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INVESTIGATION ON THE SYNTHESIS AND CONDUCTIVITY MECHANISM OF GRAPHENE BASED ISOTROPIC CONDUCTIVE ADHESIVES By RICHARD ANG GIAP LENG A dissertation submitted to the Department of Mechanical and Materials Engineering, Lee Kong Chian Faculty of Engineering & Science, Universiti Tunku Abdul Rahman in partial fulfillment of the requirements for the degree of Master of Engineering Science December 2016

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INVESTIGATION ON THE SYNTHESIS AND CONDUCTIVITY

MECHANISM OF GRAPHENE BASED ISOTROPIC CONDUCTIVE

ADHESIVES

By

RICHARD ANG GIAP LENG

A dissertation submitted to the Department of Mechanical and Materials

Engineering,

Lee Kong Chian Faculty of Engineering & Science,

Universiti Tunku Abdul Rahman

in partial fulfillment of the requirements for the degree of

Master of Engineering Science

December 2016

ii

DEDICATION

Specially dedicated to Paktaulo, Alison, and Edwin.

iii

ABSTRACT

INVESTIGATION ON THE SYNTHESIS AND CONDUCTIVITY

MECHANISM OF GRAPHENE BASED ISOTROPIC CONDUCTIVE

ADHESIVES

Richard Ang Giap Leng

Isotropic Conductive Adhesives (ICA) offer a promising alternative to

conventional tin/lead solders which are prohibited under regulations such as

the EU‘s Restriction of Hazardous Substances Directive (RoHS). This

research effort investigates graphene based ICA as a novel interconnects

solution for the electronic packaging and assembly industry. Graphene is a 2-

dimensional carbon allotrope with superlative mechanical, electrical and

thermal properties. It is intrinsically stronger than diamond and is electrically

more conductive than copper. Graphene oxide (GO) was synthesized via

Huang‘s method and then reduced with hydrazine via Stankovich‘s method to

produce graphene or more precisely reduced graphene oxide (RGO) in the

form of an agglomerated solid cake. The synthesized RGO samples were

analysed with FTIR and XPS spectroscopy and confirmed with Raman

spectroscopy and HRTEM imaging to be predominantly multiple layered

graphene which contained lattice defects and heteroatomic impurities. Semi-

wet RGO particles were dispersed by hand stirring in DGEBA epoxy resin and

subjected to rheological flow and oscillatory experiments with the Anton Parr

MCR301 rheometer. This innovative technique led to the finding that the

liquid matrix is very stable and resistant to shear destruction and exhibited

Newtonian like behaviour at low filler loadings below 4% weight but

demonstrated a step wise rheological transformation displaying strong

thixotropic behaviour at 4% loading. The samples were cured with EDA.

iv

FESEM images of fractured sample surfaces successfully revealed the

morphology of the network of conductive pathways formed by the dispersion

of RGO particles. The electrical percolation threshold level was found to be

0.7% filler by weight at a bulk resistivity reading of 1.50E+05 cm. With the

minimum bulk resistivity extrapolated at 1.00E+01 cm this value is still five

orders in magnitude higher than that of Sn/Pb solder. Based on this finding,

the RGO filled epoxy matrix is not conductive enough to be used as a

replacement for Sn/Pb type solder.

v

ACKNOWLEDGEMENT

Firstly, I would like to express my gratitude to Universiti Tunku Abdul

Rahman for granting the funds for this research effort.

To my supervisor Professor Dr Rajkumar Durairaj and co-supervisor

Dr Chen Kah Pin, thank you very much for your vision, guidance and patience

without which this project would not have come to fruition and completion. I

am also especially grateful to Professor Dr Raj for giving me the chance to

pursue my candidature at UTAR.

I would also like to express my appreciation to Mr. Lim Eng Cheong,

Cik Sharifah, Mr. Khor, Puan Ros, Ms Chew Chee Sean, Ms Kang, Ms Heng,

Ms Samantha and other helpful laboratory and administrative staff of

Universiti Tunku Abdul Rahman for their assistance. Special mention goes out

to Judson, Yuan Ling, and Cheow Hoong. Thanks for the memories.

Last but not least I am eternally grateful to my family and parents who

supported me throughout the journey. Thanks for the love and encouragement.

vi

APPROVAL SHEET

This dissertation entitled ―INVESTIGATION ON THE SYNTHESIS AND

CONDUCTIVITY MECHANISM OF GRAPHENE BASED ISOTROPIC

CONDUCTIVE ADHESIVES” was prepared by RICHARD ANG GIAP

LENG and submitted as partial fulfillment of the requirements for the degree

of Master of Engineering Science at Universiti Tunku Abdul Rahman.

Approved by:

___________________________

(Prof. Dr. Rajkumar Durairaj)

Date:

Professor/Supervisor

Department of Mechanical and Materials Engineering

Lee Kong Chian Faculty of Engineering & Science

Universiti Tunku Abdul Rahman

___________________________

(Dr. Chen Kah Pin)

Date:

Assistant Professor/Co-supervisor

Department of Mechanical and Materials Engineering

Lee Kong Chian Faculty of Engineering & Science

Universiti Tunku Abdul Rahman

vii

LEE KONG CHIAN FACULTY OF ENGINEERING & SCIENCE

UNIVERSITI TUNKU ABDUL RAHMAN

Date: __________________

SUBMISSION OF DISSERTATION

It is hereby certified that Richard Ang Giap Leng (ID No: 13UEM08466) has

completed this dissertation entitled ―INVESTIGATION ON THE

SYNTHESIS AND CONDUCTIVITY MECHANISM OF GRAPHENE

BASED ISOTROPIC CONDUCTIVE ADHESIVES‖ under the

supervision of Professor Dr. Rajkumar Durairaj from the Department of

Mechanical and Materials Engineering, Lee Kong Chian Faculty of

Engineering & Science, and Dr. Chen Kah Pin (Co-Supervisor) from the

Department of Mechanical and Materials Engineering, Lee Kong Chian

Faculty of Engineering & Science.

I understand that University will upload softcopy of my dissertation in pdf

format into UTAR Institutional Repository, which may be made accessible to

UTAR community and public.

Yours truly,

____________________

(Richard Ang Giap Leng)

viii

DECLARATION

I hereby declare that the dissertation is based on my original work except for

quotations and citations which have been duly acknowledged. I also declare

that it has not been previously or concurrently submitted for any other degree

at UTAR or other institutions.

Richard Ang Giap Leng

Date: ___________________

ix

TABLE OF CONTENTS

Page

DEDICATION ii

ABSTRACT iii

ACKNOWLEDGEMENT v

APPROVAL SHEET vi

SUBMISSION OF DISSERTATION vii

DECLARATION viii

TABLE OF CONTENTS ix

LIST OF TABLES xii

LIST OF FIGURES xiii

LIST OF ABBREVIATIONS AND NOTATIONS xxi

CHAPTER

1 INTRODUCTION 1

1.1 Background and Research Rationale 1

1.1.1 Lead-Free Solder Initiative 1

1.1.2 Isotropic Conductive Adhesives (ICAs) 4

1.1.3 Graphene 6

1.2 Research Scope 10

1.3 Aim and Objectives 12

2 LITERATURE REVIEW 14

2.1 Electrically Conductive Adhesives 14

2.2 Nanotechnology, Nanomaterials and Graphene 18

x

2.3 Graphene Synthesis 21

2.3.1 From Graphite to Graphite Oxide (GrO) 23

2.3.2 From GrO to Graphene Oxide (GO) 24

2.3.3 Reduced Graphene Oxide (RGO) 26

2.4 Rheology of ICAs 29

2.4.1 Newtonian and Non-Newtonian Fluids 30

2.4.2 Thixotropy and Viscoelastic Behaviour 35

2.4.3 Rheometry 45

2.5 Percolation Threshold (Pc) of ICAs 53

3 MATERIALS AND METHODOLOGY 60

3.1 Materials 60

3.2 Preparation of GO 61

3.3 Graphene Synthesis 64

3.4 Rheology Experiments 76

3.5 Percolation Threshold Measurements 78

4 RESULTS AND DISCUSSION 82

4.1 GO and RGO Characterization 82

4.1.1 Ultraviolet-Visible (UV-Vis) Spectroscopy 82

4.1.2 Fourier Transform Infrared (FTIR) Spectroscopy 84

4.1.3 X-ray Diffraction (XRD) Spectroscopy 86

4.1.4 Raman Spectroscopy 89

4.1.5 X-ray Photoelectron Spectroscopy (XPS) 94

4.1.6 Electron Microscopy 99

4.2 Rheological Characterization 109

4.2.1 Constant Shear Test 110

4.2.2 Hysteresis Loop Test 112

4.2.3 Amplitude Sweep Test 114

4.2.4 Frequency Sweep Test 116

4.2.5 Yield Test 118

4.2.6 Summary of Rheological Characterization 119

4.3 Bulk Resistivity Measurements 120

xi

5 CONCLUSION AND RECOMMENDATION 125

5.1 Graphene Synthesis 125

5.2 Rheology Studies of RGO Dispersion in DGEBA 126

5.3 ICA Electrical Percolation Threshold 127

5.4 Recommendations 127

REFERENCES 129

APPENDICES 139

xii

LIST OF TABLES

Table Page

2.1 Benefits and drawbacks of epoxy type ICAs (Mir and

Kumar, 2006; Morris, 2007; Li and Lu et al., 2009) 17

2.2 Comparison of generic commercial ICA with Sn/Pb solder

(Adapted from Wong and Moon et al., 2010) 18

2.3 Approximate viscosities of common Newtonian fluids

(Adapted from Barnes, 2000) 33

2.4 Shear rate ranges of some physical actions (Adapted from

Barnes, 2000) 37

3.1 Quantity of materials used for GO synthesis 61

3.2 Quantities of materials used for RGO synthesis 65

3.3 Sample formulation and description 77

4.1 Principal infrared absorption bands and corresponding major

vibrational modes for GO functional groups (Adapted from

UCLA, 2001; University of Colorado, 2015)

[Accessed on 8 Dec 2015] 84

4.2 Diffraction data for (a) Graphite and (b) Aluminium

(Adapted from RRUFF, 2015a; RRUFF, 2015b) 87

4.3 Raman resonant peaks for graphite, GO, and RGO at 2.41

eV laser excitation energy (wavelength=514 nm). For

comparison, values published by Jorio (2012) and Ferrari

(2007) are shown in the last two rows 90

4.4 Peak intensities and intensity ratios 93

xiii

LIST OF FIGURES

Figures Page

1.1 Sigma bonds arranged in-plane with an overlapping

hexagonal structure per VSEPR model (Adapted from

Biro and Nemes-Incze et al., 2012) 7

1.2 Schematic carbon double bond structure (Quora, 2015) 7

1.3 Bright field TEM image of suspended single-layered

graphene. Arrows point to the relatively flat central

region in comparison to the scrolled top and bottom

edges and strongly folded regions on the right. Scale

bar 500 nm. (Adapted from Meyer and Geim et al.,

2007) 9

1.4 Computer model of the crumpled and corrugated

structure of free standing graphene (Meyer and Geim et

al., 2007) 10

1.5 Flow chart of key research milestones 12

2.1 Materials used for electrical interconnections (Adapted

from Mir and Kumar, 2008) 14

2.2 A specimen placed between two electrical contacts

(Adapted from Creative Commons, 2015) 16

2.3 Size of nanomaterials in comparison with larger scaled

objects (University of Montana, 2015) 19

2.4 Hexagonal and rhombohedral packing of graphene

layers in graphite (Adapted from Mukhopadhyay and

Gupta, 2012) 20

2.5 Schematic illustration of the main experimental setups

for graphene production. (a) Micromechanical cleavage

(b) Anodic bonding (c) Photoexfoliation (d) Liquid

xiv

phase exfoliation. (e) Growth from SiC. Schematic

structure of 4H-SiC and the growth of graphene on SiC

substrate. Gold and grey spheres represent Si and C

atoms, respectively. At elevated temperatures, Si atoms

evaporate (arrows), leaving a C-rich surface tha forms

graphene (f) Precipitation from carbon containing metal

substrate (g) CVD process. (h) Molecular beam

epitaxy. Different carbon sources and substrates (i.e.

SiC, Si, etc.) can be exploited. (i) Chemical synthesis

using benzene as building blocks. (Adapted from

Ferrari and Bonaccorso et al., 2015) 22

2.6 Schematic illustration of the stages 1, stage 2, and stage

3 GIC (Adapted from Bonaccorso and Lombardo et al.,

2012) 24

2.7 Schematic representation of the oxidation of graphite

into stage 1 GrO and its exfoliation to GO (Garg and

Bisht et al., 2014) 25

2.8 Schematic model of reduced graphene oxide (RGO)

with residual oxygen-containing functional groups

attached. Carbon, oxygen and hydrogen atoms are grey,

red and white, respectively (Adapted from Bonaccorso

and Lombardo et al., 2012) 27

2.9 Reduced graphene oxide with residual oxygen

concentration a) 20% b) 33%. Carbon, oxygen and

hydrogen atoms are grey, red and white, respectively

(Adapted from Bagri and Mattevi et al., 2010) 28

2.10 Schematic of GO to RGO synthesis via hydrazine

reduction (Adapted from Rajagopalan and Chung,

2014) 29

2.11 Particle motion in shear and extensional flows

(Adapted from Barnes, 2000) 31

2.12 Ideally viscous fluid. Shear force F acting on the

surface area A of the sheared fluid volume; h is the

height of the volume element over which the fluid layer

xv

velocity v varies from its minimum to its maximum

value (Adapted from Mezger, 2006) 32

2.13 Newtonian fluid. Shear rate is directly proportional to

shear stress and viscosity is constant and independent

of shear rate 33

2.14 Flow curves for a series of silicone oils. Note the onset

of non-Newtonian behaviour at a shear stress of ~ 2000

Pa (Barnes, 2000) 34

2.15 Flow curves for Newtonian, shear thinning and shear

thickening (dilatant) fluids a) shear stress as a function

of shear rate; (b) viscosity as a function of shear rate

(Willenbacher and Georgieva, 2013) 35

2.16 Viscosity curves of household products (Barnes, 2000) 36

2.17 Shear destruction and recovery of 3D thixotropic

structure (Adapted from Barnes, 1997) 38

2.18 Flow curve for suspensions of solid particles (Adapted

from Barnes and Hutton, 1989) 41

2.19 Flow curves of a material with an apparent yield stress

σy : a) Shear stress as a function of shear rate; b)

Viscosity as a function of shear stress (Adapted from

Willenbacher and Georgieva, 2013) 42

2.20 Viscosity of a structured fluid as a function of shear

stress and particle concentration (Adapted from Franck,

2004) 43

2.21 Schematic representation of DLVO theory (Adapted

from Thomas and Judd, et al., 1999) 44

2.22 Schematic hysteresis loop of thixotropic material 46

2.23 Schematic stress response to a controlled oscillatory

strain deformation for an elastic solid (top), a viscous

fluid (middle), and a viscoelastic material (bottom)

(Adapted from Weitz and Wyss et al., 2007) 48

xvi

2.24 Low frequency time depenent oscillatory analysis for a

presheared thixotropic concentrated dispersion

(Adapted from Franck, 2004) 51

2.25 Various regions of general viscoelastic behaviour from

very low to very high oscillatory speeds (Adapted from

Barnes, 2000) 52

2.26 Schematic resistivity curve of metal filled polymer

(Adapted from Suhir and Lee et al., 2007) 54

2.27 FESEM images from a fractured surface of 0.48%

volume fraction graphene-polystyrene composite

(Adapted from Stankovich and Dikin et al., 2006) 54

2.28 Electrical conductivity of polystyrene–graphene

composite as a function of filler % volume fraction, Pc

= 0.1% volume fraction (Adapted from Stankovich and

Dikin et al., 2006) 55

2.29 Conductivity as a function of the volume fraction of

three different compressed graphitic powders: pristine

graphite, GO, and reduced GO (Adapted from

Stankovich and Dikin et al., 2007) 56

2.30 Electrical percolation thresholds of graphene/polymer

nanocomposites according to processing strategy

(Adapted from Verdejo and Bernal et al., 2011) 57

2.31 Bulk resistivity versus filler mass (weight %) at various

average Ag particle sizes (Adapted from Wu and Wu et

al., 2007a) 58

3.1 Graphite oxidation process a) blackish purple-green tint

mixture at time zero, b) turns dark brown after 72 hours

of stirring 62

3.2 Mixture a) turns milky yellow-brown colour after

addition of H2O2, b) turns into a dark brown coloured

GO gel after HCL wash 62

3.3 Dried GO flakes 63

3.4 a) Dispersed GO, b) RGO synthesis apparatus setup 66

xvii

3.5 Floating coagulated RGO after 24 hours hydrazine

reduction 67

3.6 Coagulated RGO settling to the bottom after cooling 67

3.7 Oven dried RGO particles 68

3.8 3% weight oven dried RGO /DGEBA mixture hand

stirred for 30 minutes 69

3.9 3% weight press-dried RGO/DGEBA mixture hand

stirred for 30 minutes 69

3.10 Schematic of an x-ray beam from a monochromatic

source (T) striking the parallel planes of the crystal

sample (C) at an incident angle θ, then scattering to the

detector (D) at a diffraction angle 2θ (Cullity, 1956) 72

3.11 (a) Resonant Stokes scattering: an incoming photon ωL

excites an electron-hole pair e-h. The pair decays into a

phonon and another electron-hole pair e-h′. The latter

recombines, emitting a photon ωSc (b) resonant anti-

Stokes scattering: the phonon is absorbed by the

electron-hole pair (c) Energy states of scattering events

(Adapted from Ferrari and Basko, 2013) 74

3.12 Schematic of the photoemission effect. (Adapted from

PIRE-ECCHI, 2015) 75

3.13 Anton Parr MCR301 rheometer (inset: side view of

inserted 25 mm parallel plate spindle at a fully raised

position) 76

3.14 Mold a) Unfilled b) Filled 79

3.15 Finished samples. Graphite coated surface is light grey 80

3.16 Setup for resistance measurements 80

4.1 UV-Vis absorption spectra 83

4.2 FTIR spectra for GO, RGO, and Sigma Aldrich GO

with major absorption bands indicated 85

xviii

4.3 XRD spectra of starter graphite, RGO, GO 1 and GO 2.

Graphite miller indices are shown in brackets. Asterisks

denote spurious aluminium peaks emanated from the

sample holder 86

4.4 Raman spectra for graphite, RGO, and GO 89

4.5 Evolution of G band (left) and 2D band (right) with

respect to layer thickness (Adapted from Ferrari, 2007) 91

4.6 Raman shift of single-layered graphene (top) versus

graphite (Adapted from Ferrari, 2007) 92

4.7 Raman spectra showing D and G bands for graphite,

GO, and RGO (Adapted from Stankovich and Dikin et

al., 2007) 94

4.8 XPS broad survey scan for GO 95

4.9 XPS broad survey scan for RGO 95

4.10 XPS deconvoluted C1s spectrum for GO 97

4.11 XPS deconvoluted C1s spectrum for RGO 98

4.12 XPS C1s spectra for GO and RGO (Adapted from Park

and An, 2011) 98

4.13 Asbury Carbon Nano 25 grade natural graphite flakes 99

4.14 FESEM images of dried GO flake. Compacted thick

folds feature prominently at X10k magnification (top)

and X33k (bottom) magnified close-up view 101

4.15 FESEM images of dried RGO particles. Edge view

shows stacked agglomerated sheets of graphene (top)

and X45k magnified surface view showing the

wrinkling effect of single or few layered graphene 102

4.16 HRTEM images at X6.3k magnification for GO (top)

and HRGO (bottom) sheets suspended on lacey carbon

TEM grid. Dried GrO flakes and RGO particles were

ultrasonicated for 30 minutes in ethanol, drop casted

and air dried 103

xix

4.17 RGO at X17.5k magnification revealing the wrinkling,

folded and heavily crumpled features with scrolled

edges (bottom of image) of freely suspended single

and/or few layered graphene sheets 104

4.18 Folded region of few layered RGO sheet at X255k

magnification. A wrinkled feature (inside red oval)

viewed from one side revealing a 5-layered sheet

thickness at ~ 0.335 nm sheet distance 105

4.19 How folded (including wrinkled and creased) sheet

edges show up in a TEM image according to Meyer.

