lecture 2 (a paradigm shift )

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    A PARADIGMSHIFTIN DEVELOPMENT

    ADMINISTRATION?

    Development Administration

    Module 2

    Dr Duku Osei, Senior Fellow & Visiting Scholar

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    OUTLINE

    Examine the claim that there has been a shift in

    paradigm look at authors for and against

    What has changed in terms of the management

    implements/tools used

    Has there been uniformity in terms of approach and

    results the Issue of convergence

    What has been the Ghanaian experience in the

    changing role of the state in public management

    reform policy

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    EXAMINETHECLAIMTHATTHEREHASBEENASHIFTIN

    PARADIGMLOOKATAUTHORSFORANDAGAINST

    Authors for

    - Milton Esman 1991 Management dimensions ofDevelopment

    - David Osborne and Ted Gaebler (1991) -Reinventing government;

    - Christopher Hood (1991) Public Administrationfor all seasons (Journal article PublicAdministration)

    - Ewan Ferlie et al. (1996) The New PublicManagement in Action

    - Christopher Pollitt and Bourkeart (2000)- Christopher Pollitt 2003 The Essential Public

    Manager

    - Richard Batley and George Larbi (2004) TheChanging Role of Government

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    AUTHORSAGAINST

    Allan Rosenblaum

    Mick Moore (2000) Competition within and between

    organisations

    Adrian Leftwich Did NPM use the classical methods of improving

    Bureaucratic Performance, i.e.,

    1. Enhancing managerial skills by education and training

    in institutions of donor country and strengthening

    training institutions and programmes in LDCs

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    2. Improving the technologies available to managers,

    thereby enabling them to use resources more

    efficiently and make their performance effective.

    - Esman notes that this transfer of technology

    approach includes financial methods such as

    budgeting, accounting, and expenditure control;

    improving the speed of information flows,

    particularly through computers and information

    systems; more rational methods of scheduling,monitoring, and evaluating programme operations

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    Rationalising organisation and procedures and

    adjusting structures and methods to enhance

    management control, save resources, speed the

    delivery of services applying to government

    operations the prescriptions and experiences of thescientific management movement and its

    technocratic successors in private industry.

    The general argument here is that if these methods

    were used, then NPM does not really depart fromthe classical method and it is merely neo-Weberian

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    STATE PROVISIONANDTHE NEW PUBLIC

    MANAGEMENT (NPM)

    Critiques of the old public administration OPA which

    emerged in the 1980s produced a reform model described as

    the new public management.

    The reform model is driven by the assumptions that large state

    bureaucracies are inherently defective and wasteful and that

    the market is better equipped than the state to provide goods

    and services. (Minogue, 2001)

    The NPM view of modern government is that it should be

    mission-driven, decentralized and entrepreneurial.

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    FEATURESOF NPM

    A shift in focus of management systems from inputs

    and processes to outputs and outcomes (Pollitt &

    Beckaert, 2000)

    A shift towards more measurement (Pollitt, 2000)

    A shift towards specialized management structures

    (Hughes, 1998)

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    WHATHASCHANGEDINTERMSOFTHE

    MANAGEMENTIMPLEMENTS/TOOLSUSED

    Rolling back the state

    Creation of quasi-markets

    Retention of the importance of public administration

    through rule of law (Legality) and Regulation of privatebusiness in the production of public services

    Regulation of the Stock Market

    Consideration of principal-agent problems associatedwith regulation

    E-Government Measurement and accountability and competency

    issuesKey jobs in public service require substantialexperience and training as the work of public servantshas become more technical and service-oriented.

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    GOVERNING WITHOUT BOUNDARIES

    Government is currently organized based on apresumption that the world is relatively stable andpredictable, and that governments work can be rootedin large-scale, repeatable routines. This hierarchicalbureaucratic model was adopted in the mid-20th century

    from the corporate world. However, increasingly thisdoes not reflect todays realities. The corporate worldhas been struggling with how to best organize to deliverservices that are increasingly customized andunpredictable. This struggle is reflected in the publicsector as well. The challenge on the frontlines of service

    delivery is to be able to combine knowledge and skillsflexibly around changing tasks. Hierarchy and market-based mechanisms struggle with this.

