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  • 7/27/2019 IPL Arts. 134 to 170

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    KIM G.ESPINA

    1Chapter 3: Registration Disputes

    CHAPTER 3: REGISTRATION DISPUTES

    1) Opposition (134)a) Who may file: any person who believes he

    would be damaged by the registration ofthe mark

    b) Requisites for filing:i) Payment of feeii) W/in 30d after publication

    (1) EXTENDIBLE(a) Grounds:

    (i) Good cause(ii) Surcharge payment

    (b) Who extends: Dir. Of LegalAffairs

    (c) Duty:(i) Notify applicant(ii) Fix maximum period

    2) Notice and Hearing (135)a) When notice given: upon filing of

    opposition

    b) Contents:i) Notice of filing oppositionii) Hearing date

    c) To whom given:i) Applicantii) Oppositoriii) Others with RTI (right, title, interest

    in mark)

    CHAPTER 4: CERTIFICATE OF

    REGISTRATION

    I. ISSUANCE

    1) Issuance of certificate (136)a) When:i) Either--

    (1) After expiration of period forfiling opposition, or

    (2) Denial of opposition by the Dir.Of Legal Affairs, and

    ii) Payment of the required fee.b) Publication requirement: [sic] upon

    issuance, notice thereof making reference

    to the publication of the application shall

    be ublished in the IP Gazette

    2) Registration of Mark and Issuance of aCertificate to the Owner/Assignee (137)

    a) Register must be maintained by theOffice, containing:

    i) Registered marks, numbered in orderof their registration, and

    ii) All transactions with respect to eachmark.

    iii) It must record changes ofaddress/service address

    (1) Notice required - must be sentby Registered owner

    b) Communications to registered owneri) Where sent: last recorded

    address/last recorded address for

    service

    c) Mistakes, correctioni) Made by the office (142)

    (1) To what applicable:(a) Material mistakes in the

    registration,

    (b) Through the Office's fault,(c) Clearly disclosed by the

    records of the Office

    (2) What done by the office:(a) Issue a certificate stating the

    mistake,

    (i) Stating the fact andnature of the mistake,w/o charge;

    (ii) Record it;(iii) Print a copy and attach

    it to each printed copy

    of the registration (it

    will have the same

    effect as the original

    certificate); or

    (b) A new certificate ofregistration, w/o charge.

    ii) Made by applicant (143)(1) When correction allowed:

    (a) Mistake in GF not involving achange that would require a

    republication of the mark

    (b) Through applicant's fault,(c) After payment of the

    prescribed fee, and

    3) Certificate of registrationa) Contents of registration:

    i)

    Reproduction of mark;ii) Its number;

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    KIM G.ESPINA

    2Chapter 4: Certificate of Registration

    iii) Registered owner's name, address(and address for service w/in country,

    if his address is outside the country);

    iv) Dates - application, registration;v) WON priority is claimed, and the NDC

    (number, date, country) of theapplication basis of the priority

    claims;

    vi) List of GS (goods, services) for whichregistration has been granted, plus

    their classes;

    vii) Other data as regulations mayprescribe from time to time.

    b) To whom certificate of registrationissued:

    i) Owner, orii) His assignee.

    (1) Assignment must be recordedwith the office.

    iii) In case of ownership change: writtenrequest must be made before issue

    of new certificate, effective for the

    unexpired part of the original period.

    (1) Signed by -(a) Owner or rep, and(b) NEw owner or rep, and

    (2) Payment of the prescribed feec) Effect of certificate (138): prima facieevidence of -

    i) Registration validity,ii) Registrant's ownership of the mark,iii) His exclusive right to use it with

    respect to GS and those related

    thereto as specified in the certificate.

    d) Duration (145)i) Period: 10 yearsii) Declaration of actual use + evidence:

    filed w/in 1 year from 5th anniversary

    of registration date

    (1) If not possible, must show validreasons for existence of

    obstacles to use

    (2) Effect of failure to file:markremoved from the register

    4) Publication of registered marks (139)a) Format, period:

    i) As fixed in regulationsii)

    In the order of their registration

    iii) With the particulars in 137

    b) Inspection: (includes both certificates andother transactions)

    i) Anyone may inspectii) Anyone may obtain copies, at his own

    expense

    c) Copies as evidence (141)i) What covered:

    (1) RBPD copies (records, books,papers, drawings) belonging to

    the office relating to marks, and

    (2) Copies of registrationsii) Requirement for use as evidence:

