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Introduction to Wind Turbines and their Reliability & Availability Dr. Yanhui Feng, Prof. Peter Tavner Energy Group, New & Renewable Energy Subgroup When one recognises how much the sum of our ignorance exceeds that of our knowledge, one is less likely to draw rapid conclusions.” Louis de Broglie 1of 35

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Page 1: Introduction to Wind Turbines and their Reliability ... · Introduction to Wind Turbines and their Reliability & Availability ... Failure Modes & Effects Analysis, FMEA Failure Location

Introduction to Wind Turbines and their

Reliability & Availability

Dr. Yanhui Feng, Prof. Peter Tavner

Energy Group, New & Renewable Energy Subgroup

“When one recognises how much the sum of our

ignorance exceeds that of our knowledge, one is less

likely to draw rapid conclusions.”

Louis de Broglie

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Page 2: Introduction to Wind Turbines and their Reliability ... · Introduction to Wind Turbines and their Reliability & Availability ... Failure Modes & Effects Analysis, FMEA Failure Location

Overview

• Wind Conditions, Turbine Taxonomy & Technology

• Basic reliability

• Wind power Cost of Energy, Availability and Reliability

• What we know about wind turbine Availability &

Reliability Onshore & Offshore

• Conclusions

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Page 3: Introduction to Wind Turbines and their Reliability ... · Introduction to Wind Turbines and their Reliability & Availability ... Failure Modes & Effects Analysis, FMEA Failure Location

Wind Conditions

Turbine Taxonomy

& Technology

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Page 4: Introduction to Wind Turbines and their Reliability ... · Introduction to Wind Turbines and their Reliability & Availability ... Failure Modes & Effects Analysis, FMEA Failure Location

Variation of turbine forces, time & space

Turbulent forces

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Page 5: Introduction to Wind Turbines and their Reliability ... · Introduction to Wind Turbines and their Reliability & Availability ... Failure Modes & Effects Analysis, FMEA Failure Location

Scale

Boeing 74722 kW 95 kW 450 kW 2.3 MW 3.6 MW

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Already the world’s largest rotating machines

Boeing 747

Page 6: Introduction to Wind Turbines and their Reliability ... · Introduction to Wind Turbines and their Reliability & Availability ... Failure Modes & Effects Analysis, FMEA Failure Location

Wind Turbine

Configurations

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Page 7: Introduction to Wind Turbines and their Reliability ... · Introduction to Wind Turbines and their Reliability & Availability ... Failure Modes & Effects Analysis, FMEA Failure Location

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Geared Drive Wind Turbine, R80

Page 8: Introduction to Wind Turbines and their Reliability ... · Introduction to Wind Turbines and their Reliability & Availability ... Failure Modes & Effects Analysis, FMEA Failure Location

Basic Reliability

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Page 9: Introduction to Wind Turbines and their Reliability ... · Introduction to Wind Turbines and their Reliability & Availability ... Failure Modes & Effects Analysis, FMEA Failure Location

Failure

Intensity,

l

Early Life

(b < 1)

Useful Life

(b = 1)

Wear-out Period

(b > 1)

The Bathtub Curve

Time, t

Most turbines

lie here

(years) Period Operating

Population Turbine

failures ofnumber Total

al

te)t( bbl -

9 of 35

Page 10: Introduction to Wind Turbines and their Reliability ... · Introduction to Wind Turbines and their Reliability & Availability ... Failure Modes & Effects Analysis, FMEA Failure Location

Useful Life (b = 1)

The Bathtub Curve

Time, t

Failure

Intensity,

l

Early Life(b < 1) Wear-out Period (b > 1)

Select more reliable components

Preventive maintenance

Reliability Centred Maintenance

Condition Based Maintenance

Major subassembly

changeoutMore rigorous

pretesting

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Page 11: Introduction to Wind Turbines and their Reliability ... · Introduction to Wind Turbines and their Reliability & Availability ... Failure Modes & Effects Analysis, FMEA Failure Location

Root Causes & Failure Modes

Example: Main Shaft Failure

How?

