institutional trade processing report card by …ccma-acmc.ca/en/files/december 2012 cds.pdf ·...

INSTITUTIONAL TRADE PROCESSING REPORT CARD BY PARTICIPANTConfirmation Totals by Submitter (CAD - EQUITY)

October - December 2012 (USD Conversion Rate 0.99569997)

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INDUSTRY TOTAL 803,265 43.84 39.73 816,422 88.40 80.21 82,595 92.91 86.72 ATBS BMCI 449 51.79 44.18 97 62.98 57.60 47 68.40 61.25 BMOE BMOK BMOL BMOP BNPM BNSC 660 92.05 86.60 17 94.42 89.88 BNSH BNSL BNSP BNSQ BNSS BOCA BOCB BOTC BOTM BSIT BWIT 69,947 55.19 52.41 49,346 94.13 88.10 4,362 97.57 94.02 CALT 5 6.33 1.78 5 12.66 3.33 7 21.52 16.17 CAVA CCAL 78 6.18 3.31 718 63.03 65.94 182 77.44 81.36 CCAM 20,001 43.22 49.48 22,603 92.07 85.65 1,927 96.23 92.97 CCAX 1 16.67 7.74 1 33.34 33.31 1 50.01 51.64 CCDM CGRM 176 91.67 93.21 15 99.48 100.00 1 100.00 100.00 CGUS CITC 15,492 44.86 38.85 12,957 82.38 60.87 1,643 87.14 66.26

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INDUSTRY TOTAL 803,265 43.84 39.73 816,422 88.40 80.21 82,595 92.91 86.72 CITN 2 25.00 12.85 1 37.50 30.16 1 50.00 31.87 CITT COMA COMC COMO 16,482 37.94 41.10 18,732 81.06 70.32 2,105 85.91 74.07 COMP COMW 7 63.64 56.97 4 100.00 100.00 CRED 1 100.00 100.00 CSIT CSSC 12,175 17.35 11.93 53,097 93.03 87.02 1,038 94.51 89.51 CSUS 28,694 66.63 53.79 7,452 83.93 73.67 1,762 88.02 78.14 CUBH CUBS CUBT CUBV DEAT DESA DESC 6 100.00 100.00 DESD 50 14.20 3.53 210 73.86 75.63 74 94.88 88.87 DESM 1 33.33 5.47 DESP DOMA 126,934 64.19 64.30 51,716 90.34 88.66 8,022 94.40 92.39 DTCS ECEM 6,047 32.64 40.87 9,390 83.32 82.09 1,002 88.73 88.08 EDJC EMMM 13 40.63 40.62 4 53.13 59.06 FIDC 102,343 49.72 48.58 81,491 89.31 86.93 9,946 94.14 92.57 FIMA 8,707 44.99 32.18 6,676 79.49 81.61 1,609 87.80 87.30

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INDUSTRY TOTAL 803,265 43.84 39.73 816,422 88.40 80.21 82,595 92.91 86.72 GIST 101,258 42.53 38.60 119,678 92.79 88.27 8,704 96.45 93.38 GLOV 9 52.94 28.96 GMPT 6,222 45.51 50.99 5,357 84.69 74.84 802 90.56 78.39 GSCC 41,618 94.44 94.70 92 94.65 95.22 1,880 98.92 99.42 GSCI 6,911 36.87 27.84 7,980 79.44 50.16 1,368 86.74 77.54 GSCO 10,006 64.01 52.28 2,923 82.71 74.40 872 88.29 80.49 GSCT HAYU 201 58.09 64.48 87 83.23 85.70 34 93.06 91.84 HAYV 1,352 45.80 47.07 1,268 88.75 91.94 140 93.49 96.68 HKBA HKBF HKBT JGCJ 1 1.05 1.83 22 24.21 39.86 10 34.74 50.40 JGCV LAUM LAUR 20 1.67 1.89 754 64.56 81.88 83 71.48 84.57 LEKC 34 2.08 2.14 644 41.54 68.76 12 42.28 79.97 MBCE 26,138 65.60 32.27 8,701 87.44 73.56 1,042 90.06 77.61 MBCJ MBCL 4 28.57 95.39 2 42.86 95.94 MBCO 4,794 10.05 21.34 34,958 83.30 70.63 3,165 89.93 79.61 MBCT 1 5.26 26.37 1 10.52 33.34 MLCT 21,166 42.17 25.93 16,595 75.23 62.25 4,453 84.10 72.49 MMLT MMMM 64 14.71 9.96 177 55.40 46.35 77 73.10 71.17 MPFP 5 12.82 0.77 7 30.77 12.29 9 53.85 14.52 MRSA MRSB

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INDUSTRY TOTAL 803,265 43.84 39.73 816,422 88.40 80.21 82,595 92.91 86.72 MSLT 9,167 54.60 55.99 6,040 90.58 89.48 738 94.98 93.46 NBCC NBCS 23,079 39.37 38.88 26,177 84.02 80.76 4,335 91.41 92.95 NBKQ NBKT 2 100.00 100.00 NTCB 1 25.00 15.73 NTCL 65 34.39 18.33 77 75.13 83.53 2 76.19 84.32 NTCT 944 40.29 35.42 1,106 87.49 84.02 109 92.14 89.99 NTDB NTDN 82 45.30 20.75 25 59.11 36.07 5 61.87 36.42 NTDT 34,750 52.16 42.87 23,353 87.21 73.59 3,667 92.71 88.37 OBLV 6 6.25 4.59 9 15.63 10.70 43 60.42 80.92 PECC 2,774 46.86 51.84 2,518 89.39 89.60 337 95.08 94.62 PICM 2,111 80.76 47.86 309 92.58 79.61 72 95.33 82.18 PISV 282 22.49 23.30 685 77.12 76.19 126 87.17 87.14 PSCL 783 67.15 71.59 84 74.35 79.26 52 78.81 83.52 QSTR QTRD 12 3.16 13.51 247 68.16 53.98 60 83.95 70.67 RBCC RBCF RBCG RBCT 11,375 23.92 37.82 25,582 77.72 72.78 2,483 82.94 77.97 RCCT 23 1.68 3.18 1,147 85.34 89.56 32 87.67 91.27 RPSC 7 77.78 67.96 RTRA 597 35.54 40.03 882 88.04 83.87 20 89.23 85.79 RTRC 36 27.27 22.04 26 46.97 43.88 35 73.49 67.27 RTRP 33 57.89 48.18 10 75.43 55.28 SCOT 23,916 28.68 29.85 50,324 89.03 87.14 2,516 92.05 91.01

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INDUSTRY TOTAL 803,265 43.84 39.73 816,422 88.40 80.21 82,595 92.91 86.72 SLTT SPIV 453 63.09 64.02 184 88.72 94.65 62 97.36 97.88 SSLI 6,812 42.15 41.09 7,619 89.29 89.07 762 93.99 92.94 SSTA 2,557 30.03 21.24 4,299 80.52 77.43 469 86.03 84.21 SSTB SSTC 1,158 41.21 54.63 1,418 91.67 94.69 23 92.49 95.24 SSTI 627 35.38 31.82 1,140 99.71 99.87 TDBA TDBM TDBP TDBR TDTT THCC THCI 31 46.27 11.13 24 82.09 84.96 6 91.05 99.12 USLV 14 77.78 43.74 1 83.34 49.32 VMDM 2,522 25.89 33.98 6,167 89.21 87.69 483 94.17 93.39 WDLT 3 1.06 0.80 237 85.10 78.92 1 85.45 78.99 WGDB 51,715 23.76 23.73 142,197 89.09 88.59 9,729 93.56 92.84 WSLV 50 72.46 82.76 8 84.05 89.38

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INSTITUTIONAL TRADE PROCESSING REPORT CARD BY PARTICIPANTConfirmation Totals by Submitter (CAD - DEBT)


