master file profile

8/7/2019 Master File Profile

1/251

HomePageLinksHOME;ADMINISTRATION;CHANGE PASSWORD;LOGOUT


2/251

MenuNameHOME;PROFILE;REPORTS;ADMINISTRATION;HELP;LOGOUT


3/251

VersionDate UserNameVersion 4.00 Built on October 14, 2008 Pras Venkatanarayna


4/251

TestRunFlag TestCaseID

Y Test Case 1

Y Test Case 2

Y Test Case 3

Y Test Case 4

Y Test Case 5

Y Test Case 6

Y Test Case 7

Y Test Case 7


5/251

TestCaseDesc

Create a new Enterprise

Create a new Enterprise

Errors and validations.

Error corrections.

To search for the created Enterprise.

To check for the functionality of thebuttons - 'Preview' and 'Related'

To Check if the number of recordsdisplayed in the Reports screen andProfiles screen match for differentsearch criterion.



6/251

HomePageLinks

HOME;ADMINISTRATION;CHANGE PASSWORD;LOGOUT









7/251

VersionDate MenuPath

Version 4.00 Built on October 14, 2008 Reports;CUSIP;Search









8/251

CheckMenu Name CID

Profile;Enterprise QTP_New_Enterprise 5172920006


Profile;Enterprise

Profile;Enterprise

Profile;Enterprise QTP_New_Enterprise


Profile;Enterprise

Profile;Enterprise

QTP_New_Enterprise_Delete

QTP_New_Enterprise_Delete


9/251

CountryOfIncorporation Comments AddressLine1

India Test Comments Gudur


India JubleeHils


Argentina


10/251

Headquarters AddressLine2 AddressLine3 City

Y MainLine1 Gudur Hanamkonda


Y Hyderabad



11/251

StateProvince ZipPostalCode Country Search by

AP 506331 India

AP 506331 India

AP All India

AP 506331 India


12/251

CountryOfInc Enterprise

Apollo Hospitals Enterprise Limited





13/251

RelationshipType Start End RegionCountry

Sister 14;Aug;2008 10;Aug;2020



Country of Incorporation

Country of Incorporation


14/251

Y Z AA AB


15/251

AC


16/251

TestRunFlag TestCaseID FunctionNameAdviser_Test Case 1 MFProfileCompanyAdviser_TC1()Adviser_Test Case 2a MFProfileCompanyAdviser_TC2()Adviser_Test Case 2bAdviser_Test Case 2cAdviser_Test Case 2d

Adviser_Test Case 2eAdviser_Test Case 2fAdviser_Test Case 3 MFProfileCompanyAdviser_TC3()Adviser_Test Case 4 MFProfileCompanyAdviser_TC4()Adviser_Test Case 5 MFProfileCompanyAdviser_TC5()Adviser_Test Case 6 MFProfileCompanyAdviser_TC6()Adviser_Test Case 7 MFProfileCompanyAdviser_TC7()Broker_Test Case 1 MFProfileCompanyBroker_TC1()Broker_Test Case 2a MFProfileCompanyBroker_TC2()Broker_Test Case 2bBroker_Test Case 2cBroker_Test Case 2d

Broker_Test Case 2eBroker_Test Case 2f

Broker_Test Case 3 MFProfileCompanyBroker_TC3()

Broker_Test Case 4 MFProfileCompanyBroker_TC4()

Broker_Test Case 5 MFProfileCompanyBroker_TC5()Broker_Test Case 6 MFProfileCompanyBroker_TC6()Broker_Test Case 7 MFProfileCompanyBroker_TC7()Custodian_Test Case 1 MFProfileCompanyCustodian_TC1()Custodian_Test Case 2a MFProfileCompanyCustodian_TC2()Custodian_Test Case 2b

Custodian_Test Case 2cCustodian_Test Case 2dCustodian_Test Case 2eCustodian_Test Case 2fCustodian_Test Case 2gCustodian_Test Case 3 MFProfileCompanyCustodian_TC3()Custodian_Test Case 4 MFProfileCompanyCustodian_TC4()Custodian_Test Case 5 MFProfileCompanyCustodian_TC5()Custodian_Test Case 6 MFProfileCompanyCustodian_TC6()Custodian_Test Case 7 MFProfileCompanyCustodian_TC7()Custodian_Test Case 8 MFProfileCompanyCustodian_TC8()Depositary_Test Case 1 MFProfileCompanyDepositary_TC1()

Depositary_Test Case 2a MFProfileCompanyDepositary_TC2()Depositary_Test Case 2bDepositary_Test Case 2cDepositary_Test Case 2dDepositary_Test Case 2eDepositary_Test Case 2fDepositary_Test Case 3 MFProfileCompanyDepositary_TC3()Depositary_Test Case 4 MFProfileCompanyDepositary_TC4()


17/251

Depositary_Test Case 5 MFProfileCompanyDepositary_TC5()Depositary_Test Case 6 MFProfileCompanyDepositary_TC6()Depositary_Test Case 7 MFProfileCompanyDepositary_TC7()Issuer_Test Case 1 MFProfileCompanyIssuer_TC1()Issuer_Test Case 2a MFProfileCompanyIssuer_TC2()Issuer_Test Case 2b

Issuer_Test Case 2cIssuer_Test Case 2dIssuer_Test Case 2eIssuer_Test Case 2fIssuer_Test Case 2gIssuer_Test Case 3 MFProfileCompanyIssuer_TC3()Issuer_Test Case 4 MFProfileCompanyIssuer_TC4()Issuer_Test Case 5 MFProfileCompanyIssuer_TC5()Issuer_Test Case 6 MFProfileCompanyIssuer_TC6()Issuer_Test Case 7 MFProfileCompanyIssuer_TC7()Issuer_Test Case 8 MFProfileCompanyIssuer_TC8()Issuer_Test Case 9 MFProfileCompanyIssuer_TC9()

Issuer_Test Case 10 MFProfileCompanyIssuer_TC10()Subcompany_Test Case 1 MFProfileCompanySubcompany_TC1()Subcompany_Test Case 2a MFProfileCompanySubcompany_TC2()Subcompany_Test Case 2bSubcompany_Test Case 2cSubcompany_Test Case 2dSubcompany_Test Case 2eSubcompany_Test Case 2fSubcompany_Test Case 3 MFProfileCompanySubcompany_TC3()Subcompany_Test Case 4 MFProfileCompanySubcompany_TC4()Subcompany_Test Case 5 MFProfileCompanySubcompany_TC5()Subcompany_Test Case 6 MFProfileCompanySubcompany_TC6()

Subcompany_Test Case 7 MFProfileCompanySubcompany_TC7()Y Vendor_Test Case 1 MFProfileCompanyVendor_TC1()

Vendor_Test Case 2a MFProfileCompanyVendor_TC2()Vendor_Test Case 2bVendor_Test Case 2cVendor_Test Case 2dVendor_Test Case 2eVendor_Test Case 2fVendor_Test Case 3 MFProfileCompanyVendor_TC3()Vendor_Test Case 4 MFProfileCompanyVendor_TC4()

Y Vendor_Test Case 5 MFProfileCompanyVendor_TC5()Y Vendor_Test Case 6 MFProfileCompanyVendor_TC6()

Y Vendor_Test Case 7 MFProfileCompanyVendor_TC7()Y Initial Depositor_Test Case 1 MFProfileCompanyInitialDepository_TY Initial Depositor_Test Case 2 MFProfileCompanyInitialDepository_TY Initial Depositor_Test Case 3 MFProfileCompanyInitialDepository_T


18/251

MenuPath PageNamePROFILE;Company;Adviser MasterFileProfile;Company;Adviser MasterFileProfile;Company;Adviser Profile - Company SearchProfile;Company;Adviser Profile - Company SearchProfile;Company;Adviser Profile - Company Search

Profile;Company;Adviser Profile - Company SearchProfile;Company;Adviser Profile - Company SearchProfile;Company;Adviser Adviser ProfileProfile;Company;Adviser Adviser ProfileProfile;Company;Adviser Adviser ProfileProfile;Company;Adviser MasterFileProfile;Company;Adviser MasterFileProfile;Company;Broker MasterFileProfile;Company;Broker MasterFileProfile;Company;Broker Profile - Company SearchProfile;Company;Broker Profile - Company SearchProfile;Company;Broker Profile - Company Search

Profile;Company;Broker Profile - Company SearchProfile;Company;Broker Profile - Company Search

Profile;Company;Broker Broker Profile

Profile;Company;Broker Broker Profile

Profile;Company;Broker Broker ProfilePROFILE;Company;Broker MasterFileProfile;Company;Broker MasterFileProfile;Company;Custodian MasterFileProfile;Company;Custodian MasterFileProfile;Company;Custodian Profile - Company Search

