is plotinus a platonist? - philosophein.web.auth.grphilosophein.web.auth.gr/t2/1 anton.pdf · is...
TRANSCRIPT
Περιοδικό Φιλοσοφεῖν
© Copyright Φιλοσοφεῖν 2010 Ιούνιος 20106
Is Plotinus a Platonist?
Professor John P. Anton,
University of South Florida
I
t has been noted that Plotinus has repeatedly, as we shall see, acknowledged
his indebtedness to Plato. A question still remains: is Plotinus a Platonist? To
begin with, we need to clarify what is meant by “Platonist” and whether Plato himself
was the originator of this type of thinker. If so, we need to know whether Plotinus
understood by Platonism a basic doctrine initiated by Plato and later on adopted by
various thinker, namely the theory of Forms.1 If we accept this doctrine as basic and
central, then to call someone a “Platonist” requires that we show that this thinker has
accepted the theory of Forms without reservations. If that cannot be shown to be the case
although other features of Plato’s thought have been accepted and even further
developed, what then is it that makes one a Platonist? Given these questions, we may ask
“What is it that makes Plotinus a Platonist?” Stated in another way, the question is: What
can be said about Plotinus’ attachment to Platonism?
Plato died in 347 BCE and Plotinus was born in 204 CE. By adding the years that
passed for Plotinus reach maturity the time that separates our two philosophers amounts
to just about six centuries. The chain of events that took place during this long interval is
a very complex story. Some scholars call it “Greco-Roman,” while others prefer the term
“Hellenistic.” It is difficult to think of all the radical changes, political, military, cultural,
religious, historical in the Mediterranean scene, especially the philosophical ideas and
scientific developments. The variety and impact of changes on the affairs of the people,
whether as groups or as individuals defies label. To speak of a “Hellenistic age” with
reference to what has been called “Hellenistic philosophy” in contrast to “Classical”
1 Gilbert Ryle, “Plato,” in Encyclopedia of Philosophy, ed. Paul Edwards (New York, 1967, VI, 320). Ryle
argues that the “Platonism” identified as the theory of from has a lesser place in the Dialogues than has
been often claimed by various interpreters.
I
Περιοδικό Φιλοσοφεῖν
© Copyright Φιλοσοφεῖν 2010 Ιούνιος 20107
philosophy hardly discloses their differences and discontinuities in the diverse modes of
thought that emerged with the changes.
As labels they are merely convenient terms, and the same goes for Neoplatonism
as a subspecies of Hellenistic philosophy, a term intellectual historians in the nineteenth
century proposed to cover the period that commenced with Plotinus. But does the latter
term suggest that we are dealing with a special type of Platonism? I ask the question
because like many others had once thought that Plotinus was a true Platonist but avoided
the issue of what it meant to call someone a true Platonist.2 If the criterion is to ascertain
whether it means someone who extends and builds on Plato’s philosophy, then all we can
say is that one is philosophizing in the Platonic tradition. In that case we are dealing
perhaps with an original philosopher. If such is the case of Plotinus, even the term
“Neoplatonist” does not him justice. I will try to show that in a serious sense Plotinus is
not a Platonist and this despite Plotinus’ insistence that he is but a follower as well as an
interpreter of Plato. Plotinus, just as Plato did, responded to the problems of his own
times and was influenced by the then current doctrines. Their respective quests flourished
in two different worlds, and so did the views they sought to establish. Conflating their
ways of responding to their worlds minimizes the discontinuities that separate them as
philosophers. Plotinus’ fascination with the contemplative ideal is neither Plato’s main
concern nor is it Aristotle’s. Actually it was rooted in the Egyptian soil and culture.3
2 Thus in my “Plotinus’ Conception of the Functions of the Artists,” Journal of Aesthetics and Art
Criticism,” Fall 1967, p. 97.3 E. Bré hier observes: “There arose, especially in Egyptian soil, a new type of contemplative, as different
from the philosopher of the Hellenic tradition as from the practitioners of religions. A work such as that of
Plotinus is unintelligible if one attempts to connect it directly with the Greek tradition, no less than if one
sees it as part of the religion of the mysteries.” The Philosophy of Plotinus, tr. J. Thomas (University of
Chicago Press, 1958), p. 3. Further down, Bré hier also notes that “Plotinus was devoted to Greek
philosophy with his whole heart and mind. But the problems which he posed were such as Greek
philosophy had never considered. They were, properly speaking, religious problems. Hence his effort to
adapt Greek philosophy to points of view which were foreign to it, resulting in a profound transformation
of Hellenism and a constraint imposed on Greek philosophy to make it say what it was perhaps not capable
of saying” (p. 19).