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INDUSTRY TOTAL 226,945 60.16 55.89 93,950 85.06 82.87 20,270 90.43 88.85 ATBS BMCI 27 46.55 43.56 19 79.31 53.87 3 84.48 54.33 BMOE 747 41.45 43.40 182 51.55 49.19 123 58.38 57.54 BMOK 2,957 57.93 41.05 890 75.37 78.31 303 81.31 85.05 BMOL BMOP BNPM BNSC 9 8.65 10.48 14 22.11 28.95 BNSH BNSL BNSP 2 1.52 1.90 BNSQ BNSS BOCA BOCB BOTC 23 30.26 28.48 50 96.05 94.58 3 100.00 100.00 BOTM BSIT BWIT 1 100.00 100.00 CALT 7 70.00 76.19 1 80.00 80.95 CAVA CCAL CCAM 1,407 67.39 78.12 386 85.88 92.95 76 89.52 94.72 CCAX CCDM 1 1.12 0.44 5 6.74 5.64 19 28.09 31.63 CGRM 6,412 79.75 75.07 1,173 94.34 94.11 191 96.72 95.99 CGUS 58 33.33 63.02 73 75.28 73.88 3 77.00 75.75 CITC 114 13.60 13.74 367 57.39 58.01 107 70.16 76.85

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INDUSTRY TOTAL 226,945 60.16 55.89 93,950 85.06 82.87 20,270 90.43 88.85 CITN CITT 173 87.82 85.32 14 94.93 93.02 COMA COMC COMO 2,105 35.28 55.69 1,338 57.71 68.03 862 72.16 77.25 COMP COMW 285 36.77 36.05 211 64.00 63.86 115 78.84 76.14 CRED CSIT CSSC CSUS 87 7.47 4.94 217 26.11 27.93 246 47.24 51.65 CUBH CUBS CUBT CUBV DEAT 1 11.11 2.91 DESA DESC 4 80.00 88.37 DESD 94 47.47 55.49 44 69.69 78.63 11 75.25 84.46 DESM 1 50.00 53.22 1 100.00 100.00 DESP DOMA 27,070 48.67 34.40 20,741 85.96 88.48 2,988 91.33 92.90 DTCS ECEM 210 45.75 6.28 72 61.44 86.26 124 88.46 92.60 EDJC 1 50.00 55.90 EMMM 1 11.11 4.04 8 100.00 100.00 FIDC 1,521 45.61 34.83 1,310 84.89 77.39 104 88.01 81.93 FIMA 1,196 73.87 71.21 206 86.59 85.30 125 94.31 94.20

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INDUSTRY TOTAL 226,945 60.16 55.89 93,950 85.06 82.87 20,270 90.43 88.85 GIST 14,326 88.79 45.25 790 93.69 61.21 297 95.53 74.26 GLOV 1 33.33 7.08 GMPT 40 18.02 7.01 58 44.15 67.12 29 57.21 79.34 GSCC GSCI 51 22.97 60.30 113 73.87 78.34 13 79.73 90.97 GSCO 4,124 94.96 66.45 63 96.41 89.30 13 96.71 90.21 GSCT HAYU 4 80.00 86.88 1 100.00 100.00 HAYV 3 27.27 7.70 1 36.36 20.68 HKBA 1 4.76 0.43 11 57.14 37.56 5 80.95 75.46 HKBF 7,072 81.53 72.97 636 88.86 82.73 131 90.37 85.34 HKBT 314 39.05 39.19 215 65.79 66.18 107 79.10 77.72 JGCJ JGCV LAUM 83 43.92 40.21 35 62.44 54.75 11 68.26 58.88 LAUR 5,918 52.05 68.67 3,652 84.17 91.82 619 89.61 95.17 LEKC MBCE MBCJ MBCL MBCO MBCT MLCT 10,527 67.06 62.20 2,384 82.25 80.23 601 86.08 85.18 MMLT 1,551 64.28 56.39 651 91.26 89.04 117 96.11 95.61 MMMM 61 53.51 46.55 23 73.69 70.22 8 80.71 81.18 MPFP 1 50.00 64.66 1 100.00 100.00 MRSA MRSB

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INDUSTRY TOTAL 226,945 60.16 55.89 93,950 85.06 82.87 20,270 90.43 88.85 MSLT 40 28.17 28.59 51 64.09 58.72 14 73.95 72.78 NBCC NBCS 24,548 66.21 75.54 7,857 87.40 89.99 1,353 91.05 93.02 NBKQ NBKT 137 31.79 33.78 127 61.26 66.15 15 64.74 68.47 NTCB NTCL NTCT 140 32.41 35.84 126 61.58 62.01 84 81.02 89.00 NTDB NTDN NTDT 19,219 66.61 71.22 5,741 86.51 84.05 1,546 91.87 88.39 OBLV 103 92.79 98.21 2 94.59 98.86 4 98.19 99.30 PECC 1 100.00 100.00 PICM PISV 25 75.76 52.36 2 81.82 53.23 3 90.91 53.87 PSCL QSTR QTRD 3 27.27 27.48 8 100.00 100.00 RBCC RBCF 1,570 82.46 83.16 214 93.70 92.59 23 94.91 93.30 RBCG 104 6.95 7.84 777 58.85 75.01 180 70.87 84.54 RBCT 4,332 49.67 46.09 2,209 75.00 76.90 635 82.28 84.78 RCCT 2 66.67 72.95 1 100.00 100.00 RPSC 1 100.00 100.00 RTRA 70 19.77 13.18 122 54.23 85.80 21 60.16 87.55 RTRC 14 12.84 20.84 49 57.79 71.80 18 74.30 86.79 RTRP 22 40.74 44.98 19 75.93 80.95 11 96.30 97.82 SCOT 23,449 65.67 71.54 7,524 86.74 86.72 1,788 91.75 90.75

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INDUSTRY TOTAL 226,945 60.16 55.89 93,950 85.06 82.87 20,270 90.43 88.85 SLTT SPIV SSLI SSTA 689 45.84 68.22 411 73.19 85.28 146 82.90 90.09 SSTB 6 100.00 100.00 SSTC 27 60.00 72.16 7 75.56 82.38 3 82.23 89.37 SSTI 1 14.29 10.27 2 42.86 51.31 TDBA TDBM TDBP TDBR 24,994 50.62 68.99 17,454 85.97 85.74 2,808 91.66 91.55 TDTT 1 50.00 9.09 THCC THCI USLV VMDM 13,223 61.44 68.10 5,883 88.78 86.86 912 93.02 91.71 WDLT WGDB 25,832 62.69 61.31 9,240 85.11 78.71 3,318 93.16 89.55 WSLV 3 100.00 100.00

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INSTITUTIONAL TRADE PROCESSING REPORT CARD BY PARTICIPANTConfirmation Totals by Acceptor (CAD - EQUITY)


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INDUSTRY TOTAL 803,265 43.84 39.73 816,422 88.40 80.21 82,595 92.91 86.72 ATBS BMCI 1 1.96 3 7.84 0.41 3 13.72 1.24 BMOE BMOK BMOL BMOP BNPM BNSC 14,990 34.50 23.94 24,401 90.66 91.60 1,561 94.25 94.28 BNSH 5 13.89 12.26 8 36.11 35.69 10 63.89 67.89 BNSL BNSP 1 11.11 17.60 6 77.78 59.49 BNSQ BNSS BOCA BOCB BOTC BOTM BSIT BWIT 36 46.15 63.35 6 53.84 74.37 CALT CAVA CCAL CCAM 532 66.09 75.07 91 77.39 80.62 CCAX 4 18.18 39.20 2 27.27 44.95 CCDM CGRM 6 100.00 100.00 CGUS CITC 37,562 28.80 28.86 74,237 85.72 71.13 4,583 89.23 80.18

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INDUSTRY TOTAL 803,265 43.84 39.73 816,422 88.40 80.21 82,595 92.91 86.72 CITN CITT 2 5.41 12.44 COMA COMC COMO 161,555 54.66 47.48 95,220 86.87 78.01 19,440 93.45 88.28 COMP COMW 2,163 74.79 65.80 531 93.15 91.58 147 98.23 98.65 CRED CSIT 848 36.84 28.46 1,430 98.96 98.82 12 99.48 99.57 CSSC 1 1.45 0.09 45 66.67 73.90 CSUS 25,430 19.08 8.54 98,520 93.00 86.35 2,544 94.91 88.38 CUBH 99 96.12 98.42 1 97.09 98.72 CUBS CUBT CUBV 6 3.45 5.08 157 93.68 96.75 3 95.40 96.75 DEAT 14 4.58 14.91 90 33.99 39.30 71 57.19 61.85 DESA DESC 1,085 72.24 72.46 296 91.95 93.16 103 98.81 94.44 DESD 5,953 43.65 47.38 6,018 87.78 89.14 1,020 95.26 96.51 DESM 99 3.36 2.25 2,517 88.77 92.27 135 93.35 95.04 DESP DOMA 8,670 20.84 9.37 30,530 94.22 80.26 1,090 96.84 85.65 DTCS ECEM 144 13.14 24.64 704 77.37 61.97 105 86.95 70.81 EDJC EMMM FIDC 34 1.06 0.25 2,687 84.79 80.00 172 90.15 84.23 FIMA 11,454 40.79 40.27 16,300 98.84 98.31 101 99.20 99.15

