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Page 1: Koeltl John G - Judicial Watch · 2019-07-26 · Koeltl_John_G . SOURCE SOURCE LOCATION PURPOSE IEMS PAID OR PROIDED 2. -----FINANCIAL DISCLOSURE REPORT Page 2of11 Name or Penoo Repoing

Koeltl_John_G

Page 2: Koeltl John G - Judicial Watch · 2019-07-26 · Koeltl_John_G . SOURCE SOURCE LOCATION PURPOSE IEMS PAID OR PROIDED 2. -----FINANCIAL DISCLOSURE REPORT Page 2of11 Name or Penoo Repoing

SOURCE

SOURCE LOCATION PURPOSE ITEMS PAID OR PROVIDED

2. --------------------------------------------------

----------

----------

----------

FINANCIAL DISCLOSURE REPORT

Page 2of11

Name or Penoo Reporting

Koeltl, John G.

Date or Report

05/13/2009

III. N 0 N-INVESTMENT IN co ME. (Reporting individual and spouse; ... pp. 17.24 of filing instructWns.)

A. Filer's Non-Investment Income

D NONE (No reportable non-investment income.)

SOURCE AND TYPE INCOME (yours, not spouse's)

1. 2008 PELF PARTNERS-BUSINESS INCOME(ESTIMATED-2008 K-1 $100.00 NOT YET AV All.ABLE)

2.2008 NEW YORK UNIVERSITY· TEACIIlNG $20,000.00

3.

4.

B. Spouse's Non-Investment Income - I/you"'"' married during any portion of the reporling year, complete this seclWn.

(Dollar amount not required except for honoraria.)

[Z] NONE (No reportable non-investment income.)

AND TYPE

1.

2.

3.

4.

IV. REIMBURSEMENTS - transportation, lodging, food, entertainment.

(Includes those to spouse and dependent children; see pp. 25-27 offiling instructions.)

D NONE (No reportable reimbursements.)

l2AIES

1. American Bar Assoc. Septembe 26-27, 2008 Chicago, IL ABA Litigation Conference Transportation, Lodging, Meals

3.

4.

5.

Page 3: Koeltl John G - Judicial Watch · 2019-07-26 · Koeltl_John_G . SOURCE SOURCE LOCATION PURPOSE IEMS PAID OR PROIDED 2. -----FINANCIAL DISCLOSURE REPORT Page 2of11 Name or Penoo Repoing

SOURCE DESCRIPTION

CREDITOR DESCRIPTION

VALUE

VALUE CODE

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page 3of11 Koeltl, John G. 05/13/2009

V. G JFTS. (Includes those lo spouse and dependent children; see pp. 28-31 of filing instructions.)

[Z] NONE (No reportable gifts.)

VJ. LIADJLJTJES. (Includes those of spouse and dependent children; see pp. 32-33 of filing instructions.)

0 NONE (No reportable liabilities.)

1. PELF PARTNERS

4.

NEGATlVE BALANCE IN CAPITAL ACCOUNf. K

Page 4: Koeltl John G - Judicial Watch · 2019-07-26 · Koeltl_John_G . SOURCE SOURCE LOCATION PURPOSE IEMS PAID OR PROIDED 2. -----FINANCIAL DISCLOSURE REPORT Page 2of11 Name or Penoo Repoing

A.

COMMOt-

CI

CLC

4.

7.

FINANCIAL DISCLOSURE REPORT

Page 4of11

Name or Person Reporting

Koeltl, John G.

Dau or Report

05/13/2009

VII. INVESTMENTS and TRUSTS .. income, va1ue, transactions (Includes those of spouse and dependent children; see PP· 34-60 of firing instrucrwns.J

D NONE (No reportable income, assets, or transactions.)

