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1 Anstey Watkins J, et al. BMJ Glob Health 2018;3:e000543. doi:10.1136/bmjgh-2017-000543 mHealth text and voice communication for monitoring people with chronic diseases in low-resource settings: a realist review Jocelyn Anstey Watkins, 1 Jane Goudge, 2 Francesc Xavier Gómez-Olivé, 3 Caroline Huxley, 1 Katherine Dodd, 1 Frances Griffiths 1,2 Research To cite: Anstey Watkins J, Goudge J, Gómez-Olivé FX, et al. mHealth text and voice communication for monitoring people with chronic diseases in low-resource settings: a realist review. BMJ Glob Health 2018;3:e000543. doi:10.1136/ bmjgh-2017-000543 Handling editor Valery Ridde Received 30 August 2017 Revised 7 February 2018 Accepted 9 February 2018 1 Division of Health Sciences, Warwick Medical School, University of Warwick, Coventry, UK 2 Centre for Health Policy, Faculty of Health Sciences, School of Public Health, University of the Witwatersrand, Johannesburg, South Africa 3 MRC/Wits Rural Public Health and Health Transitions Research Unit (Agincourt), School of Public Health, Faculty of Health Sciences, University of the Witwatersrand, Johannesburg, South Africa Correspondence to Dr Jocelyn Anstey Watkins; [email protected] ABSTRACT Background Routine monitoring by patients and healthcare providers to manage chronic disease is vital, though this can be challenging in low-resourced health systems. Mobile health (mHealth) has been proposed as one way to improve management of chronic diseases. Past mHealth reviews have proposed the need for a greater understanding around how the theoretical constructs in mHealth interventions actually work. In response, we synthesised evidence from primary studies on monitoring of chronic diseases using two-way digital text or voice communication between a patient and health worker. We did this in order to understand the important considerations for the design of mHealth interventions. Method Articles retrieved were systematically screened and analysed to elicit explanations of mHealth monitoring interventions. These explanations were consolidated into programme theory and compared with existing theory and frameworks. We identified variation in outcomes to understand how context moderates the outcome. Results Four articles were identified—monitoring of hypertension and HIV/AIDS from: Kenya, Pakistan, Honduras and Mexico and South Africa. Six components were found in all four interventions: reminders, patient observation of health state, motivational education/advice, provision of support communication, targeted actions and praise and encouragement. Intervention components were mapped to existing frameworks and theory. Variation in outcome identified in subgroup analysis suggests greater impact is achieved with certain patient groups, such as those with low literacy, those with stressful life events or those early in the disease trajectory. There was no other evidence in the included studies of the effect of context on the intervention and outcome. Conclusion mHealth interventions for monitoring chronic disease in low-resource settings, based on existing frameworks and theory, can be effective. A match between what the intervention provides and the needs or social factors relevant to specific patient group increases the effect. It was not possible to understand the impact of context on intervention and outcome beyond these patient- level measures as no evidence was provided in the study reports. INTRODUCTION The burden of chronic diseases is an esca- lating problem in low-income and middle-in- come countries (LMICs). 1 The Sustain- able Development Goals state that by 2030, improving the prevention and management of chronic communicable and non-communi- cable diseases is a priority for primary care in public health systems. 2 3 Chronic diseases are long-term, disruptive and often intrusive to individuals’ everyday lives. 4 The management of chronic diseases is a dynamic process that varies over time, depending on the disease Key questions What is already known about this topic? The burden of chronic diseases is an escalating problem globally. Evidence reviews suggest mHealth interventions delivered in low-income and middle-income countries can be effective in improving health outcome for people living with chronic disease. What are the new findings? Effective interventions using two-way digital communication between healthcare providers and patients living with long-term conditions are based on established frameworks and behaviour change theory. Outcome is improved for patients with low literacy, stress-inducing life events and being recently diagnosed. Contextual factors beyond those measured at patient level were not reported in the studies. Recommendations for policy mHealth interventions for improving the monitoring of chronic disease, when based on existing frameworks and theory, have potential for improving patient care and health outcome, particularly when tailored to the needs of specific patient groups. on June 15, 2020 by guest. 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Page 1: mHealth text and voice communication for monitoring people ... · Anstey Watkinsfi etfial BMJ Glob Health 20183:e000543 doi:101136bmgh-2017-000543 1 mHealth text and voice communication

1Anstey Watkins J, et al. BMJ Glob Health 2018;3:e000543. doi:10.1136/bmjgh-2017-000543

mHealth text and voice communication for monitoring people with chronic diseases in low-resource settings: a realist review

Jocelyn Anstey Watkins,1 Jane Goudge,2 Francesc Xavier Gómez-Olivé,3 Caroline Huxley,1 Katherine Dodd,1 Frances Griffiths1,2

Research

To cite: Anstey Watkins J, Goudge J, Gómez-Olivé FX, et al. mHealth text and voice communication for monitoring people with chronic diseases in low-resource settings: a realist review. BMJ Glob Health 2018;3:e000543. doi:10.1136/bmjgh-2017-000543

Handling editor Valery Ridde

Received 30 August 2017Revised 7 February 2018Accepted 9 February 2018

1Division of Health Sciences, Warwick Medical School, University of Warwick, Coventry, UK2Centre for Health Policy, Faculty of Health Sciences, School of Public Health, University of the Witwatersrand, Johannesburg, South Africa3MRC/Wits Rural Public Health and Health Transitions Research Unit (Agincourt), School of Public Health, Faculty of Health Sciences, University of the Witwatersrand, Johannesburg, South Africa

Correspondence toDr Jocelyn Anstey Watkins; jotawatkins@ gmail. com

AbstrACtbackground Routine monitoring by patients and healthcare providers to manage chronic disease is vital, though this can be challenging in low-resourced health systems. Mobile health (mHealth) has been proposed as one way to improve management of chronic diseases. Past mHealth reviews have proposed the need for a greater understanding around how the theoretical constructs in mHealth interventions actually work. In response, we synthesised evidence from primary studies on monitoring of chronic diseases using two-way digital text or voice communication between a patient and health worker. We did this in order to understand the important considerations for the design of mHealth interventions.Method Articles retrieved were systematically screened and analysed to elicit explanations of mHealth monitoring interventions. These explanations were consolidated into programme theory and compared with existing theory and frameworks. We identified variation in outcomes to understand how context moderates the outcome.results Four articles were identified—monitoring of hypertension and HIV/AIDS from: Kenya, Pakistan, Honduras and Mexico and South Africa. Six components were found in all four interventions: reminders, patient observation of health state, motivational education/advice, provision of support communication, targeted actions and praise and encouragement. Intervention components were mapped to existing frameworks and theory. Variation in outcome identified in subgroup analysis suggests greater impact is achieved with certain patient groups, such as those with low literacy, those with stressful life events or those early in the disease trajectory. There was no other evidence in the included studies of the effect of context on the intervention and outcome.Conclusion mHealth interventions for monitoring chronic disease in low-resource settings, based on existing frameworks and theory, can be effective. A match between what the intervention provides and the needs or social factors relevant to specific patient group increases the effect. It was not possible to understand the impact of context on intervention and outcome beyond these patient-level measures as no evidence was provided in the study reports.

IntroduCtIonThe burden of chronic diseases is an esca-lating problem in low-income and middle-in-come countries (LMICs).1 The Sustain-able Development Goals state that by 2030, improving the prevention and management of chronic communicable and non-communi-cable diseases is a priority for primary care in public health systems.2 3 Chronic diseases are long-term, disruptive and often intrusive to individuals’ everyday lives.4 The management of chronic diseases is a dynamic process that varies over time, depending on the disease

Key questions

What is already known about this topic? The burden of chronic diseases is an escalating problem globally. Evidence reviews suggest mHealth interventions delivered in low-income and middle-income countries can be effective in improving health outcome for people living with chronic disease.

What are the new findings? Effective interventions using two-way digital communication between healthcare providers and patients living with long-term conditions are based on established frameworks and behaviour change theory.

Outcome is improved for patients with low literacy, stress-inducing life events and being recently diagnosed.

Contextual factors beyond those measured at patient level were not reported in the studies.

recommendations for policy mHealth interventions for improving the monitoring of chronic disease, when based on existing frameworks and theory, have potential for improving patient care and health outcome, particularly when tailored to the needs of specific patient groups.

on June 15, 2020 by guest. Protected by copyright.

http://gh.bmj.com

/B

MJ G

lob Health: first published as 10.1136/bm

jgh-2017-000543 on 6 March 2018. D

ownloaded from

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2 Anstey Watkins J, et al. BMJ Glob Health 2018;3:e000543. doi:10.1136/bmjgh-2017-000543

BMJ Global Health

aetiology and physiology.5 Chronic disease involves regular self-care6 7 and routine monitoring by patients and health workers to check disease progress or regress.8 Long-term monitoring encompasses adhering to treat-ment and capturing vital signs or clinical indicators. The purpose is to improve outcomes and quality of life9 by reducing acute exacerbations and premature death10 and to maximise health.

The monitoring of chronic diseases can be chal-lenging, particularly in low-resourced health systems limited by long distances to health facilities and low staff capacity.11 In this environment, mobile health (mHealth) has been proposed as an approach to improve manage-ment of chronic diseases 12-14 including assistance with monitoring. mHealth technologies used in LMIC include portable wireless devices, including mobile phones and tablets.15 mHealth can involve one-way or two-way communication between the health worker and patient, using any digital channel that allows the users to be mobile. Vasudevan et al16 suggest that strides are being made in strengthening the global mHealth evidence base along with the key ‘best practices’ in scaling mHealth for achieving universal health coverage.

A systematic search for mHealth reviews in seven data-bases found several mHealth reviews that included aspects of monitoring such as adherence studies,17 behaviour change18 and attendance reminders.19 20 Review authors described how the effectiveness of mHealth evidence is mixed. They suggest there is a lack of understanding of why mHealth interventions for chronic disease

management should work (or not) in LMICs.17 18 20–27 One of these reviews proposed that future studies should explicitly describe the theoretical constructs that mHealth interventions are targeting.28 They argue this will make it clearer how and why the intervention is intended to work and in what circumstances.28 A stronger theoret-ical understanding is likely to strengthen the mHealth evidence base.27 However, this search revealed that there is no systematic review set in LMICs specifically focusing on one-way and two-way mHealth communication for monitoring of chronic disease.

This paper responds to the challenge identified in the systematic reviews, by examining the theoretical founda-tions and mechanisms by which mHealth interventions work (or not), to support chronic disease monitoring in LMICs.

We focus on understanding how monitoring of chronic diseases may be improved using two-way digital communi-cation between a patient and health worker (community health worker/nurse/doctor) in a low-resourced setting to potentially guide future intervention design.

MetHodthe realist method and initial searchA ‘realist review’, also known as a ‘realist synthesis’, makes sense of heterogeneous evidence about complex interventions applied in diverse contexts.29 30 It draws on substantive theory and empirical research from across multiple disciplines31 to understand how interventions

Figure 1 mHealth example of a CMOc summarised from the reviews. CMOc, Context-Mechanism-Outcome configuration; LMIC, low-income and middle-income countries.

on June 15, 2020 by guest. Protected by copyright.

