organizational development summary
TRANSCRIPT
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General Introduction to OrganizationalDevelopment
Organizational development
• Process that applies a broad range of
behavioral science knowledge andpractices to help organizations buildtheir capacity to change and toacheive greater eectiveness
• Focus is on building the org’s ability toassess its current functioning and toachieve its goals
• Worley and Feyerherm
o Focus on result on or result in the
change of some aspect of theorganization system
o Must be learning or the transfer of
knowledge or skill to the clientsystem
o Must be evidence of improvement
in or an intention to improve theeectiveness of the client system
• ystemwide application and transfer
of behavioral science knowledge otthe planned development!improvement! and reinforcement of strategies! structures and processesthat lead to organization eectiveness
"ective organization
• #daptable
• $as high %nancial and technical
performance
• $as satis%ed and loyal customers or
other e&ternal stakeholders and anengaged! satis%ed and learningworkforce
'rends
• (lobalizationo )hanging the markets and
environment in which orgs operateas well as the way they function
• *nformation technologyo +ede%ning the traditional business
model by changing how work isperformed! how knowledge is used!and how the cost of doing businessis calculated
• Managerial innovation
o +esponded to the globalization and
information technology trends andhas accelerated their impact onorgs
The Nature of Planned Change
,ewin’s )hange Model
• )hange as a modi%cation of those
forces keeping a system’s behaviorstable
• Forces
o 'hose striving to maintain the
status -uoo 'hose pushing for change
• teps
o .nfreezing
+educing those forces
maintaining the org’s behavioat its present level
Phychological discon%rmation
ɵ *ntroducing information that
shows discrepanciesbetween behaviors desiredand current behavior
o Moving *ntervening in the system to
develop new behaviors! valuesand attitudes through changesin org structures and processes
o +efreezing
tabilizes the org at a new state
of e-uilibirium
• ,ippit! Watson! Westley
o .nfreezing
couting
"ntry /iagnosis
o Moving
Planning
#ction
o +efreezing
tabilization
"valuation
'ermination
• 0otter
o .nfreezing
"stablishing a sense fo urgency
)reating the guiding coalition
/eveloping a vision and
strategy )ommunicating the change
o Moving
"mpowering broad1based action
(enerating short1term wins
o +efreezing
)onsolidating gains and
producing more change
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#nchoring new approaches in
the culture
#ction +esearch Model
• *terative cycle of research and ction
• *nvolves considerable collaboration
among organization members and O/practitioners
• $eavy emphasis on data gatheringand diagnosis prior to action planningand implementation
• )areful evaluation of results after
action is taken
• #imed at helping speci%c orgimplement planned change and atdeveloping more knowledge that canbe applied to other settings
• teps
o Problem identi%cation
o )onsultation wiht a behavioral
science e&pert Practitioner has his or her own
normative! developmentaltheory or frame of reference
Must be conscious of
assumptions and valueso /ata gathering and preliminary
diagnosis *nterviews
Process observation
2uestionnaires
Organizational performance #ny action by the O/
practitioner can be viewed asan intervention
o Feedback to key client or group
What is relevant and useful
o 3oint diagnosis of the problem
Failure to establish a common
frame of reference in the client1consultant relationship maylead to a faulty diagnosis or to acommunication gap
o 3oint action planning peci%c action to be taken
depends on the culture!technology and environment of the org! diagnosis of theproblem! timing and e&pense of the intervention
o #ction
o /ata gathering after action
• 'rends
o Movement from smaller subunits of
org to total systems andcommunities
o *ncreasingly applied to
international settings $owever! action research mode
has 4northern hemisphere5assumptions about change
o
#pplied increasingly to promotesocial change and innovationo (rowing tendency to involve org
members in learning about theirorg and how to change it Participatory action research
#ction learning
#ction science
elf1design
"mphasizes the need for
organiation members to learn%rsthand about planned change
if they are to gain theknowledge and skills needed tochange the organization
Positive Model
• Focuses on what the organization is
doing righ
• 6uilds o those capabilities
• 'hrough appreciative in-uiry
o *nfuses a positive value orientation
into analyzing and changing
organizations• ocial constructionism
o #ssumes that org members’ shared
e&periences and interactionsin7uence how they perceive theorganization and behave in it
• teps
o *nitiate the in-uiry
o *n-uire into best practices
o /iscover themes
8o theme is too small
o "nvision a preferred future
o /esign and deliver ways to createthe future
)omparisons of change models
• Models overlap on their emphasis on
action to implement org change ispreceeded by a preliminary stage andis followed by a closing stage
• #ll threee emphasize the application of
behavioral science knowledge! involveorg members and recognize that any
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interaction constitutes an interventionthat may aect the org
• ,ewin and action
o consultant with limited member
involvemento %&ing problems
• Positive
o consultant and participants as co1
learnerso leveraging on strengths
(eneral model of planned change
• "ntering and contracting
o $elp managers decide whether
they want to engage further inplanned change progress
o Problems or opportunities are
discussed with managers and otherorg members to develop a contractor agreement
o )ontract spells out future changeactivities! resources that will becommited and how O/practitioners and org members willbe involved
• /iagnosing
o )hoosing an appropriate model for
understanding the org andgathering! analyzing and feedingback info
o "&plore 9 levels of activities
Org issues
(roup1level issues
*ndividual issues
• Planning and implementing change
o )riteria for designing interventions
Org’s readiness for change
)urrent change capability
)ulture
Power distributions
)hange agent’s skills and
abilitieso 'ypes of interventions
$uman process interventions Modify an org’s structure and
technology $uman resources intervention
trategic intervention
• "valuating and institutionalizing
'ypes of planned change
• Magnitude of change
o Fundamental changes
+adically altering how it
operates *nvolve several org dimensions
and levelso *ncremental changes
Fine1tuning org
*nvolve limted dimensions and
levels
Occur within the conte&t of theorg’s e&isting business strategyand structure
• /egree of organization
o Overorganized
,oosening constraints on
behavioro .nderorganized
*ncreasing organization
o teps
*denti%cation
)onvention
Organization
"valuation
• etting
o /omestic
o *nternational
Od practitioner
ɵ Must develop a keen sense
of awareness of their owncultural bias
ɵ 6e open to seeing a variety
of issues from another
perspectiveɵ 6e 7uent in the values and
assumptions of the hostculture
)riti-ue of planned change
• More information is needed to guide
how those steps should be performedin speci%c situationso Org features that can be changed
o *ntended outcome from making
those changeso )ausal mechanisms by which those
outcomes are achieved
• /e%cient in knowledge about how this
stages of planned change dier acrosssituations
• More chaotic -uality involving
o hifting goals
o /iscontinuous activities
o urprising events
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o .ne&pected combinations of
changes
• *n the face of increasing globalization
and technological changes! unlikelythat change will ever be over
• +elationship between planned changeand org performance andeectiveness is not well understood
Practice of planned change
• +ely on preconceptions of what the
problem is and hire consultants withappropriate skills
