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MEMORANDUM OF UNDERSTANDING BETWEEN THE DEPARTMENT OF DEFENSE OF THE UNITED STATES OF AMERICA AND THE FEDERAL MINISTRY OF DEFENSE OF THE FEDERAL REPUBLIC OF GERMANY CONCERNING COOPERATION ON INFORMATION ASSURANCE (IA) AND COMPUTER NETWORK DEFENSE (CND) (Short Title: U.S. - Germany Lk/CND MOU) THIS DOCUMENT IS CERTIFIED TO BE A TRUE COPY CERTIFIED BY: Mr. Mark Hall, Office of the Assistant Secretary of Defense (Networks and Information Integration), Director, Information Assurance Policy and Strategy, GS-15

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Page 1: MEMORANDUM OF UNDERSTANDING BETWEEN … of understanding between the department of defense of the united states of america and the federal ministry of defense of the federal republic

MEMORANDUM OF UNDERSTANDING

BETWEEN

THE DEPARTMENT OF DEFENSE

OF THE UNITED STATES OF AMERICA

AND

THE FEDERAL MINISTRY OF DEFENSE

OF THE FEDERAL REPUBLIC OF GERMANY

CONCERNING

COOPERATION ON

INFORMATION ASSURANCE (IA) AND COMPUTER NETWORK DEFENSE (CND)

(Short Title: U.S. - Germany Lk/CND MOU)

THIS DOCUMENT IS CERTIFIED TO BE A TRUE COPY

CERTIFIED BY: Mr. Mark Hall, Office of the Assistant Secretary of Defense (Networks andInformation Integration), Director, Information Assurance Policy and Strategy, GS-15

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TABLE OF CONTENTS

PREAMBLE 3

ARTICLE I 4

DEFINITION OF TERMS 4

ARTICLE II 6

OBJECTIVE AND SCOPE 6

ARTICLE III 7

MANAGEMENT 7

ARTICLE IV 11

CHANNELS OF COMMUNICATION AND VISITS 11

ARTICLE V 12

FINANCIAL ARRANGEMENTS 12

ARTICLE VI 13

CONTRACTUAL ARRANGEMENTS 13

ARTICLE VII 14

DISCLOSURE AND USE OF IA/CND INFORMATION 14

ARTICLE VIII 16

CONTROLLED UNCLASSIFIED INFORMATION 16

ARTICLE IX 17

SECURITY 17

ARTICLE X 19

THIRD PARTY TRANSFERS 19

ARTICLE XI 20

SETTLEMENT OF DISPUTES 20

ARTICLE XII 21

GENERAL PROVISIONS 21

ARTICLE XIII 22

ENTRY INTO FORCE, AMENDMENT, TERMINATION, AND DURATION 222

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PREAMBLE

The Department of Defense of the United States of America (U.S. DoD) and the Federal Ministryof Defense of the Federal Republic of Germany (MOD), hereinafter referred to as the "Parties":

On the basis of the Memorandum of Understanding (MOU) between the Parties to the NorthAtlantic Treaty Organization regarding the Status of their Forces, dated June 19, 1951(hereinafter referred to as "NATO SOFA");

Recognizing the General Security Agreement between the Governments of the United States ofAmerica and the Federal Republic of Germany, which entered into force on December 23, 1960,as amended (Security MOU) applies to this MOU;

Recognizing the Operating Procedures for Implementation of the General Security Agreement,dated December 23, 1960, between the Governments of the Federal Republic of Germany andthe United States of America, with Particular Reference to Industrial Security, dated March 10,1970, as amended September 16, 1991;

Recognizing Appendix G to the Operating Procedures for Implementation of the GeneralSecurity Agreement, dated December 23, 1960, between the Governments of the FederalRepublic of Germany and the United States of America, with Particular reference to a ReciprocalIndustrial Security Agreement, which entered into effect September 11, 1980, and amendedMarch 24, 1982;

Recognizing the Agreement between the Government of the United States of America and theGovernment of the Federal Republic of Germany to Facilitate Interchange of Patent Rights andTechnical Information for Defense Purposes, which entered into force on January 4, 1956, andwas operative retroactively from December 27, 1955; and

Recognizing the Agreement regarding Procedures for the Reciprocal Filing of Classified PatentApplications in the United States and the Federal Republic of Germany, which entered into forceon May 26, 1959, as amended May 28, 1964, applies to this Agreement.

