment (HCA) is a critical activity in the maritime industry as it is
straightforwardly linked to the ship’s seaworthiness and the safety preconditions
mandated for the ship herself and the onboard personnel. On time identifications of
defects has also a significant monetary value for the ship operators as it allows for better
scheduling of maintenance activities and prohibits failure propagation effects, thus
minimizing the risks. Hull Condition Assessment is currently performed under two
directions:
the periodic Classification surveys, during which the hull status is compared to
some predefined nominal values (with metrics like hull and structural members
thicknesses or extent of rust or pitting) and
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During Condition surveys which are performed under the ship
owner’s/operator’s responsibility and usually have as objective the scheduling of
the repair activities.
2.3.8 Maintenance Analysis Tools
Failure Mode, Effect and Criticality Analysis (FMECA) is one of the most commonly
used maintenance analysis tools, where on the RCM process can indicate the
manufacturing process problems using appropriate field operational failure data and
Root Cause Analysis. Critical To Quality (CTQ) failures can be identified easily if the
data collection and FMECA document is described separately as it is quantitative rather
than qualitative. Basics of FMECA are component identification of the system, data
collection from functional structural diagram of the system, failure modes generation,
physical requirement description and the criticality concept development (Igba, et al.,
2013).
Defence Standard of 00-45 also requires that the FMECA should be implemented to
identify all asset failure modes (New, 2012). Selvik & Aven (2011) has used RCM-
adjusted FMECA worksheet and RCM logic diagram on their methodology. FMECA on
the RCM process can indicate the manufacturing process problems using appropriate
field operational failure data and Root Cause Analysis. Critical To Quality (CTQ)
failures can be identified easily if the data collection and FMECA document is
described separately as it is quantitative rather than qualitative. Ahmad, et al. (2012)
have practiced a methodology that uses the FMECA as a the prior classification of data
and for determination of external factors.
HAZard Identification (HAZID) model can help on early identification of hazards and
warnings (Paltrinieri, et al., 2013). McCoy, et al. (2000) has developed an innovative
way of enhancing the performance of HAZID models using case studies and feedbacks.
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HAZard and OPerability (HAZOP) is technique used since past 40 years for
identification of hazards on complex manufacturing processes and systems (Marin &
Toral, 2013). Marin & Toral (2013) have performed HAZOP study on the safety of
Mexican Oil & Gas industry.(Rabiei & Modarres, 2013) has selected acoustic emission
monitoring as an appropriate technique for monitoring the crack growth on aluminium
structures. Jamalabadi (2013) has implemented infrared camera to evaluate thermal
loading of thin carbon-steel plates. Mazza, et al. (2014) have developed an automatic
MCDM tool for solution ranking of network loss scenarios. Dhouib (2014) have
selected MCDA to waste tire logistic selection process. Tang, et al. (2014) have
developed an innovative fault diagnosis system using Shannon wavelet support vector.
Fault Tree Analysis (FTA) and Bayesian Belief Networks (BBN) are the other major
tools used in industry for maintenance management. Cai, et al. (2013) have created a
methodology that converts dynamic fault tree gates into dynamic BBN automatically.
Weber, et al. (2012) illustrate increasing trend of BNN application on dependability
structures and risk analysis. Qualitative part on the study by Trucco, et al. (2008)
determines casual dependencies between different events and their quantitative part
using the combination of FTA and BBN methodologies together. Cai, et al. (2013) have
also created a methodology that converts dynamic fault tree gates into dynamic BBN
automatically. Poropudas & Virtanen (2011) have used Dynamic BBN on decision
making process of their methodology.
Monte Carlo simulation helps to evaluate relevant system operational aspects using an
analytical model. Monte Carlo simulation can be time consuming but not when
assessing the availability of predetermined maintenance strategies (Marquez & Iung,
2007). Weibull’s distribution model on the methodology developed by Guo, et al.,
(2009) uses the Monte Carlo simulation in order to analyse its uncertainties.
Distribution of probabilities and consequences of events on the LNG tankers’ case study
by Montewka, et al., (2012) have been also analysed using Monte Carlo simulations.
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Analytic Hierarchy Process (AHP) can solve the multi-criteria decision problem by
pairwise comparison of each criterion by their weights using two major approach of
eigenvector and geometric means solution. Heo, et al. (2012) has implemented Benefits,
Opportunities, Costs and Risks (BOCR) on fuzzy AHP to make decisions on the best
hydrogen energy system infrastructure. Liu, et al. (2012) introduced Three different
vulnerability levels on their AHP neural network analysis and decision making. . Lee, et
al., (2012) have focussed on the use of fuzzy group AHP and Rough Set Theory (RST)
on selecting and evaluating New Service Concept (NSC) by modelling MCDM on their
research. Baserba, et al. (2012) have created a costomised Multi-criteria decision
analysis (MCDA) for appropriate design criteria option selection. Dhouib (2014) have
selected MCDA to waste tire logistic selection process.
Strengths, Weaknesses, Opportunities and Threats (SWOT) usually illustrate internal
factors (Strength and weaknesses) and External Factors (opportunity and threats from
market) on a single framework (Gorener, Toker, & Ulucay, 2012). Swot can create the
foundation for MCDM (Gao & Peng, 2011). Seker & Ozgurler (2012) have looked into
the implementation of SWOT with AHP on The Turkish electronics industry. Gorener,
et al. (2012) have introduced a SWOT analysis system that uses both AHP and MCDM.
Mohammadpur & Tabriz (2012) have performed SWOT analysis for in Petrokaran
factory in Iran. They also used fuzzy logic for analysis of uncertainties. Mohammadfam,
et al. (2012) have looked into safety problems of Tehran water treatment plant using
HAZOP model. Marin & Toral (2013) have performed HAZOP study on the safety of
Mexican Oil & Gas industry.
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3 SHIP MACHINERY STATE-OF-THE-ART
This section will review the applicable machinery maintenance and inspection research
in industry for INCASS machinery maintenance planning system. This would start with
previous research activities performed by classification societiesmaintenace
management and machinery condition monitoring methodologies. Then, it will continue
with industrially available condition monitoring tools and approach for machinery such
as Vibration analysis, Thermography and Lub Oil analysis. Finally, it will represent
additionall related machinery maintenance techniques and relevant research projects.
3.1 Classification Societies’ Input
Regardless of whether CM data is monitored on-line or off-line the host computer
system should provide common data processing and database storage. Data processing
will typically include automatic assessment of all monitored data against corresponding
reference levels. All exceptions should be highlighted via on screen displays and
exception reports.
