investigating the expansion of angiosperms during the ... · investigating the expansion of...

112
Investigating the Expansion of Angiosperms during the Cretaceous Period using a Modeling Approach by Anastasia Gousseva A thesis submitted in conformity with the requirements for the degree of Master of Science Graduate Department of Geography University of Toronto © Copyright by Anastasia Gousseva 2010

Upload: hahanh

Post on 03-Apr-2019

222 views

Category:

Documents


0 download

TRANSCRIPT

Page 1: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

Investigating the Expansion of Angiosperms during the Cretaceous Period using a Modeling Approach

by

Anastasia Gousseva

A thesis submitted in conformity with the requirements for the degree of Master of Science

Graduate Department of Geography University of Toronto

© Copyright by Anastasia Gousseva 2010

Page 2: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

ii

Investigating the Expansion of Angiosperms during the Late

Cretaceous using a Modeling Approach

Anastasia Gousseva

Master of Science

Graduate Department of Geography University of Toronto

2010

Abstract

The use of Dynamic Global Vegetation Models (DGVMs) in paleo-vegetation studies is a

practical new approach in paleo-ecology as it allows for process-based investigations within a

flexible framework. The goal of this study is to evaluate the applicability of Lund Potsdam Jena

(LPJ) – DGVM in a paleo-study of Cretaceous angiosperm spread, while testing several pre-

existing theories regarding the spread through model experimentation. I assessed the

independent and interactive role of climate variables (temperature, precipitation, atmospheric

CO2 concentration, and seasonality), latitudinal light regime, soil structure, and plant

characteristics (tree versus grass, and deciduousness) in influencing angiosperm expansion by

simulating the response of Cretaceous land cover to changes in each factor. I found that

temperature and light were the most influential variables in determining angiosperm success,

while plant structure and deciduousness may carry implications for early angiosperm

establishment and community competition dynamics. LPJ showed great potential for refinement

and effective future use in paleo-applications.

Page 3: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

iii

Acknowledgments

Immeasurably huge thank-you to Dr. Sharon Cowling, my wise and caring supervisor, who made

so many things (including this thesis) possible for me. I cannot say enough good things about

her kind, intelligent nature and her work. Thank you to Dr. Danny Harvey for his mentorship

and his bottomless pit of knowledge. Thank you to Dr. Sarah Finkelstein and Dr. Bill Gough, for

their guidance, help, and encouragement. Thank you to Dr. Brad Bass and his team for lending

me their resources and for the good times. Thank you to all of the U of T professors that have

been part of my learning experience. Also, thank you to the U of T Centre for Global Change

Science, for providing unique internship and travel opportunities to students, without which I

would surely not be where I am now.

Sincere thank you to Carlos Avendaño for his academic advice, for the endless awesome

experiences, and for what is sure to be a life-long friendship. Thank you to Younglan Shin for

generously sharing her immense knowledge and skills. Thank you to Rebecca Snell, and Jenn

Weaver for letting me pick their brains and for the girl-talk. Thank you to Nicole Chow for

popping into the office with hilarious commentary and for spearing me having to deal with

admin work for GGR101. Thank you to all the PGB inhabitants who make university feel almost

like home.

Thank you to all my good friends for all sorts of things. Special thank you to Marius, Kris, and

Rita for keeping me out of trouble, to Georgiy, Bogdan, Jaime, and Belinda for creating the

occasional trouble (and fun), and to Ruth, Oleksandra, and Mariya for sticking around despite the

trouble. And thank you to Jesus M. Hervas being my partner in good times and bad, for inspiring

me with his patience and love, and for always telling me “you can do it”.

Thank you to my family, my parents Olga and Alexandre and my brother Nik, for supporting me

and giving me a home that I can always go to.

Thank you to God for this beautiful adventure.

Page 4: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

iv

Table of Contents

Contents

Acknowledgments.......................................................................................................................... iii

Table of Contents ........................................................................................................................... iv

List of Tables ................................................................................................................................ vii

List of Figures .............................................................................................................................. viii

List of Appendices ......................................................................................................................... xi

Introduction ......................................................................................................................................1

1.1 Setting the Context ...............................................................................................................1

1.2 My General Research Approach ..........................................................................................5

Literature Review.............................................................................................................................6

2.1 Cretaceous Climate Overview .............................................................................................6

2.1.1 Paleogeography ........................................................................................................7

2.1.2 Temperature .............................................................................................................8

2.1.3 Precipitation ...........................................................................................................12

2.1.4 Atmospheric CO2 ...................................................................................................13

2.2 Angiosperms in the Cretaceous .........................................................................................14

2.2.1 First Evidence ........................................................................................................14

2.2.2 Latitudinal Migration .............................................................................................14

2.2.3 Biotic Replacement and Rise to Dominance .........................................................15

2.2.4 Hypotheses about Early Angiosperms ...................................................................19

2.2.5 Hypotheses about Angiosperm Diversification and Spread ..................................20

2.3 A Place for Modeling in Paleoecology: Building a Case for LPJ......................................25

2.3.1 Modeling Simplification and Validation ...............................................................27

Page 5: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

v

2.3.2 PFT modification ...................................................................................................28

2.3.3 Experiment Types ..................................................................................................31

Methods..........................................................................................................................................33

3 Introduction – Modeling Methods ............................................................................................33

3.1 Data ....................................................................................................................................33

3.2 Plant Representation ..........................................................................................................34

3.3 Experimental Design ..........................................................................................................34

3.3.1 Experimental Protocol ...........................................................................................35

3.4 Analysis of Model Output Values......................................................................................41

Results and Discussion ..................................................................................................................42

4 Introduction ...............................................................................................................................42

4.1 Concepts and Abbreviations ..............................................................................................42

4.2 Early Angiosperms in a Gymnosperm-Dominated Forest .................................................43

4.2.1 Structure and Traits of Early Angiosperms ...........................................................43

4.2.2 Cretaceous Angiosperm Trees and LPJ .................................................................46

4.3 Climate Change and Angiosperm Spread ..........................................................................47

4.3.1 Temperature Effects ...............................................................................................47

4.3.2 Precipitation Effects ...............................................................................................50

4.3.3 Atmospheric CO2 Effects .......................................................................................53

4.4 Role of Soils .......................................................................................................................55

4.5 Light Regime .....................................................................................................................57

4.5.1 Light as an Isolated Factor .....................................................................................57

4.5.2 Light – Temperature Interaction ............................................................................60

4.6 Seasonality .........................................................................................................................64

4.7 Deciduousness....................................................................................................................68

4.8 Success of LPJ in the Angiosperm Paleo-Application ......................................................76

Page 6: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

vi

4.8.1 Strengths of LPJ as a Paleo-Research Tool ...........................................................76

4.8.2 Problems and Limitations of LPJ ...........................................................................77

Conclusion .....................................................................................................................................80

5.1 Angiosperms in the Cretaceous .........................................................................................80

5.2 Future directions: Paleo-vegetation research and development of LPJ .............................81

References ......................................................................................................................................84

Appendix 1 .....................................................................................................................................98

Appendix 2 .....................................................................................................................................99

Page 7: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

vii

List of Tables

Table 1: Control climate and vegetation specifications. ................................................................35

Table 2: Temperature, Precipitation and Atmospheric CO2 experimental simulation anomalies.

VSC represents Variable Subjected to Change in each simulation of the experiment and Variable

Levels indicate the degree of change in each simulation. ..............................................................36

Table 3: Interactive High Latitude scenario protocol. ...................................................................37

Table 4: Seasonality experiment protocol......................................................................................38

Table 5: Deciduousness experiment PFTs and climate anomalies. ...............................................39

Table 6: 3-PFT deciduous interactive scenario PFTs. ...................................................................40

Table 7: 5-PFT deciduous interactive scenario PFTs and latitudes. ..............................................41

Table 8: Abbreviations used in discussion.....................................................................................42

Table 9: Net primary production and precipitation changes. .........................................................51

Table 10: Net primary production and atmospheric carbon dioxide concentration changes. ........54

Table 11: Net primary production and light regime changes. Temperature and precipitation

conditions are equivalent to Control. .............................................................................................58

Table 12: High latitude scenario specifications. ............................................................................60

Table 13: Net primary production and high latitude scenarios. .....................................................61

Table 14: Seasonality simulations specifications. .........................................................................65

Table 15: Net primary production; alternating deciduousness in seasonal temperature climate. ..69

Table 16: Simulation specifications for 5-PFT scenarios. .............................................................72

Page 8: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

viii

List of Figures

Figure 1: Cretaceous period in the geological time scale (British Geological Survey). ..................6

Figure 2: Earth paleogeography 100 million years ago (Ma), modified from Hay et al (1999)

after Barron (1987). .........................................................................................................................7

Figure 3: Latitudinal temperature gradients estimated from d18O values from benthic and

planktic foraminifera, modified from Huber et al. (2002). Circles represent sea surface

temperature estimates from planktic adjusted for influence of local factors (solid) and unadjusted

(hollow). Squares represent temperature estimates from benthic foraminifera from upper bathyal

(crossed lines), middle bathyal (gray), and lower bathyal (black) zones. The solid line is the

best-fit polynomial through adjusted planktic foraminiferal data. Dashed line represents the

modern temperature gradient. ..........................................................................................................8

Figure 4: Cretaceous sea surface paleotemperature estimates in the subtropics (30-35 deg N)

from d18O values of fish teeth from the western Tethys, modified from Puceat et al. (2003).

Solid curve represents the least- squared best fit mean temperature. Temperatures are calculated

using the equation of Kolodny et al. (1983) with d18O of seawater of a) -1% and b) 0%. See

Puceat et al. (2003) for further details. ..........................................................................................10

Figure 5: Cretaceous sea surface paleotemperature estimates from d18O values in

sclerochronological sections of rudist bivalves, modified from Steuber et al. (2005). Samples are

from Jamaica (yellow), Oman (pink), Turkey (blue), Austria (brown), central Greece (green),

Croatia and Ionian islands, Greece (violet), southern Spain (red), northern Spain and western

France (dashed red lines), and southern France (black). Circles indicate mean values for the

shells that most probably recorded complete intra-annual variation. See Steuber et al. (2005) for

further details. ................................................................................................................................11

Figure 6: Cretaceous atmospheric carbon dioxide concentrations compiled from different studies,

modified from Bice and Norris (2002). Red-shaded region denotes the warmest period of the

Cretaceous based on Puceat et al. (2003) and Hay (2008).............................................................13

Page 9: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

ix

Figure 7: LPJ-simulated vegetation composition in Carboniferous mire forest and higher altitude

regions compared to fossil record. .................................................................................................30

Figure 8: Fractional land cover occupied by each PFT, alternating between broad-leaf trees (BE)

in Control and broad-leaf grass (BG) in Grass and Grass2. ..........................................................44

Figure 9: Fractional land cover occupied by each PFT, and temperature changes........................47

Figure 10: Fractional land cover occupied by each PFT, and precipitation changes.....................51

Figure 11: Fractional land cover occupied by each PFT, and atmospheric carbon dioxide

concentration changes. ...................................................................................................................53

Figure 12: Fractional land cover occupied by each PFT, and soil type. ........................................56

Figure 13: Fractional land cover occupied by each PFT, and light regime changes (expressed

through latitude). Temperature and precipitation conditions are equivalent to Control. ...............58

Figure 14: Fractional land cover occupied by each PFT in high latitude scenarios. Climate

conditions for each scenario are outlined in detail in Table 3 in Methods and in brief in Table 12

(above). ..........................................................................................................................................61

Figure 15: Fractional land cover occupied by each PFT in high latitude and low latitude

scenarios. LL3 and LL4 have the same climate specifications as HL3 and HL4, respectively.

LL3 and LL4 were conducted at equatorial latitudes. ...................................................................63

Figure 16: Fractional land cover occupied by each PFT in seasonal conditions: hot dry summer,

warm wet winter. ...........................................................................................................................66

Figure 17: Fractional land cover occupied by each PFT in seasonal conditions: cool wet summer,

warm dry winter. ............................................................................................................................66

Figure 18: Fractional land cover occupied by each PFT; evergreen and deciduous needle-leaf

trees. ...............................................................................................................................................69

Figure 19: Fractional land cover occupied by each PFT; alternating deciduousness in seasonal

temperature climate. .......................................................................................................................71

Page 10: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

x

Figure 20: Fractional land cover occupied by each PFT; competition between deciduous and

evergreen trees at various latitudes. Temperatures are cool and seasonal, with exception of

D0warm, which has a warm uniform climate. ...............................................................................74

Page 11: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

xi

List of Appendices

Appendix 1. ....................................................................................................................................97

Appendix 2. ....................................................................................................................................98

Page 12: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

1

Introduction

1.1 Setting the Context

The expansion of angiosperms during the Cretaceous (145.5 – 65.5 Ma) is one of the most

important processes that shaped today’s terrestrial ecosystems. However, despite the global

prevalence of angiosperms today and the constantly emerging botanical and paleoecological

information, there is still no consensus as to the origin, physiology, and function of early

angiosperms and their environments including the dynamics of their spread (Feild et al. 2004,

Herman 2002, Wing and Boucher 1998). There are numerous and sometimes vastly different

propositions regarding the initial appearance and characteristics of early angiosperms and the

factors involved in their diversification and rise to dominance during the Cretaceous.

Hypotheses range from evolution of micro-scale plant features (Feild and Arens 2007, Midgley

and Bond 1991, Stebbins 1981) to importance of global climate change (Cantrill and Poole 2002,

Jahren et al. 2001, McElwain et al. 2005, Morley 2003). It should be mentioned that this is a

complex, multidimensional topic, involving multiple spatial and temporal scales, in which

vegetation processes may not have necessarily taken place in the same way in separate instances

and locations. There are several gradients to keep in mind including phylogeny, latitude, and

environmental conditions (Feild et al. 2004). Furthermore, it is implicit that the fossil evidence,

upon which almost all of the existing information about the Cretaceous period is based, is limited

and open to a wide range of interpretations. Consequently, even though recent studies on the

topic are concerned with explaining why the angiosperms were able to gain dominance around

the globe, there are still numerous remaining questions as to how they spread, when and where

they spread, and even what exactly Cretaceous vegetation was like.

The Cretaceous period spans tens of millions of years. During this period (~ 140 – 65.5 Ma),

angiosperms appeared in terrestrial ecosystems (Hickey and Doyle 1977), evolved and

diversified taxonomically such that they ranged from small herbaceous plants to large trees,

developed various species-specific traits, and eventually came to colonize and dominate a variety

of environments (Herman 2002). From the available fossil studies, it is difficult if not

impossible to pinpoint the time and way in which these developments took place. For example,

Page 13: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

2

Wing and Boucher (1998) point out that in almost all previous studies there is an implied

assumption that taxonomic diversification in angiosperms took place at the same time as the

expansion of their ecological strategies and growth forms. However, they argue that there could

be an alternate interpretation in which the angiosperms’ ecological strategies and growth forms

could have occurred with a lag of about 30 million years following their taxanomic

diversification. In another point, Wing and Boucher (1998) note that by the Cenomanian (~ 99

Ma) angiosperms were spread globally with some of their sub-lineages having had over 20

million years to evolve independently in different habitats and under diverse environmental

conditions. One should also not neglect the fact that during this time period other plant types

would have also experienced evolution or extinction (Herman 2002, Schneider et al. 2004),

landscape topography and geographic position of the continents would have undergone change

(Donnadieu et al. 2006b, Hay 2008), and climate would have also changed on a local as well as

global scale (Bice and Norris 2002, Huber et al. 2002, Puceat et al. 2003, Spicer and Chapman

1990). Within this framework, we can examine several moments in the history of angiosperm

development, but we must be mindful of the limitations of our basis and be careful of making

unfounded generalizations.

Using the currently available methodology, researchers were able to construct a very general

picture of Cretaceous vegetation and climate through a collection of “snapshots” of local

vegetation assemblages and isotope indicators (Brenner 1996, Herman 2002, Hickey and Doyle

1977, Retallack and Dilcher 1981). Further insight was drawn from other types of observational

studies such as analysis of physiological and ecological plant traits and phylogenetics (Feild and

Arens 2005, 2007, Spicer and Parrish 1990). As a result, some climatic and vegetational patterns

were derived and many researchers have proposed theories to explain the patterns and make

inferences about the types of processes that may have taken place on earth during the Cretaceous.

However, even assuming that the methodology used was correct and with a reasonably small

margin of error, the amount of information gathered is miniscule considering the size of the

planet and the length of the time period covered. Just as there is limited hard evidence for

constructing the theories, there is also limited evidence to dispute them. Therefore, most

theories, though often convincing, remain in a “propositional” status, untested and unchallenged,

with little new emerging information. Thus, in order to start filling in the informational gaps, or

at least to start testing the existing theories, new methodology is clearly needed.

Page 14: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

3

The use of Dynamic Global Vegetation Models (DGVMs) is a novel approach in paleo-ecology

which, in complement to existing fossil data, will allow for experimentation and hypothesis

testing to determine the dynamics behind vegetation cover change in past time periods

(Diffenbaugh and Sloan 2002, Doherty et al. 2000, Shellito and Sloan 2006). In fact, modeling

is arguably the only currently available method which can allow for process-focused exploration

of past ecosystems and simulation of vegetation and environmental conditions that no longer

exist in the present. No work has previously been done using the vegetation modeling approach

to simulate possible traits of early angiosperms and testing them within a dynamic framework

with various competitive and environmental scenarios. It is the intention of my work to apply

the modeling approach to test some of the existing theories regarding the angiosperm rise to

dominance during the Cretaceous period in order to provide insight on the topic from the

modeling perspective.

Examination of the modeling methodology is a large part of this study as the use of DGVMs has

only very recently been introduced in the field of paleo-ecology, particularly for experimentation

with the deep past (pre-Quaternary periods), and much work is still needed for improving the

applicability of DGVMs in the study of past ecosystems (Kaplan et al. 2002, Kohler and Fischer

2004, Shellito and Sloan 2006). Thus, the approach taken in this work is cautious and critical,

and the conclusions derived from the modeling experiments will be general and mindful of the

limitations of the model.

Fossil record information from past studies serves as the basis for comparison and verification of

the results of this study. However, it should be mentioned again that there are enormous data

gaps in the available fossil record for the Cretaceous period and it too should be approached

critically. Nevertheless, there are several fairly clear patterns that can be drawn from the record

with regard to angiosperm spread. Firstly, it appears that angiosperms had begun their

development in the tropics (Brenner 1996), where they first became abundant locally in disturbed

habitats (Herman 2002, Scott and Smiley 1979, Taylor and Hickey 1992), and then penetrated

into more stable and light/nutrient-limited habitats and dispersed pole-ward (Drinnan and Crane

1990, Herman 2002). In middle latitudes, angiosperms had once again initially dominated in

disturbed habitats such as stream margins and coastal plains and later spread into other areas

(Coiffard et al. 2007). However, their dominance was not as clear in stable and stressed

environments in the higher latitudes as some areas remained dominated by other plant types

Page 15: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

4

(Herman and Spicer 1997, Spicer et al. 2002). These vegetation patterns provide a context for

the model experiments in my study and a background for some of the theories regarding

angiosperm spread put forth in previous research (discussed later) which will be re-examined in

this study from the modeling perspective.

Although the main intention of my research is to bring innovation for a better understanding of

past ecosystems and climate, it carries many implications for current issues in science and

society. In light of the ongoing energy-intensive anthropogenic activities that release millions of

tonnes of greenhouse gases into the atmosphere, there is mounting concern over the potential

climatic and ecological impacts of this trend. Researchers have presented clear evidence of

climate change and climate-change-related weather extremes and ecological consequences, with

a high probability of more impacts on the way (IPCC 2007). However, due to the complexity of

earth systems, it is difficult to make predictions for the future, particularly with respect to

responses of the biosphere to climate (Hargreaves and Annan 2009). There is evidence of

significant climate change at several times during the Cretaceous (Hay 2008, Huber et al. 2002,

Mutterlose et al. 2009, Puceat et al. 2003), which may or may not have affected global vegetation

patterns. This study may shed light on the issue, determining the relative importance of climate

for success of certain plant groups with respect to other variables such as plant competition. The

results carry implications for understanding plant establishment and extinction under different

environmental conditions. Understanding ecosystem functions and climate interactions is

imperative in building strategies and policies to protect ecosystem health. Studies of the past can

provide realistic perspective on the Earth’s natural cycles as well as short-term and long-term

responses to human activity, which will improve our foresight in our actions and help us to make

better decisions.

Page 16: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

5

1.2 My General Research Approach

This study uses the Lund Potsdam Jena (LPJ) DGVM with a modified Plant Functional Type

(PFT) vegetation classification scheme to simulate vegetation cover under various environmental

conditions corresponding to the Cretaceous period. The purpose of this research can be divided

into two themes: assessment of the LPJ modeling methodology in paleoecology (methodology),

and investigation of the spread of angiosperm during the Cretaceous period (application). Since

the methodology is integrated in the application process, some questions regarding both themes

will be addressed together in the discussion of results. Considered separately, the research

objectives are the following:

Methodology:

1) Identifying the kinds of paleoecological questions that can and cannot be addressed

with the current state of the LPJ model structure and PFT-based vegetation

classification system

2) Suggesting future directions in developing LPJ for improving its applicability in

paleovegetation modeling

Application:

1) Identifying the role of the following environmental variables in the spread of

angiosperms during the Cretaceous period using LPJ:

a. Temperature change

b. Precipitation change

c. Change in atmospheric carbon dioxide concentration

d. Competition with other plant types

e. Height and physical structure of angiosperms

f. Soil characteristics

g. Light regime

h. Seasonality of climate

i. Deciduousness of competing gymnosperms

Chapter 2 (Literature Review) will explain the underlying conceptual theory of my research

questions.

Page 17: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

6

Literature Review

2

2.1 Cretaceous Climate Overview

The Cretaceous corresponds to a geological period roughly 145.5 to 65.5 million years ago (Ma).

During that time, the earth was characterized by unique geological processes that shaped the

oceans and continental shelves, atmospheric features that influenced climate and terrestrial

processes, and a specific configuration of the continents that influenced ocean currents

(Donnadieu et al. 2006b, Hay 2008). The Cretaceous period forms an extensive research field

and there are ongoing studies investigating Cretaceous paleogeography and climate with

numerous topics still under debate.

Figure 1: Cretaceous period in the geological time scale (British Geological Survey).

Page 18: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

7

2.1.1 Paleogeography

Figure 2: Earth paleogeography 100 million years ago (Ma), modified from Hay et al (1999) after

Barron (1987).

The above illustration (Figure 2) represents the approximate configuration of the continents at

roughly 100 Ma (middle of the Cretaceous period) as reconstructed by Hay et al. (1999). This

arrangement was by no means static throughout the Cretaceous as there was tectonic movement

as well as sea level changes. In general, the tropical regions corresponded to present-day

northern half of Africa and South America, Central America, and South-East Asia. Southern

Africa and South America, Australia, southern half of North America, and most of Europe and

Asia were in the mid-latitudes. Northern parts of North America and Asia, as well as Antarctica

were in the high latitudes and close to the poles. Towards the late Cretaceous, the continents

were more spread apart, opening up the Central Atlantic Ocean. Due to orogenic processes and

changes in sea level, some parts of the continents became submerged in water while others were

lifted up (Donnadieu et al. 2006b). Overall, the surface of the earth was very dynamic during the

Cretaceous with constant changes taking place at different scales of the landscape.

Page 19: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

8

2.1.2 Temperature

Reconstruction of the Cretaceous paleotemperature curves has been done in a number of studies

at different spatial scales and using various methods. Isotope analysis (Huber et al. 2002, Puceat

et al. 2003, Steuber et al. 2005), paleovegetation analysis (Spicer and Parrish 1990, Upchurch et

al. 2007), and climate modeling (Donnadieu et al. 2006a) were among the most common

approaches used, with some studies reporting conflicting results (Bice et al. 2006, Horrell 1990,

Pearson et al. 2001, Sellwood et al. 1994). Nevertheless, there is a reasonable consensus about

the general picture of Cretaceous climate and the main trends that took place.

Figure 3: Latitudinal temperature gradients estimated from d18O values from benthic and planktic

foraminifera, modified from Huber et al. (2002). Circles represent sea surface temperature

estimates from planktic adjusted for influence of local factors (solid) and unadjusted (hollow).

Squares represent temperature estimates from benthic foraminifera from upper bathyal (crossed

lines), middle bathyal (gray), and lower bathyal (black) zones. The solid line is the best-fit

polynomial through adjusted planktic foraminiferal data. Dashed line represents the modern

temperature gradient.

Page 20: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

9

Cretaceous climate was generally warmer and more equable compared to today, with polar

regions being significantly warmer (Sloan and Barron 1990). Today, the latitudinal gradient

between the equator and the North Pole is about 50 degrees Celsius, and 90 °C between the

equator and the South Pole. In the Late Cretaceous the gradient in both hemispheres was

estimated to be 35 °C or less (Hay 2008). The figure above (Figure 3), modified from Huber et

al. (2002), shows a comparison between today’s latitudinal temperature gradient (dashed line)

and the approximate gradient at different times during the Cretaceous (solid line) based on δ18

O

values in planktic foraminifera. The figure also illustrates changes in average temperature

throughout the Cretaceous (going backwards in time) with graph 1 representing late

Maastrichtian age (65.5 – 68.5 Ma) , graph 2 representing the late Campanian (75.4 – 76.4 Ma),

graph 3 showing temperatures from the Turonian (92 – 94 Ma), and graph 4 – temperatures from

the latest Albian (99 – 100 Ma). The latter two graphs correspond to periods associated with the

warmest temperatures in the Cretaceous, while the first two denote a period of cooling.