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INDUSTRY TOTAL 803,265 43.84 39.73 816,422 88.40 80.21 82,595 92.91 86.72 GIST 3,964 28.02 32.90 8,973 91.46 86.08 585 95.60 92.13 GLOV 4 100.00 100.00 GMPT 3 0.79 0.48 65 17.81 6.09 133 52.63 21.74 GSCC GSCI 59,230 88.78 77.49 3,352 93.80 86.01 1,999 96.79 88.94 GSCO 11,552 67.74 73.28 3,345 87.35 85.31 1,003 93.23 91.29 GSCT HAYU 1 8.33 6.83 4 41.66 16.25 HAYV 1 1.89 0.82 2 5.66 1.08 16 35.85 51.72 HKBA HKBF HKBT JGCJ JGCV LAUM 9 45.00 21.43 1 50.00 21.45 LAUR 1 0.45 0.06 10 4.95 4.21 3 6.30 18.95 LEKC 2,636 70.54 66.16 198 75.84 69.92 MBCE 22,321 75.54 64.56 4,833 91.90 86.34 1,047 95.44 91.52 MBCJ MBCL 3 6.00 8.35 1 8.00 36.96 4 16.00 45.49 MBCO 71,537 85.48 71.95 4,141 90.43 83.52 3,225 94.28 88.44 MBCT MLCT 1,739 21.33 29.74 5,048 83.24 86.05 357 87.62 90.07 MMLT MMMM MPFP 1 100.00 100.00 MRSA MRSB

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INDUSTRY TOTAL 803,265 43.84 39.73 816,422 88.40 80.21 82,595 92.91 86.72 MSLT 16 8.65 11.19 95 60.00 59.64 28 75.14 81.18 NBCC NBCS 3,650 26.19 23.47 8,378 86.31 84.78 649 90.97 89.14 NBKQ NBKT NTCB 4 23.53 3.46 NTCL 112 18.54 21.50 383 81.95 74.88 12 83.94 82.93 NTCT 10,798 30.97 21.92 18,121 82.94 81.83 2,745 90.81 87.55 NTDB NTDN NTDT 39 0.19 0.63 19,510 93.06 87.87 503 95.45 90.02 OBLV 133 64.25 33.29 46 86.47 82.20 28 100.00 99.99 PECC 10 8.85 2.74 28 33.63 13.04 36 65.49 66.29 PICM PISV 3 4.84 0.40 2 8.07 9.60 6 17.75 20.37 PSCL QSTR 1 50.00 50.00 1 100.00 100.00 QTRD 106 24.31 16.80 190 67.89 56.23 75 85.09 79.77 RBCC RBCF RBCG RBCT 181,316 37.95 30.96 237,989 87.77 75.83 15,515 91.02 81.00 RCCT 7 28.00 37.39 4 44.00 56.97 RPSC 1 2.17 0.45 RTRA 53,994 47.61 52.58 46,913 88.97 89.90 6,610 94.80 94.93 RTRC 6,895 41.06 44.61 7,743 87.17 83.36 1,106 93.76 90.66 RTRP 3,853 33.13 35.40 6,806 91.66 89.31 382 94.94 94.59 SCOT 6,056 40.28 43.25 6,414 82.94 84.13 801 88.27 91.02

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INDUSTRY TOTAL 803,265 43.84 39.73 816,422 88.40 80.21 82,595 92.91 86.72 SLTT 484 11.22 9.32 3,730 97.72 97.28 75 99.46 98.20 SPIV 2 33.33 44.95 SSLI 1 0.05 1,896 90.77 90.81 33 92.35 92.85 SSTA 66,095 56.70 52.60 32,564 84.63 80.33 9,140 92.47 90.55 SSTB SSTC 20,546 49.62 48.37 14,173 83.85 85.19 3,636 92.63 93.25 SSTI 1,100 23.97 16.66 3,295 95.76 95.86 TDBA 1 16.67 8.78 TDBM 1 12.50 18.38 2 37.50 47.05 TDBP TDBR TDTT 9 0.27 0.57 2,865 87.64 73.82 229 94.62 86.69 THCC THCI 150 85.71 87.50 11 92.00 95.14 USLV 1 50.00 25.84 VMDM 1 0.68 0.97 14 10.20 29.58 4 12.92 35.92 WDLT 1 12.50 0.14 WGDB 7,532 26.99 28.19 18,491 93.26 92.12 1,143 97.36 96.65 WSLV 3 100.00 100.00

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INSTITUTIONAL TRADE PROCESSING REPORT CARD BY PARTICIPANTConfirmation Totals by Acceptor (CAD - DEBT)


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INDUSTRY TOTAL 226,945 60.16 55.89 93,950 85.06 82.87 20,270 90.43 88.85 ATBS 127 90.71 98.90 5 94.28 99.68 8 99.99 100.00 BMCI 1 3.45 7.28 14 51.73 61.08 3 62.07 93.41 BMOE 45,641 96.05 94.94 1,086 98.34 97.61 352 99.08 98.74 BMOK 5,996 63.17 64.35 1,654 80.60 83.96 679 87.75 90.69 BMOL BMOP 13 12.04 26.12 85 90.74 67.35 BNPM 2 3.28 1.79 11 21.31 17.24 BNSC 3,053 54.99 17.25 1,135 75.44 28.15 429 83.17 38.51 BNSH BNSL 28 17.50 34.36 123 94.38 87.12 BNSP 641 47.87 48.41 180 61.31 61.30 43 64.52 64.73 BNSQ BNSS 2 100.00 100.00 BOCA BOCB 93 17.78 19.74 169 50.09 51.72 63 62.14 64.81 BOTC BOTM 1 100.00 100.00 BSIT BWIT 1 100.00 100.00 CALT CAVA CCAL CCAM 28 13.86 20.37 17 22.28 29.75 4 24.26 31.99 CCAX CCDM 1,202 65.54 54.07 412 88.00 84.57 104 93.67 91.74 CGRM 14 4.58 0.92 257 88.57 92.02 11 92.16 94.19 CGUS CITC 478 23.27 14.46 808 62.61 39.69 116 68.26 45.17

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INDUSTRY TOTAL 226,945 60.16 55.89 93,950 85.06 82.87 20,270 90.43 88.85 CITN CITT 36 4.30 0.74 720 90.32 88.13 34 94.38 92.74 COMA 74 98.67 94.91 COMC COMO 36,186 55.57 56.77 17,868 83.01 80.41 4,096 89.30 87.78 COMP 18 45.00 37.09 6 60.00 50.17 COMW 756 19.21 59.62 1,537 58.26 83.55 1,234 89.61 89.48 CRED CSIT CSSC 1 25.00 1.70 2 75.00 30.74 CSUS 6 2.39 4.18 20 10.36 16.91 10 14.34 22.74 CUBH CUBS 7 9.33 9.06 19 34.66 31.95 CUBT 125 45.13 46.97 85 75.82 78.61 28 85.93 87.40 CUBV 1 20.00 15.09 4 100.00 100.00 DEAT 1 20.00 51.38 DESA 31 6.42 8.92 446 98.76 97.68 DESC 1,013 77.57 75.10 212 93.80 96.07 53 97.86 98.10 DESD 5,190 51.78 60.13 3,614 87.83 86.44 637 94.18 93.21 DESM 75 5.95 16.06 1,098 93.02 58.52 44 96.51 74.80 DESP 35 38.46 35.93 1 39.56 35.93 DOMA 5,720 75.20 4.30 985 88.15 15.96 140 89.99 27.12 DTCS 7 100.00 100.00 ECEM 53 17.10 19.89 161 69.04 93.35 31 79.04 95.89 EDJC 203 57.99 9.16 41 69.70 10.13 13 73.41 98.48 EMMM 1 50.00 87.33 1 100.00 100.00 FIDC 6 3.19 8.27 22 14.89 30.44 8 19.15 37.82 FIMA 581 69.41 86.28 34 73.47 88.83 9 74.55 89.65