Scale bars = 2nm (Adapted from Meyer and Geim et

al., 2007) 106

4.20 RGO at X800k magnification showing disordered basal

lattice structure and an irregular edge. SAED

diffraction pattern (inset) indicates a highly amorphous

structure. Faintly visible graphitic hexagonal diffraction

spots are pointed out with red arrows 107

4.21 RGO (Marcano‘s process) at X930k magnification

(Adapted from Tan (2015) with permission) 108

4.22 RGO at X26.5k magnification. Basal plane with

vacancy type lattice defects visible at bottom left region

of image 109

4.23 Viscosity measurements at constant shear rate ( 50s-1

111

4.24 Hysteresis loop curves 112

4.25 Amplitude sweep curves at ω = 10 s-1

115

4.26 Frequency sweep at γ = 5% 117

4.27 Yield test curves 119

4.28 Bulk resistivity (ρ) measurements 121

4.29 Optical micrograph of the fractured surface of a cured

sample matrix filled with 1% ethanol pressed RGO.

Particles are black and the light coloured background is

the surface of the epoxy binder 122

xx

4.30 FESEM micrographs of the fractured surface of a cured

sample matrix filled with 1% ethanol pressed RGO

(top), and at higher magnification (bottom) 123

xxi

LIST OF ABBREVIATIONS AND NOTATIONS

3D Three dimensional

Å Angstrom

δ Phase angle

δ Loss tangent

γ Strain

Shear rate

η Viscosity

η* Dynamic viscosity

η’ Real viscosity

η” Imaginary viscosity

θ Wave incident angle

λ Wavelength

π Radian

bond Pi bond

xxii

ρ Bulk resistivity

σ Shear stress

ζ bond Sigma bond

θ Phase volume

ω Angular frequency of oscillation

Ohm

A Area

ACA Anisotropic conductive adhesive

Ag Silver

Al Aluminium

ATR Attenuated total reflectance

C Carbon

C2H4(NH2)2 Ethylenediamine

cm Centimetre

CNT Carbon nanotubes

C=O Carbonyl

C-O-C Epoxide

xxiii

COOH Carboxylic

Cu Copper

CVD Chemical vapour deposition

d Crystal interplanar lattice distance

DGEBA Diglycidyl ether of Bisphenol A

DLVO Deryagin, Landau, Vewey, and Overbeek

DMF Dimethylformamide

EC European Commission

ECA Electrically conductive adhesive

EDA Ethylenediamine

EDX Energy-dispersive x-ray

EEW Epoxide equivalent weight

ESCA Electron Spectroscopy for Chemical Analysis

EU European Union

eV Electronvolt

FESEM Field effect scanning electron microscope

FTIR Fourier transform infrared

xxiv

G Shear modulus of rigidity

l Complex modulus

G’ Storage (elastic) modulus

G” Loss modulus

GIC Graphite intercalated compound

GO Graphene oxide

GrO Graphite oxide

H Hydrogen

h Height

H2O2 Hydrogen peroxide

H2SO4 Sulphuric acid

H3PO4 Phosphoric acid

HCL Hydrochloric Acid

HNO3 Nitric acid

HOPG Highly oriented pyrolytic graphite

HRTEM High resolution transmission electron microscope

hv Energy (Planck‘s constant x frequency)

xxv

I Intensity

iNEMI International Electronics Manufacturing Initiative

IC Integrated circuit

ICA Isotropic Conductive Adhesive

Kα K-alpha

KClO3 Potassium chlorate

KMnO4 Potassium permanganate

l Length

LCD Liquid crystal display

LPE Liquid phase exfoliation

MIMOS Malaysian Institute of Microelectronic Systems

MW Molecular weight

N Nitrogen

N Number of layers

NH2 Amine

N2H4 Hydrazine hydrate

NNI National Nanotechnology Initiative

xxvi

O Oxygen

OH Hydroxyl

Pa Pascal

Pc Percolation threshold

PCBA Printed circuit board assembly

PET Polyethylene terephthalate

phr Parts by weight per hundred parts

R Resistance of specimen

RGO Reduced graphene oxide

RoHS 1 Restriction of Hazardous Substances Directive

2002/95/EC

RoHS 2 Restriction of Hazardous Substances Directive

2011/65/EU

SAED Selected area electron diffraction

SAOS Small amplitude oscillatory shear

SEM Scanning electron microscope

Si Silicon

SiC Silicon carbide

xxvii

SLG Single layered graphene

Sn Tin

Sn/Pb Tin/lead

t Time

TTS Time-temperature superposition

UTAR Universiti Tunku Abdul Rahman

UV-Vis Ultraviolet-Visible

v Velocity

WEEE EU Waste Electrical and Electronic Directive

2012/19/EU

wt. Weight

XPS X-ray photoelectron spectroscopy

XRD X-ray diffraction

1

CHAPTER 1

1 INTRODUCTION

1.1 Background and Research Rationale

Lead is a heavy metal found in basic tin/lead solder. It is a substance toxic to

humans. The production processes involved in the usage of lead based solder

and the ensuing user discarded electronic end-waste products are polluting to

the environment. Isotropic Conductive Adhesives (ICAs) provide a potential

lead-free and green alternative to eliminate this environmental hazard. For this

research effort, graphene was synthesized and applied as the conductive filler

in epoxy resin to form the ICA composite material under study. This is a novel

approach and may offer a viable solder substitute for the microelectronics

packaging and printed circuit board assembly (PCBA) industry.

1.1.1 Lead-Free Solder Initiative

Tin-lead (Sn/Pb) alloy is a fusible material used to join together metal objects.

It is a class of solder material used primarily for attaching through-hole and

surface mounted components to printed circuit boards at the advent of the

electronics industry. The eutectic composition of Sn/Pb alloy is 63%/37% by

mass with a melting point of 183 °C. This composition and variants thereof

promote excellent joint wetting and provides the necessary electrical

conductivity, tensile and shear strength required for the interconnection of

2

electronic components in the PCBA industry with years of proven field

reliability (Kang, 1999).

Unfortunately lead is toxic. It is a heavy metal and accumulates in the

body through inhalation or ingestion. Upon exposure, health deteriorates

slowly due to damage to internal organs, bones, the brain and the central

nervous system leading to death in some cases. Children are especially

vulnerable to the toxicological effects of lead (Bellinger and Bellinger, 2006).

From an occupational safety point of view, workers can be exposed to

dangerous levels of lead during the manufacturing and production processes.

Air, soil and ground water can also be contaminated with lead from

commercially discharged waste and landfill leachate. Recognizing this as an

important health and environmental issue, the European Union (EU)

proceeded to constitute controls on the use and disposal of hazardous material

in electrical and electronic goods. As a result, the Restriction of Hazardous

Substances Directive 2002/95/EC (RoHS 1) and the EU Waste Electrical and

Electronic Directive 2012/19/EU (WEEE) were enacted and came into effect

on 1 July 2006 (RoHSGuide, 2015).

The RoHS1 directive prohibits (with some exceptions) the inclusion of

significant quantities of lead and other scheduled toxic material for consumer

electronics produced in the EU. RoHS1 was subsequently amended to

Directive 2011/65/EU (RoHS 2) to include additional electrical and electronic

equipment, cable and spare part which came into effect on 2 January 2013

(RoHSGuide, 2015). On the other hand the WEEE directive complements

3

RoHS 2 by setting the collection, treatment and recycling targets of waste

materials for all types of electrical and electronic goods. This green initiative

was introduced to handle both hazardous and non-hazardous (e.g. gold,

platinum, tin, copper, cadmium etc.) materials contained in the waste

equipment produced prior to the directive and those currently being produced

by the industry. The producer of electrical and electronics goods are required

by law to facilitate the collection and recycling of the waste equipment from

both industrial and household sectors.

According to Lu and Wong (2000) the electrical and electronics

industry together with interested researchers were already exploring lead-free

alternatives such as Isotropic Conductive Adhesive (ICA) and lead-free solder

alloy before the turn of the new millennium. The industry recognized the

urgency of going lead-free even before RoHS1 and RoHS2 were enacted. The

earliest promising lead-free solder based alloy formulation was developed at

Ames Laboratory, Iowa State University (Miller and Anderson, et al., 1994).

The formulated material was a Sn-Ag-Cu ternary alloy at a composition of

93.6%Sn-4.7%Ag-1.7%Cu (wt. %). The viability of this ternary alloy was

corroborated by studies conducted by Lee (1997).

By the turn of the new millennium, numerous Japanese manufacturers

had switched to Pb-free ternary alloy solder (Suganuma, 2002). The

International Electronics Manufacturing Initiative (iNEMI) a not-for-profit,

R&D consortium of approximately 100 leading electronics manufacturers,

suppliers, associations, government agencies and universities reported that the

4

electronics assembly industry worldwide had largely approved the Sn-Ag-Cu

ternary alloy Pb-free system because it offers a viable substitute to Sn-Pb alloy

with good solderability and reliability performance even though some

adaptations to flux formulation, soldering equipment and process parameters

were required (Handwerker 2005).

1.1.2 Isotropic Conductive Adhesives (ICAs)

Isotropic Conductive Adhesives (ICAs) is a class of polymer based electrically

conductive material filled with conductive particles which can offer a

promising alternative to conventional tin-lead solders. ICAs are currently

widely used as the bonding material for the die-attach process in

semiconductor packaging and the manual rework of PCBA assemblies. The

conductive filler used in such ICAs primarily consist of silver flakes

(Sancaktar and Bai, 2011).

Lu and Tong et al. (1999) showed that silver filled ICA specimens only

become electrically conductive upon reaching the percolation threshold (Pc) of

filler loading by % weight (wt.) when silver flakes started to make physical

contact. They also showed that after the specimens were cured bulk resistivity

dropped and postulated that particle to particle contact resistance was lowered

as a result of post cure shrinkage of the binder material.

ICA material is unlikely to supplant the Sn-Ag-Cu ternary alloy Pb-

free solder because it is currently well established as the solder system used in

5

expensive dedicated production lines configured for the PCBA industry. There

is also no risk of the industry running out of raw material because tin, silver,

and copper are abundant metals. At the present state of development, ICAs

stand a better chance to be adopted as a niche alternative where the higher

temperature of processing Pb-free solder at a range of 220°C to 240 °C is

undesirable because of the additional thermo-mechanical stresses induced for

instance. It is still remotely possible that mainstream attention could swing

back to ICA if the current Pb-free solder solution develops insurmountable

reliability problems. It is worth noting that the industry could be running field

trials. For example Bosch which has employed ICAs under harsh

environmental conditions for many years has never published the

comprehensive reliability data without which real world comparisons between

ICA and solder cannot be made (Morris 2007).

The positive attributes offered by ICA are no lead usage, no tin

whisker growth, no intermetallic formation, no galvanic corrosion, high

resolution screen printing for ultra-fine pitch device mounting, bonding of

non-solderable substrates, high elasticity, and it uses an environmentally

friendly no-clean process. The two most serious disadvantages are resistance

drift and poor drop-test survival (Morris 2007).

Non-metal conductive materials such as carbon nanotubes (CNT) and

graphene are carbon allotropes which possess intrinsic electron mobility

higher than that of silver and have recently drawn a lot of interest from

6

researchers studying their electrical efficacy as fillers in ICAs such as

Santamaria and Munoz et al (2013).

1.1.3 Graphene

Graphene is a 2-dimensional crystalline lattice of graphite. In natural graphite,

each atom-thin sheet of graphene is uniformly stacked unto another and

weakly held together by non-binding van der Waal forces (Dreyer and Ruoff

et al., 2010).

According to orbital hybridization theory, each carbon molecule within

the lattice is joined to other atoms by three sp2 hybridized covalent sigma (ζ)

bonds and a non-hybridized pi () bond (Pauling, 1931). The atoms within the

lattice are separated at 120 degree angles forming fused aromatic hexagonal

planar rings arranged in the repeating pattern of cells in a honeycomb pattern.

This trigonal planar electron orbital structure is required in order to minimize

the repulsion forces between the bonded atoms according to valence pair

electron shell repulsion (VPESR) theory (Gillespie, 2004).

Figure 1.1 illustrates the covalent bond structure between the carbon

atoms within a single aromatic ring.

7

Figure 1.1: Sigma bonds arranged in-plane with an overlapping

hexagonal structure per VSEPR model (Adapted from Biro and Nemes-

Incze et al., 2012)

The remaining unhybridized orbital from each atom are arranged

perpendicularly to the basal plane thus forming non rotatable double bonds as

shown in Figure 1.2.

Figure 1.2: Schematic carbon double bond structure (Quora, 2015)

8

The conjugated double bonds allow the electrons in the valence shell to

become delocalized making graphene an excellent thermal and electrical

conductor. This is because pi electrons are not confined to a single double

bond and can freely move to adjacent double bonds across groups of atoms.

The cloud of mobile electrons can move along micron lengths of the lattice

structure with virtually no scattering (unhindered by obstacles), a phenomenon

known as ballistic transport (Areshkin and Gunlycke et al., 2007).

Peierls and Landau postulated from theory in 1937 that 2D crystals

such as graphene could not exist because they were thermodynamically too

unstable (Meyer and Geim et al., 2007). Their calculations showed that free

standing large thin film of 2D crystal structures up to several layers thick

degraded and eventually decomposed into small islands of disordered

particles. Until Novoselov and Geim et al. (2004) isolated a single sheet of

carbon from highly oriented pyrolytic graphite (HOPG) using their Scotch

tape exfoliation method, it was conventional wisdom that this 2-dimensional

structure could not exist. Due to a stroke of good luck, they applied the

exfoliated graphene on a silicon wafer coated with a 300 nm of SiO2 that was

simply lying around in the laboratory and discovered that the otherwise

invisible single-layered graphene could be seen when viewed under a

conventional optical microscope.

When Meyer and Geim et al. (2007) successfully suspended single

layered graphene sheets on the metalized strips of silicon substrates, they

produced a material which confirmed that a free-standing single layer of

9

graphene membrane was indeed stable even though the edges were slightly

curled and folded as shown in Figure 1.3.

Figure 1.3: Bright field TEM image of suspended single-layered

graphene. Arrows point to the relatively flat central region in comparison

to the scrolled top and bottom edges and strongly folded regions on the

right. Scale bar 500 nm. (Adapted from Meyer and Geim et al., 2007)

They then postulated that ―microscopic corrugations‖ or the slight

rippling of the graphene surfaces explained why free-standing graphene need

not necessarily buckle or collapse into three dimensional objects. Figure 1.4 is

a computer generated model showing the ripples and corrugations of the

central region pointed out by the arrows in Figure 1.3.

10

Figure 1.4: Computer model of the crumpled and corrugated structure of

free standing graphene (Adapted from Meyer and Geim et al., 2007)

Graphene has superlative electrical properties. Experimental studies by

Novoselov and Geim et al. (2004) showed that graphene exhibited typical

electron mobility values of between 3,000 and 10,000 cm2/(V s). Since then

Bolotin (2008) achieved experimental values in excess of 200,000 cm2/(V s).

1.2 Research Scope

Graphene can be produced via chemical vapour deposition (CVD),

micromechanical cleavage, chemical reduction of graphene oxide (GO), and

other methods according to Geim and Novoselov (2007). For this research

effort, the wet process of oxidizing natural graphite flakes into GO and

subsequently converting it to reduced graphene oxide (RGO) by chemical

reduction was chosen because the process is high yielding and more

importantly is scalable whilst the raw material used were inexpensive and the

required equipment were mostly available within the university. Cost of the

11

sample characterization services from external parties like high resolution

transmission electron microscopy (HRTEM) and Raman spectroscopy also fell

within the allocated budget.

DGEBA was selected as the binder material due to its good bonding

strength, thermal stability, low temperature processing ability and chemical

resistance property (Skeist, 2012; Suganuma, 2002).

Laboratory work started with the synthesis of GO followed by its

reduction to graphene after which a number of essential characterization tests

were performed to confirm the presence of GO and graphene. The synthesized

graphene were then blended with DGEBA epoxy resin and uncured liquid

composite samples were subjected to rheological tests to study the dispersion

stability of the graphene filled suspensions. The samples were mixed with

ethylenediamine (EDA), oven cured and examined with an electron

microscope. The bulk resistivity readings of samples at various filler loadings

were measured to identify the electrical percolation threshold. Figure 1.5

summarizes the scope of this research effort along with the major milestones.

12

Figure 1.5: Flow chart of key research milestones

1.3 Aim and Objectives

The aim of this research effort is to synthesize and disperse graphene as the

filler in epoxy resin to study the electrical property of ICAs as a Pb-free

alternative for the electronics industry. The objectives of the research effort

are:

a) To convert the insulating graphite oxide to graphene through a chemical

reduction method

13

b) To investigate the dispersion behaviour of graphene in DGEBA epoxy

resin

c) To investigate the electrical percolation threshold of graphene based

isotropic conductive adhesives (ICAs)

14

CHAPTER 2

2 LITERATURE REVIEW

2.1 Electrically Conductive Adhesives

Electrically conductive adhesives (ECAs) are electrical insulators filled with

particles of electrically conducting material. ECA composites can be further

divided into anisotropic conductive adhesives (ACAs) and isotropic

conductive adhesives (ICAs). Figure 2.1 illustrates the various solutions

employed for achieving electrical interconnection in the semiconductor and

electronics assembly industry.

Figure 2.1: Materials used for electrical interconnections (Adapted from

Mir and Kumar, 2008)

15

Epoxies, acrylics, urethanes and silicones are some examples of

polymer binders which also play the role of the carrier vehicle for the

conductive fillers in ECAs. Polymer adhesives are nonconductive because

they have strong dielectric properties. Hence metallic particles such as silver,

gold, copper, nickel, and indium are traditionally added to function as the

conductive portion of the ECA matrix.

ACAs are designed to conduct electricity in one direction, out of the x-

y plane in the z direction only. To achieve this, the liquid polymer or polymer

film is loaded with an amount of micron-sized metallic particles below

isotropicity (around 5% weight to 10% weight) to prevent the particles from

coming into contact with one another in the x-axis and y-axis, but yet move

close enough to each other to make physical contact to form a conductive

pathway in the z-axis once compressive force is applied in the same direction

(Mir and Kumar, 2008). Foam adhesive tapes inserted with isolated parallel

strips of conducting metals arranged in the direction of the z-axis is another

variant of ACA. ACAs are used extensively to assemble liquid crystal displays

(LCDs) in tape automated bonding packages, to connect liquid crystal display

panels to printed circuit boards (PCB) and for flip chip bonding in the

semiconductor assembly industry (Li and Wong, 2006)

Also known as polymer solders, ICAs conduct electricity in all

directions primarily due to the presence of a three dimensional network of

conductive particles dispersed within the insulative binder material. The

resistance to electrical flow of an ICA is an intensive material property and

16

can thus be measured in terms of bulk (or volume) resistivity as shown in

Figure 2.2 where:

=

(2.1)

where = bulk resistivity ( cm)

R = resistance of specimen ()

A = cross-sectional area of specimen (cm2)

l = length of specimen (cm)

Figure 2.2: A specimen placed between two electrical contacts (Adapted

from Creative Commons, 2015)

The filler concentration upon which the insulating polymer matrix

becomes electrically conductive is called the percolation threshold. Increasing

the filler concentration beyond this critical level will bring about an increase in

conductivity only to precipitously level off at a plateau. ICAs are being widely

17

applied as die attach adhesive for integrated circuit (IC) chip mounting,

conductive inks, thermoplastic pastes for electrostatic discharge protection,

and flip chip bonding. The relevant benefits and drawbacks of epoxy type

ICAs compared to Sn/Pb based solders are listed in Table 2.1.

