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Neoadjuvant Chemotherapy and Surgical Management of the A Published on Cancer Network (http://www.cancernetwork.com) Neoadjuvant Chemotherapy and Surgical Management of the Axilla in Breast Cancer: A Review of Current Data Review Article [1] | October 15, 2015 | Oncology Journal [2], Breast Cancer [3] By Nicholas Manguso, MD [4], Alexandra Gangi, MD [5], and Armando E. Giuliano, MD, FACS [6] This review will discuss the current status of surgical management of the axilla for patients treated with neoadjuvant chemotherapy. Introduction Surgical management of the axilla in breast cancer has evolved greatly in the last 20 years. Sentinel lymph node biopsy (SLNB), which was first investigated in the early 1990s, has replaced routine axillary lymph node dissection (ALND), with its associated greater morbidity.[1] SLNB provides accurate assessment of nodal status and crucial staging information, it guides additional therapies, and it may replace ALND in a subset of node-positive patients. Neoadjuvant chemotherapy is increasingly used in the treatment of locally advanced breast cancer, inflammatory breast cancer, large cancers that would otherwise prevent breast-conserving surgery, and some small cancers with aggressive features. In addition, neoadjuvant chemotherapy provides an in vivo evaluation of chemosensitivity to specific agents, as well as assessment of tumor response and potential need for postoperative therapy.[2,3] Neoadjuvant chemotherapy has survival outcomes similar to those of adjuvant chemotherapy; it may be used for some pathologically node-negative patients and in any patient for whom chemotherapy is planned.[2,4] While there are many obvious advantages to neoadjuvant chemotherapy, a major disadvantage is the confounding of axillary staging, since as many as 40% of patients may convert from pathologically node-positive to pathologically node-negative.[3] For some patients with limited sentinel node metastases, SLNB, as compared with ALND, has achieved equivalent locoregional recurrence, disease-free survival (DFS), and overall survival (OS) results, without the added morbidity of ALND.[5] However, the role and timing of SLNB, management of the axilla, and technical aspects of the procedure in patients treated with neoadjuvant chemotherapy are matters of controversy. Although data on SLNB and neoadjuvant chemotherapy are accumulating, the value of SLNB in relation to long-term outcomes remains to be seen. This review will discuss the current status of surgical management of the axilla for patients treated with neoadjuvant chemotherapy. Downstaging After Neoadjuvant Chemotherapy A number of large randomized studies have shown neoadjuvant chemotherapy to be equivalent to adjuvant chemotherapy with respect to DFS and OS.[3,6-8] In addition, these trials looked at locoregional control after neoadjuvant chemotherapy and indicated that about 10% to 30% of patients who were thought to require mastectomy before neoadjuvant chemotherapy were able to undergo breast-conserving surgery after neoadjuvant chemotherapy.[3,7] In the National Surgical Adjuvant Breast and Bowel Project (NSABP) B-18 trial, one of the early large randomized studies, Fisher et al found that patients who received neoadjuvant chemotherapy had an overall 12% increase in breast-conserving surgery. A majority of patients converting from mastectomy to lumpectomy in this study initially presented with tumors larger than 5 cm.[3] van der Hage et al found a 23% conversion rate from mastectomy to lumpectomy, further demonstrating the utility of neoadjuvant chemotherapy in downstaging primary breast tumors.[7] Known biologic factors can help determine which patients are most likely to be downstaged after neoadjuvant chemotherapy to allow for breast-conserving surgery. Patients with high-grade breast tumors that are estrogen receptor (ER)-negative and/or human epidermal growth factor receptor 2 (HER2)-positive have a higher likelihood of pathologic complete response (pCR) to neoadjuvant chemotherapy. Rouzier et al found that patients with ER-positive, HER2-negative luminal tumors had only a 6% pCR rate with paclitaxel, fluorouracil, doxorubicin, and cyclophosphamide neoadjuvant Page 1 of 8

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Page 1: Neoadjuvant Chemotherapy and Surgical Management of the ...Surgical management of the axilla in breast cancer has evolved greatly in the last 20 years. Sentinel lymph node biopsy (SLNB),

Neoadjuvant Chemotherapy and Surgical Management of the Axilla in Breast Cancer: A Review of Current DataPublished on Cancer Network (http://www.cancernetwork.com)

Neoadjuvant Chemotherapy and Surgical Management of theAxilla in Breast Cancer: A Review of Current DataReview Article [1] | October 15, 2015 | Oncology Journal [2], Breast Cancer [3]By Nicholas Manguso, MD [4], Alexandra Gangi, MD [5], and Armando E. Giuliano, MD, FACS [6]

This review will discuss the current status of surgical management of the axilla for patients treatedwith neoadjuvant chemotherapy.

