ongoing face recognition vendor test (frvt) part 3: … · 2019. 12. 19. · .ir.8280 2019/12/19...
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NISTIR 8280
Ongoing Face RecognitionVendor Test (FRVT)
Part 3: Demographic Effects
Annex 16 : Identification error characteristics by race andsex
This document is an annex of NIST Interagency Report 8280:https://doi.org/10.6028/NIST.IR.8280
2019/12/19
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2019/12/19 08:17:56 FRVT - FACE RECOGNITION VENDOR TEST - DEMOGRAPHICS 1
1 Overview
This annex includes figures that shows rank-based and threshold-based error characteristics for mugshot im-ages from three identification experiments. Each experiment was designed to isolate just one demographicfactor from all demographic factors related to race, sex, and age. The experiments also remove any effects fromimbalance, specially by composing galleries from two demographic groups in equal proportion. The experi-ments were designed to be readily interpretable. They were not designed to mimic any specific operationalscenario.
The three experiments are:
. Black-White Males The left panels in each figure summarize one-to-many search results for galleries inwhich all subjects are males in the age range 20 to 40, and the only known covariate is race, here blackvs. white. The metadata labels are described in Annex Annex 1 .
. Black Male-Female The center panels in each figure summarize one-to-many search results for galleriesin which all subjects are black in the age range 20 to 40, and the only known covariate is sex.
. White Male-Female As previously, with white instead of black subjects.
In the above we refer the “known” covariates. The word here is used to o express that a large number of (weassume) less influential factors could be at play: e.g. the height of the subject1. In virtually all modeling effors,e.g. building regression models, there are unknown indepedent variables. Full knowledge of all covariateswould mean the model would have the complexity of the system itself.
2 Data
The mugshot dataset and its metadata is described in Annex Annex 1 .
The figures in this annex were generated from the three experiments detailed in Table 1.
3 Fixed Threshold
A false positive is declared if a non-mated search yields any candidates (one or more) with similarity at orabove, a threshold. The error tradeoff characteristics sweep the threshold over at least 1280 representativethreshold values, to effect FPIR statements over four decades from one in ten thousand, up to one. Doing thisfor the various demographic curves individually yields the colored traces in the second row of panels.
The error tradeoff characteristics also include three grey lines. These connect points of fixed threshold, andthereby expose difference in FNIR and FPIR between two demographic groups.
The threshold value could be any value germane to that comparison algroithm. Here we set it to achieve oneof three FPIR values on, arbitrarily, white males. The three FPIR values are 0.003, 0.03, 0.3.
1This may matter because pitch angle relative to the camera is known to affect most face recognition algorithms, and many cameras wouldnot be adjusted for height for each subject. The mugshot photographic configuration includes a larger stand-off distance, around 2 meters,so pitch angle variation is expected to be small. In addition, subject are usually directed to look at the camera.
Links: EXEC. SUMMARYTECH. SUMMARY
False positive: Incorrect association of two subjects 1:1 FMR 1:N FPIRFalse negative: Failed association of one subject 1:1 FNMR 1:N FNIR
T� 0 → FMR, FPIR→ 0→ FNMR, FNIR→ 1
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2019/12/19 08:17:56 FRVT - FACE RECOGNITION VENDOR TEST - DEMOGRAPHICS 2
ENROLLMENT SEARCH
TYPE SEE POPULATION MATE NON-MATE
SECTION ?? FILTER N-SUBJECTS
N-IMAGES N-SUBJECTS
N-IMAGES N-SUBJECTS
N-IMAGES
Demographics1 RECENT MALE,
AGE21-40, ∆T≤ 5 YR, BLACKAND WHITEBALANCED
800 000 B +800 000 W
800 000 B +800 000 W
100 000 B +100 000 W
100 000 B +100 000 W
100 000 B +100 000 W
100 000 B +100 000 W
2 RECENT WHITE,AGE21-40, ∆T≤ 5 YR, MALEAND FEMALEBALANCED
800 000 F +800 000 M
800 000 F +800 000 M
100 000 F +100 000 M
100 000 F +100 000 M
100 000 F +100 000 M
100 000 F +100 000 M
3 RECENT BLACK,AGE21-40, ∆T≤ 5 YR, MALEAND FEMALEBALANCED
500 000 F +500 000 M
500 000 F +500 000 M
97 000 F +97 000 M
97 000 F +97 000 M
100 000 F +100 000 M
100 000 F +100 000 M
Table 1: Enrollment and search sets. Each row summarizes one identification trial. Unless stated otherwise, all entriesrefer to mugshot images. The term “natural” means that subjects were selected without heed to demographics, i.e. in thedistribution native to this dataset. The probe images were collected in a different calendar year to the enrollment image.Missing values in rows 2-12 are the same as in row 1.
4 Plot
Each page contains two figures corresponding to two algorithm. Each figure contains two rows. The firstshows FNIR as a function of rank, a metric appropriate to investigate “lead generation” applications. Thesecond rows shows FNIR as a function of FPIR, plotted parametrically on threshold, T. Higher thresholds andlower FPIR are at the left of each plot.
Links: EXEC. SUMMARYTECH. SUMMARY
False positive: Incorrect association of two subjects 1:1 FMR 1:N FPIRFalse negative: Failed association of one subject 1:1 FNMR 1:N FNIR
T� 0 → FMR, FPIR→ 0→ FNMR, FNIR→ 1
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2019/12/19 08:17:56 FRVT - FACE RECOGNITION VENDOR TEST - DEMOGRAPHICS 3
reports/1N/figures/fbi/ngi/race_sex/cmcs_dets/3divi_0.pdf
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1 3 10 30 50 1 3 10 30 50 1 3 10 30 50
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0.02
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Rank
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e ne
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NIR
)
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BlackWhite
Dataset:MUGSHOTS
FemaleMale
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1e−043e−04
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False positive identification rate, FPIR(T)
Fals
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rate
, FN
IR(T
) race
BlackWhite
Thresholds3.3583.2383.1322.987set for whitemales for FPIR0.00030.00300.03000.3000
FemaleMale
Figure 1: FNIR by sex and race for mugshost, 3divi-0. The three columns of panels represent three one-to-many search trialswith, respectively, balanced galleries of black and white males, black males and females, and white males and females.The upper row shows false negative identification rate vs. rank for investigative search applications with zero threshold.The lower row shows false negative vs. false positive identification rates for higher threshold applications where onlystrong hits should be returned, either because that causes an acceptable decision or because labor is available to reviewthe candidates returned The grey lines join points of equal threshold. The three thresholds are chosen to give FPIR of0.0003, 0.003, 0.03, 0.3 respectively one baseline demographic, here white males.
Links: EXEC. SUMMARYTECH. SUMMARY
False positive: Incorrect association of two subjects 1:1 FMR 1:N FPIRFalse negative: Failed association of one subject 1:1 FNMR 1:N FNIR
T� 0 → FMR, FPIR→ 0→ FNMR, FNIR→ 1
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2019/12/19 08:17:56 FRVT - FACE RECOGNITION VENDOR TEST - DEMOGRAPHICS 4
reports/1N/figures/fbi/ngi/race_sex/cmcs_dets/3divi_3.pdf
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1 3 10 30 50 1 3 10 30 50 1 3 10 30 50
0.02
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NIR
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BlackWhite
Dataset:MUGSHOTS
FemaleMale
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1e−043e−04
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False positive identification rate, FPIR(T)
Fals
e ne
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e id
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icat
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rate
, FN
IR(T
) Thresholds3.5713.4923.4063.275set for whitemales for FPIR0.00030.00300.03000.3000
FemaleMale
race
BlackWhite
Figure 2: FNIR by sex and race for mugshost, 3divi-3. The three columns of panels represent three one-to-many search trialswith, respectively, balanced galleries of black and white males, black males and females, and white males and females.The upper row shows false negative identification rate vs. rank for investigative search applications with zero threshold.The lower row shows false negative vs. false positive identification rates for higher threshold applications where onlystrong hits should be returned, either because that causes an acceptable decision or because labor is available to reviewthe candidates returned The grey lines join points of equal threshold. The three thresholds are chosen to give FPIR of0.0003, 0.003, 0.03, 0.3 respectively one baseline demographic, here white males.
Links: EXEC. SUMMARYTECH. SUMMARY
False positive: Incorrect association of two subjects 1:1 FMR 1:N FPIRFalse negative: Failed association of one subject 1:1 FNMR 1:N FNIR
T� 0 → FMR, FPIR→ 0→ FNMR, FNIR→ 1
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2019/12/19 08:17:56 FRVT - FACE RECOGNITION VENDOR TEST - DEMOGRAPHICS 5
reports/1N/figures/fbi/ngi/race_sex/cmcs_dets/alchera_0.pdf
BW_male_20_40_balanced MF_white_20_40_balanced
1 3 10 30 50 1 3 10 30 50
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Rank
Fals
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NIR
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Dataset: MugshotsN=1600000
FemaleMale
BW_male_20_40_balanced MF_white_20_40_balanced
1e−043e−04
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0.100
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False positive identification rate, FPIR(T)
Fals
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rate
, FN
IR(T
)
race
BlackWhite
Thresholds61.62202356.68058049.466983set for whitemales for FPIR0.00300.03000.3000
FemaleMale
Figure 3: FNIR by sex and race for mugshost, alchera-0. The three columns of panels represent three one-to-many searchtrials with, respectively, balanced galleries of black and white males, black males and females, and white males and females.The upper row shows false negative identification rate vs. rank for investigative search applications with zero threshold.The lower row shows false negative vs. false positive identification rates for higher threshold applications where onlystrong hits should be returned, either because that causes an acceptable decision or because labor is available to reviewthe candidates returned The grey lines join points of equal threshold. The three thresholds are chosen to give FPIR of0.0003, 0.003, 0.03, 0.3 respectively one baseline demographic, here white males.
Links: EXEC. SUMMARYTECH. SUMMARY
False positive: Incorrect association of two subjects 1:1 FMR 1:N FPIRFalse negative: Failed association of one subject 1:1 FNMR 1:N FNIR
T� 0 → FMR, FPIR→ 0→ FNMR, FNIR→ 1
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2019/12/19 08:17:56 FRVT - FACE RECOGNITION VENDOR TEST - DEMOGRAPHICS 6
reports/1N/figures/fbi/ngi/race_sex/cmcs_dets/anke_002.pdf
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1 3 10 30 50 1 3 10 30 50 1 3 10 30 50
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0.003
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Fals
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NIR
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BlackWhite
Dataset:MUGSHOTS
FemaleMale
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
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False positive identification rate, FPIR(T)
Fals
e ne
gativ
e id
entif
icat
ion
rate
, FN
IR(T
) Thresholds0.6880.6220.5720.498set for whitemales for FPIR0.00030.00300.03000.3000
FemaleMale
race
BlackWhite
Figure 4: FNIR by sex and race for mugshost, anke-002. The three columns of panels represent three one-to-many searchtrials with, respectively, balanced galleries of black and white males, black males and females, and white males and females.The upper row shows false negative identification rate vs. rank for investigative search applications with zero threshold.The lower row shows false negative vs. false positive identification rates for higher threshold applications where onlystrong hits should be returned, either because that causes an acceptable decision or because labor is available to reviewthe candidates returned The grey lines join points of equal threshold. The three thresholds are chosen to give FPIR of0.0003, 0.003, 0.03, 0.3 respectively one baseline demographic, here white males.
Links: EXEC. SUMMARYTECH. SUMMARY
False positive: Incorrect association of two subjects 1:1 FMR 1:N FPIRFalse negative: Failed association of one subject 1:1 FNMR 1:N FNIR
T� 0 → FMR, FPIR→ 0→ FNMR, FNIR→ 1
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2019/12/19 08:17:56 FRVT - FACE RECOGNITION VENDOR TEST - DEMOGRAPHICS 7
reports/1N/figures/fbi/ngi/race_sex/cmcs_dets/aware_0.pdf
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1 3 10 30 50 1 3 10 30 50 1 3 10 30 50
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(F
NIR
)
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BlackWhite
Dataset:MUGSHOTS
FemaleMale
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1e−043e−04
1e−033e−03
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False positive identification rate, FPIR(T)
Fals
e ne
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e id
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icat
ion
rate
, FN
IR(T
) race
BlackWhite
Thresholds11.7481.4760.5190.119set for whitemales for FPIR0.00030.00300.03000.3000
FemaleMale
Figure 5: FNIR by sex and race for mugshost, aware-0. The three columns of panels represent three one-to-many searchtrials with, respectively, balanced galleries of black and white males, black males and females, and white males and females.The upper row shows false negative identification rate vs. rank for investigative search applications with zero threshold.The lower row shows false negative vs. false positive identification rates for higher threshold applications where onlystrong hits should be returned, either because that causes an acceptable decision or because labor is available to reviewthe candidates returned The grey lines join points of equal threshold. The three thresholds are chosen to give FPIR of0.0003, 0.003, 0.03, 0.3 respectively one baseline demographic, here white males.