A compilation of studies, primarily based on foraminiferal δ18

O records, indicates that there were

warm and cool episodes during the Cretaceous. The approximate Cretaceous paleotemperature

curve for the subtropical region (30 – 35 °N) as reconstructed by Puceat et al. (2003) is presented

in Figure 4 (on following page). The earliest Cretaceous (Berriasian – Barremian) was

characterized by large and relatively short-term temperature fluctuations (Price et al. 2000,

Puceat et al. 2003, van de Schootbrugge et al. 2000) with possible cooling events taken place

during the Valanginian (Puceat et al. 2003). The Aptian - Albian (middle Cretaceous) was

mostly a period of global warming, which was especially pronounced towards the late Albian –

early Cenomanian and Turonian (Puceat et al. 2003), although a recent study of nannofossil

assemblages found that there was likely at least one cold interlude in the late Aptian – early

Albian (Mutterlose et al. 2009). Early Aptian was allegedly a transition period between icehouse

and greenhouse conditions, and this period notably corresponded with the initial radiation of

angiosperms (Jahren et al. 2001).

Most researchers agree that the middle of the Cretaceous (Cenomanian - Coniacian) had the

warmest temperatures relative to today in both the tropics and the poles (Hay 2008). Mean

annual temperatures (MAT) in the sub-tropics were likely around 13 – 14 °C and may have

reached up to 29 °C during the Cenomanian and Turonian (Puceat et al. 2003). Leaf-margin

analysis of dicotyledonous angiosperms showed that the mean annual temperatures in the high

Page 21: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

10

paleolatitudes (75 °N) were approximately 10 °C during the Cenomanian (Spicer and Parrish

1990), where the cold month mean was not likely lower than -11 °C while the warm month

means may have been greater than 25 °C (Parrish et al. 1987). Angiosperm foliar physiognomy

analysis showed an increase in mean annual temperatures (to 12-13 °C) in the same area in the

Coniacian (Spicer and Parrish 1990).

Figure 4: Cretaceous sea surface paleotemperature estimates in the subtropics (30-35 °N) from

δ18

O values of fish teeth from the western Tethys, modified from Puceat et al. (2003). Solid curve

represents the least- squared best fit mean temperature. Temperatures are calculated using the

equation of Kolodny et al. (1983) with δ18

O of seawater of a) -1% and b) 0%. See Puceat et al.

(2003) for further details.

Global temperatures appear to have undergone a sharp decline during the late Campanian and

Maastrichtian, when the temperatures were similar to those of the early Cretaceous; around 12 -

20 °C in the sub-tropics (Puceat et al. 2003, Wolfe and Upchurch 1987b). In the high latitudes

(85 °N), MAT may have dropped to about 5 °C (Spicer and Parrish 1990). There is some

controversy regarding whether or not there was ice cover present in the high latitudes (Hay

2008).

Page 22: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

11

Steuber et al. (2005) found evidence of intra-annual temperature seasonality at tropical latitudes

(8 to 31 °N) using intra-shell variation of 18

O value if rudist bivalves (Hippuritoidea). They

inferred that during the warmest periods, the maximum temperatures reached were 35 to 37 °C

between 20 and 30 °N and the seasonal variability was relatively low, less than 12 °C. However,

in the cooler periods of the Cretaceous the variability was notably higher, up to 18 °C. They

suggest that the increase in variability could be explained by the presence of polar ice sheets

during the cool episodes. See Figure 5 for the approximation of the Cretaceous paleo-

temperature curve based on several samples by Steuber et al. (2005), noting the decrease in intra-

annual temperature variation during the warmest ages (late Turonian and Santonian).

Figure 5: Cretaceous sea surface paleotemperature estimates from δ18

O values in

sclerochronological sections of rudist bivalves, modified from Steuber et al. (2005). Samples are

from Jamaica (yellow), Oman (pink), Turkey (blue), Austria (brown), central Greece (green),

Croatia and Ionian islands, Greece (violet), southern Spain (red), northern Spain and western

France (dashed red lines), and southern France (black). Circles indicate mean values for the shells

that most probably recorded complete intra-annual variation. See Steuber et al. (2005) for further

details.

Page 23: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

12

In summary, the following temperature trends have been agreed upon in most Cretaceous climate

research and were taken as a basis for paleovegetation modeling in this study:

1) Tropical sea surface temperatures were close to or a few degrees warmer than today

throughout most of the Cretaceous period.

2) Latitudinal temperature gradient was relatively low and the high latitude areas were much

warmer than today.

3) Temperatures fluctuated in the early Cretaceous, increased during the Aptian and Albian

peaking around the Cenomanian and Turonian, and decreased during the later part of the

Cretaceous.

4) Annual temperature seasonality was likely higher during the cold periods.

2.1.3 Precipitation

Precipitation is not typically discussed on a global scale as it tends to be region-specific. Thus,

no attempt has yet been made to put together a comprehensive overview of Cretaceous

precipitation patterns.

A few characteristics can be noted regarding Cretaceous precipitation. Tyszka (2009) presented

evidence of high seasonality in the mid-latitudes during the middle Albian, with relatively dry

summers and wet winters. In the Late Cretaceous low middle latitudes, there was probably

moderate to low precipitation as leaf size tended to be small (Wolfe and Upchurch 1987b). In

the Campanian, around 50 °N and above 65 °N, the leaves were typically larger indicating wetter

regimes at these latitudes (Wolfe and Upchurch 1987b).

Ufnar et al. (2003) estimated that during the Albian warming there was an increase in

atmospheric heat transfer, which would have intensified the hydrologic cycle causing increased

precipitation at mid and high latitudes and an increased moisture deficit in the tropics. Modeling

results in combination with stable isotope records in Ufnar et al. (2008) showed that North

American precipitation further intensified in the Cenomanian; it was approximately 1.8 times the

present values around the equator (5 °N), 3.6 times the present values in the 45 – 50 °N range,

and 2.0 times the present values in high latitudes (75 °N). Precipitation would have been 2.5

times less than modern rates in the 15 °N dry belt.

Page 24: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

13

The high arctic latitudes were probably not water stressed in the late Early Cretaceous (Spicer et

al. 1993) and there precipitation was probably uniform throughout the growing season in the

Early Cretaceous and the Cenomanian, although some drying may have occurred in the

Maastrichtian (Spicer and Parrish 1990).

2.1.4 Atmospheric CO2

Figure 6: Cretaceous atmospheric carbon dioxide concentrations compiled from different studies,

modified from Bice and Norris (2002). Red-shaded region denotes the warmest period of the

Cretaceous based on Puceat et al. (2003) and Hay (2008).

Figure 6 shows estimates of Cretaceous atmospheric carbon dioxide concentrations from several

studies. Atmospheric CO2 level was several times higher than today’s level throughout the entire

Cretaceous period. Most estimates place the CO2 level at around 1000 - 2000 ppm in the Early

Page 25: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

14

Aptian (Berner and Kothavala 2001, Freeman and Hayes 1992, Retallack 2001). Although some

researchers believe that atmospheric CO2 decreased through the Aptian – Turonian periods

(Berner and Kothavala 2001, Ekart et al. 1999, Freeman and Hayes 1992), there is significant

evidence of a sharp upward trend in the Aptian (Berner 1990, Cerling 1991, Volk 1987) possibly

going as high as 4000 ppm (Bice and Norris 2002, Jahren et al. 2001, Retallack 2001). In the

Late Cretaceous, atmospheric CO2 decreased to under 1000 ppm (Andrews et al. 1995, Berner

and Kothavala 2001, Ekart et al. 1999, Retallack 2001), with some estimates close to today’s

value, around 300 ppm (Beerling 2002, Royer 2005).

2.2 Angiosperms in the Cretaceous

2.2.1 First Evidence

The initial appearance of angiosperms dates back to the Velanginian-Hauterivian. The earliest

palynological evidence of angiosperms was found in the Northern Gondwana province around

the paleoequator (Brenner 1996). In Asia and North America, in regions corresponding to

middle paleolatitudes, the oldest found angiosperm remains were dated to the Barremian –

Aptian time (~125 Ma) (Herman and Spicer 1999, Retallack and Dilcher 1986, Samylina 1968,

Spicer et al. 2002). Most of the oldest angiosperm remains were found in alluvial deposits

(Samylina 1968, Scott and Smiley 1979, Smiley 1969a, Spicer and Parrish 1990).

2.2.2 Latitudinal Migration

The age of the earliest angiosperm fossils tends to decrease with increasing latitude, thus

following a pole-ward migration pattern. On the Gondwana continent, the monosulcates

(angiosperms), of which the earliest specimens dating to the Velanginian – Hauterivian (~ 135

Ma) were found around the paleoequator, were present between roughly 30 degrees N to 60

degrees S paleolatitude by the late Barremian – early Aptian (~125 Ma) (Hickey and Doyle

1977). In the western North-American middle paleolatitudes, the first records of angiosperm

pollen were from the early-middle Albian (~105 Ma) (Crabtree 1987), while the oldest

angiosperm megafossils from Alaska date to the late Albian (~100 Ma) (Scott and Smiley 1979).

Page 26: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

15

In the Southern Hemisphere, following the rapid expansion of monosulcates in the Barremian –

Aptian (~ 125 Ma), an expansion of eudicot pollen (eudicots are a large angiosperm group

encompassing most trees, having two cotyledons in the seed) took place, beginning around the

paleoequator in the Aptian, and spreading to the high latitudes by the Cenomanian (~95 Ma)

(Drinnan and Crane 1990). The oldest angiosperm record from South America is from the

Aptian (~120 Ma) (Romero and Archangelsky 1986), while in Antarctica, the oldest angiosperm

evidence is from the early Albian (~110 Ma) (Truswell 1990). From the results of palynological

and sedimentary studies from Israel and West Africa, it has been suggested that for about the

first 10 million years, early angiosperms evolved in the tropics under moist or seasonal

conditions, and some species were able to colonize more arid regions as well as migrate towards

the poles (Doyle 1992).

2.2.3 Biotic Replacement and Rise to Dominance

Biotic replacement in vegetative cover was a prominent process during the Cretaceous. Many

instances of change in vegetation cover have been observed in the fossil record, where various

plant groups experienced expansion and/or decline to the point of near- or complete extinction in

different parts of the globe (Herman 2002, Upchurch and Doyle 1981). The most prominent

instances of biotic replacement at this time involved invasion by the angiosperms, correlated

with a decline of pre-existing vegetation (Herman 2002, Lidgard and Crane 1990, Midgley and

Bond 1991). However, in all cases, it remains undetermined whether the decline of other

vegetation types is a direct result of angiosperm expansion (i.e. they were out-competed by the

angiosperms), or if there had been other, perhaps more important, factors at play.

By the late Albian, angiosperms had expanded geographically and were present from pole to

pole. However, up until and during the Late Cretaceous, they only dominated locally in certain

regions, while on a large scale, gymnosperms and ferns remained the main ecological plant

groups (Herman 2002).

In the Asian North Pacific region during the early and middle Albian, the vegetation was

composed of mainly ferns, ginkgoaleans, cycadophytes, and conifers. Along with horsetails and

liverwarts, angiosperms were rare and had low diversity (Herman 2002). Coastal plains in

Page 27: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

16

North-eastern Asia and Alaska were among the angiosperm-dominated areas (Golovneva 1994,

Herman 1993, Herman and Spicer 1997, Spicer and Parrish 1990). Angiosperms also had

significant presence in parts of the volcanic belt in Asia and in continental interior depressions,

which are also areas with frequent disturbance (Herman and Spicer 1999, Samylina 1974).

Studies of the Grebenka Flora in North-eastern Asia in the latest Albian-Cenomanian showed

that although angiosperm fossils dominated the megafossil assemblages, followed by conifers,

ferns, and other groups of plants, angiosperm pollen grains were not predominant among the

local pollen and spores (Spicer et al. 2002). Generally, the distribution of angiosperm fossils

throughout northern Asia is dispersed and heterogenous. Herman (2002) suggests that this could

indicate that the regional vegetation was likely dominated by ferns and gymnosperms, while

angiosperms may have dominated some local depositional basins.

The margins of the Arctic Ocean in the Early Cretaceous were likely occupied by humid forests,

the canopy of which was dominated by deciduous conifers, some of which were broad-leaved, as

well as ginkgophytes. The understory was composed mainly of ferns, sphenophytes,

pteridosperms, and cycadophytes (Scott and Smiley 1979, Smiley 1969b). In the sub-tropical

and tropical paleolatitudes, the vegetation was mainly xeric, with abundant microphyllous

conifers (Spicer et al. 1993).

In North America, angiosperm pollen and megafossils from the middle to late Albian were

common in the Rocky Mountains, while fossil assemblages from other regions, including the

Wayan Formation in southeast Idaho and the deltaic region of the Mowry Formation in

Wyoming were fern-dominated (Crabtree 1987). Another site in Eastern Kansas (38 °N

paleolatitude) was predominantly covered by conifers (Upchurch 1995). In the mid Cretaceous,

angiosperms began to gain local dominance replace other plant groups on the North American

continent (Upchurch and Doyle 1981). For example, cheirolepidiaceous conifers (family of

conifers that shed the cone together with the seeds), which had been prevalent during the Early

Cretaceous, particularly in the tropical regions, had declined dramatically in abundance and

diversity after the Aptian, as evidenced by the records of fossil pollen Classopollis, which is

produced by cheirolepidiaceous conifers (Brenner 1963). At least two genres of these conifers,

Pseudofrenelopsis and Frenelopsis, had become extinct by the Late Cretaceous as the invading

angiosperms became prominent in areas previously dominated by the conifers (Alvin 1982,

Upchurch and Doyle 1981). It must be noted, however, that it took considerable time for

Page 28: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

17

angiosperms to disperse into Pseudofrenelopsis forests, whereas levees and stream margins

which were previously dominated by Frenelopsis and cycadeoids were already dominated by

angiosperms in the Albian (Fontaine 1889, Upchurch and Doyle 1981). Similar to Frenelopsis,

cycadeoids in freshwater margins and coastal plains were also displaced by the angiosperms by

the Middle Albian (Retallack and Dilcher 1981). Many kinds of ferns experienced extinction

throughout the world within coastal swamps and marshes (Brenner 1963, Oishi 1940, Rushforth

1970). The tree fern Tempskaya had also become extinct during the angiosperm spread in North

America (Berry 1911).

In North America, conifer families Taxodiaceae and Pinaceae were among the least affected

plant groups during the angiosperm spread (Brenner 1963, Glaser 1969, Miller 1977). In the

inland regions of mid- to northern United States, cycadeoids, conifers, and ferns maintained their

dominance in the vegetation composition into the mid-Cretaceous (Delevoryas 1971, Weiland

1916). In northeastern Russia, there was a significant reduction and gradual disappearance of

ginkgophytes, cycadophytes, and ferns during the Late Cretaceous, accompanied by a steady

increase in angiosperm diversity (Golovneva 2000).

Throughout the Cretaceous, Australia was mostly covered by coniferous forests (Dettmann et al.

1992). The high palaeolatitudes of south-eastern Australia (possibly as high as 85 °S)

experienced a complete disappearance of bennettitaleans (cycadeoids), taeniopterids (ferns), and

sphenopsids (horsetails) during the time of angiosperm spread by the early Albian. Meanwhile,

the broad-leaved and microphillous conifers continued to dominate the canopy, while ferns

persisted as major understory components (Chapman and Smellie 1992, Francis 1986). By the

Late Cretaceous, Australian coniferous forests had experienced a loss of Ginkgo species while

new angiosperm species had become part of the canopy (Dettmann et al. 1992). A similar trend

was observed in Antarctica, where bryophytes, bennettites and other seed plants declined rapidly

in diversity throughout the Late Cretaceous, while conifers remained relatively stable (Cantrill

and Poole 2002).

In many areas in the mid to late Cretaceous, angiosperms were the most diverse plant group but

not necessarily the most dominant (Lupia et al. 1999). For instance, a early Campanian

vegetation assemblage from the Two Medicine Formation in Montana had 30 angiosperm, 2

conifer, and 6 fern species (Crabtree 1987). However, angiosperms were most abundant in

Page 29: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

18

channel margins, crevasses, and levees, while swamps were dominated by conifers, and channel

margins were still dominated by palm species (Wing and Boucher 1998). Similarly, leaf

assemblage data from the Black Hawk Formation in Utah shows that conifers and ferns were

dominant in coal swamps, while angiosperms were dominant in channel margins (Parker 1975).

Throughout the Late Cretaceous, angiosperms typically dominated in environments that

experienced frequent disturbance, especially north of 45 degrees paleolatitude in North America.

In more stable environments the vegetation assemblage mainly comprised of conifers, ferns,

cycadophytes, and ginkgos (Spicer 1987). However, by the late Albian-Cenomanian,

angiosperms were expanding into more stable habitats within forest interiors (Herman 2002).

The trends of biotic replacement differ in different parts of the world. However, it is clear that

the rapid angiosperm radiation, beginning in the Aptian – Albian, was a global phenomenon.

The continent-level species richness increased from under 5% of average values to over 40%

within about 40 million years (Lidgard and Crane 1988, 1990, Lupia et al. 1999). During the

same time period, relative abundance of angiosperms in North America (Lupia et al. 1999) and

Australia (Nagalingum et al. 2002) had also increased, signifying the angiosperm rise to

dominance (McElwain et al. 2005).

Overall, in the fossil record it appears that gymnosperms and free-sporing plants largely

dominated the vegetation composition until about the Aptian - Albanian (~145 – 122 Ma), when

the angiosperms began to radiate and diversify. Starting in the late Cenomanian (~95 – 93.5

Ma), and into the Turonian and late Santonian (~85 Ma), angiosperms came to dominate in many

communities throughout the globe (McElwain et al. 2005). Gymnosperms in most areas were

not entirely competitively replaced and some species were more affected than others.

Cheirolepidaceae, which were arid-adapted conifers, were among the gymnosperm groups that

were completely replaced, presumably by angiosperms, while other groups including pine were

not as affected (Lupia et al. 1999). The degree of increase in angiosperm dominance and

complementary replacement of other plants seems also dependent on latitudinal location; while

angiosperms quickly came to dominate in the low latitudes, gymnosperms remained the

prevailing plant group in high latitude areas (Cantrill and Poole 2002, Delevoryas 1971,

Nagalingum et al. 2002). In most cases, free-sporing plants groups underwent angiosperm

replacement most intensely in low as well as high latitudes.

Page 30: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

19

2.2.4 Hypotheses about Early Angiosperms

The initial occurrence and development of angiosperm-dominated areas has been under research

for some decades and several propositions have emerged regarding the ecophysiology of early

angiosperms, the function they played within their environment, and their interaction with other

pre-existing plant types.

It has been previously suggested that, based on the near-channel location of most angiosperm

remains, angiosperms were of a mountain origin, and their leaves and pollen may have been

transported by rivers from highland regions and deposited in channel beds (Samylina 1968,

Vakhrameev 1947, 1952). However, later research disputed this hypothesis and proposed that

angiosperms likely originated in basins where they colonized disturbed near-channel habitats

(Farley and Dilcher 1986, Herman 2002).

One view supporting the near-channel origin is that angiosperms began as rhizomatous

herbaceous perennial weeds that lived in disturbed, nutrient-rich riparian habitats, close to river

channels (Hickey and Doyle 1977, Taylor and Hickey 1992, Taylor and Hickey 1996). Royer et

al. (2010) supported the view that the early angiosperms were fast-growing, weedy herbs with

short leaf lifespan and high photosynthetic rates. Dilcher et al. (2007) and Sun et al. (2008) went

further to say that early herbaceous angiosperms may have originated in aquatic habitats and

marshes, based on their finding of a possible aquatic angiosperm ancestor in North-Easthern

China.

Based on the analysis of ecophysiological traits of several angiosperm lineages, Feild et al.

(2004) inferred yet another possibility; that the angiosperms may have began as woody plants in

the forest understory and/or in shady stream-sides, where the environment is generally dark and

experiences frequent disturbance. The findings from Coiffard et al. (2007) also suggested the

possibility of a “dark and disturbed” origin. Another hypothesis is that angiosperms began in dry

environments, having had xeromorphic features (Mohr and Eklund 2003, Mohr and Friis 2000,

Mohr and Rydin 2002). Conversely, Field et al. (2009) argue that early angiosperms were

xerophobic and evolved in moist tropical terrestrial environments.

Although many theories have been put forth regarding angiosperm origin, a consensus is yet to

be reached as many questions remain about early angiosperm ecophysiology and habitat. Part of

Page 31: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

20

the debate stems from the limited availability of fossil samples as well as questions regarding the

correct interpretation of the findings.

2.2.5 Hypotheses about Angiosperm Diversification and Spread

In explaining the success of angiosperms, one must first consider angiosperm physiology and

innovative traits. Traits that have not been common in preceding plant groups, including

reproductive traits such as double fertilization, presence of xylem vessels, appearance of flowers

and various leaf forms, and development of mutualisms with insect pollinators, are considered to

be “innovations” that could have aided in establishment and competition with other plants

(Burger 1981, Feild and Arens 2007, Midgley and Bond 1991). Some species have developed

specific defense mechanisms for protection against herbivory (Wing and Boucher 1998). Early

angiosperms likely had rapid growth rates and life cycles, which would have allowed for quick

and effective spread, particularly into freshly disturbed areas with high levels of light, water and

nutrients (Bond 1989, Midgley and Bond 1991, Taylor and Hickey 1996).

Early theories regarding angiosperm spread focus primarily on angiosperm reproductive traits,

namely their co-evolution with insect pollinators and animal dispersers (Burger 1981, Crepet

1983, Regal 1977). Unlike gymnosperms, which relied on inefficient wind dispersal,

angiosperms were able to disperse over longer distances through vertebrates and produce more

outcrossed offspring through insect pollination (Crepet 1983, Regal 1977). Regal (1977)

specifically cited the limitation of wind pollination in gymnosperms as the main cause of

angiosperm success and the eventual confinement of gymnosperms to stressed environments.

Doyle and Donoghue (1986) hypothesized that angiosperms rose to dominance because of their

high speciation rates, which, according to them, were also a product of insect pollination and

vertebrate dispersal. Also in support of the reproductive superiority hypothesis, Knoll (1986)

and Niklas (1988) noted that over the past 420 million years, the diversification trend of plants

has followed the evolution of their reproductive structures.

Stebbins (1981) argued that pollination vectors had not played a dominant role in angiosperm

diversification until more recent stages in their evolution. Instead, he emphasized the importance

of traits that quickened seed production and helped dispersal and seedling establishment:

Page 32: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

21

reduction of female gametophyte to an eight-nucleate embryo sac, development of double-

fertilization, the closed carpel, and the stylar canal. These developments made angiosperms

flexible in terms of reproduction. Some species were able to produce large seeds which made it

possible for them to establish in dimly lit-conditions such in a forest floor, as large seeds contain

nutrients which aide the plant during the early stages of growth until it is able to compete for

light. Stebbins (1981) also argued that the developed vascular system and certain features of

their biochemistry enabled the angiosperms to have generally higher growth rates than their

competition, which would have also favoured them among other plant types. Bond (1989)

supported this view, adding that the rapid reproductive cycle and leaf characteristics, namely

herbaceousness and venation, may have also favoured the angiosperms especially in the early

growth stage. Midgley (1991) also supported Stebbins in stressing the importance of

reproductive and vegetative growth rates and regeneration.

Although physiological and reproductive traits are certainly important in understanding the

dynamics of evolution and spread of early angiosperms, they cannot be looked at in isolation

from environmental factors. Several theories have been put forth focusing on aspects of the

Cretaceous environment and the impact they would have had on angiosperms and other

vegetation types.

Cretaceous climate was different from today and evidence of several major and minor periods of

climate change and/or fluctuation during this time has been recorded. It is unclear how the

vegetation composition would have changed in response to climate, although it is likely that

some impact would have ensued (Feild and Arens 2005). Retallack and Dilcher (1981) proposed

that, as ruderal-strategy early succession plants, angiosperms were more adapted to changes in

environment, such as warming and increases in disturbance. Gymnosperms were tolerant of

climate and nutrient stress and tended to persist in high-stress environments (Regal 1977).

However, they were not active colonizers due to relatively slow growth rates especially in

juvenile stages (Bond 1989).

Coiffard et al. (2007) linked the Early Cretaceous angiosperm invasion of Europe specifically to

environmental factors, giving special attention to moisture regimes and drought. They suggested

that European aquatic angiosperm taxa were mainly constrained by water and carbon dioxide

supplies aside from their reproductive cycles, and that angiosperms may have colonized

Page 33: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

22

floodplains in Europe during the semi-arid phase of the Early Cretaceous. Feild et al. (2009)

proposed that early angiosperms required ever-wet environments and they linked global

angiosperm spread with a global increase in wet, humid environments due to the spread of high

precipitation belts, break-up of continents (resulting in a greater land surface area exposed to

oceans), and an increase in sea level during mid to Late Cretaceous. They claimed that the

dependence of angiosperm on abundance of water would also explain why angiosperms did not

become dominant in the Late Jurassic and early Cretaceous, as these times were characterized by

globally dry conditions (Rees et al. 2000).