Having a common interest in defense;

Recognizing the benefits to be obtained from the mutual support in coordinating informationassurance and computer network defense matters;

Desiring to improve their conventional defense capabilities through the exchange of InformationAssurance/Computer Network Defense Information (IA/CND Information) and in the planningand execution of combined military operations; and

Recognizing the benefits to the Parties of cooperation in the mutual exchange of informationrelated to cyber defense;

Have agreed as follows:

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ARTICLE I

DEFINITION OF TERMS

1.1. The Parties have jointly decided upon the following definitions for terms used in thisMOU:

Authorities

Classified Information

Competent Authority

Computer NetworkDefense (CND)

Contractor SupportPersonnel

Government officials listed in this MOU who are authorized to acton behalf of the Parties in matters pertinent to the implementationof this MOU.

Official information that requires protection in the interests ofnational security and is so designated by the application of asecurity classification marking. This information may be in oral,visual, magnetic, or documentary form or in the form of equipmenttechnology.

An authority identified by the National Security Authority (NSA) ofa Party that is authorized to carry our personnel security clearancesin order to give their nationals access to Classified Informationand/or is responsible for the protection of Classified Informationand who will be communicated to the other Party for the purposesof this MOU whenever necessary.

Actions taken to protect, monitor, analyze, detect, and respond tounauthorized activity within information systems and computernetworks. The unauthorized activity may include disruption, denial,degradation, destruction, exploitation, or access to computernetworks, information systems, or their contents, or theft ofinformation. CND protection activity employs IA protectionactivity. CND response includes alert or threat information,monitoring, analysis, detection activities, and trend and patternanalysis.

Persons specifically identified as providing administrative,managerial, scientific, or technical support services to a Party undera support contract.

Controlled UnclassifiedInformation

Designated SecurityAuthority

Unclassified information to which access or distribution limitationshave been applied in accordance with applicable national laws orregulations. It includes information that has been declassified butremains controlled.

The security authority designated by national authorities to beresponsible for the coordination and implementation of nationalindustrial security aspects of this MOU.

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Establishments

Executive Agents

InformationAssurance/ComputerNetwork DefenseInformation (IA/CNDInformation)

Information Assurance(IA)

Intellectual Property

Government organizations listed in this MOU that provide, or havean interest in, the information to be exchanged through the ProjectOfficers or Executive Agents.

Government organizations listed in this MOU that are authorized toact on behalf of the Authorities and that have responsibility forimplementation, management, and data or information exchangeprocedures pertinent to this MOU.

Any IA or CND knowledge that can be communicated by anymeans, regardless of form or type including, but not limited to,scientific, technical, business, or financial knowledge, whether ornot subject to copyright, patents, or other legal protection.

Confidentiality, integrity, availability, authentication, and non-repudiation of information systems or information being handled bythe information systems including actions to protect and defendthese systems.

In accordance with the. World Trade Organization Agreement onTrade-related Aspects of Intellectual Property Rights of April15,1994, all copyright and related rights, all rights in relation toinventions (including patent rights), all rights in registered andunregistered trademarks (including service marks), registered andunregistered designs, undisclosed information (including tradesecrets and know-how), layout designs of integrated circuits, andgeographical indications, and any other rights resulting fromcreative activity in the industrial, scientific, literary, and artisticfields.

Party

Project Officers

Response

Standard OperatingProcedure (SOP)

Third Party

A signatory to this MOU represented by its military or civilianpersonnel. Contractors and Contractor Support Personnel shall notbe representatives of a Party under this MOU.

Representatives of Government organizations who are specificallyauthorized by Authorities to maintain policy oversight of IA andCND activities.

All actions taken to handle incidents reported by or affectingmembers of the Parties.

Procedure to share IA/CND Information.

A government or entity other than the Governments of the Partiesand any person or other entity whose government is not theGovernment of a Party.

