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New Chiral Carbene Precursors for Catalysis and Chiral Recognition Doctoral Thesis Sobia Tabassum

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Page 1: New Chiral Carbene Precursors for Catalysis and Chiral - GBV

New Chiral Carbene Precursors for Catalysis

and Chiral Recognition

Doctoral Thesis

Sobia Tabassum

Page 2: New Chiral Carbene Precursors for Catalysis and Chiral - GBV

New Chiral Carbene Precursors for Catalysis

and Chiral Recognition

Neue Chirale Carbenvorläufer für die Katalyse und für die Chirale Erkennung

DISSERTATION

zur Erlangung des Grades einer

Doktorin der Naturwissenschaften

vorgelegt von

Sobia Tabassum

aus Pakistan/Faisalabad

genehmigt von der

Fakultät für Natur- und Materialwissenschaften

der Technischen Universität Clausthal

Tag der mündlichen Prüfung: 9 April 2010

Page 3: New Chiral Carbene Precursors for Catalysis and Chiral - GBV

Die vorliegende Arbeit wurde am Institut für Organische Chemie der Technischen Universität

Clausthal im Arbeitskreis von Prof. Dr. R. Wilhelm durchgeführt.

Dekan: Prof. Dr. Albrecht Wolter

Referent: Prof. Dr. Dieter E. Kaufmann

Koreferent: Prof. Dr. René Wilhelm

Page 4: New Chiral Carbene Precursors for Catalysis and Chiral - GBV

Hiermit erkläre ich an Eides Statt, dass ich die bei der Fakultät für Natur- und

Materialwissenschaften der Technischen Universität Clausthal eingereichte Dissertation

selbständig und ohne unerlaubte Hilfe verfasst und die benutzten Hilfsmittel vollständig

angegeben habe..

Sobia Tabassum

Hiermit erkläre ich an Eides Statt, dass die eingereichte Dissertation weder in Teilen noch in

Ihrer Gesamtheit einer anderen Hochschule zur Begutachtung vorliegt oder vorgelegen hat und

dass ich bisher noch keinen Promotionsversuch unternommen habe.

Sobia Tabassum

Page 5: New Chiral Carbene Precursors for Catalysis and Chiral - GBV

i

Abstract

New Chiral Carbene Precursors for Catalysis and Chiral Recognition

The thesis presents the development and application of new enantiopure chiral carbene precursors. Two new different types of chiral carbene precursors were prepared. The first type includes enantiopure unsymmetrical N-heterocyclic based zwitterions incorporating alkylsulphonate or sulphamidate substituents. To date there have been only a few reports of imidazolium salts incorporating anionic substituents such as carboxylate, sulphonate, amide, or phosphonate groups. The second type are camphor based monodentate as well as bidentate carbene precursors. Camphor is a cheap desirable starting material from the chiral pool, yet only a few carbene precursors have been reported so far. The carbene precursors from this source were evaluated in asymmetric synthesis.

The presented thesis is divided into three parts, Introduction, Results and Discussion and Experimental.

In the Introduction, an overview of the field of organocatalysis is given. Main highlights are a brief history, types of organocatalysts, modes of interaction and recent applications.

In the first part of the Results and Discussion, the preparation of nucleophilic chiral carbene precursors is described. N-Heterocyclic carbene precursors based zwitterions having chiral centers in the backbone or side arms were synthesized. Also different types of camphor based carbene precursors were prepared from camphor diamine. These include carbene precursors with either nitrogen atoms having the same or different substituents. Bidentate camphor carbene precursors containing pyridine as another ligating group were also prepared. The last type of precursors includes different sterically demanding bulky substituents at the nitrogen atoms.

The second part of Results and Discussion deals with the application of carbene precursors in different catalytic reactions. The imidazolinium based zwitterions were used in catalysis. The first application was the allylation of aldehydes. The optimization of this reaction involved the screening of the new ligands with different reaction conditions such as additives, temperature and solvents. Other reactions catalyzed with zwitterion ions were the TMSCN and TMSCF3

addition to aldehydes. The reaction of ketenes and imines, the Staudinger reaction, was also catalyzed by imidazolinium based zwitterions.

The camphor based carbene precursors were used for the [2+2] cycloaddition reaction of ketenes and aldehyde, the Wynberg Reaction. The latter provides access to β-lactones in high enantioselectivity in up to 92% and excellent yield in up to 95%.

In addition, alkali metal hexamethyldisilazane amides that are commonly used as strong bases for deprotonation are reported as Lewis base catalysts for achiral β-lactones. The reaction was found to proceed with 0.1 eq. of MHMDS in quantitative yields.

Furthermore imidazolinium based zwitterions proved as versatile chiral shift reagents for Mosher´s acid, alcohols, cyanohydrins, amino alcohols, nitro alcohols, thiols and carboxylic acids.

Finally, in the Experimental detailed procedures for the preparation of the described compounds and their characterization are given.

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ii

Abstract

Neue chirale Carbenvorstufen für die Katalyse und chirale Erkennung

Die Arbeit behandelt die Entwicklung und Anwendung neuer, enantiomerenreiner chiraler Carbenvorstufen. Zwei unterschiedliche Typen wurden dabei synthetisiert. Die erste Art beinhaltet enantiomerenreine, unsymmetrische N-heterocyclische Carbene, die auf Zwitterionen mit Alkyl-sulphonat- bzw. Sulphamidatsubstituenten fußen. Arbeiten über Imidazoliumsalze, die anionische Strukturinkremente wie Carboxylat-, Sulphonat-, Amid- oder Phosphonatgruppen enthalten, sind bis heute eher selten. Die zweite Gruppe beruht auf Campher-basierenden einzähnigen bzw. zweizähnigen Liganden. Obwohl es sich bei Campher um ein kostengünstiges Startmaterial aus dem chiral pool handelt, sind bislang nur wenige Artikel mit auf Campher-basierenden Carbenvorstufen veröffentlicht worden. Diese Vorläufer wurden in Reaktionen der asymmetrischen Synthese getestet.

Die vorgelegte Arbeit ist in drei Bereiche gegliedert: Einleitung, Ergebnisse und Auswertung und Experimentalteil.

Die Einleitung gibt dabei einen Überblick über das Feld der Organokatalyse. Hauptpunkte sind dabei ein kurzer geschichtlicher Überblick, die verschiedenen Klassen von Organokatalysatoren, unterschiedliche Aktivierungsmodi der Katalysatoren und neuere Anwendungen.

Im ersten Teil von Ergebnisse und Auswertung wird die Darstellung nukleophiler chiraler Carbenvorläufer beschrieben. Die synthetisierten zwitterionischen N-heterocyclischen Vorstufen besitzen dabei chirale Zentren im Rückgrat oder in Seitenketten. Ausgehend von Campherdiamin wurden verschiedene Carbenvorläufer dargestellt, die sowohl unterschiedliche als auch gleiche N-Substituenten beinhalten. Zudem wurden zweizähnige Carbenvorstufen mit Pyridin als Ligatorgruppe synthetisiert. Die letzte Form der Carbenvorstufen beinhaltet Strukturen mit verschieden sterisch anspruchsvollen Substituenten an den Stickstoffatomen.

Der zweite Teil von Ergebnisse und Auswertung behandelt die Anwendung der dargestellten Carbenvorstufen in diversen katalytischen Reaktionen, im Besonderen der Einsatz von auf Imidazolium-basierenden Zwitterionen, z.B. in der Allylierung von Aldehyden. Die Optimierung dieser Reaktion machte ein Screening der dargestellten Liganden mit einer Vielzahl von Reaktionsparametern wie unterschiedlichen Additiven, aber auch verschiedene Reaktionstemperaturen und Lösungsmittel, nötig. Andere durch Zwitterionen katalysierte Reaktionen waren die TMSCN- und TMSCF3-Addition an Aldehyde. Auch die Staudinger-Reaktion, die Reaktion von Iminen mit Ketenen, wurde ebenfalls durch Zwitterionen mit Imidazoliumbasis katalysiert.

Die Campher-basierten Carbenvorstufen wurden in der [2+2]-Cycloaddition von Ketenen mit Aldehyden (Wynberg-Reaktion) eingesetzt. Diese ermöglicht den Zugang zu β-Lactonen in hoher Enantioselektivität (bis zu 92% ee) und ausgezeichneter Ausbeute bis zu 95%.

Darüber hinaus konnten Alkalimetallhexamethyldisilazanamide als Lewisbasekatalysatoren in der quantitativen Darstellung von β-Lactonen, bereits unter einer Beteiligung von 0.1 eq MHMDS, eingesetzt werden. Diese Amide finden normalerweise Anwendung als starke Basen für Deprotonierungen.

Auf Imidazolium-basierende Zwitterionen kristallisierten sich als vielseitige chirale Shiftreagenzien für Moshers Säure, Alkohole, Cyanhydrine, Aminoalkohole, Nitroalkohole, Thiole und Carbonsäuren heraus.

Der Experimentalteil gibt abschließend eine genaue Übersicht über die Synthesemethoden der dargestellten Chemikalien und deren Charakterisierung.

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Acknowledgements

In the first, Uncountable thanks to “Almighty Allah” and gratitude for all His blessings

and opportunity to complete this work.

Words would hardly express my feelings of gratitude for the kind support and valuable

scientific guidance I received from Prof. Dr. Rene Wilhelm. His research experience,

discussions and talented scientific attitude were a great source of inspiration during the course of

this work.

I would appreciate my husband Mazhar for his great help during my Ph.D work. He is

kind and cooperative enough to provide me the assistance during my research work. He helped

in thesis writing, pointed out the mistakes and gave nice suggestions. I would like to thank for

Andreas Winkel for translation of the abstract to German. I am greatly thankful to my parents,

sisters, brothers and relatives who encouraged me to seek higher education and also always

provided me moral support.

I am thankful to Prof. Dr. Dieter Kaufmann for being co-referee of this work. I am also

obliged to Prof. Dr. Schmidt for measuring ESI-MS, Dr. Namyslo, Monika and Birgit for

measuring NMR spectra and Dr. Dräger from University of Hannover for HRMS measurement.

It would be my pleasure to remember my colleagues Dr. Oksana, Dheeraj, Andreas, Dr.

Reddy and Dr. Purna for their company in the institute. I am also grateful to all the members of

the Institute; it was a pleasure to work with you. I am thankful to all my previous colleagues

especially to Nayab, Shahnaz, Dr. Nuzhat and Dr. Shagufta for sparing time to talk with me and

also encouraging and motivating me.

Finally, I would like to thank Higher Education Commission, Pakistan and Deutscher

Akademischer Austausch Dienst (DAAD) for a generous scholarship.

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iv

Dedicated to

My Dear Parents

(My Loving, Kind and Caring Father Muhammad Iqbal

and Mother Bushra Iqbal)

with Love and Gratitude

Page 9: New Chiral Carbene Precursors for Catalysis and Chiral - GBV

v

Abbreviations

δ Chemical shift

°C Temperature in degree centigrade

Ac Acetyl

Ad Adamantyl

AIBN Azobisisobutyronitrile

aq. Aqueous

Ar Aryl

ARCM Asymmetric ring-closing metathesis

BARF Tetrakis[(3,5-trifluoromethyl)phenyl]borate

BINAP 2,2'-Bis(diphenylphosphino)-1,1'-binaphthyl

BINOL 1,1'-Bi-2-naphthol

Bn Benzyl

Boc tert-Butoxycarbonyl

bp Boiling point

br Broad

bs Broad singlet

Bu Butyl

BuLi Butyllithium

c Concentration

Calcd Calculated

CHCl3 Chloroform

CI Chemical Ionization

cm Centimeter

Cod Cyclooctadiene

Cy Cyclohexyl

d Doublet

DABCO 1,4-Diazabicyclo[2.2.2]octane

DBU Diazabicyclo[5.4.0]undec-7-ene

DCE Dichloroethene

CH2Cl2 Dichoromethane

dd Doublet doublet

ddd Doublet doublet doublet

de Diastereomeric excess

DIBAL-H Diisobutylaluminium hydride

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DIPEA N,N-Diisopropylethylamine

DMA N,N-Dimethylacetamide

DMAD Dimethyl acetylenedicarboxylate

DMAP 4-Dimethylaminopyridine

DME 1,2-Dimethoxyethane

DMEA Dimethylethanolamine

DMF N,N-Dimethylformamide

DMSO Dimethylsulfoxide

dr Diastereomeric ratio

ee Enantiomeric excess

EI Electron impact

eq. Equivalent

ESI Electron spray ionisation

et al. et alii (‘and others’)

Et2O Diethyl ether

EtOH Ethanol

eV Electron volt

FCC Flash column chromatography

g Gram

h Hour

HMDS Hexamethyldisilazane

HOMO Highest occupied molecular orbital

HPLC High pressure liquid chromatograpy

HRMS High resolution mass spectroscopy

HSQC Heteronuclear single quantum coherence

Hz Hertz

hν Irradiation with light

i Iso

IL Ionic liquid

IMe 1,3-Dimethylimidazole-2-ylidene

IMes 1,3-Bis-(2,4,6-trimethylphenyl)-imidazole-2-ylidene

IPA 2-Propanol

IPr 1,3-Bis-(2,6-diisopropylphenyl)-imidazole-2-ylidene

iPr Isopropyl

iPrOH Isopropanol

IR Infrared

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vii

J Coupling constant

KHMDS Potassium hexamethyldisilazane

KOtBu Potassium tert-butoxide

L Litre

LAH Lithium aluminium hydride

LDA Lithium diisopropylamide

LiHMDS Lithium hexamethyldisilazane

LUMO Lowest unoccupied molecular orbital

M Molar (mol/L)

m Multiplet

m/e Mass to charge ratio

m/z Mass to charge ratio

Me Methyl

MeCN Acetonitrile

MeOH Methanol

MHz Megahertz

min Minute (Minutes)

mmol Millimole

mol Mole

mp Melting point

MS Mass spectroscopy

NaHMDS Sodium hexamethyldisilazane

NaOTMS Sodium trimethylsilanolate

Naphth Naphthyl

NBA N-Bromoacetamide

NBS N-Bromosuccinimide

nBuLi n-Butyllithium

NHC N-Heterocyclic carbene(s)

NMR Nuclear magnetic reasonance

o Ortho

o-DCB 1,2-Dichlorobenzene

oNs 2-Nitrobenzenesulfonyl (o-nosyl)

p Para

Ph Phenyl

PhMe Toluene

PhSH Thiophenol

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pKa Acid dissociation constant

pNs 4-Nitrobenzenesulfonyl (p-nosyl)

ppm Parts per million

Pr Propyl

q Quartet

R Alkyl

rt Room temperature (25 °C)

RTIL Room temperature ionic liquid

t Triplet

TADDOL (+)-2,3-O-Isopropylidene-α,α,α,α-tetraphenyl-L-threitol

TBDMS tert-Butyldimethylsilyl

TEA Triethylamine

Tf Trifluoromethanesulfonyl

THF Tetrahydrofuran

TIBS Triisobutylsilyl

TIPS Triisopropylsilyl

TMS Trimethylsilyl

TMSCN Trimethylsilyl cyanide

TRIP Triisopropylphenyl

Ts para-Toluene sulfonate

W Watt

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Table of Contents

Abstract…………………………………………………………………………………………..i

Acknowledgements………………………………………………………………………...…...iii

Abbreviations…………………………………………………………………………………....v

Table of Contents……………………………………………………………………………….ix

Chapter 1111

1.1. Introduction…………………………………...…………………..………...………….001

1.2. Asymmetric Organocatalysis…………………….……………………...……...……..001

1.3. Historic Overview……………………………………………………...……...…….….002

1.3.1. Discovery of Enzymes……………………………………………...…..….......002

1.3.2. Organocatalysts……………………………………..………………...……......003

1.4. Advantages of Organocatalysts……………………………………….….……………006

1.5. Classes of Organocatalysts………………………………………...……..……………006

1.5.1. Biomolecules and their Synthetic Derivatives…...………………………..…...007

1.5.1.1. Proline…………………………………………………………………….…007

1.5.1.2. Cinchona Alkaloid…………….…………………...…………………......…008

1.5.1.2.1. Application of Cinchona Alkaloids………………….………....009

1.7. Carbenes as Organocatalysts………………..…………………………..…….………010

1.7.1. Benzoin Condensation…………………………………………………………012

1.7.2. Stetter Reaction……………………………………….………………………..013

1.7.3. [2+2] Cycloaddition…………………………..…...…………………...………014

1.7.4. Carbene Based Chiral Ionic Liquid……………………………..………….….014

1.8. Interaction Types………………………………...………......................................……016

1.8.1. Covalent Catalysis………………………...……………………………………016

1.8.2. Non Covalent Organocatalysis…………………………………………………016

1.9. Classification Based on the Mechanism of Catalysis……………………………..….016

1.9.1. Lewis Acid Organocatalysts………………...…………………………….…...017

1.9.1.1. Silyl Cation Based Catalysts…………...……………...………………...017

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1.9.1.2. Hypervalent Silicon Based Catalysts…...……………………………….017

1.9.1.3. Asymmetric Allylation……………………………………………..……018

1.9.1.4. Asymmetric Aldol Reactions……………………...…………......………020

1.9.1.5. Asymmetric Reduction……………………………………...…...………021

1.9.1.6 Asymmetric Ring Opening Reaction…………………..…………..…….022

1.9.1.7. Friedel-Craft Alkylations…………………………………...…………....022

1.9.1.8. Cycloaddition Reactions………………………………………....………023

1.9.1.9. Chalcogenide-Morita-Baylis-Hillman Reactions…………………..…....024

1.10. Phosphonium Salts as Lewis acid Catalysts……………………………...………...…025

1.11. Carbocation Based Catalysts…………………………………………………….…….025

1.12. .Ammonium Salt Based Phase Transfer Catalyst……………………………….…...027

1.13. Brønsted Acid and Hydrogen Bond Catalysis……………..…………………………028

1.13.1. Neutral Brønsted Acids……………………………………………………...…029

1.13.2. Bifunctional Thiourea Catalysts……………………..………………………...029

1.13.3. TADDOL Derivatives………………….……………………………………....030

1.13.4. Binaphthol Derivatives……………………………………………………....…032

1.13.5. Ammonium Salts as Brønsted Acids………………...……………………....…032

1.13.6. Phosphoric Acids…………………………..………………………………......033

1.13.7. Charged Brønsted Acid……………………………………...…………………034

1.14. Lewis Base Catalysis………………………………………………….………..………037

1.14.1. Iminium Catalysis……………………………………………...…...….………038

1.14.2. Enamine Catalysis………………………………………………...……………038

1.14.3. 1-Ammonium Enolate………………………………………………….………040

1.15.Asymmetric Organocatalysis by Chiral Brønsted Bases….……………...…………...041

1.15.1. Reactions Involving Enolates and Enolate-Like Nucleophiles………………..042

1.15.2. Mannich Reactions…………………………..……………………...….....……042

1.15.3. Michael Reactions…………………………..………………………….....……042

1.15.4. Cyanide as a Nucleophile: Strecker Reaction………...……...………………..043

1.16. Summary……………………………………………………………………...………...044

1.17. Future Work……...….…………………………………………………………………044

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Chapter 2222

2.1 Aim………………………………………………………………………………………045

2.2. Imidazolinium Zwitterions………………………………………………………….…045

2.2.1. As Ionic Liquids………………………………………………………...…………046

2.2.2. Precursors for Chiral Ionic Liquids……………………………………...……...…046

2.2.3. As Ligands in Metal Complexes…………………………………………......……047

2.3. Synthesis of Imidazolinium Zwitterions………………………………………………047

2.3.1. Synthesis of Imidazoline Rings…………………………………………..…….048

2.3.2 Quarternization of Imidazolines…………………………………………..……051

2.3.2.1 Synthesis of Chiral Cyclic Sulphamidates…………………………….…051

Table 1: Synthesis of Sulphamidate 134………………………………………..…052

2.3.3. Quarternization of Imidazolines by Ring a Opening Reactions……..…………052

Table. 2: Synthesis of Zwitterion 139a……………………………………………….....054

2.4. Synthesis of Phenylisocyanide Imidazolinium Zwitterions……………………….....055

2.5. Synthesis of Imidazolinium Sulfonyl Salts……………………………………………056

2.6. Synthesis of an Imidazolinium Sulphinyl Salt…………………………….………….057

2.7. Synthesis of Novel Enantiopure NHCs Derived From Camphor.…………………..058

2.7.1. Synthesis of Camphor Diamine 149…………………………………………...058

2.7.2. Synthesis of Camphor Salt Having Same Substituents on Both Nitrogen Atoms

…………………………………………………………………………………………..……..059

2.7.2.1. Step One: Alkylation of Diamine………………………………………..060

2.7.2.2. Step two: Cyclization with Triethylorthothoformate…………………….061

2.7.3. Synthesis of Camphor Salt With Different Substituents on Each Both Nitrogen

Atoms………………….…………………………………………………………..062

2.7.3.1. Synthesis of Tetrahydro-1H-1,3-Diazepine…………………………...062

2.7.3.2. Cyclization of Diamine……………………………………………….065

2.7.4. Quarternization of Tetrahydro-1H-1,3-diazepine with Aryl Halide for Synthesis of

Carbene Precursors……………………………………………………………..065

2.7.4.1. Synthesis of Carbene Precursors by Counter Anion Exchange……....066

2.7.5. Bulkier Substituents on Sterically Demanding Nitrogen………………………067

2.7.5.1. Selective Protection of the Less Hindered Nitrogen Atom…………...068

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2.7.5.2. Alkylation of Carbamate 161……………………………………...068

2.7.6 . Camphor Salt Synthesis via Selective Acetylation………………………….…071

2.7.6.1. Selective Acetylation of Diamine 149………………………………...…072

Table 3: Acetylation of Diamine 149…………………………………………...…073

2.7.6.2. Alkylation of the Hindered Amino Group…………………………….…073

2.7.6.3. Reduction of Acetylated Diamine…………………………………….…074

2.7.6.4. Synthesis of Carbene Precursors…………………………………….......074

2.8. Application of the Catalysts……………………………………………………………076

2.8.1. Imidazolinium Zwitterions as Organocatalysts in the Allylation of Aldehydes

…………………………………………………………………………………………………076

2.8.1.1. Allylation of Aldehyde with Enantiopure Imidazolinium Zwitterions

…………………………………………………………………………………………………076

Table 4: Allylation of Benzaldehyde with 10 mol% Zwitterion………………...077

2.8.1.2. Screening of Additives………………………………………………..…078

2.8.1.3. Comparison of Zwitterions………………………………………………078

2.8.1.4. Scope of Substrate………………………………………………….……079

2.8.1.5. Allylation of Aldehyde with Carbenes………………………………..…079

Table 5: Allylation of Benzaldehyde with 10 mol% Zwitterion and 9 mol% Base

…………………………………………………………………………………………………080

Table 6: Scope of Solvent in the Allylation of Benzaldehyde with 10 mol%

Zwitterion 139b…………………………………………………………………...081

Table 7: Allylation of Benzaldehyde with 10 mol% Zwitterion 139b at Low

Temperature……………………………………….……………………………....081

2.8.2. Allylation of Benzaldehyde with Trimethylallylsilane………………………..082

2.8.3. [2+2] Cycloaddition of Ketene with Aldehydes or Imines…………………….082

2.8.3.1. Structure and Reactivity of Ketenes…………………………………..…082

2.8.3.2. [2+2] Cycloadditions: Wynberg Reaction…………………………….…083

2.8.4. Synthesis of Ketene………………………………………………………….…083

2.8.4.1. Ketenes Synthesized from Acid Chloride……………………………..…083

2.8.4.2. Ketene Synthesized from α-Bromo Acid Bromide…………………...…084

2.8.5. Synthesis of Precursor for Ketene 183…………………………………………084

2.8.5.1. α- Methylation of Acid………………………………………………..…084

2.8.5.2. Bromination of Acid…………………………………………………..…085

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2.8.5.3. Methylation of Ethylmalonate………………………………………...…085

2.8.5.4. Conversion of the Diester to an Acid……………………………………086

2.8.5.5. Conversion of Diacid to Acid Halide……………………………………087

2.8.6. Synthesis of Ketene 183……………………………………………………..…087

Table 8: Synthesis of ketene 183……………………………………………………...…087

2.8.7. Hindered Brønsted Bases as Lewis Base Catalysts for the Wynberg Reaction

………………………………………………………………………………………………....088

Table 9: Base Catalyzed [2+2] Reaction with Ketene 183 and Benzaldehyde………….089

Table 10: Base Catalyzed [2+2] Reaction with Ketene 183b and Benzaldehyde……….090

Table 11, KHMDS catalyzed Wynberg Reaction with Ketene 180…………………..…091

2.8.8. Mechanism of Wynberg Reaction…………………………………………...…092

2.8.9 Wynberg Reaction Catalyzed by Carbene……………………..………………093

Table 12: Wynberg Reaction with 10 mol% Salt and Base…………………………..…094

Table 13. Wynberg Reaction with Different Ketenes and Aldehydes………………..…095

2.8.10. Wynberg Reaction with Dimethyl Ketene 182………………………………...097

Table 14: Wynberg Reaction with 10 mol% Salt and Base..........................................…097

2.8.10. Wynberg Reaction with 2-Oxaldehyde………………………………………...098

Table 15: Wynberg Reaction with 2-Oxaldehyde, 10 mol% Salt and Base……………..098

2.8.11. Tetrasubstituted β-Lactams………………………………………………….…099

Table 16: Synthesis of Tetrasubstituted β-Lactam………………………………………099

2.8.12. Wynberg Reaction Catalyzed with Chiral Anions……………………………..100

Table 17, Synthesis of β-Lactone from Cycloheptylketene 180………………………...102

2.8.13. Staudinger Reaction……………………………………………………………102

2.8.14. Synthesis of Imines…………………………………………………………….102

2.8.15. β-Lactam Synthesis Catalyzed by Carbene Precursors………………………...103

Table 18: β-Lactam Synthesis Catalyzed by 10 mol% Zwitterion and Base................…103

Table 19: β-Lactam Synthesis with 10 mol% Zwitterion and 9 mol% Base................…105

2.8.17. β-Lactam Synthesis Catalyzed by Amines……………………………………..105

Table 20: β-Lactam Synthesis Catalyzed by 10 mol% Amine……………………….…106

2.8.19. Tetrasubstituted β-Lactams…………………………………………………….107

Table 21:Tetrasubstituted β-Lactam Synthesis Catalyzed by 10 mol% Zwitterion……..107

Table 22: Synthesis of Tetrasubstituted β-Lactams with 10 mol% Salt………………...109

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2.8.20. [2+2] Reaction with Alkene……………………………………………………109

2.8.21. TMSCN Addition to Aldehydes………………………………………………..110

Table 23: TMSCN Addition with 10 mol% Zwitterions……………….………………..110

Table 24: TMSCN Addition with 10 mol% 136a and 9 mol% Base………………..…..111

2.8.22. TMSCF3 Addition to Aldehydes………………………………………….……111

Table 26: TMSCF3 Addition with 10 mol% Salt and 9 mol% Base…………………….112

2.9. Novel Chiral Zwitterions as Versatile Chiral Shift Reagents……………………..…113

Table 26: Chemical Shifts δ of 2,2,2-Trifluoro-1-phenylethanol (230) in ppm and Resolution ∆δ

Values in Hz (378 MHz 19F-NMR)............................................................................................113

Table 27: Chemical Shifts δ of Mosher’s Carboxylic Acid in ppm and ∆δ Values in Hz (378

MHz 19F-NMR)...........................................................................................................................115

2.9.1. Some 19F Spectra Showing the Splitting of the CF3 Group by Interaction with the

Zwitterions………………………………………………………………………...….116

Table 28: Resolution of Racemic Compounds in the Presence of Chiral Zwitterion 139c

…………………………………………………………………………………………………119

2.9.2. Some Figures of 1H-NMR Spectra Showing NMR Spectra Before and After

Interaction with Zwitterions…...…………………………………………………......122

2.9.3. Camphor Salts as Chiral Shift Reagents……………………………………….129

Table 29: Chemical Shifts δ of Mosher’s Carboxylate Potassium Salt in ppm and ∆δ

Values in Hz (378 MHz 19F-NMR)...................................................................................129

Figure 14: 19F Spectra of Mosher’s Carboxylate Potassium Salt in CDCl3……………..131

2.10. Summary and Outlook...............................................................................................132

Chapter 3333

3.1. General Experimental……………………………………………………………...…..137

3.2. Experimental Procedures for the Preparation of Carbene Precursors…………….139

3.3. Synthesis of Imidazolinium Zwitterions……………………………………………....141

3.4. Monoalkylation of Diamine 119…………………………………………………….…141

3.5. General Procedure for the Synthesis of Imidazoline………………………………...144

3.6. General Procedure for the Synthesis of Chiral Cyclic Sulphamidates……………...147

3.7. General Procedure for Quarternization of Imidazoline……………………………..148

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3.7.1. Synthesis of Imidazolinium Zwitterions from Imidazoline 122……………….149

3.7.2. Synthesis of Imidazolinium Zwitterions from Imidazoline 125……………….153

3.7.3. Synthesis of Imidazolinium Zwitterions from Imidazoline 127……………….155

3.8. Synthesis of Novel Enantiopure NHCs Derived From Camphor…………………...158

3.8.1. Preparation of Camphor Diamine……………………………………………...158

3.8.2. Both Nitrogens of Camphor Salts with Same Substituents…………………….159

3.8.2.1. Alkylation of Camphor Diamine 149…………………………………....159

3.8.2.2. Cyclization with Triethylorthoformate…………………………….....162

3.9. Synthesis of Camphor Salts with Different Substituted Nitrogen Atoms……….164

3.9.1. Selective Monoalkylation of Camphor Diamine 149……………………….164

3.9.2. Cyclization of Monoalkylated Diamine…………………………………….166

3.9.3. Synthesis of Carbene Precursors by Quarternization of Dihydro-1,3-

diazepinium with Aryl Halides………………………………………………...169

3.9.4. Synthesis of Carbene Precursors by Counter Anion Exchange………………..174

3.10. Camphore Salts with Steric Nitrogen having Bulkier Substituent………………178

3.10.1. Selective Protection of Less Hindered Nitrogen……………………………178

3.10.2. Selective Acetylation of Diamine 149………………………………………180

3.10.3. Alkylation of Monoalkylated Camphor Diamine…………………………..181

3.10.4. Alkylation of Acetamide……………………………………………………184

3.10.5. Reduction of Acetylated Diamine…………………………………………..186

3.10.6. Synthesis of Carbene Precursors……………………………………………188

3.11. Application of the Catalysts………………………………………………………...191

3.11.1. Allylation of Benzaldehyde…………………………………………………191

3.11.1.1. Allylation Reaction with 10 mol% Zwitterion…………………….191

3.11.1.2. Allylation in the Presence of an Additive………………………....191

3.11.1.3. Allylation of Benzaldehyde Catalyzed by Carbene.........................193

3.11.2. Synthesis of Ketene Precursor 183………………………………………….193

3.11.2.1. Methylation of Ethylmalonate………………………………….193

3.11.2.2. Diester to Acid………………………………………………….194

3.11.2.3. Synthesis of Ketenes……………………………………………196

3.11.3. Wynberg Reaction…………………………………………………………..200

3.11.3.1. Catalyzed by Hindered Brønsted Bases…………………………...200

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xvi

3.11.3.2. Wynberg Reaction Catalyzed by Carbene...................................207

3.11.3.3. Wynberg Reaction Catalyzed with Chiral Amides…………….213

3.11.3.4. Wynberg Reaction with 2-Oxaldehyde……………………………214

3.11.4. Preparation of Imines…………………………………………………………..215

3.11.5 Staudinger Reaction……………………………………………………………220

3.11.6. TMSCN Addition to Aldehydes……………………………………………….225

3.11.6.1. TMSCN Addition to Aldehydes with Chiral Zwitterion..................225

3.11.6.2. Derivatization of Cyanohydrins for HPLC......................................226

3.11.6.3. TMSCN Addition to Aldehydes with Carbenes...............................226

3.11.7. TMSCF3 Addition to Aldehydes……………………………………………….227

3.12. Zwitterion as Chiral Shift Reagents: NMR Experiments with the Racemic

compounds…………………………………………………………………………...228

4. References....................................................................................................................229

APPENDIX

A. Curriculum Vitae

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1. Introduction

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1. 1. Introduction

Life depends upon chiral recognition. In living systems enantiomers interact in different

manners. A well known example is the smell of the molecule limonene. Its one enantiomer (R)-

(+)-limonene 1 smells rounded and orangey. In contrast (S)-(–)-limonene 2 smells sharp and

lemony. Another example is the chiral compound dopa. This is a well known drug for restoring

nerve function but only its (S)-enantiomer (known as L-dopa 3) is an effective drug. D-Dopa 4

is biologically ineffective. Therefore, this drug must be administered as a single enantiomer

(Scheme 1). In conclusion, handedness or chirality being the principle element in nature has an

important place in science and technology.1

Scheme 1

1.2. Asymmetric Organocatalysis

Organocatalysis provides a means of accelerating chemical reactions with a

substoichiometric amount of organic molecules, which do not contain a metal element.2

For

example the cinchona alkaloid quinidine 5, the amino acid proline 6, the oxazolidinone 7, the

DMAP analogue 8, the primary amines 9, secondary amines, N-heterocyclic carbenes (NHCs),

thiazolium salts, peptide-derived compounds and various sugars like the fructose derivative 10

have been applied as organocatalysts (Scheme 2). Metalloids are usually considered as non-

metallic elements. The metal element in the catalyst structure is not always strictly considered,

when the metal is not the reaction center such as in metallocenes.3

Enantiomeric pure compounds have a broad utility as pharmaceuticals because of their

continually increasing demand for the production of new drugs, which overcome challenges

associated with the treatment of new and existing diseases. Most of the new drugs need one or

more non-racemic, asymmetric centers. Single enantiomeric drugs are, however, significantly

more difficult to synthesize by using conventional asymmetric methodologies.4

Enantiomerically pure compounds have also been utilized in electronic and optical devices.

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1. Introduction

2

They are components of polymers for novel properties and probes with a biological function.

All these demands have made asymmetric catalysis as a prominent theme in current research.5

Scheme 2

1.3. Historic Overview

In the 19th

century, there are examples of organic molecules that have been used as

catalysts. The first organocatalytic reaction was discovered accidentally by Liebig, who found

that dicyan 11 is transformed into oxamide 12 in the presence of an aqueous solution of

acetaldehyde (Scheme 3). Subsequently, this efficient reaction found industrial application by

forming the basis of the Degussa oxamide synthesis (Scheme 3).

Scheme 3

1.3.1. Discovery of Enzymes

There is no doubt that the discovery of enzymes and their functions had an important

impact on the development of asymmetric catalytic reactions. Pasteur discovered the first

asymmetric reaction, a decarboxylative kinetic resolution,6 and observed that the organism

Penicillium glauca destroyed more rapidly one of the enantiomers, the D-form of a racemic

solution of ammonium tartarate. Asymmetric decarboxylation reactions were re-examined

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1. Introduction

3

under non-enzymatic conditions by Breding during the early 1900s. He had an interdisciplinary

interest as he found the chemical origin of enzyme activity in living organisms and also worked

on decarboxylation reactions in the presence of chiral alkaloids, such as nicotine or quinidine

and established the basic kinetic resolution equation.7 These experiments helped him to

understand the chemical basis of enzyme activity in living organisms.

1.3.2. Organocatalysts

It should be noted that the synthetic chemistry community has been revolutionized over

the past 40 years by the advent of enantioselective catalysis.8 Before the last 9 years, it was

considered that there are only two types for asymmetric catalysis, transition-metal complexes

and enzymes. The concept of asymmetric catalysis was even synonymous with metal catalysis

in which metals are coordinated with chiral organic ligands.9

There are very rare examples in

catalysis in the last century, when chemists used small organic molecules as asymmetric

catalysts even though some of the very first asymmetric reactions were catalyzed with purely

organic molecules. For example in 1908 a milestone achievement was related to Haler´s work

that led to the preparation of mandelonitrile by the addition of HCN to benzaldehyde in the

presence of an isolated enzyme emulsion.10

In 1912, Bredig11

also reported this reaction to be

optically accelerated in the presence of the alkaloids, quinine 13 and quinidine 5, by the

addition of HCN to benzaldehyde.

Scheme 4

In the early work usually nitrogen-containing natural products such as alkaloids,

(strychnine, brucine and cinchona alkaloids) amino acids and oligopeptides were tested. During

the late 1920s Vavon and Peignier in France12

and Wegler in Germany13

independently worked

on the acylative kinetic resolution of racemic secondary alcohols with brucine and strychnine.

Langebeck used simple amino acids or small oligopeptides for catalysis.14

In 1909, Dakin also

used amino acid catalysts for Knoevenagel-type condensations.15

This reaction was extended to

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1. Introduction

4

aldol and related transformations in the 1930s onwards with notable success with non-

asymmetric systems. Prelog promoted the concept of asymmetric synthesis during the mid

1950s,16

and in the late 1950s Pracejus reported that methyl phenyl ketene could be converted

to (−)-α-phenyl methylpropionate in 74% ee by using O-acetylquinine as a catalyst17

as shown

in Scheme 5.

Scheme 5

Bergson and Langstrom reported the first Michael addition of β-keto esters to acrolein

using 2-(hydroxymethyl)-quinuclidine as a catalyst.18

This result inspired others to investigate

cinchona catalyst system for other reactions. Although they did not determine the enantiomeric

excess, they noted the optical activity of their products. Wynberg and co-workers showed this

class of alkaloids to be a versatile catalyst, promoting a variety of 1,2- and 1,4-additions of a

wide range of nucleophiles to carbonyl compounds.19

Scheme 6

The L-proline-mediated asymmetric Robinson annulation reported during the early

1970s was another key event in the history of organocatalytic reactions and received a

considerable synthetic and mechanistic interest.20

It was demonstrated that other amino acids,

such as (R)-phenylalanine, could replace in some cases advantageously L-proline.21

An earlier

application of organocatalysts in total synthesis was in Woodward’s synthesis of erythromycin

17 from the racemic keto aldehyde 15 (Scheme 6).22

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1. Introduction

5

Further breakthroughs in enantioselective transformations were achieved in 1971 by the

discovery of the Hajos–Parrish–Eder–Sauer–Wiechert reaction (Scheme 7). This reaction leads

to the formation of the unsaturated Wieland–Miescher ketone 19, an important intermediate in

steroid synthesis.23

Surprisingly, until 2000 the catalytic potential of proline in asymmetric

aldol reactions was not further explored. Then pioneering studies in intermolecular aldol

reactions were carried out by List et al.24

Scheme 7

More general efficient organocatalytic reactions were developed in the late 1970s and

early 1980s, when Julia et al. discovered that poly-amino acid 20 catalyzed the epoxidation of

chalcones by alkaline hydrogen peroxide (Scheme 7).25

Inoue et al. reported in 1981 that cyclic

peptide 23 and L-phenylalanine catalyzed the addition of HCN to benzaldehyde with up to 90%

ee (Scheme 7).26

This finding initiated intensive research in the field of peptide-catalyzed

additions of nucleophiles to aldehydes and imines. Asymmetric phase-transfer reactions were

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1. Introduction

6

explored in the mid-1980s, when researchers at Merck reported the alkylation of substituted 2-

phenyl-1-indanone systems in the presence of catalytic amounts of substituted N-

benzylcinchonium halides (50% NaOH/toluene) with remarkably high enantioselectivities with

up to 94%.27

During the late 1990s reinvestigation of the Hajos–Parrish–Eder–Sauer–Wiechert

reaction by List and Barbas also opened an avenue for a number of related transformations

such as the enantioselective intermolecular cross-aldol reaction, Mannich-, Michael- and

Diels–Alder-type transformations, and the application of these transformations in multistep

(domino) reactions.28

1.4. Advantages of Organocatalysis

Organocatalysis has several significant advantages over conventional metal catalysis.

Till now there is not much information available about the toxicity of many organic catalysts;

however, the particular importance of these catalysts is that they mostly tolerate water and air,

and also provide a significant advantage in terms of operational simplicity as compared to

metal catalyzed reactions.29

Moreover, there is no risk of metal leakage in immobilized systems

and expensive recovery processes for waste treatment are not required. Therefore, nowadays,

their industrial applications are increased and their environmental friendly ‘‘green’’ aspects

and the sustainability of the catalysts have replaced some standard metal-based catalyzed

reactions.30

Organocatalytic methods are especially attractive for the preparation of compounds

that do not tolerate metal contamination such as pharmaceutical and agrochemical products.

1.5. Classes of Organocatalysts

There is no general rule for the classification of organocatalysts. Below are some

classifications outlined.

Biomolecules or Synthetic Organocatalysts:

� Biomolecules as organocatalysts: For example proline, phenylalanine, the

cinchona alkaloids, and certain oligopeptides.

� Synthetic organocatalysts: catalysts derived from biomolecules, carbenes,

triazolium salts and phosphorus compounds.

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7

Interaction Types:

� Covalent Organocatalysis

� Non-Covalent Organocatalysis: Hydrogen bonding catalysts, including

TADDOLS, derivatives of BINOL and thiourea based organocatalysts.

Mechanism of Catalysis:31

� Lewis Base

� Lewis Acid

� Brønsted Base

� Brønsted Acid

1.6. Biomolecules and Their Synthetic Derivatives

1.6.1. Proline

Scheme 8

The most famous organocatalyst is proline. Although the natural L-form is commonly

used for catalysis, its D-form is also easily available, being an advantage as compared to

enzymatic catalysts.32

Proline is the only natural secondary amino acid. It contains a rigid ring

structure and has a higher pKa than other amino acids. Therefore it is more nucleophilic in

comparison. Proline is a bifunctional catalyst since it is able to act as a nucleophile, in

particular with carbonyl compounds or Michael acceptors to form either an iminium ion or

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1. Introduction

8

enamine, and since its carboxylic function acts as a Brønsted acid. Enantioselectivities of

proline-mediated reactions are often high. This can be rationalized by highly organized

transition states of an extensive hydrogen-bonding network.33

In order to overcome its

shortcomings and enhance its scope extensive research was done for the development of

proline based bioactive compounds, ligands, and organocatalysts.34

Scheme 8 represents some

recent examples.35

1.6.2. Cinchona Alkaloids

N

N

OH

H

R

R = OMe (+)-quinidine 5

R = H (+)-cinchonine 24

Lewis Basic

(quinuclidine nitrogen)R = OMe ( )-quinine 13

R = H ( )-cinchonidine 25

RBr nsted Acid

N

N

O

H

OH

J. Am. Chem. Soc.

2007, 129, 6364.

N

N

O

H

NH

NH

S

F3C

F3C

J. Am. Chem. Soc.

2009, 131, 418.

J. Am. Chem. Soc.

1997, 119, 12414.

N

N

O

H

R

H Br

26 27 28

N

N

OR

H

OH

H

J. Am. Chem. Soc.

2009, 131, 11648.

R = H, Bn, Bz, Ac

29

ø

Br nsted Baseor

ø

Scheme 9

A catalyst is more efficient, if it is catalyzing a variety of reactions, it is stable and its

both enantiomers are readily available for a reasonable price. These entire criteria are fulfilled

for cinchona alkaloids,36

which makes them one of the most used catalysts to date.37

Cinchona

alkaloids consist of two pseudoenantiomeric pairs, including cinchonine 24, cinchonidine 25,

quinine 13 and quinidine 5. The term pseudoenantiometric is used, because the molecules are

not enantiomers but their properties are of enantiomeric nature. The key structural features are

responsible for their synthetic utility. The features are the tertiary quinuclidine nitrogen (Lewis

basic), and the proximal polar hydroxyl function (Brønsted acid). They can act as bifunctional

catalysts.

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1. Introduction

9

1.6.2.1. Application of Cinchona Alkaloids

Scheme 10

One of the earliest uses of cinchona alkaloids in asymmetric catalysis was demonstrated

by Pracejus in the asymmetric alcoholysis of ketenes (Scheme 5). On the basis of these initial

studies, Wynberg later discovered the [2+2] cycloaddition of ketenes to polychlorinated

aldehydes to yield β-lactones in high enantioselectivity (98% ee) and yield (89%).19

Another

key event of cinchona based catalyst in synthesis was its application as dimer ligand for the

asymmetric dihydroxylation of simple olefins.38

These results inspired other researchers to

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1. Introduction

10

derivatize them. In fact, now there are a large number of various cinchona derivatives, which

offer very high levels of selectivity over a wide range of reactions.

There have been many publications describing the use of cinchona-ketene systems for

asymmetric synthesis.39

Romo reported a catalytic asymmetric synthesis of bicyclic lactones

via the intramolecular, Lewis base-catalyzed, aldol lactonization (70−82% yield and 91−98%

ee).40

Oda was the first who demonstrated that cinchona alkaloids could be used for a

desymmetrization and got moderate enantioselectivities. Deng optimized this reaction for many

different substrates and found (DHQD) 2AQN 30 as an optimal catalyst (74-99 % yields, 90-98

% ee).41

As a recent example Deng reported a bifunctional cinchona analogue as a highly

enantioselective catalysts for the 1,4-addition reaction of thiols to cyclic enones.42

Seidel

reported the synthesis of vicinal diamines by a quinidine derived bifunctional catalyst 29

(Scheme 10).43

1.7. Carbenes as Organocatalysts

Carbenes are neutral and possess a divalent carbon atom with a sextet of electrons and

have a rich utility as efficient organocatalysts44

and ligands for complexes of transition

metals.45

Doering and Fischer are pioneer investigators in carbene chemistry.46

For a long time

carbenes were considered only as fleeting intermediates. The major breakthrough in carbene

chemistry was made by Bertrand and Arduengo with the synthesis of distillable

phosphinosilylcarbene 3147

and the isolation of crystalline imidazol-2-ylidene 3248

in 1988 and

1991, respectively (Scheme 11). They are stabilized by two heteroatoms interacting with the

carbene center. The stabilities of 31 and 32 have opened a new, rapidly developing area in

carbene chemistry.49

Due to these results numerous research groups from all over the world are

actively working in this field. Some general structures of carbenes are shown in Scheme 12. So

far the most studied members of the carbene family are N-heterocyclic carbenes (NHCs).50

They are used frequently in metal free catalyzed processes as alternatives to classical organic

transformations with the advantages of being more economical and environmentally friendly.

Scheme 11

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1. Introduction

11

Scheme 12

N-Heterocyclic carbenes catalyze reactions as Lewis-base organic catalysts. NHCs have

the ability to activate a variety of carbonyl compounds via Umpolung to homoenolates or

Breslow intermediates, which allow the addition of a variety of different electrophiles to

carbonyl and Michael system. This gives unconventional methods for traditional bond forming

reactions. In the beginning, the use of N-heterocyclic carbenes in organocatalysis was limited

to benzoin-type reactions. To date there are many other reactions catalyzed by carbenes being

developed rapidly as new areas of exploration. Examples are [2+2], [3+2], [3+3] cycloaddition

reactions, ring opening of smaller rings, enantioselective synthesis of lactones, lactams,

Umpolung reactions of aldehydes and Michael acceptors, aza-Morita-Baylis-Hillman reactions

and the addition of silylated nucleophiles.51

1

2

3

1

2

3

Breslow

Intemediate

Benzoin

Condensation

Stetter

Reaction

..

