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  • 7/24/2019 Josephus and Polybius - A Reconsideration.pdf

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    Josephus and Polybius: A ReconsiderationAuthor(s): A. M. EcksteinSource: Classical Antiquity, Vol. 9, No. 2 (Oct., 1990), pp. 175-208Published by: University of California PressStable URL: http://www.jstor.org/stable/25010928.

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  • 7/24/2019 Josephus and Polybius - A Reconsideration.pdf

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    A. M.

    ECKSTEIN

    Josephus

    and

    Polybius:

    A

    Reconsideration

    THE

    CAREERS

    F

    Flavius

    Josephus,

    the Jewish

    historical writer

    of

    the

    first

    century

    A.D.,

    and

    Polybius

    of

    Megalopolis,

    the

    great figure

    of

    second-century

    B.C.Greek historiography, reveal striking correspondences. Both Polybius and

    Josephus

    were

    important politicians

    and

    generals

    in their

    own home

    countries

    (Achaea,

    Judaea);

    both men

    were

    significantly

    involved

    in

    crucial

    developments

    in the relations

    between

    their home

    countries

    and

    Rome;

    Polybius

    thereafter

    came to Rome

    as,

    essentially,

    a

    prisoner

    of

    war,

    and

    Josephus

    came when

    he

    had

    just

    been released

    from

    that

    condition;

    both

    men sheltered

    under the

    protective

    aegis

    of

    powerful

    Roman

    families,

    and

    wrote

    works

    at

    least

    partly

    in the interest

    of those

    families;

    both

    men

    witnessed-from

    the

    Roman

    side-the

    Roman

    de

    struction of great cities dear to them (Corinth, Jerusalem); both men, finally,

    spent

    their time

    in Rome

    writing

    histories concentrated

    on

    the theme

    of Roman

    power

    (histories

    that also

    contained

    defenses of

    their

    own

    behavior,

    both

    in

    their

    native countries

    and after

    their arrival

    among

    the

    Romans).

    The

    question

    of

    how

    much,

    or

    whether,

    Josephus

    was

    influenced

    by

    his

    second-century-B.c. predeces

    sor

    has

    naturally

    intrigued

    modern scholars.1

    But

    the evidence

    here

    is in

    fact

    ambiguous

    and

    difficult.

    Not

    surprisingly,

    therefore,

    scholars

    have

    drawn

    contradictory

    conclusions

    from

    it.

    At

    one

    end

    of

    This

    paper

    has

    been

    much

    improved

    by

    the

    criticisms

    of the

    anonymous

    reviewers

    for Classical

    Antiquity.

    Iwould also

    like

    to

    express

    special

    thanks to Professor

    Louis H.

    Feldman,

    the dean

    of

    Josephus

    studies,

    who

    kindly

    sent me some

    material

    that otherwise

    would have been

    very

    difficult

    for

    me

    to

    obtain.

    1.

    For

    the

    parallels

    between

    the

    careers of

    Polybius

    and

    Josephus,

    see

    the

    comments of

    S.

    J.

    D.

    Cohen,

    "Josephus,

    Jeremiah,

    and

    Polybius,"

    H&

    T

    21

    (1982)

    367 and

    n.

    4.

    ? 1990

    BY

    THE REGENTS

    OF

    THE

    UNIVERSITY

    OF

    CALIFORNIA

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  • 7/24/2019 Josephus and Polybius - A Reconsideration.pdf

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    176 CLASSICAL

    NTIQUITY

    Volume 9/No.

    2/October

    1990

    the

    spectrum,

    Collomp

    and

    Avenarius

    suggest

    that

    Josephus

    was

    heavily

    in

    Polyb

    ius's

    historiographical

    debt;

    at

    the

    other end of the

    spectrum,

    Shutt would

    greatly

    minimize any Polybian influence.2Recently the question has been reopened in a

    stimulating

    article

    by

    S. J.

    D.

    Cohen.

    Cohen

    argues

    that

    Josephus

    had

    at

    least

    some

    direct

    knowledge

    of

    Polybius,

    and that there

    probably

    was

    at least

    some

    intellectual

    influence;

    but

    he also

    posits

    that the Jewish

    prophetic

    tradition,

    espe

    cially

    that of

    Jeremiah,

    had

    a far

    greater

    impact

    on

    Josephus's

    historical

    writing,

    particularly

    on

    the moral

    structure

    of the Jewish War.

    3

    The

    purpose

    of the

    present

    paper

    is

    to

    extend and

    to

    amplify

    Cohen's contention

    of

    Josephus's

    direct knowl

    edge

    and

    use

    of

    Polybius,

    and

    to

    demonstrate

    Polybius's

    deep

    impact

    by

    a

    close

    examination of

    the

    Polybian

    motifs evident

    in

    Josephus's

    work. This is

    not

    in

    the

    least

    to

    deny

    the crucial

    importance

    of

    the Jewish moral and

    narrative tradition.

    But

    the

    Greek,

    and

    specifically

    the

    Polybian,

    historiographical

    tradition-and

    evenmore

    important,

    the

    Polybian

    world

    view-may

    have had

    a

    stronger

    intellec

    tual influence

    upon

    Josephus

    than is

    usually suggested.

    The

    question

    of

    Josephus's

    intellectual

    relationship

    to

    Polybius

    is

    a

    signifi

    cant

    one,

    and

    not

    only

    in

    terms

    of

    evaluating

    the

    influence of

    Polybius

    upon

    later

    writers. The

    discussion here

    will,

    I

    think,

    also

    serve

    to

    demonstrate the consis

    tency

    over

    time with which local elites

    came

    to

    an

    intellectual accommodation

    with the harsh fact of Roman

    power.

    The result is a clearer

    appreciation

    of one

    of the sources

    of the

    stability

    and

    continuity

    of

    Roman

    hegemony

    in

    the

    Mediter

    ranean

    world.

    Josephus

    makes

    explicit

    reference

    to

    Polybius,

    and

    apparent

    direct

    use

    of

    Polybius,

    three times

    in

    his

    work.

    At

    AJ

    12.135-37

    he

    uses

    an

    excerpt

    from

    Book

    16

    of

    the

    Histories

    to

    support

    his

    contention

    that Antiochus III

    was

    very

    grateful

    for the

    help

    he received from the Jews.

    (In

    fact, however,

    it is

    hard

    to

    see the

    relevance

    of

    the

    quoted

    passage

    to

    Josephus's

    argument.)

    A

    little

    later

    (AJ

    12.358-59) Josephus praises Polybius as an honestman (&yaco;g... .av), but

    2. P.

    Collomp,

    "La

    place

    de

    Josephe

    dans

    la

    technique

    de

    l'historiographie hellenistique,"

    in

    Etudes

    historiques

    de la Faculte des lettres

    de

    l'Universite

    de

    Strasbourg,

    106,

    Melanges

    1945

    (Paris,

    1947)

    81-92,

    especially regarding Josephus's

    rejection

    of "rhetorical"

    history

    (hereafter,

    Collomp

    is

    cited

    in

    themore

    accessible

    German version

    in

    A.

    Schalit,

    ed.,

    Zur

    Josephus-Forschung [Darmstadt,

    1973]

    278-93);

    G.

    Avenarius,

    Lukians

    Schrift

    zur

    Geschischtsschreibung

    (Meisenheim

    am

    Glan,

    1956),

    38,

    42,

    53,

    79,

    n.

    24,

    81,

    and

    esp.

    177 and

    n.

    22. Contra:

    R.

    J.

    H.

    Shutt,

    Studies

    in

    Josephus

    (London,

    1961)

    102-6.

    A

    close

    relationship

    between

    Josephus

    and

    Polybius

    was

    suggested

    early

    on

    by

    B.

    Brine,

    "Josephus

    und

    Polybius,"

    in Flavius

    Josephus

    und

    seine

    Schriften

    (Gutersloh,

    1913)

    170-75,

    on

    the basis of

    (alleged)

    striking

    similarities

    in

    the

    vocabularies

    of the

    two

    authors;

    but

    Brine's

    methodology

    is

    an

    insecure

    one,

    since

    many

    of the words he

    cites

    were

    actually

    common

    in

    Hellenistic

    writing.

    See

    now

    the

    general

    criticism of Briine

    by

    D.

    Ladouceur,

    "The

    Language

    of

    Josephus,"

    JSJ

    14

    (1983)

    22 and n.

    19.

    3.

    Cohen

    (above,

    n.

    1)

    369ff.,

    esp.

    380-81

    (the

    most

    recent

    full

    study

    of the

    question).

    H.

    Lind

    ner,

    Die

    Geschichtsauffasung

    des

    Flavius

    Josephus

    im

    Bellum

    Judaicum

    (Leiden, 1972)

    47,

    believes

    Josephus

    knew

    Polybius's

    Histories

    and

    modeled

    parts

    of

    his

    own

    work

    on

    them,

    particularly

    his

    mate

    rial

    on

    historiographical theory;

    but Lindner's remarks

    are

    extraordinarily

    brief

    (parenthetical

    to a

    discussion

    of

    Josephus's conception

    of

    Tyche).