Profile;Company;Custodian Profile - Company SearchProfile;Company;Custodian Profile - Company SearchProfile;Company;Custodian Profile - Company SearchProfile;Company;Custodian Profile - Company SearchProfile;Company;Custodian Profile - Company SearchProfile;Company;Custodian Custodian ProfileProfile;Company;Custodian MasterFileProfile;Company;Custodian MasterFileProfile;Company;Custodian MasterFileProfile;Company;Custodian MasterFileProfile;Company;Custodian MasterFileProfile;Company;Depositary MasterFile

Profile;Company;Depositary MasterFileProfile;Company;Depositary Profile - Company SearchProfile;Company;Depositary Profile - Company SearchProfile;Company;Depositary Profile - Company SearchProfile;Company;Depositary Profile - Company SearchProfile;Company;Depositary Profile - Company SearchProfile;Company;Depositary Depositary ProfileProfile;Company;Depositary Depositary Profile


19/251

Profile;Company;Depositary Depositary ProfileProfile;Company;Depositary MasterFileProfile;Company;Depositary MasterFileProfile;Company;Issuer MasterFileProfile;Company;Issuer MasterFileProfile;Company;Issuer Profile - Company Search

Profile;Company;Issuer Profile - Company SearchProfile;Company;Issuer Profile - Company SearchProfile;Company;Issuer Profile - Company SearchProfile;Company;Issuer Profile - Company SearchProfile;Company;Issuer Profile - Company SearchProfile;Company;Issuer Issuer ProfileProfile;Company;Issuer Issuer ProfileProfile;Company;Issuer Issuer ProfileProfile;Company;IssuerProfile;Company;Issuer Issuer ProfileProfile;Company;Issuer Issuer ProfileProfile;Company;Issuer MasterFile

Profile;Company;Issuer MasterFileProfile;Company;Subcompany MasterFileProfile;Company;Subcompany MasterFileProfile;Company;Subcompany Profile - Company SearchProfile;Company;Subcompany Profile - Company SearchProfile;Company;Subcompany Profile - Company SearchProfile;Company;Subcompany Profile - Company SearchProfile;Company;Subcompany Profile - Company SearchProfile;Company;Subcompany Subcompany ProfileProfile;Company;Subcompany Subcompany ProfileProfile;Company;Subcompany Subcompany ProfileProfile;Company;Subcompany MasterFile

Profile;Company;Subcompany MasterFileProfile;Company;Vendor MasterFileProfile;Company;Vendor MasterFileProfile;Company;Vendor Profile - Company SearchProfile;Company;Vendor Profile - Company SearchProfile;Company;Vendor Profile - Company SearchProfile;Company;Vendor Profile - Company SearchProfile;Company;Vendor Profile - Company SearchProfile;Company;Vendor Vendor ProfileProfile;Company;Vendor Vendor ProfileProfile;Company;Vendor Vendor ProfileProfile;Company;Vendor MasterFile

Profile;Company;Vendor MasterFileProfile;Company;Initial Depositor MasterFileProfile;Company;Initial Depositor Initial Depositor ProfileProfile;Company;Initial Depositor Initial Depositor Profile


20/251

EnterpriseName CompanyName

BBVA GroupABN-AMRO Rothschild

ATestingATesting TestingBugman Seiler Corporate Finance AGAutomation

ABN AMRO Securities Inc.ABN AMRO Securities Inc.

ATesting

ATesting Testing

AG EdwardsAutomation

SKB Banka D.D.SKB Banka D D

ATesting

Automation

AutomationBanco Ita S.A.

ATestingATesting Testing


21/251

Deutsche Bank AGAutomation

TABCORP Holdings LimitedTABCORP Holdings Limited

ATestingAntisense Therapeutics LimitedATestingDeutsche Lufthansa AGATestingNew York Broker DeutschlandATesting

Albert Fisher Group plcJardine Matheson South East Asia Ltd.

AB ElectroluxAB Electrolux TestingIntesaBCI S.p.A.Automation

The Depository Trust Clearing CompanyThe Depository Trust Clearing Company

ATestingATesting TestingDeutsche Bank AGAutomation


22/251

Type CountryOfIncorporation CID Status Mnemonic Role

AdviserSpain

9122561809Terminated

Terminated

Adviser Japan Terminated

BrokerThe Netherlands

9187560060Committed

Terminated

Broker Japan Terminated

CustodianSlovenia

9072060013Committed

AMRO

Custodian Japan Committed

DepositaryJapan

9123890350Committed

Terminated


23/251

Depositary Japan Terminated

IssuerSri Lanka

9333170016Effective

INGC

Issuer Czech Republic Terminated

SubcompanySingapore

9227580043Committed

SubcompanySubcompany Terminated

Subcompany Spain Committed

VendorIndia

9141960021Terminated

Terminated

United Arab Emirates Terminated


24/251

Details_Name Details_MarketingName

A & D Pharma Holding A & D Pharma HoldingTesting A & D Pharma Holdings

ING Bank NVA ING Bank NVA

Testing A & B Pharma Holdings

ING Bank NVA ING Bank NVA

Deutsche Bank AR Deutsche BankTesting A & B Pharma Holdings


25/251

ATesting ACS Activ de Construct ServAutomation_3 ACS Activ de Construct ServATesting Deutsche Lufthansa

ATesting Deutsche Lufthansa

ACS Activ de Construct Serv

Bilingual NVS Bilingual NVSTesting A & B Pharma Holdings


26/251

Details_CID Details_WebAddress

ICICI BANK LIMITED;9213650707;9213650707 www.adpharma.comICICI BANK LIMITED;9213650707;9213650707 www.adpharm.com

www.testing1.com

ING BANK N.V.;9128770906;9128770906 www.ing.com

ING BANK N.V.;9128770906;9128770906 www.ing.com

www.testing1.comING BANK N.V.;9128770906;9128770906

ARMABANK;5412730013;5412730013 www.ing.com

ARMABANK;5412730013;5412730013

ING BANK N.V.;9128770906;9128770906 www.deutsche.comING BANK N.V.;9128770906;9128770906 www.deutsche.com


27/251

www.testing1.com

ING BANK N.V.;9128770906;9128770906 www.grupoacs.comING BANK N.V.;9128770906;9128770906 www.grupoacs.comICICI BANK LIMITED;9213650707;9213650707 www.grupoacs.com

www.grupoacs.comwww.grupoacs.com

icios SA

DELLANNO CONSTRUCTION INC;7100080545;7100080545 www.bebilingual.comDELLANNO CONSTRUCTION INC;7100080545;7100080545 www.bebilingual.com

www.testing1.com

www.testing1.com


28/251

Details_WebAddress1 Details_GroupEmailAddress Details_Status

[email protected] [email protected] Committed

Effective

[email protected] Effective

[email protected] Committed

Effective

[email protected] Committed

[email protected] [email protected] Effective


29/251

Effective

[email protected]@[email protected]

www.testing.com [email protected]


Effective


30/251

Details_EffectiveDate Details_TerminationDate Details_CountryOfIncorporation

24;Feb;2006 26;Nov;2007 Denmark24;Feb;2006 26;Nov;2007 Spain

24;Feb;2006 Denmark

24;Feb;2006 26;Nov;2007 India

24;Feb;2006 26;Nov;2007 Spain

24;Feb;2006 Japan

24;Feb;2006 26;Nov;2007 India

24;Feb;2006 India

24;Feb;2006 26;Nov;2007 Spain24;Feb;2006 26;Nov;2007 Japan


31/251

24;Feb;2006 Japan

Spain16;Sep;2008 Spain

Japan

India

Japan

14;May;2007 23;Jul;2007 United States14;May;2007 23;Jul;2007 United States

14;May;2007 United States


32/251

Details_SWIFT_BIC Details_Mnemonic

AEIBINDX;AMERICAN EXPRESS BANK LTD.;AEIBINDX

AEIBINDX;AMERICAN EXPRESS BANK LTD.;AEIBINDX


33/251


34/251

Details_Branch Details_StandingInstructions Details_FeePaymentMethod


35/251


36/251

Details_CompanyCode Details_Type Details_LastVisitDate

Registrar

DBDB


37/251

Subscription 20;Jun;2007Subscription 20;Jun;2007

Subscription


38/251

Details_OwnProgramOnly Details_SWIFT_BIC_STD Details_FreqOfReconciliation

Yes Monthly


39/251


40/251

Details_Telex Details_DividendCurrency Details_ProcessingInstrF1


41/251

SPANISH PESETASPANISH PESETASPANISH PESETA

SPANISH PESETA


42/251

Details_TelexAnswerBack Details_MarketCapitalization


43/251

500050007000

800


44/251

Details_CountryOfManagement Details_Industry


45/251

Spain Construct.&MaterialsSpain Construct.&MaterialsJapan Construct.&Materials

India Construct.&Materials

Japan Construct.&Materials


46/251

Details_Industry1 Details_GovernmentOwned


47/251

252525

Financial Services 20


48/251

Details_StandingCashInstructions Details_ActionNumber Details_EffectiveDepositories


