low-cost compact spiral inductor resonator filters...

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Low-Cost Compact Spiral Inductor Resonator Filters for System-In-a-Package Gye-An Lee 1 , Student Member, Mohamed Megahed 2 , Senior Member, and Franco De Flaviis 1 , Member. 1 Department of Electrical and Computer Engineering University of California, Irvine Irvine, CA, 92697, USA 2 Skyworks Solutions, Inc. 5221 California Drive, Irvine, CA 92612, USA Index Terms – Embedded passives, bandpass filters, electromagnetic coupling, embedded inductors, resonator filters, multilayer. ABSTRACT In this paper, compact spiral inductor resonators filters, which are embedded in the package substrate, using spiral inductor type resonator are proposed. The design is based on the self- resonance frequency of the spiral inductors and electromagnetic coupling effects among resonators. The filters were built and measurement results have good agreement with the simulation data. The proposed filter design technique is generalized and can be implemented in different multilayer arrangement. The new compact inductor resonator filters exhibit a significant size reduction compared to the existing distributed filter topology. The inductor resonator filter designs are based on full-wave electromagnetic analysis. A lumped element equivalent circuit based on the simulated data of the filter is also derived for integration in SPICE type simulator. The compactness of the newly developed bandpass filter makes the design and integration of bandpass filters attractive for further development and applications in System-In-a-Package (SIP). 1

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Page 1: Low-Cost Compact Spiral Inductor Resonator Filters …newport.eecs.uci.edu/rfmems/publications/papers/...III. SPIRAL RESONATORS FILTER DESIGN The layout and structure of the new compact

Low-Cost Compact Spiral Inductor Resonator

Filters for System-In-a-Package

Gye-An Lee1, Student Member, Mohamed Megahed2, Senior Member, and Franco De Flaviis1, Member.

1 Department of Electrical and Computer Engineering University of California, Irvine Irvine, CA, 92697, USA

2 Skyworks Solutions, Inc. 5221 California Drive, Irvine, CA 92612, USA

Index Terms – Embedded passives, bandpass filters, electromagnetic coupling, embedded inductors, resonator filters, multilayer.

ABSTRACT

In this paper, compact spiral inductor resonators filters, which are embedded in the package

substrate, using spiral inductor type resonator are proposed. The design is based on the self-

resonance frequency of the spiral inductors and electromagnetic coupling effects among

resonators. The filters were built and measurement results have good agreement with the

simulation data. The proposed filter design technique is generalized and can be implemented in

different multilayer arrangement. The new compact inductor resonator filters exhibit a significant

size reduction compared to the existing distributed filter topology. The inductor resonator filter

designs are based on full-wave electromagnetic analysis. A lumped element equivalent circuit

based on the simulated data of the filter is also derived for integration in SPICE type simulator.

The compactness of the newly developed bandpass filter makes the design and integration of

bandpass filters attractive for further development and applications in System-In-a-Package

(SIP).

1

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I. INTRODUCTION

Recent advances in integration technology and device performance paved the way for higher

level of System integration On Chip (SOC) or In Package (SIP) [1]. The new wireless and mobile

communication systems use miniature Radio Frequency (RF) module design technologies to satisfy

low-cost and compact size. These requirements are critical for some specific application such as

bandpass filter to reduce the cost and size of mobile system. Planar filters, such as parallel-coupled

filters [2], hairpin filters [3]-[5], and elliptic function filter [6]-[8], would be preferred since they

are compatible with low cost printed circuit technology. However, they require large real state area

because each resonator needs quarter wavelength or half wavelength to get resonance effects. A

multilayer filter based on ceramic was introduced as a multilayer LC chip filter to reduce its size

[9]. Embedded passives in multilayer have gained importance for offering an attractive solution to

the implementation of off-chip passive components. Combline RF bandpass filter integrated into

FR4/Epoxy based multilayer substrates has been realized to satisfy low-cost and compact

realization [10]. However, capacitive loaded combline RF bandpass filter uses external capacitor to

reduce the filter size. In addition, the performance of the filter is affected by the tolerance of

external capacitors. Integrated passive components on package substrate provide new opportunities

to achieve compact hybrid-circuit design in a single package. The System-In-Package (SIP)

technology not only provides interconnects to both digital and RF circuits, but also includes a

unique feature of building integrated passive components. However, planar bandpass filters, which

are based on microstrip or coplanar waveguide, may not be suitable for SIP due to their relatively

large real estate. Most of today embedded filters in SIP are made on Low Temperature Co-fired

Ceramics (LTCC) technology, which eliminates Surface Mount Technology (SMT) and reduces the

size of the filter [11], [12]. While LTCC filter can reduce lateral size due to relatively high

2

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dielectric constant, it may not represent the most economical solution. With an increased interest in

embedded passive circuits in RF module, Raghu et al. reported design methodology of compact

multilevel folded-line bandpass filter [13], [14].

