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On-line Fault Diagnostics of Three Phase Squirrel Cage Induction Motor Based on Motor Current Signature Analysis Method By KHALEEL J. HAMMADI Thesis Submitted in Fulfillment of the Requirements for the Degree of Doctor of Philosophy January 2012 SCHOOL OF ELECTRICAL AND ELECTRONIC ENGINEERING UNIVERSITI SAINS MALAYSIA

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Page 1: On-line Fault Diagnostics of Three Phase ... - eprints.usm.myeprints.usm.my/41901/1/KHALEEL_J._HAMMADI.pdf · my small daughters Salsabel and Tartel for their smiles. I would also

On-line Fault Diagnostics of Three Phase Squirrel Cage Induction

Motor Based on Motor Current Signature Analysis Method

By

KHALEEL J. HAMMADI

Thesis Submitted in Fulfillment of the Requirements

for the Degree of

Doctor of Philosophy

January 2012

SCHOOL OF ELECTRICAL AND ELECTRONIC ENGINEERING

UNIVERSITI SAINS MALAYSIA

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Acknowledgement

Praise is to Allah, the Most Gracious and the Most Merciful; from HIM, I got the

health, the courage and the patience to complete this thesis. I would like to express

my sincere gratitude to my supervisor Dr. Dahaman Ishak for his support and

encouragement during the development of this research. I am thankful for his

kindness and willingness in giving me his help. I would like to special thanks to Dr.

Mohammad Kamarol Mohad Jamil for his willingness to assist in my research and

also to our dean Prof Mohd Zaid Abdullah.

I would like to express my appreciation to all technicians in School of

Electrical and Electronic Engineering, USM, for their assistance during my project

testing and experiments.

I would also like to thank my lovely family especially my wife for her support

and motivation during this time, and also for my young boys Mustafa and Hamza and

my small daughters Salsabel and Tartel for their smiles. I would also like to thank

my brothers and sisters for their encouragement during my university study. I would

like to thank my friend Mohd Shawal Jadin for his support; finally I would like to

thank all my friends at USM.

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TABLE OF CONTENTS

Page

ACKNOWLEDGEMENTS ii

TABLE OF CONTENTS iii

LIST OF TABLES viii

LIST OF FIGURES ix

LIST OF SYMBOLS xiii

ABSTRAK xv

ABSTRACT xvii

CHAPTER 1 GENERAL OVERVIEW 1

1.1 Introduction 1

1.2 Motivation for this Research Work 5

1.3 Research Objectives 7

1.4 Scope of the Work 7

1.5 Contribution of Thesis 10

1.6 Thesis Outlines 10

CHAPTER 2 FAULTS IN INDUCTION MOTOR 13

2.1 Introduction 13

2.2 General Overview 14

2.3 Faults in 3-Phase Squirrel-Cage Induction Motor 23

2.4 Faults in Rotor 25

2.4.1 Broken Rotor Bars Faults 26

2.4.2 Causes for Faults in Rotor 27

2.4.3 Effects Due to Faults in Rotor 28

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2.5 Faults in Stator 29

2.6 Methods for Condition Monitoring and Faults Diagnosis 30

2.7 Motor Current Signature Analysis System 31

2.8 Wavelet Transform for Multi resolution Analysis 35

2.9 Wavelet Decomposition Details Transform 36

2.10 Labview Environment Program 37

2.11 Detection of Broken Rotor Bars in Induction Motor 38

2.12 Twice Slips Frequency Sidebands Due to Broken Rotor Bars 40

2.13 Analyses of Harmonic Components of Stator Current in Faulty Motor 41

2.14 Magnetic Field Due to Broken Rotor Bars Faults 42

2.15 Detection of Air-Gap Eccentricity 43

2.16 MCSA Diagnosis with Air gap Eccentricity 44

2.17 Advantages of MCSA 45

CHAPTER 3 Modelling and Simulation for 3-phase Squirrel-cage

Induction Motor 47

3.1 Introduction 47

3.2 FE Method Modelling and Simulation 3-phase

Squirrel-Cage induction motor 49

3.3 Modelling of Broken Rotor Bars 51

3.4 Mathematical Framework of Broken Bars 53

3.4.1 FFT 54

3.4.2 Wavelet Transform 55

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3.5 Simulation Result of detection Broken Rotor Bars Faults 56

3.5.1 Stator Current Wavform 57

3.5.2 Magnetic Field Distribution 59

3.5.3 Air gap Radial Flux Density Distribution 60

3.6 Influence of Broken Rotor Bar Location Using Finite Element Method 61

3.7 Simulation Results for Location of Broken rotor bars in induction motor 62

3.8 Unbalance Magnetic Pull (UMP) Caused by Broken Rotor Bars 66

3.9 Air-Gap Eccentricity Fault 67

3.10 Discrete Approximation of Wavelet Transform 68

3.11 Stator Current Monitoring System 74

3.11.1 System for Fault Detection 75

3.11.2 Fault Detection Schemes and Analysis 76

3.11.3 Postprocessor 78

CHAPTER 4 Developed Labview Environments by Using

Wavelet Transform 80

4.1 Introduction 80

4.2 Environment Provided by Labview Software 81

4.3 LabVIEW Programming 82

4.4 Developed Labview Environment by Using Wavelet Transform 83

4.4.1 Built Block Diagram 83

4.4.1.1 DAQ Assistant 85

4.4.1.2 Write to Measurement File 85

4.4.1.3 Measurements Voltage 85

4.4.1.4 Spectral Measurement 86

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4.4.1.5 Wavelet Transform 86

