misconduct

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UNITY LAW COLLEGE 1 Created by: Anchit Khokher CONTENTS PAGE TABLE OF CASES……………………………………………….…….01 INTRODUCTION……………………………………………...............03 WHAT IS PROFESSIONAL MISCONDUCT?...................................04 BRIEF FACTS OF THE CASE…………………………………….….07 CONTENTIONS OF THE PARTIES AND JUDGMENT OF THE COURT………………………………….……08 LEGAL PROVISIONS INVOLVED……………………………….…11 CONCLUSION………………………………………………………....13 LEADING CASES OF PROFESSIONAL MISCONDUCT IN INDIA…………………………...…………….….15 BIBILOGRAPHY………………………………………………...........19

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  • UNITYLAWCOLLEGE

    1Createdby:AnchitKhokher

    CONTENTSPAGE

    TABLEOFCASES..01INTRODUCTION...............03WHATISPROFESSIONALMISCONDUCT?...................................04BRIEFFACTSOFTHECASE..07CONTENTIONSOFTHEPARTIESANDJUDGMENTOFTHECOURT.08LEGALPROVISIONSINVOLVED.11CONCLUSION....13LEADINGCASESOFPROFESSIONALMISCONDUCTININDIA.....15BIBILOGRAPHY...........19

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    TABLEOFCASES

    Cases....PageNo

    Bar Council of Maharashtra V. N.V. Dolholkar, AIR 1976 SC 242State (Delhi)..05

    Re Tulsidas Amanmal, AIR 1941 Bombay 228.05

    V.P. Kumaravelu v. Bar Council of India, AIR 1997 SC 1014 05

    Administration) v. Pali Ram, 1979(1) SCR 931.08

    Harish Chandra Tiwari v. Baiju................................................................................................................12

    G.Sridher & Anr. v. State of A.P. 2005(2) RCR(Cri.) 116 A.P....13

    New Delhi Bar Ass. (Regd.) & Ors. v. National Capital Territory of Delhi Govt. of Delhi, 2004(2) RCR (Cri.) 40 Delhi. ...15

    U.O.I. v. Gulshan Bajwa, JT 2003(8) (SC) 440.15

    Raghu Bhai Surabhai Bhawad v. Satish Kumar Ranchhoddas Patel, 2003 Cri.L.J. 3984 Guj. .15

    N. Natrajan v. B. K. Subba Rao, 20003 (2) RCR (Cri. ) 424 (SC)15

    R.N. Sharma Advocate v. state of Haryana , 2003 (3) RCR (Cri) 166 (P&H)..15

    Bar Council of A. P. v Kurapati Satyanarayana, 2003 SCC (Cri.) 155: AIR 2003 SC 175.15

    Ajay Mehta v. State of Karnataka, 2003 (1) RCR (Cri) 429(Karnataka)15

    MCS- Barna v. C.B. Ramanurthy, 2002 (3) RCR (Cri.) 696 (Karnataka).15

    Harish Chander Tiwari v. Baiju, 2002 SCC (Cri,) 294 (SC): AIR 2002 SC 548..16

    Mohd. Khalid v . State of Wst Bangal ,2002 (4) Crimes 160 (SC) 16

    Bhupinder Kumar Sharma v. Bar Ass. Pathankot, Jt 2001 (9) (SC) 480: AIR 2002 SC 41...16

    Mathai v. Principal Distt. & Sessions Judge, 1999 (2) RCR (Cri.) 1 Kerala 1999 (2) RCR (Cri.) 373 (SC)..16

    P.K. Sharma v. Gurdial Singh, AIR 1999 SC 98..16

    Vinay Balchandra Joshi v. Registrar General , supreme Court of India, AIR 1999 SC 107..16

    Bapurao khiddey v. Suman doudey, JT 1999 (1) (SC) 273 : AIR 1999 SC 91616Baldev Singh Dhingra v. madan Lal gupta, 1999 SCC (Cri,) 317: AIR 1999 SC 902.16

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    Balbir Singh v.State of Punjab, 1984 cri. L.J. 42116

    D.S. Dalal v. State Bank of India, 1993 (2) RRR 116: AIR 1993 SC 1608...16

    Giri Raj Parshad Sharma v. Rajasthan Uni. 1987 civil Court Cases 3717

    B. M. Verma v. Uttrakhand Regulatory Commission...............................................................................17

    Court of Its Own Motion v. State.............................................................................................................17

    SC Bar Association v. Union of India......................................................................................................17

    Hikmat Ali khan v. Ishwar prasad arya and ors.......................................................................................17

    Vinay chandra mishra, in re.....................................................................................................................17

    Ex-capt. Harish uppal V. Union of India..................................................................................................17

    Rajendra V. Pai Vs. Alex Fernandes and Ors.........................................................................................17

