of polyeteylene (uhmwpe) of ion · hawig an o.i.= 1.1 5 for di fferent temperature figure 4.8:...
TRANSCRIPT
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OXLlDATION OF ULTRA HIGE MOLECULAR WEIGHT POLYETEYLENE
(UHMWPE) CONTAINING TRACES OF COBALT ION
A thesis submitted in conformity with the requirements for the degree of
MASTERS OF APPLED SCIENCE
Graduate Department of Chernical Engineering and Applied Chemistry
University of Toronto
O Copyright by Jie Yu, 2000
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OXIDATION OF ULTRA Bl[GH MOLECULAR WEIGEIT POLYETHYLENE
(UfIMWPE) CONT-G TRACES OF COBALT ION
MASTERS OF APPLIED SCIENCE, 2000
JIE(GE2ACE) W
UNIVERSITY OF TORONTO
ABSTRACT
Wear of metal and UHMWPE implant components generates sub-micron particles
contaminated with metal ions. The associated particles have been shown to be phagocytosed
by human macrophages. This thesis is focused on the study of üHMWPE particle
degradation products and the process by which these products may be generated under
sirnulated thermal and oxidative/hydrolytic pathways of the implant environment. Oxidation
of particles was measured using Fourier transform i n h e d spectroscopy (FTIR). It was
s h o w that metailic ion (i.e., cobalt) accumulation into the particles (at trace levels of 10
ppm) can dramatically accelerate their oxidative degradation at relatively low temperatures
(Le. 60°C). Degradation products were isolated using high performance liquid
chromatography (HPLC) and characte~zed using liquid chromatography/mass spectrometry
(LCMS), mass spectrometry (MS/MS) and attenuated total reflectance FTR (ATR-FTIR).
The analysis of the isolated products showed that the degradation of the UHMWPE could be
fiirther propagated by the particle interaction with macrophage associated oxidants, such as
H202. It is postulated that the generation of degradation products from phagocytosed
UHMWPE particles and their uptake intra-cellularly could mediate cellular responses. Such
considerations have not been previously investigated for implant derived UHMWPE
particles.
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This thesis was the accumulation of the efforts of many individuals. Their wisdom and
assistance made the completion of the document possible.
I would like to thank Dr. I.P. Santerre and Dr. Enn Boynton, my supervisors, for al1 the time
and effort they invested in me. Their continued enthusiasm and encouragement gave me a
sense for the mahing of a bue researcher.
Other individuals who need to be mentioned for their kindness and expertise are: Dr. Linjie
Meng and Ms. Ling Li.
Individuals 1 would like to thank for their cooperation are: Angela Lee and Shaomo Xing.
Wiîh the exchange of their knowledge, the completion of the thesis was made possible.
The following individuals picked me up during the times when it would never end. Yi-wen
Tang, Mei-ling Yang, Yoav Finer as well as Jeannette Ho. They kept telling me that I could
do it.
Finally, I would like to thank my husband, Hong (Simon) Shi, my father, Xilin Zuo, and my
mother, Youlan Cheng. With their patience and encouragement, 1 was able to finish my
work.
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LIST OF ABBREVIATIONS
AA
ATR-FTIR
FTIR
HPLC
MS
0.1.
U H r n E
LDPE
HDPE
PTFE
LC/MS
SEM
Atomic absorption spectrometry
Attenuated total reflectance FTIR
Fourier transfomi infiared spectroscop y
High performance liquid chromatography
Mass spectroscopy
Oxidation index
Ultra high molecular weight polyethylene
Low density polyethylene
High density polyethylene
Teilon@
Liquid chromatographyAdass spectroscopy
Scanning electron microscopy
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TABLE OF CONTENTS ABSTRACT
ACKOWLEDGEMENTS
LIST OF ABREVIATION
TABLE OF CONCENTS
LIST OF TABLES
LIST FU FIGC'RES
LIST OF APPENDICES
1 .O INTRODUCTION
2.0 BACKGROUND AND LITERATURE REVIEW
2.1 History of the Implants and Wear Problern
2.2 Polyethylene Materials
2.2.1 Polyrnerization of UHMWP E
2.2.2 UHMWPE Processing and Result in Properties
2.3 Sterilization of UHMWPE
2.4 Degradation of UHMWPE
2.4.1 Oxidative Degradation of UHMWPE
2.4.1.1 Gamma Irradiation and Oxidative Degradation
2.4.1.2 In Vivo ChemicaI Oxidation
2.4.1.3 Shelf Storage Environment
2.4.1.4 Thermal Oxidation
2.4.2 Metal Ions and their Role as Catalyst in Oxidation
3.0 MATERLALS AND METHODS
3.1 Material Selection
3.2 Test Sample Preparation
3.2.1 Sterilization of Samples
3.2.2 Coating of UHMWPE Particles with Cobalt Chionde
3.2.3 Cobalt ion Concentration Test (Atornic Absorption
Spectroscopy)
3.3 Oxidation of UHMWPE Particles
. . 11
... 111
iv
v
viii
X
xiv
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3.3.1 Oxidation b y Thermal Treatment
3.3.2 Chernical Oxidation of U H W E Particles
3.3.2.1 Determination of Hydrogen Peroxide Activity
3 A2.2 Half-life Study for Hydrogen Peroxide
3.3.3 Incubation Experiments
3.4 Charactenzation of UHMWPE Oxidation by Fourier
Transform Infrared Spectroscopy (FTIR)
3.4.1 Definition of Oxidation Index for UHMWPE Particles
3.4.2 Typical FTIR Spectra Diagrams Associated with the
Particles
3.4.3 ATR-FTIR Analysis of Isolated Degradation Products
3.5 Extraction of Degradation Products
3.6 High Performance Liquid Chromatography (HP LC)
3 -7 Identi& Biodegradation Products using L C M S? (Liquid
Chromatography-Mass Spectrometry)
3.8 Identification of Biodegradation Products using MSIMS
4.0 RESULTS
4.1 Particle Surfiace Characterization
4.2 Cobalt Ion Analysis
4.3 Oxidation of UHEvrWPE
4.3.1 Thermal Oxidation of CobaltWHMWPE Particles
4.3.2 Catalyzed Oxidation by Other Metal Ions
4.3.3 Oxidation Following Incubation in Aqueous and
Hz02 Solutions
4.4 Hydrolytic Degradation of Oxidized UHMWPE
4.4.1 HPLC Aaalysis of Incubation Solutions
4.4.2 LCMS Results for Second and Third Batches
4.4.3 Mass Spectroscopy Isolated Products (MS/MS)
4.4.4 Chernical Characterization of Isolated HPLC Fractions
by ATR-FTIR
5.0 DISCUSSION
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5.1 Cobalt Treated Samples
5.2 Thermal and Irradiation Oxidation of UHMWPE Particles
5.2.1 Metal Ion Catalyst Function in the Thermal
Oxidation Process
5.2.2 A Mathematical Representation of UHMWPE Oxidation
5.3 Chernical Oxidation of UHM\NPE
5.4 Nature of Released UHMWPE Degradation Products
5.4.1 Product Isolation and Identification
5.4.2 Proposed Chernical Structures of Isolated
Degradation Products
6.0 SUMMARY AND CONCLUSION
7.0 RECOMMENDATIONS
8.0 REFERENCES
Appendices
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LIST OF TABLES
Table 2.1: Properties of LDPE and HDPE
Table 2.2: Standard Properties of UHMWPE Powder
Table 2.3: Properties of UHMWPE Fabncated Form
Table 3.1: Material Properties for the Selected UHMWPE
Table 32: Experimental Heat-treatments Periods for UHMWPE Particles
with Cobalt Ion Samples
Table 33: Hydrogen Peroxide Released in Macrophages at Four
Different Contrasting States
Table 3.4: Chernicals for Hydrogen Peroxide Assay
Table 3.5: Chemical Treatments for UHMWPE Particles
Table 3.6: Summary of Oxidation Index Definition for UHMWPE
Table 3.7: Samples using ATR-FTiR Chromatogram A in Figure 4.10
Table 3.8: Gradient Program Run for HPLC
Table 4.1: Cobalt Concentration in UHMWPE Particles in Relation to the
UHMWPEICoCI:, ratio used in the Treatment Process
Table 4.2: Oxidation Index Values at Different heat Treatments
Table 43: Summary of Oxidation Indices of Metal-coated UHMWPE Particles
Table 4.4: Association between LC Separation and MS Analysis of UHMWPE
Derived Degradation Products
Table 5.1: Redox Potentials (Aqueous Solution)
Table 5.2: Oxidation Index (0.1.) during the Initiation Phase of Oxidation
at Different Temperature f?om Figure 4.3
Table 5.3: Mass Ions Associated with Peak Area fTom Chromatogram A
of Figure 4.10
Table 5.4: Probable Chemical Structure of Fragmented Ions related to
the m/Z 387 products in Figure 4.39
Table 5.5: Probable Chemical Structure of Fragmented Ions related to
the m/Z 358 products in Figure 4.40
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Table 5.6: Probable Chemical Structure of Fragmented Ions related to
the m/Z 387 products in Figure 4.4 1
Table 5.7: Probable Chemicai Structure of Fragmented Ions related to
the d Z 670 products in Figure 4.42
Table 5.8: Probable Chemical Structure of Fragmented Ions related to t
the m/Z 330 products in Figure 4.43
Table 5.9: Probable Chemical Structure of Fragmented Ions related to
the m/Z 654 products in Figure 4.45
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LIST OF FIGURES
Figure 2.1: Chemicd Structure of UHMWPE
Figure 3.1: Typical FTIR Spectra of Non-Oxidized and Oxidized UHMWPE
Figure 3.2: Preparation of HPLC Sarnples
Figure 3.3: HPLC Block Diagram in this thesis work
Figure 3.4: Schernatic of Triple quadrupole Mass Spectrometer
Figure 4.1: Scanning Electron Microscopy of UHMWPE Resin Particles
Figure 4.2: Scanning Electron Microscopy of UHMWPE Resin Particles
after undenvent Incubation process
Figure 4.3: Oxidation of UHMWPE with Cobalt Particles, post gamma Irradiation
Figure 4.4: FTIR Analysis of Oxidized UHMWPE with Cobalt for
Various heating times at IOSOC
Figure 4.5: FTIR Analysis of Oxidized UHMWPE with Cobalt for
Various heating times of 13 houn