    (1) Authentication - seal of the office(2) Certification - by the DAFHRDSB

    (Director of Admin, Financial,

    and HR Devt Service Bureau), or

    in his name by an authorized EE

    iii) Allowed use: evidence in caseswherein the originals would be

    evidence

    iv) To whom available: anyone whoAPPLIES and PAYS the fees for the

    copies

    5) Cancellation of application (140)a) Surrender for cancellation

    i) Application by registrant, andii) Entry made in the records.b) Amendment or disclaimer of applicationi) How done:

    (1) Application, and(2) Payment of the prescribed fee,

    then

    (3) Entry made in the records of theoffice

    ii) Limit on AD:(1) Must not materially alter the

    character of the mark

    c) Recording of cancellation, amendment,disclaimer:

    i) Must be made on the certificate ofregistration, or

    ii) On a certified copy, if it is LD (lost,destroyed)

    II. RIGHTS CONFERRED (147)

    1) To prevent third parties from using ita) Those w/o owner's consent,b) In the course of trade,

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    KIM G.ESPINA

    3Chapter 4: Certificate of Registration

    c) IS SC (identical or similar signs orcontainers)

    d) For GS IS (identical, similar) to the mark,e) Where such use would result in a

    likelihood of confusion.

    2) For owners of well-known marks (123.1e)registered in the PH

    a) To: GS not similarb) Where:

    i) It would indicate a connectionbetween those GS and the owner of

    the mark, and

    ii) Interests of said owner are likely tobe damaged by such use.

    3) H/e, he can't prevent use for "purposes otherthan those for which the mark is used"

    (WOW HELPFUL)

    a) Such as: bona fide use of -i) Names,ii) Addresses,iii) Pseudonyms,iv) Geographical names,v) Exact indications of KQQDOPS GS

    (kind, quality, quantity, destination,

    origin, production time, supply) of

    goods, services

    b) Used for -i) Mere identification or information,and

    ii) Cannot mislead the public as to theGS source.

    III. RENEWAL

    1) Length of renewal: 10 years2) How renewed:

    a) File request, andb) Pay fee.

    3) Requesta) Language: Filipino or Englishb) When filed:

    i) W/in 6 months before expiration ofregistration, of

    ii) W/in 6 months after, with paymentof an additional fee

    4) Indications required:a) That renewal is sought;b) Registrant/successor's name, address;c) Registration number;d) Filing date of original application;

    e) If with a representative, his name andaddress;

    f) Names of recorded GS for which renewalis requested and those for which renewal

    is not requested, grouped according to

    the Nice Classification and presented inthat order;

    g) Signature of the right holder/rep.5) Refusal to renew

    a) Notice must be sent, stating the refusal +reasons

    6) Applicants domiciled elsewhere: still coveredby this act

    IV. ASSIGNMENT AND TRANSFER OF

    REGISTRATION (149)

    1) Business ownership: Need not beaccompanied by the transfer of the business

    using the mark.

    2) When not allowed null and void): if liable tomislead the public as to the SPCS (source,

    process, characteristics, suitability for

    purpose) of the GS

    3) Form:a) In writing,b) Signed by the contracting parties.c) In case of mergers/other forms of

    succession: may be made by any

    document supporting the transfer

    4) Recording: done after payment of the fee; incase of assignments/transfers, they will be

    provisionally recorded on payment of the

    same fee (????). No effect against third

    persons if not recorded.

    V. LICENSING

    1) What it must provide for (150): effectivequality control by the licensor of the quality of

    G/S of the licensee in connection with which

    the mark is used

    a) Effect if not effectively carried out:contract not valid

    2) Requirements for validity against 3p:recording with the Office

    a) The office will publish a reference theretobut shall keep the contents confidential.

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    KIM G.ESPINA

    4Chapter 4: Certificate of Registration

    VII. CANCELLATION OF REGISTRATION

    1) Who initiates petition: any person whobelieves that he is or will be damaged by the

    registration of a mark under this act (actual or

    prospective damage)

    2) Period w/in which to initiate petition:a) 5y from registration, orb) Any time, if the mark

    i) Becomes the generic name for theG/S/portion thereof for which it has

    been registered, or

    (1) What must be subject of petitionfor cancellation: If it becomes

    the generic name for only some

    of the G/S, then a petition to

    cancel registration for such G/S

    may be filed.