Περιοδικό Φιλοσοφεῖν
© Copyright Φιλοσοφεῖν 2010 Ιούνιος 20108
II
Plato is the only Platonist, if we want to be precise. After Plato a great variety of thinkers
who profited from the study of his dialogues, imitated them, even produced works they
then peddled under his name. Many pseudo-platonica had re-worked Plato’s themes,
sometimes extending them beyond recognition. More importantly, these imitations tried
to revitalize classical themes to the point of producing extravagant reformulations of
Platonic doctrines. Stating it somewhat differently, the temptation to “platonize” hardly
ever ceased, whether as interpretations of Plato or as pseudo-platonica. This temptation to
platonize perhaps makes Whitehead’s dictum at least mildly understandable, to wit, that
after Plato all philosophy may be read as footnotes to Plato.
If we were to take the dictum literally, the list should include Aristotle, Epicurus
and the Stoics, aside from the middle and later Academy. But to stay with the so-called
“Neoplatonists” we are tempted to ask: What sort of footnotes to Plato do they make?
Particularly, what kind of footnotes do Plotinus’ Enneads project? To ask the question
differently, how does Whitehead’s dictum make sense in Plotinus’ case? By calling him
either a Platonic or Neoplatonic footnote, the result would be to scale him down to an
intellectual imitator, if not to an operatic singer of a philosophical opus. Trying to prove
Whitehead right is hardly rewarding. There are more substantive issues to consider. If
Plotinus is in some sense a neo-platonising thinker, he is one who chooses and picks
significant topics from Plato’s dialogues and even borrows, although to a lesser degree,
from other Greek thinkers to put them to new and different uses. What Plotinus did is
quite understandable.
By the time we come to the third century CE, we enter a world radically different
from the one Plato addressed and sought to understand. In fact the period in which
Plotinus lived was so different that one should even hesitate to call it “Hellenistic.”
Scholars with an abundance of good will and prone to seeing unsuspected continuities,
have called this period “the last flowering of Hellenic culture.”4 The facts, however,
suggest differently, but that is another story. It is best to return to Plato and Plotinus.
4 Dillon, J. and L. Gerson, eds. Neoplatonic Philosophy, (Hackett 2004), p. ix.
Περιοδικό Φιλοσοφεῖν
© Copyright Φιλοσοφεῖν 2010 Ιούνιος 20109
III
I will try to make the point “why Plotinus is not a Platonist” clear despite the fact that he
was signally indebted to Plato’s dialogues for thematic material and exegetic technique.
To say that Plotinus is not a Platonist is by no means original, as O’Meara and others
have noted. Porphyry, Plotinus’ own devoted late companion, had insisted that the
master’s “interpretation of Plato was hardly orthodox.”5 Nor had Longinus, Porphyry’s
teacher in Athens, accepted Plotinus’ approach, insisting that Plotinus had plagiarized
Numenius. Leaving aside the old quarrels about the correct interpretation of Plato of this
or that passage in the dialogues, my view is that Plotinus made Plato peripheral to his
own philosophy, a move that justifies my saying that he was not a Platonist. A most
serious consequence of Plotinus’ stance is his novel casting of the role and function of
philosophia.
I will try to support my position by bringing up three fundamental items: Political
Theory, Cosmology, and the recasting of the role of Nous, all comprising a radical
outlook on the principles on which Plotinus built his metaphysics of hypostatic being.
