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Non-Resident Indian Equity Investment Services

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Page 1: Non-Resident Indian - Reliance Securities list of documents for Trading and Demat List Of Documents To Be Submitted By NRI Client ... Contact Us: ISO 9001:2008:

Non-Resident IndianEquity Investment Services

Page 2: Non-Resident Indian - Reliance Securities list of documents for Trading and Demat List Of Documents To Be Submitted By NRI Client ... Contact Us: ISO 9001:2008:

Growth potential of BRIC countries is much higher compared to developed countries.

India has become the investment hotspot for global money. The key

strength of the economy is huge Domestic consumption & not total

dependence on Export. That makes India a unique investment

opportunity independent of economies in developed world. Top fund

managers, investors and analysts are optimistic on long term, domestic

demand driven growth story of India, supported with valuations and

financial market outperformance.

Many Indian companies have been posting record profits and some

paying out high dividends. Regulations today make it easier for foreign

residents to buy stocks on the Indian stock exchanges.

Reliance Securities Offerings for NRI’s

Reliance Securities Ltd (RSL) with its extensive market reach,

experience and cutting edge technology platforms, provides the perfect

vehicle for you to invest and benefit from Indian markets.

Reliance is glad to introduce competitive NRI products, supported by a

dedicated NRI investment team to cater to your investment needs.

All Non Resident Indians - NRI / PIO (except minors) residing in Gulf Co-

operation Council (GCC) countries of United Arab Emirates, Saudi

Arabia, Bahrain, Kuwait, Oman and Qatar can avail of our NRI services.

Background

Page 3: Non-Resident Indian - Reliance Securities list of documents for Trading and Demat List Of Documents To Be Submitted By NRI Client ... Contact Us: ISO 9001:2008:

Our offerings for NRI clients:

Cash & Carry (CNC)

Regular Stock Purchase Plan (RSP Plan)

After Market Orders (AMO)

InstaXpress Trading Platform

InstaPlus Trading Platform

Call & Trade Desk

Specialized Dealing Desk

Research on SMS

Confirmation of Trade

Secured Login

Portfolio Tracking

Unique Selling Proposition

Customer can buy delivery on the basis of the Cash available in the PINS Bank account; Customer can sell delivery on basis of the Demat holding available with RSL.

A Systematic Investment Plan through which a customer can regularly invest in the stock market by a onetime setting.

Provides the convenience of placing orders, when market is closed; irrespective of time zones.

EXE based platform with Latest state of the art technology for high frequency traders with response time at lightning fast speed.

A Browser based platform with live streaming and non-streaming quotes.

Clients can avail Call & Trade desk to place their orders.

A dedicated dealing desk for NRI clients available, in case clients require any dealing support.

A customer can avail Research SMS facility on his Indian mobile number with an additional subscription charge.

Confirmation of trades via daily ECN e-mailer and on SMS (Indian Mobile no) for previous trading section’s net debit/credit amounts, for seamless track of the amounts due.

Secured Login with additional 3rd level security feature of the security token.

Feature to track your Portfolio online.

USP of RSL, is a common trading platform with trading and Risk management on real time basis.

Page 4: Non-Resident Indian - Reliance Securities list of documents for Trading and Demat List Of Documents To Be Submitted By NRI Client ... Contact Us: ISO 9001:2008:

Types of Accounts to be Opened

Trading And Demat Account

NRI Trading Account with Reliance Securities (for trading on NSE/BSE).

NRI Demat Account with Reliance Securities (for holding deliveries).

NRE PINS Bank Account with Yes Bank or Axis Bank (for Fund pay-in / pay-out transactions in RSL).

With the NRE PINS bank account, NRI can execute the transaction mentioned in the following table.

Bank Account

Bank Account Remarks Equity Investments Futures & Options Type through secondary Investments through (offline) through

market (BSE/NSE) secondary market exchange*

IPO Mutual Funds Mutual Funds

NRE- PINS Account with X X X üRepatriation Benefits

ü

üFunds Transactions Allowed in bank account as per RBI & SEBI guidelines

X Funds Transactions Not allowed in bank account as per RBI & SEBI guidelines

* Subject to RBI approval, RBI clarity awaited

Note: NRI can select only one authorized dealer bank for the purpose of investments under portfolio investment scheme (PINS) and route the transactions through the branch designated by the authorized dealer bank. Currently RSL has exclusive tie-up with Yes Bank and Axis bank for settling transactions. NRI clients can open NRE-PINS bank account with any of these banks. If NRI customer already has NRE PINS bank account with any of these banks then he/she can approach RSL with his bank details for opening Trading & Demat account.

Page 5: Non-Resident Indian - Reliance Securities list of documents for Trading and Demat List Of Documents To Be Submitted By NRI Client ... Contact Us: ISO 9001:2008:

Acceptable list of documents for Trading and DematList Of Documents To Be Submitted By NRI Client (Self Attested Copies Required)

PAN Card

Original Valid Portfolio Investment Scheme (PIS) approval

Mandatory Valid Passport

* In case of Indian Passport along with copy of Valid visa

* In case of Foreign passport along with PIO / OCI card

Passport size Photograph signed across the face

Valid Passport (Name, Address, Photo Page)

Unique Identification Number (UID) (Aadhaar)

Proof of Identity Valid Driving License (Name, Address, Photo)

(Any One) Voter ID (front and back)

PAN Card

Valid Foreign Passport along with PIO / OCI card (Address Page)

Proof of Foreign Address Overseas Bank statement/ pass book (not exceeding 3 months)

(Any One) Overseas Banker's Certificate on the letter head of the Bank containing foreign address (original)

Valid Foreign Driving License (Address)

Foreign Government issued ID Card

Valid Passport (Address Page)

Valid Driving License (Address)

Voter ID (front and back)

Proof of Indian Address Residence landline telephone bill (not exceeding 3 months)

(Any One) Utility bill (gas/ electricity) (not exceeding 3 months)

Bank pass book/ account statement (not exceeding 2 months)

Banker's Certificate on the letter head of the Bank containing address (original)

Title deeds of the property duly registered and stamped

Registered Lease deed / Sale agreement (duly stamped)

Bank Statement / Bank Passbook with cheque leaf (not exceeding 3 months, seal & signature of Bank Official)

Bank Proof Banker's Certificate on the letter head of the Bank (original)

(Any One) Cancelled Personalized Cheque leaf

Declaration Declaration of non solicitation

Page 6: Non-Resident Indian - Reliance Securities list of documents for Trading and Demat List Of Documents To Be Submitted By NRI Client ... Contact Us: ISO 9001:2008:

For Application Form Download:

For NRI Trading & Demat account

www.rsec.co.in Customer Service Downloads

Trading & Demat Account (with Reliance Securities Ltd.)

Opening Form - Individual

For NRE-PINS Bank account with Yes Bank or Axis Bank-

opening form,

visit our website:

Please refer to the bank website or write to us for

assistance.

>> >> >>

List of Cheques to be submitted:

Application Processing Charges-RSL

Account Opening PINS account- YES Bank / AXIS Bank

Favoring: Reliance Securities Ltd

Amounting: ` 3500/-*

Please refer to the instructions of the bank.

* Application Processing Charges

` 2500/- and AMC 1000/-

For First 3 Financial Years.

`

Page 7: Non-Resident Indian - Reliance Securities list of documents for Trading and Demat List Of Documents To Be Submitted By NRI Client ... Contact Us: ISO 9001:2008:

Brokerage & Demat charges:

Trading Segment Brokerage Charge

Delivery Trades* 0.75% Of Trade Value On Both Sides

Intraday Trades Not Applicable

Futures* Currently Not Offered

Options* Currently Not Offered

RSL DP AMC Charges ̀

RSL DP Transaction Charges (` 25 Per ISIN) Waived Off

RSL Dematerialization Charges Waived Off

Custody Charges Nil

InstaXpress Trading Platform Charges Currently Waived Off

1000/- For First 3 Financial Years.

*Other statutory levies as applicable

Page 8: Non-Resident Indian - Reliance Securities list of documents for Trading and Demat List Of Documents To Be Submitted By NRI Client ... Contact Us: ISO 9001:2008:

NRI Helpdesk & Available between 9:30am to 5:30pm IST on Monday to FridaySales Queries: (except all Indian National Holidays)

[email protected] or call at 0091-22 33201301

Contact Us:

ISO 9001:2008: Reliance Securities Limited holds a certificate issued by BSI Management System India Pvt. Ltd to the effect that it operates a Quality Management System that complies with the requirements of ISO 9001:2008 for providing equity & equity derivative trading services through online trading system. Registered Office: Reliance Securities Limited, 11th Floor, R-Tech IT Park, Western Express Highway, Goregaon (East), Mumbai - 400063. Tel: +91 22 3320 1212. (NSE SEBI Registration Number: INB / INF / INE 231234833; BSE SEBI Registration Number: INB / INF / INE 011234839)