investlab product overview

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InvestLab

CONFIDENTIAL & PROPRIETARY


InvestLab

Introduction

‣ InvestLab provides an on-demand financial technology platform that enables brokerage firms to reach global markets.

‣The world’s largest banks, brokerage firms and asset managers use our technology.

‣Our software as a service fee schedule is unique in the industry and allows you to “pay as you go”.

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InvestLab

InvestLab


Product Features

‣ Broker in a box - complete private label, global content, market connectivity, and client administration solution

‣ Pre-trade order vetting and multiple permission checks for risk and regulatory control

‣ Unique and industry compliant Social investing features for collaboration between users, support team & wealth managers

‣ Complete “Broker in a Box” for real-time client & order management, reporting, and options for post-trade processing

‣ Allows firms to quickly adopt new regulatory and market mandates

‣ Multi-asset, multi-currency, multi-lingual and broker neutral for maximum customisation

‣ REST API to build new features on top of existing services

‣ Rapidly develop new client interfaces for web or mobile

‣ Integrate third party apps directly into MIX or run as a stand alone offering

MIX Administration

InvestCloud

MIX Client

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InvestLab

InvestLab


Broker in a Box

MIXAdmin

InvestCloudMIX

ClientInvestors

Execution Brokers Data

Providers & Other

DestinationsExchange

s

Clearing Houses

Global Custodian

Banks

InvestLab’s “Broker in a Box”

An end-to-end, white label solution for our clients

‣ Comprehensive platform that includes OMS/EMS, pre-trade risk, reports, and 100+ other features.

‣ Linked to post trade processing facilities for corporate action and other general account updates.

‣ Dual risk controls and reporting for maximum efficiency and reconciliation.

‣ Available API and rule based system to allow Clients to build upon or customize the offering.

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InvestLab

InvestLab

CONFIDENTIAL & PROPRIETARYCONFIDENTIAL & PROPRIETARY

InvestLab

Software Architecture

Technology Highlights

This end-to-end development stack enables us to offer our clients a full “broker in a box” service.

‣ Enterprise architecture for stability, security, and scale that we back with a Service Level Agreement.

‣ Ability to scale on-demand due to stateless service architecture and hybrid cloud infrastructure,

‣ REST API for maximum cross platform deployment (web, mobile, apps).

‣ Flexible and adaptive components that allow for easy upgrades and enhancements with limited (if any) downtime.

‣ Proven technology stack used by leading internet and financial companies like Google, Oracle, IBM, Merrill Lynch and Goldman Sachs.

‣ Passed multiple external assessments and audits with exams for technology and operational procedures by major banks.

Web Browser

RESTful Web Services (XML or JSON)

iOSAndroid /Others

Javascript ActionScript Objective-C

CocoaExtJS Flex

Java

JAX-RS

OMS/EMSReport Eng.

Rules Acct Mgt

Multi Service Containers & Messaging Database

Java Virtual Machine

Red Hat Enterprise LINUX

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InvestLab

Security Layers

Security

Our security practices are monitored and verified and follow the same 256-bit encryption and physical security that most banks use.

‣ All messaging is 256-bit encrypted. This prevents hackers from “tapping” a data conversation.

‣ Login credentials are encrypted and additional tokens are an option.

‣ Fully hosted in a tier 4 data center with facilities in Asia and the US. The same data centre with leading financial companies and Exchanges.

‣ Granular access controls and networking segmentation between transaction, history and user data.

‣ Passed multiple external assessments and audits with exams for technology and operational procedures.

MIX Client users

MIX Admin users

SSL 256-bit encryption

FirewallAuthentication

Intrusion detection system

Firewall

Tier 4 Data Centers: USA Tier 4 Data Centers: Asia

Verisign technology

Application servers

Physical security + audited operations

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InvestLab

MIX Client: Online Investing

Multi-market, multi-lingual, multi-currency

Private label and fully

customized (component

based) online trading platform

Pre-trade order validation and vetting for all markets and order types

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InvestLab

MIX Client: Research & Dashboards

Global market data with real-time or delayed streams

Drag and drop any widget to create custom dashboards. Name and save up to 10 dashboards.

Global reference data including corporate actions and security master

20+ data widgets including global heat map, top gainers/losers, indices, sentiment and

watch lists 8


InvestLab

MIX Client: MarketFloor Users connect with other like minded investors to

discover new opportunities

Wealth managers and account representatives

connect with users to form plans on

investments and answer questions

Leader board, follow the trade and ratings for users to gauge

performance against peers and to trade more often

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InvestLab

MIX AdministrationCustom reporting on firm, user and account activity

Role based authorization for internal access and

control

Real-time buying power, balances, positions and

trade management

Connectivity to your internal systems

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InvestLab

Summary‣Comprehensive broker in a box solution for

retail brokerage firms, wealth managers or banks.

‣Enterprise architecture and bank level security.

‣API for custom app development and deployment.

‣Software as a Service fee schedule so you “pay as you go” without costly implementation and maintenance fees.

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investlab product overview

Technology

mix client users

box service

data centers

data centre

user data

data conversation

pretrade risk

broker neutral