Table 2.1: Benefits and drawbacks of epoxy type ICAs (Mir and Kumar,

2006; Morris, 2007; Li and Lu et al., 2009)

Aspect Benefits Drawbacks

Health and

Environment

No Pb

Flux free no-wash process

Performance

Moderate heat dissipation

Low current carrying

capacity

Fair mechanical strength

High adhesion strength

Low processing temperature

During

Production

Low thermal stress

Ultra-fine pitch SMT

Elimination of PCB solder

mask

No solder balls defects

Poor impact strength

Reliability Contact resistance drift

Diglycidyl ether of Bisphenol A (DGEBA) epoxy resin was chosen as

the binder for this research project due to the numerous benefits conferred by

epoxy resins as summarized in Table 2.1. Even though the mechanical

performance especially in terms of low impact strength (drop test survival rate

was poor) and unstable contact resistance in past studies (Li and Wong, 2006)

18

have diminished the viability of ICAs, studies conducted by Du and Cheng

(2012) produced encouraging performance improvements when graphene and

carbon nanotube (CNT) were added as fillers across a variety of polymer

binders including epoxy resins. Ultimately, the DGEBA based ICA is still a

meaningful test vehicle for the purpose of the rheology and conductivity

experimental studies designed for this research effort. Table 2.2 contrasts the

important characteristics of a commercial Ag filled ICA versus Sn/Pb solder.

Note that the volume (bulk) resistivity for ICA is thirty times higher than

Sn/Pb solder.

Table 2.2: Comparison of generic commercial ICA with Sn/Pb solder

(Adapted from Wong and Moon et al., 2010)

Characteristic Sn/Pb Solder ECA (ICA)

Volume Resistivity 0.000015 Ω cm 0.00035 Ω cm

Typical Junction R 10-15 mW <25 mW

Thermal Conductivity 30 W/m-deg.K 3.5 W/m-deg.K

Shear Strength 2200 psi 2000 psi

Finest Pitch 300 µm <150-200 µm

Minimum Processing Temperature 215 ᵒC <150-200 ᵒC

Environmental Impact Negative Very minor

Thermal Fatigue Yes Minimal

2.2 Nanotechnology, Nanomaterials and Graphene

The National Nanotechnology Initiative (NNI) is a U.S. government backed

research and development program and defines nanotechnology as: a science,

engineering, and technology conducted at the nanoscale, which is about 1 to

19

100 nanometres (NNI, 2015). Since the inception of the NNI in 2001

cumulative budgeted funding from participating federal agencies totalled USD

21 billion (NSTC/CoT/NSET, 2014). Along with the U.S. government the

importance of nanotechnology has also been recognised by the EU with the

creation of the European Commission (EC) funded Nanofutures community

organised under the European Technology Integrating and Innovation

Platform (Nanofutures, 2015).

Nanomaterials feature prominently in the world of nanotechnology.

For this dissertation, nanomaterials are defined as naturally occurring or man-

made structures which contain at least one dimension below 100 nm. Figure

2.3 is an illustration of various objects and their relative sizes in comparison to

the scale of some natural and man-made nanomaterials.

Figure 2.3: Size of nanomaterials in comparison with larger scaled objects

(University of Montana, 2015)

20

Nanomaterials display emergent properties not seen in their bulk form

due to surface and quantum effects as a result of their incredibly large surface-

to-volume ratio and also due to their extremely small sizes. Graphene is a

single crystalline layer of normally stacked planar graphite sheets (Roduner,

2006). It is a nanomaterial because it is only one carbon atom thick. Figure 2.4

illustrates the structural dimensions and the stacking arrangements of graphene

layers in commercially available natural graphite. The ABAB sequence is the

stacking structure of natural graphite even though about 10% of the material

exists in the ABCABC sequence because according to Mukhopadhyay and

Gupta (2012) the original ABAB stacking order were shifted by an additional

layer as a result of being ―subjected to high shear rates that result from milling

or other industrial mechanical processes‖.

Figure 2.4: Hexagonal and rhombohedral packing of graphene layers in

graphite (Adapted from Mukhopadhyay and Gupta, 2012)

When Novoselov and Geim et al. (2004) produced graphene they could

only exfoliate microscopic sized particles using their novel Scotch tape

21

peeling method. Several years later Bae and Kim et al. (2010) reported the

synthesis of roll-to-roll large sheets of graphene up to 30 inches long via

chemical vapour deposition (CVD) on flexible copper substrates. Recently

Kobayashi and Bando et al. (2013) managed to produce 230mm wide and

100m long rolls of CVD deposited graphene unto copper foil then laminated

directly with epoxy resin coated polyethylene terephthalate (PET) films. Even

though the direct synthesis of graphene on substrates by CVD has emerged as

a viable large scale thin film coating tool, the yield is too low for any

meaningful amount of graphene output. Other more practical means of

graphene synthesis have to be used to produce enough material for the

preparation of specimens required in this study and also by researchers

elsewhere.

2.3 Graphene Synthesis

Since 2004, an explosion of interest and research activities was generated for

the synthesis and application of graphene. Ferrari and Bonaccorso et al. (2015)

listed and discussed all the known experimental methods developed to produce

graphene up to the time their paper was published in 2014. Refer to Figure 2.5

below.

22

Figure 2.5: Schematic illustration of the main experimental setups for

graphene production. (a) Micromechanical cleavage (b) Anodic bonding

(c) Photoexfoliation (d) Liquid phase exfoliation. (e) Growth from SiC.

Schematic structure of 4H-SiC and the growth of graphene on SiC

substrate. Gold and grey spheres represent Si and C atoms, respectively.

At elevated temperatures, Si atoms evaporate (arrows), leaving a C-rich

surface tha forms graphene (f) Precipitation from carbon containing

metal substrate (g) CVD process. (h) Molecular beam epitaxy. Different

carbon sources and substrates (i.e. SiC, Si, etc.) can be exploited. (i)

Chemical synthesis using benzene as building blocks. (Adapted from

Ferrari and Bonaccorso et al., 2015)

The liquid phase exfoliation (LPE) route was selected to produce

graphene used in this research effort because it is practical, inexpensive and

most importantly yields enough material needed for the preparation of

experimental specimens.

23

2.3.1 From Graphite to Graphite Oxide (GrO)

The LPE method is a top down process where individual layers of graphene

are extracted from bulk natural graphite. This requires an intermediate step of

first oxidizing graphite flakes to graphite oxide (GrO) to loosen the interlayer

London dispersion forces - a type of van der Waals force formed by the

instantaneous dipole–induced dipole interactions from the electron orbitals -

attaching the individual graphene layers together (Stankovich and Dikin et al.,

2007; Dreyer and Ruoff et al., 2010).

Figure 2.6 is a schematic illustration of intercalant molecules

interspaced in various staging formations within the original graphite layers

resulting in a graphite intercalated compound (GIC) or GrO. For stage 1

outcomes - where the number 1 represents the staging index, single layered

graphene (SLG) alternate with intercalant layers. For stage 2, double-layered

graphene alternate with intercalant layers. In stage 3, triple-layered graphene

alternate with intercalant layers. This staging arrangement can go beyond 3

layers up to any number of layers (N) depending on the LPE parameters used

(Bonaccorso and Lombardo et al., 2012).

24

Figure 2.6: Schematic illustration of the stages 1, stage 2, and stage 3 GIC

(Adapted from Bonaccorso and Lombardo et al., 2012)

2.3.2 From GrO to Graphene Oxide (GO)

The oxidation of graphite has seen a long history starting from Brodie (1859)

who produced GrO by adding potassium chlorate (KClO3) to a graphite slurry

exposed to fuming nitric acid (HNO3). Staudenmaier (1898) improved the

process by adding KClO3 in multiple aliquots over the course of the reaction

all contained within a single vessel. In addition he mixed in sulphuric acid

(H2SO4) to increase the acidity of the mixture (Dreyer and Park et al., 2010).

Sixty years later Hummers and Offeman (1958) used an alternate oxidation

method of reacting graphite with a mixture of potassium permanganate

(KMnO4) and concentrated H2SO4. This achieved the same level of oxidation

whilst making the process much safer with the elimination of fuming HNO3

thus avoiding the production of toxic and explosive gases. Since then, other

researchers have developed slightly different methods. The method used in

25

this research project was developed by Huang and Lim et al. (2011) because

the process is not only safer but also is an improvement over Hummers‘

method in that it requires less human attention and achieves a 100%

conversion of graphite flakes to GrO.

Figure 2.7 illustrates the two major steps undertaken to produce

graphene oxide (GO). Natural graphite is first intercalated with oxygen-

containing functional groups in the wet oxidation process into GrO and when

ultrasonicated will exfoliate into single sheets of GO.

Figure 2.7: Schematic representation of the oxidation of graphite into

stage 1 GrO and its exfoliation to GO (Garg and Bisht et al., 2014)

26

Stankovich (Stankovich and Dikin et al., 2007) suggested that the

Lerf–Klinowski model (Lerf and He et al., 1998) provided a plausible

description of GO particles as oxidized graphene sheets having their basal

planes decorated mostly with epoxide (C-O-C) and hydroxyl (OH) groups, in

addition to carbonyl (C=O) and carboxyl (COOH) groups located at the edges.

Though the Lerf-Klinowski model was often reproduced by the research

community (see Figure 2.7 for example), Dreyer and Park et al. (2010) stated

that ―the precise chemical structure of GO has been the subject of considerable

debate over the years, and even to this day no unambiguous model exists.‖

Even so, they observed that characterization techniques like Fourier transform

infrared spectroscopy (FTIR) and X-ray photoelectron spectroscopy (XPS)

have shed enough light to conclude the presence of epoxide, hydroxyl,

carbonyl (C=O), and carboxylic (COOH) functional groups attached to the

crystalline lattice of GO.

2.3.3 Reduced Graphene Oxide (RGO)

The final major step of the LPE route of graphene synthesis involves the

reduction of GO. Strong reducing agents such as hydrazine and sodium

borohydride are used to reduce GO to graphene (Huang and Lim et al., 2011).

Dreyer and Ruoff et al. (2010) pointed out that graphene ‗restored‘ in such a

manner is referred to as reduced graphene oxide (RGO) in order to distinguish

it from graphene produced via the other methods shown in Figure 2.5. The end

product can be stored as either an RGO suspension in numerous solvents or as

dried RGO powder or solid. This distinction to avoid using the term

27

‗graphene‘ also hints to the fact that perfect RGO with a pristine hexagonal

lattice structure free from oxygen-containing functional groups, heteroatomic

contaminants, and edge defects have not been reported in any graphene related

published literature. Bonaccorso and Lombardo et al. (2012) suggested a

possible configuration of RGO as illustrated in Figure 2.8 below.

Figure 2.8: Schematic model of reduced graphene oxide (RGO) with

residual oxygen-containing functional groups attached. Carbon, oxygen

and hydrogen atoms are grey, red and white, respectively (Adapted from

Bonaccorso and Lombardo et al., 2012)

Bagri and Mattevi (2010) proposed a more elaborate structure of the

topological imperfections such as vacancies and lattice distortions found in

thermally annealed RGO as shown in Figure 2.9.

28

Figure 2.9: Reduced graphene oxide with residual oxygen concentration

a) 20% b) 33%. Carbon, oxygen and hydrogen atoms are grey, red and

white, respectively (Adapted from Bagri and Mattevi et al., 2010)

Even though the reduction of GO into RGO necessarily resulted in a

myriad of defects, it is still the only scalable form of graphene production

method yielding quantities sufficient enough for researchers interested in

investigating the characteristics of graphene filled polymer matrices.

Rajagopalan and Chung, (2014) used hydrazine as a reduction agent and

reported residual oxygen-containing functional groups and nitrogen doped

heteroatomic structures in the basal lattice of the synthesized RGO (refer to

Figure 2.10).

29

Figure 2.10: Schematic of GO to RGO synthesis via hydrazine reduction

(Adapted from Rajagopalan and Chung, 2014)

In earlier experiments Stankovich and Dikin et al. (2007) and Marcano

and Kosynkin et al. (2010) also used hydrazine as the reducing agent to

produce graphene. They too reported the presence of residual oxygen-

containing functional groups together with nitrogen atoms incorporated in the

reduced end products. For this research effort the Stankovich method

(Stankovich and Dikin et al., 2007) was chosen for the reduction of GO to

RGO because the process published in their paper is practical and frequently

cited by other researchers in this field such as Geim and Novoselov (2007).

2.4 Rheology of ICAs

The oven drying of RGO resulted in an end product in the form of a black

coarse grainy powder (Stankovich and Dikin et al., 2007; Marcano and

Kosynkin et al., 2010). When the particulate RGO is added into the liquid

DGEBA epoxy adhesive to form the raw ICA, it is important to understand the

nature of the mixture in terms of how the matrix behaves when shear stresses

30

are introduced during the blending process. For the case of this research effort,

uncured specimens with varying weights of filler content are studied to

determine their rheological characteristics in terms of how the RGO filler

particles disperse within the epoxy binder material and affect the behaviour of

the matrix under various deformation and shear conditions.

Rheology – a term coined by Professor Bingham of Lafayette College,

Pennsylvania (Barnes and Hutton et al., 1989) is a branch of physical

chemistry and the scientific study of the way matter deform and flow.

Rheometry is the measuring technology used to obtain and analyze rheological

data. The rheological properties of materials fall along a spectrum of two

extremes; ideally viscous Newtonian fluids such as water on the one end and

Hookean elastic solids such as rubber on the other extreme. Most naturally

occuring substances such as blood or wet clay for example exhibit mechanical

behavior with both viscous and elastic characteristics and are thus termed

viscoelastic materials. Before considering the more complex viscoelastic

behavior, let us first elucidate the flow properties of ideally viscous and

ideally elastic materials.

2.4.1 Newtonian and Non-Newtonian Fluids

Fluid flow can be understood in terms of two basic types of relative movement

- shear flow and extensional flow. According to Barnes (2000) adjacent

particles move over or past each other in shear flow while the same particles

31

move towards or away from one another in extensional flow as shown in

Figure 2.11.

Figure 2.11: Particle motion in shear and extensional flows (Adapted

from Barnes, 2000)

Viscosity is defined as a fluid‘s resistance to flow. For an ideally

viscous fluid the shear flow rate of adjacent particles moving over or past

each other vary in direct proportion to the shear stresses experienced.

According to Willenbacher and Georgieva (2013), Isaac Newton described the

viscosity (η) of an ideally viscous fluid as a constant of proportionality

between the force per unit area or shear stress (σ) required to produce a steady

simple shear flow and the resulting velocity gradient in the direction

perpendicular to the flow direction or the shear rate ( as shown in equation

2.2 and illustrated in Figure 2.12.

32

σ = η (2.2)

where σ = F/A is the shear stress (Pa)

= v/h is the velocity gradient or shear rate (s-1

)

η = viscosity (Pa.s)

Figure 2.12: Ideally viscous fluid. Shear force F acting on the surface area

A of the sheared fluid volume; h is the height of the volume element over

which the fluid layer velocity v varies from its minimum to its maximum

value (Adapted from Mezger, 2006)

Viscosity can thus be obtained by rearranging equation 2.2 yielding:

η = σ ∕ (2.3)

A Newtonian fluid obeys the linear relation shown in equation 2.3 as

illustrated in Figure 2.13.

A

h

33

Figure 2.13: Newtonian fluid. Shear rate is directly proportional to shear

stress and viscosity is constant and independent of shear rate

Furthermore, Newtonian behavior is also characterized by constant

viscosity with respect to the duration of shearing and the immediate relaxation

of the shear stress after cessation of flow. Subsequent shearing however long

the period of rest between measurements will yield the same viscosity as

previously measured.

Table 2.3 tabulates the approximate viscosities of some common

Newtonian fluids measured at room temperature.

Table 2.3: Approximate viscosities of common Newtonian fluids (Adapted

from Barnes, 2000)

Liquid or Gas Approximate Viscosity (Pa.s)

Hydrogen 10-5

Air 2x10-5

Petrol 3x10-4

Water 10-5

Lubricating Oil 10-1

Glycerol 1

Corn Syrup 103

Bitumen 109

34

An important point to take note of is that the temperature of specimens

under study must be controlled because the viscosity of all simple liquids

decrease with the increase in temperature. This can be largely explained by the

increase in the Brownian motion of constituent molecules. In general the

higher the viscosity, the greater is the rate of decrease in viscosity. For

example, the viscosity of water decreases by about 3% per degree Celsius at

room temperature, motor oils decrease by about 5% per degree while bitumens

decrease by 15% or more per degree (Barnes, 2000).

At high enough shear rates all liquids exhibit non-Newtonian

behaviour. For example, the values of the critical shear rates at which shear

thinning a non-Newtonian behaviour begins to arise for glycerol and mineral

oils are above 105 s

-1. Water would have to be sheared at an incredible 10

12 s

-1

to produce any non-Newtonian behaviour (Barnes, 2000). Figure 2.14

illustrates this phenomenon for the viscosity of a set of typical silicone oils.

Figure 2.14: Flow curves for a series of silicone oils. Note the onset of non-

Newtonian behaviour at a shear stress of ~ 2000 Pa (Barnes, 2000)

35

Extremely high shear rates notwithstanding, structured fluids such as

suspensions, emulsions, dispersions and gels frequently exhibit flow properties

distinctly different from Newtonian fluids and their viscosities may decrease

or increase with increasing shear rate – behaviours which are described as

shear thinning and shear thickening (dilatant) respectively. Figure 2.15 shows

the general shape of a) shear stress and b) viscosity as functions of shear rate

contrasting the behaviour of Newtonian fluids with non-Newtonian shear

thinning and dilatant fluids.

Figure 2.15: Flow curves for Newtonian, shear thinning and shear

thickening (dilatant) fluids a) shear stress as a function of shear rate; (b)

viscosity as a function of shear rate (Willenbacher and Georgieva, 2013)

2.4.2 Thixotropy and Viscoelastic Behaviour

When the behaviour of shear thinning fluids are measured across a wide

enough shear rate, they typically undergo three distinct regions of viscosity

changes as shown in Figure 2.16 (Barnes, 2000).

36

Figure 2.16: Viscosity curves of household products (Barnes, 2000)

From very low shear rates to low shear rates the viscosity is constant

and upon increasing shear rates the viscosity will at some point begin to

decrease steadily following which the viscosity will finally plateau into a

second region of constant viscosity at higher shear rates.

Shear thinning is a common characteristic of structured fluids and can

provide desirable attributes to a product, such as suspension stability in terms

of not separating or drip resistance when at rest but ease of application when

sufficient shear stress is applied. The typical shear rates encountered for some

physical actions are shown in Table 2.4. For example the range of shear rates

for hand mixing and machine stirring of a liquid epoxy blending operation can

vary between 101 to 10

3 s

-1. Hence the shear thinning characteristics of

structured fluids must be carefully matched with the shear rates encountered as

the material is being processed and also during final application.