49/251

SPANISH PESETA YSPANISH PESETA YSPANISH PESETA Y

SPANISH PESETA Y


50/251

Details_EffectiveS_U Details_ParentCompany Details_ServiceDescription


51/251

Language schoolLanguage school

Language school


52/251

Details_ContractExpiryDate Details_BudgetAmount Details_AlternativeVendor


53/251

21;Jun;2007 5,000 Oxford21;Jun;2007 4,000 Oxford


54/251

Roles_Role Roles_Status Role_DTCReason

Investment Bank ActiveInvestment Bank Active

Investment Bank Active

Pre-Release Active

Pre-Release Active

Settlement Active

Common Depository ActiveCommon Depository Active


55/251

Common Depository Active


56/251

Role_ContractExpDate Role_PreReleaseType


57/251


58/251

Role_MarkCollateralMethod Role_CollateralRequirementFlag Role_CollateralBoxRate


59/251


60/251

Roles_DepartmentName Roles_BIC

Testing Australia;ABNAAU2S;;XXXTesting Australia;ABNAAU2S;;XXX


61/251

Testing Australia;ABNAAU2S;;XXX


62/251

Roles_ReconciliationFrequency BNYContacts_Role

Custodian Custody Administrator

MonthlyMonthly

Pre-Release RelationshipManager General

Pre-Release RelationshipManager General


63/251

Monthly

Issuer Marketing Officer GeneralIssuer Marketing Officer GeneralIssuer Marketing Officer General

Issuer Marketing Officer General

Issuer Marketing Officer General


64/251

BNYContacts_Role1 BNYContacts_Contact BNYContacts_Contact1

Audi, Celisa

Audi, Celisa

Custodian Reconciler General Hairston, Karyn Miao, Lei


65/251

Audi, CelisaAudi, CelisaAudi, Celisa

Audi, Celisa

Audi, Celisa

Bragg, Crystal D.Bragg, Crystal D.


66/251

BnyContacts_NonUSLocation BNYContacts_EffectiveDate Products_Product

ADR INFORMADR INFORM

15;Oct;2008 ADR INFORM




67/251

15;Oct;2008 ADR INFORM15;Oct;2008 ADR INFORM15;Oct;2008 ADR INFORM


15;Oct;2008


23;Oct;2008 ADR INFORM23;Oct;2008 ADR INFORM


68/251

Products_SubscriptionID Products_Start Products_End

132156122;Nov;2006 21;Oct;2009132155122;Nov;2006 21;Oct;2009

132156122;Nov;2005 21;Oct;2009

132156122;Nov;2005 21;Oct;2009

132156122;Nov;2005 21;Oct;2009132152122;Nov;2005 21;Oct;2009


69/251

132156122;Nov;2005 21;Oct;2009132156122;Nov;2005 21;Oct;2009132156122;Nov;2005 21;Oct;2009

132156122;Nov;2005 21;Oct;2009

132156120;Nov;1991 24;Nov;1993132156120;Nov;1991 24;Nov;1993

132156116;Nov;2005 6;Nov;20091321521 6;Nov;2009


70/251

Comments_Comment Comments_BusinessProfileMergent

TestingTesting

Testing

Testing

TestingTesting


71/251

TestingTestingTesting

Testing

TestingTesting

TestingTesting

Automation


72/251

Comments_AppointmentsSignificance UnderlyingSecurityMarket_Country


73/251

Testing SpainTesting SpainTesting Spain

Testing Spain

Spain


74/251

UnderlyingSecurityMarket_MarketStatus UnderlyingSecurityMarket_HomeMarket


75/251

Trading YTrading YTrading Y

Trading Y

Trading Y


76/251

Custodians_Custodian Custodians_Country Custodians_Mnemonic


77/251

Santander Investment S.A.Santander Investment S.A.Santander Investment S.A.

Santander Investment S.A.


78/251

Advisers_Type Advisers_Name


79/251

Exchange Borsa ItalianaExchange Borsa ItalianaExchange Borsa Italiana

Exchange Borsa Italiana

Investment Bank


80/251

DRServices_DRService Subcompany_Name Subcompany_MarketingName


81/251

Restricted ProgramRestricted ProgramRestricted Program

Restricted Program

AB Electrolux ElectroluxTesting A & B Pharma Holdings


82/251

Subcompany_CID Subcompany_WebAddress


83/251

ARM HOLDINGS PLC;5127220028;5127220www.banesto.comARM HOLDINGS PLC;5127220028;5127220www.banesto.com

www.testing1.com


84/251

Subcompany_GroupEmailAddress Subcompany_Status


85/251



86/251

Subcompany_EffectiveDate Subcompany_TerminationDate


87/251

1;May;1990 20;Jun;19951;May;1990 20;Jun;1995

1;May;1990 20;Jun;1995


88/251

Subcompany_CountryOfIncorporation Subcompany_ParentCompany


89/251

United States IssuerUnited States Issuer


90/251

Subcompany_CompanyType FeeSchedule_BillType MnemonicInfo_Mnemonic

Fee Per DR Test


91/251


92/251

MnemonicInfo_Active SafekeepingAccount_AccountNo

No 1234567899876


93/251


94/251

SafekeepingAccount_AccountDesc FeeSchedule_FeePerUnit

Automation 2000.0000


95/251


96/251

FeeSchedule_MethodOfPayment FeeSchedule_PaymentCurrency

FX AUSTRALIAN DOLLAR


97/251


98/251

FeeSchedule_AccountNo FeeSchedule_WirePayment FeeSchedule_WirePaymentInfo

2536473 ABA Test Wire


99/251


100/251

FeeSchedule_BankName FeeSchedule_Description FeeSchedule_Comments

Anz Bank Wire Fees Wire fees payment.


101/251


102/251

MiscFee_Description MiscFee_Amount MiscFee_Comments strChkDefaultValueAdviser;All;AllAdviser;All;AllAll;All;AllAll;All;AllAll;All;All

All;All;AllAll;All;AllAdviser;All;AllAdviser;All;AllAdviser;All;AllAdviser;All;AllAdviser;All;AllBroker;All;AllBroker;All;AllAll;All;AllAll;All;AllAll;All;All

All;All;AllAll;All;All

Broker;All;All

Broker;All;All

Broker;All;AllBroker;All;AllBroker;All;AllCustodian;All;AllCustodian;All;AllAll;All;All

All;All;AllAll;All;AllAll;All;AllAll;All;AllAll;All;All

Depository fees 2000.00 Test Custodian;All;AllCustodian;All;AllCustodian;All;AllCustodian;All;AllCustodian;All;AllCustodian;All;AllDepositary;All;All

Depositary;All;AllAll;All;AllAll;All;AllAll;All;AllAll;All;AllAll;All;AllDepositary;All;AllDepositary;All;All


103/251

Depositary;All;AllDepositary;All;AllDepositary;All;AllIssuer;All;AllIssuer;All;AllAll;All;All

All;All;AllAll;All;AllAll;All;AllAll;All;AllAll;All;AllIssuer;All;AllIssuer;All;AllIssuer;All;AllIssuer;All;AllIssuer;All;AllIssuer;All;AllIssuer;All;All

Issuer;All;AllSubcompany;All;AllSubcompany;All;AllAll;All;AllAll;All;AllAll;All;AllAll;All;AllAll;All;AllSubcompany;All;AllSubcompany;All;AllSubcompany;All;AllSubcompany;All;All

Subcompany;All;AllVendor;All;AllVendor;All;AllAll;All;AllAll;All;AllAll;All;AllAll;All;AllAll;All;AllVendor;All;AllVendor;All;AllVendor;All;AllVendor;All;All

Vendor;All;All


104/251

strChkTabName

Detail; Roles; Products; CommentsDetail; Roles; Products; CommentsDetail; Roles; Products; CommentsDetail; Roles; Products; Comments

Detail; BNY Contacts; Roles; Products; Comments

Detail; BNY Contacts; Roles; Products; Comments

Detail; BNY Contacts; Roles; Products; CommentsDetail; BNY Contacts; Roles; Products; Comments

Detail; Mnemonic Info; BNY Contacts; Fee Schedule; Account Info; CommentsDetail; Mnemonic Info; BNY Contacts; Fee Schedule; Account Info; CommentsDetail; Mnemonic Info; BNY Contacts; Fee Schedule; Account Info; CommentsDetail; Mnemonic Info; BNY Contacts; Fee Schedule; Account Info; CommentsDetail; Mnemonic Info; BNY Contacts; Fee Schedule; Account Info; CommentsDetail; Mnemonic Info; BNY Contacts; Fee Schedule; Account Info; Comments

Detail; Roles; Products; CommentsDetail; Roles; Products; Comments


105/251

Detail; Roles; Products; Comments

Detail;BNY Contacts;Underlying Security Market;Custodian;Advisers;Products;DR Services;CommentsDetail;BNY Contacts;Underlying Security Market;Custodian;Advisers;Products;DR Services;CommentsBCP/PAF; SEC Filing and MAL/FOLBCP/PAF; SEC Filing and MAL/FOL

Detail;BNY Contacts;Underlying Security Market;Custodian;Advisers;Products;DR Services;CommentsDetail;BNY Contacts;Underlying Security Market;Custodian;Advisers;Products;DR Services;CommentsDetail;BNY Contacts;Underlying Security Market;Custodian;Advisers;Products;DR Services;Comments

Subcompany; Products; CommentsSubcompany; Products; CommentsSubcompany; Products; CommentsSubcompany; Products; Comments

Detail; BNY Contacts; Products; CommentsDetail; BNY Contacts; Products; Comments

Detail; BNY Contacts; Products; Comments

Detail; BNY Contacts; Custodians; Advisers; Comments


106/251

strPencilIcoMenuPath1ChkI_ButtonFrame

New AdviserNew AdviserNew AdviserNew Adviser

Reports;Company;Search

New Broker Email Address;Work Phone;Ext.