    P.

    Villalba

    i

    Varneda,

    The

    Historical

    Method

    of

    Flavius

    Josephus

    (Leiden, 1986),

    has little coherent to

    suggest

    regarding

    the

    Polybius-Josephus

    relationship.

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    ECKSTEIN:

    Josephus

    and

    Polybius:

    A

    Reconsideration

    177

    goes

    on to

    disagree

    with

    him

    as

    to the cause of

    Antiochus

    IV's

    death:

    Polybius,

    he

    says,

    tracesAntiochus's death to the

    king's

    sacrilegious

    desire

    to

    despoil

    the

    temple of Artemis inElymais (Persia), but Antiochus really died because he

    sacrilegiously despoiled

    God's

    Temple

    at Jerusalem.

    Nevertheless,

    Josephus

    con

    tinues,

    he

    will not

    greatly dispute

    this issuewith

    Polybius

    (called,

    familiarly,

    6

    MEyctXojtokiXTT),

    nd

    readers

    are free to believe what

    they

    wish.

    (The

    reference

    is

    to

    Polyb. 31.9[11],

    and once

    more

    Josephus's

    use

    of

    Polybius

    is somewhat

    open

    to

    question:

    Polybius

    does

    not

    take

    personal responsibility

    for the wide

    spread

    opinion

    that Antiochus died

    because

    of

    his

    intended

    sacrilege

    against

    Artemis,

    although

    he does not

    explicitly

    attack this

    opinion

    either.)

    Finally,

    at

    Ap.

    2.84

    Josephus

    uses

    Polybius,

    among

    several

    authorities,

    to

    support

    his con

    tention that Antiochus had

    despoiled

    the

    Temple

    at Jerusalem because of his

    financial

    problems.

    As

    an

    appendix

    here one should

    also note AJ

    12.402,

    where,

    in

    discussing

    Nicanor,

    one of the

    generals

    of the Seleucid

    king

    Demetrius

    I

    Soter,

    Josephus

    remarks that Nicanor had

    helped

    with Demetrius's

    escape

    from

    Rome,

    where

    the

    young prince

    had

    been held

    as a

    prisoner.

    In

    this

    section of

    AJ,

    Josephus

    has

    been

    closely

    following

    the narrative of

    1

    and

    2

    Maccabees,

    but Maccabees

    does

    not

    contain

    any

    information

    about

    Nicanor's

    activities

    in

    Rome.

    As

    E. R.

    Bevan

    pointed out long ago, the information can only have come from Josephus's

    reading

    of

    Polybius,

    where Nicanor's involvement

    in

    Demetrius's

    escape appears

    at

    Polyb. 31.14(22).4.4

    At

    a certain level this

    evidence is

    fairly impressive.

    It shows that

    Josephus

    knew

    Polybius

    was

    an

    important

    and worthwhile

    historian,

    a man

    he

    respected,

    and that the

    Achaean

    was an

    important

    source for

    Josephus's

    discussion

    of

    Seleucid-Jewish

    relations.

    Nevertheless,

    on

    the

    basis of this evidence alone the

    question

    of

    how

    widely

    or

    deeply

    Josephus

    had read in

    Polybius

    would

    have

    to

    remain somewhat open: the narrative of Seleucid-Jewish

    relations is

    hardly

    the

    crucial

    intellectual material

    in

    Polybius's

    Histories,

    and

    in

    two

    of

    the

    cases

    above

    we

    have

    indications

    that even

    with

    regard

    to

    Seleucid-Jewish

    relations

    Josephus

    did

    not

    always

    use

    Polybius

    with

    absolutely scrupulous

    care.

    To

    assess

    the

    extent of

    Polybian

    influence

    on

    Josephus,

    it is therefore

    neces

    sary

    to

    look

    beyond

    the direct

    references,

    and

    to

    examine

    those

    passages

    in

    Josephus's

    work that

    indirectly

    reflect,

    or

    might

    indirectly

    reflect,

    major

    Poly

    bian ideas.

    It was

    typical

    of Hellenistic

    literary

    endeavors,

    of

    course,

    to

    make

    such

    implicit

    and

    unacknowledged

    references,

    on

    the

    assumption

    that alert read

    ers

    would

    immediately

    catch and

    appreciate

    them.5

    4.

    E. R.

    Bevan,

    The House

    of

    Seleucus,

    vol.

    2

    (London, 1902)

    200 n. 5.

    5. For

    good

    general

    comments

    on

    this

    phenomenon,

    see now

    P.

    Parsons,

    "Identity

    andCrisis

    in

    Hellenistic

    Literature,"

    in

    Images

    and

    Ideologies: Self-Definition

    in

    theHellenistic World

    (forthcom

    ing

    from

    the

    University

    of California

    Press).

    For

    a

    specific

    example

    of

    Josephus's

    profuse

    (but

    unacknowledged)

    use

    of

    Classical

    allusions

    (in

    this

    case,

    in

    the

    speeches

    concerning

    suicide

    in BJ 3

    and

    7,

    with their clear

    but

    unacknowledged

    references

    to

    Plato's

    Phaedo),

    see D.

    Ladouceur,

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    178 CLASSICAL

    NTIQUITY

    Volume/No.

    /October990

    To

    tease out

    Polybian

    motifs in

    Josephus

    in

    this fashion

    is

    obviously

    a deli

    cate task. But

    it

    is

    not

    an

    impossible

    one.

    A

    similar

    problem

    exists with Jose

    phus's reading and use of Thucydides: The actual explicit references to the

    Athenian

    historian are much

    skimpier

    than

    Josephus's

    references

    to

    Polybius,6

    but

    the

    borrowings

    and echoes are

    multiple

    and clear

    enough,

    indicating

    that

    Josephus

    had indeed done his

    reading

    here. Thus Herod's

    speech

    to his demoral

    ized

    troops

    after

    the

    earthquake

    (BJ

    1.373-79) parallels

    in

    tone

    and

    argument

    Pericles'

    speech

    to the shaken Athenians after the

    plague

    (Thuc.

    2.60-63);

    Jose

    phus's

    description

    of

    the arrival

    in

    Jerusalem

    of the

    news of the fall of

    the

    Jotapata

    fortress

    (BJ

    3.432)

    echoes

    in

    thought

    and

    vocabulary Thucydides'

    de

    scription

    of the arrival

    in

    Athens of the news

    of

    the Sicilian disaster

    (Thuc.

    8.1);

    Josephus's description

    of the

    nature

    and

    consequences

    of

    stasis

    in

    Jerusalem and

    elsewhere in

    Judaea under the

    revolutionary regime

    (BJ

    4.365;

    cf.

    4.131)

    is

    clearly

    inspired by

    Thucydides'

    famous

    depiction

    of the

    stasis on

    Corcyra

    (Thuc.

    3.82-83);

    and

    when

    Josephus

    declares that

    he

    is

    writing

    the

    history

    of

    the

    great

    est war

    of

    his

    own

    time and

    perhaps

    of all time

    (BJ 1.1),

    and

    not

    some

    prize

    composition

    such

    as

    one is

    set

    at

    a

    boys'

    school

    (yUtvctor(Ra,

    Ap. 1.53),

    the

    imitation of

    Thucydides

    is

    once

    again

    patent

    (cf.

    Thuc.

    1.1,

    1.22).7

    Analogous reasoning

    establishes

    a

    good

    prima facie

    case

    for

    Josephus's

    hav

    ing readdeeply inPolybius, and having been deeply impressed by him. The most

    easily

    demonstrated

    impact

    is

    that

    deriving

    from Book

    6

    of

    the

    Histories,

    Polyb

    ius's

    discussion of the Roman

    politeia

    and

    constitutions in

    general.

    First,

    as

    Cohen

    shows,

    in the Jewish

    Antiquities Josephus presents

    the historical evolution

    of

    the Israelite

    politeia

    in

    stages

    that

    on

    the

    whole recall

    Polybius's analysis

    of

    the

    historical

    evolution

    of the

    politeia

    of

    the

    Romans.

    Similarly,

    in

    Against Apion

    Josephus compares

    the

    politeia

    created

    by

    Moses

    with those created

    by Lycurgus

    and

    Plato;

    Polybius

    in

    Book

    6

    compares

    the

    politeia

    of the

    Romans

    precisely

    with these two paradigms.8Third, as D. R. Schwartz recently has specifically

    demonstrated,

    Josephus

    uses the

    term

    6ovaQxog

    in

    an

    unusual

    and restricted

    way

    within his

    story

    of the evolution of

    the

    Jewish

    politeia:

    to

    refer

    only

    to

    those

    primitive

    rulers

    who came before the

    real

    Israelite

    kings.

    This

    is

    a

    use

    of

    "Masada: A

    Consideration

    of the

    Literary

    Evidence,"

    GRBS

    21

    (1980)

    250-52.

    For an

    excellent

    general

    discussion of

    Josephus's

    use

    of Classical

    allusions,

    see now L. H.

