NGANHANG NHA mroc CQNGH~A xA HQI CHiJNGHiA~T NAMVItT NAM DOc lip - Tll do - H,nh phuc

S8:07/2017rrr-~ HaN9i, ngay 31 thang 7nam2017

mONGTUQuy dinh vS giam sat tieu huy tiSn khanS tIu tieu chuin 11m thong,

tiSn tIinh chi hru binh va tieu huy tien in hong, tIue hong~giiy in gin hong, kim lo,i clUctib.. hong

Can cu L~t Ngdn hang Nha nt/ae Vi?tNam ngay J6 thang 6ndm 2010;Can eu Nghi il/nh 86 16120!7IND-CP ng~ 1?10212017cUa Chlnh phu

quy ainh ehr}cnang, nhiim V¥, quyen han va co cdu t6 ehr}ccila Ngan hang Nhanuae Vi?tNam;

, ,Can eu Ngh] ilinh so 40/20121ND-CP ngay 02/512012 cua Chinh phu ve, . ,

nghi?p V¥ phd: hanh tien; bao quan; vtPt ehuyen tai slm quj va giiiy til co giatrong h? th6ng 1!ganhang NIta nuac, t6 ehuc tin dung va chi nMnh ngan hangnuaengooi,'

Theo ilJ-ngni cUa V¥ trutmg V¥Kihn todn n9i b9;, ,

Thong we Ngan -hangNha nwe Vi?tNam ban hanh Thong tu quy afnhv§ giam sat tieu hity ti§n /chong-autieu chuJn luu thong, tii." i/inh chi luu hanhva tieu hily tihz in hong, -aUehong, gi6y in.ti§nhong, kim IO(JiaUetiJn hang.

ChuangIQUY BJNH CHUNG

DiSn 1. Phfm vi m~u chinh

Thong tu nay quy dinh v8 -giam sat tieu huy uin khong du tieu chuAn luuthong, ti8n dinh chi 11mharm ~ Ngan hAng NhA wac Vi~t Nam va tieu huy ti8nin hong, duc hong, giAy in ti8n hong, kim lo~ duc ti8n hong ~ cac CCi sa in, ductf8n (gQitit la giam sat tieu huy ti8n). -

Dieu 2. Bai tuvng ap d1}ng

Cac dan vi trvc thuQc Ngan hang Nha nuac Vi~ Nam (gQi tit la Nganhang Nha nuae); cae CCI sa in, duc ti8n va cae t8 chuc, ea nhin co lien quan dBneong tac tieu huy ti8n; giam sat tieu huy ti8n.

DiSu 3. M1}cwch giam sat tieu huy tiSn

1. Dam bao cong tae tieu huy ti8n th\le hi~n dUng theo cac quy dinh cUaphap lu~t.

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2. Dam bao bi m~t va an tom tai san cua Nha mrcc trong qua trinh tieuhuytiBn.

3. Hoan thien cac quy dinh vB tieu huy tiBn khong du tieu chu!n hruthong, tiBndinh chi hru hanh, tiBnin hong, duc hong, giiy in tiBnhong, kim loai .duc tiBnh6ng cho phil hop vOiyeu c§u cua cong tac tieu huy tiBn.

BiSu 4. NQi dung giam sat tieu huy tiSn1._Vi~cgiam sat tieu huy tiBnkhOngdu tieu chuin hru thong, tiBn.dinh chi

1 hanh d .1- hi" +......kh" ki" dl. h ~ dl. khi .). kh" ........"uu tLW.l uqc w\lC- en ioU au em em c on mau en tien ong uutieuchuAnhru thong, tiBndinh chi hruhanh duQC-cit-buy thanh-phSli~u.

2. Viec giam sat tieu huy tiBn in h6ng, duc h6ng, giiy in tian h6ng, kimlo~ duc tiBnh6ng duqc th'gchien til khiu giao nl$1til kho Cllacac co sa in, ductiBnd@nkho cua HQidang tieu huy tiBncho dSnkhi tiBnin h6ng, duc hong, giAyin tiBnh6ng, kim lo~ duc tiBnh6ng duqc cit va huy thRnhphS li~u.

