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Phytosomes: Complexation, Utilisation and Commeric
StatusApoorva Agarwal
a , Prithviraj Chakraborty
a , Debarupa D. Chakraborty
a & Vikas Anand
Saharana
a Department of Pharmaceutical Sciences , Sardar Bhagwan Singh P. G. Institute of
Biomedical Sciences and Research, Balawala , Dehradun , 248161 , Uttarakhand , India
Published online: 24 Jun 2013.
To cite this article: Apoorva Agarwal , Prithviraj Chakraborty , Debarupa D. Chakraborty & Vikas Anand Saharan (2012)
Phytosomes: Complexation, Utilisation and Commerical Status, Journal of Biologically Active Products from Nature, 2:2,
65-77, DOI: 10.1080/22311866.2012.10719111
To link to this article: http://dx.doi.org/10.1080/22311866.2012.10719111
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Phytosomes: Complexation, Utilisation and Commerical Status
Apoorva Agarwal*, Prithviraj Chakraborty, Debarupa D. Chakraborty, Vikas Anand Saharan
Department of Pharmaceutical Sciences, Sardar Bhagwan Singh P.G. Institute of
Biomedical Sciences and Research, Balawala, Dehradun-248161, Uttarakhand, India
Abstract: In past few decades numerous studies have been conducted to explore the nature’s gift of
invaluable medicinal compounds. Herbs and botanicals have been extensively reviewed by researchers
worldwide. However, the bioavailability of natural compounds is still under question. Various techniques areemployed to overcome the same of which phytosomes technology appears to be very promising. Phytosomes
have shown marked enhancement in bioavailability and established clinical efficacy. This is due to increased
solubilization of drug in intestinal milieu along with the ability to cross lipoidal biomembranes. This literature
reviews the basics for preparation, mechanism of drug-phospholipid complexation and subsequent utilisation.
Some of the major herbal extracts which have shown proven improvement in bioavailability are also studied.
In vitro lipid digestion model is assessed which provides an indication for the in vivo performance of the
commercial product. Various marketed products and leading marketing companies are also surveyed.
Key words: Phytosomes, polyphenols, bioavailability, phospholipids, lipolysis.
Introduction
With the advent of 21st century, people have become much more concerned about their health
and fitness. Towards this, popularity of herbal
active extracts have emerged a lot owing to its
established clinical efficacy and minimum side
effects. It has been estimated that about 40-70 %
of the new compounds discovered pose a
challenge due to their low bioavailability limited
by poor aqueous solubility 1,2. Drug discovery by
intricate chemical scaffolds and manifold high
throughput activity screens often lead to finding
of potent but hydrophobic drugs 3. This calls for
development of effective and robust techniquesto endow them with higher bioavailability. Lipid
based formulations is one such approach which
rationalizes drug absorption 4 by various ancillary
mechanisms. This includes inhibition of cyto-
chrome enzymes 5 and P-gp mediated efflux 6,
increased membrane permeability
7
and enhanced lymphatic transport 8,9 to bypass presystemic
metabolism.
Herbal plant extracts have reported therapeutic
benefit. But extraction of individual compound
from the extract often exhibits limited clinical
utility as the synergistic effect of various natural
ingredients get lost 10. To surmount such barrier,
Phytosome technology first emerged in 1989 11
when a group of Italian researchers found that oral
intake of polyphenols and flavanoids have poor
bioavailability as such but show marked enhance-
ment on complexing it with phospholipids. Thiswas confirmed by histological examination
depicting high binding affinity of polyphenolic
compounds to phospholipids in living plant tissue12. Most of the herbal extracts constitute
*Corresponding author (Apoorva Agarwal)
E-mail: < [email protected] > © 2012, Har Krishan Bhalla & Sons
Journal of Biologically Active Products from Nature
ISSN Print : 2231-1866 Online: 2231-1874
www.jbappn.com
JBAPN 2 (2) 2012 pp 65 - 77 65
Received 24 November 2011; accepted in revised form 12 January 2012
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polyphenols and flavanoids which show poor
absorption 13 due to their multiple ring structures
unsuitable for passive diffusion or lack of carrier
mediated transport or poor miscibility in water/
lipids. Phytosomes differ from liposomes in
various aspects pointed in table 1. Unlikeliposomes, phytosomes involve chemical bonding
between act ive principle and phospholipids.