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lob Health: first published as 10.1136/bm

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Anstey Watkins J, et al. BMJ Glob Health 2018;3:e000543. doi:10.1136/bmjgh-2017-000543 3

BMJ Global Health

work and for whom. By using the methods of a realist review,32–34 we questioned what works, compared with what, how well, with what exposure, with what behav-iours, for how long, for whom, in what settings and why35? We went through the following realist stages: (1) identi-fying programme theory, how the study authors intended their interventions to work; (2) testing this programme theory against empirical evidence and established high-level theory and (3) providing guidance for future inter-vention development.

We did a preliminary systematic search for systematic reviews of mHealth. From the 10 relevant reviews iden-tified,17 18 20–27 we extracted examples of how the review authors thought the interventions worked from their included papers. We mapped these on to the layout of the realist Context-Mechanism-Outcome configuration (CMOc) and adapted the diagram designed by Dalkin36 (figure 1) using the example of mHealth monitoring. Figure 1 illustrates how mechanisms are defined as the reactions or responses to the resources available within an interaction process that leads to outcomes.37 Mecha-nisms are the responses to the intervention or patients’ resources and are contingent and conditional, only firing in particular contexts.38 The outcomes are the desired response to the resources resulting from the participants’ reasoning39 within a particular context.

Main search to identify empirical papersTo identify relevant empirical studies, we conducted the main search to systematically find papers on the moni-toring of chronic disease using two-way text message or voice call interventions in LMICs, written in English, published from January 2000 to March 2017. We limited the search to the year 2000 or later as mobile phones

were not widely available before then.28 Seven appro-priate databases and 12 search terms were used. Titles and abstracts were screened against the inclusion and exclusion criteria, as detailed in table 1. Each reference list of the final included papers in this review was checked to identify further relevant primary research studies.

data extraction from empirical papersFrom the included studies, we extracted data (table 2) on: Research design, participant sample, setting, outcome measures; intervention description, components and study duration; Intervention effect; Authors’ programme theory where stated and our interpretation of whether the study worked as intended.

Where authors did not describe how they thought their intervention would work, we worked this out from careful reading of the description of the intervention. We also referred to related study protocols, if available, or other accompanying papers such as process evaluations of the trial. JAW, FG and KD extracted data independently and then compared data to resolve any inconsistencies.

Identifying established theory to test the programme theoryWe used the CMOc in the diagram in figure 1 and applied this to each empirical study on chronic disease moni-toring found in the search.33 We developed a summary of how the interventions were intended to work according to the study authors. We then searched for relevant estab-lished high-level theory related to study intervention components and through further literature searching. As most of the mechanisms were behaviour-based, we looked mostly to psychology for the theory. We aimed to match established theory to each intervention component type (table 3) to help us reach our final CMOc. The theories

Table 1 Databases, search terms and inclusion and exclusion criteria for identifying empirical studies

Databases searched

Cochrane Register of Controlled Trials, Medline (Ovid), PubMed, Web of Science, Psych Info, Google Scholar, Knowledge for Health

Search terms Patient* AND low- and middle- income countr* OR LMIC OR developing* AND chronic disease* AND mobile phone* OR text messag* OR SMS OR voice AND monitor* OR self-monitor* OR self-manage*

Inclusion criteria Population: Patients with any chronic disease and all cadres of health workers in a public health system.Context: Low-resourced settings of any LMICs.Intervention design: The study interventions include two-way exchange of digital information necessary for monitoring initiated by the patient or health worker. The mHealth resource is either voice call or text message based mobile phone communication to improve monitoring of chronic disease.Monitoring: monitoring of side effects of medication, monitoring of physiological measures such as blood pressure or monitoring of how well the patient feels and offering relevant information and support and reminding them about future appointments or medication compliance.Study design: Empirical research evaluating the effectiveness of the intervention (any design). The study includes a description of the intervention.Outcomes: Impact/health and process outcomes (primary and secondary).

Exclusion criteria Studies set in high-income countries. Studies using only landline telephones or computer-based communication. Protocols or reports of intervention development with no published evidence outcome. Studies not published in English. Feasibility and pilot studies with no outcome for the intervention. Reviews and reviews of reviews.

LMICs, low-income and middle-income countries.

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BMJ Global Health

Tab

le 2

D

ata

extr

actio

n of

inte

rven

tion

des

ign

and

effe

ct, a

nd a

utho

r’s p

rogr

amm

e th

eory

from

all

four

incl

uded

em

piri

cal s

tud

ies

on m

Hea

lth in

Ken

ya, S

outh

Afr

ica,

H

ond

uras

and

Mex

ico

and

Pak

ista

n

Aut

hor,

year

an

d c

oun

try

Res

earc

h d

esig

n, p

arti

cip

ant

sam

ple

, set

ting

, mai

n o

utco

me

mea

sure

and

se

cond

ary

out

com

eIn

terv

enti

on

des

crip

tio

n, in

terv

enti

on

com

po

nent

s an

d s

tud

y d

urat

ion

Inte

rven

tio

n ef

fect

on

pri

mar

y, s

eco

ndar

y an

d p

roce

ss o

utco

mes

and

ove

rvie

w

Aut

hors

’ pro

gra

mm

e th

eory

fo

r th

e in

terv

enti

on

(if s

tate

d) o

r p

rob

able

p

rog

ram

me

theo

ry, b

ased

on

des

crip

tio

n o

f in

terv

enti

on

(incl

udin

g li

kely

m

echa

nism

/int

erve

ntio

n fu

ncti

on)

Did

the

inte

rven

tio

n w

ork

as

inte

nded

or

not?

Lest

er e

t al

, 20

1044

: Ken

yaD

esig

n: R

CT

Sam

ple

: Pat

ient

s in

fect

ed

with

HIV

, ove

r 18

yea

rs o

ld,

initi

atin

g A

RT

for

the

first

-tim

e.

n=80

3 to

tal.

Set

ting:

One

urb

an u

nive

rsity

cl

inic

, one

urb

an n

on-

gove

rnm

enta

l org

anis

atio

n cl

inic

and

one

rur

al p

ublic

he

alth

ser

vice

clin

ic.

Mai

n ou

tcom

e m

easu

re:

Sel

f-re

por

ted

AR

T ad

here

nce

(>95

% o

f pre

scrib

ed d

oses

in

the

pas

t 30

day

s); p

lasm

a H

IV-

1 vi

ral R

NA

load

sup

pre

ssio

n (<

400

cop

ies

per

mL)

.S

econ

dar

y ou

tcom

e: R

ate

of a

ttrit

ion

(not

hav

ing

a fin

al

visi

t at

12

mon

ths)

and

rat

es o

f se

vera

l cat

egor

ies

of a

ttrit

ion

(mor

talit

y, w

ithd

raw

al fr

om t

he

stud

y, t

rans

fer

to n

on-s

tud

y cl

inic

s an

d lo

ss t

o fo

llow

-up

w

ithou

t id

entifi

able

cau

se).

Nur

se o

r cl

inic

al o

ffice

r se

nds

the

pat

ient

s a

text

mes

sage

: ‘H

ow a

re y

ou?’

eac

h M

ond

ay

mor

ning

. Pat

ient

s as

ked

to

resp

ond

with

in

48 h

ours

with

: ‘D

oing

wel

l’ or

‘Hav

e a

pro

ble

m’.

Nur

se/c

linic

al o

ffice

r p

hone

s th

e p

atie

nt

who

has

pro

ble

ms

or if

the

re is

no

resp

onse

. P

atie

nts

rece

ived

inte

rven

tion

trai

ning

whe

n re

crui

ted

. Tex

t m

essa

ge s

ent

usin

g m

ultip

le

reci

pie

nt b

ulk

mes

sagi

ng.

Inte

rven

tion

com

pon

ents

:

P

rovi

sion

of s

upp

ort

com

mun

icat

ion

Ob

serv

atio

n

R

emin

der

sS

tud

y d

urat

ion:

12

mon

ths

(bas

elin

e, 6

and

12

mon

ths)

Imp

act

outc

ome:

Sel

f-re

por

ted

ad

here

nce:

in

terv

entio

n gr

oup

: 168

(62%

); co

ntro

l gro

up:

132

(50%

) RR

0.8

1; 9

5% C

I (0.

69 t

o 0.

94);

p=

0·00

6V

iral s

upp

r ess

ion:

-in

terv

entio

n gr

oup

156

(5

7%);

cont

rol g

roup

128

(48%

); R

R 0

.85;

95

% C

I (0.

72 t

o 0.

99);

p=

0.04

.S

econ

dar

y ou

tcom

e: N

o si

gnifi

cant

as

soci

atio

ns w

ith t

he in

terv

entio

n.In

terv

entio

n gr

oup

: 19%

mis

sing

, 9%

m

orta

lity,

3%

with

dra

wal

, 6%

loss

to

follo

w-u

p

and

1%

tra

nsfe

rred

out

.C

ontr

ol g

roup

: 23%

mis

sing

, 11%

mor

talit

y,

1% w

ithd

raw

al, 1

0% lo

ss t

o fo

llow

-up

and

0%

tra

nsfe

r ou

t (to

a d

iffer

ent

clin

ic n

ot in

the

st

udy)

.P

roce

ss o

utco

mes

: At

the

end

of t

he s

tud

y,

191

of 1

94 p

atie

nts

in t

he in

terv

entio

n gr

oup

re

por

ted

the

y w

ould

like

the

tex

t m

essa

ge

pro

gram

me

to c

ontin

ue, o

f who

m 1

88 (9

8%)

said

the

y w

ould

rec

omm

end

it t

o a

frie

nd. I

n th

e fo

cus

grou

p s

essi

ons,

man

y p

atie

nts

in

the

inte

rven

tion

grou

p a

lso

rep

orte

d t

hat

they

th

ough

t th

e te

xt m

essa

ge s

upp

ort

serv

ice

was

va

luab

le.

Out

com

e ov

ervi

ew: S

igni

fican

t ch

ange

in s

elf-

rep

orte

d a

dhe

renc

e to

AR

T an

d s

upp

ress

ion

of v

iral l

oad

s b

etw

een

grou

ps.

Mal

e/ur

ban

re

sid

ence

favo

ured

ad

here

nce

com

par

ed w

ith

the

cont

rol g

roup

.

The

text

mes

sage

act

ed a

s an

ind

irect

re

min

der

to

the

pat

ient

s to

tak

e A

RT

and

p

rovi

ded

sup

por

t (p

erce

ived

sup

por

t w

as

valu

able

).Th

e p

atie

nts

know

the

y w

ill b

e fo

llow

ed u

p

if th

ey d

o no

t re

spon

d, s

o th

e d

esig

n of

the

in

terv

entio

n ac

ts a

s an

ince

ntiv

e to

res

pon

d

othe

rwis

e th

e nu

rse

or c

linic

al o

ffice

r w

ill

cont

act

them

.B

y re

ceiv

ing

a w

eekl

y m

essa

ge t

hat

asks

ho

w t

hey

are,

the

pat

ient

is m

ade

to fe

el

care

d fo

r d

urin

g th

e fir

st p

erio

d t

hey

are

taki

ng H

IV t

reat

men

t.

