jointed concrete pavement faulting collection and analysis ...3. lack of a standard reporting...

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1 INNOVATIVE SOLUTIONS TO COMPLEX PROBLEMS © 2019 Applied Research Associates, Inc. ARA Proprietary Jointed Concrete Pavement Faulting Collection and Analysis Standards – Phase I September 19, 2019 Shreenath Rao, PhD, PE Pavement Evaluation Conference 2019 Roanoke, VA

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Page 1: Jointed Concrete Pavement Faulting Collection and Analysis ...3. Lack of a Standard Reporting Protocol o Positive fault, negative fault, averages, joint detection 4. Lack of a Certification

11

INNOVATIVE SOLUTIONS TO COMPLEX PROBLEMS

© 2019 Applied Research Associates, Inc. • ARA Proprietary

Jointed Concrete Pavement Faulting Collection and Analysis Standards – Phase I

September 19, 2019

Shreenath Rao, PhD, PE

Pavement Evaluation Conference 2019Roanoke, VA

Page 2: Jointed Concrete Pavement Faulting Collection and Analysis ...3. Lack of a Standard Reporting Protocol o Positive fault, negative fault, averages, joint detection 4. Lack of a Certification

www.ara.com

INNOVATIVE SOLUTIONS TO COMPLEX PROBLEMS

© 2019 Applied Research Associates, Inc. • ARA Proprietary

Acknowledgement1. FHWA – Andy Mergenmeier2. SHA Panel – Cindy Smith, David Huft, Bouzid Choubane3. SHA Providing Information – Alabama, Florida, Kansas,

Mississippi, Missouri, North Dakota, Ohio, South Dakota, Utah, and Washington

4. Vendors Providing Information – Ames Engineering Inc., Dynatest North America, Inc., International Cybernetics Corp. (ICC), Pathway Services Inc., and Pavemetrics

5. Team – ARA: Hyung Lee, Hesham Abdualla; Transtec: George Chang, David Merritt

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Page 3: Jointed Concrete Pavement Faulting Collection and Analysis ...3. Lack of a Standard Reporting Protocol o Positive fault, negative fault, averages, joint detection 4. Lack of a Certification

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INNOVATIVE SOLUTIONS TO COMPLEX PROBLEMS

© 2019 Applied Research Associates, Inc. • ARA Proprietary

Phase I1. Task 1—Kickoff Meeting2. Task 2—Literature Review and Information Gathering

Subtask 2.1. Literature Review and Information GatheringSubtask 2.2 Development of New Definitions and Procedures

3. Task 3—Draft and Final Phase I Report and Phase II Work Plan

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Page 4: Jointed Concrete Pavement Faulting Collection and Analysis ...3. Lack of a Standard Reporting Protocol o Positive fault, negative fault, averages, joint detection 4. Lack of a Certification

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INNOVATIVE SOLUTIONS TO COMPLEX PROBLEMS

© 2019 Applied Research Associates, Inc. • ARA Proprietary

Phase II4. Task 4—Pilot Projectso Definitionso Equipmento Certification and Verification Procedures and Protocolso Precision and Accuracyo Faulting Standards (AASHTO)

5. Task 5—Draft and Final Phase II Report

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Page 5: Jointed Concrete Pavement Faulting Collection and Analysis ...3. Lack of a Standard Reporting Protocol o Positive fault, negative fault, averages, joint detection 4. Lack of a Certification

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INNOVATIVE SOLUTIONS TO COMPLEX PROBLEMS

© 2019 Applied Research Associates, Inc. • ARA Proprietary

Limitations of Current Practice1. Lack of a Standard Definition for Faulting

o Manual Distress Survey vs. Automated [2D (Line Laser, Point Laser) vs. 3D], Transverse Location(s), Longitudinal Location(s)

2. Uncertainties Associated with Different Methodso Method A, Method B

3. Lack of a Standard Reporting Protocolo Positive fault, negative fault, averages, joint detection

4. Lack of a Certification Process for Faulting

5

The objective of this project (Phase I and Phase II) is to address the shortcomings of current faulting practices and establish standards that will quantify the accuracy and precision requirements for faulting data collection and analysis to meet SHA requirements.

