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beyond the technology New software developed with South West Water Analytical Quality Control (AQC) data manipulation, charting and regulatory compliance reporting - Keith Huxford – Project Implementation Manager, CSols Ltd. www.csols.com Data Visualisation & Interpretation 21st November 2012 Chateau Impney Droitwich Spa, WR9 0BN

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Page 1: New software developed with South West Water - …csols.com/wordpress/wp-content/uploads/2012/11/CSols-AqcTools-for...Beyond the technology beyond the technology New software developed

Beyond the technology

beyond the technology

New software developed with South West Water

Analytical Quality Control

(AQC) data manipulation,

charting and regulatory

compliance reporting -

Keith Huxford – Project Implementation Manager, CSols Ltd.

www.csols.com Data Visualisation & Interpretation

21st November 2012 Chateau Impney Droitwich Spa, WR9 0BN

Page 2: New software developed with South West Water - …csols.com/wordpress/wp-content/uploads/2012/11/CSols-AqcTools-for...Beyond the technology beyond the technology New software developed

• About CSols

• Why does Quality Matter

• What is Analytical Control?

• Process Overview

• Previous Capabilities

• Project Scope & Milestones

• Final Product & Challenges

• AqcTools Software

• Summary

Contents

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About CSols

a laboratory systems integrator

we combine expertise, products,

services to help labs perform optimally

over 2 decades in business

interfaced 1000’s of instruments

installed handheld Remote Sampler

and BactiAnalyst enterprise systems

worked with 25 different LIMS

& IT systems

interfaced 10 different

chromatography data handling

systems

all industries, but particular focus on

water/environmental and hospital

laboratories

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Customers

Water & Environmental

Environment Agency

Northumbrian Water

Portsmouth Water

SEPA

Scottish Water

Severn Trent

South West Water

South East Water

Northern Ireland Water

Thames Water

SEPA

Veolia Water

Analytical Services

Alcontrol

ALS

Scientifics

LGC

Servaco

Chemtest

Eurofins

SGS

Intertek

Expro

Inspectorate

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Products and Services

Handheld Applications

Remote Sampler

for paperless external sample collection

BactiAnalyst

for automation in microbiology labs

Portable Worksheet Manager

PC Applications

Seamless Instrument Integration

Analytical Quality Control Charting

LabCache Laboratory Database

Implementation, consultancy & custom applications

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Why does quality matter?

Hubble space telescope!

CBs = chlorobiphenyls

OCPs = organochlorine

pesticides

New laboratories joined the

sample in 2003

Source: Wells, de Boer, Trends

in Analytical Chemistry, Vol.

25, No. 4, 2006.

• QA/QC improves

performance over time

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Costs of wrong data release

direct costs of fixing issue and restoring loss of

confidence / accreditations

indirect costs caused by incorrect trend

analysis, result in:

incorrect water protection measures

incorrect environmental remediation

measures

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Value of proper QA/QC

From measurements to measures

20% less underestimates

5 % less overestimates

%

Labs

%

Labs

30% below 20% above 10% below 15% above

Without QA/QC With QA/QC

Analysis step: Defining the Probabilities of Wrong Decisions

%

Labs

%

Labs

30% below 20% above 10% below 15% above

Without QA/QC With QA/QC

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Value of proper QA/QC

From measurements to measures

Data ‘feels right’ but pesticide analysis

data is incorrectly believed to be below

limit value

0

10

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60

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100

1998 2000 2002 2004 2006 2008 2010

Limit value

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Value of proper QA/QC

Incorrect data lead to this Water Framework

Directive ecological status map: it should

have been red!

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Value of proper QA/QC

From measurements to measures

Bad QA/QC – data wrong by a factor of 2!

0

20

40

60

80

100

1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010

Limit value

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Costs of Infringements

From measurements to measures France : €28 million financial sanction and a

€117,882 daily penalty payment for not

meeting the requirements of the Nitrate

directive

Spain : to pay €624,150 per year for every

1% of inshore bathing waters that continue

to fail to meet the quality standards set in

the Bathing Water Directive (European Court

penalty decision Brussels, 25 November 2003)

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Costs of Rejected Data

From measurements to measures

7000 inorganic results corresponds to 56M€

105000 organic results corresponds to 840 M€

Page 14: New software developed with South West Water - …csols.com/wordpress/wp-content/uploads/2012/11/CSols-AqcTools-for...Beyond the technology beyond the technology New software developed

What is AqcTools?

