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    The Standard of QualityTM

    USP Controls on Lead inPharmaceuticals

    Heavy MetalsUSP Perspective

    Darrell R. Abernethy, MD, Ph.D.

    Chief Science Officer

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    The Standard of QualityTM

    Controls on Lead: USP/NF (1)

    Two key tests USP Heavy Metals

    detects metals colored by sulfide ion (Pb, Hg, Bi,

    As, Sb, Sn, Cd, Ag, Cu, Mo) thioacetamide test solution

    color of sample compared to standard

    USP Lead

    depends on extraction of Pb from aqueous phaseinto organic phase by dithizone (diphenylthio-

    carbazone; PhN=N(CS)NHNHPh)

    color produced by sample compared to standard

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    The Standard of QualityTM

    Controls on Lead: USP/NF (2)

    Main USP/NF controls are colorimetric Arent there more accurate or more specific

    tests for Pb? FDA and Albemarle both used more modern

    procedures to obtain their data (ICP-OES or -MS) Otheralternatives exist

    USP has published a Stimuli Article consideringreplacing the methodology in with

    instrument-based technology such as AA or ICP Firms can use alternative analytical methods

    provided appropriate acceptance criteria are met

    Is there a needfor another test?

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    The Standard of QualityTM

    Controls on Lead: USP/NF (3)

    About 4300 monographs in USP/NF 1331 for drug substances

    619 have a limit on Heavy Metals ()

    22 have a limit for Pb () 374 for excipients (NF monographs)

    203 have a limit on Heavy Metals

    60 have a limit for Pb

    2452 for drug products

    97 have a limit on Heavy Metals

    8 has a limit for Pb

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    The Standard of QualityTM

    Controls on Lead: USP/NF (4)

    Limits on heavy metals or lead existpredominantly for the components of drug

    products, not the drug products

    themselves 47% of drug substances, 54% of excipients,

    and 4% of drug products have a limit on

    heavy metals

    Only 2% of drug substances and 16% of

    excipients have a limit on lead

    Some have limits on heavy metals AND lead

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    The Standard of QualityTM

    Heavy Metal Limitsin USP/NF Monographs

    0

    50

    100

    150

    200

    250

    300

    350

    0.2 0.3 1 2 5 10 13 15 20 25 30 40 50 60 83 100

    Limit on Heavy Metals (ppm)

    Number

    ofUSP/NFMono

    graphswith

    SpecificLimit

    Drug Substance

    Drug Product

    Excipient

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    The Standard of QualityTM

    Lead Limitsin USP/NF Monographs

    0

    5

    10

    15

    20

    25

    2 3 5 10 15 20 25 30 40 50

    Limit on Lead (ppm)

    NumberofUSP/NFMonog

    raphswith

    SpecificLimit

    Drug Substance

    Excipient

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    The Standard of QualityTM

    IOM Meeting on Metal Impurities

    Currently in development, scheduled forAugust 26-28, 2008

    Independent advisory group named by IOM

    Nominees from USA, nominees from Europe

    via EP have been solicited

    Advisory group has planned meeting

    1.5 day meeting, 12 presentations

    Link known clinical toxicology withacceptable analytical methodology

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    The Standard of QualityTM

    Introduction

    Heavy metals have been monitored in APIsfor many years.

    Some are toxic

    Some are not toxic but reflect quality issues

    Sources

    Deliberately added (e.g., catalysts)

    Carried through the process (e.g., starting

    materials)

    From the process (e.g., leaching from pipesand other equipment)

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    The Standard of QualityTM

    Background

    Heavy Metals Chapter has beenproblematic for many years

    Difficulties in achieving anticipated results(monitor solutions, standards, etc.)

    Difficulties with reagents (moved fromuse of H2S to other sulfide sources)

    With the increased use of instrumentaltechniques for metals analysis, someinvestigators began to compare instrumental

    methods vs.

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    The Standard of QualityTM

    Comparisons Between Instrumental Methods and

    It was concluded from this experiment thatapproximately 50% of the metals may belost during the ash process. . . . Notethat mercury, which is one of the moretoxic heavy metals, was not recovered

    from either set of samples.. . . Because of the loss of metals duringignition, the validity of test resultsobtained with the current USP, JP and EPgeneral test procedures is questionable.