Description of Assets

(including trust assets)

Place "(X)' after each asset exempt from prior disclosure

1. JOHNSON & JOHNSON - COMMON

B. c. D.

Income during Gross value at end of Transactions during reporting period

reporting period reporting period

(1) (2) (1) (2) (1) (2) (3) (4) (5) Amount Type (e.g., Value Value Type(e.g., Date Value Gain Identity of Code 1 div., rent, Code2 Method buy, sell, Month· Code 2 Code 1 buyer/seller (A·H) OJ int.) (J·P) Code3 redemption) Day (J.P) (A-ll) (if private

(Q-W) transaction)

(part)

2. PFIZER INC. - COMMON D Dividend L T

3. ROYAL DUTCH SHELL PLC· c Dividend L T

D Dividend M T Donated

AMERICAN WASIIlNGTON MUIUAL A Dividend Sold 07/14 L FUND INVST B - MUIUAL FUND

5. MFS VALUE FUND CL B - MlITUAL F None Sold 10/03 L UND

6. VAN KAMPEN COMSTOCK FUND CL B None Sold 01/23 M - MlITUAL FUND

ALLIANZ OCC VALUE FUND CL C - None Sold 01/24 K MlITUAL FUND

8. ALLIANZ CCM CAP. APPREC. FUND None Sold 07/14 M B - MlITUAL FUND

9. AMERICAN GROWI11 FUND OF AME RICA CL C - MlITUAL FUND

A Dividend K T Buy (add'l)

12/24 J

10. COHEN & STEERS INI"L REALTY CL C - MlITUAL FUND

D Dividend Buy {add'I)

01/02 J

11. Sold 02/07 M

12. FEDERATED KAUFMANN FUND CL C- None K T MlJfUAL FUND

13. FRANKLIN INC FUND CL C c Dividend Buy 01/24 K

14. Buy 02/07 L (add'l)

15. Sold 11/19 L

16. OPPENHEIMER INTL BOND FUND D Dividend M T Buy 07/14 M

17. OPPENHEIMER VALUE FUND CL C A Dividend L T Buy 02/07 L

I. locomc Gain Codes: A o;$l,OOO or less 8 =.l!,001-$2,500 c =$2,501 • $5,000 D •$5,001 -$15,000 E =$15,001 -$50,000 (See Columns DI and 04) F =$50,001 • $100,000 G =.1100,001 -$1,000,000 HI =$1,000,001 -$5,000,000 H2 =More than S5,(}(X),000

2. Value Codc.s I =$15,000 or less K =$15,001 • $50,000 L =$50,001 • $100,000 M =$100,001-$250,000 (Sec Columns Cl and DJ) N =.1250,001 • $500,000 0 =$500,001-$1,000,000 Pl =$1,000,001 • $5,000,000 . P2 =$5,000,001 -$25,000,000

PJ •$25,000,001 - $50,000,000 P4 =More than $50,000.000 3. Va.Jue Method C.odcs Q•Appraisal R =Qist (Real Estate Only) S =Assessment T =Cash Marker

(See Qilumn C2) U ·Book Value V=Other W •E.slimated

Page 5: Koeltl John G - Judicial Watch · 2019-07-26 · Koeltl_John_G . SOURCE SOURCE LOCATION PURPOSE IEMS PAID OR PROIDED 2. -----FINANCIAL DISCLOSURE REPORT Page 2of11 Name or Penoo Repoing

FINANCIAL DISCLOSURE REPORT

Page 5of11

Name of Person Reporting

Koeltl, John G.

Date of Report

05/13/2009

VII. INVESTMENTS and TRUSTS - income, value, transactil>ns (Inc1w1es 1hose of spouse and dependent chtldren; ... PP· 3u;o of filing instructions.)

D NONE (No reportable income, assets, or transactions.)

A.

Description of Assets

(including trust assets)

Place " (X)" after each asset

exempt from prior disclosure

18. MERRILL LYNCH CMA MONEY FUND -N.Y.,N.Y.

19. N.Y. STAIB DORM. AU1H. 5.3% MA NHATTANVILLE BOND DUE 7/1/09

20. TRIBOR. BRIDGE & TUNNEL BOND 6 .625% DUE 1/01/12

21. TRIBOR. BRIDGE & TUNNEL BOND 5 .5% DUE 1/1/17

22. N.Y. STATE MTG AGY BOND 5.60% DUE 10/01/17

23. N.Y STAIB SER G BOND 5% DUE 08/01 /15

24.