37

Table 2.4: Shear rate ranges of some physical actions (Adapted from

Barnes, 2000)

Situation Shear Rate Range (s-1

) Examples

Sedimentation of fine

powders in liquids

10-6

–10-3

Medicines, paint, salad

dressings

Levelling due to surface

tension

10-2

-10-1

Paints, printing inks

Draining off surfaces

under gravity

10-1

-10 Toilet bleaches, paints,

coatings

Exturders 1-102 Polymers, foods, soft

solids

Chewing and

swallowing

10-102 Foods

Dip coating 10-102 Paints, confectionery

Mixing and stirring 10-103 Liquids manufacturing

Pipe flow 1-103 Pumping liquids, blood

flow

Brushing 103-10

4 Painting

Rubbing 104-10

5 Skin creams, lotions

High speed coating 104-10

6 Paper manufacture

Spraying 105-10

6 Atomisation, spray

drying

Lubrication 103-10

7 Bearings, engines

The viscosity of a material measured at very low shear rates is defined

as the zero-shear viscosity and is effectively the viscosity while it is at rest. In

the case of a suspension, a high zero-shear viscosity can play a vital role in

inhibiting the sedimentation of dispersions or the creaming of emulsions.

38

Even as the behaviour of a substance to thin and flow under shear

stress is desirable, it can also be a problem when the fluid is expected to stay

in place after application. Consider the toothpaste. This ability of toothpaste to

recover its original thickness is called thixotropy.

According to Barnes (1997), Schalek and Szegvari in 1923 found that

aqueous iron oxide dispersions thinned out into liquid form from a gel state

just by gentle shaking alone and the liquid would then solidify back to its

original gel form over time. Peterfi then coined the term thixotropy to describe

this particular time dependent material characteristic in a paper published in

1927. This breakdown or temporary destruction of the three dimensional (3D)

structure of a thixotropic fluid can be imagined in a schematic shown in Figure

2.17.

Figure 2.17: Shear destruction and recovery of 3D thixotropic structure

(Adapted from Barnes, 1997)

39

As far as definitions go, the following passage cited directly from

Barnes (1997) quoting Bauer and Collins in their 1967 review provides a good

definition of thixotropy: "When a reduction in magnitude of rheological

properties of a system, such as elastic modulus, yield stress, and viscosity, for

example, occurs reversibly and isothermally with a distinct time, dependence

on application of shear strain, the system is described as thixotropic". This

definition together with the descriptions acccompanying the illustration of the

process of shear breakdown shown in Figure 2.17 introduces three important

ideas hitherto not discussed namely yield stress, viscoelastic response, and

elastic modulus. These concepts together with other important rheological

ideas will be reviewed in the sections to follow.

A material is viscoelastic when it displays elastic and viscous

behaviour simultaneously when deformed. The elastic response of materials

occuring under ideal shear deformation can be described by Hooke‘s law of

elasticity for solids as shown in equation 2.4.

(2.4)

where = shear stress (Pa)

= shear strain

= shear modulus of rigidity (Pa)

The term 'viscoelasticity' is used to depict behaviour which falls

between the ideal extremes of a Hookean elastic response and the Newtonian

40

viscous flow. The shear modulus of rigidity G for an ideal elastic solid is

independent of the magnitude and duration of shear stress that it is subjected

to. In other words when a deformation is applied, a corresponding stress is

instantaneously sustained. However, in viscoelastic liquids stress relaxes

gradually over time at constant deformation and will eventually vanish

altogether. During an amplitude sweep oscillatory experiment (to be discussed

further in a different section) when stress relaxation is proportional to strain, a

zone known as the linear viscoelastic region can be identified. Above a critical

strain the shear modulus becomes strain dependent going into the nonlinear

viscoelastic region. The linear viscoelastic material properties are in general

very sensitive to microstructural changes and interactions in structured fluids

(Willenbacher and Georgieva, 2013).

In addition to the behaviour of viscoelastic materials described in the

preceding paragraph, Barnes and Hutton (1989) pointed out that the particular

response of a specimen in a given experiment depends on the time scale of the

experiment. If the experiment is relatively slow, the specimen will appear to

be viscous rather than elastic, whereas, if the experiment is relatively fast, it

will appear to be elastic rather than viscous. At intermediate time-scales the

viscoelastic response is observed.

The three distinct viscosity regions (first Newtonian plateau - power-

law decrease - second Newtonian plateau) for hair and fabric conditioners

illustrated in Figure 2.16 (section 2.4.3) exemplifies the nature of thixotropic

fluids spanning from zero shear to very high shear rates. For the case of

41

suspensions containing solid particles, Barnes and Hutton (1989) extended this

three region flow curve behaviour into a fourth region of increasing viscosity

and attributed it to the amount of suspended material present in terms of the

phase volume, θ (volume-per-volume fraction). θ is more important than

weight-per-weight fraction because rheological behaviour is influenced largely

by the hydrodynamic forces acting on the surface of particles or aggregates,

irrespective of the particle density. The schematic of this general flow

behaviour is shown in Figure 2.18.

Figure 2.18: Flow curve for suspensions of solid particles (Adapted from

Barnes and Hutton, 1989)

A non-Newtonian fluid with a yield stress is solid-like at rest. When

applied shear stress is below the yield stress the material will deform

elastically and when the yield stress is exceeded the same material will

transform and start to flow like a liquid. This behaviour is clearly displayed by

toothpaste being squeezed out of a tube. However, Barnes (1999) pointed out

that materials exhibiting a ‗true‘ yield stress with an infinite viscosity when

approaching very low shear rates do not exist because ―everything flows‖

42

(panta rhei in latin) in long enough time scales. For example soft dispersions

such as suspensions or emulsions often do not exhibit a true yield stress. From

a Newtonian plateau at low shear stresses, they display a sudden drop in

viscosity by orders of magnitude all within a narrow shear stress range termed

an ‗‗apparent‘‘ yield stress σy, measured at the midpoint of the viscosity curve

downward slope as illustrated in Figure 2.19.

Figure 2.19: Flow curves of a material with an apparent yield stress σy : a)

Shear stress as a function of shear rate; b) Viscosity as a function of shear

stress (Adapted from Willenbacher and Georgieva, 2013)

Barnes‘ observation about how everything flows in long enough time

scales need not cause unduly concern because a ‗true‘ yield stress can be

identified with a rheometer capable of performing controlled shear rates

experiments. As the concentration of suspended material increases in the

dispersion, the very low to low shear rate viscosity plateau region disappears

completely. The dispersion will only start to flow at a clearly identifiable yield

point. An illustration of this yield-to-flow behaviour is shown in Figure 2.20

where obvious yield stresses can be measured for the viscosity curves at

concentrations of 0.47% and 0.50% volume fraction of latex suspended in

water. Note that the yield stress is exactly 1 Pa at 0.50% volume fraction.

43

Figure 2.20: Viscosity of a structured fluid as a function of shear stress

and particle concentration (Adapted from Franck, 2004)

Knowledge of how materials yield under shear forces is important

because yield stresses can play a significant part in how the fluids can be

properly processed and conveniently handled. In the food industry for

example, the yield stresses of structured fluids like mayonnaise and ketchup

are carefully engineered to allow them to be conveniently packed and made

easily dispensable whilst their thixotropic properties permit them to flow and

recover their original consistency when the completed dishes are ready to be

served. This manipulation of yield stresses of man-made structured fluids is

dependent on the type of forces acting on the particles suspended in the

material. Firstly, the presence of heat causes atoms, molecules, nano-sized up

to micron-sized particles to vibrate and with sufficient kinetic energy move

around colliding randomly according to Brownian motion. Entropic repulsion

forces can arise from electrostatic charges or from the steric repulsion of

polymeric or surfactant molecules on particle surfaces. On the other hand

intermolecular attraction arises from van der Waals-London forces. According

44

to the DLVO theory (name after Deryagin, Landau, Vewey, and Overbeek), a

net energy barrier exists as a result of the combination of attractive and

repulsive forces resisting particles from approaching each other closely

(Thomas and Judd, et al., 1999). As long as the kinetic energy of particles did

not exceed their energy barrier, agglomeration should not occur (Duffy and

Hill, 2011). This phenomenon is illustrated in Figure 2.21. When particle

sizes are large enough, gravity force come into effect and sedimentation may

be induced for above micron-sized particles or coagulates.

Figure 2.21: Schematic representation of DLVO theory (Adapted from

Thomas and Judd, et al., 1999)

45

Besides the thermodynamic and microstructural factors discussed so

far, viscoelastic properties of a fluid are also affected by hydrodynamic forces

occurring during flow. The presence of isolated particles for example causes

deviation of the fluid flow lines and leads to the increase of viscosity. At

higher concentrations resistance increases further because particles collide

when they are pushed and have to get out of each other‘s way. When particles

agglomerate, even more resistance is encountered because the aggregates

enclose and thus immobilise some of the continuous phase fluids.

2.4.3 Rheometry

In a nutshell rheology is the science of deformation and flow. Rheometry is

the process of measuring the rheological behaviour of materials. Viscometers

and rheometers are commonly used in research laboratories and industrial

operations for making rheological measurements. It is important to note that a

rotational instrument used for laboratory research purposes be able to perform

controlled shear rate and controlled shear stress measurements (such as the

Anton Parr MCR 301 used in this research effort) in order to characterize

materials in both flow and oscillatory shear deformation.

Structured liquids have a natural rest condition where the

microstructures exist in a minimum-energy state. Under deformation,

movement from the rest state produces a certain amount of energy storage,

which manifests itself as an elastic force trying to recover the minimum-

energy level analogous to a stretched spring trying to return to its original

46

length. This kind of thermodynamic energy accounts for the elasticity seen in

structured liquids and occurs simultaneously with the energy lost due to

viscous flow for viscoelastic materials (Barnes, 2000).

In section 2.4.2 we discusssed how flow rheology is used to determine

yield stress and also generate useful insights into the shear thinning behaviour

of viscoelastic materials such as silicone oils (refer to Figure 2.14). In

addition, flow studies can also reveal the extent of the time-dependent

viscosity characteristics seen in thixotropic fluids in the form of a hysteresis

loop as shown in Figure 2.22.

Figure 2.22: Schematic hysteresis loop of thixotropic material

Oscillatory rheology on the other hand allows the user to resolve the

simultaneous elastic-like and the viscous-like properties of a material into

separate behaviours, i.e. the storage (elastic) modulus G’ and the loss modulus

G”. It is thus a valuable tool for understanding the structural and dynamic

properties of structured fluids. According to Willenbacher and Georgieva

47

(2013) a small amplitude oscillatory shear (SAOS) experiment is a widely

used rheological measurement due to its accuracy.

When a sinusoidal oscillatory shear strain is applied, the time

dependent deformation (t) can be written as:

(t) = sin(ωt) (2.5)

where t = time (s)

ω = angular frequency of oscillation (radian/s)

= shear strain

A viscoelastic fluid reacts to shear deformation with a sinusoidal shear

stress σ(t) response that is phase-shifted by an angle δ:

σ(t) = sin(ωt + δ) (2.6)

where δ = phase angle (radian)

On the one extreme, the phase angle δ is zero for a perfectly elastic or

Hookean material in that shear stress occurs instantaneously when strain is

applied. On the other hand, δ is shifted by π/2 radians for a perfectly viscous

or Newtonian fluid due to the time lag occuring between imposed strain and

the corresponding stress response. The phase angle lies within these two

boundary values for viscoelastic fluids because they contain within them both

48

in-phase and out-of-phase responses. These three types of oscillatory stress

responses are shown graphically in Figure 2.23 (Weitz and Wyss et al., 2007).

Figure 2.23: Schematic stress response to a controlled oscillatory strain

deformation for an elastic solid (top), a viscous fluid (middle), and a

viscoelastic material (bottom) (Adapted from Weitz and Wyss et al., 2007)

Using the Maxwell model, the measured stress response σ(t) of a

viscoelastic material for an applied dynamic sinusoidal controlled strain

deformation of (t) = sin(ωt) is expressed as (Weitz and Wyss et al., 2007):

σ(t) = G’(ω) sin(ωt) + G”(ω) cos(ωt) (2.7)

where G’(ω) = storage modulus as a function of ω (Pa)

G”(ω) = loss modulus as a function of ω (Pa)

49

The storage modulus G’ and the loss modulus G” characterize

respectively the solid-like and the fluid-like contributions to the measured

outcome of the stress response. G’ can be understood as a measure of the

amount of energy stored under deformation and G” is a measure of the energy

lost in the form of dissipated heat. Using the complex notations applied in the

analysis of harmonic systems, these two moduli can be combined to represent

the notional spring and dashpot constituents of the Maxwellian model in the

more compact complex modulus G* equation (Barnes and Hutton, 1989):

G*(ω) = G’(ω) + iG”(ω) (2.8)

The values of these complementary parameters vary with angular

frequency ω, and in an oscillatory rheological experiment G’(ω) and G”(ω)

are measured because a material can be solid-like or liquid-like depending on

the time scale at which it is deformed. The moduli can further be expressed as

sine and cosine functions of δ yielding the following two equations:

G’(ω) =

cos( (2.9)

G”(ω) =

sin( (2.10)

Dividing equation 2.10 with equation 2.9 will yield the loss tangent (or

damping factor) representing the ratio of the loss to storage modulus:

tan( ) = (

( (2.11)

50

In typical oscillatory rheology studies an amplitude-sweep test is first

conducted on the unknown sample to identify if any, the linear viscoelastic

region where the internal structure remains stable. This is characterized by a

region in the shear modulus versus amplitude curve where G’ and G” become

independent of amplitude. Beyond a limiting strain the viscoelastic

behaviour becomes non-linear and usually both G’ and G” begin to slope

downwards. The analogue to the complex shear modulus G*( ) in oscillatory

measurements is the complex viscosity η*( ), expresssed as:

η*( ) = (

( = η‘( ) + iη‖( ) (2.12)

where the dynamic viscosity real and imaginary terms respectively are:

η’( ) = (

(2.13)

η”( ) = (

(2.14)

For non-thixotropic shear thinning fluids, viscosity varies only with

shear rate or temperature. Thixotropic materials such as concentrated

dispersions on the other hand are more complex because their viscosities do

not immediately reach a steady state upon the removal of applied shear stress.

Steady state is dependent on the internal microstructural network which when

broken down under strain requires time to subsequently reform or rebuild. For

a presheared sample, this long-term time dependent recovery behaviour can be

51

seen with a low speed oscillatory analysis as shown in Figure 2.24 where over

time the storage modulus G’ catches up with the loss modulus G” and

continues to increase even long after G” has reached a steady state plateau.

This points to a gradual rebuilding of the internal network structure over time.

Note that the complex viscosity η* continues to recover at the same rate as G’

due to the contribution of the imaginary viscosity term η‖.

Figure 2.24: Low frequency time depenent oscillatory analysis for a

presheared thixotropic concentrated dispersion (Adapted from Franck,

2004)

According to Barnes (2000) the moduli of structured fluids generally

undergo changes over a few distinct regions from very low (around 10-3

rad/s)

to very high (around 108 rad/s) oscillation rates giving a distinct viscoelastic

fingerprint as shown in Figure 2.25.

52

Figure 2.25: Various regions of general viscoelastic behaviour from very

low to very high oscillatory speeds (Adapted from Barnes, 2000)

In the viscous/terminal region, stresses can relax through the long-

range reorganization of the internal microstructure due to the long time

duration of low frequency oscillations thus allowing the viscous behavior of

the material to dominate. In the following region, the domination of G”

begins to diminish as the material begins the transition to flow (but does not

actually flow) and the first crossover point is encountered. Going into the

rubbery/plateau region, elastic behaviour dominates and the value of G” is

always lower than that of G’. What follows after this is the leathery/higher

transition region where the value of G” rises again and the second crossover

point emerges due to high-frequency dissipation mechanics and network

relaxation effects. Lastly at the highest frequencies a glassy region appears

where G” again predominates and continues to rise faster than G’.

53

It is hoped that this section of the literature review managed to uncover

the pertinent aspects of the complex field of rheology and rheometry thus

providing a theoretical foundation for analyzing the results obtained from

experimental measurements performed on the graphene filled DGEBA

samples.

2.5 Percolation Threshold (Pc) of ICAs

The intrinsic conductivity and the loading concentration of filler material are

two major variables which affect the bulk resistivity of an ICA. At very low

filler loadings, the matrix behaves like a insulator because the insulating

property of the polymer binder dominates. As the concentration of conductive

filler material increases to a critical level, the resistivity of the matrix drops

precipitously.

Percolation threshold (Pc) is defined as the filler concentration at

which point the electrical conductivity of an insulating polymer matrix

increases dramatically or more precisely as the mid-point of a suddden

increase in conductivity or conversely a suddden drop in resistivity. Figure

2.26 is a schematic illustration of the percolation mechanism for a metal filled

matrix.

54

Figure 2.26: Schematic resistivity curve of metal filled polymer (Adapted

from Suhir and Lee et al., 2007)

Stankovich and Dikin et al. (2006) found that the chemical reduction of

phenyl isocyanate treated GO mixed in with dimethylformamide (DMF)

dissolved polystyrene yielded a homogenously dispersed network of graphene

(RGO) sheets in the hardened polystyrene matrix, see Figure 2.27.

Figure 2.27: FESEM images from a fractured surface of 0.48% volume

fraction graphene-polystyrene composite (Adapted from Stankovich and

Dikin et al., 2006)

55

They suggested that the low barrier-energy graphene sheets would

have crumpled and agglomerated into larger particles had they not been coated

and thus stabilized with a film of polymer during the reduction stage with

N,N-dimethylhydrazine as the reducing agent. Thus this in-solvent processing

strategy proved to be the key factor in achieving a very low percolation

threshold of 0.1% volume, see Figure 2.28 which was three times lower than

any reported two-dimensional fillers used by other researchers up to the time

of their experiments.

Figure 2.28: Electrical conductivity of polystyrene–graphene composite

as a function of filler % volume fraction, Pc = 0.1% volume fraction

(Adapted from Stankovich and Dikin et al., 2006)

At 2.4% filler volume the matrix reached a plateau bulk conductivity

value of 1 x 100 S m

-1 which converts to a bulk resistivity of 1 x 10

2 cm.

Stankovich and Dikin et al. (2007) subsequently published a paper on the

56

synthesis of graphene (RGO) particles via the chemical reduction of exfoliated

GO and reported the highest bulk conductivity of compressed RGO particles

(as per the same volume fractions applied in the composite samples) at ~ 2 x

102 S m

-1 which converts to 5 x 10

-1 cm in terms of bulk resistivity, refer to

Figure 2.29. By extrapolating these results, they estimated the intrinsic bulk

resistivity of RGO at 4 x 10-2

cm. This can be taken as the limiting value at

which the bulk resitivity of an RGO-filled matrix cannot go below.

Figure 2.29: Conductivity as a function of the volume fraction of three

different compressed graphitic powders: pristine graphite, GO, and

reduced GO (Adapted from Stankovich and Dikin et al., 2007)

A number of years after Stankovich and Dikin published their findings,

the percolation thresholds achieved with other processing strategies such as in

situ polymerisation and melt processing were compiled by Verdejo and Bernal

57

et al. (2011) showing that solvent processing strategy still yielded the lowest

percolation thresholds, see Figure 2.30.

Figure 2.30: Electrical percolation thresholds of graphene/polymer

nanocomposites according to processing strategy (Adapted from Verdejo

and Bernal et al., 2011)

Since silver-filled die-attach adhesives have been used for decades in

the semiconductor asssembly industry it makes sense to benchmark the

performance of experimental graphene-filled composites against such a well

established ICA. Wu and Wu et al. (2007b) reported that widely used silver-

filled ICAs had percolation thresholds at 25% to 30% filler volume. This is

much higher compared to the percolation threshold range of 0.1% to 4.0%

volume for the graphene filled polymer systems reviewed by Verdejo and

Bernal et al. Minimal filler content is of course desirable for economic

58

reasons. Lower filler content is also beneficial for maintaining the bonding and

mechanical strength of polymer adhesives (Mukhopadhyay and Gupta , 2012).