Figure 4.6: Experimental and Mathematical Relationship Between Time and
Temperature for oxidation index of 1.15 and 1.5
Figure 4.7: Linear Mathematical Representation for Thermal Treated sarnples
HaWig an O.I.= 1.1 5 for Di fferent Temperature
Figure 4.8: Oxidation index for Différent incubation Treatment
Figure 4.9: Cobalt coated Sarnples with DiEerent incubation Treatments (First batch)
Figure 4.10: Cobalt coated Sarnples with Different Incubation Treatments
(Second batch)
Figure 4.1 1 : Cobalt coated Samples with Different Incubation Treatments (Third batch) 53
Figure 4.12: (LC/MS) Mass ion spectnun showing Products found at Retention
time of 49 Minutes for Sample #40 57
Figure 4.13: (LC/MS) Mass ion spectnim showing Products found at Retention
time of 52.4 Minutes for Sampie #40 57
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Figure 4.14: (LCMS) Mass ion s p e c t m showing Products found at Retention
time of 53.4 1 Minutes for Sample #40
Figure 4.15: (LC/MS) Mass ion spectnim showing Products found at Retention
time of 58.4 Minutes for Sample #40
Figure 4.16: (LC/MS) Mass ion spectnun showing Products found at Retention
time o f 62.4 Minutes for Sample #40
Figure 4.17: (LC/MS) Mass ion spectnim showing Products found at Retention
time of 48.7 Minutes for Sample #45
Figure 4.18: (LCMS) Mass ion spectnim showing Products found at Retention
time of 53.02 Minutes for Sample #45
Figure 4.19: (LC/MS) Mass ion s p e c t m showing Products found at Retention
tirne of 60.36 Minutes for Sample #45
Figure 4.20: (LC/MS) Mass ion spectnun showing Products found at Retention
time of 62.29 Minutes for Sample #45
Fipre 4.21: (LCIMS) Mass ion spectnim showing Products found at Retention
time of 64.15 minutes for sampie #45
Figure 4.22: (LC/MS) Mass ion spectnim showing Products found at Retention
tirne of 46.7 Minutes for Sample #13
Figure 4.23: (LC/MS) Mass ion spectnim showing Products found at Retention
time of 48.9 Minutes for Sarnple #13
Figure 4.24: (LCMS) Mass ion spec tm showing Products found at Retention
time of 49.08 Minutes for Sarnple # 13
Fipre 4.25: (LCMS) Mass ion spectnim showing Products found at Retention
time of 50.87 Minutes for Sample #13
Figure 4.26: (LC/MS) Mass ion spectnim showing Products found at Retention
time of 53 .O2 Minutes for Sample # 13
Figure 427: (LC/MS) Mass ion spectrum showing Products found at Retention
tirne of 55.65 Minutes for Sample # 13
Figure 4.28: (LCMS) Mass ion spectnim showing Products found at Retention
time of 60.1 1 Minutes for Sample #13
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Figure 4.29: (LC/MS) Mass ion spectnim showing Products found at Retention
time of 62.32 Minutes for Sample #13
Figure 430: (LC/MS) Mass ion spectnim showing Products found at Retention
time of 64.0 1 Minutes for Sample # 13
Figure 431: (LC/MS) Mass ion spectnim showing Products found at Retention
time of 42 .O 1 Minutes for Sarnple #5 1
Figure 4.32: (LCJMS) Mass ion spectnim showing Products found at Retention
time of 46.65 Minutes for Sample #5 1
Figure 433: (LC/MS) Mass ion spectnim showing Products found at Retention
time of 56.3 1 Minutes for Sample #5 1
Figure 434: (LCMS) Mass ion spectnun showing Products found at Retention
time of 60.2 Minutes for Sarnple #5 1
Figure 4.35: (LCIMS) Mass ion s p e c t m showing Products found at Retention
time of 6 1.92 Minutes for Sample #5 1
Figure 4.36: (LCIMS) Mass ion spectrum showing Products found at Retention
time of 42.06 Minutes for Sarnple #53
Figure 4.37: (LC/MS) Mass ion spectrum showing Products found at Retention
time of 49.96 Minutes for Sample #53
Figure 438: (LCMS) Mass ion spectrum showing Products found at Retention
time of 64.04 Minutes for Sarnple #53
Figure 4.39: (MSIMS) Mass ion spectnim showing Fragments for the
Parent ion with a m/Z of 387, found at the Retention tirne of
49 Minutes for Sample #40
Figure 4.40: (MSMS) Mass ion spectrum showing Fragments for the
Parent ion with a m/Z of 358, found at the Retention tirne of
52 Minutes for Sarnple #40
Figure 4.41: (MSIMS) Mass ion spectnmi showing Fragments for the
Parent ion with a d Z of 387, found at the Retention tirne of
53 Minutes for Sample #40
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Figure 4.42: ( M S M S ) Mass ion spectnim showing Fragments for the
Parent ion with a rn/Z of 670, found at the Retention t h e of
58 Minutes for Sample #40
Figure 4.43: (MSIMS) Mass ion spec tm showing Fragments for the
Parent ion with a m/Z of 330, found at the Retention time of
62.4 Minutes for Sample #40
Figure 4.44: (MSIMS) Mass ion spectnim showing Fragments for the
Parent ion with a d Z of 387, found at the Retention time of
49 Minutes for Sample # 1 3
Figure 4.45: (MSIMS) Mas ion spectnim showing Fragments for the
Parent ion with a rn/Z of 654, found at the Retention time of
62 Minutes for Sample #45
Figure 4.46: ATR-FTTR of HPLC Isolate from Area 1
Figure 4.47: ATR-FTIR of HPLC Isolate fiom Area 2
Figure 4.48: ATR-FTIR of HPLC Isolate fiom Area 3
Figure 4.49: Corrected ATR-FTIR Spectrum for Area 1
Figure 4.50: Corrected ATR-FTIR Spectnun for Area 2
Figure 4.51: Corrected ATR-FTIR Spectrum for Area 3
Figure 5.1: FTIR Diagrams for Non-irradiated (virgin) and Post-irradiated
UHMWPE Particles Samples
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LIST OF APPENDICES
Appendix A: Calculation of the Amount of UHMWPE
Particles needed in the Incubation Vial. 116
Appendix B: Estimation of the hydrogen peroxide concentration in macrophages 117
Appendix C: Calibration Curves for Hydrogen Peroxide Activity (KI, 99% pure) 119
Appendix D: LC/MS Data for Products Between 100 to 900 Atomic Mass Units 120
Appendk E: Statistical analysis data 126
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1.0 INTRODUCTION
Ultra-high molecular weight polyethylene (UHMWPE) is the matenal of choice for
contemporary metal-on plastic total joint replacements. Since Sir John Charnley implanted
the first polyethylene acetabular component in 1962, total joint replacement has become a
standard treatment for severe degenerative joint diseases and post-trauma injuries of the hip
and knee. Today, total joint arthro pl asty is a rernarkabl y effective surgical procedure,
relievine pain and restoring patient mobility for the lifetime of a device. In North Amerka
alone, it was estimated that 400,000 total joint replacements were performed in 1993 [Li et
al., 19941. Joint replacements, when they are perfonned well, c m last up to 15 years with
success rates in excess of 90%, depending on the surgeon's skill, the patient's activity level,
as well as the implant's design. However, approximately 10% of these implants have been
shown to mechanically destabilize or loosen.
UHMWPE is widely used together with metal alloys (Cobalt/Chrome, Titanium or Stainless
Steel) in orthopeadic implants. While the former is used as the acetabular cup, the latter
comprises the bal1 configuration. A cornrnon problem associated with these devices is that
the Wear of metal and UHMWPE implant components has resulted in the formation of Wear
particulates. Both mechanical loading and the oxidation of the metallic and polyrner
materiais in the physiological environment contribute to this degradation process. The
generated micro-sized particles are taken up by white cells and are believed to stimulate or
play a direct role in the periprosthetic inflammation and bone resorption taking place around
the implants [Shanbhag et ai., 19971. hflammatory bone resorption, which extends dong the
implant-bone interface, plays a central role in component loosening. Furthemore, this
condition can progress away from the interface and lead to significant amounts of bone loss
or osteolysis. When osteolysis occurs, the mechanical integrity of the implant is lost.
Therefore, revision surgery is needed, even if the components are well k e d [Sacomen et al.,
19981.
Research in the past decade has investigated the innuence of sizdshape and type (i.e.,
UHMWPE, metal, etc.)bandry et al., 1999; Jacob et al., 19971 of Wear particle debns
generated, on celi function, however, the nature of degradation products generated by the
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oxidative process of complexed metal ions derived fiom the metal components and
polyrneric Wear debns has been ignored. The role of the metal ions and their influence on the
oxidation of UHMWPE is a p ~ c i p l e focus of this study. It has been hypothesized that:
1. Cobalt ion at low ppm levels (less or equal than 10 pprn) cm act as a potent catalyst for
the oxidation of UHMWPE particles at temperatures which reflect those reported near the
pol yrned metal interface during loading.
2. In a hydrolytic environment. the oxidized polyrners will be subject to the release of a host
of organic molecules with unknown chemical character and biological function.
3. The oxidized substrates will be less resistant to oxidative chemicals of the inflanmatory
cells than native UHMWPE products
in order to address the above hypotheses the following objectives will be pursued in this
shid y:
1. Optimize an in vitro oxidation mode! for measunng the effect of cobalt ions on the
oxidation processes of UHMWPE particles under themal and chemical oxidation.
