menome;t...: socrce and type hnia1en -gr come sjce and source :::> mo - o. l·' l: : ·. t w...
TRANSCRIPT
!1bTI: SOCRCE AND TYPE
HNfriA1en -
GRO!;.SJ�COME
SQJJRCE AND
SOURCE
.::::>
mo -
o. Pl·'
::Ill: !:
·. rrt
w CP -
;I! fTI 0 ·:2
L
FJNANCIAL DISCLOSURE REPORT Name of Person Reporting Dute of Report
ti.mnfs- Jarnes L 4115/2004
ID. NON-INVESTIVIENT IN COME. (Rq>orting individual 211<l spouse; see pp. i 1.24 of filing msuuctioosJ
A. Filer's Non-fnvestment Income
NONE (i'o reportable non inve;;:mentincorne.)
MENOM!iEt<;"T. •
(}IJurs, nor pouse's)
L 2002 LA State Employees' Retirerr:ent S1-stem - Pension 58,000.00
B. Spouse ts Non-Investment Income - (If you were married during ar.y pc::ion of the reporting ;.-ear, please comple:e this section. (dollar amount not :equired except for honoraria)
C NONE (Noreportahle non·invcstmentinoome.) ·
TYPE
IV. REIMBURSEMENTS - ITllllSportation, lodging, food. enteriainment
(Includes these to spouse and dependent children. See -pp. 25-27 of instructions.)
NONE (Nosuchreportablcreimbursernen ts.)·
l. Law School Ge.orge Mason University, Law & Econorr.ics Pederaiist Papers, March 6-9, 2003 {Meals and Lodging) Center
2. Louisiana State University Law Center r..1arltime Seminar, November> 2003 (Mlleage)
Cl-en :::00.
b:?.! (J)Z· 0 :;i:;Z m
-
o""' < ,., ..- . :!! .•..
3. Tulane University Law School June 2003, Adjunct Faculty, Tc:.lane Unversity, R.'1odos, Greece (TranspOrtatii:.1n1 Meals, Lodging)
___________ _ Date ____ _
rosmoN OF ORGANIZATIQl/JENTTIY
TERMS
I
L
Rcpo-rt Hequircd by the Ethi csA0-10 FINAl CIAL DISCLOSURE REPORT fn Government Act r;{ 1978Rev. !i:zil04
Calendar Year 2003 (5 U.3.C. App.§§ IQJ-111)
. Pe son Reporting (Llst name, First name, tvii<ldle ffiitid) 2, Court or Grgarnzation 3. Date of Repo!t
Dennis. James L G.S. 5t.1 Cir. Court of Appeals 4/l5/2004
4. Title (Article lll Judges in<licate aetive o; senior status 5. Re;>crffy:>e (check appropriate t';pe) l 6. Reporting Period
magistrate judges indicate full or part.lime) Q Norr'..nation. Date 1/1/2003
U.S. Circuit Judge, Active toCi rmtiar 12/3112003
7. C:mmbern or Office A<llJress 8. On the basis of the in(orrnation contained in this Report and .any
modifications pertainir:g thereto, it is, in my opinion, m complianceJohn Minor Wisdom Building: wit.'1-i app!icable :aws and regulations, 600 Camp Stree Room 219
Revie•Ning OfficerNew Orleans, LA 70130
Jl\iiPORTANT NOTES: The instructions accotnpanying this for.n rr.ust be followed. Complete all parts. checking the NONE box for each part
where you have n-0 reportabie inforrr.ation. Sign on last page.
L POSIDONS.. 0eporting individual oniy; see pp. 9-I3 offi:lnginstructions)
NO:'.\!£: • (No reportable positions.)
NAME -
Member, Adv:lsory Committee Geo. W. &;Jean H. Pugh Institute for Justice, a fund bold by the L.S.U. Fourultttlon Jiir the benefit of the L.S. U. Law School
IL A GREEl\IIENTS. (Reporting individual only; see pp. 14-16 of filing instructions)
0 NONE (No.reportable agreemmts.)-
PARTIES A:"D
10/02195 L:\ State Employees1 Retirement System. No control
2. Fully vestelJ 10/31194. See La.RS. 11,551.
SOURCE
\lame of Person Reporting Fil'l"Al CIAL DISCLOSURE REPORT Date of Report
Dennis., James L 4/!5/2004
IIL NON-INVESTIVJENT INCOME. (Reporting individual and spouse; see pp. 17-24 of filing instructions)
A. Filer's Non-Investment Income
D NOJ.'i - (No reportable non-investment income.)