Homoenolates

Acyl anion equivalent

Scheme 13

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1. Introduction

12

1.7.1. Benzoin Condensation

The carbene catalyzed benzoin condensation as well as its synthetic, mechanistic and

catalytic aspects have been widely examined.52

The first research on the asymmetric benzoin

condensation was presented by Sheehan et al. in 1966 employing the chiral thiazolium salt 33

as the catalyst precursor.53

However, he observed an enantiomeric excess of only 2%. It was

shown early in 1943 by Ugai et al. that naturally occurring thiamine 34 catalyzes the self-

condensation of benzaldehyde to produce benzoin (Scheme 14).54

ee

42

Scheme 14

Scheme 15

Bach et al. used the axially chiral N-arylthiazolium 35 for benzoin and Stetter

reactions.55

Even though the yields and ee values were low (up to 40–50%) axial chirality was

introduced as a new approach for these catalysts. In 2006, the asymmetric intramolecular cross-

benzoin reaction for α-hydroxyketones 36 was reported by Enders and Suzuki independently

with good to high yields and enantioselectivities.56

Some representative examples are shown in

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1. Introduction

13

Scheme 15. It is worth noting that triazolium salts proved superior to the thiazolium framework

for the asymmetric induction in the benzoin condensation. This condensation can also be

catalyzed via electrolysis of simple commercially available organic ionic liquids [bmim]Br

(butylmethylimidazolium bromide) and [emim]Br (ethylmethylimidazolium bromide).57

1.7.2. Stetter Reaction

Scheme 16

The Stetter reaction is the 1,4-addition (conjugate addition) of an aldehyde to an α,β-

unsaturated compound. For the stereoselective Stetter reaction various chiral catalysts have

been developed over the past four decades. Carbenes catalyzed this reaction by the formation

of a Breslow intermediate with an aldehyde.58

The first asymmetric Stetter reaction was

reported in 1996 by Enders and co-workers. Instead of using previously reported thiazolium

salts they used triazolium salt 41.59

Rovis et al. obtained a better asymmetric induction by

using triazolium catalysts, in which the chiral group was fused to a second ring (42-43).60

Miller used thiazolium-containing peptide 44 and obtained a moderate selectivity. Tomioka

catalyzed the Stetter reaction with a C2-symmetric chiral imidazolium salt achieving an

enantioselectivity of 80%.61

Recently, Rovis62

also reported a highly enantioselective and

diastereoselective intermolecular Stetter reaction of glyoxamide and alkylidene ketoamides

with triazolinylidene carbene precursor 43.

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14

1.7.3. Generation of Homoenolates

Scheme 17

The generation of conjugated homoenolates is a novel aspect of carbene chemistry.

They are generated in situ from α, β-unsaturated aldehydes (Scheme 13) leading to

unprecedented results. In 2004 Glorius63

and Bode64

independently reported a successful

application of a conjugated homoenolate to form γ-butyrolactones from the conjugated enals

and aromatic aldehydes. Fu et al. reported in 2006 that α,β-unsaturated esters are suitable

precursors for the generation of homoenolates.65

In 2008 Scheidt reported that chiral N-

heterocyclic carbenes catalyzed highly diastereoselective and enantioselective [3+3] additions

of homoenolates to nitrones delivering γ-amino ester derivatives in up to 93% ee.66

1.7.4. [2+2] Cycloaddition

Scheme 18

Ye67

and Smith68

independently reported in 2008 that chiral N-heterocyclic carbenes

(NHC) are efficient catalysts for the formal [2+2] cycloaddition of ketenes with imines. Chiral

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1. Introduction

15

NHCs react with disubstituted ketenes in a similar manner as nucleophilic tertiary amines and

form zwitterionic ketene enolates. This ketene enolate intermediate reacts with an imine to give

the corresponding chiral trisubstituted β-lactam.

Scheme 19a

Similarly, Ye also reported in 200869

and 200970

chiral N-heterocyclic carbenes as

efficient catalysts for the synthesis of trisubstituted and tetrasubstituted β-lactones (Wynberg

reaction) by the reaction of ketenes with 2-oxoaldehydes (Scheme 19a) and trifluoromethyl

ketones, respectively (Scheme 19b).

12

3

3

ee

2

12 3

Scheme 19b

1.7.5. Carbene Based Chiral Ionic Liquids

Scheme 20

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1. Introduction

16

A. D. Headley developed in 2007 the pyrrolidine based chiral task specific ionic liquid

49a, which was catalyzing a Michael addition reaction of aldehydes and nitrostyrenes with

moderate yields (up to 64%), good enantioselectivities (up to 82% ee) and high

diastereoselectivities (syn/anti ratio up to 97 : 3). Moreover the chiral pyrrolidine catalyst was

easily recycled without loss of activity (Scheme 20).71

1.8. Interaction Types

Reactions catalyzed by organocatalysts are normally carried out either by much

‘‘tighter’’ or a much ‘‘looser’’ transition structures as compared to chiral metal complex-

mediated reactions.72

1.8.1. Covalent Catalysis

Many of the reactions catalyzed by organocatalysts proceed via a covalent bonded

catalytic adduct as an activated complex. Typical examples include the formation of enamines,

iminium intermediates and carbene-mediated reactions. For most of the above mentioned

reactions chiral amine based catalyst, formed from amino acids, peptides, alkaloids and

synthetic nitrogen containing molecules, were employed.

1.8.2. Non-Covalent Organocatalysis

Organocatalysis through weak interaction is called non covalent organocatalysis. The

active complex between a catalyst and a substrate is a neutral host guest complex, or acid base

association. Typical examples are hydrogen bond catalysts by weak acid-base chiral complexes

and by cation-anion association under homogeneous and phase-transfer conditions.73

1.9. Classification Based on the Mechanism of Catalysis

According to List the majority of organocatalysts can be largely classified as Lewis

bases, Lewis acids (LB or LA), Brønsted bases, and Brønsted acids (BB or BA).33

Lewis base

catalysts (B:) start the catalytic cycle via a nucleophilic addition to the substrate (S), Lewis acid

catalysts (A) activate nucleophilic substrates (S:). Brønsted base and acid catalytic cycles are

initiated via a (partial) deprotonation or protonation, respectively. The resulting complex

undergoes a reaction and releases then the product and the catalyst for a further turnover. In

acid/base catalysis usually both (Lewis and Brønsted) modes of interaction occur within a

bifunctional catalyst. These catalysts are also classified as Lewis acid/Lewis base (LALB),

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17

Lewis acid/Brønsted acid (LABA), Lewis acid/Brønsted base (LABB) and Brønsted

acid/Brønsted base (BABB) types.

1.9.1. Lewis Acid Organocatalysts

Lewis acids are considered to be species with a vacant orbital. Metal salts like

aluminium chloride, titanium chloride, zinc chloride and others usually stand as Lewis acid

catalysts. However, there are many compounds with carbenium, silyl or phosphonium cations,

hypervalent phosphorus and silicon atoms, iodine or boron atoms and compounds based on

ionic liquids, which show Lewis acid catalytic activity.

1.9.1.1. Silyl Cation Based Catalysts

There are many examples in the literature of silicon based Lewis acids such as

Me3SiOTf, Me3SiNTf2 or Me3SiClO4, which are catalyzing achiral reactions.74

In 1998, the

groups of Jørgensen and Helmchen reported the first chiral silyl cationic salt 50a.75

The salt

50a catalyzed a Diels-Alder reaction as well as an aza-Diels-Alder reaction. Ghosez reported

enantiopure silicon based catalysts 51-55.76

These salts, prepared in situ, were tested for the

Diels-Alder reaction of cyclopentadiene and methyl acrylate (Scheme 21).

Scheme 21

1.9.1.2. Hypervalent Silicon Based Catalysts

Chiral Lewis bases react with silicon containing reagents to form Lewis acid centers,

which can activate a substrate. This is because silicon has the capacity to expand its valence

shell. There is an avenue that chiral Lewis bases interact with vacant orbitals of silicon and

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18

increase the electron density of the most labile ligand, so that the ligand is ionized and a

positively charged silicon complex is formed, which is a strong Lewis acid, responsible for

many organic transformations (Scheme 22).77

Scheme 22

1.9.1.3. Asymmetric Allylation

Scheme 23

Homoallylic alcohols can be easily converted to a number of other useful functions.

The asymmetric allylation of carbonyl compounds with an allylating agent leads to homoallylic

alcohols having two consecutive stereocentres along with a carbon-carbon bond formation. The

traditional method for this is the use of a Lewis acid that activates the electrophilic aldehyde

towards nucleophilic attack of an ally metal reagent.78

However, there is a lack of

diastereoselectivity because of a non rigid transition state during the reaction. In contrast, the

chiral Lewis base catalyzed allylation provides a dual activation, which involves binding of a

Lewis base with a nucleophile (trichlorolsilane), thus generating a reactive hypercoordinated

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silicone species, which further coordinates with an aldehydes. As a result a close assembly of

allyltrichlorosilane, aldehyde and the chiral Lewis base provides a high degree of

diastereoselectivity and enantioselectivity.

Denmark and co-workers and the Barret group developed chiral Lewis bases e.g. chiral

phosphoramides and 2-(2-pyridinyl)-2-oxazolines, respectively. Stoichiometric amounts of

these chiral Lewis bases were required to promote a complete stereochemical correlation

between the geometry (E/Z) of the allylsilane and the diastereomeric ratio (syn/anti) of the

products.

Scheme 24

In 1996, Iseki and Kobayashi developed a catalytic version for the asymmetric

allylation.79

They used proline-based chiral HMPA derivative 56. Later Malkov and

Kocovsky80

applied 57 and 58, Hayashi et al.81

59 and Hoveyda and Snapper82

60 as catalysts

for the allylation. Mechanistic analysis suggests that the N-oxide activates the trichlorolsilane

functionality and the other nitrogen atoms stabilize the complex by chelation. Thus leading to a

closed chair like transition state shown in Scheme 25. As compared to P(O) or N(O) catalysts,

there are very rare cases, where chiral sulfoxides are used for catalysis. Massa83

and Barness84

synthesized chiral sulfoxide catalysts 61 and 62, respectively. Most of the work on asymmetric

allylation has been done on aromatic and heteroaromatic aldehydes, because both, the reaction

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20

rate and the enantioselectivity decrease with non-conjugated aldehydes. Iseki et al. also

reported 63 to be a highly enantioselective catalyst for aliphatic and non-conjugated aldehydes

(Scheme 24).85

Scheme 25

It is accepted that the Lewis acidity of silicon, as well as its high tendency to expand its

valence shell increases,86

when it is tetravalent and it is incorporated into strained 4 or 5-

membered ring systems (strain- release Lewis acidity).87

This is due to a smaller energy gap

between the sp3 and dsp

3 orbitals of a strained system compared to an acyclic species. Leighton

has combined this concept of strain silacycles with the asymmetric allylation chemistry and

reported this in series of publications.88

He also extended the scope to the allylation of

aldimines and ketimines.89

Scheme 26

1.9.1.4. Asymmetric Aldol Reactions

The bond cleavage of silyl enol ethers (O-Si), its structure and its mode of action

resemble very much that of allylsilanes (C-Si). That is why Lewis base catalyzed aldol

reactions of silyl enol ethers have also been extensively studied. The first example of a Lewis

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base catalyzed asymmetric aldol reaction of trichlorosilyl enol ether with a chiral

phosphoramide90

was reported in 1996 by Denmark et al. (Scheme 27).

Scheme 27

1.9.1.5. Asymmetric Reduction

The asymmetric reduction of ketones and imines was reported by Matsumura and co-

workers by using trichlorosilane as reductant and the N-formylate pyrrolidine derivative 50 as a

catalyst.91

Later Makov and Kocovsky reported an N-methyl L-valine derivative 5192

and Suna

et al. reported S-chiral bissulfinamides 52 as highly enantioselective organocatalysts for the

reduction of ketimines.93

ee

ee

ee

3 3

1 2

ee

1 2

Scheme 28

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1.9.1.6 Asymmetric Ring Opening Reaction

The halide ring-opening of epoxides with tetrachlorosilane leads to chlorinated alcohols

and is a successful method for the desymmetrization of epoxides. Denmark94

in addition

reported chiral phosphoramide 53 and Hashimoto reported N-oxide 5495

and 5596

as good

catalysts for the asymmetric ring opening reaction of epoxides and the synthesis of

chlorohydrins, which were obtained in good yields and selectivity (Scheme 29).

Scheme 29

1.9.1.7. Friedel-Craft Alkylation

Scheme 30a

Extending the application of strained silacycle reagents, Leighton et al. have described

a method for the enantioselective Friedel-Crafts alkylation with benzoylhydrazones catalyzed

by an extraordinarily simple chiral silane Lewis acid 56. The features of this chiral silane are: It

can be prepared in bulk in a single step from (S, S or R, R) pseudoephedrine and PhSiCl3 and

after employing it in a reaction, pseudoephedrine can be recovered in near quantitative yield.

The best example is shown in Scheme 30 with 92% yield and 90% ee.97

The catalyst works

well with heteroarenes too. A simple and most plausible model for the enantioselectivity of the

Friedel-Crafts reaction is shown below. It is clear from the model that the arene would

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approach from the front (Si) face, while the back (Re) face is blocked by the phenyl group

present on the silicon atom.

Scheme 30b

1.9.1.8. Cycloaddition Reactions

Inspired by their previous results, Leighton also reported an enantioselective [3+2]

acylhydrazone-enol ether cycloaddition reaction by employing the same pseudoephedrine

based chiral silane 56. The best results were obtained with tert-butyl vinyl ether.98

Scheme 31

The chiral ligand (ephedrine-derived amino phenol 57) carrying three functional groups

for attachment to the silane proved to be a good ligand for the silane catalyst 58 in the

cycloaddition reaction of enals with cyclopentadiene. The catalyst was generated in situ by

treatment of 57 with SiCl4 and DBU.99

Simple changes to a sulphonamide group and a

substituent on phenols produced a dramatic effect on the enantioselectivity. They also proved

that a 5-membered strained ring is an essential component of the chiral Lewis acidity and that

silane 59 being a 6-membered strain free species showed no catalytic activity under identical

reaction conditions.

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Scheme 32

1.9.1.9. Chalcogenide-Morita-Baylis-Hillman Reactions

The chalcogenide catalyzed Morita-Baylis-Hillman reaction was developed by Kataoka

and co-workers by employing a sulfide and TiCl4 for dual Lewis acid-base activation. Later, in

1996 the ability of the combination of sulfide/TBDMSOTf to promote the reaction was

reported.100

The asymmetric version of this Baylis-Hillman reaction has been achieved by

using chiral sulfide 60 in place of SMe2. The best ee was 94% in combination with a high yield

of 88%.101

Scheme 33

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1.10. Phosphonium salts as Lewis Acid and Phase Transfer

Catalysts

Scheme 34

Phosphonium salts also have the ability of hypervalent bonding with Lewis basic

substrates resulting in a Lewis acidic catalyst (Scheme 34).102

It is possible for the lower lying

σ* orbital of the phosphonium salts to interact with an electron withdrawing group and

nonbonding ion pair of the Lewis base, achieving a hypervalent state,103

which is stabilized

with electron-withdrawing substituents.

Scheme 35

There are many fundamental reactions in organic synthesis such as C-C, C-O and C-N

bond formations, catalyzed by phosphonium salts. They are also well recognized as phase-

transfer catalysts. Chiral phosphonium salts are used as catalysts.104

Recently, Maruoka et al.

synthesized highly enantioselective β-keto esters by employing binaphthyl modified quaternary

phosphonium salts 61 and 62 and applied them as a phase transfer catalysts.105

1.11. Carbocation Based Catalysts

In order to expand the scope of Lewis acid catalysts, several organic salts were used as

catalysts but there are very few examples in which carbocations were used as the

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organocatalysts, compared to related silyl salts. The trityl perchlorate 63 represents an

application of a carbenium catalyst in Mukaiyama aldol-type reactions and Michael

transformations.106

Chen introduced the dibenzosuberone-derived salt 64 as a catalyst in the

reaction of TBS ketene acetal with aldehyde.107

The chiral trityl salt 65, also introduced by

Chen,108

brought clearness to a certain extent in the understanding of the mechanism of this

catalysis. The enantioenriched product indicated a silyl-mediated catalysis accompanied by a

carbenium-promoting catalysis. The key requisite for the enantioselective aldol-type addition

was the rigid conformation of the carbenium catalyst.

Scheme 36

There are a lot of examples in which carbenium ions act as hydride abstractor or one-

electron oxidant.109

By exploiting this feature, carbenium ion 66 was reported to abstract exo-

hydrogen enantioselectively as shown in Scheme 37.110

Scheme 37

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1.12. Ammonium Salt Based Phase Transfer Catalyst

Phase transfer catalysts are also an important class of organic catalysts. The Merck

group reported the first efficient chiral phase-transfer catalyst, N-benzyl-cinchoninium salt 67,

for the asymmetric α-methylation of indanone 72 in 95% yield and 92% ee.111

O’Donnel et

al.112

used 67 for the α-alkylation of protected glycine derivative 73 to furnish α-amino acids

enantioselectively. Lygo and Corey reported N-anthracenyl-cinchonidinium salts 69 and 70

independently for the α-alkylation of glycine derivatives with high asymmetric inductions (up

to 99%).113

The C2-symmetric chiral spiro ammonium salt 71 was a highly efficient and

enantioselective catalyst for α-alkylations, aldol and Michael reactions. It was synthesized by

Maruoka and co-workers from commercially available (S)- or (R)-1,1´-bi-2-naphthol.114

Scheme 38

Scheme 39a

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Scheme 39b

1.13. Brønsted Acid and Hydrogen Bond Catalysis

Brønsted acid and hydrogen bond catalysis is also growing area of organocatalysis.

During the reaction a C-X bond (X = O, NR, CR2) is activated. The proton represents the

smallest element of a Lewis acid. There is no clear boundary line between Brønsted acid and

hydrogen bond catalysis. Carbonyl compounds or imines can be activated by three ways (1)

double hydrogen bonding, (2) single hydrogen bonding, (3) or chiral Brønsted acid catalysis.

Scheme 40

Chiral metal Lewis acid catalysts are often prepared in situ from a chiral ligand in

contrast to chiral Brønsted acid catalysts, which are directly used as small organic molecules.

Brønsted acids have some advantages over Lewis acids. They are easy to handle and generally

stable towards oxygen and water and so storable for a long period of time and they are more

environmental friendly and applicable to large-scale synthesis. There are two main categories

of chiral Brønsted acid catalysis:

� Neutral Brønsted acids, hydrogen-bonding catalysts (thiourea and TADDOL)

� Stronger Brønsted acid catalysts

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1.13.1. Neutral Brønsted Acids

Thiourea and TADDOL are general examples for neutral Brønsted acid catalysts, which

are activating a substrate via hydrogen bonding. Thiourea catalysts are further divided as

monofunctional thiourea and bifunctional thiourea catalysts. In 1994 Curran et al. reported a

good stereoselectivity in allylation reactions of cyclic α-sulfinyl radicals by the use of a urea

derivative.115

Later Jacobsen et al. described a parallel-library approach to thiourea derivatives.

The catalyst 74 was giving a high enantioselectivity in the hydrocyanation of imines116

75 gave

in an asymmetric Mannich-type reaction up to 98% ee117

and 76 in a hydrophosphonylation of

imines up to 98% ee.118

Scheme 41

1.13.2. Bifunctional Thiourea Catalysts

Scheme 42

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Takemoto et al. developed the novel bifunctional thiourea 77, bearing a tertiary amine

moiety, that catalyzed the Michael reaction (81-93% ee), the aza-Henry reaction (63–75% ee),

and the asymmetric hydrazination of 1,3-dicarbonyl compounds (80–91% ee). The bifunctional

thiourea catalyst has a dual mode of activation and the amino group of the thiourea acts as a

hydrogen bond donor or Brønsted acid site and the other amino group of the cyclohexyl ring

acts as a Brønsted base site. Since Takemoto bifunctional thiourea catalyst is quite effective, a

number of bifunctional catalysts bearing a thiourea moiety have appeared in the literature as

shown in Scheme 43.119

3

3

t

Am. Chem. Soc

Org. Lett 11 Org. Lett 10

Scheme 43

Jacobsen et al. reported catalyst 78 for the oxocarbenium ion addition to acetal in up to

97% ee120

and 79 for the catalytic Protio-Pictet-Spengler reaction in up to 99% ee.121

Zhou et

al. introduced thiourea catalyst 80 for the enantioselective aza-Henry reaction in up to 99%

ee122

and Seidel reported 28 for the asymmetric Michael addition of thiols to cyclic enones in

96% ee.

1.13.3. TADDOL Derivatives

Rawal et al. reported the simple diol 81 (TADDOL) as a highly selective chiral catalyst

for a hetero-Diels-Alder reaction.123

Ding et al. used the same catalyst for the hetero-Diels-

Alder reaction of an aldehyde with Brassards diene affording γ-lactone derivatives with high

enantioselectivity (Scheme 44).124

Yamamoto et al. extended the scope of the catalyst and used

81 for the regio- and enantioselective nitroso aldol reaction (65-91% ee) and also found that

glycolic acid derivative 82 furnished O-nitroso aldol products in 70–93% ee (Scheme 44).125

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Scheme 44

Yamamoto and Rawal also synthesized axially chiral 1,1’-biaryl-2,2’-dimethanol 83,

(BAMOL) as a highly selective catalyst for hetero-Diels–Alder reactions for a range of

aliphatic and aromatic aldehydes with aminosiloxydienes to give the cycloadducts in 84–99%

ee.126

They also obtained an X-ray structure of an inclusion complex of 2,2-

bis(diphenylhydroxymethyl)-binaphthylene and benzaldehyde. The X-ray reveals that there is

an intramolecular hydrogen bond between the two hydroxyls and a 1:1 association between

BAMOL and benzaldehyde. Therefore, it is postulated that there is a single-point hydrogen

bond interaction in TADDOL catalysis (Scheme 45).

Scheme 45

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1.13.4. Binaphthol Derivatives

Scheme 46

Binaphthol derivatives act as weakly acidic chiral Brønsted acids. A few representatives

of BINOL catalysts are shown in Scheme 46. The Morita-Baylis-Hillman reaction was

catalyzed for a range of aliphatic aldehydes by BINOL derivative 85 in the presence of a

stoichiometric amount of PEt3 (67-96% ee).127

Sasai and co-workers used bifunctional BINOL

derived 86 for the aza Morita-Baylis-Hillman reaction and obtained excellent

enantioselectivities (87-94%).128

The enamine Mannich reaction was catalyzed with diol 87 in

84% ee. Ishihara and co-workers used the chiral Brønsted-acid catalyst 88, bearing a bis(triflyl)

methyl group, for the enantioselective Mannich-type reaction of a ketene silyl acetal with

aldimines obtaining high yields and good enantiomeric excesses 62-77% ee.129

1.13.5. Ammonium Salts as Brønsted Acids

2

2

2

1 2 ee

1 22t ee

1 22 ee

1

1

2

Scheme 47

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Ammonium based salt 89, derived from cyclohexane, a diamine and quinoline, was

reported by Johnston et al. for an aza-Henry reaction with up to 90% ee.130

The pKa value of 89

is 5.78 measured with Perrin titration, so it is not acidic enough to protonate the imine.

Therefore, it acts as a hydrogen bond catalyst.131

Later they extended the scope of chiral proton

catalysts by synthesizing unsymmetrical bis-(amidine) complex 91 for the highly anti-

diastereoselective and enantioselective synthesis of glycine equivalents by the addition of

nitroacetate to azomethines. They recently also reported a derivative of 91 for the synthesis of

amino acid equivalents.132

1.13.6. Phosphoric Acids

Scheme 48

Chiral phosphoric acids are stronger Brønsted acids. A well known example is the

chiral cyclic (R)-BINOL derived phosphoric acid diester 92 containing a Brønsted-acidic and

Lewis-basic site. It is acting as a bifunctional catalyst. In the beginning it was conventionally

used as a chiral resolving agent and as a ligand in metal catalysis. In 2004 Akiyama et al.

reported 92a as a chiral Brønsted acid catalyst for a Mannich-type reaction of ketene silyl

acetal with aldimines with high selectivity.133

The aryl group in the 3,3` position should be

substituted for high enantioselectivity. They used 92b and 92c for the hydrophosphorylation of

aldimines and the aza-Diels–Alder reaction, respectively.134

Recently, they also reported that

phosphoric acid 92c is catalyzing the enantioselective reduction of imines to amines with

excellent enantioselectivities.135

Terada used 92d, 92e and 92f, Rueping employed 21b, List

utilized 21c (1 mol%) and MacMillan 21g as enantioselective catalysts.136

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Chiral aziridines are significant intermediates for optically pure amines, α-amino acids,

amino alcohols, diamines, and a variety of other amino compounds. Recently, their syntheses

were reported by Akiyama et al.137

and Zhong et al.138

independently, applying chiral

phosphoric acids 92h and 92f.

Scheme 49

Chiral phosphoric acids are not only derived from BINOL. A TADDOL-based

phosphoric acid diester 93 was developed by Akiyama et al. for a Mannich-type reaction.139

1.13.7. Charged Brønsted Acid

The majority of chiral Brønsted acid catalysts are neutral compounds.140

Recently Ooi

et al. introduced a new class of charged Brønsted acids (CBA) for the activation of non-ionic

Lewis bases. They applied their catalysts in an aza-Michael reaction (Scheme 50).141

Scheme 50

There are very few examples of purely organic bases catalyzing the Henry reaction as

compared to metal based catalytic methods in the last few years.142

In most cases the best

results are achieved by employing cinchona derived ambifunctional catalysts, quinidine and

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quinine-derived thioureas.143

Recently, Ooi and co-workers reported a Henry reaction,

catalyzed by a chiral P-spiro-tetraaminophosphonium salt 105 144

in up to 97% ee.

Scheme 51

The catalyst works well for aliphatic and aromatic aldehydes even at a low catalyst

loading of 1 mol% with longer reaction time. The authors proposed that a

triaminoiminophosphorane is generated in situ from 105 with tBuOK abstracting a proton from

a nitroalkane. The nitronate anions are bidentate hydrogen-bonding acceptors. It formed an ion-

pair 107, which was added to aldehydes in a highly stereoselective manner. The postulated

intermediate was also supported to some extent by NMR studies.

Scheme 52

Organic ion pair catalysis is also a growing class of catalysis, which is predominantly

based on chiral nonracemic onium salts. The cation is more important in controlling reactivity

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and selectivity, while the anion is important for neutralization of the charge in the chiral

quaternary onium salt catalysis. There are several types of reaction modifications, in which the

cationic moiety has a great influence on selectivity. Particular in a phase-transfer-catalyzed

mechanism.145

Ooi also reported the chiral tetraaminophosphonium carboxylate 108 with

functional anions for the direct Mannich-type reaction of azlactones with a 2 mol% catalyst

loading in up to 96% ee.146

Scheme 53

In the catalytic cycle the active methine proton of azlactone is abstracted by a basic

carboxylate anion to furnish the subsequent chiral phosphonium enolate anion, which develops

the ion pair assembly with a distinct hydrogen bonding network 109. A successive

stereoselective bond formation with the imine affords phosphonium sulfonamide 110, which

abstracts a proton from the carboxylic acid to regenerate the chiral phosphonium carboxylate.

Scheme 54

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1.14. Lewis Base Catalysis

Ligands with electron pair donor atoms like N, O, P, C and S are Lewis bases. These

electron donor bases are used as ligands in metal catalysis and also as Lewis base

organocatalysts. Lewis base catalysts convert the substrates either into activated nucleophiles

or electrophiles. Typical reactive intermediates for this catalysis are iminium ions, enamines,

acyl ammonium ions, 1-,2-,3-ammonium enolates, carbenes and S-ylides etc. (Scheme 55).

Scheme 55

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1.14.1. Iminium Catalysis

In this catalysis the activated species is an iminium ion formed between an amine

catalyst and a carbonyl substrate in a reversible manner. Reactions involving this intermediate

are Knoevenagel condensations, Diels–Alder reactions147

1,3-dipolar cycloadditions of nitrones

148 Friedel–Crafts alkylations,

149 Michael additions of malonates

150 and nitroalkanes.

151,152

1.14.2. Enamine Catalysis

The enamine intermediate is generated by deprotonation of an iminium ion, which is

able to react with various electrophiles or undergoes pericyclic reactions. The first example of

an asymmetric enamine catalysis was the Hajos–Parrish–Eder–Sauer–Wiechert reaction.

Mannich reactions 153

and Michael additions154

are well known examples to date and are

catalysed by an enamine pathway.

Scheme 56a

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Scheme 56b

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1.14.3. 1-Ammonium Enolate

Hatakeyama et al.155

and Gaunt et al. 156

reported a cinchona alkaloid catalyzed

reactions of inter- and intramolecular cyclopropanation of α-halo ketones with electron

withdrawing alkenes and the enantioselective Baylis–Hillmann reaction, repectively. The

catalytic cycle involves the formation of an ammonium ylide or a 2-ammonium enolate

species.

Cinchona alkaloids are also used for the enantioselective synthesis of β-lactones and β-

lactams.157

Fu et al. reported a highly enantioselective addition of amines, aldehydes, nitroso

compounds, N-triflyl imines and azo compounds to ketenes catalyzed by a planar-chiral 4-

(pyrrolidino)pyridine derivative.158

The reaction was catalyzed by the formation of an 1-

ammonium enolate intermediate by interaction of a ketene with a nucleophilic amine catalyst

followed by an electrophile.

Scheme 57a

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Scheme 57b

1.15. Asymmetric Organocatalysis by Chiral Brønsted Bases

Scheme 58

A molecular entity capable of accepting a hydrogen (or proton) from a corresponding

chemical species is called a Brønsted base (BB). Well known examples are various nitrogen-

containing functionalities e.g. tertiary amines, guanidines, amidines, and imidazoles.159

Their

utilities are highly dependent upon the availability of the corresponding non-racemic

precursors from the chiral pool. Therefore, alkaloids from the cinchona family and amino acids

are a straightforward source of enantiopure BB catalyst candidates. Chemical modifications

provided a reasonable constitutional and stereochemical diversity of BBs. Non-natural

compounds are also a catalyst sources due to a limited availability of D-amino acids. Examples

are synthetic 1,2-diamines and binaphthols.

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For a long time chiral metal free Brønsted bases were known in asymmetric synthesis,

however, in the last few years BB-catalyzed asymmetric transformations have become a

distinct category. Now there are large range of reactions catalyzed by chiral BB such as

fundamental C–C and C–X (X = N, O, S, P) bond-forming reactions, i.e. Mannich, (hetero)

Michael, (aza)-Henry reactions.

1.15.1. Reactions Involving Enolates and Enolate-Like

Nucleophiles

The preferable substrates for BB catalytic activation are enolizable carbonyl

compounds with relatively small pKa values. Mostly ketones, aldehydes, esters and other

carboxylic acid derivatives with electron withdrawing groups are suitable substrates for

asymmetric BB catalysis. Without an electron withdrawing group, the acidity of the C–H group

adjacent to a single carbonyl group is insufficient. Asymmetric BB catalysis has been divided

into two major reaction categories: Mannich-type reactions and 1,4-conjugate additions

(Michael-type additions).

1.15.2. Mannich Reactions

Most chiral BB catalysts employed in Mannich-type reactions are bifunctional and have

a hydrogen-bond donor site within the catalyst structure e.g. thiourea derived cinchona

alkaloids and optically active 1,2-diamines.160

1.15.3. Michael Reactions

Scheme 59

A Michael acceptor is an important substrate for the transformation of carbon skeletons

with increasing complexity and structural diversity.161

Chiral bicyclic guanidines are the

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second well uesd class of BB catalysts. For example the catalyst 100 has been found to be

excellent for the conjugated addition of dithranol 102 to various maleimides.162

More recently,

guanidine 101 was applicable in the enantioselective Michael addition of dithiomalonates and

β-ketoesters to different kinds of acceptors like cyclic enones, furanone, or acyclic 1,4-

dicarbonylbutenes affording yields and enantiomeric excess above 90%.163

1.15.4. Cyanide as a Nucleophile: The Strecker Reaction

The simplest and well known economical method for the de novo synthesis of an amino

acid is the Strecker synthesis. Schiff bases incorporating a thiourea group proved to be useful

catalysts for the cyanation of N-allyl imines with good yields and enantioselectivities.164

Recently, chiral guanidines 103,165

87 and 104166

have been documented as excellent catalysts

for the addition reaction of HCN to N-benzyl aryl imines. If there is an imidazole group in 103

instead of the terminal guanidine, it failed to introduce any asymmetric induction for the same

reaction due to lower basicity of the imidazole moiety compared to the guanidine group. This

aspect has relevance for the capacity of accelerated proton transfer in the Strecker reaction.

Scheme 60

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1. Introduction

44

1.16. Summary

Today asymmetric synthesis by chiral organocatalysts is a well established and rapidly

growing field. It provides an alternative route to organometallic mediated asymmetric

processes. There are many fields demanding a single enantiomer, especially in drug synthesis,

in biological probes and optical devices. In the last century small organic molecules especially

enzymes were utilized for asymmetric synthesis but at the end of the century much was

focused on designing organometallic complexes and on their use in enantioselective synthesis.

In the last few years organocatalysts are making their place in asymmetric synthesis due to

many advantages such as easy handling, easy separatablity and environmental friendly

behaviour. There is no well defining criterion for the classification of organocatalysts. Mostly

they are classified on the basis of mechanism, modes of interaction like covalent, ionic, and

hydrogen bonding. Early well-known organocatalysts are proline and cinchona alkaloids, but

nowadays carbenes are also a rapidly growing area. The other types of organocatalysts are

ureas, thioureas, amines, binaphthol derivatives, phosphoric acids, phosphoramides, and

ammonium salts. The mechanistic study of organocatalysts proved to be beneficial to design

new catalysts and modify pre-existing organocatalysts according to the need of substrates.

These modifications involve structural tunability and steric bulk variation of pre-existing

catalysts.

1.17. Future Work

There is still much room for improvements, like lowering the catalyst loading, which is

still often 20 mol%. Also the synthesis of general asymmetric catalysts with improved turnover

numbers is desireable. Finally, new reactions and domino reactions with new and established

organocatalysts are an important future task.

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1. Results and Discussion

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45

2.1 Aims

Despite the rich historical past on the usage of small organic molecules in catalysis, only

in the last decade, organocatalysis has earned a reputation of being a highly dynamic area in

chemical research both in industry as well as in academia. An overview of today’s catalytic

systems shows that there is a variety of simple organic molecules as highly efficient and

remarkably enantioselective catalysts for a range of fundamentally important transformations.

Therefore, organocatalysts have acquired a place as a third class of asymmetric catalysts.167

The task was to synthesize novel chiral NHCs and to investigate their application as

organocatalysts. Two different new types for precursors for nucleophilic chiral carbenes were

prepared and utilized in catalysis. There are so far limited types of chiral carbenes known in

asymmetric catalysis as compared to chiral phosphines. It is therefore desirable to synthesize

new successful chiral carbene precursors. Moreover, NHCs are of nucleophilic character.

Furthermore, it was intended to apply chiral amides and non-nucleophilic hindered Brønsted

bases for catalysis and chiral zwitterions as chiral shift reagents. The work can be divided into

the following parts:

� Synthesis of imidazolinium based zwitterions or carbene precursors

� Synthesis of novel enantiopure NHCs derived from camphor

� Applications of NHCs in catalysis

� Zwitterions as chiral shift reagents

� Zwitterions as Lewis acid/Lewis base organocatalysts

� Application of chiral amides in catalysis

� Use of hindered Brønsted bases as Lewis base catalysts

2.2. Imidazolinium Zwitterions in the Literature

To date there have been only a few reports of imidazolium salts incorporating an anionic

substituent, such as a carboxylate,168

sulphonate,168, 169, 170

or amide171

group. Imidazolinium

zwitterions containing sulphonate or sulphamidate groups in the side chain were prepared. The

presence of sulphonate or sulphamidate was beneficial for reactions involving organosilicon

mediated reactions because of the additional coordination ability of the sulphonate group to

activate the silicon atom.172

Few examples are the TMS-Nu addition to aldehydes, ketones or

imines and the allylation of aldehydes with allyltrichlorosilane regents. Furthermore, the

sulphonate group with an appropriate counter cation could influence the diastereoselectivity in

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2. Results and Discussion

46

[2+2] reactions. In Lewis base catalyzed [2+2] reactions ionic intermediates were formed.173

The previously reported sulphonate based imidazoles are shown below:

2.2.1. As Ionic Liquids

Scheme 60

In 2002 the group of Davis174

reported novel Brønsted acid ionic liquids 112a and 113

(Scheme 60). 112a is representing an imidazolium salt with an alkylsulphonate substituent.

Davis et al. used them as dual solvent catalysts in the Fischer esterification. Later in 2004,

Ohno175

reported 1-(1-buty-l-3-imidazolio) propane-3-sulphonate 114 and HTFSI (bis

(trifluoromethylsulfonyl) amide) as anhydrous proton transporter with an ionic conductivity of

about 10-2

S cm-1

at 150 °C. Recently the Funabiki176

group reported acid ionic liquid 112b for

the direct benzylation, allylation and propargylation of 1,3-diketones with various alcohols with

up to 98% yield.

2.2.2. Precursors for Chiral Ionic Liquids

Scheme 61

Cheng177

et al. used chiral cyclic sulphate and sulphamidate imidazole zwitterions for the

synthesis of Brønsted acidic and Brønsted basic chiral ionic liquids (CILs) 115 and 116. They

also used them as organocatalysts in aldol reactions.

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47

2.2.3. As Ligands in Metal Complexes

Scheme 62

In 2006, Shaughnessy168

reported alkylsulphonate imidazolium silver and palladium

imidazol-2-ylidene complexes without coordination of the sulphonate group with a metal center.

Later in 2007 Hoveyda and co-workers169

reported a chiral imidazolium sulphonate salt as a

bidentate ligand for the synthesis of NHC-sulphonate silver complex 117a and very recently

Nozaki170

reported NHC-sulphonate palladium complex 117b.

2.3. Synthesis of New Imidazolinium Zwitterions

Novel enantiopure unsymmetrical imidazolinium zwitterions bearing alkylsulphonate or

sulphamidate substituents were prepared by two main steps (Scheme 63).

� First step: Synthesis of imidazoline rings

� Second step: Quaternization of imidazoline rings having chiral centers in the

backbone or side arms with cyclic sulphonate or sulphamidate groups.

Scheme 63

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2.3.1. Synthesis of Imidazoline Rings

For the synthesis of imidazolinium rings enantiomerically pure (1R,2R)-1,2-

diphenylethane-1,2-diamine (119), which is commercially available, was used. Later 119 was

also prepared by a method reported by Corey178

in three steps as shown in Scheme 64. The

synthesis of 119 involves the formation of 2,2-spirocyclohexane-4,5-diphenyl-2H-imidazole

(118) and its conversion into (±)1,2-diphenyl-1,2-ethylenediamine. The later was resolved to the

final product by treatment with enantiopure tartaric acid as represented in Scheme 64.

Scheme 64

Three types of imidazoline ring were synthesized as discussed below:

Enantiomerically pure (1R,2R)-1,2-diphenylethane-1,2-diamine (119) was treated with 1

eq mesitylaldehyde in order to get a mono-substituted diamine. The reaction gave 99% yield of

the corresponding imine 120 in water. The NMR spectrum of the imine showed the cis and trans

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2. Results and Discussion 49

49

isomers of the imine. The compound was clean enough to use it in the next step of the reduction.

The reduction was performed by sodium borohydride in quantitative yield.

Scheme 65

It is well established that diamines undergo facile ring closure to imidazolines by the

reaction with an electrophile such as an orthoester.179

The method reported by Genisson180

was

followed. The diamine 121 was treated with trimethylorthoformate in the presence of an

equimolar amount of acetic acid. The product was purified with flash column chromatography

(FCC) and the yield of the reaction varied between 70 to 80% (Scheme 66). There is a tendency

of imidazoline rings towards opening, when interacting with silica gel. Similarly ent-122 was

also synthesized by using the opposite enantiomer (1S,2S) of diamine 119.

Scheme 66

Monoalkylated diamine 124 was synthesized in one step. The 1,2-diaminoethane was

reacted with mesitylaldehyde in methanol for 24 h and the imine was reduced in situ by the

addition of sodium borohydride.181

Monoalkylated diamine 124 was obtained in 91% yield as

oil.

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Scheme 67

Scheme 68

For the cyclization of 124 neat reaction conditions were applied. The diamine 124 was

treated with trimethylorthoformate at 80 °C for 2 h, but there was no desired imidazoline 125

formed. After that, it was decided to perform the reaction at a higher temperature. For this

purpose the dimethoxy-N,N-dimethylformamide was used instead of trimethylorthoformate The

ethylenediamine 124 was heated with dimethoxy-N,N-dimethylformamide at 90-95 °C for 2 h.

In order to remove MeOH and HNMe2, generated as side products during the reaction, the

temperature was raised to 120 °C for 1 h. Thereafter a high vacuum was applied to remove the

rest of MeOH and HNMe2. The remaining yellow viscous crude product was distilled and the

product was obtained as a colorless thick liquid in 90% yield, which solidified on standing.182

Scheme 69

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51

The imidazoline 127 is different from the above mentioned imidazolines as now an

aromatic ring is directly attached to the nitrogen atom. This feature can be beneficial, when a

carbene is used as a ligand in metal catalyzed reactions. The o-substituted aryl ring provides

steric bulk for stereo controlled reactions and decreases the electronic character of the carbene.

127 was synthesized in two steps as shown in Scheme 69. The monoalkylation of the diamine

was performed by a modified procedure reported by Grubbs.183

The diamine 119 was heated

with palladium acetate, sodium tert-butoxide, BINAP and bromotoluene in toluene to form the

desired product 126 in 96% yield. The monoalkylated diamine 126 was cyclized to product 127

by treatment with trimethylorthoformate.

2.3.2. Quarternization of Imidazolines

Imidazolines were quaternized with 1,3-propanesultone 128 and with chiral cyclic

sulphamidates 132 and 134. The 1,3-propanesultone is commercially available while 132 and

134 were synthesized by the following procedure.

2.3.2.1. Synthesis of Chiral Cyclic Sulphamidates184

Scheme 70

The chiral cyclic sulphamidates were synthesized from readily available cheap chiral

pseudoephedrine 129 and prolinol 130. For the synthesis of 132 and 134 a reported procedure of

Cheng et al. was used.185

The chiral amino alcohol pseudoephedrine 129 was treated with

thionyl chloride (SOCl2) to obtain 131. In the next step 131 was oxidized with RuCl3/NaIO4 and

converted into the desired product 132. However, only traces of the product 132 were obtained.

Therefore a procedure of Avenoza 186

from 2007 was followed.

Scheme 71

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Sulfuryl chloride and triethylamine were reacted with prolinol at low temperature to give

sulphamidate 134. A number of runs were made as shown in Table 1. In the first run 30% yield

was obtained. In order to improve the yield, a second run, which included an increased amount

of reagent and longer reaction time, was performed. But only 7% yield was isolated. The

reaction was very much dependent on the purity of the sulfuryl chloride. It should be moisture

free and extra pure. The reaction also depended on time and temperature. The best yield

obtained was 66% (entry 6, Table 1), when 1.5 eq sulfuryl chloride was used in the presence of

4 eq triethylamine at −20-0 °C for 4 h. Pseudoephedrine based chiral cyclic sulphamidate 132

was also synthesized by applying the same condition as shown in entry 6 of Table 1 with 66%

yield.

Table 1: Synthesis of Sulphamidate 134

Entry SO2Cl2 Et3N Time T [°C] Yield [%]

1 2 eq 4.6 eq 1 h −20-0 30

2 2.5 eq 5 eq 16 h −20-rt 7

3 2.5 eq 4.6 eq 16 h −20-5 6

4 3 eq 4.6 eq 16 h −20-0 4

5 2 eq 4.6 eq 4 h −20-10 40

6 1.5 eq 4 eq 4 h −20-0 66

Scheme 72

2.3.3. Quarternization of Imidazolines by Ring Opening Reactions

Imidazolinium zwitterions bearing sulphonate or sulphamidate groups were synthesized

by ring-opening reactions of cyclic sulfates and sulphamidates.

Imidazolinium zwitterions 136a-136b, bearing sulphonate or sulphamidate groups, were

synthesized from 122. Imidazolinium zwitterion 136a contains its chirality only in the

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2. Results and Discussion 53

53

backbone, while 136b and 136c have a chiral center both in the backbone as well as in the side

arm. Imidazoline 122 was stirred with a cyclic sulphonate or sulphamidate. Zwitterion 136a was

isolated in 81% yield in acetone with 2 eq 1,3-propane sultone, while for the synthesis of

imidazolinium zwitterions 136b and 136c, 1.5 eq of reactants were used. The quarternization

reaction was performed in CH2Cl2 and in acetone at rt. An excellent yield of 99% was obtained,

when 122 was quaternized with chiral cyclic sulphamidate 129 (Scheme 73)

Scheme 73 a prepared from ent-122

The imidazolinium zwitterion 137 was prepared by the reaction of ent-122 [(4S,5S-4,5-

diphenyl-1-(2,4,6-trimethylbenzyl)-1H-imidazoline)] with 129 in 99% yield. It was synthesized

to explore match/mismatched influences. The depicted inner salt 137 is a diastereomere of 136b.

Scheme 74

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Chiral imidazolinium zwitterions 138a and 138b were synthesized by the reaction of

achiral imidazoline and chiral cyclic sulphamidates with excellent yields of 95% and 90%,

respectively (Scheme 75).

Scheme 75

Table. 2: Synthesis of Zwitterion 139a

Entry Solvent T [°C] Time Yield [%]

1 CH2Cl2 rt 6 d 51

2 toluene 80 4 d 56

Scheme 76

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2. Results and Discussion 55

55

The aryl substituted zwitterion 139a was prepared by reacting 1-arylimidazoline 127

with cyclic sulphamidate 129 in CH2Cl2 in 51% yield. In order to increase the yield the reaction

was carried out in toluene at 80 °C. However, no improvement was observed.

Scheme 77

The aryl substituted zwitterions 139b and 139c were prepared by reacting 1-

arylimidazoline 127 with 1,3-propane sultone 128 and with cyclic sulphamidate 130.

Zwitterions 139b and 139c were purified via flash column chromatography with good to

moderate yields (Scheme 77).

2.4. Synthesis of Phenylisocyanide Imidazolinium Zwitterions

Imidazoline 127 was treated with phenylisocyanate at rt in CH2Cl2 for the formation of

zwitterion 140a, but the desired product was not isolated (Scheme 78). The phenylisocyanide

itself dimerized or trimerized at high temperature. Therefore the reaction was repeated at a lower

temperature, but no target product was obtained. 122 gave in the reaction any product neither.

An additional attempt was also made for the synthesis of phenylisocyanide imidazolinium

zwitterion, in which first the carbene was generated from carbene precursor 141, which was

treated with phenylisocyanide. Product 142 was not obtained.

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Scheme 78

Scheme 79

2.5. Synthesis of Imidazolinium Sulfonyl Salts

Scheme 80

For the synthesis of imidazolinium salt 143 many attempts were made with different

commercially available sulphonyl compounds. The first compound of choice was sulfonyl

chloride 144a. The reaction was carried out in diethyl ether at −78 °C to rt, in acetonitrile at rt

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2. Results and Discussion 57

57

and at 80 °C, in CH2Cl2 at 40 °C and also in toluene at 100 °C. In all cases product 143a was not

obtained. After unsuccessful attempts for the synthesis of 143a, imidazoline 122 was treated

with other sulphonyl reagents 144b-144d as shown in Scheme 81. These attempts remained also

unsuccessful.

Scheme 81

2.6. Synthesis of an Imidazolinium Sulphinyl Salt

Scheme 82

The synthesis of 143e was explored by the reaction of 122 with tert-butylsuphinyl

chloride 144e. The reaction was performed in different solvents like diethyl ether, DMF and

acetonitrile. The temperature parameter was also changed in order to obtain the product but the

reactions did not result the desired product.

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2.7. Synthesis of Novel Enantiopure NHCs Derived from

Camphor

NHCs (N-heterocyclic carbenes) have recently emerged as a new important family of

ligands in various applications in organometallic chemistry. Furthermore, carbenes themselves

can be used as organocatalysts. As the next consequent step, several enantiopure NHCs have

been prepared so far and applied as chiral ligands or as asymmetric organocatalysts. Camphor is

a cheap desirable starting material from the chiral pool, yet only a few carbene precursors such

as 145187

, 146188

and recently camphor-imidazoline ligands 147189

have been prepared, which

are shown in Scheme 83.

Scheme 83

However, chiral carbenes of type 148 have not been reported so far (Scheme 83). The

NCN unit would be embedded in a rigid bicyclic system being part of a six and seven-

membered ring. Hence, the carbene 148 possesses a higher basicity than carbenes based on

imidazolium and imidazolinium moieties.190

In addition, the free rotation of a substituent next

to the C-10 methyl group of the camphor skeleton could be limited due to steric hindrance,

which could provide an asymmetric differentiation in a catalytic reaction step.