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ARTICLE II

OBJECTIVE AND SCOPE

2.1. The objective of this MOU is to conduct information exchanges and related activitiesbetween the MOD and the U.S. DoD, including U.S. European Command (USEUCOM), inmatters of IA and CND. The Parties shall conduct bilateral IA and CND activities and IA/CNDInformation sharing to contribute to both Parties' common goals of protecting informationnetworks. Actions carried out within the scope of this MOU shall result in enhanced defensivecapabilities to:

2.1.1. improve the confidentiality, integrity, and availability of the information and theinformation systems used to transmit and process information for decision-makers;

2.1.2. enhance the interoperability of U.S. and German Federal Armed Forces;

2.1.3. improve cyber attack prediction, detection, and response capabilities;

2.1.4. improve interoperability, policy development, configuration management, andstandardization of information and information systems to provide for more robust and reliablecommand and control systems;

2.2. The scope of this MOU shall include:

2.2.1. developing a Standard Operating Procedure (SOP); and

2.2.2. identifying technical solutions or administrative documentation required for thecontinuous exchange of IA/CND Information.

2.3. Exchanges of information under this MOU shall be on a reciprocal, balanced basis, suchthat the information provided or exchanged between the Parties, or through the designatedProject Officers and Executive Agents, shall be of approximately equivalent value, quantitativelyand qualitatively.

2.4. No defense personnel, equipment, or services may be exchanged or provided under thisMOU.

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ARTICLE III

MANAGEMENT

3.1. The Parties hereby establish the following Authorities for this MOU, or their equivalents inthe event of reorganization:

United States: Assistant Secretary of Defense (ASD), Networks andInformation Integration (NII)

Germany: Information Technology – Director Modernization Directorate II

3.2. The Authorities shall be responsible for:

3.2.1. reviewing, and recommending for approval to the Parties, amendments to this MOUin accordance with Article XIII (Entry into Force, Amendment, Termination, and Duration) ofthis MOU;

3.2.2. exercising executive-level oversight of efforts provided in this MOU;

3.2.3. resolving issues brought forth by the Project Officers;

3.2.4. designating the Project Officers and updating the list of Establishments; and

3.2.4. employing best efforts to resolve, in consultation with the export controlauthorities of the Parties, any export control issues raised by the Project Officers inaccordance with subparagraph 3.4.8. or raised by a Party's Authority in accordance withparagraph 3.12. of this Article.

3.3. The following Project Officers for this MOU are responsible for the management of thisMOU, and shall represent the Authorities.

United States:

Director, Information Assurance Policy and Strategy, Officeof the Assistant Secretary of Defense (OASD), Networks andInformation Integration (NII)

Germany: Branch Chief Modernization Directorate II / IT 3

3.4. Project Officers for this MOU shall be responsible for:

3.4.1. exercising policy oversight of activities under this MOU;

3.4.2. resolving issues brought forth by Executive Agents;

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3.4.3. referring to the Authorities issues that cannot be mutually resolved by the ProjectOfficers;

3.4.4. recommending to the Authorities the amendment or termination of this MOU;

3.4.5. establishing and maintaining annual objectives for this MOU, as appropriate;

3.4.6. Monitoring Third Party sales and authorized transfers in accordance with ArticleX (Third Party Transfers) of this MOU;

3.4.7. providing oversight to the U.S. - Germany Information Assurance Working Group(IAWG) described in paragraph 3.7. of this Article; and

3.4.8. Monitoring export control arrangements required to implement this MOU and,if applicable, referring immediately to the Authorities any export control issues that couldadversely affect the implementation of this MOU.

3.5. The Executive Agents for this MOU, who shall act as the designated functional points ofcontact, and have responsibility for implementation of the MOU and data/information exchangeprocedures, are:

United States: U.S. European Command (USEUCOM)

Germany: Federal Office of the Bundeswehr for InformationManagement and Information Technology (IT-AmtBw)

3.6. The Executive Agents shall:

3.6.1. exercise day-to-day management of MOU implementation activities andinformation exchanges;

3.6.2. maintain oversight of the security aspects of this MOU in accordance with ArticleVII (Disclosure and Use of IA/CND Information), Article VILE (Controlled UnclassifiedInformation), and Article IX (Security) of this MOU; and

3.6.3. establish and co-chair the Information Assurance Working Group (IAWG)described in paragraph 3.7. of this Article.