    Feldman,

    "Josephus

    as a

    Biblical

    Interpreter:

    The

    Aqedah,"

    JQR

    75

    (1985)

    212-52.

    6.

    Only

    brief mention at

    Ap.

    1.18 and

    1.66.

    7. For

    Thucydidean

    influence

    on

    Josephus,

    see the

    comments and

    examples

    of

    J. St.

    J. Thack

    eray

    in the introduction to vol. 2 of the Loeb Classical

    Library

    edition of

    Josephus

    (Boston,

    1927).

    Another

    interesting

    case

    is

    AJ 17.168ff.: see

    D.

    Ladouceur,

    "The

    Death

    of

    Herod the

    Great,"

    CPh

    76

    (1981)

    25-34. Villalba

    i Varneda

    (above,

    n.

    3)

    208

    and

    n.

    720,

    sees

    Josephus's

    remarks

    on

    the

    greatness

    of

    the

    Jewish War at BJ

    1.1 as

    a

    "commonplace,"

    on the

    basis

    of 2

    Kings

    6.28ff.,

    Deut.

    28.57,

    and Baruch 2.2ff. But

    these biblical

    references,

    interesting though

    they

    are,

    are

    not

    likely

    to

    have been known to the Greek

    and Roman

    audience

    (BJ 1.6)

    for whom the Jewish War

    was

    intended:

    the

    opening

    lines of

    Thucydides,

    on the other

    hand,

    were famous

    in

    the

    Greek-speaking

    milieu.

    8.

    Cohen

    (above,

    n.

    1)

    368.

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  • 7/24/2019 Josephus and Polybius - A Reconsideration.pdf

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    ECKSTEIN:

    Josephus

    and

    Polybius:

    A Reconsideration 179

    lovacQxog =

    primitive

    ruler)

    that can

    be

    paralleled

    only

    in

    Polybius's general

    exposition

    in

    Book

    6 of "the

    cycle

    of

    constitutions"

    of

    states

    (the

    avaxv6xXwooLg),

    from primitive monarchy to real kingship to aristocracy to democracy (cf. esp.

    6.6).9

    The basic case here seems

    cinched

    by

    Josephus's

    digression,

    inBook 3

    of

    the

    Jewish

    War,

    on the

    organization

    of

    theRoman

    army (3.70-109).

    As has been

    widely

    recognized,

    this

    digression

    recalls

    in tone and

    specific

    content

    Polybius's

    long

    digression

    on the Roman

    army

    in his Book 6

    (6.19-42).1?

    From the Seleucid material

    it was clear that

    Josephus

    could use

    Polybius

    as

    an

    important

    source;

    from

    the material

    on

    the Israelite

    politeia

    and on the

    Roman

    army,

    it

    is now clear that

    Polybius

    could

    exert a

    real intellectual influ

    ence on

    Josephus

    as

    well.

    More evidence

    on

    this

    phenomenon

    can

    be

    gained

    from an examination

    of

    Josephus's

    comments

    on

    historical

    method-comments

    that

    are

    surprisingly

    frequent

    in his work.

    But here

    we run

    into

    a

    controversy.

    Cohen has

    recently suggested

    that the

    historiographical

    dicta found

    so

    often

    in

    Josephus

    are such rhetorical

    commonplaces

    that

    practically nothing

    can

    be

    learned

    from them

    in

    regard

    to

    specifically

    Polybian

    historiographical

    influ

    ence."

    If

    true,

    this

    would remove

    a

    major

    area

    of the

    possible Polybian

    Josephan

    relationship

    from

    scholarly

    discussion,

    and would

    thus

    greatly

    restrict

    our

    ability

    to

    determine the

    possible

    scope

    of

    that

    relationship.12

    Yet

    for

    Avenarius, who

    produced

    an

    important

    study

    involving

    this samematerial, the

    dependence

    of

    Josephus

    on

    Polybius

    in

    regard

    to

    historiographical

    theory

    is

    so

    obvious that it

    hardly

    needs

    any

    argument.'3

    In the face of such

    divergent

    opin

    ions,

    clearly

    a

    new

    discussion of this

    problem

    is

    required.

    Cohen

    is

    certainly

    correct

    that

    one must be cautious here:

    many

    of Jose

    phus's

    historiographical

    comments were

    indeed,

    in

    his

    time,

    historiographical

    cliches. Thus one

    would not wish

    to

    draw

    any

    inference

    from the

    fact that both

    Josephus

    and

    Polybius

    repeatedly

    profess

    firm

    personal allegiance

    to

    writing

    the

    truth and nothing but the truth.14 Nor would one wish to draw conclusions even

    9.

    See

    D.

    R.

    Schwartz,

    "Josephus

    on Jewish

    Constitutions,"

    SCI

    7

    (1983/84)

    40-42. On

    Polyb

    ius's use

    of

    t6ovactQXo

    in Book

    6,

    see

    F. W.

    Walbank,

    "Polybius

    on

    the

    Roman

    Constitution," CQ

    37

    (1943)

    78-79.

    10. See

    G.

    Riccioti,

    Flavio

    Giuseppe,

    La

    guerra

    giudaica,

    vol. 23

    (Turin,

    1963)

    346;

    Lindner

    (above,

    n.

    3)

    86

    n.

    2;

    Cohen

    (above,

    n.

    1)

    368.

    Reservations have been

    expressed

    here

    only

    by

    G.

    Hata,

    "The JewishWar

    of

    Josephus:

    A Semantic

    and

    Historiographic

    Study"

    (diss.

    Dropsie,

    1975)

    127

    (cf.

    124 n.

    2);

    but

    minor differences indetail are

    easily explained

    by

    200

    years

    of Roman

    military

    development

    between

    Polybius

    and

    Josephus,

    whereas there are

    striking

    similarities both in

    detail

    and structure between thePolybian and Josephan digressions, so that in the end even Hata iswilling

    to

    admit that

    Josephus

    may

    have taken his outline

    from

    Polybius

    (128).

    11.

    Cohen

    (above,

    n.

    1)

    368

    n.

    8,

    citing (oddly enough)

    Avenarius

    (above,

    n.

    2)

    passim.

    12.

    Thus Cohen

    (above,

    n.

    1)

    omits

    any

    discussion of

    historiographical theory

    from his

    attempt

    (otherwise

    excellent)

    to show

    Polybian

    influence on

    Josephus.

    13. Cf.

    esp.

    Avenarius

    (above,

    n.

    2)

    177

    and

    n.

    22,

    where

    a

    whole list of

    Josephan

    and

    Polybian

    passages

    on

    historiographical

    theory

    are

    simply

    equated,

    with

    no

    specific

    discussion of each.

    See

    also,

    however,

    n.

    16,

    below.

    14.

    Compare Polyb.

    12.4d.2

    or

    34.4.2

    or

    38.4.5

    with Jos.

    BJ 1.16

    or

    AJ

    14.3

    or

    20.157

    (cf.

    also

    Vita

    339);

    see

    the comments

    of Avenarius

    (above,

    n.

    2)

    41-42.

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    180

    CLASSICAL

    NTIQUITY

    Volume 9/No.

    2/October 1990

    from the fact that both

    Josephus

    and

    Polybius

    specifically

    contrast

    real

    ioro@ia

    with

    mere

    panegyric,

    and condemn the

    latter:

    for this

    contrast, too,

    was

    a

    Helle

    nistic rhetorical commonplace.15

    But

    elsewhere we

    are on

    much

    safer

    ground.

    The

    way

    to

    proceed

    is

    by

    examining

    Josephan methodological

    comments

    that were

    not,

    in

    Josephus's

    time,

    historiographical

    cliches.

    There

    is,

    in

    fact,

    a whole

    group

    of

    them.16

    For

    instance,

    in

    discussing

    the

    qualities

    necessary

    for the

    creation of a

    worth

    while

    historian,

    Josephus repeatedly

    stresses the

    general

    importance

    of

    a

    histo

    rian's

    having

    had

    personal experience

    in

    political

    and

    military

    affairs;

    and

    he

    stresses

    as

    well

    the

    special

    value

    of a historian's active

    participation

    (acUTovQyca)

    in

    the

    specific

    events he

    is

    recounting.'7

    Such

    emphases

    were

    not

    historiographi

    cal

    commonplaces

    in

    Josephus's

    time.

    On

    the

    contrary:

    historical writers of the

    early

    Empire

    rarely

    discussed

    the

    importance

    of a historian's

    having

    had

    per

    sonal

    experience

    in

    practical

    affairs,

    that

    is,

    the

    creation of

    the historian as an

    intelligent

    and

    informed observer

    of

    events.

    Indeed,

    few even mentioned

    the

    importance

    of a historian's

    having

    been

    an

    eyewitness

    to events at

    all,

    let alone

    an

    active

    participant

    in

    them.18

    Josephus's emphatic

    comments on the need

    for

    a

    historian

    to

    have

    practical political

    and

    military experience,

    on the

    importance

    of

    his

    having

    been an

    eyewitness

    to

    events,

    and on

    the

    special

    virtue inherent in

    direct

    acTovoQyia,

    thereforemake him stand out

    starkly

    among

    his

    contemporar

    ies.Did

    he come

    up

    with these unusual

    methodological

    dicta on his own? In

    fact,

    Josephus

    did have a

    predecessor-only

    one-who took

    a

    similarly emphatic

    stance on these issues:

    Polybius.

