is based on a re-worked literature review published in ... · guided by recommendations, the...
TRANSCRIPT
Relatives’ Recommendations for their Information, Support and Training Needs: from evidence to service evaluation on the aphasia care pathway
AUDIT CHECKLIST VERSION 2 May 2014 Rose Hilton and Shona Leenhouts Address for correspondence Dr. Rose Hilton NETA Aphasia Support Centre Speech and Language Sciences King George VI Building Newcastle University Queen Victoria Road Newcastle-upon-Tyne NE1 7RU
[email protected] Phone: (+44) (0)191 208 8550 Fax: (+44) (0)191 222 6546 marked “Aphasia Centre”
Update and Revisions for Version 2
May 2014
Version2 is based on a re-worked literature review published in Aphasiology (Hilton et al 2014). For the revised literature review, we
added the search term therapy in view of the review being focussed on intervention needs.
The inclusion criteria were modified to exclude review articles, in order to keep data closer to the primary source. As a result of this
change, three review articles (Hafsteinsdóttir et al., 2011; Turner & Whitworth, 2006; Visser-Meily et al., 2006) were excluded. Three
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additional articles met our criteria: one had been published after development of the first version of the audit checklist, (Blom
Johansson et al 2013); the other two were linked to the new search term (Brumfitt et al 1994) or found by hand searching, (Pound et al
2001).
A new version of Tables 2 and 3 were created (Hilton et al. 2014) for submission for publication. The superscripts in Version 2 of the
audit checklist relate to these submitted versions.
One author (Hilton) reviewed the synthesis of recommendations into prompts for a semi-structured interview format, including
assigning new data from the 3 additional papers to an appropriate prompt item in the audit checklist. A modified version of the new
Table 3, labelled Table 3 Version 2 is included here. Recommendations listed in the modified Table 3 are cross referenced to prompt
items in the audit checklist. This makes the origins in the literature of the prompts more transparent.
The audit checklist introduction and instructions have been re-written to include the more salient in-patient / out-patient
categorisation evident from the pilot study. The stages of the care pathway have been defined. Version 2 also expressly highlights the
options to use the checklist as a flexible tool to meet different service needs, as indicated by a service provider / service user
consultation event (Hilton, Morris and Leenhouts 2014).
BACKGROUND to VERSION 1
A search of current literature up to September 2012 was undertaken to investigate the needs of relatives of people with aphasia. The scope of the review included sudden onset aphasia, and excluded aphasia secondary to dementia and primary progressive aphasia where this was differentiated in the literature. The literature refers to relatives, carers and family members, spouses and significant others. Except within quotes, we will use the term ‘relatives’ to cover all of these terms.
Databases searched included PubMed, Scopus, Web of Knowledge and Google Scholar. The terms: caregiver, carer, family, relative, spouse; were used in combination with: aphasia, communication, stroke; and: information, education, support, training, needs. Searches were not limited by year or country. Criteria for inclusion were that it was possible to identify views being expressed by relatives of a person with aphasia when they were talking about the
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impact of aphasia and their aphasia related needs. Papers where the ownership of the opinion was ambiguous, or where professionals or people with aphasia were suggesting how relatives’ needs should be met, were excluded.
Data was scanned for two broad themes: what is needed and when it is needed. In order to further explore emergent themes and to cluster commonalities, pragmatic definitions were used, (Table 1), to categorise recommendations into three intervention types: factual information, emotional and psychological support, and practical skills.
Recommendations were assigned to the three time periods defined by Avent et al, (2005) where this was explicitly suggested by participants in the literature. For example, need for emotional support was constant at every stage, but knowledge about prognosis was far
more important in the acute stage than the chronic stage. Recommendations not specified into a stage were categorised as “unspecified”. The included papers and an outline of the methodology used in each study are shown in Table 2.
Excluding literature reviews, the evidence was re-ordered into frequency of occurrence and grouped according to the suggested stage along the care pathway (Table 3). Table 3 identifies WHAT type of intervention and WHEN it is recommended, if specified, ranked by frequency of occurrence.
THE AUDIT CHECKLIST
Construction method for version 1
To create an audit tool, (see Appendix), the raw form of Table 3, taken direct from the articles, was condensed into a checklist of recommendations by one author, (SL), by amalgamating similarly worded comments. For example, ‘opportunity to receive psychosocial support in a 1:1 setting’ and ‘opportunity to talk about your situation as the significant other of a person with aphasia,’ were combined into item 40 on the checklist: ‘an opportunity to discuss psychological and emotional issues one-to-one.’ Similarly, ‘Details of where to go/who to contact for further information needs: ‘a named contact’ and ‘Relatives should be made aware of who/where to go to for further information’ are combined into item 33: ‘a point of contact provided for further information throughout pathway’. The audit tool was designed for clinicians to tally which interventions had been offered, but from the perspective of the service user.