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INNOVATIVE SOLUTIONS TO COMPLEX PROBLEMS

© 2019 Applied Research Associates, Inc. • ARA Proprietary 6

What is faulting?

What are the effects of faulting? How do agencies use and report faulting data?

How do agencies measure faulting?

What data standards are needed based on agencies use of faulting data?

What are the current definitions, standards, and protocols for collecting and analyzing faulting data?

Reporting

Decision Analysis

BACKGROUND

STRUCTURE

How do we define faulting? How should faulting be interpreted/analyzed?

How can we make faulting (the measurement) consistent and a true representation of faulting (the distress)?

How do we collect faulting data?What equipment should be used to collect faulting data on

a production basis? How do we verify the data quality?

How do we certify production faulting measurements?

What are the requirements for and how should measurements be evaluated to meet quality needs?

Data Analysis

Data Acquisition

Certification

What is the difference between faulting (the distress) and faulting (the measurement)?

What kind of reference test is appropriate for certification?

What are the requirements for the reference tests? What artifacts are needed to certify the measurements?

Reference Test

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INNOVATIVE SOLUTIONS TO COMPLEX PROBLEMS

© 2019 Applied Research Associates, Inc. • ARA Proprietary 7

Page 8: Jointed Concrete Pavement Faulting Collection and Analysis ...3. Lack of a Standard Reporting Protocol o Positive fault, negative fault, averages, joint detection 4. Lack of a Certification

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INNOVATIVE SOLUTIONS TO COMPLEX PROBLEMS

© 2019 Applied Research Associates, Inc. • ARA Proprietary 8

Faulting (the measurement) is a clearly-defined quantification of faulting (the distress) and requires definitions, procedures, and protocols for measuring (including verifying and certifying), analyzing, and reporting.

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INNOVATIVE SOLUTIONS TO COMPLEX PROBLEMS

© 2019 Applied Research Associates, Inc. • ARA Proprietary 9

IRI Measurement

Traffic Direction

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INNOVATIVE SOLUTIONS TO COMPLEX PROBLEMS

© 2019 Applied Research Associates, Inc. • ARA Proprietary 10

Transverse Profile Measurement

Traffic Direction

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INNOVATIVE SOLUTIONS TO COMPLEX PROBLEMS

© 2019 Applied Research Associates, Inc. • ARA Proprietary 11

Faulting Measurement

Traffic Direction

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INNOVATIVE SOLUTIONS TO COMPLEX PROBLEMS

© 2019 Applied Research Associates, Inc. • ARA Proprietary 12

Faulting Measurement

Traffic Direction

We are really interested in Z measurement…but which X and Y location(s) should we use?What impact does it have? How do we account for local texture?

Page 13: Jointed Concrete Pavement Faulting Collection and Analysis ...3. Lack of a Standard Reporting Protocol o Positive fault, negative fault, averages, joint detection 4. Lack of a Certification

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INNOVATIVE SOLUTIONS TO COMPLEX PROBLEMS

© 2019 Applied Research Associates, Inc. • ARA Proprietary 13

-0.28

-0.26

-0.24

-0.22

-0.2

-0.18

-0.16

-0.14

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-0.1

155 156 157 158 159 160 161 162 163

Elev

atio

n (in

.)

Longitudinal Distance (ft.)

3 in.

9 in.

Joint Location

Linear Regression

Lines

AASHTO R36 Method ADetect joint: Downward Spike, Step, Curled Edge4 ft linear regression, average elevation 3-9 in departure slab

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INNOVATIVE SOLUTIONS TO COMPLEX PROBLEMS

© 2019 Applied Research Associates, Inc. • ARA Proprietary 14

-0.28

-0.26

-0.24

-0.22

-0.2

-0.18

-0.16

-0.14

-0.12

-0.1

155 156 157 158 159 160 161 162 163

Elev

atio

n (in

.)