    (2) Test in determining WON it hasbecome a generic name: the

    marks primary significance fo

    the relevant public, not just the

    fact that its being used to

    identify a unique G/S

    ii) Has been abandoned, oriii) Registration was obtained:

    (1) Fraudulently, or(2) Contrary to the provisions of this

    act, or

    iv) Is being used by/with the permissionof the registrant as to misrepresent

    the G/S or in connection with w/c the

    mark is used

    v) Failure of the registered owner, w/olegitimate reason, to use the

    mark/cause it to be used in the PH by

    virtue of a license for an

    uninterrupted period of 3 years or

    longer.

    (1) When non-use excused: (152)(a) Caused by circs arising

    independently of the

    trademark-owners will

    (except: lack of $$$)

    (b) Use in a form different fromthe form in which it is

    registered, when it does not

    alter the marks distinctivecharacter

    (c) Use in connection withone/more of the G/S

    belonging to the same class

    (in this case, it is considered

    use for all other G/S in that

    same class)(d) Use by a related company, in

    such a manner as to not

    deceive the public +

    controlled with respect to

    the NQ (nature and quality)

    of the G/S

    3) Where to initiate petition:a) Court, orb) Administrative agency.

    4) Effects of initiating petition:a) Filing in either ^ precludes the other from

    taking cognizance of the case.

    b) The earlier filing of petition to cancel withthe Bureau of Legal Affairs - not a

    prejudicial question before an action to

    enforce rights may be decided

    5) Requirements of petition; notice and hearing:same as 134-5

    a) Petition for cancellation (134)i) Who may file: any person who

    believes he would be damaged by theregistration of the mark

    ii) Requisites for filing:(1) Payment of fee(2) W/in 30d after publication

    (a) EXTENDIBLE(i) Grounds:

    1. Good cause2. Surcharge payment

    (ii) Who extends: Dir. OfLegal Affairs

    (iii) Duty:1. Notify applicant2. Fix maximum

    period

    b) Notice and Hearing (135)i) When notice given: upon filing of

    opposition

    ii) Contents:(1) Notice of filing opposition(2) Hearing date

    iii)

    To whom given:(1) Applicant

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    KIM G.ESPINA

    5Chapter 4: Certificate of Registration

    (2) Oppositor(3) Others with RTI (right, title,

    interest in mark)

    6) Cancellation of registration, effects (154)a) BLA orders cancellation of registrationb) Rights conferred by registration terminate

    when the judgment becomesfinal

    c) Notice must be published in the IPOGazette

    VIII. VIOLATIONS; REMEDIES

    1) Who may suea) A person with reciprocity rights, WON the

    mark is registered and WON he is licensed

    to do business in the PH (160)

    i) What actions allowed: for opposition,cancellation, infringement, unfair

    competition, or false designation of

    origin and false description

    2) Penal clause independent of civil andadministrative sanctions (for 155

    infringement, 168 unfair competition, and

    169.1 false descriptions)

    a) 2 to 5 yearsb) 50 to 200k

    3)

    Prohibited actsa) Infringement (155) any of the ff acts

    done w/o the mark owners consent:

    i) Use in commerce of any RCCCI(reproduction, counterfeit, copy,

    colorable imitation)

    (1) What:(a) Mark(b) Same container(c) Dominant feature

    (2) When: sale or other preparatorysteps to carry it out (actual sale

    NOT NEEDED)

    (3) In what matter: Likely to causeCMD (confusion, mistake,

    deception)

    (a) Requirement: Defendantmust have knowledge that it

    is likely to cause CMD

    (b) What constitutes notice:presumed if

    (i) Mark is accompanied bythe words Registered

    Mark

    (ii) Or , or(iii) Defendant o/w had

    actual notice of theregistration. (158)

    ii) Same, but for use in LSPPWRA(labels, signs, prints, packages,

    wrappers, receptacles, ads) to be

    used in connection with selling the

    G/S

    b) False/fraudulent declarationi) Who may be sued anyone procuring

    a registration through FFD orally or in

    writing or by any other false means

    ii) Who may sue: any person injuredthereby

    iii) For what: damages sustained inconsequence thereof. (162)

    c) Use of trade names (165)i) What not allowed as trade/business

    names:

    (1) V. public order/morals, or(2) Those liable to deceive trade

    circles/the public as to the

    enterprises natureii) Is registration required for

    protection? NO.

    iii) What acts deemed unlawful:(1) Subsequent use, whether as a

    trade name, mark, or collective

    mark, or

    (2) Any such use likely to misleadthe public

    iv) Change of ownership: must be madewith a transfer of the business.