Yes—

the

feel

ing

of

bei

ng s

upp

ort

ed v

ia

dig

ital

co

mm

unic

atio

n w

as im

po

rtan

t. T

he t

ext

mes

sage

inte

rven

tion

was

w

ell r

ecei

ved

by

pat

ient

s,

man

y of

who

m r

epor

ted

th

at t

hey

felt

‘like

som

eone

ca

res’

. Pat

ient

s ha

d t

o re

ply

to

the

nur

se o

r cl

inic

al o

ffice

r w

ithin

48

hour

s. o

f rec

eivi

ng

the

text

mes

sage

, oth

erw

ise

the

nurs

e w

ill c

heck

on

them

, gav

e th

em a

n in

cent

ive

to k

eep

on

trac

k of

re

ply

ing,

whi

ch w

as a

qui

ck

and

str

aigh

tfor

war

d p

roce

ss

from

the

ir p

hone

s. T

he

actio

n of

bei

ng t

old

the

y ha

d

to r

esp

ond

with

in a

giv

en

time

initi

ated

the

beh

avio

ur

of t

he c

omm

unic

atio

n b

etw

een

the

pat

ient

and

he

alth

wor

ker.

No

—th

ere

is n

o a

ctua

l ev

iden

ce t

hat

the

wee

kly

rem

ind

er c

ause

d t

he

cont

inue

d o

r im

pro

ved

ad

here

nce

in p

eop

le t

o

take

the

ir t

reat

men

t.

Sha

ring

a p

hone

and

bei

ng

a w

oman

red

uced

the

in

terv

entio

n ef

fect

, but

the

se

fact

ors

are

unex

pla

ined

.

Con

tinue

d

on June 15, 2020 by guest. Protected by copyright.

http://gh.bmj.com

/B

MJ G

lob Health: first published as 10.1136/bm

jgh-2017-000543 on 6 March 2018. D

ownloaded from

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Anstey Watkins J, et al. BMJ Glob Health 2018;3:e000543. doi:10.1136/bmjgh-2017-000543 5

BMJ Global Health

Aut

hor,

year

an

d c

oun

try

Res

earc

h d

esig

n, p

arti

cip

ant

sam

ple

, set

ting

, mai

n o

utco

me

mea

sure

and

se

cond

ary

out

com

eIn

terv

enti

on

des

crip

tio

n, in

terv

enti

on

com

po

nent

s an

d s

tud

y d

urat

ion

Inte

rven

tio

n ef

fect

on

pri

mar

y, s

eco

ndar

y an

d p

roce

ss o

utco

mes

and

ove

rvie

w

Aut

hors

’ pro

gra

mm

e th

eory

fo

r th

e in

terv

enti

on

(if s

tate

d) o

r p

rob

able

p

rog

ram

me

theo

ry, b

ased

on

des

crip

tio

n o

f in

terv

enti

on

(incl

udin

g li

kely

m

echa

nism

/int

erve

ntio

n fu

ncti

on)

Did

the

inte

rven

tio

n w

ork

as

inte

nded

or

not?

Bob

row

et

al,

2016

45: S

outh

A

fric

a

Des

ign:

RC

TS

amp

le: P

atie

nts

with

hy

per

tens

ion

(SB

P<

220

mm

H

g an

d a

DB

P<

120

mm

Hg)

ov

er 2

1 ye

ars.

n=

1188

tota

l.S

ettin

g: O

ne u

rban

larg

e p

ublic

hea

lth s

ervi

ce c

linic

.M

ain

outc

ome

mea

sure

: C

hang

e in

sys

tolic

blo

od

pre

ssur

e at

12

mon

ths

from

b

asel

ine

mea

sure

d w

ith a

va

lidat

ed o

scill

omet

ric d

evic

e.S

econ

dar

y ou

tcom

e:

Hea

lth s

tatu

s m

easu

red

us

ing

Eur

oQul

Gro

up

5-D

imen

sion

Sel

f-R

epor

t Q

uest

ionn

aire

(EQ

-5D

), p

rop

ortio

n of

sch

edul

ed

clin

ic a

pp

oint

men

ts a

tten

ded

, re

tent

ion

in c

linic

al c

are,

sa

tisfa

ctio

n w

ith c

linic

se

rvic

es a

nd c

are,

hos

pita

l ad

mis

sion

s, s

elf-

rep

orte

d

adhe

renc

e to

med

icat

ion

(did

th

ey c

olle

ct t

heir

med

icat

ion)

an

d u

nder

stan

din

g of

bas

ic

hyp

erte

nsio

n kn

owle

dge

.

Info

rmat

ion-

only

mes

sage

inte

rven

tion:

A

utom

ated

sys

tem

sen

ds

the

pat

ient

the

tex

t m

essa

ge w

ith p

red

efine

d m

essa

ges

with

he

alth

wor

ker’s

nam

e at

the

end

of m

essa

ge.

Inte

ract

ivity

—w

eekl

y, a

t a

time

pre

defi

ned

b

y th

e p

artic

ipan

t. P

artic

ipan

ts r

ecei

ved

one

m

essa

ge p

er w

eek,

eith

er a

rem

ind

er t

o at

tend

an

up

com

ing

app

oint

men

t (4

8 ho

urs

prio

r to

sch

edul

ed a

pp

oint

men

t) or

a m

essa

ge

sele

cted

-at-

rand

om fr

om t

he m

essa

ge li

bra

ry.

Inte

ract

ive

mes

sage

inte

rven

tion:

Info

rmat

ion-

only

inte

rven

tion

PLU

S p

artic

ipan

ts c

ould

als

o se

lect

mes

sage

s al

loca

ted

to

the

inte

ract

ive

adhe

renc

e su

pp

ort

and

cou

ld a

lso

resp

ond

to

sel

ecte

d m

essa

ges

usin

g fr

ee-t

o-us

er

‘Ple

ase-

Cal

l-M

e’ r

eque

sts.

The

se r

eque

sts

gene

rate

d a

n au

tom

ated

ser

ies

of r

esp

onse

s fr

om t

he t

ext

mes

sage

del

iver

y sy

stem

(not

a

heal

th w

orke

r no

r a

pho

ne c

all r

esp

onse

) of

ferin

g tr

ial p

artic

ipan

ts o

ptio

ns t

o ca

ncel

or

chan

ge a

n ap

poi

ntm

ent

or c

hang

e th

e tim

ing

and

lang

uage

of t

he t

ext

mes

sage

s. P

atie

nts

also

rec

eive

d a

tex

t m

essa

ge w

ere

sent

to

eith

er t

hank

par

ticip

ants

for

atte

ndin

g th

eir

app

oint

men

t or

ale

rt p

artic

ipan

ts a

bou

t a

mis

sed

ap

poi

ntm

ent

48 h

ours

. pos

tdat

e.Th

ere

is n

o p

erso

nal c

onta

ct b

etw

een

nurs

e an

d p

artic

ipan

t.In

terv

entio

n co

mp

onen

ts:

Rem

ind

ers

Targ

eted

act

ions

Stu

dy

dur

atio

n: 1

2 m

onth

s (b

asel

ine,

follo

w-u

p

at 6

mon

ths

and

12

mon

ths)

.

Imp

act

outc

ome:

The

mea

n (9

5% C

I, p

val

ue)

adju

sted

dif f

eren

ce in

cha

nge

for

the

info

rmat

ion-

only

mes

sage

gro

up c

omp

ared

w

ith u

sual

car

e w

as s

ysto

lic b

lood

pre

ssur

e −

2.2

mm

Hg

(−4.

4 to

−0.

04, p

=0.

046)

and

for

the

inte

ract

ive

mes

sage

gr o

up c

omp

ared

with

us

ual c

are

−1.

6 m

m H

g (−

3.7

to 0

.6, p

=0.

16).

Sec

ond

ary

outc

omes

: Out

of t

he 8

6%

of p

atie

nts,

the

tria

l had

ad

her e

nce

dat

a av

aila

ble

, 63%

from

the

info

rmat

ion

only

m

essa

ge in

terv

entio

n gr

oup

, 60%

for

the

inte

ract

ive

mes

sage

inte

rven

tion

grou

p a

nd

49%

from

the

usu

al c

are

grou

p, h

ad 8

0%

of p

rop

ortio

n of

day

s co

vere

d fo

r b

lood

p

ress

ure

low

erin

g m

edic

atio

n fo

r a

12-m

onth

p

erio

d. E

Q-5

D s

core

s, a

tten

dan

ce a

t cl

inic

ap

poi

ntm

ents

, ret

entio

n in

clin

ical

car

e,

trea

tmen

t an

d c

linic

sat

isfa

ctio

n, h

yper

tens

ion

know

led

ge, s

elf-

rep

orte

d a

dhe

renc

e, h

osp

ital

adm

issi

ons

and

diff

eren

ces

in m

edic

atio

n ch

ange

s d

id n

ot d

iffer

bet

wee

n gr

oup

s.S

ubgr

oup

ana

lysi

s: T

here

was

no

stat

istic

ally

si

gnifi

cant

het

erog

enei

ty in

the

tre

atm

ent

effe

cts

and

the

re w

as a

n in

dic

atio

n th

at a

ctiv

e in

terv

entio

ns w

ere

mor

e ef

fect

ive

amon

g ol

der

p

atie

nts

(55

year

s), p

atie

nts

in b

ette

r co

ntro

l at

bas

elin

e (<

140

mm

Hg)

and

am

ong

thos

e w

ith

a sh

orte

r d

urat

ion

of h

yper

tens

ion

(<10

yea

rs).

By

r ece

ivin

g a

beh

avio

ural

inte

rven

tion

del

iver

ed v

ia t

ext

mes

sage

as

sup

por

t, t

his

coul

d im

pro

ve c

olle

ctio

n of

med

icin

es a

nd

may

hav

e a

smal

l im

pac

t on

blo

od p

ress

ure

as c

omp

ared

with

usu

al c

are

in a

gen

eral

ou

tpat

ient

pop

ulat

ion

of a

dul

ts w

ith h

igh

blo

od p

ress

ure.

Get

ting

info

rmat

ion

to

peo

ple

at

a tim

e th

at is

rel

evan

t to

the

m

and

pro

mp

ts t

o ta

ke m

edic

atio

n sh

ould

he

lp t

o en

cour

age

the

pat

ient

bec

ause

the

y ha

ve c

hose

n w

hen

to r

ecei

ve t

he m

essa

ge

and

thi

s tim

e is

mos

t ap

pro

pria

te t

o th

eir

dai

ly r

outin

e. R

emin

der

mes

sage

s w

ith

info

rmat

ion

abou

t fo

rthc

omin

g or

mis

sed

cl

inic

ap

poi

ntm

ents

rem

ind

the

pat

ient

ab

out

whe

re t

hey

need

to

be

and

whe

n.R

emin

der

s ab

out

who

the

y ca

n co

ntac

t if

they

are

wor

ried

or

conc

erne

d a

bou

t an

y si

de

effe

cts

of t

he m

edic

atio

n gi

ves

the

pat

ient

incr

ease

d k

now

led

ge a

nd c

hann

els

of s

upp

ort.

By

rece

ivin

g a

‘Hap

py

Birt

hday

’ m

essa

ge t

his

mak

es t

he p

atie

nt fe

el c

ared

fo

r b

y th

e he

alth

ser

vice

, on

thei

r d

ay o

f b

irth.