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%TOTALVALUE

%

INDUSTRY TOTAL 226,945 60.16 55.89 93,950 85.06 82.87 20,270 90.43 88.85 GIST 2,145 14.41 41.32 10,676 86.12 84.76 912 92.25 90.24 GLOV 7 87.50 79.49 1 100.00 100.00 GMPT 5 15.63 14.28 2 21.88 33.43 GSCC GSCI 3,858 98.64 91.00 14 99.00 91.80 5 99.13 92.05 GSCO 67 32.84 61.42 70 67.15 89.68 8 71.07 91.21 GSCT HAYU HAYV 14 87.50 95.33 1 93.75 99.62 HKBA 2 12.50 2.39 6 50.00 11.33 6 87.50 75.92 HKBF 280 13.85 13.77 629 44.96 38.10 290 59.30 44.60 HKBT 30 27.03 19.64 24 48.65 41.88 30 75.68 77.00 JGCJ JGCV LAUM 825 54.74 58.09 563 92.10 96.10 18 93.29 96.83 LAUR 16 2.45 2.63 148 25.11 50.13 21 28.33 51.92 LEKC 1 50.00 50.00 MBCE MBCJ MBCL MBCO 4 9.30 17.36 4 18.60 22.92 7 34.88 33.46 MBCT MLCT 2,082 61.36 54.58 1,013 91.22 79.52 79 93.55 86.60 MMLT 549 56.08 55.50 386 95.51 95.85 21 97.66 97.70 MMMM 1 7.14 2.25 4 35.71 22.99 MPFP 51 69.86 67.87 13 87.67 83.44 MRSA MRSB

Page 18



# OFTRADES

T%

TOTALVALUE

%

# OFTRADEST+1 AM

%TOTALVALUE

%

# OFTRADEST+1 PM

%TOTALVALUE

%

INDUSTRY TOTAL 226,945 60.16 55.89 93,950 85.06 82.87 20,270 90.43 88.85 MSLT 46 66.67 20.50 14 86.96 57.44 5 94.21 92.99 NBCC NBCS 3,233 30.54 31.16 5,837 85.68 85.07 666 91.97 94.59 NBKQ 1 1.52 2.18 25 39.40 41.89 37 95.46 78.71 NBKT 1,634 82.61 83.02 70 86.15 86.82 22 87.26 87.78 NTCB NTCL 7 31.82 37.52 3 45.46 46.19 3 59.10 54.46 NTCT 1,883 39.93 34.83 1,592 73.69 70.28 504 84.38 73.70 NTDB NTDN NTDT 44 0.92 0.56 3,693 77.75 41.41 247 82.89 62.22 OBLV 33 76.74 19.11 8 95.34 93.65 PECC PICM PISV 9 40.91 28.10 PSCL QSTR QTRD 21 43.75 48.13 20 85.42 84.99 2 89.59 92.92 RBCC 1 33.33 72.86 RBCF 40,281 98.29 97.73 298 99.02 98.72 83 99.22 98.99 RBCG 1,014 12.08 9.91 5,997 83.52 89.81 740 92.34 95.04 RBCT 11,659 42.53 35.47 6,918 67.76 62.58 2,595 77.23 75.92 RCCT RPSC RTRA 19,427 51.74 50.78 11,477 82.31 78.61 2,783 89.72 86.38 RTRC 2,951 52.56 59.96 1,662 82.16 84.59 436 89.92 90.09 RTRP 462 38.31 38.83 645 91.79 91.28 42 95.27 95.61 SCOT 220 18.98 28.42 324 46.94 61.88 125 57.73 69.97

Page 19



# OFTRADES

T%

TOTALVALUE

%

# OFTRADEST+1 AM

%TOTALVALUE

%

# OFTRADEST+1 PM

%TOTALVALUE

%

INDUSTRY TOTAL 226,945 60.16 55.89 93,950 85.06 82.87 20,270 90.43 88.85 SLTT 201 22.23 35.50 614 90.15 93.01 51 95.79 96.49 SPIV SSLI 1 100.00 100.00 SSTA 8,782 47.02 57.72 5,657 77.31 86.95 1,412 84.87 93.01 SSTB 26 100.00 100.00 SSTC 2,818 58.98 61.12 1,237 84.87 84.93 308 91.32 93.55 SSTI 54 55.67 53.67 17 73.20 69.41 1 74.23 70.92 TDBA TDBM 10 11.90 7.21 4 16.66 11.08 TDBP 8 18.60 14.91 27 81.39 71.19 TDBR 14,701 94.74 28.73 425 97.48 65.87 87 98.04 72.77 TDTT 20 2.64 5.08 578 78.89 81.13 89 90.63 92.50 THCC 10 100.00 100.00 THCI 1 50.00 50.01 1 100.00 100.00 USLV 30 69.77 43.55 12 97.68 97.51 VMDM 145 22.07 33.09 204 53.12 60.90 66 63.17 67.84 WDLT WGDB 79 11.57 17.29 322 58.71 70.84 49 65.88 75.22 WSLV 3 100.00 100.00

Page 20

INSTITUTIONAL TRADE PROCESSING REPORT CARD BY PARTICIPANTEntry Totals by Submitter (CAD - EQUITY)


# OFTRADES

T%

TOTALVALUE

%

# OFTRADEST+1 AM

%TOTALVALUE

%

# OFTRADEST+1 PM

%TOTALVALUE

%

INDUSTRY TOTAL 1,633,893 77.60 66.93 328,237 93.19 85.60 59,764 96.03 89.49 ATBS BMCI 690 70.77 90.38 72 78.15 91.88 39 82.15 94.65 BMOE BMOK BMOL BMOP BNPM BNSC 24 3.30 2.35 660 93.96 59.80 15 96.02 62.31 BNSH BNSL BNSP BNSQ BNSS BOCA BOCB BOTC BOTM BSIT BWIT 114,207 85.88 73.42 13,477 96.01 91.73 3,531 98.67 96.10 CALT 78 91.76 87.14 6 98.82 97.25 CAVA CCAL 115 8.69 3.91 897 76.49 74.57 108 84.65 85.76 CCAM 41,307 86.51 76.98 4,538 96.01 92.92 736 97.55 94.99 CCAX 3 37.50 33.90 2 62.50 56.31 CCDM CGRM 209 100.00 100.00 CGUS CITC 21,909 59.22 61.28 10,959 88.84 80.37 864 91.18 82.25

Page 21



# OFTRADES

T%

TOTALVALUE

%

# OFTRADEST+1 AM

%TOTALVALUE

%

# OFTRADEST+1 PM

%TOTALVALUE

%

INDUSTRY TOTAL 1,633,893 77.60 66.93 328,237 93.19 85.60 59,764 96.03 89.49 CITN 4 50.00 59.22 1 62.50 76.53 2 87.50 82.69 CITT COMA COMC COMO 28,898 64.14 36.43 11,361 89.36 51.25 1,958 93.71 54.22 COMP COMW 12 57.14 82.94 4 76.19 83.32 5 100.00 100.00 CRED 2 100.00 100.00 CSIT CSSC 61,679 85.48 78.84 5,773 93.48 87.37 963 94.81 89.66 CSUS 36,628 77.42 70.35 5,639 89.34 83.85 1,274 92.03 86.83 CUBH CUBS CUBT CUBV DEAT DESA DESC 2 33.33 9.21 4 100.00 100.00 DESD 92 18.93 9.21 193 58.64 67.92 177 95.06 94.20 DESM 1 25.00 5.35 1 50.00 45.84 DESP DOMA 189,194 89.41 81.83 13,003 95.56 91.36 4,051 97.47 93.89 DTCS ECEM 13,635 72.12 66.13 2,758 86.71 82.73 1,078 92.41 88.01 EDJC EMMM 1 3.13 1.90 18 59.38 61.99 11 93.76 96.17 FIDC 190,174 89.15 85.38 11,503 94.54 92.50 4,821 96.80 95.85 FIMA 35,012 91.82 86.60 1,376 95.43 90.56 887 97.76 94.37