Several studies suggested that global warming may have played a significant role in latitudinal

expansion of angiosperms. The fact that angiosperms dispersed between tectonic plates, which

is unlikely unless the climate is favorable, shows that phases of global warming may have

provided pole-ward dispersal opportunities for angiosperms (Morley 2003). In high-latitude

regions of Antarctica, the peak of floristic replacement occurred during the warmest period of the

Cretaceous (Turonian) while before this time the steep climatic gradient at the poles was likely a

successful barrier to angiosperm invasion (Cantrill and Poole 2002). Feild et al. (2009) also

noted that most basal angiosperms are intolerant to frost conditions. Therefore, increases in

temperature may have been required for angiosperm migration to high-altitude coastal fringes.

Coiffard et al. (2007) proposed that angiosperms in European regions could have been pushed

pole-ward by warming temperatures in the Albian. Golovneva (2000) observed that changes in

temperature during the Late Cretaceous in general were correlated to the increases and decreases

in occurrence of some plant groups in northeastern Russia.

The changing atmospheric carbon dioxide concentrations over the Cretaceous period may have

also been influential to vegetation change. Bazzaz et al. (1990) found that angiosperms tend to

respond more strongly to increasing CO2 than conifers. Jahren et al. (2002) explained that the

rapid increase in CO2, such as the one resulting from a methane hydrate release in the Early

Cretaceous, could have assisted in the angiosperm spread into established plant communities.

Because there is an inevitable trade-off between gas intake and water loss via leaf stomata,

decreasing CO2 concentrations would have presumably favored plants with more efficient

stomatal control mechanisms and high potential maximum stomatal conductance (Robinson

1994). Compared to gymnosperms and pteridophytes, angiosperms usually have higher

maximum stomatal conductance and shorter duration of stomatal opening and closing cycles

Page 34: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

23

(Robinson 1994). McElwain et al. (2005) demonstrated a correlation between declining

atmospheric CO2 and increase in angiosperm species richness and, conversely, a positive

relationship between atmospheric CO2 and the richness and abundance of gymnosperms and

pteridophytes. They suggested that reticulate venation, xylem vessels, and rapid stomatal

control mechanisms would have competitively favored the angiosperms in a lower CO2

environment. This would have been most noticeable in light-limited tropical areas and in

seasonally (but not permanently) arid environments because gymnosperms and pteridophytes

would have been severely limited by declining CO2, especially in dry and light-limited

conditions (McElwain et al. 2005).

Among the less-studied factors at this stage in angiosperm research are the possible roles of

seasonality, light regimes, deciduousness, and nutrient availability. Although seasonality has

been mentioned as a co-factor in theories involving precipitation (Mutterlose et al. 2003), light ,

and CO2 regimes (McElwain et al. 2005), it has never been tested as an independent factor. In

an early theory, Axelrod (1970) stated that angiosperms evolved in areas with seasonal drought.

Somewhat in concurrence with this theory, McElwain et al. (2005) insinuated that seasonal

aridity would have increased the success of angiosperms under low CO2 conditions. Similarly,

the rise of angiosperms in southern Europe during the Early Cretaceous semi-arid phase

(Mutterlose et al. 2003) could potentially be linked with the marked precipitation seasonality in

this region during this time. However, some regions in Africa and Australia that experience dry

summers are abundant in endemic conifers (Midgley and Bond 1989), although this may be

explained by low soil-nutrient availability in these areas. On a global scale, Donnadieu et al.

(2006) found that changes in global geography from the Early to Mid-to-Late Cretaceous would

have likely caused a substantial decrease of the seasonal temperature cycle, which may or may

not have affected the broad-scale angiosperm success.

The significance of the difference in light regime between low and high latitudes has been

studied in association with plant adaptations such as deciduousness and ever-greenness (Herman

and Spicer 2010) and not so much in terms of competition of angiosperms with other plant types.

References have been made to the potential adaptability of angiosperms to low-light

environments (Coiffard et al. 2007, Feild et al. 2004), however, it remains undetermined how

(and if) this would apply in conditions of highly seasonal light, as in high latitude regions. There

are a few details in the history of angiosperm spread that remain largely unexplained by other

Page 35: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

24

theories, and they may or may not be linked to light regimes. One fact is that angiosperms were

relatively slow to reach high-latitude regions, despite the probable temperature and CO2

increases, and favorable precipitation (Hickey and Doyle 1977, Retallack and Dilcher 1986).

Even after angiosperms reached these habitats towards the end of the Cretaceous, conifers kept

their position as the dominant plant group (Drinnan and Crane 1990, Scott and Smiley 1979),

which was not the case in many low-latitude examples. Another mystery is why angiosperms

emerged from equatorial regions as opposed to mid-latitudes and/or boreal regions, where the

climate considerations could have also been favorable (Feild et al. 2009).

Just as unclear is the function of deciduousness in polar vegetation during the Cretaceous. Leaf

physiognomic studies found that most polar vegetation was deciduous, including the conifers

(Equiza et al. 2006, Falcon-Lang et al. 2004), which may have been an adaptation to the high

arctic light regime (Herman and Spicer 2010). Interestingly, Royer et al. (2005) found no clear

advantage of deciduous species over evergreens; in fact their experimental results suggested that

evergreen species would be more strongly favored in high latitude environments. They also

found that trees grown in high CO2 conditions were more affected by the polar summer

photosynthetic rate decrease, which was a feature of polar forests. This effect may point to a

connection between CO2 fluctuations during the Cretaceous and plant-dynamics in the polar

regions. However, much more research is needed on this topic to determine concrete

relationships between the deciduous tendency of Cretaceous high-latitude vegetation and

environmental variables, as well as the potential significance of this phenomenon to angiosperm

establishment.

Among the more current developments in unraveling the angiosperm mystery is the examination

of the role of soil types and nutrients. The angiosperm affinity for nutrient-rich habitats has been

previously noted in early studies of ruderal tendencies of angiosperms and competitive nature of

gymnosperms (Regal 1977, Retallack and Dilcher 1981). In a recent study, Berendse and

Scheffer (2009) cited angiosperm interaction with the soil nutrient supply as a potential critical

element in pushing angiosperms to dominance. Because angiosperms typically have relatively

high growth rates, they would benefit more from an increase in nutrients in the soil than

competing plants while at the same time producing more easily decomposable litter which would

increase soil nutrients. Therefore, angiosperms would have created a positive feedback which

Page 36: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

25

would have helped them in competing against gymnosperms and other slower-growing plant

types (Berendse and Scheffer 2009).

Other more complex hypotheses regarding angiosperm spread and rise to dominance have been

emerging recently and they involve other factors as well as combinations of factors and their

interactions and feedbacks. One study found that high atmospheric oxygen tends to increase

plant sensitivity to water stress (Rachmilevitch et al. 1999) and this may have been a factor in the

Late Cretaceous which was a period of high O2/CO2 ratio in the atmosphere (Beerling et al.

2002). Another study notes the importance of including mycorrhizal evolution and function in

symbiosis with both gymnosperm and angiosperm tree roots in the current representation of the

carbon cycle to understand the Earth’s climate and vegetation history (Taylor et al. 2009).

Llorens et al. (2009) looked at the interaction of CO2-rich atmosphere and seasonal variation in

light at high latitudes with water use efficiency of Cretaceous conifers, finding that higher CO2

tended to improve water use efficiency while leaving transpiration unaffected. Although their

results provide some insight into the effect of rising CO2 on Cretaceous polar forests, further

research is needed to understand the integration of angiosperms in the ecosystem. Another

recent find is that the evolution of leaf vein density in angiosperms may have caused a surge in

photosynthetic capacity by increasing the ability of assimilating CO2; this would have inevitably

caused an increase in angiosperm competitiveness between 140 and 100 Ma (Brodribb and Feild

2010).

Many developments on the Cretaceous vegetation topic are fairly new and have yet to be

integrated and re-examined critically from a different perspective. It is the goal of my work to

test some of the discussed hypotheses within a DGVM modeling framework and provide new

insights on angiosperm spread.

2.3 A Place for Modeling in Paleoecology: Building a Case for LPJ

Lund-Potsdam-Jena (LPJ) model, is a process-based dynamic global vegetation model (DGVM)

that incorporates large-scale terrestrial vegetation processes and land-atmosphere carbon and

water cycling. This model is currently used to study ecosystem dynamics and interactions

between vegetation and atmosphere in terms of biophysical and biochemical systems. Based on

Page 37: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

26

the BIOME family of models (Haxeltine and Prentice 1996, Kaplan et al. 2002), LPJ takes on

many features from these models, including structure of the model and bioclimatic limits of plant

functional types (PFTs). The model includes parameterization involved in plant establishment,

competition, biomass turnover, mortality, and fire disturbance. LPJ simulates dynamic responses

in ecosystem processes including photosynthesis, transpiration, resource competition, turnover of

organic matter in soil, litter, and vegetation, and fire disturbance (Sitch et al. 2003). For each

grid cell (0.5º x 0.5º), the model outputs the annual amount of soil, vegetation, and litter carbon

(in gC/m²yr), net primary and ecosystem production (in gC/m²yr), burned biomass, runoff,

heterotrophic respiration, actual evapotranspiration (mm/yr), and foliar projective cover (% of

grid occupied by each PFT). The desired climate data (temperature, precipitation, and

atmospheric CO2 level) are input into the model, but are not directly coupled with the model.

Therefore, feedback of plant processes onto climate is not simulated by LPJ. However, LPJ can

be coupled with climate and earth system models if desired (Sitch et al., 2003).

Numerous studies have applied DGVMs to examine current vegetation dynamics and simulate

potential scenarios for the future. LPJ has proven to be a valuable tool in studying vegetation

cover distributions and feedbacks between climate and the biosphere. Many studies using LPJ

reported that the results were in good agreement with observational data in most cases: Sitch et

al. 2003, Gordon et al. 2004, McCloy and Lucht 2004, and Cowling et al. 2007, to name a few.

However, researchers have only recently begun to explore the potential of DGVMs in answering

ecological questions from the pre-Holocene (>10 ka) time periods. LPJ was used in a few such

studies. For example, Kaplan et al. (2002) included LPJ simulations in modeling global carbon

storage since the Last Glacial Maximum (~ 21 ka BP). In another study investigating the CO2

increase between 8 ka BP and the pre-industrial time, LPJ was used as a component of a coupled

Carbon Cycle Climate Model (Joos et al. 2004). Lunt et al. (2007) went further back in time to

explain the role of climate in the expansion of C4 grasses during the Late Miocene (~ 9-7 Ma).

Shellito and Sloan (2006) also looked at C4 grasses, along with soil texture and atmospheric

partial pressure of CO2 in photosynthetic calculations for the Eocene period (~ 56 – 34 Ma).

Other than that, however, there have been no similar attempts to use LPJ or other DGVMs to

simulate the vegetation cover in the deep-past.

In their 2006 paper, Shellito and Sloan argued for the possibility of successful use of DGVMs for

paleoclimate studies, emphasizing the great potential of improving paleoclimate simulations by

Page 38: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

27

adding more detailed lower boundary conditions (namely the ground cover) through DGVMs.

Although they recognized the challenges in using DGVMs, which were developed for current

climate and vegetation conditions, for paleo-applications, they maintained that the models were

still valuable provided that the results are interpreted appropriately. Furthermore, DGVMs,

particularly LPJ have several features that make them flexible and particularly appropriate for

this type of application especially since some of the outlined problems can be addressed with

relatively unsophisticated model modifications. Shellito and Sloan (2006) looked at the usage of

DGVMs as a means of improving climatic simulations by adding a more accurate and dynamic

representation of the biosphere, which responds to (and produces feedbacks on) factors such as

atmospheric CO2 concentrations, temperature and precipitation. In my study, however, we

venture further to show that DGVMs can be used to study the vegetation itself and help to

explain some of the patterns observed in the fossil record.

The following discussion addresses some of the key concerns regarding DGVM usage in paleo-

modeling and how they can be remedied through proper contextualization of the research they

are used for and through model improvements.

2.3.1 Modeling Simplification and Validation

Over-simplification of reality has been repeatedly identified as a problem with modeling in

general (Allen and Fulton 2010, Claussen et al. 2002). Although it is true that models have to

assume a certain degree of simplification at the expense of fine-scale features of a real

ecosystem, they are still able to represent the broad-scale processes, for which they are usually

intended (Adams et al. 2004, Hughes et al. 2006, Woodward and Beerling 1997). In fact, in

many cases, simplification actually enhances the model’s practicality because complicating the

model can lead to increased computation time and increased error without necessarily improving

the accuracy of the output (Ciret and Henderson-Sellers 1998, Cramer et al. 2001, Sitch 2000).

In our case, the simplification is one of the features that allows for the use of the model for

paleo-simulations as LPJ focuses on the functional aspects of vegetation and the way vegetation

relates to its environment, which remain relatively constant through time (Shellito and Sloan

2006). It does not simulate details such as colour, shape, and specifics of the internal structure,

which can differ significantly from plant to plant and in different time periods causing problems

Page 39: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

28

for modeling, but not necessarily make a difference to the general function of the plant within its

habitat.

One simplification in LPJ is the use of plant functional types (PFTs) to represent its vegetational

component. A PFT is a fairly broad group of diverse species of vegetation with similar

morphological and physiological traits that would respond similarly to changes in environmental

factors (for example, boreal needleleaf evergreen trees) (Gitay and Noble 1997, Lavorel et al.

2007, Lavorel and Garnier 2002). The plant characteristics and bioclimatic limits represented in

the parameterization scheme of PFTs are the ones assumed to be most relevant to plant growth

and survival across various environmental conditions (Gitay and Noble 1997), although further

development is still needed to improve plant representation (Sitch et al. 2003, Smith et al. 1997).

The current plant parameterization scheme in LPJ encompasses some of the key plant traits

related to carbon and water cycling as well as response to temperature and light levels, which are

just as applicable to past ecosystems as they are to the present. Thus, in using this scheme, we

can make inferences about general changes in land cover patterns with respect to environmental

variables. However, this scheme would not be appropriate for studying the behaviour of specific

plant species or biodiversity, or for conducting simulations on a local scale. Although in any

case, it would arguably not be possible or worthwhile to model the response of individual species

to environmental change using this type of model, for any time period (Cramer 1997), given its

spatial and temporal resolution and the broad nature of the plant features that it includes.

Therefore, for the intended purposes of the DGVM, the PFT scheme is a reasonable system to

use as it is appropriate for the level of detail of the model structure itself, and it also allows for

enough flexibility in plant description to make it functional for a wide range of applications,

including paleo-studies, without being so broad that it takes away from the model’s ability to

produce meaningful results (Lavorel et al. 2007).

2.3.2 PFT Modification

Shellito and Sloan (2006) argued that even with the original scheme of PFTs, which were

derived from and intended for modeling modern vegetation, it is reasonable to model past

environments as it would be fair to assume that in a rough sense, the general functional role of

plant groups would not have significantly changed in most cases. Given that the physiological

Page 40: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

29

characteristics of major plant groups such as ferns, conifers, and angiosperms have remained

fairly stable throughout time (Beerling and Woodward 1996), it can be assumed that past

vegetation types would have had similar responses to environmental factors such as atmospheric

carbon dioxide concentration, moisture levels, and sunlight (Shellito and Sloan 2006).

Nevertheless, Shellito and Sloan (2006) did identify the application of modern plant types to

paleo-simulations as a disadvantage and potential source of error.

One of the main advantages of LPJ in the context of my study is that, as noted in the original

documentation for the LPJ model and in Sitch et al. (2003), the given PFT classification can be

modified and developed further. Shellito and Sloan (2006) commented that the ability to add,

remove, and change PFTs in a DGVM is an ideal feature for paleo-modeling, although they also

pointed out the potential difficulty of parameterizing past vegetation, especially in cases when

species from the past have no living relatives in the present.

In a study preceding this report, Cowling and Gousseva (2010) endeavored to modify the PFT

parameterization in LPJ, adjusting parameters in the original scheme as well as adding new PFTs

that would have been relevant in past time periods. The original LPJ contains 10 PFTs: eight

woody and two herbaceous plant functional types. These are defined by a set of thirty four

physiological parameters, phenological parameters, and bioclimatic limits. Woody PFTs include

two tropical, three temperate, and three boreal; herbaceous PFTs include a C3 temperate

perennial grass, and a C4 tropical perennial grass. Refer to Appendix 1 for a complete list of

original PFTs. Cowling and Gousseva (2010) added seven new PFTs to the model: Bryophytes,

Arborescent Lycopods, Ferns, Horsetails (giant), Tree Ferns, Cordaites (ancestors of modern

conifers), and Tropical Needleaf Evergreen Trees. Of these, Bryophytes and Ferns are

herbaceous PFTs. See Appendix 2 for the final parameter values of all PFTs after modification.

Also, refer to Cowling and Gousseva (2010) for the PFT modification methodology and

justification.

Page 41: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

30

Figure 7: LPJ-simulated vegetation composition in Carboniferous mire forest and higher altitude

regions compared to fossil record.

The study documented in this report is, in part, a follow-up to the PFT modification project,

aimed to utilize the new scheme in a paleo-application. Part of the scheme has already been

tested in a short experiment for the Carboniferous period (359 – 299 Ma), simulating mire forest

(peat bog) vegetation and a higher altitude forest (Cowling and Gousseva 2010). Simulation

results were in generally good agreement with fossil data (Figure 7), where both the mire forest

and the higher altitude forest had the vegetation composition, relative abundance and dominance

consistent with fossil observations. Although there was one notable discrepancy with the

Lycopods appearing in cooler and dryer environments (which is not consistent with fossil data),

the overall result or the experiment was promising, showing great potential of the method for

future development and further application.

Page 42: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

31

Overall, the modified PFT scheme opens up opportunity for simulating vegetation representative

of past ecosystems, thereby minimizing the potential error in paleo-climate simulations and

allowing for research aimed specifically at studying paleo-vegetation patterns.

2.3.3 Experiment Types

In light of the inevitable limitations of using the DGVM approach for research of past

ecosystems, one important aspect of minimizing error is ensuring the proper interpretation of

results as well as the appropriateness of the experiments conducted. Special attention should be

paid to the scale of the experiments in time and space.

In a paleo-study, it may be tempting to use LPJ for long-running simulations (spanning

thousands or even millions of years, for example) and make conclusions based on the obtained

time-series. However, the deep-time dimension is not currently represented in LPJ in terms of

plant evolution, large landscape changes (i.e. orogenic processes, tectonic movement), and other

important long-term processes such as silicate weathering. These aspects would have to be

addressed in some other way, perhaps through the use of a different model or another method.

Similarly, one has to keep in mind the scale of the model processes in the interpretation of

simulation results. For instance, although model experimentation with parameter values may

provide some hints regarding the significance of evolving morphological plant traits, the main

mechanics of the model deal with plant response to climate and environmental variables, and

plant competition. Therefore, the discussion of results as well as the design of the experiment

itself must be mindful of the purpose of the model, avoiding making conclusions regarding

things that the model was not intended for.

One way in which LPJ can be successfully used is for testing the sensitivity of PFT

establishment, survival, and growth to changes in climate (temperature, precipitation,

atmospheric CO2 concentration), as well as light regime, soil texture, addition and removal of

other PFTs, and other mid-scale environmental variables. Coupled with a general circulation

model, LPJ can also be used to explore carbon cycling and changes in atmospheric chemistry and

plant-climate feedbacks (Shellito and Sloan 2006), which are more global processes. In such an

Page 43: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

32

experiment, simplifications would need to be made for representing global plant distribution, and

paleogeography would likely have to be represented in some way.

In this project, the focus is on the potential effect of environmental variables on plant

composition, without significant consideration for plant feedbacks on climate, large-scale

temporal processes such as changing paleogeography, or fine-scale plant dynamics such as

species-specific interaction. For this purpose the simulations were conducted on a medium scale

using an arbitrary land patch, with alternating patch location, climatologies, soil, and allowable

PFTs.

Page 44: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

33

Methods

3 Introduction – Modeling Methods

A number of experimental simulations were carried out using the LPJ DGVM. A summary of

the relevant features of the model is found earlier (section 2.1), and in Sitch et al. (2003). The

goal of the simulations was to establish the effect of several variables on species composition

and dominance including temperature, precipitation, atmospheric CO2, seasonality, angiosperm

height/structure, soil type, light regime, and deciduousness. The main focus was alteration of

fractional land cover between angiosperms and warm-adapted conifers with a second view

towards ecosystem NPP.

3.1 Data

Simulations were conducted for an arbitrary experimental parcel of land, an area representing a

typical tropical lowland with high solar radiation and medium-high precipitation levels. The

region location corresponds to the present day Amazon Basin (South America) bound by

coordinates 3º N to 7.5º S and 63º W to 73º W. In experiments dealing with light regimes, the

latitude was changed to 24.5 to 35 º N, 64.5 to 54 º N, and 85 to 74.5 °N. This study does not

consider effects of regional topography or large scale paleogeographic elements such as tectonic

movement; these aspects are kept constant in all simulations. Modern solar constant and global

insolation regime were used.

Control climate was obtained from an observational global database for a period between 1901

and 1998 (New et al., 2003). The Amazon Basin region currently experiences a mean monthly

temperature of 24.3ºC and 202 mm of mean monthly precipitation (based on 1901-98 data)

(Ramankutty and Foley, 1999). Atmospheric CO2 was kept at 2000 ppm for most simulations

(testing the effect of factors other than CO2 level). The control soil type parameters are typical

of a tropical forest and were derived from Zobler’s modified soil database (Post and Zobler

2000).

To create the control climatology dataset, a 1000 year spin-up simulation was done using the

1901 – 1920 portion of the modern dataset to ensure a realistic representation of carbon in the

Page 45: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

34

soil, vegetation, and litter. Hence, all simulations begin with the same spin-up protocol. The full

98-year database was manipulated in post-spin-up scenarios.

The climate anomaly approach was used to construct data for experimental simulations, where

each anomaly was applied independently or interactively with other anomalies. Soil type,

latitude, allowable PFTs, and PFT parameters were modified according to experimental scenario.

3.2 Plant Representation

LPJ currently has no way of representing reproductive characteristics of plants. The main

differences between plant groups are expressed through leaf type (i.e. needle versus broadleaf

versus grass), traits related to nutrient and moisture cycling, phenology, and other traits that

would determine the plant’s function within the ecosystem. Therefore, simulated competition

was not strictly between gymnosperms and angiosperms (for example), but between needle-leaf

tree forms with physiological parameters that would have encompassed most gymnosperms

during the Cretaceous period (not including ginkgos and cycads, which are not needle-leaved),

and broad-leaf tree forms which would have been representative of most angiosperm tree species

at that time. This type of generalization is not necessarily a disadvantage as it is impossible to

effectively represent the large range of gymnosperm and angiosperm plant forms that existed

(which may not be a useful approach), and most determinant traits for competition are preserved

in this type of scheme. In the future, however, including reproductive traits in LPJ wound help

to improve realistic plant representation.

3.3 Experimental Design

A number of simulations were conducted to test vegetation response to changes in each chosen

climate and phenology parameter. Climate variable values were chosen to represent a realistic

range of conditions during the Cretaceous period as determined from previous studies of fossils.

LPJ distinguishes between climate-adapted plant subgroups, for example, Boreal versus

Temperate and Tropical Broadleaf Evergreen Trees. However, considering the fact that

Cretaceous high-latitude climate was much more mild than today’s, to avoid complicating the

Page 46: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

35

analysis by adding extra variables, the number of allowable PFTs was kept small, between 3 and

5, in all simulations and the PFT types were kept the same in simulations of different locations

(i.e. warm-adapted needle-leaf trees were used in tropical as well as high-latitude simulations),

unless the experiment specifically called for alteration in allowable PFTs (i.e. Deciduousness

simulations) and/or PFT parameters (i.e. Grass simulations). Therefore, in the following

sections, it is assumed that all tree PFTs are adapted to tropical climate in that they do not

represent specifically boreal or temperate species. The following experimental set-up was used

for testing sensitivity to each variable.

3.3.1 Experimental Protocol

The Control simulation assumes a warm and moderately wet Cretaceous climate at tropical

latitude, with annual temperature and precipitation being similar to todays. Atmospheric CO2

was set to 2000 ppm, corresponding to many estimates of mid-Cretaceous atmospheric

characteristics (Bice and Norris 2002). All scenario simulations were compared to this Control

protocol (Table 1).

Table 1: Control climate and vegetation specifications.

Scenario Allowable PFTs Latitude Climate Specifications

Control - Ferns

- Needle-leaf

Evergreen Trees

- Broad-leaf

Evergreen Trees

3 °N to 7.5 °S Variable Annual

Average

Unit

CO2 2000 ppm

Soil Temp. 24.3 °C

Mostly fine,

non-vertisol

Precip. 2424 mm /yr

The sensitivity of plant composition to temperature, precipitation, and atmospheric CO2 was

tested in the following experiments (Table 2) by systematically altering the input dataset of the

Page 47: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

36

climate variable in question in each simulation. Other than the anomalies indicated in the table,

all specifications were equivalent to Control.

Table 2: Temperature, Precipitation and Atmospheric CO2 experimental simulation anomalies.

VSC represents Variable Subjected to Change in each simulation of the experiment and Variable

Levels indicate the degree of change in each simulation.