    - [IBM Centre for the Business of Government (2008) Tenchallenges facing public managers].

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    HASTHEREBEENUNIFORMITYINTERMSOFAPPROACHANDRESULTS

    THE ISSUEOFCONVERGENCE

    Minogue 1998, 2001Can flawed models be

    exported

    Richard Common (1998) Convergence

    Christopher Pollitt (2001) Convergence Charles Polidano (2001) Administrative reform in

    core Civil Services

    What is Convergence? - In administrative terms

    this could be thought of as many differentjurisdictions adopting similar or even identical

    organizational forms and procedures. (Pollitt 2001)

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    CONVERGENCE

    Common asked the question whether the issue of

    convergence especially in policy is not merely the

    globalization of public management as countries of

    the world align on a commonality of purpose.

    Manning (1996) describes the unprecedented

    waves of reforms as a response by political leaders

    primarily from developed industrial economies to try

    and keep down levels of public taxation and

    expenditure while maintaining high levels of welfareand other public services.

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    POLICY CONVERGENCE

    Focuses mainly on the stage at which a policy is

    bought or sold

    Is preceded by other important steps namely

    formulation of ideas, debate, adoption and resource

    commitment.

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    THE FOUR STAGESOF CONVERGENCE

    (POLLITT, 2001)

    Discursive Convergence: more and more people aretalking and writing about the same concepts . Theconceptual agenda is converging.

    Decisional Convergence: the authorities publicly decideto adopt a particular organizational form or technique.For eg. the UK adopted a national citizens charter in

    1991. Practice Convergence: public sector organizations

    begin to work in more similar ways. E.g., performancerelated pay arrangements are applied to a growingpercentage of the public sector labour force.

    Results Convergence: this is when reforms produce

    their intended (and unintended effects) so that outputsand outcomes of public sector activity begin toconverge. E.g., the unit cost of issuing passports mayfall in every country that re-engineers the issuingprocess in a certain way.

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    EXPLAINING CONVERGENCE: THEORETICAL

    PERSPECTIVES

    Contemporary organization theory provides somestrong suggestions as to why convergence atleast of a sort might prove to be popular.

    Theorists in institutional economics (both of theprincipal agent and the property rights variety) tendto explain organizational forms in terms of utilitymaximization.

    The Osborne and Gaebler arguments (functionaltheory): convergence on a new way of organizingpublic tasks is happening because the old way

    (traditional bureaucracy) does not work undercontemporary conditions thus governments all overthe world are migrating towards a new way ofrunning things (entrepreneurial government) whichdoes work.

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    All around the world governments are recognizing

    the opportunity to improve the quality and

    effectiveness of the public sector. Privatization,

    market testing and private finance are being used in

    almost every developed country. (Dorrell 1993)

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    STATE PROVISIONAND PUBLIC MANAGEMENT

    REFORM

    Many academics have questioned the thesis (most

    prominently associated with Osborne and Gaeblers

    Re-inventing government) that there is an

    inevitable and global convergence towards a

    particular, new style of public management.

    There now exists a considerable academic

    literature debunking the idea that there is an

    international convergence towards the New Public

    Management/Reinventing government styles ofpublic management reform.

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    PRIVATIZATIONDEFINED

    In the strictest sense, privatization refers to the

    full sale of assets from a public (State) entity to

    a private entity.

    Privatization is accompanied by re-regulation,

    ensuring that monopoly or powerful enterprises

    do not use their newly unleashed market

    position to pursue unfair pricing policies or toprevent other competitors gaining access to

    key markets (CS, 2002)

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    OBJECTIVESOFPRIVATIZATIONSTRATEGIES.