Page 22



# OFTRADES

T%

TOTALVALUE

%

# OFTRADEST+1 AM

%TOTALVALUE

%

# OFTRADEST+1 PM

%TOTALVALUE

%

INDUSTRY TOTAL 1,633,893 77.60 66.93 328,237 93.19 85.60 59,764 96.03 89.49 GIST 288,341 76.24 69.64 79,153 97.17 94.19 5,526 98.63 96.46 GLOV 14 77.78 66.83 2 88.89 89.55 GMPT 27,804 85.50 79.45 3,087 94.99 88.58 565 96.73 91.11 GSCC 41,762 94.60 94.78 95 94.82 95.32 1,847 99.00 99.51 GSCI 14,670 66.52 72.76 3,829 83.88 84.11 1,505 90.70 89.94 GSCO 15,635 79.26 69.61 1,518 86.96 80.39 863 91.33 85.18 GSCT HAYU 316 83.38 81.13 28 90.77 89.99 13 94.20 96.55 HAYV 2,809 85.64 85.78 311 95.12 95.92 83 97.65 99.07 HKBA HKBF HKBT 2 100.00 100.00 JGCJ 16 16.49 12.64 74 92.78 88.70 JGCV LAUM LAUR 372 21.02 21.14 1,048 80.23 87.91 119 86.95 90.86 LEKC 1,659 91.76 87.91 4 91.98 88.34 7 92.37 88.40 MBCE 34,480 83.82 61.85 3,827 93.12 76.55 619 94.62 80.51 MBCJ MBCL 5 20.00 88.57 3 32.00 90.96 MBCO 44,604 84.29 73.68 1,720 87.54 80.78 3,073 93.35 86.88 MBCT 1 4.76 26.15 1 9.52 33.06 MLCT 30,848 55.96 45.17 14,420 82.12 74.87 3,874 89.15 81.53 MMLT MMMM 389 80.21 82.93 39 88.25 86.76 16 91.55 92.07 MPFP 8 16.33 5.59 16 48.98 21.32 1 51.02 21.46 MRSA MRSB

Page 23



# OFTRADES

T%

TOTALVALUE

%

# OFTRADEST+1 AM

%TOTALVALUE

%

# OFTRADEST+1 PM

%TOTALVALUE

%

INDUSTRY TOTAL 1,633,893 77.60 66.93 328,237 93.19 85.60 59,764 96.03 89.49 MSLT 14,182 81.26 84.36 2,295 94.41 93.73 468 97.09 95.90 NBCC NBCS 36,379 54.03 61.40 25,191 91.44 87.55 2,262 94.80 95.40 NBKQ NBKT 2 66.67 99.90 1 100.00 100.00 NTCB 3 37.50 44.25 2 62.50 57.87 NTCL 68 35.05 19.02 115 94.33 96.99 1 94.85 98.18 NTCT 1,441 55.57 50.11 845 88.16 91.93 111 92.44 94.25 NTDB NTDN 158 73.49 65.54 20 82.79 74.57 NTDT 55,222 77.37 75.18 9,587 90.80 84.23 3,112 95.16 91.53 OBLV 321 97.57 95.80 2 98.18 96.24 5 99.70 98.09 PECC 4,070 65.14 50.09 1,619 91.05 93.36 292 95.72 96.62 PICM 2,571 97.17 80.14 52 99.14 94.36 8 99.44 95.87 PISV 858 59.30 61.30 356 83.90 83.35 139 93.51 95.05 PSCL 848 68.66 73.98 44 72.22 76.93 81 78.78 83.64 QSTR QTRD 361 58.89 47.99 161 85.15 81.89 73 97.06 99.37 RBCC RBCF RBCG RBCT 20,748 39.62 47.40 21,937 81.52 77.79 1,947 85.24 81.53 RCCT 358 24.91 22.02 1,002 94.64 94.66 9 95.27 95.55 RPSC 8 72.73 70.34 RTRA 1,370 80.02 78.48 141 88.26 86.17 11 88.90 86.81 RTRC 67 44.37 40.11 27 62.25 61.27 16 72.85 68.62 RTRP 7 9.33 8.95 44 68.00 53.38 11 82.67 66.83 SCOT 35,771 41.06 41.60 45,997 93.86 89.47 1,150 95.18 92.45

Page 24



# OFTRADES

T%

TOTALVALUE

%

# OFTRADEST+1 AM

%TOTALVALUE

%

# OFTRADEST+1 PM

%TOTALVALUE

%

INDUSTRY TOTAL 1,633,893 77.60 66.93 328,237 93.19 85.60 59,764 96.03 89.49 SLTT SPIV 751 99.60 99.31 1 99.73 99.40 2 99.99 100.00 SSLI 11,047 66.31 67.62 4,516 93.42 92.68 586 96.94 95.92 SSTA 5,941 66.97 63.59 1,824 87.53 86.19 359 91.58 92.07 SSTB SSTC 2,543 89.51 90.43 116 93.59 96.05 13 94.05 96.77 SSTI 827 46.67 48.48 943 99.89 99.89 TDBA TDBM TDBP TDBR TDTT THCC THCI 63 84.00 89.51 2 86.67 89.54 5 93.34 99.44 USLV 8 80.00 91.92 VMDM 5,554 55.86 51.17 3,865 94.74 93.23 196 96.71 95.48 WDLT 280 95.56 96.60 10 98.97 99.52 WGDB 194,403 85.34 75.90 16,102 92.41 89.51 10,257 96.91 94.49 WSLV 55 73.33 82.73 4 78.66 83.50 12 94.66 96.46

Page 25

INSTITUTIONAL TRADE PROCESSING REPORT CARD BY PARTICIPANTEntry Totals by Submitter (CAD - DEBT)


# OFTRADES

T%

TOTALVALUE

%

# OFTRADEST+1 AM

%TOTALVALUE

%

# OFTRADEST+1 PM

%TOTALVALUE

%

INDUSTRY TOTAL 321,685 76.84 81.94 60,102 91.20 91.65 11,677 93.99 94.25 ATBS BMCI 64 80.00 46.29 2 82.50 47.59 1 83.75 47.75 BMOE 1,214 55.92 51.84 151 62.88 60.19 95 67.26 66.32 BMOK 4,827 90.65 91.21 32 91.25 91.96 99 93.11 94.44 BMOL BMOP BNPM BNSC 4 3.15 5.04 7 8.66 10.18 19 23.62 32.87 BNSH BNSL BNSP 2 1.37 1.71 BNSQ BNSS BOCA BOCB BOTC 30 37.04 34.80 48 96.30 94.94 3 100.00 100.00 BOTM BSIT BWIT 1 33.33 95.63 1 66.66 96.61 CALT 11 91.67 91.64 1 100.00 100.00 CAVA CCAL 1 5.00 14.56 4 25.00 51.04 CCAM 1,853 79.56 89.60 207 88.45 92.34 55 90.81 93.48 CCAX CCDM 80 70.80 67.86 12 81.42 80.06 7 87.61 86.23 CGRM 7,401 87.04 92.19 841 96.93 97.40 110 98.22 97.92 CGUS 98 43.56 46.19 78 78.23 64.25 CITC 383 39.00 35.55 250 64.46 63.93 86 73.22 79.89

Page 26



# OFTRADES

T%

TOTALVALUE

%

# OFTRADEST+1 AM

%TOTALVALUE

%

# OFTRADEST+1 PM

%TOTALVALUE

%

INDUSTRY TOTAL 321,685 76.84 81.94 60,102 91.20 91.65 11,677 93.99 94.25 CITN CITT 189 94.97 95.17 8 98.99 99.59 COMA COMC COMO 3,816 58.55 73.58 1,005 73.97 82.82 633 83.68 88.52 COMP COMW 757 77.09 72.74 45 81.67 77.23 102 92.06 92.48 CRED CSIT CSSC 1 3.70 0.12 2 11.11 28.03 4 25.92 28.98 CSUS 413 27.35 28.33 217 41.72 48.29 212 55.76 63.72 CUBH CUBS CUBT 2 100.00 100.00 CUBV DEAT 11 73.33 64.49 1 80.00 74.39 1 86.67 82.22 DESA DESC 2 25.00 27.02 5 87.50 79.99 DESD 111 49.78 59.81 57 75.34 88.34 13 81.17 95.30 DESM 1 50.00 53.22 1 100.00 100.00 DESP DOMA 43,967 71.88 86.81 13,097 93.29 96.06 1,412 95.60 97.41 DTCS ECEM 612 78.76 17.93 40 83.91 75.02 72 93.18 77.38 EDJC 17 100.00 100.00 EMMM 13 81.25 83.35 3 100.00 100.00 FIDC 3,153 86.36 80.17 168 90.96 84.24 83 93.23 89.11 FIMA 1,602 89.90 89.66 29 91.53 90.57 71 95.51 96.07