Ch1l'01lg nTO CHirc, ~M VV, QUYENH.;N

CiJAHQI BONG GIAM SAT TIEU HiJY TIEN

f)iSu 5. HQi dang giam sat tieu buy ~n1. HQi d8ng giam sat tieu huy tiBn khong du tieu chuAn luu thong, tien

dlnh chi hru hanh-vaH9i dang giam sat-tieu huy-tiSnin_h6ng, QUe hong, giiy intiBnh6ng, kim lo~ dUctiBnh6ng (gQitit 18.HQi dBng giam sat) do ThAng d8cNgan hang Nha nuac quySt dlnh th8.nhl~p.

2. HQi dAng giam sat h~t dQngtl1eonguyen tiC tiP trung dan eM, quy~tSinh thea da s8. Chu tich HQidBnggiam sat la ngum chiu tnlch nhi~m cu8i citngvBtom bQho~t dQnglien quan d@ngiam sat tieu huy uBn.

3.-HQi dAng giam -sat hQp-dinh Icy ho~c dQtmAt.theo Quy chS lam viecCllaHQidBnggiam sat.

4. T8 chuc HQi dang giam sat tieu huy tiBn khong du tieu chuAn lUllthong, tiBndinh chi luu hRnh

a) HQidBnggiam sat chungVv wang Vv KiSmtoan nQibQ:Chu tich HQidBng;Ph6 Vv truang V\1KiSm toan nQibQ:Ph6 Chu tich HQidBng;01 Lanh40 Chi C\leQuan tri ~ thrum ph6 He Chi Minh: Ph6 Chli tieh

HA·d).Q1 ong;01 Lanh 40 cApPhong thUQCVv KiSm toan nQibQ:Uy vien HQi dBng,

kiem thu IcyHQidAnggiam sat.b) Giam sat Cvm tieu huy phia-Bic (Kho tiBnTrung uong ~ H8.NQi):

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Ph6 Vu tnrong Vu Ki8m toan nQi bQ: Ph6 Chu tich HQi dAng, phu trachgiam sat Cum tieu huy phia B~c;

01 Lanh dao cApV\l (hoac cApPhong) thUQCVu Tai chinh - K8 toan: Uyvien;

01 Lanh ~o cAp Phong thUQCVu Ki8m toan nQi bQ: Uy vien HQi dAng,thu Icy HQi d8ng giam sat, kiem thu Icy giam sat Cum tieu huy phia B~c.

, ,c) Giam sat Cl)IIl tieu huy phia Nam (Kho tien Trung uong tai thanh pho

HA Chi Minh}:Lanhdao Chi C\lC_QU8.ntri t~ thanh ph3 H8 Chi Minh: Ph6 Chutich HQi

d8ng, phu trach giam sat Cum tieu huy phia Nam;01 Lanh dao Ngan hang Nha mroc chi nhanh thanh ph3 H8 Chi Minh: Uy

vien;

01 Lanh dao cAp Phong thUQCChi C\lCQuan tri ~i thanh ph3 H8 ChiMinh: Uy vien kiem thu kY giam sat C\lffi tieu huy phia Nam.

5. T6 chuc HQi d8ng giam sat tieu huy ti~n inhong, due hong, giAy in ti~nhong, kim lo~ due ti~n hong. ,

Pho VlJ wOng V\l KiBm.toan nQi bQ:Chli tich HQi dong giam-sat;01 Lanh d~o cApV\l (hoijc cApPhong) thUQCV\l Tai chlnh - Ke toan: -Uy

vien;

01 L-anh d~o cApPhong thUQCV\l KiSm toan-nQi bQ: Uy vien kiBm thu-IcyHQi d8ng giam sat.

Bifu-6. Nhi~m Vl}, quy~nh,n ellaHQi -dang giam- _sat1. Chu tn, ph3i hgp v6i V\l KiSm toan nQibQ trinh Th3ng d3c Ngan hang

Nha nuac (gQi tiit la Th3ng d3c) phe duy~t phuong an huy dQ~g, trung ~p congehtre cac dan vi quy diM ~i Khoan 1 Di~u 9 Thong tu nay tham gia T6 giupvi~c cho HQi d8ng giam sat.

2. T6 chuc giam sat tAt ca cae khau eua cong me tieu huy ti~ khong dutieu ehuAn luu thong, tien dinh chi luu hanh; ti~n in hong, duc hong, giAy in tienhong, kim lo~i duc tien hong thea quy diM~i Thong tu nay.

