julia s gibbons financial disclosure report for 2009

8/3/2019 Julia S Gibbons Financial Disclosure Report for 2009

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I, ",,~o t0 "1 FINANCIAL DISCLOSURE REPORT R e p o r t R e q u i r e d b y t h ein Government Act of 1978R~. m0 ]0. . [ FOR CALENDAR YEAR 2009 ( ~ u . s .~ a p p . ~ I ! . Pe rtoa Report ing ( la s t name . f i rs t , midd le in i t ia l) 2. Cour t or Organiza t ion 3. Date of Report

GIBBONS, JULIA S. US COURT OF APPEALS SIXTH CIRCUIT 5/21/2010

4 . Tit le (Artic le II l judges ind ica~ ac t ive o r scn io r s ta tus ; 5 a . R e p o r t T y p e ( c h e c k a p p r o p r i a t e t y p e ) 6. Repor t ing Per iodm a g i s t r a t e ju d g e ~ i n d i c a t e f u l l- o r p a r t - t i m e )[ ] N o m i n a t i o n . D a t e 1/I/2009U.S. CIRCUIT JUDGE (ACTIVE) [] Initial [] Annual [] Final ,o12/31/2009~ h . [] Am e n d e d R e p o r t

7 . Chamber~ o r Of f i ce Addr e~ 8. On the b~i s of the Infor t aa t io l onta ined in thi s Repor t and anymodifica t ions pe rta in ing the re to , i t is , in my op in ion , lm co mpliance970 FEDERAL LBUILDING wi t l t app l i c ab le l aws and r egu l a t i ons .167 N M AIN STREETMEMP HI S, TN 38103 Reviewing Off icer Date

I M P O R T A N T N O T E S : The instrucfion~ accompanying this form mu~t be followed Complete al l par~,check ing the NONE box for each pa r t where you have no r epor table in format ion. S ign on lax t pag~

I . POSITIONS. ~nn~..~.nto.~r~NONE (No reportablepoMtiom.)

P O S I T I O N NAME OF ORGANIZATION/ENTITYI.


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" FI N A N C I A L D I S C L O S U R E R E P O R T N..e of Per~o. Reporting [ Date of ReportPa g e 2 o f 9 GIBBON S, JULIA S ,[

5/21/2010

I I I . N O N - I N V E S T M E N T I N C O M E . ~ R ~ , o - ~ x ~ n ~ a l , n ~ ~ p o , s~ ; ~ ,~ p ~ ~7-~ o .rs-~,,~.~.~. .~on~A. Filers Non-lnvestment IncomeNONE (No r e po r tab l e n o n - in v e s tme n t in c o me . )

DATE SOURCE AND TYPE INCOME( you r s , no t spouse s )I.2.3.4.

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - I f yore wet , mauri td during anj, port ion of th, reporang ~ar , compl, te tht . t sect ion.( D o l l a r a m o u n t n o t re q u i e e d e . x c e p t fo r h o n o r a r i a . )[~] NONE (No r e po r tab l e n o n - in v e s tme n t in c o me . )

DATE. ~OURCE AND TYPE!. 2009 STATE OF "IN - SALARY AS DISTRICT ATTORNEY GENERAL2. 2009 SHELBY COUNTY - COUNTY SUPPLEMENT AS DISTRICT ATIORNEY GENERAL3.4.

(lnclud~ those to s g o u x e a n d d e p e n d e n t c h i l d r e n : s e e p p . 2 J - 2 7 o f f il in g i n s t r u c t io n s . )[--] N O N E (No r ep or t a b l e r e i m b u r s em en t s . )

SOURCE D A T E S ~ PURPOSE ITEMS PAID OR PROVIDED1 . UNIVERSITY OF 4/2/09-4/5/09 CHARLOITESVILLE. MOOT COURT TRANSPORTATION, LODGING,

VIRGINIA SCItOOL OF V A MEALSLA W2.3.4.5.


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)

F I N A N C I A L D IS C L O S U R E R E P O R T ] Name of Person Report ing D at e o f Repor tP a g e 3 of 9

I G I B B O N S , J U L I A S .5/21F2010

[~] NONE (No reportable gifts.)S O U R C E ]~LF.KIEL[O~ VALUE

2.3.4,5.