Links: EXEC. SUMMARYTECH. SUMMARY
False positive: Incorrect association of two subjects 1:1 FMR 1:N FPIRFalse negative: Failed association of one subject 1:1 FNMR 1:N FNIR
T� 0 → FMR, FPIR→ 0→ FNMR, FNIR→ 1
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2019/12/19 08:17:56 FRVT - FACE RECOGNITION VENDOR TEST - DEMOGRAPHICS 8
reports/1N/figures/fbi/ngi/race_sex/cmcs_dets/aware_3.pdf
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1 3 10 30 50 1 3 10 30 50 1 3 10 30 50
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NIR
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Dataset:MUGSHOTS
FemaleMale
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1e−043e−04
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False positive identification rate, FPIR(T)
Fals
e ne
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e id
entif
icat
ion
rate
, FN
IR(T
) Thresholds1.8751.1060.5870.148set for whitemales for FPIR0.00030.00300.03000.3000
FemaleMale
race
BlackWhite
Figure 6: FNIR by sex and race for mugshost, aware-3. The three columns of panels represent three one-to-many searchtrials with, respectively, balanced galleries of black and white males, black males and females, and white males and females.The upper row shows false negative identification rate vs. rank for investigative search applications with zero threshold.The lower row shows false negative vs. false positive identification rates for higher threshold applications where onlystrong hits should be returned, either because that causes an acceptable decision or because labor is available to reviewthe candidates returned The grey lines join points of equal threshold. The three thresholds are chosen to give FPIR of0.0003, 0.003, 0.03, 0.3 respectively one baseline demographic, here white males.
Links: EXEC. SUMMARYTECH. SUMMARY
False positive: Incorrect association of two subjects 1:1 FMR 1:N FPIRFalse negative: Failed association of one subject 1:1 FNMR 1:N FNIR
T� 0 → FMR, FPIR→ 0→ FNMR, FNIR→ 1
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2019/12/19 08:17:56 FRVT - FACE RECOGNITION VENDOR TEST - DEMOGRAPHICS 9
reports/1N/figures/fbi/ngi/race_sex/cmcs_dets/ayonix_0.pdf
BW_male_20_40_balanced MF_white_20_40_balanced
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Rank
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NIR
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Dataset: MugshotsN=1600000
FemaleMale
BW_male_20_40_balanced MF_white_20_40_balanced
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False positive identification rate, FPIR(T)
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, FN
IR(T
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race
BlackWhite
Thresholds0.9862490.9774850.953753set for whitemales for FPIR0.00300.03000.3000
FemaleMale
Figure 7: FNIR by sex and race for mugshost, ayonix-0. The three columns of panels represent three one-to-many searchtrials with, respectively, balanced galleries of black and white males, black males and females, and white males and females.The upper row shows false negative identification rate vs. rank for investigative search applications with zero threshold.The lower row shows false negative vs. false positive identification rates for higher threshold applications where onlystrong hits should be returned, either because that causes an acceptable decision or because labor is available to reviewthe candidates returned The grey lines join points of equal threshold. The three thresholds are chosen to give FPIR of0.0003, 0.003, 0.03, 0.3 respectively one baseline demographic, here white males.
Links: EXEC. SUMMARYTECH. SUMMARY
False positive: Incorrect association of two subjects 1:1 FMR 1:N FPIRFalse negative: Failed association of one subject 1:1 FNMR 1:N FNIR
T� 0 → FMR, FPIR→ 0→ FNMR, FNIR→ 1
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2019/12/19 08:17:56 FRVT - FACE RECOGNITION VENDOR TEST - DEMOGRAPHICS 10
reports/1N/figures/fbi/ngi/race_sex/cmcs_dets/camvi_1.pdf
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1 3 10 30 50 1 3 10 30 50 1 3 10 30 50
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Rank
Fals
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(F
NIR
)
race
BlackWhite
Dataset:MUGSHOTS
FemaleMale
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1e−043e−04
1e−033e−03
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False positive identification rate, FPIR(T)
Fals
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rate
, FN
IR(T
) race
BlackWhite
Thresholds0.8480.8180.7850.733set for whitemales for FPIR0.00030.00300.03000.3000
FemaleMale
Figure 8: FNIR by sex and race for mugshost, camvi-1. The three columns of panels represent three one-to-many searchtrials with, respectively, balanced galleries of black and white males, black males and females, and white males and females.The upper row shows false negative identification rate vs. rank for investigative search applications with zero threshold.The lower row shows false negative vs. false positive identification rates for higher threshold applications where onlystrong hits should be returned, either because that causes an acceptable decision or because labor is available to reviewthe candidates returned The grey lines join points of equal threshold. The three thresholds are chosen to give FPIR of0.0003, 0.003, 0.03, 0.3 respectively one baseline demographic, here white males.
Links: EXEC. SUMMARYTECH. SUMMARY
False positive: Incorrect association of two subjects 1:1 FMR 1:N FPIRFalse negative: Failed association of one subject 1:1 FNMR 1:N FNIR
T� 0 → FMR, FPIR→ 0→ FNMR, FNIR→ 1
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reports/1N/figures/fbi/ngi/race_sex/cmcs_dets/camvi_3.pdf
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1 3 10 30 50 1 3 10 30 50 1 3 10 30 50
0.05
0.07
0.10
0.20
0.30
0.50
0.70
Rank
Fals
e ne
gativ
e id
entif
icat
ion
rate
(F
NIR
)
race
BlackWhite
Dataset:MUGSHOTS
FemaleMale
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+001e−04
3e−041e−03
3e−031e−02
3e−021e−01
3e−011e+00
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+00
0.05
0.07
0.10
0.20
0.30
0.50
0.70
False positive identification rate, FPIR(T)
Fals
e ne
gativ
e id
entif
icat
ion
rate
, FN
IR(T
) race
BlackWhite
Thresholds0.6390.5820.5300.452set for whitemales for FPIR0.00030.00300.03000.3000
FemaleMale
Figure 9: FNIR by sex and race for mugshost, camvi-3. The three columns of panels represent three one-to-many searchtrials with, respectively, balanced galleries of black and white males, black males and females, and white males and females.The upper row shows false negative identification rate vs. rank for investigative search applications with zero threshold.The lower row shows false negative vs. false positive identification rates for higher threshold applications where onlystrong hits should be returned, either because that causes an acceptable decision or because labor is available to reviewthe candidates returned The grey lines join points of equal threshold. The three thresholds are chosen to give FPIR of0.0003, 0.003, 0.03, 0.3 respectively one baseline demographic, here white males.
Links: EXEC. SUMMARYTECH. SUMMARY
False positive: Incorrect association of two subjects 1:1 FMR 1:N FPIRFalse negative: Failed association of one subject 1:1 FNMR 1:N FNIR
T� 0 → FMR, FPIR→ 0→ FNMR, FNIR→ 1
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2019/12/19 08:17:56 FRVT - FACE RECOGNITION VENDOR TEST - DEMOGRAPHICS 12
reports/1N/figures/fbi/ngi/race_sex/cmcs_dets/camvi_4.pdf
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1 3 10 30 50 1 3 10 30 50 1 3 10 30 50
0.03
0.05
Rank
Fals
e ne
gativ
e id
entif
icat
ion
rate
(F
NIR
)
race
BlackWhite
Dataset:MUGSHOTS
FemaleMale
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+001e−04
3e−041e−03
3e−031e−02
3e−021e−01
3e−011e+00
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+00
0.03
0.05
0.07
0.10
0.20
0.30
0.50
0.70
False positive identification rate, FPIR(T)
Fals
e ne
gativ
e id
entif
icat
ion
rate
, FN
IR(T
) race
BlackWhite
Thresholds0.6700.5870.5330.453set for whitemales for FPIR0.00030.00300.03000.3000
FemaleMale
Figure 10: FNIR by sex and race for mugshost, camvi-4. The three columns of panels represent three one-to-many searchtrials with, respectively, balanced galleries of black and white males, black males and females, and white males and females.The upper row shows false negative identification rate vs. rank for investigative search applications with zero threshold.The lower row shows false negative vs. false positive identification rates for higher threshold applications where onlystrong hits should be returned, either because that causes an acceptable decision or because labor is available to reviewthe candidates returned The grey lines join points of equal threshold. The three thresholds are chosen to give FPIR of0.0003, 0.003, 0.03, 0.3 respectively one baseline demographic, here white males.
Links: EXEC. SUMMARYTECH. SUMMARY
False positive: Incorrect association of two subjects 1:1 FMR 1:N FPIRFalse negative: Failed association of one subject 1:1 FNMR 1:N FNIR
T� 0 → FMR, FPIR→ 0→ FNMR, FNIR→ 1
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2019/12/19 08:17:56 FRVT - FACE RECOGNITION VENDOR TEST - DEMOGRAPHICS 13
reports/1N/figures/fbi/ngi/race_sex/cmcs_dets/cogent_0.pdf
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1 3 10 30 50 1 3 10 30 50 1 3 10 30 50
0.005
0.007
0.010
Rank
Fals
e ne
gativ
e id
entif
icat
ion
rate
(F
NIR
)
race
BlackWhite
Dataset:MUGSHOTS
FemaleMale
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+001e−04
3e−041e−03
3e−031e−02
3e−021e−01
3e−011e+00
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+00
0.005
0.007
0.010
0.020
0.030
0.050
0.070
0.100
0.200
0.300
0.500
0.700
False positive identification rate, FPIR(T)
Fals
e ne
gativ
e id
entif
icat
ion
rate
, FN
IR(T
) race
BlackWhite
Thresholds3389.6183215.0003176.0003124.000set for whitemales for FPIR0.00030.00300.03000.3000
FemaleMale
Figure 11: FNIR by sex and race for mugshost, cogent-0. The three columns of panels represent three one-to-many searchtrials with, respectively, balanced galleries of black and white males, black males and females, and white males and females.The upper row shows false negative identification rate vs. rank for investigative search applications with zero threshold.The lower row shows false negative vs. false positive identification rates for higher threshold applications where onlystrong hits should be returned, either because that causes an acceptable decision or because labor is available to reviewthe candidates returned The grey lines join points of equal threshold. The three thresholds are chosen to give FPIR of0.0003, 0.003, 0.03, 0.3 respectively one baseline demographic, here white males.
Links: EXEC. SUMMARYTECH. SUMMARY
False positive: Incorrect association of two subjects 1:1 FMR 1:N FPIRFalse negative: Failed association of one subject 1:1 FNMR 1:N FNIR
T� 0 → FMR, FPIR→ 0→ FNMR, FNIR→ 1
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2019/12/19 08:17:56 FRVT - FACE RECOGNITION VENDOR TEST - DEMOGRAPHICS 14
reports/1N/figures/fbi/ngi/race_sex/cmcs_dets/cogent_3.pdf
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1 3 10 30 50 1 3 10 30 50 1 3 10 30 50
0.005
0.007
Rank
Fals
e ne
gativ
e id
entif
icat
ion
rate
(F
NIR
)
race
BlackWhite
Dataset:MUGSHOTS
FemaleMale
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+001e−04
3e−041e−03
3e−031e−02
3e−021e−01
3e−011e+00
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+00
0.003
0.005
0.007
0.010
0.020
0.030
0.050
0.070
0.100
0.200
0.300
0.500
0.700
False positive identification rate, FPIR(T)
Fals
e ne
gativ
e id
entif
icat
ion
rate
, FN
IR(T
) race
BlackWhite
Thresholds3494.0003246.0003171.0003092.000set for whitemales for FPIR0.00030.00300.03000.3000
FemaleMale
Figure 12: FNIR by sex and race for mugshost, cogent-3. The three columns of panels represent three one-to-many searchtrials with, respectively, balanced galleries of black and white males, black males and females, and white males and females.The upper row shows false negative identification rate vs. rank for investigative search applications with zero threshold.The lower row shows false negative vs. false positive identification rates for higher threshold applications where onlystrong hits should be returned, either because that causes an acceptable decision or because labor is available to reviewthe candidates returned The grey lines join points of equal threshold. The three thresholds are chosen to give FPIR of0.0003, 0.003, 0.03, 0.3 respectively one baseline demographic, here white males.