    Harish Chandra Tiwari v. Baiju................................................................................................................17

    Shambhu Ram Yadav v. Hanuman Das Khatry......................................................................................18

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    INTRODUCTION

    Anadvocateisthemostaccountable,privilegedanderuditepersonofthesocietyandhisact

    arerolemodelforthesociety,whicharenecessarytoberegulated.Professionalmisconduct

    is the behaviour outside the bounds of what is considered acceptable or worthy of its

    membership by the governing body of a profession. Professional misconduct refers to

    disgracefulordishonourableconductnotbefittinganadvocate.[1]

    Generally the legal profession is not a trade or business, its a gracious, the noble, and

    decontaminatedprofessionofthesociety.Membersbelongingtothisprofessionhavenotto

    encourage deceitfulness and corruption, but they have to strive to secure justice to their

    clients.Thecredibilityand reputationof theprofessiondependsupon themanner inwhich

    the members of the profession conduct themselves. Its a symbol of healthy relationship

    betweenBarandBench.Thereisheavyresponsibilityonthoseonwhomdutiesarevested

    bythevirtueofbeingapartofmymostcredibleasplausibleprofessionofthesociety.

    The instant case is a landmark judgment of the Supreme Court of India regarding

    ProfessionalMisconductasenvisagedunderSection35ofTheAdvocatesAct,1961.The

    casecameuptotheSupremeCourtasanappealU/S.38oftheAdvocatesAct,1961beforea

    benchcomprisingofS.C.AgrawalandG.B.Pattanaik,JJ.

    InthepresentcasetheappellanthadbeenheldguiltyofseriousProfessionalMisconductby

    theBarCouncilofindiauponanenquirythroughitsDisciplinaryCommittee.TheSupreme

    Court,onappeal,examinedthesameandcametoaconclusionthattheappellanthadindeed,

    violatedthetrustplaceduponhimandcommittedabreachofhisdutyasanadvocate.Hewas

    heldguiltyofmisconductundertheAdvocatesAct,1961andpunishedwithreprimand.

    Thus the case illustrated a fine point where the judiciary upheld the spirit of law and the

    dignityof theLegalprofession.Thiscasewascited in latercasesasaprecedentwhere the

    issueofmisappropriationorwrongfulretentionoftheclientsmoneywasinvolvedincases

    ofallegedmisconductbytheadvocates.

    [1]www.jurisonline.in/2010/04/professionalmisconduct

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    WHATISPROFESSIONALMISCONDUCT?

    Misconduct: it is a sufficiently wide expression: it is not necessary that it should involve

    moral turpitude.Anyconductwhich inanywayrendersamanunfit for theexerciseofhis

    professionorislikelytohamperorembarrasstheadministrationofjusticemaybeconsidered

    tobemisconductcallingfordisciplinaryaction.Itcannotbesaidthatanadvocatecannever

    bepunishedforprofessionalmisconductcommittedbyhiminhispersonalcapacity.

    TheAdvocatesAct,1961aswellIndianBarCouncilaresilentinprovidingexactdefinition

    for professionmisconduct because of its scope, though underAdvocateAct, 1961 to take

    disciplinary action punishment are prescribed when the credibility and reputation on the

    professioncomesunderacloutonaccountofactsofomissionandcommissionanymember

    oftheprofession.

    Thegeneralmeaningofthewords,professionalorothermisconductsunderSection35of

    Advocatesact,1961ismisconductinprofessionalorothercapacity.

    ThisconcepthasevolvedfromSection13ofLegalPractitionersAct,1879whichhad

    classifiedmisconductofalawyerasfollows:

    1. Pleaderwhotakesinstructionsinanycaseexceptfromthepartyonwhombehalfheis

    retainedorsomepersonwhoistherecognizedagentofsuchpartyorsomeservantor

    relativeorfriendauthorizedbythepartytogivesuchinstructions

    2. Pleaderwhoisguiltyoffraudulentorgrosslyimproperconductinthedischargeofhis

    professionalduties.

    3. Pleaderwhotendersorgivesconsentstotheretentionoutofanyfeeorpayabletohim

    forhisservicesofanygratificationforprocuringorhavingprocuredtheemployment

    inanylegalbusinessofhimselforanyotherpleader

    4. Pleaderwhodirectlyorindirectlyprocuresorattemptstoprocuretheemploymentof

    himself or such pleader through or buy intervention of any person to whom an

    remuneration for obtaining such employment has been given by him or agreed or

    promisedtobesogiven

    5. Pleader who accepts any employment or legal business through a person who has

    beenproclaimedasatoutundersection36

    6. Pleaderwhoisguiltyofanyotherreasonablecause.

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    ChapterVoftheAdvocatesAct,1961dealswiththeConductofAdvocates.Sec35deals

    with provisions pertaining to Punishment to an Advocate in a case of Professional

    misconduct.Subsection1ofSection35providesforthatwhereuponreceiptofacomplaint

    orotherwiseaStatebarCouncilhasreasontobelievethatanyadvocateonitsrollhasbeen

    guilty of professional or other misconducts, it shall refer the case for disposal to its

    DisciplinaryCommittee.