Wu and Wu et al. (2007a) studied the effect of Ag particle size on the

bulk resistivity of silver-epoxy composites and reported a percolation

threshold range of 55% to 75% weight as the size of particles increased, refer

to Figure 2.31. Note that the magnitude of an equivalent mass of filler loading

is always higher when expressed as a weight percentage instead of a volume

percentage because silver is denser than epoxy.

Figure 2.31: Bulk resistivity versus filler mass (weight %) at various

average Ag particle sizes (Adapted from Wu and Wu et al., 2007a)

The lowest bulk resistivity value of each curve fell between 1 x 10-4

and 1 x 10-3

cm. This range is similar to commercially available Ag-filled

ICAs as reported at their websites by manufacturers such as Dow Corning and

Epotek (Dow Corning Corp., 2015; Epoxy Technology Inc., 2015). In

59

comparison the bulk resistivity of Sn/Pb solder is 1.5 x 10-5

cm (Wong and

Moon et al., 2010) whilst the bulk resistivity of pure silver is 1.60 x 10-6

cm

(Matula, 1979).

From the literature reviewed thus far, it can be concluded that the bulk

conductivity of chemically reduced graphene (RGO) filled ICA is inferior

compared to that of silver-filled composites. Even when RGO particles did not

agglomerate and were homogenously dispersed throughout the polymeric

binder material, bulk resitivity measurements obtained by Stankovich and

Dikin et al. (2006) at around 1 x 102 cm were still at least three orders

higher compared to their estimated value for the intrinsic bulk resistivity of

RGO at 4 x 10-2

cm. He and Tjong (2013) used a similar solvo-thermal

direct GO reduction method and produced polymer composites at an

unimpressive minimum bulk resistivity of 8 x 105 cm (at filler concentration

of 1.4% by volume fraction) even though the percolation threshold occurred at

a very low 0.31% volume fraction.

60

CHAPTER 3

3 MATERIALS AND METHODOLOGY

3.1 Materials

The following is a list of materials and chemicals used and their respective

sources:

Bisphenol A diglycidyl ether (D 3415); Sigma-Aldrich

Distilled water; Prepared in UTAR materials laboratory

Ethanol 97%; Systerm

Ethylenediamine (C2H4(NH2)2) 99%; ChemSoln

Graphene Oxide; Prepared in UTAR materials laboratory

Hydrazine hydrate (N2H4) 80%; R&M Chemicals

Hydrochloric acid (HCL) 37%; Systerm

Hydrogen peroxide (H2O2)30%; R&M Chemicals

Natural graphite flakes (Nano 25 grade); Asbury Carbons

Phosphoric acid (H3PO4) 85%; Systerm

Potassium permanganate (KMnO4) 99.9%; ChemSoln

Sulphuric acid (H2SO4) 98%; Systerm

61

3.2 Preparation of GO

GO is the precursor material required for the synthesis of graphene and was

produced via the chemical oxidation of graphite flakes according to the

technique developed by Huang and Lim et al. (2011) because the steps

involved are simple, safe, and yielded a 100% conversion of graphite flakes.

The following table lists the specific materials used.

Table 3.1: Quantity of materials used for GO synthesis

Material Brand Quantity

Sulphuric acid 98% Systerm 90 ml

Phosphoric acid 85% Systerm 10ml

Graphite flakes Nano 25 Asbury Carbons 1g

Potassium permanganate 99.9% ChemSoln 4g

Hydrogen peroxide 30% R&M Chemicals As needed

1M Hydrochloric acid Systerm As needed

Distilled water Prepared in lab As needed

Firstly, H2SO4 and H3PO4 are poured into a beaker at a ratio of 90:10

ml followed by the addition of 1 g of graphite flakes. A magnetic stir bar is

added and the stir plate switched on and set at a moderate stirring speed to

prevent the contents from splashing out. Next, 4 g of KMnO4 oxidizing agent

is slowly added so that the temperature of the exothermic reaction is kept

below 50 ºC. The beaker is then covered with a petri dish and the mixture left

to stir for 72 hours for the graphite flakes to completely oxidize. The colour of

62

the mixture will change from the initial blackish purple-green tint to a dark

brown colour by the end of the third day of stirring as shown in Figure 3.1.

(a) (b)

Figure 3.1: Graphite oxidation process a) blackish purple-green tint

mixture at time zero, b) turns dark brown after 72 hours of stirring

To neutralize the residual KMnO4 in the mixture and terminate the

oxidizing reaction, H2O2 solution is slowly added with a dropper until the

outgassing of oxygen stops. The colour of the mixture will turn milky yellow-

brown as shown in Figure 3.2 a) indicating the presence of intercalated GrO.

(a) (b)

Figure 3.2: Mixture a) turns milky yellow-brown colour after addition of

H2O2, b) turns into a dark brown coloured GO gel after HCL wash

63

The GrO formed is then washed with an aqueous solution of HCl at a

concentration of 1 M to dissolve the potassium and phosphoric salts produced

during the addition of KMnO4 and then rinsed with distilled water to remove

the salts and residual H2SO4 and H3PO4. The last step of the washing

procedure requires the decantation of the supernatant after centrifugation at

10,000 g to recover the concentrated product. The whole cycle is then repeated

3 times until a pH of 4–5 is reached. Because the GrO particles are

intercalated with oxygenated functional groups, they will naturally exfoliate

and separate somewhat but not completely into multi-layered GrO sheets

turning dark brown in colour and eventually thickening into a GO gel by the

end of the washing process as shown in Figure 3.2 b).

Finally the GO gel is poured into a petri dish and placed in a drying

oven at 45 ºC for 24 hours. Figure 3.3 shows the dried GO flakes after being

scraped out from the petri dish. The dried flakes should be kept in a desiccator

or sealed in a dry environment. Batch to batch yield ranges from 2 g to 6 g

depending on the amount of wastage incurred during the washing process.

Figure 3.3: Dried GO flakes

64

The Varian Cary 100 UV-Vis spectrometer was then used to examine

the synthesized GO. Samples for UV-Vis examination were prepared from

similar amounts of dried GO flakes dissolved in distilled water and

ultrasonicated until a semi-transparent yellowish light brown colloid is

obtained. Dispersion concentrations were not tightly controlled because slight

differences only influence peak intensities while the relative peak positions of

absorption bands remained unaffected.

Other analytical techniques used to analyse GO were XRD

spectroscopy, FTIR spectroscopy, Raman spectroscopy, and XPS

spectroscopy. They are further elaborated in section 3.3 because these

techniques were also applied to analyse RGO.

3.3 Graphene Synthesis

Graphene, or more precisely chemically reduced graphene (RGO) was

synthesized according to the Stankovich (Stankovich and Dikin et al., 2007)

top-down process via the chemical reduction of exfoliated GrO. Unlike other

methods such as CVD and mechanical micro-exfoliation discussed in chapter

2, this approach to the challenge of producing graphene is high yielding and

easy to scale up. Table 3.2 shows the list of materials used in the RGO

synthesis process.

65

Table 3.2: Quantity of materials used for RGO synthesis

Material Brand Quantity

Dried GrO As synthesized 100mg

Distilled water Prepared in lab 100ml

Hydrazine hydrate R&M Chemicals 1ml

Ethanol 97% Systerm As needed

The process starts off with 100 mg of dried GrO added into a beaker

filled with 100 ml of distilled water and then ultrasonicated for about 30

minutes until a light brown coloured clear colloid is attained. This step is

performed to ensure that intercalated GO particles in the dried GrO flakes are

exfoliated and separated into stable GO sheets. The dispersed content is then

transferred into a 250 ml round-bottom flask.

Next, 1 ml of hydrazine hydrate is added and the flask attached to a

water-cooled condenser. The assembly is kept upright with a retort stand and

connected to a running water supply. Lastly, the round-bottomed flask is

submerged in glycerol heated at 100 ºC and left to react for 24 hours. The

dispersed GO and apparatus setup is shown in Figure 3.4.

66

(a) (b)

Figure 3.4: a) Dispersed GO, b) RGO synthesis apparatus setup

As the reaction progresses the brown coloured dispersed GO will

gradually agglomerate into fine black particles, continue to precipitate and

eventually coagulate into a floating cake after 24 hours as shown in Figure 3.5.

67

Figure 3.5: Floating coagulated RGO after 24 hours hydrazine reduction

The coagulated RGO cake is then broken into smaller clumps and

poured out into a beaker after which the clumps will settle down to the bottom

after cooling to room temperature as shown in Figure 3.6.

Figure 3.6: Coagulated RGO settling to the bottom after cooling

68

The broken RGO clumps are drained out by filter paper then washed

with 100 ml of distilled water followed by 100 ml of ethanol for 5 cycles.

Some of the washed products are kept in ethanol as wet solids and some are

oven dried at 45 ºC for 24 hours and yielded coarse hard particles some larger

than 1 mm as shown in Figure 3.7. This is a poor outcome in the sense that the

surface area to volume ratio of dried RGO is extremely low.

Figure 3.7: Oven dried RGO particles

When the oven dried RGO particles are mixed into DGEBA and hand

stirred vigorously for 30 minutes, they break into smaller sizes but still

remained coarse as shown in Figure 3.8.

69

Figure 3.8: 3% weight oven dried RGO /DGEBA mixture hand stirred

for 30 minutes

In order to overcome this problem, wet and spongy RGO clumps were

press-dried in filter paper to a thickness of 1 mm resulting in a still soft and

slightly moist product. The RGO clumps disintegrated easily into much

smaller particles and were homogenously dispersed after 30 minutes of hand

stirring as shown in Figure 3.9.

Figure 3.9: 3% weight press-dried RGO/DGEBA mixture hand stirred

for 30 minutes

70

The mass of RGO had to be accurately determined due to the presence

of residual ethanol in the press-dried material. Oven drying correlation

experiments were conducted and the weight of press-dried RGO was found to

be eight times (8x) heavier than oven dried RGO. Thus the quantity of press-

dried RGO must be increased by 8x during weighing to obtain the same mass

of dried RGO and thereafter immediately stirred into the DGEBA epoxy while

the filler is still slightly moist and soft.

Even though the residual ethanol should evaporate during the hand

stirring process, each sample must still be allowed to sit at least 30 minutes

prior to further experimental procedures for any remaining ethanol to fully

evaporate. Samples were then prepared and examined using various analytical

techniques as described in the following paragraphs.

Dried samples were examined using the Thermo Scientific Nicolet iS

10 attenuated total reflectance (ATR) FTIR spectrometer to obtain FTIR

spectroscopy data over a wave number range of 4000 – 400 cm-1

at a

resolution of 4 cm-1

. This range corresponds to a wavelength of 2500 nm to 25

µm which is sufficient to study the infrared active oxygen functionalized

groups, i.e. the carboxylic acid (COOH), epoxide (C-O-C), hydroxyl (OH),

and carbonyl(C=O) groups which are supposed to be present in GO as

discussed in chapter 2.

71

An X-ray diffractometer was employed to examine the starter graphite,

GrO and RGO samples. XRD spectroscopy is a technique used to characterize

the crystalline structure of material through the detection and analysis of the

constructive and destructive interference patterns from diffracted incident x-

ray beams. According to Bragg‘s Law the path of diffracted x-ray waves must

obey the following relationship called the Bragg equation (Cullity, 1956):

λ = 2d sin θ (3.1)

where d = crystal interplanar lattice distance (nm)

θ = wave incident angle (degree)

λ = wavelength (nm)

The signal from sample diffraction patterns are collected at an angle of

2θ as illustrated in figure 3.10. The Shimadzu XRD-6000 diffractometer used

to acquire all the experimental diffraction spectra has a monochromatic Cu Kα

radiation source with a wavelength of λ = 1.54 Å (or 0.154 nm). Graphite

(powder), RGO (powder) and GrO (flakes) were loaded on aluminium sample

holders and examined at a 2θ range of 5 degrees up to 70 degrees.

72

Figure 3.10: Schematic of an x-ray beam from a monochromatic source

(T) striking the parallel planes of the crystal sample (C) at an incident

angle θ, then scattering to the detector (D) at a diffraction angle 2θ

(Cullity, 1956)

Raman spectroscopy is an especially useful technique for providing

information on the chemical structures and physical forms of graphene in

terms of lattice disorder, sheet layers, grain boundary, and edge conditions

amongst other characteristics. It can provide a frame of structural reference as

a common denominator for comparing different materials; for example to

distinguish a hard amorphous carbon from a metallic nanotube, graphite from

graphene, or even identify a doped graphene sample by using the Raman shift

spectrum as a fingerprinting technique (Ferrari, 2007).

When light interacts and polarizes the electron cloud surrounding

atomic or molecular nuclei, discrete units of vibrational mechanical energy

called phonons (quasiparticles) are produced. Since this perturbation is an

unstable time-dependent ‗virtual state‘, photons are quickly re-radiated

(scattered) by the short-lived phonons following which the interacting material

73

will stabilize to its original energy state. In elastic (or Rayleigh) scattering, re-

radiated photons are scattered in different directions but retain the same

wavelength as incident photons. However, in the non-resonant inelastic (or

Raman) scattering condition, about one in every 106 to 10

8 re-radiated photon

will have its energy state altered. And if the energy level of the incident

photon happens to be high enough to coincide with the electronic transition

state of the interacting material (resonant condition), it will cause a resonant

effect and this will increase the probability of Raman scattering by several

orders of magnitude. Raman spectroscopy is thus particularly well suited for

analysing graphene since it is a zero band gap material and will always

interact with photons under resonant conditions (Smith and Dent, 2013;

Ferrari and Basko, 2013).

In Raman scattering, a red shift (Stokes scattering) occurs when a re-

radiated photon loses energy while a blue shift (anti-Stokes scattering) occurs

when it gains energy. Figure 3.11 illustrates the Stokes and anti-Stokes

scattering events and their energy states in the resonant condition where

electron-hole pairs are created. The Renishaw in Via confocal Raman

microscope was used to acquire red shifted (Raman shift) signals in Stokes

scattering by filtering out the signals from Rayleigh scatterings. Since anti-

Stokes scattering signals are weak and rare, they are usually ignored. Spectral

bands showing Raman high intensities in many cases have weak infrared

intensities whilst the reverse is also true. Raman spectroscopy and FTIR

absorption spectroscopy are usually performed together to form a pair of

powerful complementary characterization techniques (Smith and Dent, 2013).

74

Figure 3.11: (a) Resonant Stokes scattering: an incoming photon ωL

excites an electron-hole pair e-h. The pair decays into a phonon and

another electron-hole pair e-h′. The latter recombines, emitting a photon

ωSc (b) resonant anti-Stokes scattering: the phonon is absorbed by the

electron-hole pair (c) Energy states of scattering events [Adapted from

Ferrari and Basko, 2013]

XPS also known as Electron Spectroscopy for Chemical Analysis

(ESCA) is a surface-sensitive chemical analysis spectroscopic technique used

for element identification, elemental composition quantification (parts per

thousand range) and the analysis of the chemical state of atoms at the sample

surface down to 10 nm below the surface. In a typical XPS analysis, a

monochromatic soft x-ray beam (typically Al K radiation, hv = 1486.6 eV) is

projected unto a sample placed in a high vacuum chamber. When core

electrons are ejected in a photoemission event, they escape into the vacuum

75

environment as photoelectrons and are detected and counted by an electron

detector while their kinetic energy levels are measured and processed by an

energy analyser to determine their binding energies (Chastain and King,

1992). A schematic of the photoemission effect is shown in Figure 3.12.

The ULVAC-PI Quantera II Scanning XPS Microprobe was used to

acquire the kinetic energies of the emitted photoelectrons and to compute their

corresponding binding energies which are then used as markers to identify the

elements and chemical bonds that are present while the elemental composition

can be established based on the underlying assumption that the number of

electrons detected is proportional to the number of atoms present.

Figure 3.12: Schematic of the photoemission effect. (Adapted from PIRE-

ECCHI, 2015)

Finally samples of the starter graphite, GO and RGO were examined

with the Hitachi S-34000N scanning electron microscope (SEM) equipped

with EDX spectrometer, JEOL JSM-6701F field effect scanning electron

76

microscope (FESEM), and FEI Technai G2 F20 X-Twin high resolution

transmission electron microscope (HRTEM with SAED) for electron imaging

and analysis.

3.4 Rheology Experiments

The Anton Parr Physica MCR 301 rheometer shown in Figure 3.13

was used to perform the rheological experiments. All measurements were

conducted with the 25 mm diameter parallel plate spindle operating at a gap

distance of 0.5 mm. The Peltier plate (bottom non-rotating sample platform)

temperature was set at 25 ºC.

Figure 3.13: Anton Parr MCR301 rheometer (inset: side view of inserted

25 mm parallel plate spindle at a fully raised position)

77

Firstly, DGEBA epoxy resin should be preheated to 50 ºC for at least

30 minutes to ensure that crystallized particles if present are fully melted and

stabilized. This is an important preparatory step to prevent spurious results

caused by recrystallization while rheological measurements are being taken.

RGO filler is then mixed in and hand stirred with a metal spatula at various

concentrations by weight % and subjected to rheological measurements. The

sample mixes and concentrations are shown in Table 3.3.

Table 3.3: Sample formulation and description

Sample name Filler wt. % Filler description

E.P. 0.01% 0.01 Press-dried RGO*

E.P. 0.5% 0.5 Press-dried RGO*

E.P. 1% 1 Press-dried RGO

E.P. 2% 2 Press-dried RGO

E.P. 3% 3 Press-dried RGO

E.P. 4% 4 Press-dried RGO

O.D. 3% 3 Press-dried RGO

Epoxy neat 0 Control sample - pure DGEBA

Graphite 3% 3 Graphite for benchmarking

* Resistivity measurements only

Each sample is then subjected to a constant speed (50 s-1

) flow test to

obtain baseline viscosity measurements, a hysteresis loop test for thixotropy,

yield test for establishing yield stress (if present), and oscillatory amplitude

sweep to define the LVER region followed by a frequency sweep to study the

stability of the dispersion.

78

3.5 Percolation Threshold Measurements

Following the rheological measurements, the samples are hand stirred

vigorously with the curing agent EDA (C2H4(NH2)2), left to harden (pre-cure)

overnight at room temperature and then oven cured at 100 ºC for one hour.

There are four active hydrogen atoms available in the two amine (NH2)

groups for each EDA molecule to provide the bonding reactions with the

epoxide groups of DGEBA molecules. Given that the molar weight (MW) of

EDA is 60.1 g mol-1

and the epoxide equivalent weight (EEW) of the Sigma-

Aldrich DGEBA is 174 g (Sigma-Aldrich, 2015), the stoichiometric ratio in

terms of parts by weight per hundred parts (phr) epoxy resin used for EDA

loading is determined at 8.64 phr by the calculations shown below (DOW

Epoxy, 2015):

phr = amine H eq wt. x 100 / EEW of epoxy (3.2)

= 15.02 / 174

= 8.64

where

amine H eq wt. x 100 =

= 60.01/ 4

= 15.02

It was found that the EDA phr loading of 8.64 phr is sufficient in fully

curing neat epoxy following the curing schedule stated in the first paragraph of

79

this section. But for samples loaded with RGO fillers, the composite remained

soft immediately after oven curing and requires up to several days to fully

harden at room temperature thereafter. The effect of RGO on reducing the

curing efficacy of EDA is not fully understood but this problem is easily

overcome by marginally increasing the amount of EDA added (10% increase

for every 1 g of RGO added) above the stoichiometric ratio. The mold used to

shape and contain the composite samples for curing is a simply four pieces of

pencil erasers carefully squared and glued onto the unplated side of a printed

circuit board as shown in Figure 3.14. Carnauba wax is applied on the exposed

PCB surface as a mold release agent to ensure the easy removal of the cured

samples.

(a) (b)

Figure 3.14: Mold a) Unfilled b) Filled

Once the cured samples are removed they are shaped and hand

polished with sandpaper until the surfaces become flat and the edges squared

as measured with a Vernier caliper. Lastly, any two opposite ends are coated

(smeared) with graphite powder and the samples are now ready for bulk

resistivity measurements as shown in Figure 3.15.