• 2uick %&es
• Other orgs have not recognized the
systemic nature of change
• )hanging any one part or feature of an
org often re-uires ad:ustments inother parts to maintain alignment
The Organization DevelopmentPractitioner
O/ practitioner
• 'hose specializing in O/
o "&ternal
o *nternal
o )ommon set of humanistic values
Open communication
"mployee involvement
Personal growth and
developmento "&pansion
Organizational eectivenss
)ompetitiveness
6ottom1line results
'ehcnical! structural and
strategic parts
• 'hose specializing in %elds related to
O/
• Managers and administrators who
have gained competence in O/ andwho apply it to their own work areaso (ained through interacting with O/
professionals in actual changeprograms
• (aining competence may take
considerable time and eort
• 2uestionable whether the other two
types of O/ practitioners also needthat full range of skills and knowledge
6asic skills and knowledge
• *nterpersonal skills or self1
management competenceo 0now their own values! feelings
and purposes as well as theintegrity to behave responsibly
o Must have active learning skills and
a reasonable balance betweentheir rational and emotional sides
o
Manage their own stress• *nterpersonall skills
o Must establish rapport and trust
o #ble to converse in members’ own
languageo (ive and receive feedback about
how the relationship is progressing
• (eneral consultation skills
o "ective diagnisis
o /esign and e&ecute an intervention
• Organization development theory
o (eneral knowledge about O/
O/ professionals
• Position
o *nternal
#dvantage of ready access to
and relationships with clientsknow the language and haveinsights
6asic level of rapport and trust
May be overly cautious
o "&ternal
#dvantage of being able toselect the clients they want towork with
• Marginality
o One who successfully straddles the
boundary between two or moregroups with diering goals! valuesystems and behavior patterns
o 2ualities
,ow dogmatism
8eutrality
Open1mindedness
Ob:ectivity
Fle&ibility
#daptable information1
processing ability
• "motionally demanding
• .se of knowledge and e&perience
o )onsultant
o )lient
"thical dilemmas
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• Misrepresentation
o When O/ practitioners claim that
an intervention will produce resultsthat are unreasonable for thechange program or situation
o When client portray inaccurate
goals and needs
• Misuse of data
o hould have agreement with orgmembers about how data collectedwill be used
• )oercion
o Forced to participate
o "&cessive manipulation
Freedeom to choose
Must remain keenly aware of
her or his own value systemo /ependency
Openly and e&plicitly discuss
with the client how to handlethe dependency problem
Focus on problem %nding
)hanging the client’s
e&pectation from beinghelped;controlled to a greaterfocs on the need to manage theproblem
•
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• collaborative and does not accept the
implicit assumption that something iswrong with the organization
/iagnostic models
• conceptual frameworks that people
use to understand organizations
• describe the relationships among
dierent features! conte&t andeectiveness of the organization
• point out what areas to e&amine and
what -uestions to ask in assessinghow an organization is functioning
Open systems model
• introduces systems theory
o set of concepts and relationships
describing the properties andbehaviors of things
• recognizes that organizations e&ist in
the conte&t of a larger environmentthat aects how the organizationperforms and in turn is aected byhow the organization interacts with it
• orgs operate within an e&ternal
environment! takes speci%c inputsfromt he environment and transformsthose input using social and technicalprocesses
• outputs of the transformation are
returned to the environment and canbe used as a feedback to the org’sfunctioning
• suggests that orgs and their
subsystems share a number of common features
• properties
o environment
cannot completely control their
own behavior and arein7uenced in part by e&ternalforces
o inputs
part of and ac-uired from theorg’s e&ternal environment
o transformation
processes of converting inputs
into outputso outputs
results of what is transformed
by the system and sent to theenvironment
o boundaries
permeable border
de%ning boundaries of socia
systems is more di=cultbecause there is continuousin7ow and out7ow
boundary line for one
subsystem may not be thesame as that for a dierentsubsystem
varies from %&ed to diuse
con7ict is always a potentia
problemo feedback
information regarding the actua
performance or the outputresults of the system
only information used to contro
the future functioning of thesystem
o e-ui%nality
suggests that similar results or
outputs may be achieved withdierent initial conditions and inmany dierent ways
o alignment
characteristic of the relationship
between two or more parts e&tent to which the features
operations and characteristicsof one system support theeectiveness of another
system’s overall eectiveness is
partly determined by the e&tentto which the dierentsubsystems are aligned witheach other
,evels of diagnosis using open systemsmodel
• Organization
o trategy
o tructure
o Processes
o
• (roupo (roup design
o /evices for structuring interaction
• *ndividual
o 3ob design
• /iagnosis can occur at all three org levels
• 0ey to eective diagnosis is knowing what
to look for at each level as well as howthe levels aect each other
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• Org levels must %t with each other if the
org is to operate eectively
trategic orientation
• )ombination of design component
elements
Organization ,evel /iagnosis
•*nputo "nvironment 'ypes
(eneral environment
ɵ "&ternal forces and elements
that can in7uence an organd aect its eectiveness
'ask environment
ɵ *ndustry structure
ɵ Five forces
□ upplier power
□ 6uyer power
□ 'hreats of substitutes
□ 'hreats of entry□ +ivalry among
competitors +ate of change
ɵ /ynamic
□ )hange rapidly and
unpredictably□ $igh in uncertainty
ɵ tatic
□ /o not change fre-uently
or dramatically
)omple&ityɵ 8umber of important
elements in the generalenvironment and industrystructure
"nacted environment
ɵ Org members’ perception
and representation of itsgeneral and taskenvironment
ɵ Only this can aect which
org responses are choseno "nvironmental /imensions
)haracterized along dimensions
that describe the org’s conte&tand in7uence its responses
*nformation uncertainty
ɵ *nformation orgs need to
process info to discover howto relate to theirenvironments
+esource dependence
ɵ )onsisting of resources fo
which orgs compete
• /esign components
o trategy
+epresents the way an org uses
its resources to achieve itsgoals and gain competitiveadvantage
*ntentɵ /escribes how the org
intends to leverage %vedimensions of strategy
Five dimensions
ɵ 6readth
ɵ #ggresiveness
ɵ /ierentiation
ɵ Orchestrate short1term with
long1term goalsɵ "conomic logic
Functional policies
ɵ Methods! procedures! rulesor administrative practicesthat guide decision makingand convert plans intoactions
o 'echnology
Way an org converts inputs into
products and services )ore transformation process
'echnical interdependence
ɵ *n7uence other design
componentsɵ Ways in which the dierent
parts of a technologicasystem are related
'echnical uncertainty
ɵ *n7uence other design
componentsɵ #mount of info processing
and decision1makingre-uired
o tructure
$ow attention and resources
are focused on taskaccomplishment
/ivide the overall work of an
org into subunits )oordinate these subunits
8eeds to be closely aligned with
org’s technology Formal structure
,evel fo dierentiation
,evel of integration
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ɵ Function of amount of
uncertainty in theenvironment
ɵ ,evel of dierentiation in the
structureɵ #mount of interdependence
among departmentso Measurement systems
Methods of gathering! assessingand disseminating info
'ell how well the org is
performing .sed to detect and control
deviations from goalso $uman resource systems
Mechanisms for selecting!