The CM system software should also provide a comprehensive range of graphical
displays to facilitate data review and equipment diagnosis. Typical displays will
include:
Trend plots
Frequency spectra
Historical spectra (Waterfalls)
Time waveforms
Shaft orbits
User selectable X-Y plots
Gas turbine temperature spread plots
Compressor and pump efficiency maps, based on equipment manufacturer’s data
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Measurement point configurations
and, for transient vibration monitoring:
Bode plots
Polar plots (Nyquist plots)
Frequency spectrum cascade plots
All CM systems provide the means to export data, e.g. using export files and emails.
The more comprehensive systems now support full remote access, usually via dial up
lines and the internet. Such facilities can be invaluable for obtaining expert support and
assistance when diagnosing equipment problems.
3.1.1 Integration with Maintenance Management
Management and control of CM should be centred on the maintenance management
system (CMMS). This means that all data collection tasks should be scheduled from
the CMMS. These tasks should remain open until data analysis and reporting have been
completed. Responsibility for managing all aspects of CM related tasks should be
clearly defined. Agreement on and planning of any subsequent condition-initiated work
will typically involve members of the team. Whatever tasks are required should then be
scheduled using CMMS. A typical CM/CBM process flow diagram is presented in
Figure 4 overleaf.
When corrective work is completed it is important to obtain and document feedback on
the findings. If the defect was diagnosed correctly, and has subsequently been fixed, this
is clearly a success for CM. This should be made visible as it helps promote awareness
of the benefits of CM and the whole CBM process. Conversely if no defect is found, or
if a defect has developed which CM has failed to detect, then it may be necessary to
modify the CM strategy, or resort to supplementary preventive maintenance techniques.
When assessing the merits of CM it is important to realise that CM does not prevent
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anything going wrong – it only provides the information to support planned corrective
maintenance activities.
The key to success is the identification and monitoring of suitable benefit indicators,
which demonstrate the value being achieved. Furthermore CM cannot detect every type
of failure, and there is no feasible or effective response when any failure occurs
instantaneously. Unless this is appreciated, CM can end up being the scapegoat for all
sorts of issues. It is therefore important to fully appreciate, for each item of equipment,
those potential failure modes that can be reliably detected by CM, and by inference,
which failure modes cannot be detected by CM, and hence may require supplementary
interventive maintenance.
3.1.2 The P – F Interval
The underlying principle of CM/CBM is that failure modes give some sort of warning
that they are in the process of occurring or about to occur. If evidence can be found that
something is in the final stages of failure, it may be possible to take action to prevent it
from failing completely and/or to avoid the consequences. The P – F Interval is defined
as the interval between the detection of a potential failure and its decay into a functional
failure. The P – F Interval therefore defines how often the detection task, i.e. CM data
collection, must be completed if a functional failure of the equipment is to be avoided.
Basically CM data collection must be completed at intervals less than the P – F Interval.
In practice it is usually acceptable to select a frequency equal to half the P – F Interval.
This ensures that the monitoring will detect the potential failure before the failure
occurs, whilst providing a reasonable amount of time to do something about it.
In practice the P – F Interval does not follow a smooth curve, as shown in Figure 1, and
clearly will vary for different failure modes – from seconds to years. As stated in
Section 1, CM can only be applied to progressive, wear related failures, which typically
means a P – F interval of weeks or longer. Fortunately, many common equipment
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defects/failures, as considered for the development of FSMPs in Section 5, fall into this
category.
3.1.3 On-Line vs. Off-Line CM Systems
In practice CM will be implemented using a computer based system to acquire and
manage data, and report condition information. CM systems will either be off-line, on-
line or a combination of both. In the context of CM off-line monitoring involves
periodic manual data collection, usually with a battery powered portable data collector
(PDC). The typical PDC permits direct measurement of vibration, using a portable
accelerometer, direct connection to output signals from existing installed transducers,
and manual input, via a keypad, of visual readings from gauges and monitors. The PDC
is normally downloaded with a pre-defined sequence of equipment and associated
measurements. Frequency analysis of dynamic signals, such as vibration, is completed
within the PDC, and all data is stored in onboard memory prior to uploading to the host
computer. The host computer software provides all database storage, data management,
display and reporting functions.
On-line monitoring uses a permanent, hardwired system to automatically acquire,
process and store defined CM parameters. Typical systems consist of front end data
acquisition hardware, managed and supported by a host computer system. In addition to
acquiring data directly from installed transducers, such systems will often read digital
data directly from other control and monitoring systems, such as the plant DCS.
Communication between different elements of the system is usually achieved via
dedicated networks or serial links. All proprietary on-line CM systems also support off-
line monitoring.
The use of the terms off-line and on-line in the context of condition monitoring may be
different to their use by others, especially electrical engineers, to whom on-line means
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‘running’ and off-line means ‘shut down/turned off’. The relative merits of off-line and
on-line CM systems may be summarised as follows:
Off-line CM systems Advantages:
Inexpensive to purchase
Relatively straightforward to setup.
Effective, subject to P – F interval
Data collection regularly takes operator to equipment areas, where other
problems may then be identified, e.g. leaks
Flexible, can easily be extended to additional equipment.
Adaptable across a range of CM techniques
Reliable
Operate on standard Windows based PCs, easily updated
Off-line CM systems Disadvantages:
Implementation requires skilled operators
On-going operator (man time) costs
Only normally suitable for failure modes with a P – F interval exceeding 1
month
No advanced vibration analysis capability
On-line CM systems Advantages:
Provide significantly increased warning of lead time to failure (P – F intervals
of 1 hour or less, but see Cons)
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Lower operator (man time) costs
Can provide advanced vibration analysis capabilities, e.g. shaft orbits, transient
capture
Comprehensive remote data access capabilities are normally included
On-line CM systems Disadvantages:
Expensive to purchase and setup
On-going vendor support usually required
More prone to reliability problems, e.g. instrument faults, false alarms etc
Overall response time to potential failures is dictated by operator response to
alarms and initiation of subsequent actions
Danger of encouraging a fit and forget attitude, operators may not visit
equipment areas as regularly
Require specialist, higher spec computing platforms
In practice the choice between off-line and on-line CM systems is determined by two
factors:
i. The skill levels of the core operating crew.
If the skill level of the operators is low, off-line monitoring is not usually a viable
option, especially for high criticality equipment. In these situations operating
companies generally invest in comprehensive on-line systems, which will support
remote access by CM specialists from anywhere in the world.
ii. The remoteness of the location.
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If the plant is in a remote location, a long distance from operating company and vendor
support bases, logistics management of maintenance campaigns, spares, transport etc
becomes critical. The maximum warning of potential equipment problems is therefore
required, and this is a strong justification for installing on-line monitoring, especially on
high criticality equipment. In practice, remote locations often have a lower skilled local
workforce, from where the core operating crew must be drawn, and this further
reinforces the case for on-line monitoring.