Links: EXEC. SUMMARYTECH. SUMMARY
False positive: Incorrect association of two subjects 1:1 FMR 1:N FPIRFalse negative: Failed association of one subject 1:1 FNMR 1:N FNIR
T� 0 → FMR, FPIR→ 0→ FNMR, FNIR→ 1
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2019/12/19 08:17:56 FRVT - FACE RECOGNITION VENDOR TEST - DEMOGRAPHICS 15
reports/1N/figures/fbi/ngi/race_sex/cmcs_dets/cognitec_2.pdf
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1 3 10 30 50 1 3 10 30 50 1 3 10 30 50
0.005
0.007
0.010
0.020
Rank
Fals
e ne
gativ
e id
entif
icat
ion
rate
(F
NIR
)
race
BlackWhite
Dataset:MUGSHOTS
FemaleMale
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+001e−04
3e−041e−03
3e−031e−02
3e−021e−01
3e−011e+00
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+00
0.005
0.007
0.010
0.020
0.030
0.050
0.070
0.100
0.200
0.300
0.500
0.700
False positive identification rate, FPIR(T)
Fals
e ne
gativ
e id
entif
icat
ion
rate
, FN
IR(T
) race
BlackWhite
Thresholds0.7330.6850.6540.617set for whitemales for FPIR0.00030.00300.03000.3000
FemaleMale
Figure 13: FNIR by sex and race for mugshost, cognitec-2. The three columns of panels represent three one-to-manysearch trials with, respectively, balanced galleries of black and white males, black males and females, and white malesand females. The upper row shows false negative identification rate vs. rank for investigative search applications withzero threshold. The lower row shows false negative vs. false positive identification rates for higher threshold applicationswhere only strong hits should be returned, either because that causes an acceptable decision or because labor is availableto review the candidates returned The grey lines join points of equal threshold. The three thresholds are chosen to giveFPIR of 0.0003, 0.003, 0.03, 0.3 respectively one baseline demographic, here white males.
Links: EXEC. SUMMARYTECH. SUMMARY
False positive: Incorrect association of two subjects 1:1 FMR 1:N FPIRFalse negative: Failed association of one subject 1:1 FNMR 1:N FNIR
T� 0 → FMR, FPIR→ 0→ FNMR, FNIR→ 1
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2019/12/19 08:17:56 FRVT - FACE RECOGNITION VENDOR TEST - DEMOGRAPHICS 16
reports/1N/figures/fbi/ngi/race_sex/cmcs_dets/dahua_1.pdf
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1 3 10 30 50 1 3 10 30 50 1 3 10 30 50
0.005
0.007
0.010
Rank
Fals
e ne
gativ
e id
entif
icat
ion
rate
(F
NIR
)
race
BlackWhite
Dataset:MUGSHOTS
FemaleMale
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+001e−04
3e−041e−03
3e−031e−02
3e−021e−01
3e−011e+00
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+00
0.003
0.005
0.007
0.010
0.020
0.030
0.050
0.070
0.100
0.200
0.300
0.500
0.700
False positive identification rate, FPIR(T)
Fals
e ne
gativ
e id
entif
icat
ion
rate
, FN
IR(T
) race
BlackWhite
Thresholds9882.9129744.6009606.0008804.000set for whitemales for FPIR0.00030.00300.03000.3000
FemaleMale
Figure 14: FNIR by sex and race for mugshost, dahua-1. The three columns of panels represent three one-to-many searchtrials with, respectively, balanced galleries of black and white males, black males and females, and white males and females.The upper row shows false negative identification rate vs. rank for investigative search applications with zero threshold.The lower row shows false negative vs. false positive identification rates for higher threshold applications where onlystrong hits should be returned, either because that causes an acceptable decision or because labor is available to reviewthe candidates returned The grey lines join points of equal threshold. The three thresholds are chosen to give FPIR of0.0003, 0.003, 0.03, 0.3 respectively one baseline demographic, here white males.
Links: EXEC. SUMMARYTECH. SUMMARY
False positive: Incorrect association of two subjects 1:1 FMR 1:N FPIRFalse negative: Failed association of one subject 1:1 FNMR 1:N FNIR
T� 0 → FMR, FPIR→ 0→ FNMR, FNIR→ 1
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2019/12/19 08:17:56 FRVT - FACE RECOGNITION VENDOR TEST - DEMOGRAPHICS 17
reports/1N/figures/fbi/ngi/race_sex/cmcs_dets/deepsea_001.pdf
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1 3 10 30 50 1 3 10 30 50 1 3 10 30 50
0.003
0.005
0.007
0.010
Rank
Fals
e ne
gativ
e id
entif
icat
ion
rate
(F
NIR
)
race
BlackWhite
Dataset:MUGSHOTS
FemaleMale
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+001e−04
3e−041e−03
3e−031e−02
3e−021e−01
3e−011e+00
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+00
0.002
0.003
0.0050.007
0.010
0.020
0.030
0.0500.070
0.100
0.200
0.300
0.5000.700
False positive identification rate, FPIR(T)
Fals
e ne
gativ
e id
entif
icat
ion
rate
, FN
IR(T
) race
BlackWhite
Thresholds1.6081.5521.5091.450set for whitemales for FPIR0.00030.00300.03000.3000
FemaleMale
Figure 15: FNIR by sex and race for mugshost, deepsea-001. The three columns of panels represent three one-to-manysearch trials with, respectively, balanced galleries of black and white males, black males and females, and white malesand females. The upper row shows false negative identification rate vs. rank for investigative search applications withzero threshold. The lower row shows false negative vs. false positive identification rates for higher threshold applicationswhere only strong hits should be returned, either because that causes an acceptable decision or because labor is availableto review the candidates returned The grey lines join points of equal threshold. The three thresholds are chosen to giveFPIR of 0.0003, 0.003, 0.03, 0.3 respectively one baseline demographic, here white males.
Links: EXEC. SUMMARYTECH. SUMMARY
False positive: Incorrect association of two subjects 1:1 FMR 1:N FPIRFalse negative: Failed association of one subject 1:1 FNMR 1:N FNIR
T� 0 → FMR, FPIR→ 0→ FNMR, FNIR→ 1
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2019/12/19 08:17:56 FRVT - FACE RECOGNITION VENDOR TEST - DEMOGRAPHICS 18
reports/1N/figures/fbi/ngi/race_sex/cmcs_dets/dermalog_5.pdf
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1 3 10 30 50 1 3 10 30 50 1 3 10 30 50
0.02
0.03
Rank
Fals
e ne
gativ
e id
entif
icat
ion
rate
(F
NIR
)
race
BlackWhite
Dataset:MUGSHOTS
FemaleMale
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+001e−04
3e−041e−03
3e−031e−02
3e−021e−01
3e−011e+00
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+00
0.01
0.02
0.03
0.05
0.07
0.10
0.20
0.30
0.50
0.70
False positive identification rate, FPIR(T)
Fals
e ne
gativ
e id
entif
icat
ion
rate
, FN
IR(T
) race
BlackWhite
Thresholds90.68687.71886.07483.451set for whitemales for FPIR0.00030.00300.03000.3000
FemaleMale
Figure 16: FNIR by sex and race for mugshost, dermalog-5. The three columns of panels represent three one-to-manysearch trials with, respectively, balanced galleries of black and white males, black males and females, and white malesand females. The upper row shows false negative identification rate vs. rank for investigative search applications withzero threshold. The lower row shows false negative vs. false positive identification rates for higher threshold applicationswhere only strong hits should be returned, either because that causes an acceptable decision or because labor is availableto review the candidates returned The grey lines join points of equal threshold. The three thresholds are chosen to giveFPIR of 0.0003, 0.003, 0.03, 0.3 respectively one baseline demographic, here white males.
Links: EXEC. SUMMARYTECH. SUMMARY
False positive: Incorrect association of two subjects 1:1 FMR 1:N FPIRFalse negative: Failed association of one subject 1:1 FNMR 1:N FNIR
T� 0 → FMR, FPIR→ 0→ FNMR, FNIR→ 1
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2019/12/19 08:17:56 FRVT - FACE RECOGNITION VENDOR TEST - DEMOGRAPHICS 19
reports/1N/figures/fbi/ngi/race_sex/cmcs_dets/dermalog_6.pdf
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1 3 10 30 50 1 3 10 30 50 1 3 10 30 50
0.005
0.007
0.010
Rank
Fals
e ne
gativ
e id
entif
icat
ion
rate
(F
NIR
)
race
BlackWhite
Dataset:MUGSHOTS
FemaleMale
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+001e−04
3e−041e−03
3e−031e−02
3e−021e−01
3e−011e+00
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+00
0.005
0.007
0.010
0.020
0.030
0.050
0.070
0.100
0.200
0.300
0.500
0.700
False positive identification rate, FPIR(T)
Fals
e ne
gativ
e id
entif
icat
ion
rate
, FN
IR(T
) race
BlackWhite
Thresholds88.68586.47784.89782.467set for whitemales for FPIR0.00030.00300.03000.3000
FemaleMale
Figure 17: FNIR by sex and race for mugshost, dermalog-6. The three columns of panels represent three one-to-manysearch trials with, respectively, balanced galleries of black and white males, black males and females, and white malesand females. The upper row shows false negative identification rate vs. rank for investigative search applications withzero threshold. The lower row shows false negative vs. false positive identification rates for higher threshold applicationswhere only strong hits should be returned, either because that causes an acceptable decision or because labor is availableto review the candidates returned The grey lines join points of equal threshold. The three thresholds are chosen to giveFPIR of 0.0003, 0.003, 0.03, 0.3 respectively one baseline demographic, here white males.
Links: EXEC. SUMMARYTECH. SUMMARY
False positive: Incorrect association of two subjects 1:1 FMR 1:N FPIRFalse negative: Failed association of one subject 1:1 FNMR 1:N FNIR
T� 0 → FMR, FPIR→ 0→ FNMR, FNIR→ 1
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2019/12/19 08:17:56 FRVT - FACE RECOGNITION VENDOR TEST - DEMOGRAPHICS 20
reports/1N/figures/fbi/ngi/race_sex/cmcs_dets/everai_3.pdf
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1 3 10 30 50 1 3 10 30 50 1 3 10 30 50
0.002
0.003
0.005
0.007
Rank
Fals
e ne
gativ
e id
entif
icat
ion
rate
(F
NIR
)
race
BlackWhite
Dataset:MUGSHOTS
FemaleMale
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+001e−04
3e−041e−03
3e−031e−02
3e−021e−01
3e−011e+00
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+00
0.002
0.003
0.0050.0070.010
0.020
0.030
0.0500.0700.100
0.200
0.300
0.5000.700
False positive identification rate, FPIR(T)
Fals
e ne
gativ
e id
entif
icat
ion
rate
, FN
IR(T
) Thresholds3.3123.1353.0312.878set for whitemales for FPIR0.00030.00300.03000.3000
FemaleMale
race
BlackWhite
Figure 18: FNIR by sex and race for mugshost, everai-3. The three columns of panels represent three one-to-many searchtrials with, respectively, balanced galleries of black and white males, black males and females, and white males and females.The upper row shows false negative identification rate vs. rank for investigative search applications with zero threshold.The lower row shows false negative vs. false positive identification rates for higher threshold applications where onlystrong hits should be returned, either because that causes an acceptable decision or because labor is available to reviewthe candidates returned The grey lines join points of equal threshold. The three thresholds are chosen to give FPIR of0.0003, 0.003, 0.03, 0.3 respectively one baseline demographic, here white males.