Introduction

Surgical management of the axilla in breast cancer has evolved greatly in the last 20 years. Sentinellymph node biopsy (SLNB), which was first investigated in the early 1990s, has replaced routineaxillary lymph node dissection (ALND), with its associated greater morbidity.[1] SLNB providesaccurate assessment of nodal status and crucial staging information, it guides additional therapies,and it may replace ALND in a subset of node-positive patients.

Neoadjuvant chemotherapy is increasingly used in the treatment of locally advanced breast cancer,inflammatory breast cancer, large cancers that would otherwise prevent breast-conserving surgery,and some small cancers with aggressive features. In addition, neoadjuvant chemotherapy providesan in vivo evaluation of chemosensitivity to specific agents, as well as assessment of tumor responseand potential need for postoperative therapy.[2,3]Neoadjuvant chemotherapy has survival outcomes similar to those of adjuvant chemotherapy; it maybe used for some pathologically node-negative patients and in any patient for whom chemotherapyis planned.[2,4] While there are many obvious advantages to neoadjuvant chemotherapy, a majordisadvantage is the confounding of axillary staging, since as many as 40% of patients may convertfrom pathologically node-positive to pathologically node-negative.[3]For some patients with limited sentinel node metastases, SLNB, as compared with ALND, hasachieved equivalent locoregional recurrence, disease-free survival (DFS), and overall survival (OS)results, without the added morbidity of ALND.[5] However, the role and timing of SLNB, managementof the axilla, and technical aspects of the procedure in patients treated with neoadjuvantchemotherapy are matters of controversy. Although data on SLNB and neoadjuvant chemotherapyare accumulating, the value of SLNB in relation to long-term outcomes remains to be seen. Thisreview will discuss the current status of surgical management of the axilla for patients treated withneoadjuvant chemotherapy.

Downstaging After Neoadjuvant Chemotherapy

A number of large randomized studies have shown neoadjuvant chemotherapy to be equivalent toadjuvant chemotherapy with respect to DFS and OS.[3,6-8] In addition, these trials looked atlocoregional control after neoadjuvant chemotherapy and indicated that about 10% to 30% ofpatients who were thought to require mastectomy before neoadjuvant chemotherapy were able toundergo breast-conserving surgery after neoadjuvant chemotherapy.[3,7] In the National SurgicalAdjuvant Breast and Bowel Project (NSABP) B-18 trial, one of the early large randomized studies,Fisher et al found that patients who received neoadjuvant chemotherapy had an overall 12%increase in breast-conserving surgery. A majority of patients converting from mastectomy tolumpectomy in this study initially presented with tumors larger than 5 cm.[3] van der Hage et alfound a 23% conversion rate from mastectomy to lumpectomy, further demonstrating the utility ofneoadjuvant chemotherapy in downstaging primary breast tumors.[7]Known biologic factors can help determine which patients are most likely to be downstaged afterneoadjuvant chemotherapy to allow for breast-conserving surgery. Patients with high-grade breasttumors that are estrogen receptor (ER)-negative and/or human epidermal growth factor receptor 2(HER2)-positive have a higher likelihood of pathologic complete response (pCR) to neoadjuvantchemotherapy. Rouzier et al found that patients with ER-positive, HER2-negative luminal tumors hadonly a 6% pCR rate with paclitaxel, fluorouracil, doxorubicin, and cyclophosphamide neoadjuvant

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Page 2: Neoadjuvant Chemotherapy and Surgical Management of the ...Surgical management of the axilla in breast cancer has evolved greatly in the last 20 years. Sentinel lymph node biopsy (SLNB),