This paper describes a general design methodology for embedded passive components with

emphasis on bandpass filter. Newly developed bandpass filters using spiral inductor type

resonators are designed without any external component. Proposed bandpass filters are designed

based on low-cost laminate substrate (εr = 4.2, tanδ = 0.009). Typical design rules for laminate

substrate technology are used in the proposed new design for SIP. This paper describes the design

and analysis of the filter performance and is divided in 6 sections. Section II introduces the

concept of the spiral inductor resonator and its behavior at the self-resonance frequency. The

design techniques for spiral resonators filter are provided in section III. Section IV discusses the

synthesis and optimization of spiral resonator geometry to satisfy the target center frequency and

bandwidth. Possible variations of the proposed filter using arbitrary and multilayer arrangements

for the resonators are shown in section V. In the same section, the arrangement of inductor type

resonators is also shown. The proposed design is flexible and can be optimized for a given

available real estate on the carrying substrate for specified center frequency and bandwidth. This

means that the multilayer inductor resonator bandpass filters can be used to occupy the available

space on package substrate using an arbitrary shape of bandpass filter. Finally, section VI

presents the measured filter responses and compares them with the predicted simulated

responses.

3

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II. SPIRAL INDUCTOR RESONATORS

II. A. Self-resonance frequency

Integrated passive components improve package and MCM efficiency, enhance electrical

and high frequency performance by reducing the parasitics, and eliminate surface mount

assembly procedure which in turn improves the yield and reliability due to the reduced solder

joint failures. Especially, embedded inductor is one of the key components that determines the

performance of every RF/microwave circuit, particularly in voltage control oscillator (VCO),

power amplifier, low noise amplifier and filter. The inductors on silicon substrates have usually

limited Q values [15][16] and RF front-end module such as the power amplifier often require off-

chip matching and biasing components due to their poor Q factor and current-handling capability

limitation [17]. The low cost multilayer laminate technology has been proved to be an alternate

process to LTCC as an extremely cost effective, high density RF/microwave packaging solution

with embedded passives [18]. The design and use of compact and high Q inductors with the

desired inductance is critical to ensure successful circuit operation. Fig. 1 shows qualitatively the

three possible regions of operation of a spiral inductor [19]. Region I comprises the useful band

of operation of a spiral inductor. Inside this region, the effect of parasitic capacitance is small and

inductance value remains relatively constant and the inductor can be used as inductive

component. Region II is the transition region in which reactance value becomes negative with a

zero crossing, which is the self-resonance frequency of the inductor. An inductor is at self-

resonance frequency when the peak electric and magnetic energies are equal. Therefore,

inductance vanishes to zero at the self-resonance frequency. Above the self-resonance frequency,

no net magnetic energy is available from an inductor to any external circuit. The self-resonance

frequency depends on the physical inductor geometry as well as material properties. The inductor

4

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area, the number of turns and the metal trace width values highly affect the self-resonance

frequency. As the area occupied by spiral inductor increases, the self-resonance frequency

decreases. Also, as the number of turns and metal trace width increase, the resonance frequency

decreases. The conclusion drawn is that the specific self-resonance frequency of spiral inductor

can be achieved by proper choice of geometry.

Frequency

Rea

ctan

ce (

Ohm

)

Self-resonancefrequency

Region I Region II Region III

Fig. 1. Distinct operational region of a spiral inductor.

II. B. Equivalent Circuit Model

The self-resonance frequency of inductor depends on the inductance of spiral inductor and the

parasitics capacitance that exists among the spiral inductor turns and between the inductor

structure and ground plane. Therefore, self-resonance frequency of the inductor resonators can be

optimized by changing the spiral inductor geometry and material properties. Fig. 2 shows the

spiral inductor resonator on laminate substrate. The spiral inductor is connected to the ground at

one end using substrate via to realize a short-circuited transmission line with less than length λ/4,

where λ is the wavelength at operating frequency of interest.

5

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InductorResonator

3660 µm

960 µm60 µm

60 µm

Fig. 2. The layout of inductor resonator.

The equivalent circuit model for the spiral inductor is shown in Fig. 3 (a). In this circuit Rs

models the metal trace resistance, Ls presents the inductance and Cp models parasitic capacitance.