    (Stimuli to the Revision Process, Pharmacopeial Forum, Vol.21, No. 6, 1995, Katherine Blake).

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    The Standard of QualityTM

    Comparisons Between Instrumental Methods and

    Although still widely accepted and used in thepharmaceutical industry, these methodsbased on the intensity of the color of sulfideprecipitation are non-specific, insensitive,

    time-consuming, labor intensive, and moreoften than hoped, yield low recoveries or norecoveries at all.

    (Wang, T. et al, J. Pharm. & Biomed. Anal., Vol. 23 (2000) 867-890)

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    The Standard of QualityTM

    Comparisons Between Instrumental Methods and

    A survey method that permits simultaneous

    qualitative to quantitative (depending on the elementsand the concentration levels) detection of up to 69elements (including all those of pharmaceutical interest)in less than 15 min would be viewed by some as a giantleap compared with the antiquated USP and EP methods.The use of such a method, which employs a verysophisticated and expensive instrument, as analternative to a seemingly economical wet chemical testthat has been in use for decades would be viewed byothers as technological overkill.

    We take a less extreme view, and believe that sincethe technology is here, and present in the laboratory toaddress, often very challenging analytical problems, its

    application to more mundane uses is simply goodresource management. We have found that theextensive use of ICP-MS for this metal survey analysisdoes not degrade its capability for even morechallenging tasks.

    (Wang, T. et al, J. Pharm. & Biomed. Anal., Vol. 23 (2000) 867-890)

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    The Standard of QualityTM

    Comparisons Between Instrumental Methods and (Lewen, N. et al J. Pharm. &

    Biomed. Anal. 35 (2004) 739-752)

    0

    20

    40

    6080

    100

    120

    Pb As Se Sn Sb Cd Pd Pt Ag Bi Mo Ru In Hg

    Elements

    Average%Reco

    veries

    USP Results

    ICP-MS Results

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    The Standard of QualityTM

    USP Began to Look More Closely at

    Expert Committee on General Chaptersappointed a Heavy Metals subcommittee

    Subcommittee disbanded and Advisory PanelInitiated

    Project Team Initiated

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    The Standard of QualityTM

    Topics Being Addressed by Advisory Panel

    Do we want to eliminate heavy metals as atest and adopt an inorganic impuritiesmethod, instead?

    What metals do we need to monitor? What concentration limits do we need to

    meet? Do we need a wet-bench approach? Can we use an instrumental approach? Do we provide results for individual

    elements? How do we reconcile results from any new

    procedure with results obtained previouslyusing ?

    How does dosage form impact monitoring?

    How does daily dosage impact monitoring?

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    The Standard of QualityTM

    What Metals to MonitorConsiderations

    Toxicity of potential target metalsToxicity of individual metals

    Toxicity of combined groups of metals

    Potential target organs

    What if individual metals are not terriblytoxic, but more than one has an impacton the same target organ?

    Cultural/political concerns

    Hg, Pd

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    The Standard of QualityTM

    What Concentration Limits are Required?

    Depends on patient population Depends on daily dosage

    Depends on type of dosage form

    Depends on whether its for an acute or achronic condition

    Depends on metal

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    The Standard of QualityTM

    Background

    The current chapter relies on testswhich are limited in the metals detected.

    The test limit reflects all metals detected and

    is not toxicologically based.

    The tests can be

    Unreliable

    Difficult to perform correctly

    Difficult to perform safely

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    The Standard of QualityTM

    Proposed Way Forward

    EMEA draft guidance - specific to residuesof metal catalysts

    USP is proposing a broader-reaching chapter

    on inorganic impurities that reflectsModern instrumentation (e.g., inductively-

    coupled plasma or atomic absorptionspectroscopy)

    Realistic toxicological limits for individualmetals

    The requirement to control the levels ofmetals in foods and dietary supplements.

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    The Standard of QualityTM

    Current Status

    USP has commissioned an Advisory Panel oftoxicologists to consider appropriate levels.

    The initial values are shown on the next few

    slides.