2. Degrade the oxidized UHMWP E with a bio-chemicall y-relevant oxidative agent, i.e.,
hydrogen peroxide and a control phosphate buffer solution.
3. Isolate and identifi the dominant degradation products fiom the hydrolysis reactions.
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2.0 BACKGROUND AND LITERATURE REVIEW
2.1 Büstory of the Implants and Wear Problem
Early total hip replacements which combined UHMWPE with cobalt/chromium alloy (or
stainless steel, Ti/6A1/4V alloy) developed by Charnley in 1962, had relatively good success
rates (97% survival afier 1 1 years) [Harris, 19911. Further applications of polyethylene have
included the Total Condylar (Knee) Prosthesis, which was developed at the Hospital for
Special Surgery (New York) and was b t implanted in 1974. It demonstrated a 91094%
success rate afier 15 years [Ranawat et al., 19931. However, despite these reported success
rates for the UHMWPE system, it has been shown that the polymer chemically degrades
before and after implantation. Wear debris resulting frorn surface damage of both UHMWPE
and the metal components is recognized as the greatest factor resûicting the Iongevity of total
joint replacements [Wright et al., 19921.
Since the advent of total hip replacements in the 1950's. relatively few polymenc matends
have been used in total joint replacements. These polyrnenc materials have included
polytetrafluoroethylene (PTFE), polyacetal (polymethylene oxide), high-density polyethylene
(HDPE), polyesters, UHMWPE and carbon-fiber-reinforced UHMWPE. During the past four
decades, investigators have observed that with the exception of UHMWPE, d l of these
materials have had significantly high rates of failure. The reason for the failure of PTFE,
polyacetal and HDPE was the hi& Wear resulting fiom the reported ection. The failure of
the carbon-fiber-reinforced UHMWPE system was attributed to poor adhesion between the
carbon fibers and the UHMWPE matrix [Li et al., 19941. Thus, UHMWPE has remained the
material of choice despite the generation of wear debns particles.
From the 19803, the focus of the joint-replacement industry was on the fixation of the
implants since there had not been any demonstration of widespread clinicai problems with
the exception of osteolysis. It was found that osteolysis was cornmody associated with
polyethylene Wear particles fiom surface damage [SchrnalPied et al., 19921. Since the
degenerative Wear process slowly erodes the original profile of the component, the result in
many cases is ultimate failure. The metal component bores through the UHMWPE until it
completely wears through to the underlying bone or metd backing of the polyethylene
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component. Usually, before such catastrophic failure occurs, the body mounts a response to
the presence of Wear debns in the sofi tissues surrounding the implant, often resulting in
infection, osteolysis, and late implant loosening [ Xenos et ai., 19951.
Manley et al. and Willert et al. have desaibed a mode1 of long-term implant loosening and
late revision. They indicated that üHMWPE debris are released fiom the implant surface and
steadily accumulate in the joint capsule, gradually polluting the surrounding tissues.
Microscopie debris particles are initially phagocytosed and transported away fiom the joint
capsule, however, in the f i a l stages of "polyethylene disease", the concentration of Wear
debns around the joint stimulates macrophages to elicit a local imrnunological response and
attack nearby bone cells. While the bone underlying the implant slowly resorbs under
osteolytic assault, the patient experiences mounting discornfort as the joint becomes painfully
inflamed and the implant loosens. Ultimately, the joint replacement is surgically revised to
clear the joint capsule of debris and implant a new prosthesis [Manley et al., 1994, Willert et
al., 19901.
The surface damage to UHMWPE components has been studied for many years, and
burnishing, scratching, abrasion, embedded debns, creep, pitting and delamination have been
observed by several researchers [Blum et al., 199 1; Bostrom et al., 1994; Rimnac et al.:
19941. Along with the Wear of polyethylene, some investigators have demonstrated the
presence of metai Wear debns particles in periprosthetic tissue samples [Meldrum et al.,
19931. The presence of metallic debris particles have been associated with an elevation metal
ion concentrations in systemic fluids, synovial Buid and periprosthetic tissue because of their
corrosion [ Betts et al., 19921. Brodner et al. found senun cobalt levels h m one-year implant
patients were below 0.3 p&. The presence of these metal ions is important because at
defined concentrations. It is known that metal ion accumulation can induce ce11 death
[Granchi et al., 19981. Another metal ion source was derived fiom the UHMWPE itself
meldrum et al., 19931. When comparing the cobalt ion concentration of rnanufactured
inserts with retrieved inserts, Meldnim et al. found that the metal ions concentration levels
changed &er many years of implant life. In some cases, original levels were found to be
higher than levels detected following 12-year implants, therefore, this implying the release of
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metal ion fiom the UHMWPE component over t h e . Metal alloys, corroding in aqueous
environments, do not in general, release metai ions in propomon to the elementfs abundance
in the dloy [Betts et al., 19921. For example, stainless steel implant materials were found to
release significant quantities of cobalt, even though cobalt was present in the alloy as a trace
impurity wichel et al., 199 11. Metd binding proteins cm be expected to have relative higher affbities for cobalt and chromium versus nickel [Betts et al., 19921. Hence, tracing these
contaminants is often a difficult task. Likewise, it can be conceived that isolating the organic
degradation products of UHMWPE components will also be a difficult talk. Therefore, most
studies to date have focused on defining the degree of Wear for polymeric and metallic
materials, and associating the influence of size, shape and type of Wear particle debris,
generated (i.e., polyethylene, polymethymethacrylate, etc.) on ce11 function.
While studies specifically looking at the generation of degradation products fkom the native
metai and UHMWPE components are rare, work relating the influence of released metal ions
on the generation of üHMWPE particle degradation is even more spane. Partly for this
reason, the role of metal ions, and specifically cobalt ions and their influence on the
UHMWPE particles will be a principle focus of this thesis.
2.2 Polyethylene Materials
For any polyrner system, the properties of the material are inextricably linked with its
chernical structure, molecular architecture, crystalline organization and thermal history
during processing and manufachiring of components containing the material.
The various forms of commercially available poiyethylene belong to a broad family of
polyethylenes, whose members differ by their rnolecular structure. Depending upon their
polymerization process, polyethylenes can be created as short linear, highly branched or long
linear chains. The physical and material properties of branched and linear polyethyIenes are
quite different.@Xodriguez, 1989; Young, 19831. Highly branched polyethylenes are typically
referred to as 10 w-density polyethy lenes (LDP E), since branching hinders the molecular
chains from forming high-density crystalline regions in the material. Branched polyethylenes
are softer, more ductile and more sensitive to creep than their linear equivalents. While
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branched polyethylenes have found many applications outside orthopaedics (in film,
package, containers), their comparatively poor material properties preclude their use in high
load bearing devices, such as total hip and knee replacements, for which linear polyethylenes
are most suitable [Eyerer et al., 19901. Table 2.1 lists some properties for LDPE and HDPE
[Wang WB et al., 19961.
Table 2.1 Properties of LDPE and HDPE [Wang WB, 1996)
1 Properties 1 LDPE 1 HDPE I
1 Degree of transparent 1 Serni-transparent 1 Non-transparent 1 Average molecule weight 3~ lo5 1 1 .25x10'
Elongation at break
UHMWPE and high-density polyethylene (HDPE) belong to the fmily of linear
polyethylenes. Despite HDP E 's ease of processing (due to low molecular weights), when
compared with UHMWPE, it has only been used in biomedical devices which experience
minimal loads, such as catheters and coatings for pacemakers [Eyerer et al., 1990; Li et al.,
19941. This is because HDPE has a lower impact strength and abrasive Wear resistence.
Biomedical components, which may be subjected to high in vivo loads, such as total joint
replacements for hip, knee, shoulder and elbow are manufactured from UHMWPE.
I
Hardness (shore D)
Density (g/cm3)
Pol yethylenes are in genmal, reported be relatively biocornpatible. This has been amibuted to
their hydrophobie character which results in the ineversible binding of proteins in a manner
that minllnizes tissue response [Laling, 19731. Conversely, hydrophilic surfaces have been
shown to easily desorb proteins and often can induce a more active cellular response fiom the
materiais. As a result, in their native b d k form, UHMWPE devices are associated with a
relatively low level of tissue response [Laling, 19731.
90-800% 15-100%
41-46
0.9 1-0.925
1
60-70
0.94-0.965
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UHMWPE is a long Iinear chah molecule, composed of repeating ethylene (-CH2-CH2 -)
units (Figure 2.1). In the polymerization, the reactive monomer, CH2=CH2, loses its
intracarbon double bond to generate a polymer with molecular weight values on the order of
6 million. This is relatively more than other types of polyethylenes, which have molecular
weights in the range of 10,000 to 500,000.
H H Polymerization
nCH2=CH2 -+
H n
Figure 2.1 Chernical Structure of UHMWPE
Despite UHMWPE's deceptively simple chernical structure, which is similar with other types
of polyethylene resins having lower molecular weights, the material's properties are quite
unique. In general, the physical properties of polyethylene change proportiondly with
increasing molecular weight, until a moiecular weight of 1 million is reached. At this point,
there is a sudden Uicrease in melt viscosity where the material's processibility changes and
hence the charactenstics of the final product are substantially different.
Virgin UHMWPE has the following qualities, which have made it quite attractive as an
implant matmial [Wang et al., 1997](A).
0' Low friction coefficient
* High abrasion resistance ma High impact resistance
High ductility and biocompatibility
Good resistance to biological degradation
0' Hydrophobie and good resistance to aggressive media
-
22.1 Polymerization of UHMWPE
UHMWPE in its most basic form is a plain white powder. In North Arnenca, three common
grades of UHMWPE resins are used in orthopaedic implants. These include GUR412 and
GUR415 &orn Hoechst Celanese as well as Himont 1900 [Kurtz et al., 19951.