To assess the robustness of this process, a different author, (RH), independently related the unreferenced checklist items back to Table 3. 111 recommendations in Table 3 (92%) were identically assigned by this process. Two additional items were specified on the checklist by RH, possibly reflecting greater clinical experience. For example, where SL included ‘Additional support during transitions between hospital and home’ within more general support, RH identified that as a specific area of need. Other areas of difference were resolved by reference back to the literature and by five further amalgamations where items were seen to overlap in meaning. Superscripts were then added to the completed checklist relating each item to the literature identified in
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Tables 2 and 3. The resultant checklist is formed of 69 single-sentence recommendations within subsections of Information, Support and Training, sequenced with the aim of being able to tally the checklist during a naturally flowing conversation.
Three check-boxes, relating to care pathway stages, (Avent et al., 2005) , were provided for each recommendation. A pre-printed point in the box showed that the recommendation in the literature was related to a specific stage by the informant. Shading represented a general recommendation not specified to a stage. Some items included both stage-specific and general recommendations from different informants. An unmarked white box therefore indicated that the intervention had been specifically recommended as more appropriate at a different stage of the care pathway. Space was provided to record additional comments.
Pilot study
A pilot study was conducted in order to assess the validity of the checklist in accessing retrospective information in a semi-structured interview format, the practicality of the tool for a clinical setting, and the ability of the tool to capture useful information beyond the checklist items.
For the pilot study, a more open dialogue, rather than a questionnaire, was used to reveal issues not already identified in the checklist. These might be unmet need, or constructive suggestions for service improvement, or an individual variable. Given the qualitative nature of the underlying evidence for the audit tool, and individual variation in experience and adjustment, it was felt that other needs were likely to be mentioned, and would need to be accommodated. By contrast, a questionnaire can be more focussed, quicker to administer and with the potential for remote administration, but less able to validate individual and variable perspectives. For the pilot study, it was more important to be able to elicit alternative viewpoints, than to confirm what interventions relatives had or had not received, as we were not auditing a service. Questions for semi-structured individual interviews were embedded in the audit tool for ease of use (see Appendix).
Pilot Procedure
Participants
Pilot participants were four relatives of people with acquired aphasia following a single stroke. All the participants were involved in a local aphasia charity. Participants were approached by the charity co-ordinator who obtained verbal agreement to participation. Written consent for video-recording and for use of the recording for teaching and research purposes was obtained prior to interview. All four pilot participants had experienced every stage of the stroke care pathway (Avent et al., 2005) across a range of providers and service structures. Two men and two women with two to five years’ experience of aphasia (see Table 4) were interviewed. Collectively, they had experience in two regional units (acute and rehabilitation), three hospitals and three community services. Interview Procedure
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The audit tool was piloted using individual semi-structured interviews to cover specific topics during full exploration of participants’ experiences. The procedure for conducting the semi-structured interviews was that advocated by Pring (2005).
The preamble (see Appendix) was designed to inform participants of the interview purpose with emphasis on experiences related to aphasia rather than the wider impact of stroke (in line with Greenwood et al., 2010). All the semi-structured interviews were conducted and analysed by one author (SL).
Open questions (see Appendix) derived from each sub-section of Table 3 were asked. Guided by recommendations, the interviewer could probe and prompt participants (Robson, 2002) allowing completion of the audit tool and recording of additional information. For further insight, the final question aimed to encourage reflection unguided by specific themes.
Interviews were conducted in a clinic room. The person with aphasia was occupied in support group activities nearby during this period, so that the interviews were private and unhurried. The checklist was tallied during the interview. Video-recordings were viewed shortly after each interview for clarification and verbatim transcription of relevant comments.
Results of the pilot study
Validity
The format of the semi-structured interview was an effective method to elicit reflective information. Audit tool recommendations provided effective prompts to facilitate recall. Closed questions, derived from recommendations, were acceptable to help participants attribute experiences specifically to aphasia, which can be difficult to separate from the global experience of stroke (Le Dorze & Signori, 2010), and to prompt recall without restricting elaboration.
The pilot suggests that the audit tool could evaluate service provision and prompt ideas for improvement. Pilot participants reflected on personal experience, while demonstrating ability to view services from the perspective of others. For example, on the psychosocial impact of aphasia P1 suggested: ‘I don’t think I particularly suffered from it but I can well imagine how others would.’ P3 was aware of the individual nature of aphasia: ‘it’s difficult for professionals to give everybody what they need because everybody’s needs are so different.’
The audit tool demonstrated ability to surface barriers and facilitators to meeting relatives’ needs described in Le Dorze & Signori (2010), and explore reasons behind unmet needs at the dyad level as in the ecological framework of Paul & Sanders (2010). For example, P3 said of respite opportunities: ‘That again came too early, when he’d just come home.’ P2 responded to the same question: ‘I’ve suggested that to [… ] and she looks with absolute horror and I couldn’t do it.’ This response may illustrate the limitations arising from mutual dependency described by Denman (1998). Facilitators, such as charity involvement, were also highlighted. The audit tool could enable services to identify barriers and facilitators, informing meaningful service change.