Experiment VSC Variable Levels Unit

Temperature Temperature +10, +5, -5, -10 (Anomalies) ºC of Control values

Precipitation Precipitation 40, 70, 130, 160 (Anomalies) % of Control values

CO2 Atmospheric

CO2 Level

200, 1000, 3000, 5000 ppm

Two experiments, Grass and Grass2, were conducted to test the effect of the height of

angiosperms in competition with gymnosperm trees. Because plant height cannot be directly

manipulated in LPJ, the structural designation of the Broad-leaf Evergreen Tree PFT was

changed from “tree” to “grass” in Grass and Grass2 to mirror a decrease in height, while all

other parameters were kept equivalent to the Broad-leaf Evergreen Tree. In Grass2, the

maximum crown area of Needle-leaf Evergreen Trees was decreased to 5m (from 15m) to

represent a more open canopy to further test the competition dynamics. The Grass scenario was

also simulated with lower precipitation with a negligible difference in results (results not shown).

The Light experiment was intended to test the individual role of the latitude-specific light regime

in angiosperm – gymnosperm competition. Annual hours of light and the seasonal light

variations are linked to the latitude in LPJ. Therefore, to compare vegetation response in middle

and high latitude light regimes, simulations were conducted at three latitudinal regions: 24.5 to

35 ºN, 54 to 64.5 ºN, and 74.5 to 84 ºN, with all other environmental variables kept constant

(equivalent to Control).

Page 48: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

37

In addition to testing independently for sensitivity to light, the following scenario protocols were

simulated, representing a few of the potential climates that could have been possible in the high

latitudes during the Cretaceous. The goal was to obtain a general picture of possible vegetation

composition under such conditions. All interactive High Latitude Scenarios (Table 3) were

simulated with PFTs and soil data from Control with 2000 ppm atmospheric CO2 concentration.

The summer and autumn months referred to in HL4 include May, June, July, August, September,

and October (MJJASO); the winter and spring months include November, December, January,

February, March, and April (NDJFMA).

Table 3: Interactive High Latitude scenario protocol.

Scenario Description Latitude Climate Anomalies

HL1 High latitude, relatively cold and

dry

54 to 64.5 ºN Temperature: -14.3 ºC

Precipitation: 70%

HL2 Arctic latitude, cold, Control

precipitation

74.5 to 84 ºN Temperature: -14.3 ºC

HL3 Arctic latitude, warmer than HL1

and HL2, Control precipitation

74.5 to 84 ºN Temperature: -7 ºC

HL4 Arctic latitude, seasonal

temperature, Control precipitation

74.5 to 84 ºN Temperature: -5 ºC in summer and

autumn months, -14.3 ºC in winter

and spring months

The Soil experiment, which tested the vegetation response to soil type, consisted of two

simulations at low latitude with protocol identical to Control with altered soil type. The major

soil type from Control (fine non-vertisol soil) was changed to coarse sandy soil, and organic soil

in the respective simulations. Coarse sandy soil has a relatively low water-holding capacity and

relatively high thermal diffusivity compared to the original fine non-vertisol soil. Organic soil

has a high K (mm/day) parameter in the percolation equation, relatively high volumetric water

holding capacity and low thermal diffusivity compared to fine non-vertisol soil (Sitch and Smith

Page 49: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

38

2003). The two chosen soil types were chosen for their most extreme water-holding and

diffusivity characteristics out of the soil types represented in LPJ.

The Seasonality experiment explored the effect of two types of climate seasonality. The first

type of seasonality (HD/WW) has a relatively hot and dry summer/autumn half of the year

(MJJASO), and a relatively warm and wet winter/spring half of the year (NDJFMA). The

second seasonality (CW/WD) has a relatively cool and wet summer/autumn season and a warm

and dry winter/spring. Of course other types of seasonal climates could have been possible

during the Cretaceous. However, this experiment was intended as an introductory inquiry aimed

to test the general effect of seasonality (if any), with possible further investigation in mind. The

temperature and precipitation anomalies used in the Seasonality experiment are described in

Table 4. The experiment was conducted at low latitude (3 °N to 7.5 °S), with Control atmospheric

CO2, allowable PFTs, and soil input.

Table 4: Seasonality experiment protocol.

Scenario Temperature Anomalies Precipitation Anomalies

HD/WW1 Summer/autumn: +5 ºC

Winter/spring: -5 ºC

Summer/autumn: 80%

Winter/spring: 120%

HD/WW2 Summer/autumn: +10 ºC

Winter/spring: -5 ºC

Summer/autumn: 80%

Winter/spring: 120%

HD/WW3 Summer/autumn: +10 ºC

Winter/spring: -5 ºC

Summer/autumn: 60%

Winter/spring: 140%

CW/WD1 Summer/autumn: ---

Winter/spring: -5 ºC

Summer/autumn: 120%

Winter/spring: 80%

CW/WD2 Summer/autumn: +5 ºC

Winter/spring: -5 ºC

Summer/autumn: 120%

Winter/spring: 80%

CW/WD3 Summer/autumn: ---

Winter/spring: -5 ºC

Summer/autumn: 140%

Winter/spring: 60%

Page 50: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

39

The Deciduousness experiment (Table 5) includes two simulations testing for sensitivity of plant

composition when Needle-leaf Trees are made deciduous. In the first scenario (DecidNT), the

Needle-leaf Trees were changed to deciduous with all other PFTs environmental characteristics

equivalent to Control. The second scenario (DecidNTcold) has the same PFTs as DecidNT, but

it imitates more realistic, colder conditions of the higher latitude areas. The two scenarios were

conducted at 54 to 64.5 °N latitude with Control soil and atmospheric CO2. The results of the

two scenarios were compared to an earlier simulation from the Light experiment at 54 to 64.5 °N

latitude with PFTs and all other specifications equivalent to Control (here, this simulation is

named EvNT for comparison purposes).

To convert a PFT to “deciduous”, the phenology parameter was set to “summergreen”, meaning

that the plant would shed its leaves for the cold season. A deciduous PFT in LPJ keeps its leaves

for the number of months specified by the leaf longevity parameter, or for a maximum of 210

days (approximately 5 months) if the specified leaf longevity is greater. The plant begins to shed

its leaves when daily temperature falls below 5 °C and keeps them off until at least 75 days after

the middle day of the coldest month (Sitch and Smith 2003).

Table 5: Deciduousness experiment PFTs and climate anomalies.

Scenario Allowable PFTs Climate Anomalies

EvNT - Ferns

- Needle-leaf Evergreen Trees

- Broad-leaf Evergreen Trees

---

DecidNT - Ferns

- Needle-leaf Deciduous Trees

- Broad-leaf Evergreen Trees

---

DecidNTcold Same as in DecidNT Temperature: -10 ºC

Page 51: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

40

Three interactive Deciduous Scenarios with 3 PFTs and five interactive scenarios with 5 PFTs

were also conducted to further test the effect of deciduousness in plant competition. The 3-PFT

scenarios (Table 6) were carried out at 64 to 64.5 ºN latitude with seasonal temperature (-5 ºC

anomaly in summer/autumn and -10 ºC anomaly in winter/spring), with Control soil,

precipitation, and CO2. The third simulation (ND/NE) tested the competition between Needle-

leaf Deciduous Trees and Needle-leaf Evergreen Trees in the absence of broad-leaf trees.

Table 6: 3-PFT deciduous interactive scenario PFTs.

Scenario Allowable PFTs

ND/BE - Ferns

- Needle-leaf Deciduous Trees

- Broad-leaf Evergreen Trees

ND/BD - Ferns

- Needle-leaf Deciduous Trees

- Broad-leaf Deciduous Trees

ND/NE - Ferns

- Needle-leaf Deciduous Trees

- Needle-leaf Evergreen Trees

The 5-PFT scenarios (Table 7) included broad-leaf and needle-leaf trees with both evergreen and

deciduous phenologies under Control soil, precipitation, and CO2. The first four scenarios (D0,

D30, D60, and D80) were conducted under the same seasonal temperatures as in the previous 3-

PFT scenarios temperature (-5 ºC anomaly in summer/autumn and -10 ºC anomaly in

winter/spring) in varying latitudes. The D0warm simulation had the same warm uniform climate

as Control.

Page 52: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

41

Table 7: 5-PFT deciduous interactive scenario PFTs and latitudes.

Scenario Allowable PFTs Latitude

D80 - Ferns

- Needle-leaf Evergreen Trees

- Needle-leaf Deciduous Trees

- Broad-leaf Evergreen Trees

- Broad-leaf Deciduous Trees

74.5 to 84 ºN

D60 Same as in D80 54 to 64.5 ºN

D30 Same as in D80 24.5 to 35 ºN

D0 Same as in D80 3 °N to 7.5 °S

D0warm Same as in D80 3 °N to 7.5 °S

3.4 Analysis of Model Output Values

An average of each output variable (i.e. NPP) was taken for the entire region (from output for all

grid cells) for each year in each scenario. Because simulations tend to stabilize towards the end

of each run, final results were obtained by taking an average of the last 20 years of the simulation

results. Model output values that were analyzed included: fractional cover taken up by each

PFT, net primary production (NPP), litter carbon, vegetation carbon, fire carbon, soil carbon, net

ecosystem production (NEP), and heterotrophic respiration (Rh), in G/m2 of carbon. These

variables are typically used in analyses in vegetation modeling studies (Bondeau et al. 2007,

Morales et al. 2007, Scholze et al. 2008, Scholze et al. 2003). Because plant composition and

dominance are of the most interest in this study, PFT fractional cover output was given the most

consideration. NPP results were also taken into account for gauging the overall productivity of

the plant assemblage under given conditions. 20-year averages of different simulations are

compared to determine the effect of the variable in question.

Page 53: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

42

Results and Discussion

4 Introduction

The LPJ simulation results in this study have many implications for theories of angiosperm

emergence and spread, as well as for the future use of LPJ in similar paleo-ecological studies. In

this section, the simulation results will first be discussed in the context of angiosperm expansion

during the Cretaceous, providing insight from a modeling perspective. Then, a discussion of the

methodology itself will be presented, outlining the strengths and weaknesses with the current

state of the model, and suggested improvements.

4.1 Concepts and Abbreviations

To avoid wordiness, the following abbreviations are used in the next sections.

Table 8: Abbreviations used in discussion.

PFT Abbreviation

Needle-leaf Evergreen Trees NE

Needle-leaf Deciduous Tree ND

Broad-leaf Evergreen Tree BE

Broad-leaf Deciduous Tree BD

Short Broad-leaf plants (grass structure) BG

Net Primary Production in grams of carbon per square meter per

year (gC/ m2yr)

NPP

It is important to note that LPJ predicts vegetation composition without considering land use by

humans (i.e. “potential” vegetation). This is a beneficial feature for Cretaceous studies in which

human land use is not applicable. Although LPJ does simulate fire disturbance, other types of

disturbance such as herbivory, disease, seismic activity, and wind storms are not simulated.

Page 54: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

43

4.2 Early Angiosperms in a Gymnosperm-Dominated Forest

4.2.1 Structure and Traits of Early Angiosperms

Many authors agree that the earliest angiosperms were small, herbaceous plants with weedy

growth strategies (Herman 2002, Hickey and Doyle 1977, Sun et al. 2007, Taylor and Hickey

1992, Taylor and Hickey 1996). They were likely fast-growing, with a short leaf lifespan and

high photosynthetic rates (Royer et al. 2010), and they did not initially infiltrate the forest

interior, but dominated in open, disturbed habitats such as river channel beds (Farley and Dilcher

1986, Herman 2002, Taylor and Hickey 1996). Field et al. (2004) propose that angiosperms

started off as shrubby woody plants that inhabited frequently disturbed low-light environments.

However, there are very few specimens of angiosperm wood that were found dating before the

late Cretaceous (Ramanujan 1972, Wheeler and Baas 1993). Angiosperm wood was most rare in

high latitude regions where most wood came from gymnosperms, clearly suggesting dominance

of gymnosperm trees in these areas. In the tropics, however angiosperm wood was abundant in

many locations by the late Cretaceous (Boucher and Wing 1997, Wheeler et al. 1995).

In the LPJ simulations in this study, angiosperms are represented as broad-leaf trees. Therefore

it is assumed that by the simulated time period angiosperms would have already evolved into

trees at least in the tropics. Therefore the resultant relative vegetation composition in Control

could be a reasonable representation of a warm, moist tropical forest in the later stages of

angiosperm radiation, probably towards the middle or even late Cretaceous, when angiosperms

began to dominate in the forest canopy (Dettmann et al. 1992, Specht et al. 1992, Wheeler et al.

1995).

Two simulations – Grass and Grass2 – were conducted to test the effect of height and structure

of angiosperms on their competition with NEs. In Grass and Grass2, broad-leaf trees were

changed to a grass, with all other parameters kept equivalent to BE. The resulting Grass

simulation yielded 93% cover of needle-leaf trees compared to 12% in Control. The BG-PFT

only occupied 3% of cover, while Ferns took up 4% (Figure 8).

NPP dropped from 1279 gC/m2yr in Control to 1040 gC/m

2yr in Grass and Grass2. This

suggests that BE tend to be more productive than NE given that the total fractional cover of trees

Page 55: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

44

is the same in Control and Grass. The drop in NPP is substantial but not too large, implying that

the productivity of NE is still comparable to that of BE, though slightly lower.

Figure 8: Fractional land cover occupied by each PFT, alternating between broad-leaf trees (BE) in

Control and broad-leaf grass (BG) in Grass and Grass2.

In Grass2, the NE maximum crown area was decreased to 5m (from 15m in Control) to give the

grass PFTs more opportunity to obtain light. However, fractional cover of BG remained the

same as in the Grass simulation for all three PFTs, indicating grass is still not able to compete

with trees.

These results show that short, herbaceous broad-leaf plants were considerably less competitive

than needle-leaf trees. However, this interpretation requires careful scrutiny because this result

may be a product of the architecture of the model. LPJ treats grass PFTs differently from tree

PFTs as it ignores the individual structure of grasses (i.e. individual density, leaf carbon mass,

and root carbon mass). It also effectively sets the crown area of grasses to the proportion of the

grid cell that is not already occupied by trees (Sitch and Smith 2003). Thus, the model

0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1

Control Grass Grass2

Fra

cti

on

of

co

ve

r

Scenario

Broad-leaf Trees (Control) and Broad-leaf Grass (Grass and Grass2)

Ferns

NE

BE/BG

Page 56: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

45

automatically favors tree PFTs in competition and it is probably meaningless to try to compete

trees with grass.

Although the fractional cover results cannot be used to make definitive conclusions due to the

structure of LPJ, this experiment demonstrates the need to incorporate shrubs (which do not

function as a grass) into the model to improve realistic interpretations of grass-tree ecotones.

This would also greatly enhance LPJ’s applicability to paleo-studies since it would allow for

more accurate representation of smaller, more primitive trees.

Because of LPJ’s design, grass PFTs are inevitably out-competed by trees since they are denied

access to light by the canopy plants (Sitch and Smith 2003). Although this is a problematic

model simplification in many cases, it is arguably still reasonable and perhaps even pertinent in

the early angiosperm case. Fossil evidence indicates that in almost all cases the early herbaceous

angiosperms lived in unstable environments characterized by high light and nutrient availability

and frequent disturbance and they were rarely present in stable forest interiors (Grime 1979,

Retallack and Dilcher 1986, Upchurch and Doyle 1981, Wing and Boucher 1998). For example,

a North American study found that early angiosperms were much more effective at displacing

Frenelopsis conifers at estuary margins, than Pseudofrenelopsis in more stable forest interiors in

the early Cretaceous (Retallack and Dilcher 1986), where both Frenelopsis and

Pseudofrenelopsis were probably trees (Alvin 1982). Furthermore, throughout the Cretaceous

period, angiosperms had relatively small seeds, with almost no change in seed size by the end of

the Cretaceous (Tiffney 1984). Seed size is directly correlated with growth rate in shaded

conditions such as under a forest canopy (Grime 1979) and species with small seeds tend to

establish in disturbed areas and usually display weedy, invasive behavior (Marzluff and Dial

1991). Meanwhile, compared to today’s vegetation, subtropical gymnosperm forests in the early

Cretaceous were more luxuriant and dense (Fontaine 1889, Retallack and Dilcher 1986, Wing

and Boucher 1998), further decreasing the possibility of establishment for weedy herbaceous

angiosperms inside the forest. Therefore, it is very likely that the competition between the

earliest angiosperms and the established gymnosperm forest trees closely resembled the LPJ-

simulated dynamics between NE and BG, where BG is only given a chance to establish in areas

not already occupied by NE, which would have been forest margins and disturbed patches. So

the technical conditioning of LPJ is actually quite consistent with the plant interactions observed

Page 57: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

46

in the fossil record, and Grass and Grass2 results may be a fairly accurate picture of an early

Cretaceous gymnosperm forest interior.

4.2.2 Cretaceous Angiosperm Trees and LPJ

The Control simulation (Figure 9) yielded 5.8%, 12%, and 81% of land covered by Ferns, NE,

and BE, respectively. Net primary production was approximately 1279 gC/m2yr. The simulated

NPP is higher than that of a modern tropical forest as estimated from field studies: 747-957

gC/m2

yr (Malhi et al. 2004), and as simulated by LPJ: 968 gC/m2

yr (Cowling and Shin 2006).

The higher Cretaceous NPP may be explained by higher atmospheric CO2 levels and the

significant presence of warm-adapted NE, which tend to be high in productivity, and were not

included in the original set of PFTs in LPJ. Ferns occupy a small fraction of land as understory

plants, which is consistent with a Late Cretaceous forest in which ferns played a lesser role than

in Early Cretaceous forests, especially in low latitudes (Golovneva 2000, McElwain et al. 2005,

Upchurch and Doyle 1981).

As in Control, BE were the overwhelmingly dominant group in almost all simulations, indicating

that they are generally more competitive than NE in a wide range of environments. However,

some aspects of early angiosperm trees are not reflected in the simulations. Firstly, the earliest

angiosperm trees were most likely small to medium trees, with low vascular conductivity and

ample soft tissue (Thayn et al. 1985, Upchurch and Wolfe 1993) and they were probably fast-

growing and highly vulnerable to harsh environmental conditions and disturbance (Wolfe and

Upchurch 1987a). The BE - PFT used in the simulations in this study is representative of

angiosperms past their early evolution stages, already being fairly large trees with developed

vascular systems, and having similar heartwood and sapwood characteristics to needle-leaf trees.

However, compared to modern broad-leaf trees, BE are also assigned a lower maintenance

respiration coefficient, which means that fewer resources are directed towards physical

maintenance of the plant and more are directed towards growth, making BE more “weedy” in

character. Also, compared to modern warm-adapted broad-leaf trees, they are assigned a

shallower root system and lower leaf and root turnover rates to indirectly reflect higher

vulnerability and lower efficiency of growth, thus representing a more primitive tree.

Nevertheless, LPJ does not have explicit parameters to represent the characteristics of early

Page 58: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

47

angiosperm wood and so the heightened vulnerability of early angiosperm trees compared to

more evolved angiosperm trees is not adequately expressed in the simulations in this study. This

means that BE cover results are likely to be over-estimated, especially in high-stress simulations

with extreme temperatures and/or precipitation rates and seasonal climates.

4.3 Climate Change and Angiosperm Spread

4.3.1 Temperature Effects

A simulation experiment was conducted to determine the vegetation’s sensitivity to temperature,

with NE, BE, and Ferns growing and competing under varying temperatures in the low latitudes,

with all other specifications equivalent to Control.

Figure 9: Fractional land cover occupied by each PFT, and temperature changes.

The portion of land covered by BE was just over 6% in the coldest simulation (-10 °C), and

increased dramatically in the -5 °C simulation, to almost 73%, and was the highest in the +5 °C

simulation at almost 85%. NE cover fluctuated between simulations: starting at 10% in the -10

0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1

-10 -5 Control (0) +5 +10

Fra

cti

on

of

co

ve

r

Temperature Change (+/- Control Value) in °C

Vegetation Composition Response to Temperature Changes

Ferns

NE

BE

Page 59: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

48

°C simulation, and hitting the highest point of 20% in the +10 °C simulation. Fern cover

followed a declining pattern with increasing temperature, starting off at almost 52% in the

coldest simulation, dropping dramatically to 7.8% in the -5 °C simulation, and then remaining at

around 5-6% in the three warmer simulations. (Figure 9)

The -10 °C simulation climate does not appear to be favorable for tree PFTs and ferns occupy

most of the cover. As the temperatures increase, ferns become the subordinate plant group while

the tree species dominate. Overall, there is a clear temperature threshold for broad-leaf trees

somewhere between -5 and -10 °C of Control values, which corresponds to 19.3 °C and 14.3 °C

annual average temperatures. This is probably because both BE and NE require 15.5 °C as a

minimum cold monthly mean temperature in LPJ parameterization, while Ferns can handle a

minimum cold monthly mean as low as -5 °C.

There is another threshold between +5 and +10 °C of Control values, which corresponds to 29.3

and 34.3 °C annual average, where BE decrease in fractional cover. This threshold does not

likely have to do with BE bioclimatic limit parameters since BE actually have higher temperature

limits for CO2 uptake than NE, making them slightly more adapted to high temperatures than

BE. Therefore, the decrease of BE in the warmest simulation must be a combined response to

temperature and temperature-affected carbon and water cycling and other processes.

It should be noted that bioclimatic temperature limit parameters are only slightly different for BE

and NE, indicating that both plant groups would be successful under similar temperature

conditions. Therefore, the observed pattern indicates that BE are the dominant and competitively

favorable group as the portion of NE cover is inversely proportional to BE cover. NE are given

competitive opportunity only when the temperature and other related conditions becomes less

favorable for BE.

An extreme and unrealistically high NPP result was obtained for -5 and -10 °C simulations,

likely indicative of a problem in the model with carbon balance calculations with these specific

PFTs under these specific conditions. It appears that this error occurs in isolated cases (given a

specific input combination) because carbon balance output values for most other simulations are

within a reasonable range. Under other conditions, including the three warmer simulations:

Control, +5 °C, and +10 °C , the results are realistic and expected, with NPP decreasing from

1278 gC/m2

yr in Control, to 1212 and 871 gC/m2yr in the +5 and +10 °C simulations

Page 60: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

49

respectively. The decrease in productivity between the Control and the +5 °C simulation is not

very notable. However, as it gets too warm, the productivity of the forest as a whole decreases.

Keeping in mind that BE dominance in LPJ simulations is very likely to be exaggerated with

respect to the degree of dominance of angiosperm trees in the Cretaceous (see section 4.2.2), the

main focus of the analysis will be on the relative response of BE cover to temperature change

and the direction of the response rather than the absolute fractional cover values. Overall,

simulation results suggest that the annual average temperature optimum for BE is around 29 °C,

although BEs were also almost as successful around 24 °C annual average. Such temperature

conditions would have been effective around the equator and in the subtropical latitudes during

the warmest part of the Cretaceous (from the Albian to the Coniacian) (Hay 2008, Puceat et al.

2003). At the beginning of this time range, the early herbaceous and shrubby angiosperms began

to replace vegetation in environments with high disturbance and penetrate into forest interiors

(Lidgard and Crane 1990, Lupia et al. 1997). Towards the late Cenomanian and Turonian, as the

global temperatures began to decrease (Hay 2008, Puceat et al. 2003), angiosperm trees began to

dominate in many communities (McElwain et al. 2005). The fact that this period of angiosperm

diversification and spread into new environments coincides with the most favorable temperature

conditions for BE shows that it is possible that temperatures facilitated angiosperm spread. Also,

according to some estimates, during the warmest parts of the mid Cretaceous, temperatures may

have reached as high as 42 °C (Bice et al. 2006), which is even higher than those in the warmest

simulation (+10 °C). According to the results in this study, very high temperatures would have

impeded angiosperm growth. Thus, if temperatures were indeed around 40 °C in the mid

Cretaceous, this may explain why angiosperms did not begin to locally dominate in low latitudes

until the cooling period.

The warm conditions during the mid-Cretaceous may have also facilitated the pole-ward

migration of angiosperms. Because the latitudinal gradient was not very large compared to

today, the middle to high latitude regions were fairly warm during the mid-Cretaceous, some

estimates being as high as 30 °C at 40 °N latitude in the late Albian (Huber et al. 2002).

Therefore, during the warm mid-Cretaceous, there would have been a large latitudinal range of

favorable temperature conditions for the angiosperms and it is not surprising that they had spread

all the way to Alaska (Scott and Smiley 1979) and Antarctica (Cantrill and Poole 2002) during

this time and not in a different time during the Cretaceous. The Temperature experiment results

Page 61: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

50

therefore support Morley’s (2003) description of angiosperm pole-ward spread as global

warming probably did provide an opportunity for dispersal into high latitude regions, and this

opportunity was likely essential for crossing continental barriers and for migration into

Antarctica (Cantrill and Poole 2002).

Although they were able to establish in parts of high latitude regions, angiosperms never came to

dominate there (Herman 2002, Scott and Smiley 1979). It is possible that despite the small

latitudinal temperature gradient, it may have still been too cold for them (not favorable for

expansion). Some estimates put high-latitude average temperatures around 10 °C in the mid

Cretaceous (Spicer and Parrish 1990), which would have fallen even lower in the late Cretaceous

(Hay 2008, Spicer and Parrish 1990). Most basal angiosperms were also intolerant to frost (Feild

et al. 2009), and this would have been problematic in most high-latitude regions in conditions

outside of the window of maximum temperatures around the Turonian. Overall, the results from

this study demonstrate that temperature is an important factor in plant growth and competition.

The temperature optimums for Cretaceous angiosperms may have been a determinant factor in

their rise to dominance in low latitudes and their pole-ward spread, as well as a potential

deterring factor for expansion and dominance in the high latitudes.

