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LEADERSHIP, MORALITY AND ETHICS: DEVELOPING A PRACTICAL MODEL FOR MORAL DECISION-MAKING Alfred W. Kaszniak 1,3 , Cynda H. Rushton 2 , & Joan Halifax 3 1 University of Arizona Tucson, Arizona 2 Johns Hopkins University Baltimore, Maryland 3 Upaya Institute Santa Fe, New Mexico Kaszniak, A.W., Rushton, C.H., & Halifax, J. (2018). Leadership, morality and ethics: Developing a practical model for moral decision-making. MindRxiv. April 17. mindrxiv.org/8qby6. DOI 10.17605/OSF.IO/8QBY6 Introduction: Principled and authentic leadership in all sectors of society, including health, education, business, and finance, requires fundamental shifts in understanding how moral discernment operates. Cultivating leaders who exemplify integrity necessitates grounding in pro-social values, character formation, ethical principles, and contemplative practices that enhance moral decision-making and engaged moral action. The present paper is the product of collaboration between a neuroscientist, an ethicist, and a contemplative exploring issues around leadership, morality, and ethics. It is an exploration on how people in roles of responsibility can better understand how to engage in discernment processes with more awareness and a deeper sense of responsibility for others and themselves. It has been written in a global climate where a practical understanding of how moral decision-making

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Page 1: LEADERSHIP, MORALITY AND ETHICS: DEVELOPING A … · 2019-07-11 · discernment, claims of conscience, ethical principles, and inductive/deductive approaches to moral/ethical reasoning

LEADERSHIP,MORALITYANDETHICS:

DEVELOPINGAPRACTICALMODELFORMORALDECISION-MAKING

AlfredW.Kaszniak1,3,CyndaH.Rushton2,&JoanHalifax3

1UniversityofArizona

Tucson,Arizona

2JohnsHopkinsUniversity

Baltimore,Maryland

3UpayaInstitute

SantaFe,NewMexico

Kaszniak, A.W., Rushton, C.H., & Halifax, J. (2018). Leadership, morality and ethics: Developing a practical model for moral decision-making. MindRxiv. April 17. mindrxiv.org/8qby6. DOI 10.17605/OSF.IO/8QBY6

Introduction:

Principledandauthenticleadershipinallsectorsofsociety,includinghealth,

education,business,andfinance,requiresfundamentalshiftsinunderstandinghow

moraldiscernmentoperates.Cultivatingleaderswhoexemplifyintegrity

necessitatesgroundinginpro-socialvalues,characterformation,ethicalprinciples,

andcontemplativepracticesthatenhancemoraldecision-makingandengaged

moralaction.Thepresentpaperistheproductofcollaborationbetweena

neuroscientist,anethicist,andacontemplativeexploringissuesaroundleadership,

morality,andethics.Itisanexplorationonhowpeopleinrolesofresponsibilitycan

betterunderstandhowtoengageindiscernmentprocesseswithmoreawareness

andadeepersenseofresponsibilityforothersandthemselves.Ithasbeenwritten

inaglobalclimatewhereapracticalunderstandingofhowmoraldecision-making

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worksisessentialinthistimewhentherecanseemtobeanincreasingmoral

vacuuminleadership.

Themeaningsofthewordsmoralsandethicsoverlapincommonusage,though

sometimesconflictingdistinctionsaredrawnbyphilosophersandotherscholars.

Onesimplewayofunderstandingthedistinctionisthat,“Broadlyspeaking,morals

areindividualprinciplesofrightandwrong,andasystemofethicsdealswithsets

ofthoseprinciples.”

<http://www.randomhouse.com/wotd/index.pperl?date=20010813>Theterm

ethicsisoftenusedinreferencetothephilosophicalstudyofmorality.Asystemof

ethics,bysuchusage,hasoverlapwithHaidt’s(2012)definitionofmoralsystems:

“Moralsystemsareinterlockingsetsofvalues,virtues,norms,practices,identities,

institutions,technologies,andevolvedpsychologicalmechanismsthat

worktogethertosuppressorregulateself-interestandmakecooperativesocieties

possible.”(p.314)

Hereweusemoralswhenwearereferringtoindividualprinciplesordiscernment

ofrightandwrong,ethicswhenwearereferringtosets(particularlycodifiedsets)

oftheseprinciples,andmoral/ethicalwhenwearereferringtoboth.Further,when

examiningmentalprocessesthatweseeasinvolvedinmoraldecision-makingand

action,wewilldrawdistinctionsbetweenmoralresonance,moraldiscernment

(including,thoughnotlimitedtomoralreasoning),andmoralaction.Wewillrefer

tomoralresonanceinreferencetoanexpandedperspectiveonmoralsensitivity,

whichhasbeendescribedasthe‘‘abilitytorecognizethepresenceofmoralissuesin

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real-worldsituations’’(Navaez&Rest,1995).Onemeaningofthewordresonanceis

aqualitythatmakessomethingpersonallymeaningfulorimportant.Moral

resonance,aswearedefiningthisterm,involvesasetofprocessesthatdetect

whetherinitialreactionstoaneventarealignedwithpersonallyimportantvalues–

withtheleader’scharacter.Theseprocessesbeginwithattentiontosubtleand

initiallypre-consciousbodilycuesreflectingemotionalbiasesandempathic

resonancewithothers.Thesecuescanalertonetothepossibilityofamoralissue,

andcaninteractwithconscienceandaltruisticdisposition(reflectingvaluesand

character).

Wewillusethetermmoraldiscernmenttorefertothosementalprocessesthatare

primedbymoralresonancetoengageexecutivecontrolprocesses.Theseexecutive

processes,informedbyintentionsaswellassocialandemotionalcontexts,allowfor

pause,situationalreappraisal,andarousalregulation.Theemotionalregulationand

balanceaffordedbyexecutiveprocessesallowsforamodulationofpotentialbiases

inmoralreasoning(involvinginductiveanddeductivelogic,andtheapplicationof

systematicethicalprinciples).Moralreasoningtheninformsmoraldecisionsthat

supportvariouscoursesofprincipledmoralaction(seeRushton,Kaszniak,&

Halifax,2013a).Moraldiscernmentthusalsoappearstoinvolveseveral

distinguishablementalprocesses,mostoftheseoperatingwithinconscious

awareness.

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Inwhatfollows,wearticulateaconceptualandpracticalmoral/ethicalmodel,

motivatedbyrecentscientificinvestigation,tosupportleadersinworkingskillfully

andcompassionatelywiththecomplexitiesthatinevitablyariseastheyengagewith

theirorganizations,others,andthemselves.

Thefocusofthismodelisonhowpeopleprocessmoral/ethicaldecisions,andhow

thisprocessingcanbedonewithgreaterfidelitytomoralresonance,moral

discernment,claimsofconscience,ethicalprinciples,andinductive/deductive

approachestomoral/ethicalreasoning.Thesemodesofprocessing,whichinclude

cognitive,somatic,emotional,andspiritualdimensions,usedifferentcapacities,all

ofwhichareimportantinreachingmorally/ethicallygroundeddecisionsand

engaginginmoralaction.

Unlikesomeearlymodelsofmoralandethicalcognition,thismodelforanapplied

approachtomorals/ethicsfocusesnotonlyonlogicalconceptualreasoning,butalso

takesintoaccountemotionaldeterminantsofmoralbehavior.Theseemotional

determinantsareoftenoperatingoutsideof,andpriortoaleader’sconsciouslogical

reasoningprocesses.Themodelalsoexaminestheleader’sabilitytoaccessvalues,

viewthesevaluesonbothdeepandsynopticlevels,andalignthemwithinasystems

perspective.Anassumptionofthismodelisthatbothconceptualandexperiential

appreciationoftheinterconnecteddomainsweproposeareessentialwhendealing

withthecriticalandcomplexissuesthatleadersfacetoday.

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Itisintendedthattheproposedmodelwillbeapplicabletoleadersatalllevelsin

healthcare,government,education,law,business,andmanyotherareasthatare

bothaffectedbyandcontributetotheglobalconditionsthatareassociatedwithso

muchsufferingintheworldtoday.Thismodel,anditsimplicationsforanew

approachtomoral/ethicaleducation,isgroundedinrecentrelevantscientific

researchandscholarship,aswellasthatconcerningtheconsequencesand

biologicalcorrelatesofcontemplativepracticesthatcanenhanceprincipledmoral

action.Thefollowingsummaryofscientificresearchandscholarshipisnotintended

tobeanexhaustivereview,butratherendeavorstohighlightrepresentative

publishedworkthattheauthorsviewasmostrelevantformoral/ethicalleadership.

ScientificResearchandScholarshiponMoralResonance,MoralDiscernment

andMoralAction:

Untilthelastdecadeofthe20thcentury,thepredominantapproachtoascientific

understandingofmoralityexamineddevelopmentaltheoriesthatplacedtheir

emphasisonconsciousreasoningprocessesinadultmoraldecision-makingand

action(e.g.,Kohlberg,1969).Fromthisperspective,individualsuselogicasameans

toresolveconflictsbetweencompetingpossibleactionsandmoral/ethicalclaims.

Usingbothinductiveanddeductiveinferences,individualsevaluatecertain

premisestoreachconclusionsaboutpropermoralaction.

Althoughsocialprocessesareembeddedinsuchcognitiveapproachestomoral

discernment,theinterpersonalandsocialelementsarenotclearlydifferentiated.In

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hergroundbreakingcritiqueofKohlberg’sreasonedjusticeorientationasthe

foundationofethics,CarolGilliganintroducedtheinterpersonal,emotional,and

socialaspectsofethicsinwhatisnowknownasanethicofcare(Gilligan,1982,

1988).Careethicsassertthatmoralinquirybeginswithone’sownexperience

ratherthanfirstappealingtoaprioriprinciples,externalnorms,orstandards.It

emphasizessubjectiveexperientialphenomenasuchasempathyandfeltrelational

bondsashavingcompellingmoralmeaningandconsequentmoralclaimsand

duties.Withoutdiminishingtheroleofmoralreasoning,anethicofcareemphasizes

theaffective,relational,andcontextualelementsofmoralityaspracticesof

responsibility,fromtheimmediateandpersonaltothelargerdomainsofcitizenship

andpublicpolicy.(Hamington,2010;Held,2005;Held&CityUniversityofNew

York,2014;Mohammed&Peter,2009;Walker,2008).Thisisaninterestingand

importantperspectivetobringtobearontheissueofmoralleadership.