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The pilot highlighted relatives’ ability to identify problem areas they can cope with and those which require services to manage (Denman, 1998). For example, P4 knew where to obtain formal support, but had not: ‘I haven’t really felt as though I’ve needed to contact anybody outside family at all…I’ve been able to turn to one or the other.’ P2 knew he had the opportunity to discuss psychosocial issues but said: ‘I wouldn’t bother them…I reckon I could cope with anything.’ Regarding communication partner training, available locally, P2 felt he could have benefitted from it earlier. P1 said: ‘Had that been offered, and had that been available, I definitely would have done that.’
Revealing novel unmet needs
Presentation of the audit tool in this format supported recall and did not exclude reporting of other needs. For example, P1 recalled needing support as a parent of young children but found ‘there was nothing there.’ P1’s response indicates the audit tool’s power to uncover user-specific recommendations when presented as a semi-structured interview, allowing individual variations in service need to be accommodated. It functioned as both a service monitoring tool and also a clinical check for that individual.
Retrospective Recall
Although some fine detail of experience was difficult to recall after a significant timespan in the case of the pilot participants, hindsight could provide suggestions for service improvement. For example, P4 reported: ‘in hindsight now, looking back, it would have been nice to speak to someone who was maybe 2 or 3 years down the line.’ Relatives could look back, and reflect on their experience over several years, recalling details about interventions they had received, been offered, or would have wished for, but they were vague in some aspects of recall. In particular, the three stages in the care pathway were not readily distinguished. This may be unsurprising: recommendations were based on the experiences of relatives whereas the pathway relates to the patient experience.
Practicality
The semi-structured interviews for the pilot study took 45 to 90 minutes each and additional time to review recordings. With practice over the course of the study, time requirements reduced. Live scoring was affected by participants not readily and clearly relating to the pathway stage, as discussed above. Generally, it was possible to complete the audit tool and transcribe comments live, but recording allowed clarification and verbatim transcription.
DISCUSSION
The audit tool was able to record whether recommendations about best practice were achieved for a particular individual, while capturing constructive responses for implementing change.
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Analysis of relatives’ needs, especially relating to adjustment to caregiving roles, indicates transition from hospital to home is significant (Cameron & Gignac, 2008; Denman, 1998). Categorising recommendations as inpatient or outpatient could provide a more memorable distinction for the relative, and be applicable to a range of health service organisational structures. Additionally, revision could include specific space to record timing-related comments.
Time costs are an important consideration for implementation. In clinical practice, services would be unlikely to want to audit an entire stroke pathway experience in one session, as was the case during the pilot study. Focussing on just one type of intervention, or just one stage of the care pathway, would considerably shorten the time needed. By contrast with the circumstances of the pilot study, which involved a wide range of services, time requirements would reduce further if just one service was being audited, whose structure and care pathway was familiar to the interviewer. A more focussed snapshot would also make on-line scoring easier to complete, although additional qualitative information may be limited without audio-recording.
While the pilot study only validates the audit tool’s use as a semi-structured individual interview, it is adaptable and with appropriate re-phrasing and piloting can be remodelled as a questionnaire, or reduced to short subsections for use with individuals or focus groups. For example, designing a questionnaire purpose-made to address a sub-section of the checklist would provide a more practical audit tool for larger numbers of participants, or where time constraints are paramount. The semi-structured interview format does, however, promote the importance of individual experience at a specific time, a factor which has been highlighted as important in clinical practice ((Denman, 1998; Howe et al., 2012; Purdy & Hindenlang, 2005). It is a flexible tool that can be used selectively to explore relatives’ perceptions of service provision at a particular point in the care pathway, or of a particular type of intervention, or combinations of these. Alternatively, it can be used to track experience longitudinally, over a whole care pathway. It has a dynamic aspect, allowing novel perspectives to be incorporated into the checklist and added to the qualitative evidence base.
CLINICAL APPLICATION
The information in the literature is dispersed and relatively inaccessible in terms of being able to extract understanding of best practice. By clustering the information into themes and structuring it, we can make it more easily available to clinicians in order to implement it for current service users.
The pilot study of the audit tool, in a checklist format, showed that exploration of relatives’ experience and needs in a semi-structured interview allows for novel opinion and experience to be included, as well as monitoring provision against an evidence based standard. The checklist can both provide a means to develop clinicians’ awareness of the needs of relatives of people with aphasia (Blom Johansson et al 2011), and a system for grass roots feedback from service users, (Royal College of Physicians, 2012). Recurrent themes in the literature documenting relatives’ needs (Howe et al., 2012) are evident within the audit tool. By clustering emergent themes from a disparate literature we can see what the consensual needs are. Consistent use of a systematic tool for gathering information about service user experience would capture views of the wider population of relatives, without favouring those with strong feelings on the subject (Horton et al., 1998; Howe et al., 2012).
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Consulting service users and using their experience to inform stroke professionals, and service users new to stroke, is well established (Law et al., 2010). Needs identified through exploration of relatives’ experiences should inform service organisation (Denman, 1998). Recommendations service users have made for enhancing the quality of care are reflected in the audit tool.
