osc bulletin · 3/16/2007 · kamposse financial corp., firestar investment management group,...
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The Ontario Securities Commission
OSC Bulletin
March 16, 2007
Volume 30, Issue 11
(2007), 30 OSCB
The Ontario Securities Commission Administers the Securities Act of Ontario (R.S.O. 1990, c. S.5) and the
Commodity Futures Act of Ontario (R.S.O. 1990, c. C.20)
The Ontario Securities Commission Published under the authority of the Commission by:Cadillac Fairview Tower CarswellSuite 1903, Box 55 One Corporate Plaza 20 Queen Street West 2075 Kennedy Road Toronto, Ontario Toronto, Ontario M5H 3S8 M1T 3V4
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© Copyright 2007 Ontario Securities Commission ISSN 0226-9325 Except Chapter 7 ©CDS INC.
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March 16, 2007 (2007) 30 OSCB
Table of Contents
Chapter 1 Notices / News Releases ......................2289 1.1 Notices ..........................................................22891.1.1 Current Proceedings Before The Ontario Securities Commission ......................22891.2 Notices of Hearing........................................2292 1.2.1 Frank Dunn, Douglas Beatty and Michael Gollogly - ss. 127, 127.1 ...................2292 1.3 News Releases .............................................. (nil) 1.4 Notices from the Office of the Secretary ............................................2307 1.4.1 First Global Ventures, S.A. et al. ...................2307 1.4.2 Frank Dunn, Douglas Beatty and Michael Gollogly .............................................2308
Chapter 2 Decisions, Orders and Rulings ............2309 2.1 Decisions ......................................................2309 2.1.1 CIBC Asset Management Inc. et al. - MRRS Decision...........................................2309 2.1.2 Jones Heward Investment Counsel Inc. - MRRS Decision...........................................2314 2.1.3 Contact Diamond Corporation - s. 1(10) ........................................................2319 2.1.4 Core North American Dividend Split Corp. - MRRS Decision...........................................2320 2.1.5 Badger Income Fund - MRRS Decision...........................................2322 2.1.6 Goodman & Company, Investment Counsel Ltd. - MRRS Decision...........................................2327 2.1.7 Lakeview Asset Management Inc. - MRRS Decision...........................................2332 2.1.8 Teton Energy Corporation - MRRS Decision...........................................2335 2.2 Orders............................................................2337 2.2.1 First Global Ventures, S.A. et al. - s. 127(7) ......................................................2337 2.2.2 Desjardins Cabinet De Services Financiers Inc. / Desjardins Financial Services Firm Inc. - s. 7.1 of MI 33-109 Registration Information .....................................................23382.2.3 Wellington Management Company, LLP - s. 218 of the Regulation ..............................23392.3 Rulings ........................................................... (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings.................................................... (nil)3.1 OSC Decisions, Orders and Rulings ........... (nil) 3.2 Court Decisions, Order and Rulings............ (nil)
Chapter 4 Cease Trading Orders...........................23434.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders .........................2343 4.2.1 Temporary, Permanent & Rescinding Management Cease Trading Orders ..............2343 4.2.2 Outstanding Management & Insider Cease Trading Orders....................................2343
Chapter 5 Rules and Policies ..................................(nil)
Chapter 6 Request for Comments ..........................(nil)
Chapter 7 Insider Reporting.................................. 2345
Chapter 8 Notice of Exempt Financings............... 2501 Reports of Trades Submitted on Forms 45-106F1 and 45-501F1.............. 2501
Chapter 9 Legislation...............................................(nil)
Chapter 11 IPOs, New Issues and Secondary Financings............................................. 2509
Chapter 12 Registrations......................................... 2517 12.1.1 Registrants..................................................... 2517
Chapter 13 SRO Notices and Disciplinary Proceedings .......................................... 2519 13.1.1 MFDA Issues Notice of Hearing regarding Stephan Headley ........................... 2519
Chapter 25 Other Information ...................................(nil)
Index............................................................................ 2521
March 16, 2007 (2007) 30 OSCB 2289
Chapter 1
Notices / News Releases
1.1 Notices
1.1.1 Current Proceedings Before The Ontario Securities Commission
MARCH 16, 2007
CURRENT PROCEEDINGS
BEFORE
ONTARIO SECURITIES COMMISSION
- - - - - - - - - - - - - - - - - - - - - - - - -
Unless otherwise indicated in the date column, all hearings will take place at the following location:
The Harry S. Bray Hearing Room Ontario Securities Commission Cadillac Fairview Tower Suite 1700, Box 55 20 Queen Street West Toronto, Ontario M5H 3S8
Telephone: 416-597-0681 Telecopier: 416-593-8348
CDS TDX 76
Late Mail depository on the 19th Floor until 6:00 p.m.
- - - - - - - - - - - - - - - - - - - - - - - - -
THE COMMISSIONERS
W. David Wilson, Chair — WDW James E. A. Turner, Vice Chair — JEAT Lawrence E. Ritchie, Vice Chair — LER Paul K. Bates — PKB Harold P. Hands — HPH Margot C. Howard — MCH Kevin J. Kelly — KJK David L. Knight, FCA — DLK Patrick J. LeSage — PJL Carol S. Perry — CSP Robert L. Shirriff, Q.C. — RLS Suresh Thakrar, FIBC — ST Wendell S. Wigle, Q.C. — WSW
SCHEDULED OSC HEARINGS
March 21, 2007
10:00 a.m.
Momentas Corporation, Howard Rash, Alexander Funt, Suzanne Morrison* and Malcolm Rogers*
s. 127 and 127.1
P. Foy in attendance for Staff
Panel: WSW/RWD/CSP
* Settled April 4, 2006
March 23, 2007
10:00 a.m.
Sulja Bros. Building Supplies, Ltd. (Nevada), Sulja Bros. Building Supplies Ltd., Kore International Management Inc., Petar Vucicevich and Andrew DeVries
s. 127 & 127.1
P. Foy in attendance for Staff
Panel: WSW/MCH
March 26, 2007
10:00 a.m.
Robert Patrick Zuk, Ivan Djordjevic, Matthew Noah Coleman, Dane Alan Walton, Derek Reid and Daniel David Danzig*
s. 127
J. Waechter in attendance for Staff
Panel: WSW/DLK
* October 3, 2006 – Notice of Withdrawal
April 2, 2007
10:00 a.m.
An Application for a Hearing and Review of Decisions of the Ontario District Council of the Investment Dealers Association of Canada
Stephen Taub
s. 21.7
Y. Chisholm in attendance for Staff
Panel: RLS/MCH/JEAT
Notices / News Releases
March 16, 2007 (2007) 30 OSCB 2290
April 4, 2007
9:00 a.m.
Norshield Asset Management (Canada) Ltd., Olympus United Group Inc., John Xanthoudakis, Dale Smith and Peter Kefalas
s.127
M. MacKewn in attendance for Staff
Panel: WSW/DLK
April 16, 2007
10:00 a.m.
Merax Resource Management Ltd. carrying on business as Crown Capital Partners, Richard Mellon and Alex Elin
s. 127
H. Craig in attendance for Staff
Panel: TBA
April 17, 2007
10:00 a.m.
Rex Diamond Mining Corporation, Serge Muller and Benoit Holemans
s. 127 & 127(1)
H. Craig in attendance for Staff
Panel: TBA
May 1, 2007
2:30 p.m.
Frank Dunn, Douglas Beatty, Michael Gollogly
s.127
K. Daniels in attendance for Staff
Panel: JEAT
May 7, 2007
10:00 a.m.
Limelight Entertainment Inc., Carlos A. Da Silva, David C. Campbell, Jacob Moore and Joseph Daniels
s. 127 and 127.1
D. Ferris in attendance for Staff
Panel: PJL/ST/JEAT
May 22, 2007
10:00 a.m.
Juniper Fund Management Corporation, Juniper Income Fund, Juniper Equity Growth Fund and Roy Brown (a.k.a. Roy Brown-Rodrigues)
s.127 and 127.1
D. Ferris in attendance for Staff
Panel: ST/DLK
May 23, 2007
10:00 a.m.
Eugene N. Melnyk, Roger D. Rowan, Watt Carmichael Inc., Harry J. Carmichael and G. Michael McKenney
s. 127 and 127.1
J. Superina in attendance for Staff
Panel: TBA
May 28, 2007
10:00 a.m.
Jose Castaneda
s. 127 and 127.1
H. Craig in attendance for Staff
Panel: WSW/DLK
June 5, 2007
10:00 a.m.
Certain Directors, Officers and Insiders of Research In Motion Limited
s. 144
J.S. Angus in attendance for Staff
Panel: JEAT/CSP
June 14, 2007
10:00 a.m.
Peter Sabourin, W. Jeffrey Haver, Greg Irwin, Patrick Keaveney, Shane Smith, Andrew Lloyd, Sandra Delahaye, Sabourin and Sun Inc., Sabourin and Sun (BVI) Inc., Sabourin and Sun Group of Companies Inc., Camdeton Trading Ltd. and Camdeton Trading S.A.
s. 127 and 127.1
Y. Chisholm in attendance for Staff
Panel: TBA
July 9, 2007
10:00 a.m.
*AiT Advanced Information Technologies Corporation, *Bernard Jude Ashe and Deborah Weinstein
s. 127
K. Manarin in attendance for Staff
Panel: TBA
* Settlement Agreements approved February 26, 2007
Notices / News Releases
March 16, 2007 (2007) 30 OSCB 2291
October 9, 2007
10:00 a.m.
John Daubney and Cheryl Littler
s. 127 and 127.1
A.Clark in attendance for Staff
Panel: TBA
October 12, 2007
10:00 a.m.
Firestar Capital Management Corp., Kamposse Financial Corp., Firestar Investment Management Group, Michael Ciavarella and Michael Mitton
s. 127
H. Craig in attendance for Staff
Panel: TBA
October 29, 2007
10:00 a.m.
Mega-C Power Corporation, Rene Pardo, Gary Usling, Lewis Taylor Sr., Lewis Taylor Jr., Jared Taylor, Colin Taylor and 1248136 Ontario Limited
S. 127
A. Sonnen in attendance for Staff
Panel: TBA
TBA Yama Abdullah Yaqeen
s. 8(2)
J. Superina in attendance for Staff
Panel: TBA
TBA John Illidge, Patricia McLean, David Cathcart, Stafford Kelley and Devendranauth Misir
S. 127 & 127.1
K. Manarin in attendance for Staff
Panel: TBA
TBA Hollinger Inc., Conrad M. Black, F. David Radler, John A. Boultbee and Peter Y. Atkinson
s.127
J. Superina in attendance for Staff
Panel: TBA
TBA Euston Capital Corporation and George Schwartz
s. 127
Y. Chisholm in attendance for Staff
Panel: TBA
TBA Microsourceonline Inc., Michael Peter Anzelmo, Vito Curalli, Jaime S. Lobo, Sumit Majumdar and Jeffrey David Mandell
s. 127
J. Waechter in attendance for Staff
Panel: TBA
TBA Philip Services Corp. and Robert Waxman
s. 127
K. Manarin/M. Adams in attendance for Staff
Panel: TBA
Colin Soule settled November 25, 2005
Allen Fracassi, Philip Fracassi, Marvin Boughton, Graham Hoey and John Woodcroft settled March 3, 2006
TBA John Alexander Cornwall, Kathryn A. Cook, David Simpson, Jerome Stanislaus Xavier, CGC Financial Services Inc. and First Financial Services
s. 127 and 127.1
S. Horgan in attendance for Staff
Panel: RLS/DLK/MCH
TBA First Global Ventures, S.A., Allen Grossman and Alan Marsh Shuman
s. 127
D. Ferris in attendance for Staff
Panel: TBA
Notices / News Releases
March 16, 2007 (2007) 30 OSCB 2292
ADJOURNED SINE DIE
Global Privacy Management Trust and Robert Cranston
Andrew Keith Lech
S. B. McLaughlin
Livent Inc., Garth H. Drabinsky, Myron I. Gottlieb, Gordon Eckstein, Robert Topol
Andrew Stuart Netherwood Rankin
Portus Alternative Asset Management Inc., Portus Asset Management Inc., Boaz Manor, Michael Mendelson, Michael Labanowich and John Ogg
Maitland Capital Ltd., Allen Grossman, Hanouch Ulfan, Leonard Waddingham, Ron Garner, Gord Valde, Marianne Hyacinthe, Diana Cassidy, Ron Catone, Steven Lanys, Roger McKenzie, Tom Mezinski, William Rouse and Jason Snow
1.2 Notices of Hearing
1.2.1 Frank Dunn, Douglas Beatty and Michael Gollogly - ss. 127, 127.1
IN THE MATTER OF THE SECURITIES ACT,
R.S.O. 1990, c. S.5, AS AMENDED
AND
IN THE MATTER OF FRANK DUNN, DOUGLAS BEATTY
AND MICHAEL GOLLOGLY
NOTICE OF HEARING (Section 127 and 127.1)
TAKE NOTICE that the Ontario Securities Commission (the “Commission”) will hold a hearing pursuant to sections 127 and 127.1 of the Securities Act,R.S.O. 1990, c.S.5, as amended, at the offices of the Commission, 20 Queen Street West, 17th Floor, Main Hearing Room, Toronto, Ontario, commencing on the 1st day of May, 2007 at 2:30 p.m. or as soon thereafter as the hearing can be held:
TO CONSIDER whether, in the opinion of the Commission, it is in the public interest for the Commission to make an order:
(a) pursuant to paragraph 2 of subsection 127(1), that Frank Dunn (“Dunn”), Douglas Beatty (“Beatty”) and Michael Gollogly (“Gollogly”) cease trading directly or indirectly in securities permanently or for such period as specified by the Commission;
(b) pursuant to paragraph 2.1 of subsection 127(1), that Dunn, Beatty and Gollogly be prohibited from acquiring the securities of any issuer permanently or for such period as specified by the Commission;
(c) pursuant to paragraph 3 of subsection 127(1), that any exemptions contained in Ontario securities law do not apply to Dunn, Beatty and Gollogly permanently or for such period as specified by the Commission;
(d) pursuant to paragraph 6 of subsection 127(1), that Dunn, Beatty and Gollogly be reprimanded;
(e) pursuant to paragraph 7 of subsection 127(1), that Dunn, Beatty and Gollogly resign any positions they hold as a director or officer of any issuer;
Notices / News Releases
March 16, 2007 (2007) 30 OSCB 2293
(f) pursuant to paragraph 8 of subsection 127(1), that Dunn, Beatty and Gollogly be prohibited from becoming or acting as a director or officer of any issuer;
(g) pursuant to paragraph 9 of subsection 127(1), that Dunn, Beatty and Gollogly each pay an administrative penalty of not more than $1,000,000.00 for each failure to comply with Ontario securities law, or such quantum as the Commission deems appropriate;
(h) pursuant to paragraph 10 of subsection 127(1), that Dunn, Beatty and Gollogly each disgorge to the Commission any amounts obtained as a result of non-compliance with Ontario securities law;
(i) pursuant to section 127.1, that Dunn, Beatty and Gollogly pay the costs of Staff’s investigation and the costs of, or related to, the hearing, incurred by or on behalf of the Commission; and
(j) to make such other order as the Commission may deem appropriate.
BY REASON OF the allegations set out in the Statement of Allegations, and such additional allegations as counsel may advise and the Commission may permit;
AND TAKE FURTHER NOTICE that any party to the proceeding may be represented by counsel at the hearing;
AND TAKE FURTHER NOTICE that upon failure of any party to attend at the time and place aforesaid, the hearing may proceed in the absence of that party, and such party is not entitled to any further notice of the proceeding.
DATED at Toronto this 12th day of March, 2007.
“John Stevenson” Secretary to the Commission
IN THE MATTER OF THE SECURITIES ACT,
R.S.O. 1990, c. S.5, AS AMENDED
AND
IN THE MATTER OF FRANK DUNN, DOUGLAS BEATTY
AND MICHAEL GOLLOGLY
STATEMENT OF ALLEGATIONS OF STAFF OF THE
ONTARIO SECURITIES COMMISSION
Further to a Notice of Hearing dated March 12, 2007 Staff of the Ontario Securities Commission make the following allegations:
I. The Respondents and Related Corporate Entities
i) The Respondents
Frank Dunn
1. Frank Dunn (“Dunn”) became the Chief Executive Officer (“CEO”) and President of Nortel (as defined in paragraph 4) on November 1, 2001. Dunn joined Nortel in 1976 and held a variety of finance positions covering a broad spectrum of Nortel’s business areas. In 1980, Dunn received his Certified Management Accounting designation. During the 1990s, Dunn held the position of Deputy Controller, Corporate Control, and was the Senior Finance Executive for the North American business. In 1999, Dunn was appointed Chief Financial Officer (“CFO”) of Nortel. In 2001, Dunn was appointed President and CEO, positions he held until his termination on April 28, 2004. During the period February 2002 to July 2002, Dunn served both as Nortel’s CEO, President and CFO. Dunn became a Director of NNC (as defined below) on March 7, 2000, and a Director of NNL (as defined below) on April 30, 2000, positions which he held until his resignation as a director on May 21, 2004. Dunn was terminated on April 28, 2004. The allegations respecting Dunn are for the conduct described below as improper Revenue Recognition and Provisioning.
Douglas Beatty
2. From July 2002 until April 2004, Douglas Beatty (“Beatty”) was Nortel’s CFO. Beatty is a Chartered Accountant. Beatty joined Nortel in 1985 where he held a number of finance positions before becoming Vice-President of Customer Finance, for North America. In 1995, Beatty left Nortel. Beatty returned to Nortel as its Controller in 1999 and was appointed CFO on July 17, 2002. Beatty was terminated on April 28, 2004. The allegations respecting Beatty are for the conduct described below as improper Revenue Recognition and Provisioning.
Notices / News Releases
March 16, 2007 (2007) 30 OSCB 2294
Michael Gollogly
3. Michael Gollogly (“Gollogly”) became Nortel’s Controller on July 25, 2002. Gollogly is a Chartered Accountant and joined Nortel in 1996. He held various finance positions in the Company, including Vice President of Finance for the Wireless business unit and Vice President of Finance for the Asia Region. Gollogly was terminated on April 28, 2004. The allegations respecting Gollogly are for the conduct described below as Provisioning.
ii) Related Corporate Entities
4. Nortel Networks Corporation (“NNC”) is a reporting issuer in Ontario and its shares are listed on both the Toronto and New York Stock Exchanges under the symbol “NT”. Nortel Networks Limited (“NNL”) is the principal direct operating subsidiary of NNC. NNL is a reporting issuer in Ontario and its preferred shares are also listed on the Toronto Stock Exchange. The Head Offices of NNC and NNL, collectively known as Nortel, are located in Brampton, Ontario. Nortel provides networking and communication services to customers internationally.
II. Overview of Staff’s Allegations
5. The conduct at issue relates to Nortel’s financial results for the fiscal year ended December 31, 2000, the third and fourth quarters of 2002 and the first and second quarters of 2003. These time periods are referred to herein individually as the “Relevant Fiscal Periods” and collectively as the “Material Time”.
6. As required by the Act, for each of the Relevant Fiscal Periods, each of NNC and NNL prepared and filed with the Commission financial statements which were represented to have been prepared in accordance with generally accepted accounting principles (“GAAP”) in either Canada or the U.S., as the case may be. The results in the financial statements were reflected in further financial disclosure filed with the Commission and more particularly described in Schedule “A” attached hereto and described as Nortel’s “Public Financial Disclosure”. The results in the financial statements for each Relevant Fiscal Period continued to be reflected in subsequent time period filings. All dollar amounts reflected herein are in U.S. dollars.
7. Sections 77 and 78 of the Act direct that all financial statements filed with the Commission must be prepared in accordance with GAAP. Moreover, all financial statements and material filed with the Commission must not be misleading or untrue or omit a fact which would render it misleading.
8. Staff allege that the Respondents (in the manner described herein) authorized, permitted or acquiesced in the making of material misstatements in Nortel’s Public Financial Disclosure in circumstances where they knew or ought to have known that such statements were materially misleading, contrary to the Act. Further, the Respondents, each officers of Nortel, breached their duty of care by failing to act prudently and on a reasonably informed basis
in respect of ensuring the fairness and completeness of Nortel’s financial disclosure.
9. During the Material Time, the Respondents failed to implement appropriate internal controls and procedures to identify, supervise, monitor, control and to fully disclose accounting practices relating to the recognition of revenue and/or the proper recording and release of accrued liabilities and other provisions.
10. Moreover, the manner in which the achievement of earnings targets was emphasized by the Respondents led to a corporate culture of non-compliance with GAAP. That culture was instigated and/or reinforced by the Respondents, who failed to apply reasonable internal controls in circumstances where they knew or ought to have known that such conduct could or would lead to unreliable and materially misleading financial disclosure.
11. The conduct described herein relates to two types of improper accounting practices. During the year ended December 31, 2000, there was a material amount of revenue improperly recognized (“Revenue Recognition”). During the third and fourth quarters of 2002 and the first and second quarters of 2003, accrued liabilities and provisions (including accruals and reserves and collectively referred to as “Provisions”) were improperly recorded and/or released into income ( “Provisioning”).
i) Revenue Recognition
12. The Respondents Dunn and Beatty, along with other Nortel senior corporate finance management, inappropriately changed Nortel’s accounting policies and/or practices several times during the 2000 fiscal year, either to recognize revenue prematurely or to defer the recognition of revenue to a subsequent period. These same senior corporate finance managers did not understand the relevant U.S. GAAP requirements, misapplied these U.S. GAAP requirements and, in certain circumstances, “turned a blind eye” to these U.S. GAAP requirements. As a result, revenue was recognized for numerous transactions for the fiscal year ended December 31, 2000 in a manner not in accordance with U.S. GAAP. The Respondents Dunn and Beatty participated and/or acquiesced in this conduct which they knew or ought to have known was driven by the objective of closing the gap between actual and targeted revenue and earnings.
ii) Provisioning
13. In respect of the Provisioning conduct, the Respondents, along with Nortel finance staff, engaged in a course of conduct where Provisions were recorded and released in subsequent periods for purported valid business contingencies during the second half of 2002 and the first half of 2003. The Provisioning conduct was undertaken to ensure Nortel met earnings targets and was undertaken in a manner inconsistent with Canadian and U.S. GAAP.
14. The Provisioning conduct occurred in circumstances in which finance employees carried out
Notices / News Releases
March 16, 2007 (2007) 30 OSCB 2295
accounting practices relating to the recording and release of certain accrued liabilities and provisions that were not in accordance with U.S. or Canadian GAAP during the third and fourth quarters of 2002 and the first and second quarters of 2003. The aggregate value of the Provisions was material in that the amount recorded resulted in the difference between a profit and a reported loss, on a pro forma basis, in the fourth quarter of 2002 and the difference between a loss and a reported profit, on a pro forma basis, in the first and second quarters of 2003. The pro forma calculations were used by Nortel to make its determination on whether to award various bonus payments and were further used in the preparation of its Public Financial Disclosure.
15. The Respondents participated, acquiesced in and/or knew or ought to have known of this conduct and failed to implement and effect proper controls to prevent this conduct.
iii) Particular Allegations of Conduct against the Respondents
16. In respect of the Respondents:
(i) It is alleged that Dunn and Beatty authorized, permitted or acquiesced in the Revenue Recognition conduct described in paragraph 12 above and, further, knew or ought to have known of such conduct by Nortel employees under their control and supervision;
(ii) It is alleged that Dunn, Beatty and Gollogly authorized, permitted or acquiesced in the Provisioning conduct described in paragraphs 13 to 15 above and, further, knew or ought to have known of such conduct by Nortel employees under their control and supervision; and
(iii) It is alleged that Dunn, Beatty and Gollogly breached their duty of care by failing to act prudently and on a reasonably informed basis, and thereby acted contrary to the public interest.
iv) Admissions by Nortel
17. Nortel has admitted in its public disclosure made since 2003 that these inappropriate accounting practices and lack of internal controls contributed to the issuance of financial statements by the Company during the Material Time that were not in compliance with U.S. and/or Canadian GAAP. As a result of these practices and control failures, Nortel was required to restate its publicly disclosed U.S. and Canadian GAAP financial statements for the Relevant Fiscal Periods and other fiscal periods as described herein.
III. The Restatements and Independent Reviews
i) First Restatement
18. In May 2003, Gollogly initiated certain balance sheet reviews at the direction of certain members of management that led to a comprehensive review and analysis of the Company’s assets and liabilities (the “Comprehensive Review”).
19. The Comprehensive Review focused on: (i) identifying balance sheet accounts that, as at June 30, 2003, were not supportable and required adjustment; (ii) determining whether such adjustments related to the third quarter of 2003 or prior periods; and (iii) documenting certain account balances in accordance with Nortel’s accounting policies and procedures.
20. The Comprehensive Review was supplemented by additional procedures carried out between July and November 2003 to quantify the effects of potential adjustments and to review the appropriateness of releases of certain contractual liabilities and other related provisions (also called accruals, reserves or accrued liabilities) in the six fiscal quarters ending with the fiscal quarter ended June 30, 2003.
21. The Comprehensive Review, as supplemented, resulted in the restatement (effected in December 2003) of Nortel’s consolidated financial statements for the years ended December 31, 2002, 2001 and 2000 and for the quarters ended March 31, 2003 and June 30, 2003 (the “First Restatement”).
22. The net effect of the adjustments made to NNC’s financial statements in the First Restatement was a reduction in accumulated deficit of $497 million, $178 million and $31 million as at December 31, 2002, 2001 and 2000, respectively. Among the adjustments made as part of the First Restatement, approximately $935 million and $514 million of certain liabilities (primarily Provisions) carried on NNC’s previously reported consolidated balance sheet as at December 31, 2002 and 2001, respectively, were released to income in prior periods.
23. On December 23, 2003, each of NNC and NNL filed with the United States Securities and Exchange Commission (the “SEC”) its amended Annual Report on Form 10-K/A for the year ended December 31, 2002 and amended Quarterly Reports on Form 10-Q/A for the quarters ended March 31, 2003 and June 30, 2003 reflecting the First Restatement. On the same date, these documents, together with the corresponding filings represented to have been prepared in accordance with Canadian GAAP, were filed with the Commission.
24. In conjunction with the First Restatement, Nortel’s external auditors, Deloitte & Touche LLP (“D&T”), informed the Audit Committees of the Boards of Directors of NNC and NNL (collectively, the “Audit Committee”) that there were two “reportable conditions”, each of which constituted a “material weakness” in Nortel’s internal control over financial reporting (as such terms were formerly defined
Notices / News Releases
March 16, 2007 (2007) 30 OSCB 2296
under standards established by the American Institute of Certified Public Accountants (the “AICPA”), which were applicable in 2003). These reportable conditions, which were disclosed in NNC’s and NNL’s Quarterly Reports on Form 10-Q for the quarter ended September 30, 2003, filed with the SEC and the Commission in November 2003, were as follows:
(i) lack of compliance with established Nortel procedures for monitoring and adjusting balances relating to certain accruals and provisions, including restructuring charges; and
(ii) lack of compliance with established Nortel procedures for appropriately applying U.S. GAAP to the initial recording of certain liabilities, including those described in Statement of Financial Accounting Standards (“SFAS”) No. 5, “Accounting for Contingencies” (“SFAS No. 5”), and to foreign currency translation as described in SFAS No. 52, “Foreign Currency Translation” (“SFAS No. 52”).
25. In a Financial Reporting Update dated November 11, 2003, Gollogly reported to the Audit Committee that the results of the balance sheet review would require a restatement and that the causal factors of the restatement were:
• “Provisions recorded incorrectly in prior periods or not properly released in appropriate periods;
• Provisions not adjusted for changes in estimates in appropriate periods;
• Costs incorrectly charged to operations rather than appropriate provisions;
• Accruals were recorded in excess of the amounts that now have been determined would have been appropriate at the time of the recording;
• Revenue recognition on certain contracts should have been deferred to later periods.”
ii) Independent Review
26. In late October 2003, the Audit Committee initiated an independent review of the facts and circumstances leading to the First Restatement (the “Independent Review”), and engaged the law firm Wilmer Cutler Pickering Hale and Dorr LLP (“WilmerHale”) to advise it in connection with the Independent Review. WilmerHale retained Huron Consulting Services LLC (“Huron”) to provide expert accounting assistance.
27. Through the Independent Review, the Audit Committee sought to gain a full understanding of the events that caused significant excess liabilities to be maintained on Nortel’s balance sheet that needed to be restated, and to recommend that the Boards of Directors of NNC and NNL (collectively, the “Board”) adopt, and direct management to implement, necessary remedial measures to address personnel, controls, compliance and discipline.
28. The Independent Review focused initially on events relating to the establishment and release of contractual liabilities and other related provisions in the second half of 2002 and the first half of 2003, including the involvement of the Company’s senior corporate leadership. As the review evolved, its focus broadened to include specific provisioning activities in each of the Company’s business units and geographic regions and expanded to include provisioning activities in the third and fourth quarters of 2003.
29. Based on periodic reports by WilmerHale on the progress of the Independent Review, the Audit Committee recommended, and the Board approved, the termination for cause in April 2004 of the Respondents, and in August 2004 of seven additional senior finance employees with significant responsibility for Nortel’s financial reporting as a whole or for their respective business units and geographic regions.
30. In January 2005, the Audit Committee reported to the Board the findings of the Independent Review as set forth in a document entitled “Summary of Findings and of Recommended Remedial Measures of the Independent Review” submitted to the Audit Committee by WilmerHale and Huron (the “Independent Review Summary”). The Audit Committee adopted the findings of the Independent Review and the recommended remedial measures set forth in the Independent Review Summary in their entirety. The Independent Review Summary was appended to a press release issued by Nortel on January 11, 2005 and filed with the Commission and was reproduced in NNC’s and NNL’s Annual Reports on Form 10-K for the year ended December 31, 2003 (collectively, the “2003 Annual Report”) filed with the SEC and the Commission in January 2005.
31. The Independent Review concluded that former corporate management (who had been terminated for cause) and former finance management in Nortel’s finance organization (who had also been terminated for cause) endorsed, and employees carried out, accounting practices relating to the recording and release of provisions that were not in compliance with U.S. GAAP in at least four quarters, including the third and fourth quarters of 2002 and the first and second quarters of 2003. In three of those four quarters – when Nortel was at, or close to, break even – these practices were undertaken to meet internally imposed pro forma earnings before taxes (“EBT”) targets. While the dollar value of most of the individual provisions was relatively small, the aggregate value of the provisions made the difference between a profit and a reported loss, on a pro forma basis, in the fourth quarter of 2002 and the difference between a loss and a reported profit, on a pro forma basis, in the first and second quarters of 2003. This
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conduct caused Nortel to report a loss in the fourth quarter of 2002 and to pay no employee bonuses, and to achieve and maintain profitability in the first and second quarters of 2003, which, in turn, caused it to pay bonuses to all Nortel employees including significant bonuses to senior management under bonus plans tied to a pro forma profitability metric.
32. At the request of the Audit Committee, the Independent Review Summary also set forth governing principles for remedial measures recommended by WilmerHale. The recommendations were directed at:
(i) establishing standards of conduct to be enforced through appropriate discipline;
(ii) infusing strong technical skills and experience into the Finance organization;
(iii) requiring comprehensive, on-going training on increasingly complex accounting standards;
(iv) strengthening and improving internal controls and processes;
(v) establishing a compliance program throughout the Company which is appropriately staffed and funded;
(vi) requiring management to provide clear and concise information, in a timely manner, to the Board to facilitate its decision-making; and
(vii) implementing an information technology platform that improves the reliability of financial reporting and reduces opportunities for manipulation of results.
33. The Audit Committee recommended, and the Board approved, the adoption of all of the recommendations contained in the Independent Review Summary including the following findings and conclusions:
• “ ... Former corporate management (now terminated for cause) and former finance management (now terminated for cause) in the Company’s finance organization endorsed, and employees carried out, accounting practices relating to the recording and release of provisions that were not in compliance with U.S. generally accepted accounting principles (“U.S. GAAP”) in at least four quarters, including the third and fourth quarters of 2002 and the first and second quarters of 2003 ...”;
• “These practices were undertaken to meet internally imposed pro-forma earnings before taxes (“EBT”) targets. ... The aggregate value of the provisions
made the difference between a profit and a reported loss, on a pro forma basis, in the fourth quarter of 2002 and the difference between a loss and a reported profit, on a pro forma basis, in the first and second quarters of 2003. This conduct caused Nortel to report a loss in the fourth quarter of 2002 and to pay no employee bonuses, and to achieve and maintain profitability in the first and second quarters of 2003, which in turn, caused it to pay bonuses to all Nortel employees and significant bonuses to senior management under bonus plans tied to the pro forma profitability metric.” ... ;
• “When Frank Dunn became CFO in 1999, and then CEO in 2001, he drove senior management in his finance organization to achieve EBT targets that he set with his senior management team. The provisioning practices adopted by Dunn and other finance employees to achieve internal EBT targets were not in compliance with U.S. GAAP. ... Dunn and others stretched the judgment inherent in the provisioning process to create a flexible tool to achieve EBT targets”;
• “The failure to follow U.S. GAAP with respect to provisioning can be understood in light of the management, organizational structure, and internal controls that characterized Nortel’s finance organization. The characteris-tics, discussed below, include:
• Management “tone at the top” that conveyed the strong leadership message that earn-ings targets could be met through application of account-ing practices that finance managers knew or ought to have known were not in compliance with U.S. GAAP and that questioning these practices was not acceptable;
• Lack of technical accounting expertise which fostered accounting practices not in compliance with U.S. GAAP;
• Weak or ineffective internal controls which, in turn, provided little or no check on inaccurate financial reporting;
• Operation of a complicated “matrix” structure which contri-
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buted to a lack of clear responsibility and accountability by business units and by regions; and
• Lack of integration between the business units and corporate management that led to a lack of transparency regarding provisioning activity to achieve internal EBT targets.”
iii) Second Restatement
34. As the Independent Review progressed, the Audit Committee directed Nortel’s new corporate management to examine in depth the concerns identified by WilmerHale regarding Provisioning activity. That examination, and other errors identified by management including errors relating to revenue recognition, led to the restatement of Nortel’s financial statements for the years ended December 31, 2002 and 2001 and the quarters ended March 31, 2003 and 2002, June 30, 2003 and 2002 and September 30, 2003 and 2002 (the “Second Restatement”), and the revision of NNC’s previously announced unaudited results for the year ended December 31, 2003.
35. Overall in the Second Restatement, as a result of adjustments to correct errors related to revenue recognition, NNC increased revenue by an aggregate of $1.492 billion in 2001 and $439 million in 2002. NNC also increased previously announced 2003 revenue by an aggregate of $386 million. Most of these adjustments constituted the recognition of revenue that had previously been improperly recognized in prior years and should have been deferred (often over a number of years). This also had the effect of reducing previously reported revenue in 1998, 1999 and 2000 by approximately $158 million, $355 million and $2.866 billion, respectively. Of these adjustments identified in the Second Restatement, approximately $750 million of revenue was deferred to years after 2003, while approximately $250 million of revenue was permanently reversed.
36. On January 11, 2005, NNC filed with the SEC its Annual Report on Form 10-K for the year ended December 31, 2003 reflecting the Second Restatement. On the same date, this document, together with the corresponding filings represented to have been prepared in accordance with Canadian GAAP, were filed with the Commission. On January 18, 2005, NNL filed with the SEC its Annual Report on Form 10-K for the year ended December 31, 2003 reflecting the Second Restatement. On the same date, this document was filed with the Commission. On January 19, 2005, NNL filed with the Commission the corresponding filings represented to have been prepared in accordance with Canadian GAAP.
37. Some of the adjustments related to errors involving issues in connection with arrangements known as “bill and hold” transactions. With respect to the fourth quarter of 2000, approximately $1 billion of revenue was recognized incorrectly from bill and hold transactions which
failed to meet the appropriate accounting guidance as set out in the SEC’s Staff Accounting Bulletin 101, “Revenue Recognition in Financial Statements”.
