knowledge management and knowledge sharing

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Information Knowledge Systems Management 5 (2005/2006) 153–169 153 IOS Press Knowledge management and knowledge sharing: A review Cynthia T. Small a and Andrew P. Sage b a Information Technology Center, The MITRE Corporation, McLean, VA, USA b Department of Systems Engineering and Operations Research, George Mason University, Fairfax, VA 22039, USA Abstract: Knowledge Management is one of the major issues in the management of contemporary organizations and enterprises. A review of the knowledge management (KM) literature reveals many different definitions and perspectives on knowledge and knowledge management. Here, we provide an overview of some of this discourse along with descriptions of KM models and frameworks that can be used to guide KM initiatives. Knowledge sharing, critical to creation of knowledge and organizational performance, is often addressed under the umbrella of KM. We provide a survey of recent literature and progress in both of these areas. 1. Introduction: knowledge and knowledge management A review of the knowledge management (KM) literature reveals many different definitions and per- spectives on knowledge and knowledge management. Here, we provide an overview of some of this discourse. Knowledge, as defined by Plato and accepted by most Western philosophers, is “justified true belief.” Information is a closely related term and is generally assumed to be data that is of potential value in decision making. According to Brown and Duguid [11], there are at least three important distinctions between information and knowledge: knowledge entails a knower; knowledge is much harder to detach, transfer, and share than information; and knowledge is much harder to assimilate and understand than information. Nonaka and Takeuchi [52] describe differences in how Westerners and Japanese often view knowledge. They espouse that Japanese view knowledge as being primarily tacit, something not easily seen or expressible. Western culture has a strong focus on explicit knowledge, which can be expressed in words and numbers and is more easily communicated than tacit knowledge. They describe the contrast between these perceptions on knowledge as being rooted in culture. In the Western culture, there has been a long history of separating knowledge from the knower, whereas this is not the situation in Japanese traditions. Nonaka and Takeuchi [52] adopt a traditional definition of knowledge as “justified personal belief.” Belief is critical to this concept of knowledge because it is closely tied to an individual’s, or group’s, values and beliefs. Knowledge originates, from this perspective, in the minds and bodies of individuals. Very important to the concept of knowledge is that of knowing. Knowing and learning capture the dynamic aspects of knowledge. A knower, one who is knowing, can be said to possess “actionable knowledge.” Miller and Morris [48] suggest that knowledge is gained when theory, information, and experience are integrated. Cook and Brown [17] contend that innovation is the result of a generative dance between knowledge and knowing. 1389-1995/05/06/$17.00 © 2005/2006 – IOS Press and the authors. All rights reserved

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Page 1: Knowledge management and knowledge sharing

Information Knowledge Systems Management 5 (2005/2006) 153–169 153IOS Press

Knowledge management and knowledgesharing: A review

Cynthia T. Smalla and Andrew P. Sageb

aInformation Technology Center, The MITRE Corporation, McLean, VA, USAbDepartment of Systems Engineering and Operations Research, George Mason University, Fairfax, VA22039, USA

Abstract: Knowledge Management is one of the major issues in the management of contemporary organizations and enterprises.A review of the knowledge management (KM) literature reveals many different definitions and perspectives on knowledge andknowledge management. Here, we provide an overview of some of this discourse along with descriptions of KM models andframeworks that can be used to guide KM initiatives. Knowledge sharing, critical to creation of knowledge and organizationalperformance, is often addressed under the umbrella of KM. We provide a survey of recent literature and progress in both ofthese areas.

1. Introduction: knowledge and knowledge management

A review of the knowledge management (KM) literature reveals many different definitions and per-spectives on knowledge and knowledge management. Here, we provide an overview of some of thisdiscourse. Knowledge, as defined by Plato and accepted by most Western philosophers, is “justified truebelief.” Information is a closely related term and is generally assumed to be data that is of potential valuein decision making. According to Brown and Duguid [11], there are at least three important distinctionsbetween information and knowledge: knowledge entails a knower; knowledge is much harder to detach,transfer, and share than information; and knowledge is much harder to assimilate and understand thaninformation.

Nonaka and Takeuchi [52] describe differences in how Westerners and Japanese often view knowledge.They espouse that Japanese view knowledge as being primarily tacit, something not easily seen orexpressible. Western culture has a strong focus on explicit knowledge, which can be expressed in wordsand numbers and is more easily communicated than tacit knowledge. They describe the contrast betweenthese perceptions on knowledge as being rooted in culture. In the Western culture, there has been a longhistory of separating knowledge from the knower, whereas this is not the situation in Japanese traditions.Nonaka and Takeuchi [52] adopt a traditional definition of knowledge as “justified personal belief.”Belief is critical to this concept of knowledge because it is closely tied to an individual’s, or group’s,values and beliefs. Knowledge originates, from this perspective, in the minds and bodies of individuals.Very important to the concept of knowledge is that of knowing. Knowing and learning capture thedynamic aspects of knowledge. A knower, one who is knowing, can be said to possess “actionableknowledge.” Miller and Morris [48] suggest that knowledge is gained when theory, information, andexperience are integrated. Cook and Brown [17] contend that innovation is the result of a generativedance between knowledge and knowing.