25. N.Y. STAIB 1RANS BOND 5% DUE 05/0 1/16

26. N.Y. STATE SER C BOND 5.25% DUE 1 1/15/21

27. N.Y. STAIB DORM. AU1H. BOND 5% DUE 07/0l/28

28. N.Y. STATE TWY. AUTH. BOND SER. C 5.25% DUE 04/01/15

29. N.Y. STATE SER C BOND 5% DUE 08/1 5/17

30. N.Y. STATE MTG AGY BOND SER 80 5. 10% DUE 10/01/17

31. NY NY TRANS FIN ATRV FlIT B BOND 4.75% DUE 11/15/23

32. N.Y. STAIB SERF BOND 5% DUE 08/0 1/23

33. TRIBOR. BRIDGE & TUNNEL BOND 5 .25% DUE 01/01/28

34. N.Y. STAIB URBAN DEV BOND 5.25% DUE 01/01/15

l. InC()me Gain Codes: A =Sl,000 or less

(Sec Columm Bl and 04) p =$50,001 -$100,000

2. Value Codc.s J =Sl5,000 or less (Sec Columns Cl and 03) N =S250,00I • $500,000

B.

Income during

reporting period

(1) Amount Code 1 (A·H)

B

B

B

B

A

B

B

A

B

B

B

c

B

A

c

B

(2)

Type (e.g.,

div., rent,

or int.)

Dividend

Interest

Interest

Interest

Interest

Interest

Interest

Interest

Interest

Interest

Interest

Interest

Interest

Interest

Interest

Interest

B •$1,001 • $2,500

c.

Gross value at end of

reporting period

(1) (2) (1) Value Value Type (e.g.,

Code 2 Method buy, sell,

(J-P) Code 3 redemption)

(0-W)

K T Partial Sale

K T

K T

K T

Sold

K T Sold (part)

Sold (part)

K T Sold (part)

Sold

Sold

Sold

K T

L T

K T

Sold

L T

K T

C =S2,501- S5,000

G =SI00,001 -$1,000,000 Ill =$1,000,001 • $5,000,000

K =SIS,001 • SS0,000 L =SS0.001 • $100,000

0 =$500,001 -$1,000,000 Pl =$1,000,001 - SS,000,000

P3 -125,000,001 - SS0,000,000 P4 =More than $50,000,000 3. Value Method Codes Q=Appraisal R =Cost (Real Estate Only) S =Assessment

(Sec Column C2) U sBook Value V=Other w ·Estimated

D.

Transactions during reporting period

(2) (3) (4) (5) Date Value Gain Identity of

Month- Code 2 Code 1 buyer/seller

Day (J-P) (A-H) (if private

transaction)

VAR J Net Decrease To MM Fund

01/17 K

02/15 J A

11/03 J A

05/01 J A

02/15 K A

07/01 K A

04/01 L A

02/15 K A

D =S5,00I • $15,000 E =Sl5,00I - $50,000

IU =Mon: than $5,000,000

M =S 100,001 • $250,000

P2 =SS,000,001 - $25,000,000

T =Cash Markel

Page 6: Koeltl John G - Judicial Watch · 2019-07-26 · Koeltl_John_G . SOURCE SOURCE LOCATION PURPOSE IEMS PAID OR PROIDED 2. -----FINANCIAL DISCLOSURE REPORT Page 2of11 Name or Penoo Repoing

c

(2) (2)

37.

38.

41.

42.

43.

45.

49.

51.

Dale of Report Name or Person Reporting F1NANCIAL DISCLOSURE REPORT

05/13/2009 Koeltl, John G. Page 6of11

VII. INVESTMENTS and TRUSTS .. income, vatue, transactions (lnctw1es those of spouse and .upendeni children; see PP· 3u;o of filing instructions.J

D NONE (No reportable income, assets, or transactions.)

A. B. D. Description of Assets Income during Gross value at end of Transactions during reporting period

(including trust assets) reporting period reporting period

(1) (1) (2) (1) (3) (4) (5) Place '(X)' after each asset

exempt from prior disclosure Amount Code l

(A-II)

Type (e.g., div., rent,

or int.)