    According to Subsection 1A of Section 35, the State Bar Councilmay, either of its own

    motionoronapplicationmadetoitbyanypersoninterestedtowithdrawaprecedingpending

    beforeitsdisciplinarycommitteeanddirecttheenquirytobemadebyanyotherdisciplinary

    committee of state bar council sec 35(2) provides that disciplinary committee of state bar

    councilshallfixthedateforhearingofthecase,andshallcauseanoticehereoftobegivento

    theadvocateconcernedandAdvocateGeneralofthestate.

    Subsec3ofsec35providesthatdisciplinarycommitteeofstatebarcouncilaftergivingthe

    advocateconcernedandAdvocateGeneralanopportunityofbeingheard,maymakeany

    ofthefollowingorders,namely:

    (a) Dismissthecomplaintor,wheretheproceedingswereinitiatedattheinstanceof

    theStateBarCouncil,directthattheproceedingsbefiled

    (b) Reprimandtheadvocate

    (c) Suspendtheadvocatefrompracticeforsuchperiodasitmaydeemedfit

    (d) RemovethenameoftheadvocatefromtheStaterollofadvocates.

    Sub sec 4 of sec 35 lays down thatWhere an advocate is suspended from practice under

    clause(c) of subsection (3) he shall, during the period of suspension, be debarred from

    practicinginanycourtorbeforeanyauthorityorpersoninIndia.

    Subsec5ofsec35 laysdownthat5)Whereanynotice is issued to theAdvocateGeneral

    undersubsection(2),theAdvocateGeneralmayappearbeforethedisciplinarycommitteeof

    theStateBarCouncileitherinpersonorthroughanyadvocateappearingonhisbehalf.

    InBarCouncilofMaharashtraV.N.V.Dolholkar,AIR1976SC242,theSupremeCourthas

    heldthatonreceiptofcomplaint,thebarcouncilisrequiredtoapplyitsmindtofindoutwhetherthereis any reason to believe that any advocate has been guilty of professional or other

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    misconduct. In thishas, ithasnotbeendone,hence theproceedingbefore thedisciplinarycommittee.[2]

    InReTulsidasAmanmal,AIR1941Bombay228, ithasbeenheldbyBombayHighCourt

    thatthe term misconduct is a sufficiently wide expression. It is not necessary that it shouldinvolvemoralturpitude.Anyconductwithinanywayrendersamanunfitfortheexerciseofhisprofessionalorislikelytohamperorembarrasstheadministrationofjusticebysuperiorcourtoranyof theothercourtssubordinate thereto,maybeconsidered tobemisconductcallingforthedisciplinaryaction.[3]

    The Supreme Court has held in V.P. Kumaravelu v. Bar Council of India, AIR 1997 SC

    1014,that

    grossnegligenceinthedischargeofdutiespartakestheshadesofdelinquencyandwouldundoubtedly amount to professional misconduct. Similarly, a conduct which amounts toderelictionofdutybyanadvocate towardshisclientor towardshiscase,wouldamount toprofessionalmisconduct.Butthenegligencewithoutmoralturpitudeordelinquencymaynotamounttoprofessionalmisconduct,[4]

    [2]www.indiankanoon.org/cached/1959104[3]www.legalserviceindia.com[4]www.manupatrainternational.in

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    BRIEFFACTSOFTHECASE

    1. ThecasecameupasanappealtotheSupremeCourtunderSection38oftheAdvocates

    Act, 1961. Itwas filed by the appellant Prahlad SaranGupta,whowas an advocate

    practicing atGhaziabad.The appealwas filed against the judgment of theDisciplinary

    CommitteeofBarCouncilofIndia.

    2. The Disciplinary Committee had found the appellant guilty of serious professional

    misconductandhadimposedthepunishmentofsuspensionfrompracticeforoneyear.

    3. TheappellantwasappearingforthedecreeholderinthecaseofM/s.AtmaRamNanak

    Chandv.ShriRamContractorintheCourtofCivilJudge,Ghaziabad.

    4. Thereafter, the U.P. State Bar Council received a complaint from Rajendra Prasad, a

    partner of the firm M/s. Atma Ram Nanak Chand wherein he made a number of

    allegationsagainsttheappellant.