Longitudinal Distance (ft.)

9 in.

9 in.

Joint Location

Point P1

Point P1'

Point Pn

Point Pn'

AASHTO R36 Method B

12 in

12 in

Sensitivity Factor / Slope interative to identify joints3 to 9 in from joint only, paired difference

Page 15: Jointed Concrete Pavement Faulting Collection and Analysis ...3. Lack of a Standard Reporting Protocol o Positive fault, negative fault, averages, joint detection 4. Lack of a Certification

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INNOVATIVE SOLUTIONS TO COMPLEX PROBLEMS

© 2019 Applied Research Associates, Inc. • ARA Proprietary

Faulting Definition: Option 1

•Faulting is defined as the difference in average elevations across a transverse joint, measured within the outer wheelpath, in accordance with the following items.

• The outer wheelpath for faulting is defined as the area within 15 in. to 45 in. from the lane center (i.e., center of wheelpath is 30 in. from the lane center and the width of wheelpath is 30 in.), regardless of the lane width.

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INNOVATIVE SOLUTIONS TO COMPLEX PROBLEMS

© 2019 Applied Research Associates, Inc. • ARA Proprietary 16

Proposed Definition: Option 1

30 in.

30 in.

Direction of Traffic

Outer Wheel Path

Shoulder

Lane Center

Lan

e W

idth

= L

L / 2

L / 2

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INNOVATIVE SOLUTIONS TO COMPLEX PROBLEMS

© 2019 Applied Research Associates, Inc. • ARA Proprietary

Faulting Definition: Option 1

•Faulting is defined as the difference in average elevations across a transverse joint, measured within the outer wheelpath, in accordance with the following items.

• Faulting is calculated from a “Representative Longitudinal Profile” of the outer wheelpath.

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Page 18: Jointed Concrete Pavement Faulting Collection and Analysis ...3. Lack of a Standard Reporting Protocol o Positive fault, negative fault, averages, joint detection 4. Lack of a Certification

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INNOVATIVE SOLUTIONS TO COMPLEX PROBLEMS

© 2019 Applied Research Associates, Inc. • ARA Proprietary 18

Proposed Definition: Option 1

Wheel Path

Shoulder

Wheel Path Center

Joint

Average Elevation

3D Elevation Points

2D Laser Path with Wander

Representative Longitudinal Profile

Page 19: Jointed Concrete Pavement Faulting Collection and Analysis ...3. Lack of a Standard Reporting Protocol o Positive fault, negative fault, averages, joint detection 4. Lack of a Certification

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INNOVATIVE SOLUTIONS TO COMPLEX PROBLEMS

© 2019 Applied Research Associates, Inc. • ARA Proprietary

Faulting Definition: Option 1•Faulting is defined as the difference in average elevations across a transverse joint, measured within the outer wheelpath, in accordance with the following items.

• From the representative longitudinal profile, the average elevations before and after the joint are calculated using an Enhanced Cumulative Difference Approach (ECDA).

• The minimum longitudinal distance for calculating the average elevations before and after the joint is 5 in.

• Potential effect of spalling and/or wide joint opening detected by the ECDA algorithm is to be excluded from faulting calculation.

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INNOVATIVE SOLUTIONS TO COMPLEX PROBLEMS

© 2019 Applied Research Associates, Inc. • ARA Proprietary 20

Proposed Definition: Option 1

LTPP Section 04-0215. Joint at Station 324.6 ft.

0.00

0.02

0.04

0.06

0.08

0.10

0.12

0.14

0.16

0.18

320 322 324 326 328 330

Ele

vatio

n (in

.)