developing! appraising!rewarding org members
o )ulture
6asic assumptions! values and
norms shared by org members Outcome of the org’s hisotry
and environment and priorchoices
)onstraint in that it is more
di=cult to change than the othecomponents
• Outputs
o Organization performance
Financial output
o Productivity
*nternal measures of e=ciency
o takeholder satisfaction
#lignment
• Org’s strategic orientation %t with the
inputs
• /esign components %t with each other
Diagnosing Groups and Jobs
(roup level diagnosis
• *nputs
o Organization design 'echnology
ɵ /etermine the
characteristics of the group’stask
tructure
ɵ pecify the level of
coordination re-uired amonggroups
Measurement systems
ɵ /etermine team functioning
$uman resources systems
ɵ /etermine team functioning
Organization culture
• /esign )omponents
o (oal clarity
$ow well the group understands
its ob:ectiveso 'ask structure
$ow the group’s work isdesigned
)oordination of members
eortsɵ /egree to which group tasks
are structured to promoteeective interaction amonggroup members
+egulation of their task
behaviorsɵ /egree to which members
can control thei own task
behaviors and be relativelyfree from e&ternal controls
o (roup composition
Membership of groups
o 'eam functioning
$ow members relate to each
other 2uality of relationships can
aect task performanceo Performance norms
Member beliefs about how the
group should perform its taskand include acceptable levels ofperformance
• Outputs
o Performance
(roup’s ability to control o
reduce costs *ncrease productivity
*mprove -uality
o 2uality of work life
Work satisfaction
'eam cohesion
Organizational commitment
• (roup design should be congruent with
the larger organization design
• dierentiation integration > should have
highly skilled and e&perienced membersperforming highly interdependent tasks
• /ierentiated structures and formalized
$+ and info systems > have clear-uantitative goals and that supportstandardized behaviors
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• When org’s technology results in
interdependent tasks > coordinationpromoted by goal clarity! task structure!group composition! performance normsand team functioning
• When technology is relatively uncertain
and re-uires high amounts of infoprocessing and decision making > task
structure! group composition!performance norms and team functioningshould promote self1regulation
*ndividual level diagnosis
• *nputs
o Org design
,arger org
Powerful impact on the way :obs
are designed and on people’se&periences in :obs
o (roup design
,arger group containing theindividual :ob
More immediate impact on :obs
o Personal characteristics of
:obholders #ge
"ducation
"&perience
kills and abilities
#ect
ɵ :ob performance
ɵ
people’s reaction to :obdesignsɵ employee :ob responses
• /esign components
o kill variety
*denti%es the degree to which a
:ob re-uires a range of activitiesand abilities to perform thework
o 'ask identity
/egree to which a :ob re-uires
the completion of a relatively
whole! identi%able piece of worko 'ask signi%cance
/egree to which a :ob has a
signi%cant impact on otherpeople’s lives
o #utonomy
/egree to which a :ob provides
freedom and discretion inscheduling the work anddetermining work methods
o Feedback
/egree to which a :ob provides
employees with direct and clearinfo about the eectiveness oftask performance
• 3ob design should be congruent with the
larger org and group designs within whichthe :ob is embedded
•$ighly dierentiated and integrate orgsand groups that permit members to self1regulate > enriched :obs
• 3ob design should %t the persona
characteristics of the :obholders
• "nriched :obs %t people
o with strong growth needs
o moderate to high levels of task
relevant skills! abilities andknowledge
Collecting and nal!zing Diagnostic
Information
• 8ature of relationship between O/ and
client aects the -uality and usefulnessof the data collected
/iagnostic contract should answer
• Who am *
• Why am * here and what am * doing
• Who do * work for
• What do * want from you
• $ow will * protect your con%dentiality• Who will have access to the data
• What’s in it for you
• )an * be trusted
/ata collection
• (oals
o Obtain valid information
o +ally energy for constructive
organizational changeo /evelop the collaborative
relationship necessary for eectingorg change
• Methods
o 2uestionnaires
#dvantages
ɵ +esponses can be -uanti%ed
and easily summarizedɵ "asy to use with large
samplesɵ +elatively ine&pensive
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ɵ )an obtain large volume of
data /isadvantages
ɵ 8onempathy
ɵ Predetermined
-uestions;missing issuesɵ Overinterpretation of data
ɵ +esponse bias
o *nterviews #dvantages
ɵ #daptive
□ #llows data collection on
a range of possiblesub:ects
ɵ ource of rich data
ɵ "mpathic
ɵ )an build rapport
/isadvantages
ɵ "&pense
ɵ 6ias in interview responses
ɵ )oding and interpretation
di=cultiesɵ elf1report bias
(roup interviews
ɵ ave time and allow people
to build on others’ responsesɵ May inhibit people from
responding freelyo Observations
#dvantages
ɵ )ollects data on behavior
ɵ +eal time! not retrospectiveɵ #daptive
/isadvantages
ɵ )oding and interpretation
di=cultiesɵ ampling inconsistencies
ɵ Observer bias and
-uestionable reliabilityɵ "&pense
Which people to observe
'ime periods
'erritory
"vents in which people to
observeo .nobtrusive measures
#dvantages
ɵ 8onreactive
□ 8o response bias
ɵ $igh face validity
ɵ "asily -uanti%able
/isadvantages
ɵ #ccess and retrieva
di=cultiesɵ
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times a particular response wasgiven
o cattergrams
Measures of the strength of a
relationship between twovariables
/iagram that visually displays
the relationship between two
variables Patterns
ɵ Positive
□ ↑ & ↑ y
ɵ 8egative
□ ↑ & ↓ y
ɵ hotgun
□ 8o relationship between
& and yo )orrelation coe=cients
Measures of the strength of a
relationship between two
variables 8umber that summarizes data
in a scattergram ?@AB to 1@AB
?@AB > positive relationship
1@AB > negative relationship
B > shotgun
o /ierence tests
.sed to compare a sample
group against some standard ornorm
.sed to determine whether twosamples are signi%cantlydierent
.sed to determine whether a
group has changed its scoreover time
"eeding #ac$ Diagnostic Information
• 0ey ob:ective of feedback process is to be
sure that the client has ownership of thedata
• uccess of feedback depends largely onits ability to arouse the organizationalaction and to direct energy towardorganizational problem solving
)haracteristics of feedback data
• +elevant
o *ncluding managers and employees
in the initial data collectionactivities can increase therelevance of the data
• .nderstandable
• /escriptive
•
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Designing Interventions
O/ intervention
• e-uence of activities! actions and
events intended to help an orgimprove its performance andeectiveness
• /eliberate attempts to change an org
•)riteriao "&tent to which it %ts the org
6ased on valid info
Provide org members with
opportunities to make free andinformed choices
o /egree to which it is based on
causal knowledge of intendedoutcome
o "&tent to which it transfers change
management competence to orgmembers
)ontingencies that aect interventionsuccess
• +elated to change situation
o *ndividual dierences among org
memberso Org factors
o /imensions of the change process
o +eadiness for change
ensitivity to pressures for
change
/issatisfaction with the status-uo #vailability of resources to
support change )ommitment of signi%cant
management timeo )apability to change
Function
ɵ change1related knowledge
and skills presentɵ resources and systems
devoted to change
ɵ org’s e&perience withchange
o )ultural conte&t
)an e&ert a powerful in7uence
on members’ reactions tochange
o )apabilities of the change agent
• +elated to target of change
o Org issues that the intervention is
trying to resolve trategic
ɵ *ntergrated strategic change
ɵ Mergers and ac-uisitions
ɵ #lliance and network
developmentɵ Org learning
'echnological and structura
issuesɵ Org design
ɵ "mployee involvementɵ Work design
$uman resource issues
ɵ #ttracting people
ɵ etting goals
ɵ #ppraising and rewarding
ɵ /eveloping careers
ɵ Managing stres
$uman process issues
ɵ )ommunication
ɵ /ecision making
ɵ ,eadership
ɵ (roup dynamics
ɵ )on7ict resolution
ɵ 'eam building
*nterrelated and need to be
integrated with one anothero ,evel of org systems at which the
intervention is e&pected to have animpact /esign intervention to apply to
speci%c org levels! address thepossibility of cross1level eects
and integrate interventionsaecting dierent levels
*nterventions
• $uman process interventions
o Process consultation
Focuses on interpersona
relations and social dynamics #im is to help members gain the
skills and understandingnecessary to identify and solveproblems themselves
o 'hird party intervention #imed at dysfunctiona
interpersonal relations Problem solving
6argaining
)onciliation
o 'eam building
$elp work groups become more
eective in accomplishing taskso Organization confrontation
meetings
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*dentify problems
et action targets
6egin working on problems
When orgs are e&periencing
stress When org needs to mobilize
team for immediate problemsolving
o *ntergroup relations *mprove interaction
o ,arge group interventions
(etting a broad variety of
stakeholders into a largemeeting to clarify importantvalues
/evelop new ways of working
#rticulate new vision
olve pressing org problems
• 'ehcnostructural interventions
o tructural design
Org’s division of labor
o /ownsizing
+educes costs and bureacracy
by decreasing the size of orgo +eengineering
+edesigns the org’s core work
processes
• $uman resources management
interventionso (oal setting
)lear and challenging goals
o Performance appraisal 3ointly assessing work1related
achievements! strengths andweakness
,ink between goal setting and
reward systemso +eward systems
o )oaching and mentorig
One1on1one relationship
between O/ and client Focuses on personal learing
o )areer planning and development
$elps people choose org career
paths and attain careerob:ectives
o Management and leadership
6uilding the competencies
needed to lead the orgo Managing workforce diversity
Makes $+ practicies responsive
to a variety of individual needso "mplyee stress and wellness
"mployee assistance program
tress management
• trategic intervention
o *ntegrated strategic change
6usiness strategies and org
systems must be changedtogether in response to e&ternaand internal disruptions
$elps members manage thetransition between a currentstrategy and org design
o Org design
#lignment and support each
othero )ulture change
/evelop cultures appropriate to
their strategieso Mergers and ac-uisitions
'wo or more org forms a new
entity
#ddress key strategicleadership and cultural issuesprior to the legal and %nanciatransaction
o #lliances
$elps two orgs pursue a set of
common goals through sharingof resources
trategy formulation
Partner selection
#lliance structuring and start1up
#lliance operation andad:ustment
o 8etworks
$elps develop relationships
among three or more orgs toperform tasks or solve problems
#ddress how to manage change
within e&isting networko elf1designing orgs
(ain the capacity to alter
themselves fundamentallyo Org learning and knowledge
management eeks to enhance an org’s
capability to ac-uire anddevelop new knowledge
Focuses on how that knowledge
can be organized and used toimprove org performance
o 6uilt to change orgs
)hallenges traditional principles
that view stability and
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e-uilibrium as the keys tosuccess
#ssume that the source of
eectiveness is the ability tochange continuously
%eading and &anaging Change
• 'raditionally! change management has
focused on identifying sources of resistance to change and oering ways toovercome them
#ctivities contributing to eective changemanagement
• Motivating change
o )reating a reason for change
ensitize org to pressures for
changeɵ "ncouraging leaders to
surround themselves withdevil’s advocates
ɵ )ultivating e&ternal
networks comprise thatcomprise of people withdierent perspectives
ɵ
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o
• Managing the transitiono #ctivity planning
+oad map for change
peci%c activities and change
)learly identify! temporarilly
orient and integrate discretechange tasks
"&plicitly link these tasks to the
org’s goals and principleso )ommitment planning
*dentifying key people and
groups whose commitment isneeded for change to occuro Planning special management
structures *nclude people who have the
power to mobilize resources topromote change! respect of e&isting leadership and changeadvocates and interpersonaland political skills to guide thechange
o ,earning processes
)reating a system view of theorgɵ )reating a model of work
and change that allowsindividual org members tosee how theyir eortscontribute to org functioningand performance
)reating shared meaning
ɵ .se of models! languages!
