james law- coast guard prevention and investigation
TRANSCRIPT
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U.S. Coast GuardAmerica’s Maritime Guardian
June 2010
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A few armed vessels, judiciously stationed at the entrances of our ports, might at a small expense be made useful sentinels of the laws.
— Alexander Hamilton, the first Secretary of the Treasury
Federalist No. 12, Nov. 27, 1787
(Earliest recorded reference to what would become the U.S. Coast Guard)
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The Coast Guard is …• Military
– One of the five armed forces• Multi-mission
– Has 11 statutory missions• Maritime
– Oldest, continuous seagoing service
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The U.S. Maritime Environment
• 95,000 miles of shoreline
• 3.5 million square miles of Exclusive Economic Zone – 200 miles out from
the coast• One of every six jobs is
marine-related • More than one-third of
the gross national product originates in coastal areas
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Maritime Transportation• More than 90% of the
world’s trade is carried on the water
• Carries 78% of all U.S. international trade
• Transports 66% of all U.S. crude oil
• Produces thousands of U.S. jobs
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Seas provide opportunities/threats• Avenue for commerce and world trade• Ability to have military power beyond
our shores to protect U.S. interests• Highways for criminal and terrorist
threats that honor no national borders
drug-smuggling submarine
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The Coast Guard is always ready to provide
• Maritime safety• Maritime security• Maritime stewardship
… through 11 statutory missions
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1. Ports, Waterways, and Coastal Security In an average day,
the Coast Guard:• Provides a presence
in all major ports• Does security
boardings of 5 high interest vessels
• Provides a waterside escort for 4 military supply ships
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2. Drug Interdiction
warning shots
off-loading seized drugs
In an average day, the Coast Guard:• Keeps ½ ton of
cocaine off the streets
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3. Aids to Navigation
In an average day, the Coast Guard:• Services 49 buoys
and fixes 21 discrepancies (such as buoys moved by a hurricane)
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4. Search and Rescue
In an average day, the Coast Guard:• Saves 13 lives• Responds to 64
search and rescue cases
• Saves $260 thousand in property
• Rescues 77% of mariners in imminent danger
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5. Living Marine Resources In an average day, the Coast Guard:• Boards 15 fishing
boats to ensure compliance with fisheries laws
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6. Marine Safety In an average day, the Coast Guard:• Screens 679
commercial vessels and 170,000 crew and passengers
• Investigates 12 marine accidents
• Issues 200 credentials to merchant mariners
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7. Defense Readiness
In an average day, the Coast Guard:• Has 6 patrol boats
and 400 personnel:– Protecting Iraq’s
maritime oil infrastructure
– Training Iraqi naval forces
– Keeping sea lanes secure in the Arabian Gulf
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8. Migrant InterdictionIn an average day, the Coast Guard:• Interdicts 10
undocumented migrants trying to enter the United States
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9. Marine Environmental Protection
In an average day, the Coast Guard:• Responds to and
investigates 10 pollution incidents
• Inspects 70 containers
• Inspects 33 vessels for compliance with air emissions standards
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10. Ice OperationsIn 2009, the Coast
Guard:• Performed domestic
icebreaking to keep waterways open for commercial traffic
• Assisted 479 ice transits
• Enabled the transport of $2 billion worth of cargo
• Brought scientists to the Arctic to map the floor of the Arctic Ocean and for studies on polar bears, ocean sediment and methane gas
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11. Other Law Enforcement(foreign fishing vessel law enforcement)
Assisting China with fisheries law enforcement
In 2009, the Coast Guard:
• Detected 112 foreign fishing vessels illegally encroaching the U.S. Exclusive Economic Zone
• Conducted cooperative patrols with China for fishery enforcement in the North Pacific
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Where we fit
Dept. of the Army Dept. of the Air Force
U.S . Navy U.S. Marine Corps
Dept. of the Navy
Dept. of Defense
U.S. Coast Guard
Dept. of Hom eland Security
U.S. President
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Unique Law Enforcement Authority
• Posse Comitatus Act– Federal law that prohibits using the
military for law enforcement – Coast Guard is exempt
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Personnel Strength of Armed Forces
ServiceMilitary
personnel
Percent
of totalArmy 558,840 38%Air Force 335,490 23%Navy 329,571 22%Marine Corps
204,133 14%
Coast Guard
43,449 3%
Total 1,471,483 100%(as of February 2010)
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Our People• Full-time
– Military: 42,400– Civilian: 7,900
• Part-time– Reservists: 6,900
• Volunteers– Auxiliarists: 30,000
Our military strength – about the same size as the New York City police force
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Budget and Resources• Fiscal Year 2010 Budget: $10.1 billion• Resources
– Cutters: 250(65 ft. +)
– Boats: 1,784– Aircraft: 198
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Marine Safety and the Coast Guard’s
Prevention Program
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• Mandatory Inspection Activities• Discretionary Examination
Activities• Discretionary Boarding Activities
Prevention Program includes:
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• Tank Vessels (ships and barges)• Freight Vessels• Passenger Vessels• Vessels with Steam Propulsion
Mandatory Inspection Activities: US flag
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• These vessels are inspected annually and issued a 5-year Certificate of Inspection.