2.7.1. Synthesis of Camphor Diamine 149

The diamine 149 can be readily prepared via a Schmidt reaction191

from (+)-camphoric

acid or (1R,3S)-1,2,2-trimethyl-1,3-cyclopentanedicarboxylic acid, a cheap chiral building block

derived from camphor. A vigorously stirred mixture of (+)-camphoric acid and concentrated

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59

H2SO4 in ethanol free chloroform was treated with sodium azide for 20 h. The diamine 149 was

formed in 86% yield (Scheme 84).

Scheme 84

Different types of carbene precursor were prepared from diamine 149.

� Both Nitrogen atoms with the same substituent.

� Nitrogen atoms having different substituted aryl groups

� Synthesis of bidentate ligands where one nitrogen atom is substituted with pyridine

� The sterically demanding nitrogen atom is carrying the bulkier substituent

2.7.2. Synthesis of Camphor Salts having the Same Substituent

on Both Nitrogen atoms

Scheme 85

The camphor based carbene precursors were readily prepared in two steps

1. Alkylation of diamine: The alkylation reaction was performed either by treating

the diamine with an aromatic aldehyde followed by the reduction of the imine

or directly with an arylmethylene chloride.

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2. Cyclization: Diamine 149 was converted to the corresponding camphor salt by

cyclization with trimethylorthoformate

2.7.2.1. Step One: Alkylation of Diamine

Scheme 86

Dialkylated diamine 151a was prepared by refluxing diamine 149 in toluene for 16 h

with anthracene-9-carbaldehyde. After that, it was directly reduced to the diamine 151a with

NaBH4. The crude product 151a was purified by FCC to give a yellow solid in 60% yield over

two steps. A reaction can be also performed in a single step by the reaction of 149 with 9-

(chloromethyl)anthracene (150) in acetonitrile in the presence of triethylamine for 20 h with

60% isolated yield.

Similarly, diamine 151b was also prepared by the reaction of diamine 149 and 2,4,6-

trimethyl benzyl chloride (152a) in refluxing acetonitrile. After that, the title compound 151b

was purified via FCC as an oil in 67% yield.

Scheme 87

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61

2.7.2.2. Step two: Cyclization with Triethylorthoformate

The diamines were transformed to the salts with triethylorthoformate in the presence of

ammonium tetrafluoroborate.

Diamine 151a, triethylorthoformate and ammonium tetrafluoroborate were heated in dry

toluene for 5 h at 100 °C in a closed vessel. Therefore, the product was filtered and purified by

washing twice with diethyl ether, hexane and also with water to give a yellow solid 153a in 81%

yield.

Scheme 88

Similarly, salt 153b was also prepared with a yield of 63%. In order to improve the

yield, an alternative solvent free procedure at high temperature was also performed. The

camphor diamine 153b was added to 10.0 eq trimethylorthoformate followed by the addition of

1.3 eq of ammonium tetrafluoroborate and 1 drop of formic acid as catalyst. The mixture was

heated under a nitrogen atmosphere at 120 °C for 4 h. The crude reaction mixture was purified

by washing with water, hexane and diethyl ether as white solid in 63% yield.

Scheme 89

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In salts 153a and 153b a restricted rotation is present, which was impressively shown by

the 1H-NMR signal of the C(2)-H. The salts 153a and 153b are shifted downfield to 4.79 and

5.89, respectively. On the other hand the signal of the C(2)-H of the salt, in which instead of the

anthracene unit simple phenyl groups are present, appears at 8.47. This salt was previously

prepared in our group.192

The large downfield shift of the protons of 153a and 153b is due to the

fact that they are in close proximity to the middle of the arene rings next to the C-10 methyl

group of the camphor skeleton.

2.7.3. Synthesis of Camphor Salts with Different Substituent on

Each Nitrogen Atom

The camphor based carbene precursors 156a-156c, 157a and 157b were prepared in two

main steps

1. Synthesis of tetrahydro-1H-1,3-diazepine 155a and 155b

2. Quarternization of tetrahydro-1H-1,3-diazepine with aryl halides

Scheme 90

2.7.3.1. Synthesis of Tetrahydro-1H-1,3-diazepine

The synthesis of tetrahydro-1H-1,3-diazepine involved two steps. First the reaction of

diamine 149 was performed with an aryl halide followed by a cyclization with

trimethylorthoformate. The diamine was coupled with bromotoluene or bromopyridine in the

presence of a palladium salt, BINAP and a base.

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63

The yield of the coupling reaction was dependent upon the source of palladium and the

base used. In the present case the coupled product 154a was obtained in only 25% yield in the

presence of palladium acetate and KOtBu.

Scheme 91

The synthesis of 154a was also performed with a modified procedure reported by

Dorta.193

In this modified procedure a catalyst loading of 4 mol% of Pd2(dba)3 and 6 mol% of ±

BINAP with NaOtBu were used. The product was purified simply by acid base treatment and

was then dissolved in pentane. Upon evaporation the desired product was obtained in 100%

yield.

Scheme 92

In this reaction only the desired monoalkylated product 154a was obtained and its other

regioisomer 154b was not formed. This fact was confirmed with 1H,

13C-NMR and by 2D

spectra (HMBC). The HMBC spectrum showed that the CH proton of 154a appears at 3.7 ppm,

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64

coupled with the quaternary aromatic carbon at 146.6 ppm. Similarly 154d was also synthesized

in 99% yield and 100% selectivity. The HMBC of 154d also showed that the CH proton coupled

with a quaternary carbon of the pyridine ring. These selectivities were further confirmed by

taking 2D spectra of the products formed in each step of the salt formation.

Scheme 93

4.1 4.0 3.9 3.8 3.7 3.6 3.5 3.4

F2 Chemical Shift (ppm)

60

80

100

120

140

160 F1 C

hem

ical Shift (p

pm

)

3.71, 146.12, 0

NH

NH2

H

Figure 1: HMBC interaction in 154a

Scheme 94

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2.7.3.2. Cyclization of Diamines

The monoalkylated diamines 154a and 154b were cyclized with triethoxyorthoformate

in the presence of acetic acid with excellent yields of 99% as an oil. The products were pure

enough to be employed directly in the next step.

2.7.4. Quarternization of Tetrahydro-1H-1,3-diazepine with Aryl

Halides for the Synthesis of Carbene Precursors

Scheme 95

Tetrahydro-1H-1,3-diazepine ring 156a was converted smoothly to the corresponding

carbene precursors 156a-156c by heating it with aryl halides such as methyl iodide,

mesitylmethylene chloride and diphenylmethyl chloride (Scheme 95). In a similar manner salts

157a and 157b were also prepared by the reaction of 155d with the corresponding aryl halide in

refluxing acetonitrile and the obtained yields were 98% and 95%, respectively.

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Scheme 96

Scheme 97

2.7.4.1. Synthesis of Carbene Precursors by Counter Anion

Exchange

In order to observe the effect of the counter anion of the catalyst in a reaction, camphor

salts 158a-158d were also synthesized by an anion exchange reaction with NaBF4 in a

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67

CH2Cl2/H2O mixture at rt for 16 h. The C(2)-H of the camphor salts 156a-156c with halide

anions appears at 8.49, 6.93 and 6.89 ppm, respectively. The C(2)-H of the salts 158a and 158b,

having a less coordinating anion BF4, moved upfield to 6.7 and 6.4 ppm, respectively.

2.7.5. Bulkier Substituents on the Sterically Demanding Nitrogen

Atom

As mentioned above, there is a restricted rotation at the C-10 methyl group in the

camphor skeleton due to the presence of a bulkier Ar group. In order to exploit this advantage in

catalysis, camphor salts like 159 were prepared. Its synthetic strategy involved the following

steps:

1. Selective protection of the less hindered nitrogen atom.

2. Alkylation of the more hindered amino group.

3. Removal of the protecting group.

4. And finally, the preparation of the carbene precursors by the synthesis of tetrahydro-

1H-1,3-diazepine followed by quarternization with an aryl halide or alkylation of the

second nitrogen followed by cyclization.

Scheme 98

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2.7.5.1. Selective Protection of the Less Hindered Nitrogen Atom

Scheme 99

In the literature only one example for the selective protection of diamine 149 was

reported by Sato.194

He did not outline the exact method and the isolated yield. The synthesis of

161 was performed by the drop wise addition of a benzyl chloroformate (CbzCl) solution in

CH2Cl2 over a period of 3 to 4 h into a stirred solution of diamine 149 and Et3N at −78 °C. The

NMR of the crude product showed a low yield. Benzyl chloroformate is a common reagent used

for the protection of amino groups but there is no procedure for the selective protection of

diamines. Attempts to purify the product with FCC were not successful.

Since the yield for carbamate 161 was very low, an alternative modified process reported

by Carter was also used in order to improve the yield.195

K2CO3 and CbzCl were added to a

stirred solution of diamine 149 in a mixture of acetone/H2O at 0 °C. After that, the mixture was

brought to rt. 7% yield of the desired product was obtained.

Scheme 100

2.7.5.2. Alkylation of Carbamate 161

The crude product 161 was treated with arylmethylene chloride or an aromatic aldehyde

for alkylation. 162b was isolated by FCC in 60% yield and 162c was only found in traces. For

the deprotection of 162b, 6 N HCl was used under refluxing conditions.196

The target product

163 was not obtained (Scheme 102). An alternative method was not used, because the overall

yield of 162b was also very low (Scheme 102).

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Scheme 101

Scheme 102

Therefore, it was decided to investigate other protecting groups. The second choice was

ethyl chloroformate since it can be later converted to a methyl group by the reduction with

LiAlH4.

To a solution of diamine 149 and triethylamine in CH2Cl2 cooled to −78 °C was added

drop wise a solution of ethyl chloroformate in CH2Cl2. The reaction mixture was allowed to

warm to rt. After that, it was treated with anthracene aldehyde and without purification

subjected to reduction with LiAlH4 for 3 h as mentioned in the literature.197

After purification,

only 167 was found instead of the desired product. A prolonged reaction time resulted in an

inseparable mixture of products (Scheme 103).

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2

2 2

3 2 2

4

4

Scheme 103

The crude 164 was reacted with diphenyl methyl bromide to obtain 168. After

purification by FCC, the reduction of 168 was performed with LiAlH4 for a prolonged time of

48 h. The NMR spectrum of 169 showed two methyl signals at 2.1 and 2.19 ppm. This indicated

that there may be other regional or conformational isomers. Therefore, a 1H-NMR of 169 was

taken at higher temperatures but there were still two methyl signals. This indicates a lack of

selectivity in the preparation of 164. Furthermore, the reduction of ethyl format 168 to 169 could

also lead to polymerization, since the ethoxy group is a leaving group and there is also the

possibility of the formation of a cyclic urea. Therefore, the route via selective addition of ethyl

chloroformate to diamine 149 was not further pursued.

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Scheme 104

2.7.6. Camphor Salt Synthesis via Selective Acetylation

Next, a protection of the less hindered diamine was performed, in which no deportection

would be required. Acetyl chloride was chosen as an alkylating reagent since it could be later

converted to an ethyl group by reduction. This route neglects the possibility of polymerization or

the formation of a cyclic urea, since no leaving group is present in the protected molecule. The

synthesis of carbene precursor 172 began with a reaction of camphor diamine 149 with acetyl

chloride followed by alkylation of the hindered amino group. After that, the acetyl group was

reduced to the ethyl group. The desired substituted diamine 171 bearing a larger substituent on

the hindered nitrogen was finally subjected to the salt formation step by treating it with

triethoxyorthoformate in the presence of NH4BF4 (Scheme 105).

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Scheme 105

2.7.6.1. Selective Acetylation of Diamine 149

Scheme 106

The acetylated diamine 169 was obtained by the reaction of diamine 149 with acetyl

chloride. In the first attempt a solution of diamine 149 and triethylamine was cooled to −78 °C

and 1 eq of an acetyl chloride solution in CH2Cl2 was added. The observed yield was low and

there was no regioselectivity as shown by the NMR spectrum. Instead of using CH2Cl2,

diethylether was used as solvent. The reaction mixture was cooled to 0 °C and 0.85 eq of acetyl

chloride solution in diethylether was added very slowly. The reaction mixture was allowed to

rise to rt. The NMR spectra showed that a small amount of the undesired regioisomer was also

formed. In order to get rid of the later, the reaction was performed at 0-10 °C with 0.75 eq of

acetyl chloride. The product 169 was formed as a white solid. Diethylether was filtered off and

the product was washed with diethylether and with a mixture of CH2Cl2/diethylether. The crude

product was dissolved in water, basified and extracted with CH2Cl2. The excess of diamine 149

was removed from product 169 under high vacuum.

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Table 3: Acetylation of Diamine 149

Entry Solvent Acetyl chloride T [°C] Yield [%]

1 CH2Cl2 1 eq −78-rt 40

2 Et2O 0.85 eq 0-rt 86

3 Et2O 0.75 eq 0-10 86

2.7.6.2. Alkylation of the Hindered Amino Group

The alkylation of the hindered nitrogen atom was performed by the reaction of the acetyl

substituted camphor diamine 169 at 100 °C for 5-16 h with mesityl methylene chloride 152a or

diphenyl methyl bromide 152b with moderate yields for 170a and 170b. The NMR of the crude

product showed that the starting diamine 169 was not completely consumed. Therefore, there is

a chance that the yield of the product may be raised by performing the reaction for a longer time

and using 2 or 3 eq of the regents 152a or 152b. Here, 1.1 eq of the regent had been used.

Scheme 107

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2.7.6.3. Reduction of Acetylated Diamine

4

4

Scheme 108

To a suspended solution of LiAlH4 in THF at 0 °C was added slowly a solution of

diamine 170a. Thereafter, the temperature was raised to reflux for 36 h. The desired product

171a was obtained as an oil. The reduction of 170b was performed for 48 h with 7 eq reagent.

An excellent yield of 99% was obtained. In case of 170a 5 eq of LiAlH4 were used.

2.7.6.4. Synthesis of Carbene Precursors

3, 4 4

4

44

Scheme 109

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The salts 172a and 172b were prepared by the direct reaction of diamines 171a and 172b

with orthoesters in the presence of ammonium salts, which protonated one ethoxy group of the

orthoesters and also acted as a source of the counter anion for the corresponding camphor salts.

Excellent yields of the corresponding salts were obtained.

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2.8. Application of the Catalysts

2.8.1. Imidazolinium Zwitterions as Organocatalysts in the

Allylation of Aldehydes

Scheme 110

The asymmetric allylation reaction is one of the most efficient asymmetric C–C bond

forming reactions.198

This is because enantiomerically enriched homoallylic alcohols are

important intermediates in organic synthesis, which can be converted to a wide variety of

synthetically useful compounds.199

Therefore, there has been intense research activity in this

area leading to the development of a large and diverse array of chiral catalysts, especially

concerning chiral Lewis base catalyzed additions of allyl transfer reagents to carbonyl

functionalities.

In 1993, Kobayashi was the first who reported Lewis-basic molecules such as N,N-

dimethylformamide as efficient catalysts for the allylation of aldehydes with

allyltrichlorosilanes by the formation of hypervalent silicon intermediates.200

After this

pioneering research Lewis-basic molecules have been developed as one of the most important

activators of organosilanes in organic synthesis. Nowadays, there are a variety of well known

Lewis bases being exploited in base-catalyzed asymmetric reactions.201

Examples include

common dipolar aprotic solvents, such as DMF,202

DMSO,203

and HMPA,204

and other

substances possessing a strongly Lewis basic oxygen, such as phosphoramides,205

formamides,206

N-oxides,207

phosphine oxides,208

sulfoxides,209

and ureas.210

2.8.1.1. Allylation of Aldehyde with Enantiopure Imidazolinium

Zwitterions

Although various types of chiral Lewis bases have been developed, no report has been

published of an asymmetric reaction using chiral carbene ligands as Lewis base catalysts.

Therefore, this reaction was chosen as a test reaction with the enantiopure imidazolinium

zwitterions. First, the potential of the zwitterions as bifunctional catalysts was explored. The

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77

oxygen of the aldehyde could be activated with the Lewis acid moiety of the imidazolinium unit

and the silicon atom of the allyltrichlorosilane with the Lewis basic sulphonate or sulphamidate

moiety. The double activation ability may enhance the reaction efficiency.

Scheme 111

Table 4: Allylation of Benzaldehyde with 10 mol% Zwitterion

Entry Additive Time Zwitterion Yield [%] ee [%]

1 No additive 7 d

136a

95 9

2 iPr2NEt, 2eq 46 h

139b

75 10

3 iPr2NEt, 5eq 60 h 136a 65 16

4 iPr2NEt, 5eq 36 h 139b 66 19

5 Bu4N+I,1.2eq 64 h 139b 20 8

6

Bu4N+I,1.2eq

iPr2NEt, 5eq

24 h 139b 57 10

7 iPr2NEt, 5eq 6 d

139a

60 14

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8 iPr2NEt, 5eq 7 d

139c

22 5

9 iPr2NEt, 5eq 7 d

136b

11 0

The chiral zwitterion 136a was applied in the allylation of benzaldehyde 173 with

allyltrichlorosilane 174 in CH2Cl2 at rt and the corresponding homoallylic alcohol 175 was

formed in 95% yield and 9% ee as shown in entry 1 of Table 4. In order to improve the yield

and the selectivity different additives were used. It has been reported in the literature that the

addition of diisopropylethylamine211

or tetrabutylammonium salts212

or the combination of

diisopropylethylamine and tetrabutylammonium iodide213

remarkably increased the catalytic

activity without decreasing the selectivity.

2.8.1.2. Screening of Additives

First diisopropylethylamine was used as an additive because it is a commonly used

additive in allylations. With this additive the sulphonate zwitterion 136a gave 66% yield and

16% ee whereas 139b gave 66% yield and 19% ee. The additive Bu4NI alone and a mixture of

iPr2EtN/Bu4NI were also used, but there was no improvement as shown in entries 5-7 of Table 4.

2.8.1.3. Comparison of Zwitterions

It is possible to divide the zwitterions into two classes:

1. Zwitterions with sulphonate groups

2. Zwitterions with sulphamidate groups

The sulphonate based zwitterions gave an ee of up to 19%. Sulphamidate based

zwitterion 139a provided 60% yield and 14% ee. The other sulphamidate based zwitterions 139c

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and 136b with chirality only in the side chain were also tested, but they did not give better

results compared to sulphonate based zwitterions (entries 8 and 9, Table 4).

2.8.1.4. Scope of Substrate

p-Nitrobenzaldehyde and p-chlorobenzaldehyde were also applied in this reaction with

zwitterion 136a in the presence of iPr2NEt and resulting in 11 and 10% ee respectively, as

shown in Scheme 112.

Scheme 112

2.8.1.5. Allylation of Aldehyde with Carbenes

Next, carbenes were generated in situ from the corresponding zwitterions. Three

different types of zwitterions 139b, 138a and 138b were used. The zwitterion 139b was

deprotonated with NaH in THF and gave 51% yield and 15% ee of the product 175. There was

no enantioselectivity observed, when KHMDS in toluene was used for the deprotonation.

However, KHMDS in THF gave 10% ee (entry 3, Table 5). Catalysts 138a and 138b, which

were having only chiral centers in a side chain gave 5% enantiomeric excess (entries 4 and 5,

Table 5). The carbene, generated from camphor salt 153a, was also tested, but it did not give the

product 175 even after 84 h. The results are summarized in Table 5.

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Table 5: Allylation of Benzaldehyde with 10 mol% Zwitterion and 9 mol% Basea

Entry Solvent Base Zwitterion Time Yield [%] ee [%]

1 THF NaH

139b

48 h 51 15

2 Toluene KHMDS 139b 20 h 31 0

3 THF KHMDS 139b 20 h 57 10

4 THF NaH

138a

65 h 15 5

5 THF NaH

138b

65 h 13 5

6a THF KHMDS

153a

84 h 0 0

a −78 °C - rt, KHMDS 8 mol%

In order to improve the selectivity, carbenes were also used with additives like

diisopropylethylamine. For this purpose zwitterion 139b was chosen as it gave the best results

compared to others. Different solvents like THF, CH2Cl2, toluene or acetonitrile were screened.

The best yield was 73% in toluene and the best ee was 30% in acetonitrile. Overall the results

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81

are comparable with reactions being catalyzed with carbenes without an additive or zwitterions

with an additive. However, shorter reaction times were observed.

Scheme 113

Table 6: Scope of Solvent in the Allylation of Benzaldehyde with 10 mol% Zwitterion 139b

Entry Solvent Yield [%] ee [%]

1 CH2Cl2 75 10

2 THF 60 11

3 Toluene 73 15

4 CH3CN 14 30

Reactions were also performed at lower temperature with zwitterion 139b. The results

are summarized in Table 7. CH2Cl2 was the best solvent of choice and gave 99% yield with 20%

ee at −60 °C (entry 1, Table 7). From the results above it is possible to conclude that carbenes

are good catalysts for the allylaion reactions with yields of up to 99%.

Table 7: Allylation of Benzaldehyde with 10 mol% Zwitterion 139b at Low Temperature

Entry T [°C] Solvent Time Yield [%] ee [%]

1 −60 CH2Cl2 24 h 99 20

2 −78 CH3CN 48 h 99 10

3 −78 DMF 48 h 100 0

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2.8.2. Allylation of Benzaldehyde with Trimethylallylsilane

Scheme 114

The reaction of benzaldehyde 173 and trimethylallylsilane was carried out with catalyst

139b in THF at rt. No yield of the target compound 175 was obtained.

2.8.3. [2+2] Cycloaddition of Ketenes with Aldehydes or Imines

Ketenes are keystone reactive intermediates in organic chemistry. In 1905 Staudinger

synthesized diphenyl ketene accidentally.214

Thereafter, it was proven to be a powerful reagent

in the Staudinger synthesis of β-lactams as well as in the photochemical Wolff rearrangement.

In the past several decades it has been used as an excellent precursor for several catalytic

asymmetric reactions. The chiral centers were mainly created through addition at the C=C bond.

In most of the catalytic cycles, zwitterionic enolates are formed by the reaction of the ketene

with nucleophiles. Ketenes have been successfully utilized in asymmetric methodology which

includes both electrophilic and nucleophilic additions, [2+2] and [4+2] cycloadditions, reductive

couplings and nucleophilic SN2 substitutions.215

2.8.3.1. Structure and Reactivity of Ketenes

The unusual heteroallenic bond in ketenes is responsible for their unique reactivity. The

LUMO (lowest unoccupied molecular orbital) is laid in the plane of the ketene, while the

HOMO (highest occupied molecular orbital) is located perpendicular to the plane. This

arrangement distributes a negative charge on both the oxygen and the β-carbon and a positive

charge on the α-carbon. The stability or reactivity of the ketene depends upon its substituents.

Resonance donor groups stabilize the ketene by donating electron density into the carbonyl

group and steric bulk on the β-carbon, also stabilizes by shielding of the reactive sites. In

contrast, electronegative groups destabilize the ketene. For example diphenylketene is quite

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83

stable and can be stored neat at rt. On the other hand alkylated ketenes or non aromatic ketenes

must be kept at low temperature or in a solution, which should be also stored at low

temperatures to avoid degradation. Fluoroketenes are very reactive and even not stable in

solution.216

2.8.3.2. [2+2] Cycloadditions: Wynberg Reaction

The development of effective methods for the asymmetric synthesis of β-lactones is an

important challenge for a variety of reasons.217

Numerous natural and unnatural products

containing biologically active β-lactones have been described, including Xenical

(tetrahydrolipstatin), an anti-obesity drug developed by Roche.218

Furthermore, β-lactones serve

as useful intermediates in an array of fields, including material science and synthetic organic

chemistry.219

The strain of the four-membered lactone provides an opportunity for a range of

functionalizations; for example, nucleophiles can react either at the carbonyl group through an

addition-elimination sequence or at a C-O single bond through an SN2 process.220

Thus, a

number of recent total syntheses, such as those of (−)-laulimalide,221

(−)-malyngolide,222

and

trapoxin B,223

have exploited enantiopure β-lactones as intermediates. One attractive route to β-

lactones is the [2+2] cycloaddition of a ketene with an aldehyde known as the Wynberg

reaction.

2.8.4. Synthesis of Ketenes

2.8.4.1. Ketenes Synthesized from Acid Chlorides

Scheme 115

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Ketenes are usually synthesized from an acid chloride or an α-bromo acid bromide. The

disubstituted ketenes 178, 179 and 180 were obtained via the reaction of the corresponding acid

chlorides with N,N-dimethylethylamine followed by purification via vacuum distillation as

shown in Scheme 115.224

2.8.4.2. Ketenes Synthesized from αααα-Bromo Acid Bromides

Scheme 116

The ketenes 182 and 183 were synthesized from 2-bromo-2-methylpropanoylbromide

181a and 2-bromo-2-cyclopentylpropanoylbromide 181b, respectively. To a stirred slurry of Zn

in a Schlenk tube at –78 °C was added a solution of 181a or 181b in THF. The reaction mixture

was stirred for 10 min at –78 °C and then for 30 min at 0 °C or was sonicated for 30 min at rt.

After that, the resulting solution of the ketene and the solvent was vacuum transferred into a

second Schlenk tube. In order to determine the concentration, a specific amount of the yellow

ketene solution was quenched with an excess of n-propylamine. The colour of the ketene

solution disappeared immediately. After evaporation of the solvent and the excess amine, a

white solid was identified by 1H-NMR to be 2-methyl-N-propylpropanamide or 2-cyclopentyl-

N-propylpropanamide.225

The ketene precursor 181b is commercially not available; therefore it

was synthesized as described below:

2.8.5. Synthesis of the Precursor for Ketene 183

2.8.5.1. αααα-Methylation of Acid

The reaction was performed by the formation of the enolate from commercially available

cyclopentyl acetic acid 184 with the base LDA. The enolate was converted to the desired

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product methylcyclopentyl acetic acid 185 after the reaction with methyl iodide.226

The crude

product was purified by distillation with a yield of 77%. The NMR spectra of the product

showed traces of DMAP and it was not possible to separate it from the product, because of

similar boiling points of both the product 185 and DMAP. Therefore, 185 was subjected in the

next step, by expecting that the small impurity of DAMP could be removed in the next step.

Scheme 117

2.8.5.2. Bromination of Acid

Scheme 118

The carboxylic acid 185, red phosphorus and bromine were heated very slowly from 55

°C to 100 °C.227

The dibromo compound 186 was purified via distillation to give a yield of 35%.

But when the reaction was repeated on a larger scale, the desired pure product 186 was not

obtained. Instead a mixture of products were obtained, which could not be separated by several

distillations.

2.8.5.3. Methylation of Ethylmalonate

Scheme 119

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An alternative route was chosen for the synthesis of acid 185. Ethylmalonate was treated

with the base sodium ethoxide in order to generate an enolate, which reacts with cyclopentyl

bromide to produce diethyl cyclopentylmalonate 188. The crude product was isolated in 64%

yield via distillation as a colorless oil.228

2.8.5.4. Conversion of the Diester to an Acid

Thereafter, the diester 188 was converted into the mono acid by following a method

reported by Imbimbo et al.,229

in which the diester was treated with sodium hydroxide or

potassium hydroxide in a mixture of water and ethanol for 8 h. A decarboxylation also took

place. But in the present case after 8 h, 189 was observed instead of the desired product. After

that, the reaction was repeated for 60 h and the diacid 190 was obtained in 95% yield as shown

in Scheme 120.

Scheme 120

Scheme 121

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2.8.5.5. Conversion of the Diacid to Acid Halide

The decarboxylation of 190 at 180 °C for one hour gave a yield of 99% (Scheme 121).

Next, 191 was converted into α-bromoacid bromide 122 or acid chloride by reaction with

oxalylchloride.

Scheme 122

2.8.5.5.6. Synthesis of Ketene 183

Scheme 123

Table 8: Synthesis of Ketene 183

Entry Base Solvent Time T [°C] [mol/L]ketene

1 N,N-dimethylethylamine Et2O 40 h rt 0

2 N,N-dimethylethylamine toluene 16 h rt 0

3 N,N-dimethylethylamine pentane 16 h rt 0

4 DABCO

1,4-diazabicyclo[2.2.2]octane toluene 3h 80 0.3 M

It was not possible to synthesize cyclopentylmethyl ketene in solvents other than THF

from literature procedures. Since it is known that the solvent has a great influence on [2+2]

reactions, it was decided to prepare ketenes in other solutions. A new method was developed to

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obtain 183. The use of α-bromo acid bromide in toluene with zinc was not successful.

Therefore, acid chloride 192 was prepared. In order to convert 192 to ketene 183, different

conditions were used as shown in Table 8. With the base dimethylethylamine, the reaction was

performed in diethylether, toluene and pentane at rt. In order to perform the reaction at higher

temperatures, DABCO was used in toluene. The corresponding ketene solution of 183 was

obtained as a 0.3 M solution in toluene.

The n-butylethyl ketene 183b was also prepared by a similar method as shown in Table 8

(entry 4).

Scheme 124

2.8.6. Hindered Brønsted Bases as Lewis Base Catalysts for the

Wynberg Reaction

Alkali metal hexamethyldisilazanes are well known as non-nucleophilic hindered

Brønsted bases and are extensively used in synthesis.230

HMDS has a pKa of 26 and N,N-

diisopropylamine of 36 in THF. HOtBu has a pKa of 29.4 in DMSO.231

The lower pKa of

HMDS can be explained by α-silyl stabilization.232

However, also a few examples where

these bases act as nucleophiles, are known. Despite its lower basicity and the more

pronounced sterical screening of the nitrogen atom of MHMDS compared to LDA, more

examples233

of the HMDS anion acting as nucleophiles are known than for LDA.234

Moreover, also KOtBu may act as a nucleophile.235

The Staudinger reaction236

as well as the [2+2] cycloaddition of aldehydes and

ketenes, the Wynberg reaction,237

are established methods to obtain β-lactams and β-

lactones238

respectively, which are important compounds due to their biological activity and

utility in synthesis.239

The reactions are often promoted by Lewis base catalysts. These

catalysts are normally weak Brønsted bases.

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Scheme 125

Previously our group reported that the hindered strong base NaHMDS/KHMDS was

an efficient Lewis base catalyst for the Staudinger reaction of disubstituted ketenes and

imines with a para-nosyl group.240

As continuity of this work, it was found that hindered

Brønsted bases are also active catalysts for the cycloaddition of ketenes like 183 with

aldehydes. Studies were conducted to exclude some possible mechanistic pathways.

First, reactions with NaHMDS or KHMDS as catalysts were carried out at −78 °C for

1 h to obtain the product 193 with yields of 30% and 36%, respectively. Good

diastereoselectivities were found. With LiHMDS no product was obtained (entry 3, Table 9).

In addition, KOtBu was tested as a hindered non-nucleophilic base to give only traces of the

product at −20 °C. When the reaction was repeated with KHMDS and NaHMDS and the

reaction mixture was allowed to warm up to rt, quantitative yields were obtained. However,

the diastereoselectivity decreased. With KOtBu, a yield of 54% was isolated at rt. In the

absence of a catalyst no conversion occurred (entry 10, Table 9).

Table 9: Base Catalyzed [2+2] Reaction with Ketene 183 and Benzaldehydea

Entry Base T [°C] Time Yield [%]b Ratio cis : trans

c

1 NaHMDS −78 1 h 30 33:67

2 KHMDS −78 1 h 36 22:78

3 LiHMDS −78 1 h - -

4 KOtBu −78 to −20 5 h Traces -

5 NaOTMS −78 5 h - -

6 NaHMDS −78-rt 5 h 99 50:50

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7 KHMDS −78-rt 5 h 99 50:50

8 KOtBu −78-rt 5 h 54 37:63

9 NaOTMS −10-rt 5 h 98 50:50

10 - −78-rt 5 h - -

a Ketene (2 equiv.) in a 0.3 M toluene solution.

b Isolated yield.

c Determined by

1H-NMR.

Scheme 126

It is known that NaHMDS reacts with aldehydes to TMS-protected imines with the

liberation of NaOTMS (Scheme 126). This reaction is much faster with LiHMDS and can be

carried out at −40 °C, but it is much slower with KHMDS.241

A control reaction with

NaOTMS as a catalyst was performed at −78 °C and no conversion was observed. This

demonstrates that NaHMDS itself is the catalyst. If NaOTMS is applied as catalyst between

−10 °C and rt, the product 193 is formed in 98% yield (entries 5 and 9, Table 9). Thus,

NaOTMS is less active than NaHMDS.

Table 10: Base catalyzed [2+2] Reaction with Ketene 183b and Benzaldehydea

Entry Base T [°C] Yield [%]b Ratio cis:trans

c

1 NaHMDS −78 6 0.8:1

2 NaOTMS −78 40 1:1

3 NaHMDS −78-0 17 0.8:1

4 KHMDS −78-0 26 0.8:1

a Ketene (2 equiv.) in a 0.29 M toluene solution.

b Isolated yield.

c Determined by

1H-NMR

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Scheme 127

Simillarly, ketene 183b was also tested in this reaction with benzaldehyde. The

results are summarized in Table 10. The yields were low because ketene 183b is more

reactive, therefore self dimeriztion can accour.

Scheme 128

Table 11: KHMDS Catalyzed Wynberg Reaction with Ketene 180a

Entry Ar Yield [%]b 194

1 Ph 59 194a

2 4-Cl-C6H4 60 194b

3 2-Me-C6H4 60 194c

4 4-Me-C6H4 56 194d

5c 4-CF3-C6H4 55 194e

6c 4-F-C6H4 61 194f

7 2,4-Cl2-C6H6 50 194g

a Ketene (2 equiv.). b Isolated yield, c Reaction performed by Dr. Peddiahgari

In addition, ketene 180242

was tested with benzaldehyde at −78 °C or rt in the absence

of a catalyst. No conversion into the product 194 was observed. However, with 10 mol%

KHMDS the less hindered ketene 180 displayed with several aldehydes (Table 11) a far

higher reactivity than ketene 183. Thus, the reactions were complete after 10 min to give the

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desired products. Prolonged stirring did not result in a higher yield due to competing

dimerization of the ketene. Electron-rich as well as electron deficient aldehydes gave similar

yields. Furthermore, a reaction with ketene 180, benzaldehyde and 10 mol% NaOTMS at

−78 °C gave the desired product in 32% yield after 10 min.

Scheme 129

Furthermore, the very less hindered ketene 182243

was reacted with benzaldehyde or

para-methylbenzaldehyde. The reactions were complete after 15 min. For easier handling,

the products were directly transferred to diols 195 with LiAlH4 with an overall yield of 82

and 89%, respectively (Scheme 129).

Scheme 130

Furthermore, it was even possible to apply α,α,α-trifluoroacetophenone in the

reaction with ketene 180 and to isolate the tetrasubstituted β-lactone 196 in 49% yield

(Scheme 130).

2.8.6.1. Mechanism of the Wynberg Reaction

Based on the present results, the following mechanism can be proposed in Scheme 131.

After the initial nucleophilic attack of the HMDS anion at the ketene, an amide enolate 197

is formed, which obviously must allow a 1,3 silyl shift to anion 198. The process would be

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2. Results and Discussion 93

93

encouraged by the oxophilicity of silicon. However, this rearrangement could be slow or

lead to an equilibrating mixture of which 197 is consumed by aldehyde.

Scheme 131

2.8.7. Wynberg Reaction Catalyzed by Carbene

Scheme 132

Carbenes, which were generated from camphor salts, were investigated for the first time

in the Wynberg reaction as organocatalysts. The enantioselective Wynberg reaction244

is a useful

way, in order to obtain β-lactones from aldehydes and ketenes since seven-membered carbenes

do not catalyze the benzoin condensation. These optically active β-lactones are important

synthons.

First, the reaction of ketene 180 and benzaldehyde was chosen in order to screen the

different carbenes and to optimize conditions. This work was done by Dr. Peddiahgari in our

group. The results are summarized in Table 12. The carbenes were generated from the different

salts by treating them with a base at −60 °C for 2 h or warming the solution up to rt for 30 min

to give a yellow solution. Thereafter, the reaction was cooled down to −20 °C and benzaldehyde

was added, followed by the addition of 1.5 eq of ketene 180. The desired product was formed

with salt 153a and KHMDS in toluene in 72% yield and 51% ee (entry 1, Table 12).

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2. Results and Discussion

94

The use of KOtBu as a base and THF as a solvent resulted in a lower yield and ee

(entries 2 and 3, Table 12). By lowering the temperature to −60 °C it was possible to increase

the ee to 92%, while the yield remained the same (entries 4 and 5, Table 12). The reaction was

repeated under the same conditions with the other salts. 153b gave nearly the same yield as 153a

however a lower ee of 73% (entry 6, Table 12).

Table 12: Wynberg Reaction with 10 mol% Salt and Basea

Entry Salt Base Solvent T [°C] Yield [%] ee [%]

1

153a

KHMDS toluene −20 72 51

2 153a KOtBu toluene −20 55 10

3 153a KHMDS THF −20 50 0

4 153a KHMDS toluene −40 70 86

5 153a KHMDS toluene −60 75 92

6

153b

KHMDS toluene −60 69 73

aReaction time 10 min, 8 mol% KHMDS

With the optimized conditions in hand different ketenes and aldehydes were applied in

the reaction with salt 153a as a catalyst precursor as shown in Scheme 132. The results are

summarized in Table 13. The reactions were carried out for convenience at −78 °C, although it

did not have an influence on the results compared to −60 °C (entry 1, Table 13).

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2. Results and Discussion 95

95

Next, different aldehydes were used with ketene 180 and it was found that electron

deficient and electron rich aldehydes gave up to 91% ee (entries 2-5, Table 13). Dimethyl ketene

was used in the reaction with benzaldehyde to give the product in 75% yield with an ee of 54%

(entries 6, Table 13) and 65% yield with an ee of 57% with p-chlorobenzaldehyde. Since the

dimethyl ketene can be only prepared in a THF solution,245

the enantioselectivity was less as

compared to cycloheptyl ketene 180. Therefore a new method was developed to prepare ketenes

in a toluene solution as described in scheme 123 (entry, 4. Table 8). Hence, a solution of

cyclopentylmethyl ketene in toluene gave with benzaldehyde the product in 95% yield in a

trans/cis ratio of 1:2. Both diastereomers had nearly the same ee of 80% (entry 7, Table 13).

Scheme 133

In one example, the reaction was worked up with a 2% aq. solution of NH4BF4 and the

regenerated salt 153a could be recovered during column chromatography in 81% yield by

increasing the polarity of the mobile phase to 5% methanol/CH2Cl2 after purification of the

target product.

Table 13: Wynberg Reaction with Different Ketenes and Aldehydes with 10 mol% 153a and 8

mol% KHMDS in Toluene after 10 min at −78 °C

Entry Ketene Aldehyde (Ar) Yield [%] ee [%]

1

180

Ph 76 92

2 180 4-F-C6H4 72 91

3 180 4-Me-C6H4 82 91

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4 180 2-Me-C6H4 73 80

5 180 4-Cl-C6H4 80 86

6 180 2,4-Cl-C6H6 70 53

7a

182

Ph 75 54

8 182 4-Me-C6H4 65 57

9b

183

Ph 95 82, 79

a0.35 M solution in THF, product isolated as diol after reduction with LiAlH4.

b0.35 M solution in

toluene, trans/cis ratio 1:2.

Scheme 134

The possible mechanism is shown in Scheme 134. The carbene attacks the ketene. Since

the ketene is shielded from one side, the aldehyde can only approach from the side opposite of

the C-10 methyl-group of the camphor skeleton. After the new bond is formed the carbene is

released under the formation of the (R)-β-lactone.

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2. Results and Discussion 97

97

2.8.8. Wynberg Reaction with Dimethyl Ketene 182

Scheme 135

Camphor based salts having different substituted nitrogen atoms were used for the

synthesis of β-lactones (Scheme 135, Table 14). The reaction of ketene 182 was done with

benzaldehyde and the corresponding β−lactone was obtained in only up to 35% yield. There is

need to repeat these reactions with fresh KHMDS.

Table 14: Wynberg Reaction with 10 mol% Salt and Basea

Entry Salt Yield [%] ee [%]

1

158a

30 20

2

156c

5 -

3

172a

7 -

4

157a

35 40

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2. Results and Discussion

98

5

157b

6 -

a8 mol% KHMDS

2.8.9. Wynberg Reaction with 2-Oxaldehyde

Scheme 136a

Table 15: Wynberg Reaction with 2-Oxaldehyde, 10 mol% Salt and Basea

Entry Ketene T [°C] Time Yield [%] ee [%]

1

179

−78 16 h 50 0

2

202

−78-rt 40 h 20 -

3

182

−78-rt 16 h 62 0

a8 mol% KHMDS

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2. Results and Discussion 99

99

The synthesis of β-lactones works well with alkylated ketenes. But there was no report

with aromatic ketenes. Ye et al.246

reported recently, that carbenes generated from triazolium

salts, were efficient organocatalysts for the formal [2+2] cycloaddition reaction of diaryl or

arylalkyl ketenes with 2-oxaldehyde 201 with excellent enantioselectivity of up to 99%.

Therefore, salt 153a was used as catalyst with aromatic ketenes and with aldehyde 201. The

results are summarized in Table 15. The aldehyde 201 gave moderate yields with diphenyl

ketene without any selectivity (entry 1, Table 15). With the more hindered ketene 202 only 20%

yield was obtained. The dimethyl ketene was also investigated with aldehyde 201. 62% yield of

the corresponding β-lactone was obtained.

2.8.10. Tetrasubstituted ββββ-Lactones

The camphor based salts were also used for the synthesis of β-lactones having two

stereocenters. The reaction of ketene 180 was carried out with phenyltrifluoromehtyl ketone in

the presence of 153a. The corresponding β-lactone was obtained in 45% yield. It was not

possible to determine the enantioselectivity of 204 by HPLC, with AD-H or OD-H columns

available in our group. Therefore, the β-lactone was reduced to the diol with LiAlH4. The ee was

34% (entry 1, Table 16). Ketones 205b and 205c were applied in this reaction but no product

was obtained. Furthermore, camphor based salts 153a and 153b were not catalyzing this

reaction.

Scheme 137

Table 16: Synthesis of Tetrasubstituted β-Lactones

Entry Salt Ketene Ketone T [°C] Time Yield [%] ee [%]

1

153a

180

205a

−78-rt 16 h 45 34

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2. Results and Discussion

100

2

158b

178

205a rt 24 h 0 0

2

158c

178

205a rt 24 h 0 0

4 153a

182

205b

−78-rt 40 h 0 0

5a 153a 180

205c

rt 40 h 0 0

6a

136b

179

205d

rt 48 h 0 0

aTHF

2.8.11. Wynberg Reaction Catalyzed with Chiral Anions

Since simple KHMDS was found to be a highly effective catalyst for the Wynberg

reaction, it was decided to use chiral anions as catalysts for the β-lactone synthesis. The chiral

phenyl ethyl amine 207 was used as the first analogue because it is commercially available for a

reasonable price. The amine 207 was protected with a silyl group. As mentioned in the

introduction, the silicon atom can interact with the Lewis basic part of the substrate and can lead

to a tight/close transition state, which can help to obtain high enantioselectivity. Furthermore,

the substituents of the silyl group provide the steric bulk for selectivity. The first group of choice

was trimethylsilyl chloride. The primary amine 207 was treated with TMSCl in diethyl ether in

the presence of n-butyllithium at −35 °C, but no product was obtained. Other attempts were

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2. Results and Discussion 101

101

made with triethylamine in acetonitrile or hexane at rt but these also remained unsuccessful.

After that, diphenylisopropylsilylchloride 208 was used for the protection. The reaction was

performed at rt in presence of triethylamine in acetonitrile for 16 h. The crude product 209a was

purified by distillation with 85% yield as an oil. Two commercially available chiral diamines

209b and 209c were also used as catalysts in the Wynberg reaction.

Scheme 138

In order to confirm that any anion was generated, an experiment was performed in which

209a was treated with 1 eq of KH in toluene at 40 °C. After that, one drop of deuterium oxide

was added and an NMR spectra was taken, which showed that the proton of the amino group

disappeared.

Scheme 139

Scheme 140

The synthesis of a β-lactone from cycloheptylketene 180 and benzaldehyde catalyzed by

an amide anion generated in situ from the corresponding amine 209a was investigated. The yield

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2. Results and Discussion

102

of the product was 52%. The amine 209b did not show any catalytic activity, while 209c gave

the β-lactone in 55% yield.

Table 17, Synthesis of β-Lactone from Cycloheptylketene 180

Entry Amine Yield [%] ee [%]

1

209a

52 0

2

209b

7 0

3

209c

55 0

2.8.12. Staudinger Reaction

β−Lactams or azetidini-2-ones or 4-membered cyclic amides were synthesized for the

first time by Staudinger in 1907.247

After the discovery of penicillin by Fleming in 1928 and its

structural proof by X-ray crystallography,248

the bioactivity of β-lactams was extensively

studied. Today β-lactams have an important place in pharmaceutical science as well as in

biochemistry.249

In addition, β-lactams are also versatile building blocks for the synthesis of

natural products. Examples are β-amino acids, oligopeptides and azetidines.250

Also carbene

precursors were exploited as organocatalysts for the Staudinger reaction between aromatic

aldehydes and ketenes in different solvents.

2.8.13. Synthesis of Imines

For the synthesis of β-lactams the protected imines 212a-212c were synthesized by a

procedure reported by Love.251

Aromatic aldehydes were treated with tosyl or nosyl protected

amines in the presence of triethoxysilicone at 160 °C for 6 h. The corresponding amines were

obtained in good yields as shown in Scheme 141.

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2. Results and Discussion 103

103

Scheme 141

2.8.14. ββββ-Lactam Synthesis Catalyzed by Carbenes

Scheme 142

The phenylethyl ketene 178 was treated with imines 212a-212c as shown in Table 18.

The diastereoselectivity was improved, when this reaction was performed at low temperature

(entry 2, Table 18). The β-lactam was formed in 99% yield with a diastereoselective ratio of

12:88 (entry 3, Table 18). The diastereoselectivity was further improved to 8:92 with tosylimine

212c (entry 5, Table 18). No selectivity was observed, when the reaction was performed at rt.

Unfortunately, the obtained products were racemic.

Table 18: β-Lactam Synthesis Catalyzed by 10 mol% Zwitterion and Basea

Entry Catalyst Imine Solvent Base T [°C] Yield [%] cis:trans ee [%]

1 136a

212a

toluene KHMDS rt 92 22:78 0

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2. Results and Discussion

104

2 136a 212a THF KHMDS −78-−40 99 12: 88 0

3 136a 212a THF NaH −60 68 22:78 0

4 136a 212a toluene nBuLi rt 50 - 0

5 136a

212c

THF KHMDS −40-10 86 8:92 0

6 136b 212c Et2O KHMDS rt 99 50:50 0

7a 139c

212b

toluene LiHMDS −40 36 20:80 0

8 136b 212a Et2O NaHMDS rt 40 - 0

a8 mol% KHMDS

The β-lactam synthesis was also tried with diphenylketene in the presence of zwitterion

136b. The tosyl protected imine gave 50% yield and 85% ee, while the nosyl protected imine

212b gave only 20% enantioselectivity under similar conditions. The zwitterions 136a, 136c,

139b, 139c and 138a were also tested for the β-lactam synthesis under similar reaction

conditions but gave only traces of the product.

Scheme 143

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2. Results and Discussion 105

105

Table 19: β-Lactam Synthesis with 10 mol% Zwitterion and 9 mol% Basea

Entry Imine Yield [%] ee [%]

1

212c

50 85

2a

212b

36 15

a8 mol% KHMDS

Scheme 144

The β-lactam synthesis was carried out with diphenylketene and tosyl protected imine in

the presence of 213 with 100% yield. The camphor salt 156a was also tested in this reaction but

no yield of 214 was obtained (Scheme 144).

2.8.15. ββββ-Lactam Synthesis Catalyzed by Amines

In another series of experiments, cycloheptyl ketenes 179 and 180 were reacted with N-

nosylated imine 212b, catalyzed by a chiral amide generated in situ from chiral amines 209a-

209c. A yield of 72% was achieved with amine 209a, when the reaction was performed at −78

°C to rt while at −50 °C no yield was obtained (entries 1 and 2, Table 20). The catalyst 209a was

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2. Results and Discussion

106

also tested with aromatic ketene 179 yielding 30% of the product. The catalyst 209c gave 20%

yield with ketene 180 (entry 3, Table 20) and the catalyst 209b did not show any catalytic

activity.

