(IXa) Statcment showine Shrreholdins Pattern

N.me ofthe Compsny : Muthoot FinrDce LimitedScrip Code, Name of lhe scrip, class ofsecurity : 533398As on Drte : 3l-Dec-2014

Pafily paid-up sharcs No. ofpanlypaid-up shares

As a o/o oftotal no.rfpanly paid-up Shares

As a 70 oftotal no. ofshares oftherompary

Held by promoter/promoter group 0 c 0Held by public 0 c (Iotal ( 0 (

Outstanding convertible securities\o. of)utstanding;ecurities

A.s a 9/o oftotal no. of)utstanding convertible;ecurities

{s a o4 oftotal no. of shares ofihe company, assuming full;onversion ofthe:onvenible secudties

Held by promoter/promoter group ( (Held by public 0 (fotal 0 c

Warrants ',1o. of warrantsAs a oZ oftotal rro. ofwarants

As a 70 oftotal no. ofshares ofthe;ompany, assuming full conversion)f Warrants

Held by promoter/promoter group (Held by public ( cIotal c 0fotal paid-up capital ofthe company, assumingfull conversion of warrants and convertibletecudties

c

(IXal Statcment showins Shrrcholdine P.ttertr

Sr'.no.

0)

Cltegory ofsharcholder

OD

Number ofrhareholderr

(IID

Totrlnumber of

shares

(tv)

Number of sharesh€ld in

demrterializcdfor'm

(V)

Total shareholding as apercetrtage of totalnumber of shares

Shrres Pledged orother'wiie

encumbered

Assp€rcent!gcof (A+B)l

(vr)

Asaper'centrgeof(A+B+C)

(VID

Numberofshares(v|lr)

Asapercentage

Ox) =onD/ov)

* 100

:A)Promoter and PromoterGroup2

:r) IDdi.n

\4.)lndividualVHinduJndivided Family

I 29779'7872 297797872 75.0( 75.0C c 0.0(

lb)Central CovemmenVStateGovemment(s)

( 0 ( 0.0( 0.0( ( (

.c) Bodies Corporate ( ( ( 0.0c 0.0( ( (

:d) Financial Institutions/Banks ( ( ( 0.0c 0.0( ( (Any Other (Total) c c ( 0.0c 0.0c t CSub-Totrl (A)(l) l3 29'179787i 29'17918'12 75.0C '15.0( ( 0.00

,.2\ Foreiqn

(a)ndividuals (Non-Residentndividuals/Foreignndividuals)

0 ( 0 0.00 0.0( c 0.0t

ib) Bodies Corporate c ( c 0.00 0.0( 0 0.0(lnstitutions t ( c 0.0( 0.0( 0.0(

id) Qualifi ed Foreim Investor ( ( ( 0.0( 0.0( 0.0(,e) d\ny Other (Total) ( ( ( 0.0( 0.0( 0.0c

Sub-Total (AX2) ( C ( 0.0( 0.0c 0.0(Iotal Shrreholding ofPromoter and Promoter

297'797872 29'17918't i 75.0( 75.0C 0.0c

(i't

Group (A)= (A)(lHAX2)tB) Public shrrcholding'll) lnstitutions.a) Mutual FundsruTl 14985801 14985801 3.7i N.A. N.A.b) inancial lnstitutionsEanks 24658 2465t 0.01 0.01 N.A. N.A.

:c)Sentral Governmenrstate3ovemment(s)

( c ( 0.0( 0.0( N.A. N.A.

[d) Venture Capital Funds ( c ( 0.0c 0.0( N.A. N.A,(el nsurance Companies ( c ( 0.0c 0.0c N.A. N.A.

i0Foreign InstitutionalInvestors

5i 51886846 5188684r 13.0? 13.0i N.A. N.A.

Forei gn Venture Capitallnvesto$

( 0 c 0.0c 0.0( N.A. N.A.

:h) Qualified Foreign Investor ( 0 ( 0.0( 0.0c N.A. N.A.li) Any Other (Total) ( ( 0.0t 0.0c N.A. N.A.

Sub-Totrl (BXl) 9( 66897301 66897305 t6.81 r6.8: N.A. N.A.Nor-institutions

,^) Bodies CorDorate 293 4tt52l( 4t152lC 1.04 1.04 N.A. N.A.

:b)

tndividuals - i. IndividualShareholders Holdinglominal Share Capital UpIo >Rs. I Lakh.