80

Figure 3.15: Finished samples. Graphite coated surface is light grey

The finished samples are securely clamped in a table top vice with the

graphite coated surfaces making firm and even contact with the copper plated

surfaces of two PCB electrodes as shown in Figure 3.16. This is to ensure that

contact surface resistance is reduced to an insignificant level.

Figure 3.16: Setup for resistance measurements

Resistance measurements are made with the Keithley 4200-SCS

parameter analyser which is able to supply forced currents as low as 0.1 x 10-

15 amperes allowing it to measure values up to the 10

12 range. The

81

instrument also has an inbuilt four-point probe feature capable of easily

measuring very low resistances in the µ range. Once the resistance and

physical dimensions of each sample are determined, bulk resistivity (ρ) values

can be computed using equation 2.1 shown in Chapter 2. The various

experimental sample formulations are listed in Table 3.3.

82

CHAPTER 4

4 RESULTS AND DISCUSSION

4.1 GO and RGO Characterization

Since the characterization of GO and RGO requires broadly similar analytical

techniques, the discussion of their test results are therefore organized together

under this section.

4.1.1 Ultraviolet-Visible (UV-Vis) Spectroscopy

The GO oxidized with 4 g of KMnO4 displayed a plasmonic UV

absorption peak at a wavelength of 231 nm coupled with a broad sloping

shoulder around 300 nm due to the n → π* electronic transition in carbonyl

groups. This spectral shape is consistent with that reported by Huang and Lim

et al. (2011). As expected the peak wavelength at 231 nm is slightly longer

than Huang‘s 4.5 g KMnO4 (more oxidized) sample with a peak at 229 nm

because the absorption peaks found at around 230 nm occurred due to the π →

π* electronic orbital transitions from conjugated aromatic C=C bonds; where

the higher the degree of oxidation the fewer remaining conjugated C=C bonds

there are, thus requiring shorter wavelength (more energetic) UV photons to

elicit π → π* electronic transitions.

83

This explanation was verified when a batch of less oxidized GO

prepared using 3 g of KMnO4 showed a plasmon peak at an even longer

wavelength position of 236 nm. For benchmarking purposes, a sample of

Sigma-Aldrich commercial GO was tested and it displayed a spectral pattern

similar to that of the synthesized GO with a peak positioned at 227 nm, refer

to Figure 4.1.

Figure 4.1: UV-Vis absorption spectra

This UV-Vis results taken together with the observation that no

residual graphite flakes were found at the end of the graphite oxidation

process, it is safe to conclude that the GO synthesis process per Huang‘s

method achieved its intended purpose of converting graphite flakes to GO.

84

4.1.2 Fourier Transform Infrared (FTIR) Spectroscopy

Table 4.1 lists the principal infrared absorption bands present in GO and their

corresponding vibrational modes. In comparison, the acquired spectrum for

the synthesized GO sample shown in Figure 4.2 displays the expected

absorption bands present in GO such as O-H stretch at 3700 to 2500 cm–1

,

C=O stretch at 1760 to 1690 cm–1

, and C-O-C stretch at 1250 to 1050 cm–1

.

Table 4.1: Principal infrared absorption bands and corresponding major

vibrational modes for GO functional groups (Adapted from UCLA, 2001;

University of Colorado, 2015) [Accessed on 8 Dec 2015]

Wavenumber (cm–1

) Bond activity Functional group

3640–3610 O–H stretch Hydroxyl

3500–3200 O–H stretch Hydroxyl

3300–2500 O–H stretch Carboxylic acid

1760–1690 C=O stretch Carboxylic acid

1760–1665 C=O stretch Carbonyl

1320–1000 C–O stretch Carboxylic acid

1250–1050 C–O–C stretch Carboxylic acid

1200–1020 C–OH stretch Carboxylic acid

950–910 O–H bend Carboxylic acid

85

Figure 4.2: FTIR spectra for GO, RGO, and Sigma Aldrich GO with

major absorption bands indicated

The unique profile of a spectrum with signature peaks and troughs can

be used as a ‗fingerprint‘ for the identification of a material. The sample

spectrum of Sigma Aldrich GO was acquired for benchmarking purposes. By

visually inspecting the two superimposed curves shown in Figure 4.2, we can

see that they match up relatively well. Differences in the absorption intensities

could be due to variations in the concentration of functional groups as a result

of different oxidising conditions. As for minor differences seen in the

absorption band wavenumbers, Zhang and Dabbs et al. (2015) developed

mathematical models to demonstrate that lattice vacancies could induce both

blue and red shifts in the prominent OH stretching and bending bands.

In contrast, the spectrum for RGO is free from any prominent

absorption troughs and relatively infrared inactive with a transmission level of

60% to 70%. This slightly downward sloping and featureless profile indicate

86

low levels of residual functional groups pointing to the effectiveness of the

hydrazine reduction process. From these test results, there is no reason to

conclude that the samples tested were not GO and not RGO.

4.1.3 X-ray Diffraction (XRD) Spectroscopy

The acquired spectra of starter graphite (powder), RGO (powder) and GrO

(flakes) are shown in Figure 4.3. Samples of the acquired raw data are shown

in Appendix E.

Figure 4.3: XRD spectra of starter graphite, RGO, GO 1 and GO 2.

Graphite miller indices are shown in brackets. Asterisks denote spurious

aluminium peaks emanated from the sample holder

Visual examination of Figure 4.3 shows that the starter natural graphite

spectrum is almost free from an amorphous background and displays the three

prominent graphite diffraction peaks at the Miller indices of [002], [111] and

87

[004] providing strong evidence that it is crystalline graphite. Note that the

peaks marked with asterisks are spurious diffractions from the aluminium

specimen holder. At the 44 degree 2θ position there is a slightly broad band

created by the overlapping of the [200] aluminium peak, with the [111]

graphite peak. Table 4.2 lists the diffraction angles, peak intensities, d-spacing

and Miller indices for graphite (RRUFF, 2015a) and aluminium (RRUFF,

2015b) published by the public-private sponsored RRUFF Project created to

collect a worldwide database for mineralogists, geoscientists, and the general

public (Lafuente and Downs et al., 2015).

Table 4.2: Diffraction data for (a) Graphite and (b) Aluminium (Adapted

from RRUFF, 2015a; RRUFF, 2015b)

(a) Graphite:

(b) Aluminium:

88

When the GrO flakes samples were analysed, their spectra showed the

absence of any graphitic diffraction peaks which implies that the starting

material have been completely oxidized. The interplanar distance of graphite

has expanded beyond 0.335 nm due to the intercalation of the d-spacing with

functional groups (Marcano and Kosynkin et al., 2010).

The GrO samples tested were damp, with GO 2 being wetter than GO

1. The presence of the diffused peaks located at 8.5 degrees (d=1.0 nm) for

GO 1 and 6.5 degrees (d=1.3 nm) for the wetter GO 2 are in line with the

expanding effects of moisture (Lerf and Bucksteiner et al., 2006). According

to Stankovich and Dikin et al. (2007), it is very difficult if not impossible to

completely remove moisture from GrO. If the specimen GrO flakes were too

dry it was even necessary to moisten them so that they could be securely

compacted into the shallow indented cavity of the XRD diffractometer sample

holder. Park and Ruoff (2009) postulated that the swelling effects of moisture

caused the interplanar distance to vary from the lowest d-spacing value of d =

0.63 nm for dry GrO to d = 1.2 nm for hydrated GrO. From equation 3.1

(Bragg equation) it can be shown that this d-spacing range corresponds to a 2θ

diffraction angle spanning from 7 degrees (d=1.2 nm) to 14 degrees (d=0.63

nm). This range agrees with the experimental results of Nakajima and Matsuo

(1994) and Lerf and Bucksteiner et al. (2006). Since the peak locations of GO

1 and GO 2 are consistent with this range and are devoid of any graphitic

peaks, it can be concluded that these samples contain fully oxidized GrO.

89

The spectrum of hydrazine reduced RGO sample displays only one

diffused peak near the [002] peak of graphite at 26.4 degrees. This indicates a

partial restoration of graphitic structures into disordered graphene sheets via

the removal of oxygen containing groups (Gao and Ma et al., 2011).

4.1.4 Raman Spectroscopy

The Raman spectra of the starter graphite, GO, and RGO samples are shown

in Figure 4.4 and their corresponding resonant band shifts are tabulated in

Table 4.3.

Figure 4.4: Raman spectra for graphite, RGO, and GO

90

Table 4.3: Raman resonant peaks for graphite, GO, and RGO at 2.41 eV

laser excitation energy (wavelength=514 nm). For comparison, values

published by Jorio (2012) and Ferrari (2007) are shown in the last two

rows

Sample Resonant peaks (cm

-1)

D G 2D (or G’) D+G

Graphite 1,349.4 1,565.4 2,697.7 2,937.7

RGO 1,351.5 1,584.8 2,704.6 2,945.1

GO 1,358.8 1,599.1 2,706.3 2,952.6

Jorio, 2012 1,350.0 1,580.0 2,700.0 2,935.0

Ferrari, 2007 1,360.0 1,560.0 2,710.0 Not stated

An inspection of the RGO and GO spectrum shown in Figure 4.4

reveals several general features consistent with those published by Jorio

(2012) and Ferrari (2007). Prominent and narrow G peaks were detected at ~

1,580 cm-1

band shift, followed by distinct and slightly broader D peaks at ~

1,350 cm-1

band shift while a diffused pair of peaks were detected at the 2D

(or G‘) ~ 2,700 cm-1

and the D + G bands ~ 2,935 cm-1

band shifts.

The G band shifts are produced by single-resonant scattering involving

C-C bond stretching within the in-plane direction. According to various

published literature, the G peak is positioned from 1,560 to 1,582 cm-1

(Ferrari

and Basko, 2013; Jorio, 2012; Ferrari, 2007). In Figure 4.10, RGO has a

higher G peak compared to GO due to the recovery of sp2 domains from the

removal of in-plane functional groups. The position of the G band is not

sensitive to the number of layers as shown in Figure 4.5 (left).

91

Figure 4.5: Evolution of G band (left) and 2D band (right) with respect to

layer thickness (Adapted from Ferrari, 2007)

The D band arises from double-resonant interactions emanating from

edge defects (Jorio, 2012). According to Ferrari and Basko (2013), edges are

regarded as extended defects by breaking the translational symmetry of the

aromatic rings, unless they retain a perfect zigzag or armchair shape which

will then still preserve the symmetry along the edge and thus not contribute to

the D band intensity. This account is useful in explaining the small D peak of

graphite followed by the intense and diffused peak for GO due to the presence

of functional groups breaking up the lattice edges during the oxidation

process. According to Huang and Lim et al., (2011), when GO flakes are

dispersed via ultrasonication prior to the reduction process edge damage will

be introduced due to tearing of the exfoliated sheets. There are also dangling

bonds left behind after the removal of oxygenated functional groups.

According to Stankovich and Dikin et al. (2007) the average size of the

recovered sp2 domains are also smaller compared to their prior dimensions as

92

sp3 sites in the exfoliated GO sheets. Therefore RGO has a more intense D

peak compared to GO because it contains relatively more disordered edges.

The 2D band is an overtone of the D band. For pristine single layered

graphene (SLG), a very intense 2D peak is detected at a Raman shift of

slightly less than 2,700 cm-1

. This feature is used as the fingerprint for

confirming SLG. When the layers increase to two layers and beyond, the 2D

band will evolve from a sharp single peak to broader convoluted peaks as

shown in Figure 4.5 (right). The difference between the spectrum of SLG and

that of graphite can be clearly distinguished by examining their G and 2D

bands as shown in Figure 4.6. Note that the 2D to G peak ratio (I2D / IG) is less

than unity for graphite and greater than unity for SLG. The number of layers

present can be derived from the ratio of the I2D / IG peak intensities, as well as

the position and shape of these peaks as discussed earlier (Childres and

Jauregui et al., 2013).

Figure 4.6: Raman shift of single-layered graphene (top) versus graphite

(Adapted from Ferrari, 2007)

93

The RGO and GO spectra showed in Figure 4.4 display prominent but

slightly broad D and G bands with low intensity diffused 2D and D + G bands.

For RGO, these features can indicate the presence of edge defects and in-plane

disorder and impurities in the crystal lattice. Since the I2D / IG peak ratio is less

than unity, the RGO obtained is multi-layered. Unfortunately, due to the high

level of diffusion present in the 2D peak the number of layers cannot be

resolved. The peak intensities and ratios for the D, G, and 2D bands are

summarized in Table 4.4.

Table 4.4: Peak intensities and intensity ratios

Sample Peak intensity (cps) Intensity ratio

ID IG I2D ID/IG I2D / IG

Graphite 305.85 1,583.65 922.46 0.19 0.58

RGO 8,583.03 7,936.18 1,531.97 1.08 0.19

GO 6,260.47 6,900.84 3,243.24 0.91 0.47

Stankovich and Dikin et al. (2007) obtained similar D and G band

profiles as shown in Figure 4.7. Note that the near zero intensity of the D band

for graphite is explained by the low defect purified natural graphite used.

94

Figure 4.7: Raman spectra showing D and G bands for graphite, GO, and

RGO (Adapted from Stankovich and Dikin et al., 2007)

Based on the preceding discussions on the Raman spectroscopy results,

it can be concluded that the synthesized RGO is consistent with that produced

by the process developed by Stankovich and Dikin et al. in 2007.

4.1.5 X-ray Photoelectron Spectroscopy (XPS)

Figures 4.8 and 4.9 are the broad survey scans for GO and RGO generated by

the XPS energy analyser. The O KLL peaks are Auger electron signals and

therefore can be ignored.

95

Figure 4.8: XPS broad survey scan for GO

Figure 4.9: XPS broad survey scan for RGO

As expected the survey scan for GO shown in Figure 4.8 contains a

sharp and intense oxygen peak at the O1s position with the presence of a

relatively small carbon C1s peak. There are also prominent phosphorous and

96

sulphur peaks present. But unexpectedly, the C/O ratio of 0.30 is much lower

than the 2.7:1 ratio reported by Stankovich and Dikin et al. (2007). This

lowered ratio is very likely due to the oxygen contained in the residual

phosphate and sulphate salts probably as a result of the inadequate wash

process.

As for the RGO broad survey scan shown in Figure 4.9, the C/O ratio

of 6.8 indicates a significant removal of oxygen bearing functional groups via

the hydrazine reduction process. This observation is corroborated by the FTIR

results discussed earlier in section 4.1.2. In comparison, Dreyer and Park et al.

(2010) reported a C/O ratio in the range of 2.8 to 6.2 for RGO films, while

Marcano and Kosynkin et al. (2010) reported a C/O ratio of around 10:1 for

RGO that have been thermally annealed. Note that phosphorous peaks are no

longer present while sulphur peaks have been reduced to near zero levels most

likely because the sulphate and phosphate salts were removed during the RGO

wash process. The detection of minor silicon peaks could be due to

contamination from the glassware used.

The presence of a significant nitrogen N1s peak at a C:N ratio of

18.4:1 is caused by doped nitrogen atoms from the hydrazine used. During the

reduction process, nitrogen atoms tend to form covalent bonds at the surface

of GO sheets while the oxygen bearing groups are being removed resulting in

amines, hydrazones, aziridines and other similar structures. Functioning as an

n-type dopant, such heteroatomic impurities have a profound disrupting effect

97

on the sp2 structure of the final RGO lattice. According to Dreyer and Park

(2010), the C to N doping ratio can go as low as 16:1.

The deconvoluted narrow scans at C1s for GO and RGO with the

appended binding energies of the various bonds are shown in Figures 4.10 and

4.11 respectively. C-C denotes carbon to carbon sp2 bond, C-O denotes single

hydroxyl bond and epoxide functionality, C=O denotes carbonyl bond, C(O)O

denotes carboxylic bond, and pi – pi* transition denotes the bond to anti-

bond transition. The binding energies were produced by the PHI-Quantera

XPS spectrum analyser software. These values are consistent with those

published by Park and An et al. (2011), Marcano and Kosynkin et al. (2010),

and Stankovich and Dikin et al. (2007).

Figure 4.10: XPS deconvoluted C1s spectrum for GO

98

Figure 4.11: XPS deconvoluted C1s spectrum for RGO

The highly oxygenated GO spectrum and the largely deoxygenated

RGO spectrum are consistent with the curves published by Park and An

(2011) shown in Figure 4.12. In terms of C-O/C-C bond evolution, the purity

of RGO from figure 4.11 is calculated at a C-O/C-C ratio of 0.16 in contrast

with its precursor state calculated at a ratio of 1.21 as shown in figure 4.10.

Figure 4.12: XPS C1s spectra for GO and RGO (Adapted from Park and

An, 2011)

99

In summary, the XPS elemental analysis results point to a highly

oxidized GO which contained some residual sulphate and phosphate salts that

were eventually removed during the RGO reduction process. The synthesized

RGO was well deoxygenated consistent with the ranges published in highly

cited research articles and contained doped nitrogen due to the hydrazine

(reducing agent) used.

4.1.6 Electron Microscopy

The FESEM image of the Asbury Carbon Nano 25 grade graphite flakes used

as starter material for the synthesis of GO is presented in figure 4.13.

Figure 4.13: Asbury Carbon Nano 25 grade natural graphite flakes

100

This grade of graphite was selected because it was processed from

natural graphite into thin flakes of several microns to tens of microns in

dimension to specifically facilitate the intercalation of the graphite d-spacing

with oxygenated functional groups. The presence of pristine graphitic

hexagonal crystal lattice can be clearly seen. However some rounded edges on

the stacked features indicate edge damage probably sustained during

production. Note that the presence of impurities (see bottom left hand and top

right hand corners) is likely to be amorphous carbon residue because an EDX

analysis showed that the material contained only carbon (97%) and oxygen

(3%).

101

Figure 4.14 is the FESEM images of dried GO flakes showing

prominent surface folds at different magnifications.

Figure 4.14: FESEM images of dried GO flake. Compacted thick folds

feature prominently at X10k magnification (top) and X33k (bottom)

magnified close-up view

102

Figure 4.15 displays the FESEM images of dried RGO particles

showing stacked agglomerates with corrugated wrinkled surface morphology.

Figure 4.15: FESEM images of dried RGO particles. Edge view shows

stacked agglomerated sheets of graphene (top) and X45k magnified

surface view showing the wrinkling effect of single or few layered

graphene

103

Figure 4.16: HRTEM images at X6.3k magnification for GO (top) and

HRGO (bottom) sheets suspended on lacey carbon TEM grid. Dried GrO

flakes and RGO particles were ultrasonicated for 30 minutes in ethanol,

drop casted and air dried

HRTEM high resolution images were obtained for exfoliated GrO and

RGO sheets to study their surface and edge morphology. Visual inspection of

104

low magnification HRTEM images for exfoliated GrO and RGO sheets shown

in Figure 4.16 reveal a distinct difference between the two materials. Being

thicker due to the presence of functional groups attached to the basal plane, the

GO sheet(s) appear relatively flat and less crumpled compared to the RGO

sheet(s) which is wrinkled and contains many folded and crumpled zones. At a

higher magnification, the characteristic wrinkling and corrugated features of

the suspended RGO sheet are clearly visible as shown in Figure 4.17. Note

that the curling or scrolling at the unsupported hanging edges visible at the

bottom of the figure is a common feature of single and few layered graphene

sheets according to Meyer and Geim et al. (2007)

Figure 4.17: RGO at X17.5k magnification revealing the wrinkling, folded

and heavily crumpled features with scrolled edges (bottom of image) of

freely suspended single and/or few layered graphene sheets

At higher magnifications, the number of layers in a graphene sheet will

only be visible if wrinkled or folded sheets are imaged at an angle

105

perpendicular to the fold. This is not difficult to accomplish because folded

regions are abundantly present in the sample. Figure 4.18 shows an image at

X255k magnification with a 5-layered sheet thickness.