Amajorpremiseofanethicofcareisaworldviewthatrecognizesthe

interconnectionandinterdependenceofallbeingsandthings,andwithita

responsibilitytoappreciatetheimpactofactiononothers,particularly

disenfranchisedandvoicelessstakeholders,orevenenvironmentaldimensions.

Walker(2008)identifiesfouressentialelementsofanethicofcare:1)

Responsivenesstohumanneeds,2)Responsiblecompetenceinattendingtohuman

needs,3)Valuinghumanconnectionandrelationship,and4)Valuingtheworkand

responsibilitiesofcare.Thepresentauthorswouldaddtothesefourelementsa

fifth:Valuinghumaninterconnectionswiththeenvironmentandresponsible

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competenceinstewardingourenvironment.Takentogethertheseelementscreatea

broaderfoundationforappreciatingthecomplexity,moraltrade-offs,andcontours

ofintegrity-preservingaction.

Relatedtothisisanincreasingrecognitioninthecognitivesciencesand

neurosciencesoftheimportantrolesofemotionandnon-consciousprocessesinall

decisionmaking(e.g.,Damasio,1994;1999),includingmoraldiscernment

(Liljenquist,Zhong,&Galinsky,2010;Narvaez,2014;Zhong,Bohns,&Gino,2010).

Moralresonanceandmoraldiscernmentarestronglyinfluencedbytypicallypre-

consciousemotionalinfluencesthatareoftenmorepowerfulthanrational

reasoning(forreview,seeHaidt,2012).Theseemotionalinfluencesinclude

feedbacktothebrainfrombodilyprocessesthatarerapidlyactivatedinemotion

(Haidt,2001;Greene&Haidt,2002).Thesebodilyprocesses,suchaschangesin

heart-rateandrespiration,preparethebodyfortakingaction,andseveralmaybe

subjectivelyperceivable(termedinteroception)andmadeavailabletoother

consciouscognitiveprocesses,whenbroughtintoawareness(forreviewofrelevant

researchandscholarship,seeFarbetal.,2015).Researchincognitivesciencehas

madeitclearthatactivityofthebodyplaysanintegralroleincognitiveprocesses

(Barsalou,2008).

Ourbodiesthusappearcapableofprovidingwhatcanbethoughtofasearly

warningsystemsthatalertustothreats,challenges,biases,orviolationsofintegrity,

informconscienceandprincipledmoralaction,andinformtheexperienceofmoral

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congruence-afeltsenseofdispositiontowardaltruism,andmoralelevation.

Greaterattentiontothebodilycuesassociatedwithsuchmorally-relevantissuesas

pre-consciousbiasesandviolationsofintegritythusappeartohavethepotentialof

counteringwhathasbeentermed“ethicalfading,”(Tenbrunsel&Messick,2004),

wheredecisionmakersallowmoral/ethicalissuestofadeintothebackground,

ceasetobefeltasrelevant,andnolongerperceivethem.

Thereiscorrelationalevidencethatpersonswhoself-reportgreatermindfulness

(open,non-judgmentalattentiontoandawarenessofwhateverisoccurringinthe

presentmoment)intheirdailylivesalsoreportthattheyaremorelikelytoact

ethically,upholdethicalstandards,anduseaprincipledapproachtoethicaldecision

making(Ruedy&Schweitzer,2010).Self-reporteddegreeofmindfulnessindaily

lifewasalsocorrelatedwithlesscheatingonabehavioralmeasureofunethical

behavior(Ruedy&Schweitzer,2010).Inaddition,thereappearstobeakindof

upwardmoralspiralinorganizationswhenleadersserveasexamplesofmoral

excellence.Asreviewedbelowinthediscussionofmoralintentions,thereis

evidencethatleaderswhomanifestmoralexcellenceintheirfairnesswithothers

andtheirself-sacrificeengendermoralelevationandgreatercommitmentamong

theirfollowers(Vianello,Galliani,&Haidt,2010).

Theneuralarchitectureofmoralcognitionappearstoinvolveaconvergenceofboth

pre-consciousandconsciousemotional,physical,social,andcognitiveprocessing

networksevolvedtosupporthumansinnavigatingtheintellectual,social,material,

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andmorallandscapeoftheirlives(Bzdok,Gross,&Eickhoff,2014;Helion,2014;

Mathews&Bok,2014;Tangneyetal.,2007).Agrowingbodyofresearchonthe

neuralcorrelatesofmoralityhassuggestedthatourmoralsenseistheresultofan

integrationofconsciouscognitiveprocesseswithseveralprimarilypre-conscious

processesinvolvedinemotionalresponsestosocialsituationsandempathic

attunementtothebehaviorandintentionsofothers(forreview,seeMarazziti,

Baroni,Landi,Ceresoli,&Dell’Osso,2013).

TheEvolutionaryRolesofDisgust,Fear,andSocialCooperationinMoral

Resonance:

Moralresonanceandmoraldiscernmentappeartohavesomeoftheirevolutionary

originsandbiologicalcorrelatesintheemotionsofdisgustandfear(Wicker,etal.,

2003).Humansandotheranimalsshowquickaversiontoanythingthatposesa

threatofharm.Disgustisparticularlyelicitedbysights,smells,andsoundsthat

signalthethreatofdisease,suchasexcrement,indicatorsofinfection,deadbodies,

spoiledfoods,andparticularanimals(Curtis&Biran,2001;Oaten,Stevenson,&

Case,2009).Aregionofthebrain’scerebralcortexenfoldeddeepwithinthefissure

separatingthetemporalandfrontallobes,calledtheanteriorinsula,hasbeen

showntobeactivatedwhenapersonisexperiencingdisgust,andwhenseeing

others’facialexpressionsofdisgust(Phillipsetal.,1997).Stroke-relatedbrain

damageinvolvingtheinsulahasbeenshowntoresultinbothdecreasedresponses

todisgust-inducingsensorystimuli,anddifficultydiscriminatingdisgustfacial

expressionsfromthoseofotheremotionssuchasanger(Calderetal.,2000).

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Theanteriorinsularcortex(AIC)receivesvisceral(fromtheinternalorgans)and

visualinputandisinvolvedinautonomicnervoussystemresponsesthataffect

visceralactivity(Wickeretal.,2003).TheAIChasbeenfoundtobeinvolvedina

numberofmental/behavioralphenomena,fromvisceralandsexualfeelings,to

maternallove,craving,decision-makingandsuddenexperiencesofinsight.Such

observationshaveledtotheorizingabouttheimportanceof“embodiment”

(consciousandnon-consciouseffectsofvisceralandotherbodilyfeedbacktothe

brain)inmentalprocesses(e.g.,Farbetal.,2015),andithasbeenproposedthatthe

AICmakesafundamentalcontributioninallconsciousawareness(Craig,2009).

GiventheseobservationsregardingtheAIC,itisnotsurprisingthatdisgustoften

produceschangesinthebodilyreflectionsofautonomicnervoussystem(ANS)

responses,includingdecreasedheart-rate,bloodpressure,andskinconductance,

alteredstomachactivity,andchangesinrespiration(Meissner,Muth,&Herbert,

2011;Ritz,Thons,Fahrenkrug,&Dahme,2005).Thereisalsoacharacteristicfacial

expressionofdisgust,whichappearstomanifestacrosscultures(Ekman,Friesen,&

Ellsworth,1972).Further,seeinganother’sfacialexpressionofdisgust,elicits

activityinthosesamebrainregions(includingtheAIC)thatareactivatedwhenone

experiencesdisgustoneself(Wicker,etal.,2003).

Asecondemotionisrelevanttoconsiderinregardtomoralresonance.The

physiological,experiential,andbehavioralcomponentsofthefearresponseare

initiatedwhenaneventisappraised(consciouslyornon-consciously)asapotential

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threat.Theamygdala,analmond-shapedbrainstructuredeepintheforwardpartof

thetemporallobes,andconnectedbrainstructuresplayanimportantroleinthe

rapiddetectionofwhatissalienttotheindividual(Cunningham&Brosch,2012;

Santos,Mier,Kirsch,&Meyer-Lindenberg,2011),oftenpriortoconscious

awarenessoftheevent.Salienteventscanbepotentialthreats,potential

affordances/opportunities,orsomedegreeofacombinationofthesevalences(i.e.,

ambivalent).Thedetectionofsalience,anddeterminationofthesalientevent’s

valenceareinfluencedbytheindividual’smotivationsorneeds(e.g.,hunger,thirst,

socialaffiliation,etc.).Absentarelevantneed,aneventmightnotbedetectedas

salient,andhenceignored(i.e.,respondedtowithindifference).

Asaconsequenceofsaliencedetection,attentionisfocusedontheeventandvarious

biologicalprocessesaresetinmotionthatprepareforaversion(tothreat),

approach(toaffordance/opportunity),orconfusion(toambivalence).Forexample,

ifthesalienteventisappraisedaspotentiallythreatening,theamygdalainitiates

multiplecomponentsofthefearresponse,whichincludeautonomicarousaland

neuroendocrinerelease(seeAdolphs,2013).Fearalsonarrowsandbiasesattention

tothepotentialthreats(Harrison,Hurlemann,&Adolphs,2015;Todd,Talmi,

Schmitz,Susskind,&Anderson,2012),andmayinterferewithempathicconcern

andpro-socialemotionsandbehavior(Cikara&Bavel,2014;Harrison,Hurlemann

&Adolphs,2015).Forexample,aleaderencounteringacolleagueoremployeeofa

differentracial,cultural,religious,orpoliticalgroupmightautomaticallyandpre-

consciouslyappraisethisotherasposingapotentialthreat,basedonpriorcultural

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orfamilialconditioning.Theresultantbiologicalprocessesoffeararousalwould

narrowandbiastheleader’sattentiontoonlythoseactionsoftheotherpersonthat

seemtoconfirmthepotentialforthreat.Asaresultofthisbiasingofattention,the

leadermightnotregisterfacialorotherindicatorsoftheother’sdistress,andhence

notexperiencetheempathicresonancethatwouldgiverisetoconcernand

compassionateaction.