3.7. The Authorities, with the Project Officers, shall establish a working group consisting ofappropriate representatives to develop and maintain SOPs. The working group is designated asthe U.S. - Germany Information Assurance Working Group (U.S. - Germany IAWG). The IAWGshall maintain overall control for IA/CND activities within the scope of this MOU.

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3.8. The U.S. - Germany IAWG shall, at a minimum, meet annually and as required toadminister and coordinate IA and CND activities. The U.S. - Germany IAWG shall determinethe frequency and nature of the IA/CND Information exchanges, and shall establish proceduresfor rapid exchanges of CND-related information during periods of crisis or hostilities.

3.9. The U.S. - Germany IAWG shall be responsible for:

3.9.1. providing required information to the Project Officers, as requested by the Parties;

3.9.2. reviewing and providing progress reports to the Parties of activities under thisMOU;

3.9.3. resolving bilateral IA and CND issues or forwarding to the Project Officers issuesthat cannot be resolved at their level;

3.9.4. reviewing and forwarding to the Parties recommended amendments to this MOUin accordance with Article XIII (Entry into Force, Amendment, Termination, and Duration) ofthis MOU;

3.9.5. maintaining oversight of the security aspects of this MOU; and

3.9.6. developing and maintaining the SOP for information exchanges.

3.10. The Establishments for this MOU are:

United States:

Germany:

1. U.S. European Command (USEUCOM)2. U.S. Strategic Command (USSTRATCOM)

and Joint Task Force-Global NetworkOperation (JTF-GNO)

3. Defense Information Systems Agency (DISA)4. Defense-wide Information Assurance Program

(DIAP)

1. Federal Ministry of Defence (BMVg)2. Federal Office of the Bundeswehr for

Information Management and InformationTechnology (IT-AmtBw)

3. Bundeswehr Centre for InformationTechnology (IT-ZentrumBw)

3.11. The Establishments may:

3.11.1. provide or receive IA/CND Information to be exchanged through Project Officersor Executive Agents; and

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3.11.2. receive IA/CND Information directly from the originating Party with its consent.

3.12. If a Party finds it necessary to exercise a restriction on the retransfer of export-controlledinformation as set out in paragraph 7.10. of Article VII (Disclosure and Use of ProjectInformation) of this MOU, it shall promptly inform the other Party. If a restriction is thenexercised and an affected Party objects, that Party's Authority shall promptly notify the otherParty's Authority and they shall immediately consult in order to discuss ways to resolve suchissues or mitigate any adverse effects.

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ARTICLE IV

CHANNELS OF COMMUNICATION AND VISITS

4.1. IA/CND Information may only be exchanged by those Project Officers, ExecutiveAgents, and U.S. or Germany individuals who are authorized to do so, and are either appointedmembers of the U.S. - Germany IAWG or are authorized representatives of Establishments.IA/CND Information exchanged between the Parties shall be forwarded via Government-to-Government channels for appropriate dissemination.

4.2. Each Party shall permit visits to its Government facilities, agencies and laboratories, andcontractor industrial facilities by employees or Contractor Support Personnel of the other Partyprovided that the visit is authorized by both Parties and the employees have all necessary andappropriate security clearances and need-to-know.

4.3. All visiting personnel shall be required to comply with security regulations andprocedures of the host Party. Any information disclosed or made available to visitors shall betreated as if supplied to the Party sponsoring the visiting personnel, and shall be subject to theprovisions of this MOU.

4.4. Requests for visits by personnel of one Party to a facility of the other Party shall becoordinated through official channels, and shall conform with the established visit procedures ofthe host Party. Requests for visits shall bear the name of this MOU and include a proposed list oftopics to be discussed.

4.5. Lists of personnel of each Party required to visit, on a continuing basis, facilities of theother Party shall be submitted through official channels in accordance with recurring visitprocedures.