Figure 4.18: Folded region of few layered RGO sheet at X255k

magnification. A wrinkled feature (inside red oval) viewed from one side

revealing a 5-layered sheet thickness at ~ 0.335 nm sheet distance

106

An explanation of how the number of layers can be resolved via

HRTEM imaging is illustrated in Figure 4.19 by Meyer and Geim et al.

(2007).

Figure 4.19: How folded (including wrinkled and creased) sheet edges

show up in a TEM image according to Meyer. Scale bars = 2nm (Adapted

from Meyer and Geim et al., 2007)

With selected area electron diffraction (SAED) spectroscopy, a

selected area of the HRTEM image can be tested to determine if the sample is

crystalline, polycrystalline, or amorphous. Figure 4.20 is an image of RGO

obtained at 800k magnification showing an amorphous basal plane.

107

Figure 4.20: RGO at X800k magnification showing disordered basal

lattice structure and an irregular edge. SAED diffraction pattern (inset)

indicates a highly amorphous structure. Faintly visible graphitic

hexagonal diffraction spots are pointed out with red arrows

The lack of crystalline structure in the SAED diffraction pattern was

most likely caused by the destructive power of the high energy electron beam

set at 200keV while the image was being acquired. According to Kotakoski

and Meyer (2011), point defects especially vacancies are naturally created by

the ―knock-on‖ effect from energetic electrons if the threshold beam energy of

100 keV is exceeded. This effect is more acute at higher magnifications and at

longer dwell times. The skill of the HRTEM imaging operator is thus very

important in determining the quality of the images obtained. Fortunately, the

young operator at MIMOS subsequently improved his technique and managed

to obtain better quality GO and RGO images. Figure 4.21 (used with

permission) is an image of RGO produced by Tan (2015) in her Final Year

Project work at UTAR using Marcano‘s process showing a clear graphitic

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crystalline lattice structure even though the lattice sustained some damage

during image acquisition.

Figure 4.21: RGO (Marcano’s process) at X930k magnification (Adapted

from Tan (2015) with permission)

Damage caused by the HRTEM imaging process notwithstanding, it

was also pointed out in section 2.3.3 of the literature review that the wet

reduction of GO to RGO is a process which produces inherent edge and basal

plane lattice defects. An RGO image populated with basal plane vacancies not

exceeding 100 nm across is shown in Figure 4.22. Any damage caused by the

electron beam is minimal because the image was acquired at a relatively low

26.5k magnification where the destructive effects of the beam are spread out

over a wider area.

109

Figure 4.22: RGO at X26.5k magnification. Basal plane with vacancy type

lattice defects visible at bottom left region of image

In summary, the FESEM and HRTEM image analysis showed that GO

and RGO can be identified and differentiated. The synthesized RGO sheets

were few layers thick and their surface and edge morphology contained

defects such as vacancies and disordered non-crystalline lattice structures.

Supplementary images are shown in Appendix B.

4.2 Rheological Characterization

The rheological properties of the RGO filled epoxy samples were studied per

the formulations listed in Table 3.1. The 25 mm diameter parallel plate gap

distance was fixed at 0.5 mm and temperature controlled at 25 ºC. Following

are the results and discussions for the flow and oscillatory rheological test

110

measurements made. Samples of rheometer raw data are shown in Appendix

C.

4.2.1 Constant Shear Test

The constant shear test is a flow study that will give an indication of fluid

stability under shear over time. The stencil or screen printing process typically

used for the application of the liquid ICA operates over a period of seconds at

the shear rate of around 10 to 102 s

-1 (Barnes, 2000). Therefore a shear rate ( )

of 50 s-1

was selected to obtain viscosity measurements and provide a

fundamental understanding of the matrix under this constant flow condition.

All the curves in Figure 4.29 are flat. This means that the samples do

not shear thin thus displaying a stable Newtonian like behaviour within the

experimental time interval of 120 s. The measured viscosity of 4.38 Pa.s for

neat epoxy is within the range specified by the manufacturer (Sigma-Aldrich,

2015). The measurements for the oven-dried RGO samples were omitted

because the data points obtained were highly erratic due to the coarse particles

breaking up in the matrix while the samples were being measured. Because of

this, the oven-dried samples were left out of all subsequent experiments.

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Figure 4.23: Viscosity measurements at constant shear rate ( 50 s-1

The viscosity of the samples increased non-linearly with the increase in

filler loading starting at a viscosity of 7.3 Pa.s at 1% filler loading reaching a

value of 50 Pa.s for the E.P. 4% sample. Viscosity is the resistance of a fluid

to flow. The presence of the agglomerated irregularly shaped granular RGO

particles provides this resistance by impeding the flow of the DGEBA

molecules past each other. Interestingly, the viscosity of the 3% graphite filled

benchmark sample at 4.39 Pa.s was not significantly larger than that of the

neat epoxy. This can be explained by the low resistance smooth laminar flow

between the shear planes due to the lubricating effect of the uniformly aligned

graphitic micro sheets. But as the concentration of the non-uniform granular

RGO particles increased, the flow of the DGEBA molecules probably became

even more turbulent thus increasing the viscosity significantly along the way.

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4.2.2 Hysteresis Loop Test

It was pointed out in the literature review section that Newtonian fluids will

display non-Newtonian like behaviour when subjected to high enough shear

rates. The hysteresis loop test is a flow test that can reveal the shear thinning

(or thickening) profile together with any time-dependent property (thixotropic

characteristic) of a fluid.

Figure 4.30 illustrates the curves of the hysteresis loop tests conducted

on the experimental samples where the shear rate was increased from zero to

600 s-1

over a 160 s duration and reversed along the same path back to zero

following a 15 s constant shear interval at 600 s-1

. The graphite 3% sample

curve is omitted because it overlaps with the epoxy neat curve.

Figure 4.24: Hysteresis loop curves

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The unfilled epoxy sample does no exhibit a clear hysteresis loop

(refer to Figure 2.22 for a typical example) since the forward and return stress

curves overlap each other. The near linear shape also points to minimal shear

thinning. This result supports the earlier conclusion from the constant shear

test that pure epoxy is an unstructured Newtonian like fluid.

When epoxy is filled with 1% RGO, a very narrow hysteresis loop

appeared. This shear thinning effect is most likely caused by the breakdown of

the matrix micro structure created by the presence of RGO particles in the

matrix. A schematic of this phenomenon is illustrated in Figure 2.17 where

completely unstructured or minimally structured fluids exhibit shear thinning

behaviour. As the content of the filler increases the hysteresis loop became

more prominent with the 4% filled sample showing the largest loop with a

distinct time dependent drop in shear stress before the return curve. This

presence of a looping feature accompanied with a drop in shear stress during

the constant shear interval is a characteristic of thixotropic materials (Barnes,

2000).

The relative overall increase in shear stresses corresponding to the

filler content supports the finding of the constant shear test that viscosity

increased along with filler concentrations. The fact that the return shear stress

curve of every sample ended at their points of origin indicate that the matrix

managed to recover to their initial rest structures. This is noteworthy because

the RGO filled epoxy composites did not suffer any permanent breakdown and

thus are very stable within these shear conditions.

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4.2.3 Amplitude Sweep Test

Figure 4.31 illustrates the amplitude sweep curves conducted at a fixed

angular frequency (ω) of 10 s-1

over a strain (γ) range of 0.01 to 100 (%). The

distinct linear viscoelastic regions (LVERs) of the 2% to 4% RGO filled

samples extended up to the 1% limiting strain level beyond which non-linear

behaviour started to gradually emerge. From around 10% strain onwards the

samples transitioned into the non-linear viscoelastic region. Hence the

midpoint of 5% strain was selected as the parameter for the frequency sweep

test since the amplitude sweep test is an oscillatory test designed to elucidate

the viscous and elastic (if present) behaviour of a sample by measuring the G‘

(storage modulus) and G‖ (loss modulus) values when subjected to an

increasing oscillatory shear strain at a fixed strain rate.

With the exception of the 4% RGO filled sample, the rest of the

samples displayed liquid-like behaviour because their loss moduli G‖ were

always above their storage moduli G‘ and also did not display any cross-over

points throughout the full range of the experiments. The 4% filled RGO

displayed a different characteristic from the rest of the samples at which its

storage modulus G‘ dominated the loss modulus G‖. This indicates that

beyond 3% filler loading, there exists a threshold at which the RGO matrix

transitioned from liquid-like to solid-like behaviour from a rheological

perspective. This observation corresponds well with the difficulty encountered

during the hand mixing of the sample when the dispersion of the particles took

longer than usual due to its thick and tacky consistency.

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Figure 4.25: Amplitude sweep curves at ω = 10 s-1

As for the epoxy neat, E.P. 1%, and the graphite 3% samples their low

and unstable G‘ curves accompanied with prominent G‖ curves yielding large

loss tangent (δ) values (δ = G‖/G‘ refer to equation 2.11) in the range of 10 to

104. A loss tangent value of greater than one indicates that the material is

viscous in nature and the larger the δ value the more dominant the viscous

behaviour is. In the case of unfilled epoxy at the point where G‖/G‘ is

46/0.018, the loss tangent is a massive 2,556 pointing to a viscous fluid with a

virtually non-existent Hookean elasticity characteristic. This result

corroborates the findings from the constant shear and hysteresis loop tests.

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4.2.4 Frequency Sweep Test

Following the amplitude sweep test, the amplitude of the frequency tests were

fixed at 5% strain (γ) and the experimental results are shown in Figure 4.32.

The frequency sweep is an oscillatory test at which the amplitude of

oscillation (a value around the LVER identified from the amplitude sweep test

where the internal structure is expected to remain stable) is held constant while

the angular frequency of oscillation (ω) is typically varied over a range of 10-1

to 102 s

-1 (Willenbacher and Georgieva, 2013; Barnes, 2000).

The shape and the magnitude of the frequency sweep curves depend

largely on the internal structure of the material. The behaviour of the samples

started at the rubbery/plateau region then moved into the leathery/transition

zone within the experimental frequency sweep range with the 4% RGO filled

epoxy demonstrating the second G‘/G‖ crossover point at ω = 10 s-1

to demark

the onset of the transition between the two zones (refer to Figure 2.25. for an

illustration of the general shape of viscoelastic behaviour). The almost

overlapping G‘ and G‖ moduli of the neat epoxy up to the 3% RGO filled

samples indicate that little internal structure exists at those concentrations. As

detected at the constant shear, hysteresis loop, and amplitude sweep tests, the

4% filler concentration level imparted a structural behaviour to the epoxy

matrix not apparent in the other samples.

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Figure 4.26: Frequency sweep at γ = 5%

As the angular frequency is increased, the short-term time-dependent

behaviour of the material dominates leading to an increase in rigidity in the

matrix. The downward sloping complex viscosity curves of all the samples can

be explained in terms of the loss tangent increasing with frequency even

though the storage modulus G‘ increased along the way albeit at a slower rate

(this can be more clearly seen by examining the 4% RGO curves). As the

frequency is increased, the heat dissipated within the matrix is transferred out

through the cooling effect of the rheometer Peltier plate in keeping the

working temperature constant at 25 ºC.

Even though the experiments conducted were limited to a typical

range, a series of time-temperature superposition (TTS) curves can be

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obtained at different temperatures at the same oscillation rates to construct

what is known as a master curve in order to extend the range of the frequency

sweep curves if so required (Barnes, 2000).

4.2.5 Yield Test

Since the yield test is a flow experiment used to investigate how a fluid

deforms at rest and transitions to flow (yield-to-flow) when subjected to a

controlled increased in shear rate, it can be seen from Figure 4.33 that as shear

rate was increased the shear stresses also increased immediately from the point

of origin in a linear pattern for the neat epoxy and 1% RGO filled samples.

Together with their almost flat viscosity curves it is clear that these two

specimens do not exhibit significant yield-to-flow characteristics. Inspection

of the other shear stress curves show that yield-to-flow behaviour began to

emerge only at the 2% RGO concentration onwards with the 4% RGO filled

sample showing the highest yield stress of 580 Pa.

The concentration of the filler affects the micro-mechanical structural

property of the samples and plays a large role in the yield-to-flow behaviour of

the matrix. The 2% filler level appears to be the threshold upon which the

resistance offered by the higher particle concentration required a yield stress to

be built up first before structural breakdown allowed the matrix to flow. This

general behaviour of the RGO filled composite matrix correlates well with that

shown in Figure 2.20 of the literature review.

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Figure 4.27: Yield test curves

4.2.6 Summary of Rheological Characterization

Neat DGEBA epoxy resin is a robust Newtonian-like fluid which did not

undergo permanent changes in its polymeric micro-structure even at shear

rates of up to 600 s-1

. With these characteristics, it is well suited as a

composite binder material for ECAs.

RGO filled epoxy matrix is a thixotropic and viscoelastic composite.

The behaviour of the matrix transformed gradually as filler concentration was

increased. But at the 4% concentration level, it exhibited a large shift in

rheological behaviour and transformed into a tacky thixotropic viscoelastic

material. This highly structured gel like behaviour as seen in the

predominantly linear and upward sloping G‘ modulus in the frequency sweep

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test points to a stable formulation that would not result in particulate

sedimentation over time.

4.3 Bulk Resistivity Measurements

From the curve of the bulk resistivity measurements shown in Figure 4.34,

RGO filled DGEBA epoxy matrix has a percolation threshold of Pc = 0.7%.

Extrapolation of the curve shows that the bulk resistivity should plateau out at

around 1.00E+01 cm. These characteristics are similar to the findings of

Stankovich and Dikin el al (2007) as shown in Figure 2.28. Sample

calculations for bulk resistivity and the measured corresponding resistance

values are shown in Appendix A.

As shown in the results obtained by Park and An (2011) in figure 4.12,

the purity of RGO defined by the C-O/C-C ratio can go as low as near zero. If

the purity of the synthesized RGO at a C-O/C-C ratio of 0.16 is lowered, a

concomitant improvement in the electrical conductivity of the ‗cleaner‘ RGO

loaded ICA can be surmised. However, due to a lack of data points in this

research effort, only a further study can quantify the relationship of C-O

impurity with respect to the bulk resistivity of RGO filled ICA.

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Figure 4.28: Bulk resistivity (ρ) measurements

For benchmarking purposes, both the 3% filled graphite and oven dried

RGO samples were found to be less conductive by three orders of magnitude

compared to the same amount of ethanol pressed RGO. As discussed in the

literature review chapter, evenly dispersed small particles of RGO particles are

the major factors in influencing the conductivity of ICAs. A picture of the

fractured surface of a 1% ethanol pressed RGO cured sample examined under

an optical microscope is shown in Figure 4.29 displaying a somewhat even

level of particle dispersion but with a wide distribution of particle sizes in the

range of a few microns to tens of microns in dimension.

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Figure 4.29: Optical micrograph of the fractured surface of a cured

sample matrix filled with 1% ethanol pressed RGO. Particles are black

and the light coloured background is the surface of the epoxy binder

Figure 4.30 is the FESEM images of the same sample. Even though the

contrast of the RGO filler and epoxy binder is poorer compared to the optical

image, the image produced from a 90º viewing angle and at a higher resolution

gives a clearer understanding of how the RGO particles are dispersed and the

morphology of the microstructural network in forming the conductive

pathways of the ICA. At higher filler loadings, the images obtained were not

informative because the higher density of particles obscured the background

and therefore did not show up as distinct entities.

123

Figure 4.30: FESEM micrographs of the fractured surface of a cured

sample matrix filled with 1% ethanol pressed RGO (top), and at higher

magnification (bottom)

124

It can be clearly seen that the islands of agglomerated particles are

separated by gaps with bridging points occurring randomly. Since the 1% filler

concentration is above the percolation threshold of 0.7%, the number of

bridging points must be sufficient enough in forming a closed circuit network

across the bulk of the sample. Voids present in the samples are probably

caused by the outgassing of unreacted curing agent during the curing process

and may have a detrimental reliability impact in terms of mechanical moduli

reduction and moisture absorption into the matrix. Possible solutions for

reducing the number voids is to mix an amount of curing agent at slightly

below stoichiometric ratio or by subjecting the mixture to horn ultrasonication.

In summary, two primary groups of factors affect the bulk resistivity of

the RGO filled ICA – purity/lattice structure of the synthesized RGO and the

size/dispersion of the RGO particles in the binder material. Further studies

have to be conducted to develop a deeper understanding on how these factors

affect bulk resistivity and to quantify their interactions (if any) in lowering the

bulk resistivity of RGO filled ICAs.

125

CHAPTER 5

5 CONCLUSION AND RECOMMENDATION

5.1 Graphene Synthesis

The synthesis of graphene via the Huang and Lim et al. (2011) aqueous

process of oxidizing natural graphite flakes into GO followed by chemical

reducing using the Stankovich and Dikin et al. (2007) technique to RGO is a

viable technique for producing graphene. Due to the hydrophobic nature of

graphene the synthesized RGO took on the morphology of agglomerated

particles consisting stacked graphene sheets when samples were examined

with the FESEM. When viewed under the HRTEM at X255k magnification,

one of the folded regions of an exfoliated RGO particle revealed a 5-layered

sheet thickness measured at ~ 0.335 nm inter-sheet gaps.

Further HRTEM micrograph analyses provided clear visual evidence

which revealed significant in-plane and edge topographical defects while the

presence of distinct Raman peaks at the band shifts of D ~ 1,351.5 cm-1

, G ~

1,584.8 cm-1

, 2D (or G‘) ~ 2,704.6 cm-1

, D + G ~ 2,945.1 cm-1

and their peak

intensity ratios of ID/IG = 1.08 and I2D / IG = 0.19 support the conclusion that

the synthesized RGO is indeed graphene. Together with the deconvoluted XPS

C1s spectrum showing a highly significant C-N peak at 285.8 eV, it can be

concluded that the synthesized RGO is topographically imperfect graphene

126

containing heteroatomic contaminations mainly as doped nitrogen atoms at a

C-O/C-C purity ratio of 0.16.

5.2 Rheology Studies of RGO Dispersion in DGEBA

Flow and oscillatory rheological tests showed that RGO filled epoxy

composite is predominantly Newtonian like in behaviour at a weight

concentration of 1% gradually transitioning to non-Newtonian behaviour with

shear thinning and thixotropic characteristics as filler content increased to 3%

loading. At the 4% weight concentration level, a step change in characteristic

occurred when the matrix displayed a more structured gel like behaviour.

It can be concluded that semi-wet RGO particles can be evenly

dispersed in DGEBA epoxy forming a highly robust and stable liquid matrix

which is a desirable characteristic in the electronics industry where syringe

dispensing and screen printing processes are used. In reference to the findings

published by Santamaria and Munoz et al. (2013), Lu and Tong et al. (1999),

Dreyer and Ruoff et al. (2010) and Morris (2007) this new observation of

semi-wet RGO filled matrix behaviour in ICA research has useful implications

extending beyond the field of electronics packaging and interconnects to other

areas such as lubrication technologies and paint and coating applications.

127

5.3 ICA Electrical Percolation Threshold

Bulk resistivity measurements showed that DGEBA epoxy filled with

synthesized RGO displayed a percolation threshold of Pc = 0.7% loading by

weight at a bulk resistivity of 1.50E+05 cm. The conductivity behaviour of

epoxy loaded with RGO from 1% to 4% by weight is consistent with that of an

ICA. However, with the minimum bulk resistivity extrapolated at not lower

than 1.00E+01 cm this value is still six orders in magnitude higher than that

of Sn/Pb solder at 1.50E-05 cm. Based on this finding, the synthesized RGO

filled epoxy matrix is not conductive enough to be used as a replacement for

Sn/Pb type solder.

