nucleophilic substitution reactions part 1

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NUCLEOPHILIC SUBSTITUTION REACTIONS Part 1 CHEM 2101 Module 6 Susan Morante

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NUCLEOPHILIC SUBSTITUTION REACTIONS Part 1. CHEM 2101 Module 6 Susan Morante. 1. Some Definitions. Nucleophile (symbol Nu): Electrophile (symbol E): Leaving Group (symbol L): R Group (symbol R):. 2. The General Reaction. Nu:¯+R – L  Nu – R +:L¯ - PowerPoint PPT Presentation

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Page 1: NUCLEOPHILIC SUBSTITUTION REACTIONS Part 1

NUCLEOPHILIC SUBSTITUTION REACTIONS

Part 1CHEM 2101

Module 6

Susan Morante

Page 2: NUCLEOPHILIC SUBSTITUTION REACTIONS Part 1

1. Some Definitions

• Nucleophile (symbol Nu):

• Electrophile (symbol E):

• Leaving Group (symbol L):

• R Group (symbol R):

Page 3: NUCLEOPHILIC SUBSTITUTION REACTIONS Part 1

2. The General Reaction

Nu:¯ + R – L Nu – R +:L¯

• Example of an R – L (a substrate):

Page 4: NUCLEOPHILIC SUBSTITUTION REACTIONS Part 1

2. The General Reaction

– C is sp3 hybridized (tetrahedral)– Cl is more electronegative than C making the

C electrophilic and the C-Cl bond polar– Nu is attracted to the electron-deficient site

and becomes bonded to it in the product

Page 5: NUCLEOPHILIC SUBSTITUTION REACTIONS Part 1

2. The General Reaction

• In general, we use Nu:¯ to indicate a strong Nucleophile and Nu: (without the negative charge) to indicate a weak Nucleophile

• Halides are the most common leaving groups in substrates used for Nucleophilic substitution reactions

• We can use alkyl halides as examples to explore some more terminology

Page 6: NUCLEOPHILIC SUBSTITUTION REACTIONS Part 1

2. The General Reaction

Type of substrate

Explanation Example

Methyl Leaving group attached to methyl group CH3Cl

Primary Leaving group attached to primary carbon Cl

Page 7: NUCLEOPHILIC SUBSTITUTION REACTIONS Part 1

2. The General Reaction

Type of substrate

Explanation Example

Secondary Leaving group attached to secondary carbon

Tertiary Leaving group attached to tertiary carbon

Cl

Cl

Page 8: NUCLEOPHILIC SUBSTITUTION REACTIONS Part 1

2. The General Reaction

Type of substrate

Explanation Example

Allylic Leaving group attached to a carbon (primary, secondary or tertiary) that is adjacent to a pi bond or pi system

Aryl Leaving group is attached to a benzene ring

ClCl Cl

1o 2o3o

Cl

Page 9: NUCLEOPHILIC SUBSTITUTION REACTIONS Part 1

2. The General Reaction

Type of substrate

Explanation Example

Vinylic Leaving group attached to a carbon that is part of a double bond

Benzylic Leaving group attached to a carbon (primary, secondary or tertiary) that is attached to a benzene ring

Cl

Cl

Cl

R

Cl

R

R'

Page 10: NUCLEOPHILIC SUBSTITUTION REACTIONS Part 1

2. The General Reaction

• There are two possible mechanisms for the substitution reaction which will be discussed in detail later in these notes– Bimolecular Nucleophilic substitution (SN2)

– Unimolecular Nucleophilic substitution (SN1)

Page 11: NUCLEOPHILIC SUBSTITUTION REACTIONS Part 1

3. Possible Stereochemistry of Substitution Reactions

• Retention of configuration:

– Not usually seen• inversion of

configuration:– seen in all SN2

reactions involving chiral reactants and products

• racemization– seen in all SN1

reactions involving chiral reactants and products

Page 12: NUCLEOPHILIC SUBSTITUTION REACTIONS Part 1

4. Bimolecular Nucleophilic substitution (SN2)

• Generic Reaction:

Nu:¯ + R – L Nu – R +:L¯

Page 13: NUCLEOPHILIC SUBSTITUTION REACTIONS Part 1

4. Bimolecular Nucleophilic substitution (SN2)

• Specific Example:

HO:¯+CH3CH2Cl→CH3CH2OH+Cl¯

• Rate Equation: Rate = k [EtCl] [OH¯]

Cl OHHO-Cl-

Page 14: NUCLEOPHILIC SUBSTITUTION REACTIONS Part 1

4. Bimolecular Nucleophilic substitution (SN2)

• For any SN2: Rate = k [substrate] [Nu]

– The reaction rate depends on the concentration of the nucleophile and the substrate

– Second order rate law (In general, the order of a reaction is equal to the sum of the exponents in the rate equation.)