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ARTICLE V

FINANCIAL ARRANGEMENTS

5.1. Each Party shall bear the full costs of its participation under this MOU. No funds shall betransferred between the Parties. A Party shall promptly notify the other Party if available fundsare not adequate to fulfill its responsibilities under this MOU.

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ARTICLE VI

CONTRACTUAL ARRANGEMENTS.

6.1. This MOU provides no authority for placing contracts on behalf of the other Party inconnection with any IA/CND Information exchanges under this MOU. Furthermore, this MOUcreates no responsibility to put in place contracts to implement any IA/CND Informationexchanges under this MOU.

6.2. Each Party shall legally bind its contractors to a requirement that the contractor shallnot retransfer or otherwise use export-controlled information furnished by the other Party forany purpose other than the purposes authorized under this MOU. The contractor shall also belegally bound not to retransfer the export-controlled information to another contractor orsubcontractor unless that contractor or subcontractor has been legally bound to limit use ofthe information to the purposes authorized under this MOU. Export-controlled informationfurnished by one Party under this MOU may only be retransferred by another Party to itscontractors if the legal arrangements required by this paragraph have been established.

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ARTICLE VII

DISCLOSURE AND USE OF IA/CND INFORMATION

7.1. Only information related to IA and CND shall be provided or exchanged under thisMOU.

7.2. Relevant information within the scope of this MOU may be provided or exchangedbilaterally between the Parties according to the disclosure policies of the originating Party.

7.3. Information shall be provided or exchanged only when it may be done in accordance withthe following provisions:

7.3.1. Information may be made available only if the rights of holders of IntellectualProperty rights are not infringed; and

7.3.2. Disclosure must be consistent with the respective national laws, regulations, andpolicies of the originating Party.

7.4. All IA/CND information that is subject to Intellectual Property rights shall be identifiedand marked, and it shall be handled as Controlled Unclassified Information or as ClassifiedInformation, depending on its security classification.

7.5. Information that is exchanged under this MOU shall be disclosed to Third Parties by thereceiving Party only in accordance with Article X (Third Party Transfers) of this MOU.

7.6. This MOU does not alter the Parties' policies or procedures regarding the exchanges ofintelligence or intelligence-related information, nor does it provide authority for exchanges ofintelligence information beyond that of existing Government instructions and notices governingexchange of intelligence information.

7.7. IA/CND Information provided by the Parties under this MOU may be used by the otherParty solely for information, evaluation, and planning purposes consistent with Article II(Objective and Scope) of this MOU. 1A/CND Information shall not be used by the receivingParty for any purpose other than the purpose for which it was furnished without the specific priorwritten consent of the furnishing Party, specifying the authorized use of the IA/CND Information.The receiving Party shall not disclose IA/CND Information exchanged under this MOU to

contractors or any other persons, other than its Contractor Support Personnel, without the specificwritten consent of the furnishing Party. IA/CND Information that is exchanged under this MOUshall only be disclosed to Third Parties by the receiving Party in accordance with Article X(Third Party Transfers) of this MOU.

7.8. The receiving Party shall ensure that Contract Support Personnel, contractors, or anyother persons to whom it discloses IA/CND Information received under this MOU are placedunder a legally binding obligation to comply with the provisions of this MOU.

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7.9. No transfer of ownership of IA/CND Information shall take place under this MOU.IA/CND Information shall remain the property of the originating Party or its contractors.

7.10. Transfer of IC/CND Information shall be consistent with the furnishing Party'sapplicable export control laws and regulations. Unless otherwise restricted by dulyauthorized officials of the furnishing Party at the time of transfer to another Party, all export-controlled information furnished by that Party to another Party may be retransferred to theother Party's Contractor Support Personnel subject to the requirements of paragraph 6.2. ofArticle VI (Contractual Arrangements) of this MOU. Export-controlled information may befurnished by Contractor Support Personnel of one Party to the Contractor Support Personnelother the other Party pursuant to this MOU subject to the conditions established in licenses orother approvals issued by the Government of the former Party furnishing the information inaccordance with its applicable export control laws and regulations.