Plotinus’ ethics of escape to contemplation leaves hardly any room for political
eros. As one interpreter has put it, “Plotinus is Plato diminished,” and in effect “a Plato
without politics.”6 A native of Lycopolis (city of light or city of the wolf?) in Egypt,
moved to Alexandria, where he learned from Ammonius Sakkas how to become a
spiritual traveler, then to Rome, the Eternal City as capitol of a vast empire that could not
be a polis to foreigners even to its own plebs. The empire was not destined to become a
polis. Plotinus knew it. His vision of a Platonopolis remained a philosopher’s dream; still
he cherished the hope for a Platonic polis. But his disciples, friends and interlocutors bore
little resemblance to Socrates’ companions in or out of the dialogues. Anyway, the
Roman Council voted down his proposal to build the Platonopolis somewhere nearby in
Campania. Did the pax romana ever made Plotinus and other like him citizens? Unlike
5D. J. O’Meara, Plotinus, (Oxford, 1995), p. 7. 6W. Theiler, “Plotin zwischen Platon und Stoa” in Les Sources de Plotin, Entretiens sur l’ antiquité
classique 5 (Geneva, 1960), 67.
Περιοδικό Φιλοσοφεῖν
© Copyright Φιλοσοφεῖν 2010 Ιούνιος 201010
Plato, this gifted metoikos from Egypt had no city of his own to cherish and protect from
corruption. His philosophic quest wavered between the vastness of the empire and the
closed circle of his intimate friends, leaving him with but one thing on which to exercise
his ethics, though not his politics: his own soul. His was a soul cast in a mold different
from Plato’s conception of the human psychē, a soul suited to seek peace and truth in
transcendent speculations, not the polis.
Given his circumstances, one can understand why Plotinus did not work out a
political theory, aside from the prospect of proposing a way of life that could challenge
the institutions that Rome stood for as the protector of her ideals. But Plotinus’ way of
life was never viewed as a threat to the status quo, although it ruined the estate and
possessions of the Senator Rogatianus “who had so detached himself from the things of
this world what he had given up his wealth, dismissed his servants, and renounced his
titles.7 But Plotinus had great affection for poor Rogatianus. In the absence of a viable
political theory, Plotinus had no choice but to redesign the nature and functions of the
virtues, now recast to fit novel ethical ends in the service of the contemplative life in
preparation for the union with the One.
Plato, when writing the Republic, was highly critical of his own polis, his and
Socrates’ polis, Athens. Plotinus never visited Athens; no doubt it was too late to find
there the climate of culture in which Plato lived when the quest for the just citizen filled
the entire text of the Republic. Plotinus had no such political world of his own to
consider, to criticize, and to perchance to reform. All that was left for him to do was the
expanding of ethics, in fact a view of ethics that had already become divorced from
political life. Dominic J. O’Mera correctly notes, as I see it, that
His [Plotinus] is an ethic of escape from the world. In this respect, we might
conclude, Plotinus is not faithful to Plato, who is concerned with improving our
present lives, elaborating for this purpose a political philosophy in the Republic
ēand in the Laws.8
7 Zethus, in his Life of Plotinus, 7. 31-46.8 Op. cit. 108.
Περιοδικό Φιλοσοφεῖν
© Copyright Φιλοσοφεῖν 2010 Ιούνιος 201011
Platonism may be called a special way of life, but it was a political way of life in
a polis for the polis and the politai. As such, the polis may be regarded as a cosmos to be
explored, understood and improved by way of reason and dialectic. This way of life was
not what Plotinus considered adequate to the human endowment and purpose. He read
Plato mainly to understand his thinking on the psychē but his aim was to widen the orbit
of the Hellenic polis and lift the contemplative above the limits Plato had envisaged and
beyond what Aristotle had understood as νόησις νοήσεως. The Plotinian polis, if a polis
at all, now supplanted as the totality of the hypostases, had to become accessible to the
newly transformed powers of a different conception of the human soul. This new soul,
once unencumbered by limits and measure, has a destiny of its own: to reach out to the
One, alone, leaving behind the burden of the body, all for the identity with the One, even
for a brief moment, union with Unity itself, beyond plurality, even beyond reason itself.