    As iswell

    known,

    the Achaean historian

    laid

    precisely

    this

    same

    emphasis

    on

    practical

    military

    and

    political

    experience

    as a

    prerequisite

    for

    intelligent

    historical

    inquiry

    and

    writing.19

    Moreover,

    the connec

    tion in

    thought

    here

    can

    be made

    even more

    specific.

    Polybius

    viewed both

    15. Compare Polyb. 8.8.6 with Jos.AJ 16.185 (cf.Ap. 1.25); see the comments of Avenarius

    (above,

    n.

    2)

    13-14.

    16.

    Avenarius

    (above,

    n. 2:

    177)

    has

    pointed

    the

    way

    here with an

    (all

    too

    brief)

    remark to the

    effect that the

    many striking

    agreements

    in

    wording

    and

    content

    between the

    historiographical

    opinions

    of

    Josephus

    and

    Polybius

    suggest

    a direct

    borrowing

    by

    Josephus,

    since in

    part

    they

    go

    well

    beyond

    the

    usual

    commonplaces.

    Avenarius

    then

    says

    no more

    (citing

    many passages

    in 177

    n.

    22);

    but of course her

    purpose

    lieswith

    Lucian,

    not

    with

    Josephus.

    17. On

    the

    necessary

    qualifications

    for

    a

    worthwhile

    historian

    according

    to

    Josephus,

    see in

    general

    BJ

    1.14-15;

    cf. also BJ

    1.1,

    Ap.

    1.45-46,

    1.53

    (his

    contempt

    for those historians

    who

    have

    taken

    no direct

    part

    in

    events),

    Vita

    357-59

    (his

    attack

    on

    Justus

    of Tiberias

    on

    these same

    grounds).

    On

    Josephus's

    own

    qualifications,

    as

    he

    perceived

    them,

    see BJ 1.3-4

    (emphasizing

    his

    practical

    military

    and

    political

    experience,

    and direct involvement inevents); for the importanceof acrxovQyia,

    see

    Ap.

    1.55.

    18. See the comments

    of

    Avenarius

    (above,

    n.

    2)

    39 and

    n.

    10

    (with

    examples),

    84.

    The

    idea

    that

    such

    eyewitnessing

    alone,

    without

    practical

    tJrEtQXa

    to

    back

    it

    up,

    was

    in itself

    a

    sufficient

    standard for

    historians,

    goes

    back to

    Ephorus

    and

    Theopompus:

    see

    Avenarius 39.

    Similarly,

    even

    for

    Lucian,

    writing

    some 50

    years

    after

    Josephus,

    it is

    enough

    if

    a

    historian has

    merely personally

    witnessed

    what

    a

    military

    encampment

    and

    military

    maneuvers

    look like

    (Hist.

    Conscr.

    37).

    19. Cf.

    Polyb.

    12.24.6,

    25g.1-2,

    28.2-6, 28a.7-8,

    10. Note

    also 12.17-22

    (Polybius's

    criticism

    of

    the

    unmilitary

    Callisthenes'

    account of the battle

    of

    Issus)

    and

    12.25f.3

    (Polybius's

    criticism

    of the

    unmilitary Ephorus's

    account

    of

    the battle

    of

    Leuctra).

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    ECKSTEIN:

    Josephus

    and

    Polybius:

    A

    Reconsideration

    181

    practical

    experience

    (j-tELtQia)

    and

    personal eyewitnessing

    (artooia)

    as vital to

    historical

    writing;

    but he also twice

    stresses

    the

    special

    virtue in a

    historian's

    actually having participated actively in the events he is recounting-that is, as

    opposed

    to

    having

    been

    a

    mere

    passive

    observer,

    however

    intelligent.20

    This

    is

    precisely

    one

    of

    Josephus's

    major

    points,

    and

    Polybius

    calls such active

    participa

    tion in

    events

    a1cvovQyLa-precisely

    Josephus's

    word.2'

    All this is

    hardly

    likely

    to be

    sheer

    coincidence. On

    the

    contrary:

    Josephus's

    methodological

    stress on

    practical

    experience

    in

    general

    and on

    the virtue

    of

    act'ovQyLa

    specifically

    once

    again,

    an

    emphasis

    unique

    in

    his

    own

    generation

    of

    writers-strongly

    sug

    gests

    that

    he was

    drawing inspiration

    here fromwhat

    he

    had

    found in

    Polybius

    (especially,

    it

    seems,

    in the

    historiographical digression

    inBook

    12).

    A

    similar

    conclusion can be reached

    concerning Josephus's

    remarks

    "pardon

    ing"

    Nicolaus of Damascus for his

    overly

    favorable

    depiction

    of

    Herod theGreat

    (AJ

    16.184-87).

    Nicolaus,

    Josephus

    says,

    transformedHerod's

    manifestly

    unjust

    acts into their

    opposite

    (avTLxaxaaoxev6alwv,

    6.184),

    creating

    an

    apologia

    for

    Herod's horrid

    crimes

    (traacvo[to'evTWv,

    16.185;

    the

    specific

    example

    isHer

    od's

    execution of

    his

    wife Mariamne

    and

    her

    sons);

    he

    thereby produced

    not

    ioTogia

    but

    UjtovQYca

    (16.186).

    Nevertheless,

    Josephus

    concludes,

    Nicolaus

    should be

    granted pardon

    (ovyyvwD6ql,

    bid.),

    because of

    his situation at Herod's

    court;meanwhile,

    Josephus

    himself will tell the truth

    (16.187).

    Once

    again,

    this

    opinion

    that

    historians

    under

    certain circumstances

    might

    be

    pardoned

    their

    failure to

    tell the

    complete

    truth

    was not

    a

    historiographical

    cliche in

    Josephus's

    time.On the

    contrary:

    the

    prevailing

    opinion

    among

    writers of the

    early

    Empire,

    often

    expressed

    in

    self-righteous

    generalities,

    was

    that the

    historian's absolute

    duty

    was to tell the

    truth,

    no

    matter

    what the

    pressures

    of

    his

    personal

    situa

    tion.22

    And while it is

    true that

    seventy-five

    years

    after

    Josephus's

    surprising

    remarks,

    a

    brief

    passage

    in

    Pausanias also

    grants

    a

    colleague

    a

    measure

    of

    pardon on the grounds of pressure from personal circumstances (1.13.9), before

    Josephus

    there

    is

    only

    one

    historical writer

    known

    to

    have done

    so:

    Polybius.

    Moreover,

    the

    Polybian

    passage

    (8.8.4-9)

    is

    not

    only

    substantial,

    but also bears

    a

    striking

    resemblance

    in structure

    to

    the

    passage

    in

    Josephus. Polybius

    is

    speak

    ing

    of the

    previous

    historians

    of

    Philip

    V of

    Macedon:

    they

    transformed

    Philip's

    unjust

    acts

    into their

    opposite

    (xovavTviov...

    xacxogQctiaxl,

    8.8.4), covering

    up

    Philip's

    horrid crimes

    (jraQavotAia,

    ibid.;

    the

    specific

    example

    is his

    attack

    on

    the

    city

    of

    Messene);

    they thereby

    produced

    not

    iLtoLa

    but

    Eyx(otlov

    (8.8.6).

    Nevertheless, Polybius concludes, some writers such as thesemay still deserve

    our

    pardon

    (ovyyv)'R,

    8.8.9)

    because of the difficult

    personal

    situation

    inwhich

    they

    found

    themselves

    (8.8.8;

    cf. also

    8.8.4).

    20.

    Polyb.

    12.28a.6;

    cf. also 3.4.13.

    21.

    See

    Polyb.

    12.28a.6

    on

    the

    importance

    of

    a

    historical narrative founded

    Ec

    actovQyicg.

    The verbal

    agreement

    between

    Polybius

    and

    Josephus

    is

    pointed

    to

    briefly

    by

    Avenarius

    (above,

    n.

    2)

    38.

    22. See Avenarius

    (above,

    n.

    2)

    40-46.

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    182 CLASSICAL

    NTIQUITY

    Volume/No.

    /October990

    The

    parallels

    between

    Polyb.

    8.8.4-9

    and

    AJ

    16.184-87

    seem

    too

    many

    and

    too

    crucial-and

    the sentiment

    they

    express

    seems

    too unusual

    within the

    Greek

    historiographical tradition-to be mere coincidence. The alternative solution to

    the

    hypothesis

    that

    Josephus

    drew

    his ideas on

    this

    subject

    from

    material found

    in

    Polybius

    is

    that his

    ideaswere

    purely

    his

    own,

    and

    yet

    that he

    came

    up

    (quite

    independently)

    not

    only

    with

    precisely

    the same

    ideas,

    but

    in

    precisely

    the

    same

    sequence,

    and often

    expressed

    in the same

    language,

    as those

    found

    in

    Polybius

    Book 8.