Station (ft)

Raw Elevation DataDelineated Sections

No Faulting

Joint with Potential Issues

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INNOVATIVE SOLUTIONS TO COMPLEX PROBLEMS

© 2019 Applied Research Associates, Inc. • ARA Proprietary 21

Proposed Definition: Option 1

LTPP Section 27-4040. Joint at Station 30.3 ft.

-0.60

-0.50

-0.40

-0.30

-0.20

-0.10

0.0025 27 29 31 33 35

Ele

vatio

n (in

.)

Station (ft)

Raw Elevation DataDelineated Sections

Less than +0.001 in. Faulting

Joint

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INNOVATIVE SOLUTIONS TO COMPLEX PROBLEMS

© 2019 Applied Research Associates, Inc. • ARA Proprietary 22

Proposed Definition: Option 1

LTPP Section 04-0215. Joint at Station 204.3 ft.

-0.25

-0.20

-0.15

-0.10

-0.05

0.00200 202 204 206 208 210

Ele

vatio

n (in

.)

Station (ft)

Raw Elevation DataDelineated Sections

+0.004 in. Faulting

Joint with Potential Issues

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INNOVATIVE SOLUTIONS TO COMPLEX PROBLEMS

© 2019 Applied Research Associates, Inc. • ARA Proprietary 23

Proposed Definition: Option 1

-0.08-0.06-0.04-0.020.000.020.040.060.080.100.120.14

3 5 7 9 11 13

Ele

vatio

n (in

.)

Station (ft)

Raw Elevation DataDelineated Sections

+0.02 in. Faulting

Joint

LTPP Section 04-0215. Joint at Station 8.5 ft.

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INNOVATIVE SOLUTIONS TO COMPLEX PROBLEMS

© 2019 Applied Research Associates, Inc. • ARA Proprietary 24

Proposed Definition: Option 1

LTPP Section 27-4040. Joint at Station 301.8 ft.

-0.40

-0.35

-0.30

-0.25

-0.20

-0.15

-0.10

-0.05

0.00

0.05

0.10

297 299 301 303 305 307

Ele

vatio

n (in

.)

Station (ft)

Raw Elevation DataDelineated Sections

+0.11 in. Faulting

Joint with Potential Issues

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INNOVATIVE SOLUTIONS TO COMPLEX PROBLEMS

© 2019 Applied Research Associates, Inc. • ARA Proprietary 25

Proposed Definition: Option 1

LTPP Section 27-4040. Joint at Station 439.0 ft.

-0.30

-0.25

-0.20

-0.15

-0.10

-0.05

0.00

0.05

0.10

434 436 438 440 442 444

Ele

vatio

n (in

.)

Station (ft)

Raw Elevation DataDelineated Sections

+0.18 in. Faulting

Joint with Potential Issues

Page 26: Jointed Concrete Pavement Faulting Collection and Analysis ...3. Lack of a Standard Reporting Protocol o Positive fault, negative fault, averages, joint detection 4. Lack of a Certification

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INNOVATIVE SOLUTIONS TO COMPLEX PROBLEMS

© 2019 Applied Research Associates, Inc. • ARA Proprietary

Faulting Definition: Option 2•Faulting is defined as the difference in average elevations across a transverse joint, measured within the outer wheelpath, in accordance with the following items. • Option 2 is a simplified version of Option 1.• Rather than use ECDA, from the representative longitudinal

profile, the average elevations before and after the joint are calculated using all elevations between the joint and X in. from the joint.

• The minimum longitudinal distance for calculating the average elevations before and after the joint is 5 in.

• The vendor or equipment manufacturer will be responsible to demonstrate ability to remove elevations corresponding to spalls and wide joint openings, which shall excluded from faulting calculation.