Neoadjuvant Chemotherapy and Surgical Management of the Axilla in Breast Cancer: A Review of Current DataPublished on Cancer Network (http://www.cancernetwork.com)

chemotherapy, compared with 45% for HER2-positive or basal-like tumors.[9]The NeoSphere trial investigated the single and combination use of pertuzumab and/or trastuzumabwith or without docetaxel in HER2-positive breast cancer. Of the 417 patients randomly assigned tothe different arms, 45.8% of patients receiving both pertuzumab and trastuzumab plus docetaxelhad a pCR, compared with 29% of those treated with trastuzumab plus docetaxel, 24% of those whoreceived pertuzumab and docetaxel, and 16.8% of those who received only trastuzumab andpertuzumab (P = .0141).[6] Continually increasing pCR is expected with further improvements insystemic therapy.

Nodal response to neoadjuvant chemotherapy

Multiple studies have shown that neoadjuvant chemotherapy can downstage node-positive axillae aswell as tumors in the breast, with pCR seen in as many as 40% of patients who were initiallynode-positive but became node-negative with chemotherapy.[3,4,10] Furthermore, in patients withHER2-positive tumors, the addition of anti-HER2 agents (trastuzumab and pertuzumab) has furtherimproved axillary pCR.[6,11]Specifically, NSABP B-18 not only examined DFS and OS in patients who received neoadjuvantchemotherapy compared with those treated with adjuvant chemotherapy (the chemotherapyregimen was 4 courses of doxorubicin and cyclophosphamide), but also the effect of neoadjuvantchemotherapy on pathologic and clinical response, axillary downstaging, and conversion frommastectomy to breast-conserving surgery. The study included 747 patients treated with neoadjuvantchemotherapy, of whom 185 had evaluable axillary disease. Of the 185 patients with axillarymetastases, 89% had a clinical nodal response to chemotherapy: 73% had a complete clinicalresponse, 16% had a partial clinical response, and 32% had a pCR.[3] Kuerer et al evaluated 191patients with axillary lymph node metastases who were treated with doxorubicin and subsequentlyunderwent axillary dissection; 23% of the patients demonstrated a nodal pCR.[4] Additionally,Hennessy et al assessed 403 patients with known axillary nodal metastases prior to neoadjuvantchemotherapy and found that 22% of patients achieved pCR. On further analysis, pCR was apredictor of both recurrence-free survival (RFS; 87% in patients with pCR vs 60% in patients withresidual disease; P < .0001) and OS (93% in patients with pCR vs 72% in patients with residualdisease; P < .0001).[2] If patients with axillary disease at initial presentation can be downstaged,then, ideally, a negative SLNB should prevent the need for ALND.

Identification of Sentinel Lymph Nodes After Neoadjuvant Chemotherapy

Unfortunately, the reliability of SLNB after neoadjuvant chemotherapy is questionable. While multiplestudies have found SLNB to be accurate and adequate for staging after neoadjuvant chemotherapyfor patients who were clinically node-negative at presentation, others have noted lower reliabilityand accuracy (Table).[12-16] In an MD Anderson Cancer Center study, sentinel lymph nodeidentification rates were similar for the 575 women who underwent SLNB after neoadjuvantchemotherapy—97.4%—and for the 3,171 patients treated without neoadjuvantchemotherapy—98.7% (P = .017). False-negative rates (defined as the number of patients withnegative SLNB and evidence of residual disease on ALND divided by the total number of patientswith residual axillary disease) were also similar: 5.9% vs 4.1% (P = .39).[13] After a median follow-upof 47 months, regional disease recurrence was seen in 0.9% of the patients who underwent SLNBwithout neoadjuvant chemotherapy, compared with 1.2% in the neoadjuvant chemotherapygroup—an insignificant difference. Although no significant differences were seen in sentinel nodeidentification rates or false-negative rates, this study demonstrated that neoadjuvant chemotherapycould be used to downstage disease in the axilla in patients presenting with clinically node-negativeT2 and T3 breast tumors, resulting in fewer axillary node dissections without compromisinglocoregional control.[13] However, patients in this study were extensively screened preoperativelyand had axillary ultrasound and often computed tomography or positron emission tomographyscans, leading to the selection of patients who for the most part were pathologically node-negative.While the results of this study are helpful for treatment of patients who are node-negative atpresentation, it does not address surgical management of the axilla after neoadjuvant chemotherapyin patients who initially present with node-positive disease (either clinical or microscopic). Theaccuracy of SLNB can only be determined in patients with positive lymph nodes.Many single-institution studies have shown great variability in the ability to identify the sentinellymph node, as well as variation in false-negative rates following neoadjuvant chemotherapy, whichraises concern about the reliability of the procedure in patients with node-positive breast