4.3.2 Precipitation Effects

When the growth of Ferns, NE, and BE was simulated under different precipitation conditions in

the low latitudes (with other specifications kept equivalent to the Control simulation), the results

were similar to the Temperature experiment in the sense that broad-leaf trees are by far the

dominant group under all given conditions (with exception of the -10 temperature simulation).

The results also showed a positive relationship between precipitation and fractional cover of BE,

which started off at 70% cover in the 40% precipitation simulation, and increased to 83% in the

160% simulation. The highest increase in BE cover was between 40% and 70% precipitation

simulations (a jump of 10%), from which point it only increased about 1% with each 30%

precipitation step (Figure 10). This indicates a probable precipitation threshold for BE between

40% and 70% precipitation (of Control values), which corresponds to 970 and 1697 mm/yr

annual average, respectively.

Page 62: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

51

NE, conversely, experienced a decline with increasing precipitation, their highest land cover

being approximately 17% in the 40% precipitation simulation. NE land cover decreased to about

13% in the 70% simulation, and kept decreasing by 1 to 2% with every 30% increase in

precipitation in the following simulations. Ferns followed a similar pattern, starting off at 12%

in the 40% simulation, jumping down to 6% in the 70% simulation, and then holding steady at

5.8% for the following three simulations.

Figure 10: Fractional land cover occupied by each PFT, and precipitation changes.

Table 9: Net primary production and precipitation changes.

Simulation NPP (gC/m2yr)

40% 1221

70% 1255

Control (100%) 1279

130% 1311

160% 1308

0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1

40 70 Control (100) 130 160

Fra

cti

on

of

co

ve

r

Precipitation Change (% of Control Value)

Vegetation Composition Response to Precipitation Changes

Ferns

NE

BE

Page 63: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

52

Net primary production (Table 9) increases with precipitation for the first four simulations,

beginning at 1221 gC/m2yr in the 40% simulation and going up to 1311 gC/m

2yr in the 130%

simulation. In the 160% simulation, NPP decreases very slightly to 1308 gC/m2yr, which

probably indicates that the conditions become too wet for the forest to keep increasing in

productivity.

Overall, NPP results indicate that productivity of the forest responds positively to higher rainfall

over the prescribed precipitation range, but this response is not as strong as the NPP response to

temperature changes as NPP values are fairly close in all precipitation simulations. This may in

part be due to another structural characteristic of LPJ, which is not too sensitive to precipitation,

particularly to low precipitation; this is demonstrated by the relatively high NPP value in the

40% precipitation simulation. As well, an earlier LPJ study found that substantial declines in

vegetation begin at precipitation values of around 20% of the Control values (Cowling and Shin

2006).

According to the fractional cover results, vegetation composition also tends to respond more to

temperature variations than precipitation variations, and BE once again appear to determine the

success of the other two plant groups under favorable precipitation. Precipitation does not seem

to be an important driver for vegetation change, although the precipitation response will likely be

more pronounced if more extreme precipitation conditions are assigned (i.e. extremely wet or

extremely dry). From these results, it is difficult to support the proposition that angiosperms

were helped by semi-arid climate in their colonization of the mid-latitude regions (Europe) in the

early to mid Cretaceous (Coiffard et al. 2007), given that BE seem to be relatively more

successful in abundant precipitation. Because BE also did reasonably well in low precipitation,

it is equally difficult to support the hypothesis of Field et al. (2009) that angiosperms were

dependent on wet and humid conditions and that their spread was a result of an increase in humid

environments during the break-up of continents and sea level increase during the mid to late

Cretaceous. Although LPJ is known for its characteristically low response to precipitation

(Cowling and Shin 2006), the closeness of the result values in all precipitation simulations

should not be overlooked as it indicates that while precipitation may have still been a minor

factor in Cretaceous vegetation changes, there were probably other, more important factors at

play.

Page 64: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

53

4.3.3 Atmospheric CO2 Effects

In the Carbon Dioxide experiment, atmospheric CO2 values were assigned as constants at 200,

1000, 2000 (Control), 3000, and 5000 ppm, while all other conditions were held constant at

Control values. The pattern observed in the vegetation composition response to increasing CO2

is very similar to the precipitation response, but with more pronounced differences between

simulations. BE were once again the dominant group, starting off at 61% cover at 200 ppm,

jumping to 77% cover at 1000 ppm, and continuing to increase by a few fractional with each

1000 ppm step in the following simulations, reaching as high as 86% in the 5000 ppm

simulation. NE start off at 23% in the 200 ppm simulation, and decreased steadily with

increasing CO2 concentrations, finishing at 7% cover in the 5000 ppm simulation. Ferns also

follow a decreasing pattern, with 13% of land occupied in the 200 ppm simulation, holding

around 6% in the 1000, 2000, 3000 , and 5000 ppm simulations. (Figure 11)

Figure 11: Fractional land cover occupied by each PFT, and atmospheric carbon dioxide

concentration changes.

0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1

200 1000 Control (2000)

3000 5000

Fra

cti

on

of

co

ve

r

Atmospheric CO2 Level (ppm)

Vegetation Composition Response to CO2 Changes

Ferns

NE

BE

Page 65: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

54

Table 10: Net primary production and atmospheric carbon dioxide concentration changes.

Simulation NPP (gC/m2yr)

200 ppm 477

1000 ppm 1113

Control (2000 ppm) 1279

3000 ppm 1345

5000 ppm 1399

Net primary production increases substantially from 477 gC/m2

yr in the 200 ppm simulation to

1113 gC/m2yr in the 1000 ppm simulation (Table 10). NPP kept increasing by 50 to 100

gC/m2yr in each of the following simulations. This is an expected result, as carbon dioxide is

typically correlated with increasing biomass production and decreasing plant water stress

(DeLucia et al. 1999).

It is notable that in the 200 ppm simulation, NE were fairly prominent at 23% cover. Although

BE were still the dominant group at this level, NE were more competitive in lower CO2

conditions. This is probably because BE are slightly less competitive due to higher canopy

conductance, which would result in decreased water use efficiency at low CO2, allowing for

greater water loss than NE. As CO2 rises, BE out-compete NE considerably. Thus, the

simulation results favor the proposition that high CO2 in the early to mid Cretaceous could have

pushed the angiosperms into communities previously dominated by other plants (Jahren et al.

2001). The decrease in CO2 towards the late Cretaceous may have also hindered angiosperm

expansion in high latitudes, which was already impeded by cold temperatures. However, in LPJ,

the stomatal conductance is the principle parameter dictating the response of plants to CO2 levels

and there could be other factors involved. Somewhat contrary to the results of the Carbon

Dioxide experiment, McElwain et al. (2005) demonstrated a negative relationship between CO2

and angiosperm species richness and abundance, while gymnosperms tended to increase with

rising CO2. They argued that features including reticulate venation, xylem vessels, and more

efficient stomatal control mechanisms would have made angiosperms more competitive in lower

CO2 (McElwain et al. 2005, Robinson 1994). These features are not among those represented in

LPJ and so McElwain’s proposition cannot be ruled out by LPJ simulation results. Therefore,

Page 66: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

55

based primarily on the relationship between CO2 and canopy conductance, we can say that rising

CO2 may have helped angiosperm expansion. But to thoroughly test this theory, addition of

other key traits including stomatal control mechanisms and vascular features into the LPJ plant

parameterization scheme would be required. Incorporation of these traits would not only be

useful for the angiosperm application in this study, but it would also improve the representation

of plants in general which would have impacts on simulations of present-day vegetation.

4.4 Role of Soils

Three different soil types were used to examine the effect of soil on vegetation composition: fine

non-vertisol soil (used as Control soil type), coarse sandy soil, and organic soil. All other

specifications were kept equivalent to the Control. Since the particularities of Cretaceous soils

are unknown, the aim of the Soil experiment was to analyze the response of plant composition to

soil type based on basic thermal and water characteristics. Fine non-vertisol soil, which

corresponds to the typical soil type found in majority in modern tropical forests (Post and Zobler

2000), functions as the “medium” soil since its descriptive parameters in LPJ are about average

compared to other soil types (Sitch and Smith 2003). Coarse sandy soil has a comparatively low

water-holding capacity and high thermal diffusivity. Organic soil conversely has a high

volumetric water holding capacity and low thermal diffusivity (Sitch et al. 2003).

The simulation results showed that soil type was not a very important factor in determining

vegetation composition and PFT dominance. BE do only very slightly worse in coarse sandy soil

and in organic soil than in fine non-vertisol soil, with 62% and 61% cover in coarse sandy soil

and organic soil, respectively, as compared to 64% in fine non-vertisol soil. NE on the other

hand, do slightly better in coarse sandy soil and organic soil, with 30.5% and 32% cover,

respectively, compared to 29% in fine non-vertisol soil. Fractional cover of Ferns stayed

constant at 6% in all three soil types. (Figure 12)

NPP response to soil type was also very slight, as values differed only by a few gC/m2yr. Fine

non-vertisol soil yielded the highest NPP, at 673 gC/m2

yr. Organic soil had the lowest result,

666 gC/m2yr, while coarse sandy soil had an NPP value of 670 gC/m

2 yr.

Page 67: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

56

Figure 12: Fractional land cover occupied by each PFT, and soil type.

Overall, soil changes did not cause a substantial difference in vegetation as differences in NPP

were almost negligible, and differences in fractional cover of each PFT were also very small.

Fine non-vertisol soil is slightly more favorable for BE. The slightness of the effect may be

partially explained by the fact that soils are not very extensively parameterized in LPJ. Soil

types are primarily defined by their temperature and water-related characteristics such as

diffusivity, percolation and water-holding capacity. Other aspects such as the structure of the

soil profile and nutrient and mineral content are not defined in LPJ, and there is no reason to

suggest that such aspects would not have played an important role in determining plant

composition during the Cretaceous. In fact, a study by Berendse and Scheffer (2009), which was

the inspiration for the Soil experiment, looked at the possibility of a feedback between

angiosperm leaf litter that was comparatively easy to decompose, and the resulting increase in

available soil nutrients which would have then primarily benefited the fast-growing angiosperms

rather than slow-growing gymnosperms. Unfortunately, such a feedback could not be studied

within the LPJ framework since LPJ does not simulate extensive soil processes such as various

rates of decomposition and the resulting nutrient content. Further development of the soil

0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1

Fine, non-vertisol Coarse, sandy Organic

Fra

cti

on

of

co

ve

r

Soil Type

Vegetation Composition Response to Soil Type Changes

Ferns

NE

BE

Page 68: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

57

parameterization scheme and processes would be another great advancement for LPJ, which

would make LPJ a more versatile tool. For now, we can say that in terms of energy and moisture

characteristics, the soil types were roughly the same for the assigned PFTs in the Soil

experiment. Although we cannot conclude from these results that soil was not a factor at all for

plant composition in the Cretaceous and further study would be required to determine its effect.

4.5 Light Regime

4.5.1 Light as an Isolated Factor

The effect of light was initially tested separately by altering the latitude (equatorial, around 30

°N, around 60 °N, around 80 °N) with all other factors kept the same as Control, which uses

warm, non-seasonal temperature values.

The vegetation composition response to light was very strong. While the fractional cover of

ferns stayed around 6% in all three simulations, BE and NE cover varied substantially at

different latitudes. BE were still the dominant group in all simulations, but interestingly, BE

cover fell to 51% around 30 °N while NE rose to almost 42%. In the high latitudes, BE cover

increased back up to 67% while NE decreased to 26%. It thus appears that the optimal light

regime for NE in terms of competition with BE is not in the high latitudes, but in middle

latitudes (Figure 13). This may be linked to the higher canopy conductance of BE compared to

NE, making BE more susceptible to water loss. Thus, BE would be more competitive in low

latitudes where plant productivity is supported by abundant light which compensates for the

water loss, but the compensation would be less apparent in middle latitudes.

NPP decreased substantially with increasing latitude, starting off at 1279 gC/m2yr in the low

latitudes, eventually moving down to 488 gC/m2yr around 80 °N latitude (Table 11). This is a

reasonable and expected result since sufficient light is required for photosynthesis to take place

and the amount of hours of light decreases with latitude. Furthermore, in the higher latitudes

(especially in the arctic) light is available in very low quantities for half of the year and it is

mostly diffuse light. Most plants do not grow at all during the winter under these light

conditions, so the growing season is restricted to half (or less than half) of the year. Therefore,

NPP tends to be lower at high latitudes in model simulations.

Page 69: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

58

Figure 13: Fractional land cover occupied by each PFT, and light regime changes (expressed

through latitude). Temperature and precipitation conditions are equivalent to Control.

Table 11: Net primary production and light regime changes. Temperature and precipitation

conditions are equivalent to Control.

Simulation NPP (gC/m2yr)

Control (3 °N to 7.5 °S) 1279

24.5 to 35 °N 1044

54 to 64.5 °N 673

74.5 to 85 °N 488

The results from the Light experiment are very noteworthy as they show the effect of light

regime in isolation from other factors (i.e. temperature and precipitation). Light regime is

observed to be a very important factor in determining vegetation composition, and this is an

important consideration for many theories regarding angiosperm emergence and spread. Firstly,

0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1

Control (3 °N -7.5 °S)

24.5 - 35 °N 54 - 64.5 °N 74.5 - 85 °N

Fra

cti

on

of

co

ve

r

Latitude

Vegetation Composition Response to Light Regime (Latitude) Changes

Ferns

NE

BE

Page 70: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

59

it has been previously questioned why angiosperms emerged from equatorial regions as opposed

to mid-latitudes and/or high latitudes, especially since Cretaceous climate would have made for

favorable temperature and moisture conditions for angiosperms in higher latitudes (Feild et al.

2009). Light regime may be the explanation for this phenomenon as the simulation results in this

study indicate that angiosperms thrived primarily in low-latitude light. Around 30 °N, BE and

NE fractional cover was almost level. If BE dominance is exaggerated in LPJ due to the lack of

representation for primitive features of early broad-leaf trees (see section 4.2.2), the needle-leaf

gymnosperm trees in the Cretaceous would have probably dominated in the middle latitudes,

possibly overwhelmingly. Thus, not only would this not have been a favorable environment for

newly-emerging angiosperms, but it is not surprising that it took considerable time for

angiosperms to gain local dominance in these regions after they began to spread across the globe

(Drinnan and Crane 1990).

Another unexplained trend is that despite the probable temperature and CO2 increase events in

the mid Cretaceous along with the increase in precipitation belts (Feild et al. 2009), which should

have helped to propel the angiosperm pole-ward migration, the pole-ward movement was

relatively slow as it took some millions of years for angiosperms to reach the high latitudes

(Hickey and Doyle 1977, Retallack and Dilcher 1986). The light regime was likely a factor that

slowed the spread since angiosperms are less competitive in high-latitude light. Moreover, the

mid-latitude belt, in which angiosperms are the least competitive, may have served as a “barrier”

that took awhile for the angiosperms to overcome. The Aptian-Albian was a time of rapid

taxonomic radiation for angiosperms (Lidgard and Crane 1990, Lupia et al. 1999), which

probably played a large part in their increase in abundance in the mid-latitudes around this time

(McElwain et al. 2005). It is possible that the taxonomic radiation, which would have given

some angiosperm species new niches and adaptations, was needed in order to cross the mid-

latitude belt, and by the mid-late Albian the first angiosperms began to appear in the high

latitudes (Crabtree 1987, Scott and Smiley 1979).

Page 71: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

60

4.5.2 Light – Temperature Interaction

To simulate more realistic high-latitude conditions, four climate scenarios were assigned to high

latitude regions, with colder temperatures, and varying precipitation and

temperature/precipitation seasonality (Table 12).

Table 12: High latitude scenario specifications.

Simulation Latitude Climate Anomalies

HL1 54 to 64.5 °N Temperature: -14 °C

Precipitation: 70%

HL2 74.5 to 85 °N Temperature: -14 °C

Precipitation: Control

HL3 74.5 to 85 °N Temperature: -7 °C

Precipitation: Control

HL4 74.5 to 85 °N Temperature: -5 °C in summer/fall,

-10 °C in winter/spring

Precipitation: Control

Control 3 °N to 7.5 °S Temperature: 24.3 °C annual average

Precipitation: 2424 mm/yr annual average

HL1 scenario, representing a cold climate (10 °C annual average) all year round and medium-dry

precipitation conditions (1697 mm/yr), yielded a very low NPP of 26 gC/m2yr (Table 13). Only

Ferns were present, occupying 10% of the land cover. HL2 scenario had a similar cold climate

but with higher precipitation (2424 mm/yr, equivalent to Control), and it was at a higher latitude.

The NPP output for this scenario was even lower than for HL1; only 10 gC/m2yr. Once again,

Ferns were the only plant group present, occupying 5% of the land surface. The temperatures in

HL1 and HL2 must have been lower than the bioclimatic limit temperatures for both BE and NE.

Although Ferns are more tolerant to cold than trees, they did not take up the entire land cover in

the absence of trees, probably because temperatures were mostly below their optimal

temperature ranges for CO2 uptake and photosynthesis. Latitude and precipitation differences

likely account for the change in NPP and fern cover between HL1 and HL2.

Page 72: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

61

Figure 14: Fractional land cover occupied by each PFT in high latitude scenarios. Climate

conditions for each scenario are outlined in detail in Table 3 in Methods and in brief in Table 12

(above).

Table 13: Net primary production and high latitude scenarios.

Simulation NPP (gC/m2yr)

Control (3 °N to 7.5 °S) 1279

HL1 27

HL2 10

HL3 530

HL4 522

0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1

Control (3 deg N to 7.5 deg

S)

HL1 HL2 HL3 HL4

Fra

cti

on

of

co

ve

r

Scenario

Vegetation Composition in High Latitude Scenarios

Ferns

NE

BE

Page 73: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

62

HL3 scenario was warmer than HL1 and HL2, with temperatures averaging 17.3 °C annually.

There is a notable increase in forest productivity in this simulation from the colder simulations,

with an NPP result of 530 gC/m2yr. Ferns represented 10% of the vegetative cover, while NE

and BE represented 25% and 54% of the cover, respectively. It should be noted that the

fractional cover of BE in HL3 (54% cover) is substantially lower than BE cover in the 74.5 to 84

°N simulation from the Light experiment (67% cover) in section 4.5.1, which had the same

latitude but higher temperature values (equivalent to Control). But the difference between NE

cover values between HL3 and the 74.5 to 84 °N Light simulation is very small, 25% and 26%

respectively. Thus, temperature decrease seems to have a greater effect on BE than on NE at

high latitude. (Figure 14)

HL4 scenario is a seasonal climate in terms of temperature, with annual average temperature

being close to that in HL3. Interestingly, NPP in HL4 (522 gC/m2yr) is just slightly lower than

that in HL3 (530 gC/m2yr). However, BE cover dropped substantially from 54% in HL3 to 31%

in HL4. Needle-leaf tree cover also dropped to 23%, which is only a difference of 2% from

HL3. Ferns, on the other hand, increase dramatically to 25% cover in HL4. The HL4 result may

be showing a response to temperature decrease because although the annual average temperature

is similar in HL3 and HL4, in HL4 the temperatures are 3 degrees lower than in HL3 in the

winter/spring half of the year. The lower winter temperatures can be impeding the growth of BE.

NE are also impacted as not only do they not take the opportunity to become dominant, but they

also decrease in fractional cover, though slightly. Ferns, on the other hand, do not appear to be

impeded by decrease in temperature and they expand substantially to occupy space taken up by

trees in higher temperature conditions.

To further test the effect of light (as opposed to temperature), two more simulations were

conducted at equatorial latitudes: LL3 and LL4, which had the same climate specifications as

HL3 and HL4, respectively (Figure 15). Interestingly, the differences in vegetation composition

between the HL simulations and their corresponding LL simulations were not very substantial.

NE cover actually went up by 3% while BE went down by 2% in LL3 (compared to HL3),

indicating that NE become slightly more competitive with increasing light in a uniformly cool

climate. However, under an even cooler seasonal climate BE increase slightly (by 2%) in

competitiveness while NE decrease by about 1.5% with in response to increase in light.

Page 74: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

63

Figure 15: Fractional land cover occupied by each PFT in high latitude and low latitude scenarios.

LL3 and LL4 have the same climate specifications as HL3 and HL4, respectively. LL3 and LL4

were conducted at equatorial latitudes.

High Latitude Scenario experiment results show that there is a definite interaction between light

and temperature, which affects vegetation composition, however further investigation is needed

to better understand it. There are a few of prominent patterns in the simulation results, which

can provide direction for the next steps in the investigation.

Firstly, light seems to have a considerable impact in uniformly warm temperatures (as seen in the

Light experiment in section (4.5.1), and not as large in low temperatures. This is a particularly

0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1

HL3 LL3 HL4 LL4

Fra

cti

on

of

co

ve

r

Scenario

Vegetation Composition in HL3 and HL4 compared with Low Latitude

Ferns

NE

BE

Page 75: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

64

important result for the Cretaceous period, most of which was characterized by uniformly warm

temperatures and a small latitudinal temperature gradient (Hay 2008, Huber et al. 2002, Sloan

and Barron 1990). The period of active latitudinal spread of angiosperms was among the

warmest during the Cretaceous (Cantrill and Poole 2002, Morley 2003), and according to the

High Latitude Scenario results, the influence of light would have been heightened during this

period. This strengthens the proposition that latitudinal angiosperm spread may have been

slowed in the middle latitudes by the increased competitiveness of gymnosperms in these areas

(discussed in section 4.5.1).

Secondly, temperature seems to be a substantial factor in high latitude environments, but it has

more impact on BE than NE; while BE cover fluctuates with changing temperature regimes, NE

remain fairly stable, between 25% and 30% cover, independent of the BE cover. And when

competitive opportunity opened with declining BE, it is taken by ferns rather than NE. This can

explain why gymnosperms and ferns remained prominent in the high latitudes throughout the

entire Cretaceous period (Herman 2002, Smiley 1969a), during which many climatic changes

took place (Huber et al. 1995, Puceat et al. 2003). BE vulnerability to low temperature in low

light can also explain why angiosperms were not successful in becoming dominant in the high

latitudes, particularly with declining temperatures during the late Cretaceous (Puceat et al. 2003,

Spicer and Chapman 1990, Wolfe and Upchurch 1987b).

Thirdly, there is a slight difference in response of vegetation to uniform versus seasonal

temperature climates, as seen in Figure 15. Temperature and precipitation seasonality is

investigated further in the following section.

4.6 Temperature and Precipitation Seasonality

Temperature and precipitation seasonality was tested as an independent factor in tropical

latitudes. Six variations of seasonal climate were assigned: three with hot dry summers and

warm wet winters, and three with cool wet summers and warm dry winters. Climate

specifications are briefly summarized in Table 14 below and in Table 4 in the Methods section.

NPP results for two of the seasonal simulations (CW/WD1 and 3), and possibly in HD/WW1,

clearly contained errors similar to those in the cold Temperature simulation (section 4.3.1 for

Page 76: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

65

further discussion). The HD/WW2 and 3 simulations have a higher NPP (1491 and 1470

gC/m2yr) compared to Control (1279 gC/m

2yr). This shows that seasonality may slightly

increase NPP, although it is difficult to separate the pure effect of temperature and/or

precipitation from this trend.

Table 14: Seasonality simulations specifications.

Simulation Temperature Anomalies Precipitation Anomalies

HD/WW1 +5 / -5 °C of Control values in

(summer, autumn)/(winter, spring)

80% / 120% of Control in (summer,

autumn)/(winter, spring)

HD/WW2 +10 / -5 °C of Control in (summer,

autumn)/(winter, spring)

80% / 120% of Control in (summer,

autumn)/(winter, spring)

HD/WW3 +10 / -5 °C of Control in (summer,

autumn)/(winter, spring)

60% / 140% of Control in (summer,

autumn)/(winter, spring)

CW/WD1 0 / -5 °C of Control in (summer,

autumn)/(winter, spring)

120% / 80% of Control in (summer,

autumn)/(winter, spring)

CW/WD2 +5 / -5 °C of Control in (summer,

autumn)/(winter, spring)

120% / 80% of Control in (summer,

autumn)/(winter, spring)

CW/WD3 0 / -5 °C of Control in (summer,

autumn)/(winter, spring)

140% / 60% of Control in (summer,

autumn)/(winter, spring)

Page 77: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

66

Figure 16: Fractional land cover occupied by each PFT in seasonal conditions: hot dry summer,

warm wet winter.

Figure 17: Fractional land cover occupied by each PFT in seasonal conditions: cool wet summer,

warm dry winter.

0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1

Control HD/WW1 HD/WW2 HD/WW3

Fra

cti

on

of

co

ve

r

Scenario

Vegetation Composition Response to Change in Seasonality - Hot Dry Summer (HD); Warm Wet Winter (WW)

Ferns

NE

BE

0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1

Control CW/WD1 CW/WD2 CW/WD3

Fra

cti

on

of

co

ve

r

Scenario

Vegetation Composition Response to Change in Seasonality - Cool Wet Summer (CW); Warm Dry Winter (WD)

Ferns

NE

BE

Page 78: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

67

In all six cases, the fractional cover values varied very little from the Control values (Figure 16).

However, a slight seasonality effect is observed in NE in the HD/WW type of seasonality, while

BE mildly responded to the CW/WD type of seasonality. NE cover dropped from 12% in the

Control simulation to around 8% in the HD/WW simulations, while BE remained relatively

unaffected by the HD/WW seasonality (remained around 81% cover). Of the three HD/WW

simulations, the first one, which had the coolest temperatures and the smallest seasonal variation

in both temperature and precipitation, had the highest fractional cover of NE, at almost 9%

(compared to just under 8% in the other two HD/WW simulations). This is likely because NE

tend to do slightly worse under warmer temperatures, as observed in the Temperature experiment

(section 4.3.1).