Page 27



# OFTRADES

T%

TOTALVALUE

%

# OFTRADEST+1 AM

%TOTALVALUE

%

# OFTRADEST+1 PM

%TOTALVALUE

%

INDUSTRY TOTAL 321,685 76.84 81.94 60,102 91.20 91.65 11,677 93.99 94.25 GIST 15,837 91.97 56.38 581 95.34 72.89 237 96.72 79.52 GLOV 2 100.00 100.00 GMPT 190 57.06 34.24 30 66.07 81.30 17 71.18 83.34 GSCC GSCI 346 79.18 75.48 33 86.73 88.04 10 89.02 93.67 GSCO 4,362 93.99 84.47 55 95.18 92.17 26 95.74 93.32 GSCT HAYU 5 100.00 100.00 HAYV 7 46.67 91.64 2 60.00 91.68 1 66.67 99.92 HKBA 17 73.91 70.16 2 82.61 75.70 HKBF 10,112 95.68 96.43 79 96.43 96.76 19 96.61 97.02 HKBT 1,291 88.79 87.56 19 90.10 88.71 3 90.31 88.80 JGCJ 1 12.50 37.28 3 50.00 66.22 2 75.00 76.45 JGCV LAUM 191 87.61 98.91 16 94.95 99.65 8 98.62 99.89 LAUR 8,962 73.88 87.43 1,962 90.05 95.93 276 92.33 96.78 LEKC 3 100.00 100.00 MBCE MBCJ MBCL MBCO 49 38.89 40.25 24 57.94 74.28 19 73.02 92.86 MBCT MLCT 13,794 80.41 81.16 1,303 88.01 87.94 461 90.70 90.58 MMLT 2,785 96.17 95.77 52 97.97 97.62 21 98.70 99.01 MMMM 122 96.83 98.16 3 99.21 99.59 MPFP 4 50.00 91.41 4 100.00 100.00 MRSA MRSB

Page 28



# OFTRADES

T%

TOTALVALUE

%

# OFTRADEST+1 AM

%TOTALVALUE

%

# OFTRADEST+1 PM

%TOTALVALUE

%

INDUSTRY TOTAL 321,685 76.84 81.94 60,102 91.20 91.65 11,677 93.99 94.25 MSLT 124 79.49 89.66 13 87.82 92.68 6 91.67 95.21 NBCC NBCS 31,343 75.15 87.64 6,981 91.89 94.94 736 93.65 95.54 NBKQ NBKT 440 71.66 76.83 52 80.13 84.97 41 86.81 92.30 NTCB NTCL 1 50.00 58.40 NTCT 338 73.96 72.28 27 79.87 73.54 58 92.56 99.53 NTDB NTDN NTDT 23,747 77.56 86.56 4,207 91.30 91.67 951 94.41 93.73 OBLV 121 96.03 99.06 2 97.62 99.64 3 100.00 100.01 PECC 1 50.00 49.99 1 100.00 99.99 PICM PISV 132 90.41 62.40 4 93.15 62.86 PSCL 1 100.00 100.00 QSTR 1 100.00 100.00 QTRD 31 91.18 93.10 RBCC RBCF 2,386 94.80 93.42 17 95.48 94.10 12 95.96 94.41 RBCG 273 17.30 22.37 787 67.17 84.59 146 76.42 90.66 RBCT 6,864 63.29 61.01 2,104 82.69 84.33 482 87.13 89.79 RCCT 3 100.00 100.00 RPSC 1 100.00 100.00 RTRA 98 25.19 16.04 127 57.84 86.16 35 66.83 87.82 RTRC 57 48.72 30.10 32 76.07 74.43 11 85.47 87.05 RTRP 37 49.33 49.60 30 89.33 86.63 7 98.66 99.20 SCOT 30,234 76.76 85.48 5,558 90.87 92.78 1,154 93.80 94.56

Page 29



# OFTRADES

T%

TOTALVALUE

%

# OFTRADEST+1 AM

%TOTALVALUE

%

# OFTRADEST+1 PM

%TOTALVALUE

%

INDUSTRY TOTAL 321,685 76.84 81.94 60,102 91.20 91.65 11,677 93.99 94.25 SLTT SPIV SSLI SSTA 1,213 74.01 84.33 228 87.92 91.62 89 93.35 95.33 SSTB 6 100.00 100.00 SSTC 35 70.00 86.61 4 78.00 91.70 3 84.00 99.04 SSTI 8 100.00 100.00 TDBA TDBM TDBP TDBR 38,915 75.59 83.98 8,742 92.57 92.85 1,551 95.58 96.01 TDTT 1 50.00 9.09 THCC THCI USLV 11 84.62 85.23 VMDM 22,541 83.85 91.29 2,890 94.60 96.17 414 96.14 97.12 WDLT WGDB 34,210 75.42 80.54 7,634 92.25 93.10 1,775 96.16 95.71 WSLV 3 100.00 100.00

Page 30

INSTITUTIONAL TRADE PROCESSING REPORT CARD BY PARTICIPANTEntry Totals by Acceptor (CAD - EQUITY)


# OFTRADES

T%

TOTALVALUE

%

# OFTRADEST+1 AM

%TOTALVALUE

%

# OFTRADEST+1 PM

%TOTALVALUE

%

INDUSTRY TOTAL 1,633,893 77.60 66.93 328,237 93.19 85.60 59,764 96.03 89.49 ATBS BMCI 20 27.40 16.21 13 45.21 55.17 3 49.32 58.28 BMOE BMOK 4 40.00 60.05 2 60.00 60.33 2 80.00 62.60 BMOL BMOP BNPM 1 50.00 16.68 BNSC 23,120 51.04 36.02 19,892 94.95 92.67 853 96.83 95.66 BNSH 23 60.53 78.43 1 63.16 79.41 5 76.32 93.32 BNSL BNSP 32 76.19 39.98 4 85.71 40.38 3 92.85 70.17 BNSQ BNSS BOCA BOCB BOTC BOTM BSIT BWIT 51 34.23 42.82 42 62.42 60.72 11 69.80 78.40 CALT CAVA CCAL 3 33.33 25.21 3 66.66 51.00 1 77.77 67.33 CCAM 89 8.40 7.64 733 77.62 80.83 25 79.98 81.68 CCAX 17 45.95 47.10 2 51.36 63.08 3 59.47 68.55 CCDM 1 25.00 68.42 CGRM 13 100.00 100.00 CGUS CITC 106,581 76.22 62.47 18,063 89.14 83.07 3,596 91.71 86.21

Page 31



# OFTRADES

T%

TOTALVALUE

%

# OFTRADEST+1 AM

%TOTALVALUE

%

# OFTRADEST+1 PM

%TOTALVALUE

%

INDUSTRY TOTAL 1,633,893 77.60 66.93 328,237 93.19 85.60 59,764 96.03 89.49 CITN 46 74.19 64.82 11 91.93 85.99 3 96.77 89.25 CITT 10 15.15 12.04 3 19.70 12.05 19 48.49 56.48 COMA 1 100.00 100.00 COMC COMO 231,241 73.81 65.95 54,320 91.15 84.38 13,461 95.45 89.07 COMP 1 100.00 100.00 COMW 2,926 95.90 80.24 89 98.82 99.33 7 99.05 99.40 CRED CSIT 925 40.18 30.37 1,377 100.00 100.00 CSSC 247 87.90 84.23 5 89.68 90.65 1 90.04 91.01 CSUS 124,258 89.05 80.07 7,134 94.16 87.55 3,564 96.71 89.84 CUBH 98 94.23 95.54 2 96.15 98.44 1 97.11 98.74 CUBS CUBT CUBV 168 92.82 96.53 4 95.03 96.68 DEAT 226 73.86 61.17 66 95.43 82.04 3 96.41 82.61 DESA DESC 1,352 86.61 83.95 100 93.02 90.80 86 98.53 91.03 DESD 10,724 75.30 74.24 2,493 92.81 94.08 540 96.60 97.75 DESM 2,481 81.83 85.91 401 95.06 92.96 61 97.07 98.51 DESP DOMA 36,185 79.75 72.17 7,371 95.99 90.93 982 98.15 95.35 DTCS ECEM 1,186 67.69 49.47 267 82.93 61.95 113 89.38 70.93 EDJC EMMM FIDC 23,108 95.95 80.86 364 97.46 85.95 232 98.42 87.77 FIMA 23,003 80.13 84.45 5,402 98.95 98.70 76 99.21 99.07