Ithasbeenarguedthatdisgustandfearmayhaveanimportantroleincertain

aspectsofmoralityandethics.Forexample,Tybur,Lieberman,andGriskevicium

(2009)describethreefunctionaldomainsofdisgust:pathogendisgust,leadingto

avoidanceofinfectiousorganisms;sexualdisgust,leadingtoavoidanceofpotentially

dangeroussexualpartnersandbehaviors;andmoraldisgust,leadingtoavoidance

oftheviolationofsocialnorms.Remindersofphysicalcleanlinesscaninfluence

moralandpoliticalattitudes(Helzer&Pizarro,2011),andpersonswhoaremore

likelytoexperiencephysicaldisgustarealsomorelikelytoexperiencemoral

disgust(Jones&Fitness,2008),consistentwiththesedifferentkindsofdisgust

sharingcommonbiologicalprocesses.Althoughmoraldisgustmayleadto

principledmoralaction,disgustcanalsoleadtohorrificallyimmoralactions.When

inwarsorethnicconflicts,personsofaparticulargrouparedehumanizedand

likenedtovermin,cockroaches,orotheranimalsthatelicitpathogendisgust,then

atrocitiessuchas“ethniccleansing”orgenocideareoftentheoutcome(seeSemelin,

2007).Dehumanizationofpersonsinparticulargroupsmayalsoresultinreactions

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ofdisgustthatmanifestinlessdramatic,butequallyharmfulsystemicviolence,such

asracialdiscriminationandsexism.

Moraldiscernmenthastraditionallybeenconsideredtobeshapedbysocialnorms

andstandardsmotivatedbynon-selfishconsciousconsiderationssuchasrespectfor

others,concernfortheirwell-being,andfairness/impartialityinintentions.Thereis

researchsupportingthisperspective(Fehr&Fischbacher,2004).However,

preconsciousmentalprocesses,involving,forexample,disgustandfear,canoccur

beforeandinfluenceconsciousmoraldiscernment(David&Olatunji,2011).Thisis

particularlyrelevantforpre-consciousprocessesthatcanoperateinthesphereof

theleadershipexperience.Fortheleaderwhoisinteractingwithothersofdifferent

gender,race,culture,orbackground,priorconditioningcaninitiatepre-conscious,

andthereforeunrecognizedbiasesrelatedtodisgustandfear.

Thevalueoffearandanxietyasevolutionarysurvivalmechanismsiswell

understood,buttheadaptiveutilityoftheseemotionsisprimarilyinmanaging

shorttermthreats.Inthelongterm,whenrepeatedlyorpersistentlyactivated,they

canbedestructive.Forexample,thecorrelationobservedbetweendegreeofair

pollutioninU.S.citiesandincreasesincriminalandunethicalbehaviorappearsto

bemediatedbyanxiety(Lu,Lee,Gino,&Galinsky,2018).Fearandanxietycanalso

overwhelmotheremotions,deprivingleadersoftheirfullemotionalcapabilities,

thoughtheimpactisnotexclusivelyemotional.Fearandanxietycanincurlong-

lasting,sometimesdisablingandevenlife-threateningimpairmentsthatmay

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markedlylimittheabilityofaleadertodevelopandexerciseothercapabilities.

(Armony&Vuilleumier,2013;Deppermannetal.,2014;Kalin,Shelton,&Davidson,

2004;Maren&Phan,2013;Pittenger&Duman,2007).Forexample,theleaderwho

worksinanenvironmentthatisdrivenprimarilybyefficiencycanchronically

engagefear-based,anxiety-riddledresponsestoBoardimprimaturs,inorderto

demonstratereturnoninvestmentcalculationsthatmayfailtoaccountforthe

contextoftheorganization’smission.Insuchcircumstances,burnoutcanoccur,

numbingtheleader’sabilitytonotice,respondto,andtakeactiontoupholdthe

broaderorganizationalvalues.Casesofmoralinjuryanddistresssuggest,for

example,thatalthoughthereishighvariabilityinindividualsensitivity,biological

andenvironmentalmoralstressorscaninducealossofmoralfunctionality

(Boudreau,2011;Brock&Lettini,2012;Glannon,2011;Hunt,2011;Litzetal.,2009;

Maguen&Litz,2012;C.Shay,2009).

Inadditiontothecontributionsofdisgustandfear,thereisevidencesupportingthe

conclusionthathumanmoralityalsohasevolutionarygroup-levelnaturallyselected

originsinmotivesandskillsforcooperatingwithothers,influencedbysociocultural

contextsandinteractions(Haidt,2012;Tomasello&Vaish,2013;Warneken&

Tomasello,2009).Asobservationsofhumanevolutionarycousinssuchasthegreat

apeshavesuggested,ourevolutionaryancestorslikelylivedinsocialgroupswith

empathy,variousemotions,gratitude,andasenseoffairnessinfluencingsocial

behavior(deWaal,1996),eventhoughsuchancestorsdidnotseemtoshow

processeswewouldidentifyasconsciousmoralreasoning.

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Agrowingbodyofresearchsupportstheconclusionthatevolutionhasshapedour

presentbiologyandpsychologynotonlybysurvivalofthefittest,butalsobygroup-

level“survivalofthekindest”(seeHaidt,2012;Keltner,2009),resultinginaninnate

capacityforcooperationandaltruism(seealsoRicard,2015).Accumulating

researchdemonstratesthatgreaterhappinessandsatisfactionisproducedby

altruisticactionsthanbythosethatareegocentric(seeDiener&Seligman,2002).

Ourevolvedaltruisticdisposition,akindofbasicgoodness,isthusbothan

importantaspectofconscience,andperhapsthemostsignificantcontributorto

personalhappiness.

Themoralrelevanceofourevolvedcapacitiesfordisgust,fear,andsocial

cooperationcanbeappreciatedbyreflectingonhowtheserelatetothemost

commondimensionsofmorality.Haidt(2012),basedonsurveysconductedby

himselfandcollaborators,describesdimensionsofthemoralspectrumasincluding:

1)harm/care,2)fairness/reciprocity,3)ingroup/loyalty,4)authority/respect,and

5)purity/sanctity.Thefirstthree(Harm/care,fairness/reciprocity,and

ingroup/loyalty)wouldappeartobemoststronglyrelatedtosocialcooperation,

whileauthority/respectmightalsorelatetofear,andpurity/sanctitytodisgust.As

Haidtandcolleaguesalsohavefound,thesedimensionsofthemoralspectrum

differentiallyrelatetoindividualdifferencesinworldviewthatareassociatedwith

politicalidentification(i.e.,liberalversusconservative).Thereisevidencelinking

suchdifferencestofearanddisgustreactivity.Forexample,conservativeshave

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beenfoundtobemoreeasilydisgustedthanliberals(Inbar,Pizarro,&Bloom,

2009),andshowhigherthreatsensitivity(Jost,Glaser,Kruglanski,&Salloway,

2003).Thesedifferencescanbeobservedearlyinlife.Forexample,BlockandBlock

(2006)foundthatwomenwhoidentifiedasliberalswhenadultshadbeenearlier

ratedbynurseryschoolteachersasshowingtraitsconsistentwithnovelty-seeking

andthreatinsensitivity.

Itshouldbenotedthatthepracticalapplicationsofthemodelwehavedeveloped

herewillnotlikelyresolveintergroupdifferencesinworldview,political

orientation,andassociateddifferencesinthosemoraldimensionsthataremost

salientandaremostlikelytoelicitmoralreactivity.However,practicalimplications

ofthemodelmayfacilitategreaterclarityandadecreaseinunrecognizedbiasesin

moraldecision-making.Inaddition,havingaframeworkinwhichtounderstandthe

moraldecision-makingofanothermayfosterlessreactivityinface-to-face

interactionswithanotherwhoinitiallyseemsthreateningorunfamiliar.

EmotionandRationalCognitioninMoralResonanceandMoralDiscernment:

Mind-brainprocessesinvolvedinmoralresonanceandmoraldiscernmenthave

beeninferredfromtheresultsofstudiesemployingmoraldilemmascenarioswhile

simultaneouslyrecordingbrainactivityviafunctionalmagneticresonanceimaging

(fMRI).Commonmoraldilemmascenariosposesituationsinwhichtheparticipant

mustdecidewhetheritismorallyacceptabletosacrificeoneindividual’slifetosave

thelivesofseveralothers.Suchresearchhassuggestedthatindividualsare

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influencedbybothemotionalandcognitive/rationalfactorsinmakingmoral

discernments.Brainareasassociatedwithemotional/socialprocesses(e.g.,medial

prefrontalcortex(MPFC),posteriorcingulate/precuneus,superiortemporal

sulcus/temperoparietaljunction)andwithconsciousabstractreasoning(e.g.,

dorsolateralprefrontalcortex)andcognitiveexecutivecontrol(e.g.,anterior

cingulatecortex,ACC)areactivatedwhenpersonsmakejudgmentsofmoral

acceptabilityinresponsetothesekindsofmoraldilemmascenarios(Greene&

Haidt,2002).

Thecontributionsofemotionalprocessesappeartobepredominantwhenamoral

dilemmaisexperiencedas“personal”(Greene,Nystrom,Engell,Darley,&Cohen,

2004).Greenetal.(2001)identifypersonalmoraldilemmasasthosethatmeet

threecriteria:(1)themoralviolationmustbelikelytocauseseriousharm;(2)the

harmmustbetoaparticularpersonorgroupofpersons;and(3)theharmmustnot

resultfromdeflectionofanexistingthreatontoadifferentparty.Leaders,for

example,mayconfrontsuch“personal”moraldilemmaswhentheymustmake

decisionsregardingtrade-offsnecessarytobalancetheorganization’sbudget.

Executivesneedtotaketheperspectiveofthosewithoutauthorityinfluenceor

staturetounderstandtheimpactofbudgetdecisionsonothers.Iftheleader

identifieswithothersinexecutiveroles,theleadermayfailtoappreciatethe

significanceoftheimpactofbudgetcutsonthosewhodonotenjoythesame

authorityorinfluencewithintheorganization.Discernmentinresponsetomoral

dilemmasthatdonotmeetthecriteriadescribedbyGreen,etal.(2001)appearsto

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bemorestronglyinfluencedbyprocessesofconsciousabstractreasoningand

cognitivecontrol(Greeneetal.,2004).Examplesherewouldincludetheapplication

ofsystematizedethicalprinciples,values,andnormstoorganizationalpolicy

developmentorbudgetallocations.