38. Over the course of the Second Restatement process, management and D&T identified a number of additional reportable conditions, each constituting a material weakness, in Nortel’s internal control over financial reporting as at December 31, 2003. At the time of the Second Restatement, a total of six material weaknesses had been identified. The material weaknesses identified were:
(i) lack of compliance with written Nortel procedures for monitoring and adjusting balances related to certain accruals and provisions, including restructuring charges and contract and customer accruals;
(ii) lack of compliance with Nortel procedures for appropriately applying applicable GAAP to the initial recording of certain liabilities, including those described in SFAS No.5, and to foreign currency translation as described in SFAS No. 52;
(iii) lack of sufficient personnel with appropriate knowledge, experience and training in U.S. GAAP and lack of sufficient analysis and documentation of the application of U.S. GAAP to transactions, including, but not limited to, revenue transactions;
(iv) lack of a clear organization and accountability structure within the accounting function, including insufficient review and supervision, combined with financial reporting systems that are not integrated and which require extensive manual interventions;
(v) lack of sufficient awareness of, and timely and appropriate remediation of, internal control issues by Nortel personnel; and
(vi) an inappropriate “tone at the top”, which contributed to the lack of a strong control environment. As reported in the Independent Review Summary, there was a “[m]anagement ‘tone at the top’ that conveyed the strong leadership message that earnings targets could be met through application of accounting practices that finance managers knew or ought to have known were not in compliance with U.S. GAAP and that questioning these practices was not acceptable”.
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iv) Revenue Independent Review
39. In light of the magnitude of the Second Restatement adjustments to previously reported revenue, the Audit Committee determined to review the facts and circumstances leading to the restatement of these revenues for specific transactions identified in the Second Restatement (the “Revenue Independent Review”), with a particular emphasis on the underlying conduct that led to the initial recognition of these revenues. The Revenue Independent Review also considered any appropriate additional remedial measures, including those involving internal controls and processes.
40. The Audit Committee engaged WilmerHale to advise it in connection with the Revenue Independent Review. WilmerHale retained Huron to provide expert accounting assistance.
41. The Revenue Independent Review focused principally on transactions that accounted for approximately $3.0 billion of the $3.4 billion in restated revenue from the Second Restatement, with a particular emphasis on transactions that accounted for approximately $2.6 billion in 2000.
42. The findings of the Revenue Independent Review were presented to the Audit Committee and the Board and disclosed in NNC’s and NNL’s amended Annual Reports on Form 10-K/A for the year ended December 31, 2005 (collectively, the “2005 Annual Report”) filed with the SEC and the Commission.
43. The Revenue Independent Report concluded in the 2005 Annual Report:
“the Revenue Independent Review found that in an effort to meet internal and external targets, the senior corporate finance management team ... changed the accounting policies of the Company several times during 2000, either to defer revenue out to a subsequent period or pull revenue in to the current period. After changing internal accounting policies, senior corporate finance management did not understand relevant U.S. GAAP, misapplied these GAAP requirement, and, in certain circumstances, turned a blind eye to these U.S. GAAP requirements. As a result, Nortel recognized revenue for numerous transactions with disregard for the proper accounting and this conduct was driven by the need to close revenue and earnings gaps.”
v) Third Restatement
44. As part of its remediation efforts and to compensate for the material weaknesses in Nortel’s internal control over financial reporting, management undertook in 2005 and early 2006 to enhance Nortel’s internal controls and procedures relating to recognition of revenue. These efforts included extensive documentation and review of customer contracts for revenue recognized in 2005 and earlier periods. As a result of the contract
review, it became apparent that certain of the contracts had not been accounted for properly under U.S. GAAP. Most of these errors related to contractual arrangements involving multiple deliverables, for which revenue recognized in prior periods should have been deferred to later periods, under SEC Staff Accounting Bulletin 104, “Revenue Recognition” and AICPA Statement of Position (“SOP”) 97-2, “Software Revenue Recognition”.
45. In addition, based on Nortel’s review of its revenue recognition policies and discussions with D&T as part of the 2005 audit, Nortel determined that in its previous application of these policies, it had misinterpreted certain of these policies principally related to complex contractual arrangements with customers where multiple deliverables were accounted for using the percentage-of-completion method of accounting under SOP 81-1, “Accounting for Performance of Construction-Type and Certain Production-Type Contracts”. In correcting the application errors, the timing of revenue recognition was frequently determined to be incorrect, with revenue having generally been recognized prematurely when it should have been deferred and recognized in later periods.
46. Management’s determination that these errors required correction led to the Audit Committee’s decision on March 9, 2006 to effect a restatement of Nortel’s financial statements for the years ended December 31, 2004, 2003, 2002 and 2001 and the first three quarters of 2005 (the “Third Restatement”). Overall in the Third Restatement, as a result of adjustments to correct errors related to revenue recognition, NNC decreased revenue by an aggregate of $261 million, $312 million and $520 million in 2003, 2004 and the first nine months of 2005, respectively. These adjustments constituted the recognition of revenue that had previously been improperly recognized in prior periods and should have been deferred to future periods. This also had the effect of reducing NNC’s previously reported revenue in 2001 and 2002 by approximately $67 million and $270 million, respectively.
47. Following the announcement of the Third Restatement on March 10, 2006, the Audit Committee directed the Internal Audit group to conduct a review of the facts and circumstances surrounding the Third Restatement principally to review the underlying conduct of the initial recording of the errors and any overlap of items in the Third Restatement and the Second Restatement. Internal Audit engaged third party forensic accountants to assist in the review. On completion of its review, Internal Audit reported to the Audit Committee that, among other things, it found no evidence of intent to improperly record revenue associated with the contracts included in the Third Restatement nor any evidence of misconduct other than what was previously reported by WilmerHale in connection with the Independent Review and Revenue Independent Review. The findings of Internal Audit were disclosed in NNC’s and NNL’s Quarterly Reports on Form 10-Q for the quarter ended March 31, 2006 filed with the SEC and the Commission.
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IV. Allegations relating to the Provisioning Conduct during the Second Half of 2002 and the First Half of 2003
i) U.S. and Canadian GAAP for the Accounting of Accrued Liabilities
48. The criteria for the establishment of Provisions are similar under U.S. and Canadian GAAP. Generally, both require that a reasonable estimate be made of the amount and that it be probable that some future economic benefit will be given up by the company.
49. In respect of estimating Provisions within a range, U.S. GAAP provides that where there is a reasonable range and where the amounts within the range are equally probable, the minimum amount of the range should be accrued. Similar guidance can be found in respect of Canadian GAAP.
50. Nortel, in recording Provisions, used a measure it coined “conservatism”. Contrary to commonly accepted accounting usage of the term “conservatism”, in the accounting culture at Nortel “conservatism” was utilized to support estimates based on the worst case scenario, which resulted in the maximum value in a range being recorded. Such application of “conservatism” in the estimation of Provisions is contrary to Canadian and U.S. GAAP.
51. Both Canadian and U.S. GAAP provide that changes in estimates should be accounted for in the period of the change, rather than deferred to subsequent time periods.
52. It is the admission of Nortel, through its Audit Committee Report, that the inherent judgment in applying GAAP to determine when to record and adjust or release Provisions to estimate their quantum was stretched in the Provisioning process to bridge the gap between actual and targeted EBT. This strategic use of Provisions was contrary to both Canadian and U.S. GAAP and led to misstated Public Financial Disclosure.
ii) Journal Entry Practices
53. During the Material Time, practices relating to the posting of journal entries deviated from prior Nortel policy and/or practice. These practices demonstrated the absence of appropriate internal controls over the posting of journal entries and contributed to the practice of estimating and recording Provisions without consideration of GAAP, thereby leading to misstated financial statements. Nortel has admitted that during the second half of 2002 and the first half of 2003 the recording of Provisions was done without sufficient internal controls and monitoring or in a manner which failed to provide reasonable assurance as to the reliability of financial reporting in compliance with GAAP.
54. Despite U.S. and Canadian GAAP guidancerequiring the application of a probability analysis that an event will occur and that the amount is reasonably estimable, Nortel finance employees engaged in a practice
in which Provisions were improperly recorded and retained as reserves and/or released into income, as needed, to meet quarterly earnings targets. The establishment of excessive reserve accounts for Provisions, and the failure to release reserves when appropriate may be described as the creation of a “cookie jar”. The practice of establishing excess Provisions and in not releasing Provisions appropriately was engaged in throughout operational, regional and corporate levels at Nortel, to close the gap between targeted and actual EBT in subsequent quarters. Dunn, Beatty and Gollogly each knew or ought to have known of this practice. Dunn was aware of this practice as early as the year 2000.
55. These practices were so prevalent at Nortel that the finance employees developed their own language to describe this practice. For example, “hardness” was a term used to describe Provisions which could be released or retained to meet earnings targets in a future quarter. Similarly, “scrubbing” was a term used to describe a process whereby the balance sheet was reviewed to establish “hardness” or to identify additional Provision adjustments, also known as “opportunities”, that could be used to manipulate earnings. As set out above, “conservatism” was a term used in estimating the value of a Provision using the worst case scenario.
56. The aggregate effect of the Provisioning activity on reported income levels was significant and material.
iii) The Third Quarter of 2002 (“Q3 2002”) - The Accrued Liabilities
Project
57. In August 2002, Beatty ordered a company-wide accrued liabilities analysis (the “Accrued Liabilities Project”). The focus of the Accrued Liabilities Project was to determine the cash and non-cash impact of the release of accrued liabilities (Provisions) and to assess which profit and loss accounts were affected by the release of accrued liabilities.
58. As a result of the Accrued Liabilities Project, by Q3, 2002, $303 million of Provisions were identified as no longer required and available for release effective June 30, 2002. Despite the foregoing, approximately half of the $303 million was not released in Q3, 2002. Rather, finance employees were permitted to maintain a “cookie jar” and to release the Provisions on an “as-needed” basis to close the gap between targeted and actual EBT in future quarters. As at the date the excess Provisions were identified the financial statements were not adjusted nor did Nortel make reference in its Public Financial Disclosure to these Provisions. No effort was made to determine when the liabilities had arisen and in what quarter the Provisions were extinguished and should have been released or adjusted.
59. Subsequently, as part of the Second Restatement, Nortel determined in March of 2004 that the $303 million worth of Provisions identified as appropriate for release in
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Q2, 2002 were either not released or released into subsequent time periods.
60. The release of Provisions in subsequent time periods was done in contravention of both U.S. and Canadian GAAP and contributed to a misstatement in the Public Financial Disclosure for both the periods in which the accrued liabilities were released and for the periods in which they should have been released. The Respondents were each aware or ought to have been aware of the above facts and should have taken steps to ensure that the Provisions were released in the proper period and properly disclosed. Moreover, the Respondents were each aware or ought to have been aware, that as a result of the Accrued Liabilities Project, the internal controls and procedures regarding the estimating, recording and monitoring of liabilities were not effective or reliable and immediate steps ought to have been taken to monitor and remedy the situation.
iv) The Fourth Quarter of 2002 (“Q4, 2002”) – The Late Accruals List Converted a Profit to a Loss
61. In November 2002, Dunn announced the Return to Profit (“RTP”) bonus plan, available to all employees, including the Respondents. The RTP provided that bonuses would be paid out in the first quarter of pro forma profitability. Nortel stated publicly that it expected to achieve profitability by Q2, 2003.
62. During the first three quarters of 2002, Nortel experienced significant losses and on December 19, 2002 management reported to the Board it expected losses to continue into the fourth quarter of 2002 at an estimated $100 million of pro forma loss before taxes (“LBT”). Despite the foregoing, there was a significant differential between what was reported to the Board and the internal estimate of LBT, known to Dunn and Beatty. In fact, during the closing period of Q4, 2002 the internal consolidated results showed that Nortel achieved a pro forma earnings before taxes (“EBT”), contrary to what was previously reported to the Board.
63. On or about January 5, 2003, the operational and regional groups and Global Operations were advised by Nortel’s head office financial planning group, at the direction of Gollogly, to seek additional accrued liabilities to record during the closing process. This “call-out” to look for further accrued liabilities resulted in a “Late Accruals List”, which over a two-day period systematically identified a total of $176.3 million worth of additional accrued liabilities.
64. Of the $176.3 million of accruals, a significant portion were reported in the final financial statements and had the effect of converting a pro forma profit into a pro forma loss at the close of the quarter, such that no bonus was paid out pursuant to the RTP.
65. Through the subsequent Audit Committee Report and Restatement, Nortel determined that of the late accruals, $66.3 million were improperly recorded. The effect is that while some of the Provisions recorded
following the call-out were not improper, but for the recording of the $66.3 million of improper accrued liabilities, the pro forma loss of $62 million would have been a $4.3 million pro forma profit. That profit was not expected by the market, nor was it sufficient to support the RTP.
66. Dunn, Beatty and Gollogly knew or ought to have known that this call-out for additional Provisions was undertaken in an improper manner for the purpose of returning results to target. They each knew that Nortel was on the cusp of returning to profitability, an event of material importance to the market and a trigger for significant bonus payments. As such, they ought to have exercised an appropriate degree of care and due diligence in preparing and supervising the preparation of the financial results. They each failed to ensure that proper care was taken and, therefore, each failed in their duties and acted contrary to the public interest.
v) The First Quarter of 2003 (“Q1, 2003”) – Operating Loss Converted to a Profit
67. During the first quarter of 2003 there was a slight decline in revenue at Nortel, however, the publicly announced push to profitability by Q2, 2003 continued. Internal senior management targets for EBT reflected a drive towards profitability in Q1, 2003. At the close of Q1, 2003 a pro forma profit was reported and, as a result, the first tranche of the RTP was awarded.
68. In Q1, 2003 releases of Provisions were required to meet senior management’s EBT targets. During this quarter, the ongoing analysis of Provisions available for “hardness” and release continued. Senior finance management engaged in a pattern of identifying and shifting Provisions between reporting periods without regard to GAAP to bridge the gap between earnings and targets.
69. When reporting to the Audit Committee, Beatty and Gollogly identified $361 million of releases of Provisions. They advised that the bulk of the releases were in the ordinary course and that the remainder of the releases were one time, non-recurring events.
70. Through the Restatement process, Nortel determined that a portion of the $361 million was attributable to what it describes as accounting “errors” and but for those “errors” the pro forma profit of $40 million would not have been achieved and the first tranche of the RTP would not have been awarded.
71. Dunn, Beatty and Gollogly knew or ought to have known about the improper Provisioning activity which led to a material misstatement, converting a loss to a profit in the quarterly reported financial statements and should have taken steps to ensure Nortel properly reported its results.
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vi) The Second Quarter of 2003 (“Q2, 2003”) – Pro Forma Loss Converted to a Profit
72. During the second quarter of 2003, Nortel’s revenue expectations faced a more pronounced decline than the previous quarter. As in the previous quarter, EBT targets were established by senior management at Head Office, which continued to press for profitability. Bridging the gap between the targets set in the internal forecasts and the projected EBT from management at the product and regional levels required a release into income of Provisions. During this quarter the release of Provisions again converted a pro forma loss to a pro forma profit and the second tranche of the RTP was awarded.
73. Through the Restatement process, Nortel determined that a portion of the $372 million released in this quarter was attributable to accounting “errors” and but for those “errors” a pro forma profit of $34 million would not have been achieved and the second tranche of the RTP would not have been awarded.
74. Dunn, Beatty and Gollogly knew or ought to have known of the improper Provisioning activity which led to the filing of materially misstated Public Financial Disclosure.
vii) RTP Bonuses Awarded and Paid
75. On the basis of the 2003 pro forma results, the Respondents were awarded and received the following RTP bonuses:
Dunn $3,540,000.00
Beatty $1,275,000.00
Gollogly $300,000.00
V. Issues Respecting the Recognition of Revenue for the Year Ending December 31, 2000
76. As concluded by Nortel in the Revenue Independent Review, during 2000, accounting practices and/or policies were changed in order that the recording of revenue could be manipulated to meet publicly announced revenue and earnings targets.
77. One of the accounting practices manipulated to meet revenue and earnings targets related to the improper recognition of revenue on bill and hold transactions. During the year 2000, in excess of $1 billion of revenue was recognized incorrectly from bill and hold transactions which failed to meet the appropriate accounting guidance as set out in the SEC’s Staff Accounting Bulletin titled “Revenue Recognition in Financial Statements” SAB 101.
78. In particular, revenue recognized on bill and hold transactions was supported, in part, by Risk of Loss (“ROL”) letters. ROL letters received from customers acknowledged that title to goods and the risk of loss to those goods had transferred to the customer even though Nortel maintained possession of the goods.
79. In the second quarter of 2000, revenue was greater than analysts’ expectations and the use of ROL letters was banned at Nortel to assist in the reduction of revenue to meet expectations. In the fourth quarter of 2000, revenue was less than anaylsts’ expectations and the use of ROL letters was reinstated to facilitate the recognition of more than $1 billion of revenue. Such changes in practices and/or policies on a quarterly basis for the purpose of achieving pre-determined results were inconsistent with U.S. and Canadian GAAP. The practice and/or policy changes were not disclosed. Moreover, during this period the manner in which ROL letters were used at Nortel was inappropriate, in part, as the letters were initiated by Nortel, not by the customer.
80. The foregoing conduct regarding the use of ROL letters was in violation of U.S. and Canadian GAAP and was conducted in an environment where revenue recognition practices and/or policies were amended and utilized to meet internal and external revenue targets rather than for any bona fide accounting reason. The amendments to accounting practices and/or policies particularly in relation to the use of ROL letters, were done at a time and in circumstances where Dunn and Beatty knew or ought to have known of such conduct that was not in accordance with GAAP and would lead to materially misleading Public Financial Disclosure.
81. In addition to the foregoing, during the process of reviewing the financial results of Nortel for the year ended December 31, 2000, Dunn determined that revenue results were higher than analysts’ expectations while EBT was within analysts’ expectations. Dunn instructed Beatty, then the Controller of Nortel, to ‘scrub’ revenue in a manner which would have minimal impact on EBT while ensuring that revenue was recorded at a level more consistent with analysts’ expectations. As a result of the scrub, $630 million of revenue was reversed.
82. Although the results of the scrub did not form part of Nortel’s restatement process as an accounting irregularity, Staff alleges that the conduct was inappropriately motivated by a culture of non-compliance with GAAP to meet earnings and revenue targets. Such conduct was contrary to the public interest.
VI. Financial Disclosure During the Material Time
83. The Respondents authorized, permitted or acquiesced in Nortel making statements in its Public Financial Disclosure, as set out in Schedule “A” attached hereto, filed under Ontario securities law, that in a material respect and at the time and in light of the circumstances under which they were made, they knew or ought to have known were misleading or untrue or did not state a fact that was required to be stated or that was necessary to the make the statements not misleading.
84. During the second half of 2002 and the first half of 2003, the Respondents, failed to implement appropriate policies and controls to identify and prevent the recording and release of accrued liabilities to manage earnings contrary to Canadian or U.S. GAAP. In addition, during the
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year ending December 31, 2000, Dunn and Beatty failed to implement appropriate policies to recognize revenue in accordance with GAAP.
85. During the Material Time, for the conduct and time periods described above, the Respondents authorized, permitted and/or acquiesced in a culture of non-compliance with both Canadian and U.S. GAAP in circumstances where they knew or ought to have known that such conduct would lead to materially misstated financial disclosure. Such conduct was contrary to the public interest.
VII. Conduct Contrary to the Public Interest
86. Staff alleges that the conduct set out above of the Respondents violates Ontario securities law as specified and constitutes conduct contrary to the public interest.
SCHEDULE “A”
NNC filed the following list of documents with the Ontario Securities Commission for the Material Time:
• News release announcing financial results for the quarter and year ended December 31, 2000 dated January 18, 2001 and filed on SEDAR on January 18, 2001;
• Annual report for the fiscal year ended December 31, 2000 dated March 1, 2001 and filed on SEDAR on March 13, 2001;
• Form 10-K for the fiscal year ended December 31, 2000 filed on SEDAR on March 13, 2001 (105 page document);
• Audited annual financial statements for the fiscal year ended December 31, 2000 dated March 1, 2001 and filed on SEDAR on March 13, 2001;
• MD&A for the fiscal year ended December 31, 2000 filed on SEDAR on March 13, 2001;
• Form 8-K dated June 15, 2001 and filed on SEDAR on June 15, 2001;
• Form 8-K dated August 8, 2001 and filed on SEDAR on August 8, 2001;
• Restated audited annual financial statements for the fiscal year ended December 31, 2000 and restated un-audited financial statements for the quarter ended March 31, 2001 filed on SEDAR on August 8, 2001;
• Amended MD&A for the fiscal year ended December 31, 2000 filed on SEDAR on November 6, 2001;
• Form 8-K dated November 6, 2001 and filed on SEDAR on November 6, 2001;
• News release announcing financial results for the quarter and year ended December 31, 2001 dated January 17, 2002 and filed on SEDAR on January 17, 2002;
• Form 8-K/A dated February 12, 2002 and filed on SEDAR on February 12, 2002;
• Annual report for the fiscal year ended December 31, 2001 dated March 5, 2002 and filed on SEDAR on March 11, 2002;
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• Form 10-K for the fiscal year ended December 31, 2001 filed on SEDAR on March 11, 2002 (126 page document);
• Audited annual financial statements for the fiscal year ended December 31, 2001 dated March 5, 2002 and filed on SEDAR on March 11, 2002;
• MD&A for the fiscal year ended December 31, 2001 filed on SEDAR on March 11, 2002;
• Form 10-K for the fiscal year ended December 31, 2001 filed on SEDAR on March 11, 2002 (126 page document);
• Amended annual financial statements for the fiscal year ended December 31, 2001 filed on SEDAR on May 13, 2002;
• Preliminary short form base shelf prospectus dated May 13, 2002 and filed on SEDAR on May 13, 2002;
• Form 8-K dated May 13, 2002 and filed on SEDAR on May 15, 2002;
• Nortel Networks S.A. annual financial statements for three years ended December 31, 2001 filed on SEDAR on May 15, 2002;
• Exhibit 12.1 – Computation of ratio of earnings from continuing operations to fixed charges for the quarter ended March 31, 2002 filed on SEDAR on May 29, 2002;
• Short form base shelf prospectus dated May 29, 2002 and filed on SEDAR on May 30, 2002;
• Preliminary prospectus supplement dated June 3, 2002 and filed on SEDAR on June 3, 2002 (82 page document);
• Preliminary prospectus supplement dated June 3, 2002 and filed on SEDAR on June 3, 2002 (108 page document);
• Prospectus supplement dated June 6, 2002 and filed on SEDAR on June 10, 2002 (82 page document);
• Prospectus supplement dated June 6, 2002 and filed on SEDAR on June 10, 2002 (106 page document);
• Underwriting agreement dated June 6, 2002 and filed on SEDAR on June 10, 2002 (23 page document);
• Underwriting agreement dated June 6, 2002 and filed on SEDAR on June 10, 2002 (26 page document);
• News release dated October 17, 2002 and filed on SEDAR on October 17, 2002;
• Form 8-K dated October 11, 2002 and filed on SEDAR on October 11, 2002;
• Form 10-Q for the quarterly period ended September 30, 2002 filed on SEDAR on November 12, 2002 (106 page document);
• Form 10-Q for the quarterly period ended September 30, 2002 filed on SEDAR on November 14, 2002 (105 page document);
• MD&A for the three months ended September 30, 2002 filed on SEDAR on November 26, 2002;
• Unaudited consolidated financial statements for the three months ended September 30, 2002 filed on SEDAR on November 26, 2002;
• 2002 third quarter shareholder report for the quarterly period ended September 30, 2002 filed on SEDAR on November 26, 2002;
• News release dated January 23, 2003 and filed on SEDAR on January 23, 2003;
• Form 8-K dated January 23, 2003 and filed on SEDAR on January 24, 2003;
• Form 10-K for the fiscal year ended December 31, 2002 filed on SEDAR on March 10, 2003 (189 page document);
• Audited annual financial statements for the fiscal year ended December 31, 2002 dated March 10, 2003 and filed on SEDAR on March 10, 2003;
• Form 10-K for the fiscal year ended December 31, 2002 filed on SEDAR on March 10, 2003 (257 page document);
• MD&A for the fiscal year ended December 31, 2002 filed on SEDAR on March 10, 2003;
• Annual report for the fiscal year ended December 31, 2002 dated March 10,
Notices / News Releases
March 16, 2007 (2007) 30 OSCB 2305
2003 and filed on SEDAR on March 10, 2003;
• News release dated April 24, 2003 and filed on SEDAR on April 24, 2003;
• Form 8-K dated April 24, 2003 and filed on SEDAR on April 24, 2003;
• Form 10-Q for the quarterly period ended March 31, 2003 filed on SEDAR on May 9, 2003;
• MD&A for the three months ended March 31, 2003 filed on SEDAR on May 20, 2003;
• Unaudited consolidated financial statements for the three months ended March 31, 2003 filed on SEDAR on May 20, 2003;
• 2003 first quarter shareholder report for the quarterly period ended March 31, 2003 filed on SEDAR on May 20, 2003;
• Form 10-Q for the quarterly period ended March 31, 2003 filed on SEDAR on Jun 19, 2003;
• News release dated July 24, 2003 and filed on SEDAR on July 24, 2003;
• Form 8-K dated July 24, 2003 and filed on SEDAR on July 25, 2003;
• Form 10-Q for the quarterly period ended June 30, 2003 filed on SEDAR on August 12, 2003;
• MD&A for the six months ended June 30, 2003 filed on SEDAR on August 25, 2003;
• Unaudited consolidated financial statements for the six months ended June 30, 2003 filed on SEDAR on August 25, 2003;
• 2003 second quarter shareholder report for the quarterly period ended June 30, 2003 filed on SEDAR on August 25, 2003;
• Form 10-K/A for the fiscal year ended December 31, 2002 filed on SEDAR on December 23, 2003 (220 page document);
• Form 10-Q/A for the quarter ended March 31, 2003 filed on SEDAR on December 23, 2003 (88 page document);
• Form 10-Q/A for the quarter ended June 30, 2003 filed on SEDAR on December 23, 2003 (103 page document);
• Restated audited annual financial statements for the fiscal year ended December 31, 2002 dated December 23, 2003 and filed on SEDAR on December 23, 2003; and
• Amended MD&A for the fiscal year ended December 31, 2002 filed on SEDAR on December 23, 2003.
NNL filed the following list of documents with the Ontario Securities Commission for the Material Time:
• Prospectus supplement filed on SEDAR on February 6, 2001;
• Annual report for the fiscal year ended December 31, 2000 dated March 1, 2001 and filed on SEDAR on March 13, 2001;
• Form 10-K for the fiscal year ended December 31, 2000 filed on SEDAR on March 13, 2001 (106 page document);
• Audited annual financial statements for the fiscal year ended December 31, 2000 dated March 1, 2001 and filed on SEDAR on March 13, 2001;
• MD&A for the fiscal year ended December 31, 2000 filed on SEDAR on March 13, 2001;
• Form 8-K dated June 15, 2001 and filed on SEDAR on June 15, 2001;
• Form 8-K dated August 8, 2001 and filed on SEDAR on August 8, 2001;
• Restated audited annual financial statements for the fiscal year ended December 31, 2000 and restated un-audited financial statements for the quarter ended March 31, 2001 filed on SEDAR on August 8, 2001;
• Amended MD&A for the fiscal year ended December 31, 2000 filed on SEDAR on November 6, 2001;
• Form 8-K dated November 6, 2001 and filed on SEDAR on November 6, 2001;
• News release announcing financial results for the quarter and year ended December 31, 2001 dated January 17, 2002 and filed on SEDAR on January 21, 2002;
Notices / News Releases
March 16, 2007 (2007) 30 OSCB 2306
• Form 8-K/A dated February 12, 2002 and filed on SEDAR on February 12, 2002;
• Amended MD&A for the fiscal year ended December 31, 2000 filed on SEDAR on February 13, 2002;
• Annual report for the fiscal year ended December 31, 2001 dated March 5, 2002 and filed on SEDAR on March 11, 2002;
• Form 10-K for the fiscal year ended December 31, 2001 filed on SEDAR on March 11, 2002 (130 page document);
• Audited annual financial statements for the fiscal year ended December 31, 2001 dated March 5, 2002 and filed on SEDAR on March 11, 2002;
• MD&A for the fiscal year ended December 31, 2001 filed on SEDAR on March 11, 2002;
• Amended annual financial statements for the fiscal year ended December 31, 2001 and December 31, 2000 filed on SEDAR on May 13, 2002;
• Preliminary short form base shelf prospectus dated May 13, 2002 and filed on SEDAR on May 13, 2002;
• Form 8-K filed on SEDAR on May 15, 2002;
• Short form base shelf prospectus dated May 29, 2002 and filed on SEDAR on May 30, 2002;
• News release dated October 17, 2002 and filed on SEDAR on October 17, 2002;
• Form 8-K dated October 11, 2002 and filed on SEDAR on October 11, 2002;
• Form 10-Q for the quarterly period ended September 30, 2002 filed on SEDAR on November 12, 2002 (79 page document);
• Form 10-Q for the quarterly period ended September 30, 2002 filed on SEDAR on November 14, 2002 (78 page document);
• MD&A for the three months ended September 30, 2002 filed on SEDAR on November 26, 2002;
• Unaudited consolidated financial state-ments for the three months ended
September 30, 2002 filed on SEDAR on November 26, 2002;
• 2002 third quarter shareholder report for the quarterly period ended September 30, 2002 filed on SEDAR on November 26, 2002;
• News release dated January 23, 2003 and filed on SEDAR on January 23, 2003;
• Form 8-K dated January 23, 2003 and filed on SEDAR on January 24, 2003;
• Audited annual financial statements for the fiscal year ended December 31, 2002 dated March 10, 2003 and filed on SEDAR on March 10, 2003;
• Form 10-K for the fiscal year ended December 31, 2002 filed on SEDAR on March 10, 2003 (196 page document);
• Form 10-K for the fiscal year ended December 31, 2002 filed on SEDAR on March 10, 2003 (258 page document);
• MD&A for the fiscal year ended December 31, 2002 filed on SEDAR on March 10, 2003;
• Annual report for the fiscal year ended December 31, 2002 dated March 10, 2003 and filed on SEDAR on March 10, 2003;
• News release dated April 24, 2003 and filed on SEDAR on April 24, 2003;
• Form 8-K dated April 24, 2003 and filed on SEDAR on April 24, 2003;
• Form 10-Q for the quarterly period ended March 31, 2003 filed on SEDAR on May 9, 2003;
• MD&A for the three months ended March 31, 2003 filed on SEDAR on May 20, 2003;
• Unaudited consolidated financial statements for the three months ended March 31, 2003 filed on SEDAR on May 20, 2003;
• MD&A for the three months ended March 31, 2003 and unaudited consolidated financial statements for the three months ended March 31, 2003 filed on SEDAR on May 20, 2003;
Notices / News Releases
March 16, 2007 (2007) 30 OSCB 2307
• Form 10-Q for the quarterly period ended March 31, 2003 filed on SEDAR on Jun 19, 2003;
• News release dated July 24, 2003 and filed on SEDAR on July 24, 2003;
• Form 8-K dated July 24, 2003 and filed on SEDAR on July 25, 2003;
• Form 10-Q for the quarterly period ended June 30, 2003 filed on SEDAR on August 12, 2003;
• MD&A for the six months ended June 30, 2003 filed on SEDAR on August 25, 2003;
• Unaudited consolidated financial statements for the six months ended June 30, 2003 filed on SEDAR on August 25, 2003;
• 2003 second quarter shareholder report for the quarterly period ended June 30, 2003 filed on SEDAR on August 25, 2003;
• MD&A for the nine months ended September 30, 2003 filed on SEDAR on November 28, 2003;
• Form 10-K/A for the fiscal year ended December 31, 2002 filed on SEDAR on December 23, 2003 (208 page document);
• Restated audited annual financial statements for the fiscal year ended December 31, 2002 dated December 23, 2003 and filed on SEDAR on December 23, 2003;
• Amended MD&A for the fiscal year ended December 31, 2002 filed on SEDAR on December 23, 2003;
• Form 10-Q/A for the quarter ended March 31, 2003 filed on SEDAR on December 23, 2003 (85 page document);
• Form 10-Q/A for the quarter ended June 30, 2003 filed on SEDAR on December 23, 2003 (100 page document); and
• Form 10-K/A for the fiscal year ended December 31, 2002 filed on SEDAR on December 23, 2003 (208 page document).
1.4 Notices from the Office of the Secretary
1.4.1 First Global Ventures, S.A. et al.
FOR IMMEDIATE RELEASE March 8, 2007
IN THE MATTER OF THE SECURITIES ACT,
R.S.O. 1990, c. S.5, AS AMENDED
AND
IN THE MATTER OF FIRST GLOBAL VENTURES, S.A.,
ALLEN GROSSMAN AND ALAN MARSH SHUMAN
TORONTO – Following a hearing held today, the Commission ordered that the Hearing will start on April 17, 2007 at 11:00 a.m. and continue on April 19 and 20, 2007 at 10:00 a.m. or on such other dates as scheduled by the Secretary’s office.
A copy of the Order is available at www.osc.gov.on.ca.
OFFICE OF THE SECRETARY JOHN P. STEVENSON SECRETARY
For media inquiries: Wendy Dey Director, Communications and Public Affairs 416-593-8120
Carolyn Shaw-Rimmington Manager, Public Affairs 416-593-2361
For investor inquiries: OSC Contact Centre 416-593-8314 1-877-785-1555 (Toll Free)
Notices / News Releases
March 16, 2007 (2007) 30 OSCB 2308
1.4.2 Frank Dunn, Douglas Beatty and Michael Gollogly
FOR IMMEDIATE RELEASE March 12, 2007
IN THE MATTER OF THE SECURITIES ACT,
R.S.O. 1990, c. S.5, AS AMENDED
AND
IN THE MATTER OF FRANK DUNN, DOUGLAS BEATTY
AND MICHAEL GOLLOGLY
TORONTO – The Office of the Secretary issued a Notice of Hearing on March 12, 2007 setting the matter down to be heard on May 1, 2007 at 2:30 p.m. or as soon thereafter as the hearing can be held in the above named matter.
A copy of the Notice of Hearing and Statement of Allegations of Staff of the Commission are available at www.osc.gov.on.ca.
OFFICE OF THE SECRETARY JOHN P. STEVENSON SECRETARY
For media inquiries: Wendy Dey Director, Communications and Public Affairs 416-593-8120
Carolyn Shaw-Rimmington Manager, Public Affairs 416-593-2361
For investor inquiries: OSC Contact Centre 416-593-8314 1-877-785-1555 (Toll Free)
March 16, 2007 (2007) 30 OSCB 2309
Chapter 2
Decisions, Orders and Rulings
2.1 Decisions
2.1.1 CIBC Asset Management Inc. et al. - MRRS Decision
Headnote
Mutual Reliance Review System for Exemptive Relief Applications – Exemption to allow dealer managed mutual funds to invest in securities of an issuer during the distribution and the 60 days after the distribution period in which an affiliate of the dealer manager has acted as an underwriter in connection with the distribution of securities of the issuer. – The conflict is mitigated by the oversight of an independent review committee – Conditions included to reflect transition of oversight function from current independent committee to independent ‘review’ committee to be established during the 60-day period and compliant with the provisions of National Instrument 81-107 Independent Review Committee for Investment Funds in force November 1, 2006.
Applicable Legislative Provisions
National Instrument 81-102 Mutual Funds, ss. 4.1(1), 19.1.
