may 12-14, 2014 dr. doug fridsma eu-us ehealth/health it cooperation initiative interoperability of...

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May 12-14, 2014 Dr. Doug Fridsma EU-US eHealth/Health IT Cooperation Initiative Interoperability of EHR Work Group

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May 12-14, 2014

Dr. Doug Fridsma

EU-US eHealth/Health IT Cooperation Initiative Interoperability of EHR Work Group

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Agenda

• Background– Memorandum of Understanding– Vision– Roadmap– Strategy– Interoperability of EHR’s – Progress to date

• Methodology

• How to get involved

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Background | MoU

It started with a Memorandum of Understanding

In December 2010, the European Commission and the US Dept. of Health and Human Services signed a Memorandum of Understanding (MOU) to

• Help facilitate more effective uses of eHealth/Health IT• Strengthen their international relationship • Support global cooperation in the area of health related

information and communication technologies.

Interoperability of EHRs

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Background | Vision

The MoU vision set the framework for progress

“To support an innovative collaborative community of public- and private-sector entities working toward the shared objective of developing, deploying, and using eHealth science and technology to empower individuals, support care, improve clinical outcomes, enhance patient safety and improve the health of populations.”

Vision

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From the MoU, a roadmap was created to help guide the work of both work streams

• Scope of Roadmap – Defines a cooperative action plan to produce deliverables aligned with the

goals outlined in the MoU, with a specific emphasis on the following two areas:

• international interoperability of Electronic Health Records information, to include semantic interoperability, syntactic interoperability, patient and healthcare provider mediated data exchange (including identification, privacy and security issues surrounding exchange of health data); and

• cooperation around the shared challenges related to eHealth/health IT workforce and eHealth proficiencies.

• Trillium Bridge Coordination– Integrates relevant Trillium Bridge work with the EU/US Interoperability

work stream

Background | Roadmap

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Background | Strategy

To reach this vision two high priority work streams were established

• eHealth/Health IT Interoperability: – accelerate progress towards the widespread deployment and routine use

of internationally recognized standards that would support transnational interoperability of electronic health information and communication technology; and

• eHealth/Health IT Workforce Development: – identify approaches to achieving a robust supply of highly proficient

eHealth/health IT professionals and assuring health care, public health, and allied professional workforces have the eSkills needed to make optimum use of their available eHealth/health information technology. Equally, we will identify and address any competency and knowledge deficiencies among all staff in healthcare delivery, management, administration and support to ensure universal application of ICT solutions in health services.

“Accelerate progress towards the widespread deployment and routine use of internationally

recognized standards that would support transnational interoperability of electronic health

information and communication technology”

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Background | Interoperability of EHR’s

The Interoperability work stream aims to…

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The goal of this work stream is three-fold

Harmonize the formats for how information isStructured

Syntactic Interoperability

Identify and align a subset of commonly used vocabularies and terminologies

Empower individuals through patient-mediated data exchange, addressing privacy and security issues

Semantic Interoperability

Patient Mediated Data Exchange

Background | Goal

Validate through Pilot testing

The S&I Framework model is being used to support the Interoperability work stream

Background | Progress to Date

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Harmonize EU/US syntax and semantics

Develop Use Case based on user stories

Collect scenarios and select user stories

Create Workgroup Charter and Scope Statement

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Step 1: Outline Scope Statement

Using the MOU and the roadmap, we developed the foundation of our work through a Scope Statement…

• Scope Statement:– Working to accelerate and advance the progress of eHealth/health IT interoperability

standards and interoperability implementation specifications for the unambiguous semantic interpretation of clinical data that meet high standards for security and privacy protection and fidelity (faithful to the source) for the international community and for the enhanced care quality and safety of the patient.

– Working toward shared objective to support an innovative collaborative community of public- and private-sector entities, including suppliers of eHealth solutions, working toward the shared objective of developing, deploying, and using eHealth science and technology to empower individuals, support care, improve clinical outcomes, enhance patient safety and improve the health of populations.