New Broker

New BrokerNew Broker


New Custodian Email Address;Work Phone;Ext.New CustodianNew CustodianNew CustodianNew Custodian


New DepositaryNew Depositary


107/251

New DepositaryNew Depositary


New Issuer Email Address;Work Phone;Ext.New Issuer Email Address;Work Phone;Ext.New Issuer Email Address;Work Phone;Ext.

New Issuer Email Address;Work Phone;Ext.Event Name;Event Type;Effective Date;Event Status

New Issuer


New SubcompanyNew SubcompanyNew SubcompanyNew Subcompany


New Vendor Email Address;Work Phone;Ext.New Vendor Email Address;Work Phone;Ext.New VendorNew Vendor


Email Address;Work Phone;Ext.


108/251

Reports_Company Reports_Status Reports_ReReports_SeSetQuestio SetQuestio

Adviser Terminated Country of IJapan

Broker Terminated Country of IJapan

Custodian Committed Country of IJapan


109/251

Depositary Terminated Country of IJapan

Company Request

Issuer Terminated Country of ICzech Republic

Subcompany Committed Country of ISpain

Vendor Terminated Country of IUnited Arab Emirates

J.P. Morgan Acciones Y


110/251

ModifiedFields ApprovalStatus NonUSGovernment SECFiling_20FFiler


111/251

Pending ApprovalPending ApprovalPending Approval 536328 YesPending Approval

Industry;Web Address Pending ApprovalMarketing Name

ValoresWeb Address


112/251

SECFiling_12gFiler CCCCode OnWebSite RestrictionType Limit Comments


113/251

No Yes


114/251

AmendedDate


115/251


116/251

TestCaseDescView the profile of Company - AdviserSearch with Enterprise Name in Profile - Company Search screenSearch with Company Name in Profile - Company Search screenSearch with Type in Profile - Company Search screenSearch with Country of Incorporation in Profile - Company Search screen

Search with CID in Profile - Company Search screenSearch with Status in Profile - Company Search screenCreate Company AdviserTermination of company profile.Testing for other Miscellaneous buttonsValidation error message checkTo Check if the number of records displayed in the Reports screen and Profiles screen match for differeView the profile of Company - BrokerSearch with Enterprise Name in Profile - Company Search screenSearch with Company Name in Profile - Company Search screenSearch with Type in Profile - Company Search screenSearch with Country of Incorporation in Profile - Company Search screen

Search with CID in Profile - Company Search screenSearch with Status in Profile - Company Search screen

Create Company Broker

Termination of company profile.

Testing for other Miscellaneous buttonsValidation error message checkTo Check if the number of records displayed in the Reports screen and Profiles screen match for differeView the Company - Custodain screenSearch with Enterprise Name in Profile - Company Search screenSearch with Company Name in Profile - Company Search screen

Search with Type in Profile - Company Search screenSearch with Country of Incorporation in Profile - Company Search screenSearch with CID in Profile - Company Search screenSearch with Status in Profile - Company Search screenSearch with Mnemonic in Profile - Company Search screenCreate Company Custodian

Validation error message checkTo Check if the number of records displayed in the Reports screen and Profiles screen match for differeView the profile of Company - Depositary

Search with Enterprise Name in Profile - Company Search screenSearch with Company Name in Profile - Company Search screenSearch with Type in Profile - Company Search screenSearch with Country of Incorporation in Profile - Company Search screenSearch with CID in Profile - Company Search screenSearch with Status in Profile - Company Search screenCreate Company DepositaryTermination of company profile.


117/251

Testing for other Miscellaneous buttonsValidation error message checkTo Check if the number of records displayed in the Reports screen and Profiles screen match for differeView the profile of Company - IssuerSearch with Enterprise Name in Profile - Company Search screenSearch with Company Name in Profile - Company Search screen

Search with Type in Profile - Company Search screenSearch with Country of Incorporation in Profile - Company Search screenSearch with CID in Profile - Company Search screenSearch with Status in Profile - Company Search screenSearch with Mnemonic in Profile - Company Search screenCreate Company IssuerTermination of company profile.Create the Issuer documentation.Verify the Issuer documentation.Testing for the Audit Button.Testing for other Miscellaneous buttonsValidation error message check

To Check if the number of records displayed in the Reports screen and Profiles screen match for differeView the profile of Company - Sub CompanySearch with Enterprise Name in Profile - Company Search screenSearch with Company Name in Profile - Company Search screenSearch with Type in Profile - Company Search screenSearch with Country of Incorporation in Profile - Company Search screenSearch with CID in Profile - Company Search screenSearch with Status in Profile - Company Search screenCreate Company - Sub CompanyTermination of company profile.Testing for other Miscellaneous buttonsValidation error message check

To Check if the number of records displayed in the Reports screen and Profiles screen match for differeView the profile of Company - VendorSearch with Enterprise Name in Profile - Company Search screenSearch with Company Name in Profile - Company Search screenSearch with Type in Profile - Company Search screenSearch with Country of Incorporation in Profile - Company Search screenSearch with CID in Profile - Company Search screenSearch with Status in Profile - Company Search screenCreate Company - VendorTermination of company profile.Testing for other Miscellaneous buttonsValidation error message check

To Check if the number of records displayed in the Reports screen and Profiles screen match for differeView the profile of Company - Initial DepositorInitial Depositor field Values Default.Testing functionality of the other buttons.


118/251

TestRunFlag TestCaseIDY Test Case 1Y Test Case 2Y Test Case 3Y Test Case 4Y Test Case 5

Y Test Case 6Y Test Case 7Y Test Case 8Y Test Case 9


119/251

TestCaseDescView the Contact screenSearch with Enterprise Name in Profile - Contact SearchSearch with Company Name in Profile - Contact SearchCreate ContactValidation error message check

Search with First Name in Profile - Contact SearchSearch Last Name in Profile - Contact SearchSearch with Enterprise Name in Profile - Contact SearchAnd )Related,Audit,Contac-ts, Preview, Delete,STo Check if the number of records displayed in the Reports screen and Profiles screen match for differe


120/251

HomePageLinks CurrentUserHOME;ADMINISTRATION;CHANGE PASSWORD;LOGOUT Ganesh ViswanathanHOME;ADMINISTRATION;CHANGE PASSWORD;LOGOUT Ganesh ViswanathanHOME;ADMINISTRATION;CHANGE PASSWORD;LOGOUT Ganesh ViswanathanHOME;ADMINISTRATION;CHANGE PASSWORD;LOGOUT Ganesh ViswanathanHOME;ADMINISTRATION;CHANGE PASSWORD;LOGOUT Ganesh Viswanathan

HOME;ADMINISTRATION;CHANGE PASSWORD;LOGOUT Ganesh ViswanathanHOME;ADMINISTRATION;CHANGE PASSWORD;LOGOUT Ganesh ViswanathanHOME;ADMINISTRATION;CHANGE PASSWORD;LOGOUT Ganesh ViswanathanHOME;ADMINISTRATION;CHANGE PASSWORD;LOGOUT Ganesh Viswanathan


121/251

MenuNameHOME;PROFILE;REPORTS;ADMINISTRATION;CA DR EVENTS;HELP;LOGOUTHOME;PROFILE;REPORTS;ADMINISTRATION;CA DR EVENTS;HELP;LOGOUTHOME;PROFILE;REPORTS;ADMINISTRATION;CA DR EVENTS;HELP;LOGOUTHOME;PROFILE;REPORTS;ADMINISTRATION;CA DR EVENTS;HELP;LOGOUTHOME;PROFILE;REPORTS;ADMINISTRATION;CA DR EVENTS;HELP;LOGOUT

