investment accounting (investone)...

INVEST ONE APOLLO USER’S GUIDE – SECTION 9 – REPORT BOOK: A – C

This document contains proprietary information of SunGard Asset Arena Investment Accounting. No copy or other reproduction shall be made without written permission.

INVESTMENT ACCOUNTING (INVESTONE) BROWSER REPORTS: A – C 1 Account Detail ......................................................................................................... 1 2 Accrued Capital Expenses .......................................................................................... 3 3 Accrued Expenses .................................................................................................... 5 4 Accrued Gross Income .............................................................................................. 7 5 Accrued income expenses ....................................................................................... 10 6 Accrued Net Income ............................................................................................... 12 7 Accrued Net Withholding ......................................................................................... 16 8 Aktiengewinn Statement and Equity Gain for Domestic Mutual Funds Held .................... 18 9 Analysis of Cash Flows ............................................................................................ 23 10 Assets And Liabilities ......................................................................................... 26 11 Assets And Liabilities - Europe ............................................................................ 30 12 Assets And Liabilities Unit Trust .......................................................................... 34 13 Balance Sheet................................................................................................... 38 14 Broker Commission Report ................................................................................. 44 15 Broker Commissions Payable .............................................................................. 47 16 Capital Expense Payables ................................................................................... 49 17 Capital Gains Payable ........................................................................................ 51 18 Capital Share Activity ........................................................................................ 53 19 Capital Shares Redeemed Payable ....................................................................... 56 20 Capital Shares Sold Receivable ........................................................................... 58 21 Change In Capital Shares Redeemed Payable ....................................................... 60 22 Change In Capital Shares Sold Receivable ............................................................ 62 23 Change In Dividends Reinvested ......................................................................... 64 24 Change In Earned Income .................................................................................. 66 25 Change In Equalization ...................................................................................... 69 26 Change In Other Assets ..................................................................................... 71 27 Change In Redemptions ..................................................................................... 73 28 Change In Redemptions Exchanged ..................................................................... 75 29 Change In Securities Received/Delivered ............................................................. 77 30 Change In Subscriptions .................................................................................... 79 31 Change In Subscriptions Exchanged .................................................................... 81 32 Currency Purchased Payable ............................................................................... 83 33 Currency Sold Receivable ................................................................................... 85 34 Custom Price Sources ........................................................................................ 87

INVEST ONE APOLLO USER’S GUIDE – SECTION 9 – REPORT BOOK A - C ACCOUNT DETAIL


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1 ACCOUNT DETAIL Account: 2500 8-Jan-03 1:06 PM

Account Detail SUNGARD GLOBAL DISCOVERY

Number: 2500 Name: SUNGARD GLOBAL DISCOVERY

Edit Account:

Inception: 10-Sep-91 Verification: 09-Dec-02

Lock: 00-Jan-00 Translation: 08-Jan-03

Balance: 08-Jan-03 Schedule: 08-Jan-03

Base Currency: USD Base Country: US

Indicator:

Status: E Account Type: Load Mutual Fund

Load Type: L Load Percentage: 0 Portfolio Manager 1: Portfolio Manager 2:

INVEST ONE APOLLO USER’S GUIDE – SECTION 9 – REPORT BOOK A - C ACCOUNT DETAIL


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The Account Detail Report is valuation summary showing account-level detail data for the given account.

PROMPTS Name Description Account Account Number

REQUEST PARAMETERS Name Value Account =PARM_Account Class of Shares 0 Request Date 1/1/1900 Periods 1 Period Type D

FILTERS Field Operand Value

n/a n/a n/a

FIELDS Field Code Description

Account Type calc Account Type description based on “BH” and “BP” values in combination.

Balance AJ The current valuation period-end date of the fund.

Base Country ZC The code identifying the base country associated with the fund.

Base Currency CQ The code identifying the base currency associated with the fund.

Edit Account BB The account number for reporting on the fund through select reports.

Inception AH The inception date of the fund.

Indicator FG Indicates if the account is a reporting, group, or separate account.

Load Percentage BI For a load fund, the sales load percent.

Load Type BH The Load, No-Load or Unit Trust indicator.

Lock BQ Account lock date.

Name AD The name of the fund.

Number AN Investment Accounting (InvestOne) account number.

Portfolio Manager 1 CB Portfolio manager initials (1).

Portfolio Manager 2 CC Portfolio manager initials (2).

Schedule AM Schedule date.

Status AU Status of the account.

Translation BJ Translation Date.

Unit Trust BP Unit trust indicator.

Verification AK The date of the most current closed valuation period.

INVEST ONE APOLLO USER’S GUIDE – SECTION 9 – REPORT BOOK A - C ACCRUED CAPITAL EXPENSES


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2 ACCRUED CAPITAL EXPENSES

Account: 7748004 Created: 2-Oct-03

12:11 PM

Accrued Capital Expenses MCS OEIC USD

08-Jan-03

Security Description Asset Group

Accrued Expense (Local)

Accrued Expense (Base)

EXPENSE 07752 CV-EUR CUSTODY FEE CV 9,500.00 6,229.51 EXPENSE 07753 CT-EUR OTHER FEES CT 2,000.00 1,311.48 Total 7,540.99

INVEST ONE APOLLO USER’S GUIDE – SECTION 9 – REPORT BOOK A - C ACCRUED CAPITAL EXPENSES


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The Accrued Capital Expenses Report is a holdings list to show the amount of capital expenses accrued at the end of the valuation period. This report provides data to support the Assets and Liabilities and Balance Sheet Reports.

PROMPTS Name Description Account Account Number Date

REQUEST PARAMETERS Name Value Account =PARM_Account Date =PARM_Date Securities Only No


Accrued Income Gross ! 0 Asset Group = CF: CM Contra Expense = Y

FIELDS Field Code Description Account Name AD Name of the fund.

Accrued Expense AI Accrued expense balance as of the balance date.

Asset Group AG Asset group code defining general asset characteristics.

Description SD Short name of the security.

Security SN Security Number (Full).

INVEST ONE APOLLO USER’S GUIDE – SECTION 9 – REPORT BOOK A - C ACCRUED EXPENSES

5 This document contains proprietary information of SunGard Asset Arena Investment Accounting.

No copy or other reproduction shall be made without written permission.

3 ACCRUED EXPENSES Account: 8770 Created: 5-Feb-01 8:33 AM

Accrued Expenses SUNGARD INTERNATIONAL BOND

30-Jun-98

Security Description Asset Group Accrued Expense

EXPENSE 00200 MANAGEMENT FEE ME (181,775.27) EXPENSE 01/01/8770 01040 AUDIT EXPENSE FE (11,598.08) EXPENSE 01/01/8770 01050 CUSTODY EXPENSE FE (38,442.26) EXPENSE 01/01/8770 01140 LEGAL EXPENSE FE (10,714.60) EXPENSE 01/01/8770 01150 MISCELLANEOUS EXPENSE FE (14,119.23) EXPENSE 01/01/8770 01180 SHAREHOLDER REPORTS EXP FE (46,126.55) EXPENSE 01/01/8770 01190 SHAREHOLDER SERVICES EXP FE (94,928.09) EXPENSE 01/01/8770 01200 STATE REGISTRATION EXP FE (5,456.84) EXPENSE 01/01/8770 01230 TRUSTEES/DIRECTORS EXP FE 5,041.40 EXPENSE 01/01/8770 01410 PATHWAY EXPENSE FE (552.65)

Total (398,672.17)

INVEST ONE APOLLO USER’S GUIDE – SECTION 9 – REPORT BOOK A - C ACCRUED EXPENSES



The Accrued Expenses Report is a holdings list showing the amount of expenses accrued at the end of the valuation period. This report provides data to support the Assets and Liabilities and Balance Sheet reports. For Reporting and Group Accounts, a drop-down box entitled “Report Type” appears when requesting this report. The choices are Detail and Summary. The default Detail view returns lines by Security Number for each sub-account. The Summary view returns one line of data by Security Number consolidated across all sub-accounts, with the ability to drill-down to the Detail view for the individual Security Number selected.

PROMPTS Name Description Account Account Number Date Treat Short Position as Expense

REQUEST PARAMETERS Name Value Account =PARM_Account Request Date =PARM_Date Securities Only No


Accrued Income Gross ! 0 Contra Expense = Y

FIELDS Field Code Description Account Name MN Name of the fund.

Accrued Expense AI Accrued expense balance as of the valuation date.




INVEST ONE APOLLO USER’S GUIDE – SECTION 9 – REPORT BOOK A - C ACCRUED GROSS INCOME



4 ACCRUED GROSS INCOME

Account: 8770 Created: 5-Feb-01 8:33 AM Accrued Gross Income

SUNGARD INTERNATIONAL BOND 30-Jun-98

Security Description

Coupon Rate

Income Currency

Accrued Income (Local)

Accrued Income (USD)

Interest Income 23,290,946,135.83 2,685,376.90

MM1210267 FNMA GLOBAL 7.125 8/10/99 7.125 GBP 7,439.92 12,405.33 TT3258270 PERU PDI 3/7/17 4.000 USD 72,833.33 72,833.33 0888132 GOVT OF UK 8% 12/7/2000 8.000 GBP 15,973.77 26,634.67 0902032 GOVT OF UK 9% 3/3/2000 9.000 GBP 231,847.83 386,583.15 135087WJ9 GOVT OF CANADA 6.625 10/7 6.625 NZD 193,319.67 100,071.94 31359MCY7 FNMA GLOBAL 2.125 10/9/07 2.125 JPY 3,276,912.57 23,548.65 4529578 GOVT OF ITALY 8.5 1/1/04 8.500 ITL 398,650,000.00 223,866.35 4616298 NORWAY GOVT 9.5% 10/31/02 9.500 NOK 784,257.53 102,303.36 4774420 SWEDEN GOVT 10.25 5/5/00 10.250 SEK 1,119,887.61 140,038.47 4806301 GVT OF SWEDEN 6% 2/09/05 6.000 SEK 1,400,421.38 175,118.34 4915809 GE CAPITAL 8.0% 12/29/00 8.000 GBP 145,564.08 242,713.59 50064FAB0 REP OF KOREA8.875%4/15/08 8.875 USD 63,640.94 63,640.94 5082014 NYKREDIT 7% 10/1/26 7.000 DKK 957,740.00 139,075.00 5108642 REP OF PANAMA PDI 7/17/16 6.563 USD 38,444.85 38,444.85 5144680 NYKREDIT 7% 10/1/29 7.000 DKK 1,222,445.00 177,513.25 5158852 JAPAN DEV BK 2.875% 12/06 2.875 JPY 8,987,346.73 64,585.15 5248108 CEDULAS HIPOTECARIAS 9/00 8.939 USD 148,669.13 148,669.13 6055628 GOVT OF AUD 10% 10/15/07 10.000 AUD 95,303.28 58,945.07 60870TAB3 MOLSON BREWERIES 9.1 3/13 9.100 CAD 25,618.48 17,451.88 65090ZAW6 NEWCOURT CRED 6.2 9/1/04 6.200 CAD 58,579.89 39,905.92 6630542 NEW ZEALAND GT 8% 4/15/04 8.000 NZD 225,496.39 116,728.22 6633682 NEW S WALES TREAS CORP 7.000 AUD 160,120.22 99,034.35 698299AD6 PANAMA 8.875 9/30/27 8.875 USD 39,250.17 39,250.17 698900AD9 PAN CAN PETL 8.75 11/9/5 8.750 CAD 37,805.71 25,754.09 980701DLJ DLJ REPO 5.75 5.750 USD 202.85 202.85 980706GRD DEUTSCHE BANK GRD TD 7/6 11.750 GRD 751,953.09 2,468.01 980706MXP CHASE LINK MXP 19.41 7/6 19.410 USD 8,217.72 8,217.72 980707HUF CHASE LINK HUF 7/7/98 16.800 USD 22,213.33 22,213.33 980708CZK CHASE LINK NOTE CZK 7/8 14.660 USD 4,027.43 4,027.43 980708IDR CHASE LINK NOTE IDR 7/8 29.260 USD 3,925.72 3,925.72 980713TRL JP MORGAN TRL TD 7/13/98 75.000 TRL 22,834,291,666.67 85,727.18 980715IN CHASE LINK IND 30.81 7/15 30.810 IND 32,073,029.31 2,167.10




Account: 8770 Created: 5-Feb-01 8:33 AM Accrued Gross Income



Coupon Rate

Income Currency

Accrued Income (Local)

Accrued Income (USD)

Interest Income 23,290,946,135.83 2,685,376.90

980715MX CHASE LINK MXP 20.70 7/15 20.704 MXP 20,674.39 2,305.35 980715ZA BT TIME DEP ZAR 20.5 7/15 20.500 ZAR 10,112.28 1,678.39 980716HU CHASE LINK HUF 16.63 7/16 16.630 HUF 648,884.52 2,962.54 980720TH CHASE LINK THB 40.06 7/20 40.060 THB 188,910.67 4,487.19 980727KR CHASE LINK KRW 26.62 7/27 26.620 KRW 4,505,893.46 3,281.79 980818GR DEUTSCHE BANK 12.5 8/18 12.500 GRD 440,777.72 1,446.69 980831MX JP MORG LINK MXP 23 8/31 23.000 MXP 1,033.85 115.28 980914AR JP MORGAN LINK ARA 9/14 8.560 ARA 749.00 749.11 980928PL MORG GUAR PLZ 21.1 9/28 21.100 PLZ 14,945.34 4,286.02 Total 2,685,376.90




The Accrued Gross Income Report is a holdings list showing the amount of income accrued during the given valuation period. This report provides data to support the Assets and Liabilities and Balance Sheet reports. For accounts that qualify for Simultaneous Long/Short processing, a drop-down box appears when requesting this report. This box only appears when the user tabs from the account field to the date field. The options are as follows:

• Separate Long/Short • Net Long/Short • Long Only • Short Only

See Section 5.180, Short Position Processing in the System Manual for more information. For Reporting and Group Accounts, a drop-down box entitled “Report Type” appears when requesting this report. The choices are Detail and Summary. The default Detail view returns lines by Security Number for each sub-account. The Summary view returns one line of data by Security Number consolidated across all sub-accounts, with the ability to drill-down to the Detail view for the individual Security Number selected.