– http://wiki.siframework.org/Interoperability+of+EHR+Work+Group

Step 2: Select Scenario & User Stories

We defined one scenario containing three user stories. Each user story represents a different way in which the patient can control the flow of his/her information

Patient has traveled outside of their normal geographic location. This could be from the US to the EU, or EU to US

Patient requires emergency care and visits an emergency room in the location that they have traveled to. The emergency room staff require information on the patient’s

health care

The patient is discharged from the emergency room and returns to their home for follow-up care from their customary provider

1. Patient Mediated 2. Patient Facilitated 3. Provider-Provider

Scenario

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Patient is discharged and requires follow-up care in home country…Patient Mediated Exchange

Emergency room provides electronic summary of care

Data translated to patient language

Patient incorporates data into application, the cloud, or hard copy

Step 3: Use Case Development

Emergency room provides electronic summary of care

Data translated to patient language

Patient forwards summary of care to customary provider

Patient Mediated Exchange Provider to Provider Exchange

Patient authorizes emergency room to send electronic summary of care

to customary provider

Data translated to patient language

Customary provider incorporates into patient EHR

Patient travels abroad and requires emergency care from foreign Provider…Patient Mediated Exchange

Patient sends data to emergency room provider through

mobile application

Data translated from patientlanguage to foreign language

Patient requests customary provider to send data to emergency room

provider

Customary provider authorizes datato be sent

Data translated from patient languageto foreign language

Patient Mediated Exchange Provider to Provider Exchange

Provider sends request for patientdata from customary provider

Customary provider authorizes release

Data translated from patient language to foreign language to customary

provider

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Step 4: Harmonization

Analysis of EU and US standards for clinical summary information

• Mapping SWG of EU and US experts was created

• Compared clinical (patient) summary templates between epSOS and C-CDA standards.

• Analyzed – Document structure

– Data elements

– Value sets/Vocabularies

• Comparative Analysis outcomes will be presented in a White Paper

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Step 4: Harmonization (cont.)

Analysis of EU and US standards for clinical summary information (cont.)

Category EU US

Template Name: Patient Summary (PS)

Continuity of Care Document (CCD)

Base Standard: HL7 CDA 2.0 HL7 CDA 2.0

Pub. Date: April 2007 July 2012

Acronym epSoS PS v1.4 C-CDA R1.1 CCD

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<clinicalDocument>(Clinical Summary Form)

<header> (document ID, author, patient ID…)

<component> [Body]

<section> [Procedures]

<entry> (Colonoscopy)

<procedureCode>

<procedureDate><…>

<entry> [Gastroscopy]<entry> [CABG]…

<section> [Current Medications]

<section>…

<entry> [ASA]<entry> [Warfarin]<entry> [CABG]

<entry>

Phase 1 •Section level mapping between epSOS and CCD

Phase 2 •Header’ Data Element mapping

Phase 3 •Sections’ Data Element mapping

Phase 4 •Value Set mapping

Completed

Remaining

Dat

a G

ranu

larit

y an

d C

ompl

exity

Mapping work - PHASES

Step 4: Harmonization (cont.)

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Step 4: Harmonization (cont.)

Mapping Outcomes: Observations

• Document Section:– Both standards have 13 sections (e.g. Medications, Problems,

Immunization, etc.)– C-CDA CCD has 3 sections that epSoS does not have:

• Advance Directives

• Encounters

• Family History

• Data Elements (DEs):– Some required DEs in epSoS are optional in C-CDA CCD and vice

versa

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Step 4: Harmonization (cont.)

Mapping Outcomes: Observations (cont.)• Code Systems and Value Sets (code system subsets):

– Code system same but different code subsets used (typical for SNOMED CT and HL7 codes)

– Code system different AND codes have different granularity (one to many maps).

• Examples of differences in coding systems:

Category EU US

Patient Summary (PS)

Continuity of Care Document (CCD)

Problems/Diseases: ICT-10-CM SNOMED CT

Medications: ATC RxNorm

Vaccines SNOMED CT CVX

• Value Sets:– epSoS (EU): 9,529 codes (ICD-10-CM)

– CCDA (US): 16,443 codes (SNOMED CT)

– epSoS SNOMED CT

• Analysis performed:– Mapped epSoS disease codes to C-CDA problem codes

– Used ICD-10-to-SNOMED CT maps developed by IHTSDO• Mapping table contains mapping variables such as mapPriority and mapGroup that can

be adjusted from relaxed to strict.

• Generally, relaxed rules will display more SNOMED CT matches for a given ICD-10-CM code, while strict rule will display less matches (see next slides)

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Step 4: Harmonization (cont.)

Mapping Outcomes: Value Sets (VS) for Problem/Disease Codes

• Observations:– SNOMED CT more granular than

ICD-10-CM codes

– In ~90% cases, a single ICD-10-CM code had more than one SNOMED CT code mapped (see table to the right)

– >50% of ICD-10-CM codes had no associated SNOMED CT code

– Generally, relaxed rules will produce more SNOMED CT codes for a (one) given ICD-10-CM code, while strict rule will produce less matches

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Step 4: Harmonization (cont.)