– Reaction is bimolecular (two species involved in rate-determining step)

Page 15: NUCLEOPHILIC SUBSTITUTION REACTIONS Part 1

4. Bimolecular Nucleophilic substitution (SN2)

• Concerted reaction –

Page 16: NUCLEOPHILIC SUBSTITUTION REACTIONS Part 1

4. Bimolecular Nucleophilic substitution (SN2)

• Energy diagram –

Page 17: NUCLEOPHILIC SUBSTITUTION REACTIONS Part 1

4. Bimolecular Nucleophilic substitution (SN2)

• Mechanism of the reaction:– SN2 occurs through a back side attack

Page 18: NUCLEOPHILIC SUBSTITUTION REACTIONS Part 1

4. Bimolecular Nucleophilic substitution (SN2)

• Mechanism of the reaction cont’d:– The nucleophile must approach the carbon

from the side opposite to the leaving group

Page 19: NUCLEOPHILIC SUBSTITUTION REACTIONS Part 1

4. Bimolecular Nucleophilic substitution (SN2)

• Mechanism of the reaction:– HOMO of Nu attacks LUMO of E

Page 20: NUCLEOPHILIC SUBSTITUTION REACTIONS Part 1

4. Bimolecular Nucleophilic substitution (SN2)

• Mechanism of the reaction cont’d:– Bond between

Nu and E strengthens

– Bond between E and L weakens

Page 21: NUCLEOPHILIC SUBSTITUTION REACTIONS Part 1

4. Bimolecular Nucleophilic substitution (SN2)

• Mechanism of the reaction cont’d:– Inversion of configuration

Page 22: NUCLEOPHILIC SUBSTITUTION REACTIONS Part 1
Page 23: NUCLEOPHILIC SUBSTITUTION REACTIONS Part 1

4. Bimolecular Nucleophilic substitution (SN2)

• Mechanism of the reaction cont’d:– During transition state – C becomes sp2

hybridized– Transition state – a fleeting arrangement (one

molecular vibration, 10-12s) of atoms

Page 24: NUCLEOPHILIC SUBSTITUTION REACTIONS Part 1

p. 262

Page 25: NUCLEOPHILIC SUBSTITUTION REACTIONS Part 1

The Hammond Postulate

• The structure of the transition state for a reaction step is most similar to (or looks most like) the structure of the species (reactant or product) to which it is closer in energy.

Page 26: NUCLEOPHILIC SUBSTITUTION REACTIONS Part 1

The Hammond Postulate

• For an exergonic step: if a bond is forming in the step, that bond is less than half formed in the transition state, and if a bond is breaking, it is less than half broken (i.e. TS resembles reactants).

• the transition state is closer in energy to the reactants thus the transition state most resembles the reactants

Page 27: NUCLEOPHILIC SUBSTITUTION REACTIONS Part 1

The Hammond Postulate

Page 28: NUCLEOPHILIC SUBSTITUTION REACTIONS Part 1

The Hammond Postulate

• For an endergonic step this means that if a bond is forming in the step, that bond is more than half formed in the transition state, and if the bond is breaking, it is more than half broken (i.e. TS resembles products).

• the transition state is closer in energy to the products thus the transition state most resembles the products

Page 29: NUCLEOPHILIC SUBSTITUTION REACTIONS Part 1

The Hammond Postulate

Page 30: NUCLEOPHILIC SUBSTITUTION REACTIONS Part 1

Effect of Substituents on the Rate of the SN2 reaction

• The rate of the SN2 reaction decreases dramatically each time one of the hydrogens of the electrophilic carbon of the substrate is replaced by an alkyl group.

Page 31: NUCLEOPHILIC SUBSTITUTION REACTIONS Part 1

Effect of Substituents on the Rate of the SN2 reaction

• This result of the larger size of the alkyl group on the rate of reaction, as compared to the size of hydrogen, is called steric effect.

• Steric effect – the effect on the rate caused by space-filling properties of parts of the molecule near the reacting site.