BE decreased from 81% cover in Control to around 75 – 76% in the CW/WD simulations, while

NE rose slightly from 12% in Control to around 1-15% in CW/WD simulations (Figure 17).

This, once again, may largely be a result of a slight overall temperature decrease in the CW/WD

simulations, which tends to slightly lower BE cover (section 4.3.1). One notable result is that

CW/WD3, which was the simulation with the highest precipitation seasonality, had the smallest

fractional cover of BE (74.5%) and the greatest fractional cover of NE (almost 15%), showing

that BE prefer more uniform precipitation, while NE are more tolerant to precipitation

seasonality. However, this precipitation seasonality effect is not great.

Overall, the above results indicate that NE tend to be more competitive in CW/DD seasonal

conditions compared to no seasonality (Control) and HD/WW seasonality. BE prefer uniform

climates and ferns tend to take the opportunity given by the decline of either broad-leaf or

needle-leaf trees. In all, the seasonality effect, though present, is not very strong. Thus, my

simulation results do not show that seasonality played an important role in angiosperm spread

although it may have been a minor co-factor within more important processes (McElwain et al.

2005, Mutterlose et al. 2003). If seasonality did decrease on a global scale in the mid to late

Cretaceous, as suggested by Donnadieu et al. (2006) and Steuber et al. (2005), this may have

been of some benefit for the angiosperms and contributed to their spread, as in my simulations

BE tend to prefer a uniform climate. There is no indication, however, that seasonal aridity would

have increased the favorability of angiosperms as previously suggested by Axelrod (1970) and

Page 79: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

68

Mutterlose et al. (2003). In fact, the decrease of BE in high precipitation seasonality indicates

the opposite; that angiosperms would not have been favored under seasonally dry conditions.

4.7 Deciduousness

Deciduousness was tested in higher latitude conditions (54 to 64.5 °N), since this is where it was

the most relevant during the Cretaceous. To test the effect of deciduousness individually, the

climate was set to Control in EvNT and DecidNT simulations. In ND, all parameters were kept

the same as in NE, except the parameter defining deciduousness.

When needle-leaf trees were set to deciduous (in DecidNT) they completely disappeared, unable

to compete with BE. BE took 93% cover in DecidNT, while ferns stayed around 6% in both

EvNT and DecidNT. (Figure 18) Thus, deciduousness gives the needle-leaf trees a substantial

competitive disadvantage in a warm, uniform climate.

The DecidNTcold simulation was similar to DecidNT, except temperatures were decreased by 10

°C relative to Control values to better represent a high-latitude climate. Interestingly, the

temperature was too cold for any trees to emerge, even though when the same temperature was

set at low latitude (see the -10 °C simulation in the Temperature experiment) some trees were

able to grow. This is not likely to be an effect of deciduousness since the BE did not emerge

either. Rather, this is probably a combined effect of temperature and light regime; trees tend to

be more tolerant to cold at high light levels.

Page 80: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

69

Figure 18: Fractional land cover occupied by each PFT; evergreen and deciduous needle-leaf trees.

NPP changed only very slightly when needle-leaf trees were converted to deciduous, on account

of the fact that the tree cover stayed about the same in EvNT and DecidNT. NPP fell to 27

gC/m2yr in DecidNTcold, when no trees were present.

Because deciduousness is usually an adaptation to variable climate, three simulations were

conducted under temperature seasonality, with -5 °C from Control values in the summer and -10

°C from Control values in the winter. Precipitation was kept equivalent to Control. The first

simulation (ND/BE) tested competition between ND and BE. In the second simulation (ND/BD)

all trees were set to deciduous. The third simulation only had needle-leaf trees: ND and NE.

Table 15: Net primary production; alternating deciduousness in seasonal temperature climate.

Simulation NPP (gC/m2yr)

ND/BE 945

ND/BD 906

ND/NE 850

0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1

EvNT DecidNT DecidNTcold

Fra

cti

on

of

co

ve

r

Scenario

Evergreen and Deciduous Needle-leaf Trees, 54 to 64.5 deg N latitude

Ferns

NE/ND

BE

Page 81: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

70

NPP results for the three Deciduous Scenario simulations were not surprising and realistic (Table

15). The ND/BE simulation yielded 945 gC/m2yr NPP. When broad-leaf trees were converted

to deciduous in the second simulation, NPP went down slightly to 906 gC/m2yr. This is probably

because of the resulting decrease in highly productive broad-leaf trees. In the needle-leaf

(evergreen) versus needle-leaf (deciduous) simulation, NPP was even lower, at 850 gC/m2yr,

which can also be explained by the lack of productive broad-leaf trees.

In a seasonal climate, BE out-competed ND with 44% cover versus 10% cover while Ferns took

up almost 30% (Figure 19). When ND were simulated alongside BD, their fractional cover went

up to 15%, while BD trees took 38%. In the all-needle- leaf (ND/NE) simulation, the deciduous

trees were outcompeted substantially, only taking up 10% of the cover while evergreen trees

dominated with 44% cover.

The ND/NE simulation clearly shows deciduousness as a competitive disadvantage in needle-

leaf trees. There is also an apparent disadvantage of deciduousness in broad-leaf trees as their

dominance decreased by over 6% when they were converted to deciduous (ND/BD simulation).

Interestingly, in the ND/BD simulation, needle-leaf trees, though also deciduous, were able to

take advantage of the decreased competitiveness of broad-leaf trees and their cover went up by

5% (compared to the ND/BE simulation). Therefore, deciduousness tends to “level the playing

field” in terms of competition between broad-leaf and needle-leaf trees. However, the “leveling”

effect is only present in a seasonal climate. In fact, a substantial quantity of ND emerged only in

cool and seasonal temperature conditions (as in ND/BE simulation), while in a warm uniform

climate with equivalent precipitation and light levels (as in DecidNT simulation), ND could not

compete at all. Thus, the results indicate that the seasonality of temperatures may have also been

a factor in the emergence of deciduous trees. Therefore, if seasonality decreased towards the late

Cretaceous (Donnadieu et al. 2006b), the success of the previously dominant deciduous

gymnosperms in the high northern latitudes may have been compromised, which would have

given angiosperms a chance to colonize some areas in the high latitudes.

Page 82: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

71

Figure 19: Fractional land cover occupied by each PFT; alternating deciduousness in seasonal

temperature climate.

The results of the Deciduous experiment and interactive Deciduous Scenarios indicate that the

effect of deciduousness is very complex and it may have been a very influential aspect in

competition between broad-leaf and needle-leaf trees in high latitudes during the Cretaceous.

Unlike today, the Northern high latitude forests in the Cretaceous were dominated by deciduous

gymnosperms (Falcon-Lang et al. 2004, Wolfe and Upchurch 1987b), and deciduousness was,

until recently, typically regarded as an adaptation to decreased light in warm conditions, since by

maintaining their leaves in insufficient light in the warm winter, trees would have incurred large

carbon loss through respiration (Axelrod 1966, Herman and Spicer 1999, Hickey 1984, Wolfe

1985). Recent experiments and modeling studies, however, found that deciduousness is

probably not an optimal strategy for conserving resources in low-light warm winters as leaf-

shedding actually results in more annual carbon loss than keeping the leaves all year round

(Osborne and Beerling 2003, Royer 2005, Royer et al. 2003, 2005). My results also do not

support the proposition that deciduousness was an effective strategy for surviving the winter

0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1

ND/BE ND/BD ND (dark green)/ NE (light green)

Fra

cti

no

of

co

ve

r

Scenario

Deciduous Scenarios, 54 to 64.5 deg N latitude, seasonal temperatures

Ferns

ND

BE/BD/NE

Page 83: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

72

light conditions since deciduous trees generally competed poorly with evergreen trees. To

further confirm that light regime is not the main factor in promoting deciduousness, more

interactive simulations with a 5-PFT assemblage were conducted under cool seasonal

temperatures in variable latitudes. (Simulation specifications summarized in Table 16)

Table 16: Simulation specifications for 5-PFT scenarios.

Simulation Latitude Temperature Anomalies

D80 74.5 to 84 ºN Summer/autumn: -5 ºC

Winter/spring: -10 ºC

D60 54 to 64.5 °N Same as D80

D30 24.5 to 35 ºN Same as D80

D0 3 °S to 7.5 °N Same as D80

D0warm 3 °S to 7.5 °N Non-seasonal temperatures, 24.3 °C annual average

The 5-PFT scenarios (Figure 20) which included both, deciduous and evergreen, types of broad-

leaf and needle-leaf trees, once again showed the competitive superiority of evergreen trees. In

the four cool seasonal temperature scenarios (D80, D60, D30, and D0), NE and BE were the

dominant tree types, each occupying 16% to 24% cover while the deciduous trees, ND and BD,

only occupied between 4% and 11% cover each. BE remained fairly constant at around 17% in

the four simulations while NE fractional cover stayed between 21% and 24%, showing little

response to latitude. Deciduous trees maintained a secondary role at all latitudes, which shows

that light was probably not a major factor in their competitiveness. Interestingly, in the 5-PFT

assemblage (in cool seasonal temperatures), NE had the greatest fractional cover of the tree PFTs

in all four latitudes and unlike in 3-PFT assemblages, BE did not overwhelmingly dominate.

Instead, it seems that BE are also not given a chance to dominate in a more diverse plant group

assemblage, regardless of the latitude. This is indicative of the importance of the competition

dynamics since a more extensive plant assemblage would result in higher light and nutrient stress

for BE. The 5-PFT assemblage would therefore be representative of a more mature and diverse

forest, which would have taken some time for early angiosperms to penetrate given that they

were weedy and not typically stress-tolerant (Hickey and Doyle 1977, Royer et al. 2010, Taylor

Page 84: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

73

and Hickey 1996, Wing and Boucher 1998). Stress conditions tended to be more conducive to

conifers (Wolfe 1987) and this is reflected in the relative success of NE in the 5-PFT scenarios.

Therefore, the results of the 5-PFT scenarios primarily show that competition was likely an

important element that suppressed the angiosperms, especially in mature forests.

An interesting result is seen in the D0warm simulation (low latitude), which is around where the

temperatures are warm and relatively uniform throughout the year (Control temperatures). The

fractional cover of all trees increased substantially in D0warm compared to the cooler 5-PFT

simulations while the fractional cover of ferns decreased dramatically to 6%. The increase in

overall tree cover is likely an effect of increased temperature. Notable, the broad leaf trees (both

BE and BD) increase substantially in fractional cover relative to the D0 (with cool seasonal

temperatures) simulation and BE very slightly outcompete NE (35% versus 34% cover,

respectively). This once again shows that broad-leaf trees are more competitive in warm

conditions (see Temperature experiment). However even under warm conditions, they are

unable to dominate in a 5-PFT assemblage due to increased competition.

Also, in the 5-PFT scenarios, deciduous broad-leaf trees did slightly better in the high latitudes

than in the low latitudes, while deciduous needle-leaf trees did slightly worse in high latitudes.

This may be due to the lower canopy conductance parameter of ND (than BD), which would

make it less competitive during the time that it has leaves since it would not be able to take the

same advantage of the limited light hours in the high latitudes as BD. BD, on the other hand,

would be subjected to more competitive pressure in lower latitudes, where there is more light.

Page 85: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

74

Figure 20: Fractional land cover occupied by each PFT; competition between deciduous and

evergreen trees at various latitudes. Temperatures are cool and seasonal, with exception of

D0warm, which has a warm uniform climate.

Another notable result is that ferns had a very strong presence in high latitude regions with cool

seasonal climates (Figures19 and 20), keeping around 30% cover in all Deciduousness Scenario

simulations except D0warm. This result is fairly consistent with the fossil record from the early-

mid Cretaceous, which shows that ferns were a prominent plant group in the high latitudes

(Drinnan and Crane 1990, Herman 2002, Scott and Smiley 1979, Smiley 1969a). The resultant

30% Fern cover in the cool seasonal simulations is a substantial fractional cover, comparable to

that of trees in the same simulations, especially if the broad-leaf tree cover is exaggerated due to

modeling limitations (section 4.2.2). This indicates that less favorable environments for trees

provide an important establishment opportunity for understory plants. Ferns are the only

understory PFT in the Deciduousness simulations, so it is reasonable to generalize their success

to understory plant success. The same opportunity could have been taken by other understory

plants similar to ferns, including herbaceous or shrubby angiosperms. Many researchers suspect

that early herbaceous angiosperms displayed weedy behavior (Hickey and Doyle 1977, Royer et

0

0.05

0.1

0.15

0.2

0.25

0.3

0.35

0.4

0.45

0.5

D80 D60 D30 D0 D0warm

Fra

cti

no

of

co

ve

r

Scenario

Deciduous Scenarios with 5 PFTs

Ferns

NE

ND

BE

BD

Page 86: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

75

al. 2010, Taylor and Hickey 1996, Wing and Boucher 1998), and the thinner canopy due to fewer

trees and the dropping of the deciduous leaves may have given a special opportunity to weedy,

fast-growing ruderals. Although this is not illustrated in simulation results, from a weed’s

perspective, the dropping of canopy leaves could be considered as a sort of “disturbance” that

opens up light and nutrient resources for a short period. The decomposition of the resulting leaf

litter would contribute nutrients into the soil while the open canopy would allow more light to

reach the understory. Thus, if deciduous trees were predominant in Cretaceous forests (Falcon-

Lang et al. 2004, Wolfe 1987, Wolfe and Upchurch 1987a), this could explain how the early

understory angiosperms initially penetrated the forest interior, however, further study is required

to confirm this. Furthermore, such an environment, with seasonally available light for

understory plants, may have also provided a favorable setting for diversification of understory

plants. This opens up a series of questions regarding the role of deciduousness in the

diversification of angiosperm in the Cretaceous, as well as the role of ferns. Interestingly,

outside of angiosperms, the most diverse plant group at the time was ruderal ferns, while the

stress-tolerant plant groups including conifers and cycads had low species diversity even though

they were dominant in many regions (Grime 1979, Wing and Boucher 1998). In fact, recent

evidence suggests that ferns may have undergone a large diversification during the Cretaceous

along with the angiosperms (Schneider et al. 2004). On the other hand, in polar latitudes, where

the angle of light incidence is relatively low, less light would have been able to penetrate through

the canopy which would have impeded understory growth (Wolfe 1985). This is consistent with

the fact that most Cretaceous angiosperm fossils in the high latitudes were found near coastal

margins, where more light would have been available to them (Golovneva 1994, Herman 1993,

Herman and Spicer 1997, Spicer and Parrish 1990). However, this is difficult to test in LPJ

because LPJ does not simulate such intricacies as leaf size and leaf angle with respect to incident

light, which may have been important adaptive plant features in high latitude environments

(Wolfe 1987).

The results from the Deciduousness experiment and the high-latitude scenarios open up some

new direction for research. However, the exact effect of deciduousness is complex and difficult

to determine from this experiment. Overall, deciduousness tends to pose a competitive

disadvantage for trees under the climate conditions given in the simulations. Today, broad-

leaved deciduous forests are usually present in humid to mesic regions with large temperature

Page 87: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

76

seasonality in the Northern Hemisphere. The optimal geographical range for modern deciduous

forests is where the cold-month mean is less than 1 °C and the warm month mean is greater than

20 °C (Wolfe 1987). However, in the late Cretaceous, the polar regions were covered in

deciduous forests with many trees having large leaf sizes, which was probably a result of

relatively warm temperatures and polar light regime (Wolfe 1987). Therefore it seems that the

high-latitude deciduous forest required specific climate conditions, which were met during the

equable Cretaceous period as well as in parts of the Paleocene (~ 65 to 56 Ma) and Eocene (~ 56

to 34 Ma), but not during colder periods. In future studies it would be beneficial to conduct

simulations with higher temperature seasonality to better understand the dynamics of the

deciduous polar forest. It would also be useful to add more leaf trait parameters (such as leaf

size) to the PFT parameterization scheme to better represent high-latitude deciduous vegetation

and understand the competition dynamics between polar trees in the Cretaceous.

Another interesting recent proposition is that deciduousness may have been an adaptation to

frequent disturbance, rather than light (Brentnall et al. 2005), particularly since Cretaceous trees

in Antarctica (which experienced less frequent fire disturbance compared to Northern high

latitudes) were predominantly evergreen (Brentnall et al. 2005, Falcon-Lang and Cantrill 2000,

2001). This can be effectively tested in LPJ with an improved disturbance module.

4.8 Success of LPJ in the Angiosperm Paleo-Application

4.8.1 Strengths of LPJ as a Paleo-Research Tool

In this project, LPJ was successfully used to determine the general effects of various factors on

the potential vegetation composition in the Cretaceous period. Through the comparison of plant

responses under varying climate, soil, and light regime, as well as varying plant structure (i.e.

tree versus grass) and phenology (deciduous versus evergreen), it was possible to infer some of

the processes that may have taken place in the Cretaceous and propose explanations for some of

the phenomena observed in the fossil record (for example, that latitudinal differences in light

regime could have hindered angiosperm spread). In this sense, LPJ has proven itself as a very

useful and practical tool for testing the broad range of existing theories on the topic in a dynamic

and interactive way, even without major changes being made to the model. In a medium-scale

Page 88: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

77

(regional) type of experiment such as this one, LPJ can be used to answer, or at least provide

insight into, a variety of paleo-questions for not only the Cretaceous period, but any time period

for which enough fossil information is available for validation of modeling results. The

flexibility of the PFT plant classification scheme is one of the features that broaden LPJ’s

applicability to different time periods, particularly since PFT parameters can be modified to

better represent the characteristics of ancient plants (Cowling and Gousseva 2010). For instance,

in this study, the PFTs that were used to represent the general gymnosperm and angiosperm tree

groups (NE and BE) were modified from original broad-leaf and needle-leaf trees in LPJ to

better represent the characteristics of Cretaceous trees. In future work, other parameter

modifications can be made to incorporate new emerging fossil information or even to test the

role of plant characteristics in plant competition and response to changing climate. Overall, LPJ

has much potential as a tool in paleo-ecological studies and its applicability has been

demonstrated in the angiosperm experiments in this work.

4.8.2 Problems and Limitations of LPJ

Several problems and limitations of LPJ have been brought to light through the simulations in

this study that should be addressed in the future. Firstly, it appears that there are some technical

glitches within LPJ’s program code, which cause errors in carbon balance output. This problem

arises only in certain cases, when a specific set of input parameters is used. It is unclear what

causes this glitch in individual cases since it does not appear in most simulations. Another glitch

is that LPJ does not work with a set of 4 PFTs (although it works with any number of PFTs

below or above 4). These are probably very minor coding errors that are difficult to spot due to

the length and complexity of the program code.

One of the limitations of LPJ, in its current state, is the limited number of PFT parameters. This

greatly restricts the descriptiveness of individual PFTs, especially since some key plant features

cannot be expressed in the scheme. This issue is highlighted in section 4.2.2 as the available set

of PFT parameters could not be used to represent key features of early angiosperms (such as

wood characteristics and height). Furthermore, LPJ does not account for the different types of

reproductive strategies, seed type, pollination and dispersal mechanisms. Due to this problem,

Cretaceous angiosperms could only be examined in terms of their carbon and water cycling traits

Page 89: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

78

in relation to their environment and competing vegetation, and nothing could be said about their

reproductive innovations, which may have played a key role in angiosperm spread and rise to

dominance (Burger 1981, Crepet 1983, Doyle and Donoghue 1986, Midgley and Bond 1991,

Regal 1977, Stebbins 1981). Also due to the restrictiveness of PFT parameters, only 3 PFTs

were used in most experimental simulations. In reality there were many other plant groups

present in the Cretaceous including but not limited to pteridophytes, sphenophytes, and cycads

(Scott and Smiley 1979, Smiley 1969a, Spicer et al. 2002). However, currently those plants are

only able to be described as another tree or grass with moderately differing carbon and water

related characteristics (and a few characteristics related to structure and growth) and bioclimatic

limits. Although including these PFTs can potentially be useful in further examining Cretaceous

plant competition in terms of carbon and water cycling, it would be of most benefit to first

expand the PFT parameterization scheme to include distinguishing features of these plants (for

example, reproduction mechanisms and wood structure characteristics).

Another limitation of LPJ is that, among many DGVMs, LPJ does not have extensive modules

for simulating soil processes or disturbance. The restrictiveness of the soil parameterization

scheme is discussed in section 4.4. LPJ’s simulation of disturbance is restricted to fire, and the

fire module is very basic and not versatile (Sitch et al. 2003). It is also not able to simulate other

types of disturbance such as windstorms and herbivory, which can be important parts of the

ecosystem. For example, it has recently been hypothesized that disturbance played a crucial role

in determining high-latitude plant composition in the Cretaceous (Brentnall et al. 2005)(see

section 4.7).

Vegetation modeling in general, in its current state, cannot be used to test the role of

biodiversity, taxonomic diversification and speciation rates, such peculiar features such as weedy

behavior and parasitism, and fine-scale processes of roots and leaves. Some of these aspects

may have been important for early angiosperms. For example, according to Wing and Boucher

(1998), one possible explanation for the angiosperms’ rise to dominance is that the replacement

of older lineages took place gradually as a result of angiosperms’ higher speciation rate which

would have given angiosperms a greater chance to replace extinct competitors and stress-

tolerating taxa. Thus, angiosperms would have gradually increased in dominance, following

their increase in diversity. However, being able to simulate such processes would require

significant advancements in the vegetation modeling field.

Page 90: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

79

Page 91: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

80

Conclusion

5

5.1 Angiosperms in the Cretaceous

Several main patterns were identified through LPJ simulations with regard to angiosperm spread

during the Cretaceous. Firstly, broad-leaf trees are typically more successful under warm

conditions suggesting that the relatively warm temperatures during the Cretaceous period likely

facilitated the spread of angiosperms into forest interiors as well as into higher latitudes. This

proposition is supported in the fossil record, which shows that angiosperms spread to high

latitudes during the warmest period of the Cretaceous (Cantrill and Poole 2002, Morley 2003,

Scott and Smiley 1979). However, it may have still been too cold for angiosperms to dominate

in the polar regions (Herman 2002, Scott and Smiley 1979). Furthermore, angiosperms may

have been relatively more sensitive to decreases in temperature at high latitudes, which would

have hampered their spread in the high latitudes particularly during the cooling period in the late

Cretaceous (Spicer and Chapman 1990, Wolfe and Upchurch 1987a).

Neither precipitation nor atmospheric CO2 appear to be major factors for angiosperm spread.

However, needle-leaf trees tend to be less competitive in higher CO2, probably due to lower

canopy conductance, which may have given early angiosperms opportunity to spread into new

communities under high CO2 conditions in the early to mid Cretaceous (Jahren et al. 2001).

Temperature and precipitation seasonality also did not seem to play a key role in angiosperm

spread, although the simulated evergreen broad-leaf trees tended to prefer uniform climates and

thus the more equable climates during the Cretaceous could have benefitted angiosperms

(McElwain et al. 2005).

The effect of light on plant composition was found to be very substantial in LPJ simulations in

this study. Broad-leaf trees were less competitive in high-latitude light regime, and interestingly,

considerably less competitive in middle latitudes. This can explain why angiosperms took

millions of years to spread pole-ward despite favorable temperature and CO2 conditions (Hickey

and Doyle 1977, Retallack and Dilcher 1986). This may also be why it took time for

angiosperms to gain local dominance even after they spread around the globe (Drinnan and

Crane 1990).

Page 92: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

81

Finally, deciduousness, particularly in higher latitudes, was shown to be a deterring factor for

broad-leaf and needle-leaf trees as both were largely outcompeted by evergreen trees in all cases.

It is unclear from the simulations how this would have affected angiosperm spread, although one

hypothesis is that annual leaf shed could have created an opportunity for understory growth

(including understory angiosperms). Most of the observations from the Deciduousness

simulations go beyond of the focus of this thesis, which is the angiosperm/ gymnosperm

competition (translating into needle-leaf/broad-leaf tree competition in LPJ), and open up many

topics for further research.

5.2 Future directions: Paleo-vegetation research and development of LPJ

The Deciduousness scenarios reveal many questions about the dynamics of the high-latitude

Cretaceous forests. For instance, the fact that deciduousness was shown to be a disadvantage to

trees under the given simulation conditions poses the question of why deciduousness was so

common in Cretaceous high-latitudes (Falcon-Lang et al. 2004, Wolfe 1987, Wolfe and

Upchurch 1987a). Another observation is that broad-leaf deciduous trees did better in high-

latitudes than needle-leaf deciduous trees, probably because the broad-leaf PFT had a higher

canopy conductance, which may have allowed it to take more advantage of the available light

hours. This is interesting given the fact that some high-latitude Cretaceous conifers were broad-

leaved (Wolfe 1987), however, further investigation is required to understand the competition

between broad-leaf and needle-leaf deciduous trees and how it would have affected vegetation

dynamics in polar regions. The questions can be extended to other hot-house climate periods

such as the Paleocene (~65 – 56 Ma) and Eocene (~56 – 34 Ma), during which deciduousness

became more wide-spread, especially in mid-latitudes (Wolfe 1987). Future modeling studies

can explore the disappearance of some deciduous needle-leaf taxa, such as Metasqeuoia, from

high latitudes during the late Eocene cooling period (Liu et al. 2007, Williams et al. 2003), as

well as the origins of the modern Boreal Forest biome (Taggart and Cross 2009).