Mandatory Inspection Activities: US flag
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• Passenger Vessels carrying more than six passengers for hire.
• Certain Fish Processing Vessels
Mandatory Inspection Activities: US flag
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Mandatory Inspection Activities: Foreign flag
Certain Foreign Vessels• Tank Vessels (ships and barges)• Passenger Vessels carrying 12
or more passengers…
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• Commercial Fishing Vessels• Uninspected Passenger Vessels
(UPV)• Tow and Tug Boats****
Discretionary Examination Activities: US flag
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• Vessels are usually issued a decal• Reflects a point in time condition• Can have a one or two year time.• Does not exempt underway
boardings• Typically done at dockside.
Discretionary Examination Activities: US flag
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Uninspected Passenger Vessels (UPV)
• 6 passengers if less than 100 gross tons
• 12 passengers if greater than 100 tons
Know as “Six” and “Twelve” Packs
Discretionary Examination Activities: US flag
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• Freight Vessels and Barges• Issued Certificates• May not preclude boardings at
other US ports
Discretionary Examination Activities: Foreign flag
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MISLE System
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• Recreational Boats• Commercial Fishing Vessels• Small Passenger Vessels• Tow and Tug Boats• Commercial Vessels (smaller)
Discretionary Boarding Activities
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• Conducted while underway• Armed Enforcement Teams• Checks for compliance with US
and international regulations• May issue a decal.
Discretionary Boarding Activities
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• Coastal and typically not in inland waterways, rivers
• The Boating Safety Program uses boarding numbers and findings in the US Coast Guard’s Strategic Plan as a measure of effectiveness.
Discretionary Boarding Activities
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• Uninspected commercial vessels, depending on their service, very often are state registered – marked vessels
• These vessels are not required to make any reports to the Coast Guard
Coast Guard issues with all this…
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We find out about these vessels in one of several ways;
• Boardings• Vessel casualties or pollution
incidents• Reports of misconduct or violation
Coast Guard issues with all this…
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• We do not want to pre-empt states from their responsibilities on state waters;
• We do not want to push an unfunded mandate down to identify vessels without some kind of give back
So now what?
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• Normally – BLA’s contact Coast Guard District Office Recreational Boating Coordinators for questions on recreational boating issues
• That continues to be encouraged!
What the Coast Guard can do for you …
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• BLA’s may contact Coast Guard District commercial vessel safety programs, sometimes known as the Office of Prevention, for issues on commercial vessels
What the Coast Guard can do for you …
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• BLA’s may contact Coast Guard District waterway safety management programs, sometimes also in the Office of Prevention, for issues on waterways safety
What the Coast Guard can do for you …
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• BLA’s may contact Coast Guard Sector Offices for issues on waterways safety as well as commercial vessel safety.
• Example: providing assistance in conducting stability studies on a passenger vessel in wholly state regulated waters.
What the Coast Guard can do for you …
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• Via the NASBLA partnership, assist state BLAs with summary or detailed boarding statistics on state registered or marked vessels, recreational and/or commercial, in the implementation or measurement of their own prevention programs.
What the Coast Guard can do for you …
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• Facilitate joint investigations with the state agency when commercial vessels are involved with recreational boats and deaths are involved.
• Work with state agencies on the investigation of recreational boat casualties outside the jurisdiction of state waters.
What the Coast Guard can do for you …
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What the Coast Guard can do for you …
Coast Guard’s Homeport Websitehttp://homeport.uscg.mil
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What the Coast Guard can do for you …
Coast Guard’s Homeport Websitehttp://homeport.uscg.mil
Casualty and Pollution Data for download and analysis
Merchant Vessels of the US
Notable Oil Spills in US Waters 1989 – 2008
Oil Spill Compendium 1973 – 2009
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What the Coast Guard can do for you …Coast Guard’s Marine Information Exchange
http://cgmix.uscg.mil/Default.aspx
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What the Coast Guard can do for you …
Coast Guard’s Marine Information Exchangehttp://cgmix.uscg.mil/Default.aspx
CG Port State Information Exchange
Approved Equipment
Security Plan Review
Incident Investigation Reports (see Homeport above)
Liferaft Facilities
MARPOL Certificates of Adequacy
Vessel Identification System (VIS)
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America’s Maritime Guardian:… In the heartland… In the ports… On the seas… Around the globe
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The Office of Investigation and Analysis
…oversees commercial vessel investigation processes within the Marine Safety Program, and conducts analyses of casualties and events in order to prevent them in the future.
We also conduct studies of marine safety activity data to determine the effectiveness of our outreach efforts as well as industry compliance.
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Questions?
Jim Law is the senior analyst and acting Chief of the Compliance Analysis Division of the Office of Investigations and Analysis at Coast Guard Headquarters, Washington, DC. He is a subject matter expert in the development of the Coast Guard’s Business Performance Plan standard statistical packages, as well as the development of MSIS’s replacement MISLE and its analysis tools.
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