tools and processes thatprovide people with a way to
making sense of change "ngaging in after1action reviews
ɵ When people get timely
support and feedback abouttheir behaviors! their abilityto learn more -uicklyincreases
/ecentralizing implementation
processes and decisions tolower levels
• ustaining momentum
o Providing resources for
implementing change Provide buer as performance
drops during transitiono 6uiling support systems for change
agents Maintain psychological distance
)onsists of network of people
with whom the change agenthas close personal relationshipso /eveloping new competencies
'echnical competencies
ocial skills
o +einforceing the new behaviors
,inking formal rewards directly
to the desired behaviorso taying the course
+easons for not having a steady
focus on changeimplementationɵ Fail to anticipate the decline
in performance! productivityand satisfaction
ɵ *mplement the ne&t big idea
that comes along
Evaluating and InstitutionalizingOrganization DevelopmentInterventions
"valuation
• )oncerned with providing feedback to
practitioners and organizationmembers about the progress andimpact of interventions
• 'ypes
o *ntended to guide the
implementation of intervention /uring1implementation
assessments *f and how well changes are
actually being implemented /ata about dierent features of
the intervention Perceptions of the people
involved /ata about the immediate
eects of interventiono #ssess the overall impact
#fter1implementation
assessments Producing e&pected results
Whether resources should
continue to be allocated
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• 0ey issues
o Measurement
electing appropriate variables
ɵ hould incorporate the key
features of the interventionɵ *ncorporate e&pected results
ɵ *ntervention variables
□ $elps determine the
correct interpretation of outcome variables
ɵ Outcome variables
□ Participation membership
□ Performance on the :ob
□ #mbiguous without
knowledge of how wellthe intervention has beenimplemented
/esigning good measures
ɵ Operational de%nition
□ peci%es empirical data
needed□ $ow they will be
collected□ $ow will they be
converted from data toinformation
□ Provide guidelines about
what characteristics of the situation are to beobserve and how they areto be used
ɵ +eliability
□ "&tent to which a
measure represents thetrue value of a variable
□ +igorously and
operationally de%ne thechosen variables
□ .se multiple methods to
measure a particularvariable
□ .se multiple items to
measure the same
variable in a-uestionnaire
□ .se standardized
instrumentsɵ
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'o rule out the
possibility that theresults are caused byrandom error orchange
□ Multiple mesures
#ssessing perceptual
changes resulting
from interventions #lpha
∗ Movementalong ameasures thatre7ects stabledimensions of reality
6eta
∗ +ecalibration of the intervalsalong some
constantmeasure of reality
(amma
∗ +ede%ning themeasure as aresult of an O/intervention
"&ternal validity
ɵ Whether the intervention
would work similarly in othersituations
• /ecisions about measurement of relevant
variables and design of evaluationprocess should be made early in the O/cycle so that evaluation choices can beintegrated with intervention decisions
*nstitutionalization
• Process for maintaining a particular
change for an appropriate period of time
• Frameworko
• #ntecedentso Organization characteristics
)ongruence
ɵ /egree to which an
intervention is perceived asbeing in harmony with theorg’s managerial philosophystrategy! structure andcurrent environment
ɵ Make it easier to gain
commitmentɵ Make it easier to diuse it to
wider segments tability of environment and
technologyɵ /egree to which org’s
environment and technologyare changing
ɵ table > favored
.nionization
ɵ May be di=cult to diuse
interventions
ɵ Mahy be a power ful force forpromoting change
o *ntervention characteristics
(oal speci%city
ɵ "&tent to which intervention
goals are speci%cɵ $elps direct socializing
activities to particularbehaviors
Programmability
ɵ /egree to which changes
can be programmedɵ "&tent to which the dierent
intervention characteristicscan be speci%ed clearly inadvance
,evel of change target
ɵ "&tent to which the change
target is the totaorganization
ɵ "ach level of org has
facilitators and inhibitos ofpersisitence
ɵ /epartmental and groupchange□ usceptible to
countervailing forcesfrom others in org
ɵ Wider segments
□ )an help or hinder
change persistence *nternal support
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ɵ /egree to which there is an
internal support system toguide the change process
ponsorship
ɵ )oncerns the presence of a
powerful sponsor who caninitiate! allocate andlegitimize resources
•Processo ocialization
'ransmission of info about
beliefs! preferences! norms andvalues with respect to theintervention
continuous
o )ommitment
6inds people to behaviors
associated with the interventiono +eward allocation
,inking rewards to the new
behaviors )an reinforce new behaviors
8ew behaviors will persist to the
e&tent that rewards areperceived as e-uitable byemployees
o /iusion
Process of transferring changes
from one system to another Facilitates institutionalization by
providing a wider org base to
support the new behaviors ,ock in behaviors by providing
normative consensuso ensing and calibration
/etecting deviations from
desired intervention behaviorsand taking corrective action
• *ndicators of institutionalization
o 0nowledge
"&tent to which org members
have knowledge of thebehaviors associated with an
interventiono Performance
/egree to which intervention
behaviors are actuallyperformed
o Preferences
/egree to which org members
privately accept the orgchanges
o 8ormative consensus
"&tent to which people agree
about the appropriateness ofthe org changes
$ow fully changes have become
part of the normative structureo
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o (roup problem solving and
decision makingo (roup norms
#ssisting group to understand
and articulate its own norms /etermine whether those norms
are helpful or dysfunctionalo .se of leadership and authority
• *nterventionso *ndividual
$elp people be more eective in
their communication with others 3ohari window
ɵ
(uidelines on eective
feedbackɵ (iver and receiver must
have consensus on thereceiver’s goals
ɵ (iver should emphasize
descriptiona andappreciation
ɵ (iver should be concrete
and speci%cɵ (iver and receiver must
have constructive motivesɵ (iver should not withhold
negative feedbackɵ (iver should own his
observations! feelings and :udgements
ɵ Feedback should be time to
when giver and receiver areready
o (roup
#imed at the process! contentor structure of groups
Process intervention
ɵ ensitize the group to its
own internal processes andand generate interest inanalyzing them
)ontent intervention
ɵ /etermine what it works on
tructural intervention
ɵ "&amine the stable and
recurring methods toaccomplish tasks and deawith e&ternal issues
• +esults
o /i=cult to evaluate because it is
conducted with groups performingmental tasks
o
/i=cult because it is combinedwith other interventionso .sed people’s perception! not hard
performance measures
'hird party interventions
• Focus on con7icts arising between two
or more people within the same org
•
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problem1solving skills and increaseteam performance
• 'ypes of teams
o (roups reporting to the same
supervisoro (roups involving people with
common org goalso 'emporary groups formed to do a
speci%c! one1time tasko (roups consisting of people whose
work roles are interdependento (roups whose members have no
formal links in the org but whosecollective purpose is to achievetasks they cannot do alone
• Factors that aect the outcomes
o ,ength of time allocated to the
activityo 'eam’s willingness to look at its
processes
o ,ength of time members have beenworking together
o 'eam’s permanence
• )lassi%cation
o ,evel
One or more individual
(roup’s ooperation and
behavior (roup’s relationship with the
rest of the orgo Orientation
/iagnostic
/evelopment
• #ctivities
o One or more individual
/iagnostic
ɵ *nstruments! interviews and
feedback to understand styleand motivations of groupmembers
/evelopment
ɵ )oaching
ɵ 9EB degree feedback
ɵ 'hird party interventiono (roup operations and behavior
/iagnostic
ɵ urveys! interviews and
team meetings tounderstand the group’sprocesses and procedures
/evelopment
ɵ +ole clari%cation
ɵ Mission and goal
development
ɵ /ecision1making processes
ɵ 8ormative change
o +elationships with the org
/iagnostic
ɵ urveys and interviews to
understand how the grouprelates to its org conte&t
/evelopment
ɵ trategic planningɵ takeholder analysis
• Manager ultimately is responsible for
all team1building activities
• (oal of the consultant’s presence is to
help the manager learn to continueteam development processes withminimum consultant help
• #ects the -uality of performance
• (oal setting aects the -uantity ofperformance
• )an improve group performance
o )omple&! unstructured and
interdependent tasks
• Process over time
• Perform personal management
interviewso Follow1up intervention that arrests
the potential fade1out eects of o1siteteam building
o ,eader negotiates roles with each
membero $olds regular meetings with each
member to resolve problems andincrease personal accountability
Organization Process pproaches
Organization confrontation meeting
• $elps mobilize the problem1solvingresources by encouraging members toidentify and confront pressing issues