Accrued Income Gross (Base) ! 0 Asset Group ! RR Security Number ! EXPENSE


Accrued Income GB Gross accrued income balance as of the valuation date in terms of the base currency of the account.

Accrued Income (Local) AI Accrued income balance as of the valuation date in terms of the income currency of the security.

Coupon Rate CR Annual rate of interest (expressed as a percentage) applicable to the bond.


Income Currency IU A user-defined code that uniquely identifies the income currency.


INVEST ONE APOLLO USER’S GUIDE – SECTION 9 – REPORT BOOK A - C ACCRUED INCOME EXPENSES


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5 ACCRUED INCOME EXPENSES


12:28 PM

Accrued Income Expenses SUNGARD EQUITY UT

31/3/2003

Security Description Asset Group

Accrued Expense

EXPENSE 07100 REGISTRATION FEES FE (7.31) EXPENSE 07102 SIB (FAS) FEES ME (70.52) EXPENSE 07119 AUDIT FEES FE (733.58) Total (811.41)

INVEST ONE APOLLO USER’S GUIDE – SECTION 9 – REPORT BOOK A - C ACCRUED INCOME EXPENSES


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The Accrued Income Expenses Report is a holdings list to show the amount of income expenses accrued at the end of the valuation period. This report provides data to support the Assets and Liabilities and Balance Sheet Reports.


REQUEST PARAMETERS Name Value Account =PARM_Account Date =PARM_Date Securities Only No

FILTERS Field Operand Value Accrued Income Gross ! 0 Asset Group ! CF: CM Contra Expense = Y


Accrued Expense AI Accrued expense balance as of the balance date.




INVEST ONE APOLLO USER’S GUIDE – SECTION 9 – REPORT BOOK A - C ACCRUED NET INCOME



6 ACCRUED NET INCOME

Account: 8770 Created: 5-Feb-01 9:01 AM Accrued Net Income



Coupon Rate

Income Currency

Accrued Gross Income (USD)

Accrued Gross Withholding (USD)

Accrued Gross Reclaim (USD)

Accrued Net Income (USD)

Interest Income 2,685,376.90 - - 2,685,376.90

MM1210267 FNMA GLOBAL 7.125 8/10/99 7.125 GBP 12,405.33 - - 12,405.33 TT3258270 PERU PDI 3/7/17 4.000 USD 72,833.33 - - 72,833.33 0888132 GOVT OF UK 8% 12/7/2000 8.000 GBP 26,634.67 - - 26,634.67 0902032 GOVT OF UK 9% 3/3/2000 9.000 GBP 386,583.15 - - 386,583.15 135087WJ9 GOVT OF CANADA 6.625 10/7 6.625 NZD 100,071.94 - - 100,071.94 31359MCY7 FNMA GLOBAL 2.125 10/9/07 2.125 JPY 23,548.65 - - 23,548.65 4529578 GOVT OF ITALY 8.5 1/1/04 8.500 ITL 223,866.35 - - 223,866.35 4616298 NORWAY GOVT 9.5% 10/31/02 9.500 NOK 102,303.36 - - 102,303.36 4774420 SWEDEN GOVT 10.25 5/5/00 10.250 SEK 140,038.47 - - 140,038.47 4806301 GVT OF SWEDEN 6% 2/09/05 6.000 SEK 175,118.34 - - 175,118.34 4915809 GE CAPITAL 8.0% 12/29/00 8.000 GBP 242,713.59 - - 242,713.59 50064FAB0 REP OF KOREA8.875%4/15/08 8.875 USD 63,640.94 - - 63,640.94 5082014 NYKREDIT 7% 10/1/26 7.000 DKK 139,075.00 - - 139,075.00 5108642 REP OF PANAMA PDI 7/17/16 6.563 USD 38,444.85 - - 38,444.85 5144680 NYKREDIT 7% 10/1/29 7.000 DKK 177,513.25 - - 177,513.25 5158852 JAPAN DEV BK 2.875% 12/06 2.875 JPY 64,585.15 - - 64,585.15 5248108 CEDULAS HIPOTECARIAS 9/00 8.939 USD 148,669.13 - - 148,669.13 6055628 GOVT OF AUD 10% 10/15/07 10.000 AUD 58,945.07 - - 58,945.07 60870TAB3 MOLSON BREWERIES 9.1 3/13 9.100 CAD 17,451.88 - - 17,451.88 65090ZAW6 NEWCOURT CRED 6.2 9/1/04 6.200 CAD 39,905.92 - - 39,905.92 6630542 NEW ZEALAND GT 8% 4/15/04 8.000 NZD 116,728.22 - - 116,728.22 6633682 NEW S WALES TREAS CORP 7.000 AUD 99,034.35 - - 99,034.35 698299AD6 PANAMA 8.875 9/30/27 8.875 USD 39,250.17 - - 39,250.17 698900AD9 PAN CAN PETL 8.75 11/9/5 8.750 CAD 25,754.09 - - 25,754.09 980701DLJ DLJ REPO 5.75 5.750 USD 202.85 - - 202.85 980706GRD DEUTSCHE BANK GRD TD 7/6 11.750 GRD 2,468.01 - - 2,468.01 980706MXP CHASE LINK MXP 19.41 7/6 19.410 USD 8,217.72 - - 8,217.72 980707HUF CHASE LINK HUF 7/7/98 16.800 USD 22,213.33 - - 22,213.33 980708CZK CHASE LINK NOTE CZK 7/8 14.660 USD 4,027.43 - - 4,027.43 980708IDR CHASE LINK NOTE IDR 7/8 29.260 USD 3,925.72 - - 3,925.72 980713TRL JP MORGAN TRL TD 7/13/98 75.000 TRL 85,727.18 - - 85,727.18 980715IN CHASE LINK IND 30.81 7/15 30.810 IND 2,167.10 - - 2,167.10




Account: 8770 Created: 5-Feb-01 9:01 AM Accrued Net Income



Coupon Rate

Income Currency

Accrued Gross Income (USD)

Accrued Gross Withholding (USD)

Accrued Gross Reclaim (USD)

Accrued Net Income (USD)

980715MX CHASE LINK MXP 20.70 7/15 20.704 MXP 2,305.35 - - 2,305.35 980715ZA BT TIME DEP ZAR 20.5 7/15 20.500 ZAR 1,678.39 - - 1,678.39 980716HU CHASE LINK HUF 16.63 7/16 16.630 HUF 2,962.54 - - 2,962.54 980720TH CHASE LINK THB 40.06 7/20 40.060 THB 4,487.19 - - 4,487.19 980727KR CHASE LINK KRW 26.62 7/27 26.620 KRW 3,281.79 - - 3,281.79 980818GR DEUTSCHE BANK 12.5 8/18 12.500 GRD 1,446.69 - - 1,446.69 980831MX JP MORG LINK MXP 23 8/31 23.000 MXP 115.28 - - 115.28 980914AR JP MORGAN LINK ARA 9/14 8.560 ARA 749.11 - - 749.11 980928PL MORG GUAR PLZ 21.1 9/28 21.100 PLZ 4,286.02 - - 4,286.02 Total 2,685,376.90 - - 2,685,376.90



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The Accrued Net Income Report is a holdings list showing the amount of income accrued net of withholding and reclaim during the given valuation period. This report provides data to support the Assets and Liabilities and Balance Sheet reports. For accounts that qualify for Simultaneous Long/Short processing, a drop-down box appears when requesting this report. This box only appears when the user tabs from the account field to the date field. The options are as follows:


See additional information in the Investment Accounting (InvestOne) System Manual, Section 5.195 Simultaneous Long and Short Positions.

For Reporting and Group Accounts, a drop-down box entitled “Report Type” appears when requesting this report. The choices are Detail and Summary. The default Detail view returns lines by Security Number for each sub-account. The Summary view returns one line of data by Security Number consolidated across all sub-accounts, with the ability to drill-down to the Detail view for the individual Security Number selected.

PROMPTS Name Description Account Account Number Date Treat Short Position as Expense



Accrued Income Gross (Base) ! 0 Asset Group ! UN:RR:FE:ME:OE Security Number ! EXPENSE


Accrued Gross Income GB Gross accrued income balance as of the valuation date in terms of the base currency of the account.

Accrued Gross Reclaim RB Reclaim amount as of the valuation date in terms of the base currency of the account.

Accrued Gross Withholding WB Withholding amount as of the valuation date in terms of the base



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Field Code Description currency of the account.

Accrued Income BN Accrued Income Net (Base).





INVEST ONE APOLLO USER’S GUIDE – SECTION 9 – REPORT BOOK A - C ACCRUED NET WITHHOLDING


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7 ACCRUED NET WITHHOLDING

Account: 8770 Created: 5-Feb-01 9:01 AM

Accrued Net Withholding

08-Sep-98

Security Description Coupon

Rate Pay

Date Accrued Gross

Withholding (Basis) Accrued Gross Reclaim (Basis)

Accrued Net Withholding (Basis)

Accrued Gross Withholding (Base)

Accrued Gross Reclaim (Base)

Accrued Net Withholding/ Reclaim

(Base) Interest Income (21,220.31) - (21,220.31) (21,445.90) - (21,445.90)

CP5020807 HELLENIC REP 8.9 4/1/03 8.900 (21,220.31) - (21,220.31) (21,445.90) - (21,445.90) Total (21,220.31) - (21,220.31) (21,445.90) - (21,445.90)

INVEST ONE APOLLO USER’S GUIDE – SECTION 9 – REPORT BOOK A - C ACCRUED NET WITHHOLDING


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The Accrued Net Withholding Report is a holdings list showing the amount of withholding and reclaim accrued during the given valuation period. This report provides data to support the Assets and Liabilities and Balance Sheet reports. For Reporting and Group Accounts, a drop-down box entitled “Report Type” appears when requesting this report. The choices are Detail and Summary. The default Detail view returns lines by Security Number for each sub-account. The Summary view returns one line of data by Security Number consolidated across all sub-accounts, with the ability to drill-down to the Detail view for the individual Security Number selected.



FILTERS Field Operand Value Withholding (Base) ! 0


Accrued Gross Reclaim (Base) RB Reclaim amount as of the valuation date in terms of the base currency of the account.

Accrued Gross Reclaim (Basis) 04 Amount of accrued reclaim basis.

Accrued Gross Withholding (Base)

WB Withholding amount as of the valuation date in terms of the base currency of the account.

Accrued Gross Withholding (Basis)

05 Amount of accrued withholding basis.

Accrued Net Withholding (Base)

calc Equal to the sum of base accrued gross withholding and base accrued gross reclaim (WB + RB).

Accrued Net Withholding (Basis)

calc Equal to the sum of accrued gross withholding basis and accrued gross reclaim basis (04 + 05).



Ex-Date XD Most recent ex-date on or before the position date for the security held.

Pay Date PD Pay date corresponding to the ex-date displayed.


INVEST ONE APOLLO USER’S GUIDE – SECTION 9 – REPORT BOOK A - C AKTIENGEWINN STATEMENT AND EQUITY GAIN FOR DOMESTIC MUTUAL FUNDS HELD


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8 AKTIENGEWINN STATEMENT AND EQUITY GAIN FOR DOMESTIC MUTUAL FUNDS HELD

Account: 7945 Created: 15-Jan-04 11:24 AM

Aktiengewinn Statement Account: 7945 German Equal (N) On As of: 12-Dec-02 Allowable Expenses -338,790.60 Normal Income 7,174,550.82 Dividend Income - Normal Income 6,096,185.49 % Dividend Income/Normal Income 84.97% Attributed Expenses -287,870.37 Total Normal Income - Dividend Like 5,808,315.12 Realized Gains on Stock Like 4,012,960.14 Realized Loss on Stock Like -7,376,858.77 Unrealized Gain on Stock Like 327,844,807.57 Unrealized Loss in Stock Like -787,259,449.90 Equity Gain From Domestic Mutual Funds -15,091,801,144.36 -15,554,579,685.32 Total Stock Like Dividends & Gain/Loss -15,548,771,370.20 Net Asset Value 1,119,306,649.90 Aktiengewinn Rate -1389.143125%



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Equity Gain for Domestic Mutual Funds Held Account: 7945 German Equal (N) On As of: 12-Dec-02

Security Number Description Shares Par Market Value Aktiengewinn

Rate Equity Gain/Loss GCORP1 GENCORP STOCK1 (MF) 22,000.00 7,185,267.51 -650.00% -46,704,238.82 MERGER1 MERGER1 STOCK (MF) 7,500.00 192,083.55 -1695200.00% -3,256,200,339.60 MUTFUND MUTUAL FUND SECURITY 19,470.00 671,715.00 -2115480.00% -14,209,996,482.00 MUTFUND MUTUAL FUND SECURITY -2,520.00 -86,940.00 -2115480.00% 1,839,198,312.00 MUTFUND1 MUTUAL FUND1 SECURITY ATS 21,623.00 8,734,399.45 7500.00% 655,079,958.75 MUTFUND1 MUTUAL FUND1 SECURITY ATS -2,441.00 -986,018.08 7500.00% -73,951,356.00 SPIN1 SPINOFF1 STCK (MF) 6,350.00 2,034,213.95 38.00% 773,001.30 Total Equity Gain/Loss for Domestic Equity Funds -15,091,801,144.36



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THE AKTIENGEWINN STATEMENT AND THE EQUITY GAIN FOR DOMESTIC MUTUAL FUNDS HELD REPORT The Aktiengewinn Statement produces two reports that are viewed on two separate tabs. The first tab shows the Aktiengewinn Statement, and the second tab shows the Equity Gain for Domestic Mutual Funds Held report. The Aktiengewinn Statement and the Equity Gain for Domestic Mutual Funds Held report both default to English, but may be translated to German. To view the reports in German, click on the “Deutsche” box on the report request screen. In order to request either of these reports:

• The request date must be a valuation date of the account. • The account must have the Local Process flag on the AASP (Account Special Processing)

screen set to “GM”. Both the Aktiengewinn Statement and the Equity Gain for Domestic Mutual Funds Held Report are only valid for accounts with Fund Types “N” or “L”. MCS accounts are not valid for these reports. The AKTIENGEWINN STATEMENT shows the Aktiengewinn Rate (Equity Profit Rate) for a fund as of a certain Valuation Date. It lists the components of the Aktiengewinn Rate calculation and reports the Equity Profit Rate as of the requested valuation date.