Value

Code2

(J.P)

Value

Method Code3

(Q-W)

35. N.Y. STAIB ENGY RESH BOND 55% DUE 01/01/21

c Interest L T

36. N.Y. STAIB MTG ACGY REV BOND 5 .05% DUE 10/01/17

c Interest L T

Type(e.g., buy, sell,

redemption)

Date

Month· Day

Identity of Code2 Value Gain

Code l buyer/seller

(J-P) (if private transaction)

(A-11)

NY NY CY TRANSI1NL BOND 5% DUE

05/01/25 B Interest K T

N.Y. STAIB SER H BOND 5.125% DUE

08/01/25 B Interest K T Sold

(part) 08/01 J

39. NY NY TRANSI1NL AT BOND 5% DUE A Interest J T 05/01/26

40. N.Y. CITY MUN WFA BOND 5% DUE c Interest L T 06/15/27

N.Y. CITY MUN WfR BOND 5% DUE

06/15/29 c Interest L T

NY CITY IDA BOND 5% DUE 06/01/22 c Interest L T

N.Y. STAIB URBAN DEV BOND 5% D

UEOl/01/28 A Interest Sold 01/02 K A

44. NEW YORK NY TCRS BOND 5% DUE 0 B Interest K T 3/15/29

NY CITY CY TRANS BOND 5% DUE 0 B Interest K T 5/01/31

46. N.Y STAIB SER C BOND 4.4% DUE 04/ B Interest K T 1 5/21

47. N.Y. STAIB NY SERF BOND 5.3% DUE c Interest L T 01/15/26

48. N.Y. STAIB DORM. AUTII. 4.75% REV B Interest K T Sold A ST JOHNS BOND DUE 07/01/28

07/01 K

(part)

TRIBOR. BRIDGE & TUNNEL BOND 5% B Interest K T DUE 11/15/32

50. NY NY TRANSI1NL FIN AUTII BOND c Interest L T Sold 05/01 J 4.75% DUE 05/01/23 (part)

NY NY CY TRANSTNL FIN ATRV BON B Interest K T D 5% DUE 02/01/33

1. Income Gain Codes: A qi,ooo or less B •Sl,001 • SZ,500 c .S2,501 - $5,000 D =$5,001 • $15,000 E =$15,001 • $50,000

(Sec Columos Bl and D4) F .S50,00I • SI00,000 G =SI00,001- Si,000,000 HI =SI,000,001 • $5,000,000 112 =More than $5,000,000 2. Value Codes J .$15,000 or lCM K =$15,001 - $50,000 L =S50,00I - $100,000 M =Sl00,001 • $250,000

(Sec Columns Cl &od D3) N =$250,001 • $500,000 0 =$500,001 • Sl,000,000 Pl =$1,000,001- $5,000,000 PZ =S5,000,00I • $25,000,000

P3 •$25,000,001 • $50,000,000 P4 =More th.an SS0,000,000 3. Value Method Codes QsAppnisal R ;Cost (Real Esi.te Only) S =Assessment T =Casb Market

(See Column CZ) U =Book Value V=Othcr W -=Estimated

Page 7: Koeltl John G - Judicial Watch · 2019-07-26 · Koeltl_John_G . SOURCE SOURCE LOCATION PURPOSE IEMS PAID OR PROIDED 2. -----FINANCIAL DISCLOSURE REPORT Page 2of11 Name or Penoo Repoing

A

53.

65.

67.

Date of ReportName of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 7of11 05/1312009Koeltl, John G.

VII. INVESTMENTS and TRUSTS - income, va1ue, transactions (Includes those of spouse and dependent children; see PP· Ju;o of flung ms1ruc1wnsJ

D NONE (No reportable income, assets, or transactions.)