1389-1995/05/06/$17.00 © 2005/2006 – IOS Press and the authors. All rights reserved

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Data

Theory

Information

Experience

Knowledge

ContextualFilter

ContextualFilter

Wisdom

Learning

Fig. 1. Knowledge: A Derivative of Theory, Information, and Experience.

Most discussions and definitions of knowledge distinguish between two types of knowledge: tacit andexplicit. Explicit knowledge is knowledge that can be codified. It is more formal and systematic andis often found in books, enterprise repositories, databases, and computer programs. Tacit knowledge,which is highly personal, is difficult to articulate and is rooted primarily in our contextual experiences.The definition of tacit knowledge originated with Polanyi’s [57] concept of tacit knowing. In Polanyi’sdiscussion of human knowledge, he states, “we know more than we can tell” and provides an example offace recognition to illustrate this. While the human can recognize a face, we can not articulate preciselyhow we do it. Nonaka [51] expands on the concept of tacit knowledge and describes tacit knowledgeas consisting partly of technical skills and also as having a cognitive dimension that consists of mentalmodels, beliefs, and ingrained perspectives.

Enterprise or Organizational Knowledge is also a very important concept. Many discussions ofenterprise knowledge are contained in the works of Polanyi [57]; Nonaka and Takeuchi [52]; Cook andBrown [17]; Miller and Morris [48]; Leonard [39]; Leonard and Strauss [40]; Davenport and Prusak [19].Enterprise knowledge is generally said to be a dynamic mix of individual, group, organizational andinter-organizational experiences, values, information, and expert insights. It originates in the mindsof the individual knowledge worker and emerges as individual knowledge workers interact with otherknowledge workers and the environment.

Most discussions of knowledge distinguish between data, information, and knowledge. Miller andMorris [48], for example, define knowledge as the intersection of information, experience, and theory.This can be extended to include wisdom, which might be defined as successfully applied knowledge andwhich will often be tacit in nature. Their concept of knowledge is shown in Fig. 1.

Cook and Brown [17] distinguish organizational knowledge from organizational knowing. They referto the concept that knowledge is something that is processed by the individual as the “epistemologyof possession.” Critical to their theory is that the tacit/explicit dimension and the individual/groupdimension yields four types of knowledge that are each distinct and that, none is subordinate to or madeup of any of the others. Additionally, they contend that there is an element of knowledge not capturedby these types of knowledge. An individual can have knowledge of why or what it means to ride abike, but not necessarily be able to personally ride a bike, which requires knowledge that is rooted inpractice. Knowing, as action, calls for an “epistemology of practice.” Figure 2 depicts these four typesof knowledge that interact with knowing and provides an example of each. It is through this interaction,which Cook and Brown describe as a generative dance, that new knowledge is created.

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IndividualKnowledge

GroupKnowledge

ExplicitKnowledge

TacitKnowledge

Knowing(As Action)

Concepts Stories

GenresSkills

Fig. 2. Interaction of Knowing and Types of Knowledge.

Fig. 3. Nonanaka and Takeuchi Based Four Stages of Knowledge Creation.

Tacit and explicit knowledge are each critical to the Nonaka and Takeuchi [52] theory of organizationalknowledge creation. As shown in Fig. 3, the interaction of tacit knowledge and explicit knowledge formsthe four stages of knowledge conversion (socialization, externalization, combination, and internalization)identified by these authors and which results in different knowledge content. Individual and groupknowledge are not distinct here, but are captured in the theory as the ontological dimension that relatesto the knowledge creation entities.

Enterprise Knowledge Management is also a very important concept, as we have noted. Most discourseregarding the management of knowledge comes from two primary schools of thought: one that focuseson existing, explicit knowledge and a second that focuses on the building or creation of knowledge.Some KM studies focus almost entirely upon information technology tools, whereas others focus on KMas a transdisciplinary subject with major behavioral as well as technology concerns. Definitions andstudies found in the computer science and artificial intelligence literature generally focus on tools andtechnology. For example, O’Leary [55] defines enterprise KM as the formal management of knowledgeresources to facilitate access and reuse of knowledge that is generally enabled by advanced informationtechnology. Knowledge resources vary from enterprise to enterprise, but usually include manuals,letters, customer information, and knowledge derived from work processes. To this end, Alavi andLeidner [1]) define knowledge management as the “systemic and organizationally specified process for

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acquiring, organizing, and communicating both tacit and explicit knowledge . . .”. Other works of interestthat discuss primarily the information systems technologies efforts in knowledge management includeMalhotra [45,46], Maier [44], Tiwana [73,74], and Srikantaiah and Koenig [68].

The works of Nonaka and Takeuchi [52] and Leonard [39] are well-known works concerning themanagement of knowledge which focus on generation and creation of knowledge. There is a majorenvironmental context associated with this “knowledge” and an appropriate definition of knowledgeis that it is information imbedded in environmental context such that the information can be usedsuccessfully for decision related purposes. A not inappropriate definition of knowledge managementis that it is the management of the context and environment for knowledge acquisition, representation,transformation, sharing, and use.