• .seful
o when org is under stress
o when there is a gap between the
top and the rest of the org
• teps
o (roup meeting of all thos involved
is scheduled and tasked to identifyproblems related to the workenvironment and eectiveness ofthe org
o (roups are appointed representing
all departments ubordinate should not be in
the same group as his or her
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boss and management shouldform its own group
o (roups are to be open and honest
o (roups are given an hour or two to
identify org problmeso (roups then reconvene and each
group reports the problemsidenti%ed and sometimes oers
solutionso Master list of problems is broken
down into categories to eliminateduplication and overlap
o Participants are divided into
problem1solving groupso "ach group ranks the problems!
develops a tactical action plan anddetermines an appropriate timetable
o "ach group periodically reports its
list of priorities and tactical plans of
actionso chedules for periodic follow1up
meetings are established and teamleaders report their team’sprogress and plans for future action
*ntergroup relations
• )onsists of two interventions
o *ntergroup con7ict resolution
meeting peci%cally oriented toward
con7ict processes
#pplies where there is littleinterdependence
6asic strategy is to change the
perceptions that the two groupshave of each other
teps
ɵ "&ternal consultant obtains
the two groups’ agreementto work directly on improvingintergroup relationships
ɵ 'ime is set for the two
groups to meetɵ 'ime is seet for the two
groups to meetɵ )onsultant describes the
purpose and ob:ectives of the meeting and presentedwith the following -uestions□ What -ualities or
attributes best describeour group
□ What -ualities or
attributes best describethe other group
□ $ow do we think the
other group will describeus
ɵ 'wo groups establish norms
of openness for feedback
and discussionɵ 'wo groups are assigned to
separate rooms and asked towrite answers to the-uestions
ɵ 'wo groups reconvene and a
representative from eachgroup presents the writtenstatements□ Only the representatives
are allowed to speekɵ (roups separate again
ɵ (roups analyze and reviewthe reasons for thediscrepancies□ $ow did these
perceptions occur□ What actions on the part
of our group may havecontributed to this set ofperceptions
ɵ Meet again to share both the
identi%ed discrepancies andtheir problem1solving
approaches□ Open discussion
ɵ (roups deelop speci%c plans
of actionɵ #t least one1follow up
meeting #pproaches
ɵ 6ehavioral
□ Oriented to keeping the
relevant partiesphysically separate andspecifying the limitedconditions under whichinteraction will occur
□ ,ittle attempt is made to
understand or changehow members of eachgroup see the other
□ #pplicable in situations in
which taskinterdependencebetween the con7icting
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groups is relatively lowand predictable
ɵ #ttitudnal
□ /irected at changing how
each group perceives theother
□ /i=cult
□ When task
interdependencebetween the con7ictinggroups is high andunpredictable
o Microcosm groups
(eneric systemwide change
strategy # small number of individuals
who re7ect the issue beingaddressed
Work through parallel processes
ɵ .nconscious changes that
take place in individualswhen two or more groupsinteract
teps
ɵ *dentify an ussue
ɵ )onvene the group
□ (roup membership needs
to re7ect the appropratemi& of stakeholdersrelated to the issue
□ (roup becomes
responsible for
determining itsmembership
ɵ Provide group training
□ Problem solving
□ /ecision training
ɵ #ddress the issue
□ )ommunication plan
should link groupactivities to the org
□ (roup members need to
be visible and accessible
to management and labor□ 'here should be an
appropriate lelve of participation by orgmembers
ɵ /issolve the group
• #imed at diagnosing and addressing
important organization1level processes
• *mportance
o (roups often must work with and
through other groups
o (roups within the org often create
problems and place demands oneach other
o 2uality of the relationships
between groups can aect thedegree of org eectiveness
,arge1group interventions
•(et a whole system into the room andcreate processes that allows a varietyof stakeholders to interactsimultaneously
• )an be used to clarify important
organization values! develop newways of looking at problems! articulatea new vision for the organizationsolve cross1functional problemsrestructure operations or devise anorganizational strategy
• Focus on issues that aect the whole
organization• /e%ning feature is the bringing
together of large numbers of orgmembers and other stakeholders
• *nterventions
o Open systems thinking
o Participation
uggests that a variety of org
stakeholders must be involvedto create an accurate view ofthe environment and org
o ocial constructionism
uggests that only be
developing a sharedunderstanding of theenvironment and the org amongthese stakeholders can commonground be found andcoordinated action be possible
o elf management
Proposes that large1group
processes must create theconditions for ownership and
commitment• teps
o Preparing for the meeting
/esign team is formed
ɵ #ddresses 9 key ingredients
□ )ompelling meeting
theme□ #ppropriate participants
□ +elevant tasks to address
the teamo )onducting the meeting
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Frameworks
ɵ Open systems methods
□ $elp org assess their
environmentssystematically anddevelop strategicresponses to them
□ teps
Map the currentenvironmentsurrounding the org
#ssess the org’s
responses toenvironmentale&pectations
*dentify the core
mission of the org #s revealed by
org’s behaviors )reate a realistic
future sceario of envrionmentale&pectations and orgresponses
)reate an ideal future
scenario of environmentale&pectations and orgresponses
)ompare the present
with the ideal futureand prepare an action
plan for reducing thediscrepancy
ɵ Open space methods
□ 6y imposing a minimal
level of formal structure□ teps
et the conditions for
self1organizing 8orms
∗ ,aw of two feet
"ncourages
people totakeresponsibility for theirownbehavior
∗ Four principles
Whoever
comes is theright people
1 *ntendedto freepeople tobeginconversations withanyoneat anytime
1 ignalsthat-uality ofaconversation iswhat’smostimportant
Whatever
happens isthe onlything thatcould have1 *nfuses
the groupwithresponsibility!enocuragesparticipa
nts to be7e&ibleandpreparesthe to besurprised
Whenever it
starts is theright time1 #imed at
encouraging
creativityandfollowingthenaturalenergy ofthe group
When it is
over! it isover1 #llows
people to
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move onand notfeel liketheyhave tomeet fora certaintimeperiod orsatisfysomeoneelse’sre-uirments
)reate the agenda
Person announcing
the topic agrees toconvene themeeting at theposted time and
place Participants sign
up as many of thesessions as theyhave interests in
)oordinate activity
through informatin "ach morning and
evening acommunitymeeting is held toannounce new
topics #s the dierent
meetings occur!the convenersproduce one1pagesummaries of whathappened! whoattended! whatsub:ects werediscussed! andwhatrecommendations
or actions wereproposed
ɵ Positive methods
□ teps
/iscover the org’s
positive core Participant’s pair
up with anotherperson andconduct an
appreciativeinterview
Pairs :oin up with
three other pairs todiscuss theiranswers
)onversations are
aggregated toreate a broad andinclusive list ofsuccess factorsand other themes
/ream about and
envision a moredesired and ful%llingfuture
/esign the structura
and systemsarrangements that wilbest re7ect and
support the vision ordream )reate the speci%c
action plans that wilful%ll the org’s destiny
Four key dilemmas of large
group interventionsɵ /ilemma of voice
□ Problem of encouraging
participation□ Problem of being
overwhelmed if each
individual wants to speakɵ /ilemma of structure
□ $ow tightly or loosely the
meeting should beorganized
ɵ "gocentric dilemma
□ Problem of people
holding on to their ownpersonal views of right orwrong! better or worse
ɵ /ilemma of emotiona
contagion□ (roup dynamic where
many people take on thefrustrations or e&citementof others
□ groupthink
o Following1up on outcomes
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(aining wider commitment to
the changes tructuring the change process
'estructuring Organizations
tructural design
• /escribes how the overall work of the
org is divided into subunits and howthese subunits are coordinated fortask completion
• Fit with four factors
o "nvironment
o Org size
o 'echnology
o Org strategy
Functional departments
• 'ask specialized
• #dvantages
o Promotes skill specializationo +educes duplication of scarce
resources and uses resources fulltime
o "nhances career development for
specialists within largedepartments
o Facilitates communication and
performance because superiorsshare e&pertise with theirsubordinates
o
"&poses specialists to others withinthe same specialty
• /isadvantages
o "mphasizes routine tasks! which
encourages short time horizonso Fosters parochial perspectives by
managers which limit theircapabilities top1managementpositions
o +educes communication and
cooperation between departmentso Multiplies the interdepartmental
dependencies which can makecoordination and schedulingdi=cult
o Obscures accountability for overall
outcomes
• )ontingencies
o table and certain environment
o mall to medium size
o +outine technology!