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Neoadjuvant Chemotherapy and Surgical Management of the Axilla in Breast Cancer: A Review of Current DataPublished on Cancer Network (http://www.cancernetwork.com)

cancer.[12,14,16-18] Evaluating the accuracy of SLNB in patients with negative axillary nodes is nota true test of its sensitivity, since any node removed at SLNB will be tumor-free and will accuratelyreflect axillary status. Given this, many patients with suspicious axillary nodes undergo a workupbefore neoadjuvant chemotherapy, including axillary ultrasound with needle biopsy. For patientsidentified as having axillary metastases prior to neoadjuvant chemotherapy, NationalComprehensive Cancer Network (NCCN) guidelines recommend ALND even if the patient has aresponse to neoadjuvant chemotherapy.[19]Application of these guidelines to patients who are clinically node-negative but pathologicallynode-positive prior to neoadjuvant chemotherapy is supported by earlier studies that showsubstantial variability in sentinel lymph node identification rates and false-negative rates afterneoadjuvant chemotherapy.[12,16-18] Alvarado et al evaluated 150 patients with T1–4, N1–3 breastcancer identified by ultrasound-guided fine-needle aspiration (FNA) who were treated withneoadjuvant chemotherapy and who underwent SLNB followed by ALND. The authors reported a 42%axillary pCR; however, SLNB had a false-negative rate of 20%. Additionally, the false-negative rateincreased with removal of fewer nodes, leading the investigators to conclude that SLNB should notbe performed in patients presenting with nodal disease even if they have axillary complete clinicalresponse.[17] Shen et al studied 69 patients who had axillary node metastases identified byultrasound-guided FNA and who underwent SLNB; 61 of these patients underwent concomitantALND. The investigators found a sentinel lymph node identification rate of 93%; however, thefalse-negative rate of SLNB was 25% (n = 10).[18] These false-negative rates do not support SLNB inplace of ALND in patients with axillary metastases, even with significant response to neoadjuvantchemotherapy. However, these are small studies.

Use of tracer and dye

The NSABP B-27 trial was a large, multicenter study that evaluated SLNB following neoadjuvantchemotherapy. Mamounas et al found a false-negative rate of 11% (15 of 140 patients with negativeSLNB), and the sentinel lymph node was successfully identified in 84.8% of the 428 patientsundergoing SLNB.[20] The false-negative rate was lowered to 8% when radiocolloid was used inaddition to isosulfan blue dye. Furthermore, the investigators found no significant difference in thefalse-negative rate in patients who presented with node-positive as compared with node-negativedisease (7% vs 12.4%, respectively; P = .51), leading them to conclude that patients can safely andaccurately undergo SLNB following neoadjuvant chemotherapy regardless of their nodal status atpresentation.[20] Other studies show similar results and suggest that results with dual tracer (dyeand isotope) are superior to use of either alone.[13,20-23]Two large prospective studies have investigated SLNB after neoadjuvant chemotherapy. TheAmerican College of Surgeons Oncology Group (ACOSOG) Z1071 trial evaluated whether SLNB canaccurately identify patients with residual nodal disease following neoadjuvant chemotherapy whohad positive axillary nodes at presentation.[21] A total of 701 patients were evaluated, all of whomhad clinical N1/2 disease at presentation, confirmed by FNA or core-needle biopsy. Followingneoadjuvant chemotherapy, patients underwent SLNB followed by ALND. Identification of at least 1sentinel node was successful in 92% of patients. The false-negative rate, however, was 12.6% (39 of310 patients; this only included patients with cN1 disease). The rate was decreased to 10.8% whenblue dye plus radiocolloid was used, compared with 20.3% for single-agent use (P = .05). Theprespecified endpoint was a false-negative rate less than 10%, and since this was not reached,widespread use of SLNB after neoadjuvant chemotherapy in node-positive patients was notrecommended.