V I. L IAB ILITIES. a~a.s . ~o~ o/ ~o~,~ ~ ,~,,~t ~,~ ~ r~ ~-~ o/fa~s ~~ NONE ~o reportable liabiliti~.)

~REDITOK D E S C R I P T I O N VAL~ CODE1. S~LIE ~E SERVIC~G CO~. FLUS EDUCA~ONAL LOAN S J2.3.4.5.


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F I N A N C I A L D I S C L O S U R E R EP O R T N . r * e o f P e r s o n R e p o r t i n g D a t e o f R e p o r tPa g e 4 o f 9 G m B O ~ S , ~ .~ A S . 5 1 2 ~ / 2 0 1 0VII . INVESTM ENTS and TRUSTS - ~o,~. ,~t~ ~.~r~ a~.a~

NONE ~o reportable income, ~sets, or tra~actio~.)A. B.ii C. D.D~pfion of ~ I n c o m e d ~ g [ G~ss va lue ~ t(~cl~ing ~ ~) ~ng ~ I of ~g p~od(I) (2) (I ) (2 ) {I ) (2) O) (4) (5 )Pla~ "(~" ~r ~ ~et Amine T~ (e .g ., V ~ u e V a l u e

(A-~ or ~) O - P ) ~de 3 r ~ empf i on )(Q-~ ~on)

1 . IRA-EQUITABLE LIFE A In teres t K TANNUITY-EQUIVEST GUARANTEED[NT ACCOUNT2. IRA-EQUITABLE LIFE A I n t e r e s t K TANNUITY-EQUIVEST GUARANTEEDINT ACCOUNT3 . SUN TRUST- MEMP HIS , TN A I n t e r e s t J T

] 4 . FEDERAL BLDG, FEDERAL CREDIT A I n t e r e s t K TUNION ACCOUNT5. STATE OF TN 4 01(K) REGIONS BANK A I n t e r e s t J T6. IRA ROLLOVER RETIREMENT PLAN(See i t ems 1 th rough 29 be low)7. 1) AM ERICAN FUNDS: INVESTMENT A Div idend J TFUND OF AMERICA8, 2) JOHN HANCOCK FDS: GREATER A D i v i d e n d J T S o l d 05108/09 J ACHINA OPP ORTUNITIES FUND (par t )9. S o l d 06/26109 I A

1 0 . So ld 07/06/09 J A( p a r t )1 1 . S o l d 08/21/09 J A1 2 . So ld 08/24/09 J A( p a r t )1 3 . S o l d 09110/09 J A1 4 . 3 ) I VY FDS: GLOBAL NATURAL N one J TRESOURCES FUND1 5 . 4 ) VAN KAM PEN FDS: EQUITY & A D i v i d e n d So ld 1 0 / 1 6 1 0 9 KINCOME FUND1 6 . 5) EATON VANCE FDS: DIVIDEND A D i v i d e n d J TBUILDER FUND1 7 1 6) H ARTFORD MUTUAL FDS: A D i v i d e n d J THARTFORD CAPITAL AP PRECIATION

1 . I n c o m e G a i n C o d e r : A =$ I .O00 or less B -$1 ,001 - $2 . 500 C .=$2.501 - $5,000 D ~ ; 5 ,001 - $15 .000 E -$ I 5 ,001 - $50 ,000( S e e C o l o .n m t B I a n d D 4 ) F-$~0,00I. $100,000 O =Si lO,001 $ t ,000,000 H I =$1 ,000 ,001 - $~ .000 ,000 H2 =Morn ~ $~,000,000

2. Vtltm Cod~ J -115 ,000 or [ e~ K =115 ,001 150 ,000 L -$50,001 - $100,000 M =$100,001 - $250 ,000(See Colurrmi C I a n d D3) N

P3 "$25,000,001 - 150.000,000 P4 =Mine t~$50,000.0003. Valtm Method Codes Q =A pl~,, is d It,~Co~l ~ Estate Only) $ =Asse~t T =~:ash Market(S e e C~ lu rma Ca ) U -Bo o k V a lu e V = Ge a r W=Est~