3. Phat hi~n tAn ~i, thi8u sot trong qua trinh tieu huy tien va de xuAt cacbi~n phap ngan ch~, sua chua kip thm; yeu cAu HQi d8ng tieu huy ti8n ~ngimg hanh vi vi ph~ quy diM v~ tieu huy ti~n, khong dam bao an toan rei sanho~c ki8n nght Th3ng d3c dinh chi dgt tieu huy trong wOng hgp co vi ph~nghiem trQng.

4. D8 nghi cac dan vi lien quan co hinh thuc Icy lu~t thich hqp ho~c d~nght xU ly d3i v6i cae ca nhan co hanh vi vi ph~ phap lu~t nhu: lQi d"mg, tham0, khong lam dUng trach nhi~m dS xay ra thAt thoat tm san trong cong tac tieuhuyti8n.

-HfI~

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5. T6 chirc t6ng k8t, danh gia va d8 xuAt hinh tlnrc khen thuong tronggiam sat tieu huy ti8n.. 6. Bao, cao ThBng dBc k8t q_mi giam sat tieu huy ti8n sau 15 ngay lam vi~c

ke illngay ket thuc dgt tieu huy tien,, , '

7. Bao quan, luu gift ho sa, tai li~u ve giam sat tieu huy tien thea quy

f)i~u 1. Nhi~m v-l}.,quy~n h,n ciia Chu tjeh Hi}i dAng giam sat

1.'Ban hanh Quy ch8 lam vi~c cua HQi dang giam sat.

2. Chi dao thuc hien nhiem vu, quyen han cua HQi dang giam sat thea quydinh tai Di8u 6 Thong tu nay; chiu trach nhiem tnroc ThBng dBc va phap lu~t v8giam sat tieu huy ti8n.

3. Phan cong nhiem vu cu th8 cho Ph6 Chu tich, Dy vien va T6 giup vi~ccua HQi dang giam sat.

4. D8 nghi ThBng dBc khen thuang dBi vm ca nhan., ~p the c6 thanh richtrong giam sat tieu huy ti8n.

5. B8 xuAttrlnh ThBng dB-chinh thilc Icy lu~t dBi v6inhling wOng hqp vipbliiIDquy djnh v8 tieu huy ti8n, giam _sattieu huy ti8n.

Jmu 8. Nhi~m vy., quy~n h\ln eua-Ph6 ehu tjeh,_Dy vien HQi dAng vathtr kY HQi aAng giam sat

1.Ph6 Chu tich HQi dang giam sat

-a) Ch~p hanh S\Iphan. cOng, chi d~o CllaChu tich -HQidbng giam sat.

b) Khi duQ'Cuy quy8n, Ph6 Chu tich thay m~t Chu tich chiu tracli nhi~mdi8u h8nh, chi d~o tom bQ cong vi~c cua HQi dang giam sat tieu huy ti8n.

2. Dy vien Hc}idang giam sat

a) Th\Ic hi~n nhi~m Vl) do Chu tich HQi d6ng giam sat giao, chiu trach, ,nhi~m truac Chu tich HQi dong giam sat ve cong vi~c duQ'cphan. congo

b) Kiem tra, giam sat va don dBc cac thanh vien T6 giup vi~c th\Ic hi~ndUng quy djnh.

3. Thu IcyHQi dang giam sat

a) Theo doi qua trinh giam sat tieu huy ti8n; tAng hqp sBli~u, l~p bao cao, '" ,day du, kip thm thea mau quy dinh~ Ph\ll\lc so 10, 11 Thong tunay.

b) Tham muu cho Chu tich HQi dang giam sat trong vi~c ph6i hgp vm caedan vi lien quan de xli ly nhling vAnd8 phat sinh trong giam sat tieu huy ti8n.

f)i~u 9. T8 ghip vi~e HQi aAng giam sat

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1. T8 giup viec HQi dAng giam sat (goi t~t la T8 &iupviec) gAm cac congchirc cua Ngan hang Nha mroc duQ'ctrung ~p thea quyet dinh cua Chu tich HQidAng giam sat T8 giup vi~c co T8 tnrong, T8 pho va cac thanh vien.

a) Giam sat Cum tieu huy phia B~c: chu y~u trung t~p cac cong chircthuQc Vu Kiem toan nQi bQ. Trong tnrong hop cAnthi~t se trung ~p cong chircthuQc Vu Tai chinh- K~ toan, C\lC Quan tri, Ngan hang Nha mnrc chi nhanhthanh ph8 Ha NQi.

b) Giam sat Cum tieu huy phia Nam: trung ~p cac cong chirc thuQc 'ChiC\lCQuan tri tai thrum ph5 H8 Chi Minh, ~gan hang Nha mroc chi nhanh thanhpha HA Chi Minh.