Many contemporary organizations, with the objective of enhanced organizational performance, haveinitiated knowledge management programs and related activities [63] to enable the sharing (exchange)and integration of knowledge. Knowledge which is created in the mind of the individuals is generallyof little value to an enterprise unless it is shared. Organizations are rapidly learning that, just becauseappropriate knowledge technology exists, knowledge will not necessarily flow freely throughout anorganization. Cultural issues are regularly cited as one of the concerns of those implementing KMinitiatives. The cultural issues that concern managers as reported by Alavi and Leider [1] were theimplications of change management, and the ability to convince organizational entities (individuals andbusiness units) to share their knowledge. In many organizations, a major cultural shift would be requiredto change the employee’s attitude toward knowledge sharing. Holtshouse [30] identified two knowledgeresearch issues that are related to knowledge sharing: 1) the exchange of tacit knowledge, and 2) the flowof knowledge. While not using the term knowledge sharing explicitly, knowledge sharing is very implicitin each of these activities. There seems generally uniform agreement among these authors and manyothers, such as the work of Thomas et al. [69], that the benefit of knowledge management initiatives willnot be realized unless the cultural, management, human, social, and organizational elements or factors arealigned appropriately. Of course, appropriate attention needs to be paid to the many technology facets [62]that enable successful knowledge management as well. There have been many recent efforts to provideintegration and synthesis of knowledge management efforts. In a recent bibliometric analysis [24], noless that 1407 knowledge management publications were noted. Another recent work by Nonaka andPeltokorpi [54] attempts present a review and categorization of what the authors describe as the “twentymost influential knowledge management publications in management journals”.

2. Existing KM models and frameworks

A model is a representation of reality. Casti [14] defines a taxonomy of models that include exper-imental, logical, mathematical/computational, and theoretical. Most KM models are theoretical in thesense that they are an imagined mechanism, or process that has been developed to account for observedphenomena. Theoretical models are based on hypothesized relationships among factors. Within thistaxonomy, models are further categorized by their purpose:

Predictive – enables us to predict what a system’s behavior will be.Explanatory/descriptive – provides a framework in which past observations can be understood as part

of an overall process. These models are also called descriptive because they are explicit descriptions thatcapture and organize information.

Prescriptive – provides a picture of the real world as it will be if certain postulates (prescriptions) orformal axiomatic rules of behavior are applied.

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A survey of the literature finds many descriptive KM models and frameworks. Many of the frameworkshave been developed by large consulting firms and have been used both for internal and external KMimprovement.

Apostolou and Mentzas [6] distinguish four groups of KM frameworks: those that focus on knowledgegeneration, those that focus on knowledge processes, those that focus on technology, and those that areholistic. They identify and provide an overview of models in each group. The model developed byNonaka and Takeuchi [52] and the framework proposed by Leonard [39] are included in the knowledgegeneration group. The knowledge processes group frameworks include those of the APQC [2–4] andRomhardt and Probst [58]. Within IBM’s Knowledge Management Framework [31], the primary businessgoals that can be improved through knowledge management are highlighted: innovation, responsiveness,productivity, and competency. Holistic frameworks emphasize the interdisciplinary nature of KM andexplicitly include technology, processes, organizational structures, and cultural issues. The holisticframeworks include those of Coopers and Lybrand [36] and the Intellectual Capital Framework (ICM)of IBM [31]. Based on an analysis and adaptation of these frameworks, Apostolou and Mentzas [5]adopted a KM framework that included six elements: context, goals, strategy, culture, KM processes,and technological and organizational infrastructure. The framework was used to perform a comparativeanalysis of KM efforts.

Holsapple and Joshi [28] provide a description and comparative analysis of ten descriptive KMframeworks and models. Each of these frameworks or models attempts to explain one or more aspectsof the KM phenomena. They analyze the frameworks in five areas: 1) the focus, 2) roots/origin, 3)knowledge resources, 4) knowledge manipulation activities, and 5) influences on the conduct of KM.The first two areas include the context which describes the objective and development process of theKM framework. The other areas address the conduct of KM within an organization. Findings andobservations of the analysis include the following: KM frameworks are being approached from a varietyof perspective and methodologies,minimum attention has been given to knowledge resources,no commonway of characterizing knowledge manipulation activities or influences on the conduct of KM is beingused, and no individual KM framework subsumes the others. They conclude that a more comprehensiveKM framework is needed in order to more fully describe knowledge manipulation activities and theirrelationships.

Arthur Andersen and APQC [7] developed a KM Assessment ToolTM (KMAT) to promote discussionabout organizational KM and to facilitate benchmarking. This tool is built around an organizationalKM model that consists of the KM processes (Apply, Share, Create, Identify, Collect, Adapt, andOrganize) and its enablers (Leadership, Measurement, Technology, and Culture). This tool is used tocharacterize the current state of the processes and to assess how well the enablers within an organizationare supporting the KM processes. Liebowitz [42] also discusses a variety of issues and some tools forknowledge management.

Bukowitz and Williams [12] present a KM Process Framework that includes both the tactical andstrategic processes of managing knowledge assets. They espouse managing both the tactical and strategicelements together to ensure that the right mix of knowledge assets and the capability to access themare available. In this model, the tactical components of KM consist of the knowledge managementprocesses that knowledge workers exercise as they carry out day-to-day work activities: get, use, learn,and contribute. According to Bukowitz and Williams [12], the get and use elements of the KM frameworkare process elements that organizations have generally been performing for a long time. The learn andcontribute process elements, described as being relatively new to organizations, are indicated to be themost challenging. A brief description of these process elements, which are tactical in nature, follows.