SCADA

Analysis

CM

& Diagnosis

Why?

Root Cause

Analysis

Root Causes

Failure Mode

Main Shaft Failure

Fracture Deformation

High Cycle Fatigue CorrosionLow Cycle Fatigue or

OverloadMisalignment

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Page 12: Introduction to Wind Turbines and their Reliability ... · Introduction to Wind Turbines and their Reliability & Availability ... Failure Modes & Effects Analysis, FMEA Failure Location

Wind Power Cost of Energy,

Capacity Factor and Availability

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Page 13: Introduction to Wind Turbines and their Reliability ... · Introduction to Wind Turbines and their Reliability & Availability ... Failure Modes & Effects Analysis, FMEA Failure Location

Availability, Inherent

Time

Operability

100%

0%

MTTF

MTTR

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MTBF

Page 14: Introduction to Wind Turbines and their Reliability ... · Introduction to Wind Turbines and their Reliability & Availability ... Failure Modes & Effects Analysis, FMEA Failure Location

Availability, Operational

Time

Operability

100%

0%

MTBM

MTTR

Logistic Delay

time

14 of 35

MTBF

Page 15: Introduction to Wind Turbines and their Reliability ... · Introduction to Wind Turbines and their Reliability & Availability ... Failure Modes & Effects Analysis, FMEA Failure Location

15 of 64

Availability & Reliability• Mean Time To Failure, MTTF

• Mean Time to Repair, or downtime MTTR

• Mean Time Between Failures,

MTBF≈MTTF

MTBF≈MTTF+MTTR=1/ l +1/ mMTBF=MTTF+MTTR+LogisticDelay Time

• Failure rate, l l = 1/MTBF

• Repair rate, m m=1/MTTR

• Inherent Availability,

A=(MTBF-MTTR)/MTBF=1-(l/m)• Operational or Technical Availability,

A=MTTF/MTBF < 1-(l/m)• Typical UK values

– Operational Availability 97%,

– Inherent Availability 98%

Page 16: Introduction to Wind Turbines and their Reliability ... · Introduction to Wind Turbines and their Reliability & Availability ... Failure Modes & Effects Analysis, FMEA Failure Location

Capacity Factor

• Energy generated in a year= C x Turbine rating x 8760

• Capacity Factor, C

• 8760 number of hours in a year

• Therefore:

• C=Energy generated in a year/ Turbine rating x 8760

• C incorporates the Availability, A, and therefore the

MTBF, 1/l• Typical UK values

– Onshore, C 27.3%

– Early offshore, C 29.5%

• Typical EU values

– Offshore, C 35%16 of 35

Page 17: Introduction to Wind Turbines and their Reliability ... · Introduction to Wind Turbines and their Reliability & Availability ... Failure Modes & Effects Analysis, FMEA Failure Location

Cost of Energy, COE

• COE, £/kWh=

(ICC×FCR + O&M)/AEP

– ICC=Initial Capital Cost, £

– FCR=Fixed Charge Rate, interest, %

– O&M=Annual Cost of Operations & Maintenance, £

– AEP=Annualised Energy Production, kWh

• COE , £/kWh =

(ICC×FCR + O&M(1/l, 1/MTTR))/AEP(A(1/l, 1/MTTR)}

• Reduce failure rate l, Reliability MTBF 1/l improve and Availability Aimprove, O&M cost reduces;

• Reduce Downtime MTTR, Availability A improve, O&M cost reduces;

• Therefore COE, reduces

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Page 18: Introduction to Wind Turbines and their Reliability ... · Introduction to Wind Turbines and their Reliability & Availability ... Failure Modes & Effects Analysis, FMEA Failure Location

