lecture 2 (a paradigm shift )
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A PARADIGMSHIFTIN DEVELOPMENT
ADMINISTRATION?
Development Administration
Module 2
Dr Duku Osei, Senior Fellow & Visiting Scholar
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OUTLINE
Examine the claim that there has been a shift in
paradigm look at authors for and against
What has changed in terms of the management
implements/tools used
Has there been uniformity in terms of approach and
results the Issue of convergence
What has been the Ghanaian experience in the
changing role of the state in public management
reform policy
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EXAMINETHECLAIMTHATTHEREHASBEENASHIFTIN
PARADIGMLOOKATAUTHORSFORANDAGAINST
Authors for
- Milton Esman 1991 Management dimensions ofDevelopment
- David Osborne and Ted Gaebler (1991) -Reinventing government;
- Christopher Hood (1991) Public Administrationfor all seasons (Journal article PublicAdministration)
- Ewan Ferlie et al. (1996) The New PublicManagement in Action
- Christopher Pollitt and Bourkeart (2000)- Christopher Pollitt 2003 The Essential Public
Manager
- Richard Batley and George Larbi (2004) TheChanging Role of Government
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AUTHORSAGAINST
Allan Rosenblaum
Mick Moore (2000) Competition within and between
organisations
Adrian Leftwich Did NPM use the classical methods of improving
Bureaucratic Performance, i.e.,
1. Enhancing managerial skills by education and training
in institutions of donor country and strengthening
training institutions and programmes in LDCs
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2. Improving the technologies available to managers,
thereby enabling them to use resources more
efficiently and make their performance effective.
- Esman notes that this transfer of technology
approach includes financial methods such as
budgeting, accounting, and expenditure control;
improving the speed of information flows,
particularly through computers and information
systems; more rational methods of scheduling,monitoring, and evaluating programme operations
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Rationalising organisation and procedures and
adjusting structures and methods to enhance
management control, save resources, speed the
delivery of services applying to government
operations the prescriptions and experiences of thescientific management movement and its
technocratic successors in private industry.
The general argument here is that if these methods
were used, then NPM does not really depart fromthe classical method and it is merely neo-Weberian
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STATE PROVISIONANDTHE NEW PUBLIC
MANAGEMENT (NPM)
Critiques of the old public administration OPA which
emerged in the 1980s produced a reform model described as
the new public management.
The reform model is driven by the assumptions that large state
bureaucracies are inherently defective and wasteful and that
the market is better equipped than the state to provide goods
and services. (Minogue, 2001)
The NPM view of modern government is that it should be
mission-driven, decentralized and entrepreneurial.
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FEATURESOF NPM
A shift in focus of management systems from inputs
and processes to outputs and outcomes (Pollitt &
Beckaert, 2000)
A shift towards more measurement (Pollitt, 2000)
A shift towards specialized management structures
(Hughes, 1998)
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WHATHASCHANGEDINTERMSOFTHE
MANAGEMENTIMPLEMENTS/TOOLSUSED
Rolling back the state
Creation of quasi-markets
Retention of the importance of public administration
through rule of law (Legality) and Regulation of privatebusiness in the production of public services
Regulation of the Stock Market
Consideration of principal-agent problems associatedwith regulation
E-Government Measurement and accountability and competency
issuesKey jobs in public service require substantialexperience and training as the work of public servantshas become more technical and service-oriented.
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GOVERNING WITHOUT BOUNDARIES
Government is currently organized based on apresumption that the world is relatively stable andpredictable, and that governments work can be rootedin large-scale, repeatable routines. This hierarchicalbureaucratic model was adopted in the mid-20th century
from the corporate world. However, increasingly thisdoes not reflect todays realities. The corporate worldhas been struggling with how to best organize to deliverservices that are increasingly customized andunpredictable. This struggle is reflected in the publicsector as well. The challenge on the frontlines of service
delivery is to be able to combine knowledge and skillsflexibly around changing tasks. Hierarchy and market-based mechanisms struggle with this.
- [IBM Centre for the Business of Government (2008) Tenchallenges facing public managers].
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HASTHEREBEENUNIFORMITYINTERMSOFAPPROACHANDRESULTS
THE ISSUEOFCONVERGENCE
Minogue 1998, 2001Can flawed models be
exported
Richard Common (1998) Convergence
Christopher Pollitt (2001) Convergence Charles Polidano (2001) Administrative reform in
core Civil Services
What is Convergence? - In administrative terms
this could be thought of as many differentjurisdictions adopting similar or even identical
organizational forms and procedures. (Pollitt 2001)
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CONVERGENCE
Common asked the question whether the issue of
convergence especially in policy is not merely the
globalization of public management as countries of
the world align on a commonality of purpose.
Manning (1996) describes the unprecedented
waves of reforms as a response by political leaders
primarily from developed industrial economies to try
and keep down levels of public taxation and
expenditure while maintaining high levels of welfareand other public services.
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POLICY CONVERGENCE
Focuses mainly on the stage at which a policy is
bought or sold
Is preceded by other important steps namely
formulation of ideas, debate, adoption and resource
commitment.
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THE FOUR STAGESOF CONVERGENCE
(POLLITT, 2001)
Discursive Convergence: more and more people aretalking and writing about the same concepts . Theconceptual agenda is converging.
Decisional Convergence: the authorities publicly decideto adopt a particular organizational form or technique.For eg. the UK adopted a national citizens charter in
1991. Practice Convergence: public sector organizations
begin to work in more similar ways. E.g., performancerelated pay arrangements are applied to a growingpercentage of the public sector labour force.