TheRoleofIntentionsinMoralDiscernment:

Intentionreflectsagoal,purpose,oraimanindividualiscommittedtobringing

about-anaimorstandardthatguidesaction.Thereiscontroversyregardingthe

relationshipbetweenintentionsandbeliefsandwhetherintentionissufficientto

guideaction(seehttp://plato.stanford.edu/entries/intention/).Priorornormative

intentionsthatarealignedwithvaluesandbeliefs,suchasbringingaboutthe

greatestgoodforthoseaffectedbyadecisionoraction,canofferausefulcognitive

toolinappraisingethicallycomplexsituations.However,itisimportantto

distinguishone’sintentionsfromwhatoneactuallydoes.Forexample,aleadermay

intendtobringaboutgoodoutcomesforthecompany,butmayormaynotactin

accordancewiththoseintentions.Onepotentiallyfruitfulapplicationofintentionin

leadershipinvolvespausingtoreconnecttoone’sbeliefsandvalues(suchas

reducingharmsandbenefittingothers)andexaminingthecoherenceand

consistencyinone’sintentionsandactions.

Ithasbeenfoundthatparticipantsinstudiesinvolvingmoraldilemmascenarios

placeastrongemphasisontheinferredintentionofanactorwhendiscerning

whetheranactionismorallyacceptable(Greeneetal.,2009).Thediscernmentofa

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leaderaboutwhetherornottheactionsofcolleaguesandemployeesaremorally

acceptableisthusinfluencedbyhowtheleaderconstruestheseothers’intentions.

Similarly,asalreadynoted,theleader’sengagementinprincipledmoralactionmay

beinfluencedbytheleader’sownintentions.Theleader’sintentions,andinferences

abouttheintentionsofothers,arethusimportantcomponentsofmoral

discernment.Intentionisstronglyinfluencedbyculturalconditioningandmessages

affectingtheleader’sworldview,values,andcharacter,allofwhichareintegral

aspectsofconscience.Asdescribedbelow,theleader’sviewofreality,including

viewsrelatedtoselfandother,permanence/impermanence,

interconnectedness/interdependence,causalityandconsequentiality,andsoonall

contributetoasenseofresponsibilityandanethicofcare.

Insocialpsychologicalexperimentswithinnaturalworksettings,ithasbeenfound

thatleaders’interpersonalfairnessandunselfishness,reflectingtheiraltruistic

dispositionandintention,powerfullyelicitasenseofmoralelevationintheir

followers.Further,thissenseofmoralelevationwasfoundtofullyaccountfor

followers’organizationalcitizenshipandemotionalcommitmenttotheorganization

(Vianello,Galliani,&Haidt,2010).

ConscienceinMoralResonance:

Conscienceisaninnerfeelingorintuitionthatcanbeviewedasa“…barometerfor

appraisingintentions,actsorbehaviorsasmorallypraiseworthyormorally

culpableinrelationtoamoralidealorstandard”(Beauchamp&Childress,2013).It

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involvesaself-reflectiveprocesstodiscern,forexample,whatisobligatoryor

prohibited,thedegreetowhichvariousactionsarealignedwithanaltruistic

disposition,andwithwhatonebelievestobevirtuous,honorableor

malicious/hurtful,andone’smoralstandingandcharacter.Theinitiationofthis

processprobablybeginspre-consciously,fromsubtlebodilycuesaccompanying

empathicresonancewithanother’semotionalexperience,conditionedbythe

leader’sworldviewandexperienceofself(seeDambrun&Ricard,2011).Included

ininitiationofconscienceisalsodetectionandinterpretationofthefeelingsand

somatic/physiologiccuesassociatedwithalignment(e.g.balanced,atpeace,

resolute)orviolationofintegrity(e.g.shame,guilt,remorse).Thisprocessof

appraisalinformstheleader’schoicesaboutwhatisrequiredinresponse—either

actionorinaction.

Thereisgrowingevidencethatconscienceisfarmoresocialandemotionalthan

wouldbeexpectedfromperspectivesthatassumehighlyindividuated,autonomous,

self-containedrationalactors.Auniquelyhumanprojectis“themoralmakingofthe

world,”exploringthemoralcategoriesbywhichweapprehendtheworld,themoral

communitiesweconstruct,themoralsignificationofaction,themorallaborof

agents,theproductionofmoralsubjectsandthemoralvalues,issues,debates,and

vocabulariesthatconstitutemoralthoughtanddiscourseattheindividualand

collectivelevels(Fassin,2012).

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Conflictsofconscience,thatis,detectingdissonanceorincongruenceofone’svalues,

commitmentsorcharacter,therebyimperilingintegrity,canbeassociatedwitha

broadrangeofmoralharms.Thesecanrangefromtemporaryfeelingsof

frustration,anxiety,angerorsadnesstomoreintense,sustainedfeelingsofguilt,

remorse,lossofself-respect,lossofidentity,self-betrayalormoraldistress

(Rushton,inpress,b).Afailuretoadjudicatethedissonanceorincongruencecan

erodeintegrityandproduceavarietyofdetrimentalphysical,emotional,behavioral

andspiritualconsequences,particularlyifthisissustainedandrepeated(Carse&

Rushton,2017).Conceivably,habituallyoverridingthesignalsofconsciencecan

leadtodampeningtheirstrengthwhenoccasionsthatthreatenintegrityarise.

Embracingthecallofconscienceisvitalforleaderswhoarecommittedto

preservingorrestoringtheirintegritywhenchallengedorthreatened.Attentionto,

andinquiringintothemeaningandsignificanceofthesomaticandemotionalcues

ofconscienceengagesothermentalprocessestohelpclarifypathwaysfor

principledmoralaction.

TheSocial,Emotional,RelationalandOrganizationalContextsofMoral

ResonanceandMoralDiscernment:

Moral/ethicaldecisionsandbehavioroccurwithinsocialcontexts,whetherfamily,

informalgroups,ororganizations.Thesecontextsinfluencemoralresonanceand

moraldiscernment.Humansappeartopossessinnatemoralcapabilitiesandare

socializedinculturallydifferentiatedways.Anelementofthemoraldevelopmentof

individualsinvolvesparticipationinmoralcommunities.Dominguez(2015)

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describestheneuralcorrelatesofmoralagencyas“...foundbeyondtheconfinesof

asinglebrain:inthecomingtogetherandinteractingofacommunityofbrains,in

theshapingofthemoralbrainbythesocialfieldandculture,andintheworkingsof

aneurocognitivesystemthatevolvedtoabsorb,reproduce,andcontributetoshared

worldsofmeaning”(Dominguez,2015,p.289).Suchcollectivemoralitycan

producegreatercoherencewithsharedmoralvalues,orcanleadtoacollective

”moralblindness”toissuesthatviolatewidelyrecognizedmoralvaluessuchas

compassion,dignityandfairness.

Socialecologicalframeworkshavebeenwidelyadaptedwiththerecognitionthatno

singlefactorcanexplainorpredictaparticularphenomenon(Baronetal.2014;

Fleury&Lee2006).Giventhecomplexityoftheenvironmentswhereleadersserve,

anunderstandingofthedynamicinterplayamongthedimensionsthatinfluencethe

culture,workenvironments,andintimaterelationshipswheremoral/ethicalissues

ariseisnecessary.Achievingamoral/ethicalcultureisaboutachievingashared

purposeandperspectiveaswellasorganizationalstructuresthatdrivedecisions

thatareconsiderateandrespectfulofindividualsandarangeofperspectives.

Whenissues,suchasverticalandhorizontalviolence,underminecongruence

betweenindividualandcollectivevaluesandbehaviors,andorganizational

processesandstructures,individualandorganizationalintegritycanbe

undermined.Theseorganizationalelementsaresituatedwithinabroader“culture”

thatreflectstheringsofinfluenceoutsidetheorganizationalcontextand

encompasseslargeraspectsofsocietyincludingeconomic,socialpolicy,andother

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mega-influencers.Theseaspectsaffectindividualleaders,forexample,when

structuralinequalitiescreatedifferencesinaccesstocertaingoodsandservices—

thatis,involvingissuesofsocialanddistributivejustice.Theselargerinfluences,if

theysupportethicalbehaviorsanddecision-makingattheindividuallevel,arevital

forsupportingindividualmoralagencyandcollectivemoralresponsibility(Rushton

&Sharma,inpress,a).

Socialandorganizationalcontextsinwhichaleaderissituatedcanalsoaffectthe

leader’semotionalexperienceandmood,inbothpositive(e.g.,happiness,serenity)

andnegative(e.g.,anger,fear,despondency)directions.Suchemotional/mood

consequencesofsocialandorganizationalcontextsaffectthescopeofwhataleader

willlikelyperceivetobepossiblechoicesformoralaction.Whenpositive

emotion/moodispresent,individualsperceiveawiderrangeofpossibilitiesfor

action(Fredrickson&Branigan,2005).Positiveemotion/moodalsosetsinto

motionupwardspiralstowardenhancingemotionalwell-beingoftheleaderand

othersinthesocialgroupororganization(Fredrickson&Joiner,2002).

However,socialandorganizationalcontextscanalsoworkagainstindividualand

collectivemoralagencyandresponsibility.AsnotedinaNewYorkTimesOp-Ed

columnbyDavidBrooks(2016),“Whenwebuildacademicdisciplinesandsocial

institutionsuponsuppositionsofselfishnesswe’remissingthemotivationsthat

drivepeoplemuchofthetime.Worse,ifyouexpectpeopletobeselfish,youcan

actuallycrushtheirtendencytobegood.”

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Brooksdrawsseveralexamplesinsupportoftheseassertionsfromthosethatare

providedbySamuelBowles(2016)inhisbook,TheMoralEconomy.Bowles’

scholarshiprevealsthatethicalandaltruisticmotivescanbe“crowdedout”by

messagesfromthelargerculture,itsinstitutions,andworkplaces,conveyedby

varioustangible(oftenmonetary)rewardsandpunishments.Thesemessages

communicatethatlimitedself-interestistobeexpected,orthattheindividual

cannotbetrustedtoactinwaysthatconsiderprosocialvaluesandthegreatergood

forbothselfandothers.Inaddition,asnotedabove,socialandorganizational

contextsthatengendernegativeemotionalexperiencealsonarrowtherangeof

whatareperceivedpossibilitiesforaction(Fredrickson&Branigan,2005).This

narrowingofperceivedpossibilitiespotentiallyblindstheleadertoavailablemoral

actionsandwaysofresolvingmoralconflicts.Withoutconsciousattentiontothe

pervasivenarrativethatisconveyedverballyandbehaviorally,leadersmay

inadvertentlyreinforcemessagesthatservetounderminetheintegrityof

individualsandtheorganization.(Rushton&Sharma,inpress,b)

TheImpactofHighEmotionalArousalonMoralResonanceandMoral

Discernment–TheRolesofEmpathicandMoralDistress:

Forthoseleaderswithinorganizationsthatservepersonswhoaresuffering,

includinghealthcare,socialservice,legal,educational,andsomebusiness/financial

organizations,empathicdistress(feelingdistressinseeinganother’ssuffering)and

empathicover-arousal(unpleasanthighphysicalarousalinseeinganother’s

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suffering)areasignificantrisk.Empathicdistress/over-arousalcanresultin

behavinginwaysthatareself-focused(Batson,Early,&Salvarani,1997),primarily

concernedwithreducingone’sownunpleasantover-arousal,includingwaysthat

ignoretheotherperson’sneedsandthuspotentiallyinterferewithmoralresonance

andmoraldiscernment.Aparticulartypeofmoralsuffering,moraldistress,has

beendefinedas“anguishoranxietytiedtoasenseofimperiledintegrity,

experiencedunderconditionsofconstraintorduress”(Carse&Rushton,2017).