    I

    think

    the

    odds are

    against

    this.

    Yet another

    example

    can be

    found atAJ 20.157.

    Here,

    at

    the

    beginning

    of

    his discussion in the Jewish

    Antiquities

    of

    the

    origins

    of the Jewish revolt

    against

    Rome

    in

    66

    A.D., Josephus

    states

    that he

    does

    not hesitate

    to

    give

    a full

    account

    of

    the

    grievous

    errors

    (Tag

    adtagQTiag)

    f his own

    people,

    since his

    target

    is

    always

    the truth

    (TlYV

    XkOeLeav).

    his

    opinion

    on

    the

    necessity

    of

    expressing

    the

    truth

    about

    one's

    own

    people,

    no matter

    how

    bitter

    the truth

    might

    be,

    was-once

    more-not a

    historiographical

    commonplace

    in

    Josephus's

    time. On the

    con

    trary:

    as

    Avenarius

    demonstrates,

    the

    prevailing

    Greek

    historiographical

    senti

    ment was

    critical of

    historians

    who

    were deemed

    "insufficiently

    patriotic"-who

    took

    up

    basic

    topics

    that were

    disreputable

    to their

    own

    people

    and

    not

    "ele

    vated,"

    or who touched in detail

    on

    particularly

    discreditable actions

    of

    their

    own

    people,

    or who

    were

    even

    merely overly

    impressed

    with the virtues of

    foreigners. (Naturally

    this

    opinion

    did

    not

    cohere

    very

    well with that

    other

    historiographical

    commonplace,

    total

    allegiance

    to

    the truth

    per

    se;

    but

    no

    one

    seems to

    have been much

    bothered.)

    Thus

    Josephus, by

    heavily

    criticizing

    his

    own

    people

    in

    what he claimed

    was

    the interest

    of the full

    truth,

    was

    taking

    a

    stance

    starkly

    in

    contrast to

    prevailing

    historiographical

    sentiment.23

    Did

    Jose

    phus

    come

    up

    with the unusual

    methodological

    dictum in

    AJ

    20.157

    totally

    on

    his

    own? Once more he had

    an

    explicit

    predecessor,

    but

    only

    one:

    Polybius.

    At

    Histories

    38.4.2-8,

    at the

    beginning

    of his discussion of the disastrous Achaean

    War

    with

    Rome

    in

    146

    B.c.,

    Polybius

    remarks

    that,

    according

    to

    some

    people,

    it

    is

    his

    first

    duty

    as

    a

    Greek

    to

    throw

    a veil

    over

    the

    grievous

    errors

    (lrg

    taetiacg,

    38.4.2)

    of

    his

    countrymen;

    however,

    as

    a

    writer

    of

    history

    his first

    duty

    is

    to

    the

    truth

    (Tig

    aXqeiactg,

    4.5),

    the

    learning

    of which

    will

    prevent

    such

    errors in

    the

    future

    (4.8).

    In writers

    in

    Greek

    down

    to

    Josephus's

    generation,

    only Josephus

    is

    a

    follower

    of

    Polybius

    in

    regard

    to

    writing

    history

    that includes

    consciously

    blunt

    words

    on

    the faults

    of one's

    countrymen,

    and

    only Josephus

    draws

    the

    specific

    contrast between covering over national acaQTtial and the necessity of telling the

    full truth.

    This is

    not

    likely

    to

    be

    a

    coincidence,

    in

    view

    of the other

    historio

    graphical

    parallels

    between

    Josephus

    and

    Polybius

    delineated

    above-and

    in

    view of the fact

    that

    if

    there

    was one

    part

    of the

    Histories that

    would

    have

    had

    a

    23.

    On

    the

    importance

    of

    "patriotism"

    and

    "elevated

    subject

    matter,"

    see D.H.

    Ad

    Pomp.

    3.2

    6,

    9,

    15,

    De Thuc.

    41;

    Plut.

    De Herod.

    Malign.

    857A,

    867C;

    with the comments

    of

    Avenarius

    (above,

    n.

    2)

    53-54,

    82-83.

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  • 7/24/2019 Josephus and Polybius - A Reconsideration.pdf

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    ECKSTEIN:

    Josephus

    and

    Polybius:

    A Reconsideration

    183

    specialmeaning

    for

    Josephus,

    it

    would have been Book

    38,

    with

    its

    sad

    story

    of

    the

    hopeless

    Achaean

    actions

    of

    146

    B.C.24

    One may add that at the beginning of the JewishWar (1.9-12), Josephus has

    a

    passage

    similar in

    tone

    and

    content to

    the

    passage

    introducing

    the

    period

    of

    rebellion in the

    Jewish

    Antiquities.

    He defends himself

    for

    harshly

    criticizing

    the

    Jewish

    leadership

    of

    the

    war

    (BJ

    1.10-11),

    and

    apologizes

    for

    bemoaning

    the

    Jews'

    fate

    (a

    fate,

    however,

    they brought

    upon

    themselves: 1.10 and

    12)

    with an

    intensity

    not

    appropriate

    for

    ioToQia

    (cf. 1.12);

    but he will be

    telling

    the truth

    (1.9).

    The

    parallels

    between

    this

    passage

    in

    the JewishWar and the

    cluster of

    ideas

    at the

    opening

    of

    Polybius's

    Book

    38

    are in

    certain

    aspects

    even more

    striking

    than the

    parallels

    in

    regard

    to

    AJ 20.157. In the Jewish

    War,

    the defense

    for

    criticizing

    one's

    own

    countrymen

    is combined

    with an

    apology

    for

    overly

    emotional

    language.

    We have

    already

    noted the formermotif

    at

    Polyb.

    38.4.2-4.

    But we also find

    that

    Polyb.

    38.4

    begins, precisely,

    with

    an

    apology

    for

    possibly

    overemotional

    language:

    because

    of the

    subject

    matter,

    Polybius

    fears that he

    will be

    expressing

    himself

    in a manner

    "exceeding

    what is

    proper

    for

    the narra

    tion of

    oioQLoa"

    (JtaQexpl3avovTEg

    6

    xfg

    oToiQlxFg

    TtlYYlOeog

    fog,

    38.4.1).25

    Moreover,

    immediately

    before

    this statement

    Polybius

    has

    been

    emphasizing

    that the

    Greeks

    had

    brought

    their terrible fate down

    upon

    themselves,

    through

    theirown

    pernicious

    behavior

    (38.3.9-13):

    compare

    Josephus's

    comments about

    the

    Jews at BJ 1.10

    and 12.

    Thus

    Polyb.

    38.3-4

    and BJ

    1.9-12

    turn out to

    contain

    the

    same

    three basic

    elements:

    a

    defense

    of

    having

    to

    reveal the faults of one's

    own

    countrymen,

    combined with

    an

    appeal

    to

    the

    truth;

    an

    apology

    for

    possible

    overemotional

    language

    (both

    anger

    and lamentation

    are

    evidently

    meant);

    and

    a comment

    that their

    countrymen

    had

    brought

    their fate

    down

    upon

    their

    own

    heads,

    that

    is,

    that what had occurred was

    not

    primarily

    the

    fault

    of

    the

    Romans,

    but

    of

    their own

    countrymen's

    stupidity.

    In fact, in the

    general

    proem

    to the Jewish War

    (BJ 1.1-30)-that

    is, in the

    most

    prominent

    part

    of

    Josephus's

    first work in Greek-we find

    a

    whole

    con

    geries

    of

    Polybian historiographical

    motifs.

    Perhaps

    this will

    no

    longer

    cause

    much

    surprise.

    Josephus's

    very

    first lines

    (the

    war

    to

    be recounted

    was

    the

    greatest

    of his

    own

    time and

    perhaps

    of

    all time: BJ

    1.1)

    constitute,

    of

    course,

    a

    short bow

    to

    Thucydides

    (see

    above).

    But

    in

    itself this

    is

    also

    Josephus's open

    proclamation

    that

    he

    is

    a

    conscious heir

    to

    the tradition

    of

    serious,

    Thucydidean,

    political

    history-of which Polybius too was a part-and an advertisement of further

    possible

    historiographical

    echoes

    to

    come.

    Josephus

    then

    asserts

    his

    special

    quali

    fications for

    writing

    the

    history

    of this

    war:

    unlike various

    unnamed

    "stay-at

    24.

    Somewhat

    parallel

    to the

    Polybian

    dictum in Book

    38

    is also

    the brief

    (three word )

    comment

    we

    later find in Lucian: the historian should

    be

    &ajotlS,

    JTovoCtog,

    &paoikevUxo

    (Hist.

    Conscr.

    41).

    25.

    On

    Polybius's

    meaning

    here,

    see

    F.

    W.

    Walbank,

    A

    Historical

    Commentary

    on

    Polybius,

    vol.

    3

    (Oxford,

    1979)

    689.