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Page 27: Jointed Concrete Pavement Faulting Collection and Analysis ...3. Lack of a Standard Reporting Protocol o Positive fault, negative fault, averages, joint detection 4. Lack of a Certification

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INNOVATIVE SOLUTIONS TO COMPLEX PROBLEMS

© 2019 Applied Research Associates, Inc. • ARA Proprietary

Faulting Definition: Option 3

•Faulting is defined as the difference in elevations of projected/existing planes of approach slab and departure slab surfaces across a transverse joint or crack along the outside wheelpath. The representative longitudinal profile shall be used for this projection. Faulting shall be measured as a mean value of the differences of the above mentioned metrics between 0 in. to 9 in. offset from the center of a joint/crack in the traffic direction with a minimum of 10 equally-spaced projected elevation points.

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INNOVATIVE SOLUTIONS TO COMPLEX PROBLEMS

© 2019 Applied Research Associates, Inc. • ARA Proprietary

Faulting Definition: Option 3

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Side View

76mm

226mm1219mm

*Not to scale

Projected linefrom the approach slab

Measurement of Positive Fault with Down Grade

1219mm

Average of 10+ points

Measurementrange

Center of joint/crack width

Traffic Direction

Page 29: Jointed Concrete Pavement Faulting Collection and Analysis ...3. Lack of a Standard Reporting Protocol o Positive fault, negative fault, averages, joint detection 4. Lack of a Certification

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INNOVATIVE SOLUTIONS TO COMPLEX PROBLEMS

© 2019 Applied Research Associates, Inc. • ARA Proprietary 29

-0.28

-0.26

-0.24

-0.22

-0.2

-0.18

-0.16

-0.14

-0.12

-0.1

155 156 157 158 159 160 161 162 163

Elev

atio

n (in

.)

Longitudinal Distance (ft.)

3 in.

9 in.

Joint Location

Linear Regression

Lines

AASHTO R36 Method ADetect joint: Downward Spike, Step, Curled Edge4 ft linear regression, average elevation 3-9 in departure slab

Page 30: Jointed Concrete Pavement Faulting Collection and Analysis ...3. Lack of a Standard Reporting Protocol o Positive fault, negative fault, averages, joint detection 4. Lack of a Certification

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INNOVATIVE SOLUTIONS TO COMPLEX PROBLEMS

© 2019 Applied Research Associates, Inc. • ARA Proprietary 30

Curling Artifact

Fault or No Fault?

Page 31: Jointed Concrete Pavement Faulting Collection and Analysis ...3. Lack of a Standard Reporting Protocol o Positive fault, negative fault, averages, joint detection 4. Lack of a Certification

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INNOVATIVE SOLUTIONS TO COMPLEX PROBLEMS

© 2019 Applied Research Associates, Inc. • ARA Proprietary

Discussion Items•Transverse Location: Wheel path width• LTPP asphalt pavement: 30 in. wide and centered 35 in. from

lane longitudinal centerline.• LTPP manual faulting measurement: 12 and 30 in. from

edge/lane stripe.• HPMS manual asphalt pavement: 39 in. wide and centered

35 in. from lane longitudinal centerline.

•Transverse Location: Wheel path (inner/outer)• Both• Outer Only

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Page 32: Jointed Concrete Pavement Faulting Collection and Analysis ...3. Lack of a Standard Reporting Protocol o Positive fault, negative fault, averages, joint detection 4. Lack of a Certification

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INNOVATIVE SOLUTIONS TO COMPLEX PROBLEMS

© 2019 Applied Research Associates, Inc. • ARA Proprietary

Discussion Items•Transverse Location: Defining Centerline / Reference Edge• 3D can do off edge or lane stripe• 2D HSIP may not and may need a retrofit to detect edge or

lane stripe

Faulting Measurement: Equipment / Data Resolution• 3D Laser / Camera• 2D HSIP (Account for texture effects)• Manual

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Page 33: Jointed Concrete Pavement Faulting Collection and Analysis ...3. Lack of a Standard Reporting Protocol o Positive fault, negative fault, averages, joint detection 4. Lack of a Certification

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INNOVATIVE SOLUTIONS TO COMPLEX PROBLEMS

© 2019 Applied Research Associates, Inc. • ARA Proprietary

Reporting•Basic Information• Section identification• Date and time of data collection• Operator(s)• Device(s)• Total length of the data collection section

•AFM Method Used for Analysis• Method for joint detection (if we go with the multiple option

approach)• Method for faulting calculation (if we go with the multiple option

approach)• Other inputs needed for joint detection or fault calculation (e.g.,

User inputted typical slab length, lane width, etc.)