Although this study shed light on many key trends of Cretaceous vegetation, a deeper

investigation of the questions addressed in this work will require modification of LPJ. Extending

the parameterization of soils in LPJ can be of substantial benefit for paleo-vegetation as well as

modern vegetation studies, especially since soil structure has been shown to have a strong impact

Page 93: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

82

on vegetation composition and carbon cycle modeling (Ostle et al. 2009, Shellito et al. 2005).

For studying the possible plant-soil interactions and feedbacks, it would be useful to include in

LPJ the characteristics of the soil profile (i.e. soil depth and substrate), soil nutrient and mineral

content, and soil processes such as various rates of decomposition and the resulting nutrient

content. Furthermore, developing the disturbance module would also improve simulation results

and extend the applicability of LPJ in addressing such hypotheses as deciduousness being a

potential adaptation to frequent disturbance rather than climate seasonality (Brentnall et al.

2005).

Another hypotheses that remains to be explored is the possibility of early angiosperm affinity to

seasonally arid environments and drought, which has been previously suggested as the primary

mechanism for the success of early angiosperms (Axelrod 1966, 1970, Brenner 1963, Coiffard et

al. 2007, Mutterlose et al. 2003). This question can be addressed at least in part with LPJ in its

current state, by simulating more intense precipitation extremes as well as introducing periodic

droughts. However, given that currently LPJ is generally not very sensitive to precipitation

(Cowling and Shin 2006), modification is needed to obtain more realistic results. Expansion of

the PFT parameterization scheme may be the key to resolving this issue, as well as improving the

flexibility of the model. Addition of plant traits related to water-cycling such as wood

characteristics (i.e. amount of soft tissue, vascular conductivity) and leaf structure (i.e. leaf size

and venation, stomatal control mechanisms) would not only improve water-sensitivity, but also

help to better define the plant functional types, thus forming a better framework for creating

more specific PFTs that would have been found in the deep past (such as primitive trees and tree

ferns). Introducing shrubs as a vegetation type as well as including seed and dispersal

characteristics in the PFT parameterization would also help to better define PFTs and extend

LPJ’s applicability to paleo-vegetation studies.

One argument against extending LPJ modules and parameterization may be that adding

complexity would take away from LPJ’s usability as a regional to global scale model by adding

features that may not be reflected on a large scale while significantly increasing computation

time (Hickler et al. 2006, Hughes et al. 2006). Moreover, other models such as LPJ-Guess

(Smith et al. 2001) and SEIB-DGVM (Sato et al. 2007) have been developed to incorporate more

individual plant features and local plant community dynamics. However, a case can be made

that it is not so much necessary to simulate competition between individuals in LPJ (as in LPJ-

Page 94: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

83

Guess), but to increase the ability of LPJ to better represent and distinguish between PFTs and

increase the flexibility of the model (by perhaps adding optional features that can be turned off if

desired), which can be key in paleo-studies and also improve modern-day simulations. A more

extensive PFT scheme can also open up an interesting possibility of studying patterns of

individual species with LPJ. For instance, if one could represent a specific plant (Metasequoia,

for example) within an assemblage of more general plant groups, it would not necessarily result

in a substantial increase in computation time, but it would open up an opportunity to explore

numerous ecological questions with vegetation modeling.

Overall, in this study, LPJ has proven to be a useful tool in exploring Cretaceous angiosperm

spread. With its flexible framework, it has also shown great potential for modification and future

applications in the field of paleo-ecology.

Page 95: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

84

References

Adams, B., A. White, and T. M. Lenton. 2004. An analysis of some diverse approaches to modelling terrestrial net primary productivity. Ecological Modelling 177(3-4):353-391.

Allen, J. I., and E. A. Fulton. 2010. Top-down, bottom-up or middle-out? Avoiding extraneous

detail and over-generality in marine ecosystem models. Progress in Oceanography 84(1-2):129-133.

Alvin, K. L. 1982. Cheirolepidiaceae - Biology, Structure and Paleo-Ecology. Review of Palaeobotany and Palynology 37(1-2):71-98.

Andrews, J. E., S. K. Tandon, and P. F. Dennis. 1995. Concentration of carbon dioxide in the

Late Cretaceous atmosphere. Journal of the Geological Society London 152:1-3.

Axelrod, D. I. 1966. Origin of deciduous and evergreen habits in temperate forests. Evolution

20:1-15.

Axelrod, D. I. 1970. Mesozoic Paleogeography and Early Angiosperm History. Botanical

Review 36(3):277-&.

Beerling, D. J. 2002. Low atmospheric CO2 levels during the Permo-Carboniferous glaciation inferred from fossil lycopsids. Proceedings of the National Academy of Sciences of the

United States of America 99(20):12567-12571.

Beerling, D. J., J. A. Lake, R. A. Berner, L. J. Hickey, D. W. Taylor, and D. L. Royer. 2002.

Carbon isotope evidence implying high O-2/CO2 ratios in the Permo-Carboniferous

atmosphere. Geochimica Et Cosmochimica Acta 66(21):3757-3767.

Beerling, D. J., and F. I. Woodward. 1996. Palaeo-ecophysiological perspectives on plant

responses to global change. Tree Physiology 11(1):20-23.

Berendse, F., and M. Scheffer. 2009. The angiosperm radiation revisited, an ecological

explanation for Darwin's 'abominable mystery'. Ecology Letters 12(9):865-872.

Berner, R. A. 1990. Atmospheric carbon dioxide levels of Phanerozoic time. Science 249:1382-1386.

Berner, R. A., and Z. Kothavala. 2001. GEOCARB III: A revised model of atmospheric CO2 over Phanerozoic time. American Journal of Science 301:182-204.

Berry, E. W. 1911. Lower Cretaceous flor of maryland. Pp. 414-508. In W. B. Clark, A. B.

Bibbins, and E. W. Berry, eds. Lower Cretaceous. Maryland Geological Survey & Johns Hopkins University Press, Baltimore.

Bice, K. L., D. Birgel, P. A. Meyers, K. A. Dahl, K.-U. hinrichs, and R. D. Norris. 2006. A multiple proxy and model study of Cretaceous upper ocean temperatures and atmospheric

CO2 concentrations. Paleoceanography 21:doi: 10.1029/2005PA001203.

Page 96: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

85

Bice, K. L., and R. D. Norris. 2002. Possible atmospheric CO2 extremes of the Middle

Cretaceous (late Albian-Turonian). Paleoceanography 17(4).

Bond, W. J. 1989. The Tortoise and the Hare - Ecology of Angiosperm Dominance and

Gymnosperm Persistence. Biological Journal of the Linnean Society 36(3):227-249.

Bondeau, A., P. C. Smith, S. Zaehle, S. Schaphoff, W. Lucht, W. Cramer, and D. Gerten. 2007.

Modelling the role of agriculture for the 20th century global terrestrial carbon balance.

Global Change Biology 13(3):679-706.

Boucher, L. D., and S. L. Wing. 1997. Relative abundance and diversity of plant groups in the

Late Cretaceous: New data from San Juan Basin, New Mexico. American Journal of Botany 84(6 SUPPL.).

Brenner, G. J. 1963. The spores and pollen of the Potomac Group of Maryland. Bulletin of the

Maryland Department of Geology, Mines and Water Resources 27:215.

Brenner, G. J. 1996. Evidence for the earliest stage of angiosperm pollen evolution: A

paleoequatorial section from Israel. Pp. 91-115. Flowering plant origin, evolution and phylogeny. Chapman and Hall Ltd.; Chapman and Hall Inc.

Brentnall, S. J., D. J. Beerling, C. P. Osborne, M. Harlandw, J. E. Francis, P. J. Valdes, and V. E.

Wittig. 2005. Climatic and ecological determinants of leaf lifespan in polar forests of the high CO2 Cretaceous 'greenhouse' world. Global Change Biology 11(12):2177-2195.

Brodribb, T. J., and T. S. Feild. 2010. Leaf hydraulic evolution led a surge in leaf photosynthetic capacity during early angiosperm diversification. Ecology Letters 13(2):175-183.

Burger, W. C. 1981. Heresy revived: the monocot theory of angiosperm origin. Evolutionary

Theory 5:189-225.

Cantrill, D. J., and I. Poole. 2002. Cretaceous patterns of floristic change in the Antarctic

Peninsula. Pp. 141-152. Palaeobiogeography and Biodiversity Change: The Ordovician and Mesozoic-Cenozoic Radiations. GEOLOGICAL SOC PUBLISHING HOUSE, Bath.

Cerling, T. E. 1991. Carbon dioxide in the atmosphere: Evidence from Cenozoic and Mesozoic

paleosols. American Journal of Science 291:377-400.

Chapman, J. L., and J. L. Smellie. 1992. Cretaceous fossil wood and palynomorphs from

Williams Point, Limingston Island, Antarctic Peninsula. Review of Palaeobotany and Palynology 74:163-192.

Ciret, C., and A. Henderson-Sellers. 1998. Sensitivity of ecosystem models to the spatial

resolution of the NCAR Community Climate Model CCM2. Climate Dynamics 14:409-429.

Claussen, M., L. A. Mysak, A. J. Weaver, M. Crucifix, T. Fichefet, M. F. Loutre, S. L. Weber, J. Alcamo, V. A. Alexeev, A. Berger, R. Calov, A. Ganopolski, H. Goosse, G. Lohmann, F.

Lunkeit, Mokhov, II, V. Petoukhov, P. Stone, and Z. Wang. 2002. Earth system models

Page 97: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

86

of intermediate complexity: closing the gap in the spectrum of climate system models.

Climate Dynamics 18(7):579-586.

Coiffard, C., B. Gomez, and F. Thevenard. 2007. Early cretaceous angiosperm invasion of

western Europe and major environmental changes. Annals of Botany 100(3):545-553.

Cowling, S.A., and Gousseva, A. 2010. Parameterization of PFTs in Lund Potsdam Jena DGVM

for paleo-ecological applications. Manuscript.

Cowling, S. A., and Y. Shin. 2006. Simulated ecosystem threshold responses to co-varying temperature, precipitation and atmospheric CO2 with a region of Amazonia. Global

Ecology and Biogeography 15:553-566.

Crabtree, D. R. 1987. Angiosperms of the Northern Rocky Mountains - Albian to Campanian

(Cretaceous) Megafossil Floras. Annals of the Missouri Botanical Garden 74(4):707-747.

Cramer, W. 1997. Using plant functional types in a global vegetation model. Pp. 271-288. In T. M. Smith, H. H. Shugart, and F. I. Woodward, eds. Plant Functional Types. Cambridge

University Press, Cambridge.

Cramer, W., A. Bondeau, F. I. Woodward, I. C. Prentice, R. A. Betts, V. Brovkin, P. M. Cox, V.

Fisher, J. A. Foley, A. D. Friend, C. Kucharik, M. R. Lomas, N. Ramankutty, S. Sitch, B.

Smith, A. White, and C. Young-Molling. 2001. Global response of terrestrial ecosystem structure and function to CO2 and climate change: results from six dynamic global

vegetation models. Global Change Biology 7(4):357-373.

Crepet, W. L. 1983. The role of insect pollination in the evolution of angiosperms. Pp. 31-50. In

L. Real, ed. Pollination Biology. Academic Press, Orlando.

Delevoryas, T. 1971. Biotic provinces and the Jurassic-Cretaceous floral transition. Proceedings of the North American Paleontological Convention 2:1660-1674.

DeLucia, E. H., J. G. Hamilton, S. L. Naidu, R. B. Thomas, J. A. Andrews, A. Finzi, M. Lavine, R. Matamala, J. E. Mohan, G. R. Hendrey, and W. H. Schlesinger. 1999. Net primary

production of a forest ecosystem with experimental CO2 enrichment. Science

284(5417):1177-1179.

Dettmann, M. E., R. E. Molnar, J. G. Douglas, D. Burger, C. Fielding, H. T. Clifford, J. Francis,

P. Jell, T. Rich, M. Wade, P. V. Rich, N. Pledge, A. Kemp, and A. Rozefelds. 1992. Australian Cretaceous Terrestrial Faunas and Floras - Biostratigraphic and Biogeographic

Implications. Cretaceous Research 13(3):207-262.

Diffenbaugh, N. S., and L. C. Sloan. 2002. Global climate sensitivity to land surface change: The Mid Holocene revisited. Geophysical Research Letters 29(10).

Doherty, R., J. Kutzbach, J. Foley, and D. Pollard. 2000. Fully coupled climate/dynamical vegetation model simulations over Northern Africa during the mid-Holocene. Climate

Dynamics 16(8):561-573.

Page 98: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

87

Donnadieu, Y., Y. Godderis, R. Pierrehumbert, G. Dromart, F. Fluteau, and R. Jacob. 2006a. A

GEOCLIM simulation of climatic and biogeochemical consequences of Pangea breakup. Geochemistry Geophysics Geosystems 7.

Donnadieu, Y., R. Pierrehumbert, R. Jacob, and F. Fluteau. 2006b. Modelling the primary control of paleogeography on Cretaceous climate. Earth and Planetary Science Letters

248(1-2):426-437.

Doyle, J. A. 1992. Revised Palynological Correlations of the Lower Potomac Group (USA) and the Cocobeach Sequence of Gabon (Barremian-Aptian). Cretaceous Research 13(4):337-

349.

Doyle, J. A., and M. J. Donoghue. 1986. Seed plant phylogeny and the origin of angiosperms: an

experimental cladistic approach. Botanical Review 52:321-402.

Drinnan, A. N., and P. R. Crane. 1990. Cretaceous Paleobotany and Its Bearing on the Biogeography of Austral Angiosperms. Pp. 192-220. Taylor, T. N. And E. L. Taylor

(Ed.). Antarctic Paleobiology: Its Role in the Reconstruction of Gondwana; Workshop, Columbus, Ohio, USA, June 13-15, 1988. X+261p. Springer-Verlag: New York, New

York, USA; Berlin, West Germany. Illus. Maps.

Ekart, D. D., T. E. Cerling, I. P. Montanez, and N. J. Tabor. 1999. A 400 million year carbon isotope record of pedogenic carbonate: Implications for paleoatmospheric carbon dioxide.

American Journal of Science 299:805-827.

Equiza, M. A., M. E. Day, and R. Jagels. 2006. Physiological responses of three deciduous

conifers (Metasequoia glyptostroboides, Taxodium distichum and Larix laricina) to

continuous light: adaptive implications for the early Tertiary polar summer. Tree Physiology 26(3):353-364.

Falcon-Lang, H. J., and D. J. Cantrill. 2000. Cretaceous (Late Albian) coniferales of Alexander Island, Antarctica: Wood taxonomy: a quantitative approach. Review of Palaeobotany

and Palynology 111:1-17.

Falcon-Lang, H. J., and D. J. Cantrill. 2001. Gymnosperm woods from the Cretaceous (mid-Aptian) Cerro Negro Formation, Byers Peninsula, Livingston Island, Antarctica: the

arborescent vegetation of a volcanic arc. Cretaceous Research 22:277-293.

Falcon-Lang, H. J., R. A. MacRae, and A. Z. Csank. 2004. Palaeoecology of late cretaceous

polar vegetation preserved in the Hansen point volcanics, NW Ellesmere Island, Canada.

Palaeogeography Palaeoclimatology Palaeoecology 212(1-2):45-64.

Farley, M. B., and D. L. Dilcher. 1986. Correlation between Miospores and Depositional

Environments of the Dakota Formation Mid-Cretaceous of North-Central Kansas and Adjacent Nebraska USA. Palynology 10:117-134.

Feild, T. S., and N. C. Arens. 2005. Form, function and environments of the early angiosperms:

merging extant phylogeny and ecophysiology with fossils. New Phytologist 166(2):383-408.

Page 99: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

88

Feild, T. S., and N. C. Arens. 2007. The ecophysiology of early angiosperms. Plant, Cell and

Environment 30:291-309.

Feild, T. S., N. C. Arens, J. A. Doyle, T. E. Dawson, and M. J. Donoghue. 2004. Dark and

disturbed: a new image of early angiosperm ecology. Paleobiology 30(1):82-107.

Feild, T. S., D. S. Chatelet, and T. J. Brodribb. 2009. Ancestral xerophobia: a hypothesis on the

whole plant ecophysiology of early angiosperms. Geobiology 7(2):237-264.

Fontaine, W. M. 1889. The Potomac or younger Mesozoic flora. Monographs of the United States Geological Survey 15:337.

Francis, J. E. 1986. Growth rings in the Cretaceous and Tertiary wood from Antarctica and their paleoclimatic implications. Palaeonntology 29:665-684.

Freeman, K. H., and J. M. Hayes. 1992. Fractionation of carbon isotopes by phytoplankton and

estimates of ancient CO2 levels. Global Biogeochemical Cycles 6:185-198.

Gitay, H., and I. R. Noble. 1997. What are functional types and how should we seek them? Pp. 3-

19. In T. M. Smith, H. H. Shugart, and F. I. Woodward, eds. Plant Functional Types. Cambridge University Press, Cambridge.

Glaser, J. D. 1969. Petrology and origin of Potomac and Magothy (Cretaceous) sediments,

middle Atlantic coastal plain. Reports of Investigations of the Maryland Geological Survey 11:1-102.

Golovneva, L. B. 1994. Maastricht-datskie Flory Koryakskogo Nagor'ya (Maastrichtian-Danian Floras of the Koryak Upland). Botanical Institute, Russian Academy of Sciences, Saint-

Petersburg (in Russian):144.

Golovneva, L. B. 2000. Relationship between diversity of Late Cretaceous floras of north-eastern Russia and climatic temperature parameters. Botanicheskii Zhurnal (St. Petersburg)

85(7):124-133.

Grime, J. P. 1979. Plant Strategies and Vegetation Processes. Wiley, New York.

Hargreaves, J. C., and J. D. Annan. 2009. Importance of paleo-modelling. Climate of the Past

Discussions 5:2053-2080.

Haxeltine, A., and I. C. Prentice. 1996. BIOME3: an equilibrium terrestrial biosphere model

based on ecophysiological constraints, resource availability, and competition among plant functional types. Global Biogeochemical Cycles 10:693-709.

Hay, W. W. 2008. Evolving ideas about the Cretaceous climate and ocean circulation.

Cretaceous Research 29(5-6):725-753.

Herman, A. B. 1993. Stages and cycles in the Late Cretaceous floral changes of the Anadyr-

Koryak subregion (Northeast Russia) and their connection with climatic changes. Stratigraphy and Geological Correlation 1:87-96.

Page 100: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

89

Herman, A. B. 2002. Late early-late cretaceous floras of the North Pacific Region: florogenesis

and early angiosperm invasion. Review of Palaeobotany and Palynology 122(1-2):1-11.

Herman, A. B., and R. A. Spicer. 1997. Continental Cretaceous of North-eastern Russia and

Alaska: a comparison of foras and palaeoclimate. Stratigraphy and Geological Correlation 5:60-66.

Herman, A. B., and R. A. Spicer. 1999. Mid-cretaceous Grebenka flora of the North-eastern

Russia: Two strategies of overwintering. Acta Palaeobotanica Supplementum 2:107-110.

Herman, A. B., and R. A. Spicer. 2010. Mid-Cretaceous floras and climate of the Russian high

Arctic (Novosibirsk Islands, Northern Yakutiya). Palaeogeography Palaeoclimatology Palaeoecology 290.

Hickey, L. J. 1984. Eternal summer at 80 degrees north. Discovery 17:17-23.

Hickey, L. J., and J. A. Doyle. 1977. Early Cretaceous Fossil Evidence for Angiosperm Evolution. Botanical Review 43(1):3-104.

Hickler, T., I. C. Prentice, B. Smith, M. T. Sykes, and S. Zaehle. 2006. Implementing plant hydraulic architecture within the LPJ Dynamic Global Vegetation Model. Global

Ecology and Biogeography 15(6):567-577.

Horrell, M. A. 1990. Energy balance constraints on 18

O based paleo-sea surface temperature estimates. Paleoceanography 5:339-348.

Huber, B. T., D. A. Hodell, and C. P. Hamilton. 1995. Middle - Late Cretaceous climate of the southern high latitudes: Stable isotopic evidence for minimal equator-to-pole thermal

gradients. Geological Society of America Bulletin 107:1164-1191.

Huber, B. T., R. D. Norris, and K. G. MacLeod. 2002. Deep-sea paleotemperature record of extreme warmth during the Cretaceous. Geology 30(2):123-126.

Hughes, J. K., P. J. Valdes, and R. Betts. 2006. Dynamics of a global-scale vegetation model. Ecological Modelling 198(3-4):452-462.

Jahren, A. H., N. C. Arens, G. Sarmiento, J. Guerrero, and R. Amundson. 2001. Terrestrial

record of methane hydrate dissociation in the Early Cretaceous. Geology 29(2):159-162.

Joos, F., S. Gerber, I. C. Prentice, B. L. Otto-Bliesner, and P. J. Valdes. 2004. Transient

simulations of Holocene atmospheric carbon dioxide and terrestrial carbon since the Last Glacial Maximum. Global Biogeochemical Cycles 18(2).

Kaplan, J. O., I. C. Prentice, W. Knorr, and P. J. Valdes. 2002. Modeling the dynamics of

terrestrial carbon storage since the Last Glacial Maximum. Geophysical Research Letters 29(22 GL015230).

Kohler, P., and H. Fischer. 2004. Simulating changes in the terrestrial biosphere during the last glacial/interglacial transition. Global and Planetary Change 43:33-55.

Page 101: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

90

Lavorel, S., S. Diaz, J. H. C. Cornelissen, E. Garnier, S. P. Harrison, S. McIntyre, J. G. Pausas,

N. Perez-Harguindeguy, D. Roumet, and C. Urcelay. 2007. Chapter 13: Plant functional Types: Are we getting any closer to the Holy Grail? Springer-Verlag, Berlin Heidelberg.

Lavorel, S., and E. Garnier. 2002. Predicting the effects of environmental changes on plant community composition and ecosystem functioning: revisiting the Holy Grail. Functional

Ecology 16:545-556.

Lidgard, S., and P. R. Crane. 1988. Quantitative-Analyses of the Early Angiosperm Radiation. Nature 331(6154):344-346.

Lidgard, S., and P. R. Crane. 1990. Angiosperm Diversification and Cretaceous Floristic Trends - a Comparison of Palynofloras and Leaf Macrofloras. Paleobiology 16(1):77-93.

Liu, Y. J., N. C. Arens, and C. S. Li. 2007. Range change in Metasequoia: relationship to

palaeoclimate. Botanical Journal of the Linnean Society 154(1):115-127.

Lupia, R., P. R. Crane, and S. Lidgard. 1997. Angiosperm diversification and Cretaceous

environmental change. In S. J. Culver, and R. F. Rawson, eds. Biotic Responses to Global Change: The Last 145 Million Years. Chapman & Hall, New York.

Lupia, R., S. Lidgard, and P. R. Crane. 1999. Comparing palynological abundance and diversity:

implications for biotic replacement during the Cretaceous angiosperm radiation. Paleobiology 25(3):305-340.

Malhi, Y., T. R. Baker, O. L. Phillips, S. Almeida, E. Alvarez, L. Arroyo, J. Chave, C. I. Czimczik, A. Di Fiore, N. Higuchi, T. J. Killeen, S. G. Laurance, W. F. Laurance, S. L.

Lewis, L. M. M. Montoya, A. Monteagudo, D. A. Neil, P. N. Vargas, S. Paino, N. C. A.

Pitman, C. A. Quesada, R. Salomao, J. N. M. Silva, A. T. Lezama, R. V. Martines, J. Terborgh, B. Vincent, and J. Lloyd. 2004. The above-graound coarse wood productivity

of 104 neotropical forest plots. Global Change Biology 10:563-591.

Marzluff, J. M., and K. P. Dial. 1991. Life history correlates of taxonomic diversity. Ecology

72:428-39.

McElwain, J. C., K. J. Willis, and R. Lupia. 2005. Cretaceous CO2 decline and the radiation and diversification of angiosperms. Pp. 133-165. Ecological Studies. SPRINGER.

Midgley, J. J., and W. J. Bond. 1989. Evidence from southern African Coniferales for the historical decline of the gymnosperms. South African Journal of Science 85:81-84.

Midgley, J. J., and W. J. Bond. 1991. Ecological Aspects of the Rise of Angiosperms - a

Challenge to the Reproductive Superiority Hypotheses. Biological Journal of the Linnean Society 44(2):81-92.

Miller, C. N. 1977. Mesozoic Conifers. Botanical Review 43:217-280.

Page 102: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

91

Mohr, B. A. R., and H. Eklund. 2003. Araripia florifera, a magnoliid angiosperm from the Lower

Cretaceous Crato Formation (Brazil). Review of Palaeobotany and Palynology 126(3-4):279-292.

Mohr, B. A. R., and E. M. Friis. 2000. Early angiosperms from the lower Cretaceous Crato Formation (Brazil), a preliminary report. International Journal of Plant Sciences

161(6):S155-S167.

Mohr, B. A. R., and C. Rydin. 2002. Trifurcatia flabellata n.gen.n.sp., a putative monocotyledon angiosperm from the Lower Cretaceous Crato Formation (Brazil). Mitt. Mus. Nat.kd.

Berl., Geowiss. Reihe 5:335-344.