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Get – This is the process step a knowledge worker uses to find information to solve a problem.Knowledge workers are familiar with seeking information. The challenge for the organization is how todo it efficiently with the glut of information available today.

Use – This process step is often associated with innovation. Organizations are interested in knowledgeworkers using and combining information in ways not previously thought of to create more innovativesolutions.

Learn – This process step is generally new from the perspective that organizations are now formallyexamining learning as a way of generating and keeping competitive advantage.

Contribute – This is the process step of getting knowledge workers to contribute to organizationalknowledge bases. It will also be new for most organizations. Technology often exists to support someof this, such as to help organize and post information. The challenge is getting employees to believethat there is some benefit in contributing knowledge for them. This element is one facet of enterpriseknowledge sharing; however, knowledge sharing is a broader concept and encompasses sharing of bothtacit and explicit knowledge at the individual, group, and enterprise level.

There is also a strategic component of the framework, and the goal of the strategic component ofthe KM Process Framework is to ensure that knowledge strategy is aligned with business strategy. Thestrategic process steps, which include assess, build/sustain, and divest, are performed by KM leadershipand groups and are defined as follows:

Assess – This process step assesses how well the current knowledge assets fulfills current knowledgeneeds. It includes developing metrics that link the investments in knowledge bases to the companybenefits.

Build and Sustain – This process step entails the design and maintenance of knowledge bases with thegoal of ensuring that the organization remains viable.

Divest – This process step examines the organizational knowledge bases in terms of opportunity costsand alternative sources of value. Knowledge bases are assessed to determine whether they are enough tojustify continued maintenance.

The KM Process Framework is used as the foundation of the diagnostics and improvements guidanceprovided in the Knowledge Management Fieldbook of Bukowitz and Williams [12].

As noted, Nonaka and Takeuchi [52] present a theory of knowledge creation that consists of fourknowledge conversion phases: socialization, externalization, combination, and internalization. Theconversion phase takes place in five steps: sharing of tacit knowledge, creating concepts, justifyingconcepts, building an archetype, and cross-leveling knowledge. Critical to this theory is the conceptof levels of knowledge: individual, group, organizational, and inter-organization. Knowledge sharingprimarily occurs during the socialization, externalization, and combination phases. It does not generallyoccur during internalization. The importance of sharing in the creation of knowledge is captured in theconcept of ‘redundancy.’ Those concepts created by an individual or group will often need to be sharedby other individuals who may not need the concept initially or immediately. During the socializationstage, sharing occurs primarily at the individual and group levels. In the externalization stage, knowledgeis codified and shared at the group and organizational levels. In the cross-leveling knowledge phase, anenterprise shares knowledge both intra- and inter-organizationally. The relationship of knowledge sharingto the enterprise knowledge-creation process, as adapted from Nonaka and Takeuchi’s organizationalknowledge-creating process, is depicted in Fig. 4.

Knowledge creation is a natural phenomenon; however, within the context of an enterprise, there areoften practices that are embedded in organizational culture, processes, and strategies that inhibit thisprocess. In addition, there may be insufficient technological support to enable knowledge sharing, evenwhen other organizational support is present, although this would represent an uncommon occurrence.

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Fig. 4. Knowledge Sharing and Enterprise Knowledge-Creation Model of Nonaka and Takeuchi.

KM OntologyKM Ontology

Knowledge ResourcesKnowledge Resources

SchemaSchema ContentContent

Knowledge Manipulation Knowledge Manipulation ActivitiesActivities

KM InfluencesKM Influences

AcquiringAcquiring

SelectingSelecting UsingUsing

InternalizingInternalizing

InfrastructureInfrastructurePurposePurpose

StrategyStrategyCultureCulture

Participants KnowledgeParticipants Knowledge

ArtifactsArtifacts

HumanHuman ComputerComputer--basedbased

EnvironmentalEnvironmental

ResourceResourceManagerialManagerial

Fig. 5. Knowledge Management Ontology.

Holsapple and Joshi [29] developed a knowledge management (KM) ontology using a collaborativemethodology based on a study of international practitioners and researchers. The design of the KMontology is based on Knowledge Management Episodes (KMEs) which consist of activities that occurfrom the time a knowledge need is recognized until the time the knowledge need is satisfied. During aKME, knowledge resources are manipulated in KM activities by knowledge participants, which are gov-erned by KM influences. Examples of KMEs include making a decision, solving a problem, developinga prototype, or servicing a customer. The major components of the KM ontology are basic knowledgemanipulation activities that occur with KMEs, major influences on KM episodes, and knowledge re-sources. A brief description of the KM ontology components and subcomponents, depicted in Fig. 5, isof interest.