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Page 34: Jointed Concrete Pavement Faulting Collection and Analysis ...3. Lack of a Standard Reporting Protocol o Positive fault, negative fault, averages, joint detection 4. Lack of a Certification

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INNOVATIVE SOLUTIONS TO COMPLEX PROBLEMS

© 2019 Applied Research Associates, Inc. • ARA Proprietary

Reporting•AFM Results• Joint/transverse crack locations• Positive and negative faulting at all transverse joints and transverse cracks• Maximum value of positive and negative faulting for joints• Maximum value of positive and negative faulting for transverse cracks• Separate averages of positive and negative faulting for all joints in the test

section• Separate averages of positive and negative faulting for all transverse cracks

in the test section• Overall average faulting for all joints in the test section• Overall average faulting for all transverse cracks in the test section• Overall average of absolute faulting for all joints in the test section• Overall average of absolute faulting for all cracks in the test section• Total number of detected joints• Total number of detected transverse cracks

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INNOVATIVE SOLUTIONS TO COMPLEX PROBLEMS

© 2019 Applied Research Associates, Inc. • ARA Proprietary

Certification

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Reference TestsMeasurement SpecsCertification Artifacts

Reference Measurements

Production TestsMeasurement SpecsCertification Artifacts

Production Equipment Measurements

Precision Precision

Accuracy

Statistical Comparison

Page 36: Jointed Concrete Pavement Faulting Collection and Analysis ...3. Lack of a Standard Reporting Protocol o Positive fault, negative fault, averages, joint detection 4. Lack of a Certification

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INNOVATIVE SOLUTIONS TO COMPLEX PROBLEMS

© 2019 Applied Research Associates, Inc. • ARA Proprietary

Certification•Consistent with Transverse Profile Project• Build upon relevant standards developed under TPP• Method for computing faulting using longitudinal profile• Detailed specifications not included for equipment or

software used to make the calculations• Any approach that can be adequately validated to meet the

functionality is considered acceptable• Goal is to achieve a significant level of standardization for

consistent faulting computation

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INNOVATIVE SOLUTIONS TO COMPLEX PROBLEMS

© 2019 Applied Research Associates, Inc. • ARA Proprietary

Certification•Consistent with Transverse Profile Project• Range of conditions to be measured (texture, fault

magnitude, joint damage, transverse crack)• Assess x, y, z data quality (elevation)o Artifacts to simulate faulting

• Assess fault algorithmo Statistical comparison with reference measurement

• Assess Joint Detection Rate (JDR)o Need to meet minimum JDR

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INNOVATIVE SOLUTIONS TO COMPLEX PROBLEMS

© 2019 Applied Research Associates, Inc. • ARA Proprietary

Certification•Consistent with Transverse Profile Project• 3D Systems: Body Motion Cancelation, Drift Mitigation,

Dynamic Performance, Static Performanceo Review closely to assess application to faulting

• Reference Tests Using Artifacts

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INNOVATIVE SOLUTIONS TO COMPLEX PROBLEMS

© 2019 Applied Research Associates, Inc. • ARA Proprietary

Phase II Pilot Projects• Development, refinement, and validation of the proposed

definitions and methods to quantify faulting at each joint/transverse crack, and

• Development and refinement of certification and verification tests and standards.

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INNOVATIVE SOLUTIONS TO COMPLEX PROBLEMS

© 2019 Applied Research Associates, Inc. • ARA Proprietary

Thank You

• Comments / FeedbackoMergenmeier, Andy (FHWA) [email protected] Rao ARA/TRANS [email protected] Chang [email protected]

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