Number of sentinel nodes

While the false-negative rate of 10.8% with dual agents is similar to the rates in the original trials ofSLNB, current results are significantly better. Among factors identified in ACOSOG Z1071 ascontributing to a higher false-negative rate was increased axillary fibrosis after neoadjuvantchemotherapy, which makes lymphatic drainage and surgical dissection more challenging.[21] Theauthors of this study concluded that changes in approach and patient selection would be necessaryto support the use of SLNB as an alternative to ALND.The Sentinel-Lymph-Node Biopsy in Patients With Breast Cancer Before and After NeoadjuvantChemotherapy (SENTINA) trial was a prospective multicenter study assessing the optimum timingand accuracy of SLNB in patients undergoing neoadjuvant chemotherapy. Patients who presentedwith clinical N0 disease (identified via palpation and ultrasound) underwent preoperative SLNB,followed by neoadjuvant chemotherapy (n = 1,022).[22] If the preoperative sentinel lymph node had

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Neoadjuvant Chemotherapy and Surgical Management of the Axilla in Breast Cancer: A Review of Current DataPublished on Cancer Network (http://www.cancernetwork.com)

metastases, then postoperative SLNB with completion ALND was performed (n = 455). Patients withclinical N1/2 disease at presentation received neoadjuvant chemotherapy, and if they were clinicallynode-negative after neoadjuvant chemotherapy, they underwent SLNB and completion ALND (n =642). Patients who remained clinically node-positive after neoadjuvant chemotherapy underwentALND (n = 123). Among clinically node-negative patients, a sentinel lymph node was identified in99.1% before neoadjuvant chemotherapy, with 35% of those showing nodal metastasis. In thesepatients in whom nodal metastasis was detected before neoadjuvant chemotherapy, thepost–neoadjuvant chemotherapy SLNB only identified the sentinel lymph node in 60.8%, with afalse-negative rate of 51% (33 of 64). Patients who were clinically node-positive and who convertedto clinically node-negative after neoadjuvant chemotherapy had a sentinel lymph node detectionrate of 80.1%, with a false-negative rate of 14.2% (32 of 226 patients). On multivariate analysis ofthis group, the false-negative rate decreased from 18.5% with 2 sentinel nodes removed to less than10% when 3 or more sentinel nodes were removed.[22] From this, the authors concluded thatselection of patients who can be spared further regional treatment after neoadjuvant chemotherapyremains a clinical challenge.More recently, a prospective study evaluated the identification rate and false-negative rate of SLNBin patients with biopsy-proven (using FNA or core-needle biopsy) node-positive breast cancerfollowing neoadjuvant chemotherapy.[23] A total of 153 patients with axillary metastases wereincluded; all had clinical examination, ultrasound, and axillary biopsy prior to receiving neoadjuvantchemotherapy. After neoadjuvant chemotherapy, patients underwent SLNB and completion ALND.The identification rate of the sentinel lymph node was 87.6%, with a pCR seen in 34.5% of patients.The false-negative rate was 8.4%, with an average of 2.7 sentinel lymph nodes removed. When onlya single sentinel node was removed, the false-negative rate was 18.2%, compared with 4.9% whenmore than 2 lymph nodes were removed (P = .076). Additionally, use of both isotope and blue dyefor identification had a false-negative rate of 5.2%, compared with a false-negative rate of 16.0% (P= .190) for the use of isotope alone. The findings of this study suggest that with adequate lymphnode sampling and use of dual tracers, SLNB can be done successfully and accurately in thepost–neoadjuvant chemotherapy setting.[23]The majority of studies evaluating the false-negative rate of SLNB after neoadjuvant chemotherapylooked at identification techniques as secondary outcomes. Virtually all the studies found that theuse of radiocolloid or isosulfan blue dye alone was not as successful as the use of both together inidentification of the sentinel lymph node.[13,20-23] When attempting SLNB in patients who havepreviously received neoadjuvant chemotherapy, it may be of value, especially to the inexperiencedsurgeon, to use dye and isotope to accurately and successfully locate the sentinel lymph node.TO PUT THAT INTO CONTEXT