HOME;PROFILE;REPORTS;ADMINISTRATION;CA DR EVENTS;HELP;LOGOUTHOME;PROFILE;REPORTS;ADMINISTRATION;CA DR EVENTS;HELP;LOGOUTHOME;PROFILE;REPORTS;ADMINISTRATION;CA DR EVENTS;HELP;LOGOUTHOME;PROFILE;REPORTS;ADMINISTRATION;CA DR EVENTS;HELP;LOGOUT


122/251

VersionDate MenuPath MenuPath_ReportsVersion 4.01 Built on October 14, 2008 Profile;Contact Reports; Contact; SearchVersion 4.01 Built on October 14, 2009 Profile;Contact Reports; Contact; SearchVersion 4.01 Built on October 14, 2010 Profile;Contact Reports; Contact; SearchVersion 4.01 Built on October 14, 2011 Profile;Contact Reports; Contact; SearchVersion 4.01 Built on October 14, 2012 Profile;Contact Reports; Contact; Search

Version 4.01 Built on October 14, 2008 Profile;Contact Reports; Contact; SearchVersion 4.01 Built on October 14, 2008 Profile;Contact Reports; Contact; SearchVersion 4.01 Built on October 14, 2009 Profile;Contact Reports; Contact; SearchVersion 4.01 Built on October 14, 2010 Profile;Contact Reports; Contact; Search


123/251

EnterpriseDetails

Name;Australia;Metabolic;Metabolic Pharmaceuticals Ltd

Name;Australia;Metabolic;Metabolic Pharmaceuticals LtdName;Australia;Metabolic;Metabolic Pharmaceuticals Ltd

Name;Australia;Metabolic;Metabolic Pharmaceuticals Ltd


124/251

CompanyDetails ContactStatus FirstName_Search

All;All;Name;Metabolic;Metabolic Pharmaceuticals Ltd

David

All;All;Name;ABSA;ABSA Group Limited Active Scott


125/251

LastName_Search Salutation FirstName LastName MiddleInitial Comments JobTitle

Mr. Imam Shareef M.D. XYZ ManagerMr. Imam Shareef M.D. XYZ ManagerMr. Imam Shareef M.D. XYZ ManagerMr. Imam Shareef M.D. XYZ Manager

Scott

David


126/251

AssistantName PhoneNo Status EmailAddress Work Ext Pager Pin Cellular Fax

Shareef 9243 Active astro.amon 123 456 789 7 11 22Shareef 9243 Active astro.amon 123 456 789 7 11 22Shareef 9243 Active astro.amon 123 456 789 7 11 22Shareef 9243 Active astro.amon 123 456 789 7 11 22


127/251

Home MailStop Misc Mailing Main

33 44 235 Level 3, 509 St Kilda Road Level 3, 509 St Kilda Road33 44 235 Level 3, 509 St Kilda Road Level 3, 509 St Kilda Road33 44 235 Level 3, 509 St Kilda Road Level 3, 509 St Kilda Road33 44 235 Level 3, 509 St Kilda Road Level 3, 509 St Kilda Road


128/251

FunctionalTitle CompanyName Address

Manager Metabolic Pharmaceuticals Ltd Level 3, 509 St Kilda RoadManager Metabolic Pharmaceuticals Ltd Level 3, 509 St Kilda RoadManager Metabolic Pharmaceuticals Ltd Level 3, 509 St Kilda RoadManager Metabolic Pharmaceuticals Ltd Level 3, 509 St Kilda Road


129/251

Role EffectiveDate CompanyName_Reports ContactFirstName_Reports

Issuer Billing General 26;Feb;1985Issuer Billing General 26;Feb;1985Issuer Billing General 26;Feb;1985Issuer Billing General 26;Feb;1985

ABSA Scott


130/251

ContactLastName_Reports

David


131/251

TestRunFla TestCaseIDTestCaseD MenuPath PageName ExchangeVLawGoverniDepositAgrY Test Case 1Create NewProfile;DR United Stat 6;Oct;2008Y Test Case 2Create NewProfile;DRY Test Case 3Create NewProfile;DR United Stat 6;Oct;2008Y Test Case 4Create NewProfile;DR United Stat 6;Oct;2008Y Test Case 5Create NewProfile;DR United Stat 6;Oct;2008

Y Test Case 6Create NewProfile;DR United Stat 6;Oct;2008Y Test Case 7Create NewProfile;DR United Stat 6;Oct;2008Y Test Case 8Create NewProfile;DR United Stat 6;Oct;2008Y Test Case 9Create NewProfile;DR United Stat 6;Oct;2008Y Test Case 1Create NewProfile;DR United Stat 6;Oct;2008N Test Case 1Check for VProfile;DR United Stat 6;Oct;2008N Test Case 1Create NewProfile;DR United Stat 6;Oct;2008N Test Case 1Create NewProfile;DR United Stat 6;Oct;2008N Test Case 1Create NewProfile;DR United Stat 6;Oct;2008N Test Case 1Create NewProfile;DR United Stat 6;Oct;2008


132/251

DepositAgr VotingTypeTerminatio BlockingTy OperationalLawFirmBNLawFirmIss LawFirmInv6;Oct;2008Auto Proxy 30 days Custodian No AP & J Cha AP & J Cha AP & J Cha

6;Oct;2008Auto Proxy 30 days Custodian No AP & J Cha AP & J Cha AP & J Cha6;Oct;2008Auto Proxy 30 days Custodian No AP & J Cha AP & J Cha AP & J Cha6;Oct;2008Auto Proxy 30 days Custodian No AP & J Cha AP & J Cha AP & J Cha

6;Oct;2008Auto Proxy 30 days Custodian No AP & J Cha AP & J Cha AP & J Cha6;Oct;2008Auto Proxy 30 days Custodian No AP & J Cha AP & J Cha AP & J Cha6;Oct;2008Auto Proxy 30 days Custodian No AP & J Cha AP & J Cha AP & J Cha6;Oct;2008Auto Proxy 30 days Custodian No AP & J Cha AP & J Cha AP & J Cha6;Oct;2008Auto Proxy 30 days Custodian No AP & J Cha AP & J Cha AP & J Cha6;Oct;2008Auto Proxy 30 days Custodian No AP & J Cha AP & J Cha AP & J Cha6;Oct;2008Auto Proxy 30 days Custodian No AP & J Cha AP & J Cha AP & J Cha6;Oct;2008Auto Proxy 30 days Custodian No AP & J Cha AP & J Cha AP & J Cha6;Oct;2008Auto Proxy 30 days Custodian No AP & J Cha AP & J Cha AP & J Cha6;Oct;2008Auto Proxy 30 days Custodian No AP & J Cha AP & J Cha AP & J Cha


133/251

InvestmentDSFinDepo ChargeDSFNetDSFCasLetterAgre LetterAgre Reimburse ReimburseABN AMRO No No No No No

ABN AMRO No No No No NoABN AMRO No No No No NoABN AMRO No No No No No

ABN AMRO No No No No NoABN AMRO No No No No NoABN AMRO No No No No NoABN AMRO No No No No NoABN AMRO No No No No NoABN AMRO No No No No NoABN AMRO No No No No NoABN AMRO No No No No NoABN AMRO No No No No NoABN AMRO No No No No No


134/251

Sponsored Depository Type EffectiveDaRatioDR RatioUnderlCUSIP DRTickerSyS BNY 144A 7;Jun;2008 1 4S CIT 144A 7;Jun;2008 1 4U BNY 144A 7;Jun;2008 1 4S BNY Level I 7;Jun;2008 1 4S BNY Level II 7;Jun;2008 1 4

S BNY Level III 7;Jun;2008 1 4U CIT Level I 7;Jun;2008 1 4U BNY Level I 7;Jun;2008 1 4U CIT Level II 7;Jun;2008 1 4U CIT Reg. S 7;Jun;2008 1 4S BNY 144A 7;Jun;2008 1 4S BNY Reg. S 7;Jun;2008 1 4S BNY 144A 7;Jun;2008 1 4U BNY 144A 7;Jun;2008 1 4S CIT 144A 7;Jun;2008 1 4


135/251

Underlying DRExchangDRSEDOL IssuerNam DRName CountryOf Status CUSIPHomAntisense American Stock Excha Antisense Therapeutics LimitedAntisense American Stock Excha Antisense Therapeutics LimitedAntisense American Stock Excha Antisense Therapeutics LimitedAntisense American Stock Excha Antisense Therapeutics LimitedAntisense American Stock Excha Antisense Therapeutics Limited