March 5, 2007
IN THE MATTER OF THE SECURITIES LEGISLATION OF
BRITISH COLUMBIA, ALBERTA, SASKATCHEWAN, MANITOBA, ONTARIO, QUEBEC, NEW BRUNSWICK,
NOVA SCOTIA, PRINCE EDWARD ISLAND, NEWFOUNDLAND AND LABRADOR, AND THE
NORTHWEST TERRITORIES, NUNAVUT AND THE YUKON
(the “Jurisdictions”)
AND
IN THE MATTER OF THE MUTUAL RELIANCE REVIEW SYSTEM (“MRRS”)
FOR EXEMPTIVE RELIEF APPLICATIONS
AND
CIBC ASSET MANAGEMENT INC., CIBC GLOBAL ASSET MANAGEMENT INC. AND
SCOTIA CASSELS INVESTMENT COUNSEL LIMITED (the “Applicants”)
MRRS DECISION DOCUMENT
Background
The local securities regulatory authority or regulator (the “Decision Maker”) in each of the Jurisdictions has received an application from the Applicants (each a “Dealer Manager”), on behalf of the mutual funds named in Appendix “A” (the “Funds” or “Dealer Managed Funds”) for which the Applicants act as manager or portfolio adviser or both, for a decision under section 19.1 of National Instrument 81-102 Mutual Funds (“NI 81-102”) for:
• an exemption from subsection 4.1(1) of NI 81-102 to enable the Dealer Managed Funds to invest in REIT units, series A (the “Units”) of Dundee Real Estate Investment Trust (the “Issuer”) during the period of distribution for the Offering (as defined below) (the “Distribution”) and during the 60-day period following the completion of the Distribution (the “60-Day Period”), and ending on the earlier of (i) the end of the 60-Day Period and (ii) the end of the day prior to a Dealer Manager providing the principal regulator with a notice (the “Notice”) of intention to comply with National Instrument 81-107 Independent Review Committee for Investment Funds (“NI 81-107”) pursuant to section 8.2 of that instrument (the “Prohibition Period”), notwithstanding that the Dealer Managers or their associates or affiliates act or have acted as an underwriter in connection with the offering (the “Offering”) of Units pursuant to a short form prospectus dated February 16, 2007 filed in accordance with the securities legislation of each of the provinces of Canada (the “Requested Relief”).
Under the Mutual Reliance Review System for Exemptive Relief Applications:
(a) the Ontario Securities Commission (the “OSC”) is the principal regulator for this application, and
(b) this MRRS decision document evidences the decision of each Decision Maker.
Interpretation
Defined terms contained in National Instrument 14-101 - Definitions have the same meanings in this decision unless they are defined in this decision.
Representations
This decision is based on the following facts represented by the Applicants:
Decisions, Orders and Rulings
March 16, 2007 (2007) 30 OSCB 2310
1. Each Dealer Manager is a “dealer manager” with respect to its Dealer Managed Funds, and each Dealer Managed Fund is a “dealer managed mutual fund”, as such terms are defined in section 1.1 of NI 81-102.
2. The securities of the Dealer Managed Funds are qualified for distribution in one or more of the provinces and territories of Canada pursuant to simplified prospectuses that have been prepared and filed in accordance with their respective securities legislation.
3. The head offices of each of the Dealer Managers are in Toronto, Ontario, except for the head office of CIBC Global Asset Management Inc., which is located in Montréal, Québec.
4. As disclosed in the Issuer’s preliminary short form prospectus dated February 16, 2007 (the “Preliminary Prospectus”), the Issuer is a provider of high quality, affordable business premises. The Issuer focuses on owning, acquiring, leasing and managing mid-sized urban and suburban office and industrial properties in Canada.
5. According to the Preliminary Prospectus, the Offering was underwritten, subject to certain terms, by an underwriting syndicate which includes CIBC World Markets Inc. and Scotia Capital Inc. (each a “Related Underwriter”, and any other underwriters which are now or may become part of the syndicate, the “Underwriters”). Each Related Underwriter is an affiliate of one or more of the Dealer Managers.
6. According to the Preliminary Prospectus, the Offering is comprised of 3,700,000 Units at a price of $40.75 per Unit with gross proceeds of $150,775,000. The Issuer has granted the Underwriters an option, exercisable at $40.75 per Unit, for a period of up to 30 days following the closing of the offering, which is expected to occur on March 12, 2007 (the “Closing Date”) to purchase up to an additional 15% of the Offering (the “Over-Allotment Option”). The Over-Allotment Option, if exercised, represents an additional 555,000 Units and additional gross proceeds of $22,616,250.
7. According to the Preliminary Prospectus, the net proceeds of the Offering will be used for general trust purposes, including for funding strategic acquisitions.
8. According to the Preliminary Prospectus, the Issuer’s outstanding Units are listed on the TSX under the symbol “D.UN”. The Issuer has applied to list the Units which are offered in connection with the Offering on the TSX.
9. The Preliminary Prospectus does not disclose that the Issuer is a “related issuer” or “connected issuer” as defined in National Instrument 33-105 – Underwriting Conflicts (“NI 33-105”), of the Related Underwriter.
10. Despite the affiliation between the Dealer Managers and the Related Underwriters, each Dealer Manager operates independently of its Related Underwriter. In particular, the investment banking and related dealer activities of the Related Underwriters and the investment portfolio management activities of each of their respective Dealer Managers are separated by “ethical” walls. Accordingly, no information flows from one to the other concerning their respective business operations or activities generally, except in the following or similar circumstances:
(a) in respect of compliance matters (for example, each Dealer Manager and its Related Underwriter may communicate to enable the Dealer Manager to maintain up to date restricted-issuer lists to ensure that the Dealer Manager complies with applicable securities laws); and
(b) each Dealer Manager and its Related Underwriter may share general market information such as discussion on general economic conditions, bank rates, etc.
11. The Dealer Managed Funds are not required or obligated to purchase any Units during the Prohibition Period.
12. The Dealer Managers may cause the Dealer Managed Funds to invest in the Units during the Prohibition Period. Any purchase of the Units by a Dealer Managed Fund will be consistent with the investment objectives of the Dealer Managed Funds and represent the business judgment of the Dealer Manager uninfluenced by considerations other than the best interests of the Dealer Managed Funds or in fact be in the best interests of the Dealer Managed Funds.
13. To the extent that the same portfolio manager or team of portfolio managers of a Dealer Manager manages two or more Dealer Managed Funds and other client accounts that are managed on a discretionary basis (the “Managed Accounts”),the Units purchased for them will be allocated:
(a) in accordance with the allocation factors or criteria stated in the written policies or procedures put in place by the Dealer Manager for its Dealer Managed Funds and Managed Accounts, and
Decisions, Orders and Rulings
March 16, 2007 (2007) 30 OSCB 2311
(b) taking into account the amount of cash available to each Dealer Managed Fund for investment.
14. Each Dealer Manager has not been involved in the work of its Related Underwriter and each Related Underwriter has not been and will not be involved in the decisions of its Dealer Manager as to whether the Dealer Managed Funds will purchase Units during the Prohibition Period.
15. There will be an independent committee (the “Independent Committee”) appointed in respect of the Dealer Managed Funds to review the investments of each Dealer Managed Fund in the Units during the Prohibition Period.
16. The Independent Committee will have at least three members and every member must be independent. A member of the Independent Committee is not independent if the member has a direct or indirect material relationship with its Dealer Manager, the Dealer Managed Funds, or any affiliate or associate thereof. For the purpose of this Decision, a material relationship means a relationship which could, in the view of a reasonable person, reasonably interfere with the exercise of the member’s independent judgment regarding conflicts of interest facing the Dealer Manager.
17. The members of the Independent Committee will exercise their powers and discharge their duties honestly, in good faith, and in the best interests of investors in their respective Dealer Managed Funds and, in so doing, exercise the degree of care, diligence and skill that a reasonably prudent person would exercise in the circumstances.
18. If a Dealer Manager files a Notice during the 60-Day Period, the Dealer Managed Funds will no longer be able to rely on this Decision and will only be able to make further investments in the Units during the remainder of the 60-Day Period in compliance with NI 81-107, including compliance with an applicable standing instruction under NI 81-107.
19. Each Dealer Manager, in respect of its Dealer Managed Funds, will notify a member of staff in the Investment Funds Branch of the Ontario Securities Commission, of the filing of the SEDAR Report on SEDAR, as soon as practicable after the filing of such a report, and the notice shall include the SEDAR project number of the SEDAR Report and the date on which it was filed.
Decision
Each of the Decision Makers has assessed the conflict of interest risks associated with granting an exemption in this instance from subsection 4.1(1) of NI 81-102 and is
satisfied that, at the time this Decision is granted, the potential risks are sufficiently mitigated.
Each of the Decision Makers is satisfied that the test contained in NI 81-102 that provides the Decision Maker with the jurisdiction to make the Decision has been met.
The Decision of the Decision Makers under the Legislation is that the Requested Relief is granted, notwithstanding that the Related Underwriters act or have acted as underwriters in the Offering provided that, in respect of each Dealer Manager and its Dealer Managed Funds, the following conditions are satisfied:
I. At the time of each purchase of Units (a “Purchase”) by a Dealer Managed Fund pursuant to this Decision, the following conditions are satisfied:
(a) the Purchase
(i) represents the business judg-ment of the Dealer Manager uninfluenced by considerations other than the best interests of the Dealer Managed Fund, or
(ii) is, in fact, in the best interests of the Dealer Managed Fund;
(b) the Purchase is consistent with, or is necessary to meet, the investment objective of the Dealer Managed Fund as disclosed in its simplified prospectus; and
(c) the Dealer Managed Fund does not place the order to purchase, on a principal or agency basis, with its Related Underwriter;
II. Prior to effecting any Purchase pursuant to this Decision, the Dealer Managed Fund has in place written policies or procedures to ensure that,
(a) there is compliance with the conditions of this Decision; and
(b) in connection with any Purchase,
(i) there are stated factors or criteria for allocating the Units purchased for two or more Dealer Managed Funds and other Managed Accounts, and
(ii) there is full documentation of the reasons for any allocation to a Dealer Managed Fund or Managed Account that departs from the stated allocation factors or criteria;
Decisions, Orders and Rulings
March 16, 2007 (2007) 30 OSCB 2312
III. The Dealer Manager does not accept solicitation by its Related Underwriter for the Purchase of Units for the Dealer Managed Funds;
IV. The Related Underwriter does not purchase Units in the Offering for their own account except Units sold by the Related Underwriter on Closing;
V. Each Dealer Managed Fund has an Independent Committee to review the Dealer Managed Funds’ investments in the Units during the Prohibition Period;
VI. The Independent Committee has a written mandate describing its duties and standard of care which, at a minimum, sets out the applicable conditions of this Decision;
VII. The members of the Independent Committee exercise their powers and discharge their duties honestly, in good faith, and in the best interests of investors in the Dealer Managed Funds and, in so doing, exercise the degree of care, diligence and skill that a reasonably prudent person would exercise in the circumstances;
VIII. The Dealer Managed Fund does not relieve the members of the Independent Committee from liability for loss that arises out of a failure to satisfy the standard of care set out in paragraph VII above;
IX. Until a Notice is provided to the principal regulators, the Dealer Managed Fund does not incur the cost of any portion of liability insurance that insures a member of the Independent Committee for a liability for loss that arises out of a failure to satisfy the standard of care set out in paragraph VII above;
X. The cost of any indemnification or insurance coverage paid for by the Dealer Manager, any portfolio manager of the Dealer Managed Funds, or any associate or affiliate of the Dealer Manager or any portfolio manager of the Dealer Managed Funds to indemnify or insure the members of the Independent Committee in respect of a loss that arises out of a failure to satisfy the standard of care set out in paragraph VII above is not paid either directly or indirectly by the Dealer Managed Funds;
XI. Each Dealer Manager files a certified report on SEDAR (the “SEDAR Report”) in respect of each Dealer Managed Fund, no later than 30 days after the end of the 60-Day Period; provided however that if a Dealer Manager files a Notice during the 60-Day Period, the SEDAR Report shall be filed concurrently with the Notice being provided to the principal regulator. The SEDAR Report shall contain a certification by the Dealer Manager that contains:
(a) the following particulars of each Purchase:
(i) the number of Units purchased by the Dealer Managed Fund;
(ii) the date of the Purchase and purchase price;
(iii) whether it is known whether any underwriter or syndicate mem-ber has engaged in market stabilization activities in respect of the Units;
(iv) if the Units were purchased for two or more Dealer Managed Funds and other Managed Accounts of the Dealer Manager, the aggregate amount so purchased and the percentage of such aggregate amount that was allocated to each Dealer Managed Fund; and
(v) the dealer from whom the Dealer Managed Fund pur-chased the Units and the fees or commissions, if any, paid by the Dealer Managed Fund in respect of such Purchase;
(b) a certification by the Dealer Manager that the Purchase:
(i) was made free from any influence by the Related Underwriter or any affiliate or associate thereof and without taking into account any consideration relevant to the Related Underwriter or any a associate or affiliate thereof; and
(ii) represented the business judgment of the Dealer Manager uninfluenced by considerations other than the best interest of the Dealer Managed Fund, or
(iii) was, in fact, in the best interests of the Dealer Managed Fund;
(c) confirmation of the existence of the Independent Committee to review the Purchase of the Units by the Dealer Managed Funds, the names of the members of the Independent Committee, the fact that they meet the independence requirements set forth in this Decision,
Decisions, Orders and Rulings
March 16, 2007 (2007) 30 OSCB 2313
and whether and how they were compensated for their review;
(d) a certification by each member of the Independent Committee that after reasonable inquiry the member formed the opinion that the policies and procedures referred to in Condition II(a) above are adequate and effective to ensure compliance with this Decision and that the decision made on behalf of each Dealer Managed Fund by the Dealer Manager to purchase Units for the Dealer Managed Funds and each Purchase by the Dealer Managed Fund:
(i) was made in compliance with the conditions of this Decision;
(ii) was made by the Dealer Manager free from any influence by the Related Underwriter or any affiliate or associate thereof and without taking into account any consideration relevant to the Related Underwriter or any associate or affiliate thereof; and
(iii) represented the business judgment of the Dealer Manager uninfluenced by considerations other than the best interests of the Dealer Managed Fund, or
(iv) was, in fact, in the best interests of the Dealer Managed Fund.
XII. The Independent Committee, or, if a Notice has been provided to the principal regulator during the 60-Day Period, an independent review committee established under NI 81-107, advises the Decision Makers in writing of:
(a) any determination by it that the condition set out in paragraph XI(d) has not been satisfied with respect to any Purchase of the Units by a Dealer Managed Fund;
(b) any determination by it that any other condition of this Decision has not been satisfied;
(c) any action it has taken or proposes to take following the determinations referred to above; and
(d) any action taken, or proposed to be taken, by the Dealer Manager or a portfolio manager of a Dealer Managed Fund, in response to the determinations referred to above.
XIII. For Purchases of Units during the Distribution only, each Dealer Manager:
(a) expresses an interest to purchase on behalf of Dealer Managed Funds and Managed Accounts a fixed number of Units (the “Fixed Number”) to an Underwriter other than its Related Underwriter;
(b) agrees to purchase the Fixed Number or such lesser amount as has been allocated to the Dealer Manager no more than five (5) business days after the closing of the Offering;
(c) does not place an order with an underwriter of the Offering to purchase an additional number of Units under the Offering prior to the completion of the Distribution, provided that if the Dealer Manager was allocated less than the Fixed Number at the time of the closing of the Offering for the purposes of the Closing, the Dealer Manager may place an additional order for such number of additional Units equal to the difference between the Fixed Number and the number of Units allotted to the Dealer Manager at the time of the closing of the Offering in the event the Underwriters exercise the Over-Allotment Option; and
(d) does not sell Units purchased by the Dealer Manager under the Offering, prior to the listing of Units on the TSX.
XIV. Each Purchase of Units during the 60-Day Period is made on the TSX.
XV. For Purchases of Units during the 60-Day Period only, an underwriter provides to the Dealer Manager written confirmation that the “dealer restricted period” in respect of the Offering, as defined in Ontario Securities Commission Rule 48-501, Trading During Distributions, Formal Bids and Share Exchange Transactions, has ended.
“Rhonda Goldberg” Assistant Manager, Investment Funds Branch Ontario Securities Commission
Decisions, Orders and Rulings
March 16, 2007 (2007) 30 OSCB 2314
APPENDIX “A”
THE MUTUAL FUNDS
Imperial Pools
Imperial Canadian Dividend Income Pool Imperial Canadian Dividend Pool Imperial Canadian Equity Pool
Imperial Canadian Income Trust Pool
Renaissance Talvest Mutual Funds
Renaissance Canadian Balanced Fund Renaissance Canadian Balanced Value Fund
Renaissance Canadian Core Value Fund Renaissance Canadian Dividend Income Fund
Renaissance Canadian Growth Fund Renaissance Canadian Monthly Income Fund
Renaissance Canadian Small Cap Fund Renaissance Diversified Income Fund
Talvest Cdn. Asset Allocation Fund Talvest Cdn. Equity Value Fund
Talvest Dividend Fund Talvest Millennium High Income Fund
Talvest Millennium Next Generation Fund Talvest Small Cap Cdn. Equity Fund
CIBC Mutual Funds and CIBC Family of Managed Portfolios
CIBC Balanced Fund CIBC Balanced Index Fund CIBC Canadian Equity Fund
(formerly CIBC Core Canadian Equity Fund) CIBC Canadian Equity Value Fund
(formerly Canadian Imperial Equity Fund) CIBC Canadian Real Estate Fund
CIBC Canadian Small Companies Fund CIBC Capital Appreciation Fund CIBC Diversified Income Fund
CIBC Dividend Fund CIBC Financial Companies Fund
CIBC Global Monthly Income Fund CIBC Monthly Income Fund
Frontiers Pools
Frontiers Canadian Equity Pool Frontiers Canadian Monthly Income Pool
Scotia Mutual Funds
Scotia Canadian Dividend Fund Scotia Diversified Monthly Income Fund
2.1.2 Jones Heward Investment Counsel Inc. - MRRS Decision
Headnote
Mutual Reliance Review System for Exemptive Relief Applications – Exemption to allow dealer managed mutual funds to invest in securities of an issuer during the 60 days after the distribution period in which an affiliate of the dealer manager has acted as an underwriter in connection with the distribution of securities of the issuer – The conflict is mitigated by the oversight of an independent review committee – Subsection 4.1(1) of National Instrument 81-102 Mutual Funds.
Applicable Legislative Provisions
National Instrument 81-102 Mutual Funds, ss. 4.1(1), 19.1.
March 2, 2007
IN THE MATTER OF THE SECURITIES LEGISLATION OF
BRITISH COLUMBIA, ALBERTA, SASKATCHEWAN, MANITOBA, ONTARIO, QUEBEC, NEW BRUNSWICK,
NOVA SCOTIA, PRINCE EDWARD ISLAND, NEWFOUNDLAND AND LABRADOR, AND THE NORTHWEST TERRITORIES, NUNAVUT AND
THE YUKON (the “Jurisdictions”)
AND
IN THE MATTER OF THE MUTUAL RELIANCE REVIEW SYSTEM FOR EXEMPTIVE RELIEF APPLICATIONS
AND
IN THE MATTER OF JONES HEWARD INVESTMENT COUNSEL INC.
(the “Applicant”)
MRRS DECISION DOCUMENT
Background
The local securities regulatory authority or regulator (the “Decision Maker”) in each of the Jurisdictions has received an application from the Applicant (or “Dealer Manager”), for and on behalf of the funds listed in Appendix “A” (the “Funds” or “Dealer Managed Funds”) for which the Applicant acts as portfolio advisor, for a decision under section 19.1 of National Instrument 81-102 Mutual Funds (“NI 81-102”) for:
• an exemption from subsection 4.1(1) of NI 81-102 to enable the Dealer Managed Funds to invest in the common shares (“Common Shares”) and flow-through common shares (the “FT Shares”)(the Common Shares and the FT Shares, collectively the “Securities”) of Duvernay Oil Corp. (the “Issuer”) on the Toronto Stock
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March 16, 2007 (2007) 30 OSCB 2315
Exchange (the “TSX”) during the 60-day period following the completion of a distribution (the “Prohibition Period”) of the Offering (defined below) notwithstanding that the Dealer Manager or its associates or affiliates act or have acted as an underwriter in connection with the private placement of FT Shares (the “Offering”) pursuant to a term sheet dated February 9, 2007 (the “Term Sheet”) (the “Requested Relief”).
Under the Mutual Reliance Review System for Exemptive Relief Applications:
(a) the Ontario Securities Commission (the “OSC”) is the principal regulator for this application, and
(b) this MRRS decision document evidences the decision of each Decision Maker.
It is the responsibility of each of the Decision Makers to make a global assessment of the risks involved in granting exemptive relief from subsection 4.1 of NI 81-102 in relation to the specific facts of each application.
Interpretation
Defined terms contained in National Instrument 14-101 – Definitions have the same meanings in this decision unless they are otherwise defined in this decision.
Representations
This decision is based on the following facts represented by the Applicant:
1. The Dealer Manager is a “dealer manager” with respect to the Dealer Managed Funds, and each Dealer Managed Fund is a "dealer managed mutual fund", as such terms is defined in section 1.1 of NI 81-102.
2. The securities of the Dealer Managed Funds are qualified for distribution in one or more of the provinces and territories of Canada pursuant to simplified prospectuses that have been prepared and filed in accordance with their respective securities legislation.
3. The head office of the Dealer Manager is in Toronto, Ontario.
4. The Offering is being underwritten, subject to certain terms, by a syndicate which we understand will include BMO Nesbitt Burns Inc. (the “Related Underwriter”), an affiliate of the Dealer Manager, among others (the Related Underwriters and any other agents, which are now or may become part of the syndicate prior to closing, the “Underwriters”).
5. The Issuer is engaged in the exploration for, and the acquisition, development and production of,
natural gas and crude oil in Alberta and British Columbia, and is based in Alberta.
6. According to the Term Sheet, the Offering is expected to consist of 1,000,000 FT Shares at a price of $41.50 per FT Share with gross proceeds of $41,500,000.00.
7. According to the Term Sheet, the Issuer will use the net proceeds of the Offering to finance Canadian Exploration Expenses (the “Qualifying Expenditures”) for the continued exploration of the Issuer’s oil and natural gas properties, pursuant to the applicable provisions of the Income Tax Act (Canada). Proceeds of the Offering may be used to temporarily reduce indebtedness until required for the foregoing purpose.
8. In addition, the Issuer will renounce the Qualifying Expenditures so incurred to the purchasers of the FT Shares such that the full purchase price ($41.50) of the FT Shares shall be deductible against the purchasers’ income for the fiscal year ended December 31, 2007. In the event the Issuer is unable to renounce $41.50 per FT Share of Qualifying Expenditure effective on or prior to December 31, 2007, the Issuer will indemnify each FT Share purchaser for the additional taxes payable by such purchaser as a result of the Issuer’s failure to renounce the Qualifying Expenditures as agreed.
9. The Term Sheet does not disclose that the Issuer is a “related issuer” or “connected issuer” as defined in National Instrument 33-105 – Underwriting Conflicts (“NI 33-105”), of the Related Underwriter.
10. Despite the affiliation between the Dealer Manager and the Related Underwriter, they operate independently of each other. In particular, the investment banking and related dealer activities of the Related Underwriter and the investment portfolio management activities of the Dealer Manager are separated by “ethical” walls. Accordingly, no information flows from one to the other concerning their respective business operations or activities generally, except in the following or similar circumstances:
(a) in respect of compliance matters (for example, the Dealer Manager and the Related Underwriter may communicate to enable the Dealer Manager to maintain an up to date restricted-issuer list to ensure that the Dealer Manager complies with applicable securities laws); and
(b) the Dealer Manager and the Related Underwriter may share general market information such as discussion on
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March 16, 2007 (2007) 30 OSCB 2316
general economic conditions, bank rates, etc.
11. The Dealer Managed Funds are not required or obligated to purchase any Securities during the Prohibition Period.
12. The Dealer Manager may cause the Dealer Managed Funds to invest in Securities during the Prohibition Period. Any purchase of the Securities will be consistent with the investment objectives of the Dealer Managed Funds and represent the business judgment of the Dealer Manager uninfluenced by considerations other than the best interests of the Dealer Managed Fund or in fact be in the best interests of the Dealer Managed Funds.
13. To the extent that the same portfolio manager or team of portfolio managers of a Dealer Manager manages two or more Dealer Managed Funds and other client accounts that are managed on a discretionary basis (the “Managed Accounts”),the Securities purchased for them will be allocated:
I. in accordance with the allocation factors or criteria stated in the written policies or procedures put in place by the Dealer Manager for its Dealer Managed Funds and Managed Accounts, and
II. taking into account the amount of cash available to each Dealer Managed Fund for investment.
14. There will be an independent committee (the “Independent Committee”) appointed in respect of each Dealer Managed Fund to review the investments of the Dealer Managed Funds in Securities during the Prohibition Period.
15. The Independent Committee will have at least three members and every member must be independent. A member of the Independent Committee is not independent if the member has a direct or indirect material relationship with its Dealer Manager, the Dealer Managed Fund, or any affiliate or associate thereof. For the purpose of this Decision, a material relationship means a relationship which could, in the view of a reasonable person, reasonably interfere with the exercise of the member’s independent judgment regarding conflicts of interest facing the Dealer Manager.
16. The members of the Independent Committee will exercise their powers and discharge their duties honestly, in good faith, and in the best interests of investors in the Dealer Managed Funds and, in so doing, exercise the degree of care, diligence and skill that a reasonably prudent person would exercise in the circumstances.
17. The Dealer Manager, in respect of the Dealer Managed Funds, will notify a member of staff in the Investment Funds Branch of the Ontario Securities Commission, of the filing of the SEDAR Report (as defined below) on SEDAR, as soon as practicable after the filing of such report, and the Notice shall include the SEDAR project number of the SEDAR Report and the date on which it was filed.
18. The Dealer Manager has not been involved in the work of its Related Underwriter and the Related Underwriter has not been and will not be involved in the decisions of the Dealer Manager as to whether the Dealer Managed Funds will purchase Securities during the Prohibition Period.
Decision
Each of the Decision Makers has assessed the conflict of interest risks associated with granting an exemption in this instance from subsection 4.1(1) of NI 81-102 and is satisfied that, at the time this Decision is granted, the potential risks are sufficiently mitigated.
Each of the Decision Makers is satisfied that the test contained in NI 81-102 that provides the Decision Maker with the jurisdiction to make the Decision has been met.
The Decision of the Decision Makers under the Legislation is that the Requested Relief is granted, notwithstanding that the Related Underwriter acts or has acted as underwriter in the Offering provided that, in respect of the Dealer Manager and its Dealer Managed Funds, the following conditions are satisfied:
I. At the time of each purchase (the “Purchase”) of Securities by a Dealer Managed Fund pursuant to this Decision, the following conditions are satisfied:
(a) the Purchase
(i) represents the business judgment of the Dealer Manager uninfluenced by considerations other than the best interests of the Dealer Managed Fund, or
(ii) is, in fact, in the best interests of the Dealer Managed Fund;
(b) the Purchase is consistent with, or is necessary to meet, the investment objective of the Dealer Managed Fund as disclosed in its simplified prospectus; and
(c) the Dealer Managed Fund does not place the order to purchase, on a principal or agency basis, with the Related Underwriter;
Decisions, Orders and Rulings
March 16, 2007 (2007) 30 OSCB 2317
II. Prior to effecting any Purchase pursuant to this Decision, each Dealer Managed Fund has in place written policies or procedures to ensure that,
(a) there is compliance with the conditions of this Decision; and
(b) in connection with any Purchase,
(i) there are stated factors or criteria for allocating the Securities purchased for two or more Dealer Managed Funds and other Managed Accounts, and
(ii) there is full documentation of the reasons for any allocation to a Dealer Managed Fund or Managed Account that departs from the stated allocation factors or criteria;
III. The Dealer Manager does not accept solicitation by its Related Underwriter for the Purchase of Securities for the Dealer Managed Fund;
IV. Each Dealer Managed Fund has an Independent Committee to review the Dealer Managed Fund's investments in the Securities during the Prohibition Period;
V. The Independent Committee has a written mandate describing its duties and standard of care which, as a minimum, sets out the applicable conditions of this Decision;
VI. The members of the Independent Committee exercise their powers and discharge their duties honestly, in good faith, and in the best interests of investors in the Dealer Managed Fund and, in so doing, exercise the degree of care, diligence and skill that a reasonably prudent person would exercise in the circumstances;
VII. The Dealer Managed Fund does not relieve the members of the Independent Committee from liability for loss that arises out of a failure to satisfy the standard of care set out in paragraph VI above:,
VIII. The Dealer Managed Fund does not incur the cost of any portion of liability insurance that insures a member of the Independent Committee for a liability for loss that arises out of a failure to satisfy the standard of care set out in paragraph VI above;
IX. The cost of any indemnification or insurance coverage paid for by the Dealer Manager, any portfolio manager of the Dealer Managed Fund, or any associate or affiliate of the Dealer Manager or any portfolio manager of the Dealer Managed
Fund to indemnify or insure the members of the Independent Committee in respect of a loss that arises out of a failure to satisfy the standard of care set out in paragraph VI above is not paid either directly or indirectly by the Dealer Managed Fund;
X. The Dealer Manager files a certified report on SEDAR (the “SEDAR Report”) in respect of the Dealer Managed Fund, no later than 30 days after the end of the Prohibition Period, that contains a certification by the Dealer Manager that contains:
(a) the following particulars of each Purchase:
(i) the number of Securities pur-chased by the Dealer Managed Fund;
(ii) the date of the Purchase and purchase price;
(iii) whether it is known whether any underwriter or syndicate mem-ber has engaged in market stabilization activities in respect of the Securities;
(iv) if the Securities were purchased for two or more Dealer Managed Funds and other Managed Accounts of the Dealer Manager, the aggregate amount so purchased and the percentage of such aggregate amount that was allocated to each Dealer Managed Fund; and
(v) the dealer from whom the Dealer Managed Fund pur-chased the Securities and the fees or commissions, if any, paid by the Dealer Managed Fund in respect of such Purchase;
(b) a certification by the Dealer Manager that the Purchase:
(i) was made free from any influence by the Related Underwriter or any affiliate or associate thereof and without taking into account any consideration relevant to the Related Underwriter or any associate or affiliate thereof; and
(ii) represented the business judgment of the Dealer Manager
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March 16, 2007 (2007) 30 OSCB 2318
uninfluenced by considerations other than the best interest of the Dealer Managed Fund, or
(iii) was, in fact, in the best interests of the Dealer Managed Fund;
(c) confirmation of the existence of the Independent Committee to review the Purchase of the Securities by the Dealer Managed Funds, the names of the members of the Independent Committee, the fact that they meet the independence requirements set forth in this Decision, and whether and how they were compensated for their review;
(d) a certification by each member of the Independent Committee that after reasonable inquiry the member formed the opinion that the policies and procedures referred to in Condition II(a) above are adequate and effective to ensure compliance with this Decision and that the decision made on behalf of the Dealer Managed Fund by the Dealer Manager to purchase Securities for the Dealer Managed Fund and each Purchase by the Dealer Managed Fund:
(i) was made in compliance with the conditions of this Decision;
(ii) was made by the Dealer Manager free from any influence by the Related Underwriter or any affiliate or associate thereof and without taking into account any consideration relevant to the Related Underwriter or any associate or affiliate thereof; and
(iii) represented the business judgment of the Dealer Manager uninfluenced by considerations other than the best interests of the Dealer Managed Fund, or
(iv) was, in fact, in the best interests of the Dealer Managed Fund.
XI. The Independent Committee advises the Decision Makers in writing of:
(a) any determination by it that the condition set out in paragraph X(d) has not been satisfied with respect to any Purchase of the Securities by a Dealer Managed Fund;
(b) any determination by it that any other condition of this Decision has not been satisfied;
(c) any action it has taken or proposes to take following the determinations referred to above; and
(d) any action taken, or proposed to be taken, by the Dealer Manager or a portfolio manager of a Dealer Managed Fund, in response to the determinations referred to above.
XII. Each Purchase of Securities during the Prohibition Period is made on the TSX; and
XIII. An underwriter provides to the Dealer Manager written confirmation that the "dealer restricted period" in respect of the Offering, as defined in Ontario Securities Commission Rule 48-501 Trading During Distributions, Formal Bids and Share Exchange Transactions, has ended.
“Rhonda Goldberg” Assistant Manager, Investment Funds Ontario Securities Commission
Decisions, Orders and Rulings
March 16, 2007 (2007) 30 OSCB 2319
APPENDIX “A”
THE MUTUAL FUNDS
BMO Mutual Funds (consolidated)
BMO Asset Allocation Fund BMO Canadian Equity Class
BMO Equity Fund BMO Resource Fund
2.1.3 Contact Diamond Corporation - s. 1(10)
Mutual Reliance Review System for Exemptive Relief Applications – application for an order that the issuer is not a reporting issuer.
Ontario Statutes
Securities Act, R.S.O. 1990, c. S.5, as am., s. 1(10).
March 8, 2007
DuMoulin Black LLP 10th Floor – 595 Howe Street Vancouver, BC V6C 2T5
Attention: Joel Schuster
Dear Sirs/Mesdames:
Re: Contact Diamond Corporation (the "Applicant") Application for an order not to be a reporting issuer under the securities legislation of Alberta, Ontario, Manitoba, New Brunswick, Newfoundland & Labrador, Nova Scotia, Quebéc and Saskatchewan (the "Juris-dictions")
The Applicant has applied to the local securities regulatory authority or regulator (the “Decision Maker”) in each of the Jurisdictions for a decision under the securities legislation (the Legislation”) of the Jurisdictions not to be a reporting issuer in the Jurisdictions.
As the Applicant has represented to the Decision Makers that,
• the outstanding securities of the Applicant, including debt securities, are beneficially owned, directly or indirectly, by less than 15 security holders in each of the jurisdictions in Canada and less than 51 security holders in total in Canada;
• no securities of the Applicant are traded on a marketplace as defined in National Instrument 21-101 Marketplace Operation;
• the Applicant is applying for relief not to be a reporting issuer in all of the jurisdictions in Canada in which it is currently a reporting issuer; and
• the Applicant is not in default of any of its obligations under the Legislation as a reporting issuer,
each of the Decision Makers is satisfied that the test contained in the Legislation that provides the Decision Maker with the jurisdiction to make the decision has been met and orders that the Applicant is not a reporting issuer.
“Jo-Anne Matear” Assistant Manager, Corporate Finance Ontario Securities Commission
Decisions, Orders and Rulings
March 16, 2007 (2007) 30 OSCB 2320
2.1.4 Core North American Dividend Split Corp. - MRRS Decision
Headnote
Mutual Reliance System for Exemptive Relief Applications – Exemptive relief granted to an exchange traded fund from certain mutual fund requirements and restrictions on: organizational costs, calculation and payment of redemptions, preparation of compliance reports, and date of record for payment of distributions – Since investors will generally buy and sell units through the TSX, there are adequate protections and it would not be prejudicial to investors – National Instrument 81-102 – Mutual Funds.
Applicable Legislative Provisions
National Instrument 81-102 – Mutual Funds, ss. 3.3, 10.3, 10.4(1), 12.1(1), 14.1, 19.1.
February 27, 2007
IN THE MATTER OF THE SECURITIES LEGISLATION OF
BRITISH COLUMBIA, ALBERTA, SASKATCHEWAN, MANITOBA, ONTARIO, QUÉBEC, NOVA SCOTIA,
NEW BRUNSWICK, NEWFOUNDLAND AND LABRADOR AND PRINCE EDWARD ISLAND
(the “Jurisdictions”)
AND
IN THE MATTER OF THE MUTUAL RELIANCE REVIEW SYSTEM FOR EXEMPTIVE RELIEF APPLICATIONS
AND
IN THE MATTER OF CORE NORTH AMERICAN DIVIDEND SPLIT CORP.
(the “Filer”)
MRRS DECISION DOCUMENT
Background
The local securities regulatory authority or regulator (the “Decision Maker”) in each of the Jurisdictions has received an application from the Filer for a decision under the securities legislation of the Jurisdictions (the “Legislation”) that exempts the Filer from the following requirements of National Instrument 81-102 – Mutual Funds (“NI 81-102”) in connection with the Class A Shares and the Preferred Shares (as defined below) to be issued by the Filer and described in the preliminary prospectus dated January 26, 2007 (the “Preliminary Prospectus”):
(a) section 3.3, which prohibits a mutual fund or its security holders from bearing the costs of the preparation and filing of any prospectus;
(b) section 10.3, which requires that the redemption price of a security of a mutual fund to which a
redemption order pertains shall be the net asset value of a security of that class, or series of class, next determined after the receipt by the mutual fund of the order;
(c) subsection 10.4(1), which requires that a mutual fund shall pay the redemption price for securities that are the subject of a redemption order within three business days after the date of calculation of the net asset value per security used in establishing the redemption price;
(d) subsection 12.1(1), which requires a mutual fund that does not have a principal distributor to complete and file a compliance report, and accompanying letter of the auditor, in the form and within the time period mandated by subsection 12.1(1); and
(e) section 14.1, which requires that the record date for determining the right of security holders of a mutual fund to receive a dividend or distribution by the mutual fund shall be calculated in accordance with section 14.1.