Scheme 145

Table 20: β-Lactam Synthesis Catalyzed by 10 mol% Amine

Entry Base Ketene Amine T [°C] Yield [%] ee [%]

1 NaH

180

209a

−50 0 0

2 KH 180 209a −78-rt 72 0

3 NaH 180

209b

−78-rt 10 0

4 KH 180 209b −20-rt 0 0

5a NaH 180 209b rt 0 0

6 KH 180

209c

−78-rt 50

0

7 nBuLi

178

209a 30

1:1.3 0

8 nBuLi 178 209b 0 0

a20 mol% amine

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2. Results and Discussion 107

107

2.8.16. Tetrasubstituted ββββ-Lactams

The synthesis of β-lactams, having halide groups instead of a proton in the ring is

desirable. This is because the halide substituted lactams may be good building blocks for other

useful transformations. N-Tosylbenzimidoylchloride 207a and N-nosylbenzimidoylchloride

207b were synthesized for this purpose.252

TsNH2 or NsNH2 were treated with benzoic acid

chloride in the presence of K2CO3 for 12 h. The corresponding N-tosyl and nosylbenzamide

were formed in 94% and 95% yields, respectively. After that, 216a and 216b were treated with

PCl5 and the desired products 217a and 217b were obtained in up to 91% yield

Scheme 146

Scheme 147

Table 21: Tetrasubstituted β-Lactam Synthesis Catalyzed by 10 mol% Zwitterion

Entry Salt Imine Ketene Yield [%]

1

136b

217a

179

0

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2. Results and Discussion

108

2 136b

217b

178

0

3 136b 217a 178 0

4

213

217a 179 0

5 213 217b 179 0

The chloro-substituted imines were treated with diphenylketene 179 and also with the

less hindered phenylethyl ketene 178 in the presence of zwitterion 136b. However, both ketenes

gave no product. In addition, reactions were performed with commercially available imidazoline

salt 213, but no products could be formed.

Scheme 148

Scheme 149

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2. Results and Discussion 109

109

Tetrasubstituted amine 319a and 319b were synthesized by the reaction of N-

tosylbenzimidoyl chloride 217a and 217b with p-methoxyphenyl boronic acid in the presence of

a palladium salt. The products were purified by FCC with up to 65% yield. The imines 219a and

219b were tested in the Staudinger reaction but no results were obtained.

Table 22: Synthesis of Tetrasubstituted β-Lactams with 10 mol% Salt

Entry Salt Imine Yield [%]

1

136b

219b 0

2

213

219a 0

2.8.17. [2+2] Reaction with Alkenes

The alkene 221 was used in the formal [2+2] cycloaddition reaction with ketene 179 and

imine 212b. The reaction did not proceed.

Scheme 150

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2. Results and Discussion

110

2.8.18. TMSCN Addition to Aldehydes

Scheme 151

Cyanohydrins have importance in organic synthesis since they provide a handle for

conversion into various other functional groups. Compared to various cyanating reagents such as

KCN, NaCN, and HCN, trimethylsilyl cyanide (TMSCN) is easy to handle and an effective

cyanide source for the nucleophilic addition to carbonyl compounds in the presence of Lewis

acids or Lewis bases.253

Zwitterions 136a and 139b were employed in the TMSCN addition to benzaldehyde at

different temperatures giving yields of up to 70% without any enantioselectivity. An attempt

was made to increase the enantioselectivity by carrying out the reaction at −78 °C to −50 °C for

48 h, however, only a decrease of the yield was observed. Nevertheless, it showed that SO3− was

Lewis basic enough to activate the TMSCN for the reaction.

Table 23: TMSCN Addition with 10 mol% Zwitterions

Entry Time T [°C] Zwitterion Yield [%] ee [%]

1 24 h rt

136a

70 0

2 48 h −78 - −50 136a 50 0

3 9 d −50 - rt

139b

18 0

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2. Results and Discussion 111

111

In other experiments, the same zwitterion was deprotonated with a base like NaH, thus

generating a carbene in situ and evaluating its catalytic activity in the TMSCN addition to

benzaldehyde in solvents like THF and toluene. The highest ee was 11%.

Scheme 152

Table 24: TMSCN Addition with 10 mol% 136a and 9 mol% Base

Entry Solvent Base Time T [°C] Yield [%] ee [%]

1 CH2Cl2 NaH 48 h −78 0 0

2 CH2Cl2 NaH 48 h 0 0 0

3 toluene NaH 48 h −50 99 0

4 THF NaH 48 h −50 99 11

2.8.19. TMSCF3 Addition to Aldehydes

Scheme 153

Organofluorine compounds are becoming increasingly important in different fields, such

as material science, agrochemistry, and the pharmaceutical industry. Nucleophilic

trifluoromethylation is one of the most widely used methods to incorporate a trifluoromethyl

moiety into organic molecules.

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2. Results and Discussion

112

The carbene from imidazolinium zwitterion 136a was exploited in the TMSCF3 addition

towards benzaldehyde and 2-naphthaldehyde at rt obtaining the product in 90% and 99% yield,

respectively. The product was racemic (Scheme 153).

The zwitterion 139b was also used in the TMSCF3 addition to aldehydes. The reaction

was also performed after generating the carbene from the same zwitterion 139b with the help of

NaH. In both cases, no catalytic activity was observed. Synthesis of 229 was also tried with

camphor based salt 153a, but the reaction did not proceed.

Table 25: TMSCF3 Addition with 10 mol% Salt and 9 mol% Base

Entry Zwitterion Aldehyde T [°C] Base Yield [%] ee [%]

1

136a

173

rt NaH 90 0

2 136a

226

rt NaH 99.9 0

3

139b

173 rt NaH 0 0

4 139b 173 rt No base 0 0

5a

153a

226 −78-rt KHMDS 0 0

aReaction performed in toluene

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2. Results and Discussion 113

113

2.9. Chiral Zwitterions as Versatile Chiral Shift Reagents

NMR spectroscopy is a very powerful technique in differentiating diastereomeric

entities. Chiral shift reagents interact with racemic compounds and both enantiomers can be

recognized by NMR spectroscopy. This helps to determine the relative ratio of the two

enantiomers (enantiomeric excess) formed during a reaction and their absolute configuration.

Different chiral shift reagents such as porphyrins,254

cyclodextrins,255

lanthanide complexes,256

and crown ethers257

have been exploited.258

The newly synthesized zwitterions were evaluated as chiral resolving agents for the first

time. The zwitterions were mixed with α-(trifluoromethyl)benzyl alcohol (230) in a 1:2 ratio and

the splitting of the CF3 group in a 19

F spectra was observed. The results are summarized in Table

26. 19

F spectra were recorded for the mixtures of alcohol and zwitterions 136b and 139c in

different solvents. 136b showed the highest splitting of 30 Hz in toluene. No

stereodiscrimination for the CF3 group was observed in CD3CN and CD3OD solvents from

either zwitterion. In CDCl3, zwitterion 136b showed a splitting of 15 Hz, while 139c showed a

splitting of 22 Hz. It was not possible to measure the splitting of 139c in toluene due to its

insolubility. The results obtained from screening different solvents imply that more polar

solvent weaken the hydrogen bonding between host and guest molecules. For further

experiments, CDCl3 was chosen as a solvent of choice because of the better solubility of the

zwitterions.

Table 26: Chemical shifts δ of 2,2,2-trifluoro-1-phenylethanol (230) in ppm and Resolution

∆δ values in Hz (378 MHz 19

F-NMR)

Entry Zwitterion Solvent δ(ppm) 19

F ∆δ (Hz)

1 - CDCl3 −78.88/−78.88 0

2

138b

CDCl3 −78.55/−78.52 11.3

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2. Results and Discussion

114

3

138a

CDCl3 −78.49/−78.46 11.3

4

137

CDCl3 −78.475/−78.52 17

5

136b

C7D8 −77.61/−77.53 30

CDCl3 −78.50/−78.54 15

CD2Cl2 −78.21/−78.225 5.7

CD3CN −77.38/−77.38 0

CD3OD −77.96/−77.96 0

6

136a

C7D8

−77.54/−77.52

0

CDCl3

−78.49/−78.51

7.6

7

139b

CDCl3 −78.54/−78.53 3.8

8

136c

C7D8

−77.54/−77.525

5.7

CDCl3

−78.57/−78.53

15

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2. Results and Discussion 115

115

9

139c

CDCl3 −78.715/−78.66 20.1

CD2Cl2 −78.42/−78.39 11

CD3CN −77.46/−77.46 0

CD3OD −77.96/−77.96 0

The maximum splitting displayed by the zwitterions 138a-138b, having chiral centers at

the side arms, was 11 Hz (entries 2 and 3, Table 26). Sulphonate based zwitterions 136a and

139b were showed poor stereodiscrimination. (entries 6 and 7, Table 26). 139c was also mixed

with Mosher’s acid and the chemical shift difference of the CF3 group was 26 Hz (Table 27).

Table 27: Chemical Shifts δ of Mosher’s Carboxylic Acid in ppm and ∆δ Values in Hz (378

MHz 19

F-NMR)

Entry Zwitterion Mosher’s acid Solvent δ(ppm) 19

F ∆δ (Hz)

1 -

231

CDCl3 −71.62 -

2

139c

231 CDCl3 −72.43/−72.36 26

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2. Results and Discussion

116

2-9.1. Some 19

F Spectra Showing the Splitting of the CF3 Group

by Interaction with the Zwitterions

mg474d.019.esp

-78.45 -78.50 -78.55 -78.60 -78.65 -78.70 -78.75 -78.80 -78.85 -78.90 -78.95 -79.00 -79.05

Chemical Shift (ppm)

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1.0

Norm

aliz

ed Inte

nsity

-78.8

7

-78.8

9

OH

CF3

H

Figure 2:19

F Spectra of 230 in CDCl3

st111.019.esp

-78.20 -78.25 -78.30 -78.35 -78.40 -78.45 -78.50 -78.55 -78.60 -78.65 -78.70 -78.75 -78.80

Chemical Shift (ppm)

0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1.0

Norm

aliz

ed Inte

nsity

-78.6

5

-78.6

7 -78.7

1

-78.7

3

NN+

N

Ph Ph

S

OO

O-

OH

CF3

H

Figure 3: 19

F Spectra of Zwitterion 139c and 230 in CDCl3

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2. Results and Discussion 117

117

mg474c.019.esp

-77.7 -77.8 -77.9 -78.0 -78.1 -78.2 -78.3 -78.4 -78.5 -78.6 -78.7 -78.8 -78.9

Chemical Shift (ppm)

0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1.0

Norm

aliz

ed Inte

nsity

-78.5

1 -78.5

3-7

8.5

5-7

8.5

7

OH

CF3

H

NN+

N

Ph Ph

S

OO

O-

Figure 4:19

F Spectra of Zwitterion 136c and 230 in CDCl3

st108.019.esp

-76.5 -76.6 -76.7 -76.8 -76.9 -77.0 -77.1 -77.2 -77.3 -77.4 -77.5 -77.6 -77.7 -77.8 -77.9 -78.0

Chemical Shift (ppm)

0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1.0

Norm

aliz

ed Inte

nsity

-77.5

1-7

7.5

3

-77.5

9-7

7.6

1

N

PhPh

N+

N S

O

O-

O

OH

CF3

H

Figure 5: 19

F Spectra of Zwitterion 136b and 230 in C7D8

Page 142: New Chiral Carbene Precursors for Catalysis and Chiral - GBV

2. Results and Discussion

118

mg-501n.019.esp

-71.5 -71.6 -71.7 -71.8 -71.9 -72.0 -72.1 -72.2 -72.3 -72.4 -72.5 -72.6

Chemical Shift (ppm)

-0.1

0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1.0

Norm

aliz

ed Inte

nsity

-72.3

6

-72.4

3

NN+

N

Ph Ph

S

OO

O-

OMe

COOH

CF3

Figure 6: 19

F Spectra of Zwitterion 139c and 231 in CDCl3

Zwitterion 139c gave the best results with α-(trifluoromethyl)benzyl alcohol (230) and

Mosher’s acid. Therefore, it was selected for further investigations. Keeping in view the

importance of enantioenriched compounds such as alcohols, cyanohydrins, amino alcohols, nitro

compounds, carboxylic acids etc., there is a need to examine their enantiomeric excess after

asymmetric synthesis. The racemic compounds as mentioned in Table 28 were mixed with 139c

and chemical shift differences in the 1H NMR were recorded. The results obtained are quite

satisfactory and are summarized in Table 28. Since shift reagents have no measureable effect on

coupling constant in 1H- and

13C-NMR therefore their values are not giving in Table 28.

The methine proton of α-trifluoromethyl benzyl alcohol showed a splitting of 52 Hz.

BINOL interacted with 139c and the aromatic -CH showed a baseline separation of 8 Hz. The α-

proton of cyanohydrin had a split with a value of 40 Hz (entry 3, Table 28). Norephedrine was

also tested and its methyl group was splited with a value of 4 Hz and the proton of the carbon

bearing a hydroxyl group was split to 8 Hz. The methine proton of a nitroalcohol exhibited a

chiral shift non-equivalence of 68 Hz. The methyl group of a nitroalcohol also showed a chiral

discrimination with a magnitude of 8 Hz.

A series of racemic carboxylic acids was screened for observing baseline separation of

characteristic protons, thus differentiating the two enantiomers. The proton, attached to the

chiral center of α-cyclohexylphenyl acetic acid showed a splitting of 12 Hz, α-bromophenyl

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2. Results and Discussion 119

119

acetic acid of 48 Hz and α-hydroxy phenyl acetic acid of 60 Hz. The splitting was lowered to 20

Hz when a hydroxyl group is at the β-carbon, but the baseline separation was clear enough to

differentiate its both enantiomeres. The methyl group of Mosher acid also showed a strong

interaction and the diastereomeric methoxy groups were spaced apart with a splitting value of 36

Hz. Another member of the carboxylic acid series that contains a thiol group at the β-carbon can

also be differentiated as the proton of the SH group splits to 24 Hz and the methyl to 36 Hz

(entry 12, Table 28).

The mode of interaction of zwitterions with different guest molecules is hydrogen

bonding. It is assumed that the negative part of the zwitterion forms a hydrogen bond with the

acidic pole of the guest molecules.

Table 28: Resolution of Racemic Compounds in the Presence of Chiral Zwitterion 139ca

Entry Compound δ(ppm) without

Zwitterion

δ(ppm) with

Zwitterion

1H Resolution ∆δ

(Hz)

1

230

5.02 5.02/4.89 52 (CH)

2

232

8.00 8.03/8.01 8 (CHAr)

3

233

5.39 5.72/5.62 40 (CH)

4

234

4.46

0.90

4.48/4.46

0.90/0.89

8 (CH)

4(CH3)

5

235

4.72

1.50

4.69/4.53

1.51/1.49

64 (CH)

8 (CH3)

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2. Results and Discussion

120

6

236

1.20 1.20 interactedb

7

237

3.23 3.23/3.20 12 (CH)

8

231

3.56 3.42/3.33 36 (OCH3)

9

H

238

5.35 5.21/5.09 48 (CH)

10

H

239

5.19 5.0/4.85 60 (CH)

11

240

4.06 3.98/3.93 20 (CH)

12

241

2.28

1.56

2.06/2.00

1.40/1.31

24 (SH)

36(CH3)

13

242

4.17 4.17 0

14

243

2.8 2.8 0

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2. Results and Discussion 121

121

15

244

2.69 2.69 0

16

H

245

5.25 5.25 0

17

246

2.83 2.83 0

18

247

5.88 5.88 0

19

249

3.90 3.90 0

20

250

3.29 3.29 0

21

251

5.49 5.49 0

aCDCl3,

bthere is a splitting but the base line of the splitting is not clear to give value

Page 146: New Chiral Carbene Precursors for Catalysis and Chiral - GBV

2. Results and Discussion

122

2.9.2. Some Figures of 1H-NMR Spectra Showing NMR Spectra

Before and After Interaction with Zwitterions

mg474d.010.esp

5.15 5.10 5.05 5.00 4.95

Chemical Shift (ppm)

0

0.05

0.10

0.15

0.20

Norm

aliz

ed Inte

nsity

1.00

5.0

5

5.0

4

5.0

2

5.0

0

OH

CF3

H

st111.010.esp

5.05 5.00 4.95 4.90

Chemical Shift (ppm)

0

0.01

0.02

0.03

0.04

0.05

0.06

0.07

0.08

0.09

0.10

0.11

0.12

0.13

0.14

Norm

aliz

ed Inte

nsity

1.001.00

5.0

5

5.0

3

5.0

2

5.0

0

4.9

2

4.9

0

4.8

8

4.8

7NN

+

N

Ph Ph

S

OO

O-

OH

CF3

H

Figure 7: 1H Spectra of 230 and Zwitterion 139c/230 in CDCl3

Page 147: New Chiral Carbene Precursors for Catalysis and Chiral - GBV

2. Results and Discussion 123

123

mg-500d.010.esp

6.2 6.1 6.0 5.9 5.8 5.7 5.6 5.5 5.4 5.3 5.2 5.1 5.0

Chemical Shift (ppm)

0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1.0

Norm

aliz

ed Inte

nsity

1.00

5.3

9

OH

CN

H

mg-501d.010.esp

5.85 5.80 5.75 5.70 5.65

Chemical Shift (ppm)

0

0.05

0.10

0.15

Norm

aliz

ed Inte

nsity

0.501.100.50

5.7

2

5.6

8

5.6

5

5.6

2OH

CN

H

NN+

N

Ph Ph

S

OO

O-

Figure 8: 1H Spectra of 233 and Zwitterion 139c/233 in CDCl3

Page 148: New Chiral Carbene Precursors for Catalysis and Chiral - GBV

2. Results and Discussion

124

mg475a.010.esp

3.80 3.75 3.70 3.65 3.60 3.55 3.50 3.45

Chemical Shift (ppm)

0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1.0

Norm

aliz

ed Inte

nsity

3.00

3.5

73.5

6

OMe

COOH

CF3

mg-501n.010.esp

3.60 3.55 3.50 3.45 3.40 3.35 3.30 3.25

Chemical Shift (ppm)

0

0.05

0.10

0.15

0.20

0.25

0.30

0.35

0.40

Norm

aliz

ed Inte

nsity

3.743.00

3.4

2 3.4

2

3.3

4 3.3

3

NN+

N

Ph Ph

S

OO

O-

OMe

COOH

CF3

Figure 9: 1H Spectra of 231 and Zwitterion 139c/231 in CDCl3

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2. Results and Discussion 125

125

mg-500o.010.esp

1.10 1.05 1.00 0.95 0.90 0.85

Chemical Shift (ppm)

0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1.0

Norm

aliz

ed Inte

nsity

3.00

0.9

0

0.8

9

NH2

OH H

CH3

mg-501o.010.esp

0.945 0.940 0.935 0.930 0.925 0.920 0.915 0.910 0.905 0.900 0.895 0.890 0.885 0.880 0.875 0.870

Chemical Shift (ppm)

0

0.05

0.10

0.15

0.20

0.25

0.30

0.35

0.40

0.45

Norm

aliz

ed Inte

nsity

2.993.00

0.9

1

0.9

0

0.8

9

0.8

9

NN+

N

Ph Ph

S

OO

O-

NH2

OH H

CH3

Figure 10: 1H Spectra of 234 and Zwitterion 139c/234 in CDCl3

Page 150: New Chiral Carbene Precursors for Catalysis and Chiral - GBV

2. Results and Discussion

126

mg-500b.010.esp

3.80 3.75 3.70 3.65 3.60 3.55 3.50 3.45 3.40 3.35 3.30 3.25 3.20 3.15 3.10 3.05 3.00

Chemical Shift (ppm)

0

0.05

0.10

0.15

0.20

0.25

Norm

aliz

ed Inte

nsity

1.00

3.2

3 3.2

0

COOH H

mg-501b.010.esp

3.245 3.240 3.235 3.230 3.225 3.220 3.215 3.210 3.205

Chemical Shift (ppm)

0

0.05

0.10

0.15

Norm

aliz

ed Inte

nsity

1.000.99

3.2

4

3.2

4

3.2

2

3.2

1

NN+

N

Ph Ph

S

OO

O-

COOH H

Figure 11: 1H Spectra of 237 and Zwitterion 139c/237 in CDCl3

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2. Results and Discussion 127

127

mg-500p.010.esp

5.15 5.10 5.05 5.00 4.95 4.90 4.85 4.80 4.75 4.70 4.65 4.60 4.55 4.50

Chemical Shift (ppm)

0

0.05

0.10

0.15

Norm

aliz

ed Inte

nsity

1.00

4.7

24.7

1

4.7

04.6

94.6

84.6

84.6

74.6

7 4.6

64.6

54.6

54.6

4

Me

OH NO2

H

mg-501p.010.esp

4.80 4.75 4.70 4.65 4.60 4.55 4.50

Chemical Shift (ppm)

0

0.01

0.02

0.03

0.04

0.05

0.06

0.07

Norm

aliz

ed Inte

nsity

1.001.04

4.7

9

4.7

7

4.7

6 4.7

64.7

5

4.7

44.7

44.7

4

4.7

24.7

2

4.7

14.7

0

4.6

9

4.6

2

4.6

1

4.6

0

4.5

94.5

84.5

74.5

74.5

64.5

64.5

54.5

44.5

3

4.5

3

NN+

N

Ph Ph

S

OO

O-

Me

OH NO2

H

Figure 12: 1H Spectra of 235 and Zwitterion 139c/235 in CDCl3

Page 152: New Chiral Carbene Precursors for Catalysis and Chiral - GBV

2. Results and Discussion

128

mg-500t.010.esp

2.320 2.315 2.310 2.305 2.300 2.295 2.290 2.285 2.280 2.275 2.270 2.265 2.260 2.255 2.250 2.245

Chemical Shift (ppm)

0

0.05

0.10

0.15

0.20

0.25

0.30

0.35

0.40

0.45

Norm

aliz

ed Inte

nsity

1.00

2.2

8

2.2

6

CH3

SH

COOH

H

mg-501t.010.esp

2.09 2.08 2.07 2.06 2.05 2.04 2.03 2.02 2.01 2.00 1.99

Chemical Shift (ppm)

0

0.005

0.010

0.015

0.020

0.025

0.030

0.035

0.040

0.045

Norm

aliz

ed Inte

nsity

0.981.00

2.0

8

2.0

6

2.0

2

2.0

0

NN+

N

Ph Ph

S

OO

O-

CH3

SH

COOH

H

Figure 13:

1H Spectra of 241 and Zwitterion 139c/241 in CDCl3

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2. Results and Discussion 129

129

2.9.3. Camphor Salts as Chiral Shift Reagents

The newly synthesized camphor salts were investigated for their ability to interact with

Mosher’s carboxylate. The chemical shifts differences of the the CF3 group of the two

enantiomers of Mosher’s carboxylate was examinded. In order to assign the signals of the

corresponding enantiomers, an enantioenriched (12% ee) Mosher’s carboxylate potassium salt

was mixed with the enantiopure camphor salts with a 1:2 ratio. The mixture was dissolved in a

deuterated solvent and 19

F NMR spectra were recorded. The results are summarized in Table 29.

The CF3 group of the Mosher’s salt showed a singlet at a −71.19 Hz in the 19

F-NMR. In

general, by mixing the two salts together reshuffling of ion pairs could take place. The

enantiopure camphor cation would interact with each of the two enantiomeric anions of the

Mosher’s carboxylate resulting in the formation of diastereomeric ion pairs. Since diastereomers

are different compounds, both physically and chemically, each diastereomer should show

theoretically different chemical shift values. Salt 158c and 157a having a pyridine ring in the

side arm showed in CDCl3 a splitting of 18.9 Hz and 26.5 Hz in the 19

F NMR, respectively

(entries 2-3, Table 29). Whereas salt 157a did not display any splitting in the 19

F NMR in

C3D6O. It can be postulated that the solvent influence the interaction of these chiral cations with

the Mosher’s carboxylate salt. Salts 157a, 153b and 172a do not have a lone pair donating atom

in the side chain and were not showing a splitting at all. The spectra of Mosher’s carboxylate

and salts 157a are shown in Figure 14-15.

Table 29: Chemical shifts δ of Mosher’s Carboxylate Potassium Salt in ppm and ∆δ Values in

Hz (378 MHz 19

F-NMR)

Entry Salt Solvent δ(ppm) (R)/(S) 19

F Resolution ∆δ (Hz)

1 - CDCl3 −70.19/−70.19 0

2

158c

CDCl3 −70.74/−70.79 18.9

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2. Results and Discussion

130

3

157a

CDCl3 −70.77/−70.84 26.46

4

157a

(CD3)2CO −70.56/−70.56 0

5

157a

(CD3)2CO −69.80/−69.80 0

6

158a

CDCl3 −70.82/−70.82 0

7

153b

(CD3)2CO/CDCl3 −69.46/−69.46 0

8

172a

(CD3)2CO −69.92/−69.926 0

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2. Results and Discussion 131

131

mg475b.019.esp

-60 -62 -64 -66 -68 -70 -72 -74 -76 -78 -80 -82

Chemical Shift (ppm)

-0.3

-0.2

-0.1

0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1.0

Norm

aliz

ed Inte

nsity

-71.1

9

CF3

COOKOMe

Figure 14: 19

F Spectra of Mosher’s carboxylate potassium salt in CDCl3

mg-492b.019.esp

-70.0 -70.5 -71.0 -71.5 -72.0

Chemical Shift (ppm)

0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1.0

Norm

aliz

ed Inte

nsity

-70.7

7

-70.8

4

N

N+

N

Cl-

OMe COOK

CF3

Figure 15: 19

F Spectra of Mosher’s carboxylate potassium salt/157a in CDCl3

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2. Results and Discussion

132

2.10. Summary and Outlook

The presented work began with the synthesis of novel enantiopure C1-symmetric

imidazolinium zwitterions bearing alkylsulphonate or sulphamidate substituents. The

zwitterions were prepared in two main steps.

The Synthesis of the zwitterions started with the monoalkylation of enthylene-1,2-

diamine with 1 eq of aldehyde or arylbromide followed by the conversion of the monoalkylated

diamine to the imidazoline ring with trimethylorthoformate.

Scheme 154

The final step was the quarternization of an imidazoline ring with a cyclic sulphonate or

sulphamidate group.

Scheme 155

The next group of newly synthesized carbene precursors was camphor based, since it is a

cheap desirable starting material from the chiral pool. The following types of carbene precursors

were prepared from camphor diamine 149.

� Same substituents at both nitrogen atoms

� Nitrogen atoms having different aryl substituents

� Synthesis of bidentate ligands

� The sterically demanding nitrogen atom carrying the bulkier substituent

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2. Results and Discussion 133

133

Camphor salts having the same alkyl substituents on both nitrogen atoms were prepared

in two steps. The first step involved the alkylation of a diamine with aromatic aldehydes

followed by the reduction of the imine or direct alkylation with arylmethylene chloride. The

final step was a cyclization with triethylorthoformate in the presence of NH4BF4.

Scheme 156

The other series of camphor carbene precursors having different aryl substituents at the

nitrogen atoms were prepared by the synthesis of tetrahydro-1H-1,3-diazepine and were then

quarternized with an aryl halide.

Scheme 157

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2. Results and Discussion

134

Camphor carbene precursors having sterically demanding nitrogen atoms have been also

synthesized. The camphor diamine 149 was reacted with acetyl chloride followed by an

alkylation of the other nitrogen atom. After that, reduction of the acetyl group to the ethyl group

and finally to the substituted diamine was subjected to the salt formation step by treating it with

triethylorthoformate in the presence of NH4BF4 (Scheme 158).

Scheme 158

The salts were applied in different asymmetric catalytic reactions. The asymmetric

allylation of aldehydes was investigated. The reaction was optimized by varying a number of

conditions. The zwitterions or carbenes generated from the zwitterion precursors were used and

an ee of up to 19% with nearly quantitative yields was obtained (Scheme 159).

Scheme 159

The Wynberg reaction was catalyzed by highly nucleophilic camphor based carbenes.

Good yields of up to 95% were achieved and significant ee of up to 92% were obtained.

Scheme 160

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2. Results and Discussion 135

135

Furthermore, potassium and sodium hexamethyldisilazane amides can act as highly

active Lewis base catalysts in the [2+2] cycloaddition of ketenes with aldehydes. The speed

and simplicity of the reported procedure makes it a valuable tool for preparing libraries of β-

lactones. It was also possible to obtain a tetrasubstituted β-lactone via the Wynberg reaction.

In addition, it was shown that also KOtBu and NaOTMS are good Lewis base catalysts for

these cycloadditions. These findings may encourage to explore tandem reactions with these

bases or to develop chiral analogues.

Scheme 160

A β-lactam synthesis was carried out with aromatic ketenes in the presence of carbenes

derived from the zwitterions. Diphenylketene and tosyl protected imine 136b gave 50% yield

and 85% ee, while nosyl protected imine 212b under similar conditions gave only 20%

enantioselectivity.

Scheme 161

The asymmetric TMSCN addition to aldehydes was performed by employing zwitterions

as organocatalysts. The yield obtained in the reaction was up to 70% but no ee was observed,

while with the carbene generated in situ from the corresponding zwitterion up to 99% yield and

11% ee were obtained.

Scheme 162

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2. Results and Discussion

136

The carbene from imidazolinium zwitterion 136a was exploited in the TMSCF3 addition

to benzaldehyde and 2-naphtaldehyde at rt obtaining yields of 90% and 99%, respectively,

without enantioselectivity (Scheme 162).

Scheme 163

The evaluation of zwitterions as chiral shift reagents was described in the last section of

this chapter. The newly synthesized zwitterions were screened for their ability to resolve

spectroscopically different racemic compounds like alcohols, cyanohydrins, carboxylic acids

etc. The zwitterion 139c proved to be a versatile chiral discriminating agent for different types

of racemic compounds. It interacted with α-(trifluoromethyl)benzyl alcohol and Mosher acid

and splittings of 22 Hz and 26 Hz of the CF3 group were observed, respectively. The chemical

shift differences of the protons for a number of racemic alcohols, cyanohydrins, and carboxylic

acids were at an excellent level and their enantiomeric excesses can be measured simply by

NMR experiment. Moreover problems associated with chiral lanthanide shift reagents like

signal broadening due to their paramagnetic nature, are not present.

The prepared chiral carbene precursors are having still room for several other reactions

especially [2+2] cycloaddition reaction for the synthesis of tetrasubstituted β-lactones and β-

lactams. They can also be used as ligands in metal catalyzed reactions.

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3. Experimental

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3. Experimental

137

3.1. General Experimental

� Melting points

Melting points were taken with an apparatus after Dr. Tottoli and are uncorrected.

� IR

Infrared spectra were recorded on a Bruker Vektor 22 FTIR spectrometer. With KBr

pellets in case of solid compounds and as thin films between NaCl plates in cases of

oils and liquids.

� 1H-NMR

1H-NMR spectra were acquired at ambient temperature on a Bruker AMX 400 (400

MHz) and a Bruker AC 200F (200 MHz) in deuteriated solvents as stated. Chemical

shifts are reported in ppm relative to tetramethylsilane as internal standard.

� 13C NMR

13C-NMR spectra were recorded at ambient temperature on a Bruker AMX 400 (100

MHz) and a Bruker AC 200F (50 MHz) in the deuteriated solvents. Chemical shifts are

reported in ppm relative to tetramethylsilane as internal standard.

� 19F-NMR

19F-NMR spectra were recorded at ambient temperature on a Bruker AMX 400 (378

MHz).

� LR-MS

Mass spectra (EI) were recorded with a Hewlett Packard 5989B at 70 eV. Mass spectra

(ESI) were recorded on Hewlett Packard MS LC/MSD Series 1100 MSD.

� HR-MS

High resolution mass spectra were measured on a Bruker Daltonik Tesla-Fourier

Transform-Ion Cyclotron Resonance-Massspektrometer with Electrospray-Ionisation

by Dr. Dräger at the Institute of Organic Chemistry, University of Hanover.

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3. Experimental

138

� Elemental Analysis

Elemental analyses were carried out by the Microanalytical Laboratory of the Institut

fur Pharmazeutische Chemie der Technische Universitat Braunschweig on “Elemental

Analyzer” Model 1106 from the “Carlo Erba Instrumentazione” company.

� Chromatography

Flash column chromatography[259]

was performed on Sorbisil C-60. Reactions were

monitored by TLC with Merck Silica gel 60 F254 plates.

� HPLC Analysis

HPLC analyses was carried out using a Daicel CHIRALPACK OD-H and a Daicel

CHIRALPACK AD-H column with a Waters 510 Pump system, an ISCO Model UA-5

UV/VIS Detector (254 nm) and a Waters 410 Differential Refractometer.

� Solvent Purification THF and diethyl ether were distilled from sodium benzophenone

ketyl. Toluene was distilled from sodium. CH2Cl2 and acetonitrile were distilled from

calcium hydride.

� Organic Compounds

Organic compounds were either purchased from commercial sources like Merck,

Aldrich, Fluka, Lancaster or Alfa Aesar or prepared as stated below.

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3. Experimental

139

3.2. Experimental Procedures for the Preparation of Carbene

Precursors

3.2.1. Synthesis of 1,2-Diphenyl-1,2-ethylenediamine (119)

(±) 2,2-Spirocyclohexane-4,5-diphenyl-2H-imidazole (118)

A three-necked round-bottom flask was charged with glacial acetic acid (500 mL), benzil

(79 g, 0.375 mol, 1 eq), ammonium acetae (200 g) and cyclohexanone (40 mL, 0.38 mol, 1.026

eq). The mixture was refluxed for 1.5 h and then, without cooling, poured into water (1.5 L).

The reaction mixture was vigorously stirred. The mixture was left overnight to cool to ambient

temperature. The crystals were collected by filtration, washed with water and dried to give

imidazole 118 as yellowish-green crystals (105 g, 0.363 mol, 97% yield ). Spectral data were

consistent with literature values.260

(±)-1,2-Diphenyl-1,2-ethylenediamine (119)

A 2 L three-necked round-bottom flask was charged with 2,2-spirocyclohexane-4,5-

diphenyl-2H-imidazole (72.0 g. 0.250 mol, 1 eq) and of THF (400 mL). The mixture was stirred

until all solids dissolved, cooled to −78 °C and treated with a stream of gaseous ammonia until

the volume of liquid increases by about 400 mL. Then lithium (6.94 g, 1.00 mol, 4 eq) was

slowly introduced in a gentle stream of nitrogen. The slow rate of lithium addition ensured that

the temperature did not rise above −65 °C. After that, the mixture was stirred for 30 min and

ethanol (30 mL, 1.0 mol, 4 eq) was slowly added and additionally stirred for 20 min.

Ammonium chloride (70 g) was added and the mixture was allowed to warm to 0 °C. Then

water (400 mL) was carefully introduced. The phases were separated. The aqueous phase was

washed with Et2O and the combined organic extracts were washed with brine, dried over

anhydrous Na2SO4, filtered and concentrated to about 200 mL. The solution was transferred to a

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1 L flask and cooled to 0 °C and treated with 2N HCl (300 mL). The biphasic mixture was

vigorously stirred at ambient temperature for 1 h. Water (500 mL) was added and the phases

were separated. The organic phase was washed with water and the combined aqueous phases

were extracted with CH2Cl2. The aqueous solution was then treated with 2N NaOH (300 mL)

and extracted with CH2Cl2. The combined organic extracts were washed with brine, dried over

anhydrous Na2SO4 and filtered. Removal of the volatile material gave racemic diamine as a pale

yellow solid (45 g, 0.21 mol, 89–94% yield). Spectral data were consistent with literature

values.261

Resolution of Racemate: (−)-(1S,2S) and (+)-(1R,2R)-1,2-Diphenyl-1,2-ethylenediamine

The racemic diamine (21.25 g, 0.10 mol, 1 eq) was dissolved in ethanol (100 mL) by

heating the mixture to 70 °C in a hot solution of L-(+)-tartaric acid (15.0 g, 0.100 mol) and

ethanol (100 mL) was added. The tartarate salt precipitate out immediately. After the mixture

was cooled to ambient temperature, the crystals were collected by filtration, washed with

ethanol and dried. The solids were dissolved in boiling water (100 mL). Ethanol (1 L) was

added and the homogeneous solution was allowed to cool slowly to rt. The crystals were

collected by filtration, washed with ethanol and dried. The recrystallization procedure was then

repeated twice using the same volume of solvents (100 mL of water and 100 mL of ethanol) to

give the tartrate salt as colorless crystals (10.6 g, 50 mmol, 50% yield). Spectral data were

consistent with literature values. 262

� = −11 (H2O, c 1.3).

A round-bottom flask was charged with tartarate salt and water (150 mL). The mixture

was vigorously stirred and cooled to 0–5 °C. Then 50% aqueous NaOH (12 mL) was added drop

wise followed by CH2Cl2 (75 mL) and stirring was continued for 30 min. The phases were

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separated. The aqueous phase was washed with CH2Cl2 and the combined organic extracts were

washed with brine, dried over anhydrous Na2SO4, filtered and dried. The obtained colorless

solid was recrystallized from hexane as colorless crystals of (S,S)-(−)-diamine (yield 3.5 g).

Spectral data were consistent with literature values.263

� = −106 (MeOH, c 1.1).

The filtrates from all crystallizations were combined and the solvent was evaporated.

The residual solid was transferred to a round-bottom flask and water was added (150 mL).

Thereafter 50% NaOH solution (12 mL) was slowly added followed by CH2Cl2 (100 mL) and

the stirring was continued for 30 min. The phases were separated, the aqueous phase was

washed with CH2Cl2 and the combined organic extracts were washed with brine, dried over

anhydrous Na2SO4 and filtered. Removal of the volatile material gave 5 g of the enriched (R,R)-

diamine as pale yellow crystals. This material was treated with D-(−)-tartaric acid in exactly the

same manner as described for the other enantiomer to give 5 g of colorless crystals.

� = +4 (H2O, c 1.3).

Treatment with NaOH, as described above, followed by recrystallization from hexane

gave 2 g of (R,R)-(+)-diamine as colorless crystals.

� = +106 (MeOH, c 1.1).

3.3. Synthesis of Imidazolinium Zwitterions

3.4. Monoalkylation of Diamine 119

(1R,2R)-1,2-Diphenyl-N1-(2,4,6-trimethylbenzylidene)ethane-1,2-diamine (120)

2,4,6-Trimethylbenzylaldyde (152a) (0.58 mL, 3.96 mmol, 1 eq) and (+)-(1R,2R)-1,2-

diphenyl-1,2-ethylenediamine (119) (841 mg, 3.969 mmol, 1 eq) were stirred in water (15 mL)

overnight. The mixture was extracted three times with CH2Cl2 and the solvent was removed to

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afford the product as a cis/trans mixture of a yellow semisolid (1.35 g, 3.96 mmol, 99% yield).

The product was used in the next step without purification.

� 1H-NMR (CDCl3, 200 MHz): δ = 8.64 (s, 1 H, Ar-CH-imine), 8.60 (s, 1 H, Ar-CH-

imine), 7.40 - 7.14 (m, 20 H, ArH), 6.89 (s, 2 H, ArH), 6.81 (s, 2 H, ArH), 4.75 (s, 1

H, CH(N)-CH-Ar), 4.42 (d, J = 2.3 Hz, 2 H, CH(N)-CH-Ar), 2.40 (s, 6 H, Ar-2xCH3),

2.32 (s, 9 H, Ar-3xCH3), 2.28 (s, 3 H, Ar-CH3), 2.08 (br s, 3 H, NH2).

� 13C-NMR (CDCl3, 50 MHz): δ = 162.3 (Ar-CH-imine), 161.2 (Ar-CH-imine), 142.6

(ArC), 142.3 (ArC), 141.7 (ArC), 139.0 (ArC), 138.6 (ArC), 138.1 (ArC), 137.9

(ArC), 130.5 (ArCH), 129.5 (ArCH), 129.3 (ArCH), 128.3 (ArCH), 128.3 (ArCH),

128.0 (ArCH), 127.9 (ArCH), 127.8 (ArCH), 127.5 (ArCH), 127.1 (ArCH), 126.9

(ArCH), 126.8 (ArCH), 126.6 (ArCH), 83.9 (CH(N)-CH-Ar), 83.6 (CH(N)-CH-Ar),

62.3 (CH(N)-CH-Ar), 21.1 (CH3), 21.0 (CH3), 20.9 (CH3).

(1R,2R)-1,2-Diphenyl-N1-(2,4,6-trimethylbenzyl)ethane-1,2-diamine (121)

(1R,2R,)-1,2-Diphenyl-N1-(2,4,6-trimethylbenzylidene)ethane-1,2-diamine (120) (1.24 g,

3.6 mmol, 1 eq) was dissolved in dry methanol (60 mL) under a stream of nitrogen and NaBH4

(112 mg, 10.8 mmol, 3 eq) was added slowly. After stirring at rt overnight, water was carefully

added and the methanol was removed under reduced pressure. Ethyl acetate was added and the

organic layer was washed three times with a solution of 1N HCl. The aqueous layer was then

basified with pellets of NaOH and extracted three times with CH2Cl2. The combined organic

layers were dried (Na2SO4) and the solvent was removed to give a yellow oil (1.2 g, 3.49 mmol,

97% yield). The product was used in the next step without purification.

N1-(2,4,6-Trimethylbenzyl)ethane-1,2-diamine (124)

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A round-bottom flask was charged with absolute methanol and ethylenediamine (10 mL,

150 mmol, 2 eq), and then cooled in an ice bath. A solution of 2,4,6-trimethylbenzylaldyde

(152a) (11.0 mL, 75 mmol, 1 eq) in absolute methanol (l20 mL) was added via a dropping

funnel. The resulting solution was stirred for 24 h at rt and then the solution was cooled again in

an ice bath and solid sodium borohydride (5.6 g, 150 mmol) was added in 5-7 portions over 20

min. The reaction was allowed to warm to rt and stirred for an additional 24 h. After that, water

was carefully added and the methanol was removed under reduced pressure. The aqueous layer

was then basified with pellets of NaOH and extracted three times with CH2Cl2. The combined

organic layers were dried (Na2SO4) and the solvent was removed to give a yellow oil. The

excess of ethylenediamine was removed at low pressure and the desired product was obtained in

91% as an oil. Spectral data were consistent with literature values.180

� 1H-NMR (CDCl3, 200 MHz): δ = 6.83 (s, 2H), 3.73 (s, 2H), 2.94 - 2.61 (m,

4H), 2.35 (s, 6H), 2.24 (s, 3H).

� 13C-NMR (CDCl3, 200 MHz): δ = 136.8, 136.3, 133.8, 128.9, 52.7, 47.5, 41.8,

20.8, 19.5.

(1R,2R)-1,2-Diphenyl-N1-(o-tolyl)ethane-1,2-diamine (126)

Under an inert atmosphere, palladium acetate (0.526 mg, 0.235 mmol, 5 mol%), BINAP

(293 mg, 0.47 mmol, 10 mol%), and sodium tbutoxide (1.36 g, 14.13 mmol) were added to

toluene and stirred for 20 min. (R,R)-Diphenylethylenediamine (1.00 g, 4.71 mmol, 1 eq) and 2-

bromotoluene (805 mg, 4,71 mmol, 1 eq) were then added and the solution was heated to 100 °C

for 16 h. The solution was cooled to ambient temperature, diluted with hexane (75 mL) and

filtered through a plug of silica. The silica was washed with a CH2Cl2/MeOH mixture to elute

the crude product. The filtrate was concentrated and dissolved in CH2Cl2. 12M HCl was added

and the organic layer was separated. The water layer was washed with CH2Cl2 (2x) and the

organic layer was discarded. After that, the water layer was cooled with an ice bath and

carefully basified by drop wise addition of concentrated NaOH, till it became strongly basic (pH

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14), followed by extraction with CH2Cl2. The desired product was obtained after removing the

solvent as a white solid (1.37 g, 4.5 mmol, 96% yield).

� mp: 94 °C

� = +93.4 (c = 1, CH2Cl2).

� IR (KBr): 3438, 3387, 3384, 3024, 2909, 2859, 2738, 1909, 1777, 1606, 1512, 1449,

1351, 1319, 1209, 1124, 1048, 1025, 926, 902, 844, 789, 767, 744, 574, 531, 479, 443

cm−1

.

� MS (EI): m/z 261 (M++H, 10%), 229 (15), 203 (25), 144 (25), 130 (100), 100 (50), 86

(50), 74 (40), 57 (45).

� HRMS (ESI): Calcd. for C14H33N2O2: 261.2542, found: 261.2546.

� 1H-NMR (CDCl3, 200 MHz): δ = 7.40 – 7.03 (m, 10H, ArH), 6.89 (dd, J = 7.3, 0.6

Hz, 1H, ArH), 6.81 – 6.65 (m, 1H, ArH), 6.49 – 6.33 (m, 1H, ArH), 6.14 – 5.98 (m,

1H, ArH), 4.41 (d, J = 4.3 Hz, 1H, CH(N)-CH-Ar), 4.25 (d, J = 4.3 Hz, 1H, CH(N)-

CH-Ar), 2.15 (s, 3H, Ar-CH3), 1.65 (br s, 2H, NH2).

� 13C-NMR (CDCl3, 50 MHz): δ = 145.3 (ArC), 142.8 (ArC), 141.6 (ArC), 129.8

(ArCH), 128.64 (ArCH), 128.4 (ArCH), 127.5 (ArCH), 127.3 (ArCH), 126.9 (ArCH),

126.8 (ArCH), 122.3 (ArC), 116.4 (ArCH), 110.9 (ArCH), 63.3 (CH(N)-CH-Ar), 61.3

(CH(N)-CH-Ar), 17.7 (CH3).

3.5. General Procedure for the Synthesis of Imidazoline.264

A mixture of monoalkylated diamine (1 eq), trimethyl orthoformate (1.06 eq) and acetic

acid (1.06 eq) in CH3CN was refluxed for 1 h under an inert atmosphere. The resulting mixture

was then allowed to cool to rt before being concentrated to dryness, taken up in 40% aqueous

KOH and extracted with CH2Cl2. The combined organic layers were then dried with KOH

pellets, filtrated, and concentrated to dryness. The expected dihydroimidazole was purified with

FCC (MeOH/CH2Cl2, 5:95) as a solid.

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(4R,5R)-4,5-Diphenyl-1-(2,4,6-trimethylbenzyl)-1H-imidazoline (122)

Prepared from diamine 121 (1.00 g, 2.9 mmol, 1 eq), trimethyl orthoformate (0.3 mL,

3.1 mmol, 1.06 eq) and acetic acid (0.176 mL, 3.1 mmol, 1.06 eq) in CH3CN by refluxing for 1

h under an inert atmosphere. The dihydroimidazole 122 was purified with FCC (MeOH/CH2Cl2

5:95) as a light yellow solid (712 mg, 2.03 mmol, 70% yield).

� mp: 112 °C

� = +17.8 (c = 1, CH2Cl2).

� IR (KBr 3426, 3085, 3032, 2974, 2944, 2919, 2860 2800, 1950, 1880, 1880, 1748,

1668, 1597, 1452, 1396, 1303, 1245, 1219, 1153, 1074, 1029, 1219, 993, 904, 858,

797, 772, 751, 699, 626, 562, 499, 447 cm−1

.

� MS (EI): m/z 354 (M+, 50%), 238 (2), 221 (75), 133 (40), 117 (15), 91 (100), 77 (5),

51 (2).

� HRMS (ESI): Calcd. for C25H27N2: 355.2174, found: 355.2170.

� 1H-NMR (CDCl3, 200 MHz): δ = 7.29 – 7.18 (m, 10H, ArH and N-CH-N), 6.89 (d, J

= 1.6 Hz, 1H, ArH), 6.77 (s, 2H, ArH), 4.92 (dd, J = 9.5, 1.6 Hz, 1H, N-CH2-Ar), 4.03

(dt, J = 21.7, 11.2 Hz, 3H, N-CH2-Ar and 2xCH(N)-CH-Ar), 2.18 (s, 3H, Ar-CH3),

2.10 (s, 6H, Ar-2xCH3).