The knowledge manipulation component of the ontology consists of four major activities: acquiring,selecting, internalizing, and using knowledge. Each of these activities is further decomposed intosub-activities as follows:

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Acquiring knowledge – Refers to the activity of identifying knowledge in the environment andtransforming it to knowledge that can be used. Sub-activities include: identifying, capturing,organizing, and transferring knowledge.Selecting Knowledge – Refers to the activity of identifying knowledge needs within an organization.Sub-activities include: identifying, capturing, organizing, and transferring knowledge.Internalizing Knowledge – Includes the activities that make knowledge part of an organization.Sub-activities include: assessing, targeting, structuring, and delivering. Delivering involves storing,updating, disseminating, and sharing knowledge.Using Knowledge – Incorporates the activities that apply existing knowledge to generate new knowl-edge or externalization (make available outside the organization). Sub-activities include: generatingand externalizing knowledge.

The influence component of the KM ontology includes factors that influence the success of KMinitiatives in an organization. The influence factors are categorized into three major types of influences:managerial, resource, and environmental. The sub-factors of these three influences are:

Managerial – includes leadership, coordination, control, and measurement.Resource – includes financial, knowledge manipulation skills, material, human, and knowledgeresource.Environmental (external to organization) – includes competition, fashion, markets, and technology.

The KM ontology resource component includes the major knowledge resources that should be availableto an organization during a KME. The taxonomy of ingredients in this component includes contentknowledge resources and schema knowledge resources. Content knowledge resources are tangible(useable) representations of knowledge and can be either of two types: participant knowledge andartifacts. Participant knowledge resources, which can be either human or material resources, haveknowledge processing capabilities, whereas artifacts do not. Examples of material knowledge resourcesare decision support systems, expert systems and performance support systems.

Schematic knowledge, as defined by Holsapple and Joshi [29], is knowledge that is embedded in theworkings of an organization. While this type of knowledge resource can be captured in artifacts, it existsindependently. The schematic knowledge resources identified in the KM ontology are as follows:

Culture – an organization’s values, norms, and unwritten rules.Infrastructure – the knowledge that structures the participants in the organization based on role,relationships, and policies that govern the relationships.Purpose – defines the reason an organization exists. It can include mission, vision, purpose, andobjectives.Strategy – defines how an organization plans to achieve its purpose.

All of these are needed ontological components in a knowledge management process.There are a relatively large variety of related efforts. Of special note are the works of Pfeffer and

Sutton [56], Stewart [69], Morey et al. [50], Davis et al. [20], Dalkir [18], Garavelli et al. [23], Mertinset al. [47], and Von Krogh [76,77].

Wong and Aspinwall [80] also review knowledge management frameworks and place particular em-phasis upon identifying suitable KM implementation frameworks. Based on their studies they suggestfive guidelines for developing an implementation framework:

1. Incorporate a clear structure within the framework to enable construction and organization of theto-be-identified KM tasks.

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2. Address the different knowledge resources or types of knowledge to be managed.3. Include the KM processes that will be needed to manipulate the knowledge.4. Identify and include significant influences that will affect performance of KM efforts.5. Provide balanced and integrated technological and cultural, social and behavioral perspectives.

These authors suggest that their studies indicate that none of the currently available frameworks are incomplete accord with these guidelines. We believe that this is potentially capable of realization throughdevelopment of a knowledge management process architectural framework (KMPAF) and a knowledgemanagement process architecture development process (KMPADP) that can be used to instantiate theKMPAF such as to result in an appropriate knowledge management process architecture that ultimatelyleads to an enterprise or organizational knowledge management process.

Back et al. [9] provide a framework and methodology for managing knowledge in networks. Theyespouse managing knowledge in networks needs to integrate various disciplines such as human resource,organization development, change management, strategy, information technology, sociology, and net-work theory. The network-based approach differs from other KM frameworks in that it attempts tointegrate these diverse disciplines into a holistic framework. It also addresses both explicit and im-plicit knowledge and where and how knowledge is being created and transferred. Knowledge workprocesses, knowledge network architecture, and facilitating conditions are important building blocks forthe methodology.

There are also several works by Rouse and Sage [59–61,65,66] that focus strongly on the role ofinformation systems frontiers and contemporary information technology in supporting systems engi-neering and systems management, including a very recent one [60] that is much concerned with effectiveenterprise management.

3. Enterprise knowledge sharing

Enterprise knowledge sharing can occur in many forms. While a survey of the literature yieldsnumerous KM articles, frameworks and models, and assessment tools, few are targeted specifically atknowledge sharing. Enterprise knowledge sharing is often described in the literature as being critical tothe performance of knowledge creation and in the leveraging of knowledge [75].

Ives et al. [33] describe knowledge sharing as a human behavior that must be examined in the context ofhuman performance. Human performance is described as a complex activity that is influenced by manyfactors. They describe a human performance model that includes the business context and organizationaland individual factors. Organizational performance factors include: structure and roles, processes,culture, and physical environment. Individual performance factors include: direction, measurement,means, ability, and motivation. These inter-related factors each contribute to successful knowledgesharing and can not be effective alone. A description of these factors and how they contribute toknowledge sharing is of interest.

1. Business Context – Employees are more likely to share knowledge if the behavior is linked tobusiness goals. These authors emphasize the need for the business strategy to be communicatedto employees.

2. Organizational Structure and Roles – Supporting knowledge sharing is encouraged by means ofa two-part organizational structure: 1) a dedicated KM staff who owns the knowledge processes,templates, and technologies; and 2) knowledge sponsors and integrators from the business unitswho “own” the knowledge content.