Current focus is on quality of care, with an imperative to both deliver and record this. Services benefit from setting and monitoring standards of care and having more tangible evidence of qualitative aspects of interventions (RCSLT, 2009). Services need to be able to show that they are meeting the needs of relatives, and be able to identify gaps in order to implement improvement. There are gaps between what therapists know they should provide and what they do provide (Blom Johansson et al., 2011), and between the existing evidence and awareness of it by professionals and by service users (Pollock et al., 2012) , and between recommended best practice and perceived delivery (Greenwood et al., 2010; Manders et al., 2011). This audit tool can compare service-user views and experience with published evidence, providing rationale for change.
Clinical guidelines recognise the need for intervention with relatives (Pellerin, Rochette, & Racine, 2011). Their needs do not necessarily relate to aphasia severity (Michallet et al., 2001), but gender, age and pre-morbid family roles may have influence (Blom Johansson et al., 2012). Needs correspond to adjustment to life with aphasia and the caregiving role (Purdy & Hindenlang, 2005), as well as the stages of aphasia treatment: acute (hospitalisation); rehabilitation (therapy) and, in the words of one researcher “chronic carer” (Martyn cited in Denman, 1998). The audit checklist includes information about timing which has the potential to indicate to clinicians which interventions to concentrate their resources on at different stages in the care pathway.
Greater attention should be given to the documented diversity of relatives’ experiences as a basis for improving clinical practice (Avent et al., 2005; Greenwood et al., 2010). A pre-requisite for improvement is to have a system for measurement of existing practice, a rationale for making changes, and a mechanism for monitoring the effect of changes. All these need to be set against pre-established and evidence-based criteria. These are the elements of a clinical audit cycle (NICE, 2002). Within the cycle there are stages that follow a systematic process of establishing best practice, measuring care against criteria, taking action to improve care, and monitoring to sustain improvement. The checklist developed in this paper offers published advice from service users about best practice and a tool to measure services and monitor the effects of change. The checklist encapsulates recommendations in a functional format, enabling services to look at their care pathway and monitor whether they are implementing those recommendations in a way that is perceived by relatives as helpful. The initial pilot study indicates that the audit tool could provide a framework for evaluation of information, support and training received by relatives of people with aphasia. Individual unmet needs can be revealed and added to the cumulative evidence base. Manders et al (2011), for example, recognise younger relatives’ needs are not represented in the current literature and this area did not appear explicitly in the audit tool but surfaced during the pilot interviews. The audit tool has potential to evaluate availability, access and use of services: for example, identifying where lack of information is influencing service take up.
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The methodology to derive the quantitative checklist is transferable to other aspects of health and social care. From qualitative information, for example talk and opinion in focus groups, the data was organised into a framework offering concrete guidance from service users to clinicians which could then be formatted into an audit tool. The administration of the audit tool is open to revision of either format or, as evidence accumulates, content. Service providers can use this to measure the quality of their care and to support clinicians’ interventions with relatives. The tool is both reflective and dynamic in being able to monitor a standard of intervention and add to the evidence base by embracing novel recommendations from participants.
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Table 1 Working definitions of “Information” “Support” and “Training”
Category Definition
Information Factual knowledge relating to stroke, aphasia and the individual’s communication impairment. Therapy approaches and plans for the individual as well as prognosis. Knowledge about the availability of services providing further information, support or training for relatives of people with aphasia. Signposting to services including wider support e.g. respite care, carers’ centres. Example: Telling someone about a support service
Support Psychosocial support for relatives provided as part of the speech and language therapy process. Specific counselling services designed to support adjustment to and acceptance of aphasia and resulting role changes. Peer support e.g. through relatives’ and carers’ groups. Referral to specialist support e.g. counselling Example: Providing counselling or referring to counselling, or specifically targeting psychosocial support for relative
Training Specific, practical coaching in communication techniques and the experience of aphasia. Teaching of techniques or strategies to enable the relative to support conversation and facilitate successful communication with the person with aphasia. Example: Training in a skill to be able to hold a conversation with person with aphasia
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Table 2: Summary of literature used to develop the audit checklist (alphabetical order; details as reported in the original paper) submitted to Aphasiology January 2014
ID
No.
Author,
Year,
Country
Relevant Aims or Purpose Participants/
Sample
Time Post
Aphasia Onset and
Severity of Aphasia
Methodology
1 Avent et al.,
(2005),
USA
To identify needs of family
members at acute,
rehabilitation & chronic
stages of aphasia
16 adult relatives
(12 spouses, 2
children, 1 parent, 1
partner).
15 female, 1 male
Mean 5.5 years
(range 1;10 – 13
years)
Severity not
reported
Qualitative thematic analysis of multiple focus
groups (4-6 participants) in 2 settings
Retrospective at 3 stages: onset of aphasia,
during SLT, chronic phase at home. Transcripts
were checked by participants for accuracy. Needs
were ranked according to frequency of mention.