Parasitic capacitance (CP1, Cp2) at the input and output that can be modeled as approximately half

the total parasitic capacitance CP. The series resistance for the spiral inductors can be derived

from two-port Y-parameters using the following equation

⎟⎟⎠

⎞⎜⎜⎝

⎛−

=12

1ReY

Rs (1)

The first order estimation of LS can be determined by summing the self-inductances of each

individual segment and the negative and positive mutual inductance induced by any parallel

segment as described by Greenhouse [20] and based on the work of Grover [21]. Self inductance

(L) is calculated using the following equation and is given by [21].

( )( )

⎭⎬⎫

⎩⎨⎧ +

++⎥⎦

⎤⎢⎣

⎡+

=l

twtw

llL3

50049.02ln2 (2)

6

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In (2), l is the length (cm), w is the width (cm), and t is the metal thickness (cm), while

inductance is given in nH. The mutual inductance among the different segments of the spiral

inductor is predicted by

M=2lPM (3)

where M is the inductance in nH, l is the length (cm), and PM is the mutual inductance parameter,

which can be computed with

lGMD

lGMD

GMDl

GMDlPM +⎟

⎠⎞

⎜⎝⎛+−

⎥⎥⎦

⎢⎢⎣

⎡⎟⎠⎞

⎜⎝⎛++=

22

11ln (4)

In (4), GMD denotes the geometric mean distance between the metal traces. The inductance for

the spiral inductors can also be derived from two-port Y-parameters using the following equation

fYLS

π2)/1Im( 12−

= (5)

CP presents the shunt capacitance between ground and the trace of spiral inductor. The parallel

plate approximation is valid for wide lines with large inter-winding spacing, which is the case for

embedded inductance on laminate or LTCC substrate. The capacitance per unit length can be

computed using equation (6)

hw

lC

orεε= (6)

In (6), l is the length, w is the width, and h is the dielectric substrate thickness. The shunt

capacitance for the spiral inductors can also be predicted from two-port Y-parameters using the

following equation

7

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fYYCp

π2)Im( 1211

1+

= , f

YYCpπ2

)Im( 21222

+= (7)

A parallel type of resonance can be achieved using a short-circuited transmission line [22]. The

inductor resonator with shorted termination is modeled as LC resonator, as shown in Fig. 3 (b).

LS

CP1 CP2

Rs

Cf

Ls CP

Rs

(a) (b) Fig. 3. (a) Simplified equivalent circuit of embedded inductor and (b) equivalent circuit of

embedded inductor resonator.

The inductance and capacitance in the equivalent lumped element model equal to 14 nH and 0.28

pF, respectively. The spiral inductor shows inductive nature up to 2.54 GHz where the self-

resonance frequency is reached. At this resonance frequency, the spiral inductor structure can be

used as a resonator. Above the self-resonance frequency, no net magnetic energy is available

from an inductor to any external circuit. The spiral inductor shows capacitive nature above self-

resonance frequency. The mutual inductance and parasitic capacitance among the inductor turns

8

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enhance the total inductance and capacitance of the resonator, which help to reduce the physical

dimension of the resonator.

III. SPIRAL RESONATORS FILTER DESIGN

The layout and structure of the new compact inductor resonator filter are shown in Fig. 4. This

edge-coupled inductor filter was designed on two-metal layers low-cost laminate substrate using

typical package laminate substrate layers, materials and design rules, as shown in Table I. All

filter resonators were designed on the metal layer. The filter design consists of three spiral

inductance resonators. Each resonator was designed and optimized to achieve proper resonance

frequency.

Dielectric 1

Dielectric 2

Fig. 4. Cross-section and top view for new inductor resonator filter.

9

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TABLE I. Typical Dimensions of Laminate-based substrate.

Structure parameter Dimensions Material Dielectric 1 (Molding) 900 µm εr = 4.3

tan δ = 0.002

Metal 1 27 µm Copper

Dielectric 2 200 µm εr = 4.2, tan δ = 0.009

Metal 2 27 µm Copper

The lumped elements of the high frequency inductance equivalent circuit were extracted from the

measured s-parameters with ADS optimization. The measurement data were analyzed with

MathCAD and ADS for the initial lumped element model values for L, C, and R. DC resistance

was extracted from the calibrated simulation tool Ansoft Quick 3D. The measured data were

optimized for the lumped element model parameters using ADS – L, C and K. K is the skin effect

coefficient for the AC resistance. Models were developed using optimized lumped element model

parameters. Each optimized parameter was fitted to the third degree polynomials. For example,

inductance and resistance for single layer inductor can be expressed as the following analytical

equations (8) – (11). Equation (12) shows the relationship between RTotal, RDC, and K. N is the

number of turn of inductor and fre is the frequency in GHz. Analytical parameter equations were

created as functions of number of turn.