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3. Organizational Processes – Knowledge processes need to be built into the daily work process, andwell-defined knowledge capture processes should exist. Knowledge processes should depend onthe type and level of knowledge.

4. Organizational Culture – In addition to stressing the importance of organizational culture toKnowledge-sharing (KnS) behavior, the authors also emphasize the importance of understandingthe cultural differences between individual knowledge workers. Steps to achieving a KnS cultureinclude setting KnS priorities, strong KnS leadership, KnS investment support, and modeling bysenior leadership (i.e., visible advocacy of KnS behavior).

5. Physical Environment – Many organizations are beginning to recognize the need to create envi-ronments (e.g., quiet space, informal environments, relaxed physical environments enhanced bytechnology) that are appropriate for knowledge sharing.

6. Direction – Knowledge sharing is a new behavior to many organizations, so guidance is neededto achieve enhanced value. Guidance for knowledge sharing is therefore needed in terms of thecontextual awareness abstractions of what to share, when to share, and how to share, as well aswhy share, what to share and who to share with. Guidance of this sort that is given in the contextof the daily work processes is especially useful to knowledge workers.

7. Measurement – Human performance measurement is becoming increasingly more important asknowledge-based organizations begin to recognize that the organization’s greatest resource iscomprised of its people. How a KnS proficiency has been established and measured at the authorscompany is described. KnS expectations are communicated and translated into actions that can bedocumented in a performance review. Individual and team KnS metrics provide definition to KnSbehavior and communicate that the organization places a value on it. Documenting the missionimpact (outcome metrics) of KnS behavior is important to obtaining and keeping senior leadershipsupport.

8. Means – Effective enterprise knowledge sharing can not be done without information technology(IT). The existing knowledge management infrastructure (i.e., e-mail, internet, intranet, group-ware, and web technologies) can be extended to support KnS processes. Videoconferencing,application sharing, and electronic meeting support are KnS enablers. Many organizations focuson the IT component of knowledge sharing because it is the most tangible; however, it is im-portant to provide the means to accomplish this within the context of the various organizationalperformance attributes.

9. Ability – KnS behavior within a corporate environment needs ongoing support and training. Itis important to coordinate or integrate KnS training with the entire array of training initiatives.Knowledge workers need training prior to job performance, knowledge support during job exe-cution, and time to reflect on lessons learned to improve individual learning and to contribute toorganizational learning.

10. Motivation – There are individual and cultural differences that drive KnS behavior. Knowledgesharing is best supported by intrinsic rewards (e.g., saving work time, participating in useful andinteresting dialog, or professional pride in being recognized as an expert). External rewards mustbe selected carefully because what motivates in one organization may be a barrier in another. Theimportance of employee care and trust is also emphasized. KnS motivation factors cited include:being a normal part of the job, being related to career growth, receiving thanks and recognition,knowing how others used their contributions, and knowing it is expected behavior.

For many companies, getting employees to share knowledge and to contribute knowledge to organi-zational repositories is the focus of their knowledge management programs. Liebowitz and Chen [43]

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espouse the view that establishing a KnS proficiency can help to jump start and build a KnS culture. Theydefine a KnS proficiency as “an attribute that allows the creation of knowledge to take place through anexchange of ideas, expressed either verbally or in some codified way.” Their investigation of existingKnS assessment instruments found several assessment instruments that broadly cover the area of KM, butfew if any that explicitly addressed knowledge sharing. Recognizing this void, Liebowitz and Chen [43]developed a KnS effectiveness inventory that consists of 25 questions covering four areas:

1. Communications flows – assesses how knowledge and communication exchanges are capturedand disseminated throughout the organization.

2. KM environment – examines internal cultural factors.3. Organizational facilitation – assesses the sophistication of the KM infrastructure and KnS capa-

bility.4. Measurement – assesses the likelihood of knowledge sharing and KM being successful within the

organization.

The effectiveness inventory was designed to assess how well an organization is performing KnSactivities. The results of the inventory instrument allow an organization to pinpoint potential areas ofimprovement.

APQC conducted a benchmarking study to determine what best practice firms do to develop a KnSculture. This study [3] examined culture on three levels:

1. Company’s espoused philosophy, values, structures, and systems2. Behavior of people’s peers and managers3. Deeper core company values.

This study found that several factors influenced and/or enabled a KnS culture to varying degrees.The factors included: link between knowledge sharing and business strategy; fit with overall cultureof the organization; fit with daily work; role of leaders and managers; role of human networks; andinstitutionalization of learning disciplines. This study provided no insight into the extent of the influenceof each factor. It did conclude, however, “. . . what draws people to share is different in variousorganizations and matches the company’s core values as well as the look and feel of other organizationalprocesses.”

Managing knowledge sharing efforts is very important. Huysman and de Wit [32] identify the set ofKnS practices that facilitate and structure knowledge sharing for knowledge workers. They conductedresearch on KnS practices with ten large (more than 1000 employees each) companies. They identifythree primary reasons for sharing knowledge: knowledge acquisition, knowledge reuse, and knowledgecreation. They identify the following traps: the information and communication technology (ICT) trap,the management trap, and the local learning trap. The authors assert that the second wave of KM will putknowledge connections center stage and will link the idea of social capital (social networks that createopportunities) with KM. Social capital has three dimensions: structural (network ties), cognitive (sharedcodes and languages); and relational (mutual trust and norms). While the authors describe the first waverather negatively, they conclude by recognizing the significance and importance of managing knowledgesharing in the second wave.