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  • 7/24/2019 Josephus and Polybius - A Reconsideration.pdf

    11/35

    184

    CLASSICAL

    NTIQUITY

    Volume 9/No.

    2/October 1990

    home"

    historians,

    who had no

    personal

    knowledge

    of events but

    had worked

    up

    their

    histories

    from casual

    hearsay (&xo'j, 1.1),

    he had

    personally

    been

    an

    eyewit

    ness to themost important events of thewar and had been an active participant,

    and

    even an

    independent

    commander,

    in

    parts

    of

    it

    (1.3).

    We have

    already

    discussed the

    Polybian origins

    of

    the

    stark contrast

    Josephus

    is

    drawing

    here,

    and

    how

    unusual

    a

    methodological

    claim

    itwas tomake

    in

    his own

    generation.26

    There

    follows a

    sort

    of tour d'horizon of the

    great

    turmoil

    (FeyiOrov

    Toi6e

    TOv

    xLvtLaTog)

    that

    in

    Josephus's

    time

    shook the entire

    Mediterranean

    world,

    from

    Syria

    to Gaul

    (BJ

    1.4-5). Thackeray

    sees here a conscious echo of

    Thuc.

    1.2

    (xiltOLS

    yap

    aiTTin

    6'l tEyiOTn]

    oLg

    TETloLv).27

    It

    is

    true that

    Thucydides

    goes

    on tomention the involvement of

    "a

    certain

    portion

    of the

    P3QdaQot"

    in

    his

    war,

    but

    Thucydides'

    focus

    clearly

    is

    really

    on the Greeks

    alone

    (see

    1.23.1,

    cafilaTa

    ... CEk.

    ).28

    Yet

    Josephus's

    focus

    is

    wider.

    He

    conjures

    up

    more

    than

    a

    vision

    of Greece

    (or,

    from

    his

    perspective,

    Judaea)

    in

    turmoil,

    as with

    Thucydides;

    it is the whole

    Mediterranean,

    viewed

    consciously

    as a

    unity-that

    is,

    Polybius's

    perspective.

    In

    fact,

    this

    section

    of

    the

    Jewish

    War,

    taken as a

    whole,

    strongly

    recalls

    Polybius's

    remarks in his

    famous

    "Second

    Introduction'

    to

    the

    Histories,

    where the focus is

    on

    the

    period

    of

    great

    turmoil

    (atcaX'

    xal

    xivrLotg)

    that shook the

    entireMediterranean

    world,

    from

    Syria

    to

    Spain,

    in

    the

    150s and 140s B.C.

    (Polyb.

    3.4.12-5.6).

    The disturbance was so

    great (t6

    [?eyerog,

    3.4.13)

    that it

    caused the

    Achaean

    to

    add

    a

    whole

    new

    section

    to

    his

    Histories-chiefly,

    he

    says,

    because he

    had

    personally

    witnessed

    most

    of these

    events,

    and

    had

    actively participated

    in,

    or

    even

    directed,

    some of

    them

    (ibid.).

    The resemblance here between the

    introduction

    to

    Polybius's

    Book 3 and the

    ideas found

    clustered

    in

    BJ

    1.1-5-the Mediterranean-wide scale of the

    distur

    bances,

    the

    Mediterranean viewed

    as

    a

    unity,

    combined

    specifically

    with the

    special

    qualifications

    of the

    historian

    not

    just

    in

    terms

    of

    witnessing

    events but

    even of having personally directed some of them-is quite striking.29

    26. On

    the

    possible specific targets

    of

    Josephus's

    attack

    inBJ

    1.1,

    see

    H.

    Lindner,

    "Eine offene

    Frage

    zur

    Auslegung

    des

    Bellum-Proomiums,"

    in

    Josephus-Studien:

    Festschrift

    0. Michel

    (G6t

    tingen,

    1974)

    254-59.

    27.

    Thackeray

    (above,

    n.

    7)

    xvii. On the other

    hand,

    Villalba

    i

    Varneda

    (above,

    n. 3:

    208)

    sees

    BJ 1.4-5

    as

    a

    purely independent

    statement

    of

    Josephus,

    motivated

    politically

    by

    a desire

    to

    justify

    the

    Jewish Revolt on

    grounds

    of the

    general

    instability

    of

    the

    Roman

    Empire.

    But

    no

    justification

    of

    this

    sort is

    explicit

    in

    the

    text,

    and

    Josephus

    later

    in the

    proem

    in fact attacks the

    leadership

    of the

    Revolt

    (BJ

    1.11).

    28. On Thucydides' basic lackof interest innon-Greeks, see, e.g., A. Andrewes, "Thucydides

    and the

    Persians,"

    Historia

    10

    (1961)

    1-18.

    29. On the

    importance

    of

    Polybius's

    "Second

    Introduction,"

    see

    esp.

    F. W.

    Walbank,

    "Polyb

    ius' Last Ten

    Books,"

    in

    Historiographia

    Antiqua: Festschrift

    W. Peremans

    (Louvain,

    1977),

    esp.

    145-50. That

    Josephus

    in the Jewish War

    can turn his focus

    away

    from Judaea and

    look

    at

    the whole

    Mediterranean

    is also

    apparent

    in his

    inclusion

    of

    an account of

    the

    Roman

    civil

    war,

    sometimes

    in

    summary

    but sometimes

    in

    detail,

    in his narrative

    (BJ

    4.491-96,

    546-49, 585-87,

    630-55)-as

    well

    as

    accounts

    of

    German

    and Gallic

    problems

    as

    far

    away

    as

    the Rhine

    (7.76-88),

    and

    a

    Scythian

    invasion across

    the Danube

    (7.89-95).

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  • 7/24/2019 Josephus and Polybius - A Reconsideration.pdf

    12/35

    ECKSTEIN:

    Josephus

    and

    Polybius:

    A

    Reconsideration 185

    After

    once

    again

    attacking

    the

    inadequacies

    of

    the

    previous

    historians

    of the

    war

    (BJ

    1.7-8),

    Josephus

    then issues

    a

    defense

    of

    his harsh

    criticism of the

    Jewish ringleaders of the conflict, and apologizes if his language sometimes

    seems

    inappropriate

    and

    excessive

    as

    he

    contemplates

    the

    Jews'

    unfortunate

    fate-a

    fate,

    however,

    that he also

    emphasizes

    was

    self-imposed

    (BJ

    1.9-12).

    As

    we have

    already

    seen,

    the threemotifs

    presented

    in

    this

    passage

    find

    their exact

    parallel

    in

    Polybius's

    comments in

    38.3-4,

    explaining

    his

    depiction

    of the disas

    trous

    Achaean

    War

    against

    Rome in 146 B.C.

    Josephus

    then launches

    an

    explicit

    theoretical

    defense of

    writing

    the

    history

    of

    one's

    own time as

    opposed

    to

    rhetorically

    rearranging

    the

    already-extant

    histories

    of

    times far

    past (BJ 1.13-15).

    Here

    Josephus

    asserts

    that

    modern writers are

    inferior to

    the

    older

    historians both

    in termsof

    experience

    of the

    actual events and

    in terms of

    literary

    power,

    and that the

    truly

    industriouswriter is the

    one

    who

    works

    up

    fresh

    material

    into

    a

    new and

    independent

    product,

    not

    one

    who

    merely

    remodels another

    person's

    work on

    antiquity.

    Once

    more,

    this

    sentiment

    was

    by

    no

    means a

    historiographical

    commonplace

    in the

    early

    Imperial

    era.

    On the

    contrary:

    the dominant

    historiographical

    trend

    seems to

    have

    been

    in

    the

    opposite

    direction-one thinks of

    Appian,

    Arrian,

    Curtius

    Rufus,

    Diodorus,

    Dionysius

    of

    Halicarnassus,

    Livy,

    Nicolaus

    of

    Damascus.30

    Indeed,

    it

    was

    a

    temptation

    to

    which

    Josephus

    himself would later

    partly

    succumb in the Jewish

    Antiquties.31

    Josephus's

    remarks

    at

    the

    beginning

    of the Jewish

    War

    therefore

    put

    him

    apart

    from his

    contemporaries;

    did he

    come

    up

    with his

    ideas

    defending Zeitgeschichte

    totally

    on

    his own?

    We

    have,

    of

    course,

    lost

    much

    historiographical

    material here:

    one

    thinks

    especially

    of Posidonius.

    Nevertheless,

    before

    Josephus's

    discussion the

    only

    historian known

    to

    have

    presented

    an

    explicit

    theoretical defense of

    contem

    porary history,

    as

    opposed

    to

    the

    rhetorical

    rearrangement

    of histories of the far

    past,

    is

    Polybius.32

    The defense

    of

    contemporary history

    occurs

    in

    particular

    in the

    historiographical proem toBook 9, and therePolybius's arguments closely corre

    spond

    in

    sequence

    of

    thought,

    and

    partly

    even in

    vocabulary,

    to what

    we

    find

    in

    Josephus.