L = -0.028N3 + 1.0091N2 - 1.2221N + 1.5209 (8)

RDC = 0.0002N3 + 0.0025N2 + 0.0153N - 0.0044 (9)

K = 4.5714N – 4 (10)

C = 0.0022N3 - 0.0048N2 + 0.0303N + 0.0199 (11)

)1( freKRR DCTotal ⋅+⋅= (12)

10

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The coupled structures result from identical spiral inductor resonators, which are separated by

spacing. It is obvious that any coupling in those coupling structures is that of the proximity

coupling through fringe fields. The nature and the extent of the fringe fields determine the nature

and the strength of the coupling. The electric coupling and magnetic coupling can be obtained if

the two coupled spiral inductor resonators are proximately placed. The electric and magnetic

fringe fields at the coupled sides may have comparative distributions so the both the electric and

the magnetic coupling occur. Design of this filter was based on the electric and magnetic mixed

coupling structure. Fig. 5 shows the filter equivalent circuit modeled as a LC resonator with

electric and magnetic coupling elements, respectively. The inductance and capacitance of

resonators can be calculated as previously explained. The coupling of the parallel inductor

segments is presented by edge coupling capacitance and mutual inductance value. The metal

segments of the inductor resonator structure were assumed to be perfect electric conductors for

simplicity.

M23M12

C12 C23

L1C1L2C2 L3C3

GBGA

Fig. 5. Lumped-element equivalent circuit model for inductor resonator filter.

According to the network theory [23], an alternative form of the equivalent circuit in Fig 5 can be

obtained and are shown in Fig. 6 (a) and (b), respectively. In Fig 6 (a), electrical coupling by

edge coupling capacitance can be shown that the electric coupling between the two resonant

11

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inductors is represented by a π network. The magnetic coupling between the two resonant

inductors is represented by a T network in Fig 6 (b). The electric and magnetic field distributions

of two coupled inductor resonators are comparative so that neither the electric coupling nor the

magnetic coupling can be ignored. By inserting an electric wall and magnetic wall into the

symmetry plane of the mixed coupling equivalent circuit, we obtain

))((21

mce

LLCCf

−−=

π (13)

))((21

mcm

LLCCf

++=

π (14)

As can be seen that both the electric and magnetic couplings have the same effect on the resonant

frequency shifting. More detailed information about mixed coupling equivalent circuit can be

found in [24].

12

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-2Cc -2Cc

C c C cC C

Π network

LL

T

T'

(a)

T network

2Lm 2Lm

-Lm -Lm LLC C

T

T'

(b)

Fig. 6. An alternative form of the equivalent circuit with (a) a π network and (b) a T network to

represent the coupling.

13

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The filter using inductor resonators has the following dimensions: area of 3660 µm × 3120 µm,

trace line width of 60 µm, and spacing between lines of 60 µm. The newly designed inductor

resonator filter was simulated using 3-D full wave electromagnetic software and results are

shown in Fig. 7. The insertion loss in the passband and return loss of the new inductor resonator

filter are respectively equal to 1 dB and 20 dB at center frequency. The filter is centered at 2.4

GHz while provided a 3-dB bandwidth of 95 MHz around the center frequency.

2.0 2.1 2.2 2.3 2.4 2.5 2.6 2.7 2.8 2.9 3.0

-25

-20

-15

-10

-5

0

Frequency (GHz)

S-p

aram

eter

s (d

B)

S21

S11

Fig. 7. Return loss and Insertion loss of bandpass filter using inductor resonators.

14

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IV. SPIRAL RESONATORS FILTER SYNTHESIS

The spiral resonators filter design optimization is one of the major aspects in filter design.

The center frequency and the bandwidth of the filter should be adjusted to meet the specification

goals. In this section, the optimization of center frequency and bandwidth is depicted with filter

geometry. The following results did not consider the losses in conductor and substrate to only

emphasize on the effect of geometry and configuration on center frequency and bandwidth.

IV.A. Filter center frequency synthesis

The center frequency in the filter passband was adjusted by changing the number of resonators

turns. Tuning can be performed by changing the number of resonator turns, which affect the self-

resonance frequency of each inductor seen as resonators element for the filter. Fig. 8 shows the

change in the resonance center frequency as function of number of inductor resonator turns. The

return loss and insertion loss for both the equivalent circuit model and full-wave simulation are

shown in Fig. 8 (a) and (b), respectively.