38674 4154124 4t49601 r.05 l.0l N.A. N.A.

tndividuals - ii. Individualihareholders HoldingVominal Share Capital InExcess OfRs. I l,akh

23 7022'13 702271 0.18 0.lt N.A. N.A.

ic, Jualifi ed Foreign Investor { ( 0 { N.A. N.A.id) A.ny Other (Total) 83C 2t39704( 2339704( 5.8t 5.89 N.A. N.A.

ldl) Clearinc Member t24 6s795 65795 0.02 0.02 N.A. N.A.:d2) Foreign Companies 3 14375331 t4375331 3.6i 3.61 N.A. N.A.

\..,r,1"):l. ' -=X:./

ld3)Foreign PortfolioInvesto(Corporat)

9 8749186 874938( 2.2( 2.2( N.A. N.A.

id4) \RI(Non Repeat) l6l 32461 3246( 0.01 0.01 N.A. N.A.id5) NRI(R€peat) 53C 173918 17393t 0.04 0.04 N.A. N.A.

ld6) Irusts l 136 l3( 0.0( 0.0( N.A. N.A.Sub-Toaal (BX2) 3982( 32368653 3236413( 8.1 8.1 N.A. N.A.

Iotal Public Shareholding:B)= (B)(1)+(BX2)

3991( 99265958 99261441 25.0( 25.0( N.A. N.A.

TOTAL (A)+(B) 39923 39706383C 39705931 100.0t 100.0( ( 0.0(

ic)

Shares held by Custodiansmd against whichDcpository Receipts havebeen issued

( ( N.A. 0.0( N.A. N.A.

CI?romoter and Promoter3roup

( ( N.A. 0.0c N.A. N.A.

2 Public ( ( N.A. 0.0c N.A. N.A.GRAND TOTAL'A)+(B)+(C) 39923 39706383C 397059313 N.A. 100.0c

( 0.0c

'For detcrmining poblic shar€holding lor the purpose ofClrure 40A.

:For d€finitions of"Protnoter" rnd "Promoter GrouD". r€f€r to Claus€ 40A,

rFordefinitions of "Public Shrrcholding", rcf€r to Clsuse40A.

fl)(b) Saaaemcnt showirq Shrreholdin! ofpersons beloneins lo the caaeqorv "Promoler and Promoter Group"

Sr.No

Nrme of theshareholder

PAN of theShareholder

Totrl Shlresheld

Shares pl€dged oroth€rwise encumbered

Details oftdarrlnts

Detrils of conv€itiblesecurities

Totalsbare!

(D0r) (l|r)

Number

(tv)

a3aYo ofgran

dtolal(A) +(B) +(c)

(v)

Nunber

(vD

astp€rc€ntag

e

(vlt) =(vD /

(r\)* 100

asa"h olgran

dtotal(A) +(B) +(C) olsub-claus

e

(lXa)(vl|r

)

Numbcrof

wrrmoas bcld(xl)

As^V6total

trumberof

wtritnts ofthesameclass(x)