Under the Mutual Reliance Review System for Exemptive Relief Applications
(a) the Ontario Securities Commission is the principal regulator for this application, and
(b) this MRRS Decision Document evidences the decision of each Decision Maker.
Interpretation
Defined terms contained in National Instrument 14-101 - Definitions have the same meaning in this decision unless they are defined in this decision.
Representations
This decision is based on the following facts represented by the Filer:
The Filer
1. The Filer is a mutual fund corporation established under the laws of Ontario. The Filer’s promoter and investment manager is Mulvihill Capital Management Inc. (“MCM”), and its manager is Mulvihill Fund Services Inc. (the “Manager”), a wholly-owned subsidiary of MCM. The head office of the Manager is located in the province of Ontario.
The Offering
2. The Filer will make an offering (the “Offering”) to the public, on a best efforts basis, of class A shares (the “Class A Shares”) and preferred shares (the “Preferred Shares”) (collectively, the “Shares”) in each of the provinces of Canada. A
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unit will consist of one Class A Share and one Preferred Share (a “Unit”).
3. The Class A Shares and the Preferred Shares are expected to be listed and posted for trading on the Toronto Stock Exchange (the “TSX”). An application requesting conditional listing approval has been made by the Filer to the TSX.
4. The expenses incurred in connection with the Offering (the “Expenses of the Offering”), will be borne by the Filer provided, however, that such expenses will not exceed 1.5% of the gross proceeds of the Offering.
The Shares
5. The Filer’s objectives in respect of the Class A Shares are: (i) to provide holders of Class A Shares with monthly cash distributions in an amount targeted to be 6.00% per annum on the net asset value of the Class A Shares; and (ii) to preserve and grow the net asset value per Unit.
6. The Filer’s objectives in respect of the Preferred Shares are: (i) to provide holders of Preferred Shares with fixed cumulative preferential quarterly cash distributions in the amount of $0.125 per Preferred Share ($0.50 per year) representing a yield on the issue price of the Preferred Shares of 5.00% per annum; and (ii) to return the original issue price of $10.00 per Preferred Share to holders of Preferred Shares at the time of redemption of such shares on June 30, 2014 (the “Termination Date”).
7. The net proceeds of the Offering will be invested in a blue-chip portfolio consisting of large capitalization, dividend-paying North American companies from across multiple industry sectors that have strong fundamentals and excellent long-term track records of earnings growth, dividend growth and share price appreciation (the “Portfolio”).
8. To generate additional distributable income for the Filer, the Filer may from time to time write covered call options in respect of all or part of the securities in the Portfolio.
9. The Class A Shares and the Preferred Shares may be surrendered for retraction at any time and will be retracted on a monthly basis on the last business day of each month (a “RetractionDate”), provided such shares are surrendered for retraction not less than 10 business days prior to the Retraction Date. The Filer will make payment for any shares retracted within 15 business days of the Retraction Date.
10. Shareholders also have an annual retraction right under which they may concurrently retract an equal number of Class A Shares and Preferred
Shares on the June Retraction Date in each year. The price paid by the Fund for such a concurrent retraction will be equal to the net asset value per Unit calculated as of such date, less any costs associated with the retraction.
11. The retraction payments for the Class A Shares and the Preferred Shares surrendered for retraction on the Retraction Date will be calculated at a discount to the net asset value per Unit of the Filer on the applicable Retraction Date in the manner described in the Preliminary Prospectus.
12. Any Class A Shares and Preferred Shares outstanding on the Termination Date will be redeemed by the Filer on such date.
Decision
Each of the Decision Makers is satisfied that the test contained in the Legislation that provides the Decision Maker with the jurisdiction to make the decision has been met.
The decision of the Decision Makers under the Legislation is that an exemption is granted from the following requirements of NI 81-102:
(a) section 3.3 - to permit the Filer to bear the Expenses of the Offering as described in paragraph 4 above;
(b) section 10.3 - to permit the Filer to calculate the retraction price for the Class A Shares and the Preferred Shares in the manner described in the Preliminary Prospectus and on the applicable Retraction Date as defined in the Preliminary Prospectus, following the surrender of Class A Shares and Preferred Shares for retraction;
(c) subsection 10.4(1) - to permit the Filer to pay the retraction price for the Class A Shares and the Preferred Shares on the Retraction Payment Date, as defined in the Preliminary Prospectus;
(d) subsection 12.1(1) - to relieve the Filer from the requirement to file the prescribed compliance reports; and
(e) section 14.1 - to relieve the Filer from the requirement relating to the record date for payment of dividends or other distributions of the Filer, provided that it complies with the applicable requirements of the TSX.
“Leslie Byberg” Manager, Investment Funds Ontario Securities Commission
Decisions, Orders and Rulings
March 16, 2007 (2007) 30 OSCB 2322
2.1.5 Badger Income Fund - MRRS Decision
Headnote
Mutual Reliance Review System for Exemptive Relief Applications – exemption granted from the requirement to include financial statements in an information circular for certain entities participating in an arrangement – the information circular will be sent to the Filer’s unitholders in connection with a proposed internal reorganization of its subsidiaries – the arrangement does not contemplate the acquisition of any additional interest in any operating assets or the disposition of any of the Filer’s existing interests in operating assets – certain steps in the proposed internal reorganization are technically significant acquisitions – unitholders will continue to hold units and the Filer will continue to own the same proportionate interest in the assets upon completion of the reorganization.
Applicable Legislative Provisions
National Instrument 51-102 Continuous Disclosure Obligations, Form 51-102F5 – Information Circular, Item 14.2.
Citation: Badger Income Fund, 2007 ABASC 77
March 6, 2007
IN THE MATTER OF THE SECURITIES LEGISLATION OF
ALBERTA AND ONTARIO (the Jurisdictions)
AND
IN THE MATTER OF THE MUTUAL RELIANCE REVIEW SYSTEM FOR EXEMPTIVE RELIEF APPLICATIONS
AND
IN THE MATTER OF BADGER INCOME FUND (the Filer)
MRRS DECISION DOCUMENT
Background
1. The local securities regulatory authority or regulator (the Decision Maker) in each of the Jurisdictions has received an application from the Filer for a decision under the securities legislation of the Jurisdictions (the Legislation) that the Filer be exempt from the requirements of item 14.2 of Form 51-102F5 – Information Circular of National Instrument 51-102 – Continuous Disclosure Obligations (NI 51-102) to include, in respect of a restructuring transaction and certain transactions included therein which are technically significant acquisitions, the following financial statements in a management information circular to be sent in connection with a meeting of securityholders at
which the restructuring transaction will be considered:
(a) the financial statements of Badger Income Trust (the Trust);
(b) the financial statements of Badger Daylighting Limited Partnership (BadgerLP);
(c) the financial statements of Badger Daylighting Inc. (BDI);
(d) the financial statements of Badger MFC Inc. (MFC);
(e) the financial statements of the company to be formed upon the amalgamation of BDI and MFC (Amalco MFC);
(f) the financial statements of Badger GP Inc. (New GP); and
(g) pro forma financial statements of any of the Filer, the Trust, Badger LP, BDI, MFC, Amalco MFC and New GP giving effect to the restructuring transaction including the certain transactions included therein which are technically significant acquisitions;
(the foregoing collectively referred to herein as theFinancial Statement Requirements).
2. The management information circular (the Management Information Circular) of the Filer in respect of which the relief is required is to be sent to the holders (Unitholders) of units (Fund Units)of the Filer in connection with a special meeting of Unitholders expected to be held within the next 12 months (the Meeting) at which Unitholders will consider an arrangement transaction (the Arrangement) of the Filer and its wholly owned subsidiaries.
3. MFC, a corporation to be incorporated under the Business Corporations Act (Alberta) (the ABCA)of which the Filer will be the sole shareholder, will undertake the Arrangement to internally reorganize the direct and indirect subsidiaries of the Filer so that the Filer will directly own 100% of the limited partnership units (Badger LP Units) of Badger LP, which limited partnership conducts the Filer’s Canadian business operations, rather than the current organizational structure in which a subsidiary trust, the Trust, owns approximately 29% of the outstanding Badger LP Units and a subsidiary company, BDI, owns approximately 71% of the outstanding Badger LP Units.
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March 16, 2007 (2007) 30 OSCB 2323
Application of Principal Regulator System
4. Under Multilateral Instrument 11-101 Principal Regulator System (MI 11-101) and National Policy 12-201 – Mutual Reliance Review System for Exemptive Relief Applications:
(a) the Alberta Securities Commission is the principal regulator for the Filer;
(b) the Filer is relying on the exemption in Part 3 of MI 11-101 in all of the provinces and territories in Canada except Alberta and Ontario; and
(c) this MRRS decision document evidences the decision of each Decision Maker.
Interpretation
5. Defined terms contained in National Instrument 14-101 Definitions have the same meaning in this decision unless they are otherwise defined in this decision.
Representations
6. This decision is based on the following facts represented by the Filer:
(a) The Filer is an unincorporated open-ended mutual fund trust governed by the laws of the Province of Alberta and created pursuant to a declaration of trust dated February 17, 2004 (the FundDeclaration of Trust).
Badger Income Fund
(b) The Filer's authorized capital consists of an unlimited number of Fund Units. Each Fund Unit represents an equal fractional undivided beneficial interest in any distributions from the Filer and in any net assets of the Filer in the event of termination or winding-up of the Filer. All Fund Units are of the same class with equal rights and privileges. Each Fund Unit is transferable, entitles the holder thereof to participate equally in distributions, including the distributions of net income and net realized capital gains of the Filer and distributions on liquidation, is fully paid and non-assessable and entitles the holder thereof to one vote at all meetings of Unitholders for each Fund Unit held.
(c) The Filer is a reporting issuer in each of the Provinces of Alberta, British Columbia, Ontario and Quebec and is not in default of its obligations as a reporting issuer in any of such Jurisdictions.
(d) As at the date hereof, 10,758,618 Fund Units are issued and outstanding. The Fund Units are listed and posted for trading on the Toronto Stock Exchange (the TSX) under the symbol BAD.UN.
Badger Income Trust
(e) The Trust is an unincorporated open-ended limited purpose trust formed under the laws of the Province of Alberta and created pursuant to a declaration of trust dated as of February 17, 2004 (the Trust Declaration of Trust).
(f) The Filer is the sole beneficiary of the Trust and owns 100% of the outstanding securities of the Trust including all of the outstanding trust units of the Trust (Trust Units) and certain unsecured redeemable subordinated promissory notes of the Trust issued to the Filer from time to time (the Trust Notes).
(g) The Trust is not a reporting issuer in any Jurisdiction.
Badger Daylighting Limited Partnership
(h) Badger LP is a limited partnership formed under the laws of the Province of Alberta pursuant to a limited partnership agreement dated February 17, 2004 (the Badger LP Agreement).
(i) BDI, as the general partner of Badger LP, manages the business and affairs of Badger LP.
(j) Badger LP is entitled to issue an unlimited number of Badger LP Units. The Trust owns approximately 29% of the Badger LP Units and BDI owns approximately 71% of the Badger LP Units.
(k) Badger LP owns and operates the Canadian based hydrovac business of the Filer.
(l) Badger LP is not a reporting issuer in any Jurisdiction.
Badger Daylighting Inc.
(m) BDI is a company formed pursuant to filing of articles of amalgamation pursuant to the ABCA.
(n) The Trust owns 100% of the outstanding securities of BDI including the common shares issued by BDI (the BDI Common Shares) and certain unsecured
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March 16, 2007 (2007) 30 OSCB 2324
redeemable subordinated promissory notes of BDI issued to the Trust from time to time (the BDI Notes).
(o) BDI is the general partner of Badger LP. BDI also, through its subsidiaries, owns and operates the United States based hydrovac business of the Filer. As stated earlier, BDI holds approximately 71% of the Badger LP Units. BDI also owns 100% of the shares of Badger Daylighting USA, Inc. (BDUI), a company incorporated in Indiana, which itself owns 100% of the shares of Badger Daylighting Corp. (BDC), a company incorporated in Nevada.
(p) BDI is not a reporting issuer in any Jurisdiction.
Badger MFC Inc.
(q) MFC will be incorporated pursuant to the ABCA prior to the Arrangement for the purpose of participating in the Arrangement.
(r) The authorized capital of MFC will consist of an unlimited number of common shares (MFC Common Shares), Class A non-voting common shares (MFC Class A Shares) and Class B non-voting common shares (MFCClass B Shares). Prior to the Arrangement, all of the issued and outstanding MFC Common Shares will be owned by the Filer and nil MFC Class A shares and nil MFC Class B shares will be issued and outstanding.
(s) Prior to the effective date of the Arrangement (the Effective Date), MFC will not carry on any business.
(t) MFC will not be a reporting issuer in any Jurisdiction.
Badger GP Inc.
(u) New GP will be incorporated pursuant to the ABCA prior to the Arrangement for the purpose of participating in the Arrangement and for the purpose of becoming the new general partner of Badger LP.
(v) Prior to the Arrangement, the sole shareholder of New GP will be BDI which will own all of the issued and outstanding shares, being ninety-nine (99) common shares, of New GP (New GP Common Shares).
(w) Prior to the Effective Date, New GP will not carry on any business.
(x) New GP will not be a reporting issuer in any Jurisdiction.
Details of the Arrangement
(y) The following is a summary of certain of the steps that are anticipated to occur as part of the Arrangement:
(i) The Fund Units held by dissenting Unitholders (Dissenting Unitholders) shall be deemed to have been transferred to the Filer and such Dissenting Unitholders shall cease to have any rights as Unitholders other than the right to be paid the fair value of their Fund Units.
(ii) The Fund Declaration of Trust shall be amended to create “Class A Fund Units” and “Class B Fund Units” and to make such other amendments as may be necessary to facilitate the Arrangement.
(iii) The Trust Declaration of Trust shall be amended to create “Class A Trust Units” and to make such other amendments as may be necessary to facilitate the Arrangement.
(iv) BDI shall transfer its general partnership interest in Badger LP to New GP in exchange for one (1) New GP Common Share.
(v) All of the issued and outstanding BDI Notes shall be satisfied, settled and cancelled in consideration for the issuance to the Trust by BDI of BDI Common Shares.
(vi) With the exception of a certain principal amount of Trust Notes required for a subsequent step in the Arrangement, all of the issued and outstanding Trust Notes shall be satisfied, settled and cancelled in consideration for the issuance to the Filer by the Trust of Trust Units.
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(vii) The Filer shall subscribe for, and be issued, a number of MFC Class A Shares.
(viii) The Filer shall distribute to the participating Unitholders (Participating Unitholders) all of the MFC Class A Shares acquired by the Filer.
(ix) The Trust shall transfer to MFC all of the issued and outstanding BDI Common Shares held by the Trust in exchange for MFC issuing to the Trust MFC Class B Shares.
(x) MFC and BDI shall undertake a vertical short form amal-gamation under the provisions of ABCA to form “Amalco MFC”.
(xi) Amalco MFC will transfer all of its property to the Filer in exchange for:
A. the issuance by the Filer to Amalco MFC of Class A Fund Units; and
B. the assumption of all liabilities of Amalco MFC.
(xii) The Participating Unitholders shall transfer to Amalco MFC all of the Amalco MFC Class A Shares owned by them in consideration for Class A Fund Units, the Trust shall transfer to Amalco MFC all of the Amalco MFC Class B Shares owned by it in consideration for Class A Fund Units, and such Amalco MFC Class A Shares and Amalco MFC Class B Shares so transferred to Amalco MFC shall be cancelled and returned to treasury.
(xiii) All of the remaining outstanding Trust Notes held by the Filer shall be satisfied, settled and cancelled in consideration for the issuance by the Trust to the Filer of Class A Trust Units.
(xiv) The Filer shall distribute the Class A Trust Units received pursuant to the step above to the Participating Unitholders.
(xv) The Trust shall transfer to the Filer the Class A Fund Units and Badger LP Units held by the Trust in consideration for:
A. the issuance by the Filer to the Trust of Class B Fund Units; and
B. the assumption of all liabilities of the Trust
(xvi) The Participating Unitholders shall transfer to the Trust all of the Class A Trust Units owned by them in consideration for Class B Fund Units, such Class A Trust Units so transferred to the Trust shall be cancelled and returned to treasury, the Filer shall transfer to the Trust all but one of the Trust Units owned by it in consideration for Class B Fund Units, and such Class B Fund Units so transferred to the Filer and such Trust Units so transferred to the Trust, shall be cancelled and returned to treasury.
(xvii) The issued and outstanding Fund Units, Class A Fund Units and Class B Fund Units shall be consolidated as Fund Units in such number of Fund Units as were issued and outstanding immediately prior to the Effective Time.
(z) The Arrangement is being undertaken to internally reorganize the direct and indirect subsidiaries of the Filer so that the Filer will directly own 100% of the Badger LP Units, which limited partnership conducts the Filer’s Canadian business operations. The rights of Unitholders in respect of the Filer and their relative indirect interests in and to the revenues of the Filer’s business will not be affected by the Arrangement. Certain steps in the Arrangement will technically be significant acquisitions under Part 8 of NI 51-102. However, the Arrangement does not contemplate the acquisition of any additional operating assets or the disposition of any of the Filer’s existing operating assets.
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March 16, 2007 (2007) 30 OSCB 2326
(aa) Following completion of the Arrange-ment:
(i) The Filer will own:
A. 100% of the outstand-ing Badger LP Units;
B. 100% of the outstand-ing shares of New GP; and
C. 100% of the outstand-ing shares of BDUI which itself owns 100% of the outstanding shares of BDC;
(ii) New GP will be the general partner of Badger LP and its only asset will be a 0.1% general partnership interest in Badger LP;
(iii) Badger LP will continue to own and operate the Canadian based hydrovac business of the Filer;
(iv) The Trust will have no assets and will eventually be wound up and dissolved; and
(v) Amalco MFC will have no assets and will eventually be wound up and dissolved.
(bb) Following completion of the Arrangement, neither the number of issued and outstanding Fund Units nor the relative holdings of the Fund Units by any Unitholder will be altered as a result of the completion of the Arrangement and the Filer will continue to indirectly own all of its existing operating assets.
(cc) While changes to the financial statements of the Filer will likely be required to reflect the Filer’s organizational structure following the Arrangement, the financial position of the Filer will be largely the same as is reflected in the Filer’s audited annual consolidated financial statements most recently filed or required to have been filed under Part 4 of NI 51-102 prior to the date of the Management Information Circular and the unaudited interim consolidated financial statements of the Filer most recently filed or required to have been filed under Part 4 of NI 51-102, if any, prior to the date of the Management Information Circular
(collectively the Filer Financial Statements).
(dd) The only securities that will be distributed to Unitholders pursuant to the Arrangement will be MFC Class A Shares, Class A Trust Units, Class A Fund Units, Class B Fund Units and the Fund Units resulting from the consolidation of the Class A Fund Units, Class B Fund Units and the then outstanding Fund Units. The MFC Class A Shares to be distributed to Unitholders will only be outstanding for a moment in time during the course of the Arrangement. The MFC Class A Shares will be listed on the TSX for the period of time that they are outstanding. The Class A Trust Units to be distributed to Unitholders will only be outstanding for a moment in time during the course of the Arrangement. The Class A Fund Units, the Class B Fund Units and the Fund Units resulting from the consolidation of the Class A Fund Units, Class B Fund Units and the Fund Units then outstanding are all securities of the Filer itself.
(ee) MFC and New GP will be incorporated solely to give effect to the Arrangement and will not carry on any business prior to the Arrangement. Further, each of MFC and New GP will be direct or indirect wholly-owned subsidiaries of the Filer. Further, following completion of the Arrangement each of Amalco MFC and New GP will be direct or indirect wholly-owned subsidiaries of the Filer.
(ff) The Management Information Circular will include, either directly or via incorporation by reference, prospectus level disclosure for the Filer in accordance with applicable securities legislation including the Filer Financial Statements (which will include the financial results for the Trust, Badger LP and BDI on a consolidated basis for the same periods).
(gg) The Management Information Circular will contain prospectus level disclosure for the Trust, Badger LP, BDI, MFC, Amalco MFC and New GP in accordance with applicable securities legislation (other than the financial statement disclosure required by the Financial Statement Requirement).
Decisions, Orders and Rulings
March 16, 2007 (2007) 30 OSCB 2327
Decision
7. The Decision Makers being satisfied that they have jurisdiction to make this decision and that the relevant test under the Legislation has been met. The decision of the Decision Makers is that the Financial Statement Requirements shall not apply to the Management Information Circular, provided the Filer complies with all other requirements of the Legislation, including but not limited to the requirement that the Management Information Circular include or incorporate by reference the Filer Financial Statements.
“Agnes Lau, CA” Associate Director, Corporate Finance Alberta Securities Commission
2.1.6 Goodman & Company, Investment Counsel Ltd. - MRRS Decision
Headnote
Mutual Reliance Review System for Exemptive Relief Applications – Exemption from subsection 4.1(1) of National Instrument 81-102 Mutual Funds to allow dealer managed mutual funds to invest in securities of an issuer during the prohibition period – affiliate of the Dealer Manager acted as an underwriter in connection with the distribution of securities of the issuer.
Applicable Legislative Provisions
National Instrument 81-102 Mutual Funds, ss. 4.1(1), 19.1.
March 9, 2007
IN THE MATTER OF THE SECURITIES LEGISLATION OF
BRITISH COLUMBIA, ALBERTA, SASKATCHEWAN, MANITOBA, ONTARIO, QUEBEC, NEW BRUNSWICK,
NOVA SCOTIA, PRINCE EDWARD ISLAND, NEWFOUNDLAND AND LABRADOR,
THE NORTHWEST TERRITORIES, NUNAVUT AND THE YUKON
(the “Jurisdictions”)
AND
IN THE MATTER OF THE MUTUAL RELIANCE REVIEW SYSTEM FOR EXEMPTIVE RELIEF APPLICATIONS
AND
IN THE MATTER OF GOODMAN & COMPANY,
INVESTMENT COUNSEL LTD. (the “Applicant” or “Dealer Manager”)
MRRS DECISION DOCUMENT
Background
The local securities regulatory authority or regulator (the “Decision Maker”) in each of the Jurisdictions has received an application from the Applicant, on behalf of the funds for which it acts as portfolio advisor, listed in Appendix “A” (the “Funds” or “Dealer Managed Funds”) for a decision under section 19.1 of National Instrument 81-102 – Mutual Funds(“NI 81-102”) for:
• an exemption from subsection 4.1(1) of NI 81-102 to enable the Dealer Managed Funds to invest in units (the “Units”) of Redcorp Ventures Ltd. (the “Issuer”), each Unit consisting of one common share (a “Common Share”) of the Issuer and one half of one Common Share purchase warrant (each whole warrant, a “Warrant”), during the period of distribution for the Offering (as defined below) (the “Distribution”) and to invest in the
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March 16, 2007 (2007) 30 OSCB 2328
Issuer’s Common Shares (the Units and Common Shares, collectively, the “Securities”) during the 60-day period following the completion of the Distribution (the “60-Day Period”) (the Distribution and the 60-Day Period together, the “Prohibition Period”) notwithstanding that an associate or affiliate of the Dealer Manager acts or has acted as an underwriter in connection with the offering (the “Offering”) of Units of the Issuer pursuant to a private placement in the provinces of British Columbia, Alberta and Ontario and such other provinces as determined by the Issuer prior to the Closing Date (as defined below) (the “Requested Relief”).
Under the Mutual Reliance Review System for Exemptive Relief Applications (“MRRS”):
(a) the Ontario Securities Commission (the “OSC”) is the principal regulator for this application, and
(b) this MRRS decision document evidences the decision of each Decision Maker.
Interpretation
Defined terms contained in National Instrument 14-101 - Definitions have the same meanings in this decision unless they are defined in this decision.
Representations
This decision is based on the following facts represented by the Applicant:
1. The Dealer Manager is a “dealer manager” with respect to each Dealer Managed Fund, and each Dealer Managed Fund is a “dealer managed mutual fund”, as such term is defined in section 1.1 of NI 81-102.
2. The head office of the Dealer Manager is in Toronto, Ontario.
3. The securities of the Dealer Managed Funds are qualified for distribution in all of the provinces and territories of Canada pursuant to a simplified prospectus that has been prepared and filed in accordance with the applicable securities legislation.
4. The Offering is being underwritten, subject to certain terms, by a syndicate which will include Dundee Securities Corporation (the “RelatedUnderwriter”), an affiliate of the Dealer Manager, among others (the Related Underwriter and any other underwriters, which are now or may become part of the syndicate prior to closing, the “Underwriters”).
5. The Issuer acquires, explores and develops mineral properties worldwide, with the ultimate objective of profitable exploitation. The Issuer’s
mineral interests are located in northern British Columbia, Canada and in central and south-central Portugal.
6. The Issuer is currently listed on the Toronto Stock Exchange (“TSX”) under the symbol RDV.
7. According to the term sheet (the “Term Sheet”) for the Offering, the Offering will consist of $18,181,800 Units being offered at a price of $0.55 per Unit, each Unit comprising of one Common Share of the Issuer and one half of one Common Share purchase warrant, with each Warrant entitling the holder thereof to purchase one Common Share of the Issuer at a price of $0.70 and exercisable for a period of 12 months following the closing of the Offering, which is expected to occur on or about March 15, 2007 (the “Closing Date”).
8. The gross proceeds of the Offering are expected to be approximately $10 million. According to the Term Sheet, the net proceeds will be used for the development of the Issuer’s Tulsequah property in British Columbia, for exploration on the Logoa Salgada property in Portugal and for general corporate purposes.
9. The Units will be subject to a hold period of four months and one day commencing on the Closing Date.
10. The Term Sheet does not disclose that the Issuer is a “related issuer” or “connected issuer” as defined in National Instrument 33-105 - Underwriting Conflicts (“NI 33-105”), of the Related Underwriter.
11. Despite the affiliation between the Dealer Manager and the Related Underwriter, they operate independently of each other. In particular, the investment banking and related dealer activities of the Related Underwriter and the investment portfolio management activities of the Dealer Manager are separated by “ethical” walls. Accordingly, no information flows from one to the other concerning their respective business operations or activities generally, except in the following or similar circumstances:
I. in respect of compliance matters (for example, the Dealer Manager and the Related Underwriter may communicate to enable the Dealer Manager to maintain an up to date restricted-issuer list to ensure that the Dealer Manager complies with applicable securities laws); and
II. the Dealer Manager and the Related Underwriter may share general market information such as discussion on general economic conditions, bank rates, etc.
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March 16, 2007 (2007) 30 OSCB 2329
12. The Dealer Managed Funds are not required or obligated to purchase any Securities during the Prohibition Period.
13. The Dealer Manager may cause the Dealer Managed Funds to invest in Securities during the Prohibition Period. Any purchase of the Securities will be consistent with the investment objectives of the Dealer Managed Funds and represent the business judgment of the Dealer Manager uninfluenced by considerations other than the best interests of the Dealer Managed Funds or in fact be in the best interests of the Dealer Managed Funds.
14. To the extent that the same portfolio manager or team of portfolio managers of the Dealer Manager manages two or more Dealer Managed Funds and other client accounts that are managed on a discretionary basis (the “Managed Accounts”),the Securities purchased for them will be allocated:
I. in accordance with the allocation factors or criteria stated in the written policies or procedures put in place by the Dealer Manager for the Dealer Managed Funds and Managed Accounts, and
II. taking into account the amount of cash available to the Dealer Managed Fund for investment.
15. There will be an independent committee (the “Independent Committee”) appointed in respect of the Dealer Managed Funds to review the investments of the Dealer Managed Funds in Securities during the Prohibition Period.
16. The Independent Committee will have at least three members and every member must be independent. A member of the Independent Committee is not independent if the member has a direct or indirect material relationship with its Dealer Manager, the Dealer Managed Funds, or any affiliate or associate thereof. For the purpose of this Decision, a material relationship means a relationship which could, in the view of a reasonable person, reasonably interfere with the exercise of the member’s independent judgment regarding conflicts of interest facing the Dealer Manager.
17. The members of the Independent Committee will exercise their powers and discharge their duties honestly, in good faith, and in the best interests of investors in the Dealer Managed Funds and, in so doing, exercise the degree of care, diligence and skill that a reasonably prudent person would exercise in the circumstances.
18. The Dealer Manager, in respect of each Dealer Managed Fund, will notify a member of staff in the
Investment Funds Branch of the Ontario Securities Commission, of the filing of the SEDAR Report (as defined below) on SEDAR, as soon as practicable after the filing of such report, and the notice shall include the SEDAR project number of the SEDAR Report and the date on which it was filed.
19. The Dealer Manager has not been involved in the work of the Related Underwriter and the Related Underwriter has not been and will not be involved in the decisions of the Dealer Manager as to whether the Dealer Managed Funds will purchase Securities during the Prohibition Period.
Decision
Each of the Decision Makers has assessed the conflict of interest risks associated with granting an exemption in this instance from subsection 4.1(1) of NI 81-102 and is satisfied that, at the time this Decision is granted, the potential risks are sufficiently mitigated.
Each of the Decision Makers is satisfied that the test contained in the NI 81-102 that provides the Decision Maker with the jurisdiction to make the Decision has been met.
The Decision of the Decision Makers under the Legislation is that the Requested Relief is granted, notwithstanding that the Related Underwriter acts or has acted as underwriter in the Offering provided that the following conditions are satisfied:
I. At the time of each purchase (the “Purchase”) of Securities by a Dealer Managed Fund pursuant to this Decision, the following conditions are satisfied:
(a) the Purchase
(i) represents the business judgment of the Dealer Manager uninfluenced by considerations other than the best interests of the Dealer Managed Fund, or
(ii) is, in fact, in the best interests of the Dealer Managed Fund;
(b) the Purchase is consistent with, or is necessary to meet, the investment objective of the Dealer Managed Fund as disclosed in its simplified prospectus; and
(c) the Dealer Managed Fund does not place the order to purchase, on a principal or agency basis, with its Related Underwriter;
II. Prior to effecting any Purchase pursuant to this Decision, the Dealer Managed Fund has in place written policies or procedures to ensure that,
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March 16, 2007 (2007) 30 OSCB 2330
(a) there is compliance with the conditions of this Decision; and
(b) in connection with any Purchase,
(i) there are stated factors or criteria for allocating the Securities purchased for two or more Dealer Managed Funds and other Managed Accounts, and
(ii) there is full documentation of the reasons for any allocation to a Dealer Managed Fund or Managed Account that departs from the stated allocation factors or criteria;
III. The Dealer Manager does not accept solicitation by its Related Underwriter for the Purchase of Securities for the Dealer Managed Funds;
IV. The Related Underwriter does not purchase Units in the Offering for its own account except Units sold by the Related Underwriter on Closing;
V. The Dealer Managed Fund has an Independent Committee to review the Dealer Managed Funds’ investments in Securities during the Prohibition Period;
VI. The Independent Committee has a written mandate describing its duties and standard of care which, as a minimum, sets out the applicable conditions of this Decision;
VII. The members of the Independent Committee exercise their powers and discharge their duties honestly, in good faith, and in the best interests of investors in the Dealer Managed Funds and, in so doing, exercise the degree of care, diligence and skill that a reasonably prudent person would exercise in the circumstances;
VIII. The Dealer Managed Funds do not relieve the members of the Independent Committee from liability for loss that arises out of a failure to satisfy the standard of care set out in paragraph VII above;
IX. The Dealer Managed Funds do not incur the cost of any portion of liability insurance that insures a member of the Independent Committee for a liability for loss that arises out of a failure to satisfy the standard of care set out in paragraph VII above;
X. The cost of any indemnification or insurance coverage paid for by the Dealer Manager, any portfolio manager of the Dealer Managed Funds, or any associate or affiliate of the Dealer Manager or any portfolio manager of the Dealer Managed
Fund to indemnify or insure the members of the Independent Committee in respect of a loss that arises out of a failure to satisfy the standard of care set out in paragraph VII above is not paid either directly or indirectly by the Dealer Managed Funds;
XI. The Dealer Manager files a certified report on SEDAR (the “SEDAR Report”), in respect of each Dealer Managed Fund, no later than 30 days after the end of the Prohibition Period, that contains a certification by the Dealer Manager that contains:
(a) the following particulars of each Purchase:
(i) the number of Securities purchased by the Dealer Managed Funds;
(ii) the date of the Purchase and purchase price;
(iii) whether it is known whether any underwriter or syndicate member has engaged in market stabilization activities in respect of the Securities;
(iv) if Securities were purchased for two or more Dealer Managed Funds and other Managed Accounts of the Dealer Manager, the aggregate amount so purchased and the percentage of such aggregate amount that was allocated to the Dealer Managed Funds; and
(v) the dealer from whom the Dealer Managed Funds purchased the Securities and the fees or commissions, if any, paid by the Dealer Managed Funds in respect of such Purchase;
(b) a certification by the Dealer Manager that the Purchase:
(i) was made free from any influence by the Related Underwriter or any affiliate or associate thereof and without taking into account any consideration relevant to the Related Underwriter or any associate or affiliate thereof; and
(ii) represented the business judgment of the Dealer Manager uninfluenced by considerations
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other than the best interest of the Dealer Managed Fund, or
(iii) was, in fact, in the best interests of the Dealer Managed Fund;
(c) confirmation of the existence of the Independent Committee to review the Purchase of the Securities by the Dealer Managed Funds, the names of the members of the Independent Committee, the fact that they meet the independence requirements set forth in this Decision, and whether and how they were compensated for their review;
(d) a certification by each member of the Independent Committee that after reasonable inquiry the member formed the opinion that the policies and procedures referred to in Condition II(a) above are adequate and effective to ensure compliance with this Decision and that the decision made on behalf of the Dealer Managed Fund by the Dealer Manager to purchase Securities for the Dealer Managed Fund and each Purchase by a Dealer Managed Fund:
(i) was made in compliance with the conditions of this Decision;
(ii) was made by the Dealer Manager free from any influence by the Related Underwriter or any affiliate or associate thereof and without taking into account any consideration relevant to the Related Underwriter or any associate or affiliate thereof; and
(iii) represented the business judgment of the Dealer Manager uninfluenced by considerations other than the best interests of the Dealer Managed Fund, or
(iv) was, in fact, in the best interests of the Dealer Managed Fund.
XII. The Independent Committee advises the Decision Makers in writing of:
(a) any determination by it that the condition set out in paragraph XI(d) has not been satisfied with respect to any Purchase of the Securities by the Dealer Managed Funds;
(b) any determination by it that any other condition of this Decision has not been satisfied;
(c) any action it has taken or proposes to take following the determinations referred to above; and
(d) any action taken, or proposed to be taken, by the Dealer Manager or a portfolio manager of the Dealer Managed Funds, in response to the determinations referred to above.
XIII. For Purchases of Units during the Distributiononly, the Dealer Manager:
(a) expresses an interest to purchase on behalf of the Dealer Managed Funds and Managed Accounts a fixed number of Units (the “Fixed Number”) to an Underwriter other than its Related Underwriter;
(b) agrees to purchase the Fixed Number or such lesser amount as has been allocated to the Dealer Manager no more than five (5) business days after the closing of the Offering;
(c) does not place an order with an underwriter of the Offering to purchase an additional number of Units under the Offering prior to the completion of the Distribution, provided that if the Dealer Manager was allocated less than the Fixed Number at the time of the closing of the Offering for the purposes of the Closing, the Dealer Manager may place an additional order for such number of additional Units equal to the difference between the Fixed Number and the number of Units allotted to the Dealer Manager, in the event that the Over-Allotment Option is exercised at the time of the closing of the Offering; and
(d) does not sell Units purchased by the Dealer Manager under the Offering, prior to the listing of the Common Shares on the TSX.
XIV. Each Purchase of Common Shares during the 60-Day Period is made on the TSX; and
XV. For Purchases of Common Shares during the 60-Day Period only, an underwriter provides to the Dealer Manager written confirmation that the “dealer restricted period” in respect of the Offering, as defined in Ontario Securities Commission Rule 48-501 - Trading During Distributions, Formal Bids and Share Exchange Transactions, has ended.