    Registration requirements apply.

    v) The ff provisions also apply:(1) 153 (petition for cancellation

    notice and hearing

    requirements)

    (2) 154 (effects of cancellation ofregistration)

    (3) 155 (infringement)(4) 166(5) 167

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    KIM G.ESPINA

    6Chapter 4: Certificate of Registration

    d) Admission of goods bearing infringingmarks/trade names in any PH

    customshouse (166)

    i) Any person entitled to the benefits ofthis act may require that his and his

    products information be stored inthe BOC.

    e) Unfair competition (168)i) What is unfair competition: passing

    off products/services which the

    public has already associated with

    another as ones own (GOODWILL!),

    WON a registered mark is being

    used, through deception or any other

    means contrary to good faith

    ii) What covered:(1) Giving ones goods the

    appearance that would likely

    deceive the buyer into believing

    it was made by another

    manufacturer/dealer, any

    subsequent vendor or agent

    with a similar purpose;

    (2) Using means calculated to inducethe false belief that one is

    offering G/S already associated

    with another; or(3) False statements in the course of

    trade/calculated to discredit

    another.

    iii) Remedies:(1) 156 (impounding, injunction,

    damages)

    (2) 157 (destruction of infringingmaterial)

    (3) 161 (rectification of register)f) False descriptions/declarations of origin

    (169)

    i) Including: adsii) What liable for:

    (1) Damages, injunction (156, 157)(2) Prohibited from being imported

    into the PH and entering

    customshouses

    iii) Who may sue: any person whobelieves that he or she is or is likely

    to be damaged by such act

    4)

    Limitations on actions for infringement

    a) Not applicable to those using the mark ingood faith before the filing/priority date

    i) However, in his case, the right to usemust be transferred together with

    the business or the part of it which

    uses the markb) For innocent infringers engaged solely in

    printing the marks the right owner can

    only sue for injunction

    c) For infringements by innocent infringers(publishers/distributors) in

    printed/electronic periodicals action

    limited to injunctions against future

    printing

    i) However, this cant be done if itwould delay the periodicals

    delivery/transmission as it is

    customarily done and not due to any

    methods adopted to evade this

    provision

    5) Remedies (156)a) Impounding documents evidencing sale

    i) When: during the pendency of theaction

    b) Injunctionc) Damages

    i) Who may recover: owner of aregistered markii) Amount:

    (1) Reasonable profit which thecomplainant wouldve made had

    the defendant not infringed his

    rights, or

    (2) The profit the defendant actuallymade out of the infringement, or

    (3) If (ii) cant be ascertained withreasonable certainty, then a

    reasonable percentage based

    upon

    (a) Defendants gross sales, or(b) Value of the services in

    question.

    (4) Or double the damages (at thecourts discretion), in case there

    is actual intent to

    (a) Mislead the public, or(b) Defraud the complainant.

    d)

    Destruction of infringing material (157)i) When: after violation established

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    KIM G.ESPINA

    7Chapter 4: Certificate of Registration

    ii) In what manner: as to avoid anyharm to the rights holder

    iii) What destroyed: LSPPWRA (labels,signs, prints, packages, wrappers,

    receptacles, ads) bearing the mark,

    including all plates, molds, etc.(1) For counterfeit goods, simple

    removal of the marks will not be

    sufficient for the release of

    goods into the channels of

    commerce, except in exceptional

    circumstances.

    6) Court actions in cases involving registeredmarks (161)

    a) Right to registrationb) Cancellation (whole/part), if properc) Rectify register (actions certified by court

    to the director, who shall make the

    appropriate record entries)

    7) Notices by clerks of court (164)a) After the filing of the action

    i) When: w/in 1 month after filing asuit, action, proceeding involving a

    registered mark

    ii) Contents:(1) N/A of litigants(2) Registration number/sb) After judgment is entered/appeal taken

    i) When: w/in 1 month afterIX. COLLECTIVE MARKS

    1) What rules apply: 122-164 and 1662) Specific rules:

    a) The application musti) State that a collective mark is being

    registered, and

    ii) Be accompanied by the agreementgoverning its use, if any exists. The

    director shall be notified of changes

    to this agreement.

    b) Additional grounds for cancellationi) Only registered owner uses the markii) He uses/permits use in contravention

    of the use agreement, or

    iii) He uses/permits use in a mannerliable to deceive the public/trade

    circles as to any characteristics

    (including origin) of the G/S

    c) IT CANNOT BE SUBJECT OF A LICENSECONTRACT!