Number olconvertibl

esecurities

held(xD

As a "/ototrl

number olconvertibl

esecurities

ofthesanre class

(XID

(includingunderlying shares

assumirgfull

conversionof

warrartsand

convertible

securities)rsaToofdilutedshare

cspital

(x||D

IMG

GEORCEMUTHOOT

ACJPGT3I IB 4't385132 I1.93 0 0.00 0.00 0 0.00 0 0.00 0.00

2GEORGE

ALEXANDER MUTHOOT

ABTPA89I2D 44464400 I1.20 0 0.00 0.00 0 0.00 0 0.00 0.00

3

GEORCEJACOB

MUTHOOTABVPJ5358A 44464400 I1.20 0 0.00 0.00 0 0.00 0 0.00 0.00

4GEORGETHOMAS

MUTHOOTACKPC5848G 44464400 I1.20 0 0.00 0.00 0 0.00 0 0.00 0.00

) SUSANTHOMAS

ABCP148l9K 29985068 7.55 0 0.00 0.00 0 0.00 0 0.00 0.00

.r

6GEORGE M

JACOBADLPJ I626P 15050000 3.19 0 0.00 0.00 0 0.00 0 0.00 0.00

7ANNA

ALEXANDER

ABTPAI3IOK 14935068 3.76 0 0.00 0.00 U 0.00 0 0.00 0.00

I ELIZABETHJACOB

ABVPJ5359B 14935068 3.76 0 0.00 0.00 0 0.00 0 0.00 0.00

9SARA

GEORGEACKPC5846J 13519336 3.40 0 0.00 0.00 0 0.00 0 0.00 0.00

l0EAPEN

ALEXANDER

AHWPA9856B

7525000 1.90 0 0.00 0.00 0 0.00 0 0.00 0.00

llCEORGE

ALEXANDER

AFQPA9432B 7525000 1.90 0 0.00 0.00 0 0.00 0 0.00 0.00

t2ALEXANDE

RMCEORGE

ACKPC5847K 6772500 t .7l 0 0.00 0.00 0 0.00 0 0.00 0.00

l3 GEORGE MGEORGE

ACJPGT3I2C 6172500 1.7 | 0 0.00 0,00 0 0 0 0 0

TOTAL29719747

275.00 0 0.00 0.00 0 0.00 0 0.00 0.00

lxc) Sartement showing Shareholdins ofpersons belonqios to the calesorv "Public" rnd holdine more thrp l7o ofthe totrlnumber of shares

Sr.!{o.

N&de of thcrhareholder

PAN of theShareholdea

\umber ofihares

Shrres rs aperceDtageDftotaloumber oflhares (i.e.,

Detsils ofwarrrnas Detaik of convertiblesecurities

Tot.lshrres

(includingunderlying

shales --

Numberof

AstV"aotrl

NuEber olconvertibl

Yo w,r,ttotrl

GrandTotal(A)+(B)+(C) indicatcdinStrtementrt Para(IXa)rbovel

wtrrants held

Dumber olwarrants

ofthestme class

e

sccuritiesheld

nuober olconvertibl

e

securitiesof the

same class

lssumrngfull

conversionof

wtrran$and

convertible

securiai€s)rsrToofdiluted

GOVERNMENTOF

SINGAPORE87 4657 | 2.20 0

0.00

00.00

0

BIRLA SLINLIFE TRUSTEE

COMPANYPVT LTD A/CBIRLA SUN

LIFEFRONTLINE

EQUITY FUND

8598252 2.t7 0 0.00

00.00

0

THEWELLCOME

TRUSTLIMITED

69657 \9 1.75 0 0.00

00.00

0

BARTNGINDIA

PRIVATEEQUITY FTJND

III LIMITED

6404256 l.6l 0 0.00

00.00

0

BARINC 4927451 r.24 0 0.0 0 0.0 0

7.arr:.,.\.,

INDIAPzuVATE

EQUITY I]IJNDIII LISTED

INVES-I'MI]NTS LIMIl'ED

0 0

TOTAL 3s642249

8.98 00.00

00.0

0

lXc) Statemcnt showins Shareholdine ofpersons belonqinq to the cateqorv "Public" and holdine more than 57o ofthe totalnumber ofshares

(l)(dl Statemcnt showins dctails oflocked-in shares

Sr.No.

Nrme ofthesharcholder

PAN of theShareholdcr

Numbcrofrhares

Sharcs rs sperceriage oftotal numberofshares {i.e.,GiandTotal(A)+(B)+(c)indicatcd irrSt.tement Ntpara (l)(a)abovcl

Details ofwarrants Details of convcrtiblesccurities Tolal sharcs

(includingunderlyiog

sharcs assumingfull conversion ot

warrants andconv€r'tiblc

securilies) as a 7"ofdiluted

Number

warranlsheld

As a Y" totalnumber of

warrants ofahe same

class

Number ofconvertiblcsecurities

hcld

7o w.r.t totalnumbcr ofconvertiblesecurities of

the samc class

TOTAL 0 0.00 0 0.00 0 0.00 0.00

Sr.\o.

:{ame of theihareholdcr

PAN of thcShareholder

Number of locked-inshares

Lockcd-in sharcs ts a percentage oftoa.l numberofshares{i.e., Crand Total (A)+(B)+(C) indicaaed in

Strtement rt prra(l)(r) above)

Nil 0 0.00TOTAL 0 0.00

(ll)(a) StNtemcnt showinq dearils ofDenositorv Receipts (DRs)

Sr.No

Type ofoutstatrdineDR (ADRS, GDRS,SDRs. ctc.)

lumber ofDutstanding DRs

\umber ofrhares underlyingDutstlnding DRs

Shares underlyitrg outstanding DRs ss apercenaage oftotal number ofshares {i.e., GrandTotal (A)+(B)+(C) irdicated in Strtement Nt prrr(lXa) abovel