Stu

dy

des

ign

issu

es: T

he in

terv

entio

n in

clud

es b

ehav

iour

cha

nge

clus

ter

tech

niq

ues

such

as

rep

etiti

on a

nd

sub

stitu

tion,

goa

ls a

nd p

lann

ing

and

soc

ial

sup

por

t w

hich

are

bas

ed o

n M

ichi

e's

Beh

avio

ur C

hang

e W

heel

.

No

—th

e p

rim

ary

out

com

e d

id n

ot

imp

rove

.B

lood

pre

ssur

e le

vels

in

bot

h in

terv

entio

n gr

oup

s d

id n

ot d

ecre

ase

dur

ing

the

tria

l per

iod

sug

gest

ing

the

text

mes

sage

(inf

orm

atio

n an

d in

tera

ctiv

e) d

id n

ot h

elp

to

red

uce

blo

od p

ress

ure

cont

rol i

n ad

ults

with

d

iagn

osed

hig

h B

P a

nd o

n tr

eatm

ent

(par

tly b

ecau

se

man

y of

the

m w

ere

stab

le a

t b

asel

ine)

.Ye

s—th

e se

cond

ary

out

com

es d

id im

pro

ve.

Pro

por

tion

of d

ays

of

med

icat

ion

cove

red

(a

dhe

renc

e to

med

icat

ion)

w

as h

ighe

r in

bot

h in

terv

entio

n gr

oup

s su

gges

ting

that

the

y w

ere

rem

emb

erin

g to

col

lect

th

eir

med

icat

ion

bec

ause

of

the

rem

ind

ers:

the

tw

o in

terv

entio

n gr

oup

s w

ere

colle

ctin

g th

e m

edic

atio

n m

ore

regu

larly

ove

r th

e co

ntro

l gro

ups.

Tab

le 2

C

ontin

ued

Con

tinue

d

on June 15, 2020 by guest. Protected by copyright.

http://gh.bmj.com

/B

MJ G

lob Health: first published as 10.1136/bm

jgh-2017-000543 on 6 March 2018. D

ownloaded from

Page 6: mHealth text and voice communication for monitoring people ... · Anstey Watkinsfi etfial BMJ Glob Health 20183:e000543 doi:101136bmgh-2017-000543 1 mHealth text and voice communication

6 Anstey Watkins J, et al. BMJ Glob Health 2018;3:e000543. doi:10.1136/bmjgh-2017-000543

BMJ Global Health

Aut

hor,

year

an

d c

oun

try

Res

earc

h d

esig

n, p

arti

cip

ant

sam

ple

, set

ting

, mai

n o

utco

me

mea

sure

and

se

cond

ary

out

com

eIn

terv

enti

on

des

crip

tio

n, in

terv

enti

on

com

po

nent

s an

d s

tud

y d

urat

ion

Inte

rven

tio

n ef

fect

on

pri

mar

y, s

eco

ndar

y an

d p

roce

ss o

utco

mes

and

ove

rvie

w

Aut

hors

’ pro

gra

mm

e th

eory

fo

r th

e in

terv

enti

on

(if s

tate

d) o

r p

rob

able

p

rog

ram

me

theo

ry, b

ased

on

des

crip

tio

n o

f in

terv

enti

on

(incl

udin

g li

kely

m

echa

nism

/int

erve

ntio

n fu

ncti

on)

Did

the

inte

rven

tio

n w

ork

as

inte

nded

or

not?

Pie

tte

et a

l, 20

1243

: H

ond

uras

and

M

exic

o

Des

ign:

RC

TS

amp

le: P

atie

nts

with

hy

per

tens

ion

(‡14

0 m

m H

g if

non-

dia

bet

ic) o

r hy

per

tens

ion

and

dia

bet

es*

(‡13

0 m

m H

g if

dia

bet

ic) 1

8–80

yea

rs o

f ag

e. In

terv

entio

n gr

oup

(tex

t m

essa

ge) a

nd p

rep

lann

ed

sub

grou

p a

naly

sis:

pat

ient

s w

ith lo

w li

tera

cy o

r hi

gh B

P

man

agem

ent

info

rmat

ion

need

s (n

=89

). C

ontr

ol g

roup

(s

tand

ard

car

e) (n

=92

).*B

lood

glu

cose

was

not

bei

ng

mea

sure

d in

thi

s st

udy.

Set

ting:

Fou

r p

rivat

e an

d t

wo

pub

lic c

linic

s in

Hon

dur

as a

nd

two

clin

ics

in M

exic

o.M

ain

outc

ome

mea

sure

: C

hang

e in

sys

tolic

blo

od

pre

ssur

e (S

BP

s ‡1

60 m

m H

g an

d<

180

mm

Hg)

.S

econ

dar

y ou

tcom

es:

Pat

ient

s’ p

erce

ived

gen

eral

he

alth

sta

tus,

dep

ress

ive

sym

pto

ms

(usi

ng a

va

lidat

ed S

pan

ish

10-i

tem

C

entr

e fo

r E

pid

emio

logi

cal

Stu

die

s-D

epre

ssio

n S

cale

), m

edic

atio

n-re

late

d p

rob

lem

s (a

dhe

renc

e m

easu

red

usi

ng

the

Mor

isky

Sca

le) a

nd

satis

fact

ion

with

car

e re

late

d

to h

yper

tens

ion.

Aut

omat

ed t

elep

hone

mon

itorin

g an

d

beh

avio

ur-c

hang

e ca

lls p

lus

hom

e B

P

mon

itorin

g am

ong

hyp

erte

nsiv

e p

atie

nts.

The

ca

lls w

ere

aim

ed a

t ga

ther

ing

info

rmat

ion

abou

t th

e p

atie

nt’s

BP,

BP

sel

f-m

onito

ring,

med

icat

ion

adhe

renc

e an

d d

iet

and

to

pro

vid

e ta

ilore

d

advi

ce b

ased

on

the

pat

ient

’s r

esp

onse

s.P

atie

nts’

with

hyp

erte

nsio

n re

ceiv

ed a

hom

e b

lood

pre

ssur

e m

onito

r an

d w

ere

give

n tr

aini

ng. T

he in

terv

entio

n fo

cuse

d m

ainl

y on

p

rovi

din

g in

form

atio

n an

d s

elf-

man

agem

ent

educ

atio

n to

pat

ient

s vi

a in

tera

ctiv

e vo

ice

calls

or

auto

mat

ed c

alls

—to

che

ck t

heir

BP

an

d w

ere

aske

d a

bou

t re

cent

sys

tolic

val

ues

abov

e an

d b

elow

the

nor

mal

ran

ge, m

edic

atio

n ad

here

nce

and

inta

ke o

f sal

ty fo

ods.

Bas

ed o

n w

hat

they

sai

d, t

he p

atie

nts

wer

e th

en o

ffere

d

add

ition

al s

elf-

care

info

rmat

ion

dur

ing

the

call

and

pro

mp

ts t

o se

ek m

edic

al a

tten

tion

or

med

icat

ion

refil

ls t

o ad

dre

ss u

nacc

epta

bly

hig

h or

low

BP.

Str

uctu

red

em

ail a

lert

s fo

r he

alth

w

orke

rs w

ere

gene

rate

d a

utom

atic

ally

whe

n p

atie

nts

rep

orte

d t

hat

at le

ast

half

the

time

in

the

prio

r w

eek

they

had

an

SB

P ‡

140

mm

Hg

(pat

ient

s w

ith n

on-d

iab

etes

), ‡

130

mm

Hg

(dia

bet

ic p

atie

nts)

or

100

mm

Hg

(all

pat

ient

s)

or if

the

pat

ient

rep

orte

d r

arel

y or

nev

er t

akin

g hi

s or

her

BP

med

icat

ion

or le

ss t

han

a 2

wee

k su

pp

ly. P

atie

nts

had

the

op

tion

of e

nrol

ling

with

a fa

mily

mem

ber

or

frie

nd, w

ho r

ecei

ved

a

brie

f aut

omat

ed t

elep

hone

up

dat

e re

gard

ing

the

pat

ient

’s s

elf-

rep

orte

d h

ealth

sta

tus

each

w

eek,

incl

udin

g in

form

atio

n ab

out

the

pat

ient

’s

hyp

erte

nsio

n se

lf-ca

re a

nd h

ow t

hat

care

give

r co

uld

hel

p t

he p

atie

nt s

elf-

man

age

mor

e ef

fect

ivel

y.In

terv

entio

n co

mp

onen

ts:

Ob

serv

atio

n

R

emin

der

s

M

otiv

atin

g ed

ucat

ion/

advi

ce in

form

atio

nS

tud

y d

urat

ion:

6 w

eeks

(with

op

tion

of a

3

mon

th e

xten

sion

).

Imp

act

outc

ome:

Inte

rven

tion

pat

ient

s’ S

BP

s d

ecre

ased

4.2

mm

Hg

rela

tive

to c

ontr

ols

(95%

CI 9

.1 t

o 0.

7; p

=0.

09).

In t

he s

ubgr

oup

w

ith h

igh

info

rmat

ion

need

s, in

terv

entio

n p

atie

nts’

ave

rage

SB

Ps

dec

reas

ed 8

.8 m

m H

g (–

14.2

to

–3.4

, p=

0.00

2). 5

7% o

f int

erve

ntio

n p

atie

nts

had

con

trol

led

BP

at

follo

w-u

p

com

par

ed w

ith 3

8% o

f the

com

par

ison

gro

up

(p=

0.00

6).

Pro

cess

out

com

e: M

ore

than

88%

of p

atie

nts

rep

orte

d t

hat

the

auto

mat

ed c

allin

g sy

stem

w

as e

asy

to le

arn

and

use

, and

93%

rep

orte

d

that

the

aut

omat

ed c

alls

incl

uded

use

ful

info

rmat

ion

for

man

agin

g th

eir

hyp

erte

nsio

n.

Ove

rall,

94%

of i

nter

vent

ion

pat

ient

s re

por

ted

b

eing

ver

y sa

tisfie

d w

ith t

he in

terv

entio

n an

d 7

6% r

epor

ted

tha

t th

e p

rogr

amm

e w

as

exce

llent

.S

econ

dar

y ou

tcom

es: A

t fo

llow

-up

, pat

ient

s ha

d lo

wer

dep

ress

ive

scor

es a

nd fe

wer

m

edic

atio

n-re

late

d p

rob

lem

s fo

r ex

amp

le,

wor

ry a

bou

t th

e ef

fect

s of

the

ir m

edic

atio

n.

Ove

rall

heal

th w

as r

epor

ted

and

the

re w

as

grea

ter

satis

fact

ion

with

car

e-re

late

d t

o hy

per

tens

ion.

Sub

grou

p a

naly

sis:

Pat

ient

s w

ith lo

w

liter

acy

or h

igh

BP

man

agem

ent

info

rmat

ion

need

s: t

hose

with

pro

ble

ms

lear

ning

ab

out

thei

r he

alth

pro

ble

ms

bec

ause

of d

ifficu

lty

und

erst

and

ing

writ

ten

info

rmat

ion,

had

nev

er

bee

n to

ld t

hey

had

hyp

erte

nsio

n or

had

not

sp

oken

with

a c

linic

ian

abou

t th

eir

BP

in m

ore

than

6 m

onth

s or

wer

e co

nfus

ed a

bou

t th

eir

med

icat

ion

regi

men

. The

y ha

d a

n av

erag

e of

8.8

mm

Hg

red

uctio

n in

SB

P r

elat

ive

to

cont

rols

(95%

CI

14.2

to

–3.4

; p=

0.00

2).