2. Cong chirc tham gia T8 giup vi~c phai co du phfun chAt, nang hrc, nbviing quy trlnh nghi~p V\l va cac quy diM ve cong mc tieu huy tien va giam sattieu huy tien.

3. Hang nam, ciin cu yeu cAu va dieu ki~n th\1Ct~, Chu tich HQi dAnggiam sat trinh Th8ng d8c phe duy~t sf:, IUQ'Ilgcong chuc trung ~p tham gia T6giup vi~c tir cac don vi quy dinh ~i Khoan 1DiBu nay. Thu truang don vi cocong chtrc duQ'c trung ~p girl Chu tich HQi dAng giam sat danh sach va ly lichtrich ngang cua cong chtrc duQ'ctrung ~p thea mdu ~ Ph\ll\IC s8 01 Thong tunay~

4. Nhi~m V\l, quyBn h~ Clla1'<1giup vi~c

a) chAp hanh S\l' phan cong, chi ~o va chiu trach nhi~m truac HQi dAnggiam sat vBcac cong vi~c duQ'cgiao.

b} TIVCti~p giam sat cae t6 nghi~p -V\l tieu My, -theo doi, ok b~t tinhhinb-giam sat tieu huy tiBn. Bao cao k8t qua giam sat cong tac tieu huy tiBn theadiM Icy hang mAn vOi Chu tich HQi dAnggiam sat thong qua thu kY giam sat ~icac Cvm tieu huy thea mau quy dinh t~i Ph\ll\lc s8 02,03,04,05, -06,07,08, 09Thong tu nay.

c) Khi phat hi~n nhUng hanh vi vi ph~ quy dinh ve cong mc tieu huy tiSnphai bao cao HQi dAng giam sat de xu ly kip thOi. TruOng hgp vi ph~ nghiemtrQng co nguy co xay ra thAt thoat, mAt an toan tai san, cAnco bi~n phap d~ h~ch~ t8n thAt tID san cua Nha nuac nhu: L~p bien ban ~ gift tang v~t vi ph~,ph8i hgp vOi HQi dAng tieu huy co bi~n phap ngan ch~,. xU ly kip thOi va baocao ngay vOi Chu tich HQi dAng giam sat.

d) L~p bien ban ~ ch6 d6i voo cac hanh vi vi ph~ quy dinh vB tieu huytiBn phat hi~n trong qua trlnh giam sat tieu huy tiBn va bao cao kip thOi cho HQidAnggiam sat.

f)i~u 10.Quy~nlqi eua nhfing ngU'o;tbam gia giam sat tieu buy ti~nCac thanh vien HQi dAng giam sat va T8 giup vi~c ngoai chS dQ tiBn

luong, ph\! cApluong do Nha nuac chi tra thea chS dQquy djnh con dUQ'chuang

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cac che dQphu cdp thea quy dinh d8i vei cong chirc tham gia cong tac tieu huy. .

tien.

ChtrO'Dgill

GIAM sAT TIEU HiJy TrEN KH6NG BUTIEU CHUAN LUlJTH6NG,TrEN BINH cat LUlJ IIANH

nol 11 GO' 't kiA ~~ h ~ tol kb" ~.. ti" h A Imeu .• lam sa em uem e 9n mau . len ong uU eu c uan trUthong, -ti~n dlnh chi hru hanh trtro-c khi Gmt vito tieu huy

HQi dang giam sat thuc hi~n giam sat ki~m dem chon mlu s8 tien trongkho cua HQi dang tieu huy vao ngay dAutien cua dot tieu huy.

Neu s8 tien direc chon mlu co tY l~ thira thieu khong virot 0,010/0.v8 m~t, ,,, ' ,gia tri, ho~c sO IUQ1lgto tien du tieu chuan hru thong khong vuot 0,5% ve soIUQ1lgto thi HQi dang giam sat cho phep tien hanh cong tac tieu huy tien.