REQUEST PARAMETERS Name Value Account =PARM_Account Request Date =PARM_Date Deutsche =PARM_Language


n/a n/a n/a

FIELDS Field Code Description Allowable Expenses Calc Account and Equalization balance of Expenses from the “EQ”

file. C6+C7+C8.

Normal Income Calc Account and Equalization balance of Bond Interest, Cash and Currency Interest, Amortization/Accretion, Dividends on Stocks, and Realized Net Gains on Forwards and Derivatives from the “EQ” file. A0+A1+A2+A6+A7+A8+AC+AD+AE+AI+AJ+AK+AO+AP+AQ

Dividend Income – Normal Income

Calc Account and Equalization balance of Dividend Income on stocks from the “EQ” file. AC+AD+AE

% Dividend Income/Normal Income

Calc Normal Income divided by Dividend Income – Normal Income. The result is quoted as a percentage.



21

Field Code Description Attributed Expenses Calc Percentage of Dividend Income/Normal Income multiplied by

Allowable Expenses.

Total Normal Income – Dividend Like

Calc Dividend Income – Normal Income minus Attributed Expenses.

Realized Gains on Stock Like Calc Account and Equalization balance of Realized Gains on Stock-like securities from the “EQ” file. AU+AV+AW

Realized Loss on Stock Like Calc Account and Equalization balance of Realized Loss on Stock-like securities from the “EQ” file. B6+B7+B8

Unrealized Gain on Stock Like Calc Account and Equalization balance of Unrealized Gains on Stock-like securities from the “EQ” file. BI+BJ+BK

Unrealized Loss on Stock Like Calc Account and Equalization balance of Unrealized Loss on Stock-like securities from the “EQ” file. BU+BV+BW

Equity Gain From Domestic Mutual Funds

Calc Equity Gain from domestic mutual funds held by the fund. Domestic mutual funds are defined as having an Asset Group of “MF” and a Country of Taxation equal to the base currency of the fund. The detail of this calculation is shown on the Equity Gain for Domestic Mutual Funds Held report. Equity Gain is calculated as the base market value of the security multiplied by the Aktiengewinn rate held on the pricing file. This is calculated as the SUM of (BR x F9) for each domestic mutual fund security held by the account as of the valuation date.

Sub-Total Calc Sum of Realized Gains on Stock Like, Realized Loss on Stock Like, Unrealized Gain on Stock Like, Unrealized Loss on Stock Like and Equity Gain From Domestic Mutual Funds.

Total Stock Like Dividends & Gain/Loss

Calc Sum of Total Normal Income – Dividend Like, Unrealized Gain on Stock Like, Unrealized Loss on Stock Like, Realized Gain on Stock like, Realized Loss on Stock Like, and Equity Gain From Domestic Mutual Funds.

Net Asset Value EQ Net Asset Value of the Fund as of the report date.

Aktiengewinn Rate Calc Sum of Total Stock Like Dividends & Gain/Loss divided by Net Asset Value.



22

The Equity Gain For Domestic Mutual Funds Held Report shows the Aktiengewinn Rate (Equity Profit Rate) for a fund as of a certain Valuation Date. It lists the components of the Aktiengewinn Rate calculation and reports the Aktiengewinn Rate for each Mutual Fund security as of the requested Valuation Date. On the Equity Gain for Domestic Mutual Funds report, only mutual fund securities that are domestic to the account are reported. A domestic mutual fund security is defined as having an Asset Group of “MF” and a Country of Taxation equal to the base currency of the account.


REQUEST PARAMETERS Name Value Account =PARM_Account Request Date =PARM_Date Deutsche =PARM_Language

FILTERS Field Operand Value AG = MF

FIELDS Field Code Description Security Number SN Security Number (Full).

Description SD Security Short Description.

Shares Par CV Shares/Par as of the report date.

Market Value BR Base Market value as of the report date.

Aktiengewinn Rate F9 Equity Profit rate as defined on the pricing file.

Equity Gain/Loss Calc Equity Gain/Loss calculated for each domestic mutual fund security held by the account as of the valuation date of the report. Equity Gain/Loss is calculated by multiplying the Base Market Value for each security by that security’s Aktiengewinn rate as shown on the pricing file for the valuation date. BR x F9

Total Equity Gain/Loss for Domestic Equity Funds

Calc Sum of the individual Equity Gain/Loss amounts from each domestic mutual fund security held by the account as of the valuation date of the report. SUM (BR x F9)

INVEST ONE APOLLO USER’S GUIDE – SECTION 9 – REPORT BOOK A - C ANALYSIS OF CASH FLOWS


23

9 ANALYSIS OF CASH FLOWS

Account: 8770 Created: 5-Feb-01 9:01 AM

Analysis of Cash Flows SUNGARD INTERNATIONAL BOND

From 29-Jun-98 To 30-Jun-98

Cash As Of 29-Jun-98 798.36

Receipts Sales (175,900.83) Maturities 1,561,000.00 Income 250.63 Subscriptions 647,044.70

Total Receipts 2,032,394.50

Disbursements Purchases (1,270,000.00) Income Distribution (631,031.02) Redemptions (121,092.16) Expenses (11,024.07)

Total Disbursements (2,033,147.25)

Net Cash Flows (752.75)

Cash As Of 30-Jun-98 45.61



24

The Analysis Of Cash Flows Report is a valuation summary showing a list of all cash receipts and cash disbursements during the given valuation period. This report provides data to support the Assets and Liabilities and Balance Sheet reports.


REQUEST PARAMETERS Name Value Account =PARM_Account Class of Shares 0 Request Date =PARM_Date Periods 2 Period Type P


n/a n/a n/a

FIELDS Field Code Description Account Short Name MN Request Account Short Name.

Cash CS Cash balance as of the valuation date.

Disbursements - Capital Gains Distribution

V4 Cash disbursed during the valuation period due to capital gains.

Disbursements - Expenses V6 Cash disbursed during the valuation period due to expenses.

Disbursements - Income Distribution

V3 Cash disbursed during the valuation period due to income.

Disbursements - Interest Paid V2 Cash disbursed during the valuation period due to interest paid.

Disbursements - Misc/Adjustments

V7 Cash disbursed during the valuation period due to miscellaneous/adjustments.

Disbursements - Purchases V1 Cash disbursed during the valuation period due to purchases.

Disbursements - Redemptions V5 Cash disbursed during the valuation period due to redemptions.

Period Begin Date BD Beginning date of the valuation period.

Receipts - Income H3 Cash received during the valuation period due to income.

Receipts - Maturities H2 Cash received during the valuation period due to maturities.

Receipts - Misc/Adjustments H5 Cash received during the valuation period due to miscellaneous/adjustments.

Receipts - Sales H1 Cash received during the valuation period due to sales.

Receipts - Subscriptions H4 Cash received during the valuation period due to subscriptions.



25

These codes are used when the request is a multi-period request

Field Code Description Disbursements – Capital Gains VM Summary – DISB – Cap Gain Dist

Disbursements – Expense VO Summary – DISB – Expense

Disbursements – Income VL Summary – DISB – INCM

Disbursements – Interest Paid VI Summary – DISB – Interest Paid

Disbursements – Misc VQ Summary – DISB – Misc/Adj

Disbursements – Redemptions VN Summary – DISB – Redemptions

Receipts – Income VE Summary – Recpts – INCM

Receipts – Maturities VD Summary – Recpts – Maturities

Receipts – Misc. VG Summary – Recpts – Misc/Adj

Receipts – Sales VC Summary – Recpts – Sales

Receipts – Subscriptions VF Summary – Recpts – Subscriptions

Disbursements – Purchases VH Summary – DISB - Purchases

INVEST ONE APOLLO USER’S GUIDE – SECTION 9 – REPORT BOOK A - C ASSETS AND LIABILITIES


26

10 ASSETS AND LIABILITIES Account: 8770 Created: 5-Feb-01 9:01 AM

Assets and Liabilities SUNGARD INTERNATIONAL BOND

29-Jun-98 30-Jun-98

Assets Investment Securities at Value 143,828,182.00 144,184,291.63 (Book Cost: 148,403,974.27) Cash 798.36 45.61 Foreign Currency 74.40 74.96 Receivables

Accrued Income 2,643,786.40 2,685,376.90 Capital Shares Sold - 46,257.11 Spot Contracts 362,167.49 751,851.93 Unrealized Gain On Forward Contracts 38,423.70 5,006.94 Variation Margin 4,082.00 1,534.43

Prepaid Expenses 114,193.08 115,308.09 Variation Margin (Transactions) (3,092.77) (3,092.77) Total Assets 146,988,614.66 147,786,654.83 Liabilities Payables

Accrued Expenses (402,620.48) (398,672.17) Capital Shares Redeemed (8,179.90) (233,048.41) Currency Contracts (65,536.35) (66,734.94) Spot Contracts (362,150.32) (754,463.67) Income (748,972.85) (143,527.59) Investment Securities Purchased (194,022.62) (15,011.80) Unrealized Loss On Forward Contracts (896.51) (189,856.62) Variation Margin (2,551.25) (2,557.38)

Short Securities at Value (158,725.35) (164,014.80) Total Liabilities (1,943,655.63) (1,967,887.38) Total Net Assets 145,044,959.03 145,818,767.45

Shares Outstanding 14,662,066.9268 14,697,049.6468 Net Asset Value 9.89253151 9.92163536 Public Offering Price 9.89 9.92 Dividend Earning Shares (430,939,671.79) (430,876,103.68) Yield 6.38 6.20

INVEST ONE APOLLO USER’S GUIDE – SECTION 9 – REPORT BOOK A - C ASSETS AND LIABILITIES - EUROPE


27

The Assets and Liabilities Report is a valuation summary showing the asset and liability balances at the end of the valuation period. It may be run for Reporting Accounts. This report is also is Actuate-enabled. Please refer to the Apollo Technical Guide, Section 7 for additional information regarding Actuate reporting.

PROMPTS Name Description Account Account Number Date Multi Period Report Returns From and To Date Prompts



n/a n/a n/a

FIELDS Field Code Description Account Name AD The name of the fund.

Account Sub Type BP Account Sub Type.

Accrued Expenses AE Amount of accrued expense as of the valuation date.

Accrued Income X7 Amount of accrued income net accrued withholding.

Accrued Reclaims RA Amount of reclaim accrued.

Accrued Withholding X6 Amount of accrued withholding.

Broker Commissions BR Amount of broker commissions payable.



28

Field Code Description Capital Gains GP Amount of capital gains to be paid to shareholders as of the

valuation date.

Capital Assets Payable XO Amount of capital assets payable.

Capital Receivable X9 Amount of capital assets receivable.

Capital Shares Redeemed CP Redemptions payable amount as of the valuation date.

Capital Shares Sold CA Subscriptions receivable amount as of the valuation date.


Cost CO Cost value of assets as of the valuation date.

Currency Contracts (Payable) CX Amount of currencies payable less forward contracts.

Currency Contracts (Receivable)

CW Amount of currencies receivable less forward contracts.

Date (as Date) DA Date (as Date).

Dividend Earning Shares QT Amount of dividend earning shares.

Earned Income EI Earned Income.

Foreign Currency FC Market value of all currency holdings as of the valuation date.

Futures App/Dep (Holdings) FA Amount of appreciation/depreciation on futures holdings.

Futures App/Dep (Transactions) FB Amount of appreciation/depreciation on futures transactions.

Income IP Amount of income payable as of the valuation date.

Investment Securities Purchased

SQ Amount of securities purchased payable.

Investment Securities Sold Receivable

ST Total proceeds of unsettled sales of securities.

Margin Deposits MD Amount of margin deposits as of the valuation date.

Net Asset Value N8 Net asset value (precision 8).

Other Assets OB Amount of other assets.

Other Liabilities OK Other liabilities net short securities at market.

Other Payables OQ Amount of other payables.

Other Receivables VS Amount of other receivables.

Prepaid Expenses X5 Amount of prepaid expenses.

Prior Valuation Date PV Prior Valuation date.