Out

com

e ov

ervi

ew: I

n th

e ov

eral

l sam

ple

, th

ere

was

a n

on-s

tatis

tical

ly s

igni

fican

t (p

=0.

09) 4

.2 m

m H

g re

lativ

e d

ecre

ase

in

SB

P a

mon

g in

terv

entio

n p

atie

nts.

In t

he

sub

grou

p o

f pat

ient

s w

ith lo

w li

tera

cy o

r hi

gh

info

rmat

ion

need

s, 8

.8 m

m H

g re

duc

tion

in

aver

age

SB

P w

as o

bse

rved

with

a s

igni

fican

tly

grea

ter

pro

por

tion

of in

terv

entio

n th

an c

ontr

ol

pat

ient

s ha

ving

BP

s in

the

acc

epta

ble

ran

ge.

Inte

rven

tion

pat

ient

s at

follo

w-u

p h

ad S

BP

s th

at w

ere

4.2

mm

Hg

low

er o

n av

erag

e th

an

cont

rol p

atie

nts

(95%

CI

9.1

to 0

.7; p

=0.

09).

By

rece

ivin

g au

tom

ated

sel

f-m

anag

emen

t ca

lls, p

lus

hom

e b

lood

pre

ssur

e m

onito

ring

kit,

thi

s ca

n im

pro

ve o

utco

mes

for

hyp

erte

nsiv

e p

atie

nts

as r

emin

der

s to

che

ck

blo

od p

ress

ure

read

ings

sev

eral

tim

es p

er

wee

k th

is a

cts

a nu

dge

to

actio

n.Th

e m

echa

nism

s of

act

ion

incl

uded

:(1

) Dur

ing

the

calls

pat

ient

s w

ere

rem

ind

ed

to c

heck

the

ir B

P r

egul

arly

and

wer

e as

ked

ab

out

rece

nt s

ysto

lic v

alue

s ab

ove

and

bel

ow t

he n

orm

al r

ange

, med

icat

ion

adhe

renc

e, a

nd in

take

of s

alty

food

s. T

his

regu

lar

chec

king

-in

mea

nt t

he p

atie

nt h

ad

to k

eep

on

top

of t

heir

man

agem

ent

and

re

gula

rly v

erb

ally

dis

cuss

the

ir ch

roni

c d

isea

se.

(2) T

he h

ealth

wor

kers

wer

e al

erte

d v

ia e

mai

l if

a p

atie

nt’s

blo

od p

ress

ure

chan

ged

or

if m

edic

atio

n w

as n

ot t

aken

. The

refo

re, t

he

pat

ient

s kn

ew t

hat

thei

r re

sults

wer

e go

ing

to b

e re

por

ted

if t

hey

faile

d t

o ta

ke t

heir

BP

m

edic

atio

n. T

his

crea

ted

an

ince

ntiv

e to

ad

here

.(3

) The

sup

por

t of

a fa

mily

mem

ber

or

frie

nd m

eant

tha

t th

e p

atie

nt’s

sel

f-re

por

ted

he

alth

sta

tus

and

sel

f-ca

re w

ere

give

n to

the

tr

eatm

ent

sup

por

ter.

This

pro

cess

mea

nt t

he

pat

ient

was

acc

ount

able

to

som

eone

els

e.

Ano

ther

per

son

was

par

t of

the

ir ch

roni

c d

isea

se m

anag

emen

t.Th

e in

form

atio

n-b

ased

inte

rven

tion

had

gr

eate

r im

pac

t on

pat

ient

s w

ho r

epor

ted

a

grea

ter

need

for

hyp

erte

nsio

n-re

late

d

know

led

ge a

nd e

duc

atio

n b

ecau

se t

hey

had

lo

w li

tera

cy o

r hi

gh in

form

atio

n ne

eds

and

va

lued

ad

diti

onal

sup

por

tive

info

rmat

ion.

Yes—

blo

od

pre

ssur

e d

ecre

ased

. Cal

ls a

re

effe

ctiv

e ov

er a

sho

rt fo

llow

-up

per

iod

.Ye

s—p

arti

cula

rly

for

the

sub

gro

ups

wit

h lo

w

liter

acy

and

hig

h B

P. T

he

inte

rven

tion

focu

sed

on

pro

vid

ing

info

rmat

ion

and

se

lf-m

anag

emen

t ed

ucat

ion

to p

atie

nts.

Tab

le 2

C

ontin

ued

Con

tinue

d

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/B

MJ G

lob Health: first published as 10.1136/bm

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Anstey Watkins J, et al. BMJ Glob Health 2018;3:e000543. doi:10.1136/bmjgh-2017-000543 7

BMJ Global Health

Aut

hor,

year

an

d c

oun

try

Res

earc

h d

esig

n, p

arti

cip

ant

sam

ple

, set

ting

, mai

n o

utco

me

mea

sure

and

se

cond

ary

out

com

eIn

terv

enti

on

des

crip

tio

n, in

terv

enti

on

com

po

nent

s an

d s

tud

y d

urat

ion

Inte

rven

tio

n ef

fect

on

pri

mar

y, s

eco

ndar

y an

d p

roce

ss o

utco

mes

and

ove

rvie

w

Aut

hors

’ pro

gra

mm

e th

eory

fo

r th

e in

terv

enti

on

(if s

tate

d) o

r p

rob

able

p

rog

ram

me

theo

ry, b

ased

on

des

crip

tio

n o

f in

terv

enti

on

(incl

udin

g li

kely

m

echa

nism

/int

erve

ntio

n fu

ncti

on)

Did

the

inte

rven

tio

n w

ork

as

inte

nded

or

not?

Kam

al e

t al

, 20

1542

: P

akis

tan

Des

ign:

RC

TS

amp

le: P

atie

nts

with

str

oke

18

yea

rs a

nd o

ver.

>1

mon

th

sinc

e la

st e

pis

ode

of s

trok

e.

Use

of a

t le

ast

two

dru

gs

such

as

(but

not

lim

ited

to)

an

tipla

tele

ts, s

tatin

s an

d

antih

yper

tens

ives

to

cont

rol

risk

fact

ors

of s

trok

e (n

=83

). C

ontr

ol g

roup

(n=

79).

Set

ting:

One

urb

an h

osp

ital’s

ne

urol

ogy

and

str

oke

unit.

Mai

n ou

tcom

e m

easu

re:

Cha

nge

in s

elf-

rep

orte

d s

trok

e m

edic

atio

n ad

here

nce

afte

r 2

mon

ths

of r

ecei

ving

the

tex

t m

essa

ge (u

sing

the

Mor

isky

S

cale

).S

econ

dar

y ou

tcom

e: B

lood

p

ress

ure

was

mea

sure

d

usin

g th

e M

ind

ray

Dat

asco

pe

Eq

uato

r to

det

ect

chan

ge in

sy

stol

ic a

nd D

BP.

Aut

omat

ed t

ext

mes

sage

rem

ind

ers

cust

omis

ed t

o ea

ch p

atie

nt’s

ind

ivid

ual

pre

scrip

tion.

Pat

ient

s w

ere

req

uire

d t

o re

spon

d

to t

he t

ext

mes

sage

, sta

ting

if th

ey h

ad t

aken

th

eir

med

icin

es b

y re

ply

ing

‘Yes

’ or

‘No’

. Als

o,

cust

omis

ed t

wic

e-w

eekl

y he

alth

info

rmat

ion

text

mes

sage

s w

ere

sent

acc

ord

ing

to m

edic

al

and

dru

g p

rofil

e of

eve

ry p

atie

nt. T

he t

imin

g of

the

mes

sage

was

dec

ided

acc

ord

ing

to t

he

pre

scrip

tion

so t

hat

heal

th m

essa

ges

did

not

co

llid

e w

ith r

emin

der

mes

sage

s.In

terv

entio

n co

mp

onen

ts:

Rem

ind

ers

Mot

ivat

ing

educ

atio

n/ad

vice

info

rmat

ion

Pra

ise

and

enc

oura

gem

ent

Stu

dy

dur

atio

n: B

asel

ine,

2 m

onth

s fo

llow

-up

.

Imp

act

outc

ome:

Mea

n d

iffer

ence

in

adhe

renc

e sc

ore

bet

wee

n th

e in

terv

entio

n gr

oup

and

the

con

trol

gro

up (u

sual

car

e) w

as

0.54

(95

% C

I 0.2

2 to

0.8

5; p

≤0.0

1).

Pro

cess

out

com

e: P

atie

nt s

atis

fact

ion

and

ac

cep

tab

ility

usi

ng t

ext

mes

sage

s to

imp

rove

cl

inic

al o

utco

me,

was

96%

aft

er t

he 2

-mon

th

per

iod

.S

econ

dar

y ou

tcom

e: R

educ

tion

in D

BP.

No

maj

or e

ffect

was

ob

serv

ed o

n sy

stol

ic b

lood

p

ress

ure

due

to

reas

onab

ly li

mite

d e

xpos

ure

time

to t

he in

terv

entio

n.O

verv

iew

out

com

e: A

sig

nific

ant

affe

ct w

as

foun

d in

the

inte

rven

tion

grou

p's

ad

here

nce

to s

trok

e m

edic

atio

n. It

was

foun

d t

hat

bei

ng

retir

ed a

nd/o

r un

emp

loye

d, b

eing

ed

ucat

ed

and

with

a h

ighe

r d

osin

g fr

eque

ncy,

wer

e p

ositi

vely

rel

ated

to

the

leve

l of m

edic

atio

n ad

here

nce

foun

d.

By

cust

omis

ing

the

mes

sage

s, t

he p

atie

nts

are

likel

y to

be

mor

e sa

tisfie

d t

o ac

t as

th

ey w

ere

aske

d t

o re

ply

with

a v

ery

sim

ple

re

spon

se. T

ext

mes

sage

s w

ere

cust

omis

ed

for

each

pat

ient

dep

end

ing

on t

heir

med

icat

ion

pre

scrip

tion

(com

par

ed w

ith

just

rec

eivi

ng s

imp

le k

now

led

ge t

rans

fer

mes

sage

s). T

he p

atie

nts

wer

e b

eing

tre

ated

th

eref

ore

as s

ingl

e ca

ses.

Als

o, t

he t

imin

g of

the

mes

sage

s se

nt o

ut a

ccor

din

g to

the

p

atie

nt's

dos

ing

sche

dul

e w

as im

por

tant

in

incr

easi

ng a

dhe

renc

e. T

his

timin

g ta

rget

ed

an a

ctio

n b

ecau

se t

hey

wer

e re

ceiv

ed a

t a

time

app

rop

riate

to

the

per

son.

The

se

mes

sage

s ta

rget

ed b

oth

inte

ntio

nal

non-

adhe

renc

e an

d n

on-i

nten

tiona

l non

-ad

here

nce

by

pro

vid

ing

know

led

ge a

nd

bel

ief c

hang

e m

essa

ges

and

oth

er c

uing

, nu

dgi

ng a

nd r

emin

der

beh

avio

urs

to t

ake

med

icat

ions

. Rem

ind

ers

abou

t b

ehav

iour

w

ere

likel

y to

ent

ice

the

pat

ient

to

take

the

ir m

edic

atio

n al

ong

with

giv

ing

pra

ise

and

en

cour

agem

ent.