� 13C-NMR (CDCl3, 50 MHz): δ = 155.1 (N-CH-N), 143.3 (ArC), 140.7 (ArC), 137.8

(ArC), 137.5 (ArC), 129.3 (ArCH), 128.9 (ArCH), 128.5 (ArCH), 128.48 (ArC),

128.0 (ArCH), 127.2 (ArCH), 126.6 (ArCH), 80.1 (CH(N)-CH-Ar), 74.4 (CH(N)-CH-

Ar), 44.6 (N-CH2-Ar), 20.9 (Ar-CH3), 19.7(Ar-2xCH3).

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(4R,5R)-4,5-Diphenyl-1-o-tolyl-1H-imidazoline (127)

Prepared from diamine 126 (362 mg, 1.2 mmol, 1 eq), trimethyl orthoformate (0.140

mL, 1.27 mmol, 1.06 eq) and acetic acid (0.72 µL, 1.27 mmol, 1.06 eq) in CH3CN by refluxing

for 1 h under an inert atmosphere. The dihydroimidazole 127 was obtained as as a light yellow

solid with traces of impurities (300 mg, 0.96 mmol, 80% yield) after FCC (MeOH/CH2Cl2,

5:95). The product was used in the next step without further purification.

� MS (EI): m/z 312 (M+, 20%), 196 (100), 118 (25), 104 (6), 91 (40), 77 (25), 65 (25),

51 (10).

� HRMS (ESI): Calcd. for C22H21N2: 313.1705, found: 313.1694.

� 1H-NMR (CDCl3, 200 MHz): δ = 7.36 (d, J = 1.8 Hz, 1H, ArH), 7.34 - 7.11 (m, 10H,

ArH and N-CH-N), 7.10 - 7.01 (m, 1H, ArH), 6.99 - 6.90 (m, 2H, ArH), 6.84 (dd, J =

5.3, 4.0 Hz, 1H, ArH), 5.13 (dd, J = 9.1, 1.8 Hz, 1H, CH(N)-CH-Ar), 4.82 (d, J = 9.1

Hz, 1H, CH(N)-CH-Ar), 2.24 (s, 3H, Ar-CH3).

� 13C-NMR (CDCl3, 50 MHz): δ = 161.6 (N-CH-N), 144.7 (ArC), 139.5 (ArC), 137.8

(ArC), 130.1 (ArCH), 128.8 (ArCH), 128.3 (ArCH), 128.2 (ArCH), 127.6 (ArCH),

127.5 (ArCH), 127.3 (ArCH), 126.9 (ArCH), 122.6 (ArC), 117.3 (ArCH), 110.9

(ArC), 63.3 (CH(N)-CH-Ar), 57.9 (CH(N)-CH-Ar), 17.7 (Ar-CH3).

1-(2,4,6-Trimethylbenzyl)-1H-imidazoline (125)

N-(2,4,6-Trimethylbenzyl)ethylenediamine (124) (3.40 g, 17.64 mmol, 1 eq) and N,N-

dimethylformamide dimethylacetal (2.6 mL, 19.4 mmol, 1.1 eq) were heated at 90–95 °C for 2

h. In order to remove MeOH and HNMe2, the residue was further heated to 120 °C for 1 h. The

volatiles were removed under vacuum and the remaining yellow viscous liquid was distilled

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under vacuum (108–109 °C/0.01 mmHg) to give a colorless liquid, which solidified on standing

as a white solid (3.2 g 15.87 mmol, 90% yield). The spectroscopic properties concur with

published data.265

� 1H-NMR (CDCl3, 200 MHz): δ = 6.84 (s, 2H), 6.68 (t, J = 1.6 Hz, 1H), 4.17 (s, 2H),

3.76 (td, J = 9.9, 1.0 Hz, 2H), 3.14 (t, J = 9.9 Hz, 2H), 2.29 (s, 6H), 2.24 (s, 3H).

� 13C-NMR (CDCl3, 50 MHz): δ = 156.8, 137.6, 137.43, 129.7, 129.4, 77.9, 77.2, 76.6,

55.2, 49.1, 45.7, 21.1, 19.9.

3.6. General Procedure for the Synthesis of Chiral Cyclic

Sulphamidates.

To a solution of an amino alcohol (1 eq) in CH2Cl2 at −20 °C was added triethylamine (4

eq) followed by the drop wise addition of sulphuryl chloride (1.5 eq). The mixture was allowed

to warm to 0 °C in 4 h. Then 1M HCl was added and the organic phase was separated. The

aqueous phase was washed with CH2Cl2 two times. The combined organic phases were

concentrated in vacuo, and the residue was purified by FCCon silica gel to afford the

sulfamidate as a white solid.

(S)-Tetrahydro-3H-pyrrolo[1,2-c][1,2,3]oxathiazolea1,1-dioxide (134)

Prepared from of (S)-(+)-2-pyrrolidinemethanol (130) (103,6 mg, 1.036 mmol, 1 eq),

triethylamine (0.575 mL, 4.13 mmol, 4 eq) and sulphuryl chloride (0.125 mL, 1.554 mmol, 1.5

eq) at −20 - 0 °C in 4 h. The residue was purified by FCCon silica gel (ethyl acetate/petrol ether

40:60) to afford the sulfamidate 134 as a white solid (102 mg, 0.62 mmol, 66% yield). Spectral

data were consistent with literature values.266

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� 1H-NMR (CDCl3, 200 MHz): δ = 4.53 (dd, J = 8.6, 6.8 Hz, 1H), 4.25 (ddd, J = 13.0,

6.8, 4.0 Hz, 1H), 4.02 (dd, J = 8.6, 6.0 Hz, 1H), 3.76 – 3.55 (m, 1H), 3.24 (dt, J = 11.2,

6.9 Hz, 1H), 2.15 (ddd, J = 12.8, 9.3, 5.6 Hz, 1H), 2.03 - 1.67 (m, 3H).

� 13C-NMR (CDCl3, 50 MHz): δ = 71.8, 62.4, 51.1, 31.2, 25.1.

(4R,5R)-3,4-Dimethyl-5-phenyl-1,2,3-oxathiazolidine 2,2-dioxide (132)

Prepared from (1R,2R)-(−) pseudoephedrine alcohol 129 (100 mg, 0.61 mmol, 1 eq),

triethylamine (0.340 mL, 2.44 mmol, 4 eq) and sulphuryl chloride (74µL, 0.91 mmol, 1.5 eq) at

−20 °C-0 °C in 4 h. The residue was purified by FCCon silica gel (ethyl acetate/petrol ether

40:60) to afford the sulfamidate 132 as a white solid (92 mg, 0.402 mmol, 66% yield). Spectral

data were consistent with literature values.267

� 1H-NMR (CDCl3, 200 MHz): δ = 7.32 (d, J = 33.6 Hz, 5H), 5.15 (d, J = 9.4 Hz, 1H),

3.64 - 3.22 (m, 1H), 2.76 (s, 3H), 1.35 - 1.08 (m, 3H).

� 13C-NMR (CDCl3, 50 MHz): δ = 133.7, 130.2, 129.2, 127.4, 88.4, 63.7, 31.1, 14.7.

3.7. General Procedure for Quaternization of Imidazoline

A solution of imidazoline (1 eq) in CH2Cl2 or acetone was treated with sulphonate or

sulphamidate (1.5-2 eq) for 5-7 d at rt. After that, the solvent was removed under reduced

pressure and the imidazolinium zwitterion was purified by FCC and obtained as white a solid.268

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3.7.1. Synthesis of Imidazolinium Zwitterions from Imidazoline

122

3-((4R,5R)-4,5-Diphenyl-1-(2,4,6-trimethylbenzyl)-4,5-dihydro-1H-imidazol-3-ium-3-

yl)propane-1-sulfonate (136a)

Prepared from (4R,5R)-4,5-diphenyl-1-(2,4,6-trimethylbenzyl)-1H-imidazoline (122)

(532mg, 1.5 mmol, 1 eq) and cyclic sulfonate esters 1,3-propane sultone 128 (367 mg, 3.0

mmol, 2 eq) in acetone for 5 d. The residue was purified by FCC (MeOH/CH2Cl2 10:90) to

afford the imidazolinium zwitterion 136a as a white solid (579 mg, 1.21 mmol, 81% yield).

� mp: >350 °C

� = +105.6 (c = 1, CH2Cl2).

� IR (KBr): 3442, 3034, 2923, 1638, 1496, 1457, 1207, 1039, 758, 701, 621, 523 cm−1

.

� MS (ESI): m/z = 499.2031 [M++Na].

� HRMS (ESI): Calcd. for C28H33N2O2S: 477.2212, found: 477.2201.

� 1H-NMR (CDCl3, 200 MHz): δ = 9.55 (s, 1H, N-CH-N), 7.45 - 6.99 (m, 12H, ArH),

6.69 (s, 2H, ArH), 5.00 (dd, J = 25.3, 11.9 Hz, 2H, 2xCH(N)-CH-Ar), 4.41 (dd, J =

19.8, 11.8 Hz, 2H, N-CH2-Ar), 3.45 - 3.20 (m, 1H, N(CH2)-CH2-SO3), 3.08 (dd, J =

8.6, 6.1 Hz, 1H, N(CH2)-CH2-SO3), 2.92 (t, J = 6.8 Hz, 2H, N(CH2)-CH2-SO3), 2.14

(s, 3H, Ar-CH3), 2.10 - 1.96 (m, 2H, N(CH2)-CH2-SO3), 1.90 (s, 6H, Ar-2xCH3).

� 13C-NMR (CDCl3, 50 MHz): δ = 159.9 (N-CH-N), 158.1 (ArC), 138.9 (ArC), 138.4

(ArC), 135.22 (ArC), 134.9 (ArCH), 130.2 (ArCH), 130.1 (ArCH), 130.1 (ArCH),

129.8 (ArCH), 127.8 (ArCH), 127.2 (ArCH), 124.8 (ArC), 73.5 (CH(N)-CH-Ar), 72.5

(CH(N)-CH-Ar), 53.8 (N-CH2-Ar), 48.3 (N(CH2)-CH2-SO3), 45.6 (N(CH2)-CH2-

SO3), 22.6 (N(CH2)-CH2-SO3), 21.1 (Ar-CH3), 19.8 (Ar-CH3).

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(S)-2-((4R,5R)-4,5-Diphenyl-1-(2,4,6-trimethylbenzyl)-4,5-dihydro-1H-imidazol-3-ium-3-

yl)methyl)pyrrolidine-1-sulfonate (136b)

Prepared from imidazoline 122 (532 mg, 1.5 mmol, 1 eq) and sulphamidate 129 (367

mg, 3.0 mmol, 2 eq) in CH2Cl2 for 7 d. The residue was purified by FCC (MeOH/CH2Cl2 10:90)

to afford the imidazolinium zwitterion 136b as a white solid (579 mg, 1.21 mmol, 81% yield).

� mp: 295 °C

� = +129.7 (c = 1, CH2Cl2).

� IR (KBr): 3449, 3035, 2960, 2870, 1735, 16370, 1497, 1457, 1372, 1198, 1112, 852,

759, 703, 636, 581, 553 cm−1

.

� MS (ESI): m/z = 540.8 [M++Na].

� HRMS (ESI): Calcd. for C30H35N3O3S: 518.2477, found: 518.2474, Calcd. for

C30H35N3O3NaS: 540.2297, found: 540.2290.

� 1H-NMR (CDCl3, 400 MHz): δ = 9.85 (s, 1 H, N-CH-N), 7.42 - 7.32 (m, 5 H, ArH),

7.29 - 7.25 (m, 3 H, ArH), 7.17 - 7.11 (m, 2 H, ArH), 6.71 (s, 2 H, ArH), 5.44 (d, J =

10.8 Hz, 1 H, CH(N)-CH-Ar), 5.26 (d, J = 14.9 Hz, 1 H, N-CH2-Ar), 4.58 (d, J = 14.7

Hz, 1 H, N-CH2-Ar), 4.41 - 4.35 (m, 1 H, CH2-CH-NSO3), 4.33 (d, J = 10.8 Hz, 1 H,

CH(N)-CH-Ar) 3.87 (dd, J = 4.0, 14.2 Hz, 1 H, CH2-NSO3), 3.61 (td, J = 7.5, 10.7

Hz, 1 H, CH2-NSO3), 3.24 (ddd, J = 5.0, 6.4, 11.0 Hz, 1 H, CH2-NSO3), 2.77 (dd, J =

9.1, 14.2 Hz, 1 H, CH2-NSO3), 2.20 (s, 3 H, Ar-CH3), 2.12 - 2.03 (m, 1 H, CH2-

NSO3), 2.02 - 1.92 (m, 1 H, CH2-NSO3), 1.89 (s, 6 H, Ar-2xCH3), 1.61 - 1.48 (m, 1

H, CH2-NSO3), 1.42 - 1.32 (m, 1 H, CH2-NSO3).

� 13C-NMR (CDCl3, 100 MHz): δ = 161.4 (N-CH-N), 138.5 (ArC), 138.2 (2xArC),

135.5 (ArC), 134.9 (ArC), 129.7 (ArCH), 129.6 (ArCH), 129.5 (ArCH), 129.5

(ArCH), 128.6 (ArCH), 127.5 (ArCH), 125.1 (ArC), 76.6 (CH(N)-CH-Ar), 72.5

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(CH(N)-CH-Ar), 59.8 (CH2-CH-NSO3), 50.3 (CH2), 50.2 (CH2), 45.17 (CH2), 29.9

(CH2), 24.8 (CH2), 20.9 (Ar-CH3), 19.7 (Ar-2xCH3).

((1R,2R)-1-((4S,5S)-4,5-Diphenyl-1-(2,4,6-trimethylbenzyl)-4,5-dihydro-1H-imidazol-3-

ium-3-yl)-1-phenylpropan-2-yl)(methyl)sulfamate (136c)

Prepared from imidazoline ent-122 (825 mg, 2.33 mmol, 1 eq) and sulphamidate 130

(846 mg, 3.72 mmol, 1.6 eq) in CH2Cl2 for 7 d. The residue was purified by FCC

(MeOH/CH2Cl2 10:90) to afford the imidazolinium zwitterion 136c as a white solid (745 mg,

1.28 mmol, 55% yield).

� mp: >450 °C

� = − 117.8 (c = 1, CH2Cl2).

� IR (KBr): 34540, 2922, 1628, 1456, 1203, 1036, 862, 756, 700, 669, 595 cm−1

.

� MS (ESI): m/z = 604 [M++Na].

� HRMS (ESI): Calcd. for C35H40N3O3S: 582.2790, found: 582.2790, Calcd. for

C35H40N3O3NaS: 604.2610, found: 604.2605.

� 1H-NMR (CDCl3, 200 MHz): δ = δ 11.14 (s, 1H, N-CH-N), 7.48 – 7.33 (m, 9H,

ArH), 7.29 – 7.20 (m, 2H, ArH), 7.02 – 6.86 (m, 4H, ArH), 6.75 (s, 2H, ArH), 5.15

(d, J = 14.8 Hz, 1H, CH(N)-CH-Ar), 4.95 (tt, J = 6.9, 3.3 Hz, 1H, ArCH-CH-

CH3NSO3), 4.65 (d, J = 14.7 Hz, 1H, CH(N)-CH-Ar), 4.37 (dd, J = 19.6, 8.4 Hz, 2H,

N-CH2-Ar), 3.81 (d, J = 2.3 Hz, 1H, CH(N)-CH-Ar), 2.21 (s, 3H, Ar-N-CH3), 2.11 (s,

3H, Ar-CH3), 1.94 (s, 6H, Ar-CH3), 1.25 (d, J = 7.0 Hz, 3H, CH-CH3).

� 13C-NMR (CDCl3, 50 MHz): δ = 159.6 (ArCH), 138.9 (ArC), 138.1 (ArC), 135.4

(ArC), 134.9 (ArC), 132.2 (ArC), 130.1 (ArCH), 130.0 (ArCH), 129.8 (ArCH), 129.7

(ArCH), 129.3 (ArCH), 128.9 (ArCH), 128.5 (ArCH), 126.8 (ArCH), 126.7, 124.1

(ArC), 73.6 (CH(N)-CH-Ar), 70.1 (CH(N)-CH-Ar), 65.4 (CH(N)-CH-Ar), 54.5 (CH3-

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CH), 45.8 (N-CH2-Ar), 32.0 (N-CH3), 20.8 (Ar-CH3), 19.6 (Ar-2xCH3), 14.5 (CH-

CH3).

(S)-2-(((4S,5S)-4,5-Diphenyl-1-(2,4,6-trimethylbenzyl)-4,5-dihydro-1H-imidazol-3-ium-3-

yl)methyl)pyrrolidine-1-sulfonate (137)

Prepared from ent-122 (800 mg, 2.26 mmol, 1 eq) and sulphamidate 129 (553 mg, 3.38

mmol, 1.5 eq) in CH2Cl2 for 7 d. The residue was purified by FCC (MeOH/CH2Cl2 10:90) to

afford the imidazolinium zwitterion 137 as a white solid (1.15 g, 2.23 mmol, 99% yield).

� mp: 296 °C

� = −13.5 (c = 1, CH2Cl2).

� IR (KBr): 3452, 2963, 1634, 1496, 1457, 1379, 1197, 1109, 1037, 977, 852, 757,

702, 634, 554 cm−1

.

� MS (ESI): m/z = 540.8 [M++Na].

� HRMS (ESI): Calcd. for C30H35N3O3NaS: 540.2306, found: 540.2297.

� 1H-NMR (CDCl3, 200 MHz): δ = 9.47 (s, 1 H, N-CH-N), 7.41 - 7.29 (m, 5 H, ArH),

7.22 - 7.14 (m, 2 H, ArH), 7.09 (td, J = 3.2, 5.9 Hz, 3 H, ArH), 6.76 (s, 2 H, ArH),

5.54 - 5.46 (m, 1 H, CH(N)-CH-Ar), 5.43 (d, J = 8.3 Hz, 1 H, CH(N)-CH-Ar), 4.37 -

4.22 (m, 2 H, CH2-CH-NSO3 and CH2), 4.14 - 3.97 (m, 1 H, CH2), 3.80 - 3.37 (m, 3

H, CH2), 3.03 - 2.83 (m, 1 H, CH2), 2.24 (s, 3 H, Ar-CH3), 2.14 - 2.01 (m, 1 H, CH2),

2.01 - 1.93 (m, 1 H, CH2), 1.87 (s, 6 H, Ar-2xCH3), 1.80 - 1.67 (m, 1 H, CH2), 1.32 -

1.20 (m, 1 H, CH2).

� 13C-NMR (CDCl3, 50 MHz): δ = 160.2 (N-CH-N), 138.5 (ArC), 138.2 (ArC), 134.4

(ArC), 133.8 (ArC), 129.6 (ArCH), 129.5 (ArCH), 129.3 (ArCH), 129.2 (ArCH),

127.5 (ArCH), 124.8 (ArC), 73.0 (CH(N)-CH-Ar), 72.8 (CH(N)-CH-Ar), 55.3 (CH2-

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CH-NSO3), 51.5 (CH2), 50.5 (CH2), 44.8 (CH2), 29.8 (CH2), 24.9 (CH2), 20.8 (Ar-

CH3), 19.8 (Ar-2xCH3).

3.7.2. Synthesis of Imidazolinium Zwitterions from Imidazoline

125

(S)-2-((1-(2,4,6-Trimethylbenzyl)-4,5-dihydro-1H-imidazol-3-ium-3-yl) ethyl)pyrrolidine-1-

sulfonate (138a)

Prepared from imidazoline 125 (413 mg, 2.04 mmol, 1 eq) and sulphamidate 129 (500

mg, 3.06 mmol, 1.5 eq) in CH2Cl2 for 7 d. The residue was purified by FCC (MeOH/CH2Cl2

15:85) to afford the imidazolinium zwitterion 138a as a white solid (709 mg, 1.39 mmol, 95%

yield).

� mp:>350 °C

� = +40.3 (c = 1, CH2Cl2).

� IR (KBr) 3455, 2964, 1651, 1449, 1278, 1190, 1124, 1039, 981, 853, 730, 689, 633,

581, 471 cm−1

.

� MS (ESI): m/z = 388 [M++Na].

� HRMS (ESI): Calcd. for C18H28N3O3S: 366.1815, found: 366.1838, Calcd. for

C18H27N3O3NaS: 388.1671, found: 388.1664.

� 1H-NMR (CDCl3, 200 MHz): δ = 8.31 (s, 1H, N-CH-N), 6.74 (s, 2H, ArH), 4.60 (q, J

= 14.6 Hz, 2H, CH2), 4.04 (dd, J = 20.0, 9.6 Hz, 1H, CH2-CH-NSO3), 3.96 – 3.73 (m,

2H, CH2), 3.72 – 3.50 (m, 2H, CH2), 3.48 – 3.29 (m, 2H, CH2), 3.27 – 3.07 (m, 2H,

CH2), 2.21 (s, 6H, Ar-CH3), 2.13 (s, 3H, Ar-CH3), 2.07 – 1.83 (m, 1H, CH2), 1.83 –

1.67 (m, 1H, CH2), 1.63 (dd, J = 13.3, 6.3 Hz, 1H, CH2), 1.49 – 1.25 (m, 1H, CH2).

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� 13

C-NMR (CDCl3, 50 MHz): δ = 157.9 (N-CH-N), 138.6 (ArC), 137.9 (ArC), 129.6

(ArCH), 125.7 (ArC), 56.9 (, CH2-CH-NSO3), 52.4 (CH2), 50.1 (CH2), 49.5 (CH2),

48.0 (CH2), 45.8 (CH2), 29.3 (CH2), 24.6 (CH2), 20.8 (Ar-CH3), 19.7 (Ar-2xCH3).

Methyl((1R,2R)-1-phenyl-1-(1-(2,4,6-trimethylbenzyl)-4,5-dihydro-1H-imidazol-3-ium-3-

yl)propan-2-yl) (138b)

Prepared from imidazoline 122 (297 mg, 1.46 mmol, 1 eq) and sulphamidate 129 (500

mg, 2.2 mmol, 1.5 eq) in CH2Cl2 for 7 d. The residue was purified by FCC (MeOH/CH2Cl2

10:90) to afford the imidazolinium zwitterion 138b as a white solid (596 mg, 1.38 mmol, 95%

yield).

� mp: 299 °C

� = +35.5 (c = 1, CH2Cl2).

� IR (KBr): 3457, 2969, 2236, 1641, 1456, 1379, 1197, 1097, 1036, 943, 923, 876,

747, 591 cm−1

.

� MS (ESI): m/z = 451.7 [M++Na].

� HRMS (ESI): Calcd. for C23H32N3O3S: 430.2164, found: 430.2147, Calcd. for

C23H31N3O3NaS: 452.1984, found: 452.1976.

� 1H-NMR (CDCl3, 200 MHz): δ = 10.16 (s, 1H, N-CH-N), 7.20 - 7.46 (m, 5H, ArH),

6.87 (s, 2H, ArH), 4.70 - 4.98 (m, 3H, N-CH2-Ar, ArCH-CH-CH3NSO3), 4.55 (d, J =

4.22 Hz, 1H, CH(N)-CH-Ar), 3.34 - 3.90 (m, 4H, N-2xCH2-N), 2.36 (s, 6H, Ar-

2xCH3), 2.25 (s, 3H, N-CH3), 2.18 (s, 3H, Ar-CH3), 1.38 (d, J = 6.91 Hz, 3H, CH-

CH3).

� 13C-NMR (CDCl3, 50 MHz): δ = 158.9 (NCHN), 138.8 (ArC), 137.9 (ArC), 133.8

(ArC), 129.7 (ArCH), 128.7 (ArCH), 128.6 (ArCH), 125.8 (ArC), 66.9 (CH(N)-CH-

Ar), 53.7 (CH(N)-CH-Ar), 48.4 (CH(N)-CH-Ar), 46.3 (N-2xCH2-N), 31.8 (N-CH3),

20.9 (Ar-CH3), 20.0 (Ar-2xCH3), 14.1 (CH-CH3).

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3.7.3. Synthesis of Imidazolinium Zwitterions from Imidazoline

127

(S)-2-(((4R,5R)-4,5-Diphenyl-1-(o-tolyl)-4,5-dihydro-1H-imidazol-3-ium-3-yl) methyl)

pyrrolidine-1-sulfonate (139a)

Prepared from imidazoline 127 (26.8 mg, 0.085 mmol, 1 eq) and sulphamidate 129 (21

mg, 0.128 mmol, 1.5 eq) in CH2Cl2 for 6 d. The residue was purified by FCC

(MeOH/ethylacetate/CH2Cl2 60:20:20) to afford the imidazolinium zwitterion 139a as a white

solid (20.61 mg, 0.043 mmol, 55% yield).

� 1H-NMR (CDCl3, 400 MHz): δ = 9.20 (s, 1H, N-CH-N), 7.54 - 7.43 (m, 3H, ArH),

7.40 - 7.32 (m, 4H, ArH), 7.33 - 7.26 (m, 4H, ArH), 7.16 - 7.01 (m, 3H, ArH), 5.49

(d, J = 10.2 Hz, 1H, CH(N)-CH-Ar), 5.39 (d, J = 10.2 Hz, 1H, CH(N)-CH-Ar), 4.13 –

4.00 (m, 2H, CH2-NSO3, and CH2-CH-NSO3), 3.54 (dt, J = 10.3, 7.5 Hz, 1H, CH2-

NSO3), 3.39 - 3.29 (m, 1H, CH2-NSO3), 3.08 (dd, J = 13.9, 5.0 Hz, 1H, CH2-NSO3),

2.37 (s, 3H, Ar-CH3), 2.04 (dt, J = 7.9, 5.2 Hz, 1H, CH2-NSO3), 1.97 - 1.81 (m, 1H),

1.68 - 1.56 (m, 1H, CH2-NSO3), 1.38 (td, J = 12.7, 5.3 Hz, 1H, CH2-NSO3).

� 13C-NMR (CDCl3, 100 MHz): δ = 160.2 (N-CH-N), 135.0 (ArC), 134.3 (ArC), 133.9

(ArC), 133.6 (ArC), 131.9 (ArCH), 130.4 (ArCH), 130.2 (ArCH), 130.1 (ArCH),

129.7 (C), 129.4 (ArCH), 128.4 (ArCH), 127.9 (ArCH), 127.5 (ArCH), 126.9

(ArCH), 76.52 (CH(N)-CH-Ar), 76.22 (CH(N)-CH-Ar), 58.5 (NCH2-CH-CH2), 50.6

(CH2-CH-NSO3), 49.8 (CH2), 30.8 (CH2), 24.4 (CH2), 18.6 (Ar-CH3).

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3-((4R,5R)-4,5-Diphenyl-1-(o-tolyl)-4,5-dihydro-1H-imidazol-3-ium-3-yl)propane-1-

sulfonate (139b)

Prepared from imidazoline 127 (500 mg, 1.6 mmol, 1 eq) and sulphamidate 128 (489

mg, 4.0 mmol, 2.5 eq) in acetone for 5 d. The residue was purified by FCC (MeOH/CH2Cl2

10:90) to afford the imidazolinium zwitterion 139b as a white solid (565 mg, 1.3 mmol, 81%

yield).

� mp: 297 °C

� = +262.2 (c = 1, CH2Cl2).

� IR (KBr): 34310, 3034, 2932, 1715, 1631, 1498, 1456, 1216, 1039, 759, 702, 524

cm−1

.

� MS (ESI): m/z = 457 [M+

+Na].

� HRMS (ESI): Calcd. for C25H27N2O3S: 435.1728, found: 435.1742.,Calcd. for

C25H27N2O3NaS: 457.1562, found: 457.1552

� 1H-NMR (CDCl3, 400 MHz): δ = 9.33 (s, 1H, N-CH-N), 7.50 (d, J = 7.3 Hz, 3H,

ArH), 7.44 – 7.36 (m, 4H, ArH), 7.35 – 7.27 (m, 4H, ArH), 7.19 – 7.09 (m, 2H, ArH),

7.09 – 7.02 (m, 1H, ArH), 5.47 (d, J = 9.3 Hz, 1 H, CH(N)-CH-Ar), 5.34 (d, J = 9.3

Hz, 1 H, CH(N)-CH-Ar), 4.21 (td, J = 7.2, 14.2 Hz, 1 H, N(CH2)-CH2-SO3), 3.52 (td,

J = 6.1, 14.0 Hz, 1 H, N(CH2)-CH2-SO3), 3.03 - 2.90 (m, 2 H, N(CH2)-CH2-SO3),

2.37 (s, 3 H, Ar-CH3), 2.23 (tt, J = 7.3, 14.4 Hz, 1 H, N(CH2)-CH2-SO3), 2.06 - 1.97

(m, 1 H, N(CH2)-CH2-SO3)

� 13C-NMR (CDCl3, 100 MHz)

δ = 159.5 (N-CH-N), 134.6 (ArC), 134.2 (ArC), 133.8,

133.2 (ArC), 131.6 (ArC), 130.1 (ArCH), 130.0 (ArCH), 129.9 (ArCH), 129.5

(ArCH), 129.4 (ArCH), 128.1 (ArCH), 127.5 (ArCH), 127.3 (ArCH), 127.2 (ArCH),

76.1 (CH(N)-CH-Ar), 72.7 (CH(N)-CH-Ar), 48.2 (N(CH2)-CH2-SO3), 45.7 (N(CH2)-

CH2-SO3), 22.5 (N(CH2)-CH2-SO3), 18.4 (Ar-CH3).

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((1R,2R)-1-((4R,5R)-4,5-Diphenyl-1-(o-tolyl)-4,5-dihydro-1H-imidazol-3-ium-3-yl)-1-

phenylpropan-2-yl)(methyl)sulfamate (139c)

Prepared from imidazoline 127 (520 mg, 1.1 mmol, 1 eq) and sulphamidate 130 (376

mg, 1.65 mmol, 1.5 eq) in CH2Cl2 for 6 d. The residue was purified by FCC

(MeOH/ethylacetate/CH2Cl2 70:20:10) to afford the imidazolinium zwitterion 139c as a white

solid (579 mg, 1.21 mmol, 81% yield).

� mp: >400 °C

� = +183 (c = 0.5, CH2Cl2).

� IR (KBr): 3443, 3062, 2983, 1616, 1497, 1456, 1233, 1107, 1035, 862, 759, 701,

667, 632, 596.

� MS (ESI): m/z = 562 [M+Na].

� HRMS (ESI): Calcd. for C32H34N3O3S: 540.2321, found: 540.2316, Calcd. for

C32H33N3O3NaS: 562.22140, found: 562.22137.

� 1H-NMR (CDCl3, 400 MHz): δ = 9.45 (s, 1 H, N-CH-N), 8.02 (dd, J = 1.3, 7.7 Hz, 1

H, ArH), 7.54 (dd, J = 1.9, 7.5 Hz, 2 H, ArH), 7.43 - 7.29 (m, 9 H, ArH), 7.26 - 7.16

(m, 2 H, ArH), 7.15 - 7.04 (m, 5 H, ArH), 5.64 (d, J = 10.8 Hz, 1 H, CH(N)-CH-Ar),

5.28 (d, J = 8.0 Hz, 1 H, CH(N)-CH-Ar), 4.88 (dq, J = 2.9, 7.2 Hz, 1 H, ArCH-CH-

CH3NSO3), 3.97 (d, J = 2.9 Hz, 1 H, CH(N)-CH-Ar), 2.47 (s, 3 H, N-CH3), 2.29 (s, 3

H, Ar-CH3), 1.08 (d, J = 7.2 Hz, 3 H, CH-CH3).

� 13C-NMR (CDCl3, 100 MHz): δ = 156.6 (N-CH-N), 134.4 (ArC), 134.3 (ArC), 133.5

(ArC), 133.4 (ArC), 132.7 (ArC), 131.1 (ArCH), 130.1 (ArCH), 129.9 (ArCH), 129.7

(ArCH), 129.6 (ArCH), 129.6 (ArCH), 129.3 (ArCH), 128.9 (ArCH), 128.9 (ArCH),

128.8 (ArCH), 128.4 (ArCH), 128.1 (ArCH), 127.7 (ArCH), 77.5 (CH(N)-CH-Ar),

74.8 (CH(N)-CH-Ar), 66.5 (CH(N)-CH-Ar), 53.4 (ArCH-CH-CH3NSO3), 32.7 (N-

CH3), 18.6 (Ar-CH3), 14.6 (CH-CH3).

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3.8. Synthesis of Novel Enantiopure NHCs Derived From

Camphor

3.8.1. Preparation of Camphor Diamine

(1R,3S)-1,2,2-Trimethylcyclopentane-1,3-diamine (149)

(+)-(1R,3S)-Camphoric acid (20.0 g, 0.10 mol, 1 eq) was added to a vigorously stirred

mixture of concentrated H2SO4 (50 mL) and ethanol-free chloroform (300 mL) at 50 °C. After

that, sodium azide (19.50 g, 0.30 mol, 3 eq) was added in small amounts over a period of 2 h.

The mixture was stirred for further 18 h at 50 °C. The mixture was cooled, poured into H2O

(500 mL) and extracted with CHCl3 (2×500 mL) in order to remove unreacted camphoric acid.

The aqueous phase was strongly basified with 12N NaOH extracted into CHCl3 (2×500 mL) and

the organic extracts were dried with anhydrous Na2SO4. The chloroform was removed in vacuo

to give the diamine as clear oil. The oil was dissolved in diethyl ether (100 mL), the solution

filtered, and the solvent removed in vacuo to give the product as a white solid (12.23 g, 86

mmol, 86% yield). The spectroscopic properties concur with published data.269

� 1H-NMR (CDCl3, 400 MHz): δ = 2.84 (dd, J = 8.6, 7.0 Hz, 1H, N-CH-(C)CH2), 1.89

(dddd, J = 13.9, 9.7, 8.6, 5.4 Hz, 1H, NCH(C)-CH2-CH2), 1.62 – 1.44 (m, 2H, NCH(C)-

CH2-CH2), 1.4 (s, 4H, NH2), 1.29 – 1.08 (m, 1H, NCH(C)-CH2-CH2), 0.88 (s, 3H, CH3),

0.64 (d, J = 4.5 Hz, 6H, 2xCH3).

� 13C-NMR (CDCl3, 100 MHz): δ = 60.9 (N-C-(CH3)CH2), 60.7 (N-CH-(C)CH2), 46.1

(CH3-C-CH3), 38.2 (NCH(C)-CH2-CH2), 30.2 (NCH(C)-CH2-CH2), 25.8 (CH3), 22.2

(CH3), 16.2 (CH3).

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3.8.2. Both Nitrogens Atoms of Camphor Salts with Same

Substituents

3.8.2.1. Alkylation of Camphor Diamine 149

General Procedure

Alkylation reaction was performed either with aldehyde or arylmetylene chloride.

Method a: Alkylation reaction with aldehyde.192

Camphor diamine 149 (1 eq) and aldehyde (2.5 eq) were refluxed overnight in dry

toluene in the presence of a catalytic amount of p-toluenesulfonic acid on a Dean Stark. After

evaporation, the obtained yellow solid Schiff base was directly reduced in the next step. NaBH4

(10 eq) was dissolved in anhydrous methanol and then added in small portions to a suspension

of crude Schiff base in CHCl3/methanol (2:1 v/v) at 50 °C under nitrogen over 3 h and the

resulting solution was allowed to react at rt overnight. The solvent was removed under reduced

pressure and the residue was treated with excess water. It was extracted with CH2Cl2 and the

solvent was evaporated under vacuum. The crude product was purified by FCC (ethyl

acetate/CH2Cl2 10:90).

Method b: Alkylation reaction with arylmethylene chloride

An arylmethylene chloride (2 eq) in dry acetonitrile was added to a stirred solution of

camphor diamine 149 (1 eq) and triethylamine (2 eq) at rt. The resulting mixture was heated at

reflux for 20 h. Triethylamine hydrochloride was filtered off and the solvent was removed under

vacuum. The crude product was purified by FCC (ethyl acetate/CH2Cl2 10:90).

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N,N-Bis(anthracen-9-ylmethyl)-1,2,2-trimethylcyclopentane-1,3-diamine (151a)

Prepared from camphor diamine 149 (374 mg, 2.64 mmol, 1 eq) and 9-

(chloromethyl)anthracene (1,2 g, 5.29 mmol, 2 eq) 150 in dry acetonitrile (20 mL) at reflux for

20 h. The product (151a) was separated by FCC on silica gel (ethyl acetate/CH2Cl2 10:90) as a

yellow solid (828 mg, 1.58 mmol, 60% yield).

� mp: 171 °C

� = +4.6 (c = 0.5, CHCl3)

� IR (KBr): 3307, 3285, 3057, 1807, 1682, 1497, 1337, 1227, 1179, 1157,731, 631.

� MS (ESI, 0 V): m/z 523 (M+1, 100% yield)

� MS (EI): m/z : 233 (M++H, 7%), 232 (50), 215 (5) 200 (25), 144 (10), 130 (10), 126

(25), 118 (45), 107 (100), 91 (45), 77 (25),70 (80), 57 (50).

� HRMS (ESI): Calcd. for C38H39N2+: 523.3113, found: 523.3113.

� 1H-NMR (CDCl3, 400 MHz): δ = 8.43-8.36 (m, 6 H, ArH), 8.04-7.93 (m, 4 H ArH),

7.47-7.41 (m, 8 H, ArH), 4.79-4.61 (m, 4 H, 2 N-CH2-Ar), 3.21 (t, J = 8 Hz,1 H, N-

CH-(C)CH2), 2.38-2.21 (m, 2 H, NCH(C)-CH2-CH2), 2.07-1.71 (m, 2 H, NCH(C)-

CH2-CH2), 1.50 (s, 3 H, CH3), 1.45 (brs, 2 H, 2 NH), 1.05 (s, 3 H, CH3), 0.87 (s, 3 H,

CH3).

� 13C-NMR (CDCl3, 100 MHz) δ = 132.7 (ArC), 132.5 (ArC), 131.7 (ArC), 131.5

(ArC), 129.1 (ArC), 127.1 (ArC), 125.9 (ArC), 125.0 (ArC), 124.6 (ArC), 124.6

(ArC), 68.2 (N-C-(CH3)CH2), 65.2 (N-CH-(C)CH2), 47.7 (N-CH2-Ar), 45.8 (N-CH2-

Ar), 39.7 (CH3-C-CH3), 34.8 (NCH(C)-CH2-CH2), 29.4 (NCH(C)-CH2-CH2), 23.9

(CH3), 21.2 (CH3), 17.1 (CH3).

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N,N-Bis(2′,4′,6′-trimethylbenzyl)-1,2,2-trimethylcyclopentane-1,3-diamine (151b)

151b was prerpared from 2,4,6-trimethylbenzylchloride (0.67 g, 4 mmol, 2 eq), camphor

diamine 149 (0.284 g, 2 mmol, 1 eq) and triethyamine (0.55 mL, 4 mmol, 2 eq) in dry

acetonitrile (20 mL) at reflux for 20 h. Excess 2,4,6-trimethylbenzylchloride was separated from

the product by FCC on silica gel with CH2Cl2 as eluent and the product was eluted with 10%

ethyl acetate- CH2Cl2. Evaporation of the solvent gave the title compound 151b as an oil (0.54

g, 2 mmol, 67% yield) (Method b).

� = +4.2 (c = 0.5, CHCl3)

� IR (KBr): 3290, 2960,1724, 1614, 1580, 1447, 1372, 850, 716 cm−1

.

� MS (ESI, 0 V): m/z 407 (M+1, 100%)

� 1H-NMR (CDCl3, 400 MHz): δ = 6.86 (d, J = 12 Hz, 4 H, ArH), 3.84-3.56 (m, 4 H, 2

N-CH2-Ar), 2.91 (t, J = 8 Hz, 1 H, N-CH-(C)CH2), 2.37 (d, J = 12.0 Hz, 12 H, Ar-

4xCH3), 2.23 (s, 6 H, Ar-2xCH3), 2.19-1.47 (m, 4 H, NCH(C)-CH2-CH2), 1.25 (s, 3

H, CH3), 0.96 (s, 3 H, CH3), 0.88 (s, 3 H, CH3)

� 13C-NMR (CDCl3, 100 MHz): δ = 137.1 (ArC), 136.3 (ArC), 136.1 (ArC), 134.7

(ArC), 134.5 (ArC), 128.92 (ArC), 68.0 (N-C), 64.3 (N-CH-(C)CH2), 47.5 (N-CH2-

Ar), 40.9 (N-CH2-Ar), 34.1 (CCH3), 28.9 (CH2), 23.9 (Ar-CH3), 21.0 (CH2), 20.6

(CH2), 19.5 (Ar-2xCH3), 19.5 (C-CH3-CH3)), 16.8 (CH3).

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3.8.2.2. Cyclization with Triethyl orthoformate

2,4-Bis(anthracen-9-ylmethyl)-5,8,8-trimethyl-4-aza-2-azonia-bicyclo[3.2.1]oct-2-ene

tetrafluoroborate (153a)

N,N-Bis(anthracen-9-ylmethyl)-1,2,2-trimethylcyclopentane-1,3-diamine (151a) (0.52 g,

1 mmol, 1 eq), triethylorthoformate (0.2 mL, 1.2 mmol, 1.2 eq) and ammonium

tetrafluoroborate (104 mg, 1 mmol, 1 eq) were heated in dry toluene (10 mL) for 5 h at 120 °C

in a closed vessel. The product was filtered and washed twice with diethyl ether and hexane to

give a yellow solid (0.43 g, 1 mmol, 70% yield).

� = +38.0 (c = 0.5, CHCl3)

� mp 197-198 °C

� IR (KBr) 3156, 3056, 2985, 1815, 1672, 1297, 1194, 1160,729, 668, 634.

� MS (ESI, 0 V): m/z 533 (M+, 100%)

� HRMS: Anal. calcd for C39H37N2+: 533.2951, Found: 533.2525

� 1H-NMR (CDCl3, 400 MHz): δ = 7.74-7.44 (m, 6 H, ArH), 7.09-6.87 (m, 12 H, ArH),

4.81-4.76 (m, 3 H, N-CH2-Ar), 4.79 (s, 1 H, N-CH-N, assigned by HSQC), 4.47 (d, J

= 8 Hz, 1 H, N-CH2-Ar), 3.83 (broad s, 1 H, N-CH-(C)CH2), 2.61-2.11 (m, 4 H,

NCH(C)-CH2-CH2), 1.53 (s, 3 H, CH3), 1.21 (s, 3 H, C(CH3)-CH3), 1.09 (s, 3 H, C-

CH3-CH3).

� 13C-NMR (CDCl3, 100 MHz): = 148.4 (N-CH-N), 130.2 (ArC), 129.9 (ArC), 129.8

(ArC), 129.7 (ArC), 129.5 (ArC), 129.4 (ArC), 129.2 (ArC), 127.7 (ArC), 127.5

(ArC), 125.0 (ArC), 124.9 (ArC), 120.3 (ArC), 118.5 (ArC), 118.4 (ArC), 71.8 (N-C-

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(CH3)CH2), 68.1 (N-CH-(C)CH2), 48.1 (N-CH2-Ar), 43.9 (N-CH2-Ar), 41.4 (CH3-C-

CH3), 39.9 (NCH(C)-CH2-CH2), 32.2 (NCH(C)-CH2-CH2), 21.3 (CH3), 16.8 (C-CH3),

14.1 (CH3)

2,4-Di(2′,4′,6′-trimethylbenzyl)-5,8,8-trimethyl-4-aza-2-azonia-bicyclo[3.2.1]oct-2-ene

tetrafluoroborate. (153b)

N,N-Di (2′,4′,6′- trimethylbenzyl)-1,2,2-trimethylcyclopentane-1,3-diamine (151b) (0.41

g, 1 mmol, 1 eq), triethylorthoformate (0.2 mL, 1.2 mmol, 1.2 eq) and ammonium

tetrafluoroborate (104 mg, 1 mmol, 1eq) were heated in dry toluene (5 mL) for 5 h at 100 °C in

a closed vessel. The product was filtered and washed twice with diethyl ether and hexane to give

a white solid (317 mg, 1 mmol, 63% yield).

� = +35(c = 0.5, CHCl3)

� mp: 188-189 °C

� IR (KBR): 3078, 2981, 1673, 1614, 1583, 1196, 955, 897, 722.

� MS (ESI, 0 V): m/z 417 (M+, 100%)

� HRMS: Anal. Calcd. for C29H41 N2+: 417.3264, Found: 417.2738

� 1H-NMR (CDCl3, 400 MHz): δ = 6.66 (d, J= 12 Hz, 4 H, ArH), 5.89 (s, 1 H, N-CH-

N, assigned by HSQC), 4.49-4.25 (m, 4 H, N-2xCH2-Ar), 3.72 (d, J = 4.0 Hz, 1 H, N-

CH-(C)CH2), 2.56-2.31 (m, 2 H, NCH(C)-CH2-CH2), 2.24 (d, J= 12 Hz, 6 H, Ar-

2xCH3), 2.16-2.08 (m, 2 H, NCH(C)-CH2-CH2), 2.00 (d, J= 4 Hz, 12 H, Ar-4xCH3),

1.52 (s, 3 H, CH3), 1.23 (s, 3 H, C(CH3)-CH3), 1.11 (s, 3 H, C-CH3).

� 13C-NMR: (CDCl3, 100 MHz): δ = 146.9 (N-CH-N), 139.8 (ArCH), 139.5 (ArC),

137.6 (2xArC), 129.7 (ArCH), 129.4 (ArCH), 123.7 (ArC), 71.6 (N-C-(CH3)CH2),

67.8 (N-CH-(C)CH2), 50.9 (N-CH2-Ar), 46.3 (N-CH2-Ar), 41.1 (CH3-C-CH3), 39.4

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(NCH(C)-CH2-CH2), 31.8 (NCH(C)-CH2-CH2), 21.4 (CH3-Ar), 19.1 (NC-CH3-

(C)CH2), 19.0 (Ar-2xCH), 16.8 (C-CH3), 14.0 (CH3).

3.9. Synthesis of Camphor Salts with Different Substituted

Nitrogen Atoms

3.9.1. Selective Monoalkylation of Camphor Diamine 149

General Procedure

A 250 mL Schlenk flask was charged with Pd2(dba)3 (4 mol%), (±)-BINAP (6 mol%),

NaOtBu (3 eq) and toluene and stirred for 20 min. 1-Bromo-toluene (1 eq) and camphor diamine

149 (1 eq) were then added and the solution was heated to 100 °C for 48 h. After cooling to rt,

the resulting mixture was filtered through a pad of silica and washed with a CH2Cl2/MeOH

mixture. The filtrate was concentrated and dissolved in CH2Cl2. 12M HCl was added and the

organic layer was seperated. The water layer was washed with CH2Cl2 (2x) and the organic

layer was discarded. After that, the water layer was cooled with an ice bath and carefully

basified by drop wise addition of concentrated NaOH till it became strongly basic (pH 14)

followed by extraction with CH2Cl2 and concentration of the organic layer. The product was

dissolved in pentane and filtered to remove solid impurities. The desired product was obtained

after removing the solvent.

(1R,3S)-1,2,2-Trimethyl-N3-(o-tolyl)cyclopentane-1,3-diamine (154a)

For the synthesis of 154a Pd(dba)2 (257.5 mg, 0.505 mmol, 4 mol%), (±)-BINAP (525

mg, 0.843 mmol, 6 mol%), NaOtBu (4.1 g, 42.18 mmol, 3 eq) and toluene (250 mL) were stirred

for 20 min. 1-Bromo-toluene (1.7mL, 2,4 g, 14,06 mmol, 1 eq) and camphor diamine 149 (1.27

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g, 6 mmol, 1 eq) were added and the solution was heated to 100 °C for 48 h. After work up, the

product was purified simply by acid-base treatment and dissolved in pentane and filtered to

separate non dissolved impurities. Upon evaporation of the solvent the desired product 154a was

obtained as off white solid (3.26 g, 14.06 mmol, 100% yield).

� = +159.5 (c = 1, CH2Cl2).