Moraldistresscanoccurinalltypesoforganizations,insituationswherethemoral

discernmentsofdifferentpartiesareinconflict,orwhereanindividual’smoral

discernmentisinconflictwithinstitutionalpolicies,resourceconstraints,or

managementdecisions(Rushton,Kaszniak,&Halifax,2013a;2013b;Rushton,

Caldwell,Kurtz,2016).Particularlywhenaccompaniedbyemotionalover-arousal,

moraldistresscaninhibitclarityofmoraldiscernmentthroughemotionaleffectson

thebiasingofattention(seeYiend,2009).Moraldistressinworksettingshasbeen

associatedwithlong-termpsychologicalconsequencesandburnout(Allenetal.,

2013).Forthesereasons,itishelpfultoexaminetheprocessesbywhichempathic

andmoraldistressoccur.

Humansareattunedtoandautomatically/spontaneouslymimictheemotional

arousalanddistressofothers,beginningasyoungassixmonthsofage.This

spontaneousmimicryisreflectedbysuchindicesasrespondingtopupilsize

observedinotherpeoplewithcorrespondingchangesinthechild’sownpupilsize

(Fawcett,Wesevich,&Gredeback,2016).Adultsshowspontaneousandinvoluntary

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mimicryofthefacialemotionalexpressionofanother,evenwhenthatfacial

expressionisshownveryquickly,andimmediatelymaskedbyasubsequentneutral

face,sothattheother’sfacialemotionalexpressionisnotconsciously

registered/reported(Dimerg,Thunberg,&Elmehed,2000).Thisspontaneous

mimicryappearstoinvolvebrainsystems,referredtoas“mirrorneurons”

(Rizzolatti&Sinigaglia,2008),inwhichthesameneuronalprocessesactivated

whenweengageinaparticularintentionalactionareactivatedwhenobservinga

similaractionshownbyanother.Whenweseeanotherinpainanddistress,this

“mirroring”alsoinvolvesbrainsystemsthatreflecttheemotionaldistressthat

accompaniesourownpainexperience,includingitsmanifestationsinthebody

(Lamm,Batson,&Decety,2007).Thesebrainprocessesareconsideredbyseveral

contemporarysocialneuroscientiststobefoundationaltohumanempathy(e.g.,

Decety,2007).

Forbothhumansandseveralotheranimals,empathic“resonance”withanother’s

distressoftenleadstowhathasbeentermed“empathicconcern,”orcompassion,

understoodasempathyaccompaniedbyintenttodecreasetheother’ssuffering(De

Waal,2008).Empathicconcernhasbeenshowntobeasignificantpredictorof

helpfulbehaviorinsocialinteraction(Winczewski,Bowen,&Collins,2016).

Empathicconcernisthusanimportantcontributortomoralresonanceinsituations

involvingthesufferingordistressofothers.

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However,empathycansometimesleadtoempathicdistress,particularlywhenthe

physiologicarousalofempathyisveryhigh,termedempathicover-arousal

(Eisenberg,2002).Empathicover-arousaloftenresultsinthepersonwhois

experiencingempathicdistressnotattendingtoorcomingtotheaidofadistressed

other,focusinginsteadonstrategiestoreducetheirowndistress(Eisenberg,2002).

Incontrast,whenemotionalarousalisregulatedthroughexecutivebrainsystems

thatdirectattention,inhibitimpulsiveaction,andplanalternativeresponses,then

empathicconcernismorelikelythanempathicdistress(seeEisenberg&Eggum,

2009).Burnoutinhelpingprofessionalsandothersmayreflect“empathyfatigue”

(fromrepeatedempathicdistress)andnotwhatisoftenreferredtoas“compassion

fatigue”(e.g.,Figley,1995).Compassion,reflectingattentionalstability,emotional

balance,andlovingdeterminationtohelpthosewhosuffer,isassociatedwith

positiveemotion,andappearsnottofatigue(seeRicard,2015;Halifax,2018).

Experimentshaveshownthatempathicdistress,ratherthanempathicconcernand

compassion,ismorelikelywhensomeoneistakingaself-focusedperspective,and

nottakingtheperspectiveofthedistressedother(Batson,Early,&Salvarani,1997).

Thisoftenreflectsdifficultyindisengagingfromone’sownself-focusedperspective

andshiftingtotheperspectiveoftheother(Royzman,Cassidy,&Baron,2003).

Moregenerally,self-centeredpsychologicalfunctioninghasbeenrelatedtogreater

degreesofexperiencedunhappiness(forreview,seeDambrun&Ricard,2011).An

importantcomponentofempathythatleadstoconcernandcompassion,ratherthan

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distress,appearstobeflexibilityinshiftingperspective(forreviewofrelevant

socialpsychologicalresearch,seeBatson,2013;forreviewofsocialneuroscience

studiesoffactorsaffectingempathy,seeZaki&Ochsner,2013).

Asnotedabove,whenpersonsfacedwiththedistressofanotherexperience

empathicover-arousalanddistress,theyarelikelytoengageinvariousendeavors

toreducetheirowndistress.Inadditiontoshiftingattentionawayfromthe

distressedother,thesewaysmayincludeattemptsatsuppressingtheiremotion.

Suchsuppression,referredtoasa“consequent-focused”emotionregulation

strategy(i.e.,astrategyemployedaftertheemotionhasbeenaroused),tendstobe

ineffectiveandoftenactuallyresultsinanincreaseinphysiologicalarousal(Gross&

Thompson,2007).Alternatively,“antecedent-focused”regulationstrategies(i.e.,

thosefocusedoneventsthatinitiateemotionalresponses,andoninterpretationof

theseevents),particularlywhatistermedreappraisal(seeingadifferentmeaningof

theevent),tendtobemoreeffectiveinactuallyreducingemotional,including

empathic,over-arousal.

Forexample,personswithoutspecifictrainingwhoviewapatientundergoinga

painfulclinicalprocedurearelikelytothemselvesexperiencedistress,showing

activationinthosebrainsystemsrelatedtotheemotionalaspectsofpersonalpain

experience.However,clinicianstrainedintheparticularpainfulprocedureareable

toshiftperspective,appraisingthesituationdifferently(e.g.,knowingthatthe

outcomewillactuallyreducethepatient’ssuffering),andshowactivationofthose

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brainsystemsassociatedwithperspectiveshiftingandthemodulationofother

brainsystemsthatareinvolvedininitiatingemotionalarousal(Cheng,etal.,2007).

Suchantecedent-focusedemotionregulation,reappraisingthesituationand

especiallyincorporatingawarenessoftheother’sperspective,isalsoarguably

relevantinsituationsofmoraldistress(Rushton,Kaszniak,&Halifax,2013a;Carse

&Rushton,2017).

TheRoleOf“Selfing”InCompromisingAttentionAndMoralDiscernment:

Giventheassociationofempathicover-arousalanddistresswithself-focused

perspectivetaking,antecedent-focusedemotionregulationstrategiesthatactually

reduceself-focusmightbeoptimal.Anumberofneuroimagingstudieshave

indicatedthatbrainsystemsassociatedwiththereplayingofpastmemoriesand

projectionintovariousfuturescenariosareassociatedwithself-focusedcognition

andexperience(e.g.,Buckner&Carrol,2006;Legrand&Ruby,2009;Northoff&

Bermpohl,2004).Thisbraincapacityfor“selfing”(generatingaconstructed,

narrativesenseofself)isusefulinfutureplanning,andplaysaroleinhowwe

understandthemindsandexperiencesofothers(Legrand&Ruby,2009).However,

variousshapingfactors(cultural,parental,educational,socialrole,professional)can

leadtoinflexiblereificationofthissenseofself,fluctuatinglevelsof

happiness/unhappiness,anddecreasedcompassionandaltruism(Dambrun&

Ricard,2011).

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Recentresearchhasindicatedthattheattentiontrainingofwhathasbeentermed

mindfulnessmeditation(Hasenkamp&Barsalou,2012;Lutz,Slagter,Dunne,&

Davidson,2008;Malinowski,2013;Quaglia,Braun,Freeman,McDaniel,&Brown,

2016)modulatesself-specifyingandnarrativeself-networksinthebrain(Brewer,et

al.,2011;Vago&Silbersweig,2012).Theleaderwhohasdevelopedgreaterstability

ofattentionandpliancyofattentionshiftingthroughmindfulnesspracticeisless

likelytobecaughtininflexibileself-focus,andmorelikelytobeabletotakethe

perspectiveofanother,resultinginagreatercapacityforempathicconcernand

compassion.

Activityinself-specifyingandnarrativeself-networksinthebrainhasbeenfoundto

beassociatedwithmind-wandering,whereinattentiondriftsawayfromagiventask

athand(Mason,etal.,2007).Recentevidencesuggeststhatgreatermind-wandering

isassociatedwithlesscaringtowardoneselfandothers(Jazaierietal.,2016).

Leadersmustoftendealwithmultipledistractions,andifthesedistractionstrigger

mind-wandering(withafocusontheself),thiscanresultinbeingathighriskfor

decreasedcaringandcompassion.Ittakespracticetonoticemind-wanderingand

bringattentionbacktothepresent.