Links: EXEC. SUMMARYTECH. SUMMARY
False positive: Incorrect association of two subjects 1:1 FMR 1:N FPIRFalse negative: Failed association of one subject 1:1 FNMR 1:N FNIR
T� 0 → FMR, FPIR→ 0→ FNMR, FNIR→ 1
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2019/12/19 08:17:56 FRVT - FACE RECOGNITION VENDOR TEST - DEMOGRAPHICS 21
reports/1N/figures/fbi/ngi/race_sex/cmcs_dets/everai_paravision_004.pdf
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1 3 10 30 50 1 3 10 30 50 1 3 10 30 50
0.001
0.002
0.003
Rank
Fals
e ne
gativ
e id
entif
icat
ion
rate
(F
NIR
)
race
BlackWhite
Dataset:MUGSHOTS
FemaleMale
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+001e−04
3e−041e−03
3e−031e−02
3e−021e−01
3e−011e+00
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+00
0.001
0.0020.003
0.0050.0070.010
0.0200.030
0.0500.0700.100
0.2000.300
0.5000.700
False positive identification rate, FPIR(T)
Fals
e ne
gativ
e id
entif
icat
ion
rate
, FN
IR(T
) race
BlackWhite
Thresholds3.3343.1123.0032.857set for whitemales for FPIR0.00030.00300.03000.3000
FemaleMale
Figure 19: FNIR by sex and race for mugshost, everai-paravision-004. The three columns of panels represent three one-to-many search trials with, respectively, balanced galleries of black and white males, black males and females, and white malesand females. The upper row shows false negative identification rate vs. rank for investigative search applications withzero threshold. The lower row shows false negative vs. false positive identification rates for higher threshold applicationswhere only strong hits should be returned, either because that causes an acceptable decision or because labor is availableto review the candidates returned The grey lines join points of equal threshold. The three thresholds are chosen to giveFPIR of 0.0003, 0.003, 0.03, 0.3 respectively one baseline demographic, here white males.
Links: EXEC. SUMMARYTECH. SUMMARY
False positive: Incorrect association of two subjects 1:1 FMR 1:N FPIRFalse negative: Failed association of one subject 1:1 FNMR 1:N FNIR
T� 0 → FMR, FPIR→ 0→ FNMR, FNIR→ 1
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reports/1N/figures/fbi/ngi/race_sex/cmcs_dets/eyedea_0.pdf
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1 3 10 30 50 1 3 10 30 50 1 3 10 30 50
0.07
0.10
0.20
0.30
Rank
Fals
e ne
gativ
e id
entif
icat
ion
rate
(F
NIR
)
race
BlackWhite
Dataset:MUGSHOTS
FemaleMale
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+001e−04
3e−041e−03
3e−031e−02
3e−021e−01
3e−011e+00
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+00
0.07
0.10
0.20
0.30
0.50
0.70
False positive identification rate, FPIR(T)
Fals
e ne
gativ
e id
entif
icat
ion
rate
, FN
IR(T
) race
BlackWhite
Thresholds1680.1061594.3541507.7701373.780set for whitemales for FPIR0.00030.00300.03000.3000
FemaleMale
Figure 20: FNIR by sex and race for mugshost, eyedea-0. The three columns of panels represent three one-to-many searchtrials with, respectively, balanced galleries of black and white males, black males and females, and white males and females.The upper row shows false negative identification rate vs. rank for investigative search applications with zero threshold.The lower row shows false negative vs. false positive identification rates for higher threshold applications where onlystrong hits should be returned, either because that causes an acceptable decision or because labor is available to reviewthe candidates returned The grey lines join points of equal threshold. The three thresholds are chosen to give FPIR of0.0003, 0.003, 0.03, 0.3 respectively one baseline demographic, here white males.
Links: EXEC. SUMMARYTECH. SUMMARY
False positive: Incorrect association of two subjects 1:1 FMR 1:N FPIRFalse negative: Failed association of one subject 1:1 FNMR 1:N FNIR
T� 0 → FMR, FPIR→ 0→ FNMR, FNIR→ 1
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reports/1N/figures/fbi/ngi/race_sex/cmcs_dets/eyedea_3.pdf
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1 3 10 30 50 1 3 10 30 50 1 3 10 30 50
0.02
0.03
0.05
0.07
0.10
Rank
Fals
e ne
gativ
e id
entif
icat
ion
rate
(F
NIR
)
race
BlackWhite
Dataset:MUGSHOTS
FemaleMale
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+001e−04
3e−041e−03
3e−031e−02
3e−021e−01
3e−011e+00
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+00
0.02
0.03
0.05
0.07
0.10
0.20
0.30
0.50
0.70
False positive identification rate, FPIR(T)
Fals
e ne
gativ
e id
entif
icat
ion
rate
, FN
IR(T
) race
BlackWhite
Thresholds0.8590.8190.7950.762set for whitemales for FPIR0.00030.00300.03000.3000
FemaleMale
Figure 21: FNIR by sex and race for mugshost, eyedea-3. The three columns of panels represent three one-to-many searchtrials with, respectively, balanced galleries of black and white males, black males and females, and white males and females.The upper row shows false negative identification rate vs. rank for investigative search applications with zero threshold.The lower row shows false negative vs. false positive identification rates for higher threshold applications where onlystrong hits should be returned, either because that causes an acceptable decision or because labor is available to reviewthe candidates returned The grey lines join points of equal threshold. The three thresholds are chosen to give FPIR of0.0003, 0.003, 0.03, 0.3 respectively one baseline demographic, here white males.
Links: EXEC. SUMMARYTECH. SUMMARY
False positive: Incorrect association of two subjects 1:1 FMR 1:N FPIRFalse negative: Failed association of one subject 1:1 FNMR 1:N FNIR
T� 0 → FMR, FPIR→ 0→ FNMR, FNIR→ 1
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reports/1N/figures/fbi/ngi/race_sex/cmcs_dets/hik_5.pdf
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1 3 10 30 50 1 3 10 30 50 1 3 10 30 50
0.002
0.003
0.005
0.007
0.010
0.020
0.030
0.050
0.070
0.100
Rank
Fals
e ne
gativ
e id
entif
icat
ion
rate
(F
NIR
)
race
BlackWhite
Dataset:MUGSHOTS
FemaleMale
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+001e−04
3e−041e−03
3e−031e−02
3e−021e−01
3e−011e+00
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+00
0.002
0.003
0.0050.007
0.010
0.020
0.030
0.0500.070
0.100
0.200
0.300
0.5000.700
False positive identification rate, FPIR(T)
Fals
e ne
gativ
e id
entif
icat
ion
rate
, FN
IR(T
) race
BlackWhite
Thresholds83.17477.78875.62373.168set for whitemales for FPIR0.00030.00300.03000.3000
FemaleMale
Figure 22: FNIR by sex and race for mugshost, hik-5. The three columns of panels represent three one-to-many search trialswith, respectively, balanced galleries of black and white males, black males and females, and white males and females.The upper row shows false negative identification rate vs. rank for investigative search applications with zero threshold.The lower row shows false negative vs. false positive identification rates for higher threshold applications where onlystrong hits should be returned, either because that causes an acceptable decision or because labor is available to reviewthe candidates returned The grey lines join points of equal threshold. The three thresholds are chosen to give FPIR of0.0003, 0.003, 0.03, 0.3 respectively one baseline demographic, here white males.
Links: EXEC. SUMMARYTECH. SUMMARY
False positive: Incorrect association of two subjects 1:1 FMR 1:N FPIRFalse negative: Failed association of one subject 1:1 FNMR 1:N FNIR
T� 0 → FMR, FPIR→ 0→ FNMR, FNIR→ 1
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reports/1N/figures/fbi/ngi/race_sex/cmcs_dets/idemia_4.pdf
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1 3 10 30 50 1 3 10 30 50 1 3 10 30 50
0.005
0.007
0.010
0.020
Rank
Fals
e ne
gativ
e id
entif
icat
ion
rate
(F
NIR
)
race
BlackWhite
Dataset:MUGSHOTS
FemaleMale
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+001e−04
3e−041e−03
3e−031e−02
3e−021e−01
3e−011e+00
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+00
0.005
0.007
0.010
0.020
0.030
0.050
0.070
0.100
0.200
0.300
0.500
0.700
False positive identification rate, FPIR(T)
Fals
e ne
gativ
e id
entif
icat
ion
rate
, FN
IR(T
) race
BlackWhite
Thresholds2179.7431637.3441337.6571011.930set for whitemales for FPIR0.00030.00300.03000.3000
FemaleMale
Figure 23: FNIR by sex and race for mugshost, idemia-4. The three columns of panels represent three one-to-many searchtrials with, respectively, balanced galleries of black and white males, black males and females, and white males and females.The upper row shows false negative identification rate vs. rank for investigative search applications with zero threshold.The lower row shows false negative vs. false positive identification rates for higher threshold applications where onlystrong hits should be returned, either because that causes an acceptable decision or because labor is available to reviewthe candidates returned The grey lines join points of equal threshold. The three thresholds are chosen to give FPIR of0.0003, 0.003, 0.03, 0.3 respectively one baseline demographic, here white males.
Links: EXEC. SUMMARYTECH. SUMMARY
False positive: Incorrect association of two subjects 1:1 FMR 1:N FPIRFalse negative: Failed association of one subject 1:1 FNMR 1:N FNIR
T� 0 → FMR, FPIR→ 0→ FNMR, FNIR→ 1
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reports/1N/figures/fbi/ngi/race_sex/cmcs_dets/idemia_5.pdf
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1 3 10 30 50 1 3 10 30 50 1 3 10 30 50
0.005
0.007
0.010
0.020
Rank
Fals
e ne
gativ
e id
entif
icat
ion
rate
(F
NIR
)
race
BlackWhite
Dataset:MUGSHOTS
FemaleMale
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+001e−04
3e−041e−03
3e−031e−02
3e−021e−01
3e−011e+00
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+00
0.005
0.007
0.010
0.020
0.030
0.050
0.070
0.100
0.200
0.300
0.500
0.700
False positive identification rate, FPIR(T)
Fals
e ne
gativ
e id
entif
icat
ion
rate
, FN
IR(T
) Thresholds2478.6421668.6661256.890813.339set for whitemales for FPIR0.00030.00300.03000.3000
FemaleMale
race
BlackWhite
Figure 24: FNIR by sex and race for mugshost, idemia-5. The three columns of panels represent three one-to-many searchtrials with, respectively, balanced galleries of black and white males, black males and females, and white males and females.The upper row shows false negative identification rate vs. rank for investigative search applications with zero threshold.The lower row shows false negative vs. false positive identification rates for higher threshold applications where onlystrong hits should be returned, either because that causes an acceptable decision or because labor is available to reviewthe candidates returned The grey lines join points of equal threshold. The three thresholds are chosen to give FPIR of0.0003, 0.003, 0.03, 0.3 respectively one baseline demographic, here white males.
Links: EXEC. SUMMARYTECH. SUMMARY
False positive: Incorrect association of two subjects 1:1 FMR 1:N FPIRFalse negative: Failed association of one subject 1:1 FNMR 1:N FNIR
T� 0 → FMR, FPIR→ 0→ FNMR, FNIR→ 1
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reports/1N/figures/fbi/ngi/race_sex/cmcs_dets/imperial_000.pdf
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1 3 10 30 50 1 3 10 30 50 1 3 10 30 50
0.002
0.003
0.005
Rank
Fals
e ne
gativ
e id
entif
icat
ion
rate
(F
NIR
)
race
BlackWhite
Dataset:MUGSHOTS
FemaleMale
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+001e−04
3e−041e−03
3e−031e−02
3e−021e−01
3e−011e+00
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+00
0.001
0.002
0.003
0.0050.0070.010
0.020
0.030
0.0500.0700.100
0.200
0.300
0.5000.700
False positive identification rate, FPIR(T)
Fals
e ne
gativ
e id
entif
icat
ion
rate
, FN
IR(T
) race
BlackWhite
Thresholds1.7431.5881.5311.454set for whitemales for FPIR0.00030.00300.03000.3000
FemaleMale
Figure 25: FNIR by sex and race for mugshost, imperial-000. The three columns of panels represent three one-to-manysearch trials with, respectively, balanced galleries of black and white males, black males and females, and white malesand females. The upper row shows false negative identification rate vs. rank for investigative search applications withzero threshold. The lower row shows false negative vs. false positive identification rates for higher threshold applicationswhere only strong hits should be returned, either because that causes an acceptable decision or because labor is availableto review the candidates returned The grey lines join points of equal threshold. The three thresholds are chosen to giveFPIR of 0.0003, 0.003, 0.03, 0.3 respectively one baseline demographic, here white males.