B. c. D. Income during Gross value at end of Transactions during reporting period

reporting period reporting period

(1) (2) (!) (2) (!) (2) (3) (4) (5) Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of Code 1 div., rent, Code 2 Method buy, sell, Month· Code 2 Code I buyer/seller (A-JI) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

Description of Assets

(including trust assets)

Place '(X)' after each asset exempt from prior disclosure

52. SUFFOLK CTY BOND 4.125% DUE 11/01

/21 B Interest K T

B Interest K TDlITCHESS CTY BOND 4.5% DUE 08/01/ 26

54. ST.LA WREN CE CTY BOND 4.25% DUE 05/15/28

c Interest K T

55. NEW YORK ST LCL GOVf BOND 4% D UE04/0l/21

A Interest K T Buy 03/03 K

56. NEW YORK NY SUBSER SER 1-1 4.125%

DUE 02/01/23 B Interest L T Buy 02120 L

57. NY ST DORM AT RV ST BOND 5% DUE 02/15124

None K T Buy 10/03 K

58. EAST HAMPTON NY BOND 4% DUE 06

115125 A Interest K T Buy 06/09 K

59. NY ST DORM AT RV ST BOND 5% DUE 02/15127

None K T Buy 11/19 K

60. NEW YORK ST URBAN DEV BOND 4.2 B Interest K T Buy 01/23 K 5% DUE 03/15/27

61. NEW YORK ST HFA PERS INC BOND 5% DUE 09/15/30

None K T Buy 12/22 K

62. cmBANK CHECKIN G ACCOUNT - N. None J T Y.,N.Y.

63. MERRILL LYNCH (IRA ACCOUNI) -ML BANK CASH ACCOUNT ( Y)

64. MERRILLLYNCH(IRA ACCOUNI)- None Sold 01/24 J ALLIANZ OCC VALUE FUND CL C

MERRILLLYNCH(IRA ACCOUNI)- A Dividend J T Buy 01/28 J AMERICAN CAPITAL G&I FUND CL C

66. MERRILL LYNCH (IRA ROUOVER) - c Interest M T ML BANK CASH ACCOUNT

MERRILL LYNCH (IRA ROUOVER) - D Dividend L T AIM INTL FUND

68. MERRILL L YNOI (IRA ROUOVER) - None L T Formerly CLB ALGER CAP. APPREC. FUND CL A

1. Income Gain Codes: A ::41,000 or less e -s1,001 - si.soo C =S2.501 -S5,000 D =55,001 -$15,000 E =515,001 -S50,000

(See Cclumns Bl and 04) F =550,001 -Sl00,000 G =5100,!Xll -Sl,000,000 Hl •Sl,000,001 -$5,000,000 112 •More than $5,000,000

2. Value Codes J =$15,000O<1 ..... K =515,001 - $50,000 L =$50,001 -$100,000 M =$100,001 - $250,000

(Sec Columns Cl and DJ) N =$250,001 - $500,000 0 =5500,001 - Sl,000,000 Pl =Sl,000,001 -S5,000,000 P2 =$5,000,001 -S25,000,000

P3 =$25,000,001 - $50,000,000 P4 =More lhan $50,000,000 3. Value Method COOes O=Appraisal R =Cost (Real Estate Only) S =Asses.smcnl T =Cash Mark.cl

(See Column C2) U =Book Value V=Other W=Estimalcd

Page 8: Koeltl John G - Judicial Watch · 2019-07-26 · Koeltl_John_G . SOURCE SOURCE LOCATION PURPOSE IEMS PAID OR PROIDED 2. -----FINANCIAL DISCLOSURE REPORT Page 2of11 Name or Penoo Repoing

ROLLOVER)-AM

ROLLOVER)-AM

CL

5G.€ .-]lL i/.; 81 lf/J)' ,/J/5C.L . .O li::JU.£ Wt'M- '?V.€- ,J,b/, "71.t- IJ

./)

(2)

(A-H)

(Q-W)

72.

73.

78.

79.

f!Jl.!..or

Date of ReportName of Person ReportingFINANCIAL DISCLOSURE REPORT Page 8of11 05/13/2009Koeltl, John G.

VII. INVESTMENTS and TRUSTS -- income, va1ue, transactions r1nc1uaes those of spouse and dependent children; see PP· Ju,o of filing instructionsJ

D NONE (No reportable income, assets, or transactions.)