“Leslie Byberg” Manager, Investment Funds Branch Ontario Securities Commission
Decisions, Orders and Rulings
March 16, 2007 (2007) 30 OSCB 2332
Appendix “A”
THE MUTUAL FUNDS
Dynamic Funds
DMP Resource Class Dynamic Precious Metals Fund
2.1.7 Lakeview Asset Management Inc. - MRRS Decision
Headnote
Mutual Reliance Review System for Exemptive Relief Applications – Approval of a change of control of a mutual fund manager and abridgement of the related 60 day notice requirement to 46 days - Decision subject to no changes being made to portfolio management operations for period of 60 days subsequent to notice being provided to unitholders of the affected mutual funds.
Applicable Ontario Statutory Provisions
National Instrument 81-102 Mutual Funds, ss. 5.5(2), 5.8(1)(a), 19.1.
March 12, 2007
IN THE MATTER OF THE SECURITIES LEGISLATION OF
BRITISH COLUMBIA, ALBERTA, SASKATCHEWAN, MANITOBA, ONTARIO, QUÉBEC, NEW BRUNSWICK,
NOVA SCOTIA, PRINCE EDWARD ISLAND, AND NEWFOUNDLAND AND LABRADOR
(the “Jurisdictions”)
AND
IN THE MATTER OF THE MUTUAL RELIANCE REVIEW SYSTEM FOR EXEMPTIVE RELIEF APPLICATIONS
AND
IN THE MATTER OF LAKEVIEW ASSET MANAGEMENT INC.
MRRS DECISION DOCUMENT
Background
The local securities regulatory authority or regulator (the “Decision Maker”) in each of the Jurisdictions has received an application from CI Financial Income Fund (the “Filer”)on behalf of Lakeview Asset Management Inc. (“Lakeview”) for a decision under subsection 5.5(2) and section 19.1 of National Instrument 81-102 - Mutual Funds(the “Legislation”) that:
(a) approves the proposed indirect change of control of Lakeview; and
(b) abridges the time period prescribed by paragraph 5.8(1)(a) to 46 days for delivering notice to unitholders (the “Lakeview Unitholders”) of the mutual funds identified in Schedule “A” hereto (the “Lakeview Funds”) of the proposed indirect change of control of Lakeview.
Under the Mutual Reliance Review System for Exemptive Relief Applications:
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March 16, 2007 (2007) 30 OSCB 2333
(a) the Ontario Securities Commission is the principal regulator for this application; and
(b) this MRRS decision document evidences the decision of each Decision Maker.
Interpretation
Defined terms contained in National Instrument 14-101 - Definitions have the same meaning in this decision unless they are defined in this decision.
Representations
This decision is based on the following facts represented by the Filer:
1. The Filer is a reporting issuer in British Columbia, Alberta, Saskatchewan, Ontario, Québec, Nova Scotia and Prince Edward Island and is not on any list of defaulting issuers maintained in any Jurisdiction. The Filer’s units are listed on the Toronto Stock Exchange (the “TSX”) under the trading symbol “CIX.UN”.
2. Rockwater Capital Corporation (“Rockwater”) is a reporting issuer in each of the provinces and territories of Canada. Rockwater’s common shares are listed on the TSX under the trading symbol “RCC”.
3. Lakeview is a corporation incorporated under the laws of the Province of Ontario and is an indirect wholly-owned subsidiary of Rockwater. Lakeview acts as the trustee and the manager of the Lakeview Funds. Units of the Lakeview Funds are sold in all of the Jurisdictions pursuant to a simplified prospectus and annual information form dated June 22, 2006 (as amended) and a simplified prospectus and annual information form dated August 25, 2006 (as amended).
4. The Filer has made a take-over bid (the “Bid”)pursuant to which it has offered to acquire all of the outstanding shares of Rockwater. The completion of the Bid is subject to the satisfaction of certain conditions, including that the approval and relief described in this decision is granted. If the Filer is successful in acquiring a sufficient number of shares of Rockwater under the Bid, the Filer will indirectly acquire control of Lakeview, which is the manager of the Lakeview Funds. The Filer may complete its indirect acquisition (the “Closing”) of Lakeview as early as April 2, 2007, and may be required by Canadian securities legislation to take up the shares tendered into the Bid by April 12, 2007.
5. KBSH Capital Management Inc. and Barometer Capital Management Inc. are the current portfolio advisors to the Lakeview Funds and provide all portfolio management to the Lakeview Funds.
6. The mutual fund business owned by the Filer is carried on through CI Investments Inc. and United Financial Corporation (collectively, the “CIManagers”). Each CI Manager currently is registered under the Securities Act (Ontario) as an adviser in the categories of investment counsel and portfolio manager. The CI Managers collectively manage in excess of 100 public mutual funds, which are sold to the public in all the provinces and territories of Canada.
7. The directors and officers of Lakeview will change on or after Closing to provide, at a minimum, that the directors of Lakeview will be nominees of the Filer. Such directors or officers of Lakeview who are so replaced by the Filer will, however, be individuals who are currently directors and/or officers of a CI Manager. By virtue of their roles as directors and/or officers of the CI Managers, the proposed new directors and officers of Lakeview have demonstrated that they have the necessary education, experience, integrity and competence to be directors and/or officers of Lakeview.
8. The notice contemplated by subsection 5.8(1) of the Legislation of the proposed indirect change in control of Lakeview was mailed by the Filer to the Lakeview Unitholders on February 15, 2007 (the “Notice Date”).
9. The Closing will not change the manager of the Lakeview Funds. To the extent that any change is made after Closing which constitutes a “material change” to the Lakeview Funds within the meaning of National Instrument 81-106 - Investment Fund Continuous Disclosure (“NI 81-106”), the Lakeview Funds will comply with the continuous disclosure obligations set out in section 11.2 of NI 81-106. Further, any notices which are required to be delivered to, or approvals obtained from, the Canadian securities administrators or Lakeview Unitholders in connection with any such material change will be delivered or obtained, as required under applicable Canadian securities legislation.
10. The Filer intends to cause no changes to the portfolio advisors to the Lakeview Funds for at least 60 days following the Notice Date.
11. The Filer believes that abridging the period prescribed by paragraph 5.8(1)(a) of the Legislation to 46 days will not be prejudicial to the Lakeview Unitholders.
Decision
Each of the Decision Makers is satisfied that the test contained in the Legislation that provides the Decision Maker with the jurisdiction to make the decision has been met.
Decisions, Orders and Rulings
March 16, 2007 (2007) 30 OSCB 2334
The decision of the Decision Makers under the Legislation is that:
(a) the indirect change of control of Lakeview pursuant to the Bid is approved; and
(b) the period prescribed by paragraph 5.8(1)(a) of the Legislation is abridged to 46 days provided that the Filer causes no changes to the portfolio advisors to the Lakeview Funds for at least 60 days following the Notice Date.
“Leslie Byberg” Manager, Investment Funds Branch Ontario Securities Commission
Schedule “A”
LAKEVIEW FUNDS
Lakeview Disciplined Leadership Canadian Equity Fund
Lakeview Disciplined Leadership U.S. Equity Fund Lakeview Disciplined Leadership High Income Fund
Lakeview KBSH Premium Bond Explorer Fund Lakeview KBSH Equity Income Explorer Fund
Lakeview KBSH Large Cap Explorer Fund Lakeview KBSH Small Cap Explorer Fund
Decisions, Orders and Rulings
March 16, 2007 (2007) 30 OSCB 2335
2.1.8 Teton Energy Corporation - MRRS Decision
Headnote
Mutual Reliance Review System for Exemptive Relief Applications – Exemption from the requirements of National Instrument 51-101 – Standards of Disclosure for Oil and Gas Activitiesgranted to a reporting issuer who is an SEC issuer that has a de minimus connection to Canada. Relief is on condition that reporting issuer continues to have only a de minimus connection to Canada and to be subject to and comply with the disclosure requirements of the SEC and American Stock Exchange in connection with its oil and gas activities.
Rules Cited
National Instrument 51-101 – Standards of Disclosure for Oil and Gas Activities – s.8.1(1).
Citation: Teton Energy Corporation, 2007 ABASC 101
March 9, 2007
IN THE MATTER OF THE SECURITIES LEGISLATION OF
BRITISH COLUMBIA, ALBERTA AND ONTARIO (the Jurisdictions)
AND
IN THE MATTER OF THE MUTUAL RELIANCE REVIEW SYSTEM FOR EXEMPTIVE RELIEF APPLICATIONS
AND
IN THE MATTER OF TETON ENERGY CORPORATION (THE FILER)
MRRS DECISION DOCUMENT
Background
1. The local securities regulatory authority or regulator (the Decision Maker) in each of the Jurisdictions has received an application from the Filer for a decision under the securities legislation of the Jurisdictions (the Legislation) that the Filer be exempted from National Instrument 51-101 Standards of Disclosure for Oil and Gas Activities(the NI 51-101 Relief).
2. Under the Mutual Reliance Review System for Exemptive Relief Applications (the MRRS):
(a) the Alberta Securities Commission is the principal regulator for this application; and
(b) this MRRS Decision Document evidences the decision of each Decision Maker (the Decision).
Interpretation
3. Terms defined in National Instrument 14-101 Definitions have the same meaning in this Decision unless they are otherwise defined in this Decision.
Representations
4. This Decision is based on the following facts represented by the Filer:
(a) The Filer was incorporated pursuant to the laws of the State of Delaware on November 13, 1996.
(b) The Filer’s head and principal office is located in Denver, Colorado.
(c) The Filer is a reporting issuer or equivalent in each of the Jurisdictions.
(d) The authorized capital of the Filer consists of 225,000,000 shares of common stock (Common Shares) and 25,000,000 preferred shares. As at December 31, 2006, the Filer had outstanding 15,099,159 Common Shares and no preferred shares.
(e) The Common Shares are listed and posted for trading on the American Stock Exchange (AMEX) under the symbol “TEC” and on the Frankfurt Stock Exchange in Germany under the symbol “TP9”.
(f) The Common Shares were voluntarily delisted from the Canadian Venture Exchange effective at the close of business on January 9, 2002. The Common Shares are no longer listed on any exchange or marketplace in Canada.
(g) The Common Shares are registered under the United States Securities Exchange Act of 1934 (the 1934 Act). The Filer has filed with the SEC all filings required to be made with the SEC since it first become a reporting company under the 1934 Act on July 16, 2001.
(h) The Filer files with the SEC and AMEX disclosure about its oil and gas activities (Oil and Gas Disclosure) prepared in accordance with the requirements of the United States Securities Act of 1933 (the 1933 Act), the 1934 Act and the rules and regulations of the SEC and the AMEX (collectively the US Rules).
(i) A search of registered holders conducted on September 8, 2006 by Computershare
Decisions, Orders and Rulings
March 16, 2007 (2007) 30 OSCB 2336
Investor Services, the Filer’s transfer agent, indicated that there were 23 registered holders resident in Canada holding 70,485 Common Shares, representing approximately 0.5% of the issued and outstanding Common Shares of the Filer as of December 31, 2006.
(j) A search of the beneficial holders conducted on September 21, 2006 by ADP Investor Communications indicated that there were 185 beneficial holders resident in Canada holding 383,329 Common Shares or approximately 2.5% of the issued and outstanding Common Shares as of December 31, 2006.
(k) The Filer is a “U.S. issuer” within the meaning of that term in National Instrument 71-101 The Multijurisdictional Disclosure System and is an “SEC foreign issuer” within the meaning of that term in National Instrument 71-102 Continuous Disclosure and Other Exemptions Relating to Foreign Issuers.
(l) The Filer has securities listed on marketplaces outside Canada and has not offered securities in Canada since its de-listing from the Canadian Venture Exchange. The Filer has no current intention to offer securities in Canada in the future.
Decision
5. Each of the Decision Makers is satisfied that the test contained in the Legislation that provides the Decision Maker with the jurisdiction to make the Decision has been met.
6. The decision of the Decision Makers under the Legislation is that the NI 51-101 Relief is granted to the Filer for so long as:
(a) less than 10% of the number of registered and beneficial holders of Common Shares are resident in Canada;
(b) less than 10% of the outstanding Common Shares are held by Canadian residents;
(c) the Filer is subject to and complies with the disclosure requirements of the US Rules in connection with its oil and gas activities;
(d) the Filer issues in Canada, and files on SEDAR, a news release stating that it will, in accordance with this Decision, provide Oil and Gas Disclosure prepared in accordance with SEC requirements
rather than in accordance with NI 51-101; and
(e) the Filer files the Oil and Gas Disclosure with the Decision Makers as soon as practicable after the Oil and Gas Disclosure is filed with the SEC.
“Glenda A. Campbell”, QC Vice-ChairAlberta Securities Commission
“Stephen R. Murison” Vice-ChairAlberta Securities Commission
Decisions, Orders and Rulings
March 16, 2007 (2007) 30 OSCB 2337
2.2 Orders
2.2.1 First Global Ventures, S.A. et al. - s. 127(7)
IN THE MATTER OF THE SECURITIES ACT,
R.S.O. 1990, c. S.5, AS AMENDED
AND
FIRST GLOBAL VENTURES, S.A., ALLEN GROSSMAN
AND ALAN MARSH SHUMAN
ORDERSection 127(7)
WHEREAS on May 29, 2006, the Ontario Securities Commission (the “Commission”) ordered pursuant to section 127(1) of the Securities Act, R.S.O. 1990, c. S.5, as amended (the “Act”) that: (a) all trading by First Global Ventures, S.A. (“First Global”) and its officers, directors, employees and/or agents in securities cease forthwith; (b) all trading cease in the securities of First Global; and (c) any exemptions in Ontario securities law do not apply to First Global (the “First Temporary Order”);
AND WHEREAS pursuant to section 127(7) of the Act, a hearing was scheduled for June 13, 2006 at 10:00 a.m. (the “Hearing”);
AND WHEREAS First Global has been served with the First Temporary Order, the Notice of Hearing and the Statement of Allegations dated June 5, 2006, the Affidavit of Jody Sikora sworn May 25, 2006 and the affidavit of Wendell Clarke sworn May 25, 2006 as evidenced by the affidavits of Alice Hewitt sworn June 9, 2006 and the affidavit of Roy Mitchell sworn June 12, 2006;
AND WHEREAS on June 13, 2006, the Commission ordered pursuant to section 127(1) of the Actthat: (a) the First Temporary Order is extended to June 28, 2006; and (b) the Hearing is adjourned to June 28, 2006;
AND WHEREAS on June 28, 2006, the Commission ordered pursuant to section 127(5) of the Actthat: (a) Alan Marsh Shuman cease trading in all securities for a period of fifteen days; and (b) any exemptions contained in Ontario securities law do not apply to Alan Marsh Shuman for a period of 15 days (the “Second Temporary Order”);
AND WHEREAS on June 28, 2006, the Commission also ordered the First Temporary Order extended until the conclusion of the Hearing and ordered First Global to cease purchasing the names of potential investors from any company or person while subject to the First Temporary Order;
AND WHEREAS Alan Marsh Shuman has been served with the Second Temporary Order, the Amended Notice of Hearing dated July 11, 2006, the Amended Statement of Allegations, the affidavits of Jody Sikora
sworn May 25 and June 23, 2006 and the affidavit of Wendell Clarke sworn May 25, 2006 by leaving a copy of these documents with an adult member of Alan Marsh Shuman’s household as evidenced by the affidavit of Roy Mitchell sworn July 11, 2006;
AND WHEREAS on July 13, 2006, the Commission ordered pursuant to section 127(1) of the Act that: (a) the Second Temporary Order is extended until the conclusion of the Hearing; and (b) the Hearing is adjourned to September 12, 2006;
AND WHEREAS on August 24, 2006, Alan Marsh Shuman was served with Staff’s letter dated August 22, 2006 and a copy of the Order dated July 13, 2006 as evidenced by the affidavit of service of Lawrence Beischer sworn August 25, 2006;
AND WHEREAS on September 12, 2006, the Commission ordered that: (a) the Hearing is adjourned to November 21, 2006; and (b) First Global post a copy of the Commission Order dated September 12, 2006 prominently on the home page of First Global’s website at www.firstglobalventures.com;
AND WHEREAS Allen Grossman continues to be the subject of an ongoing cease trade order issued by the Commission on January 24, 2006 in the Maitland Capital Ltd. proceeding;
AND WHEREAS on November 21, 2006, Staff have filed the Affidavit of Jody Sikora sworn November 16, 2006 which attaches an ongoing suspension order of the Panamanian National Securities Commission dated September 19, 2006 issued against First Global and advised that First Global had not posted a copy of the Commission Order dated September 12, 2006 on its website as required by the Commission Order dated September 12, 2006;
AND WHEREAS on November 21, 2006, the Commission ordered the Hearing adjourned to March 8, 2007;
AND WHEREAS on March 2, 2007, Staff provided 12 volumes of disclosure to counsel for Allen Grossman;
AND WHEREAS Staff have filed the undated Amended Amended Notice of Hearing and the Amended Amended Statement of Allegations dated March 7, 2007 and advised that Staff intend to ask the Secretary’s office to issue the undated Amended Amended Notice of Hearing;
AND WHEREAS counsel for Allen Grossman and Staff consent to the Hearing starting on April 17, 2007 and continuing on April 19 and 20, 2007;
AND WHEREAS Alan Marsh Shuman and First Global have never appeared at this Hearing although properly served;
AND WHEREAS Staff have filed the Affidavit of Jasmine Handanovic sworn March 2, 2007 which indicates
Decisions, Orders and Rulings
March 16, 2007 (2007) 30 OSCB 2338
that: (a) First Global continued to contact investors after the First Temporary Order for the purpose of offering to exchange Maitland shares for First Global shares; and (b) First Global has recently set up a new website at www.firstglobalventures.net;
AND WHEREAS counsel for Allen Grossman does not object to the filing of the affidavit of Jasmine Handanovic sworn March 2, 2007 and reserves the right to challenge the affidavit at the hearing of the merits;
AND WHEREAS counsel for Allen Grossman and Staff have agreed to attend a pre-hearing conference on March 26, 2007 at 2:30 p.m.;
AND WHEREAS the Commission is of the opinion that it is in the public interest to make this order,
IT IS ORDERED that the Hearing will start on April 17, 2007 at 11:00 a.m. and continue on April 19 and 20, 2007 at 10:00 a.m. or on such other dates as scheduled by the Secretary’s office.
Dated at Toronto this “8th” day of March, 2007
“Suresh Thakrar”
“David L. Knight”
2.2.2 Desjardins Cabinet De Services Financiers Inc. / Desjardins Financial Services Firm Inc. - s. 7.1 of MI 33-109 Registration Information
Headnote
Application for relief from certain filing requirements of MI 33-109 in connection with a bulk change of category of the firm’s registered and non-registered individuals into an additional registration category in connection with the mutual fund dealer’s additional registration as a limited market dealer.
Applicable Rule
MI 33-109 – Registration Information
IN THE MATTER OF THE SECURITIES ACT (ONTARIO),
R.S.O. 1990, c.S.5, AS AMENDED (the Act)
AND
IN THE MATTER OF DESJARDINS CABINET DE SERVICES FINANCIERS
INC. / DESJARDINS FINANCIAL SERVICES FIRM INC.
ORDER(Section 7.1 of Multilateral Instrument 33-109)
UPON the application (the Application) of Desjardins Cabinet De Services Financiers Inc. / Desjardins Financial Services Firm Inc. (the Applicant)pursuant to section 7.1 of Multilateral Instrument 33-109 - Registration Information (MI 33-109) for an exemption from the requirement in section 4.2 of MI 33-109 that the Applicant submit a completed Form 33-109F2 for all registered and non-registered individuals of the Applicant in connection with the Applicant’s registration as a dealer in the category of limited market dealer (LMD), in addition to its current registration as a dealer in the category of mutual fund dealer;
AND UPON considering the Application;
AND UPON the Applicant having represented to the Director that:
1. The Applicant is a corporation organized under the laws of Quebec. The Applicant’s principal place of business is in Montréal, Quebéc.
2. The Applicant is registered in Ontario as a dealer in the category of mutual fund dealer. The Applicant has applied to the Commission for registration as a limited market dealer.
3. The Applicant is a Canadian mutual fund dealer registered in every province and territory for the distribution of investment funds. The Applicant has approximately 311 registered and non-registered individuals (the Registered Individuals) in Ontario.
Decisions, Orders and Rulings
March 16, 2007 (2007) 30 OSCB 2339
4. All individuals who trade in securities in Ontario on behalf of the Applicant have been registered as Registered Individuals in accordance with the registration requirement under section 25(1) of the Act and the requirements of Multilateral Instrument 33-102 – National Registration Database (MI 33-102), by submitting a Form 33-109F4 completed with all the information required for a Registered Individual.
5. The Applicant seeks relief from the requirement to submit a Form 33-109F2 – Change or Surrender of Individual Categories for each of its Registered Individuals in connection with the Applicant adding an additional category of dealer registration for each of its Registered Individuals on the National Registration Database (NRD)(the Bulk Change of Category).
6. Given the number of Registered Individuals of the Applicant, the preparation and filing of Form 33-109F2’s on behalf of each Registered Individual would achieve no regulatory purpose, while imposing an unwarranted administrative and compliance burden on the Applicant.
AND WHEREAS the Director is satisfied that it would not be prejudicial to the public interest to make the requested Order on the basis of the condition proposed;
IT IS ORDERED, pursuant to section 7.1 of MI 33-109, that the Applicant is exempt from the requirement in section 4.2 of MI 33-109 to submit a completed Form 33-109F2 for each of its Registered Individuals in connection with the Applicant’s registration as a dealer in the additional category of limited market dealer.
March 8, 2007
“David M. Gilkes”
2.2.3 Wellington Management Company, LLP - s. 218 of the Regulation
Headnote
Applicant for registration as limited market dealer exempted, pursuant to section 218 of the Regulation, from Canadian incorporation requirement in section 213 of the Regulation, subject to terms and conditions.
Statutes Cited
Securities Act, R.S.O. 1990, c. S.5, as am., ss. 26(3), 53.
Regulations Cited
Regulation made under the Securities Act, R.R.O. 1990, Reg. 1015, as am., ss. 213, 218.
IN THE MATTER OF THE SECURITIES ACT, R.S.O. 1990,
CHAPTER S.5, AS AMENDED (the ACT)
AND
IN THE MATTER OF R.R.O. 1990, REGULATION 1015
AS AMENDED (the REGULATION), MADE UNDER THE ACT
AND
IN THE MATTER OF WELLINGTON MANAGEMENT COMPANY, LLP
ORDER(Section 218 of the Regulation)
UPON the application (the Application) of Wellington Management Company, LLP (the Applicant) to the Ontario Securities Commission (the Commission) for an order, pursuant to section 218 of the Regulation, exempting the Applicant from the requirement in section 213 of the Regulation that the Applicant be incorporated, or otherwise formed or created, under the laws of Canada or a province or territory of Canada, in order for the Applicant to be registered under the Act as a dealer in the category of limited market dealer;
AND UPON considering the Application and the recommendation of staff of the Commission;
AND UPON the Applicant having represented to the Commission that:
1. The Applicant is a limited liability partnership formed under the laws of the Commonwealth of Massachusetts in the United States. The head office of the Applicant is located in Boston, Massachusetts.
Decisions, Orders and Rulings
March 16, 2007 (2007) 30 OSCB 2340
2. The Applicant is registered as an investment adviser with the U.S. Securities and Exchange Commission (the SEC).
3. The Applicant is currently registered under the Act as a non-Canadian adviser in the categories of investment counsel and portfolio manager (and previously as an international adviser) and under the Commodity Futures Act (Ontario) as a commodity trading manager (non-resident). The Applicant has applied for registration under the Act as a dealer in the category of limited market dealer.
4. In connection with its existing registration under the Act as an adviser, and its application for registration under the Act as a dealer, the Applicant has appointed an agent for service of process, that is resident in Ontario, and has filed a Form of Submission to Jurisdiction and Appointment of Agent for Service of Process in the required form. In addition, each of the individuals that are currently registered to act as an adviser on behalf of the Applicant and any individuals that are subsequently registered to act as an adviser on behalf of the Applicant, or registered to trade on behalf of the Applicant, will have, before they are registered, appointed an agent for service of process, that is resident in Ontario, and filed a Form of Submission to Jurisdiction and Appointment of Agent for Service of Process in the required form.
5. The Applicant is applying for registration as a limited market dealer in order to act as an intermediary in respect of the purchase by its clients of securities that are distributed pursuant to exemptions from the prospectus requirement in section 53 of the Act that are contained in National Instrument 45-106 – Prospectus and Registration Exemptions.
6. The Applicant’s registration as a limited market dealer will not permit the Applicant to: (i) hold any funds, securities or other assets on behalf of any client of the Applicant; or (ii) exercise any control (including any discretionary authority) in respect of any funds, securities or other assets of any client of the Applicant.
7. The Applicant does not propose to incorporate (or otherwise form or create) a separate Canadian company (or other entity) in order to carry out its proposed dealer activities in Ontario, which the Applicant believes can be carried out by itself on a more cost-effective and efficient basis.
8. In connection with its application for registration under the Act as a limited market dealer, the Applicant has agreed to the imposition of specific terms and conditions (the Registration Terms and Conditions) on this registration, as set out in
the attached Schedule A, pursuant to section 26 of the Act.
AND UPON the Commission being satisfied that to do so would not be prejudicial to the public interest;
IT IS ORDERED, pursuant to section 218 of the Regulation, that, in connection with the registration of the Applicant under the Act as a dealer in the category of limited market dealer, the Applicant is hereby exempted from section 213 of the Regulation, provided that:
1. the Applicant complies with the Registration Terms and Conditions; and
2. this exemption shall terminate on the day that is three years after the date hereof, unless earlier renewed.
March 13, 2007
“Robert L. Shirriff” Commissioner Ontario Securities Commission
“David L. Knight” Commissioner Ontario Securities Commission
Decisions, Orders and Rulings
March 16, 2007 (2007) 30 OSCB 2341
Schedule A
Specific Terms and Conditions under the Act on the Registration of
Wellington Management Company, LLP (the Applicant) as a Limited Market Dealer
1. Before the Applicant carries on any trading activity with or on behalf of, or acts as an adviser to, any client pursuant to its registration under the Act as a limited market dealer, the Applicant shall (if it has not already done so) provide to the client a statement in writing that:
(i) discloses the non-resident status of the Applicant in Ontario;
(ii) identifies the Applicant’s jurisdiction of residence and the name and address of the Applicant’s agent for service of process in Ontario; and
(iii) discloses the nature of risks to clients that legal rights may not be enforceable.
2. The Applicant will not change its agent for service of process in Ontario without giving the Director and its clients 30 days’ prior notice of such change, which shall, in the case of the Director, be given by filing with the Commission (Attention: Manager, Registrant Regulation) a new Submission to Jurisdiction and Appointment of Agent for Service of Process, in the required form.
3. The Applicant’s registration as a limited market dealer does not permit the Applicant to: (i) hold any funds, securities or other assets on behalf of any client of the Applicant; or (ii) exercise any control (including any discretionary authority) in respect of any funds, securities or other assets of any client of the Applicant.
4. The Applicant will inform the Director immediately upon the Applicant becoming aware that:
(a) it has ceased to be registered as an investment adviser with the SEC;
(b) its licensing or registration by any financial services authority, securities regulatory authority or self-regulatory authority in any Canadian or foreign jurisdiction is not being renewed or is being suspended or revoked;
(c) it is the subject of an investigation or disciplinary action by any financial services authority, securities regulatory authority or self-regulatory authority in any Canadian or foreign jurisdiction;
(d) the licensing or registration of any of the individuals that are registered under the
Act to trade or act as an adviser on behalf of the Applicant, is being suspended or revoked by any financial services authority, securities regulatory authority or self-regulatory authority in any Canadian or foreign jurisdiction; or
(e) any of the individuals that are registered under the Act to trade or act as an adviser on behalf of the Applicant is the subject of an investigation or disciplinary action by any financial services authority or securities regulatory authority or self-regulatory authority in any Canadian or foreign jurisdiction.
5. The Applicant will pay any increased compliance and case assessment costs of the Commission due to the Applicant’s location outside of Ontario, including the cost of hiring a third party to perform a compliance review on behalf of the Commission.
6. The Applicant will make any books and records (including electronic records) of the Applicant that are outside Ontario readily accessible to the Commission, and will produce these books and records for the Commission within a reasonable time, upon the request of the Commission.
7. If the laws of the jurisdiction in which the Applicant’s books and records are located prohibit production of these books and records in Ontario, without the consent of a client of the Applicant, the Applicant shall, upon the request of the Commission:
(a) so advise the Commission; and
(b) use its best efforts to obtain the client’s consent to the production of the books and records.
8. The Applicant will, upon the Commission’s request, provide a representative to assist the Commission in compliance and enforcement matters.
9. The Applicant and each of the individuals registered to trade or act as advisers on behalf of the Applicant will comply, at the Applicant’s expense, with requests under the Commission’s investigation powers and orders under the Act, in relation to the Applicant’s dealings with clients, including: producing documents and witnesses in Ontario; submitting to audit or search and seizure process; or consenting to an asset freeze, to the extent such powers or orders would be enforceable against the Applicant if the Applicant were resident in Ontario.
10. If the laws of the Applicant’s jurisdiction of residence that are otherwise applicable to the giving of evidence or production of documents
Decisions, Orders and Rulings
March 16, 2007 (2007) 30 OSCB 2342
prohibit the Applicant or a witness from giving evidence without the consent or leave of a client or any third party, including a court of competent jurisdiction, the Applicant shall:
(a) so advise the Commission; and
(b) use its best efforts to obtain the client’s consent to the giving of the evidence.
11. The Applicant will maintain appropriate registration and regulatory organization membership, in the Canadian or foreign jurisdiction of its principal operations, and if required, in its Canadian or foreign jurisdiction of residence.
March 16, 2007 (2007) 30 OSCB 2343
Chapter 4
Cease Trading Orders
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders
Company NameDate of
Temporary Order
Date of Hearing Date ofPermanent
Order
Date ofLapse/Revoke
NO REPORT FOR THIS WEEK
4.2.1 Temporary, Permanent & Rescinding Management Cease Trading Orders
Company NameDate of Order or
Temporary Order
Date of Hearing
Date ofExtending
Order
Date ofLapse/ Expire
Date of Issuer
Temporary Order
NO REPORT FOR THIS WEEK
4.2.2 Outstanding Management & Insider Cease Trading Orders
Company NameDate of Order or
Temporary Order
Date of Hearing
Date ofExtending
Order
Date ofLapse/ Expire
Date of Issuer
Temporary Order
Argus Corporation Limited 25 May 04 03 Jun 04 03 Jun 04
CoolBrands International Inc. 30 Nov 06 13 Dec 06 13 Dec 06
Fareport Capital Inc. 13 Sep 05 26 Sep 05 26 Sep 05
Hip Interactive Corp. 04 Jul 05 15 Jul 05 15 Jul 05
HMZ Metals Inc. 03 Apr 06 14 Apr 06 17 Apr 06
Hollinger Inc. 18 May 04 01 Jun 04 01 Jun 04
Radiant Energy Corporation 06 Mar 07 19 Mar 07
Research In Motion Limited 24 Oct 06 07 Nov 06 07 Nov 06
Cease Trading Orders
March 16, 2007 (2007) 30 OSCB 2344
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March 16, 2007 (2007) 30 OSCB 2345
Chapter 7
Insider Reporting
The following is a weekly summary of insider transactions by insiders of Ontario reporting issuers in SEDI ® (the System for Electronic Disclosure by Insiders).1 The weekly summary contains insider transactions reported during the 7-day period ending Sunday at 11:59 p.m. (i.e. the Sunday prior to the Bulletin Issue date).2
Guide to Codes Relationship of Insider to Issuer (Rel=n)
1 Issuer 2 Subsidiary of Issuer 3 10% Security Holder of Issuer 4 Director of Issuer 5 Senior Officer of Issuer 6 Director or Senior Officer of 10% Security Holder 7 Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6) 8 Deemed Insider – 6 Months before becoming Insider
Nature of Transaction (T/O)
00 Opening Balance-Initial SEDI Report 10 Acquisition or disposition in the public market 11 Acquisition or disposition carried out privately 15 Acquisition or disposition under a prospectus 16 Acquisition or disposition under a prospectus exemption 22 Acquisition or disposition pursuant to a take-over bid, merger or acquisition 30 Acquisition or disposition under a purchase/ ownership plan 35 Stock dividend 36 Conversion or exchange 37 Stock split or consolidation 38 Redemption, retraction, cancellation, repurchase 40 Short sale 45 Compensation for property 46 Compensation for services 47 Acquisition or disposition by gift 48 Acquisition by inheritance or disposition by bequest 50 Grant of options 51 Exercise of options 52 Expiration of options 53 Grant of warrants 54 Exercise of warrants 55 Expiration of warrants 56 Grant of rights 57 Exercise of rights 59 Exercise for cash 70 Acquisition or disposition (writing) of third party derivative 71 Exercise of third party derivative 72 Other settlement of third party 73 Expiration of third party derivative 90 Change in nature of ownership 97 Other 99 Correction of Information
Note: The asterisk in the “Date/Month End Holding” column indicates the insider disagreed with the system calculated balance when the transaction was reported.
1 SEDI® is a registered trademark owned by CDS INC. 2 ©CDS INC.
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2346
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
01 Communique Laboratory Inc.
Common Shares Charlton, Peter Seymore 4 26/02/2007 97 1,412,500 -17,500
Aastra Technologies Limited Common Shares Brett, Allan 5 19/01/2007 51 12 20,000
Aastra Technologies Limited Common Shares Brett, Allan 5 19/02/2007 51 12 24,200 20,000
Aastra Technologies Limited Options Brett, Allan 5 19/01/2007 51 12 -20,000
Aastra Technologies Limited Options Brett, Allan 5 19/02/2007 51 12 100,000 -20,000
Aastra Technologies Limited Common Shares Wai, Bosco 5 02/03/2007 10 33.5 21,048 -1,000
Aastra Technologies Limited Common Shares Wai, Bosco 5 02/03/2007 10 34 19,548 -1,500
Abacus Mining & Exploration Corp
Common Shares Front Street Investment Management Inc.