� IR (KBr): 3350, 3290, 2968, 2867, 1915, 1875, 1604, 1505, 1320, 1145, 1025, 911,

858, 746, 448 cm−1

.

� MS (EI): m/z : 233 (M++H, 7%), 232 (50), 215 (5) 200 (25), 144 (10), 130 (10), 126

(25), 118 (45), 107 (100), 91 (45), 77 (25),70 (80), 57 (50).

� HRMS (ESI): Calcd. for C15H25N2 [M+H]: 233.2018, found 233.2017.

� 1H-NMR (CDCl3, 600 MHz): δ = 7.18 - 6.88 (m, 2H, ArH), 6.65 – 6.47 (m, 2H,

ArH), 5.18 (d, J = 9.4 Hz, 1H, NH), 3.73 - 3.55 (m, 1H, N-CH-(C)CH2), 2.28 - 2.15

(m, 1H, NCH(C)-CH2-CH2), 2.11 (s, 3H, Ar-CH3), 1.87 - 1.71 (m, 1H, NCH(C)-CH2-

CH2), 1.68 – 1.52 (m, 2H, NCH(C)-CH2-CH2), 1.13 (s, 3H, CH3), 0.99 (s, 3H, CH3),

0.94 (s, 3H, CH3).

� 13C-NMR (CDCl3, 150 MHz): δ = 146.6 (ArC), 130.1 (ArCH), 127.0 (ArCH), 122.3

(ArC), 115.6 (ArCH), 109.6 (ArCH), 62.6 (NH2C), 61.5 (N-CH-(C)CH2), 47.3

(CH3)2C), 38.5 (NCH(C)-CH2-CH2), 29.4 (NCH(C)-CH2-CH2), 26.8 (CH3), 25.0

(CH3), 18.0 (CH3), 17.3 (CH3).

(1R,3S)-1,2,2-Trimethyl-N3-(pyridin-2-yl)cyclopentane-1,3-diamine (154c)

For the synthesis of (154c), Pd(dba)2 (128.75 mg, 0.14 mmol, 4 mol%), (±)-BINAP

(262.7 mg, 0.422 mmol, 6 mol%), NaOtBu (2.03 g, 7.03 mmol, 3 eq), toluene (75 mL), bromo-

pyridine (0.686 mL, 21.09 mmol, 1 eq) and camphor diamine 149 (1 g, 7.03 mmol, 1 eq) were

combined. The solution was heat to 100 °C for 48 h. After work up the product was purified

simply by acid base treatment, dissolved in pentane and filtered to separate solid impurities.

Upon evaporation the desired product was obtained as brown oil (2.13 g, 100% yield).

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� = + 71.4 (c = 1.2, CH2Cl2).

� IR (NaCl): 3345, 2964, 2870, 2360, 2342, 1603, 1502, 1369, 1287, 1150, 770,

735 cm−1

.

� MS (EI): m/z 220.1814 (M++H, 7%), 219 (10), 202 (5), 149 (7), 133 (10), 126

(100), 119 (40), 110 (40), 95 (50), 84 (10), 78 (40), 70 (50), 57 (50), 51 (10).

� HRMS (ESI): Calcd. for C13H22N3: 220.1814, found: 220.1813.

� 1H-NMR (CDCl3, 600 MHz): δ = 8.02 (td, J = 0.94, 4.89 Hz, 1H, ArH), 7.32

(ddd, J = 1.88, 6.96, 8.47 Hz, 1H, ArH), 6.40 - 6.48 (m, 1H, ArH), 6.32 (d, J =

8.28 Hz, 1H), 6.03 (d, J = 9.79 Hz, 1H, ArH), 3.94 - 4.07 (m, 1H, N-CH-

(C)CH2), 2.17 - 2.31 (m, 1H, NCH(C)-CH2-CH2), 1.71 - 1.82 (m, 1H, NCH(C)-

CH2-CH2), 1.52 - 1.64 (m, 2H, NCH(C)-CH2-CH2), 1.12 (s, 3H, CH3), 0.92 (s,

6H 2xCH3).

� 13C-NMR (CDCl3, 150 MHz): δ = 159.0 (ArC), 148.2 (ArCH), 137.1 (ArCH),

111.7 (ArCH), 107.2 (ArCH), 61.5 (N-C-(CH3)CH2), 60.9 (N-CH-(C)CH2),

47.3 (CH3-C-CH3), 38.2 (NCH(C)-CH2-CH2), 29.4 (NCH(C)-CH2-CH2), 26.7

(CH3), 24.5 (CH3), 17.1 (CH3).

3.9.2. Cyclization of Monoalkylated Diamine

General Procedure11

Monoalkylated camphor diamine (1eq), triethylorthoformate (2.5 eq) and acetic acid (2.5

eq) in CH3CN (10 mL) were refluxed for 2 h under an inert atmosphere. The resulting mixture

was then allowed to cool to rt before being concentrated to dryness and was taken up in 40%

aqueous KOH (10 mL) and extracted with CH2Cl2 (3 × 40 mL). The combined organic layers

were then dried with KOH pellets, filtered, and concentrated to dryness to give the desired

cyclized product as a brown oil.

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(1R,5S)-1,8,8-Trimethyl-4-(o-tolyl)-2,4-diazabicyclo[3.2.1]oct-2-ene (155a)

The dihydrodiazepinium 155a was prepared from monoalkylated camphor diamine 154a

(464 mg, 2 mmol, 1eq), triethylorthoformate (0.832 mL, 5 mmol, 2.5 eq) and acetic acid (300

mg, 0.286 mL, 5 mmol, 2.5 eq) in CH3CN (10 mL), which was refluxed for 2 h under an inert

atmosphere. 155a was obtained as a brown oil (484.35 mg, 1.99 mmol, 99% yield).

� = −183.46 (c = 3.15, CH2Cl2).

� IR (NaCl): 3023, 2962, 2870, 1619, 1597, 1493, 1390, 1370, 1341, 1254, 1164, 1118,

760, 734, 558 cm−1

.

� MS (EI): m/z 242 (M+, 75%), 125 (60), 118 (65), 110 (75), 91 (100).

� HRMS (ESI): Calcd. for C13H23N2 [M++H]: 243.1861, found 243.1866.

� 1H-NMR (CDCl3, 600 MHz): δ = 7.15 (dt, J = 7.6, 4.3 Hz, 2H, ArH), 7.08 (td, J =

7.4, 1.2 Hz, 1H, ArH), 6.97 (d, J = 7.6 Hz, 1H, ArH), 6.93 (d, J = 1.0 Hz, 1 H, N-CH-

N), 3.22 (d, J = 4.7 Hz, 1H, N-CH-(C)CH2), 2.29 (s, 3H, Ar-CH3), 2.26 - 2.16 (m, 1H,

NCH(C)-CH2-CH2), 2.16 - 2.04 (m, 1H, NCH(C)-CH2-CH2), 2.01 - 1.89 (m, 1H,

NCH(C)-CH2-CH2), 1.84 (td, J = 12.1, 4.2 Hz, 1H, NCH(C)-CH2-CH2), 1.17 (d, J =

4.3 Hz, 6H, 2xCH3), 1.05 (s, 3H, CH3).

� 13C-NMR (CDCl3, 150 MHz): δ = 147.1 (N-CH-N), 142.7 (ArC), 133.3 (ArC), 131.7

(ArCH), 126.9 (ArCH), 126.2 (ArCH), 126.0 (ArCH), 68.7 (N-CH-(C)CH2), 63.2

(CH3CN), 40.8 (NCH(C)-CH2-CH2), 40.4 ((CH3)2-C), 32.0 (NCH(C)-CH2-CH2), 22.7

(CH3), 20.2 (CH3), 18.7 (CH3), 18.1 (CH3).

(1S,5S)-1,8,8-Trimethyl-4-(pyridin-2-yl)-2,4-diazabicyclo[3.2.1]oct-2-ene (155b)

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The dihydrodiazepinium 155b was prepared from monoalkylated camphor diamine 154c

(614 mg, 2.8 mmol, 1eq), triethylorthoformate (1,16 mL, 7 mmol, 2.5 eq) and acetic acid (0.42

mL, 7 mmol, 2.5 eq) in CH3CN (10 mL), which was refluxed for 2 h under inert atmosphere.

The product was obtained as a brown oil (630 mg, 2.74 mmol, 98% yield).

� = −15.1 (c = 1.87, CH2Cl2).

� IR (NaCl): 3280, 2967, 2873, 2361, 2019, 1677, 1588, 1474, 1438, 1317, 1209, 1167,

1107, 981, 861, 774, 736, 701, 618, 525 cm−1

.

� MS (EI): m/z 230. (M++H, 7%), 229 (75), 186 (10), 160 (15), 147 (12), 133 (10), 119

(12), 95 (10), 84 (7) 78 (100), 67 (40), 51 (40).

� HRMS (ESI): Calcd. for C14H20N3: 230.1657, found: 230.1654.

� 1H-NMR (CDCl3, 600 MHz): δ = 8.27 (ddd, J = 0.76, 1.95, 4.85 Hz, 1H, ArH), 7.98

(d, J = 1.26 Hz, 1H, N-CH-N), 7.58 (ddd, J = 2.01, 7.30, 8.31 Hz, 1H, ArH), 6.82 -

6.89 (m, 2H, ArH), 4.11 (d, J = 5.04 Hz, 1H, N-CH-(C)CH2), 2.11 - 2.26 (m, 2H,

NCH(C)-CH2-CH2), 1.84 - 1.97 (m, 2H, NCH(C)-CH2-CH2), 1.22 (s, 3H, CH3), 1.12

(s, 3H, CH3), 0.99 (s, 3H, CH3).

� 13C-NMR (150 MHz , CDCl3): δ = 153.6 (N-CH-N), 148.4 (ArCH), 142.2 (ArCH),

138.2 (ArCH), 117.1 (ArCH), 112,3 (ArC), 108.2 (ArCH), 64.4 (N-C-(CH3)CH2),

63.8 (N-CH-(C)CH2), 40.5 (CH3-C-CH3), 40.2 (NCH(C)-CH2-CH2), 31.8 (NCH(C)-

CH2-CH2), 22.6 (CH3), 19.9 (CH3), 17.4 (CH3).

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3.9.3. Synthesis of Carbene Precursors by Quarternization of

Dihydro-1,3-diazepinium with Aryl Halides

General Procedure

The dihydrodiazepinium compound (1 eq) and an aryl halide (3.5-1 eq) were refluxed in

a solvent (2-10 mL) for 5 h. After cooling to rt, the solvent was removed under reduced pressure

to obtain the solid compound, which was purified by washing or by FCC.

(1R,5S)-1,2,8,8-Tetramethyl-4-(o-tolyl)-2,4-diazabicyclo[3.2.1]oct-2-en-2-ium iodide (156a)

The carbene precursor 156a was formed from dihydrodiazepinium 155a (458 mg, 1.9

mmol, 1 eq) and iodomethane (810 mg, 0.355mL, 5,7 mmol, 3 eq) in CH3CN (10 mL). The

reaction mixture was refluxed for 5 h. After cooling to rt, the solvent was removed under

reduced pressure to obtain the solid compound, which was purified by washing with hexane and

Et2O (723 mg, 1.88 mmol, 98% yield).

� mp: 224 °C

� = +− 35.8 (c = 1, CH2Cl2).

� IR (KBr): 3425, 2978, 1653, 1496, 1469, 1288, 1173, 1098, 953, 770, 467, 456 cm−1

.

� MS (ESI): m/z 257.3 (M+, 100%).

� HRMS (ESI): Calcd. for C17H25N2: 257.2018, found: 257.2017.

� 1H-NMR (CDCl3, 400 MHz): δ = 8.49 (s, 1H, N-CH-N), 7.64 (d, J = 5.1 Hz, 1H, ,

ArH), 7.34 – 7.23 (m, 3H, ArH), 3.54 (d, J = 5.0 Hz, 1H, N-CH-(C)CH2), 3.47 (s, 3H,

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N-CH3), 2.99 (ddd, J = 14.2, 9.5, 4.5 Hz, 1H, NCH(C)-CH2-CH2), 2.61 (ddd, J = 14.3,

9.6, 4.4 Hz, 1H, NCH(C)-CH2-CH2), 2.45 (s, 3H, Ar-CH3), 2.19 (ddt, J = 14.7, 12.1,

4.8 Hz, 1H, NCH(C)-CH2-CH2), 2.07 - 1.95 (m, 1H, NCH(C)-CH2-CH2), 1.41 (s, 3H,

CH3), 1.36 (s, 3H, CH3), 1.23 (s, 3H, CH3).

� 13C-NMR (CDCl3, 100 MHz): δ = 153.9 (N2CH), 138.9 (ArC), 133.3 (ArC), 132.34

(ArCH), 129.8 (ArCH), 128.1 (ArCH), 127.9 (ArCH), 71.0 (N-C-(CH3)CH2), 70.5

(N-CH-(C)CH2), 41.9 (CH3-C-CH3), 39.2 (N-CH3), 38.2 (NCH(C)-CH2-CH2), 31.3

(NCH(C)-CH2-CH2), 22.1 (CH3), 19.3 (CH3), 18.0 (CH3), 14.4 (CH3).

(1R,5S)-1,8,8-Trimethyl-4-(o-tolyl)-2-(2,4,6-trimethylbenzyl)-2,4-diazabicyclo[3.2.1]oct-2-

en-2-ium chloride (156b)

The carbene precursor 156b was prepared from dihydrodiazepinium 155a (520 mg, 2.15

mmol, 1 eq) and 2,4,6-trimethylbenzylchloride (534 mg, 3.22 mmol, 1,5 eq) in DMF (2 mL).

The reaction mixture was heated for 13 h at 80 °C. After cooling to rt, the solvent was removed

under reduced pressure to obtain the solid compound, which was purified by FCC

(MeOH/CH2Cl2 10:90) (865 mg, 2.1 mmol, 98% yield).

� mp: 450 °C

� = − 12.95 (c = 2, CH2Cl2).

� IR (KBr): 3429, 3225, 2977, 2676, 2605, 2497, 1657, 1905, 1497, 1469, 1399, 1314,

1194, 1037, 944, 862, 779, 725, 614, 458 cm−1

.

� MS (ESI): m/z 375.2 (M+, 100%).

� HRMS (ESI): Calcd. for C26H35N2 [M+]: 375.2800, found 375.2799.

� 1H-NMR (CDCl3, 400 MHz): δ = 7.37 – 7.28 (m, 2H, ArH), 7.29 – 7.22 (m, 1H,

ArH), 7.13 (dd, J = 5.9, 3.3 Hz, 1H, ArH), 6.92 (d, J = 2.6 Hz, 3H, (NC-H-N and Ar-

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CH2), 5.06 (d, J = 14.2 Hz, 1H, N-CH2-Ar), 4.74 (d, J = 14.2 Hz, 1H, N-CH2-Ar),

3.80 (broad s, 1H, N-CH-(C)CH2), 2.96 (d, J = 3.7 Hz, 1H, NCH(C)-CH2-CH2), 2.40

(dd, J = 16.9, 4.6 Hz, 3 H, NCH(C)-CH2-CH2), 2.36 (s, 6H, Ar-2xCH3), 2.25 (s, 3H,

Ar-CH3), 2.17 (s, 3H, ArCH3), 1.78 (s, 3H, CH3), 1.38 (s, 3H, CH3), 1.35 (s, 3H,

CH3).

� 13C-NMR (CDCl3, 100 MHz): δ = 150.1 (N-CH-N), 140.4 (ArC), 139.1 (ArC), 138.2

(ArC), 132. 6 (ArCH), 132.2 (ArC), 130.4 (ArCH), 129.7 (ArCH), 128.4 (ArCH),

126.3 (ArCH), 123.9 (ArC), 72.8 (N-C-(CH3)CH2), 71.5 (N-CH-(C)CH2), 48.2 (N-

CH2-Ar), 41.7 (CH3-C-CH3), 40.1 (NCH(C)-CH2-CH2), 32.1 (NCH(C)-CH2-CH2),

21.8 (CH3), 21.1 (CH3), 19.9 (CH3), 18.2 (CH3), 17.8 (CH3), 14.5 (CH3).

(1R,5S)-2-Benzhydryl-1,8,8-trimethyl-4-(o-tolyl)-2,4-diazabicyclo[3.2.1]oct-2-en-2-ium

chloride (156c)

The carbene precursor 156c was formed from dihydrodiazepinium 155a (765 mg, 3.15

mmol, 1 eq) and (chloromethylene)dibenzene (2.24 g, 2 mL, 11,05 mmol, 3.5 eq) in CH3CN (3

mL). The reaction mixture was refluxed for 16 h. After cooling to rt the solvent was removed

under reduced pressure to obtain the solid compound, which was purified by washing with

pentane and Et2O (1.34 g, 3.01 mmol, 95% yield).

� mp: 281 °C

� = − 20.8 (c = 1, CH2Cl2).

� IR (KBr): 3418, 3047, 2982, 1634, 1579, 1496, 1449, 1383, 1161, 1051, 781, 749,

706, 913, 573 cm−1

.

� MS (ESI): m/z 409.2 (M+, 100%).

� HRMS (ESI): Calcd. for C29H33N2 : 409.2644, found: 409.2635.

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� 1H-NMR (CDCl3, 600 MHz): δ = 7.47 - 7.32 (m, 8 H, ArH), 7.31 (s, 1 H), 7.30 - 7.25

(m, 4 H, ArH), 7.22 - 7.18 (m, 1 H, ArH), 7.12 (dd, J = 1.5, 7.5 Hz, 1 H, ArH), 6.85

(s, 1 H, Ar-CH-Ar), 3.78 (d, J = 4.9 Hz, 1 H, N-CH-(C)CH2), 3.04 - 2.98 (m, 1 H,

NCH(C)-CH2-CH2), 2.43 - 2.37 (m, 1 H, NCH(C)-CH2-CH2), 2.34 - 2.21 (m, 2 H,

NCH(C)-CH2-CH2), 1.93 (s, 3 H, Ar-CH3), 1.57 (s, 3 H, CH3), 1.35 (s, 3 H, CH3),

1.24 (s, 3 H, CH3)

� 13C-NMR (CDCl3, 150 MHz): δ = 153.4 (N-CH-N), 139.2 (ArC), 137.0 (ArC), 136.4

(ArC), 132.5 (ArCH), 132.1 (ArC), 130.0 (ArCH), 129.9 (ArCH), 129.6 (ArCH),

129.5 (ArCH), 129.1 (ArCH), 128.4 (ArCH), 128.3 (ArCH), 126.2 (ArCH), 74.8 (N-

C-(CH3)CH2), 71.9 (N-CH-(C)CH2), 66.4 (Ar-CH-Ar), 42.1 (CH3-C-CH3), 40.8

(NCH(C)-CH2-CH2), 32.3 (NCH(C)-CH2-CH2), 22.1 (CH3), 18.1 (Ar-CH3), 17.9

(CH3), 15.2 (CH3).

(1R,5S)-1,8,8-Trimethyl-4-(pyridin-2-yl)-2-(2,4,6-trimethylbenzyl)-2,4-diazabicyclo[3.2.1]

oct-2-en-2-ium chloride (157a)

The carbene precursor 157a was prepared from dihydrodiazepinium 155b (303 mg, 1.32

mmol, 1 eq) and 2,4,6-trimethylbenzylchloride (223 mg, 1.32 mmol, 1 eq) in CH3CN (4 mL).

The reaction mixture was heated for 2 h at reflux. After cooling to rt, the solvent was removed

under reduced pressure and the crude product was purified by washing with hexane, Et2O and

THF (457 mg, 1.15 mmol, 87% yield).

� mp: 222 °C

� = +21.2 (c = 1, CH2Cl2).

� IR (KBr): 3433, 2977, 1646, 1593, 1453, 1283, 1218, 1108, 1062, 1925, 949, 854,

788, 724, 678, 625 cm−1

.

� MS (ESI): m/z 362.6 (M+, 100%).

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� HRMS (ESI): Calcd. for C24H32N3: 362.2596, found: 362.2592.

� 1H-NMR (CDCl3, 400 MHz): δ = 9.03 (s, 1H, N-CH-N), 8.18 - 8.24 (m, 2H, ArH),

7.90 - 7.97 (m, 1H, ArH), 7.17 - 7.23 (m, 1H, ArH), 6.95 (s, 2H, ArH), 5.16 (d, J =

14.60 Hz, 1H, N-CH2-Ar), 4.89 - 4.97 (m, 2H, N-CH2-Ar and N-CH-(C)CH2), 2.50 -

2.63 (m, 2H, NCH(C)-CH2-CH2), 2.37 (s, 6H, Ar-2xCH3), 2.30 (s, 3H, Ar-CH3), 2.22

- 2.29 (m, 1H, NCH(C)-CH2-CH2), 2.08 - 2.18 (m, 1H, NCH(C)-CH2-CH2), 1.59 (s,

3H, CH3), 1.36 (s, 3H, CH3), 1.16 (s, 3H, CH3).

� 13C-NMR (CDCl3, 100 MHz): δ = 150.1 (ArC), 149.7 (N-CH-N), 148.4 (ArCH),

140.6 (ArCH), 140.0 (ArCH), 138.1 (2xArC), 130.4 (ArCH), 124.7 (ArC), 122.7

(ArCH), 113.7 (ArCH), 73.4 (N-C-(CH3)CH2), 65.6 (N-CH-(C)CH2), 49.4 (N-CH2-

Ar), 41.7 (CH3-C-CH3), 39.9 (NCH(C)-CH2-CH2), 32.1 (NCH(C)-CH2-CH2), 21.8

(CH3), 21.1 (CH3), 20.0 (CH3), 17.0 (CH3), 14.3 (CH3).

(1R,5S)-2-Benzhydryl-1,8,8-trimethyl-4-(pyridin-2-yl)-2,4-diazabicyclo[3.2.1]oct-2-en-2-

ium chloride (157b)

3

The carbene precursor 157b was formed from dihydrodiazepinium 155b (262 mg, 1.14

mmol, 1 eq) and (chloromethylene)dibenzene (0.224 mL, 1.25 mmol, 1.1 eq) in CH3CN (3 mL).

The reaction mixture was refluxed for 16 h. After cooling to rt, the solvent was removed under

reduced pressure and the crude product was purified by washing with pentane and Et2O (433

mg, 1.0 mmol, 95% yield).

� mp: 243 °C (DSC)

� = +5.4 (c = 1, CH2Cl2).

� IR (KBr): 34187, 3036, 2988, 1633, 1592, 1568, 1456, 1365, 1279, 1171, 946, 797,

753, 615, 552 cm−1

.

� MS (ESI): m/z 396.6 (M+, 100%).

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� HRMS (ESI): Calcd. for C27H30N3: 396.2440, found: 396.2426.

� 1H-NMR (CDCl3, 400 MHz): δ = 8.71 (s, 1H, N-CH-N), 8.11 - 8.25 (m, 2H, ArH),

7.92 - 8.04 (m, 1H, ArH), 7.36 - 7.60 (m, 8H, ArH), 7.16 - 7.34 (m, 3H, ArH), 6.45 (s,

1H, , Ar-CH-Ar ), 5.10 (d, J = 4.28 Hz, 1H, N-CH-(C)CH2), 2.53 - 2.71 (m, 2H,

NCH(C)-CH2-CH2), 2.22 - 2.39 (m, 1H, NCH(C)-CH2-CH2), 2.03 - 2.19 (m, 1H,

NCH(C)-CH2-CH2), 1.58 (s, 3H, CH3), 1.34 - 1.44 (m, 3H, CH3), 1.15 - 1.26 (m, 3H,

CH3).

� 13C-NMR (CDCl3, 100 MHz): δ = 150.6 ((N-CH-N), 149.7 (ArC), 148.5 (ArCH),

140.8 (ArCH), 136.4 (ArC), 136.1 (ArC), 129.9 (ArCH), 129.7 (ArCH), 128.7

(ArCH), 128.4 (ArCH), 123.0 (ArCH), 113.6 (ArCH), 75.3 (N-C-(CH3)CH2), 67.2

(N-CH-(C)CH2), 66.3 (Ar-CH-Ar), 42.1 (CH3-C-CH3), 40.5 (NCH(C)-CH2-CH2),

32.1 (NCH(C)-CH2-CH2), 21.7 (CH3), 17.1 (CH3), 15.3 (CH3).

3.9.4. Synthesis of Carbene Precursors by Counter Anion

Exchange

General Procedure

Imidazolinium halide (1 eq) was dissolved in CH2Cl2 (5-10 mL) and stirred vigorously

with a solution of NaBF4 (1-1.5 eq) in water (5-10 mL) for 16 h. The organic phase was

separated, washed with water (3 x 3 mL) and dried over Na2SO4. The solvent was evaporated

and the product was washed with Et2O, THF and dried overnight under high vacuum to give the

corresponding imidazolinium tetrafluoroborate as a white solid.

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(1R,5S)-1,8,8-Trimethyl-4-(o-tolyl)-2-(2,4,6-trimethylbenzyl)-2,4-diazabicyclo[3.2.1]oct-2-

en-2-ium tetrafluoroborate (158a)

Synthesized from imidazolinium halide 156b (416 mg, 1.012 mmol, 1 eq) and NaBF4

(111 mg, 1.012 mmol, 1 eq) in a CH2Cl2/water mixture (10:10 mL) for 16 h. The organic phase

was separated, washed with water (3 x 3 mL) and dried over Na2SO4. The solvent was

evaporated and the product was washed with Et2O, THF and dried overnight under high vacuum

to give the corresponding imidazolinium tetrafluoroborate 158a as a white solid (375 mg, 0.81

mmol, 80% yield).

� mp: 236 °C

� = − 13.4 (c = 1, CH2Cl2).

� IR (KBr): 3424, 2980, 2951, 1658, 1497, 1463, 1359, 1315, 1051, 775, 520, 461

cm−1

.

� MS (ESI): m/z 375.2 (M+, 100%).

� HRMS (ESI): Calcd. for C26H35N2 [M+]: 375.2800, found 375.2795.

� 1H-NMR (CDCl3, 400 MHz): δ = 7.21 - 7.35 (m, 3H, ArH), 7.06 - 7.12 (m, 1H,

ArH), 6.92 (s, 2H, ArH), 6.70 (s, 1H, N-CH-N), 4.84 (d, J = 14.10 Hz, 1H, N-CH2-

Ar), 4.60 (d, J = 14.10 Hz, 1H, N-CH2-Ar), 3.71 - 3.77 (m, 1H, N-CH-(C)CH2), 2.93

(t, J = 9.69 Hz, 1H, NCH(C)-CH2-CH2), 2.34 - 2.49 (m, 1H, NCH(C)-CH2-CH2), 2.32

(s, 6H, Ar2xCH3), 2.27 - 2.30 (m, 2H, NCH(C)-CH2-CH2), 2.25 (s, 3H, ArCH3), 2.14

(s, 3H, ArCH3), 1.72 (s, 3H, CH3), 1.36 (s, 3H, CH3), 1.32 (s, 3H, CH3).

� 13C-NMR (CDCl3, 100 MHz): δ = 149.9 (N-CH-N), 140.6 (ArC), 139.2 (ArC), 138.4

(ArC), 132.5 (ArCH), 132.3 (ArC), 130.4 (ArCH), 129.8 (ArCH), 128.5 (ArCH),

126.4 (ArCH), 123.5 (ArC), 72.9 (N-C-(CH3)CH2), 71.6 (N-CH-(C)CH2), 47.5 (N-

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CH2-Ar), 41.8 (CH3-C-CH3), 39.8 (NCH(C)-CH2-CH2), 31.9 (NCH(C)-CH2-CH2),

21.7 (CH3), 21.1 (CH3), 19.6 (CH3), 18.0 (CH3), 17.7 (CH3), 14.1 (CH3).

(1R,5S)-2-Benzhydryl-1,8,8-trimethyl-4-(o-tolyl)-2,4-diazabicyclo[3.2.1]oct-2-en-2-ium

tetrafluoroborate (158b)

Prepared from imidazolinium halide 156c (469 mg, 1.05 mmol, 1 eq) and NaBF4 (174

mg, 1.58 mmol, 1.5 eq) in a CH2Cl2/water mixture (10:10 mL) for 16 h. The organic phase was

separated, washed with water (3 x 3 mL) and dried over Na2SO4. The solvent was evaporated

and the product was washed with Et2O, THF and dried overnight under high vacuum to give the

corresponding imidazolinium tetrafluoroborate 158b as a white solid (380 mg, 0.96 mmol 93%

yield).

� mp: 199 °C

� = − 32 (c = 1, CH2Cl2).

� IR (KBr): 3419, 2981, 1638, 1603, 1496, 1453, 1402, 1289, 1057, 774, 748, 703,

614, 574, 521 cm−1

.

� MS (ESI): m/z 409.7 (M+, 100%).

� HRMS (ESI): Calcd. for C29H33N2 : 409.2644, found: 409.2633.

� 1H-NMR (CDCl3, 400 MHz): δ = 7.52 - 7.34 (m, 8 H, ArH), 7.34 - 7.24 (m, 5 H, ArH

and N-CH-N ), 7.23 - 7.19 (m, 1 H, ArH), 7.16 - 7.12 (m, 1 H, ArH), 6.47 (s, 1 H, Ar-

CH-Ar), 3.77 - 3.75 (m, 1 H, N-CH-(C)CH2), 2.98 - 2.89 (m, 1 H, NCH(C)-CH2-

CH2), 2.51 - 2.42 (m, 1 H, NCH(C)-CH2-CH2), 2.34 - 2.14 (m, 2 H, NCH(C)-CH2-

CH2), 1.96 (s, 3 H, Ar-CH3), 1.51 (s, 3 H, CH3), 1.36 (s, 3 H, CH3), 1.23 (s, 3 H, CH3)

� 13C-NMR (CDCl3, 100 MHz): δ = 153.4 (N-CH-N), 139.2 (ArC), 136.7 (ArC), 136.2

(ArC), 132.4 (ArCH), 132.1 (ArC), 130.0 (ArCH), 129.9 (ArCH), 129.6 (ArCH),

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129.5 (ArCH), 129.1 (ArCH), 128.4 (ArCH), 128.3 (ArCH), 126.2 (ArCH), 74.8 (N-

C-(CH3)CH2), 71.9 (N-CH-(C)CH2), 66.4 (Ar-CH-Ar), 42.1 (CH3-C-CH3), 40.8

(NCH(C)-CH2-CH2), 32.3 (NCH(C)-CH2-CH2), 22.1 (CH3), 18.1 (CH3), 17.9 (CH3),

15.2 (CH3).

(1R,5S)-1,8,8-Trimethyl-4-(pyridin-2-yl)-2-(2,4,6-trimethylbenzyl)-2,4-diazabicyclo [3.2.1]

oct-2-en-2-ium tetrafluoroborate (158c)

Prepared from imidazolinium halide 157a (419 mg, 1.05 mmol 1 eq) and NaBF4 (174

mg, 1.58 mmol, 1.5 eq) in a CH2Cl2/water mixture 5:5 mL for 16 h. The organic phase was

separated, washed with water (3 x 3 mL) and dried over Na2SO4. The solvent was evaporated

and the product was washed with Et2O, THF and dried overnight under high vacuum to give the

corresponding imidazolinium tetrafluoroborate 158c as a white solid (425 mg, 0.94 mmol 90%

yield).

� mp: 250 °C

� = +47.4 (c = 0.5, CH2Cl2).

� IR (KBr): 3421, 3070, 2970, 2739, 1654, 1593, 1453, 1284, 1063, 784, 521 cm−1

.

� MS (ESI): m/z 362.6 (M+, 100%).

� HRMS (ESI): Calcd. for C24H32N3: 362.2596, found: 362.2597.

� 1H-NMR (CDCl3, 400 MHz): δ = 8.12 - 8.21 (m, 1H, ArH), 8.03 (s, 1H, N-CH-N),

7.81 - 7.92 (m, 1H, ArH), 7.42 (d, J = 8.31 Hz, 1H, ArH), 7.15 - 7.24 (m, 1H, ArH),

6.99 (s, 2H, ArH), 4.81 (d, J = 14.10 Hz, 1H, N-CH2-Ar,), 4.66 (d, J = 14.10 Hz, 1H,

N-CH2-Ar,), 4.43 (d, J = 5.04 Hz, 1H, N-CH-(C)CH2), 2.64 - 2.79 (m, 1H, NCH(C)-

CH2-CH2), 2.47 - 2.63 (m, 1H, NCH(C)-CH2-CH2), 2.29 - 2.34 (m, 9H, Ar3xCH3),

2.22 - 2.29 (m, 2H, NCH(C)-CH2-CH2), 1.69 (s, 3H, CH3), 1.34 (s, 3H, CH3), 1.13 (s,

3H, CH3).

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� 13C-NMR (CDCl3, 100 MHz): δ = 150.0 (ArC), 148.7 (N-CH-N), 147.8 (ArCH),

140.6 (ArCH), 140.5 (ArCH), 138.3 (ArCH), 130.4 (ArCH), 123.3 (ArC), 122.9

(ArCH), 112.6 (ArCH), 73.6 (N-C-(CH3)CH2), 66.4 (N-CH-(C)CH2), 48.1 (CH3-C-

CH3), 41.7 (N-CH2-Ar), 39.9 (NCH(C)-CH2-CH2), 31.7 (NCH(C)-CH2-CH2), 21.6

(CH3), 21.2 (CH3), 19.5 (CH3), 16.9 (CH3), 14.0 (CH3).

3.10. Camphore Salts with the Steric Nitrogen Atom having a

Bulkier Substituent

3.10.1. Selective Protection of the Less Hindered Nitrogen Atom

Benzyl ((1R,3S)-3-amino-2,2,3-trimethylcyclopentyl)carbamate (161)

The synthesis of 161 was performed by drop wise addition of a benzyl chloroformate

(CbzCl) (60 mg, 0.35 mmol, 1eq) solution in CH2Cl2 over a period of 3 to 4 h into a stirred

solution of the diamine 149 (50 mg, 0.35 mmol, 1 eq) and Et3N (78 mg, 0.77 mmol, 2.2 eq) at

−78 °C. Then the reaction mixture was cooled to rt. The reaction was stirred for 24 h, filtered

and concentrated under vacuum. 161 was obtained as an oil with traces of impurities (14 mg,

0.052 mmol, 15% yield) after FCC (MeOH/CH2Cl2, 20:80). The further purification was not

achievable; therefore the product was used in the next step without further purification.

� MS (EI): m/z: 216 (M++H, 2%), 162 (5), 125 (32), 110 (30) 91 (100), 70 (75), 57 (50),

51 (10).

� 1H-NMR (CDCl3, 600 MHz): δ = 7.30 – 7.19 (m, 5H, ArH), 6.52 (d, J = 9.9 Hz, 1H,

N(COO)-CH2-Ar), 5.01 (d, J = 0.7 Hz, 2H, N(COO)-CH2-Ar), 3.83 – 3.73 (m, 1H, N-

CH-(C)CH2), 2.31 – 2.05 (m, 1H, NCH(C)-CH2-CH2), 1.73 – 1.37 (m, 3H, NCH(C)-

CH2-CH2), 1.02 (s, 3H, CH3), 0.82 (s, 6H, 2xCH3).

� 13C-NMR (CDCl3, 150 MHz): δ = 156.0 (NH-COO-CH2), 137.1 (ArC), 128.4

(ArCH), 128.0 (ArCH), 127.8 (ArCH), 66.2 (N(COO)-CH2-Ar), 61.6 (N-C-

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(CH3)CH2), 61.1 (N-CH-(C)CH2), 47.1 (CH3-C-CH3), 38.0 (NCH(C)-CH2-CH2), 29.6

(NCH(C)-CH2-CH2), 26.4 (CH3), 24.5 (CH3), 16.6 (CH3).

Benzyl ((1R,3S)-3-amino-2,2,3-trimethylcyclopentyl)carbamate (161)

2

2 2

2 3 2

To a stirred solution of the diamine 149 (200 mg, 1.41 mmol, 1 eq) in acetone (1 mL)

and H2O (1 mL) at rt was added sequentially K2CO3 (194 mg, 1.41 mmol, 13 eq) and CbzCl

(240 mg, 1.41.mmol, 1 eq). After 30 min, the reaction was quenched with H2O (2 mL) and

extracted with CH2Cl2. The combined organic layers were washed with sat. aq. NaCl solution,

dried over Na2SO4 and concentrated in vacuo. 161 was obtained as an oil with traces of

impurities (22 mg, 0.079 mmol, 7% yield) after FCC (MeOH/CH2Cl2, 20:80). The further

purification was not achievable; therefore the product was used in the next step without further

purification.

Ethyl ((1R,3S)-3-amino-2,2,3-trimethylcyclopentyl)carbamate (164)

To a solution of diamine 149 (600 mg, 4.22 mmol, 1 eq) and triethylamine (956 mg, 1.3

mL, 9.3 mmol, 2.2 eq) in CH2Cl2 (10 mL) at −78 °C was added drop wise a solution of benzyl

chloroformate (503 mg, 4.22 mmol, 1 eq) in CH2Cl2 (10 mL). The reaction was stirred for 24 h.

A 10M NaOH solution was added and extracted with CH2Cl2. The organic phase was

concentrated and dried under high vacuum to yield 164 as a solid (72 mg, 0.33 mmol, 8% yield).

� mp: 47 °C

� = +36.3 (c = 1, CH2Cl2). [ ]22

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� IR (KBr): , 3300, 2965, 2361, 2342, 1702, 1508, 1669, 1260, 1043, 914, 742, 490

cm−1

.

� MS (EI): m/z : 215 (M++H, 5%), 197 (10), 198 (5), 182 (5) 168 (5), 125 (40),110

(60), ), 93 (10), 82 (12) 70 (100), 55 (25).

� HRMS (ESI): Calcd. for C11H23N2O2 [M+H]: 215.1760, found 215.1768.

� 1H-NMR (CDCl3, 400 MHz): δ = 6.41 (d, J = 9.6 Hz, 1 H, OCO-NH-CH2), 4.06 -

3.99 (m, 2 H, N(COO)-CH2-CH3), 3.77 (ddd, J = 2.5, 8.3, 10.3 Hz, 1 H, N-CH-

(C)CH2), 2.21 - 2.05 (m, 1 H, NCH(C)-CH2-CH2), 1.74 - 1.60 (m, 1 H, NCH(C)-CH2-

CH2), 1.55 - 1.44 (m, 2 H, NCH(C)-CH2-CH2), 1.17 (t, J = 7.1 Hz, 3 H, CH2-CH3),

1.04 (s, 3 H, CH3), 0.83 (d, J = 2.5 Hz, 6 H, 2xCH3).

� 13C-NMR (CDCl3, 100 MHz): δ = 156.1 (NH-COO-CH2), 61.4 (N-CH-(C)CH2), 60.7

(N-C-(CH3)CH2), 60.1 (CH2-CH3), 46.9 (CH3-C-CH3), 37.9 (NCH(C)-CH2-CH2),

29.4 (NCH(C)-CH2-CH2), 26.3 (CH3), 24.3 (CH3), 16.5 (CH3), 14.6 (CH2-CH3).

3.10.2. Selective Acetylation of Diamine 149

N-((1R,3S)-3-Amino-2,2,3-trimethylcyclopentyl)acetamide (169)

A solution of diamine 149 (5 g, 35.15 mmol, 1 eq) and triethylamine (5.53 mL, 52.7

mmol, 1.5 eq) in Et2O (40 mL) was cooled to 0 °C. Acetyl chloride (2 g, 26.3 mmol, 0.75 eq) in

Et2O (60 mL) was added slowly by a dropping funnel over a period of 4 h. The solution was

warmed slowly to 10 °C in 24 h. The reaction mixture was filtered, the solid was washed with

Et2O, dissolved in CH2Cl2 and a NaOH solution was added. The organic layer was separated and

the water layer was extracted with CH2Cl2 (2x). The excess of starting diamine 149 was

removed under high pressure for two days and the desired was product obtained as a white solid

(4.2 g, 22.35 mmol, 86% yield).

� mp: 66 °C

� = +32.8 (c = 1, CH2Cl2). [ ]22

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� IR (KBr): 3336, 2965, 1652, 1517, 1271, 1146, 979, 755, 603, 469 cm−1

.

� MS (EI): m/z : 185 (M++H,100%), 187 (20), 168 (18), 125 (30), 126 (10),110 (25), 84

(5) 71 (25), 57 (25).

� HRMS (ESI): Calcd. for C10H21N2O [M+H]: 185.1654, found 185.1650.

� 1H-NMR (CDCl3, 600 MHz): δ = 7.63 (br s, 1H, CO-NH-CH), 4.12 (ddd, J = 10.2,

8.4, 2.2 Hz, 1H, N-CH-(C)CH2), 2.25 – 2.14 (m, 1H, NCH(C)-CH2-CH2), 1.94 (s, 3H,

CO-CH3), 1.81 – 1.71 (m, 1H, NCH(C)-CH2-CH2), 1.58 – 1.48 (m, 2H, NCH(C)-

CH2-CH2), 1.12 (s, 3H, CH3), 0.89 (d, J = 6.0 Hz, 6H, 2xCH3).

� 13C-NMR (CDCl3, 150 MHz): δ = 168.6 (NH-CO-CH3), 61.9 (N-C-(CH3)CH2), 58.9

(N-CH-(C)CH2), 46.8 (CH3-C-CH3), 38.1 (NCH(C)-CH2-CH2), 29.5 (NCH(C)-CH2-

CH2), 26.5 (CH3), 24.7 (CH3), 23.7 (CH3), 16.6 (CH3).

3.10.3. Alkylation of Monosubtituted Camphor Diamine

General Procedure

An arylmetylene chloride solution (1-1.5 eq) in dry acetonitrile was added to a stirred

solution of camphor diamine (1 eq) and triethylamine (1-1.2 eq) at rt. The resulting mixture was

heated to reflux for 20 h. Triethylaminehydrochloride was filtered off and the solvent was

removed under vacuum. The crude product was purified by FCC (MeOH/CH2Cl2 5:95).

Benzyl-((1R,3S)-3-(benzhydrylamino)-2,2,3-trimethylcyclopentyl)carbamate (162b)

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Prepared from (bromomethylene)dibenzene (56.3 mg, 0.227 mmol, 1.05 eq), dry

acetonitrile (3 mL), camphor diamine 161 (60 mg, 0.217 mmol) and triethylamine (23 mg, 0.227

mmol, 1.05 eq). The resulting mixture was heated to reflux for 20 h. The product was purified

by FCC on silica gel with 10% ethyl acetate-petrol ether as an oil (58 mg, 0.13 mmol, 60%

yield).

� = −17.1 (c = 1.1, CH2Cl2).

� IR (NaCl): 3438, 3055, 2973, 2874, 1715, 1497, 1265, 1216, 896, 739, 705 cm−1

.

� MS (ESI): m/z : 443.7 (M++H,100%).

� HRMS (ESI): Calcd. for C29H35N2O2 [M+H]: 443.2699, found 443.2684.

� 1H-NMR (CDCl3, 200 MHz): δ = 7.37 - 7.24 (m, 7 H, ArH), 7.24 - 7.16 (m, 5 H,

ArH), 7.16 - 7.06 (m, 3 H, ArH), 6.21 (d, J = 9.9 Hz, 1 H, OCO-NH-CH), 5.05 (dd, J

= 6.0, 18.0 Hz, 2 H, NH-COO-CH2-Ar), 4.90 (s, 1 H, Ar-CH-Ar), 3.84 - 3.63 (m, 1

H, N-CH-(C)CH2), 2.14 - 1.85 (m, 1 H, NCH(C)-CH2-CH2), 1.83 - 1.58 (m, 2 H,

NCH(C)-CH2-CH2), 1.44 - 1.29 (m, 1 H, NCH(C)-CH2-CH2), 1.05 (s, 3 H, CH3),

0.85 (s, 6 H, 2xCH3).

� 13C-NMR (CDCl3, 50 MHz): δ = 156.0 (NH-COO-CH2), 146.1 (ArC), 146.0 (ArC),

145.9 (ArC), 137.13 (ArC), 128.8 (ArCH), 128.5 (ArCH), 127.9 (ArCH), 127.6

(ArCH), 127.3 (ArCH), 126.9 (ArCH), 126.8 (ArCH), 126.7 (ArCH), 126.5 (ArCH),

66.8 (NH-COO-CH2-Ar), 66.3 (N-C-(CH3)CH2), 62.0 (Ar-CH-Ar), 60.2 (N-CH-

(C)CH2), 48.5 (CH3-C-CH3), 33.1 (NCH(C)-CH2-CH2), 29.5 (NCH(C)-CH2-CH2),

24.5 (CH3), 20.9 (CH3), 16.7 (CH3).

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Ethyl-((1R,3S)-3-(benzhydrylamino)-2,2,3-trimethylcyclopentyl)carbamate (168)

Prepared from (bromomethylene)dibenzene (1.44 g, 5.81 mmol, 1.5 eq), dry acetonitrile

(20 mL), camphor diamine 164 (830 mg, 3.87 mmol) and triethylamine (1.1 mL, 7.75 mmol, 2

eq). The resulting mixture was heated to reflux for 20 h. The product was purified by FCC on

silica gel with 15% ethyl acetate-petrol ether as a solid (294 mg, 0.77 mmol, 20% yield).

� mp: 115 °C

� = − 26.3 (c = 1, CH2Cl2).

� IR (KBr): 3363, 3057, 2972, 1696, 1598, 1533, 1380, 1262, 1095, 749 cm−1

.

� MS (EI): m/z 381 (M++H, 25), 280 (12),326 (40), 167 (100), 128 (2), 84 (2), 56 (2).

� HRMS (ESI): Calcd. for C24H33N2O2 [M+H]: 381.2542, found 381.2534.

� 1H-NMR (CDCl3, 600 MHz): δ = 7.38 - 7.52 (m, 2H, ArH), 7.26 - 7.38 (m, 6H, ArH),

7.18 - 7.26 (m, 2H, ArH), 6.11 (d, J = 10.16 Hz, 1H, CO-NH-CH), 5.01 (s, 1H, Ar-

CH-Ar), 4.07 - 4.24 (m, 2H, NH-COO-CH2-CH3), 3.82 (dt, J = 4.14, 9.41 Hz, 1H, N-

CH-(C)CH2), 1.97 - 2.10 (m, 1H, NCH(C)-CH2-CH2), 1.77 (ddd, J = 3.76, 10.26,

13.83 Hz, 1H, NCH(C)-CH2-CH2), 1.43 (ddd, J = 6.78, 10.92, 13.93 Hz, 2H,

NCH(C)-CH2-CH2), 1.31 (t, J = 7.2 Hz, 3 H, COOCH2-CH3), 1.15 (s, 3H, CH3), 0.95

(s, 3H, CH3), 0.94 (s, 3H, CH3).

� 13C-NMR (CDCl3, 150 MHz): δ = 156.4 (NH-COO-CH2), 146.3 (ArC), 146.1 (ArC),

128.8 (ArCH), 128.4 (ArCH), 127.5 (ArCH), 127.4 (ArCH), 127.0 (ArCH), 126.8

(ArCH), 126.7 (ArCH), 126.6 (ArCH), 66.7 (N-C-(CH3)CH2), 62.0 (Ar-CH-Ar), 60.4

(NH-COO-CH2-CH3), 60.0 (N-CH-(C)CH2), 48.5 (CH3-C-CH3), 33.2 (NCH(C)-CH2-

CH2), 29.4 (NCH(C)-CH2-CH2), 24.4 (CH3), 20.9 (CH3), 16.7 (CH3), 14.8 (CH2-

CH3).

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3.10.4. Alkylation of Acetamide

N-((1R,3S)-2,2,3-Trimethyl-3-((2,4,6-trimethylbenzyl)amino)cyclopentyl)acetamide (170a)

Prepared from 2,4,6-trimethylbenzylchloride (906.1 mg, 5.37 mmol, 1.1 eq), dry

acetonitrile (10 mL), camphor diamine 169 (900 mg, 4,88 mmol) and triethylamine (593 mg,

0.816 mL, 5.86 mmol, 1,2 eq) by refluxing for 5 h. The product was eluted with 5% MeOH-

CH2Cl2. Evaporation of the solvent gave the title compound 170a as an oil (926 mg, 2.93 mmol,

60% yield).