Results Convergence: this is when reforms produce
their intended (and unintended effects) so that outputsand outcomes of public sector activity begin toconverge. E.g., the unit cost of issuing passports mayfall in every country that re-engineers the issuingprocess in a certain way.
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EXPLAINING CONVERGENCE: THEORETICAL
PERSPECTIVES
Contemporary organization theory provides somestrong suggestions as to why convergence atleast of a sort might prove to be popular.
Theorists in institutional economics (both of theprincipal agent and the property rights variety) tendto explain organizational forms in terms of utilitymaximization.
The Osborne and Gaebler arguments (functionaltheory): convergence on a new way of organizingpublic tasks is happening because the old way
(traditional bureaucracy) does not work undercontemporary conditions thus governments all overthe world are migrating towards a new way ofrunning things (entrepreneurial government) whichdoes work.
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All around the world governments are recognizing
the opportunity to improve the quality and
effectiveness of the public sector. Privatization,
market testing and private finance are being used in
almost every developed country. (Dorrell 1993)
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STATE PROVISIONAND PUBLIC MANAGEMENT
REFORM
Many academics have questioned the thesis (most
prominently associated with Osborne and Gaeblers
Re-inventing government) that there is an
inevitable and global convergence towards a
particular, new style of public management.
There now exists a considerable academic
literature debunking the idea that there is an
international convergence towards the New Public
Management/Reinventing government styles ofpublic management reform.
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PRIVATIZATIONDEFINED
In the strictest sense, privatization refers to the
full sale of assets from a public (State) entity to
a private entity.
Privatization is accompanied by re-regulation,
ensuring that monopoly or powerful enterprises
do not use their newly unleashed market
position to pursue unfair pricing policies or toprevent other competitors gaining access to
key markets (CS, 2002)
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OBJECTIVESOFPRIVATIZATIONSTRATEGIES.
To increase efficiency and improve quality andproductivity through increased competition;
To reduce the size and influence of the public sector
in general, and the extent of government involvementin industry in particular;
To promote wider public participation and controlthrough the diffusion of share ownership or the
creation of management or employee buy-outs,To signal strong support for the private sector as an
engine for development
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WHATHASBEENTHE GHANAIANEXPERIENCEINTHE
CHANGINGROLEOFTHESTATEINPUBLICMANAGEMENT
REFORMPOLICY
PARDIC Public Administration Reform and
Decentralisation Implementation Committee (See
Ayees chapter in Ghana at 50. Edited by Joseph
Ayee, 2007). Decentralisation outcomes (Batley
and Larbi 2004
CSPIP
PUFMARP
Arms length institutions from ministries and
legislature - PURC
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Developments: in Jamaicaon phased basis over period of time
Citizens Charter/emphasis on Customer Service
Executive Agencies/ (EA) Performance Based Institutions(PBI)
Delegation of HR Functions:
Appointments,Separation(with exceptions: early retirement & in thepublic interest),
Administration of Discipline,Training
Shared Corporate Services
New Performance Management & Appraisal System (PMAS)
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Increasing Challenges of HR Sections:
Increasing needs of staff for personal assistance e.gcounselling in variety of areas
Inadequate support from line managers & theirunderstanding/ clarity of their new roles
Inadequate HR communication strategy
Growing expectations from internal & externalcustomers in terms of speed & quality of servicedelivery
Low organization morale: Heads of Sections /Supervisors/ staff feel that organizational needs & staffdevelopmental needs not being adequately addressed
Inadequate information technology support
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October 12, 2005
HRM&D(Model)
Functional Profile
Human Resource
Mgt. & Development
Committees
FUNCTIONS:
. Corporate/Strategic Planning
. Commitee Secretariat
. Policies Programmes
. Communication Strategy
Organizational
Development
FUNCTIONS:
. Structure & Staffing
. Manuals e.g. Code of Conduct
.. Job Descriptions,
. Work plans
. Systems & Procedures
. PMAS Instruments/System
. Communications, Memoranda,
circulars, .e-mail
. Knowledge Management strategy
Research (Analysis)
Human Resource
Management
Employee Relations
Human Resource
Information
Management
Staffing
FUNCTIONS:
. Manpower Planning
. Policy/Guidelines
FUNCTIONS:. Recruitment
. Selection
Appointment
. Promotions
. Transfer
. Orientation (initial)
. Separation
. Assignments
FUNCTIONS:. Pensions
. Leave
. Health Insurance
. Loan Application
. Long Service/
. Performance Awards
. Compensation
. Allowances
. Grants
. Staff relations
. Staff well being
. Industrial Relations
. Discipline
. Grievance
. Safety/Health
Human Resource
Development
FUNCTIONS:
. Policy/Guidelines
. Training Needs Analysis
. Training Programme
. Development Programme
(succession planning)
. Impact Assessment
. Counseling
Orientation (general)
.
FUNCTIONS:. Records
. Information
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HRDM AS STRATEGIC PARTNER:BUILDING CAPACITY
(ADAPTEDFROMPUBLICSECTORGENERICASPIRATIONMODEL:
RFA INTERNATIONAL
Leadership focus on environmental scanning/ futureand outcomes, not just present state.
Knowledge management/ working through
challenges promotes inter-ministerial teams/joinedup government/Public & PrivatePartnerships/networking
Strategic relationships achieve effective & efficientresults when measured against time and cost
shared ownership & accountability rather than buy-in then buy-out
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OUTCOMESOF NPM
It will be a smaller public sector, intensively focusedon efficiency and continuous improvement.
It will consist of small, core ministries (responsiblefor strategy) and a range of specialized, semi-
autonomous agencies (responsible for operations). It will work within clear performance frameworks
that specify budgets and expected results.
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