TruOng hgp s8 tien dugc ki~m tra chQnmlu co tY l~ thira thieu vugt tY l~tren thi HQi dang giam sat l~p bien ban va de nghi HQi dang tieu huy tiep 1\lcth\lc hf~nki~m dem chQn mftu s8 tien kh&ng du tieu chuAn lUll thong va tiendinh chi luu hanh trong kho cliaHQ_idang tieu-huy (s8lugng ki~m d8m them dohai HQi dang th8ng nhdt quyet dirth). Neu s8 tien chQn mlu vln vugt tY l~ quydinh thlHQi dAng giam sat de-nghi HQi-dAng tieu huy ~ th<ri dung thvc hi~ncong mc tieu huy tien, dang thm bao cao va xin y kien chi d~o cua Th8ng d8c.

nol 12 GO' 't kiA ~~ tilvleu . lam sa em uem en

1. Giam sat vi~c giao, nh~ lien hang ngay tU kho cua HQi dang tieu huyden T6 ki~m dem thea quy dinh.

2. Giam sat vi~c chdp hanh quy dinh, quy trlnh ve ki~m dem, phan lo~itien khong au tieu chuftn hm thong, tien dinh chi luu hanh. Tdt ca cac wOnghgp dugc phat hi~n trong khau ki~m dem nhu: thira, thieu, lln lo~, tien gia, tiendu tieu chuAn luu thong phai l~p bien ban va xU ly thea quy diM Clla Ngan hangNhanu6c.

Trong ngay, s8 tien T6 ki~m dem khong ki~m dem het ho~c eta ki~m demnhung chua giao T6 c~t huy phai dugc niem phong, co du chii' kY cua cac thanhphArrthea quy dinh va girl l~i kho cua HQi dang tieu huy.

CuBi ngay, T6 wOng (ho~c T6 pho) T6 giam sat ki~m dem xac nh~ ketqua ki8m dSm thvc t8 tren bien ban do HQi dAng tieu huy l~p.

3. Trong qua trinh giam sat, neu cAn thiet, cong chuc giam sat co quyenyeu cAuki8m dem l~i d8i vOi tien eta ki~m dem trong ngay. D8i vm nhiing lo~tien tieu huy khong thvc hi~n ki~m dem 100%, trong qua trlnh kiem dem, neuk8t qua kiem dem phat hi~n thira, thieu, ldn lo~i ho~c co s8 tien du tieu chuAnluu thong tren t6ng s8 tien da kiem dem cua dgt tieu huy vugt qua tY 1~quy dinh

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tai BiSu 11 Thong tu nay thi cong chirc giam sat bao cao HQi dang giam sat, yeucAuHQi dang tieu huy tiSn tang tY 1~kiem dBmd6i voi Ioai tiSn co sai sot nhieu,

Di~u 13. Giam sat cit huy ti~n1. Giam sat giao, nh~ tiSn gifra TB kiem dBm, HQi dang tieu huy voi TB

cit huy tai kho tieu huy,

2. Th\TChi~n giam sat qua trinh su dung, v~ hanh may cit huy, dam baophB li~u tieu huy khong the khoi phuc de su dung nhu tien dum bAt Icy hinh tlnrc.n~o. Cu6i nga)" TB truOng_(ho~GTB {lho) TB giam sat cit huy xac nhan s6 tifulcat huy thuc te tren bien ban do HQi-dOng tieu huy l~p.

3. Giam sat s6 tiSn da giao TB cit huy nhung khong cit lniy het trongngay, dugc niem phong, co du chii Icy cua cac thanh phAn thea quy dinh va gUilai kho cua ~Qi- dong tieu huy.

D~u 14. Giam sat vi~e.chip hanh ni}iquy, quy eh~ lam vi~e trong cfutgme tieu huy ti~n

1. Giam sat vi~c thgc hi~n cac nQi quy, quy chB, quy trlnh nghi~p V1) trongcong tac tieu huy tiSn.

2. Giam sat cac ca nhan th\Tc-hi~nnhi~m V1) khi vao, rakhu V\ICtiBn hanhcong tile tieu huy tiSn pow -deo the, m~c trang ph\lC'"khongwi va cac trang bi DaOhQ lao dQng do HQi dang tieu huy trang cAp;khong mang tili san ca nhan vao nerilam vi~c. OOi v6i nhUng tIUemghgp khong cO nhi~m V\1 thgc hi~n cong mc ti-euhuy tiSn, n~u vao, ra phai- dugc sg cho phep b~g van ban -cua cAp co thAm

"quyen.

-3. Giam sat vi~c rna sB sach thea d5i trong cOngmc tieu huy tien; giam satvi~c kiem ke kho Clla HQi dang tieu huy hang thang trong thm gian th\Tc hi~ncong tac tieu huy tien.