The above factors explain why, with few exceptions, the majority of CM on offshore
North Sea assets and onshore E&P assets in the UK is undertaken using off-line
systems. In contrast, current oil and gas developments in the Sahara desert and off the
coasts of Nigeria and eastern Russia are being specified with comprehensive on-line
CM systems for all critical equipment.
This section aims to layout the motivation for Classification Societies data collection
activity, in reference to machinery and equipment, as well as the level of detail
monitored and how this information is collected. The research and requirement
identification takes place independently for each ship under consideration; hence
Tanker, Bulk Carrier and Container ship. Furthermore, a review on condition
monitoring standardization rules from the Classification Societies’ point of view is
considered for the final selection of critical ship machinery systems.
3.1.3 Motivation with respect to Machinery Maintenance
The role of Classification Societies is to check that safety standards of ships are met
throughout surveys, inspections, tests and controls. As long as ship machinery and
equipment monitoring technologies provide relevant data and information that can
demonstrate that condition of equipment is acceptable to ensure ship safety, they can be
used as a complementary means for Classification Societies to confirm that machinery,
equipment and appliances comply with the applicable rules and remain in satisfactory
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condition. Moreover, when Condition Monitoring (CM) techniques are properly
applied, they can enhance decision support and facilitate the work of Class surveyors,
thus they can get an objective opinion on the condition of a surveyed item/system of
machinery and equipment without dismantling it.
The entire control over a vessel is managed by the shipowner or/and ship operator,
including the manner in which it is operated and maintained. In this respect, ship
Classification depends on the shipowner/operator, who by operating in good faith will
disclose any damage or deterioration that may affect the vessel’s Classification status to
the Class Society. If there is any doubt regarding the above, the owner should notify the
Class and schedule a survey to determine if the vessel complies with the relevant Class
standards.
Classed ships are subject to surveys to continue being in Class. These surveys related
with machinery and equipment include the Class renewal (also called “Special
Survey”), Intermediate Survey and the Annual Survey. They also include the tailshaft
survey, boiler survey, machinery surveys and surveys for the maintenance of additional
Class notations, where applicable. Therefore, a Class surveyor may only go on board a
vessel once in a twelve-month period, for the annual survey. At that time it is neither
possible, nor expected that the surveyor scrutinize the entire structure of the vessel or all
of its machinery. The survey involves a sampling, for which guidelines exist based upon
empirical experience, which may indicate those parts of the vessel or its machinery that
may be subject to corrosion, or they are exposed to the highest incidence of stress, or
may be likely to exhibit signs of fatigue or damage.
The surveys are to be carried out in accordance with the relevant Class requirements in
order to confirm that the condition of machinery, equipment and appliances complies
with the applicable rules. A Classification survey is a visual examination that normally
consists of:
an overall examination of the items for survey
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detailed checks of selected parts
witnessing tests, measurements and trials where applicable
When a surveyor identifies defects or damage to machinery and/or any piece of its
equipment, which in the opinion of the surveyor affects the ship’s Class, remedial
measures and/or appropriate recommendations/conditions of Class are to be
implemented before the ship continues in service.
In this respect, the ISM Code clarifies that the ship operator (the “Company”) is
responsible for ensuring the safe and pollution-free operation of the ship. In particular,
the Company is required to ensure that the ship’s machinery and equipment are
maintained and operated in accordance with the applicable rules and regulations and
any additional requirements that may be established by the Company. Paragraph 10.1 of
the ISM Code states, “The Company should establish procedures to ensure that the ship
is maintained in conformity with the provisions of the relevant rules and regulations and
with any additional requirements which may be established by the Company”.
The procedures should be documented, and should ensure that applicable statutory,
Class, international (e.g. SOLAS, MARPOL) and port state requirements are met, and
that compliance is maintained in the intervals between third-party surveys and audits.
The maintenance procedures should also include any additional requirements
established by the Company. These may arise, for example, from an analysis of the
previous maintenance files of ship’s machinery and equipment, from the particular
demands of ship’s operations, or from manufacturers’ recommendations. Classification
Societies audit as Recognised Organisation for the existence of such a system.
However, data is not shared among the various stakeholders.
The scope of equipment on which condition monitoring is applied is not fixed by the
Class Society, while the ship operator decides which equipment needs to be monitored.
For a standard PMS scheme (IACS, 2014), the Class Society concerns are to ensure that
the maintenance recommendations from supplier/manufacturers’ manual are respected.
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If the ship operator decides to postpone a planned maintenance task/overhaul based on
condition monitoring results, the Class can accept the postponement under certain
circumstances. The different survey techniques that can be applied are defined in IACS
URZ 20 (IACS, 2014):
Continuous Machinery Survey: overhauls based on calendar time
Planned Maintenance Scheme: overhauls can be based on running hours of
machinery in normal operation or on condition monitoring by analysing the
trend of significant parameters (vibrations, temperature, pressure, etc.)
The survey scheme may be a combination of the above and must be approved by the
Class Society. Classification Societies can moreover provide guidance on the
implementation and use of Condition Monitoring techniques in order to establish a
recognized practice onboard ships. Their Rules generally provide their own list of
equipment whose condition can be monitored (i.e. electric propulsion motor main diesel
engine) as part or independently from the Planned Maintenance Survey (PMS) scheme.
Minimum parameters to be checked (vibration, temperature, exhaust gas temperature
etc.) for each piece of equipment are agreed with the owner after assessment of the
equipment that is to be included under such a regime. The motivation for data collection
by Classification Societies is laid out summarised as Class Survey and Statutory
Survey. The information collected during these surveys is kept within the Classification
Societies database system, however it is owned by the owner of the vessel.
The resolution of failures recorded is expected to be more granular than failure
information held by the owner/operator. The main reasons for this are the following:
As a Class surveyor may only go on board a vessel once in a twelve-month
period and Classification depends on the shipowner/operator operating in
good faith by disclosing to the Class society any damage or deterioration that
may affect the vessel’s Classification status.
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Information is held on failures that are known to Class either having been
found during survey or having been reported by the owner. This is a subset of
all failures on a vessel; the failure is described with remedial measures and/or
appropriate recommendations/conditions of Class are to be implemented
before the ship continues in service.
A cause of failure may not be properly recorded as an in depth analysis of
cause of failure during a survey may not be possible.
3.1.5 BV - Condition Monitoring
BV Rules for the Classification of Steel ships as in Part A, Chapter 2, Appendix 1 and
Article 6 of BV, 2014 mention with the Requirements for Machinery items surveyed
based on condition monitoring embedded in the Planned Maintenance Survey Scheme.