15

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1.2 1.4 1.6 1.8 2.0 2.2 2.4 2.6 2.8 3.0 3.2 3.4 3.6 3.81.0 4.0

-30

-25

-20

-15

-10

-5

-35

0

Frequency (GHz)

Retu

rn lo

ss (d

B)

Equivalent Circuit

EM Simulation

1.7 turns

1.5 turns

1.3 turns

(a)

1.2 1.4 1.6 1.8 2.0 2.2 2.4 2.6 2.8 3.0 3.2 3.4 3.6 3.81.0 4.0

-30

-25

-20

-15

-10

-5

-35

0

Frequency (GHz)

Inse

rtion

loss

(dB)

Equivalent Circuit

EM Simulation

1.7 turns

1.5 turns

1.3 turns

(b)

Fig. 8. (a) Return losses and (b) Insertion losses due to center frequency variations versus number

of turns.

16

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The corresponding element component values for the equivalent circuit model can be found in

Table II. In the equivalent circuits, coupling effects among resonators are modeled as mutual

inductance and coupling capacitance, as previously explained. The resonance frequency of the

filter increases with the decrease in the number of turns of the spiral inductance resonators.

Inductor resonators, with number of turns equal to 1.7, 1.5, and 1.3 turns, lead to the center

frequency of 2.24 GH, 2.4 GHz, and 2.56 GHz, respectively. When the turn numbers of inductor

resonator are increased, the values of series inductance (L1, L2, L3), shunts capacitance (C1, C2,

C3) of resonator, and mutual inductance (M12, M23) between resonators are increased, as reported

in Table II. This can be explained by the increase in the inductance and parasitic capacitance

values, which were computed by equation (2) and (3), respectively, which results in decrease of

the resonance frequency. Corresponding self-resonance frequency can be calculated using

equation (15).

LC21SRF

π= (15)

However, the coupling capacitances (C12, C23) between the resonators remained approximately

the same, since the distance among the resonators was not changed. This leads to the variation of

self-resonance frequency in each resonator, without significant change in the bandwidth of the

filter. Therefore, in order to tune the center frequency of the spiral inductor resonator filters, the

number of turns for each resonator needs to be optimized.

17

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TABLE II. Lumped-element Circuit Parameters for Various Number of Resonator Turns.

Parameters 1.7 turns 1.5 turns 1.3 turns

L1 (nH) 15.5 14 12.5

L2 (nH) 15.5 14 12.5

L3 (nH) 15.5 14 12.5

C1 (pF) 0.3 0.28 0.26

C2 (pF) 0.3 0.28 0.26

C3 (pF) 0.3 0.28 0.26

C12 (pF) 0.1 0.1 0.1

C23 (pF) 0.1 0.1 0.1

M12 (nH) 6.6 6 5.4

M23 (nH) 6.6 6 5.4

IV.B. Filter bandwidth synthesis

The bandwidth of the proposed inductor resonator filter can be optimized by changing the

distance between the resonators. The bandwidth variations versus the distance between the filter

spiral resonators are shown in Fig. 9. The bandwidth of inductor resonator filters equals to 95

MHz, 75 MHz, and 55 MHz at the resonator distance of 60 µm, 90 µm, and 120 µm, respectively.

It is clear that the bandwidth increases as the distance between the resonators decreases. It can be

seen that as the coupling spacing decreases the two resonant peaks, which were equation (13) and

18

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(14), outwards. The simulated results give an insight into the characteristics of couplings and

indicate that the coupling depend on the spacing. The return loss and insertion loss for both the

equivalent circuit model and full-wave simulation are shown in Fig. 9 (a) and Fig. 9 (b),

respectively.

2.1 2.2 2.3 2.4 2.5 2.6 2.7 2.8 2.92.0 3.0

-30

-25

-20

-15

(a)

-10

-5

-35

0

Frequency (GHz)

Ret

urn

loss

(dB

)

2.40 2.45 2.502.35 2.55

-6

-3

-9

0

Frequency (GHz)

Retu

rn lo

ss (

dB

)

60 µm

90µm

120

EM Simulation

Equivalent Circuit

µm

2.1 2.2 2.3 2.4 2.5 2.6 2.7 2.8 2.92.0 3.0

-30

-25

-20

-15

-10

-5

-35

0

Frequency (GHz)

Inse

rtion

loss

(dB

)

EM Simulation

Equivalent Circuit

120 µm

90 µm

60 µm

(b) Fig. 9. (a) Return loss and (b) Insertion loss for bandwidth variations versus resonators distance.

19

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The corresponding element component values for the equivalent circuit model can be found in

Table III. In the equivalent circuits, coupling effect between resonators was modeled as mutual

inductance and coupling capacitance, as previously explained. As the spaces among the

resonators are increased, electromagnetic coupling effects, which are mutual inductance (M12,

M23) and coupling capacitance (C12, C23), are decreased. This is due to the weaker

electromagnetic coupling among resonators. However, the series inductance (L1, L2, L3) and

shunt capacitances (C1, C2, C3) of resonators are almost unchanged, since the geometry of each

resonator is not changed. The target performance of the filter can be achieved by optimizing the

filter structure. The center frequency and bandwidth of the filter were adjusted using the

resonator number of turns and distance between resonators, respectively.