~. Th\Tchi~n niem phong phong ki~rn dBm, phong cit huy trong gia nghi_giailao n8u dang bao quan tiSn.

Di~u 15. Giam sat, kiSm tra eong tac k~ toan tieu huy ti~ilGiam sat, kiem tra vi~c thea d5i, ghi chep, tAng hgp s6 li~u tieu huy cua

HQi dang tieu huy; kiem tra S\Tchinh xac, can d6i giiia s6li~u tren sA sach, baocao kBtoan va s8 li~u tieu huy th\ICt8.

Chuang IV, , A '"I' ,. .. ,., I. ~

GIAM SAT TIEU HUY TIEN IN HONG, DUC HONG, GIAYIN TIENHONG, KIM LO..;.IDUC TIEN HONG

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f)i~u 16. Giam sat giao nh,n ti~n in hong, due hong, giiy in ti~n hong,kimloai due ti~n hong

Giam sat vi~e giao nhan ti8n in hong, due hong, gi§.y in ti8n hong, kimloai due ti8n hong tir kho cua cac co sa in, due ti8n dSn kho cua HQi dAng tieuhuy ti8n, dAng thoi ki8m tra Sl)'kh6p dung v8 s6 lUQ11g,co e§.u thirc tS nh~p khoHQi dAng tieu huy voi s6 li~u thea quyet dinh cua Th6ng d6e.

f)i~u 17. Giam sat kiSm dSm ti~n in hong, due hong, giiy in ti~n hong,kim lo,i due ti~n hong

1. Giam sat vi~e giao nh~ ti8n--inhong, due hong, gi§.y in ti~n hong, kimloai due ti8n hong ghia kho cua HQi dAng tieu huy voi TB ki8m dSm va nguoclai,

2. Giam sat viec eh§.p hanh cac quy dinh ve ki8m dSm. Trong ngay, s6" , , ,. ., ,.tien in hong, due hong, giay in tien hong, kim loai due tien hong To kiem demkhong ki8m dSm hSt ho~e da: ki8m dSm nhung chua giao TB e~t huy thi phaiduqe niem phong va girl l~i kho eua HQi dAng tieu huy.

3. Trong qua trlnh giam sat, nSu e§n thiSt, eong ehue giam sat co the yeud.u ki8m dSm l~L T§.t ea cae wang hqp duqe pMt hl~n trong khau kiem dSmnhu thua_,thiSu, lfut lo~ phai l~p-bien ban va xu ly thea quy djnh eua Ngan hangNhanuae.

Cu6i ngay, T8-trulmg (ho-~eTB pho) 'fA giam sat l&m-dSm xae nh~ k~tqua k18m dSm tren bien ban do HQi dAng tieu huy l~p..

f)i~u 18. Giam sat cit huy ti~nmhong, dUe bong, giiy in ti~n hong, kimlo,i due ti~n hong

L Giam sat vi~e giao nh~ tien in nang, due hong, gi§.y in tien hong~ kimlo~ due tien hong tir kho eua HQi d6ng tieu huy, TB ki8m dSm dSn TA cit huy vanguqel~.

2. Giam sat vi~e thl)'C hi~n e~t huy thea dUng quy dinh ve tieu huy ti8n inhong, due hong, gi§.y in tien hong, kim lo~i due tien hong, dam bao phS li~u tieuhuy khong th8 khoi phl)e nhu tr~g thai ban <tAuduo; bAt Icy hinh thue nao.

3. Giam sat ea nhan th\le hi~n nhi~m V\l tieu huy tien khi vao, ra khu V\letieu hUy.

4. Giam sat s6 tien in hong, due hong, gi§.y in tien hong, kim lo~ due tienhong da:giao TB e~t huy nhung khong e~t huy het trong ngay, duqe niem phong,co du chit kY eua cae thanh ph§n thea quy dinh va gfri l~ kho eua HQi dAng tieuhuy.

CuBi ngay, TB truOng (ho~e TB pho) TB giam sat e~t huy xae nh~ s6 tienda:e~t huy thl)'e tS tren bien ban do HQi dAng tieu huy l~p.

f)i~u 19. Giam sat vi~e chip hllDhnQi~uy, quy cbS lam vi~ trong eongtae tieu huy ti~n in hong, due hong, giiy in tien hong, kim lo,i due ti~n hong

.. . 9

1. Giam sat vi~c thirc hien nQi quy, quy ch~, quy trinh nghiep vu trol}gcong tac tieu huy ti@nin hong, duc hong, giAy in ti@nhong, kim Ioai due tienhong.