3 28/02/2007 10 0.69 5,394,000 -275,000
Abitibi-Consolidated Inc. Common Shares Black, Hans 4 05/03/2007 10 3.23 23,001 10,000 Accrete Energy Inc. Common Shares Campbell, Richard Allan 5 01/03/2007 30 5.26 15,328 1,046 Accrete Energy Inc. Common Shares Dalton, Thomas 5 01/03/2007 30 5.26 2,513 1,078 Accrete Energy Inc. Common Shares Dobek, Ray 5 01/03/2007 30 5.26 105,667 1,141 Accrete Energy Inc. Common Shares George, Norm 5 01/03/2007 30 5.26 220,625 1,046 Accrete Energy Inc. Common Shares Kirby, Andy 5 01/03/2007 30 5.26 69,625 920 Accrete Energy Inc. Common Shares Salamon, Peter 5 01/03/2007 30 5.26 1,005,449 2,663 ACE Aviation Holdings Inc. voting shares Blanchette, Pierre 7 31/12/2006 30 33.01 368 144
ACE Aviation Holdings Inc. voting shares Blanchette, Pierre 7 26/02/2007 10 37.6 287 -81
ACE Aviation Holdings Inc. voting shares Blanchette, Pierre 7 26/02/2007 10 37.51 102 -185
ACE Aviation Holdings Inc. Options (Stock Option Plan)
Brewer, Montie R. 7 26/02/2007 51 373,590 -62,426
ACE Aviation Holdings Inc. Options (Stock Option Plan)
Brewer, Montie R. 7 28/02/2007 51 323,732 -49,858
ACE Aviation Holdings Inc. voting shares Brewer, Montie R. 7 26/02/2007 51 15.04 70,691 62,426
ACE Aviation Holdings Inc. voting shares Brewer, Montie R. 7 26/02/2007 10 37.36 8,265 -62,426
ACE Aviation Holdings Inc. voting shares Brewer, Montie R. 7 28/02/2007 51 15.04 58,123 49,858
ACE Aviation Holdings Inc. voting shares Brewer, Montie R. 7 28/02/2007 10 36.1 8,265 -49,858
ACE Aviation Holdings Inc. Options (Stock Option Plan)
Dufresne, Yves 7 28/02/2007 51 13,294 -6,648
ACE Aviation Holdings Inc. voting shares Dufresne, Yves 7 28/02/2007 51 15.04 6,785 6,648
ACE Aviation Holdings Inc. voting shares Dufresne, Yves 7 28/02/2007 10 36.25 137 -6,648
ACE Aviation Holdings Inc. voting shares DUNNE, Brian 5 14/02/2007 50 28.75 9,300
ACE Aviation Holdings Inc. voting shares DUNNE, Brian 5 14/02/2007 51 28.75 0 9,300
ACE Aviation Holdings Inc. Options (Stock Option Plan)
Morin, Claude 7 01/03/2007 51 38,238 -3,309
ACE Aviation Holdings Inc. voting shares Morin, Claude 7 01/03/2007 51 15.04 3,309 3,309
ACE Aviation Holdings Inc. voting shares Morin, Claude 7 01/03/2007 10 35.85 500 -2,809
ACE Aviation Holdings Inc. voting shares Morin, Claude 7 01/03/2007 10 35.86 0 -500
ACE Aviation Holdings Inc. Options (Stock Option Plan)
Rosenberg, Marc 7 05/03/2007 51 32,887 -1,000
ACE Aviation Holdings Inc. Options (Stock Option Plan)
Rosenberg, Marc 7 06/03/2007 51 31,339 -1,548
ACE Aviation Holdings Inc. voting shares Rosenberg, Marc 7 05/03/2007 51 15.04 1,115 1,000
ACE Aviation Holdings Inc. voting shares Rosenberg, Marc 7 05/03/2007 10 35.6 115 -1,000
ACE Aviation Holdings Inc. voting shares Rosenberg, Marc 7 06/03/2007 51 15.04 1,663 1,548
ACE Aviation Holdings Inc. voting shares Rosenberg, Marc 7 06/03/2007 10 35.9 115 -1,548
ACE Aviation Holdings Inc. Options (Stock Option Plan)
Welscheid, Susan 7 13/02/2007 10 -500
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2347
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
ACE Aviation Holdings Inc. Options (Stock Option Plan)
Welscheid, Susan 7 13/02/2007 51 34,590 -500
ACTIVEnergy Income Fund Trust Units Activenergy Income Fund 1 19/02/2007 38 9.65 8,680,345 500
ACTIVEnergy Income Fund Trust Units Activenergy Income Fund 1 21/02/2007 38 9 8,690,749 4
ACTIVEnergy Income Fund Trust Units Activenergy Income Fund 1 01/03/2007 38 9.35 8,732,649 1,400
ACTIVEnergy Income Fund Trust Units Activenergy Income Fund 1 01/03/2007 38 9.43 8,737,449 4,800
ACTIVEnergy Income Fund Trust Units Activenergy Income Fund 1 02/03/2007 38 9.41 8,738,649 1,200
ACTIVEnergy Income Fund Trust Units Activenergy Income Fund 1 05/03/2007 38 9.27 8,749,549 10,900
ACTIVEnergy Income Fund Trust Units Activenergy Income Fund 1 05/03/2007 38 9.28 8,755,349 5,800
ACTIVEnergy Income Fund Trust Units Activenergy Income Fund 1 06/03/2007 38 9.18 8,759,749 4,400
ACTIVEnergy Income Fund Trust Units Activenergy Income Fund 1 07/03/2007 38 9.22 8,763,049 3,300
Acuity Growth & Income Trust
Trust Units Acuity Growth & Income Trust
1 05/03/2007 10 11.15 6,200 6,200
Acuity Growth & Income Trust
Trust Units Acuity Growth & Income Trust
1 05/03/2007 38 0 -6,200
Addax Petroleum Corporation
Common Shares AOG Holdings BV 3 01/03/2007 11 63,727,931 -52,800
Addax Petroleum Corporation
Common Shares Dey, Peter James 4 07/09/2006 36 38,032 7,300
Addax Petroleum Corporation
Subscription Receipts Dey, Peter James 4 23/11/2005 00
Addax Petroleum Corporation
Subscription Receipts Dey, Peter James 4 16/08/2006 15 27.25 7,300 7,300
Addax Petroleum Corporation
Subscription Receipts Dey, Peter James 4 07/09/2006 36 0 -7,300
Addax Petroleum Corporation
Common Shares Pearce, James Charles 5 21/12/2006 47 25,666 -6,000
Addax Petroleum Corporation
Common Shares Pearce, James Charles 5 03/01/2007 10 32 22,666 -3,000
Adherex Technologies Inc. Options Klein, James Arthur (Jr.) 5 28/02/2007 50 0.28 322,500 50,000 Adherex Technologies Inc. Options Kufe, Donald W. 4 28/02/2007 50 0.28 50,000 Adherex Technologies Inc. Options Kufe, Donald W. 4 28/02/2007 50 0.28 139,743 50,000 Adherex Technologies Inc. Common Shares Lawrence & Company Inc. 3 08/03/2007 10 0.3924 5,575,757 -2,000,000 Adherex Technologies Inc. Options MARTIN, Michael G. 4 28/02/2007 50 0.28 110,000 50,000 Adherex Technologies Inc. Options Mermelstein, Fred 4 28/02/2007 50 0.28 129,043 50,000 Adherex Technologies Inc. Options Murray, Dana Scott 5 28/02/2007 50 0.28 344,470 200,000 Adherex Technologies Inc. Options Norris, Robin 4, 5 28/02/2007 50 0.28 407,000 75,000 Adherex Technologies Inc. Options Porter, Arthur T. 4 28/02/2007 50 0.28 125,743 50,000 Adherex Technologies Inc. Common Shares Southpoint Capital Advisors
LP3 21/02/2007 00
Adherex Technologies Inc. Common Shares Southpoint Capital Advisors LP
3 21/02/2007 15 0.33 41,504,000 41,504,000
Adherex Technologies Inc. Warrants (Common Shares)
Southpoint Capital Advisors LP
3 21/02/2007 00
Adherex Technologies Inc. Warrants (Common Shares)
Southpoint Capital Advisors LP
3 21/02/2007 15 0.4 20,752,000 20,752,000
ADS Inc. Multiple Voting Shares SCHEUBEL, GERARD 5 07/03/2007 10 1.32 24,800 2,000 Aeroplan Income Fund Units Graham, Elizabeth 5 12/02/2007 57 7,514 6,629 Aeroplan Income Fund Units Graham, Elizabeth 5 13/02/2007 57 6,629 Aeroplan Income Fund Units Graham, Elizabeth 5 22/02/2007 10 19.5 1,814 -5,700 Aeroplan Income Fund Units Graham, Elizabeth 5 22/02/2007 10 19.53 1,614 -200 Aeroplan Income Fund Units Graham, Elizabeth 5 22/02/2007 10 19.52 1,514 -100 Aeroplan Income Fund Units Landry, Craig 5 12/02/2007 57 19.03 -1,095 Aeroplan Income Fund Units Landry, Craig 5 12/02/2007 10 19.03 1,178 -1,095 AGF Management Limited Common Shares Class B Graham, George Keith 5 19/12/2006 10 26.73 -25,000
AGF Management Limited Common Shares Class B Graham, George Keith 5 19/12/2006 10 26.73 6,250 -18,750
Agrium Inc. Common Shares Grossett, James M. 5 01/03/2007 10 30,000 10,000 Agrium Inc. Common Shares PROTO, FRANK W. 4 06/03/2007 47 43.05 21,900 -100 AlarmForce Industries Inc. Common Shares Christopoulos, George 3 27/02/2007 10 5.4773 1,256,893 -11,000 AlarmForce Industries Inc. Common Shares Christopoulos, George 3 28/02/2007 10 5.47 1,256,593 -300 AlarmForce Industries Inc. Common Shares Christopoulos, George 3 01/03/2007 10 5.46 1,253,793 -2,800 AlarmForce Industries Inc. Common Shares Christopoulos, George 3 02/03/2007 10 5.5218 1,247,393 -6,400
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2348
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Alberta Focused Income & Growth Fund
Trust Units Alberta Focused Income & Growth Fund
1 20/02/2007 38 7.33 762,212 3,000
Alberta Focused Income & Growth Fund
Trust Units Alberta Focused Income & Growth Fund
1 20/02/2007 38 7.41 767,512 5,300
Alberta Focused Income & Growth Fund
Trust Units Alberta Focused Income & Growth Fund
1 21/02/2007 38 7.4 767,912 400
Alberta Focused Income & Growth Fund
Trust Units Alberta Focused Income & Growth Fund
1 21/02/2007 38 7.39 772,712 4,800
Alberta Focused Income & Growth Fund
Trust Units Alberta Focused Income & Growth Fund
1 22/02/2007 38 7.37 779,812 7,100
Alberta Focused Income & Growth Fund
Trust Units Alberta Focused Income & Growth Fund
1 26/02/2007 38 7.45 780,412 600
Alberta Focused Income & Growth Fund
Trust Units Alberta Focused Income & Growth Fund
1 26/02/2007 38 7.49 782,312 1,900
Alberta Focused Income & Growth Fund
Trust Units Alberta Focused Income & Growth Fund
1 28/02/2007 38 7.21 782,912 600
Alberta Focused Income & Growth Fund
Trust Units Brasseur, Murray 4, 5 26/02/2007 10 7.5 45,736 -1,300
Alberta Focused Income & Growth Fund
Trust Units Brasseur, Murray 4, 5 27/02/2007 10 7.5 44,736 -1,000
Alcan Inc. Participation Units Alcan Employee Savings Plan
Chenard, Pierre 5 15/02/2007 30 87.25 640 3
Alcan Inc. Participation Units Alcan Employee Savings Plan
Chenard, Pierre 5 28/02/2007 30 83.03 644 4
Alcan Inc. Participation Units Alcan Employee Savings Plan
Chistolini, Mark 5 15/02/2007 30 87.25 362 4
Alcan Inc. Participation Units Alcan Employee Savings Plan
Chistolini, Mark 5 28/02/2007 30 83.03 366 4
Alcan Inc. Common Shares Copeland, Corey 5 01/03/2007 00 200 Alcan Inc. Common Shares Copeland, Corey 5 01/03/2007 00 100 Alcan Inc. Options B, C, D, E, & F Copeland, Corey 5 01/03/2007 00 10,206 Alcan Inc. Participation Units Alcan
Employee Savings Plan Copeland, Corey 5 01/03/2007 00 403
Alcan Inc. Units Restricted Share Unit Plan
Copeland, Corey 5 01/03/2007 00 1,866
Alcan Inc. Participation Units Alcan Employee Savings Plan
Cote, Jacynthe 5 15/02/2007 30 87.25 1,274 16
Alcan Inc. Participation Units Alcan Employee Savings Plan
Cote, Jacynthe 5 28/02/2007 30 83.03 1,291 17
Alcan Inc. Participation Units Alcan Employee Savings Plan
Cote, Jacynthe 5 28/02/2007 97 1,292 1
Alcan Inc. Participation Units Alcan Employee Savings Plan
Deslarzes, Jean-Christophe 5 15/02/2007 30 87.25 50 4
Alcan Inc. Participation Units Alcan Employee Savings Plan
Deslarzes, Jean-Christophe 5 28/02/2007 30 83.03 55 5
Alcan Inc. Participation Units Alcan Employee Savings Plan
Evans, Richard B. 4, 5 15/02/2007 30 87.25 557 19
Alcan Inc. Participation Units Alcan Employee Savings Plan
Evans, Richard B. 4, 5 28/02/2007 30 83.03 577 20
Alcan Inc. Participation Units Alcan Employee Savings Plan
Gagnier, Daniel 5 15/02/2007 30 87.25 3,347 10
Alcan Inc. Participation Units Alcan Employee Savings Plan
Gagnier, Daniel 5 28/02/2007 30 83.03 3,357 10
Alcan Inc. Participation Units Alcan Employee Savings Plan
Hanley, Michael 5 15/02/2007 30 87.25 1,236 8
Alcan Inc. Participation Units Alcan Employee Savings Plan
Hanley, Michael 5 28/02/2007 30 83.03 1,245 9
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2349
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Alcan Inc. Participation Units Alcan Employee Savings Plan
Harries, Rhodri 5 15/02/2007 30 87.25 661 8
Alcan Inc. Participation Units Alcan Employee Savings Plan
Harries, Rhodri 5 28/02/2007 30 83.03 669 8
Alcan Inc. Participation Units Alcan Employee Savings Plan
Jacques, Michel 5 15/02/2007 30 87.25 48 8
Alcan Inc. Participation Units Alcan Employee Savings Plan
Jacques, Michel 5 28/02/2007 30 83.03 57 9
Alcan Inc. Common Shares McAusland, David L. 5 02/03/2007 51 40.67 45 45 Alcan Inc. Common Shares McAusland, David L. 5 02/03/2007 51 46.16 10,993 10,948 Alcan Inc. Common Shares McAusland, David L. 5 02/03/2007 51 34.04 47,942 36,949 Alcan Inc. Common Shares McAusland, David L. 5 02/03/2007 10 62.04 47,897 -45 Alcan Inc. Common Shares McAusland, David L. 5 02/03/2007 10 60.95 47,849 -48 Alcan Inc. Common Shares McAusland, David L. 5 02/03/2007 10 61.3 36,949 -10,900 Alcan Inc. Common Shares McAusland, David L. 5 02/03/2007 10 61.86 0 -36,949 Alcan Inc. Options B, C, D, E, & F McAusland, David L. 5 02/03/2007 51 201,309 -45 Alcan Inc. Options B, C, D, E, & F McAusland, David L. 5 02/03/2007 51 190,361 -10,948 Alcan Inc. Options B, C, D, E, & F McAusland, David L. 5 02/03/2007 51 153,412 -36,949 Alcan Inc. Participation Units Alcan
Employee Savings Plan McAusland, David L. 5 15/02/2007 30 87.25 1,745 8
Alcan Inc. Participation Units Alcan Employee Savings Plan
McAusland, David L. 5 28/02/2007 30 83.03 1,754 9
Alcan Inc. Participation Units Alcan Employee Savings Plan
Millington, Roy 5 15/02/2007 30 87.25 504 3
Alcan Inc. Participation Units Alcan Employee Savings Plan
Millington, Roy 5 28/02/2007 30 83.03 507 3
Alcan Inc. Participation Units Alcan Employee Savings Plan
Ouellet, Gaston 5 15/02/2007 30 87.25 3,861 6
Alcan Inc. Participation Units Alcan Employee Savings Plan
Ouellet, Gaston 5 28/02/2007 30 83.03 3,868 7
Alcan Inc. Participation Units Alcan Employee Savings Plan
Quellmann, Ulf 5 15/02/2007 30 87.25 134 2
Alcan Inc. Participation Units Alcan Employee Savings Plan
Quellmann, Ulf 5 28/02/2007 30 83.03 137 3
Alcan Inc. Participation Units Alcan Employee Savings Plan
Ricci, Cesidio 5 15/02/2007 30 87.25 95 3
Alcan Inc. Participation Units Alcan Employee Savings Plan
Ricci, Cesidio 5 28/02/2007 30 83.03 98 3
Alcan Inc. Participation Units Alcan Employee Savings Plan
Ricci, Cesidio 5 28/02/2007 97 99 1
Alcan Inc. Participation Units Alcan Employee Savings Plan
Rioux, Glenn 5 15/02/2007 30 87.25 54 2
Alcan Inc. Participation Units Alcan Employee Savings Plan
Rioux, Glenn 5 28/02/2007 30 83.03 57 3
AllBanc Split Corp. Common Shares Class A Capital
AllBanc Split Corp. 1 09/03/2007 38 151.02 61,685 61,685
AllBanc Split Corp. Common Shares Class A Capital
AllBanc Split Corp. 1 09/03/2007 38 151.02 0 -61,685
AllBanc Split Corp. Preferred Shares Class A AllBanc Split Corp. 1 09/03/2007 38 60.8 61,685 61,685
AllBanc Split Corp. Preferred Shares Class A AllBanc Split Corp. 1 09/03/2007 38 60.8 0 -61,685
Allbanc Split Corp. II Common Shares Class A Capital
Pearce, Stephen 1 09/02/2006 00
Allbanc Split Corp. II Common Shares Class A Capital
Pearce, Stephen 1 28/02/2007 38 13.841 2,705,052 2,705,052
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2350
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Allbanc Split Corp. II Common Shares Class A Capital
Pearce, Stephen 1 28/02/2007 38 13.841 0 -2,705,052
Allbanc Split Corp. II Preferred Shares Class A Pearce, Stephen 1 09/02/2006 00
Allbanc Split Corp. II Preferred Shares Class A Pearce, Stephen 1 28/02/2007 38 25 1,352,526 1,352,526
Allbanc Split Corp. II Preferred Shares Class A Pearce, Stephen 1 28/02/2007 38 25 0 -1,352,526
Allegiance Equity Corporation
Common Shares Bloovol, Marilyn 4, 5 06/03/2007 10 0.26 513,500 2,000
Allegiance Equity Corporation
Common Shares Bloovol, Marilyn 4, 5 08/03/2007 10 0.26 517,500 4,000
Allegiance Equity Corporation
Common Shares Solomon, David Samuel 4, 5 06/03/2007 10 0.26 513,500 2,000
Allegiance Equity Corporation
Common Shares Solomon, David Samuel 4, 5 08/03/2007 10 0.26 517,500 4,000
Allied Properties Real Estate Investment Trust
Units Cumberland Private Wealth Management Inc.
3 15/02/2007 30 22.05 596,896 145
Allied Properties Real Estate Investment Trust
Units Cumberland Private Wealth Management Inc.
3 23/02/2007 10 24 565,363 -23,800
Allied Properties Real Estate Investment Trust
Units Cumberland Private Wealth Management Inc.
3 26/02/2007 97 565,362 -1
Allied Properties Real Estate Investment Trust
Units Cumberland Private Wealth Management Inc.
3 27/02/2007 97 -2,500
Allied Properties Real Estate Investment Trust
Units Cumberland Private Wealth Management Inc.
3 27/02/2007 97 567,862 2,500
Allied Properties Real Estate Investment Trust
Units Cumberland Private Wealth Management Inc.
3 28/02/2007 10 24 550,462 -17,400
Allied Properties Real Estate Investment Trust
Units Cumberland Private Wealth Management Inc.
3 01/03/2007 97 550,460 -2
Allied Properties Real Estate Investment Trust
Units Cumberland Private Wealth Management Inc.
3 02/03/2007 10 23.9 549,660 -800
Allied Properties Real Estate Investment Trust
Units Cumberland Private Wealth Management Inc.
3 07/03/2007 10 24 547,660 -2,000
Alpha One Corporation Common Shares Christie, Donald Henry 4, 5 09/03/2007 38 100,000 -300,000 Alpha One Corporation Common Shares Lewis, David Mark 4, 5 07/03/2007 38 100,000 -300,000 AltaGas Income Trust Trust Units Fantuz, Massimiliano 5 31/12/2006 30 28.09 2,000 1,020 Altair Ventures Incorporated Common Shares Bharmal, Shehzad 4 14/02/2006 00 200,000
Altair Ventures Incorporated Options Incentive Stock Options
Bharmal, Shehzad 4 14/02/2006 00 150,000
Amalgamated Income Limited Partnership
Rights Chen, Rong 4 07/03/2007 56 500 500
Amalgamated Income Limited Partnership
Rights Warkentin, Bruce Patrick 5 01/01/2006 00
Amalgamated Income Limited Partnership
Rights Warkentin, Bruce Patrick 5 08/03/2007 56 6.9 1,381 1,381
Amalgamated Income Limited Partnership
Rights Warkentin, Bruce Patrick 5 01/01/2006 00
Amalgamated Income Limited Partnership
Rights Warkentin, Bruce Patrick 5 08/03/2007 56 6.9 2,306 2,306
Amalgamated Income Limited Partnership
Rights Warkentin, Bruce Patrick 5 01/01/2006 00
Amalgamated Income Limited Partnership
Rights Warkentin, Bruce Patrick 5 08/03/2007 56 6.9 2,956 2,956
Amalgamated Income Limited Partnership
Rights Warkentin, Bruce Patrick 5 01/01/2006 00
Amalgamated Income Limited Partnership
Rights Warkentin, Bruce Patrick 5 08/03/2007 56 6.9 10,944 10,944
Amalgamated Income Limited Partnership
Rights Warkentin, Bruce Patrick 5 01/01/2006 00
Amalgamated Income Limited Partnership
Rights Warkentin, Bruce Patrick 5 08/03/2007 56 6.9 3,558 3,558
American Creek Resources Ltd.
Common Shares Butler, William 4 02/03/2007 47 779,400 -10,000
American Creek Resources Ltd.
Common Shares Butler, William 4 06/03/2007 10 2.57 778,300 -1,100
American Creek Resources Ltd.
Common Shares Butler, William 4 07/03/2007 10 2.4 776,400 -1,900
American Creek Resources Ltd.
Common Shares Butler, William 4 31/07/2006 00
American Creek Resources Ltd.
Common Shares Butler, William 4 02/03/2007 47 10,000 10,000
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2351
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
American Creek Resources Ltd.
Common Shares Mitchell, John Christopher 5 28/02/2007 51 0.8 330,000 15,000
American Creek Resources Ltd.
Common Shares Mitchell, John Christopher 5 28/02/2007 10 2.49 320,000 -10,000
American Creek Resources Ltd.
Common Shares Mitchell, John Christopher 5 01/03/2007 10 2.54 315,000 -5,000
American Creek Resources Ltd.
Options Mitchell, John Christopher 5 28/02/2007 51 0.8 170,000 -15,000
Amerigo Resources Ltd Options Dean, Steven G 4, 5 28/02/2007 50 2.23 1,300,000 400,000 Amerigo Resources Ltd Options GOEPEL, RUSTON
ERNEST TREMAYNE 5 28/02/2007 50 2.23 250,000 100,000
Amerigo Resources Ltd Options Langelaar, Olav 5 28/02/2007 50 2.23 170,000 70,000 Amerigo Resources Ltd Options Zeitler, Klaus M 4, 5 28/02/2007 50 2.23 700,000 400,000 Amerix Precious Metals Corporation
Options Laskowski, Keith 4, 5 23/01/2007 00
Amerix Precious Metals Corporation
Options Laskowski, Keith 4, 5 28/02/2007 50 0.275 500,000 500,000
Amica Mature Lifestyles Inc. Common Shares Brown, Carol Anne 5 28/02/2007 30 10.79 9,765 46
Amica Mature Lifestyles Inc. Common Shares Oostergo, Roy Henrique 5 28/02/2007 30 10.79 1,475 22
Amica Mature Lifestyles Inc. Options Salgado, Claudia 5 08/08/2006 00
Amica Mature Lifestyles Inc. Options Salgado, Claudia 5 08/08/2006 00 750
Amica Mature Lifestyles Inc. Options Salgado, Claudia 5 29/08/2006 00
Amica Mature Lifestyles Inc. Options Salgado, Claudia 5 07/03/2007 50 11.25 6,750 3,500
Amica Mature Lifestyles Inc. Common Shares Shivji, Shaila 5 28/02/2007 30 10.79 714,960 46
Anaconda Gold Corp. Common Shares Lawrick, Victor Lewis 5 08/01/2007 00 Anaconda Gold Corp. Common Shares Lawrick, Victor Lewis 5 27/02/2007 10 0.455 9,500 9,500 Anatolia Minerals Development Limited
Common Shares Tobler, Douglas Lee 5 02/03/2007 51 1.66 13,500 10,000
Anatolia Minerals Development Limited
Common Shares Tobler, Douglas Lee 5 02/03/2007 10 4.84 3,500 -10,000
Anatolia Minerals Development Limited
Options Tobler, Douglas Lee 5 02/03/2007 51 1.66 440,000 -10,000
Andrew Peller Limited (formerly Andrés Wines Ltd.)
Non-Voting Shares Class A
COSENS, MARK WILLIAM 4 02/03/2007 30 11.5 4,500 750
Andrew Peller Limited (formerly Andrés Wines Ltd.)
Non-Voting Shares Class A
Daniel, C. William 4 02/03/2007 30 11.5 12,000 750
Andrew Peller Limited (formerly Andrés Wines Ltd.)
Non-Voting Shares Class A
HOSSACK, RICHARD DOUGLAS
4 02/03/2007 30 11.5 2,250 750
Andrew Peller Limited (formerly Andrés Wines Ltd.)
Non-Voting Shares Class A
PELLER, ANDREW ANGUS
4 02/03/2007 30 11.5 4,500 750
Andrew Peller Limited (formerly Andrés Wines Ltd.)
Non-Voting Shares Class A
Petch, John Frank 4 02/03/2007 30 11.5 12,750 750
Andrew Peller Limited (formerly Andrés Wines Ltd.)
Non-Voting Shares Class A
SHORT, BRIAN JAMES 4 02/03/2007 30 11.5 3,750 750
Anvil Mining Limited Options Dawson, Thomas C. 4 25/02/2007 50 100,000 25,000 Anvil Mining Limited Common Shares McKenzie, Stuart Andrew 5 28/12/2006 37 -2,600 Anvil Mining Limited Common Shares McKenzie, Stuart Andrew 5 07/02/2007 37 400 -2,700 Aquila Resources Inc. Options West, William James 4, 6 12/02/2007 50 2.15 350,000 100,000 AQUILINE RESOURCES INC
Common Shares Sutherland, John James 4 26/02/2007 10 8.25 209,000 -5,000
AQUILINE RESOURCES INC
Common Shares Sutherland, John James 4 06/03/2007 10 8.74 204,000 -5,000
Arawak Energy Corporation (formerly A&B Geoscience Corporation)
Common Shares Rosco S.A. 3 05/03/2007 10 2.25 66,140,712 9,700
Arawak Energy Corporation (formerly A&B Geoscience Corporation)
Common Shares Volcko, Michael Dean 7 26/02/2007 36 1,915,179 1,171,382
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2352
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Arawak Energy Corporation (formerly A&B Geoscience Corporation)
Exchangeable Shares Preference
Volcko, Michael Dean 7 26/02/2007 36 0 -1,171,382
Arbor Memorial Services Inc. Common Shares Class B - Non-Voting
Scanlan, Joseph M. 4, 6, 5 26/02/2007 30 16.55 269 18
ARC Energy Trust Rights Coles, Frederic Charles 4 01/03/2007 57 12.6 50,000 -10,000 ARC Energy Trust Trust Units Coles, Frederic Charles 4 01/03/2007 57 12.6 40,600 10,000 ARC Energy Trust Trust Units Coles, Frederic Charles 4 01/03/2007 47 -5,000 ARC Energy Trust Trust Units Coles, Frederic Charles 4 01/03/2007 11 35,600 -5,000 ARC Energy Trust Rights Dafoe, P. Van R. 5 06/03/2007 57 8.99 0 -5,000 ARC Energy Trust Trust Units Dafoe, P. Van R. 5 06/03/2007 57 8.99 9,621 5,000 ARC Energy Trust Trust Units Dafoe, P. Van R. 5 06/03/2007 10 20.5 11,121 1,500 ARC Energy Trust Rights Healy, Susan Dyann 5 01/03/2007 57 12.07 0 -20,000 ARC Energy Trust Trust Units Healy, Susan Dyann 5 01/03/2007 57 12.07 72,281 20,000 ARC Energy Trust Trust Units Healy, Susan Dyann 5 01/03/2007 10 21.154 52,281 -20,000 Arctic Star Diamond Corp. Common Shares Power, Patrick Edward 4, 5 06/03/2007 10 0.3 2,185,269 7,500 ARISE Technologies Corporation
Common Shares Vaccaro, Steven 5 02/03/2007 00 508,384
ARISE Technologies Corporation
Options Vaccaro, Steven 5 02/03/2007 00 150,000
ARISE Technologies Corporation
Warrants Vaccaro, Steven 5 02/03/2007 00 250,000
ARISE Technologies Corporation
Common Shares Waters, Christopher 5 02/03/2007 00 2,030,183
ARISE Technologies Corporation
Options Waters, Christopher 5 02/03/2007 00 300,000
ARISE Technologies Corporation
Warrants Waters, Christopher 5 02/03/2007 00 342,856
ARMISTICE RESOURCES CORP.
Common Shares Smith, Gregory Harold 4 06/03/2007 10 0.63 312,517 10,000
ARMISTICE RESOURCES CORP.
Common Shares Smith, Gregory Harold 4 05/05/2003 00
ARMISTICE RESOURCES CORP.
Common Shares Smith, Gregory Harold 4 06/03/2007 10 0.62 10,000 10,000
Art In Motion Income Fund Trust Units Clarke Inc. 3 07/03/2007 10 2.3 1,586,405 13,400 Ascendant Copper Corporation
Common Shares Jurika, William Kidwell 4, 5 28/02/2007 10 0.43 3,199,543 100,000
Ascendant Copper Corporation
Common Shares Jurika, William Kidwell 4, 5 01/03/2007 10 0.415 3,219,543 20,000
Ascendant Copper Corporation
Common Shares Jurika, William Kidwell 4, 5 02/03/2007 10 0.4 3,299,543 80,000
Assisted Living Concepts, Inc.
Common Shares Class A Bebo, Laurie 5 10/11/2006 00
Assisted Living Concepts, Inc.
Common Shares Class A Bebo, Laurie 5 10/11/2006 00 85,565
Assisted Living Concepts, Inc.
Common Shares Class A Levonowich, Walter 5 02/03/2007 10 11.28 1,000 1,000
Astral Mining Corporation Common Shares Kurschner, Manfred Karl William
4, 5 26/02/2007 10 0.47 693,167 10,000
Astral Mining Corporation Common Shares Kurschner, Manfred Karl William
4, 5 27/02/2007 10 0.47 703,167 10,000
Astral Mining Corporation Common Shares Kurschner, Manfred Karl William
4, 5 28/02/2007 10 0.45 713,167 10,000
Astral Mining Corporation Common Shares Kurschner, Manfred Karl William
4, 5 28/02/2007 10 0.44 718,167 5,000
Astral Mining Corporation Common Shares Kurschner, Manfred Karl William
4, 5 01/03/2007 10 0.43 738,167 20,000
Astral Mining Corporation Common Shares Kurschner, Manfred Karl William
4, 5 01/03/2007 10 0.45 741,167 3,000
ATCO LTD. Non-Voting Shares Class I
Payne, R.L. Vaughan 7 02/03/2007 51 23.36 814 600
ATCO LTD. Non-Voting Shares Class I
Payne, R.L. Vaughan 7 02/03/2007 10 45.01 214 -600
ATCO LTD. Options 46.72 Payne, R.L. Vaughan 7 02/03/2007 51 0 -600 ATCO LTD. Non-Voting Shares Class
IShaw, Michael M. 7 31/12/2002 90 0 -1,400
ATCO LTD. Non-Voting Shares Class I
Shaw, Michael M. 7 29/08/2005 90 8,600 -1,400
ATCO LTD. Non-Voting Shares Class I
Shaw, Michael M. 7 31/12/2002 90 2,800
ATCO LTD. Non-Voting Shares Class I
Shaw, Michael M. 7 31/12/2002 90 1,900 1,400
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2353
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
ATCO LTD. Non-Voting Shares Class I
Shaw, Michael M. 7 31/12/2003 30 92.9 1,952 52
ATCO LTD. Non-Voting Shares Class I
Shaw, Michael M. 7 31/12/2004 30 52.78 2,002 50
ATCO LTD. Non-Voting Shares Class I
Shaw, Michael M. 7 29/08/2005 90 3,902 1,400
ATCO LTD. Non-Voting Shares Class I
Shaw, Michael M. 7 29/08/2005 35 4,026 124
ATCO LTD. Non-Voting Shares Class I
Shaw, Michael M. 7 31/12/2005 30 53.5 4,075 49
ATCO LTD. Non-Voting Shares Class I
Shaw, Michael M. 7 31/12/2006 30 37.59 4,141 66
ATCO LTD. Non-Voting Shares Class I
Southern, Ronald D. 3, 4, 7, 5 05/03/2007 10 44.25 12,003,026 2,200
ATCO LTD. Non-Voting Shares Class I
Southern, Ronald D. 3, 4, 7, 5 05/03/2007 10 44.27 12,003,054 28
ATCO LTD. Non-Voting Shares Class I
Southern, Ronald D. 3, 4, 7, 5 06/03/2007 10 44.4 12,004,454 1,400
ATCO LTD. Non-Voting Shares Class I
Southern, Ronald D. 3, 4, 7, 5 06/03/2007 10 44.45 12,004,954 500
ATCO LTD. Non-Voting Shares Class I
Southern, Ronald D. 3, 4, 7, 5 06/03/2007 10 44.49 12,005,282 328
ATCO LTD. Non-Voting Shares Class I
Southern, Ronald D. 3, 4, 7, 5 07/03/2007 10 45.89 1,300
ATCO LTD. Non-Voting Shares Class I
Southern, Ronald D. 3, 4, 7, 5 07/03/2007 10 45.69 12,006,582 1,300
ATCO LTD. Non-Voting Shares Class I
Southern, Ronald D. 3, 4, 7, 5 07/03/2007 10 45.7 12,006,682 100
ATCO LTD. Non-Voting Shares Class I
Southern, Ronald D. 3, 4, 7, 5 07/03/2007 10 45.73 12,006,782 100
ATCO LTD. Non-Voting Shares Class I
Southern, Ronald D. 3, 4, 7, 5 07/03/2007 10 45.74 12,007,082 300
ATCO LTD. Non-Voting Shares Class I
Southern, Ronald D. 3, 4, 7, 5 07/03/2007 10 45.75 12,007,510 428
Atna Resources Ltd. Common Shares Anglo Pacific Group Plc 3 02/03/2007 10 1.4 6,877,300 10,000 Atna Resources Ltd. Common Shares Anglo Pacific Group Plc 3 02/03/2007 10 1.39 6,892,300 15,000 Atna Resources Ltd. Common Shares Anglo Pacific Group Plc 3 06/03/2007 10 1.39 6,894,800 2,500 Atna Resources Ltd. Common Shares Anglo Pacific Group Plc 3 06/03/2007 10 1.37 6,901,400 6,600 Atna Resources Ltd. Common Shares Dickson, Glen Dale 4 07/03/2007 51 0.325 245,000 50,000 Atna Resources Ltd. Options Dickson, Glen Dale 4 07/03/2007 51 266,500 -50,000 Augen Capital Corp Common Shares Slavens, Eric W. 4 02/03/2007 00 Augen Capital Corp Options Slavens, Eric W. 4 02/03/2007 00 Augen Capital Corp Options Slavens, Eric W. 4 02/03/2007 50 100,000 100,000 Augusta Resource Corporation
Options Brix-Nielsen, Tracey 5 02/03/2007 50 135,000 35,000
Augusta Resource Corporation
Options Clark, Donald Barry 4, 5 02/03/2007 50 654,999 50,000
Augusta Resource Corporation
Options Clarke, Mike 5 02/03/2007 50 375,000 50,000
Augusta Resource Corporation
Options Clausen, Gilmour 4, 5 02/03/2007 50 1,400,000 150,000
Augusta Resource Corporation
Options Eppler, W. Durand 4 02/03/2007 50 240,000 40,000
Augusta Resource Corporation
Options Jennings, Christopher Mark Hubert
4 02/03/2007 50 306,667 40,000
Augusta Resource Corporation
Options Newman, Lance Carl 5 02/03/2007 50 175,000 75,000
Augusta Resource Corporation
Options Nicol, Bruce Barker 5 02/03/2007 50 2.12 430,000 130,000
Augusta Resource Corporation
Options Parikh, Purni 5 02/03/2007 50 150,000 40,000
Augusta Resource Corporation
Options Steeves, Michael Albert 4 02/03/2007 50 140,000 40,000
Augusta Resource Corporation
Options Sturgess, James Arthur 5 02/03/2007 50 400,000 75,000
Augusta Resource Corporation
Common Shares Warke, Richard William 4, 5 01/03/2006 97 49,000 48,000
Augusta Resource Corporation
Common Shares Warke, Richard William 4, 5 01/03/2006 97 5,105,767 -48,000
Augusta Resource Corporation
Options Warke, Richard William 4, 5 02/03/2007 50 960,000 130,000
Aura Gold Inc. Options Bradley, Victor 4, 5 05/01/2006 00 Aura Gold Inc. Options Bradley, Victor 4, 5 25/07/2006 50 0.5 900,000 900,000
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2354
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Aura Silver Resources Inc. Common Shares Klenda, Jeffrey T. 4 05/03/2007 10 0.35 1,385,000 40,000 Aura Silver Resources Inc. Common Shares Klenda, Jeffrey T. 4 09/03/2007 10 0.4 1,400,000 15,000 Aurcana Corporation Common Shares Nichols, Ronald Frederick 4 26/02/2007 10 1.39 484,812 -10,000 Aurogin Resources Ltd. Common Shares Farrant, Michael Hugh 5 06/03/2007 10 0.31 90,000 10,000 Aurogin Resources Ltd. Common Shares Farrant, Michael Hugh 5 06/03/2007 10 0.305 100,000 10,000 Aurogin Resources Ltd. Common Shares Farrant, Michael Hugh 5 07/03/2007 10 0.275 120,000 20,000 Aurogin Resources Ltd. Common Shares Paterson, John 4, 5 07/03/2007 10 0.28 1,261,420 5,000 Avalon Ventures Ltd Common Shares London, Ian Murray 5 08/01/2007 00 2,000 Avalon Ventures Ltd Options London, Ian Murray 5 08/01/2007 00 Avalon Ventures Ltd Options London, Ian Murray 5 08/01/2007 50 400,000 400,000 Avcorp Industries Inc. Common Shares 2088979 Ontario Inc. 3 08/03/2007 11 2.5 2,750,000 -510,475 Avcorp Industries Inc. Common Shares The Coastal Corporation
Ltd.3 08/03/2007 11 2.5 2,750,000 -510,475
Axcan Pharma Inc. Options Claveille, Norbert 5 08/03/2007 50 18.68 130,590 2,590 Axcan Pharma Inc. Deffered Share Units
(DSUs)Dickson, E. Rolland 4 28/02/2007 56 2,637 1,338
Axcan Pharma Inc. Deffered Share Units (DSUs)
Gauthier, Jacques 4 28/02/2007 56 3,783 1,338
Axcan Pharma Inc. Deffered Share Units (DSUs)
Lacasse, Louis 4 28/02/2007 56 1,861 944
Axcan Pharma Inc. Deffered Share Units (DSUs)
Painchaud, François 4 28/02/2007 56 2,176 1,259
Axcan Pharma Inc. Options Pasternak, Mike 5 28/11/2006 50 14.45 3,940 Axcan Pharma Inc. Options Pasternak, Mike 5 06/12/2006 50 14.45 20,656 3,940 Axcan Pharma Inc. Unités d'actions restraints
RSUPasternak, Mike 5 06/12/2006 56 2,150 400
Axcan Pharma Inc. Options Pelchat, Jocelyn 5 28/11/2006 50 16.45 2,810 Axcan Pharma Inc. Options Pelchat, Jocelyn 5 06/12/2006 50 16.45 163,310 2,810 Axcan Pharma Inc. Unités d'actions restraints
RSUPelchat, Jocelyn 5 28/11/2006 56 1,250
Axcan Pharma Inc. Unités d'actions restraints RSU
Pelchat, Jocelyn 5 28/11/2006 30 1,250
Axcan Pharma Inc. Unités d'actions restraints RSU
Pelchat, Jocelyn 5 06/12/2006 56 1,750 1,250
Axcan Pharma Inc. Deffered Share Units (DSUs)
Ritchie, Marie 4 28/02/2007 56 1,861 944
Axcan Pharma Inc. Options Riviere, Marc 5 01/03/2007 00 Axcan Pharma Inc. Options Riviere, Marc 5 01/03/2007 50 18.56 30,000 30,000 Axcan Pharma Inc. Deffered Share Units
(DSUs)Sauriol, Claude 4 28/02/2007 56 3,435 2,518
Axcan Pharma Inc. Deffered Share Units (DSUs)
Tarnow, Michael 4 28/02/2007 56 3,412 1,731
Axcan Pharma Inc. Options Toms, Darcy 5 01/03/2007 00 Axcan Pharma Inc. Options Toms, Darcy 5 01/03/2007 50 15.92 40,000 40,000 Axcan Pharma Inc. Options Verwiel, Frank 5 28/11/2006 50 16045 69,410 Axcan Pharma Inc. Options Verwiel, Frank 5 28/11/2006 50 16.45 69,410 Axcan Pharma Inc. Options Verwiel, Frank 5 06/12/2006 50 16.45 219,410 69,410 Axcan Pharma Inc. Unités d'actions restraints
RSUVerwiel, Frank 5 28/11/2006 56 30,850
Axcan Pharma Inc. Unités d'actions restraints RSU
Verwiel, Frank 5 28/11/2006 30 30,850
Axcan Pharma Inc. Unités d'actions restraints RSU
Verwiel, Frank 5 06/12/2006 56 31,550 30,850
Axia NetMedia Corporation Common Shares Hesperian Capital Management Ltd.