Links: EXEC. SUMMARYTECH. SUMMARY
False positive: Incorrect association of two subjects 1:1 FMR 1:N FPIRFalse negative: Failed association of one subject 1:1 FNMR 1:N FNIR
T� 0 → FMR, FPIR→ 0→ FNMR, FNIR→ 1
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reports/1N/figures/fbi/ngi/race_sex/cmcs_dets/incode_004.pdf
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1 3 10 30 50 1 3 10 30 50 1 3 10 30 500.002
0.003
0.005
0.007
Rank
Fals
e ne
gativ
e id
entif
icat
ion
rate
(F
NIR
)
race
BlackWhite
Dataset:MUGSHOTS
FemaleMale
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+001e−04
3e−041e−03
3e−031e−02
3e−021e−01
3e−011e+00
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+00
0.002
0.003
0.0050.0070.010
0.020
0.030
0.0500.0700.100
0.200
0.300
0.5000.700
False positive identification rate, FPIR(T)
Fals
e ne
gativ
e id
entif
icat
ion
rate
, FN
IR(T
) race
BlackWhite
Thresholds1.6981.6391.5891.512set for whitemales for FPIR0.00030.00300.03000.3000
FemaleMale
Figure 26: FNIR by sex and race for mugshost, incode-004. The three columns of panels represent three one-to-manysearch trials with, respectively, balanced galleries of black and white males, black males and females, and white malesand females. The upper row shows false negative identification rate vs. rank for investigative search applications withzero threshold. The lower row shows false negative vs. false positive identification rates for higher threshold applicationswhere only strong hits should be returned, either because that causes an acceptable decision or because labor is availableto review the candidates returned The grey lines join points of equal threshold. The three thresholds are chosen to giveFPIR of 0.0003, 0.003, 0.03, 0.3 respectively one baseline demographic, here white males.
Links: EXEC. SUMMARYTECH. SUMMARY
False positive: Incorrect association of two subjects 1:1 FMR 1:N FPIRFalse negative: Failed association of one subject 1:1 FNMR 1:N FNIR
T� 0 → FMR, FPIR→ 0→ FNMR, FNIR→ 1
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reports/1N/figures/fbi/ngi/race_sex/cmcs_dets/isystems_3.pdf
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1 3 10 30 50 1 3 10 30 50 1 3 10 30 50
0.005
0.007
0.010
Rank
Fals
e ne
gativ
e id
entif
icat
ion
rate
(F
NIR
)
race
BlackWhite
Dataset:MUGSHOTS
FemaleMale
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+001e−04
3e−041e−03
3e−031e−02
3e−021e−01
3e−011e+00
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+00
0.003
0.005
0.007
0.010
0.020
0.030
0.050
0.070
0.100
0.200
0.300
0.500
0.700
False positive identification rate, FPIR(T)
Fals
e ne
gativ
e id
entif
icat
ion
rate
, FN
IR(T
) race
BlackWhite
Thresholds0.8510.7960.7710.736set for whitemales for FPIR0.00030.00300.03000.3000
FemaleMale
Figure 27: FNIR by sex and race for mugshost, isystems-3. The three columns of panels represent three one-to-manysearch trials with, respectively, balanced galleries of black and white males, black males and females, and white malesand females. The upper row shows false negative identification rate vs. rank for investigative search applications withzero threshold. The lower row shows false negative vs. false positive identification rates for higher threshold applicationswhere only strong hits should be returned, either because that causes an acceptable decision or because labor is availableto review the candidates returned The grey lines join points of equal threshold. The three thresholds are chosen to giveFPIR of 0.0003, 0.003, 0.03, 0.3 respectively one baseline demographic, here white males.
Links: EXEC. SUMMARYTECH. SUMMARY
False positive: Incorrect association of two subjects 1:1 FMR 1:N FPIRFalse negative: Failed association of one subject 1:1 FNMR 1:N FNIR
T� 0 → FMR, FPIR→ 0→ FNMR, FNIR→ 1
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reports/1N/figures/fbi/ngi/race_sex/cmcs_dets/kedacom_001.pdf
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1 3 10 30 50 1 3 10 30 50 1 3 10 30 50
0.007
0.010
Rank
Fals
e ne
gativ
e id
entif
icat
ion
rate
(F
NIR
)
race
BlackWhite
Dataset:MUGSHOTS
FemaleMale
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+001e−04
3e−041e−03
3e−031e−02
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1e+00
0.007
0.010
0.020
0.030
0.050
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0.100
0.200
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False positive identification rate, FPIR(T)
Fals
e ne
gativ
e id
entif
icat
ion
rate
, FN
IR(T
) race
BlackWhite
Thresholds0.8320.7920.7710.741set for whitemales for FPIR0.00030.00300.03000.3000
FemaleMale
Figure 28: FNIR by sex and race for mugshost, kedacom-001. The three columns of panels represent three one-to-manysearch trials with, respectively, balanced galleries of black and white males, black males and females, and white malesand females. The upper row shows false negative identification rate vs. rank for investigative search applications withzero threshold. The lower row shows false negative vs. false positive identification rates for higher threshold applicationswhere only strong hits should be returned, either because that causes an acceptable decision or because labor is availableto review the candidates returned The grey lines join points of equal threshold. The three thresholds are chosen to giveFPIR of 0.0003, 0.003, 0.03, 0.3 respectively one baseline demographic, here white males.
Links: EXEC. SUMMARYTECH. SUMMARY
False positive: Incorrect association of two subjects 1:1 FMR 1:N FPIRFalse negative: Failed association of one subject 1:1 FNMR 1:N FNIR
T� 0 → FMR, FPIR→ 0→ FNMR, FNIR→ 1
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reports/1N/figures/fbi/ngi/race_sex/cmcs_dets/megvii_1.pdf
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1 3 10 30 50 1 3 10 30 50 1 3 10 30 50
0.007
0.010
0.020
Rank
Fals
e ne
gativ
e id
entif
icat
ion
rate
(F
NIR
)
race
BlackWhite
Dataset:MUGSHOTS
FemaleMale
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+001e−04
3e−041e−03
3e−031e−02
3e−021e−01
3e−011e+00
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+00
0.005
0.007
0.010
0.020
0.030
0.050
0.070
0.100
0.200
0.300
0.500
0.700
False positive identification rate, FPIR(T)
Fals
e ne
gativ
e id
entif
icat
ion
rate
, FN
IR(T
) race
BlackWhite
Thresholds90.55983.86380.87276.519set for whitemales for FPIR0.00030.00300.03000.3000
FemaleMale
Figure 29: FNIR by sex and race for mugshost, megvii-1. The three columns of panels represent three one-to-many searchtrials with, respectively, balanced galleries of black and white males, black males and females, and white males and females.The upper row shows false negative identification rate vs. rank for investigative search applications with zero threshold.The lower row shows false negative vs. false positive identification rates for higher threshold applications where onlystrong hits should be returned, either because that causes an acceptable decision or because labor is available to reviewthe candidates returned The grey lines join points of equal threshold. The three thresholds are chosen to give FPIR of0.0003, 0.003, 0.03, 0.3 respectively one baseline demographic, here white males.
Links: EXEC. SUMMARYTECH. SUMMARY
False positive: Incorrect association of two subjects 1:1 FMR 1:N FPIRFalse negative: Failed association of one subject 1:1 FNMR 1:N FNIR
T� 0 → FMR, FPIR→ 0→ FNMR, FNIR→ 1
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2019/12/19 08:17:56 FRVT - FACE RECOGNITION VENDOR TEST - DEMOGRAPHICS 32
reports/1N/figures/fbi/ngi/race_sex/cmcs_dets/microsoft_0.pdf
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1 3 10 30 50 1 3 10 30 50 1 3 10 30 50
0.002
0.003
0.005
0.007
0.010
Rank
Fals
e ne
gativ
e id
entif
icat
ion
rate
(F
NIR
)
race
BlackWhite
Dataset:MUGSHOTS
FemaleMale
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+001e−04
3e−041e−03
3e−031e−02
3e−021e−01
3e−011e+00
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+00
0.002
0.003
0.0050.0070.010
0.020
0.030
0.0500.0700.100
0.200
0.300
0.5000.700
False positive identification rate, FPIR(T)
Fals
e ne
gativ
e id
entif
icat
ion
rate
, FN
IR(T
) race
BlackWhite
Thresholds0.8490.8130.7900.756set for whitemales for FPIR0.00030.00300.03000.3000
FemaleMale
Figure 30: FNIR by sex and race for mugshost, microsoft-0. The three columns of panels represent three one-to-manysearch trials with, respectively, balanced galleries of black and white males, black males and females, and white malesand females. The upper row shows false negative identification rate vs. rank for investigative search applications withzero threshold. The lower row shows false negative vs. false positive identification rates for higher threshold applicationswhere only strong hits should be returned, either because that causes an acceptable decision or because labor is availableto review the candidates returned The grey lines join points of equal threshold. The three thresholds are chosen to giveFPIR of 0.0003, 0.003, 0.03, 0.3 respectively one baseline demographic, here white males.
Links: EXEC. SUMMARYTECH. SUMMARY
False positive: Incorrect association of two subjects 1:1 FMR 1:N FPIRFalse negative: Failed association of one subject 1:1 FNMR 1:N FNIR
T� 0 → FMR, FPIR→ 0→ FNMR, FNIR→ 1
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2019/12/19 08:17:56 FRVT - FACE RECOGNITION VENDOR TEST - DEMOGRAPHICS 33
reports/1N/figures/fbi/ngi/race_sex/cmcs_dets/microsoft_5.pdf
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1 3 10 30 50 1 3 10 30 50 1 3 10 30 50
0.001
0.002
0.003
0.005
0.007
0.010
Rank
Fals
e ne
gativ
e id
entif
icat
ion
rate
(F
NIR
)
race
BlackWhite
Dataset:MUGSHOTS
FemaleMale
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+001e−04
3e−041e−03
3e−031e−02
3e−021e−01
3e−011e+00
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+00
0.001
0.0020.003
0.0050.0070.010
0.0200.030
0.0500.0700.100
0.2000.300
0.5000.700
False positive identification rate, FPIR(T)
Fals
e ne
gativ
e id
entif
icat
ion
rate
, FN
IR(T
) race
BlackWhite
Thresholds0.6240.5590.5120.445set for whitemales for FPIR0.00030.00300.03000.3000
FemaleMale
Figure 31: FNIR by sex and race for mugshost, microsoft-5. The three columns of panels represent three one-to-manysearch trials with, respectively, balanced galleries of black and white males, black males and females, and white malesand females. The upper row shows false negative identification rate vs. rank for investigative search applications withzero threshold. The lower row shows false negative vs. false positive identification rates for higher threshold applicationswhere only strong hits should be returned, either because that causes an acceptable decision or because labor is availableto review the candidates returned The grey lines join points of equal threshold. The three thresholds are chosen to giveFPIR of 0.0003, 0.003, 0.03, 0.3 respectively one baseline demographic, here white males.
Links: EXEC. SUMMARYTECH. SUMMARY
False positive: Incorrect association of two subjects 1:1 FMR 1:N FPIRFalse negative: Failed association of one subject 1:1 FNMR 1:N FNIR
T� 0 → FMR, FPIR→ 0→ FNMR, FNIR→ 1
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2019/12/19 08:17:56 FRVT - FACE RECOGNITION VENDOR TEST - DEMOGRAPHICS 34
reports/1N/figures/fbi/ngi/race_sex/cmcs_dets/nec_2.pdf
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1 3 10 30 50 1 3 10 30 50 1 3 10 30 50
0.002
0.003
Rank
Fals
e ne
gativ
e id
entif
icat
ion
rate
(F
NIR
)
race
BlackWhite
Dataset:MUGSHOTS
FemaleMale
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+001e−04
3e−041e−03
3e−031e−02
3e−021e−01
3e−011e+00
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+00
0.001
0.002
0.003
0.0050.0070.010
0.020
0.030
0.0500.0700.100
0.200
0.300
0.5000.700
False positive identification rate, FPIR(T)
Fals
e ne
gativ
e id
entif
icat
ion
rate
, FN
IR(T
) race
BlackWhite
Thresholds0.7830.6940.6760.658set for whitemales for FPIR0.00030.00300.03000.3000
FemaleMale
Figure 32: FNIR by sex and race for mugshost, nec-2. The three columns of panels represent three one-to-many search trialswith, respectively, balanced galleries of black and white males, black males and females, and white males and females.The upper row shows false negative identification rate vs. rank for investigative search applications with zero threshold.The lower row shows false negative vs. false positive identification rates for higher threshold applications where onlystrong hits should be returned, either because that causes an acceptable decision or because labor is available to reviewthe candidates returned The grey lines join points of equal threshold. The three thresholds are chosen to give FPIR of0.0003, 0.003, 0.03, 0.3 respectively one baseline demographic, here white males.