TOTAL 0 0 0.00

(lll(b) Statement showins holdins of Denository Receipts (DRs). rdhcre undcrlvinq shrres held bv 'nromoter/promoter group'arc in exccss of l7o ofthe total number ofsharcs

Sr.No

lame ofthe DR Holder

Type ofouasaanding DR(ADRs, GDRs'SDRs, €tc.)

l{umber ofshrrc!underlyingrutstanding DRs

Shares underlying outstanding DRs as s pcrceotsge oftottlnumber ofshares {i.e., Grrnd Toarl (A)+(B)+(C) indicrlcd irStqtemert at parr (IXa) abovel

TO IAL 0 0.00

(llll (a) Statement showins the votins nrttern of shar€holders. if more than one chss of shtres/securities is issued bv theissuer.

Sr.no.

Category ofshrrcholder

Number of Votitrg Rightsheld in esch cl|ss of

secunties

Total VotingRighas

0II+lv+v)Total Voting Righas i.c. (Vl)

Clsss X Class Y Class Z Asa As t Dercentage

0) OD otD (lv) (v)(vD

percentage of(A+B)(vrr)

of(A+B+C)(vIlD

rA) Promotcr and Promoter GrouD'l) Indian

ia) ndividuals/tlindu Undivided Family ( t c 0.0( 0.00(b) lentral Govemment/State Covernmenr(s) ( 0 t c 0.0c 0.0(c) Bodies Corporate ( ( ( ( 0.0( 0.0(td) inancial Institutions/Banks C 0 c c 0.0c 0.0(

(e) A.ny Other (Total) ( 0 c 0 0.0c 0.0(iub-Totrl (AXl) ( ( c ( 0.0c 0.0(

2) Forcign

(a)lndividuals (Non-Residenttndividuals/Foreign Individuals)

( 0 c ( 0.0c 0.0(

tb) Bodies Corporate ( 0 c ( 0.00 0.0c

lc, nstitutions ( 0 { ( 0.00 0.0((d) Qualifi ed Foreign Investor ( 0 C t 0.0c 0.0(e) A.ny Other (Total) ( 0 c t 0.00 0.0c

Sub-Total (AX2) ( c ( 0.0( 0.0cIotal Shrreholding of Promoter rndPromoter Group (A)= (AXl)+(A)(2)

t c c ( 0.0( 0.0c

(B) Public shrrcholding(l) Itrstituaionsia, vtutual FundsruTl ( c I ( 0.0{ 0.0((b) Financial Institulions/BanlG t 0 c ( 0.0( 0.0(lc) lentral Govemment/Stale Covemmenl(s) ( 0 c ( 0.0( 0.0(

ld) Venture Capital Funds ( 0 ( ( 0.0( 0.0(nsurance companies 0 0 c ( 0.0( 0.0iForeisn Institutional Investors ( 0 c ( 0.0c 0.0(

(s, Foreisn Venture Capital Investors c ( 0 0.00 0.0(ih) Qualified Foreign lnvestor c ( 0 0.00 0.0cih) Any Other (To(al) c ( ( 0.00 0.0c

Sub-Total (BXl) 0 ( 0 0.0( 0.fi(2't \on-institutions,a) Bodies Corporatc c ( 0 0.00 0.0c

:b)

lndividuals - i. lndividualSharcholders Holding Nominal ShareSapiral Up To >Rs. I Lakh.

0 ( ( c 0.0( 0.0(

lndividuals - ii. Individual Shareholderslolding Nominal Share Capital In Excess)fRs. I Lakh

t I C c 0.0( 0.0(

c) fualified Foreign Investor ( c t ( 0.0( 0.0(d) Any Other (Total) ( c ( t 0.0c 0.0c

Sub-Total (BX2) C c c t 0.0c 0.0(Iotal Public Sharehotding (B)=(BXl)+(BX2)

( 0 ( ( 0.0c 0.0c

roTAL (A)+(B) I 0 c ( 0.00 0.0c

lc)Shares held by Custodians and againstwhich Depository Receipts have beenissued

0 ( 0 ( 0.00 0.0c

Promoter and Promoter Grouo ( ( t c (2 Public 0 { t I t

GRAND TOTAL (A)+(B)+(C} 0 ( ( c 0.0( 0.0(