interdependence within functions
o (oals of e=ciency and technica
-uality
elf1contained divisional units
• Oriented to speci%c products
customers or regions
• Formal structure within a self1
contained unit is functional in nature
• #dvantageso +ecognizes sources of
interdepartmental dependencieso Fosters an orientation toward
overall outcomes and clientso #llows diversi%cation and
e&pansion of skills and trainingo "nsures accountability by
departmental managers and sopromotes delegation of authorityand responsibility
o $eightens departmental cohesion
and involvement in work• /isadvantages
o May use skills and resources
ine=cientlyo ,imits career advancement by
specialists to movements out oftheir departments
o *mpedes specialists’ e&posure to
others within the same specialtieso Puts multiple1role demands on
people and so creates stresso
May promote departmentaob:ectives
• )ontingencies
o .nstable and uncertain
environmentso ,arge size
o 'echnological interdependence
across functionso (oals of product specialization and
innovation
Matri&
• )ombine functional specialization andself1containment
• #dvantages
o Makes specialized! functiona
knowledge available to all pro:ectso .ses people 7e&ibly because
departments maintain reservoirs ofspecialists
o Maintains consistency between
dierent departments and pro:ects
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by forcing communication betweenmanagers
o +ecognizes and provides
mechanisms for dealing withlegitimate! multiple sources of power in the org
o )an adapt to environmental
changes by shifting emphasisbetween pro:ect and functionalaspects
• /isadvantages
o )an be very di=cult to introduce
without a pree&isting supportivemanagement climate
o *ncreases role ambiguity! stress
and an&iety by assigning people tomore than one department
o Without power balancing between
pro:ect and functional forms!lowers overall performance
o Makes inconsistent demands!which may result in unproductivecon7icts and short1term crisismanagement
o May reward political skills
• )ontingencies
o /ual focus on uni-ue product
demands and technicalspecialization
o Pressure for high information1
processing capacityo Pressure for shared resources
Process structure
• +adically new
• "mphasize laterla relationships
• #ll functions necessary to produce a
product or service are placed in acommon unit
• Features
o Processes drive structure
Organized around three to %ve
key processes
o Work adds value "liminates nonessential tasks
+educes layers of management
"nriched by combining tasks so
that teams perform wholeprocesses
o 'eams are fundamental
o )ustomers de%ne performance
o 'eams are rewarded for
performance
o 'eams are tightly linked to
suppliers and customerso 'eam members are well informed
and trained
• #dvantages
o Focuses on resources on customer
satisfactiono *mproves speed and e=ciency
o #dapts to environmental changerapidlyo +educes boundaries between
departmentso *ncreases ability to see total work
7owo "nhances employee involvement
o ,owers costs because of less
overhead structure
• /isadvantages
o )an threaten middle managers and
sta specialistso +e-uires changes in command1
and1control mindsetso /uplicates scarce resources
o +e-uires new skills and knowledge
to manage lateral relationships andteams
o May take longer to make decisions
in teamso )an be ineective if wrong
procesess are identi%ed
• )ontingencies
o
.ncertain and changingenvironmentso Moderate to large sze
o 8onroutine and highly
interdependent technologieso )ustomer1oriented goals
)ustomer centric structure
• Focuses subunits on the creation of
solutions and the satisfaction of keycustomers or customer groups
• Front1back organizations
• 6rought about by globalization! e1commerce and desire for solutionsthat greatly enhanced the power ofthe customer to demand orgstructures that service their needs"eature Product Custom
(oal 6est
product
for
customer
6est solutio
customer
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ource of
value
8ew
products!
new
features
)ustomized
bundles of
products! services!
support! education
and consulting)ore
structure
Product
teams!
product
reviews!