The extent of condition-based maintenance and associated monitoring equipment to be
included in the maintenance scheme is decided by the Owner. The minimum parameters
to be checked in order to monitor the condition of critical main and auxiliary machinery
are provided, contributing to the final condition monitoring selection tools. These
systems are grouped in items including main systems such as electric propulsion motor,
main diesel engine, main and auxiliary steam turbines, auxiliary diesel engines, as well
as auxiliary systems such as cooling, heating, pumps and filters. With reference to the
main diesel engine the parameters to be checked are the following (section 6.1.3, BV
2014):
power output
rotational speed
indicator diagram (where possible)
fuel oil temperature and/or viscosity
charge air pressure
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exhaust gas temperature for each cylinder
exhaust gas temperature before and after the turbochargers
temperatures and pressure of engine cooling systems
temperatures and pressure of engine lubricating oil system
rotational speed of turbochargers
vibrations of turbochargers
results of lubricating oil analysis
crankshaft deflection readings
temperature of main bearings
In addition to the above, more details and indicative information on the main and
auxiliary systems examined as per BV rules are included.
3.1.6 LR - Condition Monitoring
LR Rules Part 5 Chapter 21 (LR, 2014a) deal with the Requirements for Condition
Monitoring Systems and Machinery Condition-Based Maintenance Systems. An
operator can choose to apply for a number of LR Class notations as appropriate to their
needs. If Machinery Condition Monitoring (MCM), Reliability Centred Maintenance
(RCM) or Machinery Condition Based Maintenance (MCBM) is selected, Machinery
Planned Maintenance Scheme (MPMS) is also required as knowledge of the planned
maintenance systems is a critical element and must be considered during approval of the
scheme. LR’s ShipRight Procedures for Machinery Planned Maintenance and Condition
Monitoring contain the following notations:
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Approved Machinery Planned Maintenance Scheme (ShipRight MPMS
Descriptive Note)
Machinery Condition Monitoring (ShipRight MCM Descriptive Note)
Machinery Condition Based Maintenance (ShipRight MCBM Descriptive Note)
Reliability Centred Maintenance (ShipRight RCM Descriptive Note)
Screwshaft Condition Monitoring (ShipRight SCM Descriptive Note)
Turbine Condition Monitoring (ShipRight TCM Descriptive Note)
Furthermore, it also provides guidance on typical shipboard machinery and suitable
Condition monitoring techniques. (LR, 2014b). The selection of which specific
Machinery and Equipment items are to be covered by the notation is the responsibility
of operators, who will apply for the relevant notation. In addition to the above, the
operator may include additional non-Class items in the maintenance plan but not
necessarily the survey plan and vice versa as the strategy regarding the ship
maintenance and Classification may not be completely aligned. This will depend on the
particular operator and the needs related to a particular ship maintenance.
3.1.7 RINA - Condition Monitoring
RINA Rules 2014 for the Classification of Ships as in Part F, Chapter 1, Appendix 7
and Section 6 deal with the Requirements for Machinery items surveyed based on
condition monitoring in the Planned Maintenance Survey Scheme (RINA, 2014).
The selection of the items to be included in the CBM program is up to the Owner. The
frequency of condition monitoring measurements can be increased according to the
criticality of the equipment. In general, the CBM strategy and its extent, inclusive of the
acceptability limits, are to be approved by the Manufacturer. CBM techniques not
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included in this section may be accepted if they are proposed or established by the
Manufacturer of a machinery item. Guidance on CBM can be found in the Society
"Guide for the Application of Condition Based Maintenance in the Planned
Maintenance Scheme" (RINA, 2014).
In the Rules, a minimum set of data is established for most machinery items that can be
usually found onboard, which may also include other types of condition monitoring
parameters and techniques if they are proved to be of equivalent or better standards to
the existing ones. It should be noted that, notwithstanding CBM parameters given for
internal combustion engines, such equipment is not the preferred choice for the
application of CBM by Owners as per the RINA experience. This is due to main
engines and diesel generators being critical items in terms of safety and financial
aspects. Furthermore, machinery and equipment manufacturers are quite strict on the
maintenance schedules they provide for the above items, therefore they are reluctant to
waive relaxations unless CBM is carried out by themselves (obviously bearing an
associated cost per machinery and equipment item monitored).
Summarising the above, Appendix IV provides a small extract of ship machinery and
equipment systems onboard ships as well as the minimum requirements for Condition
Monitoring involving details on Diesel engines (single or dual fuel) for direct main
propulsion and Diesel engines for electric power generation.
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3.3 Machinery condition monitoring tools
3.3.1 Vibration monitoring
The various vibration frequencies in a rotating machine are directly related to its
geometry and operating speed. By knowing the relationship between the frequencies
during optimal operation of machinery, it is easy to identify at an early stage any types
of defects and take remedial action well before the equipment is damaged or has to be
taken out of operation. Furthermore the history of the machinery and its degradation
pattern can be used to know the evolution of the defect. Among others, vibration
monitoring can detect unbalanced rotating machinery parts, excess sleeve or bearing
wear, misalignments, damaged gear teeth, damaged bearings, etc. This technique
applies also to Propulsion Diesel engines, Electrical Generator engines, Gear boxes,
Main steam turbines, Pumps and Motors Compressors, Turbochargers, Generators,
Propellers and Shafting& waterjets, covering most equipment onboard a ship. It has to
be noted that a number of structural defects have their origin in excessive vibration from
machinery, as mentioned above, so its early identification and rectification ensures the
good condition and longevity of associated structures. All the sensors used to measure
vibration, convert the physical magnitude (in terms of displacement, velocity or
acceleration depending on the kind of sensor) into a proportional electrical signal that
can be split into its fundamental frequencies.
Vibration monitoring involves the acquisition of vibration data, which can then be
checked for trend over a period of time. It focuses more on detecting changes in
vibration behaviour rather than measure any particular behaviour in isolation. Vibration
measurements for CBM purposes may vary from simple to complex and can include
continuous or periodic measurements. Spectrum analysis is generally more suitable to
steady state conditions, whilst waveform analysis is more suitable to transient
situations. Other proprietary techniques are more useful to detect very specific failures,
like wear or insufficient lubrication of roller bearings or gears
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Vibration monitoring systems can be made of instruments permanently installed on
machines (with continuous of periodical data reading) or portable instruments used to
record data manually at preselected locations on a machine at periodic intervals using
portable tools for spot measurements. For consistent and comparable results,
measurements should always be taken under operating conditions that are as close as
possible to those that may be considered as ‘normal’ for the machine (‘baseline’
conditions), including meteomarine conditions.
3.3.1.1 Vibration Parameters
The main types of vibration measurements that are normally used for CBM of shipboard
rotating machinery are:
(a) Vibration measurements made on the non-rotating structure of the machine, such as
bearing housings and casings: the typical parameter is root mean square (r.m.s.) velocity
in units of millimetres per second (mm/s). For gearing and high speed machines (steam
and gas turbines), peak acceleration is also often used and expressed in units such as
metres per square second (m/s2) or in terms of ‘g’, the acceleration due to gravity (9.81
m/s2).