    Polybius

    rejects

    the

    rewriting

    of

    already-extant

    histories

    of the far

    past

    because

    a new

    handling

    of material

    already

    worked

    on

    by

    earlier historians would

    be

    superfluous

    and

    useless;

    a

    history

    of one's

    own

    time,

    a

    truly

    new

    product

    based

    on

    fresh

    material,

    is

    better

    (9.1-2, esp.

    2.1-4).

    Given the

    parallels,

    it

    does

    not

    seem

    out

    of line

    to

    posit

    with

    Avenarius

    a

    connection

    between this

    passage

    and

    Josephus's

    discussion

    in

    BJ

    1.13-15.33

    30.

    See

    the discussion of Avenarius

    (above,

    n.

    2)

    80-84.

    31. The

    contradiction

    is noted

    by Collomp

    (above,

    n.

    2)

    287-88.

    32.

    Cf.

    Avenarius

    (above,

    n.

    2)

    81.

    33.

    Ibid.;

    note

    esp.

    "teilweise wortlich ubernommen."

    Avenarius in fact does

    not

    provide

    the

    reader

    with

    the

    verbal

    parallels

    she

    sees in

    the

    two

    passages,

    but these

    parallels

    are

    certainly

    there:

    compare

    Polyb.

    9.2.2, 4,

    ta

    &dXXO6Tla

    &1L

    X?yELv

    (0

    la

    ....

    TO

    xaLvo3OclElOal

    auvEXW

    g

    xai

    xacvlLg

    iiYrio?eo)g,

    with

    BJ

    1.15,6 ?Taoiov

    tL

    ... xal

    TdlV

    aO

    &

    TQlaV

    ...

    6

    ?[ET&

    tOV

    xatva

    XeyeLV

    xai

    TO

    oo3

    ta

    Tfig

    LrToQLag

    xatacoxev&Uov iOtov.

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  • 7/24/2019 Josephus and Polybius - A Reconsideration.pdf

    13/35

    186 CLASSICAL

    NTIQUITY

    Volume

    9/No.

    2/October 1990

    At

    the end

    of his

    defense

    of

    contemporary

    history,

    Josephus carefully

    ex

    plains

    that

    in

    the rest

    of Book 1

    he will

    provide

    only

    a

    summary

    account of

    the

    general historical background to the JewishWar, since those events occurred

    before his lifetime and since

    they

    have

    already

    been

    adequately

    narrated

    by

    other authors

    (BJ 1.17);

    his own

    greatly

    detailed

    iaCxoQia,

    n

    Books

    2

    through

    7,

    will

    consist of the events he himself

    lived

    through

    (1.18).

    This distinction

    be

    tween

    Zeitgeschichte

    and events before one's

    lifetime

    that

    have been

    adequately

    handled

    by

    other

    authors,

    and the

    inference

    to be

    drawn

    regarding

    the fashion in

    which

    one's

    own historical

    work

    ought

    therefore

    to be

    structured,

    can,

    once

    again,

    be

    specifically paralleled

    in

    Polybius:

    this

    time in

    the

    historiographical

    proem

    to

    Book

    4.

    There

    Polybius explains

    that

    the first

    two

    books

    of the

    Histo

    ries

    had

    been

    only summary

    and

    introductory

    in

    nature,

    since

    they

    dealt with

    events before

    his own lifetime

    and since

    those

    events

    had

    already

    been ade

    quately

    narrated

    by,

    for

    instance,

    the

    memoirs

    of Aratus of

    Sicyon

    (4.1.8,

    2.1).

    The detailed

    narrative,

    Polybius

    then

    says,

    had

    begun only

    inBook

    3,

    because

    from

    that

    point

    on the events were

    coinciding

    with the

    experience

    of

    his

    own

    and

    the

    immediately preceding

    generation, allowing

    him access to detailed direct

    testimony

    (4.2.2).

    Thus we find

    that not

    only

    does

    the basic

    organizational

    structure

    of the JewishWar resemble

    the basic

    organizational

    structure

    of

    Polyb

    ius's

    Histories,

    but the

    division here between the

    introductory

    historical sketch

    and the

    detailed

    main

    narrative is based

    on

    exactly

    the

    same

    two

    intellectual

    justifications

    (BJ

    1.17-18

    =

    Polyb.

    4.2.1-2).

    Josephus

    then

    presents

    his

    readers

    with

    an

    extremely

    detailed "table

    of

    contents" of what the

    Jewish

    War will contain

    (BJ

    1.19-29),

    from

    the

    summary

    discussion

    of the essential

    historical

    background

    in

    Book

    1

    (1.19),

    down

    through

    every

    major

    event of

    the

    war

    (1.20-28),

    to

    the

    final

    crushing

    of

    the last Jewish

    rebels

    inBook

    7

    (1.29).

    Where did

    Josephus get

    the idea for such

    an

    extremely

    detailed and chronologically organized table of contents? To anyone who has

    read

    Polybius,

    the resemblance

    here

    to

    the elaborate

    and

    chronologically

    orga

    nized tables of contents

    in the

    historiographical

    proems

    to

    Book 3

    (3.2.1-3.9,

    5.1-6)

    and

    Book 4

    (4.1.1-9)

    is

    immediately

    apparent.

    The

    point

    is reinforced

    by

    the fact

    that,

    so

    far

    as we can

    tell,

    the inclusion

    of

    such

    detailed

    tables

    of contents

    in

    the

    proems

    of historical

    works-while

    not

    completely

    unknown-was

    defi

    nitely

    not a

    prominent

    part

    of the

    general

    Graeco-Roman

    historiographical

    tradi

    tion.

    Chronologically

    organized

    tables

    of

    contents are absent from

    Herodotus,

    Thucydides, Xenophon, and Livy; only the briefest andmost indirect remarks in

    this vein occur in

    Tacitus

    (Ann.

    1.1 ad

    fin.;

    Hist.

    1.1

    ad

    fin.);

    and

    we find

    only

    very

    brief

    synopses

    in

    Dionysius

    of

    Halicarnassus

    (AR

    1.51-2)

    and

    Diodorus

    (1.4.6-7).

    Lucian,

    in

    our

    only

    available

    ancient

    handbook

    on

    the

    writing

    of

    history,

    seems

    to

    view such

    an

    outline

    with

    something

    approaching

    indifference:

    he

    briefly

    remarks

    that the

    writer

    of

    history

    may

    well wish

    to

    include

    Tla

    xcpctkaXtLa

    xcv

    YEy?vtE'tvwv

    in his

    proem

    (Hist.

    Conscr.

    53),

    but

    the

    paradig

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  • 7/24/2019 Josephus and Polybius - A Reconsideration.pdf

    14/35

    ECKSTEIN:

    Josephus

    and

    Polybius:

    A

    Reconsideration 187

    matic

    prefaces

    he extolls

    are,

    precisely,

    those of

    Herodotus

    and

    Thucydides

    (ibid.)-which,

    as we have

    noted,

    contain

    no

    table of contents at

    all.

    None of thismaterial can bear comparison towhat we find at thebeginning of

    the

    Jewish

    War,

    and there

    is

    also

    nothing

    like

    it in the

    other narrative tradition

    available to

    Josephus,

    theHebrew

    Bible.

    Indeed,

    Josephus

    himself

    presents

    noth

    ing

    like it in

    any

    of his other

    works-only

    in the one

    devoted

    specifically

    to

    Zeitgeschichte.34

    Among

    thewriters

    of the

    early Imperial

    age,

    Appian

    alone-and

    well after

    Josephus-provides

    a

    parallel

    (BC 1.2-5).

    The

    example

    of

    Appian

    shows

    that the

    placement

    of

    such

    an elaborate

    synopsis

    within the

    proem

    of a

    historical work was not a

    totally

    unheard-of

    idea.

    Nevertheless,

    the first such

    detailed table

    of

    contents occurs

    in

    Polybius,

    who had

    a

    passion

    for

    organization

    and then

    next,

    so

    far as we can

    tell,

    only

    in

    Josephus;

    such

    synopses

    were

    clearly

    not an

    important historiographical

    device.

    It

    is therefore

    legitimate

    to ask where

    Josephus,

    as he

    was

    preparing

    his

    manuscript

    for his Greek

    audience,

    got

    the

    idea

    for

    inserting

    an

    elaborate

    table of contents

    intoBJ 1.19-29.

    There

    is one

    obvious

    possibility.

    After

    describing

    in detail

    the structure

    and

    contents

    of his

    history

    of the

    Jewish

    War,

    Josephus

    then

    brings

    the

    proem

    to a

    close with the

    proud

    statement

    that

    his work is

    writen

    for lovers

    of

    truth,

    and not

    to

    gratify

    his readers:

    TOIg

    ye

    Tiv

    aki&MeVcav

    yajotdoLv,

    akkha

    Aq

    JTQOg;

    6ovYv aveyQCazpc

    BJ 1.30).