Antisense American Stock Excha Antisense Therapeutics LimitedAntisense American Stock Excha Antisense Therapeutics LimitedAntisense American Stock Excha Antisense Therapeutics LimitedAntisense American Stock Excha Antisense Therapeutics LimitedAntisense American Stock Excha Antisense Therapeutics LimitedAntisense American Stock Excha Antisense Therapeutics LimitedAntisense American Stock Excha Antisense Therapeutics LimitedAntisense American Stock Excha Antisense Therapeutics LimitedAntisense American Stock Excha Antisense Therapeutics LimitedAntisense American Stock Excha Antisense Therapeutics Limited


136/251

SubStatus DRExchangApproved NonUSGov SECFiling_2SECFiling_1CCCCode OnWebsiteYes 1234 No No NoYes 1234 No No NoYes 1234 No No NoYes 1234 No No NoYes 1234 No No No

Yes 1234 No No NoYes 1234 No No NoYes 1234 No No NoYes 1234 No No NoYes 1234 No No NoYes 1234 No No NoYes 1234 No No NoYes 1234 No No NoYes 1234 No No NoYes 1234 No No No


137/251

Restriction Limit Comments AmendedD ApprovalDaDivisionNa CAPRequir SEC12g_Fil6;Jun;2008 ADR No 236;Jun;2008 ADR No 236;Jun;2008 ADR No 236;Jun;2008 ADR No 236;Jun;2008 ADR No 23

6;Jun;2008 ADR No 236;Jun;2008 ADR No 236;Jun;2008 ADR No 236;Jun;2008 ADR No 236;Jun;2008 ADR No 236;Jun;2008 ADR No 236;Jun;2008 ADR No 236;Jun;2008 ADR No 236;Jun;2008 ADR No 236;Jun;2008 ADR No 23


138/251

PeriodicRevCCCCode PreReleaseLetterAgre CurrentF6ACurF6Num F6FileDate DRType6;Jun;2008 Yes 7;Jun;2008 56545 78549 19;Jun;20086;Jun;2008 Yes 7;Jun;2008 56545 78549 19;Jun;20086;Jun;2008 Yes 7;Jun;2008 56545 78549 19;Jun;20086;Jun;2008 Yes 7;Jun;2008 56545 78549 19;Jun;20086;Jun;2008 Yes 7;Jun;2008 56545 78549 19;Jun;2008

6;Jun;2008 Yes 7;Jun;2008 56545 78549 19;Jun;20086;Jun;2008 Yes 7;Jun;2008 56545 78549 19;Jun;20086;Jun;2008 Yes 7;Jun;2008 56545 78549 19;Jun;20086;Jun;2008 Yes 7;Jun;2008 56545 78549 19;Jun;20086;Jun;2008 Yes 7;Jun;2008 56545 78549 19;Jun;20086;Jun;2008 Yes 7;Jun;2008 56545 78549 19;Jun;20086;Jun;2008 Yes 7;Jun;2008 56545 78549 19;Jun;20086;Jun;2008 Yes 7;Jun;2008 56545 78549 19;Jun;20086;Jun;2008 Yes 7;Jun;2008 56545 78549 19;Jun;20086;Jun;2008 Yes 7;Jun;2008 56545 78549 19;Jun;2008


139/251

DROrigin SorU DRExchangCommonDeFirstFiler FirstFilerReBifurcated F1Australian The Bank Of New York MellonAustralian Stock ExchangeAustralian The Bank OBNYAustralian The Bank Of New York MellonAustralian The Bank Of New York Mellon

Australian The Bank Of New York MellonAustralian The Bank OCITAustralian The Bank OBNYAustralian The Bank OCITAustralian The Bank OCITAustralian The Bank Of New York Mellon NoAustralian The Bank Of New York MellonAustralian The Bank Of New York BNY YesAustralian The Bank OBNY BNY YesAustralian Stock Exchange CIT Yes


140/251

F3 DRUSIssue CloseDate OfferingCU DRPrice DRUSGreenPriceDate NonDRUSIs

Yes 12 19;Jun;200 Antisense T 240 15 19;Jun;200 20


141/251

DRNonUSGGreenShoe CountryOfAdditionalDRExchange

20 19;Jun;200 Australia


142/251

TestRunFlag TestCaseID TestCaseDesc

Y TestCase 1 View the Profile of HOLDR- Search

Y TestCase 2

View the Profile of HOLDR-Search, Edit and Save in Details Tab

Y TestCase 3

Y TestCase 4

Y TestCase 5

View the Profile of HOLDR-Search, Edit and Save in Fee Tab

Y TestCase 6

View the Profile of HOLDR-Search, Edit and Save in Legal Tab

Y TestCase 7 View the Profile of HOLDR - Approve the Changes made.

Y TestCase 8 View the Profile of HOLDR - Reject the Changes made.

Y TestCase 9

View the Profile of HOLDR-Create and Approve

Y TestCase 10

View the Profile of HOLDR-Create and Reject

Y TestCase 11

Y TestCase 12

Y TestCase 13

Y TestCase 14 View the Profile of HOLDR-Search and Check Related

Y TestCase 15 View the Profile of HOLDR and Preview

Y TestCase 16 Testing for the Audit Button.

View the Profile of HOLDR-Search, Edit and Save in ConstituentTab

View the Profile of HOLDR-Search, Edit and Save in GICS CodeTab,Cash Delivery tab.

View the Profile of HOLDR-Search, Add and Save and inConstituent Tab

View the Profile of HOLDR-Search, Add and Save and Delete inConstituent Tab

View the Profile of HOLDR-Search, Add and Save and Delete inCash Delivery Tab


143/251

SelectMenu HOLDRName

Profile;HOLDR B2B Internet HOLDRS







Profile;HOLDR Telecom HOLDRS

Profile;HOLDR

Profile;HOLDR

Profile;HOLDR Test_QTP_HOLDR

Profile;HOLDR Test_QTP_HOLDR



Profile;HOLDR

Profile;HOLDR


144/251

MandatoryFields

Effective Date;US Exchange;ISIN;Name;US Ticker Symbol;CUSIP;Brief Name


145/251


146/251

Details_Name Details_BriefName Details_USTickerSymbol

BNY

BNYM

QTPHOLDR_216200943422PM ADR Automation_1 BNYM

QTPHOLDR_216200944137PM ADR Automation_2 BNYM


147/251

Details_IntlUSTickerSymbol Details_USExchange Details_IntlExchange

New York Stock Exchange

OTCQX

BNY American Stock Exchange New York Stock Exchange

BNY American Stock Exchange New York Stock Exchange


148/251

Details_USClearingHouse Details_IntlClearingHouse Details_MinimumShareSlot

Euroclear Accrual 100

Euroclear Accrual


149/251

Details_TASAccountNumber Details_SECFileNumber Details_SECFileDate

122323 12USd12121 10;Dec;2009


150/251

Details_CUSIP Details_Price Details_Status Details_EffectiveDate

12.68

9.65

0143518PM 12.5 Effective 17;Aug;2008

0144137PM 12.5 17;Aug;2008

2.5


151/251

Details_AgreementTerminationDate Details_ISIN Details_CID Details_LocalTax

10;Oct;2010 US0560331037 7100468918 2.6


152/251

Constituent_Name ConstituentDetails_ShareAmount ConstituentDetails_InitialWeight

Careinsite Inc

Careinsite Inc

Worldcom Inc

2.65 0.02

4.69 0.5

1.24 2.2

2.36 2.5


153/251

ConstituentDetails_InclusionDate ConstituentDetails_RemovalDate

31;Oct;2007

31;Oct;2007

31;Oct;2007

31;Oct;2007


154/251

ConstituentDetails_CUSIP ConstituentDetails_DVPFlag

000360101 Y

020039103 Y

28336L109 Y

05534B760 N


155/251

ConstituentDetails_SecurityType ConstituentDetails_SecurityTypes

DR Security DR

US Security US

US Security US

US Security US


156/251

ConstituentDetails_RemovalReason CorporateActionDetails_CAType


157/251

CashDelivery_FieldModified CashDelivery_Name CashDeliveryDetails_StartDate

Checkfree Corp Checkfree Corp

Checkfree Corp Checkfree Corp

ALLTEL Corp ALLTEL Corp

12;Dec;2007


158/251

CashDeliveryDetails_EndDate CashDeliveryDetails_Description

19;Dec;2007

23;Dec;2007

12;Jan;2008 Testing HOLDR Functionality


159/251

CashDeliveryDetails_Comments CashDeliveryDetails_CUSIP

ADR Automation team Comments 74726X105


160/251

CashDeliveryDetails_Rate CADetailsCashDelivery_CAType

1.94 XYZ


161/251

Legal_FieldModified Legal_LawFirmBNY

Law Firm - BNY;Law Firm - Initial Depositor Anslow & Jaclin LLP

Law Firm - BNY;Law Firm - Initial Depositor





162/251

Legal_LawFirmInitialDepositor Fee_FieldModified Fee_Issuance Fee_Cancellation

Issuance;Cancellation

Athena Capitals Partners LLP

Issuance;Cancellation

Athena Capitals Partners LLP Issuance;Cancellation 1.9 2.9




163/251

TestRunFlag TestCaseIDY TestCase 1

Y TestCase 2

Y TestCase 3Y TestCase 4Y TestCase 5Y TestCase 6Y TestCase 7Y TestCase 8Y TestCase 9

Y TestCase 10

Y TestCase 11


164/251

TestCaseDesc MenuPath

View the Profile of CUSIP- Search PROFILE;CUSIP

View the Profile of CUSIP-Orphan CUSIP Creation and approve.