Mapping Outcomes: Value Sets (VS) for Problem/Disease Codes

ICD-10-CM codes:

SNOMED CT codes associated with ICD-10 code:

7% 1

6% 2

5% 3

15% 4-9

7% 10-19

3% 20-49

1% 50-99

1% ~100-350

55% No maps

ICD-10-CM codes:

SNOMED CT codes associated with ICD-10 code:

11% 1

7% 2

5% 3

14% 4-9

3% 10-19

1% 20-49

1% 50-99

<0.05% >100

58% No maps

Relaxed Strict

Interpretation example:

In 7% of all epSoS disease codes, a single (one) ICD-10-CM codes has between 10 and 19 associated (mapped) SNOMED CT codes in C-CDA Problem Value Set

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Example 1: Relaxed vs. Strict Rules

Step 4: Harmonization (cont.)

Mapping rule: relaxed (#360)

Mapping rule: strict (#3)

Constraining mapping variables from relaxed-to strict limited display of SNOMED CT codes for a given ICD-10-CM code.

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Example 2: Relaxed vs. Strict RulesMapping variables: relaxed (#258)

Mapping variables: strict (#184)

Constraining mapping variables from relaxed-to strict did not significantly limit display of SNOMED CT codes for a given ICD-10-CM code.

Step 4: Harmonization (cont.)

• Conclusions: – More specific ICD-10-CM codes will have a smaller number of associated SNOMED CT

codes than less specific ICD-10-CM codes.

– Even the strictest application of a map rule (variables) does not significantly reduce in all cases the number of SNOMED CT codes associated with a given ICD-10-CM code.

– Conversion from epSoS Disease codes to C-CDA Problem codes is unlikely to be entirely automated process because:

• 10% or less epSoS codes have a single (one) associated C-CDA problem codes.

• >50% epSoS codes have no associated C-CDA problem codes

• ~40% epSoS codes have more than one associated C-CDA problem codes

– Conversion from C-CDA Problem codes to epSoS Disease codes poses other challenges:

• Since SNOMED CT is more granular than ICD-10-CM codes, transcoding will invariably lead to loss of granularity in clinical information

Step 4: Harmonization (cont.)

Mapping Outcomes: Value Sets (VS) for Problem/Disease Codes

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Step 4: Harmonization (cont.)

Comparative Analysis White Paper

• Purpose:– To summarize outcomes of document structure, data elements and

value sets between Patient (Clinical) Summary document in the EU and the US

• Goal:– To identify minimally required clinical data and associated

vocabulary subsets that would constitute a new, International Patient Summary document, based on HL7 CDA R2.0 standard

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Step 4: Harmonization (cont.)

International (Harmonized) Patient Summary template

• The Mapping work concluded that a universal Patient Summary template and global vocabulary subsets would best address requirements and support harmonization across the standards

• A template WG will launch in mid-May and focus on developing the international template

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Step 5: Pilot Testing

The Harmonization work will be validated through Pilot Testing

• Pilot recruitment has begun

• Pilot efforts will begin in September 2014

• Please reach out if you are interested in participating as a pilot project

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Recap of Activities

The Interoperability work stream continues to progress towards the MOU vision

COMPLETED• Interoperability Use Case• Detailed mapping of epSOS

Patient Summary and C-CDA CCD

FUTURE WORK• Continue collaboration with

Trillium Bridge• Standards balloting in

September• Pilot test

IN PROGRESS• Comparative Analysis White

Paper• International/Harmonized

Patient Summary template• Collaboration with Trillium

Bridge

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How to get involved?

• Link to EU initiative: http://wiki.siframework.org (EU-US eHealth Cooperation initiative link on the left hand side)

• Project Charter, Meeting Schedules, Minutes, Reference Materials, Use Case, and all Announcements are posted on the Wiki page

• Join the project and the project mailing list: http://wiki.siframework.org/EU-US+MOU+Roadmap+Project+Sign+Up

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Questions

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Contacts

For more information on the EU-US Interoperability work

– ONC Contacts:• Doug Fridsma: [email protected]

• Mera Choi: [email protected]

– Project Management Team:• Jamie Parker: [email protected]

• Virginia Riehl: [email protected]

• Amanda Merrill: [email protected]

– Clinical and Technical Contact:• Mark Roche: [email protected]