2 Blom
Johansson et
al., (2012),
Sweden
To describe significant
others’ experience of
speech and language
therapy services and their
motivation to be involved
173 significant others
139 recruited through
SLT services; the
remainder from
Aphasia Associations.
115 female; 57 male;
At least 3 months.
Mean 41.3 months
(range 3-312
months)
Aphasia type was
described for the
majority of
Questionnaire based on previous research: fixed
responses and open questions – quantitative and
qualitative analysis. Informants consecutively
invited to participate through SLT services and
aphasia associations across Sweden.
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147 co-habiting with
PWA, 4 non co-
habiting partners; 6
parents, 13 children, 1
brother, 1 friend.
(Missing values on
some questionnaires
accounts for different
total numbers )
Mean age 64 (range
33-87)
participants: anterior
72, posterior 47,
global 18.
The majority had
severe or moderate
aphasia with
approximately a fifth
having mild aphasia.
3 Blom
Johansson et
al (2013)
Sweden
Feasibility study of early
intervention for relatives
exploring content,
outcome, format and
materials in relation to
emotional support,
2 men and 1 woman
and their partners
with aphasia
0.5 to 2 months post
onset.
1 severe Wernicke’s
aphasia
1 severe Broca’s
aphasia
Qualitative and quantitative analysis pre- and
post- intervention for each member of the 3
dyads assessing supported conversation skills,
conversation participation, understanding of
aphasia and communication, and an evaluation of
the intervention.
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information and
communication partner
training.
1 recovering non-
fluent aphasia.
4 Booth &
Swabey,
(1999),
UK
To determine whether a
communication skills group
programme is beneficial for
caregivers
4 dyads
2 female, 2 male.
2 spouses; 2 other
relatives,
All living with person
with aphasia (PWA)
Age 45-72
At least 6 months.
Mixed type and
severity of aphasia
Qualitative and Quantitative analysis pre- and
post- intervention, Conversation Analysis Profile
for People with Aphasia, CAPPA (Whitworth,
Perkins and Lesser, 1997) to evaluate formal
conversation partner training using data from
individual dyads.
5 Brown et al.,
(2011)
Australia
To explore the meaning of
living successfully with
aphasia, from the
perspective of family
members
24 relatives of 23 PWA
(9 male,
15 female;
19 spouses, 3 parents,
2 children. Age 40-87)
Nominated by PWA
More than 2 years.
17 mild (of whom 6
were recovered), 6
moderate-severe
Qualitative (interpretative phenomenological)
analysis of semi-structured, in-depth individual
interviews
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6 Brumfitt et al
(1994),
UK
To evaluate the usefulness
of written information for
relatives about acquired
communication disorders
and compare with SLT
views
14 ‘carers’ and 20
SLTs.
No information Questionnaire and structured interview
consisting of largely closed questions providing
quantitative data and a final open question plus
capture of other qualitative data was also
transcribed for clarification of answers.
7 Denman,
(1998),
UK
To identify the needs of
spouses. To determine
their ideas for solutions to
problems faced.
9 spouses
(6 female; 3 male)
At least 1 year.
Severity not
reported
Qualitative analysis of semi-structured 1:1
interviews
8 Hinckley &
Packard,
(2001),
USA
To evaluate a 2 day family
education seminar for
relatives of PWA
Total 36
Intervention and non-
intervention groups
21 spouses who
attended a course;
mean age 56;
Mean 3.6 years.
Severity not
reported as not felt
to be relevant to
aim.
A qualitative comparison of relatives attending an
aphasia education seminar with non- participants
sent written resource guide.
Questionnaire to participants and to non-
participants immediately after training seminar +
6 month follow up
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15 spouses who could
not attend the course;
Mean age 62
Topic based knowledge ratings completed
separately by PWA and relative.
Other quantitative measures were completed
jointly as single outcome from the dyad
9 Horton et al.,
(1998),
UK
To determine how relatives
of PWA perceive speech
and language therapy
services
18 PWA and 12
relatives
Mixed group of
Partners/relatives of
PWA.
Greater than 9
months.
Severity not
reported
Focus groups about therapy provision – relatives
and PWA present
10 Howe et al.,
(2012),
New Zealand
& Australia
To identify the
rehabilitation goals family
members of PWA have for
themselves
48 relatives
nominated by 45 PWA
(28 partners, 5
siblings, 4 daughters, 3
sons, 2 parents, 6
other).
36 female, 12 male
1-195 months
Mixed severity
including 6 possibly
recovered.
From a cohort
recruited to
represent maximum
Qualitative analysis of in depth semi-structured
interviews
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Aged 24-83
Nominated by PWA
variation across a
wide range of
parameters
11 Le Dorze &
Signori.,
(2010),
Canada
To identify the needs of
spouses and the barriers
and facilitators to meeting
them
11 spouses (9 female;
2 male)
Mean age 60.5
Mean 6 years 8
months
(range 3-15 years)
Severity of aphasia: 3
mild, 4 moderate, 4
severe
Qualitative analysis of group interviews (2-4
participants)
12 Manders et
al., (2011),
Belgium
To investigate how
important significant
others find it to be
informed, supported and
trained by speech and
language therapists and
how these needs are
fulfilled. (also considered
Total 77
54 partners (mean age
60;04) 23 children
(mean age 41;08)
30% less than 6
months; 41% 6
months-2 years; 29%
more than 2 years
No indication of type
or severity of
aphasia
Questionnaire based on literature findings
(electronic/paper versions). Participants to rate
importance of factors. 4 point scale reduced to
binary choice important/not important for
analysis => quantitative data
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therapists’ views in
parallel)
13 Michallet &
LeDorze,
(2001),
Canada
To investigate needs
perceived by spouses
caring for people with
severe aphasia.