UHMWPE is polymerized in an inert gas atmosphere [Bimkraut et al., 19901. Pure ethylene
eas is suspended in a hydrocarbon solvent (i.e. hexane) fiee of polar ùnpurities and in the - presence of a Ziegler-Natta catalyst system. Polymerization occurs on the catalyst surface at
temperatures between 66 to 80°C and pressures between 4 to 6 Pascals [Li et al., 19941. In
order to initiate the chah polyrnerization, free radical species are produced to react with the
monomenc system using initiator molecules [ Munk, 19891. While there are no specific
references to the initiators used for the commercial UHMWPE of interest to the biomedical
field, the aromatic peroxide, benzoyl peroxide, is an optimal free radical initiator in the
temperature range of 60-80 OC [Munk, 19891. Varying the temperature or adding small
amounts of hydrogen controls the polymer molecular weight. GUR415 has a higher
molecular weight (6 million) when compared to GUR412 (4 million) and 1900 (2-4 million)
[Li et al., 19941.
After polymerization, the solvent suspension goes through a series of centrifuging, stripping
and drying steps where UHMWPE is separated fiom the suspending agents and other
residues. The powder is passed through a 500pm filter to rernove large particulate and yields
a product with a mean particle size of 100pm. The regulation of the degree of purity and the
specification of properties for UHMWPE are in accordance to ASTM F648-84, and are Iisted
in Table 2.2.
2.2.2 UaMWPE Processing and Result in Properties
The propexties of a UHMWPE component depend not only on its original resin source, but
dso upon its rnethod of manufacture. Common processing methods use high pressures and
temperatures well above the melting point in order to fuse or consolidate the resin particles
together. Total joint replacement components can be machined out of compression-molded
sheets or ram extruded rod stock materid. As well, they can be compression-rnolded directiy
-
into their final shape. As a h a 1 manufacturing step, some companies' heat press or anneal
the d a c e of their components to provide a smooth and glossy finish. However, it has been
demonstrated that annealhg UHMWPE alters the physical properties of the polymer (i.e.,
defoms the crystailites) and may be implicated in reducing their clinical performance
[Young, 19831.
Table 2.2: Standard Properties of UHMWPE Powder [HPIl
I Properties Type of Powder
Molecular Weight
Number of particles of contaminants
Trace elements
Homopolymer of ethylene as
specified in ASTM D4020
Relative solution viscosity>2.3
(ASTM D 4020)
~ 2 5 particles per 300grn
~ax.content (ppm)
Aluminum 100
Ti tanium 300
Calcium 1 O0
Chlonde 120 -
Particle size
UHMWPE is semi-crystalline. In the amorphous region, the long chains hinder the ability of
molecules to order themselves into crystalline arrays, thus lirniting the extent of the material's
crystallinity. The strands are held together by random mechmicd entanglernents and
occasional chernicd crosslinks Wang et al., 1997](B). Surrounding the crystalline regions
and connecting the separated crystals located in the amorphous region are bridging tie
molecules which act as crosslinks between the crystalline domains and provide load bearing,
stress transfer as well as physical and chemical strength P I , Howmedica Product
Information]. The number of tie molecules is higher in UHMWPE as compared to HDPE.
--
Al1 powder shall pass through a
No. 16 (1.18 mm) sieve
-
Therefore, the crystallinity of UHMWPE (55-60%) is lower than that of HDPE (85-90%) [Li
et ai., 19941.
For purposes of medical implants, the final fabricated fom must adhere to the ASTM F 648-
84 standard, as listed in Table 2.3.
Table 23: Properties of UHMWPE Fabricated Form [HP1 and Lee et al., 19981
Properties
Additives of processing aids
Number of extraneous particles
Number of light patches
Hardness (shore D)
Mechanical requirements(Min.)
Tensile yield strength
Ultimate tensile strength
Elongation at break
Izod impact strength (double notch)
Deformation under Ioad
Density
ASTM F 648-84 Standards
No stabilizers or processing aids to be added
NO particle300pm; no more than 10 particles of
300pm or less
# light patch>than 300pm in a 400 cmL sample
2800 psi
4000psi
200%
1070.JlM (20 Mb)
2% afler 90 min. recovery (1000 psi for 24 hours)
Between 0.930 and 0.944gm/cm3
Incomplete consolidation of the resins greatly shortens the life of the implant [Li et al.,
19941. Recent studies on the analysis of physical properties has led some investigators to
conclude that compression-molded (CM) UHMWPE was more thoroughiy and consistently
consolidated than ram-exmided (RE) material [ Swarts et al., 19961. Also, Bankson et al
(1995) and Rentfiow et d.[1996] found that direct molded or CM material implants have
-
been shown to be less susceptible to particle debris production when compared to RE
material.
23 Sterilization of UHMWPE
Any matenal implanted into the body must be sterilized. Since LJHMWPE is a thermoplastic,
methods available for sterilization of these implants are: gamma irradiation, ethylene oxide
(ETO) gas and gas plasma (GP). Gamma irradiation has been a standard sterilization method
for orthopaedic implant devices for the past thirty years [Wang et al., 1997](A) and a
common source has been "cobalt, at a minimum dose of 2.5 Mrad. The irradiation period
can Vary fiom 1.5 to 18 hours depending on the radiation source [Streicher et al., 19881.
Gamma radiation sterilization has been shown to chemically damage the polymer by
generating free radicals on the molecular chahs [Del Maestro, 19801. These free radicals
remain trapped or "caged" with the polymer maaix until they react with an adjacent polymer
chah or other electron source (i.e., O?) [ Iring et al., 19901. Investigaton have suggested that
gamma irradiation can increase the Wear rate of UHMWPE since it has been documented to
change the structural and physical properties of polymers [Costa et al., 19981. in
cornparison, the Wear behavior of UHMWPE was not changed by ethylene oxide and gas
plasma stedization [Costa et al., 19981. investigators have shown that gamma -irradiation in
air has caused both oxidative chah scission and crosslinking [Streicher et al., 19881. Chain
scission has been shown to impoverish the mechanical properties of UHMWPE [Kurtz et al.,
19951. Meanwhile, Wang et al. found that the radiation sterilization of the polymers in
controlled environments could provide a potential benefit to UHMWPE since the Wear rates
were shown to be significantly lower than for both untreated and ET0 sterilized UHMWPE
cups [Wang et al., 1997](A).
2.4 Degradation of UHMWPE
The degradation of biomaterials c m be subdivided into several categories according to their
various modes of initiation. These comprise thermal, mechanical, photochemical, radiation
chernical, biological and chernical degradation [Schnabel, 1 98 11.
-
The tenn degradation in this study is used to denote changes in chemical properties involving
bond scission and the generation of new chemical groups in the backbone of the
macromolecule. In linear UHMWPE, these chemical reactioas lead to a reduction in
molecular weight Wurtz et al., 19951. The shortened chahs result in an efficient folding of
polymer segments, therefore, bringing about more crystalline domains [Kurtz et al., 1995;
Shinde et al., 19851. This leads to an increase in the polymer's density as degradation
proceeds.
Several investigatoa [Kum et al., 1995; Rimnac et al., 19941 have attributed the mechanicd
degradation of UHMWPE to the presence of free radicals that are generated from the
material absorbing extemal energy fiom the load or cyclic stress applied ont0 the material.
This process of degradation promotes the formation of surface roughness, surface creep
deformation and increases the arnount of Wear generated fiom the implant [Wang et al.,
1995; Deng et al., 19981.
2.4.1 Oxidative degradation of UKMWPE
The oxidation of UHMWPE has been shown to initially occur in the amorphous structure of
the material because it is more accessible to oxygen diffising into the material [Scheirs et al.,
199 11. The oxidation propagates non-unifomly throughout the polymer because the
amorphous structure is defined by a series of loosely packed tie molecules that exist within
the material and bridge the crystalline phases. After oxygen difision occurs, the oxidation
reaction c m propagate throughout the material in an autocatalytic process [Fodor et al.,
199 11.
The principle reactions involved in the oxidation of UHMWPE have been summarized in the
following steps: initiation, propagation and termination (see equations 2.1 to 2.6). [Schnable,
198 1 ; Fodor et al., 199 11
In the initiation reaction, Bee radicals are formed:
Equation 2-1
-
(Note: in the reactive environment, X* cm be any number of factors, including light, heaî,
ultasonics, energy, radiation, certain transition metais, oxygen, oxygen radicals or other fiee
radicals.) Here R-CHrCH2-R' represents polymer.
In the chah propagation step, oxygen is usually involved. The radicals are oxidized
(Equation 2-2) and chain-c-ng peroxyl radicals are formed [Fodor et al, 199 LI:
P'
The reaction of peroxyl radicals with the substrate results in polymer hydroperoxide
formation (equation 2-3). A fraction of the peroxyl radicals cm convert directly into
carboxylic groups with simuItaneous chain scission [Fodor et al., 199 11. The peroxyl radicals
propagate the reaction or fom alkyl radicals:
R- 6~-0-0 + R" - R- CH-O-OH + -C + Equation 2-3 Equation 2-4
OOH OH OH
Chain termination occurs in the bimoIecular cross or homo reaction of the radicals:
2 R-CH2* -b R-CH2-CHrR Equation 2-5
R-CHrO-0. + R'-CH2* R-CH2-CH2-R' + O2 Equation 2-6
Many clinical retrieval studies of failed orthopaedic components have shown clear evidence
of oxidation as measured by FTIR [Sun et al., 1995; Eyerer et al., 19841. Therefore, the
-
oxidative degradation of UHMWPE is an important aspect of investigations on the
degradation of UHMWPE.