product
pro%t
centers
)ustomer teams
and segments)ustomer P,s
)ore
process
8ew
product
processes
)ustomer
relationship
management
processes and
integration;solution
s
• #dvantageso Presents one integrated face to the
customero (enerates a deep understanding of
customer re-uirementso "nables org to customize and tailor
solutions for customerso 6uilds a robust customer response
capability
• /isadvantages
o )ustomer teams can be too
inwardly focusedo haring learnings and developing
functional skills is di=culto Managing lateral relations between
customer1facing and back o=ceunits is di=cult
o /eveloping common processes in
the front and back is problematico )larifying the marketing function is
problematic
• )ontingencies
o $ighly comple& and uncertain
environmentso ,arge org
o (oals of customer focus and
solutions orientationo $ighly uncertain technologies
8etwork structure
• Manages the diverse! comple&! and
dynamic relationships among multipleorgs or units! each specializing in aparticular business function or task
• 'ypes
o *nternal market
When single org establishes
each subunit as an independentpro%t center that is allowed totrade in services and resourceswith each other and e&ternamarket
o
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• )ontingencies
o $ighly comple& and uncertain
environmentso Orgs of all sizes
o (oals of org specialization and
innovationo $ighly uncertain technologies
/ownsizing• /ecreasing number of employees
o ,ayos
o #ttrition
o +edeployment
o "arly retirement
• +educing the number of org units or
managerial levelso /ivestiture
o Outsourcing
o +eorganization
o /elayering
• "ectG rise of contingent workforce
• +esponse to ma:or conditions
o Mergers and ac-uisitions
o Org decline caused by loss of
revenues and market share and bytechnological and industrial change
o 8ew org structures
o 6eliefs and social pressures that
smaller is better
• teps
o )larify the org strategy
o #ssess downsizing options andmake relevant choices 9 methods
ɵ Workforce reduction
□ hort time frame
□ #ttrition
□ +etirement incentives
□ Outplacement services
□ layos
ɵ Org redesign
□ Medium term
□ Merging org units□ "liminating management
layers□ +edesigning tasks
ɵ ystemic change
□ ,onger term
□ )haning culture and
strategic orientationo *mplement the change
6est controlled from the top
down
peci%c areas of ine=ciency
and high cost need to beidenti%ed and targeted
peci%c actions should be linked
to the org’s strategy )ommunicate fre-uently using
a variety of mediao #ddress the needs of survivors and
those who leaveo Follow through with growth plan
Failure to move -uickly to
implement growth plans is a keydeterminant of ineectivedownsizing
+eengineering
• Fundamental rethinking and radica
redesign of business processes
• 6reaking down specialized work units
into more integrated! cross1functiona
work processes• tages
o Prepare the org
)lari%cation and assessment of
the org’s conte&to Fundamentally rethink the way
work gets done *dentify and analyze core
business processesɵ #ssigning costs to each of
the ma:or phases of
work7ow to help identifycosts that may be hidden inthe activities
/e%ne performance ob:ectives
/esign new processes
ɵ "ach essential process is
desgined according to the guidelines□ 6egin and end the
process with needs andwants of the customer
□ implify the current
process by combiningand eliminating steps
□ .se the best of what is in
the current process□ #ttend to both technica
and social aspects of theprocess
□ /o not be constrained by
past practice□ *dentify the critical info
re-uired at each step
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□ Perform activities in their
most natural order□ #ssume the work gets
done right the %rst time□ ,isten to people who do
the worko +estructure the org around the new
business processes
•0eyG commitment to and developmentof an integrated info systems
Emplo!ee Involvement
"mployee involvement
• tarted with the -uality1of1work1life
movement
• OutcomeG engagement
o Org member’s work e&perience
o Motivated
o )ommitted
o *nterested• eeks to increase members’ input into
decisions that aect ofg performanceand employee well1being
• "lements
o Power
Providing people with enough
authority to make work1relateddecisions
o *nformation
"nsuring that necessary inof
7ows freely to those withdecision authority
o 0nowledge and skills
Providing trainings and
development programso +ewards
*nternal
"&ternal
o "lements are interdependent and
must be changed together
• +elationship with productivity
o
o
Parallel structures
• *nvolve members in resolving illde%ned! comple& problems and buildadapatability into bureaucratic orgs
• )ollaterl structures! dualistic
structures! shadow structures
• Operate in con:unction with the forma
org
• Provide members with alternative
setting in which to address problems
and propose innovative solutions freefrom the e&isting! formal org structureand culture
• Membership
o +estricted to making proposals and
oering suggestions for changeo ,imited to volunteers and numbers
of employees for which there areade-uate resources
• For orgs with little or no history of "*
top1down management styles and
bureaucratic cultures• teps
o /e%ne the purpose and scope
o Form a steering committee
)omposed of acknowledged
leaders of the various functionsand constituencies
O/ practitioner
ɵ $elp to establish the team
and select appropriatemembers
ɵ #ssist in developing and
maintaining group norms oflearning and innovation
ɵ $elp the committee create a
visionɵ $elp committee members
develop and specifyob:ectives and strategiesorg e&pectations andre-uired resources! andpotential rewards forparticipation
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)ommunicate with org
members )reate forums for employee
problem solvingɵ #lternatives
□ #d hoc teams
)harged with
particular task and
have limited lifetime□ ,arge1group interventions
□ Facilitation support
#ddress the problems and
issues *mplement and evaluate the
changes
'otal -uality management
• )ontinuous process improvement!
continuous -uality! lean! si& sigma
• (rew out of manufacturing emphasis
on -uality control• *ncreases workers’ knowledge and
skills through e&tensive training
• Provides relevant information to
employees
• Pushes decision1making power
downward in the org
• 'ies rewards to performance
• ources of -uality problems
o #voidable
$ours spent reworking defective
products! processing complaintsand scrapping otherwise usefulmaterial
o .navoidable costs
Work association with
inspection and other preventivemeasures
• teps
o (ain long1term senior management
commitmento 'rainmembers in -uality methods
o tart -uality improvement pro:ects
6oth product and on process
o Measure progress
o +ewarding accomplishment
Process improvements
$igh involvement orgs
• #ddress almost all org features
• Features
o Org structure
Flat
,ean
Minienterprise oriented
'eam based
Participative council or structure
o 3ob design
*ndividually enriched
elf1managing teams
o *nformation ssytem
Open *nclusive
'ied to :obs
/ecentralizedD team1based
Participatively set goals and
standardso )areer system
'racks and counseling available
Open :ob posting
o election
+ealistic :ob previews
'eam based Potential and process1skil
orientedo 'raining
$eavy commitment
Peer training
"conomic education
*nterpersonal skills
o +eward system
Open
kill based
(ain sharing or ownership
Fle&ible bene%ts
#ll salaried workforce
"galitarian per-uisites
o Personnel policies
tability of employment
Participatively established
through representative groupo Physical layout
#round org structure
"galitarian
afe and pleasant
• C distinct factors that characterizehow $*Os are implementedo (uided by an e&plicit statement of
values that members want the neworg to support
o Participatie nature
(or$ design
"ngineering approach
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• Focuses on e=ciency and
simpli%cation
• +esults in traditional :ob and work1
group designs
• Member interactions typically
controlled by rigid work 7ows!supervisors and schedules
• #nalyzes workers’ tasks to discover
those procedures that produce thema&imum output with the minimuminput of energies and resources
• Work design with high levels of
specialization and speci%cation
• #llow workers to learn tasks rapidly
• Permit short work cycles
• Work designs
o 'raditional :obs
)ompleted by one person
impli%ed! with routine and
repetitive tasks having clearspeci%cations concerning timeand motion
o 'raditional work groups
Work re-uires coordination
among people +outine yet related tasks
Overall group task is broken into
simpler! discrete parts 'asks and work methods are
speci%ed for each part andassigned to group members
• *gnores workers’ social andpsychological needs
3ob enrichment
• /esigning :obs with high level of meaning! discretion and knowledge of results
• Function of member needs and
satisfaction
• eeks to improve employee
performance and satisfaction
•)ore dimensions of :obso kill variety
*n7uence the e&tent to which
work is perceived as meaningful 8umber and types of skills used
to perform a particular tasko 'ask identity
*n7uence the e&tent to which
work is perceived as meaningful "&tent to which an individual
performs a whole piece of work
o 'ask signi%cance
*n7uence the e&tent to which
work is perceived as meaningful *mpact that the work has on
otherso #utonomy
#mount of independence
freedom and discretion that the
employee has to schedule andperform tsks *n7uence the e&tent to which
they are responsible for theirwork
o Feedback
*nfo that workers receive about
the eectiveness of their work
• Psychological sates
o "&perienced meaningfulness of the
worko "&perienced responsibility for
outcomes of worko 0nowledge of the actual results of
the work activities
• Outcomes
o $igh internal work motivation
o $igh -uality work performance
o Work satisfaction
o ,ow absenteeism and turnover
• *ndividual dierences also aects
outcomeso 0nowledge
o kills levelso (rowth1need strength
o atisfaction of conte&tual factors
+eward systems
upervisory style
)oworker satisfaction
• teps
o Making a thorough diagnosis of the
situation Function of 9 psychologica
states Pro%le one or more :obs
*ndicates how ready employees
are to accept change /etermine whether the :ob is
low in motivating potential /etermine whether motivation
and satisfaction are reallyproblems
'o isolate speci%c :ob aspects
that are causing problemso Forming natural work units
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o )ombining tasks