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FINANCIAL DISCLOSURE REPORT , ~ . ~ o f P e r s o a Reporting D.,e 0fRepar tPage 5 of 9 GIBBONS, JULIA S. 5/21/2010V I I. IN V E S T M E N T S a n d T R U S T S - J .c o ,.~ v a l u e , t r a n s a c a o n s ( l n d ~ d ~ t h o s e o f s p o u a e a n d d e p e n d e n t c h i l d r e n ; s C e p l x 34-60 of f i l ing t t~tr ,ct lan.t)

NO~ ~o reportable income, ~sets, or transaclio~.)A. B. C. D.~fipfi0n of A~ In~m~ ~g Gm~s va l u* m e~ T~fiom dung ~ag ~fi~(i~iuding ~ ~) ~po~g ~ of ~o~g ~od

0) (2) O) (2) O) (2) (3) ~4) (~P~"~" ~ each a~t ~nt T~ * (e .g . , Valu V M u ~ T~e ( e . g . , Dam V~ lue Ga ~ l d ~ t i ~ o f~pt ~m prior di~l~ C o d e 1 ~., ~g Co~ 2 M~d b~ , s e lL ~ ~e 2 ~de I b~lsell~(A-~ o r i n t .) ( I - P ) C~ 3 r ~ e m p f i ~ ) ( J - P ) (A-~ ( i f p f i v~

FUND1 8 , 7) FRANKLIN FDS: FRANKLIN A D i v i d e n d J T S o l d 04/21/09 JTEMPLETON M UTUAL DISCOVERY (par t )FUND1 9 . 8) DWS FDS: DREMAN HIGH RETURN Nono S o l d 06111/09 JEQUITY FUND20. 9) HENDERSON INTERNATIONAL A D i v i d e n d J TOPPORTUNITIES FUND21. 10) EATON VANCE FDS: GREATER N one J TINDIA FUND22. Bu y 11/19/09 J( a d d l )2 3 . 11) AM ERICAN FUND; CAPITAL A D i v i d e n d J TWORLD GROWTH & INCOME FUND24. 12) IVY FDS: ASSET STRATEGY FUND A D i v i d e n d J T25. 13) ~IRT US MUTUAL FDS: A D i v i d e n d J TALTERNATIVES DIVERSIFIER FUND26. 14 ) ING FDS: GROWTH & INCOME A D i v i d e n d J TFUND27. 15) P IONEER FUND: PIONEER FUND A D i v i d e n d J TC L AS S A M / F28. 16 ) M CDERMOTT INTL INC - STOCK N one S o l d 09/25/09 J29. 17 ) CONVERGYS CORP - STOCK N o n : J T30 . ! 8) SUNAMERICA 2015 HIGH A Div idend J TWATERMARK FUND31 . 19) RAYMOND JAMES BANK A In teres t C lo s e d 06/01/09 J32~ 20)MERCADOLIBRE INC-STOCK N one Bu y 01 1 1 4 /09 J33 . So l d 03/30/09 J A

1. Income Ga in Code s : A -$1,000 or Ist B -$ If i01 -{.5~e Colmzm t B[ stud D4) F -$50,001 - $1~,000 G =11 0fl,001 - $1.000,000 Il l -$| ,0~,0DI - $5.000,000 H2 =M~t~ than $$,000.0002. Va lue Coder J -SILO00 ot test K( Se e C o b x m ~ s CI t rod D3) N -$250,001 - $5 00,000 O -$5 00,001 - $1 ,000,000P3 =$2L000.001 - $50,000,000 P4 =Mc~e tha= $50.000,0003 . Va lue Method Cod~ Q -Apptaisa l R =Cos t (P ,~a l ~ te OnlyI $ -A~se ,~ tue~ T =~.~sh Market(See Cohttrm C2) U -Book Value V-Oth~ W =EatlmatrA


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~ NONE ~o reportable income, ~sets, or tramactiomO& B. C. D.~ i p t i o n o f A ~ ~ ~m dung O ~s s v ~ a t e n d T~s ~g ~g(incl~ing t~st ~) ~o~g p~ of r~ng ~od