Long-termmeditatorsshowevidencethatisconsistentwithrapidantecedent-

focusedemotionregulation(Nielsen&Kaszniak,2006),perhapsduetomodulation

ofbrainself-networks.Eventhosetrainedforonlyafewweeksinmindfulness

meditationshowevidenceofdecreasedactivationofthesebrainself-networks,with

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increasedactivationofbrainsystemsinvolvedinpresent-centeredawarenessof

bodilyactivity(Farb,etal.,2007).Suchbriefmindfulnessmeditationtraining

appearstoenhancetheactivityofbrainemotionregulationsystems(Desbordes,et

al.,2012).Personstrainedinmindfulnessmeditationforonlysevenweeksalso

showreducedinterferenceofemotionalarousalontheperformanceofa

subsequentcognitivetask(Ortner,Kilner,&Zelazo,2007),aswellasreductionin

theimmunesystemactivationassociatedwithchronicemotionaldistress(Creswell,

etal.,2012).

Justsixweeksoftraininginmeditationfocusingoncultivatingaltruisticlove

(termed“loving-kindnessmeditation”)hasbeenshowntoreducesubtlebiasagainst

stigmatizedout-groupssuchasthehomelessorpeopleofcolor(Kang,Gray,&

Dovidio,2013).Evenasinglesessionofloving-kindnessmeditationpracticehas

beenfoundtosignificantlyincreaseparticipants’senseofsocialconnectedness

(Hutcherson,Seppala,&Gross,2008).Short-termmeditationtraining(both

mindfulnessandloving-kindness)hasbeenshowntoincreasealtruisticresponding

toanother’sdistress(Condon,Desbordes,Miller,&DeSteno,2013).And,thereis

evidenceofenhancedactivationofbrainsystemsrelatedtoemotionregulation

followingmeditationtraining,correlatedwithevidenceofgreatercompassionate

behavior(Klimecki,Ricard,&Singer,2013;Weng,etal.,2013).

MoralResilience:

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Thisevidenceregardingmeditationhasmotivatedtherecommendationofattention

training,throughmindfulnessandrelatedpractices,asanapproachtoenhance

compassionandreducemoraldistress(Rushton,Kaszniak,&Halifax,2013a,

2013b).Suchtrainingmayalsobeanimportantcontributortothecultivationof

moralresilience,whichRushton(2016;inpress,b)hasdefinedas“thecapacityof

anindividualtosustain,restoreintegrityinresponsetomoraladversity.”Moral

resilienceispositedasavitalantidotetothedespairandmoraldistressthatis

provokedwhenindividualsdiscernthemorallydesirableactionandareunableto

actonitbecauseofinternalorexternalconstraints.Theconceptofmoralresilience

suggeststhatwhilenegativearousal,activatingmoralresonance,including

conscience,isassociatedwithmorallydistressingevents,sucharousalisnot

necessarilyevidenceofmoralinsufficiencyorfailing(Rushton,inpress,a).Rather,

thedistressexperiencedisasignalofmoralconscientiousness—thatoneisawareof

thetensionorconflictbetweenvariouscoursesofaction,noticesit,andispropelled

intoaprocessofinquirytounderstandthenuances,context,boundariesofethical

permissibility,andconsequencesofpossiblecoursesofaction,onselfandothers

(Carse&Rushton,2017).Leaderswhoaremorallyresilientarebetterableto

navigatetheinevitableethicalconflictstheyconfrontwithoutdetrimentalor

excessivelingeringresidue.Intentionallycultivatingthecapacitiesthatbuildmoral

resiliencecansupportleaderstopreservetheirintegrityinthemidstofcomplex

andchallengingcircumstances(Rushton,Kaszniak,&Halifax,inpress).Moreover,

moralresilienceisorientedtowardintegrityandcanofferleadersanimportant

anchorwhentheymustmakeethicalchoicesthatrequiretrade-offsthatwill

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necessarilycauseharmorsufferingtospecificpeopleorgroupsofpeopletheyare

leading.

MoralReasoningandEthicalSystems:

Whenanindividualleaderbecomesawareofamoraldilemma,dissonance,or

incoherence,influencedbythevariouscognitiveandemotionalprocessesdescribed

above,thelogicalprocessesofmoralreasoningcomeintoplayindeterminingthe

specificsofprincipledmoralaction.AsdescribedbyKathleenDeanMoore(2016),

“Moralreasoningisdiscourseinwhichpeopleaffirmwhattheythinkistrueorgood

orrightandthen,thecrucialstep,backtheirclaimswithreasons.”(p.19)Toolsfor

moralreasoningsuchastraditionalethicalprinciplesandtheoriesprovideonelens

forexploringmoralconflicts,althoughreasoningaloneisonlyweaklylinkedto

moralbehavior(Blasi,1983;Thoma,1994).Thesystematiccodificationofmoral

reasoningintoethicalsystemscanprovideusefulgeneralguidancetoleaderswho

facefrequentmoraldilemmasinthecourseoftheirresponsibilities.However,such

frameworks,inthecontextofbusyexecutivepractice,maybereducedtominimalist

standardsorbeconfusedwithlegalorcompliancestandards;therebydiminishing

theireffectiveness.Modelsofmoralcompetencythatgobeyondanassemblageof

discretemoral/ethicalcomponentsmayprovidemorenuancedguidanceforwhata

leadercandointheimmediacyofamoralchallenge.

Oneofthemostcitedmodelsofmoralcompetencyisthefour-componentmodel

developedbyJamesRestandcolleagues,synthesizingnearlyacenturyofmoral

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developmentsciencetotheorizefouressentialprocessesforeffectivemoralagency.

(Elm&Weber,1994;Rest&Thoma,1985;Rest,1986a,1986b;Rest,Bebeau,

Narvaez,&Thoma,1999;Restetal.,2000;)Sinceitsinitialdevelopment,themodel

hasbeenexpandedtoincludeafifthcomponent.Theexpandedmodelincludes:1)

MoralSensitivity,2)Moralreasoning,3)Moralcommitment,4)Moralcharacter,and

5)Moralaction.

Narvaez(2008a;2008b;2010),buildingonRest’sfoundationhasdevelopedmore

complex,integratedmodelsofmoraldevelopmentandfunctioningthatcapture

manyoftheemergingdiscoveriesinneuroscience,philosophy,anthropology,and

humandevelopment.Inhercross-culturalmoraldevelopmentresearchand

practice,Narvaezhasintroducedinnovativetheories,mostnotably,TriuneEthics

Theory(TET)andIntegrativeEthicalEducation(IEE),inaholistic,empirically

derivedapproachtomoralityandcharacterdevelopmentthatincorporates

elementsofmoralphilosophy,neuroscience,anthropology,andpsychologytoblend

cognitive,social,andintuitionisttheorieswithafocusonethicalexpertise.(Narvaez,

2008a,2008b,2010).Themodelweproposeheredrawsuponandexpands

Narvaez’work.

Summary:

Insummary,emotionalprocesses(involvingdisgustandfear,aswellaspositive

emotions),empathy(andempathicdistress),altruisticdisposition,worldview,sense

ofselfandself-focus,intentions,attention,cognitivecontrolprocesses,moral

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reasoning,moraldistress,andmoralresiliencyallappeartomakeimportant

enablingorinhibitorycontributionstomoraldiscernmentandprincipledmoral

action.Researchontheeffectsandcorrelatesoftheattentiontraininginherentto

mindfulnessmeditationpracticesuggeststhatsuchpracticesmaybeusefulin

reducingself-focusedbiasaswellasempathicandmoraldistress.Thefollowing

proposedmodelthereforeemphasizesalloftheseprocessesintheserviceof

providingpracticalguidanceforenhancingmoraldiscernmentandprincipledmoral

action.

TheModel:

Basedonconsiderationsoftheevidenceandscholarshipreviewedabove,aswellas

ourownpersonalandcontemplativepracticeexperience,weproposethefollowing

modelofhowvariouspre-consciousandconsciousprocessescontributetomoral

resonanceandmoraldiscernment,andinturn,toprincipledmoralaction.This

modelover-simplifieswhatisamorecomplexsystemofiterativeandrecurrent

influencesinwhichthevariousprocessesthataredescribedandgraphically

depictedinterdependentlyco-conditioneachother.However,forthepurposeof

providingaheuristicmodelthatcanhelpguideleadersinunderstandingthe

processesbywhichmoral/ethicaldecisionsandactionsoccur,anddeveloping

feasibleeducationderivedfromthemodel,wehavedecideduponthesimplified

proposaldepictedinFigures1a,1b,1c,and1d.Itshouldalsobenotedthatthis

modelisintendedtodescribenormativehumanprocesses.Thereisconsiderable

variabilitybetweenpeopleinthefunctioningofeachoftheprocesseswedepict.

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And,therearesomeforwhomthemodelwouldlikelybeinaccurate.Forexample,

thosepersonswhoaredescribedaspsychopathsmayshownoevidenceofempathic

resonancewithothers,andthereforeareabletoharmotherswithoutemotional

reactionorremorse(Blair,Jones,Clark,&Smith,1997;Hare,1999).Althougha

commonperceptionisthatpersonsdescribedaspsychopathsarefoundprimarily

withinprisonpopulations,therearesome“successfulpsychopaths”whocanbe

foundinbusinessandotherleadershippositions(Babiak&Hare,2007).

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Figure1a:InitialPerception-ReactionProcesses

Percep&on)Reac&on,

Conscious,

Pre)conscious,

Sensory,Event,

Perceptual,Pa7ern,,

Recogni&on,

Empathic,Resonance,

Empathy,Cues,

,,,,,

Not,Salient,,

Threat,,

Ambivalence,,

Affordance,,,,,,

Bodily,Reac&on,

,Indifference,

,Aversion,

,Confusion,

,Approach,

Implicit,Memory/

Condi&oning,

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Figure1b:MoralResonanceProcesses

Moral&Resonance&

Conscious&

Pre0conscious&

Bodily&Reac4on&A6ended&

To?&

Empathic&Resonance&

A6ended&To?&

Conscience:&Alignment&or&

Conflict&With&One’s&Values&&&Character&

Yes&

No&

Yes&

No&

Una6ended&Empathy&Cues&

Una6ended&Bodily&Reac4on&Cues&

Bodily&Reac4on&Cues&

Empathy&Cues&

Altruis4c&Disposi4on&

Altruis4c&Disposi4on&

Sensed&Misalignment&or&Conflict&

Alignment&&&Integrity&

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Figure1c:MoralDiscernmentProcesses

Pre$conscious+

Execu.ve+Control+Pause,+

Reappraisal,+Arousal+

Regula.on+

Cogni.ve+Processing/+

Moral+Reasoning/+

Ethical+Systems+

Moral+Discernment+

Conscious+Social+&+Emo.onal+Contexts+

UnaBended+Empathy,+Empathic+Distress,+or+Moral+Distress+Cues+

UnaBended+Bodily+Reac.on+Cues+

Conscience:+Sensed+Misalignment+or+Conflict++

Lack+of+Execu.ve+Control+

Moral+Conflict+ Moral+Conflict+

Inten.ons+

Altruis.c+Disposi.on+

Distress+

Alignment+&+Integrity+

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Figure1d:MoralActionProcesses

Theprocessesshowninthismodelbeginwithasensoryevent.Sensoryevents

relevanttothemoral/ethicaldomaincouldinvolveseeingorhearingsomeoneharm

another,observingsomeonewhoisinphysicaloremotionaldistress,observing

someoneintheleader’sorganizationbeingtreatedunjustly,observingsomeone

speakingdisrespectfullytoasupervisor,learningofsomeonehavingbetrayed

organizationalconfidentialities,oranyofapotentiallyendlessnumberofother

examplesrelevanttotheleader’smoralfoundations.