    5. TheappellantfiledareplytotheStateBarCouncilanddeniedallsuchallegations.

    6. TheStateBarCouncilthereuponreferredthecasetooneofitsDisciplinaryCommittees

    butthesaidCommitteecouldnotcompletetheproceedingsintheprescribedtimeofone

    year and, therefore, theproceedingswere transferred to theBarCouncilof Indiaunder

    Section 36b of the Act and thereafter the Disciplinary Committee dealt with the

    proceedings.

    7. The Disciplinary Committee has, however, found the appellant guilty of gross

    professionalmisconductonthebasisofitsfindings.

    8. ThusthepresentappealwasfiledunderSection38oftheAdvocatesAct,1961beforethe

    SupremeCourt.

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    CONTENTIONSOFTHEPARTIESANDJUDGMENT

    OFTHECOURT

    The appellant denied having committed any Misconduct, professional or otherwise. He

    challengedtheDisciplinaryCommitteesfindingsonvariouscounts.

    1. DisciplinaryCommitteehadheld theappellantguiltyofprofessionalmisconducton

    thebasisofthechargerelatingtonoticeunderSection80C.P.C.havingbeendrafted

    bytheappellant.Itwasallegedthatsincetheappellantwashimselfastandingcounsel

    fortheRailways,heshouldnthavedraftedanoticeagainstthesame.

    2. ShriR.B.Mehrotra,thelearnedseniorcounselappearingfortheappellantsubmitted

    thattheDisciplinaryCommitteehaderredinitsfinding.Theappellantsubmittedthat

    thesaidchargewasnotcontainedinthecomplaintfiledbythecomplainantandwas

    put forward for the first time before the Disciplinary Committee of the State Bar

    Councilbythecomplainantinhisapplication.

    3. Furthermore, andmore importantly, the request of the appellant for examination of

    thehandwritinginthedraftofthenoticebyanexperttoshowthatthesaiddraftofthe

    noticewas not in the handwriting of the appellantwas rejected by theDisciplinary

    Committee.Thus,theDisciplinaryCommitteewasinerrorinholding,onthebasisof

    a comparison by itself of the admitted handwriting of the appellant with the

    handwritingin,thatthesamewaswrittenbytheappellant.

    4. TheCourtheld thatdespitehavingmadea request to theDisciplinaryCommittee

    forexpertexaminationofhandwriting inorder tocomparehishandwritingwith the

    oneintheNotice,theDisciplinaryCommitteerejectedtherequestandarrivedatsuch

    conclusiononitsown,throughitsowncomparison.

    5. Such rejection of the request was done by the Disciplinary Committee citing the

    reasonthatnousefulpurposewouldbeservedbecause theallegationrelatingto the

    saiddocumentwasnotcontainedoriginallyinthecomplaint.TheCourtruledthatThus, having rejected the request for sending the said document to a handwritingexpert forexaminationontheviewthat thesaidallegationwasnotcontained in thecomplaintasoriginallyfiled,theDisciplinaryCommitteewasinerroringoingintothemerits of the said allegation and furthermore in comparing the writing in the saiddocumentwiththehandwritingoftheappellantwithouttheassistanceoftheopinion

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    ofahandwritingexpertandincomingtotheconclusionthatthesaiddocumentwasinthehandwritingoftheappellant.

    6. The court also made a reference to the judgment in the case of State (Delhi

    Administration)v.PaliRam,1979(1)SCR931[5],whereinitwasheldbytheHonble

    SupremeCourtthatalthough there is no legal bar on the examination of handwriting by a judge, heshould,asamatterofprudenceandcaution,hesitatetobasehisfindingwithregardtotheidentityofahandwritingwhichformsthesheetanchoroftheprosecutioncaseagainstapersonaccusedofanoffencesolelyoncomparisonmadebyhimself.Itis,therefore,notadvisablethataJudgeshouldtakeuponhimselfthetaskofcomparingtheadmittedwritingwiththedisputedonetofindoutwhetherthetwoagreewitheachotherandtheprudentcourseistoobtaintheopinionandassistanceofanexpert.''[P.944]

    7. Thecourttherefore,ruledagainstthefindingoftheDisciplinaryCommitteethatthe

    appellantwasguiltyof seriousprofessionalmisconductdue tohimhavingprepared

    thedraftNoticeU/S.80C.P.C.whichwasserved to theRailways.Thecourtstated

    that, this offence was of quasicriminal nature and hence, required proof beyond

    reasonabledoubt,whichcouldonlyhavebeenestablishedthroughtheaidofanexpert

    inordertocomparethehandwriting.

    8. TheCourt further rejected thebarCouncils finding that theappellantwasguiltyof

    misconductwithregardtothelettersent toShriV.K.Gupta.Thecourtheldthatno

    reliancecouldbeplacedontheevidenceofShriRamthat theappellanthadhanded

    overthatletter(addressedtoShriV.K.Gupta,Advocate,atAllahabad)toShriRam

    for the purpose of his obtaining stay of execution proceedings from theAllahabad

    HighCourt,inwhichtheappellantwasengagedonbehalfoftheDecreeholder.