William C. Wood, MDDepartment of Neurology, Emory University, Atlanta, GeorgiaNew therapies can create new questions.Developments in the Role of Neoadjuvant Chemotherapy …Neoadjuvant chemotherapy for breast cancer has seen a steady rise in use for an increasing numberof indications. Widely introduced 40 years ago for locally advanced breast cancer to allow bettercontrol by mastectomy and postoperative irradiation, it has progressed to the point that it isconsidered the ideal timing for anyone who will require chemotherapy. The evidence of response andthe reduction in the volume of surgical resection required were gains in themselves. Regression ofboth the primary tumor and of axillary metastases was appreciated, with many patients renderedyT0 and yN0 after treatment.

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Page 5: Neoadjuvant Chemotherapy and Surgical Management of the ...Surgical management of the axilla in breast cancer has evolved greatly in the last 20 years. Sentinel lymph node biopsy (SLNB),

Neoadjuvant Chemotherapy and Surgical Management of the Axilla in Breast Cancer: A Review of Current DataPublished on Cancer Network (http://www.cancernetwork.com)

Together With Developments in Axillary Management...This improvement coincided with—or collided with, depending on one’s point of view—the changingmanagement of the axilla. The senior author of this review and his group introduced breast sentinellymph node biopsy and have been leaders in the evolving approach to axillary surgery.Create New ChallengesNew questions have arisen regarding the effect of neoadjuvant chemotherapy on axillary evaluationand treatment. These now dominate many tumor board discussions. The issues of timing andeffectiveness after neoadjuvant chemotherapy are especially challenging in those with knownaxillary lymph node metastases prior to neoadjuvant therapy.The authors provide a comprehensive review of the data available to address these questions, offera reasoned recommendation for the present, and review the ongoing trials that will provideadditional information for tomorrow.

Management of the Axilla in Node-Positive Patients After NeoadjuvantChemotherapy

As would be expected, patients with residual nodal disease following neoadjuvant chemotherapyhave a worse prognosis than those with pCR.[2,24] Based on the NCCN guidelines, this subset ofpatients should undergo ALND and nodal radiation.[19] The real dilemma is not the management ofpatients with residual nodal disease but the axillary treatment of patients who are node-negativeafter neoadjuvant chemotherapy. The ACOSOG Z1071 and SENTINA trials did not address clinicaloutcomes after neoadjuvant chemotherapy and SLNB. If SLNB is not highly accurate, then somepatients with a negative sentinel lymph node after neoadjuvant chemotherapy will have residualnodal disease. Since their cancer did not completely respond to chemotherapy, perhaps these arepatients for whom axillary dissection would be of value.ACOSOG Z0011 showed that in patients with T1/2 tumors and limited sentinel lymph node disease(< 3 positive sentinel lymph nodes and no matted nodes or gross extranodal extension), treatmentwith lumpectomy and radiation was not inferior with respect to OS and DFS compared withtreatment with ALND (OS, 92.5% with SLNB alone vs 91.8% with ALND; DFS, 83.9% with SLNB alonevs 82.2% with ALND).[5] The authors concluded that patients with smaller tumors and limitedsentinel lymph node disease who will undergo whole-breast irradiation do not benefit from ALND.Unfortunately, this study did not include patients who received neoadjuvant chemotherapy;therefore, its results cannot be applied to patients after neoadjuvant chemotherapy.The European Organisation for Research and Treatment of Cancer (EORTC) phase III study AfterMapping of the Axilla: Radiotherapy or Surgery (AMAROS) is a noninferiority trial that randomlyassigned over 4,000 patients with T1/2 breast cancer, no palpable lymphadenopathy, and a positiveSLNB to either axillary dissection or nodal radiation.[25] Patients were treated with eithermastectomy or breast-conserving surgery. Data collection occurred over a 10-year period. The studyreported no significant difference in DFS or OS between patients undergoing ALND and thoseundergoing axillary radiotherapy: DFS was 86.9% vs 82.7%, respectively (P = .18), and 5-year OSwas 93.3% vs 92.5%, respectively (P = .34).[25] While this information is helpful, none of thepatients in the trial received neoadjuvant chemotherapy, and 71% of patients undergoing ALND hadonly 1 positive sentinel lymph node, making it difficult to correlate findings to patients with residualdisease following neoadjuvant chemotherapy.Currently, two ongoing sister studies are looking at axillary management following neoadjuvantchemotherapy. Alliance A11202 is a prospective randomized study evaluating the role of ALND inpatients with T1–3 N1M0 breast cancer who have sentinel lymph node–positive disease afterneoadjuvant chemotherapy. Specifically, radiotherapy (to the breast or chest wall and nodes) plusALND is being compared with radiotherapy only in this patient population.[21]NSABP B-51/Radiation Therapy Oncology Group (RTOG) 1304 is evaluating patients withnode-positive disease at presentation who have a pCR after neoadjuvant chemotherapy.[26] Patientsare randomly assigned to either axillary radiation or no radiation after SLNB shows completeresection of nodal disease. The aim of this trial is to evaluate whether the addition of chest wall andregional nodal radiation after mastectomy or breast-conserving surgery will decrease recurrence inpatients converting from node-positive to node-negative disease with neoadjuvant chemotherapy.The results of these studies will assist in clarifying axillary management after neoadjuvantchemotherapy.