2.4.1.1 Gamma Irradiation and Its Oxidative Degradation
Sterilization of UHMWPE components in air by gamma radiation has received considerable
attention in recent years due to evidence linking this process with inaeased oxidative
degradation. When UHMWPE undergoes 60~o-irradiation in a nitrogen environment,
oxidation of the polyethylene is reduced and thus Wear is also decreased [Streicher et al.,
19881.
The severity of the oxidation is dependent on the irradiation source, the absorbed dose and
the amount of oxygen accessible to the generated radicals [Streicher et al., 19881. Some
authors [Streicher, 1988; Kurtz, 19951 have reported extensively on the relationship between
decreased mechanical properties and the oxidation of UHMWPE induced by irradiation.
On a molecular level, the effects of irradiation on mechanical prope~ties are a consequence of
chah scission due to oxidation and crossliking. This brings about changes in crystallinity and
decreases the entanglernent density and the nurnber of tie molecules. Tende behavior, visco-
elastic properties, hcture strength, fatigue and finally Wear are af5ected [ Premnath et al.,
19961.
2.4.1.2 In Vivo Chernical Oxidation
Following implantation, UHMWPE is believed to be subjected to oxidation process as
involving oxidants such as hypochlorous acid, hydrogen peroxide, nitric acid produced by
phagocytic cells and saline present in the synovial fluid [Nathan, 19861. This oxidation can
be fllrther accelerated by thermal [Jelinski et al., 19841 and Wear [Bankston et al., 1995,
Rimnac et al., 19941 mechanisms associated with fiction between the polymer and metalIic
surfaces.
-
Meldnim et al. (1993) reported that polyethylene particles were the major constituent of the
material debris formed as a result of orthopaedic implant Wear. These particles vary in size
fiom submicron values up to 100 pm and in trace metal content (Co, Ti, Cr, Va, Mo, Ni,
etc.). The Wear particles can be phagocytosed by macrophages, which can be activated to
release cytokines and other agents at the same time poronov et al., 19981.
Stokes et al. [1990] has s h o w that transition metai ion salts and sodium chloride cm play a
role in catalyzing the oxidation of polyrners. Specifically, Stokes found that polyether-
urethane elastomers exposed to metal conductor wire devices (in other work, related to
cardiac and neurologie pacing leads) undenvent auto-oxidation in vivo because of the metal
ions derhed from corrosion processes. Henry and colleagues found that when polyethylene
was incubated in aqueous salt solutions such as sodium chloride, the materials were s h o w to
undergo heavy oxidation when compared with water. Furthemore, the level of oxidation
increased as a fiinction of sodium chloide concentration and the materid underwent fiuther
changes in density [Henry et al., 19901. Hence, the susceptibility of UHMWPE to oxidation
and the presence of trace metal content raises the concern in regards to the possibility of
accelerated oxidative degradation in UHMWPE. This point will be fuaher discussed in
section 2.4.2.
2.4.1.3 Shelf Storage Environment
Many authors [ Streicher et al., 1988; Rirnnac et al., 1994; Kurtz et al., 19951 have
investigated the relation between storage t h e and the oxidative degradation process, afier
UHMWPE was irradiated. Al1 of them found that the density of polyethylene increased with
storage time. As well, most of the other material properties undenvent changes. Therefore,
the oxidative degradation of UHMWPE progressed during storage tirne.
Streicher [1988] performed a storage experiment with irradiated samples in both air and
nitrogen at 2 1 OC, and in water at 37°C. Their results demonstrated that oxidation was greatest
for the samples stored in water while the least oxidation was found for samples stored in the
nitogen atmosphere.
-
2.4.1.4 Thermal Oxidation
Thermal oxidative degradation of polyethylene is a well-documented phenomenon, and is
related to the elevated temperatures (over 200-250°C) used for processing the UHMWPE
implant device [Hawkins et ai., 19711. Meanwhile, thermal oxidation is also a concem in
vivo. It has been proposed that the free radical reaction is accelerated due to frictional heating
and stress in the loading zones. This ûictional heating is consistent with observations of
temperature rise in acetabular cups during in vitro fictional Wear stress tests and in vivo
telemetry observations [Janan et al., 199 11. Studies showed a rise in temperature of 4 to 7 O C
in the overall material depending on the type of articulating surfaces and an increase of up to
50°C right at the articulating surface [Lanzer et al., 19921.
In vitro studies by Lee reported that samples of UHMWPE particles which underwent
heating at 105 O C for 170 hours exhibited a significant elevation of oxidation index values
[Lee et al., 19981. However, samples treated at 37, 60 and 80°C showed no significant
increase in the oxidation index values [Lee et ai., 19981. Another observation in the latter
study was that it took appropriately 100 hours, at lOS0C, in order to induce a substantial
increase in the oxidation index. Beyond 100 hours at 105OC, the change in the oxidation
index value became exponential in nature. This suggested that a threshold condition had been
achieved which allowed for an accelerated reaction to occur. This condition could be
attributed to the sample attaining a critical concentration of free radicais, which then initiated
the oxidation reaction throughout the material [Lee et al., 19881.
2.4.2 Metal Ions and their Role as a Catalyst in Oxidation
Cobalt-chromiurn metal alioy is a cornmonly used material for the fabrication of the stem
portion in joint replacements. As such, traces of cobalt and chromium ions have been found
in retrieved implants weldrum, et al., 19931. Interestingly, it has been found that in retrieved
pol yethylene cups of the Co-Cr-UHMUrPE s ystem ( following 1 2 years afier implantation)
there was a drop in cobalt content associated with the polyethylene components of retneved
polyethylene cups weldnim et al., 19931. It was considered that the original metal
contamination was acquired during the machhing of the polyethylene components and that
subsequent Wear released the metal contaminant with the polyethylene.
-
A study by Michel et al. (1991) has show that the concentration of cobalt ion in s e m was
different for two groups of patients which diflered in that one group did not have implants
and the patients in the second group al1 had cobalt-chromiurn implants. Patients without
implants had a base Ievel cobalt concentration of 0.33*0.16 ( 1 0 ' ~ m l ) while patients with
implants had levels of 1.13 ( lu9 g/ml). It has been reported that cobalt ions in elevated
concentrations (Le. 10 to 40 ppm) are toxic to human gingival fibroblast cells [Lacy et al.,
1 9961.
Zhao et al. (1 995) found that cobalt could accelerate the oxidation of polyurethanes by acting
as a catalyst in oxidation reactions. Stokes et ai. also reported that the cobalt ion, present
because of corrosion processes, in a polyether-urethane biornaterial system could accelerate
the oxidative degradation of the polymer. While serious surface damage to the polyurethanes
has been observed in cobalt bearing alloy systems, there has been linle evidence of
significant auto-oxidation found in the presence of silver, nickel, chromium, molybdenum,
iron, titanium and platinum [Stokes et al., 19901.
Stokes et al. (1990) concluded that the cracking of the polyurethane biomaterials occuned as
a result of corrosion processes, which first liberated cobalt ions that could react with water to
fom the oxygen needed in the auto-oxidation reaction. Subsequently, free radicals would be
fonned and this would initiate and propzgate polymer oxidation. Here, metal ion was acting
as a catalyst in the oxidation of the polymer [Stokes et al., 19901. The proposed chernical
reactions involved are expressed in the following equations 2-7 to 2-20.
Formation of metd ion (m fiom metd (M) in various environments [Coury et al., 19861:
--+ M * + ne- (electrolysis) Equation 2-7
2l@ + 2 ~ ' - ~ M ? + H ~ Equation 2-8
~ M O + O ~ + ~ H ~ O - 4 ~ + + 4 0 K Equation 2-9
-
M! + HOOH -+ M + HO. + OH- Equation 2- 10
I@ + HOCI + M * + HO. +cl- Equation 2-1 1
While several metai ions have been associated with polyethylene Wear [Meldrum et al.,
19931. Cobalt is of particular interest because it can readily establish an equilibrium state
redox reaction systern in an aqueous medium (Equation 2- 12 and 2- 13) [ Stokes et al., 19901.
C O " co3' + e(~O=-1.8v) Equation 2- 1 2
2Hz0 O2 +4FIi +2e (E' =- 1.2~) Equation 2- 1 3
Metallic ions such as cobalt ion can react with endogenous oxygen and oxygen free radicals
to initiate and propagate the oxidation of polymers in several ways including the following
equations which show the cycle between Co ?' and Co '' [Stokes et al., 1 9901:
co2+ +02 -c03+ +oz-. Equation 2- 14
3+ Co + R-CH2-Rt R-CH*-R' + Co " + Hm Equation 2- 16
These metal ion catalyzed processes can also propagate oxidation reactions related to
intlarnmation [Stokes et ai., 19901. The inflammatory process involves a phagocytic
mechanisrn by macrophages, which is laiown as the 'foreign body responset. During this
process, cells will release hydrolytic enzymes, hypochloric acid, oxygen radicals and
hydrogen peroxide, directly on the device d a c e mathan et al., 19861. In this situation,
some chernical reactions will be propagated by the presence of metai ions such as cobalt
[Stokes et al., 19901. Their reactions with hydrogen peroxide and other compounds could
include any of the following:
-
Equation 2-17
Equation 2-18
Equation 2-19
Equation 2-20
Equation 2-21
Equation 2-22
The above f?ee radicals can initiate and propagate oxidation of polymeric biomaterials in in
vivo systems [Stokes et al., 19901.
-
3.0 MATERIALS AND METEIODS
3.1 Material Selection
Ultra-hi& molecular weight polyethylene (UHMWPE) particles were obtained from the
Hospital for Specid Surgery (HSS), New York. The properties of the UHMWPE are listed in
Table 3.1.