CSols software for improved monitoring

of instrument and analytical quality

performance

CSols developers understand the

industries and application – they are

not just LIMS configuration staff!

developed in collaboration with South

West Water, major water,

environmental and hospital

laboratories

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What does AqcTools do?

improves monitoring of instrument and

analytical quality performance

readily view charts and exceedances

provides a single standard networkable

solution for all laboratory tests

allows for audited exceptions handling and

reporting

allow managers to view long term trends or

provide historical charts for quality audit

purposes

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Routine Analysis of AQCs

the most effective way of monitoring an Instrument’s

performance is to regularly use Analytical Quality

Control (AQC) samples with independently verified or

known results:

once placed in an instrument / method AQCs are run at

regular intervals and can be used to flag discrete changes in

instrument performance leading to over or under reporting of

result values

whilst simple flagging against a target value is straightforward,

AqcTools let the user identify trends and use specific statistical

calculations and chart types

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AqcTools designed for analysts

Analysts want to be able to perform AQC statistical

analysis and chart data :

as soon as each instrument run is complete, so that the

AQCs can be correctly evaluated before releasing all

results (for QA/QC to review)

on the instrument workstation so there is no need to export

and carry the AQC results to a separate workstation

easily without having to navigate functions not relevant to

the AQC analysis

record all data as well as any decisions taken during the

interpretation for auditing and for further analysis.

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Configurable AqcTools options

can be standalone or linked to instruments

can be seamlessly integrated with LIMS /

LIS, Excel or other database systems

supports manual data entry eg

pH, taste, colour, suspended solids, micro etc.

can be used to import historical data

utilizes LabCache Oracle or Microsoft SQL

Server database

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Analytical Quality Control

What is Analytical Quality Control?

Analytical

Methods

How can we be confident that the results we send to

customers are accurate?

Sample

Certificate of

Analysis

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Analytical Methods

LIMS

Data transfer

Sample result verification

Randomly placed AQC

Standard

Batch of

Samples

Process Overview

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LIMS

Sample result verification

Sample results sent to

customers

AQC results verification

All results

checked and

verified

Process Overview

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Previous South West Water Capabilities

Surprisingly, many water testing laboratories are still

hand plotting AQC results.

• UKAS accreditation audit in 2010 highlighted critical

deficiencies in ability to monitor AQC performance

• From 2000 to 2010 the South West Water LIMS system

had very limited AQC charting functionality and

many charts were manually plotted in Excel

Chart of means - E coli on MLSB

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Date analysed

Mea

n C

FU

Mean CFU Mean = 41 LAL = 18 LWL = 26 UWL = 57 UAL = 64

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Essential functions of new charting software:

• Communicate with the LIMS system to retrieve live

AQC data

• Plot Shewhart charts displaying the Mean, 1 SD, 2

SD (warning limit) and 3SD (action limit)

Project Scope

• Ability to calculate relative standard deviation

and bias on any dataset at any time.

• Rule breaches are highlighted on the chart and

investigations associated with them

• Easy to recalculate and update chart limits at

any time with full audit facilities.

• Flexible high level and daily reporting functions

Page 24: New software developed with South West Water - …csols.com/wordpress/wp-content/uploads/2012/11/CSols-AqcTools-for...Beyond the technology beyond the technology New software developed

Project Milestones

June 2010 October 2010 November 2010 December 2010 January 2011

Laboratory awarded MCerts accreditation

UKAS audit identified problems with performance

reporting capabilities

No standard packages available that met requirements. Project scoped and sent to multiple solution providers

Only two providers proposed solutions, meetings held with

providers

CSOLS awarded contract to supply

software

April 2011 May – June

2011

July 2011 August 2011 October 2011

Requirements Agreed for Chemistry (V1.0)

Coding for Application Functionality

Conversion to work with Oracle

Requirements agreed for Microbiology (V2.0)

