national society of compliance professionals (nscp) · appreciate the flexibility afforded by the...

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Page 1: National Society of Compliance Professionals (NSCP) · appreciate the flexibility afforded by the Commission in permitting advisers to use alternative ways to present specific investment
Page 2: National Society of Compliance Professionals (NSCP) · appreciate the flexibility afforded by the Commission in permitting advisers to use alternative ways to present specific investment
Page 3: National Society of Compliance Professionals (NSCP) · appreciate the flexibility afforded by the Commission in permitting advisers to use alternative ways to present specific investment
Page 4: National Society of Compliance Professionals (NSCP) · appreciate the flexibility afforded by the Commission in permitting advisers to use alternative ways to present specific investment
Page 5: National Society of Compliance Professionals (NSCP) · appreciate the flexibility afforded by the Commission in permitting advisers to use alternative ways to present specific investment
Page 6: National Society of Compliance Professionals (NSCP) · appreciate the flexibility afforded by the Commission in permitting advisers to use alternative ways to present specific investment