Table 3.1 Material Properties for the Selected UHMWPE [Hoechest Celanese Product
S pecXcationl
Property
I~ver. Particle size I
Resin
Resin Manufacturer
4 150HP
Hoechst Celanese
I~ensile modulus MPA 19 15.8 I
Melting point
Specific gravity*
135.6*0.4"C
0.93cm3/g
*nie specific gravity was measured relative to that for water which has a specific gravity of 1 .O0 at
Tensile yield MPA
Elongation to break %
UHMWPE particles were selected for this study since this type of polyethylene is commonly
used in the fabrication of articular components for total joint replacements. And it is the most
common Wear particle debris found at the bearing d a c e s of implants [Blum et al., 1991;
Bostrom et al., 1994; Tanner et al., 19951.
23.8
390
-
3.2 Test Sample Preparation
3.2.1 Steriiization of Samples
Sterilization by irradiation is the most cornmon method used to sterilize UHMWPE
components. Other methods such as ethylene oxide treaûnent are also in use, but there has
been a cal1 by the FDA to phase out its use due to the toxic residues which remain following
sterilization [Hui et al., 19971. In this shidy, sampies were gamma-irradiated with a 2.5 Mrad
cobalt-60 source in the presence of air at the department of Chernical Engineering and
Applied Chemistry, University of Toronto. It was not possible to perform the sterilization
under nitrogen atmosphere at these facilities since they were not equipped for such a task.
The selected dosage of radiation was 2.5 Mrad 60~obalt, which is standard for the
sterilization of d l medical implant systems [Streicher, 19881. There have been studies which
suggest that storage time (days to months) after irradiation increases the susceptibility of
UHMWPE oxidation [Kum et al., 19951, hence for the current study of the particles were
used within 5 hours of irradiation.
3.2.2 Coating of UHMWPE Particles with Cobalt Chloride
Experirnents were carried out to detemiine the effect of metal ions on the oxidation of
UHMWPE. Cobalt ion was of particular interest because of its oxidation potential [Zhao et
al., 19951 and since analytical studies of UHMWPE have indicated its presence at the
interface between the UHMWPE cup and the cobalt-chromium bal1 in total hip replacements
@ielcirurn et al., 19931. Cobalt chlonde hexahydrate in 99.99% punty (ASC reagent grade,
BDH Inc., Toronto, Ont.) was selected as a source of cobalt ion for the work in this thesis.
The mass ratio of metallic salt to UHMWPE particles selected for most of this work was
1 : 100. The metallic sd t and polymer particles were added to a 50 mL beaker. Approximately
30 mL of HPLC grade ethanol (Sigma-Aldrich, St.Louis, MO) were used to dissolve the salt.
The solution mixture was stirred u n i f o d y using a Vortex-Genie vortex [Scientific
Industries Inc., Bohemia, NY] for 10 minutes in order to completely dissolve the salt. This
mixture was then left under the fume hood for several days until the ethanol was totally
evaporated. Kimwipes@ were placed on the beaker to prevent any contamination fiom
airborne particles d h g the evaporation process.
-
The powder mixture was then washed 10 times using 30 mL of HPLC-grade water and the
water was rernoved from the particles in a filtration system with a 0.5 pm Teflon filter
(FHUP04700, Millipore Corporation). The filter was used to collect the coated particles,
which then were placed in a covered petri dish and lefi to dry overnight in an oven at 37°C.
0 t h metal ions, such as titanium oxide (rv) (Aldrich, Milwaukee WI, Cat#25, purity 43 1-
2). chromium chloride (III) (Aldrich, Milwaukee WI, CatR2, purity 957-l), nickel chloride
(II) (Aldrich, Milwaukee WI, Cat#22, purity 338-7) were also coated with WMWPE
particles by using a similar procedure. Work with the latter metal ions was canied out by
Zaheer Ahmed [Thesis, 19991 and the work was supervised by the M.Sc. Candidate. These
metals were selected because they have been reported to be present in high concentrations
isolated in retrieved implants [Meldrum et al., 19931.
3.23 Metal Ion Concentration (Atomic Absorption Spectroscopy)
Cobalt-chromium metal is comrnody used for the stem portion of total joint replacements
[Meldrum et al., 19931. As such, mces of cobalt ions have been found in retrieved implants
bond with the particulate Wear debris [ M e l d m et al., 19931 and bey were also found at the
site of inflamrnatory tissues around loosened implants [Meldrum et ai.,1993]. The
concentration of cobalt from retrieved polyethylene cups of Co-Cr-LJHMWPE systerns was
approximately 64 * 2 1 ppb after 12 years [Meldrum et al., 19931, while the concentration of cobalt in smounding tissues ranged from 0.06 to 171 pg/g (ppm) dried tissue [Betts et al.,
19901.
In this work, the cobalt ion concentration was set at a level of about 10 ppm because this
level was the lowest concentration that could be achieved within the prelirninary studies (see
resuIts section). Co bah levels were measured using an atomic absorption spectrometer ( AA)
located in the Department of Chernical Engineering and Applied Chernistry, University of
Toronto. AA has a high sensitivity t e h g the rnetd ion concentrations between ppb to ppm
levels.
-
In the atomic absorption (AA) method, a weighed amount of the sample for analysis was
atomized in a Barne, and the absorbance of the light by this vapor was measured at a specific
wavelength which was characteristic of the element to be determined. The unlaiown
concentration was given by cornparison with absorbance measurements for standards of
known composition [Ebdon et al., 19981.
3.3 Oxidation of UHMWPE Particles
Oxidative degradation has been identified as a prevalent mechanism of UHMWPE
degradation [Li et al., 19941. There are several sources of oxidation that can contribute to the
degradation of UHMWPE. While UHMWPE has suitable chemical, mechanical and
physical properties for orthopaedic devices in its virgin state, it is found that gamma
irradiation during sterilization; thermal oxidation during the process of the implant as well as
chemical oxidation degradation due to the presence of salts and oxidants such as hydrogen
peroxide in the physiological environment alters its pnstine condition. The purpose of this
study was to oxidize UHMWPE particles containing cobalt ion and to isolate and identify the
nature of particdate degradation products produced by both oxidative and hydrolytic
processes.
3.3.1 Oxidation b y Thermal Treatment
Oxidation by heat-treatment was performed to determine a relationship between the
oxidation index and incubation time for different ternperatures. Samples of UHMWPE were
placed in an airflow oven for various t h e periods and temperatures (i.e., 37OC, 60°C, 7O0C,
75OC, 80°C, 90°C, M°C and 105OC). A list of the heat-treated samples and their incubation
times are given in Table 3.2. The 37OC temperature was chosen because it represents a
physiological temperature for the human body. The remaining temperatures were chosen
based on previous accelerated aging studies for UHMWPE [Poggie et ai., 1997; McKellop et
al., 1997; Dwyer et al., 19961.
-
Table 3.2: Experimental Heat-treatment Periods for UEMWPE Particles with Cobalt
Ion Samples
1 Temperatures 1 Times tested 1
#Experiments were performed once for exploration purposes
*Experiments were performed in triplicate.
37"C# 60°C# 70°C# 75T# 80°C*
9o0c* 95OC* ' 1OS0C*
33.2 Chernical Oxidation of UEEMWPE particles
The samples were subjected to hydrogen peroxide in phosphate buffer (pH=7) for 20 days.
Studies have s h o w that hydrogen peroxide is a chernical agent which is present in
significant amounts during the inflammatory response at sites of inflammation near
orthopaedic implants Weiss et al., 1982; Iwasaka et al., 19981. While the H20r is produced
continuously, it is also consurned. Therefore, while commutative amounts of hydrogen
peroxide generated can be quite hi&, the actual hydrogen peroxide levels at any point in time
is much lower than 10 w/w%.
6 months 1 month; 6 months 13 days; 2 1 days; 30 days 1 3 days; 2 1 days; 30 days 18 hours;24 hours; 30hours; 38 hours; Zdays; 3 day; 4days; Sdays 8 hours; 13 hours; 18 hours 8 hours; 13 hotus; 18 hours 8 hows; 13 hours; 18 hours
In the current study, the concentration of hydrogen peroxide was chosen as 10 w/w% [Lee et
al, 19981. While this concentration is very high in cornparison to what may be expected
physiologically, calculations in Appendix B show that the experimental parameters in this
study are such that the achial particle exposure to hydrogen peroxide is similar to that which
may be expected for phagocytosed particles. It is reported that macrophages cm release
hydrogen peroxide continuously during four contrasting states of activation [Nathan et ai.,
19861. The levels of hydrogen peroxide generated by macrophages are shown in Table 3.3
-
based on an ideal choice of an oxidant for this study. As well, similar concentrations of Hz02
have been used by others to study the oxidation of UHMWPE implant components [ Rimnac
et al., 19941.
Table 33: Hydrogen peroxide released in macrophages i t four different contrasting
States of activation (Data obtained from Nathan, 1986)
kel l State 1 ~ ~ 0 ~ released per hour, nmoUmg protein
l Non-activated 50- 1 O0
1 Activated 13 50-650 1
33.2.1 Determination of Bydrogen Peroxide Activity
Hydrogen peroxide activity was determined using a method based on the spectrophotometric
determination of I*, formed when hydrogen peroxide is added to a solution of iodide (1-)
rneasured at a wavelength of 35 1 nm [Klassen et al., 19941. The reaction proceeds as follows:
Deactivated Inactivated
H202 + 2r + 2 H I2 + 2Hz0 Equation 3- 1
1-100 0-20
and the iodiddiodine species are in equilibrium:
I~ + r - I ~ - Equation 3-2 The chernicals for this assay are listed in Table 3.4. Solution A was made up in a 500 mL
volumetric flask and contained: 33g of potassium iodide (99.99+%), Ig of sodium hydroxide
(99.99%), and O.lg of ammonium molybdate tetrahydrate (reagent grade) dissolved in
filtered water. This solution was stirred for 10 minutes to dissolve the molybdate and poured
into a foil-covered bottie to prevent photochernical oxidation of T. Solution B contained 1 0g
of potassium hydrogen phthdate dissohed in 500 rnL of water, in a volumetric flask. A
calibration curve was created using equal amounts (by weight) of solutions A and B and
-
varying the concentration of hydrogen peroxide. The absorbance of the resultant solution was
then rneasured at 35 1 nm. The cdibration curve can be found in Appendix C.