Liao et al. [41] assert that knowledge sharing in business is strongly related to behavioral factors. Theyconducted a case study of a Taiwanese finance and securities firm in order to investigate employee attitudesand intentions regarding knowledge sharing in the context of employee relationships. The premise ofthis research is that by managing employee relations an organization could have a positive impact onknowledge sharing. The variables examined in the study include the working environment, conditions of

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Systems Planningand

Marketing

Research, Development, Test and

Evaluation

System Acquisition, Production, or Procurement

Knowledge Perspectives

Knowledge Principles

Knowledge Practices

Learning over Time

Sharing

Sharing

Conversion

Conversion

Fig. 6. Knowledge Sharing and Conversion across SE Processes.

respect, conditions of support, justice perception, relationships with superiors, self-satisfaction, and self-learning. The study found that conditions of respect, justice perception, and relationships with superiorscould affect attitudes toward knowledge sharing in a major way. The study found that employees withgood relationships with their firm would generally share knowledge voluntarily and unconditionally,while employees with not so good relationships with their firm were reluctant to share knowledge andexperiences with colleagues. The authors conclude that organizations should devote much attention tomanaging employee relationships because of the impact they can have on the resulting KnS behavior.

In another notable work, Styrhre and Kailing [71] describe different knowledge sharing programs attwo large international corporations in the paper and pharmaceuticals industry.

The ability to acquire, create, and make actionable the knowledge needed to achieve business goalsis critical to enterprises that engage professionally in systems engineering. Both strategic and tacticalknowledge are needed to remain competitive. Systems engineering consists of three primary lifecy-cles [64]: Systems Planning and Marketing; Research, Development, Test and Evaluation; and SystemAcquisition, Production and Procurement. As illustrated in Fig. 6, knowledge is created in each of thesephases and is shared and used by other phases. This results in proactive and interactive learning.

In this work, knowledge perspectives represent the strategic knowledge about future directions. Thisknowledge is used primarily by the Systems Planning and Marketing lifecycle. Knowledge principles areformal problem solving methods and are used primarily during the Research, Development, and Test andEvaluation lifecycle. Knowledge practices enable systems acquisition based upon generally proven andlow risk approaches. In order for knowledge to flow properly from one life cycle to the other, knowledgeconversion and knowledge sharing are each needed.

In order to improve enterprise knowledge sharing, effective ways of measuring KnS behavior areneeded. As previously discussed, there are two types of knowledge: tacit and explicit. Lee [38]investigates KnS measurement from the perspective of the four stages of knowledge conversion asdescribed by Nonaka and Takeuchi [52]: tacit to tacit, tacit to explicit, explicit to explicit, and explicitto tacit. He contends that most KnS metrics focus on the tacit to explicit or explicit to tacit knowledgeconversion. Examples of metrics for the tacit to explicit knowledge conversion process include:

– Number of shared documents published.

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– Number of suggestions for improvement.– Corporate directory coverage.– Number of patents issued.– Number of presentations made.

Examples of explicit to tacit knowledge conversion process metrics include:

– Number of hits on document repository.– Subscriptions to journals.– Attendance at group presentations.– Size of discussion data bases.

Lee contends that tacit to tacit knowledge sharing contributes to 90% of total knowledge sharing.Emphasizing the importance of tacit knowledge sharing, Lee [38] proposes KnS “in process” metricsfor the tacit to tacit knowledge conversion process. “In process” metrics measure the processes that canlead to the outcome metrics found on the Balanced Scorecard [35]. Given the nature of tacit knowledge,the author suggests that measuring social interactions can provide a workable proxy for measuring thedegree of tacit to tacit knowledge sharing. Adapting the Social Network Analysis techniques, Leedeveloped KnS metrics for tacit to tacit knowledge transfer based on the number and perceived quality ofrelationships. Lee [38] indicated that the Global Maintenance Network (GMN) was established by BHP,a global resource company headquartered in Australia, to enable sharing of best maintenance practicesworldwide. A case study using the adapted Social Network Analysis technique was conducted at BHP.The tacit to tacit KnS metrics included the following:

– Number of links per respondent.– Frequency of advice seeking.– Individual with highest number of nominations for being an expert in a given area.– Ratio of internal to external links.– Proportion of total contacts that are inward.– Proportion of total contacts that are outward.

These metrics are intended to complement the traditional Balanced Scorecard metrics captured by theorganization.