    9. The only count on which the Court did find the appellant guilty of Professional

    Misconductwas regarding thewithholding of themoney due to theDecree holder.

    The appellantwrongfully retainedRs. 1,500/with himself,whichwere due to the

    decreeholder.

    10. Theappellantclaimedthatthatthesaidsumwasplacedwithhimbyboththeparties,

    namely, ShriNanakChand, partner of firmM/s.AtmaRamNanakChand (decree

    holder),andShriRam(judgmentdebtor)inconnectionwithasettlementwhichwas

    beingnegotiatedbetweenthem,andthattheappellantrefusedtopaythesaidmoney

    [5]AIR1979SC14:SCR931

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    tothedecreeholder,forthereasonthatitcouldbepaidonlyifajointreceiptofboth

    thepartieswashandedovertohim.

    11. ThiswasrejectedbytheSupremeCourt.Evenwhensuchproposedsettlementdidnot

    fructify, the appellant did not return the amount ofRs. 1,500/ either to the decree

    holder or to the judgment debtor and continued to retain the samewith him till he

    depositeditinthecourtonMay2,1978.

    12. TheCourtfurtherobservedthattheordersheetoftheexecutioncaseshowsthatthe

    proceedingshadterminatedonApril4,1978,whereas,theamountwasreturnedonly

    onMay2,1978whenhedepositeditinthecourt.

    13. The Court held that this was not in consonance with the standards of professional

    ethicsexpectedfromaseniormemberoftheprofessionandamountedtoProfessional

    MisconductforhishavingwrongfullyretainedRs.1,500/whichhadbeenkeptwith

    himinconnectionwiththesettlementintheexecutionproceedings.

    14. TheCourtfurtherorderedapunishmentofreprimandtobeimposedontheappellant

    forthesaidmisconductonhispart.

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    LEGALPROVISIONSINVOLVED

    THEADVOCATESACT,1961

    CHAPTERV:SEC35

    PUNISHMENTOFADVOCATESFORMISCONDUCT

    (1) Where on receipt of a complaint or otherwise a State Bar Council has reason to

    believethatanyadvocateitsrollhasbeenguiltyofprofessionalorothermisconduct,

    itshallreferthecasefordisposaltoitsdisciplinarycommittee.

    [(1A)TheStateBarCouncilmay,eitherofitsownmotionoronapplicationmadeto

    it by any person interested, withdraw a proceeding pending before its disciplinary

    committeemiddirecttheinquirytobemadebyanyotherdisciplinarycommitteeof

    thatStateBarCouncil]

    (2) ThedisciplinarycommitteeofaStateCouncilshallfixadatefor thehearingof the

    caseandshallcauseanoticethereoftobegiventotheadvocateconcernedandtothe

    AdvocateGeneraloftheState.

    (3) The disciplinary committee of a State Bar Council after giving the advocate

    concernedandtheAdvocateGeneralanopportunityofbeingheard,maymakeanyof

    thefollowingorders,namely:

    (a) Dismissthecomplaintor,wheretheproceedingswereinitiatedattheinstance

    oftheStateBarCouncil,directthattheproceedingsbefiled

    (b) Reprimandtheadvocate

    (c) Suspendtheadvocatefrompracticeforsuchperiodasitmaydeemedfit

    (d) RemovethenameoftheadvocatefromtheStaterollofadvocates.

    (4) Where an advocate is suspended frompracticeunder clause(c) of subsection (3) he

    shall, during the period of suspension, be debarred from practicing in any court or

    beforeanyauthorityorpersoninIndia.

    (5) Where any notice is issued to the AdvocateGeneral under subsection (2), the

    AdvocateGeneral may appear before the disciplinary committee of the State Bar

    Councileitherinpersonorthroughanyadvocateappearingonhisbehalf.

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    2[Explanation.Inthissection1[Section37andSection38]theexpressionAdvocateGeneral'

    and'AdvocateGeneraloftheState'shall,inrelationtotheUnionterritoryofDelhi,meanthe

    AdditionalSolicitorGeneralofIndia].

    1.OmittedbyActNo.107of19762.Ins.byActno.21of1964.