Stu

dy

des

ign

issu

es:

Con

tent

and

lang

uage

of i

nter

vent

ion

mes

sage

s ar

e d

esig

ned

on

The

Hea

lth

Bel

ief M

odel

and

Soc

ial C

ogni

tive

Theo

ry.

Yes—

in t

he 2

mo

nths

st

udie

d, a

dhe

r enc

e im

pro

ved

. The

re w

as a

lso

a

slig

ht r

educ

tio

n in

DB

P.

AR

T, a

ntire

trov

iral t

hera

py;

BP,

blo

od p

ress

ure;

DB

P, d

iast

olic

blo

od p

ress

ure;

RC

T, r

and

omis

ed c

ontr

olle

d t

rial;

RR

, Rel

ativ

e R

isk;

SB

P, s

ysto

lic b

lood

pre

ssur

e.

Tab

le 2

C

ontin

ued

on June 15, 2020 by guest. Protected by copyright.

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/B

MJ G

lob Health: first published as 10.1136/bm

jgh-2017-000543 on 6 March 2018. D

ownloaded from

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8 Anstey Watkins J, et al. BMJ Glob Health 2018;3:e000543. doi:10.1136/bmjgh-2017-000543

BMJ Global Health

Tab

le 3

In

terv

entio

n co

mp

onen

ts d

escr

ibed

in r

elat

ion

to e

stab

lishe

d t

heor

y in

all

four

incl

uded

em

piri

cal s

tud

ies

on m

Hea

lth in

Ken

ya, S

outh

Afr

ica,

Hon

dur

as a

nd

Mex

ico

and

Pak

ista

n

Co

mp

one

nts

of

the

inte

rven

tio

nE

xam

ple

to

exp

lain

the

inte

rven

tio

n co

mp

one

nts

fro

m

stud

y in

terv

enti

ons

Est

ablis

hed

the

ory

tha

t re

late

s to

one

of

mo

re o

f th

e in

terv

enti

on

com

po

nent

s

Typ

es o

f in

terv

enti

on

com

po

nent

s us

ed

by

each

stu

dy

auth

or

in t

he d

esig

n o

f th

eir

mH

ealt

h in

terv

enti

on

Form

of c

omm

unic

atio

n

1.

Two-

way

com

mun

icat

ion

2.

Whe

ther

the

com

mun

icat

ion

and

res

pon

se

from

the

hea

lth s

yste

m is

aut

omat

ed o

r no

t (is

the

re a

rea

l per

son

enga

ging

with

th

e p

atie

nt)

3.

Imp

orta

nce

of p

erso

nal c

onta

ct fo

r m

otiv

atio

n an

d s

upp

ort

This

tw

o-w

ay c

omm

unic

atio

n w

hich

is a

utom

ated

or

not

may

ena

ble

the

pro

visi

on o

f sup

por

t. S

upp

ort

is t

he c

onte

nt

whi

ch fl

ows

thro

ugh

the

chan

nel o

f com

mun

icat

ion

and

is

sep

arat

e fr

om t

ype

of c

omm

unic

atio

n.P

atie

nt r

ecei

ves

tailo

red

dig

ital c

ouns

ellin

g an

d fe

edb

ack

afte

r su

bm

ittin

g cl

inic

al m

easu

rem

ents

. Thi

s en

able

s th

e es

tab

lishm

ent

of a

rel

atio

nshi

p w

ith h

ealth

wor

ker

and

in

crea

ses

the

acce

ss t

o th

e su

pp

ort.

The

text

mes

sage

or

voic

e ca

ll m

otiv

ates

the

pat

ient

by

info

rmin

g th

em t

o ea

t m

ore

vege

tab

les

or r

educ

e sa

lt in

take

. The

des

ire t

o ca

rry

out

the

beh

avio

ur c

hang

e or

ad

here

nce

to t

reat

men

t m

otiv

ated

by

thei

r b

elie

fs,

exp

ecta

tions

and

feel

ings

.

1.

Hea

lth C

omm

unic

atio

n Th

eory

/Acc

ess

Fram

ewor

k62:

whe

reb

y us

ing

mH

ealth

enh

ance

s ac

cess

to

sup

por

t fr

om a

hea

lth w

orke

r.2.

In

form

atio

n-M

otiv

atio

n-S

trat

egy

Mod

el63

: whe

reb

y ad

here

nce

to t

reat

men

t re

qui

res

pat

ient

s to

hav

e (1

)In

form

atio

n, (2

) Mot

ivat

ion

and

(3) S

trat

egie

s to

ad

here

to

tre

atm

ent

givi

ng t

he p

atie

nt t

he in

cent

ive

to b

ehav

e ap

pro

pria

tely

and

acc

ord

ing

to t

heir

regi

men

.3.

Th

eory

of I

nter

per

sona

l Rel

atio

nshi

ps64

: whe

reb

y in

terp

erso

nal i

nter

actio

ns b

etw

een

the

pat

ient

and

th

e he

alth

wor

ker

can

help

with

tas

k en

gage

men

t.

This

the

ory

seek

s to

und

erst

and

whi

ch c

hara

cter

istic

s st

reng

then

the

bon

ds

bet

wee

n p

eop

le, e

ncou

rage

em

pat

hy a

nd t

rust

and

cre

ate

a se

nse

of w

ell-

bei

ng

afte

r a

clos

e in

tera

ctio

n to

influ

ence

hum

an m

otiv

atio

n.

The

stro

nger

the

mot

ivat

ion,

the

str

onge

r th

e re

latio

nshi

p b

ecom

es, b

ecau

se e

mp

athy

and

car

e ca

n d

eriv

e fr

om t

he in

terp

erso

nal p

roce

sses

.

Two-

way

com

mun

icat

ion:

Kam

al, L

este

r, P

iett

e,

Bob

row

Aut

omat

ed: B

obro

w, K

amal

Rea

l per

son:

Les

ter,

Pie

tte

Act

iviti

es t

hat

com

mun

icat

ion

chan

nel i

s us

ed

for:

1.

Ob

serv

atio

n2.

P

rovi

din

g in

form

atio

n

Ob

serv

atio

n: P

atie

nt is

ob

serv

ed in

dire

ctly

and

mus

t re

gula

rly s

end

clin

ical

rea

din

gs. I

f the

pat

ient

is b

eing

ob

serv

ed t

his

acts

as

per

suas

ion

to m

aint

ain

mon

itorin

g as

th

ey a

re n

ow a

ccou

ntab

le t

o so

meo

ne.

Info

rmat

ion:

The

tex

t m

essa

ge o

r vo

ice

call

cont

ains

d

isea

se-s

pec

ific

info

rmat

ion

aim

ed a

t in

crea

sing

kn

owle

dge

. Inc

reas

ing

pat

ient

kno

wle

dge

thr

ough

mob

ile

info

rmat

ion

rem

ind

er o

r le

arni

ng m

essa

ges

thro

ugh

reco

mm

end

atio

ns.

1.

Com

mun

icat

ion

for

Per

suas

ion65

: whe

reb

y th

e p

atie

nt

can

be

per

suad

ed b

y a

role

mod

el w

him

the

y fe

el

acco

unta

ble

to.

2.

Hea

lth B

elie

f Mod

el66

: whe

reb

y a

pat

ient

nee

ds

suffi

cien

t m

otiv

atio

n to

mak

e th

e he

alth

issu

e re

leva

nt,

the

bel

ief i

t is

a s

erio

us p

rob

lem

and

to

follo

w a

re

com

men

dat

ion

to r

educ

e th

at t

hrea

t.

Ob

serv

atio

n: L

este

r, P

iett

e

Diff

eren

t ty

pes

of i

nfor

mat

ion

1.

Rem

ind

ers

2.

Ed

ucat

ion/

advi

ce3.

Ta

rget

ed a

ctio

ns4.

P

rais

e an

d e

ncou

rage

men

t

Rem

ind

ers:

Rem

ind

er m

essa

ges

to a

tten

d c

linic

ap

poi

ntm

ents

to

imp

rove

ret

entio

n to

car

e.R

emin

der

mes

sage

s to

tak

e m

edic

atio

n to

incr

ease

ad

here

nce.

Rem

ind

er c

an a

ct a

s a

cue

to a

ctio

n to

stim

ulat

e th

e p

atie

nt in

to a

ctio

n.R

emin

der

s ca

n he

lp t

o re

info

rce

the

pat

ient

s’ t

houg

hts

and

feel

ings

tha

t le

ad t

o th

eir

dec

isio

ns (a

ttitu

de

tow

ard

s b

ehav

iour

).E

duc

atio

n/ad

vice

: If a

pat

ient

list

ens

to e

duc

atio

nal

advi

ce g

iven

by

a he

alth

pro

fess

iona

l via

tex

t or

voi

ce, i

t is

pos

sib

le t

hat

if th

e p

atie

nt is

cap

able

of u

nder

stan

din

g w

hat

they

hav

e re

ad o

r he

ard

, the

y ca

n th

en fo

llow

the

ad

vice

to

chan

ge t

heir

beh

avio

ur.

Targ

eted

act

ions

: Dig

ital m

obile

dec

isio

n-su

pp

ort

is li

kely

to

aid

the

acc

omp

lishm

ent

of g

oals

. Set

ting

a go

al s

uch

as

taki

ng m

edic

atio

n or

ob

serv

ing

a m

ood

sta

te.

Pra

ise

and

enc

oura

gem

ent:

The

tex

t m

essa

ge o

r vo

ice

call

is in

tend

ed t

o p

rom

ote

good

hea

lthily

beh

avio

ur a

nd

mak

ing

the

pat

ient

feel

op

timis

tic 'Y

ou a

re d

oing

wel

l'. If

a

pat

ient

rec

eive

s a

call

or m

essa

ge a

bou

t ad

optin

g a

heal

thy

lifes

tyle

, thi

s p

rom

otes

a b

ehav

iour

al c

hang

e.

1.

Theo

ry o

f Pla

nned

Beh

avio

ur67

: whe

reb

y th

e p

atie

nt is

m

ade

awar

e of

the

ir th

ough

ts a

nd fe

elin

gs t

hat

lead

to

dec

isio

ns.

2.

Cog

nitiv

e Lo

ad T

heor

y68: w

here

by

the

dem

and

s of

a

cert

ain

task

on

the

pat

ient

acc

ount

s fo

r th

eir

own

bel

iefs

, exp

ecta

tions

and

goa

ls o

n th

eir

own

load

p

erce

ptio

ns.

3.

Goa

l Set

ting

Theo

ry69

: whe

reb

y th

e d

ifficu

lty o

f the

tas

k is

med

iate

d b

ecau

se t

he p

atie

nt is

wor

king

tow

ard

s a

goal

. Fee

db

ack

is a

lso

usef

ul.

4.

Sel

f-R

egul

atio

n Th

eory

70: w

here

by

attit

ude

chan

ge c

an

resu

lt w

hen

the

pat

ient

rea

lises

and

ob

serv

es t

heir

own

beh

avio

urs,

whi

ch c

an in

clud

e m

onito

ring

thei

r m

ood

.