(0 (2) 0) (2 )Pla~ "~" afl~ ~ch ~t A m o u n t T ~ ( e . g . , Value Value T~ (e.~, ~te V a M e G~ I~fi~ ofe x em p t f r om p f i ~ d i ~ l ~ e ~de I d i v . , ~ L ~ d e 2 M e ~ o d buy. ~. ~ ~e 2 ~ I b u y e ~ s d l ~(A-~ o r i ~ ) { J - P ) ~de 3 ~*m~i~) ( J - P ) M-~ ( i f p ~ a m

34 . 21)FI~T ~UST GLOBAL A In,st Bu y ~ 2 1 1 0 9 J~FKAS~UCTU~ #73 5. S o l d 06112/09 J B3 6 . 22)~GIONS ~IC CASH ACCO~ A In~t J T ~en ~ /01109 J3 7. 23 ) E H OU SE CH ~A H OLD~G S-ST OCK N one B~ 07/09109 J3 8. S o l d 07~3109 J A3 . 9 . 24 )CITIGROUP INC-STOCK N one I T Bu y 08/31/09 J4 0. Bu y 1 I/16/09 J( a d d l )4 1. 25)FEDEKATED M DTSMALL CAP N one J T Bu y 09/22/09 JVALUE FUND A4 2. 26)PIONEER. CULLEN VALUE FUND A A D i v i d e n d J T Bu y 06/08109 K4 3 . So ld 10/23/09 J A4 4 . S o l d 11109/09 J A45. So ld I I / I 2 , / 0 9 J A( p r o )4 6 . 27) INO EMERGING COUNTRIES FUND A D i v i d e n d J T. Bu y 11/20/09CL A4 7 1 28)E HOUSE CttINA ltOLDINGS-STOCK N one Bu y 110/20/09 J4 8. Bu y I0 /30/09 J4 9, Bu y 11/23/09 J50 . So ld 12J07/09 I( p a ~ )

1 . l a e om Ga i Cod e s : A -$1 ,000 o r ksa B "$1,001 - $2~500 C =$L501 - $5,~ D -$~.~1 - tlS,~ E =$15,~1 -(S~ Col~s BI and ~) F =tSO,~l - $1 ~,~ G =11~,~1 - $ I,~,~ HI =tl,~.~l - $5.~,~ H2 ~m ~u ~,~,~0


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F I N A N C I A L D I S C L O S U R E R EP O R T N am e o f Pe r s on Repor t i ng D at e o f Repor tPag e 7 of 9 G g B B O N S , J U L I A S . 5 / 2 1 / 2 0 1 0V I I . I N V E S T M E N T S an d T RUS T S -~.co.., ..t~., ,,..,ac,~.s a~c t.~e, ,ho,~ of,ro~ .~ d~,~d,~, ~ ; , ~ r ~ ~ 4 - ~ o

NONE ~o reportable income, assets, or transactions0A. B . C . D.~s~ption of A~ In.me during G r o s s v a l u e a t ~ d Tm~fio~ daring ~0g(including ~t ~) r~ng ped~ of r~ning period

(0 (2) 0) (2 ) 0) (2) (3) (4)P l a c e " ~ " a ~ r ~ c h ~ e t ~ount T~ ( e . g . , V a l u e Value T ~ ( e . g . , Da ~ Vahe Ga ~ I d ~ f i ~ o fex~pt from prior ~1~ C o d e I die . , ~n~ C o d 2 Me~ od b u y , ~ I L ~ C~ 2 C~ 1 buy~ /~ l l e r(A-~ or int ) ( J - P ) C o d e 3 ~ption) ( I - P ) (A-~ (i f

51 . Sold I~11 /09 J A52. 29)E HOUSE CH~ A HOLD~GS-STOCK None J T Bu y 1~28/~ J53 . ~ EQUITABLE LIFE ~S CO A In t e re s t J T54 . ~A EQUITABLE LIFE ~S CO A In t , res t K T55 .56 .

57 .

58 .

59.

60.

61.