20

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TABLE III. Lumped-element Circuit Parameters for Various Distances among Resonators.

Parameters 60 µm 90 µm 120 µm

L1 (nH) 14 14 14

L2 (nH) 14 14 14

L3 (nH) 14 14 14

C1 (pF) 0.28 0.28 0.28

C2 (pF) 0.28 0.28 0.28

C3 (pF) 0.28 0.28 0.28

C12 (pF) 0.1 0.065 0.032

C23 (pF) 0.1 0.065 0.032

M12 (nH) 6 5.2 4

M23 (nH) 6 5.2 4

V. ARBITRARY SHAPE AND MULTILAYER SPIRAL RESONATORS FILTER

The presented one-layer inductor resonator filter used edge-coupled resonators to achieve

electromagnetic coupling among resonators. However, with multilevel technology, broadside

coupling can be used to enhance the coupling among the resonators, and decrease the size of the

inductor resonator filter. The broadside coupling can be achieved by overlapped metal area using

multilayer structure. Also, the broadside coupling can be optimized with proper overlap structure.

As overlap area is increased, the coupling effect is also increased. In addition, arbitrary

21

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arrangement for the resonators can be done due to the coupling mechanism used in this filter

design. In the next section, a procedure is described for designing arbitrary shape and multilayer

spiral resonators filter.

V. A. L-shape spiral resonator filter

The cross-sectional view of typical package laminate substrate layers and the top view of two-

layer L-shape spiral resonators filter are shown in Fig. 10.

Molding

Dielectric 2

Dielectric 1

L1

L2

Ground

PlaneL2

Major Coupling area

L2

L1

Fig. 10. Cross-section and top view for L-shape bandpass filter using multilayer.

The electromagnetic coupling between resonators in L-shape multilayer filter is enhanced due to

the broadside coupling compared to the edge coupled one-layer filter. The multilayer bandpass

filter using inductor type resonators has the following dimensions, resonator area 1500 µm x 1500

µm with metal trace width and space of 60 µm. Each dielectric layer has the following material

characteristics: dielectric 1 layer height of 200 µm, εr of 4.2, dielectric layer 2 height of 50 µm, εr

of 3.5 and molding layer height of 900 µm and εr of 4.3. The dimensions and material of multilayer

inductor resonator filter were based on typical package substrate characteristics. The newly

22

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developed inductor resonator bandpass filters can be used to effectively use the available space on

package substrate using an arbitrary shape bandpass filter. The filter layout can be optimized based

on the available real state in L, T, and I configurations. For example, L-shape bandpass filter is

optimum if placed near the corner of the package substrate. T and I shape bandpass filter can be

used to use narrow space among other structures. The return and insertion loss of multilayer L-

shape spiral resonator filter are shown in Fig. 11. The L-shape arrangement of inductor type

resonators can produce an efficient bandpass filter. In summary, the arrangement of inductor type

resonator filters is flexible and can be optimized for the available real estate, on single or multi

metal layers, to meet specific center frequency and bandwidth.

2.0 2.5 3.0 3.51.0 4.0

-35

-30

-25

-20

-15

-10

-5

-40

0

Frequency (GHz)

S-pa

ram

eter

s (d

B)

1.5

S11

S21

Fig. 11. S-parameters for multilayer L-shape bandpass filter.

23

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V. B. Multilayer spiral resonator filter

Multilayer structure can be used to significantly reduce the footprint of the filter and enhance

the electromagnetic coupling effects among the resonators. The center frequency and bandwidth

variations with different multilayer structure configurations were simulated using HFSS. The

return and insertion loss for the multilayer L-shaped spiral inductor resonator filters are shown in

Fig. 12. Three different configurations were simulated. The resonator dimensions and aspect

ratios are the same for all three configurations. However, the overlap between the resonators

segments located on layer 1 and layer 2 was changed. The spiral inductor resonator segments

overlap changes from full overlap, 60 µm, to partial overlap, 30 µm, and finally with no overlap.

The 60 µm overlapped inductor resonator filter case has larger bandwidth, 200 MHz, compared

to the partial, 175 MHz, and no overlap, 150 MHz, cases. However, the center frequency of the

full overlap case has the lowest center frequency, equals to 2.42 GHz, while the center frequency

for the partial and no overlap cases equals to 2.5 and 2.7 GHz, respectively. The center frequency

of multilayer filter with different overlap area is changed due to the variation in the mutual

inductance and coupling capacitor between the resonators. The mutual inductance enhances the

self-inductance (Leffective= L+2M) of the resonators because spiral inductor resonators have the

same direction winding direction. The coupling capacitance between resonators enhances the

parasitic capacitance in resonators. Based on equation (15), the center frequency of bandpass

filter is decreased.