PROFILE;CUSIP

View the Profile of CUSIP-Orphan CUSIP Creation and Reject.

PROFILE;CUSIP

View the Profile of CUSIP-Search and Check Related button. PROFILE;CUSIP

Testing for the Audit Button. PROFILE;CUSIP

View the Profile of CUSIP and Preview PROFILE;CUSIP

View the Profile of CUSIP and Trading Volume PROFILE;CUSIP

View the Profile of CUSIP and Books Closed PROFILE;CUSIP

View the Profile of CUSIP and Transaction Information PROFILE;CUSIP

View the Profile of CUSIP-Error Message Check

PROFILE;CUSIP

PROFILE;CUSIPTo Check if the number of records displayed in the Reports screenand Profiles screen match for different search criterion.


165/251

ApprovedCUSIPName ApproveComments DRNameTABCORP

Y Approved

RejectedTABCORP

ApprovedTABCORPTABCORPTABCORPTABCORP


166/251

SelectCUSIPName Status EffectiveFlag DR_TickerTABCORP HOLDINGS LIMITED

TABCORP HOLDINGS LIMITED

TABCORP HOLDINGS LIMITEDTABCORP HOLDINGS LIMITEDTABCORP HOLDINGS LIMITED 144ATABCORP HOLDINGS LIMITED

Active Effective


167/251

CUSIPName BriefName HomeMarketCountry RatioDRs

& AUTOMATION_225200910658PM Automation India 1

& AUTOMATION_225200911207PM Automation India 1

TestAutoamtion Test_Automation India 1

Alumina Limited Australia


168/251

RatioUnderlyingShares DRExchange DRTicker UnderlyingISIN

2Bombay Stock Exchange US3773272008

2Bombay Stock Exchange US3773272008

3 Bombay Stock Exchange


169/251

PricingSEDOL EntryReason CUSIP Price ActiveFlag UnderlyingSEDOL SU

2343243 & BLDRS Fund 010658PM 10.01 No

2343243 & BLDRS Fund 011207PM 10.25 No

20.75 Yes

& BLDRS Fund 873306203


170/251

ShareBase SelectDate SelectMonth SelectYear Year DateHighPrice DateLowPrice

2000

2000

13;Nov;2008 Dec 2008 2008 72.75 71.98


171/251

DateClosePrice DateTradingVolume MonthRegisteredHolders MonthCESEPosition

72.99 0 5 2


172/251

DRIssuance_CloseDate DRIssuance_CloseReason DRIssuance_OpenDate

10;Mar;2009 Rights Issue 13;Mar;2009


173/251

DRIssuance_OpenReason DRCancellation_CloseDate

soft close-Div. Reimbursement letter req. 10;Mar;2009


174/251

DRCancellation_CloseReason DRCancellation_OpenDate

DTC Due Bill Period 13;Mar;2009


175/251

DRCancellation_OpenReason DRPreRelease_CloseDate

Letter Received 10;Mar;2009


176/251

DRPreRelease_CloseReason DRPreRelease_OpenDate

Dividend Record Date Conflict 13;Mar;2009


177/251

DRPreRelease_OpenReason IssueCancel_CloseDate IssueCancel_CloseReason

Docs Received 10;Mar;2009 DTC Due Bill Period


178/251

IssueCancel_OpenDate IssueCancel_OpenReason DRApply_CloseDate

13;Mar;2009 Docs Received 10;Mar;2009


179/251

DRApply_CloseReason DRApply_OpenDate DRApply_OpenReason

Dividend Record Date Conflict 13;Mar;2009 Successor


180/251

OrdinaryApply_CloseDate OrdinaryApply_CloseReason OrdinaryApply_OpenDate

10;Mar;2009 Company Request 13;Mar;2009


181/251

OrdinaryApply_OpenReason

Conflict


182/251

ValidationErrorDetails

DR Exchange;Ratio Underlying Shares;Name;Brief Name;Entry Reason;CUSIP;Home Market Country;


183/251

ValidationErrorWebEditElements ValidationErrorWebEditRepElements

DR Exchange;Ratio UnderlyingShares;Name;Brief Name;EntryReason;CUSIP;Ratio DRs

DRExchange;RatioUnderlyingShares;CUSIPName;BriefName;EntryReason;CUSIP;RatioDRs


184/251

ModifiedFields

Active Flag;Price (USD)

Name;Brief Name;Home Market Country;Ratio DRs;Ratio UnderlyingShares;DR Exchange;Pricing SEDOL;Entry Reason;CUSIP;Type;ActiveFlag;Share Base

Name;Brief Name;Home Market Country;Ratio DRs;Ratio UnderlyingShares;DR Exchange;Pricing SEDOL;Entry Reason;CUSIP;Type;ActiveFlag;Share Base


185/251

TestRunFlag TestCaseID TestCaseDescY TestCase1 View the Profile of Constituent- SY TestCase1 View the Profile of Constituent- SY TestCase1 View the Profile of Constituent- SY TestCase2 View the Profile of Constituent SeY TestCase3 View the Profile of Constituent Se

Y TestCase4 View the Profile of Constituent SeY TestCase5 View the Profile of Constituent SeY TestCase6 View the Profile of Constituent anY TestCase7 View the Profile of Constituent -Y TestCase8 View the Profile of Constituent-ReY TestCase9 View the Profile of Constituent-SeY TestCase10 View the Profile of Constituent anY TestCase11 Testing for the Audit Button.Y TestCase12 View the Profile of Constituent -S


186/251

MenuPath ConstituentConstituentConstituentUSTickerSyUSExchangPriceUSD PriceCADPROFILE;CoARM HOLDINGSPROFILE;Constituent ARMHPROFILE;Constituent 42068106PROFILE;CoAT&T Corp 25BXC New York S 45PROFILE;CoAT&T Corp

PROFILE;CoAT&T CorpPROFILE;CoAT&T CorpPROFILE;CoQTPAutomaSATU ### American S 200 200PROFILE;CoAT&T CorpPROFILE;CoAT&T Corp 26BXC American S 46PROFILE;CoARM HOLDINGSPROFILE;CoARM HOLDINGSPROFILE;CoAT&T Inc 25BXC American S 42PROFILE;CoQTPAutomation_1


187/251


188/251

ApprovalStatus

ntsPending ApprovalRejected

Repaired


189/251

TestCaseID TestRunFlag TestCaseDesc

TestCase1 Y View the Underlying Security screen

TestCase2 Y

TestCase3 Y

TestCase4 Y

TestCase5 Y

TestCase6 Y

TestCase7 Y

TestCase8 Y

TestCase9 Y Create Underlying Security.

TestCase10 Y Validation error message check

TestCase11 Y

TestCase11 Y

TestCase11 Y

TestCase12 Y Testing for other Miscellaneous buttons

TestCase13 Y Testing for the Audit Button.

Search with Issuer Name in Profile -Underlying Security Search screen

Search with Underlying Security Name

in Profile - Underlying Security Searchscreen

Search withType(Common/Ordinary/Prefered) inProfile - Underlying Security Searchscreen

Search with Status(Committed/Effective/Terminated) inProfile - Underlying Security Searchscreen

Search with Country of Exchange inProfile - Underlying Security Search

screen

Search with Underlying ISIN in Profile -Underlying Security Search screen

Search with Underlying SEDOL in Profile- Underlying Security Search screen

To Check if the number of records

displayed in the Reports screen andProfiles screen match for differentsearch criterion.