o "stablishing client relationships
)lient must be identi%ed
)ontact between the client and
the worker needs to beestablished as directly aspossible
)riteria and procedures are
needed by which the client can :udge the -uality of the productor service received and relaythose :udgements back to theworkeer
o
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(roup
responsibility forboundary1controldecisions
Members
su=ciently trainedto perform taskswithout relyingheavily on e&ternalresources
'ask control
"nables self1
managed workteams to observeand controltechnical variancesas -uickly and asclose to theirsource as possible
ɵ 'eam process interventions
ɵ Organization supportsystems□ "&ternal leadership
Working with and
developing teammembers
#ssisting the team in
managing itsboundaries
ɵ 'eam functioning
ɵ 'eam performance and
member satisfaction
+ecruitment and selectionɵ electing team leaders with
a balanced mi&ture of technical and social skills
'raining
ɵ "&tensive formal and on1the1
:ob training in humanrelations! group dynamicsand leadership styles
"valuation and reward systems
ɵ 'ie team leader rewards to
achievements in teamdevelopment ,eadership and support systems
ɵ /evelop peer support groups
.se of freed1up time
ɵ 'eam leader has more time
when the team has maturedɵ 6e involved in higher1level
planning and budgeting!companywide training and
development and individuacareer development
o teps
anctioning the design eort
ɵ 8ecessary protection and
support to diagnose theirwork system and to createan appropriate work design
/iagnosing the work systemsɵ /iscover how it is working
(enerating appropriate designs
ɵ Principles
□ )ompatibility
Process of designing
work should %t thevalues and ob:ectivesunderlying theapproach
□ Minimal critica
speci%cation
pecify only thosecritical featuresneeded to implementthe work design
pecifying support systems
*mplementing and evaluating
work design )ontinual change and
improvementɵ #s new things are learned
and new conditions areencountered
'echnical factors
• 'echnical interdependence
o "&tent to which cooperation among
workers is re-uired to produce aproduct or service
o /etermines whether work should
be designed for individual :obs orfor work groups
• 'echnical uncertainty
o #mount of info processing and
decision making employees mustdo to complete a task
o /etermines whether the work
should be designed for e&ternaforms of control or for worker self1control
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•
Personal1need factors
• ocial needs
o /esire for signi%cant relationships
o /etermines whether work shouldbe designed for individual :obs orwork groups
• (rowth needs
o /esire for personal
accomplishment! learning anddevelopment
o /etermines whether work designs
should be routine and repetitive orcomple& and challenging
•
Performance &anagement
Performance management
• *ntegrated process of de%ning
assessing and reinforcing employeework behaviors and outcomes
• )onte&tual factors that determine how
practices aect work performanceo 6usiness strategy
(oals and ob:ectives! policies
and intended relationships
between the org and itsenvironmento Workplace technology
#ects whether performance
management practices shouldbe based on the individual orthe group
o "mployee involvement
/etermine the nature of
performance managementpractices
(oal setting• *nteraction between managers and
employees in :ointly de%ning memberwork behaviors and outcomes
• peci%es kinds of performance that
are desired
• )an facilitate employee counseling
and support
• )an generates goals in servera
de%ned categories at dierent orglevels
•*n7uences what people think and doby focusing their behavior in thedirection of the goals
• Prompts persistence over time
• "nergize behavior
• Processes that aect positive
outcomeso "stablishing challenging goals
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oriented participative goal1setting tends to increasecommitment
o )larifying goal measurement
Ob:ectives should be
operationally de%ned )onte&tual factors
ɵ (oal speci%cation and clarity
can be di=cult in high1technology settingsɵ "mployee involvement
policies can impact the waygoals are clari%ed
ɵ Process of specifying and
clarifying goals is e&tremelydi=cult if the businessstrategy is unclear
• teps
o /iagnosis
Of the :ob or work group! of
employee needs and of theconte&tual factors
o Preparation for goal setting
*ncreasing interaction and
communication betweenmanagers and employees
Oering formal training in goal1
setting methods peci%c action plans for
implementing the programo etting of goals
)hallenging goals are
established Methods for goal measurement
o +eview
(oal1setting process is assessed
(oal attributes are evaluated
• Management by ob:ectives
o ystematic and periodic manager1
subordinate meetingso teps
Work1group involvement
ɵ #ll members de%ne overall
group and individual goalsand establish action plans
3oint manager1subordinate goal
settingɵ #ttention is given to :ob
duties and responsibilities of the individual roleincumbents
"stablishment of action plans
for goals
ɵ ubordinate develops action
plans for goaaccomplishment
"stablishment of criteria o
successɵ Manager and subordinate
agree on the success criteria +eview and recycle
ɵ
ubordinate takes the leadreviewing progress anddiscussing achievementsand the obstacles faced
ɵ Manager discusses work
plans and ob:ectives for thefuture
ɵ More general discussion
covers the subordinate’sfuture ambitions and otherfactors of concern
Maintenance of records
Performance appraisal
• )ollecting and disseminating
performance data to improve workoutcomes
• #ssesses outcomes
• Feedback system that involves the
direct evaluation of individual or work1group performance
• *mportant link between goal1setting
processes and reward systemsElements Traditional )ig
InvolvePurpose Organizational
! legalfragmented
/evelo
alintegra
#ppraiser upervisor!
managers
#pprais
co1work
others
+ole of
appraisee
Passive
receipient
#ctive
participMeasuremen
t
ub:ective)oncerned
with validity
Ob:ecti
sub:ect
'iming Periodic! %&ed!
administrative
ly driven
/ynam
timely!
employ
work1 d
• teps
o elect the right people
$+ sta! legal reps! senior
management and system userso /iagnose the current situation
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o "stablish the system’s purposes
and ob:ectiveso /esign the performance appraisal
systems Who performs the appraisal
Who is involved in determining
performance $ow performance is measured
$ow often feedback is given
)riteria
ɵ 'imeliness
ɵ #ccuracy
ɵ #cceptance
ɵ .nderstanding
ɵ Focus on critical control
pointsɵ "conomic feasibility
"&periment with
implementation "valuate and monitor the
system
+eward systems
• )oncerned with eliciting and
reinforcing desired behaviors and workoutcomes through compensation andother forms of recognition
• /esign features
o Person;:ob based vs performance
based "&tent to which rewards and
incentives are based on theperson in a :ob! the :ob itself! orthe outcomes of the work
o Market position
"&ternal e-uity
+elationship between what an
org pays an what other orgs payo *nternal e-uity
"&tent to which people doing
similar work in an org arerewarded the same
o $ierarchy
"&tent to which people in higherpositions get more and variedtypes of rewards than peoplelower in the org
o )entralization
"&tent to which reward system
design features! decisions andadmin are standardized acrossan org
o +ewards mi&
"&tent to which dierent types
of rewards are available andoered to people
o ecurity
"&tent to which work is
guaranteedo eniority
"&tent to which rewards are
based on length of service•
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o drawbacks
tendency to top out
ɵ when employees learn all
the skills there is to learn e&pensive
ɵ trainings
ɵ measurement systems
ɵ highly paid and 7e&ible but
not productive lack of performance
contingency
• performance1based pay systemso dimensions
org unit by which performance
is measured for rewardpurposes
way performance is measured
what rewards are given for good
performance
• gain1sharing systemso paying employees a bonus based
on improvements in the operatingresults of the org
o design elements
process of design
ɵ employee acceptance and
cooperationɵ management and
nonmanagement interests org unit covered
bonus formula
ɵ standard of performancemust be developed that canbe used as a baseline forcalculating improvements orlosses
ɵ costs included in arriving at
the bonus must be chosen sharing process
ɵ who will share in the bonus
ɵ how the money will be
divided among employees fre-uency of bonus
change management participative system
ɵ gather! assess and
implement employeesuggestions andimprovements
• goal1sharing plans
o pay bonuses when performance
e&ceeds a standard
o use changing! strategic ob:ectives
as the primary standard ofperformance
• promotion systems
o focuses attention on advancement
o can lead to reduced 7e&ibility in
the workforce
• issues
o who should be involved indesigning and administering thereward system
o what kind of communication should
e&ist with respect to rewards
Developing Talent
)oaching and mentoring
• coaching
o working with org members on a
regular basis to help them clarify
their goals! deal with potentiastumbling blocks and improve theirperformance
• mentoring
o establishing a relationship between
a manager or someone moree&perienced and another orgmember who is less e&perienced
• guided in-uiry
• active listening
• reframing
• improves personal productivity andbuilds capacity in individuals to leadmore eectively
• goals addressed
o assisting an e&ecutive to more
eectively e&ecute some transitiono addressing a performance problem
o developing new behavioral skills as
part of a leadership developmentprogram
• assumes that the client is healthy
• primarily future and action oriented
• involves helping clients understandhow their behaviors are contributing tothe current situation
• stages
o establish the principles of the
relationshipo conduct an assessment
o debrief the results
o develop an action plan
o implement the action plan
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o assess the results
)areer planning and development
• provide the appropriate resources!
tools and processes necessary to helporg members plan and attain theircareer ob:ectives
• career
o
se-uence of work1related positionsoccupied by a person
• career planning
o concerned with individuals
choosing :obs! occupations andorgs at each stage of thier