Page 32: NUCLEOPHILIC SUBSTITUTION REACTIONS Part 1
Page 33: NUCLEOPHILIC SUBSTITUTION REACTIONS Part 1

Fig. 8-5, p. 267

Page 34: NUCLEOPHILIC SUBSTITUTION REACTIONS Part 1

Table 8-1, p. 264

Page 35: NUCLEOPHILIC SUBSTITUTION REACTIONS Part 1

Effect of Substituents on the Rate of the SN2 reaction

• Exceptions– neopentyl substrates – react many times

slower than other primary substrates because the tert-butyl group attached to the electrophilic carbon hinders the back – side attack of the Nu

Page 36: NUCLEOPHILIC SUBSTITUTION REACTIONS Part 1

Effect of Substituents on the Rate of the SN2 reaction

• Exceptions– allylic and benzylic substrates – react faster

than other primary substrates because there is resonance stabilization of the transition state possible

Page 37: NUCLEOPHILIC SUBSTITUTION REACTIONS Part 1

Effect of Substituents on the Rate of the SN2 reaction

• Exceptions– Vinylic and aryl substrates – do not

undergo nucleophilic substitution reactions• No good direction of approach for Nu• Inability to form the transition state• C-L bond not easily broken

Page 38: NUCLEOPHILIC SUBSTITUTION REACTIONS Part 1

Intramolecular Nucleophilic substitution reactions using SN2

• An example of an SN2 reaction and a lesson in how to make alkoxides

• An alkoxide is an alcohol (ROH) that has had the H removed to form (RO‾)

ROH + Na(s) → RO¯Na+ + ½ H2(g)

Alcohol Alkoxide

Page 39: NUCLEOPHILIC SUBSTITUTION REACTIONS Part 1

Intramolecular Nucleophilic substitution reactions using SN2

Br OHBr O

O

e.g.1

+ Na

cyclic ether

redox

Cl O

O

Cl O

O

O O

H

e.g.2

+ Na+OH-

(cyclic ester)

lactone

acid-base

Page 40: NUCLEOPHILIC SUBSTITUTION REACTIONS Part 1

Intramolecular Nucleophilic substitution reactions using SN2

• Intramolecular reactions tend to be faster than intermolecular reactions because collisions between the Nu and the E happen more rapidly.

Page 41: NUCLEOPHILIC SUBSTITUTION REACTIONS Part 1

p. 293

Page 42: NUCLEOPHILIC SUBSTITUTION REACTIONS Part 1

4. Bimolecular Nucleophilic substitution (SN2)

• Various examples:

Page 43: NUCLEOPHILIC SUBSTITUTION REACTIONS Part 1

4. Bimolecular Nucleophilic substitution (SN2)

• Various examples:

Page 44: NUCLEOPHILIC SUBSTITUTION REACTIONS Part 1

5. Unimolecular Nucleophilic Substitution (SN1)

• Generic Reaction:

R – L → R+ + L¯

R+ + :Nu → R – Nu

• Proceeds with racemization if electrophilic C is chiral

Page 45: NUCLEOPHILIC SUBSTITUTION REACTIONS Part 1

5. Unimolecular Nucleophilic Substitution (SN1)

• Carbocation formation is the rate determining step because it is slightly endothermic and thus very slow

Page 46: NUCLEOPHILIC SUBSTITUTION REACTIONS Part 1

5. Unimolecular Nucleophilic Substitution (SN1)

• Mechanism:

Page 47: NUCLEOPHILIC SUBSTITUTION REACTIONS Part 1

5. Unimolecular Nucleophilic Substitution (SN1)

• Specific Example:

• Rate Equation:Rate = k [t-BuCl]

Page 48: NUCLEOPHILIC SUBSTITUTION REACTIONS Part 1

5. Unimolecular Nucleophilic Substitution (SN1)

• Rate Equation cont’d:

For any SN1 Rate = k [substrate]

– This is a first order reaction– The reaction rate depends only on the

concentration of the substrate– Only the substrate is present in the transition

state for the rate determining step

Page 49: NUCLEOPHILIC SUBSTITUTION REACTIONS Part 1

5. Unimolecular Nucleophilic Substitution (SN1)

• Non – Concerted reaction –

Page 50: NUCLEOPHILIC SUBSTITUTION REACTIONS Part 1

5. Unimolecular Nucleophilic Substitution (SN1)

• Energy diagram –

Page 51: NUCLEOPHILIC SUBSTITUTION REACTIONS Part 1

5. Unimolecular Nucleophilic Substitution (SN1)

• Reaction intermediate – – Product of an elementary step– Often a high energy reactive species