4.4.2 Front Panel 87

4.5 NI USB-6008 Data Acquisition Device 88

4.6 Data Acquisition 89

4.7 Processing and Analyzing Signal of stator Currents 90

CHAPTER 5 Experiments, Results and Discussions 92

5.1 Introduction 92

5.2 Environment Provided by LabVIEW 93

5.3 System Representation Using LabVIEW Programming 93

5.4 Experimental Setup and Motor Data Specifications 95

5.5 Experimental Setup 97

5.5.1 Rotor Design for Experiment 98

5.5.2 Rotor Bar Breakage 99

5.6 Observations and Discussion Experimental Result Using FFT

Method in Labview 99

5.6.1 One Broken Rotor Bar 100

5.6.2 Two Broken Rotor Bars 101

5.6.3 Three Broken Rotor Bars 103

5.6.3 Four Broken Rotor Bars 104

5.7 Experimental Result due to Different Locations of Broken Bars 106

5.7.1 Case One 108

5.7.2 Case Two 109

5.7.3 Case Three 110

5.8 Observations and Discussion Experimental Result Using

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Wavelet Transform 112

5.9 Experimental Results due to Broken Bar Locations Using Wavelet

Transform 114

5.10 Experimental Result Using Oscilloscope Frequency Spectrum Analyzer 116

5.10.1 Experimental Result for Spectrum Frequency of Stator Current 119

5.10.1 Experimental Result for Torque 120

5.11 Analysis of Experimental Results for complete technique 121

Analysis the Experimental Results 120

CHAPTER 6 Conclusions and Suggestions 126

6.1 Conclusions 126

6.3 Suggestions for Future Work 128

REFERENCES 130

PUBLICATION 142

APPENDIX 144

APPENDIX A1 - Program for steady state AC Analysis 144

APPENDIX A2 - Program for RM Analysis 147

APPENDIX A3- Program for Unbalance Magnetic Pull 149

APPENDIX B - LabView Block Diagram Explanation 151

APPENDIX C - Three-Phase DAQ LabView Block Diagram 152

APPENDIX D - Three-Phase DAQ LabView Front Panel 153

APPENDIX E - NI USB-6008 154

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LIST OF TABLES

Page

Table 3.1 Squirrel-cage induction motor parameters 51

Table 3.2 Frequency levels of wavelet coefficients 70

Table 5.1 Induction motor parameters used in the experiment 95

Table 5.2 Current spectrum analysis of one broken bar during

no-load and load condition 100

Table 5.3 Current spectrum analysis of two broken bar during

no-load and load condition 102

Table 5.4 Current spectrum analysis of three broken bar during

no-load and load condition 103

Table 5.5 Current spectrum analysis of four broken bar during

no-load and load condition 105

Table 5.6 Current spectrum analysis of different location broken bars 108

Table 5.7 Power spectrum and wavelet transform measurement

analysis of broken rotor bars at various loading conditions 125

Table 6.1 Comparison of techniques applied for diagnosis of motor faults 129

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LIST OF FIGURES

Page

Figure 1.1 Framework for the induction motor fault monitoring method 9

Figure 2.1 Block diagram of induction motor faults categories 21

Figure 2.2 Rotor construction 26

Figure 2.3 Stator construction 29

Figure 3.1 Representation of the modeling of a rotor broken bars 52

Figure 3.2 Stator current in healthy and faulty state condition@1380rpm 57

Figure 3.3 Current spectrum of an induction motor with healthy and faulty

state@1380rpm 58

Figure 3.4 Magnetic field distribution (a) healthy motor

(b) faulty motor with broken bars 59

Figure 3.5 Air-gap flux density distributions for healthy state and faulty

state@1380rpm 60

Figure 3.6 Cases of different distributions of broken bars over poles 61

Figure 3.7 Stator current profiles for cases of distribution of broken bars over

Poles 62

Figure 3.8 Distributions of magnetic field under load condition for

Induction motor having different location of broken bars 64

Figure 3.9 Frequency spectrums of three cases of a faulty motor 65

Figure 3.10 UMP caused by broken rotor bars 67

Figure 3.11 Implementation of DAW and detail coefficients 69

Figure 3.12 DAWT decomposition of a healthy and faulty motor with different

number of broken rotor bars 73

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Figure 3.13 Block diagram of the proposed virtual instrument 75

Figure 3.14 Block scheme of the proposed monitoring algorithm 77

Figure 3.15 Block for Determination of the current spectrum 79

Figure 4.1 Block diagram of the proposed virtual instrument 84

Figure 4.2 Front panel of LabVIEW 88

Figure 4.3 NI USB-6008 DAQ devices 89

Figure 4.4 Framework DAQ systems 90

Figure 4.5 Data flow of LabVIEW based DAQ 91

Figure 5.1 Block diagram for obtaining current spectrum and

wavelet transform using LabVIEW Programming 94

Figure 5.2 Layout circuit for the experimental motor 96

Figure 5.3 Laboratory setup to collect healthy and faulty motor data 97

Figure 5.4 Structure of the squirrel cage 98

Figure 5.5 Faulty rotors with broken bars 99

Figure 5.6 Current spectrum and stator current of faulty motor with one

broken bar under no load condition @1480rpm 100

Figure 5.7 Current spectrum and stator current of faulty motor with 1

broken bar under load condition @ 1325rpm 101

Figure 5.8 Current spectrum and stator current of faulty motor with 2

broken bars under no load condition @1480rpm 102

Figure 5.9 Current spectrum and stator current of faulty motor with 2

broken bars under load condition @1325rpm 102

Figure 5.10 Current spectrum and stator current of faulty motor with 3

broken bars under no load condition @1480rpm 103

Figure 5.11 Current spectrum and stator current of faulty motor with 3

broken bars under load condition @1325rpm 104

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Figure 5.12 Current spectrum and stator current of faulty motor with 4

broken bars under no load condition @1480 105

Figure 5.13 Current spectrum and stator current of faulty motor with 4

broken bars under load condition @1325rpm 106

Figure 5.14 Cases of different distributions of broken bars over poles 107

Figure 5.15 Stator current profiles and frequency spectrum for case 1

under no load condition @1480rpm 109

Figure 5.16 Stator current profiles and frequency spectrum for case 1

under load condition @1330rpm 109

Figure 5.17 Stator current profiles and frequency spectrum for case 2

under no load condition @1480rpm 110

Figure 5.18 Stator current profiles and frequency spectrum for case 2

under load condition @1330rpm 110

Figure 5.19 Stator current profiles and frequency spectrum for case 3

under no load condition @1480rpm 111

Figure 5.20 Stator current profiles and frequency spectrum for case 3

under load condition @1330rpm 111

Figure 5.21 Experimental result wavelet transform for (a) healthy motor

(b) faulty motor 113

Figure 5.22 DAWT decomposition of induction motor in malab(a)

healthy motor (b) faulty motor with broken bars 114

Figure 5.23 Experimental results for all cases of different location broken bars 116

Figure 5.24 Layout of motor data collection scheme 117

Figure 5.25 Experimental stator current profiles for (a) healthy motor

(b) faulty motor with broken bars 118

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Figure 5.26 Experimental time variations of torque for (a) healthy motor

(b) faulty motor with broken bars 120

Figure 5.27 Experimental result spectra of the current in a

(a) healthy state and (b)faulty state with broken bars 121

Figure 5.28 Simulation and experimental results of line currents for the

healthy and faulty motor at (a) FEM simulation result

(b) experimental by Labview system(c) experimental by

oscilloscope frequency spectrum analyzer 125

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LIST OF SYMBOLS

A, B, C Stator phases (AC drive)

A/D Analogue/Digital

AC Alternative Current

B Flux density (T)

CT Current Transformer

DAQ Data Acquisition

DAWT Discrete Approximation Wavelet Transform

DC Direct Current

fs Supply frequency (Hz)

fb Frequency of broken rotor bar

fec Frequency components air gap eccentricity(Hz)