SOURCE AND TYPE GROSS INCOME {yours, not spouse's)
I. 2002 LA State Employees' Retirement System - Pension 58,000.00
-B. Spouse's Non-Investment Incnine -(Ifyou were married during any portion of the reporting year, please complete this section. (dollar amount not required except-for honoraria).
·
D NONE (No reportable non-investment income.) -
AND TYPE
I.
I
SOURCE DESCR!l'TJON
CREDITOR DESCRIPTION
L
VALUE CODE
L
4/1512004
FlNAl CLU DISCLOS13RE REPORT :,;:;r.,eofPerson Re?Orling Date of Report ! j Dennis, James L
V. GIFTS.. (lnc!udes those to spouse and dependent chiid:en. See 'PP· 28-3 I of instructions.)
:v! NONk (No such reporlablc gi�,s,) -
VL ll4..BILIT1ES. (Includes those of ;pouse and dependent children, See PP- 32-34 ofinstructioni)
NONE - (No or'.ab!e !iabllities.)
.
-
9.
l!i.I,
• A
·" '
C:'.\' 1)
(l) (2)
T)l>C
.
-B
'Q
i::
v
(:) ('.!) (2) (3) (4)
I i
f
L
K
. '
-
J
'
-I·
c D E
r
w "'E!.W:mµed
' I . '
I '
c.
FINANCIAL DISCLOSERE REPORT Date of Report t\fame of ?en.on Reporting
Page 1 of2 Dennis, James L 4/1512004
vrr. INVESTMENTS and TRUSTS -4,come., '<'ah:c, tr:ms.c:itic:ns (inc:udeo ttcse of.tile sp::it:Se and dependent children. See pp. 34-57 of filing instructlons.)
A. B. "· Income du."1ng Gme; vtlue ll! end of Transactior,s during reporting perfod
Description of As:se1$ reprnting perio;! ;epoci.'lg period. (incl:udiug tr'<lrt assets)
If not exempt from drnclosure (l) (5)
Place "(.Xt after eacll uset Amcllllt (e.g.. Value Vali:e Type e.g.. Drue: Va!ue Grun Identity of from priordisci38Ure Cede:::: !1-ieiliod bt.')'·, sel'., :Mcn-:h-Code I Qiv. rem. or Cod.e2 Code I buyer/seller
merger,(A·H) in:.) (J"?) Code' Day (J·P) (A.fl) (if private (Q-W) transaction)reder.;ption)
DNONE (No repO'rtllble income, assets, or iransactiorul)
J. American Legacy Var. Annuity A None L T
2. Viacom A Dividend J T
3. Computerized Proce None w
4. Alliance Woddwide Privitization Fund. Class A A Dividend T
5.
6.
7.
8.
10.
11.
12.
13.
14.
15.
-,.
11.
18.
Hospitality Properties
Shreveport f.AG.O. Bond.
Simon Propert.Y Group Inc.
Municipal Mortgage & Equity
Healthcare Realty Trust
- - -.
Lone Strr Steakhouse & Saloon, Inc.
BJ's Wholesale Club
Calpine Corp
Charter Communications Jnc.
Olin Corp
Shering-Plough Corp
Sprint Corp
Transocean
Teppco Partners L.P.
-
B Dividend
A Interest
B Dividend
B Dividend
B Dividend .
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
B Dividend
K T
K T
K T
K T
K T
J T
T .
1 T
J T
J T
J T
J T
J T
K T
-···· -····--····-······- ···········--
ln tmlGam Codes: ""$1,000-or less Sl.Oil,,$2,500 ""$2,50_1:-$5/DOD = ss,oo -m ;ooo. $15,001-$50,00D (Sz>J Columns. SI a:ld DJ) F • 150.001..SlOo,OOO = l i'lil:i i.-OOO;ooo- HJ = SI-,GOO o s-s._ ,OC>fi R2 .,Mor.C;)irariS5;DD0,000
;,;, Va'.ue C;,ties; ""S15 00Gorless "".S15,00l--550,000 L ""-sso;o01-$tr1Ja-:ooo M ·= SlOl),001- :50- 000
:·see C»U...rt11.s. C1 :md D3) N = S'.?:W100iJ-SSOO,(lOO_ 0 =-SS00,00J;s1,ono,ooo Pl = S!.OOO OOl s ,000,-000 "P,2' =·S?,OOG,00l"'-S2:5,000,000
PS ""S-lS;Of;0,001 50,;fJOO,OO\J P4 = W...ore. :h<m S-50,DOO,OOc'
V :ihr \-forh:d Cod'-..4 ""Apprais;i; R ""Cost (R ' £state OrJ --} s = ffiiseS;:nen. =- 1',.futk t
""'B::-oh: Vclc<: om,,,
I
A.