Public Offering Price PP Public offering price (precision 8).



29

Field Code Description Reclaims RB Amount of reclaim receivable net accrued.

Security Description (Long) D1 Security Description (Long).

Security Value SV Market value of all security holdings as of the valuation date.

Shares Outstanding UO Total number of shares outstanding as of the valuation date.

Short Income X3 Amount of short income receivable.

Short Sales X1 Amount of short sales receivable.

Short Securities at Value OJ Short securities at market.

Spot Contracts (Payable) SR Amount of spot contracts payable.

Spot Contracts (Receivable) SU Amount of spot contracts receivable.

Total Assets TA Total assets as of the valuation date.

Total Liabilities TL Total liabilities as of the valuation date.

Total Net Assets EQ Total shareholders equity (assets less liabilities) as of the valuation date.

Unreal Exchg G/L Amort/Accr U6 Amount of unreal exchg G/L amort/accr.

Unreal Exchg G/L Debt U9 Amount of unreal exchg G/L debt.

Unreal Exchg G/L Equity U8 Amount of unreal exchg G/L equity.

Unrealized Gain on Forward Contracts

VY Unrealized gain on forward exchange contracts during the valuation period.

Unrealized Loss on Forward Contracts

VZ Unrealized loss on forward exchange contracts during the valuation period.

Variation Margin (Holdings) VA Variation margin positions.

Variation Margin (Payable) VP Amount of variation margins payable.

Variation Margin (Receivable) VR Amount of variation margins receivable.

Variation Margin (Transactions) VB Variation margins (transactions).

Yield YL The valuation period yield (annualized) of the fund.



30

11 ASSETS AND LIABILITIES - EUROPE

INVEST ONE APOLLO USER’S GUIDE – SECTION 9 – REPORT BOOK A - C ASSETS AND LIABILITIES UNIT TRUST


31

The Assets And Liabilities Europe Report is a valuation summary showing the asset and liability balances at the end of a valuation period. This report allows the user to specify From and To dates and shows the net change in balances between those dates.

PROMPTS Name Description Account Account Number From Date To Date

REQUEST PARAMETERS Name Value Account =PARM_Account Class of Shares 0 Date =PARM_From_Date / =PARM_To_Date Periods 1 Period Type P

FILTERS Field Operand Value n/a n/a n/a

FIELDS Field Code Description Account Name AD The name of the fund.

Accrued Capital Expenses 5Q Amount of accrued capital expense as of the valuation date.

Accrued Income X7 Amount of accrued expense as of the valuation date.

Accrued Income Expenses AE Amount of accrued expense income net accrued withholding.




Book Cost CALC Cost value of assets plus amortization less unrealized “FX” and cash.

Capital Expense Payable 50 Amount of capital expense payable.



32

Field Code Description Capital Gains valuation date. GP Amount of capital gains to be paid to shareholders as of the

Capital Payable income. XO Total bid value of the portfolio - bid capital value plus total net.





Currency Contracts (Payable) CX Amount of currencies payable less forward contracts.

Currency Contracts (Receivable) CW Amount of currencies receivable less forward contracts.

Date DA Valuation period-end date.

Dividend Earning Shares QT Total net settled shares outstanding as of the valuation date.





Investment Securities at Value =IF(VALU_BP="U",(VALU2_SV+BID_1)/2,VALU2_SV)-VALU2_CK

Securities At Value.

Investment Securities Purchased SQ Amount of securities purchased payable.

Investment Securities Sold Receivable ST Total proceeds of unsettled sales of securities.




Other Cash Items CK Other cash equivalents.






33

Field Code Description Prepaid Expenses X5 Amount of prepaid expenses.


Reclaims RB Amount of reclaim receivable net accrued.







Total Accrued Expenses CALC Subtotal amount of expenses, capital and income.

Total Assets CALC Total assets as of the valuation date.


Total Net Assets CALC Total shareholders equity (assets less liabilities) as of the valuation date.

Unrealized Gain on Forward VY Unrealized gain on forward exchange contracts during the valuation

Contracts period.

Unrealized Loss on Forward VZ Unrealized loss on forward exchange contracts during the valuation

Contracts period.








34

12 ASSETS AND LIABILITIES UNIT TRUST

INVEST ONE APOLLO USER’S GUIDE – SECTION 9 – REPORT BOOK A - C BALANCE SHEET


35

The Assets And Liabilities Unit Trust Report is a valuation summary showing the asset and liability balances at the end of a valuation period. This report outlines the bid offer side of each balance for Unit Trust Accounting.


REQUEST PARAMETERS Name Value Account =PARM_Account Class of Shares 0 Date =PARM_From_Date / =PARM_To_Date Periods 1 Period Type P

FILTERS Field Operand Value Asset Group ! CU:MD:RR:F:FT:CC:FC:FL:CA Traded Mkt Value (Base) > 0


Accrued Capital Expenses 5Q Amount of accrued capital expense as of the valuation date.

Accrued Income X7 Amount of accrued expense as of the valuation date.

Accrued Income Expenses AE Amount of accrued expense income net accrued withholding.






36

Field Code Description Book Cost CALC Cost value of assets plus amortization less unrealized “FX” and

cash.

Capital Expense Payable 50 Amount of capital expense payable.

Capital Gains GP Amount of capital gains to be paid to shareholders as of the valuation date.

Capital Payable income XO Total bid value of the portfolio - bid capital value plus total net.





Currency Contracts (Payable)

CX Amount of currencies payable less forward contracts.


CW Amount of currencies receivable less forward contracts.

Date DA Valuation period-end date. Field Code Description Dividend Earning Shares ` QT Total net settled shares outstanding as of the valuation date.





Investment Securities at Value (Bid)

SV Securities At Value (Bid Value).

Investment Securities at Value (Offer)

AL Securities At Value (Offer Value).

Investment Securities Purchased SQ Amount of securities purchased payable.

Investment Securities Sold Receivable

ST Total proceeds of unsettled sales of securities.





37


Other Cash Items CK Other cash equivalents.




Prepaid Expenses X5 Amount of prepaid expenses.


Reclaims RB Amount of reclaim receivable net accrued.







Total Accrued Expenses CALC Subtotal amount of expenses, capital and income.

Total Assets CALC Total assets as of the valuation date.


Total Net Assets CALC Total shareholders equity (assets less liabilities) as of the valuation date.

Unrealized Gain on Forward VY Unrealized gain on forward exchange contracts during the valuation Contracts period.

Unrealized Loss on Forward VZ Unrealized loss on forward exchange contracts during the valuation Contracts period.








38

13 BALANCE SHEET Account: 8770 Created: 5-Feb-01 10:39 AM

Balance Sheet SUNGARD INTERNATIONAL BOND

29-Jun-98 Net Change 30-Jun-98

Assets Securities at Value 143,828,182.00 356,109.63 144,184,291.63 Cash 798.36 (752.75) 45.61 Foreign Currency 74.40 0.56 74.96 Receivables

Accrued Income 2,643,786.40 41,590.50 2,685,376.90 Capital Shares Sold - 46,257.11 46,257.11 Spot Contracts 362,167.49 389,684.44 751,851.93 Unrealized Gain On Forward Contracts 38,423.70 (33,416.76) 5,006.94 Variation Margin 4,082.00 (2,547.57) 1,534.43

Prepaid Expenses 114,193.08 1,115.01 115,308.09 Variation Margin (Transactions) (3,092.77) - (3,092.77) Total Assets 146,988,614.66 798,040.17 147,786,654.83

Liabilities Payables

Accrued Expenses (402,620.48) 3,948.31 (398,672.17) Capital Shares Redeemed (8,179.90) (224,868.51) (233,048.41) Currency Contracts (65,536.35) (1,198.59) (66,734.94) Spot Contracts (362,150.32) (392,313.35) (754,463.67) Income (748,972.85) 605,445.26 (143,527.59) Investment Securities Purchased (194,022.62) 179,010.82 (15,011.80) Unrealized Loss On Forward Contracts (896.51) (188,960.11) (189,856.62) Variation Margin (2,551.25) (6.13) (2,557.38)

Short Securities at Value (158,725.35) (5,289.45) (164,014.80) Total Liabilities (1,943,655.63) (24,231.75) (1,967,887.38) Total Net Assets 145,044,959.03 773,808.42 145,818,767.45



39

Account: 8770 Created: 5-Feb-01 10:39 AM Balance Sheet

SUNGARD INTERNATIONAL BOND 29-Jun-98 Net Change 30-Jun-98

Equity Subscriptions 1,132,192,216.21 62,236.12 1,132,254,452.33 Subscriptions Exchanged 35,752,811.14 470.00 35,753,281.14 Dividends Reinvested 60,433,344.17 630,595.69 61,063,939.86 Redemptions (792,415,386.90) (317,449.34) (792,732,836.24) Redemptions Exchanged (182,166,928.25) (28,511.33) (182,195,439.58) Undistributed Income (34,223,370.35)

Distributed Income (656,181.45) Distribution Adjustment 630,595.69 Income Earned 29,033.25 Amortization/Accretion Earned 2,513.26 Realized Exchange Gain/Loss (814.12) Expenses Incurred (5,960.75) Undistributed Income (34,224,184.47)

Undistributed Gain/Loss (69,791,165.85) Undistributed Gain/Loss (69,791,165.85)

Unrealized Gain/Loss 1,493,596.29 (211,881.07) 1,281,715.22 Unrealized Exchange Gain/Loss (6,230,157.43) 639,162.47 (5,590,994.96) Total Equity 145,044,959.03 773,808.42 145,818,767.45 Total Capital 253,796,056.37 347,341.14 254,143,397.51 Total Period Income 30,732.39 Total Period Net Income 24,771.64

Shares Outstanding 14,662,066.9268 34,982.7200 14,697,049.6468 Net Asset Value 9.89253151 0.03 9.92163536 Public Offering Price 9.89 0.03 9.92 Dividend Earning Shares (430,939,671.79) 63,568.11 (430,876,103.68) Yield 6.38 (0.18) 6.20



40

The Balance Sheet Report is a valuation summary showing the assets, liabilities and equity for the given account as of the beginning of the valuation period and as of the end of the valuation period, and the associated changes in assets, liabilities and equity during the valuation period. “From” date may be selected using Multi-Period Report check box or allowed to default to prior valuation date. The Balance Sheet report is Actuate enabled. Please refer to the Apollo Technical Guide, Section 7 for additional information regarding Actuate reporting.

PROMPTS Name Description Account Account Number Date Multi Period Report Returns From and To Date Prompts



n/a n/a n/a

FIELDS Field Code Description Account Base Currency CQ Base currency of the account.

Account Name AD Short name of the account.

Account Sub Type BP Account sub type.

Accrued Expenses AE Accrued expenses payable as of the valuation date.

Accrued Income X7 Accrued income receivable as of the valuation date.

Accrued Reclaims RA Accrued Reclaim receivables as of the valuation date.

Accrued Withholding X6 Accrued withholding receivable as of the valuation date.

Adjustment to Beginning Balance (Gain/Loss)

U2 Net effect of adjustments to prior undistributed gain/loss during the period.

Adjustment to Beginning Balance (Income)

U1 Net effect of adjustments to prior undistributed income during the period.

Amortization/Accretion Earned AA Amortization/accretion earned during the period.

Broker Commissions BR Broker commissions payable as of the valuation date.

Capital Assets X8 Capital assets balance as of the valuation date.

Capital Assets Payable XO Amount of capital assets payable.

Capital Gains GP Capital gains payable to shareholders as of the valuation date.



41

Field Code Description Capital Payable XA Total bid value of the portfolio - bid capital value plus total net

income.

Capital Receivable X9 Capital assets receivable as of the valuation date.

Capital Shares Redeemed CP Redemptions payable as of the valuation date.

Capital Shares Sold CA Subscriptions receivable as of the valuation date.


Cash Equivalents CK Amount of cash equivalents.

Change in Unrealized Capital GL

02 Change in Unr g/l bid.

Change In Unrealized Capital Gl (Offer)

NI Change in Unr g/l offer.

Currency Contracts (Payable) CX Currencies payable (less forward contracts) as of the valuation date.


CW Currencies receivable (less forward contracts) as of the valuation date.

Date DT Valuation period-end date.

Date (as Date) DA Used as From or To date.

Distributed Gain/Loss GD Gain/loss distributed during the period.

Distributed Income DG Income distributed during the period.

Distribution Adjustment DH Income distribution adjustments during the period.

Dividend Earning Shares UT Total net settled shares outstanding as of the valuation date.

Dividend Earning Shares QT Dividend earning shares.

Dividends Reinvested RI Dividends reinvested balance as of the valuation date.

Expenses Incurred EZ Expenses incurred during the period.


Futures App/Dep (Holdings) FA Appreciation/depreciation on futures holdings as of the valuation date.

Futures App/Dep (Transactions)

FB Appreciation/depreciation on futures transactions as of the valuation date.

Income IP Income payable as of the valuation date.

Income Earned EI Income earned during the period.

Investment Securities Purchased

SQ Securities purchased payable as of the valuation date.

Investment Securities Sold ST Securities sold receivable as of the valuation date.

Margin Deposits MD Margin deposits balance as of the valuation date.


Net Equalization QQ Net dollar amount of income equalization from new subscriptions and redemptions as of the valuation date.

Net Withholding Expensed NT Net amount of foreign tax withholding/reclaim accruals and/or transactions charged during the valuation period.

Other Assets OB Other assets balance as of the valuation date.

Other Liabilities OK Other liabilities as of the valuation date.

Other Payables OQ Other payables as of the valuation date.