Phytosomes have the active principle intercalated
in the layers of phospholipids rather than
entrapped in core as in liposomes (Fig.1).
Preparation of phytosomes
Drug
Active principles selected are generally poorly
Table 1. Phytosomes v/s Liposomes
Property Phytosomes Liposomes
Drug: phospholipid ratio 14, 15 1:1 or 2:1 molecular complex Aggregate of 1000’s of phospho-lipid molecules around the drug
Nature of bond 16 Chemical bonding No chemical bond
(hydrogen bonds)Route of administration 16 Oral and topical Topical and parenteral (oral
delivery is not evidenced)Drug position17 Intercalated in phospholipids Hydrophilic drug in core
layers and lipophilic drug in outer layer Nature of drug 17 Usually little soluble in water Both hydrophilic and lipophilic
and lipids
Bioavailability 18 Higher Lower than phytosomes
Fig.1 Molecular organisation of liposomes (upper segment) and phytosomes (lower segment) 16
soluble both in water and lipids. These are selected
from group consisting of quercetin, kaempferol,
quercretin-3, rhamnoglucoside, quercetin-3-
rhamnoside, hyperoside, vitexine, diosmine, 3-
rhamnoside, (+) catechin, (-) epicatechin,
apigenin-7-glucoside, luteolin, luteolinglucoside,ginkgonetine, isoginkgonetine and bilobetine 19.
Phytosomes formed operate in a solvent having
reduced dielectric constant. Marked changes in
physicochemical properties occur indicating
formation of a true stable complex 20.
Phospholipids
Phospholipids are mainly classified as phospho-
sphingolipids and phosphoglycerides. Phospho-
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sphingolipids are mainly used in topicals eg.
Ceramide. However, phosphoglyceride is lecithin
which is a mixture of phosphatidylcholine,
phosphatidylethanolamine, phosphatidylinositol,
phosphatidylserine etc. Of these, phosphatidyl-
choline is the material of choice as it is anexcellent oil/water emulsifier and soluble in both
water and lipids 21. It is a zwitterionic molecule
having a positively charged headgroup and
negatively charged tailgroups which allows slight
salt formation with divalent cations 12 .
Commercial sources are vegetable oil seeds such
as soy bean. Apart from this, milk and egg yolk is
also gained importance 21.
Drug-phospholipid complex
The drug: phospholipid ratio ranges from 0.5-
2, most preferable being 22. Phytosomes are novelvesicle systems prepared by reacting drug in an
aprotic solvent such as dioxane or ethanol having
dissolved phospholipids (Fig.2). After solubili-
sation, this mixture is concentrated to ensure
bonding of reactants. Complex thus formed is
isolated by solvent removal under vacuum, by
lyophilisation or by precipitation with non-
solvents 23, 24.
Add phospholipids to organic
solvent containing drug
Solution of drug-Phosholipids in solvent
Drying under vacuum
Isolation of complex by
precipitation or lyophilisation
Retrieval of complexes
Fig. 2. Steps in Drug-Phospholipid
complex preparation 25
Mechanism of complexation
Phytosomes result by reacting a stoichiometric
ratio of standardised herbal extract and
phospholipids in a non polar solvent 23. Being an
amphipathic molecule, phosphatidylcholine
consists of both lipophilic moiety i.e. phosphatidyl
and hydrophilic entity i.e. choline. On reaction,
the polar choline head interacts and chemically binds to polar functionalities of drug molecule
while the non polar phosphatidyl portion envelops
the choline bound drug to form body and tail 26,
27. Hence, these are also referred to as phyto-
phosphol ipid complex result ing in a li tt le
microsphere or cell in which drug is intercalated
in phospholipid layers.
Properties of complex
Among the physicochemical properties,
phytosome exhibit clear and sharp melting point,
moderately soluble in fats and freely soluble innon polar solvents in which individual precursors
were not soluble 28, 29. On treatment with water,
they assume a micellar shape resembling liposome
like structure 30. Again, hydrogen bonds between
drug and phospholipids were demonstrated by
spectroscopic techniques 31, 32.