2. Ki8m tra cac ca nhan thuc hien nhiem vu khi vao, ra khu vue tieu huyphai deo the, m~c trang phuc khong tui va cac trang hi bao hQ lao dQng do HQidBng tieu huy trang cAp;khong mang thea tai san ca nhan vao noi lam vi~c. Daivoi nhtrng wang hQ'Pkhong co nhiem vu thirc hi~n cong tac tieu huy, n~u vao,ra phai diroc su cho. phep b~ van ban cua cApco thfun quyen..

3. Giam sat vi~c rno s6 sach theo doi cac khau cua cong tac tieu huy tiBn.

4. Thuc hi~n niem phong kho cua HQi dang tieu huy, phong ki8rn d~m vaphong c&thuy trong gia nghi giai lao n~u dang bao quan ti@n.

DiSu 20. Giam sat eong me k~ toan tieu buy tiSn in bong, due bong, _giiyin tiSn hong, kim lo,i due tiSn bong

., ,Gifun sat vi~c thea d5i, ghi chep, tong hgp so li~u tieu huy tien in hong,

duc hong, giAy in tiBn hong, kim lo~i duc tiBn hong cua HQi dAng tieu huy; xacnh~ S\l chinh xac, can dAi gilia sA li~u tren s6 sach, bao cao k~ to8.o va sA li~utieu huy thvc t~.

CbllO'DgVTRACH~M CllA cAc f){JNVJ LIEN QUAN

D·l 22 V Ki;{ t' "'.b'"leu . \I em oan n91 91. Hang nam, l~p va trinhThAng dAck8 ho~ch giam sat tieu huy ti@n.

2. Chu tri, phAi hQ'Pvo; cac don vi lien quan th\lC hl~n giarn sat tieu huyti8n thea quy djnh ~i Thong tu nay.

3. T6ng hgp, bao cao ThAng dAck~t qua cong mc giarn sat tieu My ti@n.

DiSu 22. eye Pbat banb va Kho guy

1. Hang nam, girl V\l Ki8m toan nQi bQ k~ ho~ch tieu hUy tiBn khong dutieu chudn lUll thong, ti@ndinh chi luu h8.nh duQ'c ThAng dAc phe duy~t vanhling tili li~u lien quan d~n vi~c tri8n khai tieu huy ti@n.

2. Phai hgp vo; HQi dAng giam sat va HQi dAng tieu huy thvc hi~n congmc tieu huy thea quy djnh.

3. Cung cAp tai li~u va cac phuong ti~n lam vi~c ph\lc V\l cong mc giam'\ '\ " .

sat tieu huy tien cho HQi dong gifun sat tieu huy tien khong du tieu chuan luuthong, ti@ndinh chi luu hanh.

4. C\lCPhat hanh va Kho quy (ho~c Chi C\lCPhat hanh va Kho quy dAiv6iC\un phia Nam) lam dAu rnAi th\fC hi~n vi~c thanh quySt tooo va ~ch to8.o cackhoan thu, chi ph\lc V\l cong mc tieu huy ti@nthea chS dQquy dinh.

DiSu 23. Vy. T8 ehu-e can bQ

i(

F

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10

Thirc hi~n cac thu tuc cu cong chirc tham gia HQi d8ng giam sat, trinhThong d6e han hanh quyet dinh Thanh I~p HQi d8ng giam sat thea quy dinh taiThong tu nay.

Di~u 24. Cae co sO-in, due ti~n, " " .1. Phoi hop voi HQi dong giam sat va HQi dong tieu huy thuc hien cong

tac tieu huy ti8n in hong, due hong, gidy in ti8n hong, kim loai due ti8n hongthea quy dinh,

2~Cung cAp ill li~u va cac phuong ~ hun viec dn thi~t thea yeu cAucua HQi-d8ng giam sat; chAphanh cac quy~t dinh cua HQid8ng giam sat v~ dinhchi nhtmg viec lamkhong dung quy dinh trong cong tac tieu huy ti8n co th8 d§nd~n thftt thoat, khong an toan v8 tai san va dinh chi eong tac tieu huy ti8n trongtnrong hgp co nhling vi ph~ nghiem trQng.