24

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2.0 2.5 3.0 3.51.0

-25

-20

-15

-10

-5

-30

0

Frequency (GHz)

Ret

urn

loss

(dB

)

No overlap Overlap of 30µm Overlap of 60µm

1.5 4.0

L2

L2Overlap

area

L1

(a)

L2

L2

L1

Overlaparea

1.5 2.0 2.5 3.0 3.51.0 4.0

-35

-30

-25

-20

-15

-10

-5

-40

0

Frequency (GHz)

Inse

rtion

loss

(dB

)

No overlap Overlap of 30 µm Overlap of 60 µm

(b)

Fig. 12 (a) Return loss and (b) Insertion loss for 60 µm, 30 µm, 0 µm overlap distance of

coupled multilayer filters.

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The coupling effects among resonators can be modeled by cascading an electrical line length and

the mutual coupling. These mutual inductance and loading effects increase electrical line lengths

of the resonators and shift the resonance frequency downward. These results in decreasing the

center frequency of the spiral inductor resonator filter. On the other hand, stronger

electromagnetic coupling among the resonators results in larger bandwidth of the filter, as

expected. Therefore, the center frequency and bandwidth of the arbitrary shape spiral inductor

resonator filters can be optimized using proper multilayer configurations and electromagnetic

coupling.

26

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VI. MEASURED RESULTS VI. A. Experimental Results

Fig. 13 shows the top view and cross-sectional view of a fabricated inductor resonator

bandpass filter on four layers laminate substrate, respectively.

Top view

Cross-sectional view

Fig. 13. Top and Cross-section views for the fabricated edge-coupled single layer inductor

resonator filter on laminate substrate.

The ground layer is 200 µm apart from the resonators filter layer. The filter is connected to

ground layer using via. Probing pads were included for 2-port microwave measurement. The

bandpass filer was built on typical package laminate substrates dimension and materials, which

27

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were available at the time of the design. The fabricated filter was measured using HP 8510C

Network Analyzer and Universal Test Fixture. Standard short, open, thru were fabricated on the

laminate substrate. A standard Thru-Reflect-Line (TRL)-method [26], using the load from the

Universal Test Fixture calibration kit, was performed. Fig. 14 (a) and (b) compare the simulated

and measured results of the inductor resonator filter characteristics, insertion loss and return loss.

The measured and simulated center frequency equals to 2.495 GHz and 2.485 GHz, with return

loss of 8.062 dB and 8.314 dB, respectively. The difference between the measured and simulated

data, 10 MHz for the center frequency and 0.3 dB for the return loss at the center frequency, is

due to the difference in the drawn and built dimensions of the inductor resonator filter. The

measured and simulated insertion losses equal to 3.9dB and 4.3dB, respectively. The relatively

high insertion loss of the measured filter is the result of weak electromagnetic edge-coupled

resonators coupling, that are 60 µm apart, and the losses associated with metal conductivity and

high dielectric loss, which was not considered in the initial design. The measured bandpass filter

was fabricated based on the available laminate substrate technology at the time of the design.

Therefore, we can increase filter performance with suitable material and design.

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m1freq=2.495GHzdB(S(1,1))=-8.062

m2freq=2.485GHzdB(S(1,1))=-8.314

2.0 2.1 2.2 2.3 2.4 2.5 2.6 2.7 2.8 2.9 3.0

-9

-8

-7

-6

-5

-4

-3

-2

-1

0

Frequency (GHz)

Ret

run

loss

(dB

)

m1m2

SimulationMeasument

(a)

2.0 2.1 2.2 2.3 2.4 2.5 2.6 2.7 2.8 2.9 3.0-24

-22

-20

-18

-16

-14

-12

-10

-8

-6

-4

-2

Frequency (GHz)

S21

(dB

)

Measurement

Simulation

(b) Fig. 14. (a) Return loss and (b) Insertion loss for measured and simulated inductor resonator

bandpass filter.

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Fig. 15 shows the fabricated multilayer L-shape inductor resonator filter on laminate

substrate. With multilayer technology, broadside coupling can be used to enhance the coupling

among the resonators.

Fig. 15. Top views for the fabricated L-shape inductor resonator filter on laminate substrate.