Links: EXEC. SUMMARYTECH. SUMMARY
False positive: Incorrect association of two subjects 1:1 FMR 1:N FPIRFalse negative: Failed association of one subject 1:1 FNMR 1:N FNIR
T� 0 → FMR, FPIR→ 0→ FNMR, FNIR→ 1
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2019/12/19 08:17:56 FRVT - FACE RECOGNITION VENDOR TEST - DEMOGRAPHICS 35
reports/1N/figures/fbi/ngi/race_sex/cmcs_dets/nec_3.pdf
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1 3 10 30 50 1 3 10 30 50 1 3 10 30 50
0.002
0.003
Rank
Fals
e ne
gativ
e id
entif
icat
ion
rate
(F
NIR
)
race
BlackWhite
Dataset:MUGSHOTS
FemaleMale
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+001e−04
3e−041e−03
3e−031e−02
3e−021e−01
3e−011e+00
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+00
0.002
0.003
0.0050.007
0.010
0.020
0.030
0.0500.070
0.100
0.200
0.300
0.5000.700
False positive identification rate, FPIR(T)
Fals
e ne
gativ
e id
entif
icat
ion
rate
, FN
IR(T
) race
BlackWhite
Thresholds0.6110.5500.5360.520set for whitemales for FPIR0.00030.00300.03000.3000
FemaleMale
Figure 33: FNIR by sex and race for mugshost, nec-3. The three columns of panels represent three one-to-many search trialswith, respectively, balanced galleries of black and white males, black males and females, and white males and females.The upper row shows false negative identification rate vs. rank for investigative search applications with zero threshold.The lower row shows false negative vs. false positive identification rates for higher threshold applications where onlystrong hits should be returned, either because that causes an acceptable decision or because labor is available to reviewthe candidates returned The grey lines join points of equal threshold. The three thresholds are chosen to give FPIR of0.0003, 0.003, 0.03, 0.3 respectively one baseline demographic, here white males.
Links: EXEC. SUMMARYTECH. SUMMARY
False positive: Incorrect association of two subjects 1:1 FMR 1:N FPIRFalse negative: Failed association of one subject 1:1 FNMR 1:N FNIR
T� 0 → FMR, FPIR→ 0→ FNMR, FNIR→ 1
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2019/12/19 08:17:56 FRVT - FACE RECOGNITION VENDOR TEST - DEMOGRAPHICS 36
reports/1N/figures/fbi/ngi/race_sex/cmcs_dets/neurotechnology_007.pdf
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1 3 10 30 50 1 3 10 30 50 1 3 10 30 50
0.003
0.005
0.007
0.010
Rank
Fals
e ne
gativ
e id
entif
icat
ion
rate
(F
NIR
)
race
BlackWhite
Dataset:MUGSHOTS
FemaleMale
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+001e−04
3e−041e−03
3e−031e−02
3e−021e−01
3e−011e+00
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+00
0.003
0.0050.007
0.010
0.020
0.030
0.0500.070
0.100
0.200
0.300
0.5000.700
False positive identification rate, FPIR(T)
Fals
e ne
gativ
e id
entif
icat
ion
rate
, FN
IR(T
) race
BlackWhite
Thresholds1879.7771558.0001438.0001275.000set for whitemales for FPIR0.00030.00300.03000.3000
FemaleMale
Figure 34: FNIR by sex and race for mugshost, neurotechnology-007. The three columns of panels represent three one-to-many search trials with, respectively, balanced galleries of black and white males, black males and females, and white malesand females. The upper row shows false negative identification rate vs. rank for investigative search applications withzero threshold. The lower row shows false negative vs. false positive identification rates for higher threshold applicationswhere only strong hits should be returned, either because that causes an acceptable decision or because labor is availableto review the candidates returned The grey lines join points of equal threshold. The three thresholds are chosen to giveFPIR of 0.0003, 0.003, 0.03, 0.3 respectively one baseline demographic, here white males.
Links: EXEC. SUMMARYTECH. SUMMARY
False positive: Incorrect association of two subjects 1:1 FMR 1:N FPIRFalse negative: Failed association of one subject 1:1 FNMR 1:N FNIR
T� 0 → FMR, FPIR→ 0→ FNMR, FNIR→ 1
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2019/12/19 08:17:56 FRVT - FACE RECOGNITION VENDOR TEST - DEMOGRAPHICS 37
reports/1N/figures/fbi/ngi/race_sex/cmcs_dets/neurotechnology_5.pdf
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1 3 10 30 50 1 3 10 30 50 1 3 10 30 50
0.005
0.007
0.010
Rank
Fals
e ne
gativ
e id
entif
icat
ion
rate
(F
NIR
)
race
BlackWhite
Dataset:MUGSHOTS
FemaleMale
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+001e−04
3e−041e−03
3e−031e−02
3e−021e−01
3e−011e+00
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+00
0.003
0.005
0.007
0.010
0.020
0.030
0.050
0.070
0.100
0.200
0.300
0.500
0.700
False positive identification rate, FPIR(T)
Fals
e ne
gativ
e id
entif
icat
ion
rate
, FN
IR(T
) race
BlackWhite
Thresholds89.45776.77268.89558.148set for whitemales for FPIR0.00030.00300.03000.3000
FemaleMale
Figure 35: FNIR by sex and race for mugshost, neurotechnology-5. The three columns of panels represent three one-to-many search trials with, respectively, balanced galleries of black and white males, black males and females, and white malesand females. The upper row shows false negative identification rate vs. rank for investigative search applications withzero threshold. The lower row shows false negative vs. false positive identification rates for higher threshold applicationswhere only strong hits should be returned, either because that causes an acceptable decision or because labor is availableto review the candidates returned The grey lines join points of equal threshold. The three thresholds are chosen to giveFPIR of 0.0003, 0.003, 0.03, 0.3 respectively one baseline demographic, here white males.
Links: EXEC. SUMMARYTECH. SUMMARY
False positive: Incorrect association of two subjects 1:1 FMR 1:N FPIRFalse negative: Failed association of one subject 1:1 FNMR 1:N FNIR
T� 0 → FMR, FPIR→ 0→ FNMR, FNIR→ 1
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2019/12/19 08:17:56 FRVT - FACE RECOGNITION VENDOR TEST - DEMOGRAPHICS 38
reports/1N/figures/fbi/ngi/race_sex/cmcs_dets/ntechlab_007.pdf
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1 3 10 30 50 1 3 10 30 50 1 3 10 30 50
0.002
0.003
0.005
Rank
Fals
e ne
gativ
e id
entif
icat
ion
rate
(F
NIR
)
race
BlackWhite
Dataset:MUGSHOTS
FemaleMale
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+001e−04
3e−041e−03
3e−031e−02
3e−021e−01
3e−011e+00
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+00
0.002
0.003
0.0050.0070.010
0.020
0.030
0.0500.0700.100
0.200
0.300
0.5000.700
False positive identification rate, FPIR(T)
Fals
e ne
gativ
e id
entif
icat
ion
rate
, FN
IR(T
) Thresholds1.8771.7911.7111.611set for whitemales for FPIR0.00030.00300.03000.3000
FemaleMale
race
BlackWhite
Figure 36: FNIR by sex and race for mugshost, ntechlab-007. The three columns of panels represent three one-to-manysearch trials with, respectively, balanced galleries of black and white males, black males and females, and white malesand females. The upper row shows false negative identification rate vs. rank for investigative search applications withzero threshold. The lower row shows false negative vs. false positive identification rates for higher threshold applicationswhere only strong hits should be returned, either because that causes an acceptable decision or because labor is availableto review the candidates returned The grey lines join points of equal threshold. The three thresholds are chosen to giveFPIR of 0.0003, 0.003, 0.03, 0.3 respectively one baseline demographic, here white males.
Links: EXEC. SUMMARYTECH. SUMMARY
False positive: Incorrect association of two subjects 1:1 FMR 1:N FPIRFalse negative: Failed association of one subject 1:1 FNMR 1:N FNIR
T� 0 → FMR, FPIR→ 0→ FNMR, FNIR→ 1
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2019/12/19 08:17:56 FRVT - FACE RECOGNITION VENDOR TEST - DEMOGRAPHICS 39
reports/1N/figures/fbi/ngi/race_sex/cmcs_dets/ntechlab_6.pdf
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1 3 10 30 50 1 3 10 30 50 1 3 10 30 50
0.002
0.003
0.005
0.007
Rank
Fals
e ne
gativ
e id
entif
icat
ion
rate
(F
NIR
)
race
BlackWhite
Dataset:MUGSHOTS
FemaleMale
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+001e−04
3e−041e−03
3e−031e−02
3e−021e−01
3e−011e+00
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+00
0.002
0.003
0.0050.0070.010
0.020
0.030
0.0500.0700.100
0.200
0.300
0.5000.700
False positive identification rate, FPIR(T)
Fals
e ne
gativ
e id
entif
icat
ion
rate
, FN
IR(T
) race
BlackWhite
Thresholds0.8200.7960.7750.749set for whitemales for FPIR0.00030.00300.03000.3000
FemaleMale
Figure 37: FNIR by sex and race for mugshost, ntechlab-6. The three columns of panels represent three one-to-manysearch trials with, respectively, balanced galleries of black and white males, black males and females, and white malesand females. The upper row shows false negative identification rate vs. rank for investigative search applications withzero threshold. The lower row shows false negative vs. false positive identification rates for higher threshold applicationswhere only strong hits should be returned, either because that causes an acceptable decision or because labor is availableto review the candidates returned The grey lines join points of equal threshold. The three thresholds are chosen to giveFPIR of 0.0003, 0.003, 0.03, 0.3 respectively one baseline demographic, here white males.
Links: EXEC. SUMMARYTECH. SUMMARY
False positive: Incorrect association of two subjects 1:1 FMR 1:N FPIRFalse negative: Failed association of one subject 1:1 FNMR 1:N FNIR
T� 0 → FMR, FPIR→ 0→ FNMR, FNIR→ 1
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2019/12/19 08:17:56 FRVT - FACE RECOGNITION VENDOR TEST - DEMOGRAPHICS 40
reports/1N/figures/fbi/ngi/race_sex/cmcs_dets/rankone_006.pdf
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1 3 10 30 50 1 3 10 30 50 1 3 10 30 50
0.005
0.007
0.010
Rank
Fals
e ne
gativ
e id
entif
icat
ion
rate
(F
NIR
)
race
BlackWhite
Dataset:MUGSHOTS
FemaleMale
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+001e−04
3e−041e−03
3e−031e−02
3e−021e−01
3e−011e+00
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+00
0.003
0.005
0.007
0.010
0.020
0.030
0.050
0.070
0.100
0.200
0.300
0.500
0.700
False positive identification rate, FPIR(T)
Fals
e ne
gativ
e id
entif
icat
ion
rate
, FN
IR(T
) race
BlackWhite
Thresholds0.9670.8590.8010.718set for whitemales for FPIR0.00030.00300.03000.3000
FemaleMale
Figure 38: FNIR by sex and race for mugshost, rankone-006. The three columns of panels represent three one-to-manysearch trials with, respectively, balanced galleries of black and white males, black males and females, and white malesand females. The upper row shows false negative identification rate vs. rank for investigative search applications withzero threshold. The lower row shows false negative vs. false positive identification rates for higher threshold applicationswhere only strong hits should be returned, either because that causes an acceptable decision or because labor is availableto review the candidates returned The grey lines join points of equal threshold. The three thresholds are chosen to giveFPIR of 0.0003, 0.003, 0.03, 0.3 respectively one baseline demographic, here white males.