3. T6 chuc him quan, co hi~n phap xu Iy d6i v6i. ph~ li~u tieu huy do HQid8ng tieu huy han giao.

4. Trong qua trinh ki8m d~m ho~c giao nh~ xay ra thila, thi~u ti8n inhong, duc hong, gidy in ti8n hong, kim lo~ duc ti8n hong, cac co ~ain, duc ti8nco trach ~m tim ra nguyen nban_ va hi~n phap xU Iy c\l1h8 d8i v6i. sa ti8nthila, thi~u, hao cao HQi dc3nggiam sat v8 k~t qua xU lY. Thgc hi~n k~-tmm, ghichep k~t qua tieu huy dAydu, kip iliOi, chinh xac thea quy d'}nh.

f)i~u 25. HQi dang -tieuhUy1. ~Qi dBn~ tieu huy girl HQi dAn§ giam sat quy& -dinh cua Th8ng d8c v8

tieu luiy tien, quyet dinh Thanh I~p HQi dOng tieu huy, danh sach thanh vien thamgia cong -tac tieu huy ti8n va phan cong nhi~m V\l cua cac thanh vien tham giacong tac tieu hUy ti8n.

2. T6 chuc th\!'c hi~n cong mc tieu huy ti8n thea quy djnh eua Ngan hangNha nwe va chiu sv giam sat CllaHQi dang giam sat theo quy djnh 4li Thong tunay.

3.' T6 ChUChao qU8.n,giao nh~ an toan ti8n khong du tieu chuAn luuthong, ti8n dinh chi hm hanh va ti8n in hong, due hong, gifty in ti8n hong, kimlo~i duc ti8n hong trong qua trinh tieu huy.

4. K~t thuc dQi tieu huy, cac HQi dang tieu huy gUi hao cao k~t qua congtac tieu huy ti8n cho Chu tich HQi dang giam sat.

. Di~u 26. Traeh nhi~m ella eae dO'Dvi lien quanV\l Ki8m toan nQi hQ, V\l Tai chinh - K~ toan, C\lCQuan tri, N~an hang

Nha nuac chi nhanh Thanh ph8 Ha NQi, Chi C\lCQuan tri 4li th8nh pho HB ChiMinh va N~an hang Nha nuac chi nhanh Thanhph8 H8 Chi Minh co trach nhi~mh6 tri du so luqng cong chuc tham gia HQi dang giam sat va T6 giup vi~e HQidAng giam sat.

11

Chuang VI.. .. ,DIEU KHOAN THI HANH.

DiSu 27. Hi~u Jl}'C thi hanhLThong tu nay co hieu luc thi hanh til ngay 01 thang 01 nam 20182. Thong tu sB 29/2012!IT-NHNN ngay 16/10/2012 cua Thong dBc Ngan

hang Nha mroc quy dinh v8 giam sat tieu huy ti8n khong du tieu ehuAn hruthong, ti8n-dinh chi hru hanh va tieu huy -ti8n in hong, duc hong, giAy in ti8nhong, kim loai due ti8n hong h8t hi~u Ive k~ til ngay Thong tu nay co hi~u hrcthi hanh,

DiSu 28. TA chuc thl1c hi~n

1. Vu Ki8m toan nQi bQ lam dAumBi phBi hop voi cac don vi t6 chirc tri8nkhai, dOn dBc, ki8m tra th\lC hien Thong tu nay. .

2. Chanh Van phong, Cue tnrong Cue Phat hanh va Kho quy, Chi cuetnrong Chi C1)CPhat hanh va Kho quy, Cue wang Cue Quan tri, Chi C\lC tnrongChi cue QuArt tri ~i thimh phB H6 Chi Minh, Ngan hang Nha nuoe chi nhanhthanh phB Ha NQi, Ngan hang Nha nuoe chi nhanh thimh phB H6 Chi Minh, Thutrucrng cae don vi lien quan thuQc Ngful hang Nha nuoe; Chu tich HQi d6ngth8.nhvien, T6ng Giam-dBc Nha may In ti~n QuBe gia va Giam dBc eae-cO'-sOin,duc ti8n chiu trach nhi~m thi h8nh Thong tu nay.l.&t---

NlIi nh9n: t..- NhuDiSU 28;- Ban tanh40NHNN;- Van phong Chinh phli;- BQTu Phap;- Congbao~- C6ng thong tin di~nni Chinh phU;- C6ng thong tin di~nni NHNN;- Luu: VP, PC, KlNB (9 ban).

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