FEM Finite Element Method

FFT Fast Fourier Transform

fr Rotational speed frequency of the rotor (Hz)

g Air gap length

H Magnetic field strength (A-t/m)

HV High voltage

I Rated current

IEC International Electro technical Commission

k' Wavelength of the harmonic

LabVIEW Laboratory Virtual Instrument Engineering Workbench

Lbar Inductance of a single bar

lbar Length of a rotor bar

Lring Inductance of a single ring

lring Length of a single ring

m Harmonic number

MCSA Motor Current Signature Analysis

MMF Magnetic Motive Force

mr Phase number of the rotor

ms Phase number of the stator

NEMA National Electrical Manufactures Association

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NI National Instrument

Np Number of poles

Nr Number of rotor bars

nr Rotor speed (rpm)

Ns Number of stator slots

ns Synchronous speed (rpm)

nsp Slip speed

nbb Number of broken bars

p Number of pole-pairs

PC Personal Computer

PMSG Permanent Magnetic Synchronous Generator

RF Radio frequency

RMS Root Mean Square

s Slip

SVAF Space Vector Angular Fluctuation

UMP Unbalance Magnetic Pull

V Rated voltage

VI Virtual Instrument

αskew Skew angle

σ Conductivity of conductor material

Φ Magnetic Flux (Wb)

φ Power factor angle

WT Wavelet Transform

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Diagnosis Kerosakan dan Pengawasan Keadaan untuk Motor

Aruhan Tiga-Fasa Sangkar Tupai Berdasarkan kaedah Analisa

Penamparan Arus Motor

ABSTRAK

Kajian tak simetri pemutar dalam motor aruhan sangkar tupai tiga fasa secara

tradisinya memberi tumpuan kepada analisis kesan patah batang-batang pemutar

pada medan magnet dan arus spektrum. Kebanyakan pengeluar motor telah

melaporkan kes-kes kerosakan batang-batang pemutar berlaku secara rawak di

sekeliling pemutar motor besar. Motor-motor yang dipantau melalui program

penyelenggaraan yang berdasarkan analisis tandatangan arus motor (MCSA), dan

darjah degradasi yang ditemui pada pemutar adalah lebih besar daripada yang

diramalkan oleh analisis arus spektra. Satu kajian yang lengkap terdiri daripada

analisis teori, serta simulasi dan ujian telah dijalankan untuk menyiasat kesan

daripada bilangan dan lokasi batang-batang pemutar patah terhadap langkah-langkah

diagnosis MCSA tradisional. Kaedah yang dicadangkan adalah umum untuk

menganggar amplitud jalur sisi dalam kes-kes batang-batang pemutar patah berganda

dan disahkan menerusi simulasi dengan menggunakan model berasaskan unsur

terhingga serta ujian makmal.

Perisian LabView2010 telah digunakan untuk mendiagnosis kerosakan

batang-batang pemutar yang patah dalam motor aruhan dengan pemantauan dalam

talian secara langsung dalam kajian ini. Dua algoritma dicadangkan untuk menjejaki

dan mengesan kerosakan batang-batang pemutar yang patah pada motor aruhan

dalam keadaan muatan penuh dan muatan ringan, iaitu algoritma Transformasi

Fourier Pantas (TFP) dan algoritma analisis pelbagai resolusi berasaskan

Transformasi Gelombang Kecil (TGK). Keputusan yang diperoleh daripada uji kaji

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ini menunjukkan bahawa TFP adalah lebih bergantung pada keadaan muatan motor

aruhan. Teknik TGK menerusi sistem perolehan data LabView menunjukkan

keupayaan untuk mengesan bilangan dan lokasi bar-bar pemutar yang patah dalam

keadaan muatan ringan. Keputusan ini menunjukkan bahawa magnitud komponen

frekuensi meningkat apabila bilangan bar yang rosak bertambah dan tertumpu pada

satu kutub. Kaedah MCSA yang menggabungkan teknik TFP dan TGK boleh

digunakan dengan memuaskan dan berjaya untuk mengesan bar-bar pemutar yang

rosak dalam motor aruhan sangkar tupai tiga fasa. Teknik penguraian gelombang

kecil ini dianggap lebih baik untuk isyarat tidak pegun. Teknik APAM memberikan

tumpuan kepada analisis spektrum arus pemegun dan telah berjaya digunakan untuk

mengesan bar-bar pemutar yang rosak.

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On-line Fault Diagnostics of Three Phase Squirrel Cage Induction

Motor Based on Motor Current Signature Analysis Method

ABSTRACT

Studies of rotor asymmetries in three-phase squirrel cage induction motors

have traditionally focused on analyses of the effects of the broken rotor bars on the

magnetic field and current spectrum. Major motor manufactures have reported cases

where damage bars are randomly distributed around the rotor perimeter of large

motors. The motors were being monitored under maintenance programs based on

motor current signature analysis (MCSA) in some of these cases, and the degree of

degradation found in the rotor was much greater than that predicted by analysis of

their current spectra. A complete study was carried out for this reason, comprising a

theoretical analysis, as well as simulation and test, to investigate the influence that the

number and location of broken bars has on the traditional MCSA diagnosis procedure.

The proposed methodology is generalized for the estimation of the sideband

amplitude in the case of multiple bars broken and validated by simulation using a

finite-element based model as well as by laboratory test.

In this research, LabView2010 technique is used to diagnose the broken rotor

bars faults in induction motor with direct online monitoring. Two algorithms are

proposed to track and detect the broken rotor bars faults in induction motors under full

load and light load conditions, namely Fast Fourier Transform (FFT) algorithm and

Wavelet Transform (WT) based multi resolution analysis algorithm. The results

obtained from the experiments show that FFT is significantly dependent on the

loading condition of induction motor. From the experiments result, Wavelet

Transform technique (WT) by LabView data acquisition system shows a capability of

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detecting the number and location of broken rotor bars under light load condition. The

results show that the magnitude of the sideband frequency component increases when

the number of broken bars is increased and concentrated over one pole. Therefore, the

MCSA method which employs both the FFT technique and Wavelet Transform can

be satisfactorily and successfully applied to detect broken rotor bars fault in a three-

phase squirrel-cage induction motor.

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CHAPTER 1

General Overview

1.1 Introduction

Electric motors have revolutionized the standards of human lives and resulted in

our present modern life style. In every product that is used, or consumed in any

service facility that is avails, the contribution of an electric motor is quite obvious.

To some extent, induction motors have dominated in the field of electromechanical

energy conversion by having 80% of the motors in use (Benbouzid & Kliman, 2003;

Wan & Hong, 2001).