A. B. c. D.

Description of Assets Income during Gross value at end of Transactions during reporting period

(including trust assets) reporting period reporting period

(I) (2) (1)(I)(2) (3) (4) (5) Identity of GainValueValue Value Type (e.g., DateAmount Type (e.g., Place '(X)" after each asset

Code I Cnde2 Code I buyer/sellerMonth -Code 2 Method buy, sell,cliv., rcn exempt from prior disclosure (A-H) Code 3 redemption) Dayor int.) (J-P)(J-P) (if private

transaction)

69. MERRILL LYNCH (IRA ROLLOVER) - B Dividend M T DA VIS NY VENTURE FUND CL A

70. MERRILL LYNCH (IRA ROLLOVER) - None Sold 01/24 M ALUANZ OCC VALUE FUND CL C

71. MERRILL LYNCH (IRA ROLLOVER) - None Sold 01/23 L PUINAM INTL EQUITY FUND CL B

MERRILL LYNCH (IRA ROLLOVER) -PUINAM INTL CAP OPP FUND CLA

c Dividend M T Buy 12/29 J Formerly CL B

MERRILL L YNCH(IRA ER. CAP INC Blnl.DER FUND CL B

c Dividend K T Sold (part)

08/12 M

74. MERRILL L YNCH(IRA D Dividend M T Buy 08/12 M ER. CAP INC BLDR FUND CL A

75. MERRILL LYNCH (IRA ROLLOVER) - A Dividend K T MFS VALUE FUND CL C

76. MERRILL LYNCH (IRA ROLLOVER) - A Dividend K T Buy 12/24 J AMER. GWIB FUND OF AMER CL C

77. MERRILL LYNCH (IRA ROLLOVER) - None L T FED. KAUFMANN FUND CL C

MERRILL LYNCH (IRA ROLLOVER) -OPPENHEIMER SELECT VALUE FUND

A Dividend L T Buy 12/16 J

MERRILL LYNCH (IRA ROLLOVER) -OPPENHEIMER VALUE FUND CL C

A Dividend L T Buy 12/04 J

80. MERRILL L YNCH(IRA ROLLOVER)- None K T Buy WILMINGTON TRUST CO 25%

81. MERRILL L YNCH(IRA ROLLOVER)- M None L T Buy AINSTAY LARGE CAP FUND CL C

82. MERRILL L YNCH(IRA ROLLOVER)- A None K T Buy LGER CAP APPREC FUND CL C

09/30 K

01/24 L

01/24 K

83. PELF PARTNERS - GENERAL PARTNE RSHIP INTEREST

J u 5££ fllR.. 70 H'J,J./CL

84. US TREASURY DIRECT - US TREASU RY NOTES

A lnterest Redeemed

85. CITY & SUBURBAN-SAVINGS ACCT Y ONKERS, N.Y.

A Interest Distributed

07/01 L SEE PART VIII C OMMENT

07/01 L SEE PART VIII C OMMENT

1. Income Gain Codes: A=.$1,CX>OorJess B •Sl,001 -$2,500 C =S2,501-$5,000 D =SS,001 -$15,000 E =SlS.001 - SS0,000

(Sec Columns Bl and 04) F =SS0,001 -Sl00,000 G =SI00,001-Sl,000,000 HI =Sl,000,001 • SS,000,000 H2 =More 1ban S.S,000,000

.2. Value Codes J =SIS.000 or less K =SIS,001-SS0,000 L =SS0,001 -$100,000 M =$100,001-$250.000

(See Columns Cl and 03) N -$250.001 -SS00,000 0 •SS00,001 -S 1,000,000 Pl •Sl.ooo,001- $5.000,000 P2 =SS,000 ,001 - $25,000,000

P3 •$25,000,001 -SS0, 000,000 P4 =More than $50,000,000 3. Value Method Codes O=Appraisal R •Cost (Real Estate Only) S •Assessment T=Casb Market

(See Column C2) U :.:Book Value V-Otbcr W =Estimated

Page 9: Koeltl John G - Judicial Watch · 2019-07-26 · Koeltl_John_G . SOURCE SOURCE LOCATION PURPOSE IEMS PAID OR PROIDED 2. -----FINANCIAL DISCLOSURE REPORT Page 2of11 Name or Penoo Repoing

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 9of11 05/13/2009Koeltl, John G.

VII. INVESTMENTS and TRUSTS .. income, •a/ue, transactilJns (Includes those of spouse and dependent children; see PP· 34--00 of filing instructions.)

0 NONE (No reportable income, assets, or transactions.)

A.