    The

    gen

    eral

    contrast between

    truth,

    practical

    benefit,

    and instruction as

    goals

    of

    the

    writing

    of

    history,

    as

    opposed

    tomere

    pleasure, goes

    back

    at

    least

    to

    Thucydides

    (1.22.4),

    and was a

    cliche.35

    But note

    Josephus's specific

    focus

    on

    the serious

    reader.We have

    already

    seen

    that the

    historiographical

    proem

    of

    Polybius's

    Book 9

    may

    have had an

    important

    influence

    on

    Josephus's

    discussion of the

    value

    of

    contemporary

    history

    as

    opposed

    to

    rewriting

    the histories

    of

    the far

    past.

    It is therefore

    striking

    that

    the

    historiographical

    proem

    of

    Polybius's

    Book

    9 closes on precisely the same note as the the proem at BJ 1.30: "My aim is not so

    much

    to

    entertain

    readers

    as to

    benefit

    those

    who

    pay

    careful

    attention"

    (Rcov

    7QooeX6vXTcv,

    9.2.6).

    Once

    more

    we

    find the

    focus

    to

    be

    specifically

    on

    the

    serious reader: the

    reader

    each writer

    was

    inspired

    to

    claim

    as

    particularly

    his

    own because

    of the serious-that

    is,

    seriously political-nature

    of his work.

    It

    is

    now

    clear

    that Cohen

    was

    correct

    to

    reopen

    the

    question

    of

    Polybian

    influence

    on

    Josephus,

    but

    also

    that

    he

    did

    not

    go

    far

    enough,

    in that he excluded

    historiography

    from

    consideration.

    Perhaps

    not

    every

    example

    adduced

    above

    of

    the parallels in historiographical theory and expression between Josephus and

    Polybius

    is,

    in and

    of

    itself,

    overwhelming; perhaps

    some scholars

    will

    prefer

    to

    view at least a few

    of these resemblances

    as

    purely

    coincidental,

    arising

    merely

    34.

    Compare

    the

    proem

    of

    the Jewish

    War with the

    proems

    of the Jewish

    Antiquities

    (1.1-17)

    and

    Against Apion

    (1.1-6).

    (The

    Vita has

    no

    proem

    at

    all.)

    35. See

    the discussion

    of Avenarius

    (above,

    n.

    2)

    22-29.

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    15/35

    188 CLASSICAL

    NTIQUITY

    Volume 9/No.

    2/October 1990

    from

    similar

    literary

    purposes.

    Nevertheless,

    the

    cumulative effect

    of all

    these

    cases

    of

    resemblance seems

    in toto

    quite

    impressive:

    it is hard

    to

    believe that it is

    all just an accident, especially sincemany of the historiographical ideaswe are

    dealing

    with

    were not

    commonplaces

    in

    Josephus's

    age.

    And if one

    adds the

    historiographical

    evidence to the evidence

    already

    assembled

    by

    Cohen

    (and

    Schwartz),

    one arrives at the

    conclusion

    that

    Josephus

    had

    indeed read

    widely

    in

    Polybius's

    Histories. To be conservative:

    Josephus

    had read in

    Book 3

    possibly,

    Book

    4

    possibly,

    Book

    6

    certainly,

    Book

    8

    probably,

    Book

    9

    probably,

    Book 12

    certainly,

    Book 16

    certainly,

    Book

    31

    certainly,

    and Book 38

    probably.36

    It

    seems a

    great

    deal of

    reading,

    in

    a

    Greek

    author who

    was

    by

    no means

    the

    easiest. We

    must,

    therefore,

    confront

    a

    fundamental

    question:

    was in fact

    Jose

    phus's

    Greek

    good enough

    to

    have

    accomplished

    all this

    reading

    in

    Polybius,

    especially

    before

    the Greek

    edition

    of

    the Jewish War-his firstwork-was

    released? The answer of

    the most

    recent

    scholarship

    is

    yes.

    It

    is

    true that Jose

    phus's

    native

    languages

    were

    Aramaic and

    Hebrew-indeed,

    he

    says

    he first

    wrote

    the Jewish War

    in

    his native

    vernacular,

    not

    in

    Greek

    (BJ 1.3).

    But

    as

    Rajak

    has

    pointed

    out,

    Josephus

    could

    hardly

    have

    been

    entrusted

    with

    his

    important

    diplomatic

    mission to Rome

    in 64

    A.D.

    unless he

    was

    already

    reason

    ably

    fluent in

    spoken

    Greek.37

    One

    might

    go

    a

    bit farther:

    a

    diplomat

    at

    Nero's

    court-enamored

    as

    it

    was

    of

    Greek

    culture-could

    hardly

    count

    on

    success

    unless he not

    only

    was

    reasonably

    fluent in

    spoken

    Greek

    but

    also had

    already

    at

    least

    a

    modicum

    of

    Classical

    learning

    with which

    to

    impress

    his

    audience. More

    over,

    Cohen has

    presented

    a

    strong

    case for

    supposing

    that

    the

    Greek version

    of

    Books

    1-6

    of the Jewish

    War

    was not

    issued until the

    reign

    of Titus

    (79-81

    A.D.)-and

    even that

    perhaps

    Book

    7 was an addition under

    Domitian.

    This

    would

    give

    Josephus

    a

    good

    decade

    and

    more

    of

    (enforced)

    leisure

    in

    which

    to

    have

    read the

    Histories,

    between

    his

    capture

    at

    Jotapata

    in

    July

    67

    and the

    issuing

    of the Greek version of the Jewish War.38 And while Josephus says that

    36. Book 3:

    see

    above,

    p.

    184,

    p.

    186.

    Book

    4:

    see

    above,

    p.

    186.

    Book

    6: see

    above,

    p.

    186.

    Book 8:

    see

    above,

    pp.

    178ff.

    Book 9: see

    above,

    pp.

    181f.

    Book

    12: see

    above,

    p.

    181. Book

    16:

    see

    above,

    p.

    176.

    Book

    31: see

    above,

    pp.

    177f. Book 38: see

    above,

    p.

    182.

    37.

    See T.

    Rajak,

    Josephus:

    The Historian

    and His

    Society

    (London, 1983)

    46.

    38. The Greek

    edition

    of

    the

    Jewish

    War

    certainly appeared

    after

    the

    dedication

    of the

    Templum

    Pacis

    in 75 A.D.

    (see

    the

    reference

    to the

    Temple

    at

    BJ

    7.155-61;

    cf. Dio 66.15.1

    for the

    dedication).

    But

    in BJ

    4.654ff.,

    we

    also

    find a

    sharp

    attack

    on A.

    Caecina

    Alienus-a man who was

    fawned

    on

    by

    historians

    throughout

    most

    of

    Vespasian's

    reign,

    according

    to Tacitus

    (Hist. 2.101.1),

    but who fell from favor in the first months of 79. There is no evidence that the attack on Caecina is a

    late addition

    to the

    text,

    and

    so it

    seems

    fair to

    suggest

    that the

    Jewish

    War

    was

    being

    written

    only

    in

    the last

    years

    of

    Vespasian's reign.

    The

    prominence

    of Titus

    throughout

    the

    work,

    the fact that

    only

    Titus

    ismentioned in

    its

    proem,

    and

    the fact that

    it was issued with Titus's

    signature

    alone

    (Vita

    363),

    all

    combine

    to

    suggest

    that the

    JewishWar

    was

    in

    actuality

    only

    completed

    under him.

    And

    by

    Book

    7,

    Domitian

    is

    suspiciously

    prominent-but

    then,

    he

    was

    officially prominent

    under Titus

    (Suet.

    Titus

    9.3),

    so that this does

    not

    necessarily

    indicate

    (despite

    Cohen)

    a

    Domitianic

    date for the end

    of

    the narrative.

    The

    only

    strong argument

    in favor

    of

    a

    date of

    publication

    in the middle

    of

    Vespasian's

    reign

    is

    Josephus's

    statement

    that he

    had

    sent

    t

    3tP3pia

    to

    Vespasian

    to

    read

    (Vita

    361,

    Ap.

    1.50

    51)-but

    this need

    not mean the whole

    work,

    for

    Vita 364 and 366

    show that

    Josephus

    circulated

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    ECKSTEIN:

    Josephus

    and

    Polybius:

    A Reconsideration

    189

    he worked

    up

    the

    Greek version of the

    Jewish

    War

    with the aid of

    others "for

    the

    sake of

    theGreek"

    (7@Q6gSIV

    'EXXrviba

    cpwviv ovvEyot,

    Ap.

    1.50),

    Rajak

    has

    persuasively argued that these ovvEQyoi should probably be seen as friends of

    Josephus

    in

    Rome who

    simply helped

    him

    create

    his

    highly polished

    literary

    style-that

    is,

    they

    were not

    helping

    him

    with

    the

    basics

    of

    the

    Greek

    language

    itself.39

    n

    other

    words,

    we should

    probably

    assume

    that

    Josephus's

    knowledge

    of

    Greek

    and

    Greek

    culture was

    already

    fairly

    broad

    in

    the

    mid-60s

    A.D.,

    and that

    he

    had

    more than

    enough

    time in the

    70s,

    while

    working

    on

    the Jewish