Links: EXEC. SUMMARYTECH. SUMMARY
False positive: Incorrect association of two subjects 1:1 FMR 1:N FPIRFalse negative: Failed association of one subject 1:1 FNMR 1:N FNIR
T� 0 → FMR, FPIR→ 0→ FNMR, FNIR→ 1
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reports/1N/figures/fbi/ngi/race_sex/cmcs_dets/rankone_5.pdf
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1 3 10 30 50 1 3 10 30 50 1 3 10 30 50
0.005
0.007
0.010
0.020
Rank
Fals
e ne
gativ
e id
entif
icat
ion
rate
(F
NIR
)
race
BlackWhite
Dataset:MUGSHOTS
FemaleMale
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+001e−04
3e−041e−03
3e−031e−02
3e−021e−01
3e−011e+00
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+00
0.005
0.007
0.010
0.020
0.030
0.050
0.070
0.100
0.200
0.300
0.500
0.700
False positive identification rate, FPIR(T)
Fals
e ne
gativ
e id
entif
icat
ion
rate
, FN
IR(T
) Thresholds0.9900.8990.8370.759set for whitemales for FPIR0.00030.00300.03000.3000
FemaleMale
race
BlackWhite
Figure 39: FNIR by sex and race for mugshost, rankone-5. The three columns of panels represent three one-to-manysearch trials with, respectively, balanced galleries of black and white males, black males and females, and white malesand females. The upper row shows false negative identification rate vs. rank for investigative search applications withzero threshold. The lower row shows false negative vs. false positive identification rates for higher threshold applicationswhere only strong hits should be returned, either because that causes an acceptable decision or because labor is availableto review the candidates returned The grey lines join points of equal threshold. The three thresholds are chosen to giveFPIR of 0.0003, 0.003, 0.03, 0.3 respectively one baseline demographic, here white males.
Links: EXEC. SUMMARYTECH. SUMMARY
False positive: Incorrect association of two subjects 1:1 FMR 1:N FPIRFalse negative: Failed association of one subject 1:1 FNMR 1:N FNIR
T� 0 → FMR, FPIR→ 0→ FNMR, FNIR→ 1
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reports/1N/figures/fbi/ngi/race_sex/cmcs_dets/realnetworks_003.pdf
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1 3 10 30 50 1 3 10 30 50 1 3 10 30 50
0.007
0.010
0.020
0.030
0.050
0.070
0.100
0.200
0.300
0.500
Rank
Fals
e ne
gativ
e id
entif
icat
ion
rate
(F
NIR
)
race
BlackWhite
Dataset:MUGSHOTS
FemaleMale
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+001e−04
3e−041e−03
3e−031e−02
3e−021e−01
3e−011e+00
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+00
0.007
0.010
0.020
0.030
0.050
0.070
0.100
0.200
0.300
0.500
0.700
False positive identification rate, FPIR(T)
Fals
e ne
gativ
e id
entif
icat
ion
rate
, FN
IR(T
) race
BlackWhite
Thresholds1.3141.1651.1151.056set for whitemales for FPIR0.00030.00300.03000.3000
FemaleMale
Figure 40: FNIR by sex and race for mugshost, realnetworks-003. The three columns of panels represent three one-to-manysearch trials with, respectively, balanced galleries of black and white males, black males and females, and white malesand females. The upper row shows false negative identification rate vs. rank for investigative search applications withzero threshold. The lower row shows false negative vs. false positive identification rates for higher threshold applicationswhere only strong hits should be returned, either because that causes an acceptable decision or because labor is availableto review the candidates returned The grey lines join points of equal threshold. The three thresholds are chosen to giveFPIR of 0.0003, 0.003, 0.03, 0.3 respectively one baseline demographic, here white males.
Links: EXEC. SUMMARYTECH. SUMMARY
False positive: Incorrect association of two subjects 1:1 FMR 1:N FPIRFalse negative: Failed association of one subject 1:1 FNMR 1:N FNIR
T� 0 → FMR, FPIR→ 0→ FNMR, FNIR→ 1
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2019/12/19 08:17:56 FRVT - FACE RECOGNITION VENDOR TEST - DEMOGRAPHICS 43
reports/1N/figures/fbi/ngi/race_sex/cmcs_dets/realnetworks_2.pdf
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1 3 10 30 50 1 3 10 30 50 1 3 10 30 50
0.007
0.010
0.020
0.030
0.050
0.070
0.100
0.200
0.300
0.500
0.700
Rank
Fals
e ne
gativ
e id
entif
icat
ion
rate
(F
NIR
)
race
BlackWhite
Dataset:MUGSHOTS
FemaleMale
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+001e−04
3e−041e−03
3e−031e−02
3e−021e−01
3e−011e+00
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+00
0.007
0.010
0.020
0.030
0.050
0.070
0.100
0.200
0.300
0.500
0.700
False positive identification rate, FPIR(T)
Fals
e ne
gativ
e id
entif
icat
ion
rate
, FN
IR(T
) race
BlackWhite
Thresholds1.1831.1191.0671.004set for whitemales for FPIR0.00030.00300.03000.3000
FemaleMale
Figure 41: FNIR by sex and race for mugshost, realnetworks-2. The three columns of panels represent three one-to-manysearch trials with, respectively, balanced galleries of black and white males, black males and females, and white malesand females. The upper row shows false negative identification rate vs. rank for investigative search applications withzero threshold. The lower row shows false negative vs. false positive identification rates for higher threshold applicationswhere only strong hits should be returned, either because that causes an acceptable decision or because labor is availableto review the candidates returned The grey lines join points of equal threshold. The three thresholds are chosen to giveFPIR of 0.0003, 0.003, 0.03, 0.3 respectively one baseline demographic, here white males.
Links: EXEC. SUMMARYTECH. SUMMARY
False positive: Incorrect association of two subjects 1:1 FMR 1:N FPIRFalse negative: Failed association of one subject 1:1 FNMR 1:N FNIR
T� 0 → FMR, FPIR→ 0→ FNMR, FNIR→ 1
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2019/12/19 08:17:56 FRVT - FACE RECOGNITION VENDOR TEST - DEMOGRAPHICS 44
reports/1N/figures/fbi/ngi/race_sex/cmcs_dets/sensetime_0.pdf
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1 3 10 30 50 1 3 10 30 50 1 3 10 30 50
0.003
0.005
Rank
Fals
e ne
gativ
e id
entif
icat
ion
rate
(F
NIR
)
race
BlackWhite
Dataset:MUGSHOTS
FemaleMale
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+001e−04
3e−041e−03
3e−031e−02
3e−021e−01
3e−011e+00
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+00
0.002
0.003
0.0050.007
0.010
0.020
0.030
0.0500.070
0.100
0.200
0.300
0.5000.700
False positive identification rate, FPIR(T)
Fals
e ne
gativ
e id
entif
icat
ion
rate
, FN
IR(T
) race
BlackWhite
Thresholds0.9590.9530.8980.684set for whitemales for FPIR0.00030.00300.03000.3000
FemaleMale
Figure 42: FNIR by sex and race for mugshost, sensetime-0. The three columns of panels represent three one-to-manysearch trials with, respectively, balanced galleries of black and white males, black males and females, and white malesand females. The upper row shows false negative identification rate vs. rank for investigative search applications withzero threshold. The lower row shows false negative vs. false positive identification rates for higher threshold applicationswhere only strong hits should be returned, either because that causes an acceptable decision or because labor is availableto review the candidates returned The grey lines join points of equal threshold. The three thresholds are chosen to giveFPIR of 0.0003, 0.003, 0.03, 0.3 respectively one baseline demographic, here white males.
Links: EXEC. SUMMARYTECH. SUMMARY
False positive: Incorrect association of two subjects 1:1 FMR 1:N FPIRFalse negative: Failed association of one subject 1:1 FNMR 1:N FNIR
T� 0 → FMR, FPIR→ 0→ FNMR, FNIR→ 1
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2019/12/19 08:17:56 FRVT - FACE RECOGNITION VENDOR TEST - DEMOGRAPHICS 45
reports/1N/figures/fbi/ngi/race_sex/cmcs_dets/sensetime_002.pdf
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1 3 10 30 50 1 3 10 30 50 1 3 10 30 50
Rank
Fals
e ne
gativ
e id
entif
icat
ion
rate
(F
NIR
)
race
BlackWhite
Dataset:MUGSHOTS
FemaleMale
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+001e−04
3e−041e−03
3e−031e−02
3e−021e−01
3e−011e+00
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+00
0.01
0.02
0.03
0.05
0.07
0.10
0.20
0.30
0.50
False positive identification rate, FPIR(T)
Fals
e ne
gativ
e id
entif
icat
ion
rate
, FN
IR(T
) race
BlackWhite
Thresholds0.9570.6360.4750.392set for whitemales for FPIR0.00030.00300.03000.3000
FemaleMale
Figure 43: FNIR by sex and race for mugshost, sensetime-002. The three columns of panels represent three one-to-manysearch trials with, respectively, balanced galleries of black and white males, black males and females, and white malesand females. The upper row shows false negative identification rate vs. rank for investigative search applications withzero threshold. The lower row shows false negative vs. false positive identification rates for higher threshold applicationswhere only strong hits should be returned, either because that causes an acceptable decision or because labor is availableto review the candidates returned The grey lines join points of equal threshold. The three thresholds are chosen to giveFPIR of 0.0003, 0.003, 0.03, 0.3 respectively one baseline demographic, here white males.
Links: EXEC. SUMMARYTECH. SUMMARY
False positive: Incorrect association of two subjects 1:1 FMR 1:N FPIRFalse negative: Failed association of one subject 1:1 FNMR 1:N FNIR
T� 0 → FMR, FPIR→ 0→ FNMR, FNIR→ 1
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2019/12/19 08:17:56 FRVT - FACE RECOGNITION VENDOR TEST - DEMOGRAPHICS 46
reports/1N/figures/fbi/ngi/race_sex/cmcs_dets/sensetime_1.pdf
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1 3 10 30 50 1 3 10 30 50 1 3 10 30 50
0.003
0.005
Rank
Fals
e ne
gativ
e id
entif
icat
ion
rate
(F
NIR
)
race
BlackWhite
Dataset:MUGSHOTS
FemaleMale
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+001e−04
3e−041e−03
3e−031e−02
3e−021e−01
3e−011e+00
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+00
0.002
0.003
0.0050.0070.010
0.020
0.030
0.0500.0700.100
0.200
0.300
0.5000.700
False positive identification rate, FPIR(T)
Fals
e ne
gativ
e id
entif
icat
ion
rate
, FN
IR(T
) race
BlackWhite
Thresholds0.9580.9520.8920.687set for whitemales for FPIR0.00030.00300.03000.3000
FemaleMale
Figure 44: FNIR by sex and race for mugshost, sensetime-1. The three columns of panels represent three one-to-manysearch trials with, respectively, balanced galleries of black and white males, black males and females, and white malesand females. The upper row shows false negative identification rate vs. rank for investigative search applications withzero threshold. The lower row shows false negative vs. false positive identification rates for higher threshold applicationswhere only strong hits should be returned, either because that causes an acceptable decision or because labor is availableto review the candidates returned The grey lines join points of equal threshold. The three thresholds are chosen to giveFPIR of 0.0003, 0.003, 0.03, 0.3 respectively one baseline demographic, here white males.
Links: EXEC. SUMMARYTECH. SUMMARY
False positive: Incorrect association of two subjects 1:1 FMR 1:N FPIRFalse negative: Failed association of one subject 1:1 FNMR 1:N FNIR
T� 0 → FMR, FPIR→ 0→ FNMR, FNIR→ 1
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2019/12/19 08:17:56 FRVT - FACE RECOGNITION VENDOR TEST - DEMOGRAPHICS 47
reports/1N/figures/fbi/ngi/race_sex/cmcs_dets/tech5_001.pdf
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1 3 10 30 50 1 3 10 30 50 1 3 10 30 50
0.002
0.003
0.005
0.007
Rank
Fals
e ne
gativ
e id
entif
icat
ion
rate
(F
NIR
)
race
BlackWhite
Dataset:MUGSHOTS
FemaleMale
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+001e−04
3e−041e−03
3e−031e−02
3e−021e−01
3e−011e+00
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+000.001
0.002
0.003
0.0050.0070.010
0.020
0.030
0.0500.0700.100
0.200
0.300
0.5000.700
False positive identification rate, FPIR(T)
Fals
e ne
gativ
e id
entif
icat
ion
rate
, FN
IR(T
) race
BlackWhite
Thresholds150.214148.463148.138147.812set for whitemales for FPIR0.00030.00300.03000.3000
FemaleMale
Figure 45: FNIR by sex and race for mugshost, tech5-001. The three columns of panels represent three one-to-many searchtrials with, respectively, balanced galleries of black and white males, black males and females, and white males and females.The upper row shows false negative identification rate vs. rank for investigative search applications with zero threshold.The lower row shows false negative vs. false positive identification rates for higher threshold applications where onlystrong hits should be returned, either because that causes an acceptable decision or because labor is available to reviewthe candidates returned The grey lines join points of equal threshold. The three thresholds are chosen to give FPIR of0.0003, 0.003, 0.03, 0.3 respectively one baseline demographic, here white males.