Impact of the Reliability on COE

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Page 19: Introduction to Wind Turbines and their Reliability ... · Introduction to Wind Turbines and their Reliability & Availability ... Failure Modes & Effects Analysis, FMEA Failure Location

What we know about wind turbine

Reliability

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Page 20: Introduction to Wind Turbines and their Reliability ... · Introduction to Wind Turbines and their Reliability & Availability ... Failure Modes & Effects Analysis, FMEA Failure Location

Sources of Failure Data

• Eurowin data

• EPRI data from California

• Windstats data from Germany and Denmark

• LWK data from Germany

• WMEP data from Germany

• Data from UK Round 1 offshore wind farms

• Data now coming from RELIAWIND WP 1, see later

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Page 21: Introduction to Wind Turbines and their Reliability ... · Introduction to Wind Turbines and their Reliability & Availability ... Failure Modes & Effects Analysis, FMEA Failure Location

Trend in Turbine Failure Rates

with time

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Page 22: Introduction to Wind Turbines and their Reliability ... · Introduction to Wind Turbines and their Reliability & Availability ... Failure Modes & Effects Analysis, FMEA Failure Location

Reliability & Size, EU

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Page 23: Introduction to Wind Turbines and their Reliability ... · Introduction to Wind Turbines and their Reliability & Availability ... Failure Modes & Effects Analysis, FMEA Failure Location

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Reliability & Downtime &

Subassemblies, EU

Drive Train

Generator

Gearbox

Rotor Blades

Mechanical Brake

Rotor Hub

Yaw System

Hydraulic System

Other

Electrical Control

Electrical SystemLWK Failure Rate, approx 5800 Turbine Years

WMEP Failure Rate, approx 15400 Turbine Years

LWK Downtime, approx 5800 Turbine Years

WMEP Downtime, approx 15400 Turbine Years

1 0.75 0.5 0.25 0 2 4 6 8 10 12 14 Failure/turbine/year Downtime per failure (days)

Failure/turbine/year and Downtime from 2 Large Surveys of European Wind Turbines over 13 years

Page 24: Introduction to Wind Turbines and their Reliability ... · Introduction to Wind Turbines and their Reliability & Availability ... Failure Modes & Effects Analysis, FMEA Failure Location

Reliability & Weather, WS DK

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Wind Speed

Failure Rate

Page 25: Introduction to Wind Turbines and their Reliability ... · Introduction to Wind Turbines and their Reliability & Availability ... Failure Modes & Effects Analysis, FMEA Failure Location

Reliability & Time, LWK

0 20 40 60 80 100

0.0

0.2

0.4

0.6

0.8

1.0

LWK, E66, converter

total test time [turbines * year]

failu

re in

ten

sity

[fa

ilu

res /

ye

ar]

actu

al e

lap

se

d tim

e: 9

ye

ars

industrial range

demonstrated reliabilitydemonstrated reliabilitydemonstrated reliability

25 of 35

Page 26: Introduction to Wind Turbines and their Reliability ... · Introduction to Wind Turbines and their Reliability & Availability ... Failure Modes & Effects Analysis, FMEA Failure Location

Reliability & Time, LWK

Generators

0 100 200 300 400 500

0.0

0.2

0.4

0.6

0.8

1.0

LWK, E40, generator

total test time [turbines * year]

failu

re in

ten

sity

[fa

ilu

res /

ye

ar]

actu

al e

lap

se

d tim

e: 1

1 ye

ars

industrial range

0 20 40 60 80

0.0

0.2

0.4

0.6

0.8

1.0

LWK, E66, generator

total test time [turbines * year]

failu

re in

ten

sity

[fa

ilu

res /

ye

ar]

actu

al e

lap

se

d tim

e: 7

ye

ars

industrial range

0 100 200 300 400

0.0

0.2

0.4

0.6

0.8

1.0

LWK, V27/225, generator

total test time [turbines * year]

failu

re in

ten

sity

[fa

ilu

res /

ye

ar]

actu

al e

lap

se

d tim

e: 1

2 ye

ars

industrial range

0 100 200 300 400 500

0.0

0.2

0.4

0.6

0.8

1.0

LWK, V39/500, generator

total test time [turbines * year]

failu

re in

ten

sity

[fa

ilu

res /

ye

ar]

actu

al e

lap

se

d tim

e: 1

1 ye

ars

industrial range

Figure 4.4: Variation between the failure rates of generator subassemblies, in the LWK population of German WTs, using the PLP model.