    CHAPTERV:SEC38

    APPEALTOTHESUPREMECOURT

    Anypersonaggrievedbyanordermadeby'thedisciplinarycommitteeoftheBarCouncilof

    IndiaunderSection36orSection371[ortheAttorneyGeneralofIndiaortheAdvocate

    GeneraloftheStateconcernedasthecasemaybe],withinsixtydaysofthedateonwhichthe

    orderiscommunicatedtohim,preferanappealtotheSupremeCourtandtheSupremeCourt

    maypasssuchorder1[includinganordervaryingthepunishmentawardedbythedisciplinary

    committeeoftheBarCouncilofIndia]thereonasitdeemsfit:

    1[ProvidedthatnoorderofthedisciplinarycommitteeoftheBarCouncilofIndiashallbe

    variedbytheSupremeCourtsoastoprejudiciallyaffectthepersonaggrievedwithoutgiving

    himareasonableopportunityofbeingheard.]

    1.Ins.byActNo.60of1973.

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    CONCLUSION

    Theroleofthelawyersinthesocietyisofgreatimportance.Theybeingpartofthesystemof

    deliveringjustice,holdgreatreverenceandrespectinthesociety.Eachindividualhasawell

    definedcodeof conductwhichneeds tobe followedby theperson living in the society.A

    lawyer, in discharging his professional assignment has a duty to his client, a duty to his

    opponent,adutytothecourt,adutytothesocietyatlargeandadutytohimself[6].Itneeds

    a high degree of probity and poise to strike a balance and arrive at the place of righteous

    stand,moreso,whenthereareconflictingclaims.

    While discharging duty to the court, a lawyer should never knowingly be a party to any

    deception,designorfraud.Whileplacingthelawbeforethecourtalawyerisatlibertytoput

    forthapropositionandcanvassthesametothebestofhiswitsandabilitysoastopersuade

    anexpositionwhichwouldservetheinterestofhisclientandthesociety.

    In the instant case, theHonbleSupremeCourt of India examined in detail the charges of

    professionalmisconductlevelledagainsttheappellant.Hewasfoundtohavebeenguiltyof

    thesameashewrongfullywithheldandretainedtheamountsduetotheDecreeholderwith

    himselfanddelayedpayingitinspiteofdemands.

    Thus, he breached his position of trust which the client had placed on him. This form of

    conduct is not worthy of an advocate and hence, the Court ordered that the penalty of

    reprimand be imposed upon him. Therefore the appeal was partly allowed. While the

    appellantwasexoneratedonothercountsmentioned in thecomplaint regardinghisalleged

    misconduct, he was at the same time, held guilty on just one of them, being wrongfully

    withholdingthedecreeholdersmoney.

    Eveninlatercases,theSupremeCourthasviewedsuchretentionoftheclientsmoneytobe

    thegravest form ofmisconduct. In the case ofHarishChandraTiwari v. Baiju [7], the

    courtheldthatamongthedifferenttypesofmisconductenvisagedforalegalpractitioner,misappropriationoftheclientsmoneymustberegardedasoneofthegravest.Inthis

    [6]www.jurisonline.in/2010/04/professionalmisconduct[7]2002SCC(Cri,)294(SC):AIR2002SC548

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    professional capacity the legal practitioner has to collect money from the client towardsexpenses of the litigation, or withdrawmoney from the court payable to the client or takemoneyoftheclienttobedepositedincourt.Inallsuchcases,whenthemoneyoftheclientreaches his hand it is a trust. If a public servantmisappropriatesmoney he is liable to bepunishedunderthepresentPreventionofCorruptionAct,with imprisonmentwhichshallnotbe less than one year. He is certain to be dismissed from service. But if an advocatemisappropriatesmoneyoftheclientthereisnojustificationindeescalatingthegravityofthemisdemeanour. Perhaps the dimension of the gravity of such breach of trust would bemitigated when themisappropriation remained only for a temporary period. Theremay bejustificationtoawardalesserpunishmentinacasewherethedelinquentadvocatereturnedthemoneybeforecommencingthedisciplinaryproceedings.

    Thusthestrictestmeasuresneedtobeundertakentopreventandpunishsuchinstancesfrom

    takingplaceandbreaching thehealthyatmosphere requiredby the legal system to flourish

    smoothlywithmutualtrust.

    The legalprofession is a solemnand seriousoccupation. It is anoblecallingandall those

    whobelongtoitareitshonorablemembers.Althoughtheentrytotheprofessioncanbehad

    acquiringmerelythequalificationoftechnicalcompetence,thehonorasaprofessionalhasto

    bemaintainedbyitsmembers,bytheirexemplaryconductbothinandoutsidethecourt.

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    LEADINGCASESOFPROFESSIONALMISCONDUCTININDIA

    1. Nonappearanceofthecounselinthecaseisprofessionalmisconduct.Forwithdrawalnotice to theclientbegiven.G.Sridher&Anr.v.StateofA.P.2005(2)RCR(Cri.)116A.P.

    2. Falseaffidavitbydeponentclientregardingtheage.Theadvocatehasnoresponsibility.NewDelhiBarAss.(Regd.)&Ors.v.NationalCapitalTerritoryofDelhiGovt.ofDelhi,2004(2)RCR(Cri.)40Delhi.