3 02/03/2007 10 5.62 1,697,200 -36,600
Axia NetMedia Corporation Common Shares Hesperian Capital Management Ltd.
3 02/03/2007 10 5.62 -634,000
Axia NetMedia Corporation Common Shares Hesperian Capital Management Ltd.
3 02/03/2007 10 5.62 2,938,100 -63,400
Axia NetMedia Corporation Common Shares Hesperian Capital Management Ltd.
3 08/03/2007 10 5.6107 2,923,100 -15,000
Axia NetMedia Corporation Common Shares Hesperian Capital Management Ltd.
3 05/03/2007 10 5.2364 1,525,000 29,400
Axia NetMedia Corporation Warrants Price, Arthur R. 4, 5 22/12/2003 53 0.6 603,750
Axia NetMedia Corporation Warrants Price, Arthur R. 4, 5 22/12/2003 53 0.6 562,500 281,250
Axia NetMedia Corporation Warrants Price, Arthur R. 4, 5 19/12/2006 54 0.6 -603,750
Axia NetMedia Corporation Warrants Price, Arthur R. 4, 5 19/12/2006 54 0.6 0 -281,250
Baffinland Iron Mines Corporation
Common Shares McCloskey, Richard Duncan
4 02/03/2007 10 2.2 594,299 10,000
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2355
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Baffinland Iron Mines Corporation
Common Shares McCloskey, Richard Duncan
4 01/03/2007 10 2.37 726,623 5,000
Baffinland Iron Mines Corporation
Common Shares McCloskey, Richard Duncan
4 02/03/2007 10 2.3 731,623 5,000
Baja Mining Corp. Common Shares ALBINSON, TAWN DEWEY 5, 2 14/02/2007 51 0.35 190,000 100,000
Baja Mining Corp. Common Shares ALBINSON, TAWN DEWEY 5, 2 27/02/2007 51 0.35 290,000 100,000
Baja Mining Corp. Options ALBINSON, TAWN DEWEY 5, 2 14/02/2007 51 0.35 800,000 -100,000
Baja Mining Corp. Options ALBINSON, TAWN DEWEY 5, 2 27/02/2007 51 0.35 700,000 -100,000
Baja Mining Corp. Common Shares Dreisinger, David Bruce 5 27/02/2007 10 1.33 120,000 -5,000 Baja Mining Corp. Common Shares Dreisinger, David Bruce 5 28/02/2007 10 1.33 115,000 -5,000 Baja Mining Corp. Common Shares Dreisinger, David Bruce 5 01/03/2007 10 1.365 105,000 -10,000 Baja Mining Corp. Common Shares Dreisinger, David Bruce 5 02/03/2007 10 1.35 100,000 -5,000 Baja Mining Corp. Common Shares Mouat, Robert Lawrence 3, 4 01/03/2007 10 1.3 14,665,000 -5,000 Baja Mining Corp. Common Shares Mouat, Robert Lawrence 3, 4 02/03/2007 10 1.39 14,660,000 -5,000 Baja Mining Corp. Common Shares Mouat, Robert Lawrence 3, 4 05/03/2007 10 1.31 14,655,000 -5,000 Baja Mining Corp. Common Shares Mouat, Robert Lawrence 3, 4 06/03/2007 10 1.35 14,650,000 -5,000 Baja Mining Corp. Common Shares Mouat, Robert Lawrence 3, 4 07/03/2007 10 1.28 14,645,000 -5,000 Baja Mining Corp. Common Shares Mouat, Robert Lawrence 3, 4 08/03/2007 10 1.31 14,640,000 -5,000 Baja Mining Corp. Common Shares Mouat, Robert Lawrence 3, 4 09/03/2007 10 1.28 14,635,000 -5,000 Bank of Montreal Common Shares Bank of Montreal 1 20/02/2007 38 71.05 25,000 25,000 Bank of Montreal Common Shares Bank of Montreal 1 21/02/2007 38 71.5 50,000 25,000 Bank of Montreal Common Shares Bank of Montreal 1 21/02/2007 38 71.9 100,000 50,000 Bank of Montreal Common Shares Bank of Montreal 1 22/02/2007 38 72.09 125,000 25,000 Bank of Montreal Common Shares Bank of Montreal 1 22/02/2007 38 72.11 150,000 25,000 Bank of Montreal Common Shares Bank of Montreal 1 23/02/2007 38 72.01 175,000 25,000 Bank of Montreal Common Shares Bank of Montreal 1 23/02/2007 38 150,000 -25,000 Bank of Montreal Common Shares Bank of Montreal 1 26/02/2007 38 72.01 175,000 25,000 Bank of Montreal Common Shares Bank of Montreal 1 26/02/2007 38 150,000 -25,000 Bank of Montreal Common Shares Bank of Montreal 1 26/02/2007 38 100,000 -50,000 Bank of Montreal Common Shares Bank of Montreal 1 27/02/2007 38 75,000 -25,000 Bank of Montreal Common Shares Bank of Montreal 1 27/02/2007 38 50,000 -25,000 Bank of Montreal Common Shares Bank of Montreal 1 28/02/2007 38 70.48 75,000 25,000 Bank of Montreal Common Shares Bank of Montreal 1 28/02/2007 38 50,000 -25,000 Bank of Montreal Common Shares Bank of Montreal 1 01/03/2007 38 25,000 -25,000 Bank of Montreal Common Shares Bank of Montreal 1 05/03/2007 38 0 -25,000 Bank of Montreal Common Shares Beauchesne, Paul Joseph
Patrick 5 01/03/2007 00 1,194
Bank of Montreal Common Shares Bellicoso, Anthony 5 31/12/2006 30 67.11 598 107 Bank of Montreal Common Shares Capriotti, Liliana 5 01/03/2007 00 2,449 Bank of Montreal Common Shares Capriotti, Liliana 5 01/03/2007 97 2,929 480 Bank of Montreal Common Shares Cocker, Gail Anne 5 31/12/2006 30 66.424 3,937 297 Bank of Montreal Common Shares Heatherly, David George
Edward 5 01/08/2006 00 826
Bank of Montreal Common Shares Heatherly, David George Edward
5 31/12/2006 30 67.11 953 127
Bank of Montreal Common Shares Hudon, Francois Mariano Philippe
5 31/12/2006 30 66.259 2,622 409
Bank of Montreal Common Shares McNally, Alan G. 7 06/03/2007 51 35.68 66,764 53,516 Bank of Montreal Common Shares McNally, Alan G. 7 06/03/2007 10 69.716 13,248 -53,516 Bank of Montreal Options McNally, Alan G. 7 06/03/2007 51 35.68 47,600 -53,516 Bank of Montreal Common Shares Oakes, Mark James 5 31/12/2006 30 66.29 1,999 256 Bank of Montreal Common Shares Palmer, Robert Douglas 5 01/03/2007 00 1,803 Bank of Montreal Common Shares Palmer, Robert Douglas 5 01/03/2007 00 1,073 Bank of Montreal Options Palmer, Robert Douglas 5 01/03/2007 00 9,100 Bank of Montreal Common Shares Pin, Cathy 5 01/03/2007 00 1,138 Bank of Montreal Common Shares Southern, Nancy C. 4 31/12/2006 30 66.71 2,265 448 Bank of Montreal Common Shares Taggart, April L. 5 31/12/2006 30 66.33 3,756 391 Bank of Nova Scotia, The Common Shares ESOP Fox, Brendan 5 31/12/2006 30 1,039 107 Bank of Nova Scotia, The Common Shares ESOP Gray, Robert Andrew 5 31/12/2006 30 5,091 234 Bank of Nova Scotia, The Common Shares Lucken, Steven 5 09/03/2007 51 17.55 7,760 Bank of Nova Scotia, The Common Shares Lucken, Steven 5 09/03/2007 51 17.55 77,743 7,760 Bank of Nova Scotia, The Common Shares Lucken, Steven 5 09/03/2007 10 52.56 76,483 -1,260 Bank of Nova Scotia, The Common Shares Lucken, Steven 5 09/03/2007 10 52.55 69,983 -6,500 Bank of Nova Scotia, The Options Lucken, Steven 5 09/03/2007 51 97,975 -7,760 Bank of Nova Scotia, The Common Shares ESOP Rich, Jean-Luc Henri Real 5 31/12/2006 30 3,892 190 Bank of Nova Scotia, The Common Shares Suleman, Munir 5 09/03/2007 10 52.56 60,000 -1,000 Bank of Nova Scotia, The Common Shares Suleman, Munir 5 09/03/2007 51 17.55 61,000 1,000 Bank of Nova Scotia, The Common Shares Suleman, Munir 5 09/03/2007 10 52.51 60,000 -1,000 Bank of Nova Scotia, The Common Shares ESOP Suleman, Munir 5 09/03/2007 30 2,566 20
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2356
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Bank of Nova Scotia, The Options Suleman, Munir 5 09/03/2007 51 37,118 -1,000 BCE Inc. Common Shares Anderson, Frank 7 31/12/2006 30 28.43 1,047 1,029 BCE Inc. Common Shares Anderson, Frank 7 27/02/2007 10 31.28 -1,047 BCE Inc. Common Shares Anderson, Frank 7 27/02/2007 10 31.16 0 -1,047 BCE Inc. Common Shares Anderson, J. Trevor 7 31/12/2006 30 28.43 2,568 1,000 BCE Inc. Common Shares Bazerghi, Adel 7 31/12/2006 30 28.43 1,211 658 BCE Inc. Common Shares BCE Inc. 1 28/02/2007 10 31.159 2,898,600 2,898,600 BCE Inc. Common Shares BCE Inc. 1 28/02/2007 38 0 -2,898,600 BCE Inc. Common Shares Bearzatto, Alex 5 31/12/2006 30 28.43 506 497 BCE Inc. Share Units Bell, Mary-Ann 7 15/01/2006 30 28.5 10,468 120 BCE Inc. Share Units Bell, Mary-Ann 7 15/04/2006 30 28.34 13,352 154 BCE Inc. Share Units Bell, Mary-Ann 7 07/07/2006 30 26.41 13,508 156 BCE Inc. Share Units Bell, Mary-Ann 7 15/07/2006 30 26.35 13,676 168 BCE Inc. Share Units Bell, Mary-Ann 7 15/10/2006 30 32.75 13,813 137 BCE Inc. Share Units Bell, Mary-Ann 7 15/01/2007 30 29.77 13,966 153 BCE Inc. Share Units Bell, Mary-Ann 7 28/02/2007 38 30.501 0 -13,966 BCE Inc. Common Shares Bell, Mary-Ann 7 10/07/2006 00 BCE Inc. Common Shares Bell, Mary-Ann 7 28/02/2007 38 30.52 302 BCE Inc. Common Shares Bell, Mary-Ann 7 28/02/2007 38 30.5 6,800 BCE Inc. Common Shares Bell, Mary-Ann 7 28/02/2007 38 30.52 302 302 BCE Inc. Common Shares Bell, Mary-Ann 7 28/02/2007 38 30.5 7,102 6,800 BCE Inc. Common Shares Bibic, Mirko 7 10/07/2006 37 -838 BCE Inc. Common Shares Bibic, Mirko 7 10/07/2006 37 10,347 -961 BCE Inc. Common Shares Bibic, Mirko 7 31/12/2006 30 28.34 10,586 239 BCE Inc. Common Shares Bich, Geneviève 7 31/12/2006 30 28.43 1,880 735 BCE Inc. Common Shares Bickley, Steven P. 7 31/12/2006 30 28.43 1,714 1,165 BCE Inc. Common Shares Bilodeau, Alain 5 31/12/2006 30 28.43 4,357 1,058 BCE Inc. Common Shares Boisvert, Daniel 5 31/12/2006 30 28.43 2,847 1,043 BCE Inc. Common Shares Boychuk, Michael T. 5 31/12/2006 30 28.34 453 BCE Inc. Common Shares Boychuk, Michael T. 5 31/12/2006 30 28.34 2,362 87 BCE Inc. Common Shares Boychuk, Michael T. 5 31/12/2006 30 28.43 4,916 1,302 BCE Inc. Common Shares Brooks, Karyn Anne 5 31/12/2006 30 28.43 2,002 1,028 BCE Inc. Common Shares Brown, Charles 7 05/09/2006 00 BCE Inc. Common Shares Brown, Charles 7 31/12/2006 30 28.43 214 214 BCE Inc. Common Shares Browne, Scott Campbell 5 31/12/2006 30 28.43 1,068 720 BCE Inc. Common Shares Burke, Charlotte 6 31/12/2006 30 28.43 3,282 1,092 BCE Inc. Common Shares Cameron, Gary 7 01/03/2007 10 31.31 0 -2,937 BCE Inc. Common Shares Cameron, Gary 7 31/12/2006 30 28.43 5,416 1,379 BCE Inc. Common Shares Chohan, Ommer 7 31/12/2006 30 28.43 109 72 BCE Inc. Common Shares Ciccotelli, Josie 7 31/12/2006 30 28.34 1,043 BCE Inc. Common Shares Ciccotelli, Josie 7 31/12/2006 30 28.34 2,114 97 BCE Inc. Common Shares Ciccotelli, Josie 7 31/12/2006 30 28.43 3,320 830 BCE Inc. Common Shares Close, Ronald Gordon 5 31/12/2006 30 28.43 2,378 1,598 BCE Inc. Common Shares Cooke, Laurence 7 01/02/2006 00 BCE Inc. Common Shares Cooke, Laurence 7 31/12/2006 30 28.43 1,309 1,309 BCE Inc. Common Shares Crull, Kevin W. 7 31/12/2006 30 28.43 3,882 2,693 BCE Inc. Common Shares Currie, Richard J. 4, 5 31/12/2006 30 28.34 1,638 BCE Inc. Common Shares Currie, Richard J. 4, 5 31/12/2006 30 28.34 1,024,087 38 BCE Inc. Common Shares Dilworth, Peter 7 01/03/2007 38 30.39 578 441 BCE Inc. Share Units Dilworth, Peter 7 15/01/2006 30 28.5 846 10 BCE Inc. Share Units Dilworth, Peter 7 15/04/2006 30 28.34 855 9 BCE Inc. Share Units Dilworth, Peter 7 07/07/2006 30 26.41 865 10 BCE Inc. Share Units Dilworth, Peter 7 15/07/2006 30 26.35 876 11 BCE Inc. Share Units Dilworth, Peter 7 15/10/2006 30 32.75 885 9 BCE Inc. Share Units Dilworth, Peter 7 15/01/2007 30 29.77 895 10 BCE Inc. Share Units Dilworth, Peter 7 01/03/2007 38 30.39 0 -895 BCE Inc. Common Shares Elder, David 7 31/12/2006 30 28.43 2,498 710 BCE Inc. Common Shares Elliott, Mary Anne 7 31/12/2006 30 28.43 2,252 1,252 BCE Inc. Common Shares Fox, William John 5 31/12/2006 30 28.43 2,028 1,447 BCE Inc. Common Shares Gaudreau, Nicolas 7 31/12/2006 30 28.34 37 BCE Inc. Common Shares Gaudreau, Nicolas 7 31/12/2006 30 28.34 18 1 BCE Inc. Common Shares Gauthier, Paul 7 31/12/2006 30 28.34 1,369 BCE Inc. Common Shares Gauthier, Paul 7 31/12/2006 30 28.34 3,501 32 BCE Inc. Common Shares Gauthier, Paul 7 09/03/2007 10 30.84 2,501 -1,000 BCE Inc. Common Shares Gauthier, Paul 7 31/12/2006 30 28.43 7,410 1,914 BCE Inc. Common Shares Gibson, Lib 5 31/12/2006 30 28.34 54 BCE Inc. Common Shares Gibson, Lib 5 31/12/2006 30 28.34 6,405 10 BCE Inc. Common Shares Gibson, Lib 5 31/12/2006 30 28.43 3,465 1,116 BCE Inc. Common Shares Giffard, Philip 7 27/11/2006 00 BCE Inc. Common Shares Giffard, Philip 7 31/12/2006 30 28.43 5 5 BCE Inc. Common Shares Ginther, Christopher 7 31/12/2006 30 28.43 2,004 1,000 BCE Inc. Common Shares Goldberg, Daniel S. 5 18/09/2006 00 BCE Inc. Common Shares Goldberg, Daniel S. 5 31/12/2006 30 28.43 780 780
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2357
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
BCE Inc. Common Shares Gould, Karen 7 31/12/2006 30 28.43 994 994 BCE Inc. Common Shares Healey, Larry 7 15/11/2006 00 BCE Inc. Common Shares Healey, Larry 7 31/12/2006 30 28.43 19 19 BCE Inc. Common Shares Heffron, Patrick 7 23/10/2006 00 BCE Inc. Common Shares Heffron, Patrick 7 31/12/2006 30 28.43 58 58 BCE Inc. Common Shares Henry, Denis E. 7 20/03/2003 00 34 BCE Inc. Common Shares Hillebrecht, Scott A. 7 31/12/2006 30 28.43 2,319 656 BCE Inc. Common Shares Houghton, Timothy D. 7 31/12/2006 30 28.43 1,899 1,658 BCE Inc. Common Shares Houle, Leo W. 5 31/12/2006 30 28.34 26 BCE Inc. Common Shares Houle, Leo W. 5 31/12/2006 30 28.34 610 1 BCE Inc. Common Shares Houle, Leo W. 5 31/12/2006 30 28.43 9,640 2,522 BCE Inc. Common Shares Hunter, Lawson A.W. 5 31/12/2006 30 28.43 6,755 2,233 BCE Inc. Common Shares Hurley, Matthew T. 7 16/10/2006 00 BCE Inc. Common Shares Hurley, Matthew T. 7 31/12/2006 30 28.43 80 80 BCE Inc. Common Shares Iacono, Salvatore 7 31/12/2006 30 28.43 5,979 1,455 BCE Inc. Common Shares Kirby, Blaik 5 10/01/2005 00 BCE Inc. Common Shares Kirby, Blaik 5 16/01/2007 90 29.734 1,652 1,652 BCE Inc. Common Shares Kirby, Blaik 5 31/12/2006 30 28.43 1,652 965 BCE Inc. Common Shares Kirby, Blaik 5 16/01/2007 90 29.734 0 -1,652 BCE Inc. Common Shares Kouri, Brian 7 31/12/2006 30 28.43 3,007 663 BCE Inc. Common Shares Kowal, Greg 7 31/12/2006 30 28.43 2,933 867 BCE Inc. Common Shares Krstajic, Alek 7 31/12/2006 30 28.43 6,362 2,880 BCE Inc. Common Shares Lalande, Michel 5 31/12/2006 30 28.43 4,951 1,521 BCE Inc. Common Shares Ledas, Almis 7 31/12/2006 30 28.43 3,657 913 BCE Inc. Common Shares Legault, Jean-François 7 31/12/2006 30 28.43 2,683 1,032 BCE Inc. Common Shares Lithwick, Devorah 7 25/09/2006 00 BCE Inc. Common Shares Lithwick, Devorah 7 31/12/2006 30 28.43 89 89 BCE Inc. Common Shares Loberto, Tomasso 7 30/12/2006 30 28.43 240 240 BCE Inc. Common Shares Loewen, Lynn 7 31/12/2006 30 28.43 2,836 1,216 BCE Inc. Common Shares MacKinnon, Donald 7 31/12/2006 30 28.43 4,140 1,072 BCE Inc. Common Shares Makin, Blair 7 31/12/2006 30 28.43 3,597 1,008 BCE Inc. Common Shares Malcolmson, Ellen 5 31/12/2006 30 28.34 447 BCE Inc. Common Shares Malcolmson, Ellen 5 31/12/2006 30 28.34 8,837 52 BCE Inc. Common Shares Malcolmson, Ellen 5 31/12/2006 30 28.43 5,075 1,470 BCE Inc. Common Shares Mannion, Richard J. 7 31/12/2006 30 28.43 6,532 1,657 BCE Inc. Common Shares Markey, Stephen 7 31/12/2006 30 28.43 2,538 1,040 BCE Inc. Common Shares McArthur, John H. 4 31/12/2006 30 28.34 1,690 BCE Inc. Common Shares McArthur, John H. 4 31/12/2006 30 28.34 860 33 BCE Inc. Common Shares McCuaig, Cameron 7 31/12/2006 30 28.43 2,927 673 BCE Inc. Common Shares Miscio, Frank J. 7 31/12/2006 30 28.34 276 BCE Inc. Common Shares Miscio, Frank J. 7 31/12/2006 30 28.34 1,441 27 BCE Inc. Common Shares Miscio, Frank J. 7 31/12/2006 30 28.43 3,544 1,019 BCE Inc. Common Shares Nathanielsz, Paul J. 7 31/12/2006 30 28.43 2,664 749 BCE Inc. Common Shares Olah, Patricia 5 22/02/2007 90 5,408 1,570 BCE Inc. Common Shares Olah, Patricia 5 31/12/2006 30 28.43 1,570 823 BCE Inc. Common Shares Olah, Patricia 5 22/02/2007 90 0 -1,570 BCE Inc. Common Shares Oosterman, Wade 7 31/12/2006 30 28.43 836 836 BCE Inc. Common Shares Paul, Maarika 5 31/12/2006 30 28.34 565 BCE Inc. Common Shares Paul, Maarika 5 31/12/2006 30 28.34 1,405 64 BCE Inc. Common Shares Paul, Maarika 5 31/12/2006 30 28.43 3,338 861 BCE Inc. Common Shares Pichette, Patrick 7 31/12/2006 30 28.43 11,490 3,287 BCE Inc. Common Shares Pickford, Barry W. 5 31/12/2006 30 28.43 4,999 1,584 BCE Inc. Common Shares Rawlings, Kent 7 31/12/2006 30 28.43 934 488 BCE Inc. Common Shares Robichon, Jacques 7 31/12/2006 30 28.43 2,907 687 BCE Inc. Common Shares Roman, Eugene 7 27/02/2007 51 27.99 40,875 37,581 BCE Inc. Common Shares Roman, Eugene 7 27/02/2007 10 31.24 3,294 -37,581 BCE Inc. Common Shares Roman, Eugene 7 31/12/2006 30 28.43 10,688 3,174 BCE Inc. Options Roman, Eugene 7 27/02/2007 51 27.99 306,477 -37,581 BCE Inc. Common Shares Rooks, Stephen 7 31/12/2006 30 28.43 815 528 BCE Inc. Common Shares Root, Greg 7 31/12/2006 30 28.43 1,655 918 BCE Inc. Common Shares Rousseau, Claude 7 31/12/2006 30 28.43 4,005 1,167 BCE Inc. Common Shares Rowe, Paul 7 31/12/2006 30 28.34 273 BCE Inc. Common Shares Rowe, Paul 7 31/12/2006 30 28.34 593 27 BCE Inc. Common Shares Rowe, Paul 7 31/12/2006 30 28.43 3,113 327 BCE Inc. Common Shares Rowe, Paul 7 26/02/2007 10 31.47 2,101 BCE Inc. Common Shares Rowe, Paul 7 26/02/2007 10 31.47 1,012 -2,101 BCE Inc. Common Shares Sabia, Michael J. 4, 5 31/12/2006 30 28.34 631 BCE Inc. Common Shares Sabia, Michael J. 4, 5 31/12/2006 30 28.34 118,561 104 BCE Inc. Common Shares Sabia, Michael J. 4, 5 31/12/2006 30 28.43 15,564 4,165 BCE Inc. Common Shares Sciannamblo, Franco 7 31/12/2006 30 28.43 3,667 930 BCE Inc. Common Shares Scioli, Josie 7 31/12/2006 30 28.43 2,708 1,092 BCE Inc. Common Shares Sheriff, Karen 7 31/12/2006 30 28.43 9,865 3,318 BCE Inc. Common Shares Singh, Melanie 7 31/12/2006 30 28.43 4,730 1,381
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2358
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
BCE Inc. Common Shares Smith, Gary J. 7 31/12/2006 30 28.43 2,286 1,390 BCE Inc. Common Shares Staffieri, Anthony 7 31/12/2006 30 28.43 1,468 1,093 BCE Inc. Common Shares Stinis, Paul 7 31/12/2006 30 28.43 2,709 977 BCE Inc. Common Shares Sweeney, Joanne P. 7 31/12/2006 30 28.43 2,444 708 BCE Inc. Common Shares Taillon, Jean 7 31/12/2006 30 28.43 3,700 1,434 BCE Inc. Common Shares Tanglao, Michael 5 31/12/2006 30 28.43 1,445 913 BCE Inc. Common Shares Taschereau, Jean-Luc 7 31/12/2006 30 28.34 296 BCE Inc. Common Shares Taschereau, Jean-Luc 7 31/12/2006 30 28.34 3,633 34 BCE Inc. Common Shares Taschereau, Jean-Luc 7 31/12/2006 30 28.43 2,220 840 BCE Inc. Common Shares Thomson, Scott 5 31/12/2006 30 28.43 3,441 2 BCE Inc. Common Shares Tropea, Elizabeth 7 31/12/2006 30 28.43 2,025 609 BCE Inc. Common Shares Turcotte, Martine 5 31/12/2006 30 28.34 2,378 BCE Inc. Common Shares Turcotte, Martine 5 31/12/2006 30 28.34 5,092 233 BCE Inc. Common Shares Turcotte, Martine 5 31/12/2006 30 28.43 9,398 2,119 BCE Inc. Common Shares Vanaselja, Siim A. 5 31/12/2006 30 28.43 8,426 2,548 BCE Inc. Common Shares Waites, Gordon, Ronald 5 31/12/2006 30 28.43 842 553 BCE Inc. Common Shares Wiese, Jon 7 31/12/2006 30 28.43 4,222 2,748 BCE Inc. Common Shares Young, Victor Leyland 4 31/12/2006 30 28.34 5,277 BCE Inc. Common Shares Young, Victor Leyland 4 31/12/2006 30 28.34 5,725 262 BCE Inc. Common Shares Zelenczuk, Nicholas 5 01/02/2006 00 BCE Inc. Common Shares Zelenczuk, Nicholas 5 31/12/2006 30 28.43 944 944 BCE Inc. Common Shares Zimmerman, Mark Paul 7 14/08/2006 00 BCE Inc. Common Shares Zimmerman, Mark Paul 7 31/12/2006 30 28.43 179 179 Bear Ridge Resources Ltd. Common Shares Novakowski, Kelly 5 27/02/2007 90 1.7 32,050 -11,765 Bear Ridge Resources Ltd. Common Shares Novakowski, Kelly 5 27/02/2007 90 1.7 15,795 11,765 Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Bell, Mary-Ann 7 10/07/2006 00
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Bell, Mary-Ann 7 02/03/2007 56 29.19 5,139 5,139
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Bell, Mary-Ann 7 02/03/2007 56 29.19 14,217 9,078
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Bergevin, Andre 7 21/02/2007 00
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Bergevin, Andre 7 02/03/2007 56 29.19 617 617
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Bird, Steven 7 07/07/2006 00
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Bird, Steven 7 02/03/2007 56 29.19 2,878 2,878
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Bird, Steven 7 02/03/2007 56 29.19 7,537 4,659
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Brassard, Éric 7 21/07/2006 00
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Brassard, Éric 7 02/03/2007 56 29.19 1,627 1,627
Bell Aliant Regional Communications Income Fund
Units Cain, Helena 7 15/12/2006 30 27.08 1,643 71
Bell Aliant Regional Communications Income Fund
Units Cain, Helena 7 15/01/2007 30 28.17 1,712 69
Bell Aliant Regional Communications Income Fund
Units Cain, Helena 7 15/02/2007 30 28.78 1,810 98
Bell Aliant Regional Communications Income Fund
Units Cain, Helena 7 26/02/2007 30 28.748 -1,184
Bell Aliant Regional Communications Income Fund
Units Cain, Helena 7 27/02/2007 30 28.748 626 -1,184
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Cain, Helena 7 07/07/2006 00
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2359
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Cain, Helena 7 02/03/2007 56 29.12 4,796 4,796
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Cain, Helena 7 02/03/2007 56 29.19 9,592 4,796
Bell Aliant Regional Communications Income Fund
Units Cameron, Gary 7 01/03/2007 10 29.3 0 -609
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Costello, Michael 7 07/07/2006 00
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Costello, Michael 7 02/03/2007 56 29.19 3,070 3,070
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Costello, Michael 7 02/03/2007 56 29.19 6,140 3,070
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Crooks, Frederick 7 07/07/2006 00
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Crooks, Frederick 7 02/03/2007 56 29.19 8,222 8,222
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Crooks, Frederick 7 02/03/2007 56 29.19 17,129 8,907
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Dilworth, Peter 7 10/07/2006 00
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Dilworth, Peter 7 02/03/2007 56 29.19 3,426 3,426
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Dilworth, Peter 7 02/03/2007 56 29.19 9,044 5,618
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Dubé, Roch 7 10/07/2006 00
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Dubé, Roch 7 02/03/2007 56 29.19 10,920 10,920
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Duggan, Sharon 7 07/07/2006 00
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Duggan, Sharon 7 02/03/2007 56 29.19 2,920 2,920
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Duggan, Sharon 7 02/03/2007 56 29.19 5,840 2,920
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Duplisea, Kelly 7 07/07/2006 00
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Duplisea, Kelly 7 02/03/2007 56 29.19 2,754 2,754
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Duplisea, Kelly 7 02/03/2007 56 29.19 5,508 2,754
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Fagan, Frank 7 07/07/2006 00
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Fagan, Frank 7 02/03/2007 56 29.19 20,555 20,555
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Fagan, Frank 7 02/03/2007 56 29.19 46,249 25,694
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Fairweather, Roxanne 7 07/07/2006 00
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2360
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Fairweather, Roxanne 7 02/03/2007 56 29.19 1,543 1,543
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Fairweather, Roxanne 7 02/03/2007 56 29.19 3,086 1,543
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Fenerty, S. Alan 5 02/10/2006 00
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Fenerty, S. Alan 5 02/03/2007 56 29.19 2,082 2,082
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Fenerty, S. Alan 5 02/03/2007 56 29.19 4,836 2,754
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Fitzpatrick, Paul 7 07/07/2006 00
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Fitzpatrick, Paul 7 02/03/2007 56 29.19 1,970 1,970
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Fitzpatrick, Paul 7 02/03/2007 56 29.19 3,940 1,970
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Guimont, Vincent 7 21/07/2006 00
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Guimont, Vincent 7 02/03/2007 56 29.19 1,242 1,242
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Hanlon, Mark S. 7 10/07/2006 00
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Hanlon, Mark S. 7 02/03/2007 56 29.19 3,426 3,426
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Hanlon, Mark S. 7 02/03/2007 56 29.19 11,991 8,565
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Harling, Charles 7 07/07/2006 00
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Harling, Charles 7 02/03/2007 56 29.19 2,754 2,754
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Harling, Charles 7 02/03/2007 56 29.19 5,508 2,754
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Hartlen, Charles 7 07/07/2006 00
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Hartlen, Charles 7 02/03/2007 56 29.19 5,481 5,481
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Hartlen, Charles 7 02/03/2007 56 29.19 14,046 8,565
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Henry, Denis E. 7 10/07/2006 00
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Henry, Denis E. 7 02/03/2007 56 29.19 3,426 3,426
Bell Aliant Regional Communications Income Fund
Units Iacono, Salvatore 7 05/03/2007 10 29.52 0 -983
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Kent, Paul 7 07/07/2006 00
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Kent, Paul 7 02/03/2007 56 29.19 8,565 8,565
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2361
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Kent, Paul 7 02/03/2007 56 29.19 17,130 8,565
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Kipnis, Evan 7 07/07/2006 00
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Kipnis, Evan 7 02/03/2007 56 29.19 3,493 3,493
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Kipnis, Evan 7 02/03/2007 56 29.19 6,986 3,493
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Klassen, David 5 05/02/2007 00
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Klassen, David 5 02/03/2007 56 29.19 3,083 3,083
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
LeBlanc, Glen 7 07/07/2006 00
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
LeBlanc, Glen 7 02/03/2007 56 29.19 12,847 12,847
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
LeBlanc, Glen 7 02/03/2007 56 29.19 29,976 17,129
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Lund, Gary 7 07/07/2006 00
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Lund, Gary 7 02/03/2007 56 29.19 5,481 5,481
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Lund, Gary 7 02/03/2007 56 29.19 11,236 5,755
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
MacGregor, Roderick 7 07/07/2006 00
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
MacGregor, Roderick 7 02/03/2007 56 29.19 2,878 2,878
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
MacGregor, Roderick 7 02/03/2007 56 29.19 7,537 4,659
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Marshall, Eleanor 7 07/07/2006 00
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Marshall, Eleanor 7 02/03/2007 56 29.19 2,980 2,980
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Marshall, Eleanor 7 02/03/2007 56 29.19 7,639 4,659
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
McGirr, David J. 7 21/07/2006 00
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
McGirr, David J. 7 02/03/2007 56 29.19 1,542 1,542
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Mckinnon, Elaine 7 07/07/2006 00
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Mckinnon, Elaine 7 02/03/2007 56 29.19 5,207 5,207
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Mckinnon, Elaine 7 02/03/2007 56 29.19 10,414 5,207
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Mélanson, Alain 7 21/07/2006 00
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2362
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Mélanson, Alain 7 02/03/2007 56 29.19 1,413 1,413
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Paul-Hus, Éric 7 21/07/2006 00
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Paul-Hus, Éric 7 02/03/2007 56 29.19 1,572 1,572
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Penney, Joan 7 07/07/2006 00
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Penney, Joan 7 02/03/2007 56 29.19 3,037 3,037
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Penney, Joan 7 02/03/2007 56 29.19 6,074 3,037
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Rathbun, David 7 07/07/2006 00
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Rathbun, David 7 02/03/2007 56 29.19 10,277 10,277
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Rathbun, David 7 02/03/2007 56 29.19 20,554 10,277
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Redden, Zeda 5 11/09/2006 00
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Redden, Zeda 5 02/03/2007 56 29.19 2,878 2,878
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Rignanesi, Catherina 7 07/07/2006 00
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Rignanesi, Catherina 7 02/03/2007 56 29.19 3,083 3,083
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Rignanesi, Catherina 7 02/03/2007 56 29.19 6,680 3,597
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Roberts, R. Michael 7 07/07/2006 00
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Roberts, R. Michael 7 02/03/2007 56 29.19 3,083 3,083
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Roberts, R. Michael 7 02/03/2007 56 29.19 7,742 4,659
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Ross, Michael 7 10/07/2006 00
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Ross, Michael 7 02/03/2007 56 29.19 2,569 2,569
Bell Aliant Regional Communications Income Fund
Units Rowe, Paul 7 10/07/2006 22 60
Bell Aliant Regional Communications Income Fund
Units Rowe, Paul 7 10/07/2006 22 280
Bell Aliant Regional Communications Income Fund
Units Rowe, Paul 7 10/07/2006 22 280
Bell Aliant Regional Communications Income Fund
Units Rowe, Paul 7 10/07/2006 22 283 283
Bell Aliant Regional Communications Income Fund
Units Rowe, Paul 7 31/12/2006 30 31.25 290 7
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2363
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Sawler, Catherine 7 07/07/2006 00
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Sawler, Catherine 7 02/03/2007 56 29.19 2,055 2,055
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Sawler, Catherine 7 02/03/2007 56 29.19 5,138 3,083
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Teoli, Ida 7 07/07/2006 00
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Teoli, Ida 7 02/03/2007 56 29.19 9,250 9,250
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Tingley, Robyn 7 07/07/2006 00
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Tingley, Robyn 7 02/03/2007 56 29.19 3,083 3,083
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Tingley, Robyn 7 02/03/2007 56 29.19 7,742 4,659
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Toledano, Jason 5 08/12/2006 00
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Toledano, Jason 5 02/03/2007 56 29.19 3,700 3,700
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Toner, Ivan 7 07/07/2006 00
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Toner, Ivan 7 02/03/2007 56 29.19 5,481 5,481
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Toner, Ivan 7 02/03/2007 56 29.19 11,236 5,755
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Topiwala, Shailan 7 07/07/2006 00
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Topiwala, Shailan 7 02/03/2007 56 29.19 2,752 2,752
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Topiwala, Shailan 7 02/03/2007 56 29.19 5,504 2,752
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Tulk, Heather 7 07/07/2006 00
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Tulk, Heather 7 02/03/2007 56 29.19 5,418
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Tulk, Heather 7 02/03/2007 56 29.19 5,481 5,481
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Tulk, Heather 7 02/03/2007 56 29.19 14,046 8,565
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Tumiotto, Vicky 7 21/07/2006 00
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Tumiotto, Vicky 7 02/03/2007 56 29.19 750 750
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Vachon, Claude 7 21/07/2006 00
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Vachon, Claude 7 02/03/2007 56 29.19 1,542 1,542
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2364
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Velaidum, Tony 5 15/01/2007 00
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Velaidum, Tony 5 02/03/2007 56 29.19 3,700 3,700
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Wetmore, Stephen Gerald 7 07/07/2006 00
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Wetmore, Stephen Gerald 7 02/03/2007 56 29.19 42,423
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Wetmore, Stephen Gerald 7 02/03/2007 56 29.19 42,823 42,823
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Wetmore, Stephen Gerald 7 02/03/2007 56 29.19 104,488 61,665
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Whiffen, Alfred 7 07/07/2006 00
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Whiffen, Alfred 7 02/03/2007 56 29.19 1,970 1,970
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Whiffen, Alfred 7 02/03/2007 56 29.19 3,940 1,970
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Wickramasinghe, Mahes S. 7 10/07/2006 00
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Wickramasinghe, Mahes S. 7 02/03/2007 56 29.19 15,416 15,416
Bell Aliant Regional Communications Income Fund
Units deferred units (employee plan)
Wickramasinghe, Mahes S. 7 02/03/2007 56 29.19 32,545 17,129
Bell Canada International Inc.