6 spouses (5 female, 1
male)
Age 59-71 years
(mean 65;10)
At least 1 year
All with severe
aphasia
Qualitative analysis of 1:1 semi-structured
interviews. 2 interviews with gap of 4-8 weeks.
Interview 2 to validate analysis, clarify and verify.
Retrospective recall of 3 stages: hospitalisation,
rehabilitation, coming home.
Need defined as a discrepancy between what is
and what should be i.e. actual versus hope for
situation.
Analysis and categorisation of need verified with
a group of relatives of PW severe aphasia (1 of
whom was in the original study)
14 Paul &
Sanders,
(2010), USA
To explore the education
experiences and needs of
communication partners of
9 communication
partners
Mean age 58
2 males, 7 females;
0.5-24 months
Range of severity in
functional
communication as
Qualitative analysis of 1:1 semi-structured
interviews.
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PWA, within the healthcare
system
3 wives, 1 husband, 1
friend, 2 daughters, 1
son, 1 significant other
assessed by non-
aphasic participant
15 Pound et al
(2001)
UK
To use autobiographical
reports to discover the
impact of aphasia on their
lives and deliver a tailor-
made course to facilitate
creation of new ways of
living with aphasia
4 spouses all women 12-22 months post
onset
3 severe aphasia ; 1
moderate
In depth interviews before, the course,
immediately after and 6 months after the course.
16 Purdy &
Hindenlang,
(2005),
USA
To explore the benefit of a
caregiver education and
training programme (using
didactical and experiential
approaches in a group
setting)
10 caregivers (7
spouses,
1 fiance, 1 sister, 1
aide.
Mean age 64.6 years
4-130 months (mean
35.2 months)
Moderate to
severely impaired.
9 sudden onset
aphasia but 1
primary progressive
Questionnaire to obtain relatives’ views on
benefits. Qualitative results tallied.
APHASIA: INTERVENTIONS FOR RELATIVES AUDIT CHECKLIST VERSION I January 2013 HILTON & LEENHOUTS
aphasia (paper
retained in review as
PPA would not
substantially change
the outcome of a
one-off training).
17 Simmons-
Mackie et
al., (2005)
USA
To evaluate
communication partner
training in a single case
study, for a wife of a
person with aphasia
1 wife and her
husband with aphasia.
Age 62
4 years
Moderately severe
Quantitative outcome measures of specific
communicative behaviours. Post treatment
qualitative questionnaire completed by wife to
obtain her views on the intervention.
APHASIA: INTERVENTIONS FOR RELATIVES AUDIT CHECKLIST VERSION I January 2013 HILTON & LEENHOUTS
Modified Table 3. Recommendations for Information, Support & Training at three stages on the aphasia care pathway ; Version 2 cross referenced to prompt items on the
Audit Checklist Version 2 May 2014
Submission tom Aphasiology published as Hilton et al 2014
Superscripts refer to the article identity in Table 2 in Hilton et al 2014. P number refers to related prompt item number in Audit Checklist
INFORMATION
Acute Stage
Rehabilitation Stage
Chronic Stage
Unspecified stage
P2-Clear information, description
and diagnosis of aphasia, its causes
and nature 1,7,10,12,13,14
P9-Information about prognosis
1,2,7, 10,13 including likelihood
recurrence13,
P1-Information about stroke 10,2,13
including physical consequences13
P37,38-Information about
rehabilitation plans from ward
staff3
P11-Need to be made aware of the
aims, purpose, processes and results of
assessment/therapy/treatment1,10,11,12,13
P7-Information on how to facilitate the
PWA in conversation1,10,12,14 including
checking level of understanding14 and
communication: do’s and don’ts17
P11-Involvement in therapy to gain
understanding of the PWA condition
and progress10,2 e.g. observing
sessions10,2,12,14 should be mandatory13
P39-Information on resources to help
live with aphasia e.g. long term
planning, travel, finances etc1,11,14
P11,13-Information about and
involvement in therapy even many
years post onset10 and how to continue
therapy at home1,2
P2,5,8-Continued need for
comprehensive information on
aphasia1,13, on its complex nature4 , and
P37-Information about local aphasia
associations or services7,2,11,12,14
P2,7,9-Comprehensive information about
aphasia8 including prognosis2, 12 and how
conversations can break down and be
facilitated4,16
P11,13,65-Information about how to continue
therapy at home8 and improve communcation12
including AAC devices and how to adapt them2
P4-Information about benefits related to
aphasia14 and financial support 11
APHASIA: INTERVENTIONS FOR RELATIVES AUDIT CHECKLIST VERSION I January 2013 HILTON & LEENHOUTS
and availability of local aphasia
services before leaving hospital1,7
P5-Specific information about the
individual’s aphasia 1,12,14
P4-An explanation of procedures
and entitlements7
P6-Information on how much
support to provide/independence
to encourage5
P32,35,41-Information on what
might help deal with the situation
and psychosocial support1
P7-Information on what the family
can do to help the PWA
communicate1
P37,38-Information about services
available10 and how to access them1,5,7
P13-Information on how to support the
person with aphasia (PWA) with
therapy at home10,2,14
P12-Clear information on their role and
expected level of involvement in
therapy1,9,10
P9-Prognosis1,13
P2,5,8- On-going need for
comprehensive information about
aphasia and impact on relatives’
communication with PWA1,11,13
P14-To have someone go through
psychological and emotional issues the
caregiver might experience, e.g.