This multilayer technology can be used to reduce the size of the inductor resonator filter. In

addition, arbitrary arrangement for the resonators can be achieved due to enhanced coupling

mechanism. The newly developed multilayer L-shape bandpass filter consists of area of 8.5 mm2,

metal trace width of 180 µm, metal thickness of 27 µm, and metal space of 60 µm. The measured

insertion and return losses are shown in Fig. 16. The insertion loss in the passband and return loss

of the measured L-shape inductor resonator filter equal to 1.85 dB and 13.7 dB, respectively. The

center frequency of the passband equals to 2.48 GHz. These results show enhanced coupling

effects increase the performance of the spiral inductor bandpass filer. This newly developed

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spiral inductor resonators can be used to implement compact filter even on relatively low

dielectric constant material.

1.2 1.4 1.6 1.8 2.0 2.2 2.4 2.6 2.8 3.0 3.2 3.4 3.6 3.81.0 4.0

- 24

-22

-20

- 18

- 16

- 14

- 10

- 8

- 6

- 4

- 2

0

Frequency (GHz)

S-p

aram

eter

s (d

B)

S21

- 12

S11

Fig. 16. S-parameters of measured L-shape inductor resonator bandpass filter.

VI. B. Process Variations and Proximity Effects

The manufacturing process variation affects the inductance value, quality factor and self-

resonance frequency of the embedded spiral inductor in package substrate. The spiral inductor in

package substrate with 100 µm width and space are used as a device under test for 3-D fullwave

simulation. As shown in TABLE IV, each simulation is conducted when the metal width and

space is changed by ±10% of the reference value. Self-resonance frequency is one of the most

important parameters of spiral inductor resonator filter for center frequency of bandpass filter.

Shifted self-resonance frequency of resonators can make the shift of a center frequency of

bandpass filter. Process variation effect analysis is done on 10.3nH inductor to identify the range

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of inductance variation according to the physical parameters of the embedded inductor and

summarized in TABLE IV. For all process variation parameters, the inductance varies within 5 %.

TABLE IV. Process Variation Effect on Embedded Inductor

Process Variation Effect L

(nH) Q

(1GHz) SRF

(GHz) Nominal Values 10.289 56.919 3.505

Value 10.215 54.351 3.484 Line Width +10µm % Difference -0.73% -4.51% -0.59% Value 10.426 57.317 3.515 Line Width –10µm % Difference 1.32% 0.70% 0.30% Value 9.728 54.277 3.586 Layer Thickness +8µm % Difference -5.46% -4.64% 2.32% Value 10.851 56.969 3.433 Layer Thickness –8µm % Difference 5.46% 0.09% -2.05% Value 10.025 56.175 3.536 Layer Alignment +25µm % Difference -2.57% -1.31% 0.9% Value 10.165 53.707 3.533 Layer Alignment –25µm % Difference -1.21% -5.64% 0.80%

The effect of physical separation on the electromagnetic crosstalk between neighboring

structures must be considered to avoid spurious parasitics. All of the filters in system have

very close to them a surrounding metal track. Research results have revealed certain

dependence between the self-resonance frequency of the inductor and the distance between

the surrounding metal track and the spiral inductor. As the surrounding metal tracks are

moved closer to the spiral inductor, the resonance frequency tends to decrease. There is a

certain distance from the inductor structure that this distance does not decrease the

resonance frequency. Thus, in order to avoid any undesirable performance variation of the

filter, extreme attention should be paid to a certain keep out area around the filter. The

identical spiral inductor resonator filters have been simulated to exam how the isolation

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between filter and surrounding metal track varies as the distance between them changes and

shown in Fig. 17. For all distance variation parameters, the center frequencies are changed

within 2%. The minimum distance of 60 µm was considered to match package layout

design rule.

2.1 2.2 2.3 2.4 2.5 2.6 2.72.0 2.8

-25

-20

-15

-10

-5

-30

0

Frequency (GHz)

Retu

rn lo

sses

(dB)

d

d

d

d

d=120 µm

No surroundingstructure

d=60 µm

Fig. 17. Center frequency variation of spiral inductor bandpass filter with different distances

between spiral inductor resonator filter and surrounding metal trace.

33

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VII. CONCLUSION

A novel inductor resonator filters are designed. The design can achieve compact filter design

even on low cost relatively low dielectric constant material. The design is based on the self-

resonance frequency of the spiral inductors and electromagnetic coupling effects among

resonators. The measured results have good agreement with the simulation results. The center

frequency and bandwidth of the arbitrary shape spiral inductor resonator filters can be optimized

using proper multilayer configurations and effective electromagnetic coupling. The compactness

of newly developed bandpass filter makes the design of bandpass filters attractive for further

development and applications in System-In-a-Package.

34

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ACKNOLOGEMENT

The authors would like to thank Ryan C. Lee of Skyworks Solution Inc. for his help in analyzing

embedded inductor.

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38