190/251

MenuPath IssuerName Type Status

Profile;Underlying Security

Profile;Underlying Security Absa

Profile;Underlying Security AB

Profile;Underlying Security Common

Profile;Underlying Security Committed





Profile;Underlying Security Committed

Profile;Underlying Security TABCORP Holdings Committed

Profile;Underlying Security TABCORP Holdings Committed

Profile;Underlying Security TABCORP Holdings Effective

Profile;Underlying Security Wip Committed



191/251

CountryofExchange UnderlyingISIN UnderlyingSEDOL

United Kingdom

SE0000103814

5466782


192/251

UnderlyingSecurityName SelectUnderlyingSecName MandatoryShareForm

abc TABCORP Holdings Limited Bearer

Tab TABCORP Holdings Limited Bearer

Wipro

Bearer


193/251


194/251

DetailUnderlyingISIN DetailCapitalStructure DetailCountryofExchange

AB2345698778 Equity Australian Stock Exchange

Debt


195/251

DetailUnlisted DetailType DetailSEDOL DetailShareClass DetailCINS

No Common 6537618 Class A 123467895


196/251

DetailCurrency DetailTickerSymbol DetailParValue DetailLocalCode

AUSTRALIAN DOLLAR TE 10.00 GER


197/251

DetailBoardLot DetailCommonCode DetailShares DetailPSET

12500 123 10000 ABNAAU2S


198/251

DetailShareForm NewPrimaryRatio NewSecondaryRatio

Registered 1 10

Bearer


199/251

RelatedUnderlyingSecName AK AL AM AN AO

TABCORP Holdings


200/251

AP AQ AR AS AT AU AV AW


201/251

AX AY AZ BA BB BC BD BE


202/251

BF BG BH BI BJ BK BL BM


203/251

BN BO BP BQ BR BS BT BU


204/251

BV BW BX BY BZ CA CB CC


205/251

CD CE CF CG CH CI CJ CK


206/251

CL CM CN CO CP CQ CR CS


207/251

CT CU CV CW CX CY CZ DA


208/251

DB DC DD DE DF DG DH DI


209/251

DJ DK DL DM DN DO DP DQ


210/251

DR DS DT DU DV DW DX DY


211/251

DZ EA EB EC ED EE EF EG


212/251

EH EI EJ EK EL EM EN EO


213/251

EP EQ ER ES ET EU EV EW


214/251

EX EY EZ FA FB FC FD FE


215/251

FF FG FH FI FJ FK FL FM


216/251

FN FO FP FQ FR FS FT FU


217/251

FV FW FX FY FZ GA GB GC


218/251

GD GE GF GG GH GI GJ GK


219/251

GL GM GN GO GP GQ GR GS


220/251

GT GU GV GW GX GY GZ HA


221/251

HB HC HD HE HF HG HH HI


222/251

HJ HK HL HM HN HO HP HQ


223/251

HR HS HT HU HV HW HX HY


224/251

HZ IA IB IC ID IE IF IG


225/251

IH II IJ IK IL IM IN IO


226/251

IP IQ IR IS IT IU IV


227/251

IssuerName DRName Name Type ENizpharm Niz Nizpharm Inc Performance


228/251

TestRunFlag TestCaseID PageName MenuPathY Test Case 1 MasterFile Profile;BillingY Test Case 2 Profile - Issuer Billing Profile Search Profile;BillingY Test Case 3 Profile - Issuer Billing Profile Search Profile;BillingY Test Case 4 Issuer Billing Profile Profile;BillingY Test Case 5 Issuer Billing Profile Profile;Billing

Y Test Case 6 Issuer Billing Profile Profile;BillingY Test Case 7 Issuer Billing Profile Profile;BillingY Test Case 8 Issuer Billing Profile Profile;BillingY Test Case 9 Issuer Billing Profile Profile;BillingY Test Case 10 Issuer Billing Profile Profile;BillingY Test Case 11 Issuer Billing Profile Profile;BillingY Test Case 12 Issuer Billing Profile Profile;BillingY Test Case 13 Issuer Billing Profile Profile;BillingY Test Case 14 Issuer Billing Profile Profile;BillingY Test Case 15 Issuer Billing Profile Profile;Billing


229/251

CheckMenu IssuerName CID Status

Profile;Billing10 Group plc 5281970013 TerminatedAECI Limited 9342590028 EffectiveAB Electrolux 5018040028 EffectiveAccess Bank 5179960011 Effective

10 Group plc 5281970013 Terminated10 Group plc 5281970013 Terminated10 Group plc 5281970013 TerminatedRanbaxy Laboratories Ltd. 9216620019EffectiveRanbaxy Laboratories Ltd. 9216620019EffectiveRanbaxy Laboratories Ltd. 9216620019EffectiveTABCORP Holdings Limited 9333170016EffectiveArab Potash Company 5093700017 EffectiveABSA Group Limited 9132190019EffectiveAPT Satellite Holdings Limited 5016000010Effective


230/251

CountryofIncorporation strAddColName strDelColName BlankSearchY

United KingdomSouth AfricaSwedenNigeria

United KingdomUnited Kingdom Add_Products Delete RowUnited Kingdom Add_Products Delete RowIndia Add_Services Delete RowIndia Add_Services Remove from the approval queue.India Add_Services Remove from the approval queue.Australia Add_Recipients Delete RowJordanSouth Africa Add_Products Delete RowHong Kong Add_Services Remove from the approval queue.


231/251

ProfileName NameExt Frequency CurrentBillingCycle InvoiceType DetailStatusMonthly testing Summary Active

InactiveAccess Bank Testing

Testing Quarterly Detail ActiveTestingTesting


232/251

BillingMethod FinalBillDate CESYCoCode IncludeBackUp CommentsMail Only Testing Y Testing

8;Dec;2008 a01 Y Testing

Mail Only


233/251

Produts_Description Products_UltimatePayer

BNYGlobal BuyDIRECT -DR Products and Services -8032 BNYWI Link -DR Products and Services -8039 BNY

WI Link -DR Products and Services -8039 BNY


234/251

Products_FeeAmount CheckAddDel Services_UltimatePayer

15000.0015000.00 Y20000.00

Y IssuerY

10000.00 IssuerIssuer


235/251

SetQuestionMarkValue BillingImageNew

Action:ModifiedDTC Security Position Listing - 7948 Action:NewShare Position Search - 7945 Action:NewBilling Secondary

Action:ModifiedShare Position Search - 7945 Action:New


236/251

BillingImageFlag

Approval Status:Relationship Manager ApprovalApproval Status:Relationship Manager ApprovalApproval Status:Relationship Manager Approval

Approval Status:Relationship Manager ApprovalApproval Status:Relationship Manager Approval


237/251

chkDetailTabValues

10 Group plc;Monthly;Summary;TGP;Jul 01, 2007 - Sep 30, 2007;Active;Mail and ADR INFORM;TGP;N


238/251

ApprovalStatus LastUpdatedFrom LastUpdatedTo ApproverNameExt

Relationship Manager Approval 03;Nov;2008 30;May;2009 TestingRelationship Manager Approval 03;Nov;2008 30;May;2009 Testing


239/251

AK


240/251

AL


241/251

TestCaseDescView the Profile of Billing- Search without ValueView the Profile of Billing- Search with ValueView the Profile of Billing - Search ResultView the Profile of Billing - Search Result, Edit and Save Details TabView the Profile of Billing - Search Result, Create New Details Tab and Error message Check

View the Profile of Billing - Search Result, Edit and Save Products TabView the Profile of Billing - Search Result, Add in Products TabView the Profile of Billing - Search Result, Delete in Products TabView the Profile of Billing - Search Result, Edit and Save Services TabView the Profile of Billing - Search Result, Add in Services TabView the Profile of Billing - Search Result, Delete in Services TabView the Profile of Billing - Search Result, Edit and Save Recipients TabVerify the Save button.View the Profile of Billing - ApproveView the Profile of Billing - Reject


242/251


243/251

BillingProfileHeader EnterpriseProfileHeader ContactProfileHeaderIssuer Name Name Contact Search ResultsCID# CID# StatusStatus Country of Incorporation Job TitleCountry of Incorporation Work Phone #

Email Address


244/251

DRProfileHeader HOLDRProfileHeader CUSIPProfileHeaderName NameCountry of Management CUSIPType US ExchangeStatus US Ticker SymbolSub-Status Status

S/U Effective DateEffective Date Termination DateTermination DateDepositaryOriginStructure


245/251


246/251

PerformanceAndThresholdPricingProfileHeader CompanyProfileHeaderNameCID #StatusCountry of IncorporationCompany Type

Effective Date


247/251

BillingProducts BillingServices BillingRecipients CompanyRoles CompanyProductsDescription Description Contact Type Roles ProductUltimate Payer Ultimate Payer Status Subscription IDFee Amount Start

End


248/251

CompanyBNYContacts CompanyCustodianBNYContacts CompanyDepositaryRolesRole Role RolesContact Contact StatusNon-US Location Effective Date BICEffective Date Department Name

Reconciliation Frequency


249/251

CompanyUnderlyingSecurityMarket CompanyCustodian CompanyAdviserCountry Custodian TypeMarket Status Country NameHome Market Mnemonic


250/251

CompanyDRServices CompanySafekeepingAccount CompanyMnemonicInfoDR Service Account No. Mnemonic

Account Description Custodian NamePrimary Custodian Brief Name

Active


251/251

MFProfileUnderlyingSecurity UnderlyingSecurityProfileName NameStatus TypeType Underlying ISINShare Class Underlying SEDOLCapital Structure Share Class

Underlying ISIN Primary RatioUnderlying SEDOL Secondary RatioC t f E h

master file profile

Documents