7.11. Each Party shall notify the other Party of any Intellectual Property infringement claimsmade in its territory as a result of the exchange of information pursuant to this MOU. Insofar as

possible, the other Party shall provide information available to it that may assist in defending theclaim. Each Party shall be responsible for handling all Intellectual Property infringement claimsmade in its territory, and shall consult with the other Party during the handling, and prior to anysettlement, of such claims.

7.12. No export-controlled information shall be provided or exchanged by either Party, exceptas otherwise provided in this MOU.

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ARTICLE VIII

CONTROLLED UNCLASSIFIED INFORMATION

8.1. Except as otherwise provided in this MOU or as authorized in writing by the furnishingParty, Controlled Unclassified Information provided or generated pursuant to this MOU shall becontrolled as follows:

8.1.1. Such information shall be used only for the purposes specified in Article VII(Disclosure and Use of IA/CND Information) of this MOU;

8.1.2. Access to Controlled Unclassified Information shall be limited to personnel whoseaccess is necessary for the permitted use under subparagraph 8.1.1. of this Article, and shall besubject to the provisions of Article X (Third Party Transfers) of this MOU; and

8.1.3. Each Party shall take all lawful steps, which may include national classification,available to it to keep Controlled Unclassified Information free from further disclosure (includingrequests under any legislative provisions), except as provided in subparagraph 8.1.2. of thisArticle, unless the originating Party consents to such disclosure. In the event of unauthorizeddisclosure, or if it becomes probable that the information may have to be further disclosed underany legislative provision, immediate notification shall be given to the originating Party.

8.2. To assist in providing the appropriate controls, the originating Party shall ensure thatControlled Unclassified Information is appropriately marked to indicate its "in confidence"nature. The Parties shall decide, in advance and in writing, on the markings to be placed on theControlled Unclassified Information.

8.3. Prior to authorizing the release of Controlled Unclassified Information to contractors, theParties shall ensure the contractors are legally bound to control Controlled UnclassifiedInformation in accordance with the provisions of this Article.

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ARTICLE IX

SECURITY

9.1. All Classified Information provided pursuant to this MOU shall be marked, used, stored,handled, transmitted, and safeguarded in accordance with the Security MOU and procedures asreferred to in the Preamble, the provisions of this MOU, and with the Parties' national securitylaws and regulations.

9.2. Classified Information shall be transferred only through official Government-to-Government channels or through channels approved by the Designated Security Authorities ofthe Parties. Such Classified Information shall bear the level of classification, denote the countryof origin and the provisions of release, and the fact that the Classified Information relates to thisMOU.

9.3. Each Party shall take all appropriate lawful steps available to it to ensure that ClassifiedInformation provided or generated pursuant to this MOU is protected from further disclosureexcept as provided by paragraph 9.6. of this Article, unless the other Party consents to suchdisclosure. Accordingly, each Party shall ensure that:

9.3.1. The recipient Party shall not release the Classified Information to any Third Partywithout the prior written consent of the originating Party in accordance with the procedures setforth in Article X (Third Party Transfers) of this MOU.

9.3.2. The recipient Party shall not use the Classified Information for other than thepurposes provided for in this MOU.

9.3.3. The recipient Party shall comply with any distribution and access restrictions onClassified Information that is provided under this MOU.

9.4. Each Party shall undertake to maintain the security classifications assigned to ClassifiedInformation by the originating Party and shall afford to such Classified Information the samedegree of security protection provided by the originating Party.

9.5. Each Party shall ensure that access to the Classified Information is limited to thosepersons who possess the requisite security clearances and have a specific need for access to suchClassified Information.

9.6. The Parties shall investigate all cases in which it is known or when there are grounds forsuspecting that Classified Information provided pursuant to this MOU has been lost or disclosedto unauthorized persons. Each Party shall also promptly and fully inform the other Party of thedetails of any such occurrence, the final results of the investigation, and corrective action takento preclude recurrence.

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9.7. For any facility wherein Classified Information is to be used, the responsible Party orEstablishment shall approve the appointment of a person or persons to exercise effectively theresponsibilities for safeguarding at such facility the Classified Information pertaining to thisMOU. These officials shall be responsible for limiting access to Classified Information involvedin this MOU to those persons who have been properly approved for access and have a need-to-know.