The MITRE Corporation [67] developed a KM Measurement framework that includes two goals relatedto knowledge sharing: enable and motivate knowledge sharing and actually share knowledge. Using theBalanced Scorecard [35]. methodology, indicators for the achievement of the KnS goals were identified.Indicators for explicit and tacit knowledge sharing included: demographics of work product capture,demographics of knowledge exchanges, strength of communities of practice, and breadth of knowledgecapture. Indicators for enabling and motivating knowledge sharing include: reward and recognition;alignment with business strategy; alignment with culture; effective KnS tools; and support structure forcommunities of practice (CoPs). Measures were identified and captured for each of the indicators. Inanother recent and useful work, Brauner and Becker [10] discuss issues associated with the managementof knowledge sharing systems. These authors suggest that it is explicit and unshared expertise, ratherthan implicit and shared knowledge, which is truly the most valuable for organizations. They proposeknowledge management as an instrument of organizational learning since a major objective is managingthe organizational accessibility of this knowledge. In this sense, knowledge management as a socialprocess is stressed, and not just knowledge management and sharing as a technical process.

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4. KM assessment and improvement models

The KM literature identifies several KM maturity models [34,37,49] that are used to assess or improvethe maturity of the KM process. These models generally leverage the work of the several Carnegie MellonUniversity (CMU) Software Engineering Institute (SEI) Capability Maturity Models (CMMs) [13].

Kochikar [37] leveraged the work of the SEI CMM in the development of the knowledge managementmaturity (KMM) model. The KMM model has five levels: 1- Default, 2- Reactive, 3- Aware, 4-Convinced, and 5- Sharing. The knowledge lifecycle has three stages: acquisition, sharing/dissemination,and reuse. The state of the three key result areas (process, people, and technology) is used to assessthe KMM level. The Systems Engineering Capability Maturity Model (SE-CMM) identifies seventeenprocess areas that are critical to systems engineering. Each of these process areas consists of multiplebase practices. While the SE-CMM does not explicitly discuss knowledge management, the captureactivity is explicit in many of the base practices.

5. Summary – the missing pieces

Many descriptive KM representations exist. They differ in their focus and purpose. These repre-sentations serve to provide a foundation for understanding KM and potential initiatives that can resultin an enhanced state of KM within an organization, but they generally provide minimum support forprescriptive and predictive study and assessment. Additionally, most KM representations lack automatedsimulation-based support that allows empirical experimentation.

Enterprise knowledge sharing is a critical aspect of the leveraging and transmission of knowledge, andof the enterprise knowledge creation process. Enterprises are as diverse as the knowledge workers thatcomprise them. KM leadership and practitioners need enhanced tools to help them better understandwhat influences knowledge workers to share. Knowledge sharing is a human behavior that is influencedby both the KnS environment and other knowledge workers in the environment. Knowledge workers arediverse and heterogeneous. The KM models and tools that exist today do not address the heterogeneousattributes of the knowledge workers and pay minimal attention to the interaction between knowledgeworkers. To improve the KnS process, the interaction of the knowledge worker within the environment aswell as the interactions among knowledge workers must be addressed. A complex adaptive system basedenterprise KnS model may well speak effectively to these concerns and are addressed in a companionpaper.

In this survey paper we have attempted to present an overview of contemporary knowledge managementissues. While we have discussed a number of relevant works, there are a number of value [8,25–27,30,50,53,69,70,77–79] that we have not specifically discussed here.

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Cynthia Taylor Small is the Associate Department Head of the Information Management Departmentat The MITRE Corporation. She received a BA from The College of William and Mary, a MSin Technology Management from American University, and a PhD in Information Technology fromGeorge Mason University. She has held numerous positions, providing system engineering and ITsupport, and knowledge management (KM) for a host of government agencies. She participates in avariety of academic, industry, and government forums, authoring articles and presentations in the areaof knowledge management. Her research interests include knowledge engineering, knowledge sharing,knowledge governance, KM measurement, and complex adaptive systems. E-mail: [email protected].

Andrew P. Sage received the BSEE degree from the Citadel, the SMEE degree from MIT and thePh.D. from Purdue, the latter in 1960. He received honorary Doctor of Engineering degrees fromthe University of Waterloo in 1987 and from Dalhousie University in 1997. He has been a facultymember at several universities including holding a named professorship and being the first chair of theSystems Engineering Department at the University of Virginia. In 1984 he became First American BankProfessor of Information Technology and Engineering at George Mason University and the first Deanof the School of Information Technology and Engineering. In May 1996, he was elected as FoundingDean Emeritus of the School and also was appointed a University Professor. He is an elected Fellow ofthe Institute of Electrical and Electronics Engineers, the American Association for the Advancement ofScience, and the International Council on Systems Engineering. He is editor of the John Wiley textbook

series on Systems Engineering and Management, the INCOSE Wiley journal Systems Engineering and is coeditor of Information,Knowledge, and Systems Management. He edited the IEEE Transactions on Systems, Man, and Cybernetics from January 1972through December 1998, and also served a two year period as President of the IEEE SMC Society. In 1994 he received theDonald G. Fink Prize from the IEEE, and a Superior Public Service Award for his service on the CNA Corporation Boardof Trustees from the US Secretary of the Navy. In 2000, he received the Simon Ramo Medal from the IEEE in recognitionof his contributions to systems engineering and an IEEE Third Millennium Medal. In 2002, he received an Eta Kappa NuEminent Membership Award and the INCOSE Pioneer Award. He was elected to the National Academy of Engineering in2004 for contributions to the theory and practice of systems engineering and systems management. His interests includesystems engineering and management efforts in a variety of application areas including systems integration and architecting,reengineering, engineering economic systems, and sustainable development.

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