Nowadays most of the motors used in industry and our modern life are squirrel

cage induction motors because of their simple design, easy operation and

maintenance and relatively high efficiency, as well as induction motors are also used

in critical applications such as nuclear plants, aerospace and military applications,

where the reliability and availability must be of high standards. For these reasons,

condition monitoring and diagnostic faults are becoming more and more important

issues in the field of electrical machine protection, because they can greatly improve

the reliability and availability in a wide range of applications. Induction motor faults

could be detected at early stage in order to prevent complete failures, reduce repair

cost, excessive downtime and unexpected production costs.

With appropriate mechanical enclosures induction motors can often operate in

hostile environments such as corrosive, hazardous and dusty places. They are also

exposed to a variety of undesirable conditions and situations such as faulty

operations. These unwanted conditions can cause the induction motor to go into a

failure period, which may result in an unserviceable condition of the motor. The

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failure of induction motors, if not detected at its early stages of the failure period, can

result in a total loss of the machine itself, in addition to a likely costly downtime of

the whole plant. More important, these failures may even result in the loss of lives,

which cannot be tolerated. With a well-designed motor condition monitoring system,

plant operators can prevent economic losses, increase the productivity. Thus,

condition monitoring techniques for early detection of the incipient motor faults are

of great concern in industry and are gaining increasing attention (Chow, Tipsuwan,

& Hung, 2000).

Induction motors play an important part in the field of electromechanical energy

conversion. However, the broken rotor bar fault in the motor occurs frequently. Rotor

failures are caused by inadequate casting and fabrication procedure or a combination

of various stresses which act on the rotor, such as electromagnetic, thermal,

environmental, and mechanical. Broken rotor bars faults yield asymmetrical operation

of induction motors causing torque pulsation, increased losses, poor starting

performance and higher thermal stress. Hence, early detection of broken bars would

help to avoid catastrophic failures and reduce repair cost.

In the past two decades, there have been continuing efforts at studying and

diagnosing faults in induction motors. To study the influence of the broken rotor bar

fault on the motor’s performance characteristics, as well as in terms of the variations

of the electricity after broken rotor bar fault is an important technical method to

prevent accidents appearing in the operating process and to safeguard safety in

production. Analysis of induction motors with broken rotor bar fault is mainly based

on electromagnetic analysis and some experts have obtained many useful research

results (Mohammed, Abed, & Ganu, 2006; Faiz & Ebrahimi, 2008). Some researchers

have worked on methods to detect the presence of broken rotor bars by using a search

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coil mounted on the motor frame for an analysis of the induced voltage waveform

(Elkasabgy, Eastham, & Dawson, 1992). In some approaches (Mirafzal & Demerdash,

2005; Li, Xie, Shen, & Luo, 2007), the stator current waveforms, the magnetic force

distribution on the rotor bars, the distribution of magnetic field, the iron core loss

distributions on rotor tooth adjacent to broken bars can be computed based on the

finite element technique and more information may be retrieved for diagnostic

purpose. The use of line current as a parameter which can form the basis of a

noninvasive condition monitoring system for the early detection of rotor faults in three

phase induction motors is well established, and intensive research effort has been

focused on the motor current signature analysis in order to detect electrical and

mechanical fault condition of induction motors (Ning, 2002). Rotor bar fault detection

has been implemented by monitoring the motor current signature (Costa, Almeida,

Naidu, & Braga 2004) and (Benbouzid & Kliman, 2003), pulsations in speed, air gap

flux and vibration (Singh & Kazzaz, 2003). Additionally the sensitivity of fault

detection mainly depends on the inertia of the load and it is difficult to determine the

degree of fault level. From the available literatures, the temperature-rise problem of

electrical motors has aroused more and more experts’ interests. Lopez-Fdez &

Donsion, (1999) simulated the heating problem of a motor when one of rotor bars is

totally broken. Antal & Zawilak (2005) investigated the heating characteristics of

motor with non-damaged rotor and another with broken rotor bars and heat

distribution in rotor. Thus, the methodologies to enhance the performance of feature

extraction techniques and lessen the computational cost in their implementation form

one of the most important phases of developing such a monitoring system.

The most widely used induction motor in the industry is a motor which works

at the limits of its mechanical and physical properties. A good diagnosis system is

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mandatory in order to ensure proper behaviour in operation. The history of fault

diagnosis and protection is as outdated as the induction motors themselves.

Initially, manufacturers and users of electrical machines used to rely on simple

protection against, for instance, over current, over voltage and earth faults to ensure

safe and reliable operation of the motor. However as the tasks performed by these

motors became more complex, improvements were also sought in the field of fault

diagnosis. It has now become essential to diagnose faults at their very inception, as

unscheduled motor downtime can upset deadlines and cause significant financial

losses.

Motor current signature analysis (MCSA) is one of the most widely used

techniques for fault detection analysis in induction machines. It is based on the Fast

Fourier Transform (FFT), which is currently considered as the standard. Other signal

processing techniques for non-stationary signals becomes, therefore, essential. Time-

frequency transforms such as wavelet analysis (Ukil & Rastko, 2006) have been

successfully used with electrical systems in order to evaluate faults during transient

states. The detection of induction motor faults using the wavelet transform has also

been introduced especially in the case of noise or vibration signals. Interesting

approaches have been presented recently (Calis & Cakir, 2007) and (Bacha, Gossa,

& Capolino, 2008) which introduce the analysis and monitoring of fluctuations of

motor current zero-crossing instants and the use of artificial intelligence solutions

such as neural networks. A recent publication (Niu, Son, Yang, Hwang, & Kang,

2008) presents an interesting approach of discrete wavelet transform applied to the

evaluation of different statistic feature extraction techniques.

LabVIEW is a powerful graphical programming development for data

acquisition and control, data analysis and data presentation. It is ideal for creating

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virtual instruments. LabVIEW features a well-defined strategy for constructing both

hardware and software modules that are easy to understand and maintain (Elliott,

Vijayakumar, Zink, & Hansen, 2007). The virtual instruments can be rapidly

combined, interchanged, and shared to build custom applications. Different hardware

acquisition options can feature drop in replacement virtual instruments for truly

modular application development.

Therefore, the signal processing techniques are used in present work for

detection of common faults of induction motor. Signal processing techniques have

their limitations. For example, the reliability of detecting the rotor fault using Fast

Fourier Transform FFT depends on loading conditions and severity of fault. If the

loading condition is too low or the fault is not too severe, Fast Fourier Transform may

fail to identify the fault. Therefore, different techniques such as Wavelet Transform

(WT) are investigated in the research work to find better features for detecting

common faults under different loading conditions.