� mp: 68 °C

� = − 14.12 (c = 1.36 CH2Cl2).

� IR (KBr): 3529, 3399, 3309, 2967, 2876, 1654, 1557, 1372, 1300, 1204, 1130, 850,

744, 603, 567, 510 cm−1

� MS (EI): m/z 316 (M++H, 18%), 257 (18), 202 (100), 188 (10), 174 (45), 133 (100),

131 (27).

� HRMS (ESI): Calcd. for C20H33N2O [M+H]: 317.2593, found 317.2586.

� 1H-NMR (CDCl3, 600 MHz): δ = 7.50 (d, J=9.32 Hz, 1 H, CO-NH-CH) 6.88 (s, 2 H,

ArH) 4.05 - 4.17 (m, 1 H, N-CH-(C)CH2) 3.72 (d, J=10.58 Hz, 1 H, N-CH2-Ar) 3.62

(d, J=10.83 Hz, 1 H, N-CH2-Ar) 2.36 (s, 6 H, 2xCH3) 2.31 (dt, J=8.06, 2.90 Hz, 1 H,

NCH(C)-CH2-CH2) 2.28 (s, 3 H, ArCH3) 2.11 - 2.21 (m, 1 H, NCH(C)-CH2-CH2) 1.81

(s, 3 H, COCH3) 1.42 - 1.66 (m, 2 H, NCH(C)-CH2-CH2) 1.22 (s, 3 H, CH3) 0.96 (s, 3

H, CH3) 0.81 (s, 3 H, CH3).

� 13C-NMR (CDCl3, 150 MHz): δ = 168.4 (NH-CO-CH3), 136.8 (ArCH), 136.7 (ArC),

133.6 (2xArC), 133. 6 (ArC), 129.2 (ArCH), 66.0 (N-C-(CH3)CH2), 58.5 (N-CH-

(C)CH2), 48.1 (CH3-C-CH3), 40.2 (N-CH2-Ar), 31.4 (NCH(C)-CH2-CH2), 30.4

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(NCH(C)-CH2-CH2), 25.4 (CH3), 23.6 (CH3), 20.9 (CH3), 19.3 (CH3), 18.5 (CH3),

16.4 (CH3).

N-((1R (C),3S)-3-(Benzhydrylamino)-2,2,3-trimethylcyclopentyl)acetamide (170b)

Prepared from (bromomethylene)dibenzene (1.45 g, 5.88 mmol, 1.2 eq), dry acetonitrile

(15 mL), camphor diamine 169 (900 mg, 4.88 mmol) and triethlyamine (0.952 mL, 6.84 mmol,

1.4 eq). The resulting mixture was heated to reflux for 16 h. The product was eluted with 10%

MeOH-CH2Cl2. Evaporation of the solvent gave the title compound 170b a as white solid (769

mg, 2.19 mmol, 45% yield).

� mp: 139 °C

� = − 31.5 (c = 1, CH2Cl2)

� IR (KBr): 3513, 3351, 3303, 2970, 2873, 1955, 1651, 1560, 1449, 1369, 1303, 1130,

1028, 998, 923, 749, 701, 588, 494 cm−1

.

� MS (EI): m/z 261 (351M++H, 2%), 391(10), 237 (25), 336 (100), 223 (10), 168 (12),

167(90)

� HRMS (ESI): Calcd. for C23H31N2O [M+H]: 351.2436, found 351.2430.

� 1H-NMR (CDCl3, 600 MHz): δ = 7.33 - 7.37 (m, 2H, ArH), 7.23 - 7.31 (m, 6 H,

ArH), 7.13 - 7.20 (m, 3H, ArH and CO-NH-CH), 4.96 (s, 1H, Ar-CH-Ar), 4.06 (ddd,

J = 3.39, 8.66, 9.79 Hz, 1H, N-CH-(C)CH2), 2.01 - 2.09 (m, 1H, NCH(C)-CH2-CH2),

1.91 (s, 3H, CO-CH3), 1.84 (ddd, J = 3.58, 10.26, 14.02 Hz, 1H, NCH(C)-CH2-CH2),

1.45 (ddd, J = 7.15, 11.11, 14.12 Hz, 1H, NCH(C)-CH2-CH2), 1.07 - 1.14 (m, 1H,

NCH(C)-CH2-CH2), 1.06 (s, 3H, CH3), 0.91 (s, 3H, CH3), 0.89 (s, 3H, CH3)

� 13C-NMR (CDCl3, 150 MHz): δ = 168.5 (NH-CO-CH3), 146.2 (ArC), 146.0 (ArC),

128.8 (ArCH), 128.5 (ArCH), 127.2 (ArCH), 126.9 (ArCH), 126.8 (ArCH), 126.8

(ArCH), 67.2 (N-C-(CH3)CH2), 61.7 (Ar-CH-Ar), 58.2 (N-CH-(C)CH2), 48.6 (CH3-

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C-CH3), 33.2 (NCH(C)-CH2-CH2), 29.5 (NCH(C)-CH2-CH2), 24.9 (CH3), 23.7 (CH3),

20.9 (C), 16.7 (CH3).

3.10.5. Reduction of Acetylated Diamine

General procedure

Acetylated diamine was added portionwise to a vigorously stirred suspension of 5-7 eq.

LAH in THF at rt. After that, the reaction mixture was refluxed for 36-48 h. The reaction was

quenched with 10% NaOH(aq.) and filtered through celite. The product was extracted with

CH2Cl2. The combined organic phases were dried (Na2SO4) and concentrated.

(1R,3S)-N3-Ethyl-1,2,2-trimethyl-N

1-(2,4,6-trimethylbenzyl)cyclopentane-1,3-diamine

(171a)

Reduction of 170a (640 mg, 2.03 mmol, 1 eq) was performed with LAH (348 mg, 10.12

mmol, 5 eq) in THF under reflux for 36 h by following the general procedure. The crude product

was containing traces of the starting material. The product was used in the next step without

purification.

� 1H-NMR (CDCl3, 400 MHz): δ = 6.85 (s, 2 H, ArH), 3.72 (d, J = 10.6 Hz, 1 H, N-

CH2-Ar), 3.60 (d, J = 10.6 Hz, 1 H, N-CH2-Ar), 2.82 (dd, J = 6.7, 8.4 Hz, 1 H, N-

CH-(C)CH2), 2.74 - 2.66 (m, 1 H, NCH(C)-CH2-CH2), 2.60 - 2.50 (m, 1 H, NCH(C)-

CH2-CH2), 2.37 (s, 6 H, 2xCH3), 2.27 (s, 3 H, ArCH3), 2.11 - 2.00 (m, 1 H, NCH(C)-

CH2-CH2), 1.97 - 1.87 (m, 1 H, NCH(C)-CH2-CH2), 1.65 (ddd, J = 6.0, 10.0, 13.2

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Hz, 1 H), 1.43 (tdd, J = 6.3, 11.1, 13.2 Hz, 1 H), 1.19 (s, 3 H, CH3), 1.08 (t, J = 7.1

Hz, 3 H, CH2CH3), 0.94 (s, 3 H, CH3), 0.87 (s, 3 H, CH3).

� 13C-NMR (CDCl3, 100 MHz): δ = 137.1 (ArC), 136.2 (ArC), 134.7 (ArC), 128.9

(ArCH), 66.9 (N-CH-(C)CH2), 64.4 (N-C-(CH3)CH2), 47.2 (CH3-C-CH3), 42.8 (N-

CH2-Ar), 40.8 (N-CH2-CH3), 33.7 (NCH(C)-CH2-CH2), 28.8 (NCH(C)-CH2-CH2),

24.1 (CH3), 20.9 (CH3), 20.3 (CH3), 19.4 (CH3), 16.8 (CH3), 15.7 (CH3).

(1R,3S)-N1-Benzhydryl-N

3-ethyl-1,2,2-trimethylcyclopentane-1,3-diamine (171b)

Reduction of 170b (540 mg, 1.54 mmol, 1 eq) was performed with LAH (410 mg, 10.79

mmol, 7 eq) in THF under reflux for 48 h by following the general procedure. The product was

obtained , as an oil (513 mg, 1.52 mmol, 99% yield).

� = − 41.9 (c = 1.26, CH2Cl2).

� IR (NaCl): 3054, 2967, 2871, 1492, 1451, 1265, 1098, 1027, 740, 705 cm−1

.

� MS (EI): m/z 337 (M++H, 30%), 222 (30), 122 (10), 167 (100), 154 (15), 100 (15).

� HRMS (ESI): Calcd. for C23H33N2 [M+H]: 337.2644, found 337.2642.

� 1H-NMR (CDCl3, 400 MHz): δ = 7.38 - 7.34 (m, 2 H, ArH), 7.29 - 7.24 (m, 2 H,

ArH), 7.21 - 7.14 (m, 4 H, ArH), 7.11 - 7.05 (m, 2 H, ArH), 4.89 (s, 1 H, Ar-CH-Ar),

2.68 (dd, J = 6.2, 8.4 Hz, 1 H, N-CH-(C)CH2), 2.52 (qd, J = 7.2, 11.2 Hz, 1 H, NH-

CH2-CH3), 2.41 (qd, J = 7.1, 11.1 Hz, 1 H, NH-CH2-CH3), 1.81 (dddd, J = 5.3, 8.4,

10.2, 13.6 Hz, 1 H, NCH(C)-CH2-CH2), 1.72 - 1.61 (m, 1 H, NCH(C)-CH2-CH2), 1.42

(ddd, J = 5.7, 10.1, 13.2 Hz, 1 H, NCH(C)-CH2-CH2), 1.20 - 1.05 (m, 1 H, NCH(C)-

CH2-CH2), 0.96 (t, J = 7.2 Hz, 3 H, CH2-CH3), 0.89 (s, 3 H, CH3), 0.87 (s, 3 H, CH3),

0.85 (s, 3 H, CH3).

� 13C-NMR (CDCl3, 100 MHz): δ = 147.3 (ArC), 147.0 (ArC), 128.2 (ArCH), 128.2

(ArCH), 127.5 (ArCH), 127.2 (ArCH), 126.3 (ArCH), 126.3 (ArCH), 66.5 (Ar-CH-

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Ar), 65.7 (N-C-(CH3)CH2), 61.6 (N-CH-(C)CH2), 47.4 (CH3-C-CH3), 42.7 (NCH(C)-

CH2-CH2), 34.6 (NCH(C)-CH2-CH2), 28.3 (CH3), 23.6 (CH3), 21.9 (CH3), 17.0

(CH3), 15.7 (CH3), 1.0 (CH3).

3.10.6. Synthesis of Carbene Precursors

The dialkylated camphor diamine was dissolved in triethylorthoformate (10.0 eq)

followed by the addition of ammonium tetrafluoroborate (1.3 eq) and catalytic formic acid (1

drop). The mixture was heated under a nitrogen atmosphere at 100 °C for 4 h. The crude

reaction mixture was purified by FCC (MeOH/CH2Cl2 5:95) as a white solid.

(1R,5S)-2-Ethyl-5,8,8-trimethyl-4-(2,4,6-trimethylbenzyl)-2,4-diazabicyclo[3.2.1]oct-2-en-2-

ium tetrafluoroborate (172b)

Following the general procedure, ammonium tetrafluoroborate (185 mg, 1.76 mmol, 1.3

eq), triethyl orthoformate (2 g, 2.25mL, 13.55 mmol, 10 eq), 1 drop formic acid and 171a (410

mg, 1.35 mmol, 1 eq) were employed to afford the pure salt 172a (513.4 mg, 1.28 mmol, 95%

yield).

� mp: 142 °C

� =+100.1 (c = 1, CH2Cl2).

� IR (KBr): 3408, 2982, 1667, 1468, 1399, 1308, 1205, 1061, 875, 727, 604, 520 cm−1

.

� MS (ESI): m/z 313.6 (M+, 100%).

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� HRMS (ESI): Calcd. for C21H33N2 : 313.2644, found: 313.2637.

� 1H-NMR (CDCl3, 600 MHz): δ = 6.97 (s, 2H, ArH), 6.70 (s, 1H, N-CH-N), 4.56 (d, J

= 13.55 Hz, 1H, N-CH2-Ar,), 4.45 (d, J = 13.55 Hz, 1H, N-CH2-Ar,), 3.36 - 3.44 (m,

3H, N-CH-(C)CH2 and CH2-CH3), 2.57 - 2.64 (m, 1H, NCH(C)-CH2-CH2), 2.31 (s,

3H, ArCH3), 2.28 (s, 6H, Ar2xCH3), 2.21 - 2.27 (m, 2H, NCH(C)-CH2-CH2), 2.05 -

2.12 (m, 1H, NCH(C)-CH2-CH2), 1.54 (s, 3H, CH3), 1.23 (s, 3H, CH3), 1.15 (t, J =

7.15 Hz, 3H, CH2CH3), 1.09 (s, 3H, CH3).

� 13C-NMR (CDCl3, 150 MHz): δ = 149.0 (N-CH-N), 140.2 (ArC), 138.2 (ArC), 130.3

(ArCH), 123.9 (ArC), 71.4 (N-C-(CH3)CH2), 66.5 (N-CH-(C)CH2), 49.5 (CH2-CH3),

46.8 (N-CH2-Ar), 40.8 (CH3-C-CH3), 39.4 (NCH(C)-CH2-CH2), 31.9 (NCH(C)-CH2-

CH2), 21.5 (CH3), 21.1 (CH3), 19.4 (CH3), 17.0 (CH3), 14.2 (CH3), 13.8 (CH2-CH3).

(1R,5S)-4-Benzhydryl-2-ethyl-5,8,8-trimethyl-2,4-diazabicyclo[3.2.1]oct-2-en-2-ium

tetrafluoroborate (172b)

Following the general procedure, ammonium tetrafluoroborate (227 mg, 1.76 mmol, 1.3

eq), triethylorthoformate (2.46 g, 2.77 mL, 16.64 mmol, 10 eq), 1 drop formic acid and 171b

(560 mg, 1.66 mmol, 1eq) were employed to afford the pure salt 172b (179 mg, 0.415 mmol,

25% yield).

� mp: 227 °C

� =+26 (c =0.5, CH2Cl2).

� IR (KBr): 3068, 3032, 2890, 1653, 1496, 1469, 1450, 1401, 1339, 1282, 1200, 1056,

826, 748, 703, 629, 563, 520 cm−1

.

� MS (ESI): m/z 347.21 (M+, 100%).

� HRMS (ESI): Calcd. for C24H31N2 : 347.2481, found: 347.2487.

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� 1H-NMR (CDCl3, 400 MHz): δ = 7.52 - 7.45 (m, 2 H, ArH), 7.43 - 7.36 (m, 5 H,

ArH), 7.36 - 7.31 (m, 3 H, ArH), 7.22 - 7.19 (m, 1 H, ArH), 7.19 (s, 1 H N-CH-N),

6.02 (s, 1 H, Ar-CH-Ar), 3.56 - 3.39 (m, 1 H, NCH2-CH3), 3.38 (d, J = 4.8 Hz, 1 H,

N-CH-(C)CH2), 2.52 - 2.42 (m, 1 H, NCH(C)-CH2-CH2), 2.30 (quin, J = 4.8 Hz, 1 H,

NCH(C)-CH2-CH2), 2.14 (tdd, J = 4.9, 12.1, 14.5 Hz, 1 H, NCH(C)-CH2-CH2), 1.89

(ddd, J = 4.8, 12.1, 14.6 Hz, 1 H, NCH(C)-CH2-CH2), 1.43 (s, 3 H, CH3), 1.16 (s, 3 H,

CH3), 1.13 (t, J = 7.1 Hz, 3 H, CH2-CH3), 1.10 (s, 3 H, CH3)

� 13C-NMR (CDCl3, 100 MHz): δ = 152.0 (N-CH-N), 136.6 (ArC), 136.5 (ArC), 129.7

(ArCH), 129.6 (ArCH), 129.0 (ArCH), 129.0 (ArCH), 128.9 (ArCH), 128.3 (ArCH),

72.6 (N-C-(CH3)CH2), 66.5 (N-CH-(C)CH2), 66.3 (Ar-CH-Ar), 49.6 (NCH2-CH3),

40.9 (CH3-C-CH3), 39.8 (NCH(C)-CH2-CH2), 31.7 (NCH(C)-CH2-CH2), 21.6 (CH3),

17.1 (CH3), 15.2 (CH3), 13.6 (CH2-CH3).

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3.11. Application of the Catalysts

3.11.1. Allylation of Benzaldehyde

3.11.1.1 Allylation Reaction with 10 mol% Zwitterion

1-Phenylbut-3-en-1-ol (175)

Under a nitogen atmosphere a dry Schlenk was charged with imidazolinium zwitterion

136a (23.35 mg, 10 mol%), CH2Cl2 (1.5 mL) and benzaldehyde (0.05 mL, 0.49 mmol, 1 eq).

After that, allyltrichlorosilane (0.105 mL, 0.735 mmol, 1.5 eq) was added drop wise. The

reaction was allowed to stir for 6.5 d at rt. Then the reaction was carefully quenched with 10%

NaOH (1 mL) and extracted with EtOAc. The organic layer was washed with 5% HCl (15 mL),

saturated NaHCO3 (15 mL) and brine (15 mL) and was dried over Na2SO4 and concentrated.

The crude material was purified by FCC (EtOAc/petrol ether 15:85) to give the corresponding

homoallyl alcohol 175 as an oil with 95% yield and 9% ee. The spectral data were consistent in

the literature.270

� 1H-NMR (CDCl3, 400 MHz): δ = 7.38-7.27 (m, 5H ), 5.82 (ddt, J = 17.2, 10.0, 7.2

Hz, 1H), 5.17 (dd, J = 17.2, 1.2 Hz, 1H), 5.15 (dd, J = 10.4, 1.2 Hz, 1H), 4.74 (dt, J =

6.4, 2.4 Hz, 1H), 2.58-2.6 (m, 2H), 2.06 (d, J = 2.8 Hz, 1H).

� 13C-NMR (CDCl3, 100 MHz): δ = 143.9, 134.5, 128.5, 127.6, 125.9, 118.5, 73.5,

44.1.

3.11.1.2. Allylation in the Presence of an Additives

1-Phenylbut-3-en-1-ol (175)

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To a stirred solution of an imidazolinium zwitterion (10 mol%) and benzaldehyde (0.05

mL, 0.49 mmol, 1 eq) in CH2Cl2 (1.5 mL) were added diisopropylethylamine (0.41 mL, 2.35

mmol, 5.0 eq) or tetrabutylammonium iodide (207 mg, 0.56 mmol, 1.2 eq). Alternatively, both

were added in some experiments (see Table 6). After that, allyltrichlorosilane (0.105 mL, 0.735

mmol, 1.5 eq) was added drop wise. The reaction was allowed to stir at rt for a fixed time as

mentioned in Table 6. The reaction was carefully quenched with 10% NaOH (1 mL) and

extracted with EtOAc. The organic layer was washed with 5% HCl (15 mL), NaHCO3 (15 mL)

and brine (15 mL), dried over Na2SO4 and concentrated. The crude material was purified by

FCC(EtOAc/petrol ether 15:85) to give the corresponding homoallyl alcohol 175 as an oil with

yields of up to 75% and 19% ee.

(R)-1-(3-Nitrophenyl)-3-buten-1-ol (176)

The general procedure was followed with p-nitrobenzaldehyde (50 mg, 0.33 mmol, 1

eq). After workup, the product was purified by FCC (75:25 hexane/diethyl ether) to yield a

yellow oil (49 mg, 0.251 mmol, 76% yield, 11% ee). HPLC analysis [AD-H; iPrOH/hexane,

0.8:99.2; 0.8 mLmin–1

; t1(S) = 33.4 min, t2(R) = 47.05 min]. Spectral data were consistent with

literature values.271

� 1H-NMR (CDCl3, 400 MHz): δ 8.18 (d, J = 8.8 Hz, 2H), 7.52 (d, J = 8.8 Hz, 2H),

5.83-5.72 (m, 1H), 5.21-5.14 (m, 2H), 4.85 (dd, J = 8.0, 4.8 Hz, 1H), 2.59-2.52 (m,

1H), 2.49-2.40 (m, 1H), 2.32 (br s, 1H).

� 13C-NMR (CDCl3, 100 MHz): δ 151.3, 147.4, 133.4, 126.7, 123.8, 119.9, 72.3, 44.1.

(R)-1-(4-Chlorophenyl)-3-buten-1-ol (177)

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The general procedure was followed with p-chlorobenzaldehyde (50 mg, 0.356 mmol, 1

eq). After workup, the product was purified by FCC(75:25 hexane:diethyl ether) to yield a

yellow oil (50 mg, 0.27 mmol, 76% yield, 11% ee). HPLC analysis [AD-H; iPrOH/hexane, 1:99,

1.0 mLmin–1

; t1(S) = 28.3 min, t2(R) = 29.9 min]. Spectral data were consistent with literature

values.272

� 1H-NMR (CDCl3, 400 MHz): δ = 7.34-7.28 (4H, m), 5.79 (1H, dddd, J = 17.6, 9.6,

8.0, 6.4 Hz),5.17 (1H, d, J = 17.6 Hz), 5.16 (1H, d, J = 10.6 Hz), 4.73 (1H, ddd, J =

8.0, 4.8, 3.2 Hz), 2.55-2.41, (2H, m), 2.03 (1H, d, J = 2.8 Hz).

� 13C-NMR (CDCl3, 100 MHz): δ 142.3, 134.0, 133.2, 128.6, 127.3, 119.0, 72.8, 44.2.

3.11.1.3. Allylation of Benzaldehyde Catalyzed by Carbenes

1-Phenylbut-3-en-1-ol (175)

3

A stirred solution of imidazolinium zwitterion (10 mol%) was treated with 9 mol% base

for 0.5-1.5h at rt or −60 - −40 °C as shown in Tables 7-9. Benzaldehyde (0.05 mL, 0.49 mmol, 1

eq) and the additive diisopropylethylamine (0.41 mL, 2.35 mmol, 5.0 eq) were added. After

stirring the workup was performed as mentioned in the above procedure.

3.11.2. Synthesis of Ketene Precursor 183

3.11.2.1. Methylation of Ethylmalonate

Diethyl-2-cyclopentyl-2-methylmalonate (188)

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Diethyl-2-methylmalonate 187 (10.2 g,10 mL, 58.5 mmol, 1eq) was added to a 20%

solution of sodium ethoxide in ethanol (3.98 g, 58.5 mmol, 1 eq), heated to 100 °C so that half

of the ethanol was distilled off. The bromocyclopentane (8.72 g, 58.5 mmol, 1 eq) was added to

the pasty residue and heating was continued to 105 °C for 60 h. Most of the remaining ethanol

was also allowed to be distilled of. The cooled mixture was treated with water, extracted with

ether, dried and the product was purified by distillation as colorless oil (9.1 g, 37.44 mmol, 64%

yield). Analytical data were consistent with the literature.273

� 1H-NMR (CDCl3, 200 MHz): δ = 4.16 (q, J = 7.1 Hz, 4 H), 2.67 - 2.40 (m, 1 H), 1.85

- 1.64 (m, 2 H), 1.64 - 1.47 (m, 4 H), 1.47 - 1.37 (m, 1 H), 1.36 (s, 3 H), 1.34 - 1.28

(m, J = 3.3 Hz, 1 H), 1.24 (t, J = 7.2 Hz, 6 H).

� 13C-NMR (CDCl3, 50 MHz): δ = 172.3, 60.9, 56.1, 44.0, 27.8, 25.6, 17.3, 14.0.

3.11.2.2. Diester to Acid

2-Cyclopentyl-2-methylmalonic acid (190)

To a solution of 188 (8.92 g, 37 mmol, 1 eq) in ethanol was added (52 mL) KOH (2.9 g,

51.8 mmol, 1.4 eq) in water (52 mL). The mixture was heated to 100 °C for 60 h, and then

concentrated under vacuum. The residue was dissolved in water (120 mL) and washed 2x with

diethyl ether. Then the aqueous layer was acidified (pH 2) with HCl and extracted 3x with ethyl

acetate. The organic extracts were washed with brine, dried over Na2SO4 and concentrated to

afford desired the product 190 as an oil (6.54 g, 35.15 mmol, 95% yield). Analytical data were

consistent with the literature.273a

� 1H-NMR (CD3OD, 200 MHz): δ = 2.55 - 2.32 (m, 1 H), 1.76 - 1.55 (m, 2 H), 1.55 -

1.41 (m, 4 H), 1.41 - 1.25 (m, 2 H), 1.23 (s, 3 H).

� 13C-NMR (CD3OD, 50 MHz): δ = 175.9, 57.0, 45.4, 28.9, 26.6.

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2-Cyclopentylpropanoic acid (191)

The decarboxylation was performed by heating 2-cyclopentyl-2-methylmalonic acid 190

(6.54 g, 35.15 mmol) under nitrogen at 180 °C for 1 h (4.95 g, 34.8mmol, 99% yield).

Analytical data were consistent with the literature 273a-274

� 1H-NMR (CDCl3, 200 MHz): δ = 2.27 (qd, J = 6.9, 9.0 Hz, 1 H), 2.11 - 1.91 (m, 1 H),

1.90 - 1.68 (m, 2 H), 1.68 - 1.43 (m, 4 H), 1.35 - 1.22 (m, 1 H), 1.19 (d, J = 6.9 Hz, 3

H), 1.17 - 1.09 (m, 1 H).

� 13C-NMR (CDCl3, 50 MHz): δ = 182.5, 43.9, 42.1, 29.9, 29.1, 24.2, 15.0.

2-Cyclopentylpropanoyl chloride (192)

Oxalyl chloride (6.86 mL, 79.4 mmol, 2 eq) was added over 15 min to a refluxing

solution of acid 191 (5.65 g, 39.7 mmol, 1 eq) in CH2Cl2. The reaction was further refluxed for

2.5 h. Then it was cooled to rt and concentrated. The product 192 was purified by distillation (32

°C, 0.6 torr) as an oil (6.31 g, 39.3 mmol, 99% yield).275

� 1H-NMR (CDCl3, 200 MHz): δ = 2.68 (qd, J = 6.9, 9.1 Hz, 1 H), 2.25 - 1.98 (m,

1 H), 1.98 - 1.72 (m, 2 H), 1.72 - 1.46 (m, 4 H), 1.30 (d, J = 6.9 Hz, 3 H), 1.28 -

1.02 (m, 2 H).

� 13C-NMR (CDCl3, 50 MHz): δ = 177.4, 56.8, 43.0, 30.8, 29.8, 25.2, 16.0.

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2-Bromo-2-cyclopentylpropanoyl bromide (186)

2-Cyclopentylpropanoic acid (7.5 g, 52.74 mmol, 1 eq) and red phosphorus (686 mg,

22.15 mmol, 0.42 eq) were placed in a flask fitted with a reflux condenser and were treated with

dry bromine (19 g, 6.12 mL, 119 mmol, 2.26 eq), which was added dropwise. After adding all

bromine, the reaction mixture was warmed on an oil bath by raising the temperature by 5 °C

gradually every ½ h until 100 °C were reached. The mixture was left at 100 °C for 1.5 h. After

that, the product was cooled to rt. The crude product was purified by distillation at 72 °C with

0.29 torr as an oil (7.45 g, 26.25 mmol, 50% yield). Analytical data were consistent with the

literature.276

� 1H-NMR (CDCl3, 200 MHz): δ = 2.68 (quin, J = 8.3 Hz, 1 H), 1.94 (s, 3 H), 1.92 - 1.75

(m, 2 H), 1.75 - 1.59 (m, 4 H), 1.59 - 1.37 (m, 2 H).

� 13C-NMR (CDCl3, 50 MHz): δ = 170.0, 76.6, 48.7, 29.4, 28.7, 26.6, 26.2, 25.7.

3.11.2.3. Synthesis of Ketenes

Dimethylketene (2-methylprop-1-en-1-one) (182)

A stirred slurry of Zn (4.76 g, 73 mmol, 3 eq) in THF (30 mL) at –78 °C was treated

with a solution of 2-bromo-2-methylpropanoylbromide 181 (5,58 g, 3 mL, 24.3 mmol, 1 eq) in

THF (15 mL). The reaction mixture was stirred for 10 min at –78 °C and then for 20 min at 0

°C. Afterward, the resulting solution of the ketene was vacuum transferred into a second

Schlenk tube. To quantify the amount of ketene synthesized by this procedure, 300µL of the

yellow ketene solution was quenched with excess n-propylamine. Evaporation of the solvent and

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the excess amine furnished a white solid, which was identified by 1H-NMR as 2-methyl-N-

propylpropanamide. Analytical data were consistent with the literature.192, 220

� 1H-NMR (CDCl3, 400 MHz): δ = 5.81 (br s, 1 H), 3.13 (dt, J = 5.9, 7.1 Hz, 2 H), 2.29

(spt, J = 6.9 Hz, 1 H), 1.45 (sxt, J = 7.4 Hz, 2 H), 1.08 (d, J = 7.1 Hz, 6 H), 0.85 (t, J =

7.4 Hz, 3 H).

� 13C-NMR (CDCl3, 100MHz): δ = 177.0, 77.3, 76.7, 40.9, 35.5, 22.8, 19.6, 11.2, 0.9.

Cyclopentyl methyl ketene (2-cyclopentylprop-1-en-1-one) (183)

To a sonicated slurry of Zn (2.42 g, 37 mmol, 3.5 eq) in THF (12 mL) at –78 °C was

added a solution of 2-bromo-2-cyclopentylpropanoylbromide 181 (3 g, 10.56 mmol) in THF (5

mL). THF (3 mL) was used to wash the walls of the Schlenk tube. The reaction mixture was

sonicated for 30 min at rt. Then, the resulting solution of the ketene was vacuum transferred into

a second Schlenk tube. To quantify the amount of ketene generated by this procedure, 0.5 mL of

the yellow ketene solution was quenched with an excess of n-propylamine. Evaporation of the

solvent and the excess amine furnished a white solid, which was identified as 2-cyclopentyl-N-

propylpropanamide. Analytical data were consistent with the literature.

277

� 1H-NMR (CDCl3, 200 MHz): δ = 5.45 (br s, 1 H), 3.37 - 3.07 (m, 2 H), 2.09 - 1.85

(m, 2 H), 1.85 - 1.66 (m, 2 H), 1.66 - 1.40 (m, 6 H), 1.30 - 1.02 (m, 5 H), 0.92 (t, J =

1.0 Hz, 3 H).

� 13C-NMR (CDCl3, 50 MHz): δ = 176.4, 47.8, 43.9, 40.9, 31.3, 30.5, 25.1, 25.0, 23.0,

17.0, 11.3.

Synthesis of Ketene 183 in Toluene

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The ketene was prepared by dehydrochlorination of 2-cyclopentylpropanoyl chloride

(2.73 g, 17 mmol) with DABCO (1.9 g 17 mmol) in toluene (20 mL) under a nitrogen

atmosphere at 80 °C. After 3 h, the reaction mixture was allowed to cool down to rt and the

ketene and toluene were vacuum transferred into another flask. To quantify the amount of

ketene generated by this procedure, 0.5 mL of the yellow ketene solution was quenched with an

excess of n-propylamine. Evaporation of the solvent and excess amine furnished 2-cyclopentyl-

N-propylpropanamide as a white solid (24.4 mg). The concentration of the ketene solution was

0.3 M. Analytical data were consistent with the literature.277, 192

Ketenes Synthesized from Acid Chloride

General Procedure for the Preparation of Ketenes

An acid chloride (1 eq) in diethyl ether was treated with dimethylethyl amine (4 eq) at 0

°C or rt for 2–6 h. The precipitate of N,N-dimethylethyl anaminium chloride was removed from

the ketene solution by filtration. The crude ketene was distilled under reduced pressure to give

the products in 45–73% yield.

2-Phenylbut-1-en-1-one (178)

From 2-phenylbutanoyl chloride (7.65 g, 7 mL, 41.88 mmol, 1 eq) and N,N-

dimethylethylamine (DMEA) (18.15 mL, 167 mmol, 4 eq) in diethyl ether (100 mL) over 4 h at

0 °C to 10 °C. The ketene was distilled under reduced pressure at 40 °C under 0.27 torr to give

the product as a yellow oil in 70% yield (4.3 g, 29.31 mmol). Analytical data were consistent

with the literature.278

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2,2-Diphenylethenone (179)

From diphenylacetyl chloride (5 g, 21.7 mmol, 1 eq) and DMEA (3.17 g, 2.46 mL, 22.7

mmol, 1.05 eq) in diethyl ether (50 mL) over 12 h at 0° C to give the product as an orange oil in

73%, yield obtained after distillation under reduced pressure (1.5 torr) at 50° C. Analytical data

were consistent with the literature.279

Cycloheptylidenemethanone (180)

Cycloheptanecarbonyl chloride. From cycloheptane carboxylic acid (5 g, 35.1 mmol, 1

eq) and oxalyl chloride (6.1 mL, 70.3 mmol, 2 eq) in CH2Cl2 (50 mL) as colourless oil (5.34 g,

33.4 mmol, 95% yield) obtained after distillation under reduced pressure (3 mbar) at 39–45° C.

Analytical data were consistent with the literature.220

� 1H-NMR (CDCl3, 200MHz) δ = 2.92 (ddd, J = 4.0, 6.0, 12.0 Hz, 1 H), 2.23 - 1.96 (m,

2 H), 1.88 - 1.63 (m, 5 H), 1.63 - 1.44 (m, 7 H)

� 13C-NMR (CDCl3, 50MHz) δ = 177.4, 56.8, 30.6, 28.1, 25.9

Cycloheptylidenemethanone. From cycloheptanecarbonyl chloride (5.25 g, 32.7 mmol,

1 eq) and DMEA (3.9 mL, 35.9 mmol, 1.1 eq) in diethyl ether (100 mL) over 40 h at 0° to 10° C

to provide the product as a light yellow oil (1.82 g, 14.71 mmol, 45%) after distillation under

reduced pressure (1.5 mbar) at 35 °C. Analytical data were consistent with the literature.280

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3.11.3. Wynberg Reaction

3.11.3.1. Catalyzed by Hindered Brønsted Bases

General Experimental Procedure

To a ketene solution of 183 (0.6 mmol, 2 mL toluene, 2 eq) was added benzaldehyde

(30µL, 0.3 mmol) at −78 °C followed by the addition of MHMDS (0.5M solution in

toluene), NaOTMS or KOtBu (0.03 mmol). After the given times and temperatures

mentioned in Table 11, the reaction mixture was subjected directly to column

chromatography on silica gel and the diastereomers were eluted with a 1:19 diethyl

ether/petrol ether mixture to give the desired compounds as an oil. For yields and

diastereomeric ratios see Table 11. The spectral data were consistent with literature

values.277

193: trans-diastereomer:

� 1H-NMR ((CD3)2O, 200 MHz) δ 7.31 - 7.505 (m, 5H), 5.56 (s, 1H), 2.41 - 2.24 (m,

1H), 2.003-1.78 (m, 2H), 1.76 - 1.602 (m, 4H), 1.59-1.35 (m, 2H), 0.872 (s, 3H)

� 13C-NMR ((CD3)2O, 50 MHz) δ 207.1, 175.5, 138, 130.4, 127.4, 80.8, 64.9, 46.1,

29.7, 27, 26.9, 16,8.

cis-diastereomer:

� 1H-NMR ((CD3)2O, 200 MHz) δ 7.49 - 7.33 (m, 5H), 5.47 (s, 1H), 2.08 - 1.97 (m,

1H), 1.54 (s, 3H), 1.26 - 1.49 (m, 5H), 1.24 - 0.83 (m, 3H)

� 13C-NMR ((CD3)2O, 50 MHz) δ 207.1, 175.7, 137.9, 130.2, 127.9, 84.7, 64.9, 41.6,

28.2, 27.7, 27, 17.0.

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General Experimental Procedure for 193b

To a ketene solution of 183b (0.42 mmol, 1,5 mL toluene, 1eq) was added

benzaldehyde (29µL, 0.28 mmol, 1eq) at −78 °C followed by the addition of MHMDS (10

mol%, 0.5 M solution in toluene), NaOTMS or KOtBu (0.03 mmol). After the given times

and temperatures mentioned in Table 12, the reaction mixture was subjected directly to

column chromatography on silica gel and the diastereomers were eluted with a 1:19 diethyl

ether/petrol ether mixture to give the desired oily compounds. For yields and diastereomeric

ratios see Table 12.

cis/trans-diastereomer:

� 1H-NMR (CDCl3, 200 MHz): δ = 7.46 - 7.26 (m, 10 H), 5.37 (s, 1 H), 5.34 (s, 1

H), 2.05 - 1.82 (m, 4 H), 1.51 - 1.31 (m, 6 H), 1.30 - 1.17 (m, 5 H), 1.12 (t, J = 7.5

Hz, 5 H), 1.04 - 0.91 (m, 6 H), 0.82 - 0.65 (m, 6 H).

� 13C-NMR (CDCl3, 50MHz) : 174.2, 135.3, 135.2, 128.5, 128.3, 125.6, 125.6, 81.1,

80.8, 64.2, 63.9, 31.4, 28.4, 26.3, 25.3, 23.0, 22.8, 22,1, 13.9, 13.5, 8.7.

General Experimental Procedure for 194

Ketene 180 (93 mg, 0.75 mmol, 2.5 eq) and an aldehyde (30µL, 0.3 mmol, 1eq) were

placed into a dry Schlenk flask in dry toluene (2 mL) at −78 °C. KHMDS (0.5M solution in

toluene) (0.03 mmol, 10 mol%) was slowly added. The reaction mixture was stirred for 10

min. The solvent was removed under reduced pressure giving the crude product 194, which

was purified by column chromatography (2/98 diethyl ether/hexane) to give the desired

lactones. For yields see Table 13.

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3-Phenyl-2-oxaspiro[3.6]decan-1-one (194a)

The general procedure was followed with ketene 180 (93 mg, 0.75 mmol, 2.5 eq) and

benzaldehyde (31.2 mg, 30µl, 0.3 mmol, 1 eq) to produce 194a as an oil. Spectral data were

consistent with literature values.277

� 1H-NMR (CDCl3, 400 MHz): δ = 7.25 - 7.46 (m, 5 H), 5.30 (s, 1 H), 2.14 - 2.25 (m, 2

H), 1.851.90 (m, 2 H), 1.55 - 1.64 (m, 4 H), 1.25 - 1.42 (m, 4 H).

� 13C-NMR (CDCl3, 100 MHz): δ = 175.5. 135.5, 128.7, 125.9, 84.2, 64.0, 35.4, 30.4,

29.2, 29.1, 23.8, 22.9.

3-(4-Chlorophenyl)-2-oxaspiro[3.6]decan-1-one (194b)

Following the general procedure with ketene 180 (93 mg, 0.75 mmol, 2.5 eq) and 4-

chlorobenzaldehyde (42,2 mg, 0.3 mmol, 1 eq) gave an oily product. Spectral data were

consistent with literature values.277

� IR (NaCl) 1827, 1460, 1092, 940 cm−1

.

� 1H-NMR (CDCl3, 400 MHz): δ = 7.45 (d, J = 8.0 Hz, 2 H), 7.30 (d, J = 8.0 Hz, 2

H), 5.31 (s, 1 H), 2.27 - 2.31 (m, 1 H), 2.13-2.19 (m, 1 H). 1.85-1.90 (m, 1 H),

1.60-1.69 (m, 4 H), 1.26-1.37 (m, 5 H).

� 13C-NMR (CDCl3, 100 MHz): δ = 175.0, 134.4, 134.0, 128.9, 127.2, 83.4, 64.1,

35.2, 30.3, 29.03, 28.98, 23.7, 22.7.

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3-(o-Tolyl)-2-oxaspiro[3.6]decan-1-one (194c)

Following the general procedure with ketene 180 (93 mg, 0.75 mmol, 2.5 eq) and 2-

methylbenzaldehyde (36.04 mg, 0.3 mmol, 1 eq) gave an oil. Spectral data were consistent

with literature values.277

� IR (NaCl) 1827, 1458, 1460, 1102, 937 cm−1

.

� 1H-NMR (CDCl3, 400 MHz): δ = 7.49 - 7.47 (m, 1 H), 7.35 - 7.27 (m, 2 H), 7.19 (d, J

= 8.0 Hz), 5.40 (s, 1 H), 2.48 - 2.42 (m, 1 H). 2.30 (s, 3 H), 2.22 - 2.16 (m, 1 H), 1.94

- 1.90 (m, 1 H), 1.76 - 1.74 (m, 1 H), 1.57 - 1.44 (m, 9 H).

� 13C-NMR (CDCl3, 100 MHz): δ = 174.2, 133.1, 132.9, 129.2, 128.9, 127.1, 125.3,

124.4, 81.7, 62.7, 34.9, 30.9, 28.7, 28.4, 22.7, 22.0, 18.4.

3-(p-Tolyl)-2-oxaspiro[3.6]decan-1-one (194d)

Following the general procedure with ketene 180 (93 mg, 0.75 mmol, 2.5 eq) and 4-

methylbenzaldehyde (36.04 mg, 0.3 mmol, 1 eq) gave an oil. Spectral data were consistent

with literature values.277

� IR (NaCl) 1823, 1459, 1260, 1106, 938 cm−1

.

� 1H-NMR (CDCl3, 200 MHz): δ = 7.18 - 7.05 (m, 4 H), 5.20 (s, 1 H), 2.30 (s, 3 H),

2.25 - 2.05 (m, 2 H), 1.94 - 1.90 (m, 1 H), 1.90 - 1.70 (m, 1 H), 1.25 - 1.22 (m, 5 H),

1.57 - 1.50- (m, 4 H).

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� 13C-NMR (CDCl3, 50 MHz): δ = 175.7, 138.5, 132.5, 129.4, 125.9, 84.3, 63.8, 35.4,

30.3, 29.8, 29.2, 23.8, 22.9, 21.4.

3-(4-(Trifluoromethyl)phenyl)-2-oxaspiro[3.6]decan-1-one (194e)

Following the general procedure with ketene 180 (93 mg, 0.75 mmol, 2.5 eq) and 4-

(trifluoromethyl)benzaldehyde (52.21 mg, 0.3 mmol, 1 eq) give an oil. Spectral data were

consistent with literature values.277

� IR (NaCl) 1827, 1512, 1264, 1108, 939 cm−1

.

� 1H-NMR (CDCl3, 200 MHz): δ = 7.71 (d, J = 8.0 Hz, 2 H), 7.44 (d, J = 8.0 Hz, 2

H), 5.34 (s, 1 H), 2.09 - 2.37 (m, 2 H), 1.84 - 1.97 (m, 1 H), 1.63 - 1.20 (m, 9 H).

� 13C-NMR (CDCl3, 50 MHz): δ = 174.6, 139.5, 131.1, 130.4, 126.1, 125.8, 125.6,

121.2, 83.2, 64.5, 35.3, 30.4, 29.0, 28.9, 23.6, 22.7.

3-(4-Fluorophenyl)-2-oxaspiro[3.6]decan-1-one (194f)

Following the general procedure with ketene 180 (93 mg, 0.75 mmol, 2.5 eq) and 4-

fluorobenzaldehyde (37.23 mg, 0.3 mmol, 1 eq) give an oil. Spectral data were consistent

with literature values.277

� IR (NaCl) 1826, 1512, 1459, 1261, 1109, 939 cm−1

.

� 1H-NMR (CDCl3, 200 MHz) : δ = 7.31 - 7.24 (m, 2 H), 7.15 - 7.07 (m, 2 H), 5.28

(s, 1 H), 2.30 (s, 3 H), 2.32 - 2.06 (m, 2 H), 1.82 - 1.92 (m, 2 H), 1.68-1.63 (m, 4

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H), 1.45-1.25 (m, 4 H).

� 13C-NMR (CDCl3, 50 MHz) : δ = 174.6. 162.2 (d, J = 245 Hz), 131.1, 127.1 (d, J

= 8 Hz), 115.2 (d, J = 22 Hz), 83.0, 63.5, 34.8, 29.6, 28.5, 27.8, 23.2, 22.3.

3-(2,4-Dichlorophenyl)-2-oxaspiro[3.6]decan-1-one (194g)

Following the general procedure with ketene 180 (93 mg, 0.75 mmol, 2.5 eq) and 4-

fluorobenzaldehyde (37.23 mg, 0.3 mmol, 1 eq) give an oil.

� IR (NaCl) 3056, 2932, 1862, 1734, 1702, 1592, 1473, 1265, 1108, 943, 740, 705.cm−1

.

� 1H-NMR (CDCl3,

400 MHz) δ = 7.37 - 7.34 (m, 2 H), 7.28 (dd, J = 2.0, 8.3 Hz, 1

H), 5.38 (s, 1 H), 2.30 (qd, J = 2.3, 3.0 Hz, 1 H), 2.19 (quin, J = 2.5 Hz, 1 H), 1.62

- 1.53 (m, 3 H), 1.53 - 1.47 (m, 4 H), 1.47 - 1.42 (m, 2 H).

� 13C-NMR (CDCl3, 100 MHz) δ = 174.5, 134.8, 132.6, 132.1, 129.3, 128.2, 127.6,

81.4, 64.7, 35.4, 30.0, 29.2, 29.1, 23.5, 22.9.

3-Phenyl-3-(trifluoromethyl)-2-oxaspiro[3.6]decan-1-one (195c)

Following the general procedure with ketene 180 (93 mg, 0.75 mmol, 2.5 eq) and

2,2,2-trifluoro-1-phenylethanone (52,2 mg, 0.3 mmol, 1 eq) give an oil. Analytical data were

consistent with the literature.277

� IR (NaCl) 3055, 2987, 1845, 1422, 1266, 1179, 748 cm−1

.

� 1H-NMR (CDCl3, 200 MHz): δ = 7.55 - 7.24 (m, 5 H), 2.40 - 2.15 (m, 2 H), 1.20 -

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1.91 (m, 10 H).

� 13C-NMR (CDCl3, 50 MHz): δ = 172.2, 131.2, 129.4, 128.2, 129.2, 126.5, 125.3

(q, J = 2.2 Hz), 124.1 (q, J = 281.6 Hz), 84.7 (q, J = 30.2 Hz), 34.3, 66.7, 29.3 (q,

J = 2.8 Hz), 29.7, 29.5, 23.1, 22.7.

General Experimental Procedure for Reaction with Ketene (182)

Ketene 182 (0.6 mmol, 1.62 mL, 0.37M solution in THF, 2 eq) and an aldehyde (0.3

mmol, 1eq) were added at −78 °C to toluene (2 mL) followed by the addition of KHMDS

(0.03 mmol, 0.5M solution in toluene). The reaction was monitored by TLC. After 15 min

the reaction was completed. The reaction was worked up with sat. NH4Cl(aq) (5 mL) and the

aqueous phase was extracted with CH2Cl2 (3 x 5 mL). The combined organic phases were

dried (Na2CO3) and the solvent was removed. The resulting product was dissolved in THF (5

mL) and LiAlH4 (1.2 mmol) was added. After 1 h stirring the reaction was carefully

quenched with 1M NaOH (5 mL) and H2O (5 mL). The aqueous solution was extracted with

EtOAc (3 x 5 mL) and the combined phases were dried (Na2SO4) and the solvent was

removed. The crude product was purified on silica gel and the products were eluted with 1:2

diethyl ether/petrol ether mixture to give the desired compounds as white solids.

2,2-Dimethyl-1-phenylpropane-1,3-diol (195a)

Prepared from ketene 182 (0.6 mmol, 1.62 mL, 0.37 M solution in THF, 2 eq) and

benzaldehyde (31,83 mg, 0.3 mmol, 1 eq) as solid by the general procedure. Analytical data

were consistent with the literature.277

� 1H-NMR (200 MHz): δ = 7.44 - 7.28 (m, 5 H). 5.30 (s, 1 H), 2.08 - 1.97 (m, 1 H),

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1.55 (s, 3 H), 1.53 - 1.30 (m, 5 H), 1.29 - 0.89 (m, 3 H).

� 13C-NMR (50 MHz): δ = 138.4. 137.1, 128.4, 127.4, 83.7, 63.3, 39.8, 28.2, 26.7,

25.8, 25.6, 17.0.