Table 3.4 Chemicals for Hydrogen Peroxide Assay
C bedcals
i Sodium hydroxicie, 99.99%
Supplier
Po tassiurn iodide, 99.99+%
' ~ idr ich Chernical Company, Milivaukce, I IWI I
Aldrich Chernical Company, Milwaukee, WI
1 Ammonium mol ybdate tetrahydrate, ACS reagent [Aldrich Chemical Company, Milwaukee, 1 I grade Potassium hydrogen phthalate, 99.95%
33.2.2 Half-üfe Study for Hydrogen Peroxide
A half-life study was performed to determine the activity of the oxidant over the incubation
paiod when in the presence of the üHMWPE particles (with trace levels of CoClr). The
half-life value was chosen to be the time at which the hydrogen peroxide would be
replenished to yield the original activity of the experiment.
WT Aldrich Chernical Company, Milwaukee, WI
Hydrogen peroxide, 30 w/w%
Using a Mettler-Toledo anaiytical balance (Greifensee, Switzerland), approximately 0.240g
sample of UHMWPE particles was weighed, placed in a glass French bottle (VWR
Scientific, #363 19-760, Mississauga, ON), and layed on its side. The lid of the bottle was
TeflonB-lined. A 15 ml aliquot of 10 w/w% hydrogen peroxide solution in phosphate buffer
@H=7) was added to the polymer. The concentration of the hydrogen peroxide was read in
triplicate at periodic intervals (e.g., tirne = 0, 2, 4, 6, 12, 24, 48 hours). The half-life was
determined to be 3 days. The half-life data are plotted in Appendix C.
Aldrich Chemical Company, Milwaukee, WI
-
3.33 Incubation Experiments
The sample groups used in this study and their treatrnents are given in Table 3.5.
Table 3.5: Chemical Treatments for UHMWPE Particles
1 Pre-Treatment of Samples l Incubation conditions (8 ho~rs(l05~C) heat with cobalt* 1H2O2 10 W/W% in buffer*; buffer* 1
* ~am&s were perfokned% triplicate
I~on-heat with cobalt* 1 ~ ~ 0 2 10 w/w% in buffee; buffer*
The method of UHMWPE particle incubation was previously developed by Angela Lee [Lee,
20001. However, some changes were made to the incubation times. A wide-mouth French
square glas bottle with the dimensions of 5.5 an x 5.5 cm x 11.4 cm (VWR Scientific,
Mississauga, ON) was used with a Teflon@-lined lid. The low density of UHMWPE made it
diEcult to completely expose the particles to the solutions. Hence, this bottle was selected to
maximize the particle exposure by providing a high surface area per volume ratio. The
surface area available at the particle-solution interface was 52.80cm" n e mass of particles
used to form a monolayer in this surface area was calculated as being 0.230g (See Appendix
C). This m a s was calculated based on an average particle size 250 Pm in diameter [ SEM
measurements, Lee, 1 9981.
8 houn( 105°C) heat, non-cobalt Non-heat, non-cobalt
An aliquot of 0.23g of LTHMWPE particle was weighed and placed into three bottles for each
sample. Then an aliquot of 15 mL of 10 w/w% hydrogen peroxide in buffer or buffer control
solution was carefully added to the bottie to ensure that a monolayer of polymer was floating
on the surface of the solution. The botîles were capped tightly and covered with aluminurn
foi1 because the hydrogen peroxide was light sensitive. Al1 samples were incubated at 37OC
for 20 days. The samples incubated with hydrogen peroxide were replenished every three
days, based on half-life data [Appendix Cl with 2.5 ml of 30 w/w% hydrogen peroxide.
H2O2 10 w/w% in buffer; buffer H202 10 W/W% in buffer, buffer
Following the end of the incubation period, the incubation solutions were separated f?om the
particles. This was done using a filtration system with a 0.5 pm Tefion@ membrane filter.
-
The particles were collected on the filter, placed in a covered petri dish and left to dry in a
37OC oven for one day or until the residual water evaporated. The incubation solutions were
prepared for hi& performance liquid chromatography (HPLC) analysis (see section 3.5) and
the particles were analyzed ushg FTIR ( see Section 3.4).
Oxidized UHMWPE particle sarnples were incubated with phosphate buffer @H=7) or
h y d r o p peroxide !10w/w%) in buffer for 20 days at 37OC. These conditions provided both
hydrolytic and oxidative conditions. The sarnples were previously listed in Table 3.5. The
incubation conditions were selected in order to mode1 aspects of the physiological
environment. For instance, it has been reported that monocyte-derived macrophages will
release hydrogen peroxide after particles are phagocytosed by the cells pathan et al., 19861.
At the end of the incubation periods, particles were isolated fiom the solutions using a filter
system with a 0.5pm Tefion0 membrane (0.5 pm, FH type, Millipore Corp.). The details of
this step were desaibed in section 3.3.3. The polymer was dried in a oven at 37°C overnight
and stored at room temperature in dark until FTIR analysis was perfomed within 7 days. The
incubation solutions were kept for analysis of the degradation products using HPLC.
3.4 Characterization of UELMWPE Oxidation by Fourier Transform Infrared
Spectroscopy (FTIR)
Fourier transfomi i&ared spectroscopy is an analytical technique b a t is used to identify the
various chemical groups present in a substance. The theoretical principle is based on the
ability of chemical groups to absorb energy that will be used to increase the vibrational
motion of the bonds pavia et al., 19791. However, only chemical groups that contain a
dipole moment can absorb infrared radiation. These diflerent groups can absorb energy to
increase the vibrational motion at a characteristic wavelength or wavenumber. IR
spectroscopy can be used to fhgerprint a specific compound and the types of vibrational
motion can be used to elucidate the chemical structure of the material.
In this study, there were two methods of FTIR applied to quanti@ the amount of oxidation
found in UHMWPE particles: transmission FTIR and diffise reflectance FTIR @RIFT)
-
spectroscopy. In transmission FTIR, a s p e c t m is generated h m the vibrational energy that
is detected when the infrared radiation passes through a sample. However, DRIFT generates
an FTIR spectnim by using the reflectance of the radiation fiom the surface of the sample.
Reflectance consists of regdar reflection and diffuse reflectance. Diffise reflectance results
when light enters a substance where it is partially absorbed and the energy emerges f?om the
substance afler it has been scattered. The reading obtained using the diffise retlectance mode
is given in Kubelka-Munk nits ( K-Munk ). These units are linearly proportional to the
sample concentration [ GRAMSI 386User's Guide] and are analogous to transmission in
normal transmission FTIR. K-Munk can be converted fkom transmission data using the
following relation:
K- Mun k =[I - ~ r a n s m i~sion]~/[2~r~ramrnissionj Equation 3-3
Following some preliminary measurements, it was decided to analyze the particles using the
reflectance mode because the sample preparation was quicker and easier, and the data tended
to be more reproducible than results acquired by transmission FTIR.
For the sample preparation, the particles were diluted with FTIR grade potassium bromide
(Aldrich Chernical Company, Milwaukee, WI) in a ratio of 1 :5 (mass of particles to mass of
potassium bromide), a typical mixture would consist of 6ûmg of üHMWPE. The samples
were ground together using a m a d e mortar and pestle and placed in a sample holder (5 mm
in diameter, 2.5 mm in depth). The surface of the sample was pressed and flattened using a
spatula and force. The sarnples were s c a ~ e d using a nitrogen purge to remove most of the
moishire and carbon dioxide fiom the sample chamber. In reflectance mode the IR scan
provide an analysis of the upper 10 pm of the surface [Lee, 19981, depending upon the ability
of the materials to absorb IR radiation.
The experiments were c&ed out using a Bomen Hartmann & Braurn, MS-Series FT-Raman
instrument and GRAMSI386 software at Photonics Research of Ontario, University of
Toronto. All samples were scanned in the mid-IR region (500 to 4000 cm"). The number of
scans taken up for each sampIe was 10-25.
-
3.4.1 Definition of Oxidation index for UHMWPE Particles
In order to quantifi the degree of oxidation in the experiments, a convenient measure of this
value was needed. Various dennitions have been provided for the oxidation index values of
UHMWPE over the past decade, and most of those have involved the height and area
measurements of various peaks. Usually, the definition includes peaks within the 1650- 1850
cm-' range which are associated with the carbonyls. As well, these latter values are
normalized usine selected peaks. which are associated with methylene or methyl groups.
Personal communication with the chairman of the ASTM cornmittee on UHMWPE, Dr.
Steve Kurtz has indicated that eight of the most comrnon methylene or methyl peak
selections used to norrnalize the carbonyl region are givan in Table 3.6 [Kurtz, 19951.
Table 3.6: Summary of Oxidation Index Defmition for UHMWPE*
Method 1
Normalization for methyl vibration Area of 2020m"
2 3 4 5
1 8 IHeight of 425 1 cm" 1 * This surnmary was obtained fiom persona1 communication with Dr. Steve Kurtz (chaimai of
Height of 2020m" Area of 1468cm-l Height of 1468cm-' Area of 1370cm-'
6 7
ASTM for UHMWE)
Height of 1370cm" Area of 425 1 cm"
The oxidation index (0.1.) selected for the curent work was defined as the ratio of area under
the peak for the carbonyl region, between 1650 -1850 m", to the methyl peak vibration
between 1330-1390cm" (Figure 3.1). This was based on the Arnerican Society of Testing
and Material (ASTM F04.15.12) standard. A higher 0.1. value defines a material with more
extensive oxidative damage to the particles. The 0.1. equation can be expressed as equation
3-4:
-
3.4.2 Typical FïIR Spectra Diagrams Associated with the particles
A typical FTIR spectrum for virgin and oxidized UHMWPE particles is s h o w in Figure 3.1.