This work starts with a description of the theoretical approach of MCSA bases

and signal processing techniques proposed, followed by a presentation of

experimental results. The use of the wavelet transform improves fault detection, and

to implement an online monitoring system. The MCSA (Motor Current Signature

Analysis) techniques have been investigated as the feature extraction methods for

broken rotor bar detection in 3-phase squirrel-cage induction motors having 1000W,

4 poles, and 415 V, 1400 rpm, 1.5A and 50 Hz ratings.

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1.2 Motivation for This Research Work

In this research work, condition monitoring and fault detection of induction

motors are based on the signal processing techniques. The signal processing

techniques have advantages that these are not computationally expensive and these

are simple to implement. Therefore, fault detection based on the signal processing

techniques is suitable for an automated on-line condition monitoring system. Signal

processing techniques usually analyse and compare the magnitude of the fault

frequency components, where the magnitude tends to increase as the severity of the

fault increases. Therefore, the aim of this thesis is to utilize the signal processing

techniques for detection of broken rotor bars faults of induction motor. In the present

research work, LabVIEW environment is used to diagnose the faults with direct

online monitoring. LabVIEW software may be a better option for direct interfacing

with the system.

This research focused on the monitoring and analysis of the rotor fault diagnosis of

a 3-phase squirrel-cage induction motor based on motor current signatures analysis

for both cases in healthy condition or when the motor has broken rotor bars. In order

to perform accurate and reliable analysis on induction motors, the installation of the

motors and measurement of their signal need to be reliable. Therefore, the first aim of

this thesis is to design an experimental procedure and an experimental set up

that can accurately monitor the signals and can introduce a particular fault

factor to the motor in isolation of other faults. Stator current contains unique fault

frequency components that can be used for detection of various faults of motor.

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1.3 Research Objectives

This research is focused on the condition monitoring and fault diagnosis of broken

rotor bars in 3-phase squirrel-cage induction motor. The main objectives can be

outlined as follows:

a) To develop the FFT and Discrete Approximation Wavelet Transform

(DAWT) technique by used LabVIEW to diagnose the broken rotor bars

faults with direct online monitoring.

b) To investigate the effectiveness of DAWT in predicting broken rotor bars

faults in induction motor using Labview data acquisition system.

c) To investigate the influence of locations of broken rotor bars on the

magnitude of sideband harmonics using Labview data acquisition system.

d) To compare the results obtained from both FFT method and DAWT

technique for better option in predicting broken bars fault in induction

motors.

e) The research investigates the applications of advanced signal processing

techniques to detect broken rotor bars faults.

f) To model and simulate the performance and characteristics of induction

motors having broken rotor bars in FEM.

1.4 Scope of the Work

The reliability of condition monitoring and fault diagnosis depends upon the best

understanding of electrical and mechanical characteristics of the motors in the

healthy state and faulty condition. Stator current contains unique fault frequency

components that can be used for detection of various faults of induction motor.

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In this research work, condition monitoring and fault detection of induction motors

is based on the signal processing techniques. The signal processing techniques have

advantages that these are not computationally expensive and these are simple to

implement. Therefore, fault detection based on the signal processing techniques is

suitable for an automated on-line condition monitoring system. Signal processing

techniques usually analyze and compare the magnitude of the fault frequency

components, where the magnitude tends to increase as the severity of the fault

increase.

Figure 1.1 shows the various steps involved in the framework, using the stator

current signals in healthy and faulty conditions. The framework consist of two way

the first is by using finite element method for simulation and modeling three-phase

squirrel cage induction motor in order to analyze and understand the electric,

magnetic and mechanical behavior in induction motor during healthy and faulty

state. The second way is by using real induction motor for testing in healthy and

faulty state with on-line monitoring stator current signal with help of wavelet

transform analysis and FTT. The key point is to diagnose the faults by monitoring the

parameters of motor operations such as stator current waveform and spectrum

frequency.

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Figure 1.1 Framework for the induction motor fault monitoring method

3-phase

Induction Motor

On-line Monitoring

Stator Current Signal

Monitoring and

Analysis of Faults

Finite Element

Method

Line stator current

Current spectrum

Air-gap flux density

MCSA based current

monitoring techniques

Harmonic

Components

based on FFT

Diagnosis and Analysis

of Faults

Comparison

of results

Current/Voltage Isolator

NI USB-6008 DAQ

Simulation and modelling

3-phase Squirrel Cage

Induction Motor

Monitoring Parameters of

Motor Operation

Time frequency

signal components

based on WT

Block Diagram

Front Panel (current, FFT, wavelet)

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1.5 Contribution of Thesis

The main aim of the research work is to diagnose broken rotor bars faults

experimentally with the help of suitable signal processing techniques. In order to

perform accurate and reliable fault monitoring and capture analysis on induction

motors, an experimental set up is designed that can accurately measure the

current signals and can then introduce a decision making process to determine the

fault in the induction motor. In the present research work, Labview environment is

used to diagnose the faults with direct online condition monitoring. The contributions

of this research are summarized as follows:

a) Has systematically demonstrated that the magnitude of sideband harmonics

can vary with both total number of broken rotor bars and also the precise

location of broken bars in the rotor structure.

b) Has successfully implemented the FFT method and DAWT signal processing

method in Labview data acquisition system for monitoring broken rotor bars

faults in induction motors.

c) Has successfully demonstrated that DAWT has better capability detecting

faults based on different location of broken rotor bars.

1.6 Thesis Outlines

This thesis comprises of five chapters including this one. In the interest of

brevity, this work presents the results in a staggered manner, as explained below. As

a necessary background, motivation, research objectives, scope of the work and

contribution of thesis are described in chapter one.

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In chapter two, background knowledge of broken rotor bar in induction motor

and their diagnosis is reviewed. This chapter starts with a description of the

theoretical approach of MCSA bases and a signal processing technique proposed,

also discusses the MCSA techniques as feature extraction methods for broken rotor

bar detection, and investigates processing techniques that lead to improvement in

feature extraction performance and easiness in the implementation.

In chapter three, broken rotor bar fault dynamics will be illustrated using the

squirrel-cage induction motor mathematical equation. The characteristic signatures to

detect broken rotor bar fault are elaborated. The present work discusses the

fundamentals of MCSA plus condition monitoring of the induction motor using

MCSA. The simulation results by FEM opera-2d show that MCSA can effectively

detect abnormal operating conditions in induction motor applications.