Other Receivables VS Other receivables as of the valuation date.



42

Field Code Description Prior Valuation Date PV Prior Valuation date.

Prepaid Expenses X5 Prepaid expenses balance as of the valuation date.


Rate Change Frequency IF Amount of Multi-manager transfer.

Real Exchg G/L Amort/Accr R6 Amount of Realized Gain/Loss FX Amrt.

Real Exchg G/L Currency R3 Amount Realized Gain/Loss FX Currency.

Real Exchg G/L Income R5 Amount Realized Gain/Loss FX Incm.

Real Exchg G/L Recvbl/Paybl R4 Amount Realized Gain/Loss FX Rec/Pay.

Realized Exchange Gain/Loss RE Realized exchange gain/loss (treated as ordinary income) incurred during the period.

Realized Gain/Loss RG Realized gain/loss incurred during the period.

Reclaims RB Reclaim receivables as of the valuation date.

Redemptions TR Redemptions balance as of the valuation date.

Redemptions Exchanged ER Redemptions exchanged balance as of the valuation date.

Security Number (Full) SN Security Number.

Securities at Value SV Market value of all long security holdings as of the valuation date.

Securities Received/Delivered RD Principal balance of inter-company transfer activities as of the valuation date.


Short Income X3 Short income receivable as of the valuation date.

Short Sales X1 Short sales receivable as of the valuation date.

Short Securities at Value OJ Market value of short securities holdings as of the valuation date.

Spot Contracts (Payable) SR Spot contracts payable as of the valuation date.

Spot Contracts (Receivable) SU Spot contracts receivable as of the valuation date.

Subscriptions TS Subscriptions balance as of the valuation date.

Subscriptions Exchanged ES Subscriptions exchanged balance as of the valuation date.

Total Assets TA Total assets as of the valuation date.


Total Net Assets EQ Total shareholders equity (assets less liabilities) as of the valuation date.

Undistributed Gain/Loss UG Undistributed gain/loss balance as of the valuation date.

Undistributed Income ID Income retained balance as of the valuation date.

Unreal Exchg G/L Amort/Accr U6 Amount of Unrealized Exchange G/L Amort.

Unreal Exchg G/L Equity U8 Amount of Unrealized Exchange Gain/Loss on Equity.

Unreal Exchg G/L Income U5 Amount of Unrealized Exchange G/L Income.

Unrealized Capital Gain/Loss (Offer)

NR Unrealized Market G/L (Offer).

UK Security Value Offer AL Sec at Value (Offer).

UK UT/Oeic Franked Unreal Fx Income Curr

L3 UT/OEIC Franked Unreal “FX” Income Currencies.



43

Field Code Description UK UT/Oeic Franked Unreal Fx Income Rece

L1 UT/OEIC Franked Unreal “FX” Income Receivable.

UK UT/Oeic Un-Franked Unreal Fx Income C

L4 UT/OEIC Unfranked Unreal “FX” Income Currencies.

UK UT/Oeic Un-Franked Unreal Fx Income R

L2 UT/OEIC Unfranked Unreal “FX” Income Receivable.

Unrealized Capital Gain/Loss UL Unrealized gain/loss balance as of the valuation date.

Unrealized Exchange Gain/Loss UE Unrealized exchange gain/loss balance as of the valuation date.

Unrealized Gain on Forward Contracts

VY Unrealized gain incurred on forward exchange contracts as of the valuation date.

Unrealized Loss on Forward Contracts

VZ Unrealized loss incurred on forward exchange contracts as of the valuation date.

Unrealized Market Gain/Loss RU Unrealized Market G/L (Bid).

Valuation Adjustments VJ Valuation Adjustments.

Variation Margin (Holdings) VA Variation margin on futures positions as of the valuation date.

Variation Margin (Payable) VP Variation margin payable as of the valuation date.

Variation Margin (Receivable) VR Variation margin receivable as of the valuation date.

Variation Margin (Transactions)

VB Variation margin on futures transactions as of the valuation date.

Yield YL Valuation period yield (annualized) of the fund as of the valuation date.

These codes are used when multi-period reporting is selected: Field Code Description

Summary – Adj to Beginning Bal UD --

Summary – Adj to Beginning Bal Gain/Loss UH --

Summary – Amort/Accr Earned VW --

Summary – Distributed G/L UJ --

Summary – Distributed Income UF --

Summary – Distribution VU --

Summary – Expenses Incurred VX --

Summary – INCM Earned VV --

Summary – Net Withholding Exp UC --

Summary – Real Exch – G/L VT --

Summary – Realized G/L UP --

INVEST ONE APOLLO USER’S GUIDE – SECTION 9 – REPORT BOOK A - C BROKER COMMISSION REPORT


44

14 BROKER COMMISSION REPORT

Account: 2500 Created: 8-Jan-03 2:41 PM

Broker Commission Report

SUNGARD GLOBAL DISCOVERY 01-Aug-98 To 31-Aug-98

Fund Base Currency = USD

Security Identifier Trade Date

Settle Date Shares/Par

Tran Type

Local Price FX Rate Currency

Principal (Local) Principal (Base)

Commission (Local)

Commission (Base)

Fees (Local)

Fees (Base)

Broker #13 Account # 2500

NL0000388 2500 TAS GROEP 144A 28-Aug-98 02-Sep-98 346,000.0000 BUY 13.50000 2.0005 NLG (4,671,000.85) (2,334,975.06) - - 0.85 0.42 083288100 2500 BENTON OIL & GAS CO 21-Aug-98 26-Aug-98 (44,900.0000) SELL 7.06310 1.0000 USD 314,428.61 314,428.61 2,694.00 2,694.00 10.58 10.58 083288100 2500 BENTON OIL & GAS CO 21-Aug-98 26-Aug-98 44,900.0000 RSELL 7.06310 1.0000 USD (314,428.61) (314,428.61) (2,694.00) (2,694.00) (10.58) (10.58)

Total Activity for Broker #13 for Acct. #2500 (2,334,975.06) - 0.42

Total Activity for Broker #13 (2,334,975.06) - 0.42 Broker #246

Account # 2500 92844S105 2500 VISX 30-Jul-98 04-Aug-98 (10,400.0000) RBUY 61.01970 1.0000 USD 634,604.88 634,604.88 - - - - 92844S105 2500 VISX 30-Jul-98 04-Aug-98 10,400.0000 RBBUY 61.01970 1.0000 USD (634,812.88) (634,812.88) 208.00 208.00 - - 92844S105 2500 VISX 05-Aug-98 10-Aug-98 12,400.0000 BUY 61.35230 1.0000 USD (761,016.52) (761,016.52) 248.00 248.00 - -

Total Activity for Broker #246 for Acct. #2500 (761,224.52) 456.00 -

Total Activity for Broker #246 (761,224.52) 456.00 -



45

The Broker Commission Report is a list of transactions for a specified date range and account, which have commission and/or fees. Transactions are grouped by Broker.


REQUEST PARAMETERS Name Value Account =PARM_Account From Date =PARM_From_Date To Date =PARM_To_Date Date Type E


Asset Group ! CU:UN

Tran Code ! INT:INT-:INT +:MATU:RMATU:RBMATU:DIVD:DIVD+:DIVD-:RECVC:DELVC:MRREC:MRDEL:FREC:FDEL:CVREC:CVDEL:SPDEL:SPREC:PAYDWA:PAYDWN:PAYUP:MATURR:WEXP:RECL:RECL-:WEXP-

Executing Broker ! GNMA

Principal ! 0


Commissions (Base) G7 Base Amount of commission paid to the broker denominated in the base currency of the account.

Commissions (Local) CM Amount of commission paid to the broker denominated in the trade currency of the security.

Currency G5 A user-defined code that uniquely identifies a currency.

Fees (Base) CALC Equal to the Local Fees * FX Rate (FE * G1).

Fees (Local) FE Expense associated with the transaction denominated in the trade currency of the transaction.

FX Rate G1 Trade Base “FX” Rate.

Local Price PR Price used to calculate the local market value as of the valuation date.

Principal (Base) G8 Net proceeds amount of the transaction, excluding interest, denominated in the base currency of the account.

Principal (Local) TP The net proceeds amount of the transaction, excluding interest, denominated in the trade currency of the security.

Security Identifier CU Security Number.

Settle Date AS Actual settle date of the transaction. The date on which a cash affecting



46

Field Code Description transaction updates cash balances.

Shares/Par CV Traded share/par value as of the valuation date.

Trade Date TD Trade date of the transaction.

Tran Type CD Transaction code that describes the type of transaction.

INVEST ONE APOLLO USER’S GUIDE – SECTION 9 – REPORT BOOK A - C BROKER COMMISSIONS PAYABLE


47

15 BROKER COMMISSIONS PAYABLE Account: 11000 Created: 05-Feb-01 10:39 AM

Broker Commissions Payable SUNGARD GLOBAL MCS (FIFO)

1-Sep-99

Memo Number Security Description Tran Code

Commissions Payable

37961 CMEGLBR ACX-REAL... FGN FUTURE CEXP (157.89) 36513 CMEGLBU ACX-UNREAL... FGN FUTURE CEXP (400.00) 36519 DOMFUTR WACD-REAL... DOM FUTURE CEXP (29.05) 36523 DOMFUTU WACD-UNREAL... DOM FUTURE CEXP (18.99)

Total (605.93)

Account: 19469016 Created: 09-Jan-13 10:39 AM

Broker Commissions Payable SUNGARD GLOBAL OEIC

04-Jan-11

Memo Number Security Description Tran Code

Commissions Payable

39 FTCAUFNKA UNFRANKED CAD CEXP (367.82) 27 FTCAUFNKA UNFRANKED CAD CEXPC (149.23) 31 39 39 39 39

FTGBFRNKA FRANKED GBP CEXPC (368.33) Total (885.38)

INVEST ONE APOLLO USER’S GUIDE – SECTION 9 – REPORT BOOK A - C BROKER COMMISSIONS PAYABLE


48

The Broker Commissions Payable Report is a transaction list showing the broker commissions payable as of the given valuation date. This report provides data to support the Assets and Liabilities and Balance Sheet reports.

PROMPTS Name Description Account Account Number To Date

REQUEST PARAMETERS Name Value Account =PARM_Account From Date =PARM_To_Date To Date =PARM_To_Date Date Type E


Cost Base ! 0

FIELDS Field Code Description

Account Name MN Name of the fund.

Commissions Payable BP

CPX

Amount of broker commissions payable as of the valuation date. Amount of broker commissions payable as of the valuation date (transaction code CEXPC)


Memo Number TO Memo number assigned to the transaction, used for future references to the transaction.


Tran Code CD Transaction code that describes the type of transaction.

INVEST ONE APOLLO USER’S GUIDE – SECTION 9 – REPORT BOOK A - C CAPITAL EXPENSE PAYABLES


49

16 CAPITAL EXPENSE PAYABLES Account: 9001 Created: 2-Oct-03 1:09 PM

CAPITAL EXPENSE PAYABLES CAPITAL EXPENSE OEIC

February 21, 2001

Memo Number

Security Description Tran Code Payable

3383 EXPENSE 00002 CAPITAL MAN FEE 9000 CAPEXP -1000

INVEST ONE APOLLO USER’S GUIDE – SECTION 9 – REPORT BOOK A - C CAPITAL EXPENSE PAYABLES


50

The Capital Expense Payables Report highlights Capital Expense Payables.


REQUEST PARAMETERS Name Value Account =PARM_Account From Date =PARM_To_Date To Date =PARM_To_Date Date Type U


Asset Group -- AG = CM:CF:CT:CV


Memo Number TRAN_TO_COL Memo Number.

Security TRAN_SN_COL Security Number.

Description TRAN_SD_COL Security Description.

Tran Code TRAN_CD_COL Transaction Code.

Settle Currency TRAN_G5_COL Settlement Currency of the transaction.

Basis Payable TRAN_B8_COL Total capital expense payable on the trade (Base).

Exchange Gain/ Loss TRAN_GB_COL Exchange Gain/ Loss of transaction.

Payable TRAN_G4_COL Amount payable. NOTE: Transaction code CEXPC does not report here due to asset group limitations; see Broker Commissions Payable report.

INVEST ONE APOLLO USER’S GUIDE – SECTION 9 – REPORT BOOK A - C CAPITAL GAINS PAYABLE


51

17 CAPITAL GAINS PAYABLE Account: 8770 Created: 05-Feb-01 11:29 AM

Capital Gains Payable SUNGARD INTERNATIONAL BOND

14-Sep-98

Memo Number Security Description Effective Date

Contractual Settle Date

Actual Settle Date

Tran Code

Per Share

Rate Capital Gains

Payable 2892221 UNITS FUND SHARES 14-Sep-98 14-Sep-98 14-Sep-98 STDIST - (52,500.00) 2892222 UNITS FUND SHARES 14-Sep-98 14-Sep-98 14-Sep-98 STDST- - 63,600.00

Total 11,100.00

INVEST ONE APOLLO USER’S GUIDE – SECTION 9 – REPORT BOOK A - C CAPITAL GAINS PAYABLE


52

The Capital Gains Payable Report is a transaction list showing the capital gains payable as of the given valuation date. This report provides data to support the Assets and Liabilities and Balance Sheet reports.




Capital Gains Payable ! 0


Capital Gains Payable TP Capital gains payable as of the valuation date.


Effective Date ED Date as of which the accounting effects of the transaction begin.


Contractual Settle Date CS Contractual settle date of the transaction.

Actual Settle Date AS Actual settle date of the transaction.

Per Share Rate PR Price used to calculate the local market value as of the valuation date.



INVEST ONE APOLLO USER’S GUIDE – SECTION 9 – REPORT BOOK A - C CAPITAL SHARE ACTIVITY


53

18 CAPITAL SHARE ACTIVITY Account: 8770

Capital Share Activity SUNGARD INTERNATIONL BOND

30-Jun-98

Memo Number

Security Number

Effective Date

Settle Date

Tran Code Shares NAV

Sub- scriptions

Capital Stock

Amount NAV

Impact % NAV Impact

Capital Stock

At Par NAV

Impact % NAV Impact

2668319 UNITS 30-Jun-98 30-Jun-98 PARCS - - - - - 0.0000% - - 0.0000% 2668320 UNITS 30-Jun-98 30-Jun-98 PARCXS - - - - - 0.0000% - - 0.0000% 2668321 UNITS 30-Jun-98 30-Jun-98 PARWS - - - - - 0.0000% - - 0.0000% 2668322 UNITS 30-Jun-98 30-Jun-98 PARWXS - - - - - 0.0000% - - 0.0000% 2668629 UNITS 30-Jun-98 PARCR 1,640.9420 9.890057 16,229.01 16,229.01 0.00110 0.0112% - - 0.0000% 2668630 UNITS 30-Jun-98 PARCXR 22.2440 9.890307 - 220.00 0.00001 0.0002% - - 0.0000% 2668631 UNITS 30-Jun-98 PARWP (9,849.9300) 9.890839 - (97,424.07) (0.00663) -0.0672% - - 0.0000% 2668632 UNITS 30-Jun-98 PARWXP (2,393.1340) 9.889998 - (23,668.09) (0.00161) -0.0163% - - 0.0000% 2669295 UNITS 30-Jun-98 PARWPC 826.2530 9.899994 - 8,179.90 0.00056 0.0056% - - 0.0000% 2669296 UNITS 30-Jun-98 30-Jun-98 PARCSC - - - - - 0.0000% - - 0.0000% 2671502 UNITS 30-Jun-98 PARWP (470.9140) 9.889980 - (4,657.33) (0.00032) -0.0032% - - 0.0000% 2677425 UNITS 30-Jun-98 PARCR 4,643.2400 9.919175 46,057.11 46,057.11 0.00313 0.0318% - - 0.0000% 2677426 UNITS 30-Jun-98 PARCRC (5.0250) 9.950249 (50.00) (50.00) (0.00000) 0.0000% - - 0.0000% 2677427 UNITS 30-Jun-98 PARCXR 25.2020 9.919848 - 250.00 0.00002 0.0002% - - 0.0000% 2677428 UNITS 30-Jun-98 PARWP (23,214.4400) 9.919235 - (230,269.48) (0.01567) -0.1588% - - 0.0000% 2677429 UNITS 30-Jun-98 PARWPC 208.5160 9.900008 - 2,064.31 0.00014 0.0014% - - 0.0000% 2677430 UNITS 30-Jun-98 PARWXP (489.2590) 9.899133 - (4,843.24) (0.00033) -0.0033% - - 0.0000% 2677794 UNITS 30-Jun-98 PARWPC 470.9140 9.889980 - 4,657.33 0.00032 0.0032% - - 0.0000% 2677903 UNITS 30-Jun-98 30-Jun-98 PARCL 63,568.1110 9.920000 - 630,595.69 0.04291 0.4348% - - 0.0000% 2678047 UNITS 30-Jun-98 30-Jun-98 INCD - - - - - 0.0000% - - 0.0000% 2678054 UNITS 30-Jun-98 01-Jul-98 INCD- - - - - - 0.0000% - - 0.0000%

Total 34,982.7200 62,236.12 347,341.14 0.02363 0.2395% - - 0.0000% (continued right hand columns on next page)



54

Capital Share Activity: right hand columns, continued from previous page.

Capital Share Activity SUNGARD INTERNATIONL BOND

30-Jun-98

Capital Stock

In Excess Of Par

NAV Impact

% NAV Impact

Equal- ization

NAV Impact

% NAV Impact

- - 0.0000% - - 0.0000% - - 0.0000% - - 0.0000% - - 0.0000% - - 0.0000% - - 0.0000% - - 0.0000% 16,229.01 0.00110 0.0112% - - 0.0000% 220.00 0.00001 0.0002% - - 0.0000% (97,424.07) (0.00663) -0.0672% - - 0.0000% (23,668.09) (0.00161) -0.0163% - - 0.0000% 8,179.90 0.00056 0.0056% - - 0.0000% (4,657.33) (0.00032) -0.0032% - - 0.0000% 46,057.11 0.00313 0.0318% - - 0.0000% (50.00) (0.00000) 0.0000% - - 0.0000% 250.00 0.00002 0.0002% - - 0.0000% (230,269.48) (0.01567) -0.1588% - - 0.0000% 2,064.31 0.00014 0.0014% - - 0.0000% (4,843.24) (0.00033) -0.0033% - - 0.0000% 4,657.33 0.00032 0.0032% - - 0.0000% 630,595.69 0.04291 0.4348% - - 0.0000% - - 0.0000% - - 0.0000% - - 0.0000% - - 0.0000%

347,341.14 0.02363 0.2395% - - 0.0000%



55

The Capital Share Activity Report is a transaction list showing capital share transaction activity for the given valuation period. This report provides data to support the Balance Sheet and NAV Impact Summary reports. The Capital Share Activity report is Actuate enabled. Please refer to the Apollo Technical Guide, Section 7 for additional information regarding Actuate reporting.

PROMPTS Name Description Account Account Number From_Date To Date



Security Number = UNITS Asset Group = UN


Capital Stock Amount CALC Equal to the sum of subscriptions, subscriptions exchanged, dividends reinvested, redemptions and redemptions exchanged (E3 + E4 + E5 + E6 + E7).

Capital Stock At Par CALC Equal to shares multiplied by the par value (CV * PR).

Capital Stock in Excess of Par CALC Capital stock amount less capital stock at par ((E3 +E4 + E5 + E6 + E7) - (CV *PR)).

NAV Impact CALC Value divided by Net Assets.

% NAV Impact CALC NAV Impact divided by Prior Net Assets.

Class of Shares SU Class of shares.


Equalization EQ System calculated income equalization amount of the transaction.


NAV PR Net asset value as of the valuation date.

Settle Date AS Actual settle date of the transaction. The date on which a cash affecting transaction updates cash balances.

Shares CV Traded share/par value as of the valuation date.


INVEST ONE APOLLO USER’S GUIDE – SECTION 9 – REPORT BOOK A - C CAPITAL SHARE S REDEEMED PAYABLE


56

19 CAPITAL SHARES REDEEMED PAYABLE


9:24 AM

Capital Shares Redeemed Payable SG EMERGING MARKETS OEIC

July 10, 2003

Memo Number Effective Date H Settle Date Tran Code

Effect on Capital Shares Redeemed

Payable 9195576 9-Jul-03 7/15/2003 15-Jul-03 EXPRO -10,000.00 9151050 10-Jul-03 7/14/2003 14-Jul-03 EXPRO -3.12 9140908 9-Jul-03 7/11/2003 11-Jul-03 EXPRO -49,574.83 9151059 10-Jul-03 7/14/2003 14-Jul-03 EXPRO -84,122.48 -143,700.43

INVEST ONE APOLLO USER’S GUIDE – SECTION 9 – REPORT BOOK A - C CAPITAL SHARE S REDEEMED PAYABLE


57

The Capital Shares Redeemed Payable Report is a transaction list showing the balance of the capital shares redeemed payable during the valuation period. This report provides data to support the Balance Sheet report.




Security Number = UNITS Capital Shares Redeemed Payable ! 0


Effect on Capital Shares Redeemed Payable

P6 Amount of capital shares redeemed payable.



Settle Date AS Actual settle date of the transaction. Date on which a cash affecting transaction updates cash balances.


INVEST ONE APOLLO USER’S GUIDE – SECTION 9 – REPORT BOOK A - C CAPITAL SHARE S SOLD RECEIVABLE


58

20 CAPITAL SHARES SOLD RECEIVABLE


9:25 AM

Capital Shares Sold Receivable SG EMERGING MARKETS OEIC

July 10, 2003

Memo Number Effective Date H Settle Date Tran Code

Effect on Capital Shares Sold Receivable

9195575 9-Jul-03 7/15/2003 15-Jul-03 APPRO 100,000.00 9151040 10-Jul-03 7/14/2003 14-Jul-03 APPRO 527,324.83 9140941 9-Jul-03 7/11/2003 11-Jul-03 APPRO 15,982.60 9140882 9-Jul-03 7/11/2003 11-Jul-03 APPRO 2,834.97 9151055 10-Jul-03 7/14/2003 14-Jul-03 APPRO 1,478.50 647,620.90

INVEST ONE APOLLO USER’S GUIDE – SECTION 9 – REPORT BOOK A - C CAPITAL SHARES SOLD RECEIVABLE


59

The Capital Shares Sold Receivable Report is a transaction list showing the balance of the capital shares sold receivable during the valuation period. This report provides data to support the Balance Sheet report.




Security Number = UNITS Capital Shares Sold Receivable ! 0



P5 Amount of capital shares Sold Receivable.





INVEST ONE APOLLO USER’S GUIDE – SECTION 9 – REPORT BOOK A - C CHANGE IN CAPITAL SHARES REDEEMED PAYABLE


60

21 CHANGE IN CAPITAL SHARES REDEEMED PAYABLE

Account: 8770 Created: 05-Feb-01 11:29 AM Change In Capital Shares Redeemed Payable


Memo

Number Class of Shares

Effective Date Settle Date Tran Code

Effect On Capital Shares Redeemed Payable

2668321 0 30-Jun-98 30-Jun-98 PARWS 97,424.07 2668322 0 30-Jun-98 30-Jun-98 PARWXS 23,668.09 2668631 0 30-Jun-98 PARWP (97,424.07) 2668632 0 30-Jun-98 PARWXP (23,668.09) 2669295 0 30-Jun-98 PARWPC 8,179.90 2671502 0 30-Jun-98 PARWP (4,657.33) 2677428 0 30-Jun-98 PARWP (230,269.48) 2677429 0 30-Jun-98 PARWPC 2,064.31 2677430 0 30-Jun-98 PARWXP (4,843.24) 2677794 0 30-Jun-98 PARWPC 4,657.33

Total (224,868.51)

INVEST ONE APOLLO USER’S GUIDE – SECTION 9 – REPORT BOOK A - C CHANGE IN CAPITAL SHARES REDEEMED PAYABLE


61

The Change In Capital Shares Redeemed Payable Report is a transaction list showing the change in capital shares redeemed payable during the valuation period. This report provides data to support the Balance Sheet report.

PROMPTS Name Description Account Account Number From_Date To_Date

REQUEST PARAMETERS Name Value Account =PARM_Account From Date =PARM_From_Date To Date =PARM_To_Date Date Type I


Security Number = UNITS Capital Shares Redeemed Payable ! 0


Effect on Capital Shares Redeemed Payable

P6 Amount of capital shares redeemed payable.





INVEST ONE APOLLO USER’S GUIDE – SECTION 9 – REPORT BOOK A - C CHANGE IN CAPITAL SHARES SOLD RECEIVABLE


62

22 CHANGE IN CAPITAL SHARES SOLD RECEIVABLE Account: 8770 Created: 05-Feb-01 11:29 AM

Change In Capital Shares Sold Receivable SUNGARD INTERNATIONAL BOND

30-Jun-98

Memo Number

Class of Shares

Effective Date Settle Date Tran Code

Effect On Capital Shares Sold Receivable

2668319 0 30-Jun-98 06/30/98 PARCS (19,200.03) 2668320 0 30-Jun-98 06/30/98 PARCXS (220.00) 2668629 0 30-Jun-98 PARCR 16,229.01 2668630 0 30-Jun-98 PARCXR 220.00 2669296 0 30-Jun-98 06/30/98 PARCSC 2,971.02 2677425 0 30-Jun-98 PARCR 46,057.11 2677426 0 30-Jun-98 PARCRC (50.00) 2677427 0 30-Jun-98 PARCXR 250.00

Total 46,257.11

INVEST ONE APOLLO USER’S GUIDE – SECTION 9 – REPORT BOOK A - C CHANGE IN CAPITAL SHARES SOLD RECEIVABLE


63

The Change In Capital Shares Sold Receivable Report is a transaction list showing the change in capital shares sold receivable as of the valuation date. This report provides data to support the Balance Sheet report.


REQUEST PARAMETERS Name Value Account =PARM_Account From Date =PARM_From_Date To Date =PARM_To_Date Date Type I


Security Number = UNITS Capital Shares Sold Receivable ! 0



P5 Amount of capital shares sold receivable.





INVEST ONE APOLLO USER’S GUIDE – SECTION 9 – REPORT BOOKA - C CHANGE IN DIVIDEND REINVESTED


64

23 CHANGE IN DIVIDENDS REINVESTED Account: 8770 Created: 5-Feb-01 11:29 AM

Change In Dividends Reinvested SUNGARD INTERNATIONAL BOND

From 31-May-98 To 30-Jun-98

Class of Shares

Memo Number Tran Code Effective Date

Actual Settle Date Shares Amount

0 2677903 PARCL 30-Jun-98 30-Jun-98 63,568.1110 630,595.69 Total 63,568.1110 630,595.69

INVEST ONE APOLLO USER’S GUIDE – SECTION 9 – REPORT BOOKA - C CHANGE IN DIVIDEND REINVESTED


65

The Change In Dividends Reinvested Report is a transaction list showing the change in dividends reinvested during the given valuation period. This report provides data to support the Balance Sheet and Equity Balances reports.




Security Number = UNITS Prior Income Earned ! 0


Amount E5 Change in dividends reinvested during the valuation period.





INVEST ONE APOLLO USER’S GUIDE – SECTION 9 – REPORT BOOK A - C CHANGE IN EARNED INCOME


66

24 CHANGE IN EARNED INCOME

Account: 8770 Created: 05-Feb-01 1:54 PM

Change In Earned Income SUNGARD INTERNATIONAL BOND

30-Jun-98

Security Description Income Currency

Prior Earned Income Earned Income

Earned Income Change

Earned Income Change %

MM1210267 FNMA GLOBAL 7.125 8/10/99 GBP 531.42 531.43 0.01 0.00 TT3258270 PERU PDI 3/7/17 USD 638.89 638.89 - - 0888132 GOVT OF UK 8% 12/7/2000 GBP 665.58 665.57 (0.01) (0.00) 0902032 GOVT OF UK 9% 3/3/2000 GBP 1,932.06 1,932.07 0.01 0.00 135087WJ9 GOVT OF CANADA 6.625 10/7 NZD 2,172.13 2,172.13 - - 31359MCY7 FNMA GLOBAL 2.125 10/9/07 JPY 39,480.87 39,480.88 0.01 0.00 4529578 GOVT OF ITALY 8.5 1/1/04 ITL 2,198,572.74 2,198,572.75 0.01 0.00 4616298 NORWAY GOVT 9.5% 10/31/02 NOK 3,227.40 3,227.39 (0.01) (0.00) 4774420 SWEDEN GOVT 10.25 5/5/00 SEK 19,659.46 19,659.45 (0.01) (0.00) 4806301 GVT OF SWEDEN 6% 2/09/05 SEK 9,863.57 9,863.59 0.02 0.00 4915809 GE CAPITAL 8.0% 12/29/00 GBP 786.93 786.94 0.01 0.00 50064FAB0 REP OF KOREA8.875%4/15/08 USD 848.55 848.54 (0.01) (0.00) 5082014 NYKREDIT 7% 10/1/26 DKK 10,524.61 10,524.62 0.01 0.00 5108642 REP OF PANAMA PDI 7/17/16 USD 237.32 237.31 (0.01) (0.00) 5144680 NYKREDIT 7% 10/1/29 DKK 13,433.46 13,433.46 - - 5158852 JAPAN DEV BK 2.875% 12/06 JPY 46,367.18 46,367.17 (0.01) (0.00) 5248108 CEDULAS HIPOTECARIAS 9/00 USD 490.65 490.66 0.01 0.00 6055628 GOVT OF AUD 10% 10/15/07 AUD 1,237.70 1,237.71 0.01 0.00 60870TAB3 MOLSON BREWERIES 9.1 3/13 CAD 228.73 228.74 0.01 0.00 65090ZAW6 NEWCOURT CRED 6.2 9/1/04 CAD 480.16 480.16 - - 6630542 NEW ZEALAND GT 8% 4/15/04 NZD 2,928.53 2,928.52 (0.01) (0.00) 6633682 NEW S WALES TREAS CORP AUD 1,759.57 1,759.56 (0.01) (0.00) 698299AD6 PANAMA 8.875 9/30/27 USD 422.05 422.04 (0.01) (0.00) 698900AD9 PAN CAN PETL 8.75 11/9/5 CAD 713.31 713.32 0.01 0.00 980701DLJ DLJ REPO 5.75 USD - 202.85 202.85 999.00 980706GRD DEUTSCHE BANK GRD TD 7/6 GRD 13,192.16 13,192.16 - - 980706MXP CHASE LINK MXP 19.41 7/6 USD 304.36 304.36 - - 980707HUF CHASE LINK HUF 7/7/98 USD 261.33 261.33 - - 980708CZK CHASE LINK NOTE CZK 7/8 USD 175.10 175.11 0.01 0.01 980708IDR CHASE LINK NOTE IDR 7/8 USD 170.68 170.69 0.01 0.01 980713TRL JP MORGAN TRL TD 7/13/98 TRL 289,041,666.67 289,041,666.67 - - 980715IN CHASE LINK IND 30.81 7/15 IND 2,004,564.33 2,004,564.33 - -



67

Account: 8770 Created: 05-Feb-01 1:54 PM

Change In Earned Income SUNGARD INTERNATIONAL BOND

30-Jun-98

Security Description Income Currency

Prior Earned Income Earned Income

Earned Income Change

Earned Income Change %

980715MX CHASE LINK MXP 20.70 7/15 MXP 1,292.15 1,292.15 - - 980715ZA BT TIME DEP ZAR 20.5 7/15 ZAR 632.01 632.02 0.01 0.00 980716HU CHASE LINK HUF 16.63 7/16 HUF 43,258.96 43,258.97 0.01 0.00 980720TH CHASE LINK THB 40.06 7/20 THB 14,531.59 14,531.59 - - 980727KR CHASE LINK KRW 26.62 7/27 KRW 901,178.69 901,178.69 - - 980818GR DEUTSCHE BANK 12.5 8/18 GRD 33,905.98 33,905.98 - - 980831MX JP MORG LINK MXP 23 8/31 MXP - 1,033.85 1,033.85 999.00 980914AR JP MORGAN LINK ARA 9/14 ARA 49.94 49.93 (0.01) (0.02) 980928PL MORG GUAR PLZ 21.1 9/28 PLZ 2,989.06 2,989.07 0.01 0.00

Total 294,416,612.65



68

The Change In Earned Income Report is a holdings list showing the change in earned income during the given valuation period. For accounts that qualify for Simultaneous Long/Short processing, a drop-down box appears when requesting this report. This box only appears when the user tabs from the account field to the date field. The options are as follows:


See System Manual Section 5.180, Short Positions Processing, for additional information. For Reporting and Group Accounts, a drop-down box entitled “Report Type” appears when requesting this report. The choices are Detail and Summary. The default Detail view returns lines by Security Number for each sub-account. The Summary view returns one line of data by Security Number consolidated across all sub-accounts, with the ability to drill-down to the Detail view for the individual Security Number selected.

PROMPTS Name Description Account Account Number Date Treat Short Position as Expense Multi Period Report Returns From and To Date prompts

REQUEST PARAMETERS Name Value Account =PARM_Account Request Date =PARM_Date Securities Only Yes


Total Principal + Income ! 0

FIELDS Field Code Description Account Base Currency CQ Code identifying the base currency associated with the fund.



Earned Income HI Income earned by the position for the valuation period.

Earned Income Change CALC Equal to prior earned income minus earned income (E5 - HI).

Earned Income Change % CALC Equal to earned income change divided by prior earned income, expressed as a percentage ((E5 - HI) / E5).


Prior Earned Income E5 Amount of prior income earned.

Prior Holdings Date HP Prior holdings date.


INVEST ONE APOLLO USER’S GUIDE – SECTION 9 – REPORT BOOK A - C CHANGE IN EQUALIZATION


69

25 CHANGE IN EQUALIZATION Account: 8770 Created: 08-Jan-03 5:47 PM

Change In Equalization SUNGARD INTERNATIONL BOND

From 13-Sep-98 To 14-Sep-98

Security Number Memo Number Tran Code Amount NAV

Impact % NAV Impact

UNITS 2892227 PARC+ 500.00 0.00004 -0.0008% UNITS 2892228 PARC+ 450.00 0.00003 -0.0007% Total 950.00 0.00007 -0.0016%

INVEST ONE APOLLO USER’S GUIDE – SECTION 9 – REPORT BOOK A - C CHANGE IN EQUALIZATION


70

The Change In Equalization Report is a transaction list showing the change in equalization during the given valuation period. This report provides data to support the Balance Sheet, NAV Impact Summary and Equity Balances reports.



FILTERS Field Operand Value Security Number = UNITS Equalization ! 0

FIELDS Field CODE Description Account Name MN Name of the fund.

Amount EQ System calculated income equalization amount of the transaction.




NAV Impact CALC Value divided by Net Assets.

% NAV Impact CALC NAV Impact divided by Prior Net Assets.

INVEST ONE APOLLO USER’S GUIDE – SECTION 9 – REPORT BOOK A - C CHANGE IN OTHER ASSETS


71

26 CHANGE IN OTHER ASSETS Account: 8770 Created: 6-Feb-01 8:54 AM

Change In Other Assets SUNGARD INTERNATIONAL BOND

From 13-Sep-98 To 14-Sep-98

Memo Number Security Description

Tran Code

Effective Date Trading Currency

2892231 MISCASSET MISC ASSET INCR 13-Sep-98 USD 500.00 2892232 MISCASSET MISC ASSET INCR 14-Sep-98 USD 600.00

Total 1,100.00

INVEST ONE APOLLO USER’S GUIDE – SECTION 9 – REPORT BOOKA - C CHANGE IN OTHER ASSETS


72

The Change In Other Assets Report is a transaction listing showing the change in other assets during the valuation period. This report provides data to support the Balance Sheet and Equity Balances reports.



FILTERS Field Operand Value Transaction Class = INCR:DECR





Other Assets Effect (Base) G8 Net proceeds amount of the transaction, excluding interest, translated to base currency using the exchange rate in effect at the time of the trade.


Trading Currency TC A user-defined code that uniquely identifies the trade currency.


INVEST ONE APOLLO USER’S GUIDE – SECTION 9 – REPORT BOOKA - C CHANGE IN REDEMPTIONS


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27 CHANGE IN REDEMPTIONS

Account: 8770 Created: 06-Feb-01 8:54 AM Change In Redemptions

SUNGARD INTERNATIONAL BOND From 15-Jun-98 To 30-Jun-98

Memo

Number Class of Shares Effective Date Tran Code Shares NAV

Capital Stock Amount

Capital Stock At Par

Capital Stock In Excess Of Par Equalization

2626690 0 15-Jun-98 PARWP (15,493.9530) 9.89 (153,235.20) - (153,235.20) - 2627864 0 15-Jun-98 PARWPC 4,999.7980 9.89 49,447.98 - 49,447.98 - 2630750 0 16-Jun-98 PARWP (16,231.1180) 9.85 (159,881.55) - (159,881.55) - 2633001 0 16-Jun-98 PARWP (2,306.2080) 9.85 (22,716.15) - (22,716.15) - 2634410 0 17-Jun-98 PARWP (24,971.3120) 9.89 (247,088.39) - (247,088.39) - 2635203 0 17-Jun-98 PARWPC 2,306.2080 9.85 22,716.15 - 22,716.15 - 2637581 0 17-Jun-98 PARWP (815.0990) 9.90 (8,069.48) - (8,069.48) - 2639025 0 18-Jun-98 PARWP (31,493.6310) 9.99 (314,548.03) - (314,548.03) - 2639837 0 18-Jun-98 PARWPC 815.0990 9.90 8,069.48 - 8,069.48 - 2641145 0 18-Jun-98 PARWP (412.4260) 9.99 (4,120.13) - (4,120.13) - 2642715 0 19-Jun-98 PARWP (11,724.4280) 10.02 (117,440.01) - (117,440.01) - 2642716 0 19-Jun-98 PARWPC 364.7170 11.45 4,175.43 - 4,175.43 - 2643398 0 19-Jun-98 PARWPC 412.4260 9.99 4,120.13 - 4,120.13 - 2646611 0 22-Jun-98 PARWP (5,856.8230) 9.98 (58,451.09) - (58,451.09) - 2650165 0 23-Jun-98 PARWP (6,483.8320) 9.97 (64,643.84) - (64,643.84) - 2653567 0 24-Jun-98 PARWP (11,488.5890) 9.95 (114,312.33) - (114,312.33) - 2655758 0 24-Jun-98 PARWP (1.9990) 9.95 (19.89) - (19.89) - 2657272 0 25-Jun-98 PARWP (13,939.0490) 9.96 (138,822.29) - (138,822.29) - 2658109 0 25-Jun-98 PARWPC 1.9990 9.95 19.89 - 19.89 - 2660379 0 26-Jun-98 PARWP (13,117.9530) 9.95 (130,525.69) - (130,525.69) - 2660380 0 26-Jun-98 PARWPC 6.1700 9.99 61.64 - 61.64 - 2662731 0 26-Jun-98 PARWP (4,600.5850) 9.95 (45,775.82) - (45,775.82) - 2664533 0 29-Jun-98 PARWP (15,564.8230) 9.92 (154,351.21) - (154,351.21) - 2665629 0 29-Jun-98 PARWPC 4,600.5850 9.95 45,775.82 - 45,775.82 - 2666564 0 29-Jun-98 PARWP (826.2530) 9.90 (8,179.90) - (8,179.90) - 2668631 0 30-Jun-98 PARWP (9,849.9300) 9.89 (97,424.07) - (97,424.07) - 2669295 0 30-Jun-98 PARWPC 826.2530 9.90 8,179.90 - 8,179.90 - 2671502 0 30-Jun-98 PARWP (470.9140) 9.89 (4,657.33) - (4,657.33) - 2677428 0 30-Jun-98 PARWP (23,214.4400) 9.92 (230,269.48) - (230,269.48) - 2677429 0 30-Jun-98 PARWPC 208.5160 9.90 2,064.31 - 2,064.31 - 2677794 0 30-Jun-98 PARWPC 470.9140 9.89 4,657.33 - 4,657.33 -

Total (193,850.6800) (1,925,243.82) - (1,925,243.82) -

INVEST ONE APOLLO USER’S GUIDE – SECTION 9 – REPORT BOOKA - C CHANGE IN REDEMPTIONS


74

The Change In Redemptions Report is a transaction list showing the change in redemptions during the given valuation period. This report provides data to support the Balance Sheet and Equity Balances reports.



