list of malaysia capital markets services licence holders for dealing in securities

38
Securities Commission | Dealing in Securities as at 31 May 2010 1 List of Capital Markets Services Licence holders for Dealing in Securities as at 31 May 2010 No Company 1. A.A. Anthony Securities Sdn. Bhd. 2. Affin Investment Bank Berhad 3. Alliance Investment Bank Berhad 4. AmInvestment Bank Berhad 5. BIMB Securities Sdn Bhd 6. CIMB Investment Bank Berhad 7. CLSA Securities Malaysia Sdn. Bhd. 8. Credit Suisse Securities (Malaysia) Sdn Bhd 9. ECM Libra Investment Bank Berhad 10. FA Securities Sdn Bhd 11. Hong Leong Investment Bank Berhad 12. HwangDBS Investment Bank Berhad 13. Innosabah Securities Berhad 14. Inter-Pacific Securities Sdn Bhd 15. JF Apex Securities Berhad 16. JPMorgan Securities (Malaysia) Sdn. Bhd. 17. Jupiter Securities Sdn Bhd 18. KAF-Seagroatt & Campbell Securities Sdn Bhd 19. Kenanga Investment Bank Berhad 20. M & A Securities Sdn Bhd 21. Macquarie Capital Securities (Malaysia) Sdn Bhd 22. Malacca Securities Sdn Bhd 23. Malaysian Issuing House Sdn Bhd 24. Maybank Investment Bank Berhad 25. Mercury Securities Sdn Bhd 26. MIDF Amanah Investment Bank Berhad 27. MIDF Consultancy & Corporate Services Sdn. Bhd. 28. MIMB Investment Bank Berhad 29. Nomura Securities Malaysia Sdn. Bhd. 30. OSK Investment Bank Berhad 31. PM Securities Sdn Bhd 32. Public Investment Bank Berhad 33. RHB Investment Bank Berhad 34. SJ Securities Sdn Bhd 35. TA Securities Holdings Berhad 36. UBS Securities Malaysia Sdn Bhd

Upload: yowchuan-lee

Post on 20-Jun-2015

6.733 views

Category:

Documents


5 download

DESCRIPTION

List of Malaysia Capital Markets Services Licence Holders for Dealing in Securities by Securities Commission

TRANSCRIPT

Page 1: List of Malaysia Capital Markets Services Licence Holders for Dealing in Securities

Securities Commission | Dealing in Securities as at 31 May 2010

1

List of Capital Markets Services Licence holders for Dealing in Securities as at 31 May 2010

No Company

1. A.A. Anthony Securities Sdn. Bhd.

2. Affin Investment Bank Berhad

3. Alliance Investment Bank Berhad

4. AmInvestment Bank Berhad

5. BIMB Securities Sdn Bhd

6. CIMB Investment Bank Berhad

7. CLSA Securities Malaysia Sdn. Bhd.

8. Credit Suisse Securities (Malaysia) Sdn Bhd

9. ECM Libra Investment Bank Berhad

10. FA Securities Sdn Bhd

11. Hong Leong Investment Bank Berhad

12. HwangDBS Investment Bank Berhad

13. Innosabah Securities Berhad

14. Inter-Pacific Securities Sdn Bhd

15. JF Apex Securities Berhad

16. JPMorgan Securities (Malaysia) Sdn. Bhd.

17. Jupiter Securities Sdn Bhd

18. KAF-Seagroatt & Campbell Securities Sdn Bhd

19. Kenanga Investment Bank Berhad

20. M & A Securities Sdn Bhd

21. Macquarie Capital Securities (Malaysia) Sdn Bhd

22. Malacca Securities Sdn Bhd

23. Malaysian Issuing House Sdn Bhd

24. Maybank Investment Bank Berhad

25. Mercury Securities Sdn Bhd

26. MIDF Amanah Investment Bank Berhad

27. MIDF Consultancy & Corporate Services Sdn. Bhd.

28. MIMB Investment Bank Berhad

29. Nomura Securities Malaysia Sdn. Bhd.

30. OSK Investment Bank Berhad

31. PM Securities Sdn Bhd

32. Public Investment Bank Berhad

33. RHB Investment Bank Berhad

34. SJ Securities Sdn Bhd

35. TA Securities Holdings Berhad

36. UBS Securities Malaysia Sdn Bhd

Page 2: List of Malaysia Capital Markets Services Licence Holders for Dealing in Securities

Securities Commission | Dealing in Securities as at 31 May 2010

2

1. A.A. Anthony Securities Sdn. Bhd.

Shareholders Dynamic Pearl Sdn Bhd

Idris bin Osman Directors Lim Tiong Chin Executive Director - Dealing

Abdul Rahman bin Ahmad Executive Director - Dealing

Lim Teong Khoon Executive Director - Operations

Dato’ Wong Pui Lam

Chuah Seong Phaik

Vijeyaratnam a/l V. Thamotharam Pillay

Datuk Razman Md Hashim bin Che Din Md Hashim

Company Secretary Lim Kong Yow

Compliance Officers Loo Chye Seong

Lai Tick Foo

Business Address(es)

Headquarters

Address Tingkat 1, 2 & 3, Bangunan Heng Guan, 171, Jalan Burmah, 10050 Georgetown, Pulau Pinang, MALAYSIA

Telephone 04-229 9318

Fax 04-226 8788

Cawangan Jalan Gangsa, Kawasan Perusahaan Mergong 2, Seberang Jalan Putra, Alor Setar, Kedah

Address Lot 4, 5 & 5A, Tingkat 1 Emum 55, No. 55, Jalan Gangsa, Kawasan Perusahaan Mergong 2, Seberang Jalan Putra, 05150 Alor Setar, Kedah, MALAYSIA

Telephone 04-732 2111

Fax 04-732 2777

Cawangan Jalan Perniagaan 2, Pusat Perniagaan Alma, Bukit Mertajam, Pulau Pinang

Address Aras Bawah dan 1, No. 2, Jalan Perniagaan 2, Pusat Perniagaan Alma, 14000 Bukit Mertajam, Pulau Pinang, MALAYSIA

Telephone 04-554 1388

Fax 04-554 1389

Cawangan Jalan Sri Hartamas 1, Sri Hartamas, Kuala Lumpur

Address N-1-3, N-2-3, N-3-3, Plaza Damas, No. 60, Jalan Sri Hartamas 1, Sri Hartamas, 50480 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA

Telephone 03-6201 1155

Fax 03-6201 1001

Cawangan Johor Bahru, Johor

Address Levels 6 & 7, Menara MSC Cyberport, No. 5, Jalan Bukit Meldrum, 80300 Johor Bahru, Johor, MALAYSIA

Telephone 07-333 2000

Fax 07-335 4728

Cawangan Kulai Besar, Kulai, Johor

Address No. 42-8, Main Road, Kulai Besar, 81000 Kulai, Johor, MALAYSIA

Telephone 07-663 6658

Fax 07-663 6653

Page 3: List of Malaysia Capital Markets Services Licence Holders for Dealing in Securities

Securities Commission | Dealing in Securities as at 31 May 2010

3

Cawangan Taman Johor Jaya, Johor Bahru, Johor

Address No. 70, 70-01 & 70-02, Jalan Rosmerah 2/17, Taman Johor Jaya, 81100 Johor Bahru, Johor, MALAYSIA

Telephone 07-351 3218

Fax 07-351 3843

Cawangan Taman Nusa Bestari, Skudai, Johor

Address No. 171 (Tingkat Bawah), Jalan Bestari 1/5, Taman Nusa Bestari, 81300 Skudai, Johor, MALAYSIA

Telephone 07-512 1633

Fax 07-512 1933

Cawangan Jalan Intan 2, Bandar Baru, Teluk Intan, Perak

Address No. 29G, Jalan Intan 2, Bandar Baru, 36000 Teluk Intan, Perak , MALAYSIA

Telephone 05-6216010

Fax 05-6216011

2. Affin Investment Bank Berhad

Shareholder Affin Holdings Bhd

Directors Maimoonah binte Mohamed Hussain Executive Director/Chief Executive Officer

Tunku Dato’ Jaafar Laksmana bin Tunku Nong Jiwa

Tan Sri Dato' Che Lodin bin Wok Kamaruddin

Gen (R) Tan Sri Yaacob bin Mat Zain

Dato' Seri Raja Aman bin Raja Ahmad

Ariffin bin Alias

Seow Thiam Fatt

Stephen Charles Li

Koh Thong Hau

Company Secretary Azizah binti Shukor

Compliance Officers Saifulizan bin Bahar

Noor Azlin Binti Abd Aziz

Wong Seow Wei

Teh Fui Meng

Lee Huey Ching

Nizam bin Md. Amin @ Md. Aman

Suganthi a/p Mayandi

Key Management Dato' Saiful Bahri bin Zainuddin Head of Dealing – Securities

Ong Teng Chong Head of Research

Johan Bin Hashim Head of Corporate Finance - Equity

Low Yek Moo Head of Operations

Wan Hashimah binti Ahmad Merican Head of Compliance

Saifulizan bin Bahar Head of Compliance

Chua Bee Chin Head of Operations

Noraiza binti Mohd Sharif Head of Dealing- Debt Capital Markets/Bonds

Akbar Shah Bin Mohamed Head of Dealing - Debt Capital Markets/Bonds

Hatini binti Mat Husin Head of Corporate Finance - Debt

Page 4: List of Malaysia Capital Markets Services Licence Holders for Dealing in Securities

Securities Commission | Dealing in Securities as at 31 May 2010

4

Business Address(es)

Headquarters

Address Tingkat 14, 21, 24 dan 27, Menara Boustead, 69 Jalan Raja Chulan, 50200 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA

Telephone 03-2142 3700

Fax 03-2142 3799

Cawangan Jalan Conlay, Kuala Lumpur

Address Tingkat Bawah, Mezanin & 3, No. 3, Jalan Conlay, 50450 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA

Telephone 03-2143 8668

Fax 03-2143 3663

Cawangan Lintang Pekan Baru, Meru, Klang, Selangor

Address Tingkat 3 & 4, Wisma Meru, No. 1-3, Lintang Pekan Baru, Off Jalan Meru, 41050 Klang, Selangor, MALAYSIA

Telephone 03-3343 9999

Fax 03-3343 3872

Cawangan Mutiara Damansara, Petaling Jaya, Selangor

Address Lot 229, Tingkat 2, Mutiara Damansara, 47800 Petaling Jaya, Selangor, MALAYSIA

Telephone 03-7729 1803

Fax 03-7710 0598

3. Alliance Investment Bank Berhad

Shareholder Alliance Bank Malaysia Berhad

Directors Dato' Thomas Mun Lung Lee

Zakaria bin Abd Hamid

Phoon Siew Heng

Megat Dziauddin bin Megat Mahmud

Kung Beng Hong

Tee Kim Chan

Company Secretary Lee Wei Yen

Compliance Officers Tan Gua Hui

Khor Phaik Hoon

Key Management Andrew Chou Wei Yew Head of Corporate Finance

Teow Leong Wah Head of Compliance

Patrick Soh Kim Ngiap Head of Operations

Business Address(es)

Headquarters

Address Tingkat 18, 19 dan 20, Menara Multi-Purpose, Capital Square, No. 8, Jalan Munshi Abdullah, 50100 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA

Telephone 03-2692 7788

Fax 03-2692 8787

Page 5: List of Malaysia Capital Markets Services Licence Holders for Dealing in Securities

Securities Commission | Dealing in Securities as at 31 May 2010

5

Cawangan Jalan Munshi Abdullah, Kuala Lumpur

Address Level 17, Menara Multi-Purpose, Capital Square, No. 8, Jalan Munshi Abdullah, 50100 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA

Telephone 03-2697 6333

Fax 03-2697 2929

Cawangan Jalan Air Jerneh, Kuala Terengganu, Terengganu

Address No. 1D, Tingkat Bawah & Mezzanine, No. 1E, Tingkat Bawah, Mezzanine & Tingkat Satu, Jalan Air Jerneh, 20300 Kuala Terengganu, Terengganu, MALAYSIA

Telephone 09-6317922

Fax 09-6313255

Cawangan Jalan Binjai, Off Jalan Ampang, Kuala Lumpur

Address No. 8, Jalan Binjai, Off Jalan Ampang, 50450 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA

Telephone 03-2166 7922

Fax 03-2166 7909

Cawangan Kluang, Johor

Address No. 73, Ground & 1st Floor, Jalan Rambutan, 86000 Kluang, Johor, MALAYSIA

Telephone 07-771 7922

Fax 07-771 7909

Cawangan Jalan Sultan Badlishah, Alor Setar, Kedah

Address Lot T-30 Tingkat 2, Wisma PKNK, Jalan Sultan Badlishah, 05000 Alor Setar, Kedah, MALAYSIA

Telephone 04-731 7088

Fax 04-731 8428

Cawangan Kangar, Perlis

Address Tingkat 2, Blok Podium, Bangunan KWSP, 01000 Kangar, Perlis, MALAYSIA

Telephone 04-976 5200

Fax 04-976 0411

Cawangan Taman Sentosa, Jalan Lumut, Sitiawan, Perak

Address No 43 & 44, Tingkat Bawah, Taman Sentosa, Jalan Lumut, 32000 Sitiawan, Perak, MALAYSIA

Telephone 05-691 0910

Fax 05-691 0908

Cawangan Taman Sri Kuantan III, Kuantan, Pahang

Address A-397, A-399 & A-401, Taman Sri Kuantan III, Jalan Beserah, 25300 Kuantan, Pahang, MALAYSIA

Telephone 09-566 0800

Fax 09-566 0801

Cawangan Lebuh Light, Georgetown, Pulau Pinang

Address Suite 2.1 & 2.4, Level 2, Wisma Great EasternNo. 25, Lebuh Light, 10200 Georgetown, Pulau Pinang, MALAYSIA

Telephone 04-261 1688

Fax 04-261 6363

Page 6: List of Malaysia Capital Markets Services Licence Holders for Dealing in Securities

Securities Commission | Dealing in Securities as at 31 May 2010

6

4. AmInvestment Bank Berhad

Shareholder AMMB Holdings Berhad

Directors Kok Tuck Cheong Executive Director/Chief Executive Officer

Pushparani a/p A Moothathamby Executive Director

Tan Sri Dato’ Azman bin Hashim

Tan Sri Datuk Clifford Francis Herbert

Tan Sri Datuk Dr. Aris bin Osman @ Othman

Dato’ Izham bin Mahmud

Tun Mohammed Hanif Bin Omar

Cheah Tek Kuang

Ashok Ramamurthy

Company Secretaries Koid Phaik Gunn

Phyllis Moe

Compliance Officers Liu Meng Kian

Deepah A/P Sithravel

Wan Ahadiatul Hussni Binti Wan Silmy

Ng Geak Ai

Key Management Tan Giap How Head of Dealing – Securities

Anuar bin Omar Head of Corporate Finance

Mohd Effendi bin Abdullah Head of Corporate Finance

Seohan Soo Head of Corporate Finance – Debt

Tan Chong Hin Head of Corporate Finance

Shaharuddin bin Hassan Head of Operations

Rueben Panchadcharam Head of Compliance

Cheah Chuan Lok Head of Fund Management

Business Address(es)

Headquarters

Address Tingkat 8-9, 11-18, 21-25, Bangunan AmBank Group, 55 Jalan Raja Chulan, 50200 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA

Telephone 03-2036 2633

Fax 03-2032 1914/2031 2375

Cawangan Jalan Abdul Rahman, Batu Pahat, Johor

Address Tingkat 3, Kompleks Penggaram, 1 Jalan Abdul Rahman, 83000 Batu Pahat, Johor, MALAYSIA

Telephone 07-434 2282

Fax 07-432 7982

Cawangan Jalan Abell, Kuching, Sarawak

Address No. 164, 166 & 168, 1st, 2nd & 3rd Floors, Jalan Abell, 93100 Kuching, Sarawak , MALAYSIA

Telephone 082-244 791

Fax 082-414 944

Cawangan Jalan Dato' Abdullah Tahir, Johor Bahru, Johor

Address 18th & 31st Floor, Selesa Tower, Jalan Dato' Abdullah Tahir, 80300 Johor Bahru, Johor, MALAYSIA

Telephone 07–334 3855

Fax 07–334 3633

Page 7: List of Malaysia Capital Markets Services Licence Holders for Dealing in Securities

Securities Commission | Dealing in Securities as at 31 May 2010

7

Cawangan Jalan SS21/60, Petaling Jaya, Selangor

Address Tingkat 4, Plaza Damansara Utama, 2 Jalan SS21/60, 47400 Petaling Jaya, Selangor, MALAYSIA

Telephone 03-7710 6613

Fax 03-7710 7708

Cawangan Jalan Sultan Ahmad Shah, Pulau Pinang

Address Mezzanine Floor & Level 3, No. 37 Jalan Sultan Ahmad Shah, 10050 Pulau Pinang, Pulau Pinang , MALAYSIA

Telephone 04-226 1818

Fax 04-229 2887

Cawangan Jalan Tuaran, Kota Kinabalu, Sabah

Address Tingkat Bawah & 1, Menara PBSB, Wisma Tun Fuad Stephens, KM2.4, Jalan Tuaran, 88300 Kota , Kinabalu, Sabah, MALAYSIA

Telephone 088-213 488

Fax 088-221 050

5. BIMB Securities Sdn Bhd

Shareholders BIMB Securities (Holdings) Sdn Bhd

Permodalan Nasional Bhd

Directors Dato’ Dr Abdul Halim bin Hj Ismail Executive Director - Dealing

Dato’ Idris bin Md Tahir Executive Director - Operations

Mustapha bin Hamat

Johan bin Abdullah

Zahari @ Mohd Zin bin Idris

Company Secretaries Dato’ Idris bin Md Tahir

Harlina binti Hamidi @ Abdul Rani

Compliance Officer Sofiah Chong binti Abdullah

Business Address

Headquarters

Address 1st & 2nd Floors, Block Podium, AMDB Building , No. 1 Jalan Lumut, 50400 Kuala Lumpur, Wilayah Persekutuan, Malaysia

Telephone 03-4043 3533

Fax 03- 4041 4159

6. CIMB Investment Bank Berhad

Shareholder CIMB Group Sdn. Bhd.

Directors Dato' Charon Wardini bin Mokhzani Executive Director

Dato' Mohamed Nazir bin Abdul Razak

Dato' Hamzah bin Bakar

Dato' Zainal Abidin bin Putih

Nicholas Rupert Heylett Bloy

Zahardin bin Omardin

Page 8: List of Malaysia Capital Markets Services Licence Holders for Dealing in Securities

Securities Commission | Dealing in Securities as at 31 May 2010

8

Company Secretary Rossaya binti Mohd Nashir

Compliance Officers Wan Faizal bin Abbas

Azman bin Idris

Key Management Ong Liang Heng Head of Corporate Finance

Julia binti Hashim Head of Dealing – Securities

Lee Kok Kwan Head of Dealing – Debt Capital Market/Bonds

Geetha A/P Sivapathasundram Head of Compliance

Chew Ker Chee Head of Operations

Business Address(es)

Headquarters

Address Tingkat 6, 7 dan 10, Bangunan CIMB, Jalan Semantan, Bukit Damansara, 50490 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA

Telephone 03-2084 8888

Fax 03-2093 9688

Cawangan Jalan Datuk Abang Abdul Rahim, Kuching, Sarawak

Address Aras 1 (Utara), Wisma STA, No. 26, Jalan Datuk Abang Abdul Rahim, 93450 Kuching, Sarawak,

MALAYSIA

Telephone 082-358 688

Fax 082-358 689

Cawangan Jalan Sagunting, Kota Kinabalu, Sabah

Address 1st & 2nd floor Central Building, Jalan Sagunting, 88000 Kota Kinabalu, Sabah , MALAYSIA

Telephone -

Fax -

Cawangan Jalan Sultan Ahmad Shah, Pulau Pinang

Address Suite 1.01, Menara PSCI, No. 39, Jalan Sultan Ahmad Shah, 10050 Pulau Pinang, Pulau Pinang, MALAYSIA

Telephone 04-2385900

Fax 04-2291616

Melaka

Address Ground, 1st & 2nd Floor, No. 191, Taman Melaka Raya, Off Jalan Parameswara, 75000 Melaka, Melaka, MALAYSIA

Telephone 06-289 8800

Fax 06-289 8810

Kuantan, Pahang

Address No. A-27 (Ground, 1st & 2nd Floor), Jalan Dato Lim Hoe Lek, 25200 Kuantan, Pahang, MALAYSIA

Telephone 09-5057800

Fax 09-5144023

Sibu

Address No. 6A Ground Floor, Jalan Bako, Off Brooke Drive, 96000 Sibu, Sarawak, MALAYSIA

Telephone 084-367700

Fax 084-336316

Page 9: List of Malaysia Capital Markets Services Licence Holders for Dealing in Securities

Securities Commission | Dealing in Securities as at 31 May 2010

9

7. CLSA Securities Malaysia Sdn. Bhd.

Shareholder CLSA B.V. Netherlands

Directors Choo Shan Executive Director - Dealing

Leong Hoe Kit Executive Director - Operations

Andrew Ross Long

John David Bird

Andrew Shawn Reynolds

Company Secretaries Won Swee Hwan

Jasni bin Abdul Jalil

Compliance Officer Chong Sau Yuen

Key Management Clare Chin Kit Ching Head of Research

Business Address

Headquarters

Address Bilik 20-01, Aras 20, Menara Dion, 27 Jalan Sultan Ismail, 50250 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA

Telephone 03-2056 7888

Fax 03-2056 7988

8. Credit Suisse Securities (Malaysia) Sdn. Bhd.

Shareholder Credit Suisse First Boston (International) Holding AG Switzerland

Directors Stephen John Watson Hagger Executive Director - Dealing

Leow Thye Kan Executive Director - Operations

Ajit Vishnukant Vaidya

Dumith Hemantha Fernando

Company Secretary Chua Siew Chuan

Compliance Officer Suhana Dewi Selamat

Key Management Jamaludin bin Zakaria Head of Corporate Finance

Tan Ting Min Head of Research

Business Address

Headquarters

Address Suite 7.6, Level 7 , Menara IMC, 8 Jalan Sultan Ismail, 50250 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA

Telephone 03-27233001

Fax 03-27233007

Page 10: List of Malaysia Capital Markets Services Licence Holders for Dealing in Securities

Securities Commission | Dealing in Securities as at 31 May 2010

10

9. ECM Libra Investment Bank Berhad (formerly known as ECM Libra Avenue Securities Sdn. Bhd.)

Shareholder ECM Libra Financial Group Berhad

Directors Dato' Seri Kalimullah bin Masheerul Hassan

Datuk Kamarudin bin Md Ali

Dato' Mohd Ali bin Abd Samad

Mahadzir bin Azizan

Lum Sing Fai

Dato’ Othman bin Abdullah

Lim Kian Onn

Company Secretary Wong Seong Ch'o @ Wong Fei Mun

Compliance Officers Ruhil Hayati binti Ismail

Teo Puay York

Key Management Tan Tong Nam Head of Operations

Jessie Peter a/p T P Caleb Peter Head of Compliance

Azlin binti Arshad Head of Corporate Finance

Tan Heng Meng Head of Dealing - Securities

Business Address(es)

Headquarters

Address Tingkat 1,2,3 & 8A Floor, Wisma Genting, Jalan Sultan Ismail, 50250 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA

Telephone 603-2178 1888

Fax 603-2161 8818

Cawangan Bandar Baru Teluk Intan, Teluk Intan, Perak

Address No. 7B-1, Jalan Laman Intan, Bandar Baru Teluk Intan, 36000 Teluk Intan, Perak, MALAYSIA

Telephone 05-622 2828

Fax 05-622 7828

Cawangan Jalan Ali, Muar, Johor

Address No. 57, 59 & 61, Jalan Ali, 84000 Muar, Johor, MALAYSIA

Telephone 06-953 1222

Fax 06-951 6660

Cawangan Jalan Damansara Endah, Bukit Damansara, Kuala Lumpur

Address Tingkat Bawah, Mezanin, Aras 1 & Aras 2 , Bangunan Avenue, Jalan Damansara Endah, Bukit Damansara, 50490 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA

Telephone 03-2089 1800

Fax 03-2089 1801

Cawangan Jalan Gaya, Kota Kinabalu, Sabah

Address Aras 8, Wisma Great Eastern, 68 Jalan Gaya, 88000 Kota Kinabalu, Sabah, MALAYSIA

Telephone 088-236 188

Fax 088-235 701

Cawangan Jalan Lambak, Kluang, Johor

Address 285, Tingkat 1, Jalan Lambak, 86000 Kluang, Johor, MALAYSIA

Telephone 07-776 1185

Fax 07-776 1975

Page 11: List of Malaysia Capital Markets Services Licence Holders for Dealing in Securities

Securities Commission | Dealing in Securities as at 31 May 2010

11

Cawangan Jalan Macalister, Pulau Pinang

Address 111 Jalan Macalister, 10400 Pulau Pinang, Pulau Pinang, MALAYSIA

Telephone 04-228 1868

Fax 04-227 9634

Cawangan Jalan Sultan Ahmad Shah, Pulau Pinang

Address Tingkat 7, 8 & Unit 9.03, Tingkat 9, Menara PSCI, 39, Jalan Sultan Ahmad Shah, 10050 Pulau Pinang, Pulau Pinang, MALAYSIA

Telephone 04-228 3355

Fax 04-229 7457

Cawangan Persiaran Greenhill, Ipoh, Perak

Address 63 Persiaran Greenhill, 30450 Ipoh, Perak, MALAYSIA

Telephone 05-242 2828

Fax 05-242 2323

Cawangan Sri Dagangan II, Kuantan, Pahang

Address B62, Tingkat Bawah & Tingkat 1 , Lorong Tun Ismail 8 , Sri Dagangan II, 25000 Kuantan, Pahang, MALAYSIA

Telephone 09-517 1698

Fax 09-513 8996

Cawangan Taman Melaka Raya, Melaka

Address 71-A & 73-A, Jalan Merdeka, Taman Melaka Raya, 75000 Melaka, Melaka, MALAYSIA

Telephone 06-288 1700

Fax 06-288 1722

Cawangan Taman Semberong Baru, Yong Peng, Johor

Address Tingkat Bawah, No. 234, Jalan Besar, Taman Semberong Baru, 83700 Yong Peng, Johor, MALAYSIA

Telephone 07-467 8885

Fax 07-467 8884

Cawangan Jalan Tunku Munawir, Seremban, Negeri Sembilan

Address 1C-G & 1D-G, Tingkat Bawah, Jalan Tunku Munawir, 70000 Seremban, Negeri Sembilan , MALAYSIA

Telephone 06-765 5998

Fax 06-765 5739

Ibu Pejabat ECM Libra Avenue Securities Sdn. Bhd.

Address Aras 1, Bangunan Avenue, No. 8, Jalan Damansara Endah, Bukit Damansara, 50490 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA

Telephone 03-2089 1800

Fax 03-2089 1801

Sitiawan, Perak

Address Ground Floor, No 25 & 25A, Jalan Jaya 2, Medan Jaya, 32000 Sitiawan, Perak, MALAYSIA

Telephone 05-6939828

Fax 05-6939822

Page 12: List of Malaysia Capital Markets Services Licence Holders for Dealing in Securities

Securities Commission | Dealing in Securities as at 31 May 2010

12

10. FA Securities Sdn Bhd

Shareholders FA Peninsular Bhd

Che Muhamad Fasir bin Samsudin Directors Isa bin Mustapha Executive Director Dealing

Rosni binti Ab Malik Executive Director Operations

Dato' Che Muhamad Fasir bin Samsudin

Ismail bin Nik Man

Company Secretaries Rosni binti Ab Malik

Lee Thai Thye

Business Address

Headquarters

Address No. 51 & 51A, , Tingkat Bawah, Mezanin & Tingkat 1 , Jalan Tok Lam , 20100 Kuala Terengganu,

Terengganu, MALAYSIA

Telephone 09-623 8128

Fax 09-623 8129

11. Hong Leong Investment Bank Berhad

Shareholder HLG Capital Sdn. Bhd.

Directors Choong Yew How Executive Director

Tan Sri A.Razak bin Ramli

Tan Sri Dato’ Seri Khalid Ahmad bin Sulaiman

Martin Giles Manen

Company Secretary Moh Suat Moi

Compliance Officers Nazri bin Ab Manan

Cheong Yoke Sun

Key Management Khaw Lin Lin Head of Compliance

Tan Tai Kim Head of Corporate Finance

Wong Kum Cheong Head of Dealing

Muhammad Awi Goo @ Goo Kim Hooi Head of Operations

Mohammad Azlan bin Alias Head of Dealing

Low Yee Huap Head of Research Equity

Chief Executive Officer

Lee Jim Leng

Business Address(es)

Headquarters

Address Aras 5-8, Menara HLA, 3 Jalan Kia Peng, 50450 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA

Telephone 03-2164 8228

Fax 03-2715 8988

Page 13: List of Malaysia Capital Markets Services Licence Holders for Dealing in Securities

Securities Commission | Dealing in Securities as at 31 May 2010

13

Cawangan Damansara Utama, Petaling Jaya, Selangor

Address Tingkat 1, 2 & 3, Plaza Damansara Utama, 2 Jalan SS21/60, Damansara Utama, 47400 Petaling Jaya, Selangor , MALAYSIA

Telephone 03-7729 7345

Fax 03-7728 1357

Cawangan Persiaran Greenhill, Ipoh, Perak

Address 51-53, Persiaran Greenhill, 30450 Ipoh, Perak , MALAYSIA

Telephone 05-253 0888

Fax 05-253 7112

12. HwangDBS Investment Bank Berhad

Shareholder Hwang-DBS (Malaysia) Berhad

Directors Hwang Lip Teik - Managing Director/Chief Executive Officer

Y.A.M. Tunku Dato’ Seri Nadzaruddin ibni Tuanku Ja’afar

Syarif Bendahara Perlis Syed Badarudin Jamalullail Ibni Almarhum Tuanku Syed Putra Jamalullail

Dato’ Seri Hwang Sing Lue

Ong Eng Kooi

Ang Teik Siew (Ang Teik Lim Eric)

Kankipati Rajan Raju

Ng Wai Hung Andrew

Mohamed Tarmizi Bin Ismail Company Secretaries Tan Lee Peng

Mah Yee Wan

Compliance Officers Ho Soke Yin

Cheah Guat Sim

Kuan Wun Sein

Tan Ee Lian

Hong Siew Lai

Lee Kin Meng

Nurazimah Binti Ahamad

Liew Kuang Chiang

Lee Gek Yean

Jamie Ting Cheng Ning

Key Management Hwang Yee Tuan Head of Dealing-Securities

Chen Mun Peng Head of Compliance

Keong Si Hark Head of Operations

Yeo Teck Hooi Head of Corporate Finance

Business Address(es)

Headquarters

Address Aras 2, 3, 4, 5, 7 & 8 Wisma Sri Pinang, 60 Green Hall, Aras 2, 3, 4, 5, 6, 7 & 8 Wisma Sri Pinang II, 42

Green Hall, 10200 Pulau Pinang, MALAYSIA

Telephone 04-263 6996

Fax 04-263 9597

Page 14: List of Malaysia Capital Markets Services Licence Holders for Dealing in Securities

Securities Commission | Dealing in Securities as at 31 May 2010

14

Cawangan Batu 5 Cheras, Selangor

Address No. 34-5,36-5,38-5,40-5,42-5 dan 44-5,Tingkat 5, Cheras Commercial Centre, Jalan 5/101C, Off Jalan Kaskas, Batu 5, Cheras, 56100 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA

Telephone 03-9130 3399

Fax 03-9130 1199

Cawangan Jalan Abell, Kuching, Sarawak

Address Tingkat Bawah, 1, 2 & 3, Lot 328, Jalan Abell, 93100 Kuching, Sarawak, MALAYSIA

Telephone 082-236 999

Fax 082-426 999

Cawangan Jalan Bukit Bintang, Kuala Lumpur

Address 7th, 22nd and 23rd Floor, Menara Keck Seng, 203 Jalan Bukit Bintang, 55100 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA

Telephone 03-2711 6888

Fax 03-2711 3928

Cawangan Jalan Mahligai, Bahau, Negeri Sembilan

Address No. 6, Tingkat Atas, Jalan Mahligai, 72100 Bahau, Negeri Sembilan, MALAYSIA

Telephone 06-455 3188

Fax 06-455 3288

Cawangan Jalan SS16/1, Subang Jaya, Selangor

Address East Wing & Centre Link, Tingkat 3A, Wisma Consplant 2, No. 7, Jalan SS16/1, 47500 Subang Jaya, Selangor, MALAYSIA

Telephone 03-5635 6688

Fax 03-5636 2288

Cawangan Jalan Stesen, Taiping, Perak

Address Tingkat Bawah, Aras 1, 2 & 3, 21 Jalan Stesen, 34000 Taiping, Perak, MALAYSIA

Telephone 05-806 6688

Fax 05-808 9229

Cawangan Jalan Tun Ahmad Zaidi, Bintulu, Sarawak

Address No.282, 1st Floor, Park City Commercial Center, Phase 4, Jalan Tun Ahmad Zaidi, 97000 Bintulu, Sarawak, MALAYSIA

Telephone 086-330 008

Fax 086-336 008

Cawangan Jalan Centre Point, Kota Kinabalu, Sabah

Address Suite 1-9-E1, 9th Floor, CPS Tower , Centre Point Sabah, No. 1 Jalan Centre Point, 88000 Kota Kinabalu, Sabah, MALAYSIA

Telephone 088-311 688

Fax 088-318 996

Cawangan Jalan Wong Ah Fook, Johor Bahru, Johor

Address Aras 7, Johor Bahru City Square (Office Tower), 106-108, Jalan Wong Ah Fook, 80000 Johor Bahru, Johor, MALAYSIA

Telephone 07-222 2692

Fax 07-276 5201

Cawangan Jalan Yam Tuan, Seremban, Negeri Sembilan

Address Tingkat 1, 105, 107 & 109 Jalan Yam Tuan, 70000 Seremban, Negeri Sembilan, MALAYSIA

Telephone 06-761 2288

Fax 06-763 6958

Page 15: List of Malaysia Capital Markets Services Licence Holders for Dealing in Securities

Securities Commission | Dealing in Securities as at 31 May 2010

15

Cawangan Persiaran Greentown 1, Ipoh, Perak

Address Tingkat Bawah, 1 & 2, No.22 Persiaran Greentown 1, Greentown Business Centre, 30450 Ipoh, Perak, MALAYSIA

Telephone 05-255 9988

Fax 05-255 0988

Cawangan Seksyen 9, Shah Alam, Selangor

Address Tingkat 16 (Part), 18, 19 & 20, Plaza Masalam, 2 Jalan Tengku Ampuan Zabedah E9/E, Seksyen 9, 40100 Shah Alam, Selangor, MALAYSIA

Telephone 03-5513 3288

Fax 03-5513 0280

Cawangan Bandar Perda, Bukit Mertajam, Pulau Pinang Pinang

Address 2 & 4 Jalan Perda Barat, Bandar Perda , Bukit Mertajam, 14000 Pulau Pinang , MALAYSIA

Telephone 04-537 2882

Fax 04-537 5228

Cawangan Taman Pekan Baru, Sungai Petani, Kedah

Address No 70A, B, C, Jalan Mawar 1, Taman Pekan Baru, 08000 Sungai Petani, Kedah, MALAYSIA

Telephone 04-425 6666

Fax 04-421 2288

Cawangan Taman Tun Dr Ismail, Kuala Lumpur

Address Tingkat 2, Bangunan AHP, No. 2, Jalan Tun Mohd Fuad 3, Taman Tun Dr Ismail, 60000 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA

Telephone 03-7710 6688

Fax 03-7710 6699

13. Innosabah Securities Berhad

Shareholder Kretam Holdings Bhd

Directors Lim Kian Peng Executive Director - Dealing

Anthony @ Anthony Alexander Mojitoh Executive Director - Operations

Dato’ Abdul Azim bin Mohd Zabidi

Adnan bin Puteh

Wong Len Kee

Lo Su Ping @ Loo Su Ping

Company Secretary Chang Hwai Tjet

Compliance Officer Quah Yong Yong

Business Address

Headquarters

Address Lot 11-12, Block K, Lot 6, 7 & 9, Block H, Lot 11, Block I, Sadong Jaya, Karamunsing, 88100 Kota Kinabalu, Sabah, Malaysia

Telephone 088-234 099/90

Fax 088-234 100

Page 16: List of Malaysia Capital Markets Services Licence Holders for Dealing in Securities

Securities Commission | Dealing in Securities as at 31 May 2010

16

14. Inter-Pacific Securities Sdn Bhd

Shareholder Inter-Pacific Capital Sdn. Bhd.

Directors Kuok Wee Kiat @ Kuck Wee Kiat Executive Director - Operations

Abdul Majid bin Mohd Harun Executive Director - Dealing

Dato' Paduka Mahkota Terengganu Mohd Yusoff @ Md. Yusoff Bin Jaafar

Dato' Seri Sulaiman Bin Mohd Amin

Pang Poh Ping

Chan Kien Sing

Company Secretaries Su Swee Hong

Gan Hui Hui

Compliance Officers Elda Mazleen binti Mazlan

Yussoff bin Ismail

Rashidah binti Abdullah

Key Management Tan Kok Tiam Head of Corporate Finance

Business Address(es)

Headquarters

Address West Wing, Aras 13, Berjaya Times Square, No. 1, Jalan Imbi, 55100 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA

Telephone 03-2117 1888

Fax 03-2144 1686

Cawangan Jalan 3/109F, Danau Desa, Kuala Lumpur

Address Tingkat Bawah 7-0-8, Jalan 3/109F, Danau Business Centre, Danau Desa, 58100 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA

Telephone 03-79847796

Fax 03-79847798

Cawangan Jalan Tun Abdul Razak, Johor Bahru, Johor

Address 95, Jalan Tun Abdul Razak, 80000 Johor Bahru, Johor, MALAYSIA

Telephone 07-223 1211

Fax 07-224 6266

Cawangan Penang Street, Pulau Pinang

Address Ground, Mezzanine & 8th Floor, Bangunan Mayban Trust, No. 3, Penang Street, 10200 Pulau Pinang, MALAYSIA

Telephone 04-269 0888

Fax 04-269 0999

Cawangan Stesyen Minyak Shell, Kuchai Entrepreneur Park, Kuala Lumpur

Address Stesyen Minyak Shell, Jalan 1/116B, , Off Jalan Kuchai Lama, , Kuchai Entrepreneur Park, 58200 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA

Telephone 03-7981 8811

Fax 03-7981 9211

Cawangan Jalan Ipoh, Selayang, Batu Caves, Selangor

Address No. 77 & 79, Jalan 2/3A, Pusat Bandar Utara, KM 12, Jalan Ipoh, Selayang, 68100 Batu Caves, Selangor MALAYSIA

Telephone 03-6137 1888

Fax 03-6137 2828

Page 17: List of Malaysia Capital Markets Services Licence Holders for Dealing in Securities

Securities Commission | Dealing in Securities as at 31 May 2010

17

15. JF Apex Securities Berhad

Shareholder Apex Equity Holdings Bhd

Directors Chan Guan Seng Executive Director - Dealing

Tengku Badrul Hisham bin Tengku Mohamed Salim

Lim Teck Seng

Company Secretaries Tan Cheng Han

Soh Yoke Kum

Compliance Officer Chan Siew Li

Key Management Valerie Gan Ai-Lynn Dealing (Debt Capital Markets/Bonds)

Kong Ming Ming Head of Dealing (Securities)

K. Komathy A/P R. Karuppiah Head of Operations

Mah Teik Heng Head of Dealing (Futures)

Business Address(es)

Headquarters

Address Tingkat 3, 5, 6 dan 10, Menara Apex, Off Jalan Semenyih, Bukit Mewah, 43000 Kajang, Selangor, MALAYSIA

Telephone 03-8736 1118

Fax 03-8737 4532

Cawangan Jalan Yong Shook Lin, Petaling Jaya, Selangor

Address Tingkat 15 & 16, Menara Choy Fook On, No. 1B Jalan Yong Shook Lin, 46050 Petaling Jaya, Selangor, MALAYSIA

Telephone 03-76201118

Fax 03-76206388

16. JPMorgan Securities (Malaysia) Sdn. Bhd.

Shareholder J.P. Morgan International Holdings Limited Cayman Island

Directors Clement Chew Kuan Hock Executive Director Dealing

David Lyall Strachan Executive Director Dealing - Futures

Chua Seu Kee

Randolf Daniel Clinton

Chan Yew Ling

Company Secretaries Chong Swee Yoon

Catherine Mah Suik Ching

Compliance Officer Ashley bin Sani

Key Management Clement Chew Kuan Hock Head of Dealing - Securities

David Lyall Strachan Head of Dealing - Futures

Christopher Oh Chin Huat Head of Research Equity

Didi Syafruddin Yahya Head of Corporate Finance

Eida binti Mahadi Head of Operations

Page 18: List of Malaysia Capital Markets Services Licence Holders for Dealing in Securities

Securities Commission | Dealing in Securities as at 31 May 2010

18

Business Address(es)

Headquarters

Address Menara Dion, Aras 27, Jalan Sultan Ismail, 50250 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA

Telephone 03-2270 4700

Fax 03-2270 4787

17. Jupiter Securities Sdn Bhd

Shareholders Koperasi Polis Diraja Malaysia Bhd

Lo kok Kee

Mohamed Salleh bin Md Yusof

Olympia Industries Bhd Directors Nazarry bin Rosli Executive Director Dealing

Lo Kok Kee

Mohamed Saleh bin Md Yusof

Yap Wee Keat

Looi Kheng Hwa

Company Secretaries Yap Siew Khim

Lim Yoke Si

Compliance Officer Rokayah binti Mohamed Mustapha

Key Management Lam Hor Seng Head of Operations

Tan Chee Siong Head of Dealing - Securities

Business Address

Headquarters

Address Levels 8-9, Menara Olympia, No. 8 Jalan Raja Chulan, 50200 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA

Telephone 03-2034 1888

Fax 03-2034 2288

18. KAF-Seagroatt & Campbell Securities Sdn. Bhd.

Shareholder KAF-Seagroatt & Campbell Berhad

Directors Dato’ Ahmad bin Kadis Executive Director Dealing

Ng Kwai Ching Executive Director Operations

Company Secretaries Wong Loke Lim

Nor’azmah binti Bachik

Business Address

Headquarters

Address 11th - 14th, Chulan Tower , No. 3, Jalan Conlay, 50450 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA

Telephone 03-2168 8800

Fax 03-2168 8840

Page 19: List of Malaysia Capital Markets Services Licence Holders for Dealing in Securities

Securities Commission | Dealing in Securities as at 31 May 2010

19

19. Kenanga Investment Bank Berhad

Shareholder K & N Kenanga Holdings Berhad

Directors YM Tengku Dato’ Paduka Noor Zakiah binti Tengku Ismail

YM Raja Dato’ Seri Abdul Aziz bin Raja Salim

Dato' Richard Alexander John Curtis

Kevin How Kow

Luigi Fortunato Ghirardello

Izlan bin Izhab

YM Tengku Zafrul bin Tengku Abdul Aziz

Syed Ahmad Alwee Alsree

Chief Executive Officer

Lee Kok Khee

Company Secretary Yap Pik Yoon

Compliance Officers Wan Zahari @ Wan Zakaria bin Abdullah

Edward Hutchinson ak Anthony Maramat

Nurulhuda Binti Abd Kadir

Nurul Aini bt Ahmad Ali Nordin

Maihadzni Noor binti Suhud

Anisah Binti Abdul Wahab

Key Management Yeonzon Yeow Tzui Tzuan Head of Research – Equity

Clement Almaide a/l A M Francis Head of Dealing - Securities

Alea Leong Sook Ching Head of Corporate finance – Equity

Mohd Jasri Bin Basah @ Basrah Head of Corporate Finance – Debt

Zainap binti Abdul Majid Head of Compliance

Muhammad Yazid bin Md Diah Head of Dealing - Debt Capital Markets/Bonds

Cheah Pek Yoke Head of Operations

Business Address(es)

Headquarters

Address Tingkat Bawah, 4-18 & 20, Kenanga International, Jalan Sultan Ismail, 50250 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA

Telephone 03-21621490

Fax 03-2713 9337

Cawangan Jalan Boulevard Utama, Miri, Sarawak

Address Level 2 & 3, Lot 2465, Jalan Boulevard Utama, Boulevard Commercial Centre, 98000 Miri, Sarawak, MALAYSIA

Telephone 085-435 577

Fax 085-435 511

Cawangan Jalan Genuang, Segamat, Johor

Address Tingkat Bawah dan Tingkat Mezzanine, No.34, Jalan Genuang, 85000 Segamat, Johor, MALAYSIA

Telephone 07-933 3500

Fax 07-933 3505

Page 20: List of Malaysia Capital Markets Services Licence Holders for Dealing in Securities

Securities Commission | Dealing in Securities as at 31 May 2010

20

Cawangan Jalan Khalidi, Muar, Johor

Address No. 31, Lorong Dato' Ahmad, Jalan Khalidi, 84000 Muar, Johor, MALAYSIA

Telephone 06-954 2721

Fax 06-952 8272

Cawangan Jalan Persiaran Barat, Petaling Jaya, Selangor

Address Bilik No. 9.01, Tingkat 9 & Bilik No. 13.01, Tingkat 13, Menara Yayasan Selangor, No. 18A, Jalan Persiaran Barat, Off Jalan Timur, 46000 Petaling Jaya, Selangor, MALAYSIA

Telephone 03-7625 9001

Fax 03-7625 9060

Cawangan Jalan Sultan Ahmad Shah, Pulau Pinang

Address Lot 1.02, Aras 1 dan Lot 2.02, Aras 2, Menara KWSP, 38, Jalan Sultan Ahmad Shah, 10050 Pulau Pinang, Pulau Pinang, MALAYSIA

Telephone 04-2106 666

Fax 04-2106 668

Cawangan Jalan Sungai Sarawak, Kuching, Sarawak

Address Level 2, 3 & 4, Wisma Mahmud, Jalan Sungai Sarawak, 93100 Kuching, Sarawak, MALAYSIA

Telephone 082-338 000

Fax 082-338 222

Cawangan Jalan Syed Abdul Hamid Sagaff, Kluang, Johor

Address 33 & 35 (Tingkat Bawah dan Tingkat Satu A&B), Jalan Syed Abdul Hamid Sagaff, 86000 Kluang, Johor, MALAYSIA

Telephone 07-777 1161

Fax 07-777 1162

Cawangan Jalan USJ 10/1A, Subang Jaya, Selangor

Address Tingkat 1, Wisma UEP, Pusat Perniagaan USJ 10, Jalan USJ 10/1A, 47620 Subang Jaya, Selangor, MALAYSIA

Telephone 03-8024 1773

Fax 03-8024 1787

Cawangan Lorong Kampung Datu 3, Sibu, Sarawak

Address Tingkat Bawah & Tingkat Satu, No. 11 – 12, Lorong Kampung Datu 3, 96000 Sibu, Sarawak, MALAYSIA

Telephone 084-313 855

Fax 084-329 735

Cawangan Mid Valley, Kuala Lumpur

Address No.57-10, Aras 10, The Boulevard, Mid Valley City, Lingkaran Syed Putra, 59000 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA

Telephone 03-2287 1799

Fax 03-2287 6377

Cawangan Taman Bandar Tangkak, Tangkak, Johor

Address Tingkat Bawah, No. 4, Jalan Dataran 1, Taman Bandar Tangkak, 84900 Tangkak, Johor, MALAYSIA

Telephone 06-978 2292

Fax 06-978 2322

Cawangan Taman Intan, Klang, Selangor

Address Bilik 7.02, Aras 7, Menara ING, Intan Millenium Square, No. 68, Jalan Batai Laut 4, Taman Intan, 41300 Klang, Selangor, MALAYSIA

Telephone 03-3345 1800

Fax 03-3345 1788

Page 21: List of Malaysia Capital Markets Services Licence Holders for Dealing in Securities

Securities Commission | Dealing in Securities as at 31 May 2010

21

Cawangan Taman Pelangi, Johor Bahru, Johor

Address Aras 2 & 3, Menara Pelangi, Jalan Kuning, Taman Pelangi, 80400 Johor Bahru, Johor, MALAYSIA

Telephone 07-333 3600

Fax 07-334 0499

Cawangan The Curve, Mutiara Damansara, Petaling Jaya, Selangor

Address Lot 240, Tingkat 2, The Curve, No. 6, Jalan PJU7/3, Mutiara Damansara, 47800 Petaling Jaya, Selangor, MALAYSIA

Telephone 03-7725 9095

Fax 03-7725 9079

20. M & A Securities Sdn Bhd

Shareholder Insas Bhd

Directors Dato' Thong Kok Yoon Executive Director - Dealing

Chan Kim Hing Executive Director - Operations

Seet Lip Teng Executive Director - Dealing

Dato’ Alias bin Haji Ahmad

Company Secretaries Cheai Weng Hoong

Maslina binti Omar

Compliance Officers Zam Morniwati binti Othman

Chen Yuen Nee

Key Management Ting Hua Tai Head of Corporate Finance

Business Address(es)

Headquarters

Address Tingkat 5, 6, 7 & 8, Bangunan M & A, 52A Jalan Sultan Idris Shah, 30000 Ipoh, Perak, MALAYSIA

Telephone 05-241 9800

Fax 05-255 1015

Cawangan Mid Valley, Kuala Lumpur

Address Aras 1-3, No. 45 & 47, The Boulevard, Bandar Mid Valley, Lingkaran Syed Putra, 59200 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA

Telephone 03-2282 1820

Fax 03-2283 1019

21. Macquarie Capital Securities (Malaysia) Sdn Bhd (formerly known as Macquarie (Malaysia) Sdn. Bhd.)

Shareholder Macquarie Corporate Finance Limited

Directors Premanand Jearajasingam Executive Director - Research

Lee Wei Chung Executive Director - Dealing

Christopher James Mclntyre Gray

Company Secretary Lim Poh Seng

Compliance Officer Jee Chin Chee

Key Management Fazellah binti Mohd Yusuf Head of Operations

Page 22: List of Malaysia Capital Markets Services Licence Holders for Dealing in Securities

Securities Commission | Dealing in Securities as at 31 May 2010

22

Business Address

Headquarters

Address Aras 10, Menara Dion, No. 27, Jalan Sultan Ismail, 50250 Kuala Lumpur, Wilayah Persekutuan, Malaysia

Telephone 03-2059 8833

Fax 03-2381 7889

22. Malacca Securities Sdn. Bhd.

Shareholders Sim Swee Tin

Sim Cheng Khuan

TM Lim Sdn Bhd

Kuala Lumpur City Corporation Berhad

Directors Sim Swee Tin Executive Director - Dealing

Sim Cheng Khuan Executive Director - Dealing

Mazdee Sham bin Mohamad Zin Executive Director - Dealing

Lim Peng Cheong Executive Director - Operations

Fok Chuan Meng Executive Director - Operations

Dato’ Mohamed Zain bin Mohamed Yusuf

Ng Ko Chee

Lutfiah binti Ismail

Company Secretary Toh Kok Leong

Compliance Officer Masita binti Abu Bakar

Business Address

Headquarters

Address No. 1, 3 & 5, Jalan PPM 9, Plaza Pandan Malim (Business Park), Balai Panjang, 75250 Melaka, MALAYSIA

Telephone 06-3371 533

Fax 06-3371 550

23. Malaysian Issuing House Sdn. Bhd. (Issuing House)

Shareholder Symphony House Berhad

Directors Chew Kat Nyap

Abdul Hamid bin Sh. Mohamed

Company Secretary Chin Ngeok Mui

Business Address

Headquarters

Address Level 6, Symphony House, Pusat Dagangan Dana 1, Jalan PJU 1A/46, 47301 Petaling Jaya, Selangor, MALAYSIA

Telephone 603 7841 8000

Fax 603 7841 8150

Page 23: List of Malaysia Capital Markets Services Licence Holders for Dealing in Securities

Securities Commission | Dealing in Securities as at 31 May 2010

23

24. Maybank Investment Bank Berhad (formerly known as Aseambankers Malaysia Berhad)

Shareholder Malayan Banking Berhad

Directors Cheah Teik Seng

Tan Tat Wai

Megat Zaharuddin bin Megat Mohd Nor

Dato' Sri Abdul Wahid bin Omar

Datuk R. Karunakaran

Company Secretary Faudziah binti Ismail

Compliance Officers Salbiah binti Mazlan

Arulananthan A/L Nanchappan

Key Management John Chong Eng Chuan Head of Corporate Finance – Debt

Koh Swee Ong Head of Operations

Amirul Feisal bin Wan Zahir Head of Corporate Finance

Lee Soon Huat Head of Research

Hamidah binti Moris Head of Dealing - Securities

Zainal Adnan bin Zakaria Head of Compliance

Lok Eng Hong Head of Dealing (Securities)

Business Address(es)

Headquarters

Address Tingkat 31 hingga 33, Menara Maybank, 100 Jalan Tun Perak, 50050 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA

Telephone 03-2059 1888

Fax 03-2078 4194

Cawangan Dataran Maybank, Jalan Maarof, Kuala Lumpur

Address Aras 5-9, Mayban Life Tower, Dataran Maybank, No. 1, Jalan Maarof, 59000 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA

Telephone 03-2297 8888

Fax 03-2282 5136

Cawangan Pusat Perdagangan Greentown, Ipoh, Perak

Address B-G-04 (Tingkat Bawah), Aras 1 & 2, No. 42, Persiaran Greentown 1, Pusat Perdagangan Greentown, 30450 Ipoh, Perak, MALAYSIA

Telephone 05-245 3400

Fax 05-253 4333

Page 24: List of Malaysia Capital Markets Services Licence Holders for Dealing in Securities

Securities Commission | Dealing in Securities as at 31 May 2010

24

25. Mercury Securities Sdn Bhd

Shareholders Shuaib bin Lazim

Chew Sing Guan

Enrogetz Sdn. Bhd. Directors Chew Sing Guan Executive Director – Dealing

Loke Hooi Pheng Executive Director - Operations

A. Rahman bin Safar

Yashimah bte Abdul Rahim

Company Secretary Tye Tek Leek

Compliance Officer Sheeladevi a/p Gunasackeran

Business Address(es)

Headquarters

Address Tingkat Bawah, 1, 2 & 3, Wisma UMNO, Lorong Bagan Luar Dua, 12000 Butterworth, Pulau Pinang, MALAYSIA

Telephone 04-332 2123

Fax 04-323 1813/331 2195

Cawangan Jalan Damanlela, Bukit Damansara, Kuala Lumpur

Address L-7-2, No 2, Jalan Solaris, Solaris Mont' Kiara, 50480 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA

Telephone 03-62037227

Fax 03-62037117

Cawangan Lebuh Pantai, Georgetown, Pulau Pinang

Address Tingkat 2, Standard Chartered Bank Chambers, 2 Lebuh Pantai, 10300 Georgetown, Pulau Pinang, MALAYSIA

Telephone 04-263 9118

Fax 04-261 2118

Cawangan Taman Melaka Raya, Melaka

Address 81B & 83B, Jalan Merdeka, Taman Melaka Raya, 75000 Melaka, Melaka, MALAYSIA

Telephone 06-292 1898

Fax 06-292 6898

Cawangan Taman Pelangi, Johor Bahru, Johor

Address Menara Pelangi, Bilik 17.1, Aras 17, Jalan Kuning, Taman Pelangi, 80400 Johor Bahru, Johor, MALAYSIA