Chapter four discusses the experimental work for diagnosis of broken rotor

bar faults in induction motors operating under different load conditions is

presented. Experiments are performed using MCSA based fault detection techniques

such as Fast Fourier Transform and Wavelet Transform. To diagnose the fault with

these techniques, a laboratory test bench was set up. It consists of a three-phase

squirrel cage induction motor coupled with permanent magnetic synchronous

generator (PMSG). The rated data of the tested three-phase squirrel cage induction

machine were: 1000W, 415 V, 50 Hz and 4 poles. The speed of the motor was

measured by digital tachometer. The Virtual Instrument (VIs) was built up with

programming in LabVIEW2010. This VIs was used both for controlling the test

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measurements and data acquisition, and for data processing. The NI-6008DAQ

was used to acquire the current samples from the motor under different load

conditions. The experiment shows that MCSA can effectively detect broken rotor

bars and other high resistance faults.

Chapter five presents the conclusion and scope for future work. The research

investigates the applications of advanced signal processing techniques to detect

broken rotor bars faults. The research work helps in understanding the applications

and limitations of fault detecting techniques. It is observed that LabVIEW is user

friendly software and is very helpful in detecting the faults on line. The new detecting

methods proposed in this work are able to diagnose motor’s faults more sensitively

and more reliably.

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CHAPTER 2

Literature Review

2.1 Introduction

Induction motors are the prime movers of industry and permeate all areas of the

modern life. Generally, they are robust and reliable. The motor faults are due to

mechanical and electrical stresses. However, due to the combination of poor working

environments, heavy duty cycles, and installation and manufacturing factors, internal

faults often occur on the rotor, stator, bearing and accessory parts of induction

motors. The most common faults that induction motors are afflicted with include

broken rotor bars, stator winding faults and air gap eccentricity. Over the past

decade, these issues have produced a number of studies on the diagnosis of broken

rotor bars in induction motors. In these investigations, several techniques, such as

electromagnetic field air-gap and spectrum frequency of stator current monitoring,

temperature measurements, and rotor speed measurements, vibration monitoring and

non-invasive MCSA, for diagnosis of broken rotor bars have been proposed. One of

the main reasons for using MCSA monitoring techniques is because of the fact that

the other techniques require more invasive access to the motor. This implies that the

operation of the motor may have to be interrupted in order to install the necessary

equipment for any reliable signal to be sensed. Thus, the MCSA monitoring

technique, which is completely noninvasive and does not interrupt the operations of

the drive systems, is often favored. However, in recent years, MCSA monitoring

techniques have received much attention.

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2.2 General Overview

In this chapter, the concepts of induction motor condition monitoring and broken

rotor bars fault diagnosis from previous research are introduced as a literature

review. Significant efforts have been dedicated to induction motor fault diagnosis

during the last two decades and many techniques have been proposed (Mirafzal &

Demerdash, 2005) and (Cristaldi, Lazzaroni, Monti, Ponci, & Zocchi, 2004). Thus, a

brief description of the main techniques presented in the literature, as well as their

advantages and disadvantages are presented in this section.

Several fault detection and identification techniques are based on stator current

spectral signature analysis, which uses the power spectrum of the stator current to

detect broken rotor bars faults. These fault detection techniques are based on the

magnitude of certain frequency components of the stator currents. Specifically, a Fast

Fourier Transform (FFT) of the current is taken. The first spectral peak less than the

fundamental frequency are called the low sideband. The magnitude of the low

sideband is measured and compared to a threshold. The result of this comparison

determines if an induction motor has broken rotor bars. However, these techniques

may fail to detect induction motor fault conditions because the sidebands can be

masked due to the windowing processes used to compute the power spectrum of the

current signals, as was shown in (Mirafzal & Demerdash, 2006).

The detection of induction motor faults under steady-state and transient operating

conditions have been improved by several studies. In these studies, features, such as

increase of vibration, decrease of mean torque, increase of losses, decrease of

efficiency, frequency spectrum of the magnetic flux density and torque were used to

diagnose the fault as in (Thomson & Barbour, 1998; Arkan, Kostic-Perovic, &

Unsworth, 2005).

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Other techniques include vibration analysis, acoustic noise measurement, torque

profile analysis, temperature analysis, and magnetic field analysis (Siddique, Yadava,

& Singh, 2005). These techniques require sophisticated and expensive sensors,

additional electrical and mechanical installations, and frequent maintenance.

Moreover, the use of a physical sensor in a motor fault identification system results

in lower system reliability compared to other fault identification systems that do not

require extra instrumentation. This is due to the susceptibility of the sensor to fail

added to the inherent susceptibility of the induction motor to fail.

Other techniques based on artificial intelligence AI approaches have been

introduced, using concepts such as fuzzy logic (Wan & Hong, 2001), genetic

algorithms (Siddique et al., 2005), and Bayesian classifiers (Povinelli, Johnson,

Lindgren, & Ye, 2004). The AI based techniques can not only classify the faults, but

also identify the fault severity. These methods build offline signatures for each motor

operating condition and an online signature for the status of a motor being

monitored. A classifier compares the previously learned signatures with the signature

generated online in order to classify the motor operating condition and identify the

fault severity. However, most of these AI based techniques require large datasets.

These dataset are used to learn a signature for each motor operating condition that is

being considered for classification. Thus, a large amount of data is needed to train

such algorithms in order to cover the most common motor operating conditions, and

obtain good motor fault classification accuracy. Moreover, AI based techniques for

motor fault classification may not be sufficiently robust to classify faults from

different motors from those used in the training process. Additionally, these datasets

are usually not available; involve destructive testing, and considerable time to

generate.

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Additionally, a method using the motor internal physical condition based on a so-

called pendulous oscillation of the rotor magnetic field space vector orientation has

been introduced for motor fault classification (Mirafzal & Demerdash, 2005). This

technique classifies the faults and identifies the fault severity of induction motors

with broken rotor bars or short winding. However, this index identification based

technique needs to evaluate each new motor to obtain the correct set of indexes in

order to correctly classify the faults.

Overlooking this fact will deteriorate the performance of the detection. The result

of this study showed that signals from faulty motors are several hundred standard

deviations away from the normal operating modes, which indicates the power of the

proposed statistical approach. Finally, it was suggested that the proposed method

is a mathematically general and powerful one which can be utilized to detect any

fault that could show up in the motor current.

Acosta, Verucchi, & Gelso, (2006) presented a new method for detecting broken

rotor bar faults by analyzing the stator induced voltage after removing the

mains. The method is attractive because source non-idealities like unbalance time

harmonics will not influence the detection. Also it is clear from the nature of the test

that it can be performed even with an unloaded motor. Harmonic components

predicted by theoretical analysis are clearly matched by simulation results. However,

due to inherent asymmetries of the motor, some of these components may already

exist, even in a healthy motor. It is also apparent from the simulations and

experiments that, although the number of broken bars does not have much

effect on the magnitude of the harmonic components, one can distinguish between

a faulty and a healthy machine. Inter bar currents, dependence of the spectral

amplitude on the instance of disconnection, and short length of data also

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adversely affect on the detection technique. Benbouzid & Kliman, (2003)

investigated the efficacy of current spectral analysis on induction motor fault

detection. The frequency signatures of some asymmetrical motor faults, including air

gap eccentricity, broken bars, shaft speed oscillation, rotor asymmetry, and

bearing failure, were identified. This work verified the feasibility of current spectral

analysis.

Benbouzid, Nejjari, Beguenane, & Vieira, (1999) stated that preventive

maintenance of electric drive systems with induction motors involves monitoring

of their operation for detection of abnormal electrical and mechanical conditions

that indicate, or may lead to, a failure of the system. Intensive research effort has

been for sometime focused on the motor current signature analysis. This technique

utilizes the results of spectral analysis of the stator current. Reliable interpretation of

the spectra is difficult, since distortions of the stator current waveform caused

by the abnormalities in the drive system are usually minute. Their investigations

show that the frequency signature of some asymmetrical motor faults can be well

identified using the FFT, leading to a better interpretation of the motor current

spectra. Laboratory experiments indicate that the FFT based motor current signature

analysis is a reliable tool for induction motor asymmetrical faults detection. Bentounsi

& Nicolas, (1998) discussed an adaptive time frequency method to detect broken bar.

The method is based on a training approach in which all the distinct normal operating

modes of the motor are learned before the actual testing starts. This study suggests

that segmenting the data into homogenous normal operating modes is necessary,

because different operating modes exhibit different statistical properties due to non

stationary nature of the motor current.

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Currently, broken rotor bars, short turn winding failures, static and dynamic

eccentricity, are detected by analyzing the frequency spectrum of the induction motor

current as in (Nandi, Bharadwaj, & Tolivat, 2002). Reliable detection of the broken

rotor bars requires the correct identification of the harmonic components in the

current coming from mechanical disturbances of the rotor in (Thomson & Fenger,

2001). The analysis of a faulty induction motor by the time-stepping finite element

method obviated all problems and drawbacks of analytical and traditional lumped-

parameter modeling methods as in (Faiz, Ebrahimi, & Sharifian, 2007). FE coupled

state space has been used to predict the characteristic frequency components that are

indicative of rotor bar and connector broken in the stator current waveform,

respectively as in (Bangura & Demerdash, 1999). In the modeling of rotor broken

bars by (Elkasbagy et al., 1992) and (Fiser, 2001), the currents of the broken bars

were taken as zero. Inter-bar currents reduced the magnetic flux density asymmetry

by broken bars as in (Walliser & Landy, 1994). This makes detection of broken bars

more difficult, particularly at early stages. In Kia, Henao, & Capolino, 2007), stator

current asymmetry was employed for diagnosis of the broken rotor bar fault. It was

shown by (Schoen & Habetler, 1995), that the level of load and occurrence of fault

influences the stator current spectrum; if the stator current is visualized in the

synchronous reference, an existing magnetic asymmetry influences both d and q

components of the current, while the load fluctuation affects only the q component.

Sideband components around the current fundamental harmonic have been suggested

for detecting broken-bar fault by (Fiser, 2001; Kliman, Koegl, Stein, & Endicott,

1988). In (Nandi, Bharadwaj, Tolivat, & Parlos, 1999), spectrum analysis of the

stator current was used to detect and recognize the number of broken rotor bars. In

(Bellini, Filippetti, Franceschini, Tassoni, Passaglia, Saot-tini, Tontini, Giovannini,

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Rossi, 2000), the spectrum of the field current component in a field-oriented

controlled motor was used for fault diagnosis. In (Elkasbagy et al., 1992), the

amplitude of the bar current and total rotor current were used for determination of

broken rotor bars. In (Haji & Toliyat, 2001), a pattern recognition technique based on

Bays minimum error classifier was developed to detect broken rotor bar faults in

induction motors at the steady state. Lyubomir & Chobanov, (2004) conducted an

experiment to diagnose the broken rotor bar fault. MCSA was used to diagnose the

fault of motor. For this, experiment was conducted on 0.5kw induction motor. The

spectra of health and faulty motor were compared. Stator current spectrum of faulty

motor shows the side bands at particular frequencies due to presence of broken rotor

bars with great reliability. Finally, researchers concluded that MCSA is a reliable

technique for diagnosis of broken rotor bar faults.

In (Kothari & Nagrath, (2005), a model-based fault diagnosis system was

developed for induction motors using a recurrent dynamic neural network for

transient response prediction and multi resolution current processing for non

stationary signal feature extraction. In (Bellini, Filippetti, Franceschini, Tassoni,

Passaglia, Tontini, Giovannini, Rossi, 2002), the sum of the side band components

around the supply frequency produced by electric asymmetry was used as the

diagnostic index. In (Zhu & Wu, 2005), detection method of faulty rotor bars based

on wavelet ridge was presented. In (Benbouzid & Kliman, 2003), the spectrum of the

stator current using Park’s vector approach was used to detect broken rotor bars in

faulty motors. In (Calıs & Cakır, 2007), a fluctuation of stator current at zero

crossing times (ZCT), which is independent of the motor parameters, was used to

diagnose the broken bar. In (Angrisani, Daponte, & Apuzzo, 1996), wavelet packet

decomposition of the stator current was used for the on-line noninvasive detection of

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broken rotor bars. In (Mirafzal & Demerdash, 2005), the pendulous oscillation of the

rotor magnetic field orientation was implemented as a fault signature for rotor fault

diagnostic purposes at a steady-state operation. In (Ondel, Boutleux, & Clerc, 2006),

features extracted from the current and voltage measurement were used to build up a

pattern recognition vector to detect broken bars. In (Mirafzal & Demerdash, 2006), a

swing-angle indicator that is based on the rotating magnetic field pendulous

oscillation concept was used for diagnosis of the broken rotor bar fault. In (Mohamad

et al., 2006), a discrete wavelet transform (DWT) was used to extract different

harmonic components of the stator current for broken bar fault diagnosis. In

(Douglas & Pillay, 2005), it was shown that using high order wavelets improve the

ability to detect broken rotor bars in induction motors operating under transient

conditions. In (Ye, Sadeghian, & Wu, 2006), a wavelet packet neuro-fuzzy inference

was used to set the feature coefficients of mechanical faults extracted from the stator

current.

Mehrjou, Mariun, Hamiruce-Marhaban, & Mistron, (2011) intended to review and

summarize the recent researches and developments performed in condition

monitoring of the induction motor with the purpose of rotor faults detection. The bar

breakage is the major fault in the rotor of squirrel-cage induction motor. Once a bar

breaks, the condition of the neighboring bars also deteriorates progressively due to

the increased stresses. This causes high thermal and mechanical stresses; pulsating

mechanical loads, such as reciprocating compressors or coal crushers, can subject the

rotor cage to high mechanical stresses. The reliability of the condition monitoring

techniques depends upon the best understanding of the electrical and mechanical

characteristics of the machines in the healthy and faulty condition. All condition

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monitoring addressed are on-line monitoring technique except induced voltage,

motor circuit analysis and surge test.