Rem

ind

ers:

Kam

al, L

este

r, P

iett

e, B

obro

wE

duc

atio

n/ad

vice

: Pie

tte,

Kam

alP

rovi

sion

of s

upp

ort

com

mun

icat

ion:

Les

ter

Targ

eted

act

ions

: Bob

row

Pra

ise

and

enc

oura

gem

ent:

Kam

al

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BMJ Global Health

helped us to understand how and why each study’s inter-vention design and possible components of the interven-tion may have contributed to the study being effective or not. These theories were then used to help us search for higher-level frameworks (table 4) based on similar theo-ries to those described in table 3.

We found two frameworks to use in our analysis that brought together mechanisms and theories:

COM-B framework,40 designed for Behaviour change, describes the three domains of: Capability: physical skills, knowledge, behavioural regulation and mem-ory, attention and decision process; Opportunity: en-vironmental context, resources and social influences; Motivation: beliefs about consequences, optimism and beliefs about capabilities and reinforcement and emotion.

RFV framework,41 designed for the successful imple-mentation of telecommunications technology health interventions, describes the three domains of: Rela-tionships: with health workers and peer as a means of providing support for behavioural change, feedback and reinforcement; Fit: integration of mHealth into routine and its ease of use into the existing environ-ment and Visibility: to engage in information to medi-ate and motivate self-management tasks and enable enhanced awareness.

COM-B domains provide a framework for under-standing patient behaviours. RFV domains provide a framework to understand how mHealth interventions have been designed to be implemented. The domains of these frameworks include theory relevant to the mech-anisms of action of the interventions in our review. We used these theoretical frameworks to understand what mechanisms, in what context will result in a behaviour change.

The Realist and Meta-Narrative Evidence Syntheses (RAMESES I) reporting standards for realist reviews were followed.33

resultssearch resultsThe process of screening and paper selection resulted in 57 references (PRISMA diagram in figure 2). Of those, 29 papers were assessed for full text eligibility and a total of four studies were eligible for inclusion (table 2).

the studies and their designThe four papers included studies conducted in Paki-stan (Kamal),42 Honduras and Mexico (Piette),43 Kenya (Lester)44 and South Africa (Bobrow).45 The studies focused on specific diseases: stroke (Kamal), hyperten-sion (Bobrow and Piette) and HIV (Lester). Patients were all over 18 years of age. All four study designs were randomised controlled trials with control groups receiving usual standard care, all set in urban health-care settings. Two studies primarily measured clin-ical outcomes (Bobrow and Piette) and two measured

self-reported adherence (Lester and Kamal). The inter-ventions were designed to facilitate communication via mobile phones between the patient and health worker. All interventions involved medication adherence. Two studies had specific subgroup analyses; Piette’s subgroup was low-literate patients with information needs for how to manage high blood pressure; Bobrow’s subgroup was patients over 55 years of age who had good control of blood pressure at the baseline measure and patients on treatment for hypertension for less than 10 years.

The intervention design in three studies was text messages sent weekly to patients (Lester, Bobrow, Kamal). The other study’s intervention was weekly auto-mated phone calls (Piette) (table 2). In two studies, data submitted by patients were interpreted using an automated system (Kamal and Bobrow), whereas in the other two studies, there was engagement with a real health worker (Piette and Lester). In Bobrow’s study, there was an option for the patient to use their phones to initiate a free to user ‘Please Call Me’ request. A health worker did not actually phone the patient back. There was no verbal communication in this instance; instead, this request generated an automated series of responses from the text message delivery system. This design offered trial participants several options including cancelling or moving an appointment, and changing the timing and language of the incoming text messages, whereas in Bobrow’s and Kamal’s studies, the participants predefined when they wanted to receive the message to their phone. This gave them patient choice, as the other studies contacted the patient at a time decided on by the intervention team. In the case of Kamal’s study, when the intervention was described as automated, we had to assume that a health worker was reading the patient’s responses and taking action, especially when the patient had a problem. This was not made explicit in the paper and so it was unclear what the health worker’s role was.

Two studies (Lester and Bobrow), used standardised text messages whereas the other two (Kamal and Piette), used customised messages for each patient (table 2). In Kamal’s study, each patient received tailored text messages with information content about the patients’ individual prescriptions. Likewise, in Piette’s study, the automated calls could be tailored as patients were directly asked to provide blood pressure measurements by using the home monitoring kit, in addition to the patient’s mobile phone. In Lester’s study, they used very indirect ways of assisting patients to monitor as the content of the text messages were aimed at enquiring how they were feeling, without any reference to HIV, whereas in Bobrow’s trial, the information messages did include the words related to the patient’s chronic disease: ‘high blood pills’.

Intervention components and their intended purposeIntervention components were similar across the studies, but the combinations of varying components used were different. Intervention components included reminders, patient observation of health state, motivational

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BMJ Global Health

Tab

le 4

M

echa

nism

s of

cha

nge

(RFV

and

CO

M-B

mec

hani

sms)

evi

den

t in

all

four

incl

uded

em

piri

cal s

tud

ies

on m

Hea

lth in

Ken

ya, S

outh

Afr

ica,

Hon

dur

as a

nd M

exic

o an

d P

akis

tan

RFV

and

CO

M-B

mec

hani

sms

by

stud

y au

tho

r

Inte

rven

tio

n co

mp

one

nts

used

in

eac

h st

udy

Rel

atio

nshi

ps

Fit

Vis

ibili

tyC

apab

ility

Op

po

rtun

ity

Mo

tiva

tio

n

Lest

er e

t al

44 (K

enya

)P

rovi

sion

of

sup

por

t co

mm

unic

atio

n,

Ob

serv

atio

n,

Rem

ind

ers

Wee

kly

com

mun

icat

ion

bet

wee

n p

atie

nt a

nd

nurs

e. Im

por

tanc

e of

p

erso

nal c

onta

ct fo

r m

otiv

atio

n.

Text

mes

sage

sup

por

t se

rvic

e an

d r

emin

der

m

essa

ge a

s ad

diti

on

to e

very

day

rou

tine

with

pat

ient

s w

ho w

ere

alre

ady

pho

ne u

sers

.

Rec

eivi

ng t

he r

emin

der

to

self-

rep

ort

adhe

renc

e to

H

IV t

reat

men

t in

crea

ses

the

awar

enes

s of

the

dis

ease

.

Not

ap

plic

able

If ill

itera

te, t

he H

IV p

atie

nt

mus

t b

e as

sist

ed b

y lit

erat

e p

artn

er (i

f will

ing

to d

iscl

ose

thei

r st

atus

/and

tha

t th

ey

are

on lo

ng t

erm

tre

atm

ent).

R

esp

ond

with

tha

t th

ey

are

doi

ng w

ell o

r ha

ve a

p

rob

lem

to

the

nurs

es.

Reg

ular

co

mm

unic

atio

n w

ith h

ealth

wor

ker

mot

ivat

es p

atie

nt t

o re

mem

ber

to

take

the

ir tr

eatm

ent

and

kee

p o

n to

p o

f the

ir d

isea

se.

Bob

row

et

al45

(Sou

th A

fric

a)R

emin

der

s,

Targ

eted

act

ions

Hea

lth w

orke

r re

latio

nshi

p w

ith

pat

ient

. Jus

t b

y re

ceiv

ing

the

mes

sage

giv

es

the

pat

ient

feel

ing

som

eone

car

es.

Text

mes

sage

as

add

ition

al r

emin

der

sy

stem

. Fun

ctio

n to

re

sche

dul

e ap

poi

ntm

ent

auto

mat

ical

ly v

ia fr

ee

retu

rn t

ext

mes

sage

.

Follo

w a

dhe

renc

e ad

vice

fr

om t

he t

ext

mes

sage

. Tex

t m

essa

ge in

crea

sed

dis

ease

aw

aren

ess,

pro

vid

ed t

ips

for

heal

th a

nd h

elp

ed t

o d

evel

op a

nd r

einf

orce

mor

e ro

bus

t re

min

der

sys

tem

s.

As

abov

e—b

e co

mfo

rtab

le w

ith

the

tech

nolo

gy t

o ac

cess

and

rea

d t

ext-

m

essa

ges.

Op

por

tuni

ty t

o m

ake

chan

ges

to c

linic

tim

es.

Mot

ivat

ion

to r

ead

th

e co

nten

t of

the

m

essa

ges

and

act

on

it: a

dhe

re.

Pie

tte

et a

l43 (H

ond

uras

and

M

exic

o)O

bse

rvat

ion,

R

emin

der

s,

Mot

ivat

ing

educ

atio

n/ad

vice

in

form

atio

n

Rel

atio

nshi

p

bet

wee

n p

atie

nt a

nd

the

kit

sent

to

the

heal

th w

orke

r.

Fits

into

the

ir ev

eryd

ay

lives

bec

ause

the

ki

t is

at

hom

e an

d is

p

urp

osel

y in

tend

ed fo

r th

is in

terv

entio

n.

It re

qui

res

logg

ing

blo

od

pre

ssur

e ev

ery

day

, so

it is

ver

y re

gula

r an

d t

his

inte

ract

ion

mak

es t

he

hyp

erte

nsio

n vi

sib

le in

the

p

erso

n’s

life.

The

per

son

need

s to

und

erst

and

ho

w t

o us

e th

e ne

w t

echn

olog

y in

th

eir

hom

e an

d t

he

confi

den

ce t

o us

e th

e ki

t an

d k

eep

usi

ng it

. Th

ey m

ust

buy

-in

to

why

it is

hel

pin

g th

em

to s

elf-

man

age.

Allo

ws

for

the

opp

ortu

nity

fo

r so

cial

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education/advice, provision of support communica-tion, targeted actions and praise and encouragement. Given the extracted results in table 2, in table 3, we then describe how each intervention’s components relate to theory. We found this midway process useful in helping to define the programme theory.

All except Bobrow’s study required a response from the patient. Instead, the two information groups received information-only messages and the second intervention group also had to the option to interact with the auto-mated message, if desired.

Programme theory: how the intervention was intended to workOnly Bobrow’s study provided a clear statement of the programme theory and how the authors intended their intervention to work (described in full, in another publi-cation46). It was supported by a process evaluation of the study in a paper by Leon.47 The other studies mentioned the theories on which they based their intervention design but did not explicitly explain why they felt their intervention worked. For Kamal and Lester’s studies, we used related published study protocols or supplementary

material to work out their programme theory. The programme theories are reported in table 2.

Programme theory summary from across the four included studies:

All four studies used weekly messages/calls. This was intended to make the patient feel cared for. These in-cluded non-health related information such as ‘Hap-py Birthday’ messages (Bobrow).

In three studies (Lester, Piette and Kamal), a non-re-sponse from the patient or the reporting of poor blood pressure readings triggered a health worker to follow-up the patient. This process of follow-up acted as incentive to the patient to always respond in the specified period (Piette).

In two studies (Bobrow and Kamal), patients were asked, when they wanted to receive the message at a time of day that was relevant to them. This prompted the patient to take action as they had chosen to re-ceive the communication at that specified time.

In Piette’s study, patients had to take their blood pres-sure measurements after a cue to action. The other three studies did not require the patient to take clin-ical measurements as home-monitoring kit was not

Figure 2 PRISMA.