how to minimise impact on
communication at home 1
P27,37-To be made aware of the
services available in the community7
even many years post onset10 with
details of where to go/who to contact
for further information needs,
especially for family living separately
from PWA10
P40-Information on the benefits of
wider rehabilitation services in addition
to therapy e.g. voluntary opportunities
and alternative therapies and activities1
P37,41-Information on support services
available for families and PWA1
P27-Relatives should be made aware of
who/where to go to for further information5,7
P18-Specific information, tailored to individual
including coping strategies 8,16
P22-Need for information and understanding so
they can answer PWAs questions when they
arise10
P40,41-Information about communication
partner training and psycho-social services 2
P6-Information on how much support to
provide/independence to encourage, e.g. PWA
managing finances if aphasia affects number
use14
P27-Access to medical information and
services15
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P3,15-Information about co-
existing behavioural and medical
conditions 1
P10-Information about language
stimulation3
depression1, and give information on
how to cope1,8
P8-Specific information on how aphasia
would affect day to day life at home12,13
P1- On-going need for comprehensive
information from medical and
rehabilitation staff about effects of
stroke, aetiology, medication, the PWA
capabilities and disabilities, even once
condition has stabilised13
P15-Information on the psychological
and social consequences of stroke1
including how to deal with co-existing
behaviours e.g. depression1
P16-Information on how to deal with
frustration in daily communication1
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P41-Signposting to psychosocial support
from peers1
Manner of giving information
in acute stage
P17-With positivity and
hopefullness1,10,14
P30,31- Information given verbally
and in writing6, with written
information such as a guidebook
before leaving the acute
setting6,11,14
P18-Personal explanations; not
overloaded with literature 6,7,10
P25-Opportunity for one-to-one
time with clinicians 1,3,10
Manner of giving information
in rehabilitation stage
P17-Information to be given with
positivity and sense of hope1,5, 10,14
P22-To have a good relationship with
health professionals and to be
considered a partner in the processes
2,10,13 with own expertise to contribute 10
P25-Opportunity for one-to-one time
with the therapist3, 9,14
P30,31-To have a short, clear guidebook
provided before leaving rehabilitation
setting6,11,14
Manner of giving information in
chronic stage
P17-Continued need for
hopefullness1,5,13,14
P42-Importance peer support groups
for access to leaflets and information
exchange 7,13
P27-A named contact person7
P22-To have a good relationship with
health professionals and to be
considered a partner in the processes13
P7-Individualised information specific to
dyad14
P31-Written information to refer back
to in the long term6
Manner of giving information unspecified
P31-Information about aphasia should be given
orally and in written forms 2,6,10,11,12,14,16
P17-Hopefullness5,14,16 and positivity10,12
P22-Need to be considered a full member of the
rehabilitation team11,12 with access to the same
information as the PWA11 involved in
discussions and decision making rather than just
given information13 e.g. attending progress
meetings14
P19,20,30 -Information should be provided in a
co-ordinated systematic way7,10,14 and available
in a complete format with all information in one
place7,10 without need to request it7,10,14
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P21,26-Time allowed for explaining
and answering questions13 at an
accessible time14
P10,26.29-Information about
aphasia and therapy should be
provided repeatedly with
opportunities to seek clarification
as acceptance occurs 7,9
P24-Opportunity for early contact
with SLT for information and
clarification3,9
P22-To have a good relationship
with health professionals and to be
considered a partner in the
processes 10,13
P30-Information offered, rather
than on demand 7
P27-To have a point of contact for
questions that arise1
P23-Maintain dignity of PWA avoiding
focus on impairment in front of
relative15
P28-Information should be provided in an
accessible format, free from medical
jargon6,10,14,
P27,30-Explanations should be regularly
repeated9 and with a chance for follow up,
rather than one off provision 9,14
P7-Observing SLT working with support groups
and opportunities to talk to other PWA14
P25-One-to-one information in private11
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P2-Importance of using the label
“aphasia”10
SUPPORT
Acute Stage
Rehabilitation Stage
Chronic Stage
Unspecified Stage
P43-Psychosocial support1,10,14
P33-Support to adjust to new
role5,10,11
P32-Emotional support from health
care professionals3,13