Page 32



# OFTRADES

T%

TOTALVALUE

%

# OFTRADEST+1 AM

%TOTALVALUE

%

# OFTRADEST+1 PM

%TOTALVALUE

%

INDUSTRY TOTAL 1,633,893 77.60 66.93 328,237 93.19 85.60 59,764 96.03 89.49 GIST 13,621 82.83 75.89 1,818 93.89 87.12 511 97.00 93.85 GLOV 1 20.00 42.53 4 100.00 100.00 GMPT 373 53.82 48.97 212 84.41 63.82 21 87.44 72.53 GSCC 1 100.00 100.00 GSCI 62,501 90.87 86.74 2,688 94.78 93.58 1,768 97.35 95.38 GSCO 15,370 82.08 78.20 1,584 90.54 88.82 814 94.89 93.75 GSCT 1 50.00 69.47 1 100.00 100.00 HAYU 217 93.13 92.05 3 94.42 92.94 5 96.57 95.48 HAYV 26 19.26 20.94 69 70.37 70.41 7 75.56 79.36 HKBA 5 100.00 100.00 HKBF HKBT JGCJ 1 50.00 99.76 JGCV 1 16.67 99.92 LAUM 21 42.86 62.88 19 81.64 76.89 LAUR 504 64.04 60.85 61 71.79 66.80 160 92.12 78.67 LEKC 2,880 73.51 58.28 529 87.01 83.13 31 87.80 85.22 MBCE 28,593 96.12 88.36 867 99.03 94.80 65 99.25 95.84 MBCJ MBCL 24 42.11 44.19 7 54.39 51.57 5 63.16 63.60 MBCO 79,053 92.14 76.61 3,752 96.51 88.47 913 97.57 91.42 MBCT 10 71.43 44.67 1 78.57 55.61 MLCT 7,055 71.99 65.58 1,464 86.93 85.16 475 91.78 90.19 MMLT MMMM 1 20.00 93.68 MPFP 1 100.00 100.00 MRSA MRSB

Page 33



# OFTRADES

T%

TOTALVALUE

%

# OFTRADEST+1 AM

%TOTALVALUE

%

# OFTRADEST+1 PM

%TOTALVALUE

%

INDUSTRY TOTAL 1,633,893 77.60 66.93 328,237 93.19 85.60 59,764 96.03 89.49 MSLT 241 57.11 56.01 75 74.88 70.90 19 79.38 91.89 NBCC NBCS 10,717 71.54 67.44 2,822 90.38 85.56 708 95.11 90.17 NBKQ NBKT 2 25.00 53.03 2 50.00 99.95 4 100.00 100.00 NTCB 5 27.78 4.86 NTCL 211 32.21 26.36 325 81.83 76.77 13 83.81 83.92 NTCT 24,452 67.04 65.22 8,257 89.68 86.00 1,413 93.55 90.40 NTDB 2 100.00 100.00 NTDN 1 3.85 0.06 1 7.70 0.15 NTDT 19,337 88.34 76.85 1,464 95.03 88.57 331 96.54 90.64 OBLV 215 99.08 99.96 PECC 56 40.29 17.00 25 58.28 61.70 38 85.62 79.87 PICM 2 100.00 100.00 PISV 46 37.70 43.86 20 54.09 54.46 13 64.75 63.15 PSCL QSTR 2 100.00 100.00 QTRD 192 43.34 38.98 229 95.03 93.06 10 97.29 97.38 RBCC RBCF RBCG 188 100.00 100.00 RBCT 498,047 78.26 61.89 105,141 94.78 82.53 12,947 96.81 85.71 RCCT 15 57.69 73.33 5 76.92 85.39 2 84.61 96.32 RPSC 3 5.17 2.28 RTRA 94,060 78.78 74.21 17,500 93.44 92.35 4,182 96.94 96.85 RTRC 12,441 72.39 70.88 3,387 92.10 89.50 630 95.77 94.93 RTRP 7,568 63.58 73.32 3,534 93.27 91.31 497 97.45 97.88 SCOT 17,756 80.88 81.86 2,468 92.12 92.10 508 94.43 95.78

Page 34



# OFTRADES

T%

TOTALVALUE

%

# OFTRADEST+1 AM

%TOTALVALUE

%

# OFTRADEST+1 PM

%TOTALVALUE

%

INDUSTRY TOTAL 1,633,893 77.60 66.93 328,237 93.19 85.60 59,764 96.03 89.49 SLTT 2,081 48.07 66.80 2,161 97.99 97.34 69 99.58 99.75 SPIV 1 12.50 35.86 2 37.50 44.90 SSLI 1,661 74.52 80.24 407 92.78 94.23 39 94.53 95.76 SSTA 83,518 66.14 63.86 29,127 89.21 86.35 5,840 93.84 92.91 SSTB SSTC 21,677 50.30 46.38 15,173 85.51 85.66 3,362 93.31 92.31 SSTI 1,104 23.65 15.46 3,315 94.67 94.11 51 95.76 94.57 TDBA 4 57.14 59.61 1 71.43 88.88 TDBM 8 47.06 39.41 1 52.94 53.89 2 64.70 76.48 TDBP TDBR 16 51.61 72.45 10 83.87 81.92 1 87.10 98.45 TDTT 3,058 88.08 79.88 305 96.86 97.63 57 98.50 98.75 THCC THCI 164 90.11 94.65 3 91.76 95.58 USLV 4 57.14 96.01 1 71.43 99.99 2 100.00 100.00 VMDM 50 22.22 37.40 10 26.66 49.68 116 78.22 54.14 WDLT 1 3.03 0.12 4 15.15 5.48 WGDB 36,814 94.98 92.85 1,189 98.05 97.17 282 98.78 98.01 WSLV 3 75.00 54.11 1 100.00 100.00

Page 35

INSTITUTIONAL TRADE PROCESSING REPORT CARD BY PARTICIPANTEntry Totals by Acceptor (CAD - DEBT)


# OFTRADES

T%

TOTALVALUE

%

# OFTRADEST+1 AM

%TOTALVALUE

%

# OFTRADEST+1 PM

%TOTALVALUE

%

INDUSTRY TOTAL 321,685 76.84 81.94 60,102 91.20 91.65 11,677 93.99 94.25 ATBS 138 96.50 99.24 5 100.00 100.00 BMCI 36 73.47 90.17 2 77.55 90.67 BMOE 47,308 98.20 98.04 222 98.66 98.29 173 99.02 98.74 BMOK 8,117 75.25 74.89 1,322 87.51 88.90 527 92.40 93.93 BMOL 7 100.00 100.00 BMOP 115 98.29 99.22 1 99.14 99.61 1 99.99 100.00 BNPM 70 94.59 97.69 2 97.29 99.08 BNSC 4,196 69.36 67.74 1,027 86.34 81.47 332 91.83 84.23 BNSH BNSL 149 90.85 77.41 11 97.56 98.05 4 99.99 100.00 BNSP 1,313 85.43 87.36 91 91.35 93.58 18 92.52 94.53 BNSQ BNSS 2 100.00 100.00 BOCA 183 90.59 92.04 9 95.05 95.71 8 99.01 99.88 BOCB 430 66.05 66.74 84 78.95 79.86 19 81.87 82.94 BOTC BOTM 1 100.00 100.00 BSIT BWIT 1 100.00 100.00 CALT 1 100.00 100.00 CAVA CCAL CCAM 229 55.45 61.81 42 65.62 72.02 7 67.31 74.24 CCAX 3 27.27 54.67 2 45.45 74.43 1 54.54 78.97 CCDM 1,954 96.49 94.67 18 97.38 95.79 15 98.12 97.41 CGRM 413 89.78 93.73 16 93.26 96.21 11 95.65 98.68 CGUS 2 100.00 100.00 CITC 1,186 44.59 41.41 769 73.50 57.99 95 77.07 64.01