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Neoadjuvant Chemotherapy and Surgical Management of the Axilla in Breast Cancer: A Review of Current DataPublished on Cancer Network (http://www.cancernetwork.com)

Conclusion

While SLNB has replaced ALND for sentinel lymph node–negative patients and some patients withlimited axillary metastases, optimal management of the axilla after neoadjuvant chemotherapy isnot clear. Avoiding the morbidity of ALND is preferred in any patient who will not derive additionalbenefit from the procedure; however, it is difficult to accurately identify who these patients are afterneoadjuvant chemotherapy. Patients who are clinically node-positive prior to neoadjuvantchemotherapy should undergo ALND, since SLNB may not accurately identify residual axillarydisease even if the patient is clinically node-negative after neoadjuvant chemotherapy; currently thisis the only way to ensure that appropriate locoregional control is obtained. No study has adequatelyevaluated outcomes in patients in whom ALND is omitted after neoadjuvant chemotherapy, andfurther studies are necessary to help determine optimal axillary management.Financial Disclosure: The authors have no significant financial interest in or other relationship withthe manufacturer of any product or provider of any service mentioned in this article.

Oncology (Williston Park). 29(10):733-738, 782.

Table. Identification and False-Negative Rates ofSentinel Lymph Node ...

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5. Giuliano AE, Hunt KK, Ballman KV, et al. Axillary dissection vs no axillary dissection in women withinvasive breast cancer and sentinel node metastasis: a randomized clinical trial. JAMA.2011;305:569-75.

6. Gianni L, Pienkowski T, Im YH, et al. Efficacy and safety of neoadjuvant pertuzumab andtrastuzumab in women with locally advanced, inflammatory, or early HER2-positive breast cancer(NeoSphere): a randomised multicentre, open-label, phase 2 trial. Lancet Oncol. 2012;13:25-32.

7. van der Hage JA, van de Velde CJ, Julien JP, et al. Preoperative chemotherapy in primary operablebreast cancer: results from the European Organization for Research and Treatment of Cancer trial10902. J Clin Oncol. 2001;19:4224-37.

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Neoadjuvant Chemotherapy and Surgical Management of the Axilla in Breast Cancer: A Review of Current DataPublished on Cancer Network (http://www.cancernetwork.com)

8. Wolmark N, Wang J, Mamounas E, et al. Preoperative chemotherapy in patients with operablebreast cancer: nine-year results from National Surgical Adjuvant Breast and Bowel Project B-18. JNatl Cancer Inst Monogr. 2001:96-102.