    3. AdvocatesActStatecanappointmorethanoneaddl.AdvocateGeneralsofitschoice.Thisappointmentisnotconstitutional,ratheritisexecutive.M.T.Khanv.Govt.ofA.P.,JT2004(1)(SC)146:AIR2004SC2934

    4. AllegationsbytheadvocateagainsttheJudgesinReviewpetitionafterdismissalofSLP,matterreferredtotheBarCounselofIndiafornecessaryaction.U.O.I.v.GulshanBajwa,JT2003(8)(SC)440.

    5. DutyofadvocateOneshouldnotreferajudgmentalreadyoverruledandthatthereisnoother judgment by larger bench.Raghu Bhai Surabhai Bhawad v. Satish KumarRanchhoddasPatel,2003Cri.L.J.3984Guj.

    6. Referringwrong arguments or Changing stand at different stages of proceedings is nooffence covering the application of s. 195 Cr. P.C.N. Natrajan v. B. K. Subba Rao,20003(2)RCR(Cri.)424(SC):AIR2003SC541:2003Cri.L.J.820.ReviewOrderalreadypassedbytheBarCouncilcanbereviewedevenafter60days.Licencecancelledisrestored.JT2003(4)(SC)435.B

    7. An advocate is an officer of theCourt and legal profession is not a trade or business,ratheritisanofficerofthecourtandlegalprofessionisnotatradeorbusinessratheritisanobleprofessionandadvocateshave tostrive tosecure justice for theirclientswithinlegally permissible limits.R.N. Sharma Advocate v. state of Haryana , 2003 (3) RCR(Cri)166(P&H).

    8. StateBarcouncilhasquasijudicialpoweranditalsoperformtheroleoftheprosecutorandhence,iscompetenttofileappealbeingaggrievedpersonagainstthejudgmentoftheBarcouncilof India.BarCouncilofA.P.vKurapatiSatyanarayana,2003SCC(Cri.)155:AIR2003SC175.

    9. S. 303Cr. P.CMemo of appearance is sufficient in criminal case.Vakalatname is notnecessary like the civil case.Ajay Mehta v. State of Karnataka, 2003 (1) RCR (Cri)429(Karnataka).

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    10. Advocate cannot argue his own case as an advocate but he can argue his case whileappearing inpersonasgeneralpublic.MCSBarnav.C.B.Ramanurthy,2002 (3)RCR(Cri.)696(Karnataka).

    11. Rs. 8118 received by the counsel on behalf of his client and kept with him. Thenproduced forgeddocuments to establish thathehaspaid theamount.Licencecancelledpermanently.HarishChanderTiwariv.Baiju,2002SCC(Cri,)294(SC):AIR2002SC548.

    12. AdvocatesActUndue adjournments of the case is an abuse of the process and also amisconduct.Mohd.Khalidv.StateofWstBangal,2002(4)Crimes160(SC).

    13. ProfessionalMisconductRunningofSTD/Photocopierinthenameofadvocate.Licensecancelledfor5year.BhupinderKumarSharmav.BarAss.Pathankot,Jt2001(9)(SC)480:AIR2002SC41.

    14. Third person an on advocate can represent a party without being general power ofattorneyofthepartywiththepriorpermissionoftheCourtwhichhastobeobtainedbythepartyandnotbythethirdperson.Mathaiv.PrincipalDistt.&SessionsJudge,1999(2)RCR(Cri.)1Kerala1999(2)RCR(Cri.)373(SC).

    15. Merelyownershipoftaxiinhisnameofanadvocateisnotsufficientwithouthispersonalengagementinbusiness.P.K.Sharmav.GurdialSingh,AIR1999SC98.

    16. Supreme Court Rules for the allotment of the chambers of the advocates, VinayBalchandraJoshiv.RegistrarGeneral,supremeCourtofIndia,AIR1999SC107.

    17. The disciplinary committee cannot dealt with the matter of an Advocate who wastreasurerofsomesocietyandtheallegationwasofnoaccounting.Bapuraokhiddeyv.Sumandoudey,JT1999(1)(SC)273:AIR1999SC916.

    18. AdvocatesActwillnotbeapplicableonanadvocateduringtheperiodofthesuspensionof his licence .BaldevSinghDhingra v.madanLal gupta, 1999SCC (Cri,) 317:AIR1999SC902

    19. The accused who is an advocate can represent his coaccused in the capacity of theadvocateinacriminalcasetillthelicenceoftheaccusedadvocateisinexistence2(1997)CCR536:AIR1980Orissa143.

    20. ActiontakenbythedisciplinarycommitteeoftheBarCouncilofIndiaistobechallengedinSupremecourtU/S.38of theAdvocateActandorder5of theSupremeCourtrules,1966.1997(2)supreme294.