P46-Support with managing
finances10
P14,15,43-Someone to talk about
the emotions, mood swings and
behavioural changes to expect in
the PWA1
P50-Informal support from others who
have experienced similar1,5,10
P49-Additional support during
transitions between hospital and
home7,10,13
P52-Support group9,10
P35-Suggestions from health
professionals of what might help you
cope7
P44-Formal support from a
counsellor/social worker1
P43-Psychosocial support1
P50,52-Putting in touch with support
groups – contact with others in a similar
situation 4,7,,10,11,12,13,15
P48-Respite7,10,13 including regular time
off via sitting service/PWA
groups7,10,11,13 time off from being sole
communicator for the couple11 rest
from new responsibilities13 and
holidays10
P43,54-Ongoing psychosocial support1,7
even years post onset10,11
P56-Knowing there was someone you
could talk to1,15
P34-Opportunity to talk about your situation as
the significant other of a PWA2,5,7,11
P32,45,46,54-Specific action to support needs
of relative11, with consistent emotional and
practical support to deal with consequences of
aphasia throughout pathway7,11,13 including
from medical and social services15
P46-Practical assistance (e.g. cooking, financial
matters) because difficult for PWA to
instruct11,13
P56-Knowing there was someone you could go
to, to talk to10
P44-Formal counselling10
APHASIA: INTERVENTIONS FOR RELATIVES AUDIT CHECKLIST VERSION I January 2013 HILTON & LEENHOUTS
P45-Social worker to facilitate
consensus within family13
P53-Meeting other PWA5
P32-SLT services5
P55-Back-up to take on carer role in
case relative unwell10
P47-Support to cope with emotional
and mental fatigue10
P46-Support managing joint affairs13
P50-Opportunity to meet other
PWA/caregivers12
P45-Support to set ground rules re caring role15
P36-Reassurance in an unknown world10
P45-More to help the carer6
Manner of giving support
in acute stage
P32-Acknowledgement of the
impact of aphasia on the relative3
P34-Opportunity to talk privately
about your situation as the
significant other of a PWA3
P35-Very early intervention for
relatives including emotional
support3
Manner of giving support
in rehabilitation stage
P45-Interview with social worker
prepared with list of likely areas of
need11
P32-Emotional support should be
offered alongside information13
Manner of giving support
in chronic stage
P56-6 monthly review of PWA to
support carer7
Manner of giving support
unspecified
P50,51- Psychosocial2/social support provided
through group education16, or in a group
setting10,11
P54-Support services should be accessible,
cheap and co-ordinated13
P34-Opportunity to receive psychosocial
support in a 1:1 setting10
P57-Fit for purpose e.g. matching service to
need11
TRAINING
APHASIA: INTERVENTIONS FOR RELATIVES AUDIT CHECKLIST VERSION I January 2013 HILTON & LEENHOUTS
Acute Stage
Rehabilitation Stage
Chronic Stage
Unspecified Stage
P58-Communication partner
training1,2,3
P58,67-Training in skills to
communicate with PWA effectively,
including about their
needs/emotions1,10
P58-Assistance with day to day
communication11 to acquire an effective
mode of communication with the
aphasic partner13
P59-Training to recognise/self-monitor
good communication17
P61,63-Dyad-specific instructions in
alternative communicative strategies17
P64-Group training in use strategies
even years post onset16
P63,58-Individualised advice to facilitate
collaborative repair4,5,10 and manage everyday
conversation 4,5,14
P66-Training to learn how to communicate with
the PWA11,12 and especially to understand
needs/emotions being expressed10
P60,61-Training to increase own perception of
aphasia4 and role reversal opportunities16
P58,61-Chance to practise variety of strategies
and gain confidence4,16
P62- Learning to share conversation equally10,16
P63-Training involving the dyad 10,17
P62-Demonstration of techniques that facilitate
communication16
P63,64-Group training of dyads learning from
each other16
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P65-Training in use of AAC2
P58,59-Training about conversation theory4
P58,59-Confidence in appropriateness of
attempts to communicate with PWA15
Table 4: Characteristics of Participants in Pilot Study
Participant
Relationship to person with
aphasia
Age Range of Participant
(years)
Age Range of people with
aphasia (years)
Time post aphasia-onset
(months)
P1 Husband 40-49 40-49 24
P2 Husband 70-79 70-79 38
P3 wife 70-79 70-79 60
P4 wife 60-69 60-69 47
Acknowledgements
We wish to thank members of the North East Trust for Aphasia who participated in the pilot study and Julie Morris and Anne Whitworth and Janet Webster for their support and encouragement. We thank the Institute for Social Renewal, Newcastle University, for funding a consultation event related to this work.
APHASIA: INTERVENTIONS FOR RELATIVES AUDIT CHECKLIST VERSION I January 2013 HILTON & LEENHOUTS
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