    To increase efficiency and improve quality andproductivity through increased competition;

    To reduce the size and influence of the public sector

    in general, and the extent of government involvementin industry in particular;

    To promote wider public participation and controlthrough the diffusion of share ownership or the

    creation of management or employee buy-outs,To signal strong support for the private sector as an

    engine for development

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    WHATHASBEENTHE GHANAIANEXPERIENCEINTHE

    CHANGINGROLEOFTHESTATEINPUBLICMANAGEMENT

    REFORMPOLICY

    PARDIC Public Administration Reform and

    Decentralisation Implementation Committee (See

    Ayees chapter in Ghana at 50. Edited by Joseph

    Ayee, 2007). Decentralisation outcomes (Batley

    and Larbi 2004

    CSPIP

    PUFMARP

    Arms length institutions from ministries and

    legislature - PURC

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    Developments: in Jamaicaon phased basis over period of time

    Citizens Charter/emphasis on Customer Service

    Executive Agencies/ (EA) Performance Based Institutions(PBI)

    Delegation of HR Functions:

    Appointments,Separation(with exceptions: early retirement & in thepublic interest),

    Administration of Discipline,Training

    Shared Corporate Services

    New Performance Management & Appraisal System (PMAS)

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    Increasing Challenges of HR Sections:

    Increasing needs of staff for personal assistance e.gcounselling in variety of areas

    Inadequate support from line managers & theirunderstanding/ clarity of their new roles

    Inadequate HR communication strategy

    Growing expectations from internal & externalcustomers in terms of speed & quality of servicedelivery

    Low organization morale: Heads of Sections /Supervisors/ staff feel that organizational needs & staffdevelopmental needs not being adequately addressed

    Inadequate information technology support

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    October 12, 2005

    HRM&D(Model)

    Functional Profile

    Human Resource

    Mgt. & Development

    Committees

    FUNCTIONS:

    . Corporate/Strategic Planning

    . Commitee Secretariat

    . Policies Programmes

    . Communication Strategy

    Organizational

    Development

    FUNCTIONS:

    . Structure & Staffing

    . Manuals e.g. Code of Conduct

    .. Job Descriptions,

    . Work plans

    . Systems & Procedures

    . PMAS Instruments/System

    . Communications, Memoranda,

    circulars, .e-mail

    . Knowledge Management strategy

    Research (Analysis)

    Human Resource

    Management

    Employee Relations

    Human Resource

    Information

    Management

    Staffing

    FUNCTIONS:

    . Manpower Planning

    . Policy/Guidelines

    FUNCTIONS:. Recruitment

    . Selection

    Appointment

    . Promotions

    . Transfer

    . Orientation (initial)

    . Separation

    . Assignments

    FUNCTIONS:. Pensions

    . Leave

    . Health Insurance

    . Loan Application

    . Long Service/

    . Performance Awards

    . Compensation

    . Allowances

    . Grants

    . Staff relations

    . Staff well being

    . Industrial Relations

    . Discipline

    . Grievance

    . Safety/Health

    Human Resource

    Development

    FUNCTIONS:

    . Policy/Guidelines

    . Training Needs Analysis

    . Training Programme

    . Development Programme

    (succession planning)

    . Impact Assessment

    . Counseling

    Orientation (general)

    .

    FUNCTIONS:. Records

    . Information

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    HRDM AS STRATEGIC PARTNER:BUILDING CAPACITY

    (ADAPTEDFROMPUBLICSECTORGENERICASPIRATIONMODEL:

    RFA INTERNATIONAL

    Leadership focus on environmental scanning/ futureand outcomes, not just present state.

    Knowledge management/ working through

    challenges promotes inter-ministerial teams/joinedup government/Public & PrivatePartnerships/networking

    Strategic relationships achieve effective & efficientresults when measured against time and cost

    shared ownership & accountability rather than buy-in then buy-out

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    OUTCOMESOF NPM

    It will be a smaller public sector, intensively focusedon efficiency and continuous improvement.

    It will consist of small, core ministries (responsiblefor strategy) and a range of specialized, semi-

    autonomous agencies (responsible for operations). It will work within clear performance frameworks

    that specify budgets and expected results.

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