    21. Identificationofapersonbyanadvocateofapersoningoodfaithwithoutanypersonalbenefit is nooffenceunder the IndianPenal code .Mensrea is amust.BalbirSinghv.StateofPunjab,1994(3)RCR486(P&H):1994CCCase231:1994(2)CCI749:1995(1)CCCase97HC.BalbirSinghv.StateofPunjab,1984cri.L.J.421.

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    22. Feeschargedbytheadvocatebutsuitnotfield.Itamountstomisappropriationofamount.D.S.Dalalv.StateBankofIndia,1993(2)RRR116:AIR1993SC1608.

    23. MisconductAppearanceofanothercounselinthecasewithoutobtainingthepermissionofthecounselalreadyengagedbytheclient.itismisconductonthepartortheadvocateappearingafresh.GiriRajParshadSharmav.RajasthanUni.1987civilCourtCases37.

    24. ContemptOfCourtAsMisconduct B.M.Vermav.UttrakhandRegulatoryCommission[8]courtnotedthat,itwasgiven

    thewidepowersavailablewithaCourtexercisingcontemptjurisdiction,courtquotedseveralheDelhiHC,

    CourtofItsOwnMotionv.State[9],giventhewidepowersavailablewithaCourtexercisingcontemptjurisdiction,itcannotaffordtobehypersensitiveandtherefore,atrivialmisdemeanorwouldnotwarrantcontemptaction.

    SCBarAssociationv.UnionofIndia[10]Circumspectionisallthemorenecessary,theCourtisineffectthejury,thejudgeandthehangman

    M.R.ParasharH.L.SehgalitwasobservedthattheCourtisalsoaprosecutor.

    25. AttemptOfMurderHikmatAlikhanv.Ishwarprasadaryaandors[11],AttemptingtocommitmurderpunishableunderSection307,IPC.Thegravityofthemisconductcommittedshowsthatheisunworthyofremainingintheprofession.Themisconduct,calledfortheimpositionofthepunishmentofremovalofthenameofrespondentfromtheStaterollunderSection35oftheAdvocateAct.

    26. MisbehaviourAsMisconductVinaychandramishra,inre[10]factssenioradvocateshout&insultthejudgeSohewassentencedtosimpleimprisonmentforaperiodofsixweeksandheshallstandsuspendedfrompractisingasanadvocateforaperiodofthreeyears.

    27. StrikeAsMisconductExcapt.HarishuppalV.UnionofIndia[11]Whetherthelawyershavearighttostrike?CourtcannotpenaliseanyAdvocateforthismisconductasthepowertodisciplineisnowexclusivelywiththeBarCouncils.

    28. SolicitationOfProfessionalWorkRajendraV.PaiVs.AlexFernandesandOrs.[12]Theappellantshouldnothaveindulgedintoprosecutingordefendingalitigationinwhichhehadapersonalinterestinviewofhisfamilypropertybeinginvolved.

    29. BreachOfTrustByMisappropriatingTheAssetOfClientHarishChandraTiwariv.Baiju[13]Courtheldthatamongthedifferenttypesofmisconductenvisagedforalegalpractitionermisappropriationoftheclientsmoneymustberegardedasoneofthegravest.

    [8]AppealNo.156of2007[9]151(2008)DLT695(Del.,DB)[10](1998)4SCC409[11][1997]RDSC87[12]AIR2002SC1808[13]2002SCC(Cri,)294(SC):AIR2002SC548

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    30. InformingAboutBribe:MisconductShambhuRamYadavv.HanumanDasKhatry,[14]Nameshouldbestruckofffrom,therollofadvocatesmaintainedbytheBarCouncilofRajasthan.CourtimposeacostofRs.5,000/.

    [14](2001)6SCC1.165

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    BIBLOGRAPHY

    PrassadAnirudh,PrinciplesoftheethicsoflegalprofessioninIndia:

    accountancyforlawyersandbenchbarrelationsincludingcontemptof

    court,JaipurUniversityBookHouse,2004.

    Rai.K.,Historyofcourts,legislature&legalprofessioninIndia,

    Faridabad:AllahabadLawAgency,1985.

    www.jurisonline.in/2010/04/professionalmisconduct

    www.indiankanoon.org/cached/1959104

    www.legalserviceindia.com

    www.manupatrainternational.in

    AIR1979SC14:SCR931

    www.jurisonline.in/2010/04/professionalmisconduct

    2002SCC(Cri,)294(SC):AIR2002SC548

    AppealNo.156of2007

    151(2008)DLT695(Del.,DB)

    (1998)4SCC409

    [1997]RDSC87

    AIR2002SC1808

    2002SCC(Cri,)294(SC):AIR2002SC548

    (2001)6SCC1.165