Optical and FESEM images of fractured samples managed to reveal

the morphology of RGO filler material trapped within the epoxy binder

material. Conductive pathways are formed through a network of dispersed

RGO particles making physical contact with each other. This point to the

relatively large size of agglomerated particles and the poor quality of the

synthesized RGO as the limiting factors in attaining better electrical

conductivity.

5.4 Recommendations

GO is hydrophilic and therefore disperses well in water. RGO on the other

hand is hydrophobic and the particles begin to aggregate and agglomerate

immediately upon reduction due to their high surface energies. In theory, the

128

conductivity of RGO filled ICA should increase if the filler particles can be

stabilized at the dimension of just a few layers or even down to single sheets.

Since it is possible in theory to keep the nano-dimensioned RGO sheets apart

through the use of dispersing agents, particle dispersion experiments via the

application of stearic and non-stearic surfactants might be useful.

The application of graphene nano-coatings via the in situ reduction of

GO coatings is another area of research worth pursuing. Since GO is water

soluble, a thin coating can readily be applied on specimen surfaces and

subsequently reduced to an RGO layer by exposing the coated material to

hydrazine vapour.

Given that the ACS Material graphene powder purchased from the

United States that was used in initial experiments turned out to be not

conductive and from SEM analysis appeared very likely to be exfoliated and

partially reduced GO, the lesson learnt here is not to accept at face value the

manufacturer‘s certification and to always verify the quality of commercially

available graphene before use. From an equipment perspective, the addition of

a horn ultrasonicator and a zeta potential analyser would be useful

enhancements for our laboratory in conducting future nano-materials

experiments.

129

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139

APPENDICES

APPENDIX A

A1: Bulk resistivity readings

Sample calculation for specimen filled with 3% E.P. RGO:

=

where = bulk resistivity ( cm)

R = resistance of specimen

A = cross-sectional area of specimen

l = length of specimen

R = 1106 Ohms, A = 44.66 mm2, l = 10.56 mm, therefore:

=

= 4.68E+3 .mm

= 4.68E+2 .cm

140

A2: Bulk resistivity graph including ACS commercial graphene

141

APPENDIX B

Supplementary images.

B1: ACS Commercial Graphene

B2: Freeze Dried RGO

142

B3: Asbury Carbon Nano 25 natural graphite X650 magnification

B4: Exfoliated (via ultrasonication) and dried RGO

143

B5: HRTEM image of RGO at X13.5k magnification

B6: HRTEM image of RGO at X800k magnification

144

B7: HRTEM image of GO at X2.3k magnification

B8: HRTEM image of GO at X6.3k magnification

145

B9: HRTEM image of GO at X64k magnification

B10: HRTEM image of GO at X930k magnification

146

APPENDIX C

Sample rheology data.

147

Data Series Information Amplitude Sweep

Name: Ethan Press 4%

Number of Intervals: 1

Application: RHEOPLUS/32 V3.21 21003688-33024

Device: MCR301 SN80350866; FW3.41D110330; Slot4

Measuring Date/Time: 1/1/2007; 2:57 AM

Measuring System: PP25-SN13717; [d=0.5 mm]

Accessories: TU1=P-PTD200-SN80484899

Calculating Constants:

- Norm. Csr [min/s]: 1.307468

- Norm. Css [Pa/mNm]: 327.0941

- Start Delay Time [s]: 4.5

- Substance Density [rho]: 1,000

- Measurement Type: 1

- Motor Correction Factor: 1

Interval: 1

Number of Data Points: 25

Time Setting: 25 Meas. Pts.

Meas. Pt. Duration 6 s

Measuring Profile:

#NAME? Amplitude gamma = 0.01 ... 100 % log; |Slope| = 6 Pt. / dec

Angular Frequency omega = 10 1/s

Meas. Pts. Strain Shear StressStorage ModulusLoss ModulusDamping FactorDeflection AngleTorque Status

[%] [Pa] [Pa] [Pa] [1] [mrad] [µNm] []

1 0.01 5.24E-01 4.96E+03 1.70E+03 0.341 0.004 1.6 WMa,DSO

2 0.0146 7.69E-01 5.00E+03 1.70E+03 0.34 0.00582 2.35 WMa,DSO

3 0.0213 1.14E+00 5.04E+03 1.69E+03 0.336 0.00854 3.47 WMa,DSO

4 0.0313 1.67E+00 5.07E+03 1.70E+03 0.334 0.0125 5.12 WMa,DSO

5 0.046 2.46E+00 5.08E+03 1.70E+03 0.334 0.0184 7.53 WMa,DSO

6 0.0675 3.62E+00 5.09E+03 1.69E+03 0.333 0.027 11.1 WMa,DSO

7 0.099 5.32E+00 5.10E+03 1.70E+03 0.333 0.0396 16.3 WMa,DSO

8 0.145 7.82E+00 5.11E+03 1.70E+03 0.333 0.0582 23.9 WMa,DSO

9 0.213 1.15E+01 5.10E+03 1.71E+03 0.335 0.0853 35.1 WMa,DSO

10 0.313 1.68E+01 5.08E+03 1.72E+03 0.339 0.125 51.4 WMa,DSO

11 0.46 2.44E+01 5.03E+03 1.74E+03 0.345 0.184 74.7 WMa,DSO

12 0.675 3.52E+01 4.92E+03 1.75E+03 0.356 0.27 108 WMa,DSO

13 0.991 4.99E+01 4.72E+03 1.76E+03 0.373 0.396 152 WMa,DSO

14 1.45 6.97E+01 4.45E+03 1.78E+03 0.399 0.582 213 WMa,DSO

15 2.14 9.45E+01 4.05E+03 1.79E+03 0.441 0.854 289 WMa,DSO

16 3.13 1.24E+02 3.53E+03 1.77E+03 0.502 1.25 378 WMa,DSO

17 4.6 1.56E+02 2.93E+03 1.72E+03 0.585 1.84 478 WMa,DSO

18 6.75 1.91E+02 2.33E+03 1.62E+03 0.695 2.7 585 WMa,DSO

19 9.9 2.28E+02 1.77E+03 1.48E+03 0.835 3.96 697 WMa,DSO

20 14.5 2.67E+02 1.30E+03 1.31E+03 1.01 5.82 817 WMa,DSO

21 21.3 3.11E+02 9.26E+02 1.13E+03 1.22 8.54 952 WMa,DSO

22 31.3 3.66E+02 6.59E+02 9.67E+02 1.47 12.5 1,120 WMa,DSO

23 45.9 4.43E+02 4.76E+02 8.39E+02 1.76 18.4 1,350 WMa,DSO

24 67.4 5.60E+02 3.53E+02 7.53E+02 2.13 27 1,710 WMa,DSO

25 99 7.40E+02 2.64E+02 6.99E+02 2.65 39.6 2,260 WMa,DSO

148

Data Series Information Yield Test

Name: Ethan Pres 4%

Number of Intervals: 3

Application: RHEOPLUS/32 V3.21 21003688-33024

Device: MCR301 SN80350866; FW3.41D110330; Slot4

Measuring Date/Time: 1/1/2007; 2:50 AM

Measuring System: PP25-SN13717; [d=0.5 mm]

Accessories: TU1=P-PTD200-SN80484899

Interval: 1

Number of Data Points: 0

Time Setting: 2 Meas. Pts., Reject

Meas. Pt. Duration 0.5 min

Measuring Profile:

Shear Rate d(gamma)/dt = 5 1/s

Interval: 2

Number of Data Points: 0

Time Setting: 10 Meas. Pts., Reject

Meas. Pt. Duration 5 s

Measuring Profile:

Interval: 3

Number of Data Points: 29

Time Setting: 29 Meas. Pts., Reset Strain

Meas. Pt. Duration 5 s

Measuring Profile:

Shear Rate d(gamma)/dt = 2 ... 100 1/s lin

Meas. Pts. Shear RateShear StressViscosity Speed Torque Status

[1/s] [Pa] [Pa·s] [1/min] [µNm] []

1 2 577 288 0.764 1,760 Dy_auto

2 5.5 804 146 2.1 2,460 Dy_auto

3 9 982 109 3.44 3,000 Dy_auto

4 12.5 1,140 91.4 4.78 3,490 Dy_auto

5 16 1,290 80.5 6.12 3,940 Dy_auto

6 19.5 1,420 73 7.46 4,350 Dy_auto

7 23 1,550 67.3 8.79 4,730 Dy_auto

8 26.5 1,660 62.6 10.1 5,070 Dy_auto

9 30 1,780 59.5 11.5 5,450 Dy_auto

10 33.5 1,900 56.7 12.8 5,800 Dy_auto

11 37 2,010 54.3 14.1 6,140 Dy_auto

12 40.5 2,120 52.3 15.5 6,470 Dy_auto

13 44 2,210 50.2 16.8 6,750 Dy_auto

14 47.5 2,320 48.8 18.2 7,080 Dy_auto

15 51 2,420 47.5 19.5 7,400 Dy_auto

16 54.5 2,520 46.3 20.8 7,710 Dy_auto

17 58 2,620 45.1 22.2 8,000 Dy_auto

18 61.5 2,710 44.1 23.5 8,290 Dy_auto

19 65 2,790 42.9 24.9 8,530 Dy_auto

20 68.5 2,890 42.2 26.2 8,830 Dy_auto

21 72 2,980 41.4 27.5 9,110 Dy_auto

22 75.5 3,070 40.7 28.9 9,400 Dy_auto

23 79 3,160 39.9 30.2 9,650 Dy_auto

24 82.5 3,240 39.2 31.5 9,900 Dy_auto

25 86 3,320 38.6 32.9 10,100 Dy_auto

26 89.5 3,410 38 34.2 10,400 Dy_auto

27 93 3,480 37.5 35.6 10,700 Dy_auto

28 96.5 3,560 36.9 36.9 10,900 Dy_auto

29 100 3,640 36.4 38.2 11,100 Dy_auto

149

Data Series Information Constant Shear

Name: EthanPress 4%

Sample: text1

Operator: NoLogin

Remarks: text2

Number of Intervals: 1

Application: RHEOPLUS/32 V3.21 21003688-33024

Device: MCR301 SN80350866; FW3.41D110330; Slot4

Measuring Date/Time: 1/1/2007; 2:26 AM

Measuring System: PP25-SN13717; [d=0.5 mm]

Accessories: TU1=P-PTD200-SN80484899

Calculating Constants:

- Norm. Csr [min/s]: 1.307468

- Norm. Css [Pa/mNm]: 327.0941

- Start Delay Time [s]: 3.891

- Substance Density [rho]: 1,000

- Measurement Type: 1

- Motor Correction Factor: 1

Interval: 1

Number of Data Points: 20

Time Setting: 20 Meas. Pts.

Meas. Pt. Duration 6 s

Measuring Profile:

Shear Rate d(gamma)/dt = 50 1/s

Meas. Pts. Time Viscosity Shear RateShear StressTorque Status

[s] [Pa·s] [1/s] [Pa] [mNm] []

1 6 49.7 50 2,480 7.59 Dy_auto

2 12 49.5 50 2,480 7.57 Dy_auto

3 18 49.4 50 2,470 7.56 Dy_auto

4 24 49.2 50 2,460 7.52 Dy_auto

5 30 49.4 50 2,470 7.54 Dy_auto

6 36 49.2 50 2,460 7.53 Dy_auto

7 42 49.4 50 2,470 7.54 Dy_auto

8 48 49.5 50 2,470 7.57 Dy_auto

9 54 49.5 50 2,470 7.56 Dy_auto

10 60 49.4 50 2,470 7.54 Dy_auto

11 66 49.4 50 2,470 7.55 Dy_auto

12 72 49.3 50 2,460 7.54 Dy_auto

13 78 49.2 50 2,460 7.52 Dy_auto

14 84 49.3 50 2,460 7.53 Dy_auto

15 90 49.4 50 2,470 7.55 Dy_auto

16 96 49.2 50 2,460 7.53 Dy_auto

17 102 49.2 50 2,460 7.52 Dy_auto

18 108 49.4 50 2,470 7.55 Dy_auto

19 114 49.4 50 2,470 7.55 Dy_auto

20 120 49.4 50 2,470 7.55 Dy_auto

150

Data Series Information Hysteresis Loop

Name: Ethan Pres 4%

Number of Intervals: 3

Application: RHEOPLUS/32 V3.21 21003688-33024

Device: MCR301 SN80350866; FW3.41D110330; Slot4

Measuring Date/Time: 1/1/2007; 3:17 AM

Measuring System: PP25-SN13717; [d=0.5 mm]

Accessories: TU1=P-PTD200-SN80484899

Calculating Constants:

- Norm. Csr [min/s]: 1.307468

- Norm. Css [Pa/mNm]: 327.0941

- Start Delay Time [s]: 3.922

- Substance Density [rho]: 1,000

- Measurement Type: 1

- Motor Correction Factor: 1

Interval: 1

Number of Data Points: 33

Time Setting: 33 Meas. Pts.

Meas. Pt. Duration 5 s

Measuring Profile:

Shear Rate d(gamma)/dt = 2 ... 600 1/s lin

Meas. Pts. Time Shear StressViscosity Shear rate Speed Torque Status

[s] [Pa] [Pa·s] 1/s [1/min] [µNm] []

1 5 628 314 2 0.765 1,920 Dy_auto

2 10 1,510 72.9 20.71331 7.91 4,610 Dy_auto

3 15 2,120 53.8 39.4052 15.1 6,470 Dy_auto

4 20 2,630 45.4 57.92952 22.2 8,050 Dy_auto

5 25 3,120 40.6 76.84729 29.3 9,520 Dy_auto

6 30 3,560 37.3 95.44236 36.5 10,900 Dy_auto

7 35 3,970 34.8 114.0805 43.6 12,100 Dy_auto

8 40 4,360 32.8 132.9268 50.8 13,300 Dy_auto

9 45 4,730 31.2 151.6026 57.9 14,500 Dy_auto

10 50 5,080 29.9 169.8997 65.1 15,500 Dy_auto

11 55 5,400 28.6 188.8112 72.2 16,500 Dy_auto

12 60 5,730 27.6 207.6087 79.4 17,500 Dy_auto

13 65 6,020 26.6 226.3158 86.5 18,400 Dy_auto

14 70 6,310 25.8 244.5736 93.7 19,300 Dy_auto

15 75 6,560 24.9 263.4538 101 20,000 Dy_auto

16 80 6,810 24.1 282.5726 108 20,800 Dy_auto

17 85 7,050 23.4 301.2821 115 21,500 Dy_auto

18 90 7,290 22.8 319.7368 122 22,300 Dy_auto

19 95 7,490 22.1 338.914 129 22,900 Dy_auto

20 100 7,710 21.6 356.9444 137 23,600 Dy_auto

21 105 7,900 21 376.1905 144 24,100 Dy_auto

22 110 8,090 20.5 394.6341 151 24,700 Dy_auto

23 115 8,260 20 413 158 25,200 Dy_auto

24 120 8,420 19.5 431.7949 165 25,700 Dy_auto

25 125 8,610 19.1 450.7853 172 26,300 Dy_auto

26 130 8,750 18.6 470.4301 179 26,700 Dy_auto

27 135 8,870 18.2 487.3626 187 27,100 Dy_auto

28 140 9,020 17.8 506.7416 194 27,600 Dy_auto

29 145 9,140 17.4 525.2874 201 28,000 Dy_auto

30 150 9,250 17 544.1176 208 28,300 Dy_auto

31 155 9,390 16.7 562.2754 215 28,700 Dy_auto

32 160 9,500 16.3 582.8221 222 29,000 Dy_auto

33 165 9,590 16 599.375 230 29,300 Dy_auto

Interval: 2

Number of Data Points: 4

Time Setting: 4 Meas. Pts.

Meas. Pt. Duration 5 s

Measuring Profile:

Shear Rate d(gamma)/dt = 600 1/s

Meas. Pts. Time Shear StressViscosity Strain rate Speed Torque Status

[s] [Pa] [Pa·s] [1/min] [µNm] []

1 170 9,500 15.8 601.2658 229 29,000 Dy_auto

2 175 9,440 15.7 601.2739 229 28,800 Dy_auto

3 180 9,350 15.6 599.359 229 28,600 Dy_auto

4 185 9,290 15.5 599.3548 229 28,400 Dy_auto

Interval: 3

Number of Data Points: 33

Time Setting: 33 Meas. Pts., Reset Strain

Meas. Pt. Duration 5 s

Measuring Profile:

Shear Rate d(gamma)/dt = 600 ... 2 1/s lin

Meas. Pts. Time Shear StressViscosity strain rate Speed Torque Status

[s] [Pa] [Pa·s] [1/min] [µNm] []

1 190 9,250 15.4 600.6494 229 28,300 Dy_auto

2 195 9,070 15.6 581.4103 222 27,700 Dy_auto

3 200 8,880 15.8 562.0253 215 27,200 Dy_auto

4 205 8,710 16 544.375 208 26,600 Dy_auto

5 210 8,520 16.2 525.9259 201 26,000 Dy_auto

6 215 8,320 16.4 507.3171 194 25,400 Dy_auto

7 220 8,150 16.7 488.024 187 24,900 Dy_auto

8 225 7,960 17 468.2353 179 24,300 Dy_auto

9 230 7,780 17.3 449.711 172 23,800 Dy_auto

10 235 7,590 17.6 431.25 165 23,200 Dy_auto

11 240 7,390 17.9 412.8492 158 22,600 Dy_auto

12 245 7,200 18.2 395.6044 151 22,000 Dy_auto

13 250 7,000 18.6 376.3441 144 21,400 Dy_auto

14 255 6,790 19 357.3684 137 20,800 Dy_auto

15 260 6,600 19.5 338.4615 129 20,200 Dy_auto

16 265 6,390 20 319.5 122 19,500 Dy_auto

17 270 6,160 20.5 300.4878 115 18,800 Dy_auto

18 275 5,930 21 282.381 108 18,100 Dy_auto

19 280 5,700 21.6 263.8889 101 17,400 Dy_auto

20 285 5,470 22.3 245.2915 93.7 16,700 Dy_auto

21 290 5,210 23 226.5217 86.5 15,900 Dy_auto

22 295 4,950 23.8 207.9832 79.4 15,100 Dy_auto

23 300 4,670 24.7 189.0688 72.2 14,300 Dy_auto

24 305 4,400 25.8 170.5426 65.1 13,400 Dy_auto

25 310 4,110 27.1 151.6605 57.9 12,600 Dy_auto

26 315 3,790 28.6 132.5175 50.8 11,600 Dy_auto

27 320 3,470 30.4 114.1447 43.6 10,600 Dy_auto

28 325 3,130 32.8 95.42683 36.5 9,570 Dy_auto

29 330 2,760 36 76.66667 29.3 8,440 Dy_auto

30 335 2,370 40.7 58.23096 22.2 7,230 Dy_auto

31 340 1,930 49 39.38776 15.1 5,890 Dy_auto

32 345 1,400 67.9 20.61856 7.91 4,290 Dy_auto

33 350 633 316 2.003165 0.765 1,930 Dy_auto

151

APPENDIX D

D1: GO FTIR spectrum

152

APPENDIX E

Sample XRD Data for RGO

153

154

APPENDIX F

F1: Varian Cary 100 UV-Vis spectrometer

F2: Nicolet iS 10 ATR FTIR spectrometer

F3: Shimadzu XRD-6000 diffractometer

155

F4: Renishaw inVia confocal Raman microscope (514nm laser)

F5: ULVAC-PHI Quantera II Scanning XPS Microprobe

F6: JOEL JSM-6701F FESEM (left) FEI Technai G2 F20 HRTEM

156

APPENDIX G

Project Timeline: Feb 2014 to Jan 2015