(b) Relative motion between a rotor and the stationary bearing housings (typically peak
or peak-to-peak displacement is measured, in µm).
As mentioned above, special techniques are often used for the CBM in rolling bearings
to integrate the more general vibration monitoring. Various techniques, such as shock
pulse analysis (SPM™), Spike energy™, Kurtosis factor and Acceleration crest factor
can be used to indicate the status of the bearing.
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3.3.1.2 Vibration Measurements
As far as possible, vibrations should be measured on bearing housings and never at
freely vibrating surfaces. Measurements should normally be taken in axial and radial
planes with reference to the shaft axis and always in the direction of minimal stiffness
of the structure. If the bearing housing is not directly accessible, measurements should
be taken on the nearest part of the adjacent structure that is rigidly connected to the
bearing. Intrinsically safe equipment should always be used in explosive environments
(the pump room in an oil tanker, for example).
3.3.1.3 Standardization of the measurement
Since CBM is based on the assessment of the trend of the measured values over time, it
is imperative that the acquisition of such measures be carried out by a procedure as
standard as possible:
To facilitate consistency, the measurement points for portable monitoring
systems should be clearly marked and identified using a consistent convention.
In particular, to avoid errors in the identification of the point, it is suggested to
utilise systems to automatically identify the measurement points, such as bar
code placards, frequency radio transponders or similar devices that can be read
by the portable instruments.
Repeatable and accurate vibration measurements on stationary parts require
adequate contact between the transducer and the vibrating surface. Fixed
transducers may be mechanically connected or bound to the machine in such a
way as to avoid that they provide unreliable measures because of undue stress or
motions. If portable systems are employed, it is to be ensured that a positive
means of contact is used. The most common types of transducers used for
vibration monitoring are:
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(a) Accelerometers, the outputs of which can be processed to give any of the
three vibration parameters, acceleration, velocity or displacement.
(b) Non-contacting proximity probes, whose output is directly proportional to
the relative displacement between the rotating and non-rotating elements of
the machine.
As to Type (a) transducers, it is suggested to use accelerometers having a
minimum sensitivity of 100 mV/g, to guarantee the solidity and the reliability of
the application.
In the configuration of the vibration measurement acquisition, it is suggested the
selection of a range 2-1000 Hz with a minimum resolution of 1600 lines for
rotating machinery with speed up to 3500 rpm, or range 25000 Hz with a
minimum resolution of 3200 lines for machinery rotating at higher speed.
It is recommended also to employ the Hanning type window that allows an
optimal proportionality of the vibration amplitudes to the various frequencies in
the standard applications.
To facilitate consistency, it is also important that, as far as possible, the
measurement be carried out always in the same operating conditions; should this not
be fully practicable, it is necessary to record parameters suitable to give indications
of the operating conditions of the machine at the moment of the measurement (e.g.
% of load, absorbed power, flow, pressure etc.).
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3.3.1.4 Calibration
Calibration of the instrumentation used for CBM measurements must be carried out
annually by the manufacturer or by an authorized service supplier.
In general, a ± 10% tolerance for the required amplitude and frequency range of the
measurement is acceptable.
3.3.1.5 Baseline Measurements
By ‘baseline vibration data’ it is intended those data obtained when the machine is
operating at its predominant (i.e., most commonly employed) load conditions in a stable
and acceptable manner. All subsequent measurements will be compared to these
baseline values to detect vibration trends. For new or freshly overhauled equipment, an
initial operational time period (break-in) should be allowed before baseline
measurements are taken. After break-in, baseline data for a piece of equipment in steady
state operation can still be acquired and used as a reference point to detect future
changes.
Baseline data of a piece of equipment should consist of a comprehensive set of
measurements necessary and sufficient to define its vibratory profile. Even for baseline
data acquisition it is necessary to record parameters suitable to give indications of the
actual operating conditions of the machine at the moment of the measurement (e.g. %
load, absorbed power, flow, suction and delivery pressure, shaft rotational speed etc.).
Subsequent periodic measurements need only be sufficient to detect changes and, if
deemed necessary, the baseline measurement procedures may be repeated to help
determine the cause of the changes.
Machine characteristics such as shaft speeds, bearing and gear geometry, coupling and
foundation type, model, serial number, capacity, electric motor power, number of motor
poles, etc. should be recorded to enable detailed analysis of the vibration data.
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3.3.2 Vibration Analysis - broadband vibration
The two most common types of vibration analysis are broadband vibration and
frequency spectrum analysis, which are described in the following items.Broadband
vibration measures the total energy associated with all vibration frequencies generated
at a particular measurement point. Values of broadband vibration can be compared to
baseline measurements, assessed against vibration standards or alarm set points and
displayed in trend plots to graphically show changes in machine condition over time.
Various International Standards (like ISO Standards 10816, ISO 7919, 13373-1) specify
the acceptable broadband vibration values for different types of machines. The
following table, obtained from the aforesaid sources, provides the vibration limits of
rotating machinery (e.g., centrifugal pumps) driven by separate electric motors of
various sizes.
3.3.3 Vibration Analysis - Vibration limits for electric motor
driven rotating machinery
Table 1 - Vibration Limits for Electric Driven Rotating Machinery
Ship Machines
< 15 kW Limit
(mm/sec rms)
Ship Machines
15 - 75 kW Limit
(mm/sec rms)
Ship Machines
> 75 kW Limit
(mm/sec rms)
Rigid Foundation
Ship Machines <
15 kW Limit
(mm/sec rms)
Flexi Foundation
Good 0.7 1.1 1.8 2.8
Satisfactory 1.8 2.8 4.5 7.1
Unsatisfactory 4.5 7.1 11.2 18.0
Excessive > 4.5 > 7.1 > 11.2 > 18.0
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Table 1 illustrates the vibration for electric driven rotating machinery. However, such
absolute limits, although set by International Standards, are not related to the operating
environment of the machinery. Therefore, they should be used as guidance, and CBM
should be mostly based on the rate of change of vibration levels rather than on singular
values and trend plots are used to present this information. The following figure 2
shows a typical trend plot for a motor driven pump.
Figure 2 - Typical plot of vibration readings
3.3.4 Vibration Analysis - Frequency Spectrum Analysis
Because different types of machinery problems generate vibration at different
frequencies, it is very useful to break down a vibration signal into individual frequency
components. The amount of vibration occurring at any particular frequency is called the
amplitude of vibration at that frequency. A plot of amplitude against frequency is called
a frequency spectrum, sometimes known as a ‘vibration signature’. Frequency is
generally measured in cycles per second (Hertz, abbreviated to Hz), cycles per minute
(cpm) or Orders, where:
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Order = Frequency of vibration in cycles per minute/Rotor speed in revolutions per
minute. Figure 3 shows a typical frequency spectrum.