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# OFTRADES

T%

TOTALVALUE

%

# OFTRADEST+1 AM

%TOTALVALUE

%

# OFTRADEST+1 PM

%TOTALVALUE

%

INDUSTRY TOTAL 321,685 76.84 81.94 60,102 91.20 91.65 11,677 93.99 94.25 CITN 1 25.00 3.89 1 50.00 7.78 CITT 862 87.34 83.61 71 94.53 92.34 11 95.64 93.69 COMA 76 93.83 92.62 3 97.53 98.01 2 100.00 100.00 COMC 1 100.00 100.00 COMO 50,491 69.14 77.46 15,015 89.70 89.34 2,465 93.08 93.17 COMP 25 45.45 40.99 8 60.00 52.42 1 61.82 54.43 COMW 1,233 28.67 76.50 2,240 80.76 92.44 614 95.04 92.76 CRED 1 100.00 100.00 CSIT CSSC 4 20.00 1.44 3 35.00 1.59 CSUS 97 23.26 15.80 52 35.73 27.99 31 43.16 35.24 CUBH CUBS 72 80.00 74.98 5 85.56 81.87 6 92.23 92.67 CUBT 238 78.29 81.05 27 87.17 87.97 5 88.81 89.72 CUBV 5 100.00 100.00 DEAT 11 68.75 24.95 1 75.00 42.79 DESA 482 98.57 97.48 5 99.59 99.68 DESC 1,249 89.99 89.45 98 97.05 97.31 11 97.84 97.78 DESD 6,888 63.20 88.90 3,151 92.11 96.34 425 96.01 97.97 DESM 1,292 91.11 77.64 74 96.33 88.41 23 97.95 94.84 DESP 122 90.37 92.39 5 94.07 95.97 7 99.26 99.83 DOMA 7,599 89.63 77.86 376 94.07 85.29 113 95.40 87.01 DTCS 8 50.00 94.66 2 62.50 96.29 3 81.25 98.51 ECEM 268 67.68 78.89 90 90.41 98.54 17 94.70 99.11 EDJC 560 83.96 14.43 6 84.86 14.52 9 86.21 98.70 EMMM 4 100.00 100.00 FIDC 327 61.93 83.72 51 71.59 86.77 8 73.11 87.96 FIMA 1,007 81.21 92.10 35 84.03 93.25 1 84.11 93.27

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# OFTRADES

T%

TOTALVALUE

%

# OFTRADEST+1 AM

%TOTALVALUE

%

# OFTRADEST+1 PM

%TOTALVALUE

%

INDUSTRY TOTAL 321,685 76.84 81.94 60,102 91.20 91.65 11,677 93.99 94.25 GIST 12,914 80.47 69.68 1,981 92.81 88.04 354 95.02 92.79 GLOV 7 87.50 79.49 1 100.00 100.00 GMPT 61 49.59 6.84 12 59.35 9.30 3 61.79 10.00 GSCC 14 60.87 61.58 6 86.96 98.30 GSCI 3,875 98.48 90.53 17 98.91 91.51 3 98.99 91.63 GSCO 181 57.28 88.75 62 76.90 92.12 13 81.01 94.60 GSCT 6 50.00 49.97 HAYU 6 100.00 100.00 HAYV 16 84.21 98.91 3 100.00 100.00 HKBA 28 57.14 78.26 20 97.96 93.12 HKBF 1,651 70.74 76.51 328 84.79 89.76 84 88.39 92.14 HKBT 198 68.99 53.63 13 73.52 58.33 39 87.11 89.32 JGCJ JGCV LAUM 1,533 90.39 92.46 61 93.99 96.93 4 94.23 96.99 LAUR 1,494 71.93 86.48 173 80.26 90.36 101 85.12 91.73 LEKC 3 75.00 69.90 1 100.00 100.00 MBCE 1 100.00 100.00 MBCJ MBCL MBCO 48 51.61 59.60 7 59.14 74.05 14 74.19 90.37 MBCT MLCT 3,264 76.19 75.09 651 91.39 85.53 117 94.12 91.48 MMLT 1,010 95.55 96.14 11 96.59 97.05 33 99.71 99.91 MMMM 15 83.33 83.44 MPFP 78 85.71 85.10 1 86.81 87.27 4 91.21 88.04 MRSA MRSB

Page 38



# OFTRADES

T%

TOTALVALUE

%

# OFTRADEST+1 AM

%TOTALVALUE

%

# OFTRADEST+1 PM

%TOTALVALUE

%

INDUSTRY TOTAL 321,685 76.84 81.94 60,102 91.20 91.65 11,677 93.99 94.25 MSLT 89 84.76 53.89 9 93.33 91.86 1 94.28 91.94 NBCC 2 100.00 100.00 NBCS 10,392 76.98 87.72 2,113 92.63 95.87 341 95.16 97.14 NBKQ 64 85.33 61.31 5 92.00 78.34 4 97.33 89.80 NBKT 1,822 85.74 85.55 62 88.66 89.74 25 89.84 91.40 NTCB NTCL 8 27.59 27.67 1 31.04 29.49 3 41.38 35.52 NTCT 2,606 51.41 63.34 1,583 82.64 73.47 196 86.51 75.23 NTDB NTDN NTDT 4,103 71.74 71.77 1,072 90.48 84.35 131 92.77 86.38 OBLV 40 88.89 21.80 2 93.33 93.28 PECC PICM PISV 12 48.00 29.78 1 52.00 31.47 PSCL 1 50.00 50.48 1 100.00 100.00 QSTR QTRD 42 76.36 74.54 8 90.91 93.05 RBCC 4 80.00 99.97 1 100.00 100.00 RBCF 41,268 98.33 97.82 281 99.00 98.73 91 99.22 99.01 RBCG 7,495 85.13 84.44 1,032 96.85 97.12 134 98.37 98.69 RBCT 22,219 69.78 76.22 4,130 82.75 84.72 1,567 87.67 89.23 RCCT RPSC 3 75.00 99.45 RTRA 24,351 60.41 63.27 11,752 89.56 88.53 1,635 93.62 92.17 RTRC 3,625 60.81 71.18 1,733 89.88 92.71 209 93.39 94.43 RTRP 1,325 93.84 92.48 36 96.39 95.84 18 97.66 97.20 SCOT 1,309 62.07 83.75 328 77.62 90.61 102 82.46 92.11

Page 39



# OFTRADES

T%

TOTALVALUE

%

# OFTRADEST+1 AM

%TOTALVALUE

%

# OFTRADEST+1 PM

%TOTALVALUE

%

INDUSTRY TOTAL 321,685 76.84 81.94 60,102 91.20 91.65 11,677 93.99 94.25 SLTT 405 41.75 60.75 491 92.37 95.44 39 96.39 97.24 SPIV SSLI 6 60.00 91.45 1 70.00 93.19 SSTA 12,612 60.63 68.68 4,978 84.56 92.33 966 89.20 95.22 SSTB 26 100.00 100.00 SSTC 3,243 62.26 67.44 1,278 86.79 88.06 314 92.82 94.57 SSTI 59 55.66 57.99 19 73.58 71.46 2 75.47 74.36 TDBA 4 100.00 100.00 TDBM 78 59.09 77.69 12 68.18 80.77 3 70.45 81.55 TDBP 37 86.05 87.32 1 88.38 88.88 1 90.71 90.44 TDBR 16,401 94.66 67.96 438 97.19 85.71 74 97.62 86.44 TDTT 662 77.88 93.82 140 94.35 97.12 19 96.59 99.77 THCC 12 100.00 100.00 THCI 4 100.00 100.00 USLV 46 93.88 80.40 2 97.96 98.86 VMDM 709 62.30 81.82 153 75.74 88.33 28 78.20 89.74 WDLT WGDB 1,423 80.12 86.63 152 88.68 92.91 34 90.59 93.30 WSLV 3 75.00 88.26

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institutional trade processing report card by …ccma-acmc.ca/en/files/december 2012 cds.pdf ·...

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