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    The Standard of QualityTM

    Proposed Limits Initial Discussions

    Element Draft USP Oral Limit, ug/dayAluminum 5000

    Antimony 2

    Arsenic 1.5

    Beryllium 10Boron 1000

    Cadmium 2.5

    Chromium 15

    Cobalt 100

    Copper 50

    Indium 10

    Iridium 1300

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    The Standard of QualityTM

    Proposed Limits Initial Discussions

    Element Draft USP Oral Limit, ug/dayIron 1500

    Lead 1

    Lithium 60

    Manganese 700Mercury 1.5

    Molybdenum 25

    Nickel 100

    Osmium 10

    Palladium 10

    Platinum 10

    Rhodium 10

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    The Standard of QualityTM

    Proposed Limits Initial Discussions

    Element Draft USP Oral Limit, ug/daySelenium 25

    Strontium 3000

    Thallium 0.4

    Tin 3000

    Tungsten 37.5

    Zinc 1500

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    The Standard of QualityTM

    Comments on Limits

    Limits are still tentative and under activediscussion.

    Oral PDE for Dosage Forms are 10X higher.

    USP Parenteral Limits are proposed 10Xlower.

    PDE limit for lead from FDA bottled waterlimit of 5 ug/L assuming 2L/day.

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    The Standard of QualityTM

    EU Approach

    EMEA classifies impurities by risk level Class 1 Metals Significant safety concern

    (e.g., Pt, Pd)

    Class 2 Metals Metals with low safety concern

    (e.g., Cu, Mn) Class 3 Metals Metals with minimal safety

    concern (e.g., Fe, Zn)

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    The Standard of QualityTM

    EMEA Approach Other Issues to Consider

    Route of Administration Oral

    Parenteral

    Inhalation

    Duration of exposure

    Age at Exposure

    Genotoxicity or Carcinogenicity Potential

    Extrapolation of Toxicological Data SafetyFactor

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    The Standard of QualityTM

    Conclusions on Levels

    A General Chapter can only provide levelsbased on the best available toxicology dataand a set of use instructions.

    Risk can be dependent on dose form, route

    of administration, age, gender, and length ofexposure.

    Covering the range from ActivePharmaceutical Ingredients to foods and

    dietary supplements will necessitateincluding many elements in the chapter.

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    The Standard of QualityTM

    Advisory Panel Discussed Potential Detection Techniques

    Atomic absorption (flame, graphite furnace,cold vapor)

    ICP-OES

    ICP-MS

    XRF

    LIBS

    Ion Chromatography

    Flame Emission Spectroscopy

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    The Standard of QualityTM

    Draft Sample Preparation Flow Chart

    Is the compound

    soluble in aqueoussolutions?

    Is the compound soluble

    in other (including

    organic) solvent?Perform Closed-Vessel

    Microwave Digestion

    Prepare sample, monitor solution and USP reference solution according to sample prep.

    procedure

    Perform analysis via ICP-OES or ICP-MS

    Did the monitor and USP

    reference solution recover

    to within 20%?Perform analysis using element-

    specific method

    Yes No

    No

    Yes

    Report Result

    NoYes

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    The Standard of QualityTM

    Methodology

    Methodology will depend on the number ofelements that need to be monitored on aroutine basis, and the levels to bemeasured.

    For the routine monitoring of a few specificelements in an API made without catalysts,atomic absorption may be acceptable.

    For most elements, it is anticipated that ICP-

    OES will be the method of choice. For some, particularly in difficult matrices

    and very low levels, ICP-MS may benecessary.

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    The Standard of QualityTM

    Proposed Next Steps

    Stimuli article prepared by advisory panel. Conference in June/July to gain consensus on

    Levels

    Sample preparation techniques

    Measuring tools

    Work with other pharmacopeias in an effort toreach consensus on levels and scope ofchapter.

    Begin formal chapter revision process.

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    The Standard of QualityTM

    Proposed Next Steps

    The Heavy Metals Chapter impactapproximately 1000 monographs.

    USP realizes that eliminating or replacing thetest for existing compounds and compounds

    late in development is unrealistic. It is believed that many manufacturers are

    already testing beyond the use of and going forward the introduction of new

    methodology will not be overly burdensome. USP will work closely with its stakeholders to

    determine the best way forward from both ascientific and timing perspective.

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