The upper two are low speed direct drive generators while the lower two are high speed indirect drive generators.

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Page 27: Introduction to Wind Turbines and their Reliability ... · Introduction to Wind Turbines and their Reliability & Availability ... Failure Modes & Effects Analysis, FMEA Failure Location

Reliability & Time, LWK

Gearboxes

0 100 200 300

0.0

0.2

0.4

0.6

0.8

1.0

LWK, TW600, gearbox

total test time [turbines * year]

failu

re in

ten

sity

[fa

ilu

res /

ye

ar]

actu

al e

lap

se

d tim

e: 1

2 ye

ars

industrial value

0 100 200 300 400 500

0.0

0.2

0.4

0.6

0.8

1.0

LWK, V39/500, gearbox

total test time [turbines * year]

failu

re in

ten

sity

[fa

ilu

res /

ye

ar]

actu

al e

lap

se

d tim

e: 1

1 ye

ars

industrial value

0 20 40 60 80 100

0.0

0.2

0.4

0.6

0.8

1.0

LWK, N52/N54, gearbox

total test time [turbines * year]

failu

re in

ten

sity

[fa

ilu

res /

ye

ar]

actu

al e

lap

se

d tim

e: 7

ye

ars

industrial value

0 50 100 150 200 250

0.0

0.2

0.4

0.6

0.8

1.0

LWK, Micon M530, gearbox

total test time [turbines * year]

failu

re in

ten

sity

[fa

ilu

res /

ye

ar]

actu

al e

lap

se

d tim

e: 1

2 ye

ars

industrial value

Figure 4.5: Variation between the failure rates of gearbox subassemblies, using the

PLP model, in the LWK population of German WTs. 27 of 35

Page 28: Introduction to Wind Turbines and their Reliability ... · Introduction to Wind Turbines and their Reliability & Availability ... Failure Modes & Effects Analysis, FMEA Failure Location

Reliability & Time, LWK

Electronics

0 100 200 300 400 500

0.0

0.2

0.4

0.6

0.8

1.0

LWK, E40, electronics

total test time [turbines * year]

failu

re in

ten

sity

[fa

ilu

res /

ye

ar]

actu

al e

lap

se

d tim

e: 1

1 ye

ars

industrial range

0 20 40 60 80

0.0

0.2

0.4

0.6

0.8

1.0

LWK, E66, electronics

total test time [turbines * year]

failu

re in

ten

sity

[fa

ilu

res /

ye

ar]

actu

al e

lap

se

d tim

e: 7

ye

ars

industrial range

0 10 20 30 40 50

0.0

0.2

0.4

0.6

0.8

1.0

LWK, TW 1.5s, electronics

total test time [turbines * year]

failu

re in

ten

sity

[fa

ilu

res /

ye

ar]

actu

al e

lap

se

d tim

e: 5

ye

ars

industrial range

Figure 4.6: Variation between the failure rates of electronics subassemblies, or converter,

using the PLP model, in the LWK population of German WTs. The upper two are low speed direct drive generators with fully rated converters while the lower

two are high speed indirect drive generators with partially rated converters.