Page 52: NUCLEOPHILIC SUBSTITUTION REACTIONS Part 1

Effect of Substituents on the Rate of the SN1 reaction

• Anything that makes the carbocation more stable will all make the transition state more stable

• Anything that makes the transition state more stable will result in a faster reaction

• Increased substitution on the electrophilic carbon stabilizes the carbocation

Page 53: NUCLEOPHILIC SUBSTITUTION REACTIONS Part 1

Table 8-2, p. 272

Page 54: NUCLEOPHILIC SUBSTITUTION REACTIONS Part 1

Effect of Substituents on the Rate of the SN1 reaction

• Stability of carbocations:

• How does the presence of alkyl groups on a carbon stabilize the carbocation?

Page 55: NUCLEOPHILIC SUBSTITUTION REACTIONS Part 1

Effect of Substituents on the Rate of the SN1 reaction

• HYPERCONJUGATION

Page 56: NUCLEOPHILIC SUBSTITUTION REACTIONS Part 1

Effect of Substituents on the Rate of the SN1 reaction

• HYPERCONJUGATION

HH

H H

H

HH

H

H

Page 57: NUCLEOPHILIC SUBSTITUTION REACTIONS Part 1

Effect of Substituents on the Rate of the SN1 reaction

• Stabilization due to the partial overlap of a sigma bonding MO from the adjacent carbon with the empty p orbital of the carbocation

• The sigma MO and the empty p AO are coplanar, so they overlap in a manner similar to a pi bond, even though they are not parallel. This overlap provides a path for the electrons of the sigma bond to be delocalized into the empty p orbital, thus helping to stabilize the carbocation (i.e. it lowers the energy)

Page 58: NUCLEOPHILIC SUBSTITUTION REACTIONS Part 1

Effect of Substituents on the Rate of the SN1 reaction

• Exceptions– Vinylic and aryl substrates – do not undergo

nucleophilic substitution reactions

– methyl groups cannot undergo SN1 reactions (methyl cation is too unstable)

– allylic and benzylic substrates – react faster than other primary substrates because there is resonance stabilization of the carbocation intermediate

Page 59: NUCLEOPHILIC SUBSTITUTION REACTIONS Part 1

Effect of Substituents on the Rate of the SN1 reaction

Page 60: NUCLEOPHILIC SUBSTITUTION REACTIONS Part 1

Effect of Substituents on the Rate of the SN1 reaction

+

Page 61: NUCLEOPHILIC SUBSTITUTION REACTIONS Part 1

Rearrangements of Carbocations during SN1 reactions:

• rearrangements are structural changes that increase stability– 1,2 – hydride shift

Page 62: NUCLEOPHILIC SUBSTITUTION REACTIONS Part 1

Rearrangements of Carbocations during SN1 reactions:

• e.g.

Page 63: NUCLEOPHILIC SUBSTITUTION REACTIONS Part 1

Rearrangements of Carbocations during SN1 reactions:

– 1,2 – alkyl shift

Page 64: NUCLEOPHILIC SUBSTITUTION REACTIONS Part 1

Rearrangements of Carbocations during SN1 reactions:

• e.g.

Page 65: NUCLEOPHILIC SUBSTITUTION REACTIONS Part 1

Rearrangements of Carbocations during SN1 reactions:

• allylic carbocations

• e.g.

Page 66: NUCLEOPHILIC SUBSTITUTION REACTIONS Part 1

Rearrangements of Carbocations during SN1 reactions:

• allylic carbocations cont’d:– sometimes molecules undergo hydride or

alkyl shifts to give an allylic cation– these are very stable due to a delocalised pi

system

Page 67: NUCLEOPHILIC SUBSTITUTION REACTIONS Part 1

Rearrangements of Carbocations during SN1 reactions:

• e.g.H H

H

HH

H+

+

Page 68: NUCLEOPHILIC SUBSTITUTION REACTIONS Part 1

5. Unimolecular Nucleophilic Substitution (SN1)

• Various examples:

Page 69: NUCLEOPHILIC SUBSTITUTION REACTIONS Part 1

5. Unimolecular Nucleophilic Substitution (SN1)

• Various examples: