lists for leaders: list 13 - internal control wellness
TRANSCRIPT
Internal Control Wellness … for Business Operations
Lists for Leaders: List 13
One Stop LeaderShop®
The Complete Manager Training Program
Presented by
Intro i Leadership Principles Intro ii: Pillars of Business Operations List 1: Strategic Planning in Five Steps List 2: Service Quality Promises List 3: Secrets to Successful Hiring List 4: Cheap Training Ideas List 5: Performance Management Style Points List 6: Tips for a Successful Employee Survey List 7: Motivations for Managing Metrics List 8: Signs of Continuous Improvement List 9: Project Delivery Scorecard List 10: Rules for a Winning Budget Season List 11: Keys to Equitable Cost Allocation List 12: Vendor Selection Checklist List 13: Internal Control Wellness List 14: ABCs of Business Continuity
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One Stop LeaderShop® - The Complete Manager Training Program
Statement of Purpose
Internal Control Pre-empt losses through the disciplined use of checks and balances. Serve as a standard-bearer for impeccable corporate ethics.
One Stop LeaderShop® - The Complete Manager Training Program
Contents
The 5 Checkpoints for Internal Control Wellness
… in Business Operations
1. Financial losses 2. Audit self-assessment 3. Internal audit exam 4. External regulatory exam 5. Business partnership
1. Financial Losses Work to prevent loss of earnings and capital. Demonstrate a commitment to protecting the interests of customers, stakeholders and employees.
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2. Audit Self-Assessment Show through your actions that you are proactive in self-governance. There should be no surprises when auditors and regulators return their findings. All operations units should certify quarterly that internal control is adequately managed.
One Stop LeaderShop® - The Complete Manager Training Program Visit us at www.onestopleadershop.com
3. Internal Audit Exam In today’s rigorous corporate culture, an internal audit rating of “satisfactory” is worth celebrating. That said, a “strong” rating is within your reach. Push yourself.
One Stop LeaderShop® - The Complete Manager Training Program Visit us at www.onestopleadershop.com
4. External Regulatory Exam Regulatory compliance is a highly public display of corporate stewardship (or lack of it). Win a reputation for no-nonsense leadership in regulatory matters.
One Stop LeaderShop® - The Complete Manager Training Program Visit us at www.onestopleadershop.com
5. Business Partnership Maintain control without standing in the way of progress. Promote progress without compromising control. Also … Build respectful, professional and constructive relationships with auditors and regulators.
One Stop LeaderShop® - The Complete Manager Training Program Visit us at www.onestopleadershop.com
One Stop LeaderShop® - The Complete Manager Training Program Visit us at www.onestopleadershop.com
Stuff happens. People make mistakes.
You can count on it.
One Stop LeaderShop® - The Complete Manager Training Program Visit us at www.onestopleadershop.com
Thankfully ...
… you will have created a giant safety net.
One Stop LeaderShop® - The Complete Manager Training Program Visit us at www.onestopleadershop.com
It’s your latticework of internal controls.
One Stop LeaderShop® - The Complete Manager Training Program Visit us at www.onestopleadershop.com
One Stop LeaderShop® is a comprehensive, convenient and affordable manager training course. We teach managers the 5 leadership principles and 14 business practices they need to drive performance, including Practice 13: Internal Control.
Our course is purposely written as an independent study program (classroom optional). For more information about Internal Control please follow these links:
E-Book Paperback Book Workbook (CD ROM)
Mary E. Vogan Author, Trainer, Operations Professional CEO, One Stop LeaderShop®
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One Stop LeaderShop® - The Complete Manager Training Program Visit us at www.onestopleadershop.com
Intro i Leadership Principles Intro ii: Pillars of Business Operations List 1: Strategic Planning in Five Steps List 2: Service Quality Promises List 3: Secrets to Successful Hiring List 4: Cheap Training Ideas List 5: Performance Management Style Points List 6: Tips for a Successful Employee Survey List 7: Motivations for Managing Metrics List 8: Signs of Continuous Improvement List 9: Project Delivery Scorecard List 10: Rules for a Winning Budget Season List 11: Keys to Equitable Cost Allocation List 12: Vendor Selection Checklist List 13: Internal Control Wellness List 14: ABCs of Business Continuity
Search Lists for Leaders on SlideShare
You are here ※
One Stop LeaderShop® - The Complete Manager Training Program Visit us at www.onestopleadershop.com
One Stop LeaderShop® - The Complete Manager Training Program Visit us at www.onestopleadershop.com
Also available on SlideShare How to Be a Great Employee
Advice for career-minded beginners!
Lesson 1: Think Strategically Lesson 2: Follow a Set of Guiding Principles Lesson 3: Be a Responsible Corporate Steward Lesson 4: Care About Customers Lesson 5: Say It With Numbers Lesson 6: Manage Yourself Lesson 7: Redefine Professional Growth