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Page 29: Introduction to Wind Turbines and their Reliability ... · Introduction to Wind Turbines and their Reliability & Availability ... Failure Modes & Effects Analysis, FMEA Failure Location

Reliability of Power Electronics

Failure root cause distribution for power electronics

from E Wolfgang, 2007

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Page 30: Introduction to Wind Turbines and their Reliability ... · Introduction to Wind Turbines and their Reliability & Availability ... Failure Modes & Effects Analysis, FMEA Failure Location

Onshore Availability & Wind speed, World

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40%

energy

produced

at wind

speeds

>11m/s

Page 31: Introduction to Wind Turbines and their Reliability ... · Introduction to Wind Turbines and their Reliability & Availability ... Failure Modes & Effects Analysis, FMEA Failure Location

Offshore Availability & Wind speed, UK

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Page 32: Introduction to Wind Turbines and their Reliability ... · Introduction to Wind Turbines and their Reliability & Availability ... Failure Modes & Effects Analysis, FMEA Failure Location

Offshore Capacity Factor & Wind Speed, UK

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Page 33: Introduction to Wind Turbines and their Reliability ... · Introduction to Wind Turbines and their Reliability & Availability ... Failure Modes & Effects Analysis, FMEA Failure Location

Root Causes

Failure Modes

& Effects

Analysis,

FMEA

Failure Location

Condition

Monitoring

Signals

SCADA

Signal

Analysis

Results of

survey data WP1

Wind condition

Weather

Faulty design

Faulty materials

Poor maintenance

Results of

WP3 analysis

Results of

WP2 analysis

How?

SCADA Analysis

& Diagnosis

Why?

Root Cause Analysis

Wind Turbine

Reliability Analysis

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Page 34: Introduction to Wind Turbines and their Reliability ... · Introduction to Wind Turbines and their Reliability & Availability ... Failure Modes & Effects Analysis, FMEA Failure Location

Conclusions

• WT reliability is improving

• WT concepts have different reliabilities

• Generally failure rates are constant

• The subassemblies with high failure rates are consistent

• Downtime or MTTR and cost are also important

• Failure rates of subassemblies can improve with time

• Definitions of Availability are important and need to be standardised

• Offshore availability Ai is worse than onshore

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Page 35: Introduction to Wind Turbines and their Reliability ... · Introduction to Wind Turbines and their Reliability & Availability ... Failure Modes & Effects Analysis, FMEA Failure Location

Thank you• P. J. Tavner, C. Edwards, A. Brinkman, and F. Spinato. Infuence of wind

speed on wind turbine reliability. Wind Engineering, 30(1), 2006.

• P. J. Tavner, J. P.Xiang, and F. Spinato. Reliability analysis for wind turbines. Wind Energy, 10(1), 2007.

• F. Spinato, P. J. Tavner, and G.J.W van Bussel. Reliability-growth analysis of wind turbines from field data. Proceedings of AR2TS conference, Loughborough, 2007.

• Tavner, P J, van Bussel, G J W, Spinato, F, Machine and converter reliabilities in WTs. Proceedings of IEE PEMD Conference, Dublin, April 2006.

• Hansen, A D., Hansen, L H. ,Wind turbine concept market penetration over 10 years (1995–2004), Wind Energy, 2007; 10:81–97

• Ribrant J., Bertling L.M.: Survey of failures in wind power systems with focus on Swedish wind power plants during 1997–2005, IEEE Trans. Energy Conversion, 2007, EC22 (1), pp. 167–173

• Wolfgang, E. Examples for failures in power electronics systems, in EPE Tutorial ‘Reliability of Power Electronic Systems’, April 2007.

• Beckendahl, P, Skiip, an Intelligent Power Module for wind turbine inverters, EPE Wind Chapter Mtg, Stockholm, May 2009.

• Feng, Y, Tavner, P J, Long, H, Early Experiences with UK Round 1 Offshore Wind Farms, accepted by Proceedings of the Institution of Civil Engineers, Energy, 2010.

• E. Echavarria, T. Tomiyama, G.J.W. van Bussel, B. Hahn How has reliability of technology developed through time?, EWEC2007, Milano.

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