2,2-Dimethyl-1-(p-tolyl)propane-1,3-diol (195b)

Prepared from ketene 182 (0.6 mmol, 1.62 mL, 0.37 M solution in THF, 2 eq) and 4-

methylbenzaldehyde (36.05 mg, 0.3 mmol, 1 eq) as solid by the general procedure.

Analytical data were consistent with the literature.277

� 1H-NMR (200 MHz): δ = 7.59 - 7.11 (m, 4 H), 4.59 (s, 1 H), 3.58 (d, J = 10.5 Hz,

1 H), 3.48 (d, J = 10.2 Hz, 1 H), 3.15 (s, 2 H), 2.34 (s, 3 H), 0.86 (s, 3 H), 0.81 (s,

3 H).

� 13C-NMR (50 MHz): δ = 138.4, 137.1, 128.4, 127.5, 127.4, 82.1, 72.0, 39.0, 22.7,

21.7, 18.9.

3.11.3.2. Wynberg Reaction Catalyzed by Carbenes

General Procedure

Salt 153a (38 mg, 0.06 mmol, 10 mol%) was placed into a dry Schlenk flask and dry

toluene (2 mL) was added. The suspension was cooled to −60 °C and KHMDS (48 µL, 0.024

mmol, 8 mol%) was slowly added. The mixture was stirred for 1.5 h at −60 °C or 30 min at rt.

Then an aldehyde 10 (0.03 mmol) and a ketene (0.6 mmol, 2 eq) were added. The reaction

mixture was stirred for 10 min (for differences in reaction times and temperatures see Table 15)

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and the solvent was removed under reduced pressure giving the crude product, which was

purified by FCC (diethyl ether/hexane, 2/98) to give the corresponding lactone.

3-Phenyl-2-oxaspiro[3.6]decan-1-one (194a)

Prepared from benzaldehyde (30 µL, 0.3 mmol, 1 eq) and ketene 180 (75 mg, 0.6 mmol,

2 eq), catalyzed by the carbene, generated from salt 153a, as an oil (76% yield, 92% ee).

Enantiomeric ratio was determined by HPLC (AD-H, 1.0 mL / min; 1% iPrOH/hexane: (R) t1 =

11.1 min, (S) t2 = 16.3 min. Analytical data were consistent with the literature.192

� = +20.0 (c = 0.5, CH2Cl2)

3-(4-Chlorophenyl)-2-oxaspiro[3.6]decan-1-one (200e)

Prepared from 4-chlorobenzaldehyde (42.17 mg, 0.3 mmol, 1 eq) and ketene 180 (75

mg, 0.6 mmol, 2 eq) catalyzed by the carbene, generated from salt 153a, as an oil (80% yield,

86% ee). Enantiomeric ratio was determined by HPLC (AD-H, 1.0 mL/min; 1% iPrOH/hexane:

(R) t1 = 11.8 min, (S) t2 = 16.0 min. Analytical data were consistent with the literature.192

� = +7.2 (c = 0.50, CH2Cl2)

3-(o-Tolyl)-2-oxaspiro[3.6]decan-1-one (200d)

[ ]22

[ ]22

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Prepared from 2-methylbenzaldehyde (36.05 mg, 0.3 mmol, 1 eq) and ketene 180 (75

mg, 0.6 mmol, 2 eq), catalyzed by the carbene, generated from salt 153a, as an oil. (73% yield,

80% ee). Enantiomeric ratio was determined by HPLC (AD-H, 1.0 mL / min; 0.5%

iPrOH/hexane: (R) t1 = 12.5 min, (S) t2 = 13.5 min. Analytical data were consistent with the

literature.192

� = +8.6 (c = 1.0, CH2Cl2).

3-(p-Tolyl)-2-oxaspiro[3.6]decan-1-one (200c)

Prepared from 4-methylbenzaldehyde (36.05 mg, 0.3 mmol, 1 eq) and ketene 180 (75

mg, 0.6 mmol, 2 eq), catalyzed by the carbene, generated from salt 153a, as an oil. (82% yield,

91% ee). Enantiomeric ratio was determined by HPLC (AD-H, 1.0 mL/min; 1% iPrOH/hexane:

(R) t1 = 10.4 min, (S) t2 = 14.1 min. Analytical data were consistent with the literature.192

� = +9.6 (c = 1.0, CH2Cl2).

3-(4-Fluorophenyl)-2-oxaspiro[3.6]decan-1-one (200b)

Prepared from 4-fluorobenzaldehyde (37.23 mg, 0.3 mmol, 1 eq) and ketene 180 (75 mg,

0.6 mmol, 2 eq), catalyzed by the carbene, generated from salt 153a, as an oil. (72% yield, 91%

ee). Enantiomeric ratio was determined by HPLC (AD-H, 1.0 mL/min; 1% iPrOH/hexane: (R) t1

= 13.4 min, (S) t2 = 19.2 min. Analytical data were consistent with the literature.192

� = +8.0 (c = 1.0, CH2Cl2).

[ ]22

[ ]22

[ ]22

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3-(2,4-Dichlorophenyl)-2-oxaspiro[3.6]decan-1-one (200f)

Prepared from the aromatic aldehyde (30 µL, 0.3 mmol, 1 eq) and ketene 180 (75 mg,

0.6 mmol, 2 eq), catalyzed by a carbene, generated from 2,4-bis(anthracen-9-ylmethyl)-5,8,8-

trimethyl-4-aza-2-azonia-bicyclo[3.2.1]oct-2-ene chloride (153c), as an oil (70% yield, 53% ee).

Enantiomeric ratio was determined by HPLC (AD-H, 1.0 mL/min; 1% iPrOH/hexane: (R) t1 =

14.1 min, (S) t2 = 17.3 min.

� = +26.5 (c = 1.7, CH2Cl2).

2,2-Dimethyl-1-phenylpropane-1,3-diol (200g)

Prepared from benzaldehyde (30 µL, 0.3 mmol, 1 eq) and ketene 182 (0.6 mmol, 1.62

mL, 0.37 M solution in THF, 2 eq), catalyzed by the carbene, generated from salt 153a, as an

oil. (75% yield, 54% ee). Enantiomeric ratio was determined by HPLC (AD-H, 1.0 mL/min; 5%

iPrOH/hexane: (R) t1 = 14.5 min, (S) t2 = 15.8 min. Analytical data were consistent with the

literature.277

2,2-Dimethyl-1-(p-tolyl)propane-1,3-diol (200h)

[ ]22

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Prepared from 4-methylbenzaldehyde (30 µL, 0.3 mmol, 1 eq) and ketene 182 (0.6

mmol, 1.62 mL, 0.37 M solution in THF, 2 eq) catalyzed by the carbene, generated from salt

153a, as an oil (65% yield, 57% ee). Enantiomeric ratio was determined by HPLC (OD-H, 5.0

mL/min; 5% iPrOH/hexane: (R) t1 = 14.2 min, (S) t2 = 16.5 min. Analytical data were consistent

with the literature.277

3-Cyclopentyl-3-methyl-4-phenyloxetan-2-one (200i)

Prepared from benzaldehyde (30 µL, 0.3 mmol, 1 eq) and ketene 183 (0.6 mmol, 2 mL

toluene, 2 eq) catalyzed by the carbene, generated from salt 153a, as an oil (99% yield, trans:cis

1:2. trans: 82% ee). Enantiomeric ratio was determined by HPLC (AD-H, 1.0 mL/min; 1%

iPrOH/hexane: (R) t1 = 7.4 min, (S) t2 = 9.2 min cis: 79% ee. Enantiomeric ratio was determined

by HPLC (AD-H, 1.0 mL/min; 1% iPrOH/hexane: (R) t1 = 7.6 min, (S) t2 = 8.5 min. The

spectral data were consistent with literature values.192

193: trans-diastereomer:

� 1H-NMR (CDCl3, 200 MHz): δ = 7.22-7.46 (m, 5 H), 5.39 (s, 1 H), 2.21-2.38 (m,

1 H), 1.79-2.06 (m, 2 H), 1.62-1.78 (m, 4 H), 1.26-1.58 (m, 2 H), 0.91 (s, 3 H).

� 13C-NMR (CDCl3, 50 MHz): δ = 174.5, 135.6, 128.6, 128.3, 125.4, 79.5, 63.3,

44.3, 28.3, 27.8, 25.6, 25.5, 15.5.

cis-diastereomer:

� 1H-NMR (CDCl3, 200 MHz): δ = 7.28-7.44 (m, 5 H), 5.30 (s, 1 H), 1.97-2.08 (m,

1 H), 1.55 (s, 3 H), 1.30-1.53 (m, 5 H), 0.89-1.29 (m, 3 H).

� 13C-NMR (CDCl3, 50 MHz): δ = 174.7, 135.6, 128.6, 128.5, 126.1, 83.7, 63.3,

39.8, 28.2, 26.7, 25.8, 25.6, 17.0.

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3-Phenyl-3-(trifluoromethyl)-2-oxaspiro[3.6]decan-1-one (204a)

Following the general procedure with ketene 180 (93 mg, 0.75 mmol, 2.5 eq) and 2,2,2-

trifluoro-1-phenylethanone (52,2 mg, 0.3 mmol, 1 eq), as an oil (45% yield). 204a was reduced

with LAH and the product was purified by FCC (ethyl acetate/petrol ether 12:88) and the

product was obtained as a white solid. (90 yield, 34% ee). Enantiomeric ratio was determined by

HPLC (AD-H, 1.0 mL/min; 1% iPrOH/hexane: (R) t1 = 19.5 min, (S) t2 = 22.5 min.

277

� mp: 124 °C (DSC)

� IR (KBr): 3382, 2964, 2926, 2360, 1493, 1462, 1257, 1205, 1158, 1146, 1068, 1022,

796, 715, 664, 568 cm−1

.

� MS (EI): m/z 303 (M++H, 25%), 267 (30), 253 (10), 157 (10), 156 (25), 111 (25), 109

(100), 67 (60), 55 (50).

� HRMS (ESI): Calcd. for C16H21F3O2Na: 325.1391, found: 325.1391.

� 1H-NMR (CDCl3, 400 MHz): δ = 7.82 (br s, 1 H, OH), 7.67 - 7.24 (m, 5 H, ArCH),

5.77 (s, 1 H, OH), 4.05 (dd, J = 4.9, 11.3 Hz, 1 H, OH-CH2), 3.76 (dd, J = 3.2, 11.2

Hz, 1 H, OH-CH2), 2.23 (dd, J = 3.8, 5.2 Hz, 1 H, CH2), 2.11 (dd, J = 8.9, 15.4 Hz, 1

H, CH2), 1.94 (dd, J = 9.4, 15.1 Hz, 1 H, CH2), 1.65 (dd, J = 9.6, 15.3 Hz, 1 H, CH2),

1.41 - 1.12 (m, 7 H, CH2), 1.09 - 0.96 (m, 1 H, CH2).

� 13C-NMR (CDCl3, 100 MHz): δ = 136.9 (ArC), 128.1(ArCH), 69.6 (ArOHC-CF3),

46.8, 31.4 (CH2-HC-CH2), 31.3 (CH2), 31.2 (CH2), 30.3 (CH2), 23.9(CH2),

23.1(CH2).

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3.11.3.3. Wynberg Reaction Catalyzed with Chiral Amides

(R)-1-Tert-butyl-1,1-diphenyl-N-(1-phenylethyl)silanamine

In a stirred solution of (R)-1-phenylethanamine 207 (1,72 g, 1.81 mL, 14.2 mmol 1,5 eq)

and triethylamine (2.87 g, 3.94 mL, 28.4 mmol, 3 eq) was added tert-butylchlorodiphenylsilane

(2.6 g, 2.5 mL, 9.4 mmol, 1 eq). The reaction was stirred for 16 h and the product was purified

by distillation (180 °C, 0.5 torr) as a colourless viscous liquid (2.9 g, 8 mmol, 85% yield).

Analytical data were consistent with the literature.281

� 1H-NMR (CDCl3, 400 MHz) δ = 7.76 - 7.70 (m, 2 H), 7.53 (d, J = 7.8 Hz, 2 H), 7.41 -

7.26 (m, 4 H), 7.26 - 7.11 (m, 7 H), 3.93 (br s, 1 H), 1.35 (s, 1 H), 1.31 (d, J = 6.5 Hz,

3 H), 1.01 (s, 9 H)

� 13C-NMR (CDCl3, 100 MHz): δ = 148.9, 136.1, 136.0, 135.8, 134.9, 129.1, 129.0,

128.1, 127.4, 127.2, 126.1, 125.7, 51.9, 28.2, 27.5, 18.6.

General Procedure

Amine 209a (37 mg, 0.073 mmol, 10 mol%) was placed into a dry Schlenk flask and dry

toluene (2 mL) was added. The KH (2.65 mg, 0.066 mmol, 8 mol%) was slowly added. The

mixture was stirred for 2.5 h at −40 °C. Benzaldehyde 10 (75 µL, 0.736 mmol, 1 eq) and

hexamethyleneketene 180 (102 mg, 0.736 mmol, 1 eq) were added. The reaction mixture was

stirred for 16 h and the solvent was removed under reduced pressure giving the crude product,

which was purified by FCC (diethyl ether/hexane, 2/98) to give the corresponding lactone 200

(Table 18). Analytical data were consistent with the literature.277

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3.11.3.4. Wynberg Reaction with 2-Oxaldehyde

General Procedure

To a dried Schlenk 153a (10 mol%) and toluene (2 mL) were added. The temperature

was lowered to −60° C and 8 mol% KHMDS was added. The reaction mixture was stirred for

1.5 h at this temperature and at – 78°C. The ketene (1.5 mmol) was added via a syringe followed

by the addition of 2-oxaldehyde (1.0 mmol) and the reaction mixture was stirred for a specific

time as mentioned in Table 16. The mixture was purified directly with petroleum ether/ethyl

acetate (20:1).

4-Benzoyl-3,3-diphenyloxetan-2-one (201a)

Synthesized from diphenyl ketene (116.5 mg, 0.6 mmol, 2 eq) and 2-oxaldehyde (40.2

mg, 0.3 mmol, 1 eq) catalyzed by salt 153a. The reaction mixture was stirred for a specific time

as mentioned in Table 16. The mixture was purified directly with petroleum ether/ethyl acetate

(20:1) as a white solid (50% yield, 0% ee). Spectral data were consistent with literature

values.282

� 1H-NMR (CDCl3, 200 MHz): δ = 7.70-7.48 (m, 5H), 7.48-7.29(m, 5H), 7.16-7.00 (m,

3H), 7.00-6.86 (m, 2H), 6.34 (s, 1H).

� 13C-NMR (CDCl3, 50 MHz): δ = 193.8, 169.4, 136.9, 135.7, 134.5, 133.9, 129.2,

128.7, 128.5, 128.4, 128.3, 128.2, 127.9, 127.4, 127.1, 80.9, 75.5.

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4-Benzoyl-3,3-dimethyloxetan-2-one (201b)

Synthesized from dimethyl ketene (31.14 mg in 1.16 mL THF, 0.45 mmol, 2 eq) and 2-

oxaldehyde (30 mg, 0.224 mmol, 1 eq) catalyzed by salt 153a. The reaction mixture was stirred

for a specific time as mentioned in Table 16. The mixture was purified directly with petroleum

ether/ethyl acetate (10:1.5) as a white solid (62% yield, 0 % ee).

� 1H-NMR (CDCl3, 200 MHz): δ = 7.74 - 7.45 (m, 5 H), 5.53 (s, 1 H), 1.71 (s, 3 H), 1.13

(s, 3 H).

� 13C-NMR (CDCl3, 50 MHz): δ = 192.6, 172.7, 134.5, 129.2, 129.0, 128.9, 127.9, 81.4,

21.8, 17.7.

3.11.4. Preparation of Imines

General Procedure

A flask was charged with benzenesulfonamide (1 eq), benzaldehyde (1 eq), and

tetraethoxysilane (1.25 eq) under an atmosphere of nitrogen. The flask was sealed and the

mixture was heated at 160 °C for 4-16 h. After that, the reaction mixture was cooled down to rt.

Warm ethyl acetate and pentane were added subsequently. The protected imine crystallized on

standing.283

N-Benzylidene-4-nitrobenzenesulfonamide (212b)

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From 4-nitrobenzenesulfonamide (1.01 g, 5.0 mmol, 1 eq), benzaldehyde (0.531 g, 5.0

mmol, 1eq) and Si(OEt)4 (1.172 g, 5.625 mmol, 1.1 eq) upon heating at 160 °C for 6 h

according to method A to provide the imine as a light yellow solid (1.14 g, 3.95 mmol, 79%

yield). Spectral data were consistent with literature values.284

� mp = 150 °C.

� 1H-NMR (CDCl3, 200 MHz): δ = 7.49-7.56 (m, 2 H), 7.64-7.71 (m, 1 H), 7.96(d, J = 9.6

Hz, 2 H), 8.21 (d, J = 9.0 Hz, 2 H,), 8.38 (d, J = 9.0 Hz, 2 H), 9.13 (s, 1 H).

13C-NMR ((CD3)2CO, 50 MHz): δ = 150.6, 144.2, 135.8, 131.9, 131.7, 129.3, 124.3.

N-Benzylidene-4-methylbenzenesulfonamide (212c)

From 4-toluenebenzenesulfonamide (3 g, 17.5 mmol, 1 eq), benzaldehyde (1.86 g, 17.5

mmol, 1eq) and Si(OEt)4 (4.12 g, 19.7 mmol, 1.1 eq) upon heating at 160 °C for 6 h according

to the general method to provide the imine as a white solid (3.2 g, 12.25 mmol, 70% yield).

Spectral data were consistent with literature values.283

� 1H-NMR (CDCl3, 400 MHz): δ = 9.03 (s, 1 H), 7.95 - 7.87 (m, 4 H), 7.62 (tt, J = 1.4,

7.5 Hz, 1 H), 7.56 - 7.45 (m, 2 H), 7.40 - 7.30 (m, 2 H), 2.44 (s, 3 H).

� 13C-NMR (CDCl3, 50 MHz): δ = 170.1, 144.6, 135.1, 134.9, 132.4, 131.3, 129.8,

129.1, 128.1, 21.6.

General Procedure for the Synthesis of Benzimidoyl Chloride (217)

N-Benzamide (216): Benzenesulfonamide (1 eq) and K2CO3 (2.5 eq) were dissolved in

THF and stirred for 20 min at rt followed by cooling to 0 °C with an ice-bath. Benzene carbonic

chloride (1.3 eq) in THF was syringed into the reaction mixture. After stirring for 48 h, a white

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precipitate formed, and the reaction mixture was refluxed for 12 h. The reaction was quenched

by 50% H2SO4 and was extracted with ethyl acetate 2x, washed with water and brine, dried over

Na2SO4, evaporated in vacuo, and crystallized to give crystals of N-benzamide (up to 94

yield).285

N-Benzimidoyl chloride (217): A mixture of N-benzamide (1 eq) and PCl5 (1.05 eq)

was dissolved in benzene at rt and stirred at this temperature for 0.5 h. Then, the reaction

mixture was refluxed for 6 h. The solvent was removed in vacuo and the crude product was

recrystallized from diethyl ether to afford 217 (up to 91%) as a solid.285

N-Tosylbenzimidoyl chloride (217a)

N-Benzamide (216a): Prepared from benzenesulfonamide (TsNH2) (3.42 g, 20 mmol, 1

eq), K2CO3 (6.9 g, 50 mmol, 2.5 eq) and benzene carbonic chloride (36. g, 26 mmol) in THF.

The reaction was performed according to the procedure mentioned above and white crystals of

N-tosylbenzamide (5.17 g, 18.8 mol, 94% yield) were obtained. Spectral data were consistent

with literature values.285

� 1H-NMR (CDCl3, 200 MHz): δ = 9.23 (s, 1 H), 8.11 - 8.00 (m, 2 H), 7.87 - 7.76 (m, 2

H), 7.58 - 7.50 (m, 1 H), 7.48 - 7.45 (m, 1 H), 7.44 - 7.40 (m, 1 H), 7.39 - 7.36 (m, 1 H),

7.36 - 7.30 (m, 1 H), 2.44 (s, 3 H).

� 13C-NMR (CDCl3, 50 MHz): δ = 164.3, 145.3, 135.4, 133.5, 131.1, 129.6, 128.9, 128.7,

127.8, 21.7.

N-Tosylbenzimidoyl chloride (217a): Synthesized from N-tosylbenzamide (2 g, 7.26

mmol, 1 eq) and PCl5 (1.59 g, 2.37 mmol, 1.05 eq) in benzene (25 mL). The crude product was

recrystallized from diethyl ether to afford 217a (1.94 g, 6.6 mmol, 91% yield) as a white solid.

Spectral data were consistent with literature values.285

� 1H-NMR (CDCl3, 200 MHz): δ = 8.05 - 7.94 (m, 2 H), 7.91 - 7.79 (m, 2 H), 7.59 -

7.44 (m, 1 H), 7.42 - 7.19 (m, 4 H), 2.37 (s, 3 H).

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� 13C-NMR (CDCl3, 50 MHz): δ = 144.5, 137.2, 134.7, 134.0, 130.2, 129.6, 128.7,

127.7, 21.7.

N-((4-Nitrophenyl)sulfonyl)benzimidoyl chloride (217b)

pp

p

2 3 52

N-Benzamide (216b): Prepared from benzenesulfonamide (pNsNH2) (1 g, 4.94 mmol, 1

eq), K2CO3 (1.707 g, 12.35 mmol, 2.5 eq) and benzene carbonic chloride (902.67 mg, 6.42

mmol, 1.3 eq) in THF. The reaction was performed according to the procedure mentioned above

and yellow crystals of N-tosylbenzamide (1.61 g, 5.25 mmol, 94% yield) were obtained.

� mp: 203 °C

� IR (KBr): 3291, 3213, 1937, 1704, 1530, 1452, 1352, 1238, 1173 1059, 1026, 836,

794, 736, 712, 682, 606, 558, 467.cm−1

.

� MS ESI: m/z 307 (M++H, 100%), 303 (10), 245 (15), 237 (20), 164 (40), 141 (45),

117 (60), 74 (40), 57 (45).

� HRMS (ESI): Calcd. for C13H11N2O2S: 307.3018, found: 307.3016.

� 1H-NMR (CDCl3, 200 MHz): δ = 8.85 (s, 1 H, Ar-CONH-SO2), 8.39 - 8.26 (m, 4 H,

ArH), 7.75 - 7.67 (m, 2 H, ArH), 7.61 - 7.49 (m, 1 H, ArH), 7.47 - 7.33 (m, 2 H,

ArH).

� 13C-NMR (CDCl3, 50 MHz): δ = 164.1 (Ar-CONH-SO2), 150.8 (ArC), 143.8 (ArC),

134.1 (ArC), 130.2 (ArCH), 129.2 (ArCH), 127.8 (ArCH), 124.2 (ArCH).

N-Nosylbenzimidoyl chloride (217b): Synthesized from N-nosylbenzamide (920 mg,

3.01 mmol, 1 eq) and PCl5 (657 mg, 3.154 mmol, 1.05 eq) in benzene (15 mL). The crude

product was recrystallized from diethyl ether to afford 217b (890 mg, 2.74 mmol, 91% yield) as

a slight yellow solid. The compound was used in the next step.

� 1H-NMR (CDCl3, 200 MHz): δ = 8.39 - 8.29 (m, 2 H, ArH), 8.22 - 8.11 (m, 2 H,

ArH), 8.05 - 7.93 (m, 2 H, ArH), 7.64 - 7.49 (m, 1 H, ArH), 7.45 - 7.30 (m, 2 H,

ArH).

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� 13C-NMR (CDCl3, 50 MHz): δ = 159.0 (Ar-C-Cl), 145.7 (ArC), 135.4 (ArC), 133.5

(ArC), 130.3 (ArCH), 129.0 (ArC), 128.9 (ArCH), 124.3. (ArCH)

General Procedure for the Synthesis of N-Sulfonyl Ketimine (219)

N-Benzimidoyl chloride (217) (1 eq), phenylboronic acid (1.2 eq), Na2CO3 (2.1 eq),

Ag2O (1.1 eq), PdCl2(PPh3)2 (1 mol%) and toluene (1.0 mol% solvent (water:toluene = 1:1000,

v/v) were combined and stirred at 30 °C. The reaction was monitored by TLC. The reaction

mixture was filtered and evaporated in vacuo and the residue was purified by FCC

(pentane:EtOAc, 15:1) to give the solid product 219 (up to 61% yield).

N-((4-Methoxyphenyl)(phenyl)methylene)-4-methylbenzenesulfonamide (219a)

N-Tosylbenzimidoyl chloride (217a) (293 mg, 1.0 mmol, 1 eq), phenylboronic acid (184

mg, 1.2 mmol, 1.2 eq), Na2CO3 (223 mg, 2.1 mmol, 2.1 eq), Ag2O (254 mg, 1.1 mmol, 1.1 eq),

PdCl2(PPh3)2 (7 mg, 1 mol%) and toluene (10 mL) were used to synthesize 219a as a white solid

(182 mg, 0.5 mmol, 50% yield). Spectral data were consistent with literature values.285

� 1H-NMR (CDCl3, 200 MHz): δ = 7.80 - 7.66 (m, 2 H), 7.57 - 7.47 (m, 2 H), 7.46 - 7.12

(m, 7 H), 6.86 - 6.75 (m, 2 H), 3.78 (s, 3 H), 2.35 (s, 3 H).

� 13C-NMR (CDCl3, 50 MHz): δ = 143.1, 138.9, 132.8, 129.3, 127.9, 127.2, 113.6, 55.5,

21.5.

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N-((4-Methoxyphenyl)(phenyl)methylene)-4-nitrobenzenesulfonamide (219b)

N-Nosylbenzimidoyl chloride 217b (250 mg, 0.77 mmol, 1 eq), phenylboronic acid (140

mg, 0.924 mmol, 1.2 eq), Na2CO3 (171 mg, 1.62 mmol, 2.1 eq), Ag2O (196 mg, 0.846 mmol,

1.1 eq), PdCl2(PPh3)2 (5.4 mg, 0.0077 mmol, 1 mol%) and toluene (10 mL) were used to

synthesize 219a as light yellw solid (186 mg, 0.47 mmol, 61% yield).

� mp: 135 °C

� IR (KBr): 3106, 2935, 2843, 2581, 1606, 1530, 1446, 1306, 1262, 1180, 921, 825,

732, 572, 471, 417 cm−1

.

� MS ESI: m/z : 397 (M++H,100%), 237 (5), 167 (8), 163 (10), 135 (22).

� HRMS (ESI): Calcd. for C20H17N2O5S [M+H]: 397.0858, found 397.0864.

� 1H-NMR (CDCl3, 400 MHz): δ = 8.35 - 8.30 (m, 2 H, ArH), 8.16 - 8.11 (m, 2 H,

ArH), 7.64 - 7.59 (m, 2 H, ArH), 7.58 - 7.43 (m, 5 H, ArH), 6.94 - 6.87 (m, J = 8.8

Hz, 2 H, ArH), 3.87 (s, 3 H, Ar-OCH3).

� 13C-NMR (CDCl3, 100 MHz): δ = 180.0 (ArC), 149.9 (ArC), 147.5 (ArC), 133.3

(ArC), 132.6 (ArCH), 129.0 (ArCH), 128.5 (ArCH), 128.2 (ArCH), 128.2 (ArCH),

127.9 (ArCH), 124.3 (ArC), 124.1 (ArCH), 114.0 (ArCH), 113.6 (ArCH), 55.7 (Ar-

OCH3).

3.11.5. Staudinger Reaction

General Procedure for the Synthesis of β-Lactams

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A zwitterion (10 mol%) was placed into a dry Schlenk flask and a dry organic solvent (2

mL) was added (Table 19-20). The suspension was cooled to −60 °C and a base (8-9 mol%) was

slowly added. The mixture was stirred for 1.5 h at −60 °C or 30 min at rt. Then, an imine (0.1

mmol) and a ketene (0.25 mmol) were added. The reaction was monitored by TLC. The reaction

mixture was applied to column chromatography on silica gel and the products were eluted with

1:8 ethyl acetate/petrol ether mixture to give the desired compounds as white solids (up to 99%

yield)277

3-Ethyl-1-(4-nitrophenylsulfonyl)-3-phenyl-4-(thiophen-2-yl)azetidin-2-one (213a)

From ketene 178 (38 µL, 0.25 mmol, 2.5 eq) and imine 212a (29.6 mg, 0.1 mmol, 1 eq)

in THF (1.5 mL) with 10 mol% 136a (4.76 mg, 0.01 mmol, 10 mol%) and base KHMDS (16µl,

0.008 mmol, 8 mol%) after stirring at –78 °C - −40 °C for 16 h as a white solid in 99% yield

(cis:trans 12:88) (entry 2, Table 19). Spectral data were consistent with literature values.277

trans-Isomer

� 1H-NMR (CDCl3, 200 MHz): δ = 8.34 (d, J = 9.2 Hz, 4 H).8.10 (d, J = 9.0 Hz, 2 H),

0.64 (t, J = 7.6 Hz, 3 H),5.53 (s, 1 H), 7.24-7.37 (m, 6 H), 7.04-7.11 (m, 2 H), 1.50-

1.68 (m, 1 H), 1.85-2.03 (m, 1 H).

� 13C-NMR (CDCl3, 50 MHz): δ = 168.2, 144.0, 137.1, 136.5, 129.2, 129.2, 128.2,

127.9, 127.5, 126.7, 126.2, 124.5, 68.3, 65.8, 27.6, 8.7.

cis-Isomer

� 1H-NMR (CDCl3, 200 MHz): δ = 8.25 (d, J = 9.04 Hz, 2 H),7.93 (d, J = 9.04 Hz, 2 H),

.25 (q, J = 8.0 Hz, 2 H),0.97 (t, J = 7.2 Hz, 3 H), 5.49 (s, 1 H), 6.73-6.75 (m, 2 H), 6.97-

7.04 (m, 3 H), 7.11-7.18 (m, 3 H).

� 13C-NMR (CDCl3, 50 MHz): δ = 167.2, 150.8, 144.4, 137.2, 134.5, 129.1, 128.9, 128.5,

127.9, 127.2, 126.4, 124.3, 70.5, 64.9, 32.3,9.3.

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3-Ethyl-3,4-diphenyl-1-tosylazetidin-2-one (213b)

From ketene 178 (38 µL, 0.25 mmol, 2.5 eq) and imine 212a (26 mg, 0.1 mmol, 1 eq) in

THF (1.5 mL) with 10 mol% 136a (4.8 mg, 0.01 mmol, 10 mol%) and base KHMDS (18 µL,

0.009 mmol, 9 mol%) after stirring at −40 °C for 20 h as a white solid in 86% yield (cis:trans

8:92) (entry 5, Table 19). Spectral data were consistent with literature values.277

trans-Isomer

� 1H-NMR (CDCl3, 200 MHz): δ = 7.93 - 7.76 (m, 2 H), 7.43 - 7.38 (m, 4 H), 7.38 -

7.24 (m, 7 H), 7.24 - 7.20 (m, 1 H), 5.18 (s, 1 H), 2.47 (s, 3 H), 1.83 - 1.61 (m, 1 H),

1.43 - 1.26 (m, 1 H), 0.61 (t, J = 1.0 Hz, 3 H).

� 13C-NMR (CDCl3, 50 MHz): δ = 167.7, 144.3, 136.8, 134.4, 128.8, 127.9, 127.7,

127.6, 126.7, 126.6, 126.1, 125.2, 68.4, 66.3, 25.8, 20.7, 7.6.

cis-Isomer

� 1H-NMR (CDCl3, 200 MHz): δ = 7.80 - 7.69 (m, 2 H), 7.32 (tt, J = 1.1, 1.6 Hz, 1 H),

7.15 - 6.99 (m, 6 H), 6.95 - 6.80 (m, 4 H), 5.08 (s, 1 H), 2.46 (s, 3 H), 2.21 - 2.07 (m,

2 H), 0.91 (t, J = 7.4 Hz, 3 H).

� 13C-NMR (CDCl3, 50 MHz): δ = 168.0, 145.1, 135.7, 129.7, 128.9, 128.3, 128.0,

127.9, 127.8, 127.7, 127.6, 127.3, 127.0, 69.8, 68.5, 31.9, 21.7, 9.1.

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3-Ethyl-1-(4-nitrophenylsulfonyl)-3,4-diphenylazetidin-2-one ) (213c)

From ketene 178 (38 µL, 0.25 mmol, 2.5 eq) and imine 212b (29.6 mg, 0.1 mmol, 1 eq)

in toluene (1.5 mL) with 10 mol% 139c (5.4 mg, 0.01 mmol, 10 mol%) and base LiHMDS

(10µl, 0.009 mmol, 9 mol%) after stirring at −40 °C for 24 h as a white solid in 30% yield

(cis:trans 20:80) (entry 7, Table 19). Spectral data were consistent with literature values.277

trans-Isomer:

� 1H-NMR (CDCl3, 200 MHz): δ = 8.34 (d, J = 8.98 Hz, 2 H), 8.12 (d, J = 8.9 Hz, 2

H), 7.44 - 7.21 (m, 10 H), 5.24 (s, 1 H), 1.89 - 1.64 (m, 1 H). 1.43 - 1.25 (m, 1 H),

0.57 (t, J = 7.4 Hz, 3 H).

� 13C-NMR (CDCl3, 50 MHz): δ = 168.6, 151.0, 143.9, 137.4, 133.4, 129.3, 129.2,

128.9, 128.1, 127.2, 126.2, 124.6, 69.9, 68.1, 27.1, 8.6.

cis-Isomer:

� 1H-NMR (CDCl3, 200 MHz): δ = 8.26 (d, J = 8.9 Hz, 2 H). 7.95 (d, J = 8.9 Hz, 2 H),

2.20 (q, J = 7.4 Hz, 2 H), 0.94 (t, J = 7.4 Hz, 3 H), 5.15 (s, 1 H), 7.16-6.94 (m, 6 H),

6.76 - 6.70 (m, 2 H), 6.91 – 6.82 (m, 2 H).

� 13C-NMR (CDCl3, 50 MHz): δ = 167.8, 150.8, 144.4, 134.5, 133.7, 129.0, 128.9,

128.3, 128.2, 128.2, 127.4, 127.2, 124.4, 70.2, 69.1, 32.6, 9.3.

1-(4-Nitrophenylsulfonyl)-3,3,4-triphenylazetidin-2-one (214b)

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224

From ketene 179 (39 µL, 0.2 mmol, 2 eq) and imine 212b (29.63 mg, 0.1 mmol, 1 eq) in

Et2O (1.5 mL) with 10 mol% 136b (5.4 mg, 0.01 mmol, 10 mol%) and base KHMDS (16 µL,

0.008 mmol, 8 mol%) after stirring at rt for 24 h as a white solid in 36% yield and 20% ee (entry

2, Table 20). HPLC (Chiralpack AD-H, 10% iPrOH/hexane, 1 mL/min): 20% ee, Rt 27.11 min

(major), 35.46 min (minor). Spectral data were consistent with literature values.277

� = +4.5 (c = 0.53, CH2Cl2).

� 1H-NMR (CDCl3, 200 MHz): δ = 5.86 (s, 1 H), 7.21 - 6.87 (m, 10 H), 7.48 – 7.28

(m, 5 H), 8.00 (d, J = 9.0 Hz, 2 H), 8.26 (d, J = 9.0 Hz, 2 H).

� 13C-NMR (CDCl3, 50 MHz): δ = 69.6, 73.3, 124.4, 126.9, 127.6, 127.8, 128.0,

128.3, 128.3, 129.0, 129.1, 129.2, 133.4, 135.6, 138.7, 143.9, 150.9, 166.7.

(S)-3,3,4-Triphenyl-1-tosylazetidin-2-one (214a)

From ketene 179 (25.25 mg, 0.13 mmol,1.3 eq) and imine 212c (26 mg, 0.1 mmol, 1 eq)

in Et2O (1.5 mL) with 10 mol% 136b (5.4 mg, 0.01 mmol, 10 mol%) and base KHMDS (18 µL,

0.009 mmol, 9 mol%) after stirring at rt for 24 h as a white solid in 51% yield and 85% ee (entry

1, Table 20). HPLC (Chiralpak AD-H, 10% iPrOH/hexane, 1 mL/min): 85% ee, Rt 8.63 min

(major), 15.43 min (minor). Spectral data were consistent with literature values.286

� = +24 (c = 0.35, CH2Cl2)

� 1H-NMR (CDCl3, 200 MHz): δ = 7.73 (d, J = 8.2 Hz, 2 H), 7.42 – 7.22 (m, 7 H),

7.14 - 6.88 (m, 10 H), 5.78 (s, 1 H), 2.42 (s, 3 H).

� 13C-NMR (CDCl3, 50 MHz): δ = 166.8, 143.3, 139.0, 135.8, 135.4, 133.9, 129.8,

128.9, 128.5, 128.0, 128.0, 127.9, 127.7, 127.2, 127.0, 72.8, 69.2, 21.7.

[ ]22

[ ]22

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2-(4-Nitrophenylsulfonyl)-3-phenyl-2-azaspiro[3.6]decan-1-one (214c)

Chiral amine 209 (10 mol%) was placed into a dry Schlenk flask and dry THF (2 mL)

was added. Then the base (9 mol%) was slowly added. The temperature was raised to 40 °C and

the mixture was stirred for 2.5 h. Thereafter it was cooled to –78 °C. Ketene (35 µL, 0.25 mmol,

2.5 eq) and imine (29 mg, 0.1 mmol, 1 eq) were added. The reaction mixture was stirred for 24 h

and the crude product was purified by FCC (diethyl ether/hexane, 1/8) giving the corresponding

lactone as a white solid (Table 21). Spectral data were consistent with literature values.277

� 1H-NMR (CDCl3, 200 MHz): δ = 8.38 (d, J = 8.8 Hz, 2 H), 8.12 (d, J = 8.8 Hz, 2 H),

7.33 – 7.11 (m, 5 H), 4.85 (s, 1 H), 1.72-2.02 (m, 2 H), 1.66 – 1.46 (m, 6 H), 1.38 –

1.06 (m, 4 H).

� 13C-NMR (CDCl3, 50 MHz): δ = 171.3, 151.0, 144.19, 134.1, 129.1, 129.0, 129.0,

127.1, 124.6, 70.5, 64.3, 35.4, 30.0, 29.1, 29.0, 23.7, 22.8.

3.11.6. TMSCN Addition to Aldehydes

3.11.6.1. TMSCN Addition to Aldehydes with Chiral Zwitterions

2-Phenyl-2-((trimethylsilyl)oxy)acetonitrile (225)

An aldehyde (50 µL, 0.49 mmol, 1 eq), TMSCN (123 µL, 0.98 mmol, 2 eq) and a

zwitterion (10 mol%) in a solvent (1 mL) were stirred under a flow of nitrogen. After

completion the product was purified by column chromatography (petrol ether/ethyl acetate, 9:1)

to give a slight yellow oil (Table 23). The spectral data were consistent with the literature.287

� 1H-NMR (CDCl3, 200 MHz): δ = 7.55 - 7.40 (m, 5 H), 5.53 (s, 1 H), 0.26 (s, 9 H).

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3.11.6.2. Derivatization of Cyanohydrins for HPLC

Cyano(phenyl)methyl acetate (225a)

To a solution of O-silylated cyanohydrin (1 mmol, 1 eq) in acetonitrile (1 mL) was

added acetic anhydride (2 mmol, 2 eq) and Sc(OTf)3 (1 mol%). The resulting solution was

stirred for 15 min at rt. The solvent was evaporated and the residue was purified by column

chromatography. Isolated yields were almost quantitative. Enantiomeric excess was measured

by chiral HPLC (Chiralcel OD-H, 10% iPrOH/hexane, 1 mL/min). Rt 13.8 min 15.7 min. The

spectral data were consistent with the literature.288

� 1H-NMR (CDCl3, 200 MHz): δ = 7.58 - 7.43 (m, 5 H), 6.42 (s, 1 H), 2.17 (s, 3 H).

3.11.6.3. TMSCN Addition to Aldehydes with Carbenes

2-Phenyl-2-((trimethylsilyl)oxy)acetonitrile (225)

A base (9 mol%) was added to the zwitterion 136a (23 mg, 0.049 mmol, 0.1 eq) in a dry

solvent (1 mL). After 1.5 h, benzaldehyde (50 µL, 0.49 mmol, 1 eq) and TMSCN (123 µL, 0.98

mmol, 2 eq) were added. After 48 h the crude product was columned (petrol ether/AcOEt, 9:1)

to give the expected product in quantitative yield (Table 25). The spectral data were consistent

with the literature.289

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227

3.11.7. TMSCF3 Addition to Aldehydes

To a solution of zwitterion (10 mol%) in (1.5 mL) of a solvent base (9 mol%) was added

and the solution was stirred for 5-16 h. After that, aldehyde (1 eq) and TMSCF3 (2 eq) were

added. The reaction was performed for 16 h at rt. Then, 2 N HCl (5 mL) was added and the

combined solution was stirred at rt until all the TMS protected intermediate converted to the

product. Water (30 mL) was added and the aqueous layer was extracted with CH2Cl2 (3x10 mL).

The combined organic layers were washed with brine (20 mL) and dried over anhydrous

Na2SO4. The solvent was removed under vacuum to give the crude product, which was purified

by FCC on silica gel (PE/EtOAc 20:1).

2,2,2-Trifluoro-1-phenylethanol (229a)

Synthesized from zwitterion 136a (23.4 mg, 0.049 mmol, 10 mol%), THF (1.5 mL), base

NaH (1.76 mg, 0.044 mmol, 9 mol%), benzaldehyde (52.6 mg, 0.49 mmol, 1 eq) and TMSCF3

(195.5 mg, 212 µL, 1.37 mmol, 2.8 eq). The reaction was stirred for 24 h at rt. Then, HCl (2N, 5

mL) was added and the combined solution was stirred at rt for 1 h. After workup, the crude

residue was purified by FCC on silica gel (PE/EtOAc 30:70) (86 mg, 0.38 mmol, 99.9% yield).

HPLC (Chiralcel OD-H, n-hexane/isopropanol 99:1, 1 mL/min). Rt 35.76 min and 41.43 min.

The spectral data were consistent with the literature.290

� 1H-NMR (CDCl3, 200 MHz): δ = 7.54 - 7.45 (m, 2 H), 7.45 - 7.38 (m, 4 H), 5.03 (q, J =

6.7 Hz, 1 H), 2.50 (br s, 2 H).

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2,2,2-Trifluoro-1-(naphthalen-2-yl)ethanol (229b)

Synthesized with zwitterion 136a (18,31 mg, 0.038 mmol, 10 mol%), THF (1.5 mL), the

base NaH (1.32 mg, 0.0346 mmol, 9 mol%), 2-naphthaldehyde (60 mg, 0.384 mmol, 1 eq) and

TMSCF3 ( 98.32 mg, 103 µL, 0,69 mmol, 1.8 eq). The reaction was stirred for 24 h at rt. Then

2N HCl (5 mL) was added and the combined solution was stirred at rt for 1 h. After workup the

crude residue was purified by FCC on silica gel (PE/EtOAc 20:1) (86 mg, 0.38 mmol, 99.9%

yield). HPLC (Chiralcel OD-H, n-hexane/isopropanol 90:10, 1 mL/min). Rt 10.54 min and 15.52

min. The spectral data were consistent with literature values.291

� 1H-NMR (CDCl3, 200 MHz): δ = 7.97 - 7.77 (m, 4 H), 7.60 - 7.41 (m, 3 H), 5.15 (dq,

J = 3.1, 6.6 Hz, 1 H), 2.73 (d, J = 4.0 Hz, 1 H).

� 13C-NMR (CDCl3, 50 MHz): δ = 133.8, 132.9, 131.2, 128.5, 128.2, 127.8, 127.4,

127.1, 126.9, 126.6, 124.3, 124.3, 121.5, 74.0, 73.3, 72.7, 72.1.

3.12. Zwitterion as Chiral Shift Reagents:

NMR Experiments with the Racemic compounds

The racemic compound (1 eq) and the corresponding zwitterion (2eq) were dissolved in

deuterated organic solvent and the 1H-NMR and

19F-NMR spectra were recorded at rt. For

results see Table 26-29.

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Page 277: New Chiral Carbene Precursors for Catalysis and Chiral - GBV

Sobia Tabassum

House No. 29/C, Street No. 2

Rachna Town, Ferozewala

Shahdara , Lahore, Pakistan

Date of Birth: December 01, 1977

Nationality:.Pakistani

+92 42 37963932

[email protected]

ORGANIC CHEMIST

Education

2007-9 April 2010, PhD, Clausthal University of Technology, Germany

PhD in Synthetic Organic chemistry, Topic: New Chiral Carbene Precursors for Catalysis and Chiral Recognition

Supervisor: Prof. Dr. René Wilhelm

2002-2007, M.Phil, International Center for Chemical and Biological Sciences, HEJ Research Institute of Chemistry,

University of Karachi, Pakistan

M.Phil in Natural Product Chemistry, Topic: Chemistry of Two Solanaceous Plants from Nigeria: Solanum erianthum D. Don

and Solanum torvum Sw

1999-2001, M.Sc, Chemistry (1st Division) University of the Punjab, Pakistan

Topic: Determination of Pesticide Residues in Water Samples by Using Solid Phase Extraction (SPE) and High Performance

Liquid Chromatography (HPLC)

1999-1997, B.Sc, Govt. College Karkhana Bazar Faisalabad, University of the Punjab, Pakistan

1997-1999, F.Sc, Govt. College Karkhana Bazar Faisalabad, Pakistan

Achievements/Awards

Overseas Scholarship Scheme for Ph.D studies in selected field, Scholarship awarded by Higher Education

Commission, Pakistan.

Merit Scholarship awarded by HEJ Research Institute of Chemistry, University of Karachi, M.Phil/Ph.D scholarship

Publications/Books/Posters

1. Solid Phase extraction and chromatographic determination of pesticide in water samples” Altaf Hussain, Sobia

Tabassum Pakistan Council for Research in Water Resources (March 2002) Strategies to address “Present and Future

Water quality issues.

2. Spirotorvoside: A New Steroidal-glycoside from Solanum torvum (Solanaceae) Muhammad Shaiq Ali, Sobia

Tabassum and Shakeel Ahmad, J. Chem. Soc. Pak., 2008, 30(3) 494-498.

3. “Solanaceae (The Potato Family)” Muhammad Shaiq Ali, Sobia Tabassum. Hamdard Medicus, 2007, 50(4).

4. Hindered Brønsted bases as Lewis Base Catalysts, Sobia Tabassum, Oksana Sereda, Peddiahgari Vasu Govardhana

Reddy and René Wilhelm . Org. Biomol. Chem., 2009, 7, 4009-4016.

5. Novel Enantiopure NHCs Derived From Camphor, P. Vasu Govardhana Reddy, Sobia Tabassum, Amélie Blanrue,

René Wilhelm, Chem. Comm., 2009, 5910-5912.

6. Novel Chiral Zwitterions as Versatile Chiral Shift Reagents Sobia Tabassum, Mazhar Amjad Gilani and René

Wilhelm (Manuscript in Preparation).

Book Chapter

1. Lewis Acid Organocatalysts. in: “AsymmetricOrganocatalysis”, Oksana Sereda, Sobia Tabassum, and René Wilhelm

Top. Curr. Chem. 2009, 291.

Poster Presentation

1. Synthesis of Novel Chiral NHCs and their Application as Lewis Base Catalysts Sobia Tabassum, Peddiahgari Vasu G.

R. and René Wilhelm, DAAD-Veranstaltung "Science meets industry–Catalysis in fundamental research and

industrial application", 16.-18. November 2008, Universität Heidelberg und BASF Ludwigshafen, Germany.

2. Synthesis of Novel Chiral NHCs and their Application as Catalysts Sobia Tabassum, Mazhar Amjad Gilani and René

Wilhelm DAAD-Veranstaltung "Science meets industry–Catalysis in fundamental research and industrial

application", 16.-18. November 2008, Universität Heidelberg und BASF Ludwigshafen, Germany.

Experience in Techniques/Instruments

Chromatographic Techniques (FCC, Chiral HPLC, GC), NMR (1D, 2D), UV, Mass Spectrometry, IR Spectroscopy.