Figure 3 - Typical vibration signature
Frequency spectrum displays are very useful in evaluating machinery condition. High
vibration levels at certain orders of the rotational speed are generally indicative of faults
and can be used as an aid to fault diagnosis. Some of the common faults in a rotating
machine are:
- Wear
- Imbalance
- Misalignment
- Looseness
- Bearing damage
- Resonance
- Fatigue
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- Deformation of a shaft
- Defects in transmission means
- Cavitation.
3.3.5 Vibration Analysis - Minimum Technical Characteristics of
the Measurement Instrumentation
To diagnose the operating conditions of machinery with accuracy, the following
features are imperative:
- frequency range of operation sufficiently wide as to include the typical
frequencies of the most common mechanical defects related to the machinery
being monitored: the instrumentation can be considered satisfactory if it can carry
out measurements from a minimum of 3÷100 Hz up to at least 3÷5 kHz
- resolution such as to allow to ascribe the frequency to the corresponding
mechanical defect, in an accurate and unambiguous manner; for this purpose, the
minimum satisfactory resolution is of 3200 lines.
In any case, to obtain significant trends at least four measurements per year should be
taken at sufficiently regular intervals. A higher frequency should be established on the
basis of the criticality of the machine, in terms of safety and/or economy.
3.3.6 Thermography
This technique measures absolute or relative temperatures of the different parts of the
machine. Abnormal temperatures indicate developing problems. Any friction or
coupling problem generates overheating and any increment in the electric resistivity
results in “hot spots”. It is commonly used as a complementary technique to confirm or
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support the diagnostic made with others approaches. The most common contact
methods use thermocouples and thermometers. However non-contact methods using
infrared sensors have become a desirably alternative over the conventional ones. This
technique can be applied to Steam turbines, Turbochargers, Diesel engines, Electrical
engines, Generators.
When a scan performed with the infrared camera reveals a potential problem,
thermogram and temperature are to be taken. Absolute surface temperature
measurements of the target, ambient or background measurement are to be detected
within the surrounding target area to indicate relative temperature rise. A thermogram is
known as an infrared photograph and is obtained by videotaping the image from the
infrared camera. A means of assessing severity of temperature in assessing the
maintenance scheduling is presented in the chart below. The degree of temperature rise
and criticality of particular equipment or process involved should determine final
decision as to priorities and order of maintenance (Table 3).
Table 2 - Temperature to Maintenace Scheduling Relation Table
TEMPERATURE RISE REMARKS
1° - 10°C Corrective measures required at the next
scheduled maintenance period
10° - 20°C Corrective measures to be scheduled on a priority
basis
20° - 30° C Corrective measures required as soon as possible
Above 30° C Corrective measures required immediately
3.3.7 Lubricating oil analysis
This tool is aimed at controlling the state of the lubricant, the level of degradation of the
different components of the machine and the presence of moisture and water by
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analysing the lubricating oil. Its specific application to diesel engines, compressors and
gear boxes, besides to the advantages related to the optimization of the lubricant oil
changes, can confirm the diagnostic made with others tools, in particular with vibration
monitoring. This technique monitors a number of parameters, giving an early indication
of potential damages and malfunctions. Lubricating oil analysis can be applied to Diesel
engines, Gear boxes, Steering Gears, Compressors and Steam turbines among others.
The sample must be kept free of contaminants and must belong to the oil actually in
contact with the lubricated parts. The analysis is to be performed by the equipment
supplier or by specialized laboratories authorized by the supplier. Table 4 provides the
general correspondence between the parameter and the condition to be checked.
Table 3 - Parameter Condition Detection Table
Parameter Condition to detect
Viscosity Increase or decrease
Flash point Decrease
Water concentration Presence of salt or fresh water
Alkalinity Increase or decrease
Strong acid Presence
Acidity Increase
Insoluble substances Increase
Metals Increase
Microbial
concentration
104
Particle count (*) Increase
(*) particularly important for hydraulic systems with requirements of high
oil cleanliness
As an alternative to lube oil analysis for Pods and Gas Turbines, a fixed analyzer
allowing a continuous oil debris monitoring can be fitted in the section from the oil
return line to the filter, provided that it does not affect the oil flow by any means.
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The working principle of such devices is based on the detection of the mass of metal
particles (ferrous and non-ferrous) in the lube oil flow, through the variation of the
magnetic field caused by the passage of the metal particles through a coil, as shown in
Figure 4:
Figure 4 - Mass of Metal Particle Detection in Oil
Every particle has a different coupling level with the magnetic field when it crosses the
sensitive zone, and this turns into a characteristic output signature, as shown in the
Figure 5:
Figure 5 - Ferromagnetic vs. Non-Ferromagnetic
The amplitude and the phase of the output signal are used to identify the size and the
nature of the particle. The amplitude is proportional to the particle mass for
ferromagnetic materials, and to the surface area of the particles for non-ferromagnetic
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conductive materials. The signal phase of ferromagnetic materials is opposite to that of
non-ferromagnetic materials.
The output signal is normally elaborated in a control unit that yields the following
information, which can be stored for subsequent analysis and record :
particle number and size
total mass
particle rate
comparison of the actual status with pre-set thresholds
alarm indications
distribution of the particle size .
3.3.8 Monitoring of combustion parameters
This technology basically consists on the collection and analysis of combustion pressure
peak values, the vibrations and ultrasound data of the cylinders on a diesel engine
onboard. The correct operation of the diesel engines is affected by a wide variety of
parameters: Temperature and pressure of the inlet air and exhausts, temperature and
pressure of the fuel, condition and characteristics of the cylinders, etc. Additionally, the
combustion pressure peak value in each cylinder is a key indicator of the engine
operation. An accurate evaluation of the combustion balance can be achieved by means
of the measurement of the time of ignition (the angle at which it is achieved),
combustion pressure peak values, and the pressure distribution during the whole
combustion cycle. This information will provide the basis for the optimum tuning and
operation of the engine that leads to fuel consumption reduction, and an accurate and
early identification of potential engine failures. This technique can be applied to both
propulsion engines and generators onboard.
3.3.9 Partial discharge measurement techniques
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This technique specifically conceived for electrical rotating machinery is aimed at
estimating the amount of defects in the isolation which permits to evaluate its level of
degradation. It consists of using coupling capacitors to measure the high frequency
signal characteristic of the gaseous ionization phenomena that occur within the voids of
the electrical isolation in the stator. This technique can be applied to generators and
electrical engines.