Its contains a sharp asymmetric stretching at 2915 cm-', rnethylene in-plane defornation at
1466 cm", a light methyl urnbrella defornation at 1370 cm-' and a strong in phase rock at
722 cm-' [James et al., 19931.
Virg in
Figure 3.1 Typical FI'IR Spectra of Non-Oxidized and Oxidized UBMWPE
The oxidized sample in Figure 3.1 contains an additional peak at 17 10 cm'' (carbonyl peak),
which is characteristic of the oxidation process. The samples that were anaiyzed using FTIR
are listed in Table 3.2.
3.43 ATR-FTLR Analysis of IsoIated Degradation Products
FTIR was also used to analyze solution samples. The sample holder was changed to a
solution chamber (50 mm in length, 5 mm in width, 2.5 mm in depth), that had a high
rehctive index crystal between the sample and the light source. In this method, the
-
background was changed to a solvent solution in place of the potassium bromide used for
particles. The data are presented as a measue of transmission. This method is also called
Attenuated Total Reflectance FTIR (ATR-FTIR).
in order to identify the nature of chernical fiinctional groups within the isolated degradation
products, specified HPLC fractions were collected h m the incubation solutions (Figure
4.10) and concentrated in order to analyze the products by FTIR. The specified samples are
listed in Table 3.7.
Table 3.7: Samples Using ATR-FTIR Chromatogram A in Figure 4.10
Sample description Retention times fiom 53-55 minutes of #A0 Retention times fiom 60-67 minutes of #.4O Retention times fiom 69-70 minutes of #.4O
Note: Al1 products were derived h m the incubations of particles that were treated with CoCI2, heated for 8 hours in air at i OSaC and then incubated in (IOw/w%) hydrogen peroxide solution for 20 days.
3.5 Extraction of Degradation Products
In order to prepare the incubation solution sarnples for high performance liquid
chromatography (HPLC), contaminants such as salts in the incubation solutions were
rernoved. Following this, the solutions were concentrated and then dissolved into a suitable
mobile phase. Al1 solutions were processed in the same manner. Triplicate solutions f?om the
same reaction conditions were pooled together in order to increase the intensity of the HPLC
and mass spectroscopy (MS) signals. The preparation scheme for the HPLC samples is
shown in Figure 3.2. Two extracts of the incubation samples were analyzed for degradation
products. The first extract consisted of samples taken fbm the organic phase of
chloroform/incubation solution extraction and the second was a rnethanol extraction of the
fieeze-dned aqueous phase firom the chlorofodincubation solution extraction.
The solution extracts were prepared in the following manner. A 10 ml aliquot of HPLC grade
chloroform (Caledon Labonitories Ltd., Georgetown, ON) was added to the incubation
-
solutions. The chloroform/aqueous mixture was vortexted for 5 minutes. Upon resting this
sample immediately separated into two phases. The chloroform phase was removed with a
Pasteur pipetîe and was evaporated with a stream of high pwity, dry nitrogen (Grade 4.8,
BOC Gases, Mississauga, ON) until a residue remained. The incubation solutions were
extracted with chloroform three tunes and the residues were pooled together. The solid
residue was dissolved with the starting HPLC mobile phase (100~1 of methanol and 900 p1 of
ammonium acetate buffer. pH=7.0). These samples were labeled as the symbol "organic
phase" denoted following the sample number (e.g., #40 organic phase).
The aqueous phase of the incubation solution was frozen in liquid nitrogen and fieeze-dried
(WDS-54A, FTS Systerns Inc., Stone Ridge, NY). The recovered solids were extracted with
methanol solution. The methanol solution was separated from the solid and subsequently
evaporated, using a stream of Grade 4.8 nitrogen, to recover the products. Finaily, the
residues f?om thermal evaporation were dissolved with the starting HPLC mobile phase
(100~1 of methanol and 90 pl of ammonium acetate buffer, pH 7.0). These samples were
labeled as " polar phase" before its number ( e g , #40 polar phase). AI1 HPLC samples were
stored in a fkidge at 4OC until ready for HPLC analysis. Since the organic phase samples
contained most of the oxidation products and the polar phase samples contained almost
nothing observed in prelirninary HPLC work, subsequent experiments were only camed out
fiom the organic phase, and the "organic phase" samples label were not separated used.
-
Incubation solution filtered with 0.5 pm Teflon
membrane
Particles P Solution extraction
I
Organic Phase C hl0 ro form
evaporation
methanol, 90% buffer.
Aqueous Phase Freeze-dried
Solid extraction( 100% methanol)
Solvent
Residue dissolved in ATR-FTR Soluble products mobile phase ( 10% analysis HPLC analysis methanol, 90% buffer)
A
Figure 3.2: Preparation of EIPLC Samples
3.6 EUgh Performance Liquid Chromatography (HPLC)
High performance liquid chromatography is a common technique used in analytical
chemistry to separate various compounds fiom a mixture of compounds with molecular
weights less than 5000. The separation is based upon the affuiity of the compounds for either
the stationary phase (colum) or the mobile phase (solvent system). A block diagram of the
HPLC system used in this study is described in Figure 3.3.
A Waters TM HPLC systern was used Ki the separation of biodegradation products. It was
composed of a 600E multi-solvent delivery system and used methanol, ammonium acetate
b d e r @H=7.0) and water as the solvents making up the mobile phases. The solvents were
sparged with helium to remove air bubbles that could interfere with the hc t i on of the
-
co1umn. Pnor to use, al1 the solvents were filtered to remove particulate contamination and
degassed.
A UK6 injector (Waters TM) delivered the sarnple through an in-line column filter (SS,
0.22pm), past a guardpack column filter (pBondapak, Ci*, Waters TM) and through a Waters
pBondapak TM Cig steel column (4.6 by 25ûmm) packed with dimethyloctodecylsiy1 bonded
amorphous silica. The in-line column filter and guardpack filter protects the Ci column fkom
particulate and hi& column loading. The products are eluted off the column at different
retention rimes and are detected using a photodiode array detector (PDA)(Waters PDA 996).
The pump system controller (Waters 600 controller) delivered and mixed various solvents at
specified compositions and flow rates. MiIlenniun 320 software was used to control the
system and acquire as well as process the original data.
The retention time and the degree of separation can be varieci depending upon the solvent
system used (polar or non-polar), the type of system run (isoratic or gradient) and the type of
columns used (polar or non-polar). In this thesis, the stationary phase (column) had a lower
polar@ than the mobile phase. The mobile phase was a mixture of methanol and 2mM
ammonium acetate buffer @H=7.0).
Al1 sarnples were run using a mobile phase gradient method because they each contained
many degradation products. The gradient program method is given in Table 3.8. The
program has a 10% methanol /90% acetate buffer isocratic system in the first 10 minutes,
which allowed many of the relatively polar products to be separated. The gradient over 50
minutes allowed for the separation of the non-polar products found in the rest of the sarnple.
The 100% methanol isocratic gradient at the end of the run allowed for the elution of any
non-polar products that were strongly bonded to the column.
-
Mobile phase -4 Solvent ~ Reservoirs Pump, gradient
controller s ystem (Waters 600)
Manual hj ector (or Auto injecter)
1 in-line co~umn 1
(Stationary phase)
Waste Detector (PDA 996) Printer or recorder
Fluid connection 4 Elecnical signal
Figure 33: HPLC block diagram in this thesis work.
-
Table 3.8: Gradient Program Run for HPLC
1 Time 1 Flow ( Methanol (%) 1 Acetate buffer (%) (
Al1 HPLC chromatograms were displayed at 2 10 nm, as acquired from the PDA detector. At
this wavelenth, some of the degradation products of interest were clearly differentiated. The
peaks of interest were isolated and prepared for liquid chromatography mass spectrum
(LC/MS) analysis.
3.7 Identify Biodegradation Products using LCIMS, (Liquid Chromatography-Mass
Spectrometry)
The coupling of mass spectrometry (MS) to LC is a universal detector and has the advantage
of being used to detect products that are not absorbing in the WNIS range or do not
undergo fluorescence. n i e mass spectrometer can be a very selective detector since it
provides specific information on the molecular structure of an unknown component.
Dr. Men Linjie in the Carbohydrate Research Laboratory performed the LCIMS and mass
spectrometry experiments at the University of Toronto, faculty of Medical Science.
3.8 Identification of Biodegrsdation Products using MSlMS
M a s spectrometry is a technique used to determine the molecular weight of a pure sample.
Ion spray mass spectrometry bombards a sample with a hi& energy bearn of electrons to
produce in fragments of positive ions which are generated fiom molecules by the removal of
an electron Favia et al., 19791. The ions are accelerated in an electnc field and separated
according to their mass to charge ratios. Finally, ions with a particular mas-to-charge ratio
are detected. The mass spectnrm is recorded as a measurement of relative intensity vernis
rnass-to charge ratio (rd).
-
The relative intensity is cornpared to the number of counts of the most intense peak. The
h p e n t a t i o n pattern is charactenstic for each compound. Multiple peaks can be associated
with the same molecular ion when combined with different salts, which are present in the
mobile phase or the sample (e.g., MN^', MK+, bNl+~). By piecing together the fragments, a
general structure of the compound can be elucidated. Further fragmentation of selected mass
fiagrnents can occur using tandem mass spectroscopy (MS-MS). This provides a mass
spechum with minimal contamination.
Mass spectrometxy was camed out on an API-III triple quadrupole mass spectrometer (MS-
MS) (Perkin-ElmedSciex, Concord, ON). The first quadrupole detects the initial molecular
ions [Pavia, 19791. Ln MSIMS, the second quadrupole is the reaction region for the ionic
collisions of a selected molecular or parent ion kom the first quadnipole. Ions f?agmented
nom the parent ion are narned daughter ions. The third quadrupole is used as a molecular
weight analyzer of fragments fiom both the MS and MS-MS sam