1. In com e Ga in Co4~ s: A ~ $1,000 o r less B -|1 ,001 - $2~ 500 C =$2,501 - $5,000 D ~ $ 5 0 0 0 1 - $ 1 5 . 0 0 0 E -$15,001. $50,000(SCohalam$ BI and D4) F -$50.001 - $100,000 O -$100,001 - $1,00O,000 HI =$l,000,00l - $5,000,000 H2 ~Mor~ than $5,000,0002. Vsh] Cod~ J -$15,000 or l~ss K =$1~ ,001 - $50,000 L , ~ 1 5 0 , 0 0 1 - $ 1 0 0 . 0 0 0 M ~$1 00.D01. $7.50.000(S~ Cotumns C[ and D3) N -$250,001 - 5500,000 O ~ 5 5 0 0 , D 0 1 - $ 1 , 0 0 0 , 0 0 0 PI ~ $1,000,001 - $5.000.000 1 2 = $ 5 , 0 0 0 . 0 0 1 - $ 2 5 , 0 0 0 , 0 0 0P 3 =$25 .000.001 - $50,000,000 P4 -M ore than $50.000,0(303 . Va lu~ Me thod Code s Q -App raisa l R ~ Cosl (Real Esta te On ly ) S -Ass e s sm ~ t T =Cash M a r~ t(See Colurrm C2) U =Book Value V ~Other W -Es t ima ted


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F I N A N C I A L D I S C L O S U R E R EP O R T s , = , o f r c r t ~ n R*porttng D ate o f Repor tP a g e 8 o f 9 m B o s s, Z U L [ A S . 5 t 2 ~ 0 ] 0

V II I . ADDITIO N AL INFO RMAT ION O R EXPLAN ATIO N S. a , ,,~,~,~,~o~~,o ,~

PART VII , LINE 26: M ERGER OF FUNDS ON 02/09/09 CHANGED NAME FROM FINANCIAL SERVICES FUND TO GROW TIt & INCOME FUNDPART VII , LINE 31 : BROKERAGE CASH ACCOUNT CLOSED WHEN ASSETS M OVED TO NEW BROKER AND CASH ACCOUNT OPENED ATNEWBROKER, SEE LINE 36


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Name of Pe rson Report ingPa ge FINANCIAL9 of 9 DISCLOSURE REPORT ] GIBBONS, JULIA S. DateSnl/2010eIX. CERTIFICATION.

i c e r t if y t ha t a l l i n f o rm a t i o n g i v e n a b ov e ( i n c l u d i n g i n f o rm a t i o n p e r t a i n i n g t o my s p o u s e a n d m i n o r o r d e p e n d e n t c h i ld r e n , i f a n y ) i sa c c u r a t e , t r u e , a n d c om p l e t e t o t he b e s t o f my k now l e d g e a n d b e l i e f , a n d t h a t a n y i n f o rm a t i o n n o t r e p o r t e d w a s w i t h he l d b e c a u s e I t me t a p p l i c a b l e ~ t a t u t o r yp r o v i s i o n s p e r m i t ti n g n o n - d i s c lo s u r e .

l f u r th e r c e r t if y t ha t e a r n e d i n c om e f r om o u t s i d e e mp l o y m e n t a n d h ono r a r i a a n d t h e a c c e p t a n c e o f g i f t ~ w h i c h h a v e b e e n r e p o r t e d a r e i nc om p l i a n c e w i t h th e p r o v i s i o n s o f 5 U .S .C . a p p . 501 c t . s e q . , 5 U .S .C, 7 3 53 , a n d J u d i c i a l Con f e r e n c e r e g n i a t i o n~ .

NOTE: ANY INDIVIDUAL ~V ItO KNOW INGLY AND WI LFULLY FALSIFIES OR FAILS TO FILE THIS REPO RT MAY BE SUBJECT TO CIVILAND CRIMINAL SANCTIONS (5 U.S ,C . app . 104)

FILING INSTRUCTIONSM a i l s i g n e d o r i g i n a l a n d 3 a d d i t io n a l c o p i e s to :

C o m m i t te e o n F in a n c i a l D i s c lo s u r eA d m i n i s t r a ti v e O f f i c e o f t h e Un i t e d S t a t e s C o u r t sSu i t e 2 -301O n e C o l u m b u s C i r c l e , N .E .W a s h i n g t o n , D . C . 20 5 4 4

julia s gibbons financial disclosure report for 2009

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