Onsite Testing

Project Design

Project Development

Nov – Dec 2011

Coding for Application Functionality

Jan 2012

Onsite Testing

End Jan 2012

V2.0 Released to SWW

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Chart can be viewed for any

user specified data range

Raw data and

rolling

calculations can

be easily

accessed

Rule failures are

flagged on the chart

and fully investigated

Final AqcTools Product

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Final Product

Chart limits can be updated

at any time using calculations

from any set of data. These

limits are also sent to LIMS

Several reports can be

incorporated to collate

data from all available

charts in an easy to

understand format

Page 27: New software developed with South West Water - …csols.com/wordpress/wp-content/uploads/2012/11/CSols-AqcTools-for...Beyond the technology beyond the technology New software developed

South West Water Challenges

Timescales: Only had one year to demonstrate to auditors

that they were able to effectively monitor AQC performance

Guidance: No consistent national AQC policy from UKAS.

Different Laboratories given different advice

Budgetary considerations

> Overcome by careful planning of time and resources, with the

project being given a high priority within the department

> Overcome by calling a meeting with all other water company

laboratories to discuss the differences in our policies with and aim to try

to find common ground and best practice

> Overcome by working with CSols to create a new commercial

product at reduced cost to SWW

> Overcome by creating a plan that would work for 80% of the

parameters and then taking each exception in turn to find a solution

Scope: Hundreds of Excel charts covering hundreds of

parameters, each with their own individual quirks

Page 28: New software developed with South West Water - …csols.com/wordpress/wp-content/uploads/2012/11/CSols-AqcTools-for...Beyond the technology beyond the technology New software developed

Benefits of using AqcTools software

easier and direct networkable viewing of AQC data

reduced analyst and QC effort needed to access

statistics and charting

reduced IT support costs, easier to support

transcription free analysis of data

optional seamless integration with LIMS or other

databases or Excel or Quality Analyst

saves time and money

satisfies the regulators

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CSols AqcTools Software - Main Menu

Information display area

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AqcTools Configurable Chart Window

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AqcTools Configurable Chart Limits

Ual Upper Action Limit (usually Mean+3 x Standard Deviation)

Uwl Upper Warning Limit (usually Mean+2 x Standard Deviation)

Usd Upper Standard Deviation (Mean+Standard Deviation)

Mean Average

Lsd Lower Standard Deviation (Mean+-Standard Deviation)

Lwl Lower Warning Limit (usually Mean-2 x Standard Deviation)

Lal Lower Action Limit (usually Mean+3 x Standard Deviation)

Page 32: New software developed with South West Water - …csols.com/wordpress/wp-content/uploads/2012/11/CSols-AqcTools-for...Beyond the technology beyond the technology New software developed

AqcTools Chart Limits

Where the data has

been subject to

changes in the released

values of the control

limits it is denoted on

the charts as a shift in

the control lines

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AqcTools Chart Types

By Batch Mean Chart + Individual Points

By Batch Individual Points

By Batch: Mean

By Day: Mean Chart + Individual Points

By Batch/#: Individual Points Chart

By Day/#: Individual Points Chart

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View Bad Data / Exception References

Show Bad Results When unticked the

chart is displayed

without any stars

denoting excluded

results.

Ticked Unticked

Show Exception

References

When unticked the

chart is displayed

without tag labels which

denote the exception

type i.e. ‚r’ or ‚d’

Ticked Unticked

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Spreadsheet view of extracted data

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Extracted dataset properties

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Dataset calculations

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Summary

AqcTools provides a convenient, cost effective

and dedicated mechanism for analysts to

perform those AQC statistical manipulations and

exceptions management/reporting required by

regulatory authorities

when combined with Links for LIMS, analysts get

very timely feedback on those subtle changes

that are effecting result quality so that poor

quality results are not released for use

resulting in faster, easier and better

quality of reporting of results

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Message for decision makers

From measurements to measures Data quality is far from trivial

But it avoids that you are at risk

Is it considered as a priority issue

within your area of responsibility ?

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A Final Word

Whoever observes an error and does

not take measures to correct it,

commits a second one!

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Any Questions?

CSols Ltd.

The Heath

Runcorn

Cheshire

WA7 4QX

UK

Tel +44 (0)1928 513535, Fax +44 (0)7006 061106

email: [email protected], web: www.csols.com

www.aqctools.co.uk

CSols Ltd is registered in England and Wales.

Company Registration Number 3918227. VAT Number 539 6933 95.