Telephone 07-331 6992

Fax 07-332 2693

26. MIDF Amanah Investment Bank Berhad

Shareholder Malaysian Industrial Development Finance Berhad

Directors Dato’ Megat Hisham bin Megat Mahmud Chief Executive Officer/Executive Director

Tan Sri Dato' Mahmood bin Taib

Dato' Kalsom binti Abd. Rahman

Tai Keat Chai

Mohd Najib bin Abdullah

Mustaffa bin Ahmad

Sharkawi bin Alis

Page 25: List of Malaysia Capital Markets Services Licence Holders for Dealing in Securities

Securities Commission | Dealing in Securities as at 31 May 2010

25

Company Secretaries Shahnaz Radhiah binti Zulkifli

Hadidah binti Amin

Compliance Officers Yong Mau Lam

Rozy binti Hashim

Key Management Dato’ Megat Osman bin Megat Shamsuddin Head of Corporate Finance

Yong Lee Mei Head of Corporate Finance

Wan Badroel Hisham bin Wan Mohamed Head of Corporate Finance - Debt

Sheikh Shahruddin bin Sheikh Salim Head of Operations

Zulkifli bin Hamzah Head of Research

Business Address(es)

Headquarters

Address Tingkat 8, 9, 10, 11 dan 12, Menara MIDF, No. 82 Jalan Raja Chulan, 50200 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA

Telephone 03-2173 8888

Fax 03-2173 8777

Cawangan Jalan Tun Razak, Kuala Lumpur

Address Level 8, 9, 10, 11 & 12, Menara MIDF, 82 Jalan Raja Chulan, 50200 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA

Telephone 03-2173 8888

Fax 03-2173 8777

27. MIDF Consultancy & Corporate Services Sdn. Bhd. (Issuing House)

Shareholders Aseambankers Malaysia Berhad

Malaysian Industrial Development Finance Berhad

RHB Sakura Merchant Bankers Bhd

Malaysian International Merchant Bankers Berhad

Alliance Merchant Bank Berhad Directors Dato’ Mohd Sallehuddin bin Othman

Dato’ Abdul Halim bin Dato’ Abdul Rauf

Dato' Megat Hisham bin Megat Mahmud

Joseph Wilfred a/l B. Joseph Durai

Patrick Soh Kim Ngiap

Ng Chee Kiet

Amirul Feisal bin Wan Zahir

Ho Kwong Hoong

Wan Badroel Hisham bin Wan Mohamed

Company Secretary Shahnaz Radhiah binti Zulkifli

Business Address

Headquarters

Address Level 8, Menara MIDF, 82 Jalan Raja Chulan, 50200 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA

Telephone 03-2173 8980

Fax 03-2173 8877

Page 26: List of Malaysia Capital Markets Services Licence Holders for Dealing in Securities

Securities Commission | Dealing in Securities as at 31 May 2010

26

28. MIMB Investment Bank Berhad

Shareholder EON Bank Berhad

Directors Sundararajah a/l Ramasamy Executive Director - Dealing

Dato' Mohd Hussin bin Abd Hamid

Dato' Dr Mohd Shahari bin Ahmad Jabar

Rin Nan Lun

Wee Hoe Soon @ Gooi Hoe Soon

Jeroen Nieuwkoop

Albert Saychuan Cheok

Company Secretary Rufina Tan Siok May

Compliance Officers Chua Teng Wee

Chong Hui Tee

Ene Arwati binti Mohd Anuar

Rubini A/P Makendran

Key Management Arvin Chia Yew Kim Head of Dealing – Securities

Leong Sek Hoe Head of Operations

Suzana binti Ahmad Head of Compliance

Ng Chee Kiet Head of Corporate Finance

Karl Leo-Shan Fredericks Head of Corporate Finance - Equity

Megat Mohd Yatim bin Megat Hamid Head of Corporate Finance - Debt

Chan Ken Yew Head of Research

Business Address(es)

Headquarters

Address Tingkat 18, 19 dan 21, Menara EON Bank, 288 Jalan Raja Laut, 50350 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA

Telephone 03-2691 0200

Fax 03-2698 5388

Cawangan Jalan Wong Ah Fook, Johor Bahru

Address Suite 25.02, Level 25, Johor Bahru City Square (Office Tower), No. 106-108, Jalan Wong Ah Fook, 80000 Johor Bahru, Johor, MALAYSIA

Telephone 07-222 7388

Fax 07-222 3588

Batu Pahat, Johor

Address 1st Floor, No. 9, Jalan Kundang, Taman Bukit Pasir, 83000 Batu Pahat, Johor, MALAYSIA

Telephone 07-4313 688

Fax 07-4311 688

Page 27: List of Malaysia Capital Markets Services Licence Holders for Dealing in Securities

Securities Commission | Dealing in Securities as at 31 May 2010

27

29. Nomura Securities Malaysia Sdn Bhd

Shareholder Nomura Asia Holding N.V

Directors Yoshikazu Adachi Chief Executive Officer

Mona Suraya Kamaruddin Executive Director

Takashi Yamakawa

Tan Lili

Company Secretary Tan Lili

Compliance Officer Mohammad Ridzuan Abdul Aziz

Key Management Tay Yu Hui @ Tee Ee Ling Head of Operations

Mona Suraya Kamaruddin Head of Dealing

Lim Theng Sian Head of Business Development

Choong Wai Kee Head of Research

Business Address

Headquarters

Address Suite 16.5, Level 16, Menara IMC, No. 8, Jalan Sultan Ismail, 50250 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA

Telephone 03-2027 6811

Fax 03-2027 6836

30. OSK Investment Bank Berhad

Shareholder OSK Holdings Berhad

Directors Ong Leong Huat @ Wong Joo Hwa Chief Executive Officer

Dato' Nik Mohamed Din bin Nik Yusoff

Dato' Abdul Majit bin Ahmad Khan

Dr Choong Tuck Yew

Leong Keng Yuen

Foo San Kan

Company Secretaries Wong Wei Fong

Lim Lee Kuan

Compliance Officers Lim Kok Wah

Azman bin Abdul Mutalib

Ahmad Nazim bin Khamar

Chieiu Leng Chon

Chong Hui Tee

Thuresh A/L Loganathan

Nina Finola Binti Alipa

Tan Poh Lin

Fauzana Binti Muhammad

Page 28: List of Malaysia Capital Markets Services Licence Holders for Dealing in Securities

Securities Commission | Dealing in Securities as at 31 May 2010

28

Key Management Joseph Soo Hong Weng Head of Corporate Finance

Fong Loong Seng Head of Corporate Finance - Debt

Yeo Chin Tiong Head of Dealing - Debt Capital Market/Bonds

Lim Ah Lay Head of Operations

Lai Choon Lim Head of Dealing - Futures

Diong King Kuang Head of Dealing - Securities

Business Address(es)

Headquarters

Address Tingkat 9, 12 (sebahagian) & 21, Plaza OSK, Jalan Ampang, 50450 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA

Telephone 03-2333 8333

Fax 03-2175 3333

Cawangan Bandar Baru, Teluk Intan, Perak

Address No. 17, Jalan Intan 2, Bandar Baru, 36000 Teluk Intan, Perak, MALAYSIA

Telephone 05-6236498

Fax 05-6236497

Cawangan Bandar Indah, Sandakan, Sabah

Address Ground Floor, Block 2, Lot 4 & lot 5, Bandar Indah, Mile 4, North Road, 91000 Sandakan, Sabah, MALAYSIA

Telephone 089-229286

Fax 089-229719

Cawangan Bishop Street, Pulau Pinang

Address 64 Bishop Street, 20F & 20G Penang Street, 10200 Pulau Pinang, Pulau Pinang, MALAYSIA

Telephone 04-2634222

Fax 04-2622299

Cawangan Centre Point Commercial Centre, Miri, Sarawak

Address Tingkat Dua, Lot 1268 dan Lot 1269, Centre Point Commercial Centre, Jalan Melayu, 98000 Miri, Sarawak, MALAYSIA

Telephone 085-422 788

Fax 085-410 822

Cawangan Jalan Ali, Muar, Johor

Address No.33-1, Tingkat 1 & Tingkat 2(Unit Penjuru), Jalan Ali, 84000 Muar, Johor, MALAYSIA

Telephone 06-953 8262

Fax 06-953 8263

Cawangan Jalan Bandar Rawang 4, Rawang, Selangor

Address Tingkat Bawah & Tingkat Satu, No.15, Jalan Bandar Rawang 4, 48000 Rawang, Selangor, MALAYSIA

Telephone 03-6092 8916

Fax 03-6092 4541

Cawangan Jalan Bayu, Kulim, Kedah

Address Tingkat Bawah Dan Tingkat 1, 35, Jalan Suria 1, Jalan Bayu, 09000 Kulim, Kedah, MALAYSIA

Telephone 04-496 4888

Fax 04-496 4878

Cawangan Jalan Berek, Taiping, Perak

Address Tingkat Bawah, No. 40, 42 & 44, Jalan Berek, 34000 Taiping, Perak, MALAYSIA

Telephone 05-808 8229

Fax 05-808 5229

Page 29: List of Malaysia Capital Markets Services Licence Holders for Dealing in Securities

Securities Commission | Dealing in Securities as at 31 May 2010

29

Cawangan Jalan Bersatu, Sarikei, Sarawak

Address Tingkat Bawah dan Tingkat Satu, No. 10, Jalan Bersatu, 96100 Sarikei, Sarawak, MALAYSIA

Telephone 084-654 100

Fax 084-651 900

Cawangan Jalan Besar, Sungai Bakap, Pulau Pinang

Address 834, Tingkat Bawah dan Tingkat Satu, 835, Tingkat Satu, Jalan Besar, Sungai Bakap, 14200 Sungai Jawi, SPS, Pulau Pinang, MALAYSIA

Telephone 04-583 1888

Fax 04-583 1878

Cawangan Jalan Besar, Tampin, Negeri Sembilan

Address Tingkat Satu, No. 3601, Jalan Besar, 73000 Tampin, Negeri Sembilan, MALAYSIA

Telephone 06-4421 000

Fax 06-4421 001

Cawangan Jalan Bukit Mata Kuching, Kuching, Sarawak

Address Ground and 1st Floor, Wisma Chinese Chamber, Lot 357, Seksyen 47, K.T.L.D., Jalan Bukit Mata Kuching, 93100 Kuching, Sarawak , MALAYSIA

Telephone 082-422 252

Fax 082-240 955

Cawangan Jalan Dato' Bandar Tunggal, Seremban, Negeri Sembilan

Address Tingkat Bawah, Tingkat Satu & Tingkat Dua, No 32 & 33, Jalan Dato’ Bandar Tunggal, 70000 Seremban, Negeri Sembilan, MALAYSIA

Telephone 06-7641 641

Fax 06-7641 711

Cawangan Jalan Haji Manan, Kluang, Johor

Address Tingkat Bawah dan Tingkat Satu, No. 40, Jalan Haji Manan, 86000 Kluang, Johor, MALAYSIA

Telephone 07-776 9655

Fax 07-776 9536

Cawangan Jalan Idris, Kampar, Perak

Address Tingkat Bawah dan Tingkat Satu, No. 72, Jalan Idris, 31900 Kampar, Perak, MALAYSIA