Description of As.sets

(including trust assets)

Place "(X)" after each asset exempt from prior disclosure

B. c. D. Income during Gross value at end of Transactions during reporting period

reporting period reporting period

(!) (2) (1) (2) (1) (2) (3) (4) (5) Amount Typc(e.g., Value Value Type (e.g., Date Value Gain Identity of Code I div., rent, Code 2 Method buy, sell, Month· Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(O·W) transaction)

86. HSBC BANK· MONEY MARKET AC CTS. - BUFFALO,N.Y. (Y)

A Interest Distributed (part)

01/15 J SEE PART VIII C OMMENT

87.

1. Income Ga.in Codes: A =Sl,000 or less B ·Sl,001 • $2,500 C ·S2.501- $5,000 D =SS,00! • S!S,000 E =SIS,001 - SS0,000 (See C.Olumns DI and 04) F =SS0,001 • $100,000 0 =S!00,001 • Sl,000,000 HI -Sl,000,001 • $5,000,000 112 =More than $5,000,000

2. Value CodcS I :$15,000 or Im K =SIS,001 • $50,000 L =SS0,001- $100,000 M =SI00,001 • $250,000

(Sec Columns Cl and DJ) N =$250,001 • $500,000 0 =SS00,001 • Sl,000, 000 Pl =Sl,000,001 • $5,000,000 P2 =S5,000,001 - $25,000,000

Pl =$25,000,001 • SS0,000,000 P4 =More than $50,000,000 3. Value Method Codes Q=Appralsal R Cost (Real Estate Only) S =Assessment T =C.ash Market

(Sec Column C2) U•BookValue V:i::Olbcr W =Estimated

Page 10: Koeltl John G - Judicial Watch · 2019-07-26 · Koeltl_John_G . SOURCE SOURCE LOCATION PURPOSE IEMS PAID OR PROIDED 2. -----FINANCIAL DISCLOSURE REPORT Page 2of11 Name or Penoo Repoing

ON WIBCH I AM ••••

I •

Date or Report Name or Person Reporting FINANCIAL DISCLOSURE REPORT

Page 10of11 05/13/2009Koeltl, John G.

Vill. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicaJepar1ofR•por1.;

PART VII - COMMENTS

1) INVESTMENTS REPORTED ON LINES 84,85 & 86 REIATE TO A TREASURY NOTE ACCOUNT AND CASH ACCOUNTS HELD AT TWO BANKS NAMED CO-OWNNER WITH AS A CONVENIENCE TO HER. THE ACCOUNTS WERE FUNDED COMPLETELY BY

AND ALL EARNINGS ON THESE ACCOUNTS ARE REPORTED BY HER. DUE TO MY LISTED-OWNERSHIP I AM REPORTING TIIE ACCOUNTS AND INCOME AT THE TOTAL VALUE. THE TREASURY NOTE ACCOUNT AND ONE OF CASH ACCOUNTS WERE COMPLETL y LIQUIDATED IN 2008 AND THE FUNDS DISTRIBUTED TO ACCOUNT(S) FOR IN WHICH I HA VE NO INTEREST. THE REMAINING CASH ACCOUNT WAS PARTIALLY DISTRIBUTED IN 2008 TO ACCOUNT(S) IN WIUCH I HA VE NO INTEREST. THE TOTAL REMAINING IN THE ONE REMAINING- CASH ACCOUNT HAS FALLEN BELOW THE REPORTING TIIRESHOLD AMOUNT FOR 2008. THE ACCOUNT HAS BEEN DENOTED WITH A PARENTHETICAL (Y).

Page 11: Koeltl John G - Judicial Watch · 2019-07-26 · Koeltl_John_G . SOURCE SOURCE LOCATION PURPOSE IEMS PAID OR PROIDED 2. -----FINANCIAL DISCLOSURE REPORT Page 2of11 Name or Penoo Repoing

Date or Report Name or Person Reporting FINANCIAL DISCLOSURE REPORT

Page 11of11 05/13/2009Koeltl, John G.

IX. CERTIFICATION.

I certify that all Information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY AND CRIMINAL SANCI10NS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301

One Columbus Circle, N.E. Washington, D.C. 20544