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provided. Also, in Piette’s study, the patient’s report was also sent to a predefined treatment supporter. This was intended to make the patient feel they were accountable to somebody who cares for them. This was the only study to use an external person beyond the patient-health worker.

Two studies (Piette and Kamal) customised the mes-sages to ensure the patient felt more satisfied and to prompt them into action.

In two studies, the text messages required simple quick responses such as ‘Yes or No’ (Kamal) or ‘I am fine’ (Lester). These responses were appropriate as the patient did not have to spend much time replying.

Mechanisms of actionAll four studies used the domains of RFV and COM-B as mechanisms of change to some degree (table 4).

rFVRelationshipThere needs to be personal contact within the relation-ship between the patient and health worker to motivate the patient or the text messages need to be tailored to make the patient feel like someone cares. Fit: The level of how well the mHealth intervention fits into the patient’s daily life is crucial to how they will respond. Visibility: It appears that visibility acts as a mechanism in the studies because the mHealth component’s purpose is to improve monitoring and to therefore make the disease more visible in the patients’ lives, at least once a week.

CoM-bCapability, Opportunity, Motivation=BehaviourThe interpersonal relationship between the patient and health worker created when the mHealth interven-tion is not automated improves the patient’s motiva-tion to feel capable of responding or adhering to their treatment regimen. When the patient feels cared for by the real person who is involved, this leads to change in the patients’ behaviour. When the patient is offered the opportunity to be given information that provides education and advice, this may allow them to engage with the information. This in turn may improve the way they manage their disease, as they feel more capable of doing so. Even automated communication can motivate patients to engage.

In all four studies, the patients engage with the inter-vention components (mHealth resources) by using their own reasoning. Their reasoning is made up of their own motivation and empowerment to respond to the resources. It is this engagement that leads to change and thus improvements in the study’s primary and/or secondary outcomes (table 2, final column). Table 4 summarises the combinations of mechanisms for each intervention.

In Lester’s study, the mHealth components of provi-sion of supportive communication, self-observation and reminders prompted engagement with a health worker

(relationship). This personal contact with the nurse resulted in the patient being motivated to collect their medication from the clinic; otherwise a nurse will check-up on them. This personal contact with the nurse and feeling more supported resulted in the patient being motivated to take their treatment (table 4) and keep on top of their disease management. However, this did not lead to improved adherence in treatment.

In Bobrow’s study, the mHealth components were reminders, opportunity to make changes to appointment times so the patient was able to fit the intervention into their daily life. The text messages increase disease aware-ness and thus its visibility. The mHealth intervention allowed the patient to feel cared for by the nurse and to take more control of their management by having the option to change appointments from their phones. This did not lead to a decrease in blood pressure; however, adherence to medication improved.

In Piette’s study, reminders and motivating educa-tion/advice information prompted engagement with a health worker and treatment supporter (relationship). The patient felt they had empathetic support, especially when the patient had problems. Disease management was made more visible as the patient had to log onto the home-monitoring kit every day. Information messages prompted change in lifestyle. This regular interaction resulted in the opportunity to engage with social support when they needed it. By reading powerful practical messages, this motivated them to reduce salt intake for example. This led to a decrease in blood pressure, partic-ularly in the subgroup.

In Kamal’s study the reminders and motivating educa-tion/advice information were tailored to the individual patients making the patient feel they had a relationship with their health worker, even though the intervention did not have any direct patient–health worker commu-nication. By having to respond to the health worker, this resulted in the quick ‘Yes’ or ‘No’ response message becoming routinised and did not take much of the patient’s time. This led to improved adherence to medi-cation and a slight reduction in diastolic blood pressure. Table 4 summarises which combinations of mechanisms help to determine what is the outcome of the mHealth intervention.

study outcomesAll studies, except Bobrow’s study, achieved their primary outcome. Two studies (Piette and Kamal) had short follow-up periods of 6–8 weeks, respectively. Piette’s inter-vention was effective in decreasing blood pressure and Kamal’s intervention was effective in increasing adher-ence to personalised stroke medication. Two studies (Lester and Bobrow) collected follow-up data at 6 months and 12 months. Lester’s study showed effectiveness of self-reported HIV adherence at both 6 and 12 months and improved viral load suppression at 12 months. Bobrow’s study found a non-significant reduction in systolic blood pressure control compared with usual care at both 6 and

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12 months. There was significant improvement in their secondary outcome of adherence to collecting medica-tion from the clinic.

Variation in outcomes by context-related patient factorsIn Bobrow’s and Lester’s studies, the interventions were more effective for patients early in their disease trajectory. The interventions are likely to have given the patients opportunity to establish disease management routines. In Piette’s study, the intervention was designed to meet the needs of patients with low literacy and the intervention did have greater effect on this subgroup of patients. The intervention is likely to have increased patient knowledge (from a low level) and so increased opportunity for the patient to engage with managing their disease. The inter-vention is likely to have challenged beliefs about disease consequences and about their capability to manage their disease leading to increased motivation. Bobrow’s study found that patients who benefited the most from the mHealth intervention were those with high personal stress caused by multiple psychosocial stressors. The intervention is likely to have provided a structure to their disease management that was lacking in other aspects of their life, increasing their motivation to engage with disease management yet without intruding into other aspects of life. We acknowledge there are certain subgroups that respond particularly well to mHealth interventions (and were under subanalyses within the studies) and where their monitoring improves and why this may be so. Patients with low literacy/high informa-tion needs who require knowledge and support (any information is better than nothing) and older patients who have good blood pressure control and/or have been diagnosed within the past 10 years.

dIsCussIonAll the interventions were effective in terms of improving adherence to monitoring of the long-term condition for which they were designed (HIV, hypertension and stroke management). The interventions in the four studies included different combinations of intervention compo-nents but each one included a reminder. We were able to map all intervention components to RFV and/or COM-B mechanisms. Some interventions focused more on the relationship aspect of care provision and others on moti-vating the patient. Subgroup analysis within three studies suggests that contextual factors moderate the impact of the interventions. In the studies that we reviewed, these factors were patient related: low literacy, high personal stress and time since diagnosis. We found no evidence of moderation by non-patient contextual factors.

Our findings are consistent with those of other inter-national reviews (some within high-income settings). Three systematic reviews found reminders for disease monitoring improve healthcare processes but with education through voice call and text messages, both health outcomes and care processes improve.18 22 23 A

realist review of mobile phone-based health interven-tions for non-communicable disease management in sub-Saharan Africa48 found that patient related contex-tual factors influenced the impact of interventions. Similarly, text messaging used to improve adherence to antiretroviral therapy had more effect for those with at least primary education.49 Taking account of sociocul-tural factors has been shown to influence scale-up and sustainability of mHealth interventions.50 Reviews have found variation in effect depending on how mechanisms were operationalised. For example, weekly reminders worked better than daily reminders, and messages had more impact when they were linked with patient–health worker interaction.17 27 49 51–53 In our review, we were unable to identify variation in impact related to how the mechanisms were operationalised. Our review found no studies where patients received test results or instructions to adjust medication. In high-income countries, interventions have included these aspects of care.18 22 23 Most reviews of use of digital communi-cation with patients in sub-Saharan Africa, comment on the problems of implementation of the communi-cation system, particularly technical and maintenance issues.26–28 54–58 In our included studies, implementation issues had been resolved.

strengths and limitationsA realist approach was methodologically appropriate for our research question. However, we were limited by the design and reporting of the included studies. We do not know whether all of the study authors were aware if their intervention designs included domains of RFV and COM-B as mechanisms of change. Among our included studies, there were no interventions of sufficient simi-larity to allow comparison of outcomes when used in different contexts. Within each study, the authors did not describe variation in the context in which the inter-vention was delivered. This limits our ability to critically examine the programme theory and could weaken the explanatory power of our conclusions.

The lack of detail in the included study interventions may mean we incorrectly interpreted how and why the intervention worked. Only one of the three studies included a process evaluation. Interviews with the study authors would have clarified their programme theory for their intervention. This would possibly deepen our anal-ysis by accounting for the socioecological dimensions of behaviour rather than being individually focused. The studies had limited follow-up over time, so sustainability of intervention use and sustainability of effect is unclear. The lack of evidence on sustainability is recognised as a serious problem in mHealth pilots in low-resource settings.59 The only contextual factors we identified were those measured as patient characteristics and used in subgroup analyses. Also, we may have missed papers for inclusion if we had included non-English papers and extended our search to nursing databases.

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Policy and practice implications and future researchOur review suggests there is potential for improving the monitoring of chronic disease in LMICs using two-way digital communication, although close connection with local care provision is important. Behavioural theory can guide the design of mHealth interventions aimed at changing health behaviours.60 Wong et al33 states that realist reviews reveal ‘what policy makers or practitioners might put in place to change the context or provide resources in such a way as to most likely trigger the right mechanism(s) to produce the desired outcome’. It is important to target interventions where impact is most likely, for example, when a patient has more recently been diagnosed. Other contexts which information based mHealth may contribute are when patients have low literacy and low knowledge about their disease. Patients who are under stressful life situations such as poverty, family bereavement or managing multiple long-term conditions may also be amenable and respond well to mHealth support.

Further research is needed on the tailoring of mHealth interventions to the needs and sociocultural context of the patient. For example, the *STAR2D study61 underway has found that tailoring dietary advice to patient context is appropriate.46

ConClusIonAlthough chronic disease management is a major burden on healthcare providers in low-resource contexts, there is very little evidence for the use of mHealth for improving chronic disease monitoring in these settings and what exists is mainly on medication adherence. The interven-tions that have been evaluated mapped to established behaviour theory though this was not always explicit in their description of their mHealth design. There was little evidence of how context moderated the effect of the intervention, except for contextual factors reflected in patient characteristics such as low literacy, under stress or being early in the disease trajectory.

Acknowledgements We thank Samantha Johnson, Medical Academic Librarian, University of Warwick, UK for support with the review’s search strategy; Professor Geoff Wong, University of Oxford, UK for his realist knowledge; Professor Donald Cole, University of Toronto, Canada for his advice early in the review and the journal reviewers for their comments.

Contributors JAW led the review, the analysis and drafted the paper with support throughout from FG, who also helped define the scope of the review. CH assisted with methodological expertise at the start of the review. JG and FXG-O read various iterations during the review process, giving guidance and advice. KD quality checked the extracted data. All authors provided feedback on the drafts and read and approved the final manuscript.

Funding This review contributed to a PhD thesis called ‘The Vutivi study’ (http:// webcat. warwick. ac. uk/ record= b3045268~ S1), fully funded by the UK’s Economic and Social Research Council (ESRC ES/J500203/1). GE Healthcare Ltd. contributed funding towards research fieldwork costs for the Vutivi Study and played no role in shaping the research for the PhD.

Competing interests None declared.

Patient consent Not required.

Provenance and peer review Not commissioned; externally peer reviewed.

data sharing statement All data will be made available on request.

open Access This is an Open Access article distributed in accordance with the terms of the Creative Commons Attribution (CC BY 4.0) license, which permits others to distribute, remix, adapt and build upon this work, for commercial use, provided the original work is properly cited. See: http:// creativecommons. org/ licenses/ by/ 4. 0/

© Article author(s) (or their employer(s) unless otherwise stated in the text of the article) 2018. All rights reserved. No commercial use is permitted unless otherwise expressly granted.

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