Cogni&ve)Appraisal)&)Conscience:)

Sense)of)Moral)Alignment)&)Resolu&on?)

Moral)Ac&on)

Return)to)Moral)Discernment) No)

Conscious)

Pre>conscious)

Una@ended)Empathy,)Empathic)Distress)or)Moral)Distress)Cues)

Una@ended)Bodily)Reac&on)Cues) Impulsive)Self>focused)Ac&on)

)))

Self>interested)Moral)Ac&on)

Principled)Moral)Ac&on)

Cogni&ve)Processing)

Conscience:):)Sensed)Misalignment)or)Conflict)))

If)Any)Sense)Of)Moral)Misalignment)Exists,)Appraisal)&)Conscience)May)Ac&vate)

Alignment)&)Integrity)

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Inthecasewhereamoraland/orethicaldilemmaorviolationisperceived,the

mind/brainquicklyinitiatesasetofpre-consciousandconsciousprocessesthat

eventuallyleadtothesensoryeventbeingrecognized,conceptualized(i.e.,made

senseof),andabletoaffectmoralresonance,moraldiscernment,andprincipled

moralaction.

Thefirstoftheseprocessesinvolvesperceptualpatternrecognition,whereinvarious

sensoryelements(e.g.,shape,color,movement)are“bound”togetherintowhat

quicklybecomesconsciouslyrecognizableasameaningfulperceptorevent.This

perceptualpatternrecognitionprocessisaffectedbyalloftheleader’sprior

conditioningandimplicitmemory(e.g.,habitlearning),operatingoutsideof

consciousawareness.

Theresultsofthispatternrecognitionbecomesimultaneouslyavailabletobotha

processthatincorporatestheleader’smomentaryneeds/motivations,andtoa

processthatmaygiverisetoempathicresonance,bothinitiallyoperatingoutsideof

consciousawareness.Needsormotivationsactiveinthemomentmayinclude

hunger,thirst,safety,physicalcomfort,socialaffiliation/affection,sex,and“higher

order”needssuchassocialinclusionandpositiveself-regard,amongothers.

Empathicresonancereferstotheautomaticsimulationwithintheleader’sown

brainandbodyofaspectsoftheexperienceofanother,initiatedbysuchcuesasthe

other’sfacialexpression,bodilyposture,toneofvoice,etc.Forexample,perceiving

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thefacialexpressionofanotherinpaincaninitiatethosesamebrainandvisceral

activitiesinaleaderthatarepartoftheother’sunpleasantpainfulexperience.

Althoughthemind/brain/bodyprocessesinvolvedininitialempathicresonance

operateoutsideconsciousawareness,theremaybeconsequentbodily/visceral

activities(e.g.,heart-rateincrease,changeinbreathing,tightnessinthechest,etc.)

thatareavailabletoaleader’sconsciousawareness,orthatcanbemadeavailable

bypracticedcarefulattentiontothebody,andhenceaffectprocesseswegroupas

moralresonance.

Aleader’sneeds/motivationsinanygivenmomentareinfluencednotonlyby

variousbiologicalandpsychologicalconditions(e.g.,bloodsugarlevel,relative

recentabundanceordeprivationofsocialaffiliation/affection),butalsobyaleader’s

worldviewandsenseofself.Worldviewandsenseofselfarenotexplicitlydepicted

infigures1a–1dbecausetheyaffectmultipleaspectsofeachgroupofprocesses,

fromwhatisdetectedassalienttotheself,towhetheranotherisexperiencedas

havingsimilaritiestoone’sself,andthereforeelicitingempathicresonance,andalso

conditioningaltruisticdisposition,values,intentions,andmoralreasoning.

Worldviewreferstoinfluencesthataffectwhataleaderpre-consciouslydetermines

tobesalient,importantorofvalue.Theseinfluencesrangefromhowaleaderwas

treatedandraisedbyparents,throughculturalmessagesandpractices,to

institutionalnorms.ThiscandeterminehowaleaderprioritizeswhatHaidt(2012)

describesasdimensionsofthemoralspectrum,including:harm/care,

fairness/reciprocity,in-group/loyalty,authority/respect,andpurity/sanctity.

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Worldview,thoughpre-consciouslyaffectingwhatisfelttobeimportantor

valuable,maybeconsciouslyexperiencedasthenarrativesorstoriesthataleader

livesandseesher/himselfasparticipatingwithin.Suchstoriestypicallyincorporate

senseofselfinrelationtoothers,andcanhavewide-rangingeffects.Asnotedby

MacyandJohnstone(2012):

“Futuregenerationswilllookbackatthetimewearelivinginnow.Thekind

offuturetheylookfrom,andthestorytheytellaboutourperiod,willbe

shapedbychoiceswemakeinourlifetimes.Themosttellingchoiceofall

maywellbethestorywelivefromandseeourselvesparticipatingin.Itsets

thecontextofourlivesinawaythatinfluencesallourotherdecisions.”(p.

33)

Senseofselfreferstothoseautomaticandpre-consciouswaysofsensingthenature

ofselfinrelationtoothers,alsoinfluencedbyparental,cultural,institutional,and

othercontexts.Oneleadercouldhaveapre-conscioussenseofselfasfixed

(unchangingovertime),incompetitionwithothersforscarceresources,and

independent(neithermuchaffectedbytheneedsandactionsofothers,norseeing

one’sownneedsandactionsasmuchaffectingothers).Anotherleadermighthavea

senseofselfascontext-specific(changingfluidlyasconditionedbycontextand

situation)andinterdependent,withaleader’sneedsandbehaviorcontinuously

affectingandaffectedbythoseofothers.

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Consideraleaderwithamorecontext-specificandinterdependentsenseofselfthat

includesthevaluingofcooperation,commonhumanity(despitesuperficial

differences),andmutualcare.Forthisfirstleader,theperceptionofanother’s

sufferingmayactivateorstrengthenthemomentaryneed/motivationto

compassionatelyrelievethatsuffering.Conversely,considertheleaderwithamore

fixed,competitive,andindependentimplicitsenseofself.Forthissecondleader,the

samephysiologicalandemotionalarousalofempathicresonancemayactivateor

strengthenthemomentaryneeds/motivationsforsafety,forreducingunpleasant

arousaltoregainphysicalcomfort,andforconservingscarcepersonalresources

(e.g.,energy,time).

Forthefirstleader,theperceivedevent,ininteractionwiththatleader’smomentary

needs/motivations,wouldinfluencetheprocessofsaliencedetectionandvalence

determinationinsuchawaythattheeventwillbeprocessedasbothsalientandas

positivelyvalenced(i.e.,asanaffordanceoropportunityforcompassionate

concern).Forthesecondleader,thissameeventwouldmorelikelybeprocessedas

eithernotsalient,andthereforeignored,orasapotentialthreat.When,withinthe

saliencedetectionandvalencedeterminationprocess,bothpotential

affordance/opportunityandthreataredetected,thereisambivalence.

Thissalience-andvalence-determiningprocess,inturn,activatesanotherprocess

wehavelabeledas“bodilyreaction.”Thesereactionsinvolvethevariouswaysin

whichaleader’sbodyisbeingpreparedfordifferentpossibleactions.If,asaresult

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ofallofthepreviouslydescribedprocesses,thepersonoreventhasbeenappraised

asapotentialaffordance/opportunity,variousphysiologicalprocessespreparea

leaderforapproach.Here,forexample,aleadermightexperienceasenseof

quickenedpositivearousal/energyinresponsetoanalignmentofthesituationwith

altruisticintentionsorempathicconcern.If,alternatively,theappraisalisthatof

potentialthreat,thenaleader’sphysiologypreparesforaversiveaction,either

avoidance,withdrawal,escape,oraggression.Here,forexample,aleadermight

sensetheabdomentighteninginresponsetoanappraisedthreattoher/his

integrityorcorevalues.Whenambivalenceispresent,thereisconfusion,sensing

thebodypreparingsimultaneouslyforbothapproachandaversion.And,ofcourse,

ifthepersonoreventisappraisedasnotsalientandignored,thereisneutralityor

indifferenceandnoparticularpreparationforaction.

Eachofthesebodilyreactionsmaythusgiverisetosubtleperceivablecues–afelt

senseofbodilychange–thatmaybebroughtintoconsciousawareness,particularly

withpracticedattentiontothesebodilycues.Suchbodilycuesofdifferentreactions

arehelpfulforaleadertorecognize,becausetheyareindicatorsofwhatmight

otherwisebeunnoticedpotentialbiasesthatcanaffectmoraldecisionsandactions.

Attentiontothesebodilycues,withcuriosityandaninquiryintotheirsignificance,

thusformsanimportantprocesswithinmoralresonance.

Inadditiontotheperception-reactionstreamofbodilychangesthatpreparethe

bodyforactionorinaction,whentheeventisassociatedwithapersonorpersons

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thereisaparallelstreaminwhichempathicresonance,initiallyoccurringpre-

consciously,initiatesbodilycuesthatcanbeavailabletoconsciousawareness.

Thesebodilycuesmaybeexperiencedasasenseof“feelingwith”anotherperson,

whichmayinvolvepositiveornegativeemotionalexperience,dependingonthe

emotionbeingexpressedbythepersonwhoisperceived.