IV
Plotinus was not a Platonist, being neither a politēs nor a critic of the diverse types of
constitution as with Plato’s Socrates in the Republic. He remained a visionary of an
unrealizable and impractical Platonopolis, with hardly any place for it even between the
Plato’s Republic and Augustine’s City of God. He could only use Plato to borrow a ladder
to climb above Beauty, above all Forms, including the Form of the Good, and finally
touch the One, ἐπέκεινα τῆς οὐσίας, ἐπέκεινα τοῦ νοός.
Paradoxically enough, Plotinus never kicked the ladder of love. He had no choice
in the case of the ascent but to accept the ladder as the means to slide down to his bodily
existence. The idealization of the climbing process leads us beyond the Republic, even
beyond the ἀναβαθμοί, the lovable steps on the erotic ladder of the Symposium. The
reader is quickly alerted to a miscast similarity between the ascent to Beauty in the
Symposium and Plotinus’ascent to the One, the supreme hypostasis, the One beyond
Beauty. There is no Diotima in the Enneads. Plotinus is not casting his own self in the
mold of Socrates. Nor is the inevitable descent, the return from the One, comparable to
the return to the Cave. For Plotinus, Plato’s Cave is an allegory of another allegory, the
latter picturing a new Odyssey and a new, spectacular cosmic nostos.
Περιοδικό Φιλοσοφεῖν
© Copyright Φιλοσοφεῖν 2010 Ιούνιος 201012
Nor is Plotinus a Platonist when his new dialectic and reconstituted Eros leave
behind both the Republic and the Symposium to enter the world of the Timaeus only to
transform what was left of the Pythagorean cosmos into the infinite domain of the One.
Here, once again, Plotinus is not a Platonist. He becomes himself: original and restless
path-finder, responding to a world that was no longer bearing the defining properties of
the Hellenic way of life. A new conception of the human psychē was steadily emerging
along with the commingling of the many winds of doctrine from the East and the West,
the South and the North. This new type of psychē, articulated without the lucidity of the
philosophical language of the Greek thinkers, demanded a recasting of the tasks of
reason. It has been described as representing “the last stand of enlightened Hellenic
Paganism against the onslaught of Eastern religious thought.”9 This is more flattery than
well earned compliment.
This novel conception of the human psychē, not especially suited to the old
political nature of humankind, to speak with Aristotle, allowed a powerful redesigning of
the functions and uses of the virtues. Plotinus recast them to suit novel ethical ends and
particularly the highest end of the transcendent vision and union with the One. The
distant echo of the quest of excellence in Plato’s Republic, tied to defining the just
citizen, proved replaceable with a set of different assignations in the service of a mystical
teleology. The virtues, although Greek in sound and appearance, are not the excellences
Socrates and his companions sought to inculcate in the future guardians through a
vigorous educational program to purge the politeia of its blemishes. The radical
redesigning of the virtues to serve the ideal of the contemplative life makes Plotinus’
ethical theory more suited to being a prelude to the coming surge of the religious conduct
than as a new way to prevent the downswing of the then current political morality.
The student who is interested in Plotinus’ theory of virtues could do no better than
to place it in the context of his ontic hypostases as axiological hierarchies. The special
case of sophia provides the pivotal point, so central to the soul’s journey. The new
meaning this virtue shifted to being an instrument for understanding the goal of the return
9 Robert M. Helm, “Platonopolis Revisited,” in Neoplatonism and Contemporary Thought, vol. II. R.
Baine Harris, ed. Albany, (New York: State University of New York Press, 2002), p. 82.
Περιοδικό Φιλοσοφεῖν
© Copyright Φιλοσοφεῖν 2010 Ιούνιος 201013
to the One. It also redefined philosophia as the love of a new wisdom whose mission is to
sustain the desire for the great ascent. With Plotinus, sophia must perform radically new
tasks, beyond what Plato and Aristotle, and definitely beyond what the Stoics expected.
In due course, it will become the wisdom of a conception of philosophy in the service of
theology after the emerging religious culture will have won the day. Once again, Plotinus
is not a Platonist. Rather, he is at once original and a spokesman for the cultural
developments that have in the making through the rising of various dynamic axiological
elements coming together in the blending of East and West.