Links: EXEC. SUMMARYTECH. SUMMARY
False positive: Incorrect association of two subjects 1:1 FMR 1:N FPIRFalse negative: Failed association of one subject 1:1 FNMR 1:N FNIR
T� 0 → FMR, FPIR→ 0→ FNMR, FNIR→ 1
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2019/12/19 08:17:56 FRVT - FACE RECOGNITION VENDOR TEST - DEMOGRAPHICS 48
reports/1N/figures/fbi/ngi/race_sex/cmcs_dets/tevian_4.pdf
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1 3 10 30 50 1 3 10 30 50 1 3 10 30 50
0.005
0.007
0.010
0.020
Rank
Fals
e ne
gativ
e id
entif
icat
ion
rate
(F
NIR
)
race
BlackWhite
Dataset:MUGSHOTS
FemaleMale
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+001e−04
3e−041e−03
3e−031e−02
3e−021e−01
3e−011e+00
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+00
0.003
0.005
0.007
0.010
0.020
0.030
0.050
0.070
0.100
0.200
0.300
0.500
0.700
False positive identification rate, FPIR(T)
Fals
e ne
gativ
e id
entif
icat
ion
rate
, FN
IR(T
) race
BlackWhite
Thresholds0.9920.9910.9900.980set for whitemales for FPIR0.00030.00300.03000.3000
FemaleMale
Figure 46: FNIR by sex and race for mugshost, tevian-4. The three columns of panels represent three one-to-many searchtrials with, respectively, balanced galleries of black and white males, black males and females, and white males and females.The upper row shows false negative identification rate vs. rank for investigative search applications with zero threshold.The lower row shows false negative vs. false positive identification rates for higher threshold applications where onlystrong hits should be returned, either because that causes an acceptable decision or because labor is available to reviewthe candidates returned The grey lines join points of equal threshold. The three thresholds are chosen to give FPIR of0.0003, 0.003, 0.03, 0.3 respectively one baseline demographic, here white males.
Links: EXEC. SUMMARYTECH. SUMMARY
False positive: Incorrect association of two subjects 1:1 FMR 1:N FPIRFalse negative: Failed association of one subject 1:1 FNMR 1:N FNIR
T� 0 → FMR, FPIR→ 0→ FNMR, FNIR→ 1
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2019/12/19 08:17:56 FRVT - FACE RECOGNITION VENDOR TEST - DEMOGRAPHICS 49
reports/1N/figures/fbi/ngi/race_sex/cmcs_dets/toshiba_1.pdf
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1 3 10 30 50 1 3 10 30 50 1 3 10 30 50
0.005
0.007
0.010
Rank
Fals
e ne
gativ
e id
entif
icat
ion
rate
(F
NIR
)
race
BlackWhite
Dataset:MUGSHOTS
FemaleMale
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+001e−04
3e−041e−03
3e−031e−02
3e−021e−01
3e−011e+00
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+00
0.003
0.0050.007
0.010
0.020
0.030
0.0500.070
0.100
0.200
0.300
0.5000.700
False positive identification rate, FPIR(T)
Fals
e ne
gativ
e id
entif
icat
ion
rate
, FN
IR(T
) race
BlackWhite
Thresholds0.7240.6590.6380.625set for whitemales for FPIR0.00030.00300.03000.3000
FemaleMale
Figure 47: FNIR by sex and race for mugshost, toshiba-1. The three columns of panels represent three one-to-many searchtrials with, respectively, balanced galleries of black and white males, black males and females, and white males and females.The upper row shows false negative identification rate vs. rank for investigative search applications with zero threshold.The lower row shows false negative vs. false positive identification rates for higher threshold applications where onlystrong hits should be returned, either because that causes an acceptable decision or because labor is available to reviewthe candidates returned The grey lines join points of equal threshold. The three thresholds are chosen to give FPIR of0.0003, 0.003, 0.03, 0.3 respectively one baseline demographic, here white males.
Links: EXEC. SUMMARYTECH. SUMMARY
False positive: Incorrect association of two subjects 1:1 FMR 1:N FPIRFalse negative: Failed association of one subject 1:1 FNMR 1:N FNIR
T� 0 → FMR, FPIR→ 0→ FNMR, FNIR→ 1
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2019/12/19 08:17:56 FRVT - FACE RECOGNITION VENDOR TEST - DEMOGRAPHICS 50
reports/1N/figures/fbi/ngi/race_sex/cmcs_dets/visionlabs_008.pdf
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1 3 10 30 50 1 3 10 30 50 1 3 10 30 50
0.001
0.002
0.003
Rank
Fals
e ne
gativ
e id
entif
icat
ion
rate
(F
NIR
)
race
BlackWhite
Dataset:MUGSHOTS
FemaleMale
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+001e−04
3e−041e−03
3e−031e−02
3e−021e−01
3e−011e+00
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+00
0.001
0.002
0.003
0.0050.0070.010
0.020
0.030
0.0500.0700.100
0.200
0.300
0.5000.700
False positive identification rate, FPIR(T)
Fals
e ne
gativ
e id
entif
icat
ion
rate
, FN
IR(T
) race
BlackWhite
Thresholds0.9940.9790.9540.873set for whitemales for FPIR0.00030.00300.03000.3000
FemaleMale
Figure 48: FNIR by sex and race for mugshost, visionlabs-008. The three columns of panels represent three one-to-manysearch trials with, respectively, balanced galleries of black and white males, black males and females, and white malesand females. The upper row shows false negative identification rate vs. rank for investigative search applications withzero threshold. The lower row shows false negative vs. false positive identification rates for higher threshold applicationswhere only strong hits should be returned, either because that causes an acceptable decision or because labor is availableto review the candidates returned The grey lines join points of equal threshold. The three thresholds are chosen to giveFPIR of 0.0003, 0.003, 0.03, 0.3 respectively one baseline demographic, here white males.
Links: EXEC. SUMMARYTECH. SUMMARY
False positive: Incorrect association of two subjects 1:1 FMR 1:N FPIRFalse negative: Failed association of one subject 1:1 FNMR 1:N FNIR
T� 0 → FMR, FPIR→ 0→ FNMR, FNIR→ 1
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/10.
6028
/NIS
T.IR
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2019/12/19 08:17:56 FRVT - FACE RECOGNITION VENDOR TEST - DEMOGRAPHICS 51
reports/1N/figures/fbi/ngi/race_sex/cmcs_dets/visionlabs_7.pdf
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1 3 10 30 50 1 3 10 30 50 1 3 10 30 50
0.001
0.002
0.003
Rank
Fals
e ne
gativ
e id
entif
icat
ion
rate
(F
NIR
)
race
BlackWhite
Dataset:MUGSHOTS
FemaleMale
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+001e−04
3e−041e−03
3e−031e−02
3e−021e−01
3e−011e+00
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+00
0.001
0.002
0.003
0.0050.0070.010
0.020
0.030
0.0500.0700.100
0.200
0.300
0.5000.700
False positive identification rate, FPIR(T)
Fals
e ne
gativ
e id
entif
icat
ion
rate
, FN
IR(T
) race
BlackWhite
Thresholds0.0000.0000.0000.000set for whitemales for FPIR0.00030.00300.03000.3000
FemaleMale
Figure 49: FNIR by sex and race for mugshost, visionlabs-7. The three columns of panels represent three one-to-manysearch trials with, respectively, balanced galleries of black and white males, black males and females, and white malesand females. The upper row shows false negative identification rate vs. rank for investigative search applications withzero threshold. The lower row shows false negative vs. false positive identification rates for higher threshold applicationswhere only strong hits should be returned, either because that causes an acceptable decision or because labor is availableto review the candidates returned The grey lines join points of equal threshold. The three thresholds are chosen to giveFPIR of 0.0003, 0.003, 0.03, 0.3 respectively one baseline demographic, here white males.
Links: EXEC. SUMMARYTECH. SUMMARY
False positive: Incorrect association of two subjects 1:1 FMR 1:N FPIRFalse negative: Failed association of one subject 1:1 FNMR 1:N FNIR
T� 0 → FMR, FPIR→ 0→ FNMR, FNIR→ 1
This
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from
:htt
ps:/
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/10.
6028
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2019/12/19 08:17:56 FRVT - FACE RECOGNITION VENDOR TEST - DEMOGRAPHICS 52
reports/1N/figures/fbi/ngi/race_sex/cmcs_dets/vocord_3.pdf
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1 3 10 30 50 1 3 10 30 50 1 3 10 30 50
0.005
0.007
0.010
Rank
Fals
e ne
gativ
e id
entif
icat
ion
rate
(F
NIR
)
race
BlackWhite
Dataset:MUGSHOTS
FemaleMale
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+001e−04
3e−041e−03
3e−031e−02
3e−021e−01
3e−011e+00
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+00
0.003
0.005
0.007
0.010
0.020
0.030
0.050
0.070
0.100
0.200
0.300
0.500
0.700
False positive identification rate, FPIR(T)
Fals
e ne
gativ
e id
entif
icat
ion
rate
, FN
IR(T
) race
BlackWhite
Thresholds999.437999.130998.979998.758set for whitemales for FPIR0.00030.00300.03000.3000
FemaleMale
Figure 50: FNIR by sex and race for mugshost, vocord-3. The three columns of panels represent three one-to-many searchtrials with, respectively, balanced galleries of black and white males, black males and females, and white males and females.The upper row shows false negative identification rate vs. rank for investigative search applications with zero threshold.The lower row shows false negative vs. false positive identification rates for higher threshold applications where onlystrong hits should be returned, either because that causes an acceptable decision or because labor is available to reviewthe candidates returned The grey lines join points of equal threshold. The three thresholds are chosen to give FPIR of0.0003, 0.003, 0.03, 0.3 respectively one baseline demographic, here white males.
Links: EXEC. SUMMARYTECH. SUMMARY
False positive: Incorrect association of two subjects 1:1 FMR 1:N FPIRFalse negative: Failed association of one subject 1:1 FNMR 1:N FNIR
T� 0 → FMR, FPIR→ 0→ FNMR, FNIR→ 1
This
publ
icat
ion
isav
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free
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from
:htt
ps:/
/doi
.org
/10.
6028
/NIS
T.IR
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2019/12/19 08:17:56 FRVT - FACE RECOGNITION VENDOR TEST - DEMOGRAPHICS 53
reports/1N/figures/fbi/ngi/race_sex/cmcs_dets/yitu_5.pdf
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1 3 10 30 50 1 3 10 30 50 1 3 10 30 50
0.003
0.005
Rank
Fals
e ne
gativ
e id
entif
icat
ion
rate
(F
NIR
)
race
BlackWhite
Dataset:MUGSHOTS
FemaleMale
BW_male_20_40_balanced MF_black_20_40_balanced MF_white_20_40_balanced
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+001e−04
3e−041e−03
3e−031e−02
3e−021e−01
3e−011e+00
1e−043e−04
1e−033e−03
1e−023e−02
1e−013e−01
1e+00
0.002
0.003
0.0050.007
0.010
0.020
0.030
0.0500.070
0.100
0.200
0.300
0.5000.700
False positive identification rate, FPIR(T)
Fals
e ne
gativ
e id
entif
icat
ion
rate
, FN
IR(T
) race
BlackWhite
Thresholds16.30416.15316.06215.946set for whitemales for FPIR0.00030.00300.03000.3000
FemaleMale
Figure 51: FNIR by sex and race for mugshost, yitu-5. The three columns of panels represent three one-to-many search trialswith, respectively, balanced galleries of black and white males, black males and females, and white males and females.The upper row shows false negative identification rate vs. rank for investigative search applications with zero threshold.The lower row shows false negative vs. false positive identification rates for higher threshold applications where onlystrong hits should be returned, either because that causes an acceptable decision or because labor is available to reviewthe candidates returned The grey lines join points of equal threshold. The three thresholds are chosen to give FPIR of0.0003, 0.003, 0.03, 0.3 respectively one baseline demographic, here white males.
Links: EXEC. SUMMARYTECH. SUMMARY
False positive: Incorrect association of two subjects 1:1 FMR 1:N FPIRFalse negative: Failed association of one subject 1:1 FNMR 1:N FNIR
T� 0 → FMR, FPIR→ 0→ FNMR, FNIR→ 1