9. Rouzier R, Perou CM, Symmans WF, et al. Breast cancer molecular subtypes respond differently topreoperative chemotherapy. Clin Cancer Res. 2005;11:5678-85.

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11. Gianni L, Eiermann W, Semiglazov V, et al. Neoadjuvant and adjuvant trastuzumab in patientswith HER2-positive locally advanced breast cancer (NOAH): follow-up of a randomised controlledsuperiority trial with a parallel HER2-negative cohort. Lancet Oncol. 2014;15:640-7.

12. Breslin TM, Cohen L, Sahin A, et al. Sentinel lymph node biopsy is accurate after neoadjuvantchemotherapy for breast cancer. J Clin Oncol. 2000;18:3480-6.

13. Hunt KK, Yi M, Mittendorf EA, et al. Sentinel lymph node surgery after neoadjuvantchemotherapy is accurate and reduces the need for axillary dissection in breast cancer patients. AnnSurg. 2009;250:558-66.

14. Lee S, Kim EY, Kang SH, et al. Sentinel node identification rate, but not accuracy, is significantlydecreased after pre-operative chemotherapy in axillary node-positive breast cancer patients. BreastCancer Res Treat. 2007;102:283-8.

15. Xing Y, Foy M, Cox DD, et al. Meta-analysis of sentinel lymph node biopsy after preoperativechemotherapy in patients with breast cancer. Br J Surg. 2006;93:539-46.

16. Newman EA, Sabel MS, Nees AV, et al. Sentinel lymph node biopsy performed after neoadjuvantchemotherapy is accurate in patients with documented node-positive breast cancer at presentation.Ann Surg Oncol. 2007;14:2946-52.

17. Alvarado R, Yi M, Le-Petross H, et al. The role for sentinel lymph node dissection afterneoadjuvant chemotherapy in patients who present with node-positive breast cancer. Ann SurgOncol. 2012;19:3177-84.

18. Shen J, Gilcrease MZ, Babiera GV, et al. Feasibility and accuracy of sentinel lymph node biopsyafter preoperative chemotherapy in breast cancer patients with documented axillary metastases.Cancer. 2007;109:1255-63.

19. Gradishar WJ, Anderson BO, Balassanian R, et al. Breast cancer version 2.2015. J Natl ComprCanc Netw. 2015;13:448-75.

20. Mamounas EP, Brown A, Anderson S, et al. Sentinel node biopsy after neoadjuvantchemotherapy in breast cancer: results from National Surgical Adjuvant Breast and Bowel ProjectProtocol B-27. J Clin Oncol. 2005;23:2694-702.

21. Boughey JC, Suman VJ, Mittendorf EA, et al. Sentinel lymph node surgery after neoadjuvantchemotherapy in patients with node-positive breast cancer: the ACOSOG Z1071 (Alliance) clinicaltrial. JAMA. 2013;310:1455-61.

22. Kuehn T, Bauerfeind I, Fehm T, et al. Sentinel-lymph-node biopsy in patients with breast cancerbefore and after neoadjuvant chemotherapy (SENTINA): a prospective, multicentre cohort study.Lancet Oncol. 2013;14:609-18.

23. Boileau JF, Poirier B, Basik M, et al. Sentinel node biopsy after neoadjuvant chemotherapy inbiopsy-proven node-positive breast cancer: the SN FNAC study. J Clin Oncol. 2015;33:258-64.

24. Meric F, Mirza NQ, Buzdar AU, et al. Prognostic implications of pathological lymph node status

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Neoadjuvant Chemotherapy and Surgical Management of the Axilla in Breast Cancer: A Review of Current DataPublished on Cancer Network (http://www.cancernetwork.com)

after preoperative chemotherapy for operable T3N0M0 breast cancer. Ann Surg Oncol.2000;7:435-40.

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Links:[1] http://www.cancernetwork.com/review-article[2] http://www.cancernetwork.com/oncology-journal[3] http://www.cancernetwork.com/breast-cancer[4] http://www.cancernetwork.com/authors/nicholas-manguso-md[5] http://www.cancernetwork.com/authors/alexandra-gangi-md[6] http://www.cancernetwork.com/authors/armando-e-giuliano-md-facs

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