Telephone 05-465 1261

Fax 05-467 1800

Cawangan Jalan Kebun Sultan, Kota Bharu, Kelantan

Address No. 3953-H, Tingkat Bawah dan Tingkat Satu, PT225, Tingkat Satu, Jalan Kebun Sultan, 15350 Kota Bharu, Kelantan, MALAYSIA

Telephone 09 - 7430 077

Fax 09 - 7476 669

Cawangan Jalan Kemajuan, Karamunsing, Kota Kinabalu, Sabah

Address Tingkat 5, Wisma BSN Sabah, Jalan Kemajuan, Karamunsing, ,88000 Kota Kinabalu, Sabah, MALAYSIA

Telephone 088-269788

Fax 088-260910

Cawangan Jalan Keranji, Bukit Mertajam, Pulau Pinang

Address Tingkat Bawah, Tingkat Satu dan Tingkat Dua, No 11A, Jalan Keranji, Off Jalan Padang Lallang, 14000 Bukit Mertajam, Pulau Pinang, MALAYSIA

Telephone 04 - 5402 888

Fax 04 - 5402 878

Page 30: List of Malaysia Capital Markets Services Licence Holders for Dealing in Securities

Securities Commission | Dealing in Securities as at 31 May 2010

30

Cawangan Jalan Kubang Kurus, Kemaman, Terengganu

Address Tingkat Bawah Dan Tingkat 1, 9651, Cukai Utama, Jalan Kubang Kurus, 24000 Kemaman, Terengganu, MALAYSIA

Telephone 09-858 3109

Fax 09-858 2314

Cawangan Jalan Lumut, Setiawan, Perak

Address Tingkat Bawah dan Tingkat Satu, No. 23 & 25, Jalan Lumut, 32000 Sitiawan, Perak, MALAYSIA

Telephone 05 - 6921 228

Fax 05 - 6929 223

Cawangan Jalan Meru, Klang, Selangor

Address Tingkat Bawah & Tingkat Mezanin, No.87 & 89, Jalan Susur, Pusat Perniagaan NBC,Batu 1 1/2 Jalan Meru, 41050 Klang, Selangor, MALAYSIA

Telephone 03-3343 9180

Fax 03-3342 6455

Cawangan Jalan Mewah, Bahau, Negeri Sembilan

Address Tingkat Satu & Tingkat Dua, No. 168, Jalan Mewah, (Pusat Perniagaan UMNO Bahagian Jempol), 71200 Bahau, Negeri Sembilan, MALAYSIA

Telephone 06-455 3011

Fax 06-455 3010

Cawangan Jalan Muar, Tangkak, Johor

Address Tingkat Bawah, Tingkat Satu & Tingkat Dua, No. 343, Jalan Muar, 84900 Tangkak, Johor, MALAYSIA

Telephone 06-978 7180

Fax 06-978 8280

Cawangan Jalan Pahlawan, Sungai Petani, Kedah

Address No. 112, Jalan Pengkalan, Taman Pekan Baru, 08000 Sungai Petani, Kedah, MALAYSIA

Telephone 04 - 4204 888

Fax 04 - 4204 878

Cawangan Jalan Pandan Indah 4/3A, Pandan Indah, Kuala Lumpur

Address Tingkat Bawah, No. M3-A-7 dan M3-A-8, Tingkat Satu, No. M3-B-8, Jalan Pandan Indah 4/3A, Pandan Indah, 55100 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA

Telephone 03-4280 4798

Fax 03-4280 5519

Cawangan Jalan Pantai, Port Dickson, Negeri Sembilan

Address Tingkat Bawah & Tingkat Mezanin, No.346 & 347, Batu 1/2, Jalan Pantai, 71000 Port Dickson, Negeri Sembilan, MALAYSIA

Telephone 06-646 1234

Fax 06-646 4064

Cawangan Jalan Pasdec, Bentong, Pahang

Address Tingkat Bawah dan Tingkat Satu, 98, Jalan Pasdec, 28700 Bentong, Pahang, MALAYSIA

Telephone 09-223 4943

Fax 09-223 4950

Cawangan Jalan Pedada, Sibu, Sarawak

Address 102, Pusat Pedada, Jalan Pedada, 96000 Sibu, Sarawak, MALAYSIA

Telephone 084-329 100

Fax 084-334 100

Page 31: List of Malaysia Capital Markets Services Licence Holders for Dealing in Securities

Securities Commission | Dealing in Securities as at 31 May 2010

31

Cawangan Jalan Prima, Metro Prima, Kepong, Kuala Lumpur

Address No. 62, 62-1 dan 64, Vista Magna, Jalan Prima, Metro Prima, 52100 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA

Telephone 03-6257 5869

Fax 03-6257 5934

Cawangan Jalan Putra, Alor Setar, Kedah

Address 214-A, 214-B, 215-A dan 215-B, Medan Putra, Jalan Putra, 05150 Alor Setar, Kedah, MALAYSIA

Telephone 04-720 9888

Fax 04-720 9878

Cawangan Jalan Radin Anum, Bandar Baru Seri Petaling, Kuala Lumpur

Address Tingkat Bawah,Satu,Dua & Tiga, No. 55, Zone J4, Jalan Radin Anum, Bandar Baru Seri Petaling, 57000 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA

Telephone 03-9058 7222

Fax 03-9058 3386

Cawangan Jalan Seenivasagam, Greentown, Ipoh, Perak

Address 21-25, Jalan Seenivasagam, Greentown, 30450 Ipoh, Perak, MALAYSIA

Telephone 05-241 5100

Fax 05-255 3903

Cawangan Jalan Semenyih, Kajang, Selangor

Address No. 37, Jalan Semenyih, 43000 Kajang, Selangor, MALAYSIA

Telephone 03-8736 3378

Fax 03-8736 7939

Cawangan Jalan SS2/63, Petaling Jaya, Selangor

Address 24, 24M, 24A, 26M, 28M, 28A, 30, 30M & 30A, Jalan SS2/63, 47300 Petaling Jaya, Selangor, MALAYSIA

Telephone 03 - 7873 6366

Fax 03 - 7873 6566

Cawangan Jalan Sultan Ismail, Kuala Terengganu, Terengganu

Address 31A, Tingkat Bawah, 31A & 31B, Tingkat Satu, Jalan Sultan Ismail, 20200 Kuala Terengganu, Terengganu, MALAYSIA

Telephone 09-626 1816

Fax 09-626 6241

Cawangan Jalan Sultanah, Batu Pahat, Johor

Address 53, 53-A dan 53-B, Jalan Sultanah, 83000 Batu Pahat, Johor, MALAYSIA

Telephone 07-4380 288

Fax 07-4380 277

Cawangan Jalan Tengku Ahmad, Segamat, Johor

Address Tingkat Bawah, Tingkat Satu & Tingkat Dua, No. 3, Jalan Susur Utama 2/1, Taman Utama, 85000 Segamat, Johor, MALAYSIA

Telephone 07-9321 543

Fax 07-9321 612

Cawangan Kuantan Business Centre, Kuantan, Pahang

Address B32 & B34, Lorong Tun Ismail 8, Seri Dagangan II, 25000 Kuantan, Pahang, MALAYSIA

Telephone 09 - 5173 811

Fax 09 - 5173 911

Page 32: List of Malaysia Capital Markets Services Licence Holders for Dealing in Securities

Securities Commission | Dealing in Securities as at 31 May 2010

32

Cawangan Medan Kampung Relau, Bayan Point, Pulau Pinang

Address No. 15-G-5, 15-G-6, 15-1-5, 15-1-6, 15-2-5 dan 15-2-6, Medan Kampung Relau (Bayan Point), 11950 Pulau Pinang, Pulau Pinang, MALAYSIA

Telephone 04-6404 888

Fax 04-6404 878

Cawangan Persiaran Camelia 4, Tanah Rata, Cameron Highlands, Pahang

Address Tingkat Bawah dan Tingkat Satu, No. 76-A, Persiaran Camelia 4, Tanah Rata, 39000 Cameron Highlands, Pahang, MALAYSIA

Telephone 05-4914 913

Fax 05-4914 931

Cawangan Taman Inderawasih, Butterworth, Pulau Pinang

Address Aras Bawah, 1 dan 2, 2677, Jalan Chain Ferry, Taman Inderawasih, 13600 Prai, Pulau Pinang, MALAYSIA

Telephone 04-3900 022

Fax 04-3900 023

Cawangan Taman Johor Jaya, Johor Bahru, Johor

Address Tingkat Bawah & Tingkat Satu, No. 1 & 1-01, Jalan Rosmerah 2/11, Taman Johor Jaya, 81100 Johor Bahru, Johor, MALAYSIA

Telephone 07-3522 293

Fax 07-3522 281

Cawangan Taman Kulai Utama, Kulai, Johor

Address Tingkat Bawah, Tingkat Satu & Tingkat Dua, No. 10, Jalan Anggerik 1, Taman Kulai Utama, 81000 Kulai, Johor, MALAYSIA

Telephone 07-6626 288

Fax 07-6626 289

Cawangan Taman Melaka Raya, Melaka

Address 579, 580 dan 581, Taman Melaka Raya, 75000 Melaka, Melaka, MALAYSIA

Telephone 06-2825 211

Fax 06-2844 871

Cawangan Taman Sri Aman, Labis, Johor

Address Tingkat Satu, No. 2, Jalan Makmur, Taman Sri Aman, 85300 Labis, Johor, MALAYSIA

Telephone 07-9256 881

Fax 07-9256 882

Cawangan Taman Sri Dagang, Bintulu, Sarawak

Address Tingkat Bawah, No.177, Taman Sri Dagang, 97000 Bintulu, Sarawak, MALAYSIA

Telephone 086-311 770

Fax 086-312 770

Cawangan Taman Sri Tebrau, Johor Bahru, Johor

Address Tingkat 6, Wisma Tiong-Hua, 8 Jalan Keris, Taman Sri Tebrau, 80050 Johor Bahru, Johor, MALAYSIA

Telephone 07-2788 821

Fax 07-2788 011

Cawangan Taman Ungku Tun Aminah, Skudai, Johor

Address Tingkat Bawah dan Tingkat Satu, No. 119 dan 121, Jalan Sutera Tanjung 8/2, Taman Sutera Utama, 81300 Skudai, Johor, MALAYSIA

Telephone 07-5577 628

Fax 07-5577 639

Page 33: List of Malaysia Capital Markets Services Licence Holders for Dealing in Securities

Securities Commission | Dealing in Securities as at 31 May 2010

33

Cawangan Taman Wawasan, Parit Buntar, Perak

Address Tingkat Bawah dan Tingkat Satu, No. 2, Jalan Wawasan 4, Taman Wawasan, 34200 Parit Buntar, Perak, MALAYSIA

Telephone 05-7170 888

Fax 05-7170 878

Cawangan Taman Suriani Persiaran Jubli Emas, Kangar, Perlis

Address Tingkat Bawah dan Tingkat Satu, No.39, Taman Suriani, Persiaran Jubli Emas, 01000 Kangar, Perlis MALAYSIA

Telephone 04-9793 888

Fax 04-9793 878

Cawangan USJ Taipan

Address Tingkat 3, 1A-D, Jalan USJ 10/1A, Pusat Perniagaan USJ 10, 47610 UEP Subang Jaya, Selangor, MALAYSIA

Telephone 603-80236518

Fax 603-80236534

31. PM Securities Sdn Bhd

Shareholders Bayan Niaga Sdn Bhd

PM Options & Futures Sdn. Bhd.