--
l)
B.
(i) (2)
G
v
I D.
,. ' {1) {1) (1) (3) (4) (5)
Value Type
J -
--
J
-
I
I
19.
(e.g. (e.g.
FINANCIAL DfSCLOSURE REPORT Narr;e of Person Rcpor:ing Date of "'POTI
Page 2 of2 Dennis, James L 4/15i2004j
-income, va!t;e, dons (if.th.des tb.cse of the spouse and deper.dem children. See ;:JP. 34-57 of5i;ng mstmctions.) VII. lNVESTMENTS and TRUSTS
c. lr:C'.)m:! during Gmss value at ecd of Trans actions during reporting period
Descrip:tiun of Assets urtffig period reportingpericd(ir.cluding trust assets)
If not exempt from disciosu:re ,,,
Value DatPlace "00" after each asset e Amowu Typ< Vol= Grun Identity of
ftom prlur dlooloouro Cede:!: !vfethod btty, sell, Monthdiv. rent. or Cade J Code J buyer/seUerCodez {1-?) CcdeJ merger, Day (fcP)(A-H) i.nt.) {if private (A-R)
redemption)(Q-V.1
American Cap Strategies B Dividend J T
TQua!com. Inc. A . Dividend
tratisa.ction)
20.
J TREI Trust: A Dividtnd21. -
K T22. Cenrenni.al !>.1cney Market A Jnterest
..
First Trust Value Line A Dividend T Buy 8126 J23. .
24, Northern Border Partners A Dividend . -
{SeeCo1ur:ms31 amiD4) F =$5lJ;_001-$ l\lV,GOO = S]DO;J01-Sl,000,000
=-2, Vahle C:xiec: l = srs .. oco ur k:ss ;:: S-1 5,0DhS50,000
(See Colcmns C! arui 03) " = S"..5V,:it10-S50V,OOD 0 = S500,001-Sl,Oll-0,0UO
PS· S25\:.:ca,c·::·J-S50,0Gll,'.JGO=
3. Vnlu(! Method Codes Q ""'Appr.Jsa'. R Co$t (Real ?. lat<: Only} =
{See Col:mnn C'.:/ ""3cck Vti.:&c ""Other
J T Buy -5120 J .
HJ ·-S1,0GO,V\Jl..S5,3:JO,COc . HZ.""' Morc:than.¥,D00,000-
L - d$50, "Jl-Sl00,000 M. ;1l!l,!Jll!'$25'.0.00I> Pl ..,SJ,:>JO COi,wS5,C(){l,OOIJ E;;;- m:$5:,,000)'.lQ{.Z$25/IDG;,OOO
P::I =$�/.ore fua:.: $5ti coo;rloo-
FINA.l'>CLU DISCLOSURE REPORT Name ofPmon Reporting Jate ::if Report
Dennis, JanJ.eS L 4/15/2004
VllL ADDIDONAL lN:FORl\'L<\TION OR EXPLANATIONS Onw"""'rtofRepcrt.)
I I
FINA.'ICLU DISCLOSlJRE RE.PORT Nan:e of Person Reporting Dute Jf Report
Dennis, James L 41!512004
rx. CERTIFICATION.
I certify that all information given above (including information pertairring to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was witbiteld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and.honoraria and the acceptance of gifts which have been reporred are in compliance ;vith the provisions of 5 U.S.C. § 501 ct. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.
UAL WHO KNOWlliGL Y A,'l]) \VILFULL Y FALSIFIES ORF AILS TO FILE THIS REPORT MAY AND CRIMINAL SANC110NS (5 U.S.C app. § 104)
..
FILING INS1RUCTIONS
Mail signed original and 3 additional copies to:
Committee on Financial Disclosure
Administrative Office of the United States Courts
Suite 2-301
One Columbus Circle, N .E.
W ashingtoll, D.C. 20544