9.8 Information provided or generated pursuant to this MOU may be classified as high asSECRET. The existence of this MOU is UNCLASSIFIED, and the contents areUNCLASSIFIED.

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ARTICLE X

THIRD PARTY TRANSFERS

10.1. The Parties shall not sell, transfer title to, disclose, or transfer possession of IA/CNDInformation received under this MOU to any Third Party without the prior written consent of theGovernment of the Party that provided that IA/CND Information under this MOU. Furthermore,neither Party shall permit any such sale, disclosure, or transfer, including by the owner of theIA/CND Information, without the prior written consent of the Government of the other Party.Such consent shall not be given unless the Government of the intended recipient confirms inwriting to the other Party that it shall:

10.1.1. Not retransfer, or permit the further retransfer of IA/CND Information provided.

10.1.2. Use, or permit the use of, the equipment or IA/CND Information provided onlyfor the purposes specified by the Parties.

10.2. The providing Party's Government shall be solely responsible for authorizing suchtransfers and approving the purpose of such transfers and, as applicable, specifying the methodand provisions for implementing such transfers.

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ARTICLE XI

SETTLEMENT OF DISPUTES

11.1. Disputes between the Parties arising under or relating to this MOU shall be resolved onlyby consultation between the Parties and shall not be referred to a national court, to aninternational tribunal, or to any other person or entity for settlement.

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ARTICLE XII

GENERAL PROVISIONS

12.1. The activities carried out under this MOU shall be carried out in accordance with theParties' respective national laws and regulations, including their export control laws andregulations. The obligations of the Parties shall be subject to the availability of funds for suchpurposes.

12.2. This MOU does not replace, amend, or terminate any existing bilateral informationexchanges or cooperative programs. Any existing Agreements, Memoranda of Understanding,and Arrangements between the Parties of the Competent Authorities on the protection ofClassified Information shall be unaffected by the present MOU.

12.3. The Parties have mutually determined that this MOU creates legally binding obligationsunder international law.

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ARTICLE XIII

ENTRY INTO FORCE, AMENDMENT, TERMINATION, AND DURATION

13.1. This MOU, which consists of a Preamble and thirteen Articles, shall enter into force uponsignature by both Parties and shall remain in force for fifteen (15) years. The Parties shallconsult no later than one year prior to the expiration of this MOU to decide whether to extend itsduration.

13.2. This MOU may be amended or extended upon the mutual written agreement of theParties, which shall be signed by both Parties' Project Officers with the consent of both Parties'Authorities in accordance with subparagraph 3.2.1. of Article III (Management) of this MOU.

13.3. This MOU may be terminated at any time upon the written agreement of the Parties. Inthe event both Parties agree to terminate this MOU, the Parties shall consult prior to the date oftermination to ensure termination on the most economical and equitable terms.

13.4. Either Party may terminate this MOU upon 90 days written notification of its intent toterminate to the other Party. Such notification shall be the subject of immediate consultation bythe IAWG to decide upon the appropriate course of action to conclude the activities under thisMOU. In the event of such termination, the terminating Party shall continue participation,financial or otherwise, up to this effective date of termination.

13.5. The respective rights and responsibilities of the Parties regarding Article VII (Disclosureand Use of IA/CND Information), Article VIII (Controlled Unclassified Information), Article IX(Security), and Article X (Third Party Transfers) of this MOU shall continue notwithstandingtermination or expiration of this MOU.

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Page 23: MEMORANDUM OF UNDERSTANDING BETWEEN … of understanding between the department of defense of the united states of america and the federal ministry of defense of the federal republic

_erdwo 4--,4-44sName

IN WITNESS WHEREOF, the undersigned, being duly authorized, have signed this MOUconcerning Cooperation on Information Assurance (IA) and Computer Network Defense (CND).

DONE, in two originals, in the English language.

For the Department of Defense of the UnitedStates of America

Assistant Secretary of Defense, Networks andInformation Integration

Title

/4 141Date

For the Federal Ministry of Defence of theFederal Republic of Germany

ejt

Li C ef

IT-Director Modernization Directorate II

Title

6 Pt.,' 2 o (3

Date

Signature

Ce.y4A-,

Name

JLocation Location

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