Szabó Bíró, & Dobai, (2003) utilized the result of spectral analysis of stator

current to diagnose rotor faults. The diagnosis procedure was performed by using

virtual instrumentation (VIs). Several virtual instruments (VIs) were built up in

Labview. These VIs were used both for controlling the test measurements and data

acquisition and for the data processing. The tests were carried out for seven different

loads with healthy motor, and with similar motors having up to 5 broken rotor bars.

The measured current signals were processed using the FFT. The power density of the

measured phase current was plotted. The results obtained for the healthy motor

and those having rotor faults were compared, especially looking for the sidebands

components having the special frequencies.

The significance presence of some well defined sidebands frequencies in the

harmonic spectrum of the measured line current clearly indicated the rotor faults

of the induction motor.

Jung, Lee, & Kwon, (2008) proposed an online induction motor diagnosis system

using MCSA with advanced signal and data processing algorithms. The diagnosis

system was composed of the DSP board for high speed signal processing and

advanced signal and data processing algorithm including the PC user interface. The

advanced algorithms were made up of the optimal slip estimation algorithm, the

proper sample selection algorithm, and the frequency auto search algorithm for

achieving MCSA efficiently. The optimal slip estimation algorithm suggested the

optimal slip estimator based on the Bayesian method of estimation. In addition, the

proper sample selection algorithm determined the standard of suitable samples for the

MCSA process from the characteristics of a measurement noise and spread spectrum.

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Finally, the frequency auto search algorithm detected the abnormal harmonic

frequency under unspecified harmonic numbers with the tendency of the candidate

spectrum magnitudes. To verify the generality of the suggested algorithms,

laboratory experiments were performed with 3.7kW and 30kW squirrel-cage

induction motors. The proposed system was able to ascertain four kinds of motor

faults and diagnose the fault status of an induction motor. Experimental results

successfully verified the operations of the proposed diagnosis system and algorithms.

Szabó, Toth, Kovacs, & Fekete, (2008) compared different fault diagnosis

methods by means of data processing in LabVIEW. The results obtained by

experiments verified that the three-phase current vector, the instantaneous torque,

and the outer magnetic field can be used for diagnosing the rotor faults. At last,

authors stated that due to its simplicity of MCSA, this method is the mostly used in

industrial environment.

Chidong & Guang, (2009) developed a multi taper based detection method for

incipient motor faults in order to detect weak fault eigen frequency submerged in

noises environment. The tradeoff problem between frequency resolution and

variance was studied, and the optimal tradeoff value was chosen to be applied on

detecting motor faults. By selecting high energy tapers, the root leakage of eigen

frequency was eliminated, and the shape of eigen frequency was changed to be

distinguishable. Simulation studies were conducted and results show that multitaper

method has a steadier and anti noise performance compared with other methods.

Finally, an experiment was arranged in laboratory, and the bearing faults were put

into the motor. By using the proposed method, it is validated that multitaper method is

effective for detecting the motor incipient faults.

In this chapter, the literature on condition monitoring of 3-phase induction motor

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is reviewed. This review covers some important topics such as condition

monitoring, fault diagnosis, electric monitoring, motor current signature analysis,

Fast Fourier Transform, Wavelet Transform, signal processing techniques. In

addition, this review also covers the major developments in this field from early

research to most recent.

2.3 Faults in 3-Phase Squirrel-Cage Induction Motor

Squirrel-cage induction motor faults can be categorized into electrical and

mechanical faults. Electrical faults asymmetries can be also categorized into rotor

and stator faults. All these possible faults in induction motors and their associated

subsets are summarized as depicted in the block diagram schematic of Figure 2.1.

Figure 2.1 Block diagram of induction motor faults categories

Electrical Faults

Induction Motor Faults

Bearing

Faults

Eccentricity

Faults

Faults

Rotor Faults Stator Faults

Mechanical Faults

Dynamic

Eccentricity

Static

Eccentricity

Broken End

Ring Faults

Broken

Bars Faults

Winding

Faults External

Faults

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The major faults of electrical machines can broadly be classified as the following

(Ratna & Mehala, 2007):

i. Abnormal connection of the stator windings.

ii. Broken rotor bars or racked rotor end ring

iii. Static and/or dynamic air gap irregularities.

iv. Bent shaft (akin to dynamic eccentricity) which can result in a rub

between the rotor and stator, causing serious damage to stator core

and windings.

v. Shorted rotor field winding.

vi. Bearing and gearbox failures.

These faults produce one or more of the symptoms as given below:

i. Unbalanced air gap voltages and line currents.

ii. Asymmetrical distribution flux density in the air gap.

iii. Increased torque pulsations.

iv. Decreased average torque.

v. Increased losses and reduction in efficiency.

vi. Excessive heating.

In recent years, intensive research in (Cardoso, Cruz, Carvalho, & Saraiva, 1995;

Lebaroud & BentounsI, 2003) effort has been focused on the technique of monitoring

and diagnosis of electrical machines and can be summarized as follows;

i. Time and frequency domain analysis.

ii. Time domain analysis of the electromagnetic torque and flux phasor.

iii. Temperature measurement, infrared recognition, radio frequency (RF)

emission monitoring.

iv. Motor current signature analysis (MCSA).

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Model, artificial intelligence and neural network ANN based

techniques

LabVIEW DAQ techniques to process the current profiles.

Electromagnetic field monitoring using search coils, or coils

wound around motor shafts (axial flux related detection)

Induction motor current signature analysis based on wavelet

packet decomposition (WPD) of the stator current

Broken rotor bars, discrete wavelet transform(DWT)

v. Detection by space vector angular fluctuation (SVAF).

vi. Noise and vibration monitoring.

vii. Acoustic noise measurements.

viii. Harmonic analysis of motor torque and speed.

2.4 Faults in Rotor

The faults mentioned above are potential hazards to the reliability and safety of

operation, and also increase the operational costs. The broken rotor bar is a common

type of fault in induction motor. Although it does not cause motor failure initially,

broken rotor bar faults significantly lower the efficiency and shorten the life of an

induction motor. Damages to insulation and winding structure may be caused

consequently resulting in motor breakdown eventually. Arcing and sparking caused

when induction motors operating with broken rotor bars can be dangerous if motors

are situated in mining or petroleum environments where flammable gasses are

present. Typical cage rotor construction of an induction motor is shown in Figure

2.2.