Withinthesubsequentprocessesassociatedwithmoralresonance,theleadermay

focusattentionontheseempathicbodilycues,aswellasbodilycuesthataccompany

preparationforaversion,approach,orambivalence/confusion.Beingawareof

bodilycuesmay,inthebestofcircumstances,primeunbiasedinquiry.Bringing

whatwouldhavebeenimplicitbiasinginfluencesintoconsciousawareness,through

attendingtothesebodilycues,allowsotherconsciousconsiderationstohelp

balancevariousinfluencesaffectingdecisionsandactions.Inthecontextofanevent

presentingapotentialmoralissue,attentiontofeltexperiencecanactivate

conscience,hereseenasaconsciousprocessthatdetectsalignmentorconflict

betweeninitialreactionstoeventsandaleader’svaluesandcharacter.Processesof

consciencearesensitivetopotentialviolationsofpersonalintegrity-understoodasa

stateoffeltwholenessandharmony.Conscienceispre-consciouslyconditionedby

aleader’sworldview,corevalues,andexperienceofself,whichcombineto

determinealtruisticdisposition–theinclinationtoprovidehelptoothers,even

whenatacosttoself.

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Activationofconsciencemaymanifestinafeltsensethatcanindicatealignmentand

integrity,oralerttheleadertoapossibleconflictandviolationofintegrity.For

example,inthecaseofaleaderobservingacolleaguewhodisrespectingan

employee,therecouldbeafeltsenseofdisgustatthemistreatmentofanotherthat

isinconflictwithpositivefeelingstowardthecolleaguewhomayplayacriticalrole

intheorganization’sstructureandprofitability.

Conflictmayalsooccurbetweenaleader’sownconscienceandthesocialand

institutionalcontextsinwhichaleaderissituated.Withrelativelyunbiasedand

stableattention,theprocessofconsciencecanincludeanopeninquiryprocessthat

isattunedto:(1)awarenessofanymisalignmentormoralconflictdeterminedby

conscience,(2)aspectsofthesituation,includingtheinterestsandvaluesofothers,

(3)aleader’sownworldview,mostdeeplyheldvalues,howselfisexperiencedin

relationtoothers,andhowconsiderationofthesereflectsandshapescharacter,and

(4)aninitialawarenessofpossiblechoicesofaction.Itisimportanttonotethat

consciencealoneoughtnotbethefinalarbiterofmoralaction.Rather,itisan

elementinacomplexprocessthatrequiresinquiryanddiscernmenttounderstand

themeaningandsignificanceofthesignalandtouseittoassistindiscernmentof

ethicallyjustifiedactionorinaction.

Summarizingthesefirsttwopartsofourproposedmodel,twostreamsofprocesses

operatewithinthedomainsofinitialperception-reactionandmoralresonance.One

isdominatedbyneeds/motivationshavingtheireffectsonsalience/valence

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detection,andconsequentlydeterminingbodilyreactionsthatprepareforaction.

Theotherstreamisdominatedbyempathicresonance,involvinganinitiallypre-

conscioussimulationoftheother’semotionalexperiencewithinone’sownbrain

andbody.Thisempathicresonancegivesrisetosubtlebodilycuesthatcanbe

experiencedasfeelingwiththeother.Whenthebodilycuesofthesetwostreams

arebroughtintoconsciousawareness,incombinationwithaltruisticdisposition,

conscienceisactivated.Ifconsciencedetectsalignmentandintegrity,then

principledmoralactioncanoccur.Althoughnotillustratedinthegraphicdepiction

ofthemodel,insomecasesitmaybethattheinitialcuesindicatethatalignment

andfurtherdiscernmentisneededtoverifyorshiftawarenesstowardtheaction

thatwillbestserveinthesituation.Further,itmaybethecasethataleadercanstill

beinintegritywithher/hisownvaluesevenwheneffortstoactareconstrained

(Rushton,inpressa).Whenconsciencedetectsmisalignmentorconflict,initiationof

theprocessesofmoraldiscernmentisnecessaryinordertoprepareformoral

decisionsandactions.

Intheprocessesassociatedwithmoraldiscernment,thepreviousprocessesof

conscience,wheremoralmisalignmentorconflictisdetected,cangiveriseto

distress.Whensuchdistressresultsinhighemotionalarousalandisnotgiven

sufficientattention,itcanmotivateself-interestedmoralaction.Similarly,when

initialbodilyreactioncues,ormisalignments/conflictsofconscienceare

unattended,theresultcanbeimpulsiveself-focusedaction.However,through

awarenessofbodily,affectiveandcognitiveresponses,distresscanbemodulatedby

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consciousexecutiveprocessesthatinitiatereappraisal(i.e.,differentsense-making)

ofthesituation,withconsequentemotionregulationthatreducesarousal.The

regulatoryfunctionofexecutiveprocessesislikelytobemosteffectivewhena

leaderhaspracticedattendingtosubtlephysicalcues.Executiveprocessesarealso

influencedbyone’saltruisticdisposition,activatedbyattentiontothebodilycuesof

empathicresonance,inturninformingtheleader’spre-consciousandconscious

intentions.Theseintentionsarealsoinfluencedbysocial(includingorganizational)

andemotionalcontexts.Aleader’sprosocialintentions,suchasactingkindly,fairly

andjustlywithothers,canbestrengthenedbyexecutiveprocessesthatare

themselvesinfluencedbythepreviousprocessesofconscience.

Theactivationofconscience,alongwiththeinfluencesofperceiveddistress,

intentions,andsocial/emotionalcontext,asmediatedbyexecutiveprocesses,can

thenbebroughtintothemoraldiscernmentprocess.Here,thecognitiveactivitiesof

inductiveanddeductivemoralreasoningandconsiderationofethicalprinciples

preparealeaderforprincipledmoralaction.

Inthesuiteofmoralactionprocesses,theresultofmoraldiscernmentleadsto

eitheraconsciousmoraldecisionorprincipledmoralaction(or,insomecases,

principledinaction).Inafinalrecursivestage,aleadercanobservetheeffectsof

her/hisownmoraldecisionsandactions,callinguponconscienceandinsightto

determinewhethermoralalignmentandresolutionhasbeenreached,orwhether

additionalengagementofmoraldiscernmentisnecessary.Asalsoillustratedwithin

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theprocessesofmoralaction,whenaleaderhasnotattendedtobodilyreaction

cues,ortomisalignments/conflictsofconscience,thenimpulsiveself-focusedaction

islikelytooccur.Examplesofimpulsiveself-focusedactionincluderage,angry

accusation,resourcehoarding,dishonesty,andotherbehaviors.Similarly,self-

interestedmoralactionscanoccurwhenaleaderhasnotattendedtoempathic

resonance,empathicdistress,ormoraldistresscues.Suchself-interestedactions

maysuperficiallyappeartobemoral,butservetheprimarypurposeofrelievingthe

leader’sowndistress.

ImplicationsoftheModelforLeadershipEducation:

Thenovelaspectsofourproposedmodelhaveseveralimplicationsforleadership

education.First,theysuggestthatsucheducationwouldbenefitleadersbyfocusing

onthoseprimarilypre-consciousprocessesinvolvedininitialperceptionand

reactiontoapotentiallymorallysignificantevent.Preciselybecausetheseprocesses

occuroutsideofconsciousawareness,leadersneedtounderstandtheirimpactand

acquirestableandpliantattentionalskillstoallowanopenandcuriousobservation

ofsubtlebodilyreactionspotentiallysignalingbothempathicresonanceandbodily

preparationsforactionthatmaybiasmoraldecisions.Acquiringsuchattentional

skillsrequiresthekindofpracticecharacteristicofmindfulnessmeditationtraining,

whereinfeelings,thoughts,andothermentalformationsarerepeatedlynoticedwith

alertopenness,curiosity,andnon-judgment.

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Asecondimplication,giventheimportanceofworldviewandsenseofselfin

altruisticdispositionasitinformsconscience,isthatleadershipeducationshould

includeintensivereflectionanddiscussionofworldviewandsenseofself.Whatare

aleader’s(typicallyunexamined)assumptionsabouttheirinterdependent

relationshipswithothers?Towhatextentdoescompetitionversuscooperation

dominatehowothersareapproached?Whatarealeader’smostdeeplyheldvalues?

Theseandmanyotherrelatedquestionscanhelpbringintoawarenessthis

importantsetofinfluencesuponconscience.

MatthieuRicard(2015),inhisbookAltruism,emphasizesthefar-reaching

importanceofworldview:

“…menandwomenacrosstheworldmustrecognizethattheyare

interdependentonmultiplelevels–betweencontinents,nations,andas

individuals–andtobeawareofourcommondestiny.Theinterestsofour

humancommunitycanonlybesafeguardedbymeasuresthatarecommonto

everyone,eveniftheyruncontrarytonear-sightednationalinterests,local

selfishness,thehegemonyofmultinationals,andthemachinationsof

lobbyistswhomeddlewithpolicy,oftentransformingtheinternationalscene

intoagathering-placewheresordidhagglingprevails.”(p.676)

Ricardadvocatesfortheimportantroleofmeditativepracticesthatcultivatea

stableandvividattention,andthosethatreinforceoursenseofdeep

interconnectionwithallbeingsandtheentireplanetitself.Someoftheevidence

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regardingthemorally-relevanteffectsofdifferentmeditativepracticeswere

reviewedabove.Whethersuchpracticesarecapableofallowingatransformationof

thoseleaderswhoaremosthighlycommittedtoaworldviewandsenseofselfthat

isfocusedonindividualism,egoism,andselfishness,remainsanopenquestion.

Athirdimplicationinvolveshowmoralalignmentormisalignmentandconflictis

sensed.Again,becausebodilycuesofintegrityversusdiscomfortordistresscan

providetheearliestwarningsofalignmentormisalignment,acultivatedand

practicedopenattentiontobodilyexperienceseemscritical.Whenleadersareable

torecognizeandleveragethesecuestodeepeninsightanddiscernment,itis

possiblethattheirrelationshiptothedistressorconflictinherentinleadership

couldbeshiftedfromguiltandshametocuriosityandpossibility(Carse&Rushton,

2017).

Afourthimplicationisrelatedtotheimportantroleofexecutivementalcontrol

processincreatingsufficienttimeforreappraisingeventsinwaysthatresultin

greateremotionregulation,reducingtherisksofimpulsiveself-focusedactionor

primarilyself-interestedmoralaction.Executivecontrolprocesses,aswith

attentiontobodilycues,areenhancedbymindfulnesswhichhelpscultivatethe

abilitytostopandreappraise.

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Ourintentionisthatwhatwehaveproposedinthepresentmodelmightmotivate

newpracticalapproachestoleadershipeducationtoenhancethemoralintegrity

andmoralresilienceoftheleadersoftodayandtomorrow.

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