3.3.10 Current analysis techniques
Obtaining the spectrum of the stator currents permits to identify electromechanical
asymmetries in the rotor due to the breakage of the cage bars, degradation of the short
circuit rings and eccentricity of the air gap. This technique can be applied to electrical
engines.
3.3.11 Monitoring architecture topologies
There are different monitoring modalities depending on the criticality of the machinery,
environmental conditions, cost associated to a possible failure, etc. These can be
distinguished between Off-line and On-line monitoring. Off-line monitoring consists of
performance measurements on a periodic basis. The frequency sample is going to be
determined according to experience, information gathered initially, the trend observed
in the historic of the measurement, etc. On the other hand, On-line monitoring consists
of continuous measurements of the parameters selected to control the system by means
of the installation of collectors and its cabling to the acquisition system. Within this last
category it is possible to differentiate the following two modalities:
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Basic continuous protection system: These systems are made up of devices which
allow configuring different alarms or maximum levels for different frequency
bands. This characteristic is very important since every defect is associated with
one or several frequency bands. The simplest systems of this type consist of a
piezoelectric sensor that measures the global value, conditioning the signal by
them. There are also other devices capable of monitoring a reduced number of
channels in isolation showing the alarms through frontal leds, analogical output
and activation of relays.
Continuous monitoring systems: These systems collect the dynamic signal coming
from different sensors (especially from vibration sensors) and send the
information to a data server where this information can be analysed. According to
the type of acquisition, multiplex systems can be used, not acquiring
simultaneously data from all their channels; on the other hand, continuous
acquisition systems do so.
Depending on the logic arrangement of the components two modalities can be
distinguished: Centralised and distributed architecture system. In the centralised system,
all the signals are acquired and processed by a single unit. In the distributed architecture
system, there are acquisition units near the machinery to be monitored, thus achieving a
modular installation more suitable to be expanded and less dependent of the failure of
an acquisition unit. Finally the current distributed systems can be integrated with the
IPMS (Integrated Platform Management System) which integrate the monitoring and
control system of the propulsion, electric and auxiliary systems (Figure 6).
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Figure 6 - Diagram of the monitoring system
3.3.12 Other related methodologies
In addition to the above, the Reliability Centrered Maintenance (RCM) and Risk Based
Inspection (RBI) maintenance principles have been established in the offshore oil and
gas industry. Conachey and Montgomery (2003) described the applications of RCM in
the marine industry in order to determine the functions and the failures of a system as
well as its equipment which is considered as the best strategy to manage any failures
occurring and finally the requirements for spares. Serratella et al. (2007) also discussed
in their paper the RCM applications for the machinery and rotating equipment of ships.
RBI on the other hand is complementary to RCM in terms of dealing with the reliability
of structures, either ships or offshore vessels. In Straub et al.(2006) the RBI application
is presented regarding fatigue deterioration for offshore fixed steel structures and
floating, production, storage and offloading vessels (FPSO’s). Ku et al. (2004)
discussed the implementation of risk-based inspection plans regarding the strength and
fatigue assessment of a floating production unit (FPU) located in offshore West Africa
while Turan et al. (2010) also presented a methodology for examining the effects of hull
structure repairs on the life cycle cost of ships. In another paper by Lazakis et al (2010)
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the introduction of a new maintenance management approach is also introduced,
particularly referring in the appraisal of the reliability and criticality characteristics of a
vessel, thus increasing the vessel’s operational efficiency.
Regarding Decision Support Systems (DSS), they have been implemented with an
orientation of individual decision-makers. The DDS tool design can be combined for
sophisticated database management capabilities with access to internal and external
data, information, and knowledge; powerful modelling functions used by a management
system and powerful but simple user interface designs that are related with the
interaction between the system and the user. The implementation of a DSS for an Ice
Load Monitoring (ILM) system which can be installed onboard a ship is mentioned in
the literature (Richardsen, 2008). This includes items such as strain sensors to measure
the strain at the plates or frames (mostly in the specific area of bow), equipment to
measure the thickness of ice, the appropriate designed software with a computer to
evaluate data and display them at bridge of the ship, utility of meteorological and
satellite data and updating processes for ice information for ships operating at the same
route.
An integrated approach developed for supporting management in addressing
technology, organisation, and people at the earliest stages of manufacturing automation
decision-making is also presented in (Almannai, 2007). This concept combines both the
quality Function Deployment Technique (QFD) and the Failure Mode and Effects
Analysis (FMEA). The principal characteristics and functions of both techniques are
merged to form a decision tool. In the first case QFD identifies the most suitable
manufacturing automation and FMEA, identifying the risk in the manufacturing system
design and implementation phases. In this case FMEA highlights any related trade-offs
or areas of concern for extensive reviewing by identifying failures of products or
services and afterwards determining its frequency and impact.
3.4 State-of-the-art on Condition Based Maintenance (CBM)
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Condition Based Maintenance (or predictive maintenance) emerges as a response to the
problematic that arise in the use of other maintenance methodologies such as corrective
and preventive maintenance. It tries to avoid unnecessary inspections for machinery and
structure which is in a technically perfect condition and to minimise the amount of
unexpected machinery breakdowns and structure failures. This methodology seeks to
know the actual state of the machinery by means of the measurement and suitable
analysis of a list of specific variables and parameters without interfering in the normal
operation of the system. This leads to know if the system is working properly, estimate
when the failure is likely to happen and what the cause has been or will be, allowing to
programme the maintenance tasks, thus to reduce the cost associated to them, and to
minimize the inherent risks and not expected costs of an unforeseen machinery failure.
Apart from Navy vessels this technology is not widely used in the maritime sector. U.S.
Navy was a pioneer in this field. They performed studies in the 60’s which showed the
little correlation between preventive maintenance and reliability. As a result of these
studies, the US Navy implemented the predictive maintenance methodology instead of
the one based on predefined time intervals. On the other hand, this technology is a
standard in high-technological industrial sectors where, in most of them, safety is a
“sine qua non” requirement. Among others, this methodology is well extended in Power
Generation, Nuclear, Thermal, Hydraulic, Wind farms, Defence, Oil & Gas, Paper,
Cement and Petrochemical Industries, and also in other modalities of transport. In fact
there are several studies that integrate life-cycle concept with these maintenance
strategies in wind turbines (Andrawus, 2008), power generation plants (Back, 2010),
and even in nuclear applications (IAEA 2007).
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3.4.1 Theory Underlying the Determination of CBM Task
Intervals
Condition-Based Maintenance (CBM) task intervals, in theory, are determined based on
the expected P-F interval. The concept of P-F interval illustrates the relation between
the CBM task frequency and the mechanism of deterioration, but in practice it is often
impossible to obtain a true mathematical function that describes the process. What
follows was reported only qualitatively, for explanatory purposes.