FILTERS Field Operand Value Security Number = UNITS Prior Income Earned (Base) ! 0

FIELDS

Field Code Description Account Name MN Name of the fund. Capital Stock Amount E6 Capital stock amount as of the valuation date. Capital Stock At Par CALC Equal to shares multiplied by the par value (CV * PR). Capital Stock In Excess Of Par

CALC Equal to capital stock amount minus capital stock at par (E6 - (CV * PR)).

Class of Shares SU Class of shares. Effective Date ED Date as of which the accounting effects of the transaction begin. Equalization EQ System calculated income equalization amount of the

transaction. Memo Number TO Memo number assigned to the transaction, used for future

references to the transaction. NAV PR Net asset value as of the valuation date. Settle Date AS Actual settle date of the transaction. The date on which a cash

affecting transaction updates cash balances. Shares CV Traded share/par value as of the valuation date. Tran Code CD Transaction code that describes the type of transaction.

INVEST ONE APOLLO USER’S GUIDE – SECTION 9 – REPORT BOOKA - C CHANGE IN REDEMPTIONS EXCHANGED


75

28 CHANGE IN REDEMPTIONS EXCHANGED Account: 8770 Created: 06-Feb-01 8:54 AM

Change In Redemptions Exchanged SUNGARD INTERNATIONAL BOND

From 15-Jun-98 To 30-Jun-98

Memo Number

Class of Shares Effective Date

Tran Code Shares NAV



Capital Stock In Excess Of Par

Equalization

2626691 0 15-Jun-98 PARWXP (2,893.5240) 9.89 (28,616.95) - (28,616.95) - 2630751 0 16-Jun-98 PARWXP (7,653.9990) 9.85 (75,391.88) - (75,391.88) - 2634411 0 17-Jun-98 PARWXP (55,565.7720) 9.90 (550,101.15) - (550,101.15) - 2639026 0 18-Jun-98 PARWXP (6,318.1270) 9.99 (63,118.08) - (63,118.08) - 2642717 0 19-Jun-98 PARWXP (1,182.8820) 9.97 (11,793.33) - (11,793.33) - 2646612 0 22-Jun-98 PARWXP (6,575.0550) 9.98 (65,619.05) - (65,619.05) - 2650166 0 23-Jun-98 PARWXP (1,262.5440) 9.97 (12,588.83) - (12,588.83) - 2653568 0 24-Jun-98 PARWXP (4,292.6920) 9.95 (42,712.30) - (42,712.30) - 2657273 0 25-Jun-98 PARWXP (85.2450) 9.96 (849.06) - (849.06) - 2657274 0 25-Jun-98 PRWXPC 3.6120 9.97 36.01 - 36.01 - 2660381 0 26-Jun-98 PARWXP (6,285.1070) 9.95 (62,536.81) - (62,536.81) - 2664534 0 29-Jun-98 PARWXP (6,220.6550) 9.90 (61,584.47) - (61,584.47) - 2668632 0 30-Jun-98 PARWXP (2,393.1340) 9.89 (23,668.09) - (23,668.09) - 2677430 0 30-Jun-98 PARWXP (489.2590) 9.90 (4,843.24) - (4,843.24) -

Total (101,214.3830) (1,003,387.23) - (1,003,387.23) -

INVEST ONE APOLLO USER’S GUIDE – SECTION 9 – REPORT BOOKA - C CHANGE IN REDEMPTIONS EXCHANGED


76

The Change In Redemptions Exchanged Report is a transaction list showing the change in redemptions exchanged during the given valuation period. This report provides data to support the Balance Sheet and Equity Balances reports.



FILTERS Field Operand Value Security Number = UNITS Prior Amort Earned ! 0


Capital Stock Amount E6 Capital stock amount as of the valuation date.

Capital Stock At Par CALC Equal to shares multiplied by the par value (CV * PR).

Capital Stock In Excess Of Par CALC Equal to capital stock amount less capital stock at par (E6 - (CV * PR)).









INVEST ONE APOLLO USER’S GUIDE – SECTION 9 – REPORT BOOKA - C CHANGE IN SECURITIES RECEIVED/DELIVERED


77

29 CHANGE IN SECURITIES RECEIVED/DELIVERED Account: 510 Created: 6-Feb-01 10:23 AM

Change In Securities Received / Delivered SUNGARD GLOBAL FUND From 31-Aug-98 To 31-Dec-98

Memo Number Security Description

Tran Code

Effective Date

Trading Currency

Securities Received/ Delivered (USD)

8130 DTBS2 S2 DEM RECVM 15-Oct-93 DEM 21,538.44 Total 21,538.44

INVEST ONE APOLLO USER’S GUIDE – SECTION 9 – REPORT BOOKA - C CHANGE IN SECURITIES RECEIVED/DELIVERED


78

The Change In Securities Received/Delivered Report is a transaction list showing the changes in securities received and securities delivered during the given valuation period. This report provides data to support the Balance Sheet, NAV Impact Summary and Equity Balances reports.



FILTERS Field Operand Value Transaction Class = RECV:DELV





Securities Received/Delivered

G8 Change in securities received and delivered during the valuation period.


Trading Currency TC A user-defined code that uniquely identifies the trade currency.


INVEST ONE APOLLO USER’S GUIDE – SECTION 9 – REPORT BOOKA - C CHANGE IN SUBSCRIPTIONS


79

30 CHANGE IN SUBSCRIPTIONS

Account: 8770 Created: 06-Feb-01 10:23 AM Change In Subscriptions


Memo





2664530 0 29-Jun-98 PARCR 1,038.3090 9.91 10,288.58 - 10,288.58 - 2664531 0 29-Jun-98 PARCRC (1,551.5520) 9.99 (15,500.00) - (15,500.00) - 2665855 0 29-Jun-98 29-Jun-98 DSOUI - - (7,188,440.00) - (7,188,440.00) - 2668629 0 30-Jun-98 PARCR 1,640.9420 9.89 16,229.01 - 16,229.01 - 2677425 0 30-Jun-98 PARCR 4,643.2400 9.92 46,057.11 - 46,057.11 - 2677426 0 30-Jun-98 PARCRC (5.0250) 9.95 (50.00) - (50.00) -

Total 5,765.9140 (7,131,415.30) - (7,131,415.30) -

INVEST ONE APOLLO USER’S GUIDE – SECTION 9 – REPORT BOOKA - C CHANGE IN SUBSCRIPTIONS


80

The Change In Subscriptions is a transaction list showing the change in subscriptions during the given valuation period. This report provides data to support the Balance Sheet and Equity Balances reports.



FILTERS Field Operand Value Security Number = UNITS Income/Expense Level 1 ! 0



Capital Stock At Par CALC Equal to shares/par multiplied by the par value (CV * PR).

Capital Stock In Excess Of Par CALC Equal to capital stock amount less capital stock at par

(E3 - (CV * PR)).









INVEST ONE APOLLO USER’S GUIDE – SECTION 9 – REPORT BOOKA - C CHANGE IN SUBSCRIPTIONS EXCHANGED


81

31 CHANGE IN SUBSCRIPTIONS EXCHANGED

Account: 8770 Created: 06-Feb-01 10:23 AM Change In Subscriptions Exchanged


Memo





2664532 0 29-Jun-98 PARCXR 101.0100 9.90 1,000.00 - 1,000.00 - 2668630 0 30-Jun-98 PARCXR 22.2440 9.89 220.00 - 220.00 - 2677427 0 30-Jun-98 PARCXR 25.2020 9.92 250.00 - 250.00 -

Total 148.4560 1,470.00 - 1,470.00 -

INVEST ONE APOLLO USER’S GUIDE – SECTION 9 – REPORT BOOK A - C CHANGE IN SUBSCRIPTIONS EXCHANGED


82

The Change In Subscriptions Exchanged Report is a transaction list showing the change in subscriptions exchanged during the given valuation period. This report provides data to support the Balance Sheet and Equity Balances reports.



FILTERS Field Operand Value Security Number = UNITS Income/Expense Level 2 ! 0



Capital Stock At Par CALC Equal to shares/par multiplied by the par value (CV * PR).

Capital Stock In Excess Of Par

CALC Equal to capital stock amount less capital stock at par (E4 - (CV * PR)).









INVEST ONE APOLLO USER’S GUIDE – SECTION 9 – REPORT BOOK A - C CURRENCY PURCHASED PAYABLE


83

32 CURRENCY PURCHASED PAYABLE Account: 8770 Created: 06-Feb-01 10:23 AM

Currency Purchased Payable SUNGARD INTERNATIONAL BOND

30-Jun-98

Memo Number

Currency / Contract

Settlement Currency

Effective Date Settle Date FX Rate

Tran Code

Payable Amount (USD)

2434338 CCTJPY DEM 8-Apr-98 7-Jul-98 0.541292 CLCCT (34,051.96) 2462635 CCTJPY FRF 20-Apr-98 9-Jul-98 0.163763 CLCCT (32,682.98)

Total (66,734.94)

INVEST ONE APOLLO USER’S GUIDE – SECTION 9 – REPORT BOOK A - C CURRENCY PURCHASED PAYABLE


84

The Currency Purchased Payable Report is a transaction list showing the currency purchased payable amount as of the given valuation date. This report provides data to support the Assets and Liabilities and Balance Sheet reports.

PROMPTS Name Description Account Account Number To_Date


FILTERS Field Operand Value Asset Group = CU:MD:CC Currency Contract Payable Effect ! 0

FIELDS Field Code Description Account Base Currency A1 Code identifying the base currency associated with the fund.



FX Rate PB Exchange rate as of the valuation date.


Payable Amount C4 Amount of currency contracts payable as of the valuation date.


Settle Currency G5 A user-defined code that uniquely identifies a currency.



INVEST ONE APOLLO USER’S GUIDE – SECTION 9 – REPORT BOOK A - C CURRENCY SOLD RECEIVABLE


85

33 CURRENCY SOLD RECEIVABLE Account: 8770 Created: 06-Feb-01 10:23 AM

Currency Sold Receivable SUNGARD INTERNATIONAL BOND

13-Sep-98

Memo Number

Currency / Contract

Settlement Currency

Effective Date Settle Date FX Rate

Tran Code

Receivable Amount (USD)

2877306 CCTDEM GRD 8-Sep-98 17-Sep-98 0.000019 CLCCT 59,629.85 2886690 CCTDEM GRD 10-Sep-98 17-Sep-98 0.000020 CLCCT 709.23

Total 60,339.08

INVEST ONE APOLLO USER’S GUIDE – SECTION 9 – REPORT BOOK A - C CURRENCY SOLD RECEIVABLE


86

The Currency Sold Receivable Report is a transaction list showing the currency sold receivable amount as of the given valuation date. This report provides data to support the Assets and Liabilities and Balance Sheet reports.

PROMPTS Name Description Account Account Number To_Date


FILTERS Asset Group = CU:MD:CC Currency Contract Receivable Effect

! 0



FX Rate PB Exchange rate from local to base currency.


Receivable Amount C3 Currency sold receivable amount as of the valuation date.


Settle Currency G5 A user-defined code that uniquely identifies a currency.



INVEST ONE APOLLO USER’S GUIDE – SECTION 9 – REPORT BOOK A - C CUSTOM PRICE SOURCES


87

34 CUSTOM PRICE SOURCES

SORT ORDER Primary price source/type, security pricing frequency, CUSIP(pricing) number

INVEST ONE APOLLO USER’S GUIDE – SECTION 9 – REPORT BOOK A - C CUSTOM PRICE SOURCES


88

The Custom Price Sources Report is used to display all securities coded with a custom (user-defined) Primary and 1st Alternate Price Source codes. The user may load this display into “broker call-in” spreadsheets. Security prices obtained from brokers and other non-third party price vendors will be entered into these spreadsheets and then transferred to Investment Accounting (InvestOne) in the OLE extension of the Inbound Price Messaging Interface. Note that:

• Only securities that are held in at least one account in the user bank are displayed. • The display contains one line per security for each individual account holding.

This report was created for use with the Central Pricing System.

PROMPTS Name Description Account Account Number (May be a reporting Account) Date Request Date

REQUEST PARAMETERS Name Value Account PARM_Account Date PARM_Date Securities Only Yes

FILTERS Field Operand Value Primary Price Source ! ID:JJ:ML:ME:FR:VL Alternate Price Source ! ID:JJ:ML:ME:FR:VL Asset Group ! CU:BR

FIELDS Field Code Description Src PS, HG Primary or 1st Alternate Price Source code of the security.

Type PT, HH Primary or 1st Alternate Price Type code of the security.

Security Number (L) SN Investment Accounting (InvestOne) security number, security date, and security qualifier.

Description SD Security short name of the security.

Coupon Rate CR Coupon rate of the security.

Maturity Date MD Maturity date of the security.

CUSIP PN CUSIP (pricing) number of the security.

Ticker TK Ticker symbol of the security.

ISIN 4E ISIN number of the security.

Trad Curr TC Trading currency code of the security.

Freq HA Pricing frequency code of the security.

Previous Price 0P * Previous price for the Primary or 1st Alternate Price Source/Type codes of the security.

Account Number (L) AN The individual Investment Accounting (InvestOne) account number with a holding in the security.

* Code created specifically for purposes of CPS reports. Not available in Spectra.

investment accounting (investone)...

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