Biologically, phytosomes are better absorbed
and more bioavailable 33 than conventional herbal
extracts as revealed by pharmacokinetic and
pharmacodynamic studies in experimental
animals and human volunteers26
.
Merits of Phytosomes
Phytosome technology offers numerous
advantages over conventional dosage forms some
of which are listed above:
a) It enhances the absorption of poorly water
soluble compounds and results in greater bio-
availability 34 which results in reduced dose 35 and
low risk profile 36.
b) It is safe 37, biodegradable and biocompatible
dosage forms.
c) In addition to this, they are used to target liver 38 protecting compounds. Phosphatidyl choline
offers a synergistic effect because it itself is
hepatoprotective 39.
d) It also offers improved penetration through skin
providing potential application in cosmetics,
transdermals and topicals 40.
e) Good entrapment efficiency is an added
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advantage.
f) Better stability profile than liposomes due
chemical bonding between drug and phospho-
lipids 41.
g) They offer non invasive route of administration
eg. Oral and dermal delivery.h) Attractive market value 42 of phytosomes due
to simple manufacturing method, low investment
and ease of scale up 17 is appreciable.
In Vivo fate of phytosome formulations
Drug-phospholipid complexes are prepared
with an objective to circumvent the hurdle of poor
bioavailabil ity of botanical extracts which is
otherwise not achieved using conventional
formulation techniques. Drug absorption from
these formulations depends on dispersion pattern,
lipid digestion and subsequent solubilisation43
.On oral administration, formulation lipids
stimulate secretion of gastric lipase from chief
cells in gastric mucosal lining 44, 45 and secretion
of pancreatic lipase and co-lipase from pancreas46. Together, they result in partial digestion of
triglycerides 47, 48 forming a crude emulsion which
then enters the small intestine. In small intestine,
phospholipase A2hydrolyses phosphatidylcholine
to lysophosphatidylcholine and fatty acid 49, 50.
Exogenous lipids stimulates secretion of
endogenous bile salts, phospholipids and
cholesterol from gall bladder 51 further facilitatinglipid digestion and forming colloidal structures
i.e. micelles, mixed micelles and multi/unilamellar
vesicles 43. These colloids favour solubilisation
of drug in aqueous unstirred layer, thereby
promoting lipid and drug absorption from the
brush border membrane of enterocytes 52.
Characterisation of phytosomes
Physical characterisation of phytosomes include
shape, size, distribution, entrapment efficiency,
chemical composition 53 etc. Major techniques
include:
Visualisation
This is done by using Transmission electron
microscopy and scanning electron microscopy 54.
Vesicle size & Zeta potential
This is deter-mined by Dynamic light scattering
and photon correlation spectroscopy 25.
Entrapment Efficiency
It is measured by ultra centrifugation technique55.
Transition temperature
It is determined using differential scanning
calorimetry.
Surface tension activity measurement
It can be measured by ring method in a Du Nouy
ring tensiometer 56.
Vesicle stability
Mean size is measured by DLS and structural
changes are monitored by TEM 57.
Drug content
It is quantified by HPTLC or spectroscopic 58
techniques.
Spectroscopy
Formation of drug-phospholipid complex is
verified by comparing spectral data of individual
precursors and final complex. H1 NMR, C13 NMR,
FTIR spectrums 26 are thoroughly reviewed to
confirm the complex formation by matching
signal peaks and molecular imaging 12.
In Vitro Lipolysis
Dynamic lipolysis models (Fig.3) are beneficial
in investigating the effect of simulated lipid
digestion on drug solubilization and release from
marketed phytosomal lipid preparations 1. This is
conducted in a continuously agitating dissolution
vessel having a mixture of bile salts, phospho-
lipids in buffered aqueous solution equilibriated
at 37°C 59. Pancreatic lipase initiates the lipid
digestion which causes a drop in pH due to fatty
acid liberation. pH drop is quantified by pH-stat
meter controller and is again maintained usingequimolar solution of NaOH through autoburette.
During this process, samples are withdrawn and
ultracentrifuged to separate the digest into poorly
dispersed oil phase, a highly dispersed aqueous
phase and a precipitated pellet phase. This helps in
quantification and gives an indication of the in vivo
performance of phytosomal formulations 43, 60.
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Fig. 3. Schematic Diagram for in vitro Lipolysis model
Landmarks in phytosome technology
Phytosome technology has recently attracted
the attention of many researchers due to its
capacity of successful and effective delivery of
potential therapeutics and dietary supplements.
Such formulations of some curative extractsdiscussed below have set a milestone in this
field.
SiliphosTM milk thistle phytosomes
The first commercial phytosome preparation 12
was made using flavonolignan silybin, a major
constituent of Silymarin marianum (fam.
Asteraceae), and a liver support remedy for past
2000 years 61. These preparations were initially
named IDB 1016 or Siliphide 62, 63 which was later
recasted as Siliphos® PhytosomesTM 64
. Silybinis an effective hepatoprotective agent conserving
liver glutathione level along with preventing the
oxidative damage 61. It also lowers serum ferritin65 and shows promising anti-cancer 66 and anti-
inflammatory 67 potential. Siliphos® has been a
breakthrough for phytosomes offering four times
more exposure of silybin to liver than traditional
preparations 68.
Merivaselect® phytosomes
Curcumin polyphenols69, obtained from
Curcuma longa family Zingiberaceae, are powerful scavengers of superoxide and hydroxyl
free radicals 70. They also lower the incidence of
mutations and genetic disorders by the ability to
prevent DNA oxidative damage 71. Potential effect
in cancer chemoprevention 72, inflammation 73 and
neuro-degenerative diseases 74 is also under study.
The bioavailability of curcumin phytosomes
preparations (Meriva®) is found greater than non
phytosome preparations 75.
Greenselect® phytosome
Green tea catechins and polyphenols, procured
from Camellia sinensis family Theaceae, are potent anti-oxidant 76 and anti-inflammatory 77.
Green tea extract (GTC) also helps in weight loss
reduction 78. It also favours good cardiovascular
health 79 and fights against cancer 80. Ability to
cross blood brain barrier along with its gene
modulating and cell signalling activities, GTC
serves as a significant CNS protectant 81.
Leucoselect® phytosomes
Grape seed extract consists of oligomeric
proanthocyanidins from Vitis vinifera. Apart fromdecreasing lipid peroxidation 82 and delaying
hemolysis, they are quenchers of superoxide,
hydroxyl, peroxyl and peroxynitrite radicals 83.
They also provide CVS protection by minimising
post-prandial oxidative stress by decreasing pro-
oxidant levels 84.
Gingkoselect® phytosomes
Gingko biloba dimeric flavanoids induces
lipolysis by inhibiting cAMP phosphodiesterase
and improves microcirculation 85. It also shows
greater activity and slower release than noncomplexed extracts 86. Terpenes of Gingko biloba
have been evaluated for use in allergic contact
dermatitis and results show statistically significant
reduction of skin reactivity intensity 87.
Apart from this, various other compounds are
also formulated using this technology listed in
Table 2.
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T a b l e 2 . L i s t o f m a r k e t e d p h
y t o s o m e p r e p a r a t i o n s a n d t h e i r a p p l i c a t i o n s 1 0 , 2 3 , 9 2 - 9 6
N o .
P r o d u c t
A c t i v e P r i n c i p l e
D o s e
C a t e g o r y
T h e r a p e u t i c u s e
1
S i l i p h o s ®
S i l y b i n f r o m
1 2 0 m g
P h a r m a c e u t
i c a l ,
H e p a t o p r o t e c t i v e , A n t i - o x i d a n t
h e a l t h f o o d
,
S i l y b u m m a r i a n u m
c o s m e t i c
2
L e u c o s e l e c t ®
P r o c y a n i d i n s f r o m
5 0 - 1 0 0 m g
H e a l t h f o o d
, c o s m e t i c
A n t i o x i d a n t , a n t i c
a n c e r
V i t i s v i n i f e r a
3
G i n s e n g ® P h y t o s o m e s
G i n s e n o s i d e s f r o m
1 5 0 m g
C o s m e t i c
I m m u n o m o d u l a t o
r
P a n a x g i n s e n g
4
E c s i n - b e t a - s i t o s t e r o l s
E c s i n - b e t a - s i t o s t e r o l
-
C o s m e t i c
A n t i o e d e m a
P h y t o s o m e
f r o m h o r s e c h e s t n u t f r
u i t
5
O l e a s e l e c t P h y t o s o m e s
P o l y p h e n o l s f r o m
-
-
A n t i h y p e r l i p i d e m
i c ,
O l e a e u r o p e a
a n t i - i n f l a m m a t o r y
6
E s c u l o s i d e P h y t o
s o m e s
E s c u l o s i d e f r o m
-
-
V a s o a c t i v e , a n t i c e
l l u l i t e
A e s c u l u s h i p p o c a s t a n u
m
7
M e r t o s e l e c t P h y t
o s o m e s
A n t h o c y a n o s i d e s f r o m
-
-
A n t i o x i d a n t , i m p r
o v e s c a p i l l a r y
V a c c i n i u m m y r t i l l u s
t o n e
8
Z a n t h a l e n e P h y t o
s o m e s
Z a n t h a l e n e f r o m
-
-
S o o t h i n g , a n t i i r r i t a n t , a n t i - i t c h i n g
Z a n t h o x y l u m b u n g e a n u
m
9
V i s n a d e x ® P h y t o s o m e s
V i s n a d i n e f r o m
-
C o s m e t i c
V a s o k i n e t i c , c i r c u l a t i o n i m p r o v e r
A m m i V i s n a g a
1 0
C e n t e l l a P h y t o s o
m e s
T e r p e n e s f r o m
-
H e a l t h f o o d
, c o s m e t i c
B r a i n t o n i c , v e i n & s k i n d i s e a s e s
C e n t e l l a a s i a t i c a
1 1
G l y c y r r h i z a P h y t o s o m e s
1 8 - b e t a g l y c y r r h e t i n i c
a c i d
-
C o s m e t i c
A n t i i n f l a m m a t o r y , s o o t h i n g
f r o m G l y c y r r h i z a g l a b r a
1 2
L y m p h a s e l e c t ® P
h y t o s o m e s T r i t e r p e n e s f r o m
-
-
H y p o t e n s i v e , i n s o
m n i a
M e l i o t u s o f f i c i n a l i s
1 3
M e r i v a s e l e c t ® P h y t o s o m e s
P o l y p h e n o l s f r o m
2 0 0 - 3 0 0 m g
H e a l t h f o o d
, c o s m e t i c
C a n c e r c h e m o p r e v e n t i v e
C u r c u m a l o n g a
1 4
P A 2
P h y t o s o m e s
P r o a n t h o c y a n i d i n s A 2 f r o m
-
H e a l t h f o o d
, c o s m e t i c
A n t i w r i n k l e , U V
p r o t e c t a n t
h o r s e c h e s t n u t b a r k
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t a b l e . ( c o n t i n u e d ) .
N o .
P r o d u c t
A c t i v e P r i n c i p l e
D o s e
C a t e g o r y
T h e r a p e u t i c u s e
1 5
S a b a l s e l e c t P h y t o s o m e s
F a t t y a c i d s , a l c o h o l s ,
-
-
A n t i o x i d a n t , b e n
i g n p r o s t a t e
s t e r o l s f r o m S e r e n o a r e p e n s
h y p e r p l a s i a
1 6
G r e e n s e l e c t ® P h
y t o s o m e s
E p i g a l l o c a t e c h i n f r o m
5 0 - 1 0 0 m g
H e a l t h f o o d
A n t i c a n c e r , a n t i o x i d a n t
T h e a s i n e n s i s
1 7
X i m i l e n e & X i m
e n o i l
X i m i l e n e & X i m e n o i l f r o m
-
-
S k i n s m o o t h n e r a
n d s o o t h e r
P h y t o s o m e s
S a n t a l u m a l b u m
1 8
G i n g k o s e l e c t ® P
h y t o s o m e s
F l a v a n o i d s f r o m
1 2 0 m g
H e a l t h f o o d
, c o s m e t i c
A n t i - a g e i n g , p r o t e c t s b r a i n ,
G i n g k o b i l o b a
v a s o k i n e t i c
1 9
R u s c o g e n i n P h y t o s o m e s
S t e r o i d s a p o n i n s f r o m
-
-
A n t i - i n f l a m m a t o r y , i m p r o v e s
R u s c u s a c u l e a t u s
c i r c u l a t i o n
2 0
E c h i n a c e a P h y t o
s o m e s
E c h i n a c o s i d e s f r o m
-
-
I m m u n o m o d u l a t o
r y ,
E c h i n a c e a a n g u s t i f o l i a
n e u t r a c e u t i c a l
2 1
S e r i c o s i d e P h y t o
s o m e s
S e r i c o s i d e s f r o m
-
C o s m e t i c
S k i n v i t a l i z e r , a n t i - w r i n k l e
T e r m i n a l i a s e r i c e a
2 2
C u r b i l e n e P h y t o s o m e s
C u r b i l e n e f r o m
-
-
S k i n c a r e , m a t t i n g a g e n t
C u c u r b i t a p e p o s e e d s
2 3
H a w t h o r n P h y t o
s o m e s
F l a v a n o i d s f r o m
1 0 0 m g
H e a l t h f o o d
A n t i h y p e r t e n s i v e , c a r d i o
C r a t a e g u s s p p .
p r o t e c t i v e
2 4
B o s w e l l T M P
h y t o
s o m e s
B o s w e l l i c a c i d f r o m
-
H e a l t h f o o d
, c o s m e t i c
A n t i i n f l a m m a t o r
y
B o s w e l l i a s e r r a t a r e s i n
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Commercial aspects and market status
According to a recent survey, of all the drug
products marketed in 3 major global economies
i.e. UK, USA & Japan, 2-4 % comprises of oral
lipid based formulations 88. The Phytosome®
Technology was developed by Indena S.p.A of Italy to augment the absorption and utilisation of
poorly available phytomedicines 89. Indena is one
of the world’s leading companies in lieu of
exploring the nature’s riches and development of
suitable dosage forms using the herbs & botanicals90. Apart from Indena, Natural Factors (Canada)
and Nature’s Herbs (USA) 91 too manufacture
phytosomal preparations. Some of the available
marketed products are listed in table 2 along with
their active principle, dose and therapeutic use.
Despite its distinct advantages, simple manu-
facturing process and ease of upgrading
phytosome ® technology to industrial scale
favours its rapid commercialisation. Phytosomes
offer the suitability to be formulated both for oral
and topical delivery. Indena 90 suggest the most
effective means of formulation so as to ensure its
best performance.
Soft gelatin capsules
It is the most ideal solution in which phytosomal
complex is dispersed in vegetable or semi-
synthetic oil to get an oleaginous suspension for filling into soft gelatin capsules. However,
selection of vehicle governs the behaviour and
remains critical.
Hard gelatin capsules
Direct volumetric filling of the material without
undergoing precompression is best known
method. A preliminary dry granulation can further
result in better performance.
Tablets
Dry granulation is the ideal manufacturing
process for high strength unit doses. For low
strength units, 60-70 % excipients are added to
cover poor flow and low density challenges
followed by direct compression. Wet granulation
is strictly avoided due to instability of the complex
on exposure to water and heat.
Topicals
To be applied topically, phytosome complex is
dispersed either in lipidic or watery phase and thenadded to already prepared emulsion at temperature
not exceeding 40°C.
Conclusion
In nutshell, Phytosomes® serves as a boon for
poorly bioavailable natural extracts with well
established processing techniques and developed
analytical methods. It offers a myriad spectrum
of advantages over other traditional forms of
medicine. Numerous drug products are available
in the market with registered patents. This litera-ture shows that Phytosomes® have added a new
dimension in pharmaceutical research & develop-
ment having abundant potential yet to be explored.
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