Directors Richard Khoo Leong Theam Executive Director – Dealing/Chief Executive Officer

Tan Sri Dato’ Seri Dr Ting Chew Peh

Khet Kok Yin @ Ah Fook

Chan Choung Yau

Wong Kim Teck

Shukri Bin Abd Hamid

Lai Chee Leong

Company Secretary Leong Park Yip

Compliance Officers Razahri Bin Abdul Ghani

Sim Neoh Chye

Song Sia Wei

Yong Thian Hee

Norfarizan Binti Yahya

Masliana Binti Nazaruddin Chaniago

Norzaza Binti Abu Samah

Key Management Francis Ang Piang Chong Head of Compliance

Business Address(es)

Headquarters

Address Tingkat Bawah, Mezanin, 1 dan 10, Menara PMI, No. 2 Jalan Changkat Ceylon, 50200 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA

Telephone 03-2146 3000

Fax 03-2144 8082

Page 34: List of Malaysia Capital Markets Services Licence Holders for Dealing in Securities

Securities Commission | Dealing in Securities as at 31 May 2010

34

Cawangan Jalan Kenari 23/A, Bandar Puchong Jaya, Puchong, Selangor

Address No. 157 & 159, Jalan Kenari 23/A, Bandar Puchong Jaya, 47100 Puchong, Selangor, MALAYSIA

Telephone 03-8070 0773

Fax 03-8076 2581

Cawangan Jalan Kong Sang, Seremban, Negeri Sembilan

Address Tingkat Bawah, 1, 2 & 3, No. 18-21, Jalan Kong Sang, 70000 Seremban, Negeri Sembilan, MALAYSIA

Telephone 06-7623 131

Fax 06-7653 877

Cawangan Jalan Sultan Ahmad Shah, Pulau Pinang

Address Aras 25, Menara BHL, 51, Jalan Sultan Ahmad Shah, 10050 Pulau Pinang, Pulau Pinang, MALAYSIA

Telephone 04-2273 000

Fax 04-2279 000

Cawangan Jalan Tiara 2, Bandar Baru Klang, Klang, Selangor

Address No. 18 & 20, Ground, 1st, 2nd & 3rd Floor, Jalan Tiara 2, Bandar Baru Klang, 41150 Klang, Selangor MALAYSIA

Telephone 03-3341 5300

Fax 03-3341 5551

Cawangan Plaza Mahkota, Melaka

Address No. 13, Jalan PM 2, Plaza Mahkota, 75000 Melaka, Melaka, MALAYSIA

Telephone 06-2866 008

Fax 06-2866 018

Cawangan Taman Kim's Park Business Centre, Batu Pahat, Johor

Address Tingkat Bawah & Tingkat Satu, No. 43 & 43A, Jalan Penjaja 3, Taman Kim's Park Business Centre, 83000 Batu Pahat, Johor, MALAYSIA

Telephone 07-4333 608

Fax 07-4322 272

Cawangan Taman Molek, Johor Bahru, Johor

Address No. 41 Jalan Molek 2/4, Taman Molek, 81100 Johor Bahru, Johor MALAYSIA

Telephone 07-3513232

Fax 07-3516333

Cawangan Kuala Lumpur

Address Ground Floor, Menara PMI, No. 2 Jalan Changkat Ceylon, 50200 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA

Telephone 03-2146 3000

Fax 03-2715 9836

Page 35: List of Malaysia Capital Markets Services Licence Holders for Dealing in Securities

Securities Commission | Dealing in Securities as at 31 May 2010

35

32. Public Investment Bank Berhad

Shareholder Public Bank Berhad

Directors Y.A.M Tengku Abdul Rahman Ibni Sultan Haji Ahmad Shah Al-Mustain Billah

Tan Sri Dato' Dr. Teh Hong Piow

Tan Sri Dato' Thong Yaw Hong

Dato' Lee Kong Nam @ Lee Kong Lam

Dato' Sri Tay Ah Lek

Dato' Dr Mohamed Ishak @ Ishak bin Haji Mohamed Ariff

Dato' Yeoh Chin Kee

Haji Abdul Aziz bin Omar

Quah Poh Keat Chief Executive Officer

Teoh Cheng Soon @ Teow Cheng Soon

Company Secretary Chia Lee Kee

Compliance Officers Devarajoo a/l Sinniah

Rosliana binti Shahar

Teh Ching Seam

Key Management Phang Siew Loong Head of Corporate Finance

Terence Boon Choon Teik Head of Corporate Finance - Debt

Lim Jit Seng Head of Operations

Abd Jalil bin Marzuki Head of Compliance

Woon See Soon Head of Dealing - Securities

Business Address(es)

Headquarters

Address Tingkat 25, Menara Public Bank, 146, Jalan Ampang, 50450 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA

Telephone 03-2166 9382

Fax 03-2166 9362

Cawangan Jalan Sultan Sulaiman, Kuala Lumpur

Address Tingkat 8 - 12 & 27, Bangunan Public Bank, No.6, Jalan Sultan Sulaiman, 50000 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA

Telephone 03-2031 3011

Fax 03-2031 2533

Page 36: List of Malaysia Capital Markets Services Licence Holders for Dealing in Securities

Securities Commission | Dealing in Securities as at 31 May 2010

36

33. RHB Investment Bank Berhad

Shareholder RHB Capital Berhad

Directors Chay Wai Leong Managing Director/Chief Executive Officer

Datuk Azlan bin Mohd Zainol

Dato’ Abdullah bin Mat Noh

Dato' Mohamed Khadar bin Merican

Akira Miyama

Lew Foon Keong

Chin Yoke Chung Patrick

Arul Kanda a/l Kandasamy

Saw Choo Boon

Company Secretary Azman Shah bin Md Yaman

Compliance Officers Siti Hariza binti Baharudin

Lee Hooi Feng

Soom Phon A/L Endin Win

Key Management Chay Wai Leong Chief Executive Officer

Hamdan bin Abd Manaf Head of Dealing – Debt Capital Market/Bonds

Choong Kia Woh Head of Corporate Finance – Debt

Lee Yew Kong Head of Dealing – Futures

Azura binti Azman Head of Dealing - Securities

Maheswari A/P G Kanniah Head of Compliance

Ong Soon Ken Head of Dealing – Futures

Ng Yoke Mun Head of Operations

Chin Mei Leng Head of Operations

Jaimie Sia Zui Keng Head of Corporate Finance

Business Address(es)

Headquarters

Address Aras 10, Tower One, RHB Centre, Jalan Tun Razak, 50400 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA

Telephone 03-9287 3888

Fax 03-9280 6507

Cawangan Jalan Banda, Kaba, Melaka

Address Lot 7-13 & 15, Tingkat 1, Bangunan Tabung Haji, Jalan Banda, Kaba, 75000 Melaka, Melaka, MALAYSIA

Telephone 06-283 3622

Fax 06-283 0337

Page 37: List of Malaysia Capital Markets Services Licence Holders for Dealing in Securities

Securities Commission | Dealing in Securities as at 31 May 2010

37

34. SJ Securities Sdn Bhd

Shareholders Carta Bintang Sdn Bhd

Alliance Merchant Nominees (Tempatan) Sdn Bhd Directors Ahmad Azman bin Abdul Manaf Executive Director Dealing

Lim Poh Ho Executive Director Dealing

Lee Mui Mui Executive Director Operations

Dato' Ahmad Sebi bin Bakar

Yong Teck Ming

Anton Syazi bin Dato’ Ahmad Sebi

Company Secretary Yap Chee Kong

Compliance Officers Beh Li Swing

Justhinderpal d/o Pritam Singh

Business Address

Headquarters

Address Ground Floor, The Podium, Wisma Synergy, 72, Pesiaran Jubli Perak, Seksyen 22, 40000 Shah Alam, Selangor, MALAYSIA

Telephone 03-51920202

Fax 03-51920909

35. TA Securities Holdings Berhad

Shareholder TA Enterprise Berhad

Directors Hamzah bin Mohd Tahir Executive Director - Dealing

Mohammed A'reeff bin Abdul Khalid Executive Director - Dealing

Chew Chin Guan

Soo Kim Seong

Yaw Chun Soon Executive Director - Operations

Company Secretaries Khoo Poh Kim @ Kimmy

Yong Kim Kiong

Compliance Officers Nurul Zaimah binti Kamarul Zaman

Jaswant Singh a/l Najar Singh

Pramaraj a/l Jayaraj

Key Management Mohammed A'reeff bin Abdul Khalid Head of Dealing - Securities

Kaladher Govindan Head of Research

Robert Ti Head of Corporate Finance

Business Address(es)

Headquarters

Address Tingkat 13-16, 23, 28-30, 34 & 35, Menara TA One, 22, Jalan P. Ramlee, 50250 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA

Telephone 03-2072 1277

Fax 03-2031 6608

Page 38: List of Malaysia Capital Markets Services Licence Holders for Dealing in Securities

Securities Commission | Dealing in Securities as at 31 May 2010

38

Cawangan Jalan Kampung Datu, Sibu, Sarawak

Address 12G, Jalan Kampung Datu, 96000 Sibu, Sarawak, MALAYSIA

Telephone 084-319 998

Fax 084-313 193

Cawangan Jalan Padungan, Kuching, Sarawak

Address Tingkat 2 (Bahagian Hadapan), Bangunan Binamas, Lot 138 Section 54, Jalan Padungan, 93100 Kuching, Sarawak, MALAYSIA

Telephone 082-236 333

Fax 082-236 222

Cawangan Jalan Raja Permaisuri Bainun, Ipoh, Perak

Address Bahagian Kanan Tingkat Bawah, Tingkat 1, Plaza Teh Teng Seng, 227 Jalan Raja Permaisuri Bainun, 30250 Ipoh, Perak, MALAYSIA

Telephone 05-2531 313

Fax 05-2536 373

Cawangan Jalan Tok Hakim, Kota Bharu, Kelantan

Address 298, Jalan Tok Hakim, 15000 Kota Bharu, Kelantan, MALAYSIA

Telephone 09-7473 278

Fax 09-7487 802

Cawangan Jalan USJ9/5T, UEP Subang Jaya, Selangor

Address No. 2-1, 2-2, 2-3 & 4-2, Jalan USJ9/5T, Subang Business Centre, 47620 UEP Subang Jaya, Selangor, MALAYSIA

Telephone 03-8025 1868

Fax 03-8023 8820

36. UBS Securities Malaysia Sdn. Bhd.

Shareholder UBS AG Switzerland

Directors Leong Fee Yee Executive Director Dealing

Vincent Kam Seng Kee Executive Director Dealing

Tan Swee Geok Executive Director Operations

Yeoh Choo Guan

Mohammad Faizal bin Abd Jabbar

Tengku Yunus Kamaruddin

Nyonya binti Yahya

Company Secretaries Won Swee Hwan

Jasni Abdul Jalil

Compliance Officer Shahrul Amry bin Abd Malek

Business Address

Headquarters

Address Lot 7.03, Aras 7, Wisma Hong Leong, 18 Jalan Perak, 50450 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA

Telephone 03-2781 1100

Fax 03-2781 1110