Morales, P., T. Hickler, D. P. Rowell, B. Smith, and M. T Sykes. 2007. Changes in European

ecosystem productivity and carbon balance driven by regional climate model output.

Global Change Biology 13(1):108-122.

Morley, R. J. 2003. Interplate dispersal paths for megathermal angiosperms. Perspectives in

Plant Ecology Evolution and Systematics 6(1-2):5-20.

Mutterlose, J., A. Bornemann, and J. Herrle. 2009. The Aptian - Albian cold snap: Evidence for

"mid" Cretaceous icehouse interludes. Neues Jahrbuch Fur Geologie Und Palaontologie-

Abhandlungen 252(2):217-225.

Mutterlose, J., A. Bornemann, F. W. Luppold, H. Owen, A. H. Ruffell, W. Weiss, and D. Wray.

2003. The Vohrum section (northwest Germany) and the Aptian/Albian boundary. Cretaceous Research 24:203-252.

Nagalingum, N. S., A. N. Drinnan, R. Lupia, and S. McLoughlin. 2002. Fern spore diversity and

abundance in Australia during the Cretaceous. Review of Palaeobotany and Palynology 119(1-2):69-92.

Oishi, S. 1940. The Mesozoic floras of Japan. Journal of the Faculty of Science of Hokkaido Imperial University, Series 4:123-180.

Osborne, C. P., and D. J. Beerling. 2003. The penalty of a long hot summer. Photosynthetic

acclimation to high CO2 and continuous light in 'living fossil' conifers. Plant Physiology 133:803-812.

Ostle, N. J., P. Smith, R. Fisher, F. I. Woodward, J. B. Fisher, J. U. Smith, D. Galbraith, P. Levy, P. Meir, N. P. McNamara, and R. D. Bardgett. 2009. Integrating plant-soil interactions

into global carbon cycle models. Journal of Ecology 97(5):851-863.

Parker, L. R. 1975. The paleoecology of the fluvial coal-forming swamps and associated floodplain environments in the Blackhawk Formation (upper Cretaceous) of Central

Utah. Brigham Young University of Geological Studies 22:99-116.

Parrish, J. M., J. T. Parrish, J. H. Hutchison, and R. A. Spicer. 1987. Late Cretaceous Vertebrate

Fossils from the North Slope of Alaska USA and Implications for Dinosaur Ecology.

Palaios 2(4):377-389.

Page 103: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

92

Pearson, P. N., P. W. Ditchfield, J. Singano, K. G. Harcourt-Brown, C. J. Nicholas, R. K. Olsson,

N. J. Shackleton, and M. A. Hall. 2001. Warm tropical sea surface temperatures in the Late Cretaceous and Eocene epochs. Nature 413:481-487.

Post, W. M., and L. Zobler. 2000. Global soil types, 0.5-degree grid (Modified Zobler). Oak Ridge National Laboratory Distributed Active Archive Center. http://www.daac.ornl.gov.

Price, G. D., A. H. Ruffell, C. E. Jones, R. M. Kalin, and J. Mutterlose. 2000. Isotopic evidence

for temperature variation during the early Cretaceous (late Ryazanian-mid-Hauterivian). Journal of the Geological Society 157:335-343.

Puceat, E., C. Lecuyer, S. M. F. Sheppard, G. Dromart, S. Reboulet, and P. Grandjean. 2003. Thermal evolution of Cretaceous Tethyan marine waters inferred from oxygen isotope

composition of fish tooth enamels. Paleoceanography 18(2).

Rachmilevitch, S., J. Reuveni, R. W. Pearcy, and J. Gale. 1999. A high level of atmospheric oxygen, as occurred toward the end of the Cretaceous period, increases leaf diffusion

conductance. Journal of Experimental Botany 50(335):869-872.

Ramanujan, C. G. K. 1972. Fossil coniferous woods from the Oldman Formation (Upper

Cretaceous) of Alberta. Canadian Journal of Botany 50:595-602.

Rees, P. M., A. M. Ziegler, and P. J. Valdes. 2000. Jurassic phytogeography and climates: mew data and model comparisons. Pp. 297-318. In B. T. Huber, K. G. MacLeod, and S. L.

Wing, eds. Warm Climates in Earth History. Cambridge University Press, Cambridge.

Regal, P. J. 1977. Ecology and evolution of flowering plant dominance. Science 196:622-629.

Retallack, G. J. 2001. A 300-million-year record of atmospheric carbon dioxide from fossil plant

cuticles. Nature 411:287-290.

Retallack, G. J., and D. Dilcher. 1981. A coastal hypothesis for the dispersal and rise to

dominance of flowering plants. Pp. 27-77. In K. J. Niklas, ed. Evolution, Paleoecology and the Fossil Record. Praeger Publishers, New York.

Retallack, G. J., and D. L. Dilcher. 1986. Cretaceous Angiosperm Invasion of North America.

Cretaceous Research 7(3):227-252.

Robinson, J. M. 1994. Speculations on Carbon-Dioxide Starvation, Late Tertiary Evolution of

Stomatal Regulation and Floristic Modernization. Plant Cell and Environment 17(4):345-354.

Romero, E. J., and S. Archangelsky. 1986. Early Cretaceous Angiosperm Leaves from Southern

South-America. Science 234(4783):1580-1582.

Royer, D. L. 2005. CO2-forced climate thresholds during the Phanerozoic. Geochimica et

Cosmochimica Acta 70:5665-5675.

Page 104: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

93

Royer, D. L., I. M. Miller, D. J. Peppe, and L. J. Hickey. 2010. Leaf Economic Traits from

Fossils Support a Weedy Habit for Early Angiosperms. American Journal of Botany 97(3):438-445.

Royer, D. L., C. P. Osborne, and D. J. Beerling. 2003. Carbon loss by deciduous trees in a CO2-rich ancient polar environment. Nature 424:60-62.

Royer, D. L., C. P. Osborne, and D. J. Beerling. 2005. Contrasting seasonal patterns of carbon

gain in evergreen and deciduous trees of ancient polar forests. Paleobiology 31(1):141-150.

Rushforth, S. R. 1970. Notes on the fern family Matoniaceae from the western United States. Brigham Young Univ. Geol. Stud. 16:3-34.

Samylina, V. A. 1968. Early Cretaceous angiosperms of the Soviet Union based on leaf and fruit

remains. J. Linn. Soc. (Bot.) 61:207-218.

Samylina, V. A. 1974. Early Cretaceous floras of the North-Eastern U.S.S.R. (On the problem of

establishing Cenophytic floras). Nauka, Leningrad (Komarovskiye chteniya 27) (in Russian):56.

Sato, H., A. Itoh, and T. Kohyama. 2007. SEIB-DGVM: A new dynamic global vegetation

model using a spatially explicit individual-based approach. Ecological Modelling 200(3-4):279-307.

Schneider, H., E. Schuettpelz, K. M. Pryer, R. Cranfill, S. Magallon, and R. Lupia. 2004. Ferns diversified in the shadow of angiosperms. Nature 428(6982):553-557.

Scholze, M., P. Ciais, and M. Heimann. 2008. Modeling terrestrial C-13 cycling: Climate, land

use and fire. Global Biogeochemical Cycles 22(1).

Scholze, M., W. Knorr, and M. Heimann. 2003. Modelling terrestrial vegetation dynamics and

carbon cycling for an abrupt climatic change event. Holocene 13(3):327-333.

Scott, R. A., and C. J. Smiley. 1979. Some Cretaeous plant megafossils and microfossils from

the Nanushuk Group, Northern Alaska: a preliminary report. In: Ahlbrandt, T.S (Ed.),

Preliminary Geologic, Petrologic, and Paleontologic Results of the Study of Nanushuk Group Rocks, North Slope, Alaska. US Geological Survey Circular 794:89-111.

Sellwood, B. W., G. D. Price, and P. J. Valdes. 1994. Cooler estimates of Cretaceous temperatures. Nature 370:453-455.

Shellito, C. J., S. Clifthorn, L. C. Sloan, and L. Kueppers. 2005. Importance of Soil Texture in

Paleo-Vegetation Modeling Studies. American Geophysical Union, Fall meeting.

Shellito, C. J., and L. C. Sloan. 2006. Reconstructing a lost Eocene Paradise, Part II: On the

utility of dynamic global vegetation models in pre-Quaternary climate studies. Global and Planetary Change 50(1-2):18-32.

Page 105: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

94

Sitch, S. 2000. The role of vegetation dynamics in the control of atmospheric CO2 content. Lund

University, Lund.

Sitch, S., and B. Smith. 2003. Lund-Potsdam-Jena Dynamic Global Vegetation Model. Potsdam

Institude for Climate Impact Research, Lund.

Sitch, S., B. Smith, I. C. Prentice, A. Arneth, A. Bondeau, W. Cramer, J. O. Kaplan, S. Levis, W.

Lucht, M. T. Sykes, K. Thonicke, and S. Venevsky. 2003. Evaluation of ecosystem

dynamics, plant geography and terrestrial carbon cycling in the LPJ dynamic global vegetation model. Global Change Biology 9(2):161-185.

Sloan, L. C., and E. J. Barron. 1990. "Equable" climates during Earth history. Geology 18:489-492.

Smiley, C. J. 1969a. Cretaceous floras of the Chandler-Colville Region, Alaska- Stratigraphy and

preliminary floristics. Bulletin of American Association of Petrolium Geologists 53:482-502.

Smiley, C. J. 1969b. Floral zones and correlations of Cretaceous Kukpowruk and Corwin Formations, Northwestern Alaska. Bulletin of American Association of Petrolium

Geologists 53:2079-2093.

Smith, B., I. C. Prentice, and M. T. Sykes. 2001. Representation of vegetation dynamics in the modelling of terrestrial ecosystems: comparing two contrasting approaches within

European climate space. Global Ecology and Biogeography 10:621-637.

Smith, T. M., H. H. Shugart, and F. I. Woodward. 1997. Plant Functional Types. Cambridge

University Press, Cambridge.

Specht, R. L., M. E. Dettmann, and D. M. Jarzen. 1992. Community associations and structure in the Late Cretaceous vegetation of southeast Australasia and Antarctica. Papaeogeorgaphy

Palaeoclimatology Palaeoecology 94:283-309.

Spicer, R. A. 1987. The significance of the Cretaceous flora of northern Alaska for the

reconstruction of the climate of the Cretaceous. Geol. Jahrb. 96:265-92.

Spicer, R. A., A. Ahlberg, A. B. Hermana, S. P. Kelley, M. I. Raikevich, and P. M. Rees. 2002. Palaeoenvironment and ecology of the middle Cretaceous Grebenka flora of northeastern

Asia. Palaeogeography Palaeoclimatology Palaeoecology 184(1-2):65-105.

Spicer, R. A., and J. L. Chapman. 1990. Climate Change and the Evolution of High-Latitude

Terrestrial Vegetation and Floras. Trends in Ecology & Evolution 5(9):279-284.

Spicer, R. A., and J. T. Parrish. 1990. Late Cretaceous Early Tertiary Paleoclimates of Northern High-Latitudes - a Quantitative View. Journal of the Geological Society 147:329-341.

Spicer, R. A., P. M. Rees, and J. L. Chapman. 1993. Cretaceous Phytogeography and Climate Signals. Philosophical Transactions of the Royal Society of London Series B-Biological

Sciences 341(1297):277-285.

Page 106: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

95

Stebbins, G. L. 1981. Why Are There So Many Species of Flowering Plants. Bioscience

31(8):573-577.

Steuber, T., M. Rauch, J. P. Masse, J. Graaf, and M. Malkoc. 2005. Low-latitude seasonality of

Cretaceous temperatures in warm and cold episodes. Nature 437(7063):1341-1344.

Sun, G., M. A. Akhmetiev, L. Golovneva, E. Bugdaeva, C. Quan, T. M. Kodrul, H. Nishida, Y.

Sun, C. Sun, K. Johnson, and D. Dilcher. 2007. Late Cretaceous plants from Jiayin along

Heilongjiang River, Northeast China. Pp. 75-83. Advances in Angiosperm Paleobotany and Paleoclimatic Reconstruction - Contributions Honouring David L Dilcher and Jack a

Wolfe. SENCKENBERGISCHE NATURFORSCHENDE GESELLSCHAFT, Frankfurt.

Taggart, R. E., and A. T. Cross. 2009. Global greenhouse to icehouse and back again: The origin

and future of the Boreal Forest biome. Global and Planetary Change 65(3-4):115-121.

Taylor, D. W., and L. J. Hickey. 1992. Phylogenetic Evidence for the Herbaceous Origin of Angiosperms. Plant Systematics and Evolution 180(3-4):137-156.

Taylor, D. W., and L. J. Hickey. 1996. Evidence for and implications of an herbaceous origin for angiosperms. Pp. 232-266. Flowering plant origin, evolution and phylogeny. Chapman

and Hall Ltd.; Chapman and Hall Inc.

Taylor, L. L., J. R. Leake, J. Quirk, K. Hardy, S. A. Banwart, and D. J. Beerling. 2009. Biological weathering and the long-term carbon cycle: integrating mycorrhizal evolution

and function into the current paradigm. Geobiology 7(2):171-191.

Thayn, G. F., W. D. Tidwell, and W. L. Stokes. 1985. Flora of the Lower Cretaceous Cedar

Mountain Formation of Utah and Colorado .3. Icacinoxylon-Pittiense N-Sp. American

Journal of Botany 72(2):175-180.

Tiffney, B. H. 1984. Seed Size, Dispersal Syndromes, and the Rise of the Angiosperms -

Evidence and Hypothesis. Annals of the Missouri Botanical Garden 71(2):551-576.

Truswell, E. M. 1990. Cretaceous and Tertiary Vegetation of Antarctica - a Palynological

Perspective. Pp. 71-88. Antarctic Paleobiology - Its Role in the Reconstruction of

Gondwana. SPRINGER-VERLAG, New York.

Upchurch, G. R. 1995. Dispersed angiosperm cuticles: Their history, preparation, and application

to the rise of angiosperms in Cretaceous and Paleocene coals, southern western interior of North America. International Journal of Coal Geology 28(2-4):161-227.

Upchurch, G. R., and J. A. Doyle. 1981. Paleoecology of the conifers Frenelopsis and

Pseudofrenelopsis (Cheirolepidiceae) in the Cretaceous Potomac Group of Virginia and Maryland. Pp. 167-202. In R. C. Romans, ed. Geobotany II. Plenum, New York.

Upchurch, G. R., B. H. Lomax, and D. J. Beerling. 2007. Paleobotanical evidence for climatic change across the cretaceous-tertiary boundary, North America: Twenty years after

Wolfe and Upchurch. Pp. 57-74. Advances in Angiosperm Paleobotany and

Page 107: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

96

Paleoclimatic Reconstruction - Contributions Honouring David L Dilcher and Jack a

Wolfe. SENCKENBERGISCHE NATURFORSCHENDE GESELLSCHAFT, Frankfurt.

Upchurch, G. R., and J. A. Wolfe. 1993. Cretaceous vegetation of the Western Interior and

adjacent regions of North America. In Evolution of the Western Interior Basin, ed E.G.E Caldwell, E.G. Kauffman. Geological Association of Canada Special Paper 39:243-81.

Vakhrameev, V. A. 1947. The role of geological environments in the angiosperm floras

evolution and distribution throughout the Cretaceous. Bulletin' MOIP otd. geol.(6):3-17.

Vakhrameev, V. A. 1952. Stratigrafiya i Iskopaemaya Flora Melovykh Otlozheniy Zapadnogo

Kazakhstana (Stratigraphy and Fossil Flora of the Cretaceous Deposits of Western Kazakhstan). Regional'naya Stratigrafiya SSSR 1:1-340.

van de Schootbrugge, B., K. B. Follmi, L. G. Bulot, and S. J. Burns. 2000. Paleoceanographic

changes during the early Cretaceous (Valanginian-Hauterivian): evidence from oxygen and carbon stable isotopes. Earth and Planetary Science Letters 181(1-2):15-31.

Volk, T. 1987. Feedbacks between weathering and atmospheric CO2 over the last 100 million years. American Journal of Science 287:763-779.

Weiland, G. R. 1916. American fossil cycads. Publication of the Carnegie Institution of

Washington 2(34):277.

Wheeler, E. A., and P. Baas. 1993. The Potentials and Limitations of Dicotyledonous Wood

Anatomy for Climatic Reconstructions. Paleobiology 19(4):487-498.

Wheeler, E. A., J. McClammer, and C. A. Lapasha. 1995. Similarities and Differences in

Dicotyledonous Woods of the Cretaceous and Paleocene - San-Juan Basin, New-Mexico,

USA. Iawa Journal 16(3):223-254.

Williams, C. J., A. H. Johnson, B. A. LePage, D. R. Vann, and T. Sweda. 2003. Reconstruction

of Tertiary Metasequoia forests. II. Structure, biomass, and productivity of Eocene floodplain forests in the Canadian Arctic. Paleobiology 29(2):271-292.

Wing, S. L., and L. D. Boucher. 1998. Ecological aspects of the Cretaceous flowering plant

radiation. Annual Review of Earth and Planetary Sciences 26:379-421.

Wolfe, J. A. 1985. Distribution of major vegetation types during the Tertiary. Pp. 357-375. In E.

T. Sundquist, and W. S. Broecker, eds. The Carbon Cycle and Atmospheric CO2: Natural Variations, Archean to Present Geophysical Monograph Series. American Geophysical

Union, Washington.

Wolfe, J. A. 1987. Late Cretaceous-Cenozoic history of deciduousness and the terminal Cretaceous event. Paleobiology 13(2):215-226.

Wolfe, J. A., and G. R. Upchurch. 1987a. Leaf Assemblages across the Cretaceous Tertiary Boundary in the Raton Basin, New-Mexico and Colorado. Proceedings of the National

Academy of Sciences of the United States of America 84(15):5096-5100.

Page 108: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

97

Wolfe, J. A., and G. R. Upchurch. 1987b. North-American Nonmarine Climates and Vegetation

During the Late Cretaceous. Palaeogeography Palaeoclimatology Palaeoecology 61(1-2):33-77.

Woodward, F. I., and D. J. Beerling. 1997. The dynamics of vegetation change: health warnings for equilibrium 'dodo' models. Global Ecology and Biogeography Letters 6(6):413-418.

Page 109: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

98

Appendix 1

Original LPJ PFTs as per Sitch et al. (2003)

Tropical broad-leaved evergreen trees

Tropical broad-leaved raingreen trees

Temperate needle-leaved evergreen trees

Temperate broad-leaved evergreen trees

Temperate broad-leaved summergreen trees

Boreal needle-leaved evergreen trees

Boreal needle-leaved summergreen trees

Boreal broad-leaved summergreen trees

Temperate herbaceous (C3 grass)

Tropical herbaceous (C4 grass)

Complete set of LPJ PFTs as per Cowling and Gousseva (2010) and abbreviations

PFT Abbreviation 1 Bryophytes Bry

2 Arborescent Lycopods Lyc

3 Ferns Ferns

4 Giant Horsetails HT

5 Tree Ferns TF

6 Cordaites Cordaite

7 Tropical needle-leaved evergreen trees TrNEv

8 Tropical broad-leaved evergreen trees TrBEv

9 Tropical broad-leaved raingreen trees TrBRn

10 Temperate needle-leaved evergreen trees TmNEv

11 Temperate broad-leaved evergreen trees TmBEv

12 Temperate broad-leaved summergreen trees TmBSum

13 Boreal needle-leaved evergreen trees BorNEv

14 Boreal needle-leaved summergreen trees BorNSum

15 Boreal broad-leaved summergreen trees BorBSum

16 Temperate herbaceous (C3 grass) C3 gr.

17 Tropical herbaceous (C4 grass) C4 gr.

Page 110: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

99

Appendix 2

LPJ PFT parameters as per Cowling and Gousseva (2010)

PFT 1 2 3

Parameter Bry Lyc Ferns

1 Fraction of roots in upper soil layer 1 0.98 0.9

2 C4 (1) C3 (0) 0 0 0

3 Water scalar, when leaves shed by decid 0 0 0

4 Canopy conductance 0.2 0.7 0.5

5 Maintenance respiration coefficient 2.5 1 1.8

6 Moisture of extinction 0.1 0.7 0.2

7 Maximum foliar N composition 20 20 35

8 Fire resistance index 1 0.1 0.12

9 Leaf turnover (years) 2.5 1 0.3

10 Leaf longevity (years) 2.5 1 0.3

11 Sapw to heartw (in years) 1 5 1

12 Root turnover (years) 4 1 2

13 Leaf C:N 30 25 40

14 Sapwood C:N 0 80 0

15 Root C:N 30 25 40

16 Leaf type: broad(1), needle(2), grass(3) 3 1 3

17 Phenology: evergreen(1), summergreen(2),raingreen(3), any type (4) 1 1 1

18 Leaf to root ratio (not water stressed) 1 1 1

19 GDD requirement to grow full leaf canopy 30 40 75

20 Max tree crown area 0 2 2

21 Initialization: grass or saplings LAI 0.001 0.2 0.05

22 (Sapwood+heartwood)/sapwood 1.2 1.05 1.2

23 Boreal (1), non-boreal (0) 0 0 0

24 Low T limit for CO2 uptake 2 10 10

25 Low range, Pn Topt 15 20 20

26 High range, Pn Topt 30 35 35

27 High T limit for CO2 uptake 35 45 55

28 Min cold monthly mean -1000 -5 -5

29 Max cold monthly mean 1000 100 1000

30 Min GDD 0 300 0

31 Upper T-limit warmest month 50 50 50

32 Lower limit growth efficiency (gm-2) 0 0 0

33 GDD base 5 5 5

34 20-year mean (min warmest – coldest month) (T-range) -1000 -1000 -1000

Page 111: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

100

4 5 6 7 8 9 10 11 12

HT TF Cordaite TrNEv TrBEv TrBRn TmNEv TmBEv TmBSum

1 0.9 0.9 0.9 0.7 0.95 0.7 0.7 0.7 0.8

2 0 0 0 0 0 0 0 0 0

3 0 0 0 0 0 0.35 0 0 0

4 0.5 0.5 0.4 0.4 0.7 0.5 3 0.5 0.5

5 1.8 1.8 1.8 0.5 0.5 0.2 1.2 1.2 1.2

6 0.5 0.4 0.3 0.5 0.3 0.3 0.3 0.3 0.3

7 30 30 25 20 100 100 100 100 120

8 0.12 0.1 0.12 0.12 0.12 0.5 0.12 0.5 0.12

9 1.5 1 2 1.5 2 1 2 1 1

10 1.5 1 2 1.5 2 0.5 2 1 0.5

11 5 10 10 20 20 20 20 20 20

12 4 4 3 3 2 1 2 1 1

13 25 45 40 40 29 29 29 29 29

14 80 115 80 80 330 330 330 330 330

15 25 45 40 40 29 29 29 29 29

16 3 1 2 2 1 1 2 1 1

17 1 1 1 1 1 3 1 1 2

18 0.8 1 1 1 1 1 1 1 1

19 75 125 200 300 1000 1000 1000 1000 200

20 5 8 5 15 15 15 15 15 15

21 0.05 0.2 1 1 1.5 1.5 1.5 1.5 1.5

22 1.2 1.2 1.2 1.2 1.2 1.2 1.2 1.2 1.2

23 0 0 0 0 0 0 0 0 0

24 10 5 5 5 2 2 -4 -4 -4

25 20 20 20 20 25 25 20 20 20

26 35 27 30 30 30 30 30 30 25

27 45 40 50 50 55 55 42 42 38

28 -5 -5 -5 15.5 15.5 15.5 -2 3 -17

29 1000 1000 1000 1000 1000 1000 22 18.8 15.5

30 0 300 1000 1000 1000 0 900 1200 1200

31 50 1000 50 50 50 1000 1000 1000 1000

32 0 0 0 0 0 0 0 0 0

33 5 5 5 5 5 5 5 5 5

34 -1000 -1000 -1000 -1000 -1000 -1000 -1000 -1000 -1000

Page 112: Investigating the Expansion of Angiosperms during the ... · Investigating the Expansion of Angiosperms during the Late ... (LPJ) – DGVM in a paleo ... simulating the response of

101

13 14 15 16 17

BorNEv BorNSum BorBSum C3 gr. C4 gr.

1 0.9 0.9 0.9 0.9 0.9

2 0 0 0 0 1

3 0 0 0 0.35 0.35

4 0.2 0.5 0.3 0.5 0.5

5 1.2 1.2 1.2 1.2 1.2

6 0.3 0.3 0.3 0.2 0.2

7 20 100 100 100 100

8 0.12 0.12 0.12 1 1

9 2.5 1 1 1 1

10 2.5 0.5 0.5 1 1

11 20 20 20 1 1

12 3 1 1 2 2

13 40 29 29 29 29

14 330 330 330 0 0

15 40 29 29 29 29

16 2 2 1 3 3

17 1 2 2 4 4

18 1 1 1 1.5 0.75

19 300 100 200 100 100

20 15 15 15 0 0

21 1.5 1.5 1.5 0.001 0.001

22 1.2 1.2 1.2 1.2 1.2

23 1 1 1 0 0

24 -3 -4 -4 -4 6

25 10 15 15 10 20

26 25 25 25 30 45

27 38 38 38 45 55

28 -32.5 -1000 -1000 -1000 15.5

29 -2 -2 -2 15.5 1000

30 600 350 350 0 0

31 23 23 23 50 1000

32 0 0 0 0 0

33 5 5 5 5 5

34 -1000 -1000 -1000 -1000 -1000