Figure 8 shows this general process. It is called the P-F curve, because it shows how a
failure starts and deteriorates to the point at which it can be detected (the potential
failure point "P"). After this point, if the problem is not detected and corrected, the
deterioration keeps on (often at a higher rate) until it reaches the point ("F") of
functional failure, i.e. when the item ceases to perform its defined function. The P-F
interval is therefore the amount of time (or the number of stress cycles) that elapse
between the point P and the point F.
Figure 7 - CBM in different industrial sectors
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More specifically, the key concept of the machinery CBM methodology rests on that
every machine, when it works properly, has a determined level of vibration, noise or
whatever parameter, considered as “base state” and when a defect appears, even in early
stages, leads to a characteristic increment of the level which permits to identify it and
evaluate its severity. The experience has revealed that vibration monitoring is one of the
most powerful tools to control properly the condition of the rotating and oscillating
machinery. However other techniques have been developed, in some cases, to provide
support to the first one, in other cases to get new and necessary information, which
allows the identification of defects mainly in static equipment, electrical and internal
combustion engines.
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3.5 Other Condition Monitoring and Machinery Related state
Literature
Moreover, the SilenV project proposed a holistic approach to reduce ship-generated
noise and vibration pollution (Beltran, 2012). This project mostly focused on the Noise
and Vibration (N&V) present in vessels. Detailed measurements of the related
machinery noise and vibration were performed by using condition monitoring
equipment for the main engine and auxiliaries of the vessel, thus allowing for a detailed
mapping of the machinery condition under various operational loads. Related to SilenV,
AQUO (Achieve QUieter Oceans) is a recently funded FP7 project focusing on
obtaining an accurate description of the underwater radiated noise and on mitigation
measures to reduce it (AQUO, 2012). The final aim of the project is to provide practical
guidelines documents providing support to policy makers, acceptable by shipyards and
ship operators.
A diagnostic system for marine diesel engines introducing an expert system model is
presented by Charchalis and Pawletko (2011). The research sources are structured on
knowledge acquisition basis for diesel diagnostics undertaken from experts. El-Thalji
and Liyanage (2012) propose a review related with operational and maintenance
practices for power applications especially in wind energy industry by collecting,
categorising, analysing and linking the published literature and gaps among research
and commercial requests. The study outcomes are reviewed in sections such as site and
season disturbances; life cycle and stakeholder’s involvement; dependability and asset
deterioration challenges; monitoring, diagnostic, prognostic and information and
communication technologies (ICTs) applications and physical asset optimization.
Due to lack of shaft speed hence vibration signals, Cardona-Morales et al. (2013)
introduce a novel, robust and accurate Order Tracking (OT) system established on the
state space model avoiding speed reference signals. Similarly Sundstrom (2013) states
that CM of rotating bearings at lower speeds than 100rpm is challenging cause to the
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lack of useful signals produced from spalls and cracks as they are indicated from low
energy content. The author proposes a method of monitoring rotating elements allowing
the analysis of speeds within the 1-20,000rpm range using high performance low-noise
electronic components and extensive signal processing detecting even well-lubricated
bearings. In a recent study, Lamim et al. (2013) presents a vibration analysis for
mechanical fault errors featured by low isolation and unbalanced voltage in induction
motors.
According to Vervloesem (2013), ultrasounds are capable of detecting faults and
malfunctions on rotating machinery. Nevertheless on ships exists also non-rotating
equipment and through a research is explored the applicability, user-friendliness and
accessibility of this technology on non-rotational equipment breakdowns. The major
benefits of ultrasound application are the ease of manual data collection and the direct
result sourced from them. An unknown aspect of ultrasound condition monitoring
compared to traditional vibration analysis is the ability of performing on high-speed and
slow-speed rotating equipment too as low as 0.25rpm.
A significant reduction of one third in the long duration of refrigeration compressor
performance is achieved by Penz et al. (2012) using unsteady-state data analysis
through a hybrid Fuzzy-Bayesian network. However it is highlighted that performance
tests are experimental processes purposing to measure refrigerating capacity, power
consumption, isentropic efficiency and coefficient of performance (COP) scoping
research and development (R&D), establishment of catalogue parameters and quality
assurance.
Rafiul Hassan et al. (2012) present a model integrating Hidden Markov Model (HMM),
fuzzy logic and multi-objective Evolutionary Algorithm (EA) purposing the prediction
of non-linear time series data. Multi-objective EA purpose of finding a range of optimal
solutions between the number of fuzzy rules and the prediction accuracy. However the
experimental results show that the model performs a reduction of fuzzy rules with
similar efficiency with the existing typical data driven fuzzy models.
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A risk-based model is developed by Thodi et al. (2013) scheduling the replacement of
offshore components utilising the possibility of failure and consequences of failure in
terms of cost sourced from time-driven degradation approaches using Bayesian analysis
Yu (2013) develops a Generative Topographic mapping (GTM) and contribution
analysis-based method for turbine engine’s bearings health degradation assessment
utilising Bayesian-Inference-based probability (BIP) for failure likelihood
consideration. A thermodynamic diagnostic approach for Internal Combustion Engines
(I.C.E.) is proposed by Barelli et al. (2013) involving components as filters and
compressor modules simulating the performance degradation considering the effect of
compensation assessing failures using Mamdani fuzzy inference.
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4 CONCLUSION
In summary, this state of the art report illustrated the number of of previous research
works and tools represented that can help INCASS on achieving the most optimum and
innovative maintenance approach. This report has been devided into two major sections
of machinery and structures. However, it can be seen from the report that these sections
are in some extent connected to each other through different types of methodologies that
have been used. Some of the most common maintenance methodologies that are
mentioned in this report are Condition Based Maintenace (CBM), Reliability Centred
Maintenace (RCM), Risk Based Inspection (RBI) and Total Productive Maintenance
(TPM).
Machinery section have demonstrated the major condition monitoring tools such as
Vibrational analysis, Thermography and Lub Oil analysis, which can be evaluated for
selecting appropriate analusis tools for different machinery components of INCASS
consortium. Additionally, it has represented different types of maintenance
methodologies for analyzing condition monitoring results in order to obtain most
optimum maintenance scheduling and analysis system for the INCASS machinery
maintenance planning. Structural section has also provided valuable background on
structural analysis tools and condition monitoring methodologies in order to develop a
unique and efficient structural condition monitoring methodology for the project.
Finally, adding these two major sections together will create excellent foundation for
creating overall INCASS maintenance and inspection system.
Finally, this paper has discussed about all previous relevant research activities (e.g.
RISPECT and MINOAS projects). This also includes methodologies established
previousely by partners specially by classification societies and tools developed by
research bodies such as Reliability and Criticality Based Maintenace (RCBM) by
University of Strathclyde.
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