V
The place of honor that the grades of Beauty in the Symposium or the realms of becoming
and being in the Divided Line of the Republic occupied, Plotinus granted to the
hypostatic emanations of the One, the ultimate source of all being and all values. As such,
the One, understood as being beyond being, epekeina tēs ousias, outshines even Plato’s
ultimate Good. This One emanates and sustains the cosmic hierarchies, being the sole
demiurgic power and progenitor of all with the exception of evil.
I would like to conclude this brief paper on what I think constitutes Plotinus’
major departure away from the Hellenic conception of Intelligence and its place in human
affairs. It is hardly surprising that Plotinus altered the doctrines he extracted from Plato’s
Parmenides and the Timaeus, whether Plato had endorsed them or not. The pertinence of
what two strangers, one from Elea and another from Locroi, said in these dialogues
respectively—but not Socrates—became paramount in Plotinus’ design of his speculative
cosmology. As many scholars have noted, a critical issue, though not the only one, is the
way Plotinus assigned to the Platonic Forms a new status to accord with the principle of
the second hypostasis.10 Briefly put, Plato has Timaeus narrate a likely mythos, one that
Socrates did not say he took at its face value. Plato, the author, refrained from granting it
10 Bré hier aptly notes the following: “In Plotinus we no longer behold the Demiurge of the Timaeus, which
brings about the creation of the sensible world according to an ideal model. There is no longer the
dialectical construction of Ideas whose principles are found in the Philebus and the Sophist, any more than
there is the geometrical construction of the elements in the Timaeus, both of which bring in ideal
operations which hinder, arrest, and retard contemplation.” Ibid. p. 4.
Περιοδικό Φιλοσοφεῖν
© Copyright Φιλοσοφεῖν 2010 Ιούνιος 201014
more than a prominent place in that dialogue. But in elevating the story from mythos to
truth, Plotinus turned the mythos into a goldmine. The crucial issue, seen from Plato’s
stance, is the place of the Forms in the cosmos. Plato never put the Forms in the Nous of
the demiourgos. As this divine craftsman decides to create the entities that will fill the
cosmos, he needs perfect models. The Forms in their absolute separateness are not to be
disturbed. The demiourgos will work only with the best attainable images of the Forms.
This is what Timaeus narrates, not Socrates.11 But Plotinus, working with a religious
tradition that goes back to Philo and others, placed the Forms in the divine Nous, the first
emanation of the One, where both perfect plurality and perfect unity converge. This move
was decisively non-Hellenic. The Timaeus was not just interpreted; it was used beyond its
original setting. This conception of Nous as the host of the Forms, the Intelligibles,
Porphyry was quick to detect but he was soon advised to retract.12 Nevertheless by so
doing, Plotinus brought forth a new and different assignment to what was steadily
acquiring a prominent place in the history of intellectual culture: philosophia as
contemplative metaphysics.13
By starting a new type of speculative philosophia, Plotinus made the final step
beyond the classical tradition of sophia. Paul Shorey called him “the first and greatest of
the Neoplatonists.”14 Whatever term one prefers to use it should be treated as a
suggestive or figurative expression. To say more is to mislabel the place of Plotinus in the
11 As F. M. Cornford writes, “Timaeus speaks dogmatically but without any appeal to authority, and we
regard his doctrine simply as Plato’s own.” Plato’s Cosmology (London, 1937), p. 3. He quotes
Wilamowitz, Platon I, p. 591, who also held this to be the case. So did Plotinus who then altered the
independence of the Forms granting them residence in the Divine Intellect, clearly a non-Platonic stance.12 Life of Plotinus 18. Enn. V. 5 “That the Intelligibles are not outside the Intellectual Principle” and VI. 7
“How the multiple of Ideas exist.” 13 J. H. Randall, Jr. credits Plotinus with a third and new type of metaphysics, the other two being Plato’s
and Aristotle’s. As a new type, Plotinus’ own reaches back to Plato’s quest for the Whole and transforms it
into the search for the Absolute, the true Being, beyond all plurality and appearances. This version of
metaphysics becomes the prototype of rational theology by centering its quest on the divine as the only
Real. See his Nature and Historical Experience (New York: Columbia University Press, 1958), pp. 124ff. 14 Paul Shorey, Platonism Old and Modern, (Berkeley: University of California Press, 1938), p. 30.