Share Units Kaufman, Donna Soble 7 26/02/2003 00 7,770
Bell Canada International Inc.
Share Units Kaufman, Donna Soble 7 30/04/2003 30 9,854 2,084
Bell Canada International Inc.
Share Units Kaufman, Donna Soble 7 20/06/2006 97 128,749 118,895
Bema Gold Corporation Common Shares Bartz, Eduard 5 27/02/2007 51 9.1401 13,358 13,358 Bema Gold Corporation Common Shares Bartz, Eduard 5 27/02/2007 51 6.8045 28,201 14,843 Bema Gold Corporation Common Shares Bartz, Eduard 5 27/02/2007 51 11.947 50,465 22,264 Bema Gold Corporation Common Shares Bartz, Eduard 5 27/02/2007 10 16.42 37,065 -13,400 Bema Gold Corporation Common Shares Bartz, Eduard 5 27/02/2007 10 16.41 28,201 -8,864 Bema Gold Corporation Common Shares Bartz, Eduard 5 27/02/2007 10 16.43 14,843 -13,358 Bema Gold Corporation Common Shares Bartz, Eduard 5 27/02/2007 10 16.44 8,543 -6,300 Bema Gold Corporation Common Shares Bartz, Eduard 5 27/02/2007 10 16.43 0 -8,543 Bema Gold Corporation Options Bartz, Eduard 5 27/02/2007 97 3.03 80,000 -33,334 Bema Gold Corporation Options Bartz, Eduard 5 27/02/2007 97 4.07 50,000 -30,000 Bema Gold Corporation Options Bartz, Eduard 5 27/02/2007 97 5.32 0 -50,000 Bema Gold Corporation Options Bartz, Eduard 5 27/02/2007 50 6.81 14,824 Bema Gold Corporation Options Bartz, Eduard 5 27/02/2007 50 6.8045 14,843 14,843 Bema Gold Corporation Options Bartz, Eduard 5 27/02/2007 50 9.15 13,341 Bema Gold Corporation Options Bartz, Eduard 5 27/02/2007 50 9.1401 28,201 13,358 Bema Gold Corporation Options Bartz, Eduard 5 27/02/2007 50 11.95 22,235 Bema Gold Corporation Options Bartz, Eduard 5 27/02/2007 50 11.947 50,465 22,264 Bema Gold Corporation Options Bartz, Eduard 5 27/02/2007 51 9.1401 37,107 -13,358 Bema Gold Corporation Options Bartz, Eduard 5 27/02/2007 51 6.8045 22,264 -14,843 Bema Gold Corporation Options Bartz, Eduard 5 27/02/2007 51 11.947 0 -22,264 BG Advantaged Corporate Bond Fund
Units BG Advantaged Corporate Bond Fund
1 02/02/2007 38 8.45 1,100 1,100
BG Advantaged Corporate Bond Fund
Units BG Advantaged Corporate Bond Fund
1 02/02/2007 38 8.45 0 -1,100
BG Advantaged Corporate Bond Fund
Units BG Advantaged Corporate Bond Fund
1 08/02/2007 38 8.45 3,500 3,500
BG Advantaged Corporate Bond Fund
Units BG Advantaged Corporate Bond Fund
1 08/02/2007 38 8.45 0 -3,500
BG Advantaged Corporate Bond Fund
Units BG Advantaged Corporate Bond Fund
1 12/02/2007 38 8.45 2,000 2,000
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2365
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
BG Advantaged Corporate Bond Fund
Units BG Advantaged Corporate Bond Fund
1 12/02/2007 38 8.45 0 -2,000
BG Advantaged Corporate Bond Fund
Units BG Advantaged Corporate Bond Fund
1 14/02/2007 38 8.38 5,000 5,000
BG Advantaged Corporate Bond Fund
Units BG Advantaged Corporate Bond Fund
1 14/02/2007 38 8.38 0 -5,000
BG Advantaged Corporate Bond Fund
Units BG Advantaged Corporate Bond Fund
1 15/02/2007 38 8.36 5,000 5,000
BG Advantaged Corporate Bond Fund
Units BG Advantaged Corporate Bond Fund
1 15/02/2007 38 8.36 0 -5,000
BG Advantaged Corporate Bond Fund
Units BG Advantaged Corporate Bond Fund
1 16/02/2007 38 8.35 5,000 5,000
BG Advantaged Corporate Bond Fund
Units BG Advantaged Corporate Bond Fund
1 16/02/2007 38 8.35 0 -5,000
BG Advantaged Corporate Bond Fund
Units BG Advantaged Corporate Bond Fund
1 20/02/2007 38 8.5 3,700 3,700
BG Advantaged Corporate Bond Fund
Units BG Advantaged Corporate Bond Fund
1 20/02/2007 38 8.5 0 -3,700
BG Advantaged Corporate Bond Fund
Units BG Advantaged Corporate Bond Fund
1 21/02/2007 38 8.5 1,600 1,600
BG Advantaged Corporate Bond Fund
Units BG Advantaged Corporate Bond Fund
1 21/02/2007 38 8.5 0 -1,600
BG Advantaged Corporate Bond Fund
Units BG Advantaged Corporate Bond Fund
1 22/02/2007 38 8.54 5,000 5,000
BG Advantaged Corporate Bond Fund
Units BG Advantaged Corporate Bond Fund
1 22/02/2007 38 8.54 0 -5,000
BG Advantaged Corporate Bond Fund
Units BG Advantaged Corporate Bond Fund
1 26/02/2007 38 8.4 2,900 2,900
BG Advantaged Corporate Bond Fund
Units BG Advantaged Corporate Bond Fund
1 26/02/2007 38 8.4 0 -2,900
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 01/02/2007 38 10.41 2,000 2,000
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 01/02/2007 38 10.41 0 -2,000
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 01/02/2007 38 10.4 2,000 2,000
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 01/02/2007 38 10.4 0 -2,000
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 06/02/2007 38 10.49 2,000 2,000
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 06/02/2007 38 10.49 0 -2,000
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 07/02/2007 38 10.51 2,000 2,000
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 07/02/2007 38 10.51 0 -2,000
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 07/02/2007 38 10.5 2,000 2,000
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 07/02/2007 38 10.5 0 -2,000
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 07/02/2007 38 10.48 2,000 2,000
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 07/02/2007 38 10.48 0 -2,000
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 08/02/2007 38 10.55 2,000 2,000
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 08/02/2007 38 10.55 0 -2,000
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 09/02/2007 38 10.51 3,000 3,000
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 09/02/2007 38 10.51 0 -3,000
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 12/02/2007 38 10.53 5,000 5,000
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 12/02/2007 38 10.53 0 -5,000
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 12/02/2007 38 10.5 5,000 5,000
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 12/02/2007 38 10.5 0 -5,000
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 12/02/2007 38 10.48 600 600
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2366
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 12/02/2007 38 10.48 0 -600
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 13/02/2007 38 10.52 2,600 2,600
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 13/02/2007 38 10.52 0 -2,600
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 14/02/2007 38 10.53 5,000 5,000
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 14/02/2007 38 10.53 0 -5,000
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 15/02/2007 38 10.55 5,000 5,000
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 15/02/2007 38 10.55 0 -5,000
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 15/02/2007 38 10.5 800 800
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 15/02/2007 38 10.5 0 -800
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 16/02/2007 38 10.5 5,000 5,000
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 16/02/2007 38 10.5 0 -5,000
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 19/02/2007 38 10.53 2,800 2,800
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 19/02/2007 38 10.53 0 -2,800
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 21/02/2007 38 10.65 2,000 2,000
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 21/02/2007 38 10.65 0 -2,000
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 21/02/2007 38 10.55 5,000 5,000
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 21/02/2007 38 10.55 0 -5,000
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 22/02/2007 38 10.67 2,000 2,000
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 22/02/2007 38 10.67 0 -2,000
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 22/02/2007 38 10.61 2,000 2,000
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 22/02/2007 38 10.61 0 -2,000
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 22/02/2007 38 10.6 2,000 2,000
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 22/02/2007 38 10.6 0 -2,000
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 22/02/2007 38 10.56 2,000 2,000
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 22/02/2007 38 10.56 0 -2,000
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 23/02/2007 38 10.69 2,000 2,000
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 23/02/2007 38 10.69 0 -2,000
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 23/02/2007 38 10.65 2,000 2,000
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 23/02/2007 38 10.65 0 -2,000
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 23/02/2007 38 10.63 600 600
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 23/02/2007 38 10.63 0 -600
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 23/02/2007 38 10.6 4,000 4,000
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 23/02/2007 38 10.6 0 -4,000
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 26/02/2007 38 10.62 2,000 2,000
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 26/02/2007 38 10.62 0 -2,000
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 26/02/2007 38 10.52 400 400
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2367
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 26/02/2007 38 10.52 0 -400
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 26/02/2007 38 10.51 3,600 3,600
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 26/02/2007 38 10.51 0 -3,600
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 26/02/2007 38 10.5 3,000 3,000
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 26/02/2007 38 10.5 0 -3,000
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 26/02/2007 38 10.48 1,000 1,000
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 26/02/2007 38 10.48 0 -1,000
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 27/02/2007 38 10.57 1,000 1,000
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 27/02/2007 38 10.57 0 -1,000
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 27/02/2007 38 10.55 3,000 3,000
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 27/02/2007 38 10.55 0 -3,000
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 27/02/2007 38 10.54 2,000 2,000
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 27/02/2007 38 10.54 0 -2,000
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 27/02/2007 38 10.5 2,000 2,000
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 27/02/2007 38 10.5 0 -2,000
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 27/02/2007 38 10.49 1,000 1,000
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 27/02/2007 38 10.49 0 -1,000
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 27/02/2007 38 10.45 1,000 1,000
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 27/02/2007 38 10.45 0 -1,000
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 28/02/2007 38 10.6 2,000 2,000
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 28/02/2007 38 10.6 0 -2,000
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 28/02/2007 38 10.57 200 200
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 28/02/2007 38 10.57 0 -200
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 28/02/2007 38 10.6 2,000 2,000
BG Advantaged Equal Weighted Income Fund
Units BG Advantaged Equal Weighted Income Fund
1 28/02/2007 38 10.6 0 -2,000
BG Advantaged S&P®/TSX® Income Trust Index Fund
Trust Units BG Advantaged S&P/TSX Income Trust Index Fund
1 02/02/2007 38 13.19 1,200 1,200
BG Advantaged S&P®/TSX® Income Trust Index Fund
Trust Units BG Advantaged S&P/TSX Income Trust Index Fund
1 02/02/2007 38 13.19 0 -1,200
BG Advantaged S&P®/TSX® Income Trust Index Fund
Trust Units BG Advantaged S&P/TSX Income Trust Index Fund
1 06/02/2007 38 13.23 200 200
BG Advantaged S&P®/TSX® Income Trust Index Fund
Trust Units BG Advantaged S&P/TSX Income Trust Index Fund
1 06/02/2007 38 13.23 0 -200
BG Advantaged S&P®/TSX® Income Trust Index Fund
Trust Units BG Advantaged S&P/TSX Income Trust Index Fund
1 07/02/2007 38 13.23 5,000 5,000
BG Advantaged S&P®/TSX® Income Trust Index Fund
Trust Units BG Advantaged S&P/TSX Income Trust Index Fund
1 07/02/2007 38 13.23 0 -5,000
BG Advantaged S&P®/TSX® Income Trust Index Fund
Trust Units BG Advantaged S&P/TSX Income Trust Index Fund
1 08/02/2007 38 13.21 5,000 5,000
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2368
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
BG Advantaged S&P®/TSX® Income Trust Index Fund
Trust Units BG Advantaged S&P/TSX Income Trust Index Fund
1 08/02/2007 38 13.21 0 -5,000
BG Advantaged S&P®/TSX® Income Trust Index Fund
Trust Units BG Advantaged S&P/TSX Income Trust Index Fund
1 09/02/2007 38 13.22 5,000 5,000
BG Advantaged S&P®/TSX® Income Trust Index Fund
Trust Units BG Advantaged S&P/TSX Income Trust Index Fund
1 09/02/2007 38 13.22 0 -5,000
BG Advantaged S&P®/TSX® Income Trust Index Fund
Trust Units BG Advantaged S&P/TSX Income Trust Index Fund
1 12/02/2007 38 13.2 5,000 5,000
BG Advantaged S&P®/TSX® Income Trust Index Fund
Trust Units BG Advantaged S&P/TSX Income Trust Index Fund
1 12/02/2007 38 13.2 0 -5,000
BG Advantaged S&P®/TSX® Income Trust Index Fund
Trust Units BG Advantaged S&P/TSX Income Trust Index Fund
1 13/02/2007 38 13.15 5,000 5,000
BG Advantaged S&P®/TSX® Income Trust Index Fund
Trust Units BG Advantaged S&P/TSX Income Trust Index Fund
1 13/02/2007 38 13.15 0 -5,000
BG Advantaged S&P®/TSX® Income Trust Index Fund
Trust Units BG Advantaged S&P/TSX Income Trust Index Fund
1 14/02/2007 38 13.16 5,000 5,000
BG Advantaged S&P®/TSX® Income Trust Index Fund
Trust Units BG Advantaged S&P/TSX Income Trust Index Fund
1 14/02/2007 38 13.16 0 -5,000
BG Advantaged S&P®/TSX® Income Trust Index Fund
Trust Units BG Advantaged S&P/TSX Income Trust Index Fund
1 16/02/2007 38 13.2 900 900
BG Advantaged S&P®/TSX® Income Trust Index Fund
Trust Units BG Advantaged S&P/TSX Income Trust Index Fund
1 16/02/2007 38 13.2 0 -900
BG Advantaged S&P®/TSX® Income Trust Index Fund
Trust Units BG Advantaged S&P/TSX Income Trust Index Fund
1 16/02/2007 38 13.21 4,100 4,100
BG Advantaged S&P®/TSX® Income Trust Index Fund
Trust Units BG Advantaged S&P/TSX Income Trust Index Fund
1 16/02/2007 38 13.21 0 -4,100
BG Advantaged S&P®/TSX® Income Trust Index Fund
Trust Units BG Advantaged S&P/TSX Income Trust Index Fund
1 19/02/2007 38 13.19 5,000 5,000
BG Advantaged S&P®/TSX® Income Trust Index Fund
Trust Units BG Advantaged S&P/TSX Income Trust Index Fund
1 19/02/2007 38 13.19 0 -5,000
BG Advantaged S&P®/TSX® Income Trust Index Fund
Trust Units BG Advantaged S&P/TSX Income Trust Index Fund
1 21/02/2007 38 13.13 5,000 5,000
BG Advantaged S&P®/TSX® Income Trust Index Fund
Trust Units BG Advantaged S&P/TSX Income Trust Index Fund
1 21/02/2007 38 13.13 0 -5,000
BG Advantaged S&P®/TSX® Income Trust Index Fund
Trust Units BG Advantaged S&P/TSX Income Trust Index Fund
1 21/02/2007 38 13.1 2,000 2,000
BG Advantaged S&P®/TSX® Income Trust Index Fund
Trust Units BG Advantaged S&P/TSX Income Trust Index Fund
1 21/02/2007 38 13.1 0 -2,000
BG Advantaged S&P®/TSX® Income Trust Index Fund
Trust Units BG Advantaged S&P/TSX Income Trust Index Fund
1 22/02/2007 38 13.07 5,000 5,000
BG Advantaged S&P®/TSX® Income Trust Index Fund
Trust Units BG Advantaged S&P/TSX Income Trust Index Fund
1 22/02/2007 38 13.07 0 -5,000
BG Advantaged S&P®/TSX® Income Trust Index Fund
Trust Units BG Advantaged S&P/TSX Income Trust Index Fund
1 22/02/2007 38 13.05 3,100 3,100
BG Advantaged S&P®/TSX® Income Trust Index Fund
Trust Units BG Advantaged S&P/TSX Income Trust Index Fund
1 22/02/2007 38 13.05 0 -3,100
BG Advantaged S&P®/TSX® Income Trust Index Fund
Trust Units BG Advantaged S&P/TSX Income Trust Index Fund
1 23/02/2007 38 13.05 5,000 5,000
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2369
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
BG Advantaged S&P®/TSX® Income Trust Index Fund
Trust Units BG Advantaged S&P/TSX Income Trust Index Fund
1 23/02/2007 38 13.05 0 -5,000
BG Advantaged S&P®/TSX® Income Trust Index Fund
Trust Units BG Advantaged S&P/TSX Income Trust Index Fund
1 26/02/2007 38 13.1 3,200 3,200
BG Advantaged S&P®/TSX® Income Trust Index Fund
Trust Units BG Advantaged S&P/TSX Income Trust Index Fund
1 26/02/2007 38 13.1 0 -3,200
BG Advantaged S&P®/TSX® Income Trust Index Fund
Trust Units BG Advantaged S&P/TSX Income Trust Index Fund
1 27/02/2007 38 13.1 5,000 5,000
BG Advantaged S&P®/TSX® Income Trust Index Fund
Trust Units BG Advantaged S&P/TSX Income Trust Index Fund
1 27/02/2007 38 13.1 0 -5,000
BG Advantaged S&P®/TSX® Income Trust Index Fund
Trust Units BG Advantaged S&P/TSX Income Trust Index Fund
1 27/02/2007 38 13.05 2,000 2,000
BG Advantaged S&P®/TSX® Income Trust Index Fund
Trust Units BG Advantaged S&P/TSX Income Trust Index Fund
1 27/02/2007 38 13.05 0 -2,000
BG Advantaged S&P®/TSX® Income Trust Index Fund
Trust Units BG Advantaged S&P/TSX Income Trust Index Fund
1 27/02/2007 38 13 2,700 2,700
BG Advantaged S&P®/TSX® Income Trust Index Fund
Trust Units BG Advantaged S&P/TSX Income Trust Index Fund
1 27/02/2007 38 13 0 -2,700
BG Advantaged S&P®/TSX® Income Trust Index Fund
Trust Units BG Advantaged S&P/TSX Income Trust Index Fund
1 28/02/2007 38 13.02 2,500 2,500
BG Advantaged S&P®/TSX® Income Trust Index Fund
Trust Units BG Advantaged S&P/TSX Income Trust Index Fund
1 28/02/2007 38 13.02 0 -2,500
BG Advantaged S&P®/TSX® Income Trust Index Fund
Trust Units BG Advantaged S&P/TSX Income Trust Index Fund
1 28/02/2007 38 13.04 500 500
BG Advantaged S&P®/TSX® Income Trust Index Fund
Trust Units BG Advantaged S&P/TSX Income Trust Index Fund
1 28/02/2007 38 13.04 0 -500
BG Top 100 Equal Weighted Income Fund
Units BG Top 100 Equal Weighted Income Fund
1 05/02/2007 38 9.5 600 600
BG Top 100 Equal Weighted Income Fund
Units BG Top 100 Equal Weighted Income Fund
1 05/02/2007 38 9.5 0 -600
BG Top 100 Equal Weighted Income Fund
Units BG Top 100 Equal Weighted Income Fund
1 06/02/2007 38 9.54 1,300 1,300
BG Top 100 Equal Weighted Income Fund
Units BG Top 100 Equal Weighted Income Fund
1 06/02/2007 38 9.54 0 -1,300
BG Top 100 Equal Weighted Income Fund
Units BG Top 100 Equal Weighted Income Fund
1 07/02/2007 38 9.6 5,000 5,000
BG Top 100 Equal Weighted Income Fund
Units BG Top 100 Equal Weighted Income Fund
1 07/02/2007 38 9.6 0 -5,000
BG Top 100 Equal Weighted Income Fund
Units BG Top 100 Equal Weighted Income Fund
1 07/02/2007 38 9.5 2,000 2,000
BG Top 100 Equal Weighted Income Fund
Units BG Top 100 Equal Weighted Income Fund
1 07/02/2007 38 9.5 0 -2,000
BG Top 100 Equal Weighted Income Fund
Units BG Top 100 Equal Weighted Income Fund
1 08/02/2007 38 9.55 5,000 5,000
BG Top 100 Equal Weighted Income Fund
Units BG Top 100 Equal Weighted Income Fund
1 08/02/2007 38 9.55 0 -5,000
BG Top 100 Equal Weighted Income Fund
Units BG Top 100 Equal Weighted Income Fund
1 08/02/2007 38 9.45 2,000 2,000
BG Top 100 Equal Weighted Income Fund
Units BG Top 100 Equal Weighted Income Fund
1 08/02/2007 38 9.45 0 -2,000
BG Top 100 Equal Weighted Income Fund
Units BG Top 100 Equal Weighted Income Fund
1 09/02/2007 38 9.5 5,000 5,000
BG Top 100 Equal Weighted Income Fund
Units BG Top 100 Equal Weighted Income Fund
1 09/02/2007 38 9.5 0 -5,000
BG Top 100 Equal Weighted Income Fund
Units BG Top 100 Equal Weighted Income Fund
1 12/02/2007 38 9.48 5,000 5,000
BG Top 100 Equal Weighted Income Fund
Units BG Top 100 Equal Weighted Income Fund
1 12/02/2007 38 9.48 0 -5,000
BG Top 100 Equal Weighted Income Fund
Units BG Top 100 Equal Weighted Income Fund
1 13/02/2007 38 9.4 5,000 5,000
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2370
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
BG Top 100 Equal Weighted Income Fund
Units BG Top 100 Equal Weighted Income Fund
1 13/02/2007 38 9.4 0 -5,000
BG Top 100 Equal Weighted Income Fund
Units BG Top 100 Equal Weighted Income Fund
1 15/02/2007 38 9.5 400 400
BG Top 100 Equal Weighted Income Fund
Units BG Top 100 Equal Weighted Income Fund
1 15/02/2007 38 9.5 0 -400
BG Top 100 Equal Weighted Income Fund
Units BG Top 100 Equal Weighted Income Fund
1 19/02/2007 38 9.62 5,000 5,000
BG Top 100 Equal Weighted Income Fund
Units BG Top 100 Equal Weighted Income Fund
1 19/02/2007 38 9.62 0 -5,000
BG Top 100 Equal Weighted Income Fund
Units BG Top 100 Equal Weighted Income Fund
1 19/02/2007 38 9.5 2,000 2,000
BG Top 100 Equal Weighted Income Fund
Units BG Top 100 Equal Weighted Income Fund
1 19/02/2007 38 9.5 0 -2,000
BG Top 100 Equal Weighted Income Fund
Units BG Top 100 Equal Weighted Income Fund
1 19/02/2007 38 9.47 2,000 2,000
BG Top 100 Equal Weighted Income Fund
Units BG Top 100 Equal Weighted Income Fund
1 19/02/2007 38 9.47 0 -2,000
BG Top 100 Equal Weighted Income Fund
Units BG Top 100 Equal Weighted Income Fund
1 20/02/2007 38 9.44 5,000 5,000
BG Top 100 Equal Weighted Income Fund
Units BG Top 100 Equal Weighted Income Fund
1 20/02/2007 38 9.44 0 -5,000
BG Top 100 Equal Weighted Income Fund
Units BG Top 100 Equal Weighted Income Fund
1 21/02/2007 38 9.43 5,000 5,000
BG Top 100 Equal Weighted Income Fund
Units BG Top 100 Equal Weighted Income Fund
1 21/02/2007 38 9.43 0 -5,000
BG Top 100 Equal Weighted Income Fund
Units BG Top 100 Equal Weighted Income Fund
1 23/02/2007 38 9.54 5,000 5,000
BG Top 100 Equal Weighted Income Fund
Units BG Top 100 Equal Weighted Income Fund
1 23/02/2007 38 9.54 0 -5,000
BG Top 100 Equal Weighted Income Fund
Units BG Top 100 Equal Weighted Income Fund
1 26/02/2007 38 9.52 5,000 5,000
BG Top 100 Equal Weighted Income Fund
Units BG Top 100 Equal Weighted Income Fund
1 26/02/2007 38 9.52 0 -5,000
BG Top 100 Equal Weighted Income Fund
Units BG Top 100 Equal Weighted Income Fund
1 26/02/2007 38 9.45 800 800
BG Top 100 Equal Weighted Income Fund
Units BG Top 100 Equal Weighted Income Fund
1 26/02/2007 38 9.45 0 -800
BG Top 100 Equal Weighted Income Fund
Units BG Top 100 Equal Weighted Income Fund
1 27/02/2007 38 9.46 5,000 5,000
BG Top 100 Equal Weighted Income Fund
Units BG Top 100 Equal Weighted Income Fund
1 27/02/2007 38 9.46 0 -5,000
BG Top 100 Equal Weighted Income Fund
Units BG Top 100 Equal Weighted Income Fund
1 27/02/2007 38 9.29 4,200 4,200
BG Top 100 Equal Weighted Income Fund
Units BG Top 100 Equal Weighted Income Fund
1 27/02/2007 38 9.29 0 -4,200
BG Top 100 Equal Weighted Income Fund
Units BG Top 100 Equal Weighted Income Fund
1 27/02/2007 38 9.28 800 800
BG Top 100 Equal Weighted Income Fund
Units BG Top 100 Equal Weighted Income Fund
1 27/02/2007 38 9.28 0 -800
Bioniche Life Sciences Inc. Common Shares McRae, Graeme Kenneth Mead
4, 5 01/09/1999 00 7,550,752
Bioniche Life Sciences Inc. Common Shares McRae, Graeme Kenneth Mead
4, 5 10/12/2004 30 1.68 7,556,065 5,313
Bioniche Life Sciences Inc. Common Shares McRae, Graeme Kenneth Mead
4, 5 01/09/1999 00
Bioniche Life Sciences Inc. Common Shares McRae, Graeme Kenneth Mead
4, 5 18/12/2002 30 1.58 5,254 5,254
Bioniche Life Sciences Inc. Common Shares McRae, Graeme Kenneth Mead
4, 5 31/12/2002 30 2.05 13,092 7,838
Bioniche Life Sciences Inc. Common Shares McRae, Graeme Kenneth Mead
4, 5 05/12/2003 30 1.58 18,347 5,255
Bioniche Life Sciences Inc. Common Shares McRae, Graeme Kenneth Mead
4, 5 31/12/2003 30 2.03 34,554 16,207
Bioniche Life Sciences Inc. Common Shares McRae, Graeme Kenneth Mead
4, 5 10/12/2004 30 1.58 39,808 5,254
Bioniche Life Sciences Inc. Common Shares McRae, Graeme Kenneth Mead
4, 5 31/12/2004 30 1.74 59,535 19,727
Bioniche Life Sciences Inc. Common Shares McRae, Graeme Kenneth Mead
4, 5 31/12/2005 30 1.25 87,687 28,152
Bioniche Life Sciences Inc. Common Shares McRae, Graeme Kenneth Mead
4, 5 31/12/2006 30 0.73 94,259 6,572
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2371
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Bioniche Life Sciences Inc. Options common McRae, Graeme Kenneth Mead
4, 5 01/09/1999 00 170,000
Bioniche Life Sciences Inc. Options common McRae, Graeme Kenneth Mead
4, 5 18/09/2000 50 3.5 230,000 60,000
Bioniche Life Sciences Inc. Options common McRae, Graeme Kenneth Mead
4, 5 24/05/2001 50 3.25 380,000 150,000
Bioniche Life Sciences Inc. Options common McRae, Graeme Kenneth Mead
4, 5 23/08/2001 52 5 360,000 -20,000
Bioniche Life Sciences Inc. Options common McRae, Graeme Kenneth Mead
4, 5 15/04/2004 52 4.4 210,000 -150,000
Bioniche Life Sciences Inc. Options common McRae, Graeme Kenneth Mead
4, 5 17/09/2004 50 4.4 360,000 150,000
Bioniche Life Sciences Inc. Options common McRae, Graeme Kenneth Mead
4, 5 17/09/2004 50 1.58 385,000 25,000
Bioniche Life Sciences Inc. Options common McRae, Graeme Kenneth Mead
4, 5 18/09/2005 52 3.5 325,000 -60,000
Bioniche Life Sciences Inc. Options common McRae, Graeme Kenneth Mead
4, 5 12/01/2006 50 0.9 525,000 200,000
Bioniche Life Sciences Inc. Options common McRae, Graeme Kenneth Mead
4, 5 24/05/2006 52 3.25 375,000 -150,000
Bioniche Life Sciences Inc. Common Shares Vanclief, Lyle 4 07/03/2007 15 1.2 25,868 4,000 Biorem Inc. Common Shares CVF Technologies
Corporation3 02/03/2007 10 1.65 2,827,500 8,400
Biorem Inc. Common Shares CVF Technologies Corporation
3 02/03/2007 10 1.75 2,829,100 1,600
Biorem Inc. Common Shares CVF Technologies Corporation
3 02/03/2007 10 1.74 2,829,500 400
Biorem Inc. Common Shares CVF Technologies Corporation
3 02/03/2007 10 1.75 2,830,100 600
Biorem Inc. Common Shares CVF Technologies Corporation
3 05/03/2007 10 1.74 2,830,900 800
Biorem Inc. Common Shares CVF Technologies Corporation
3 05/03/2007 10 1.75 2,831,100 200
Birch Mountain Resources Ltd.
Common Shares Hopper, Charles Stephen 4 01/03/2007 11 0.34 195,000 125,000
Birch Mountain Resources Ltd.
Common Shares Hopper, Charles Stephen 4 01/03/2007 11 0.3 345,000 150,000
Birch Mountain Resources Ltd.
Common Shares Hopper, Charles Stephen 4 01/03/2007 11 0.55 445,000 100,000
Birch Mountain Resources Ltd.
Common Shares Hopper, Charles Stephen 4 01/03/2007 10 2.692 455,000 10,000
Birch Mountain Resources Ltd.
Options Hopper, Charles Stephen 4 01/03/2007 51 0.34 325,000 -125,000
Birch Mountain Resources Ltd.
Options Hopper, Charles Stephen 4 01/03/2007 51 0.3 175,000 -150,000
Birch Mountain Resources Ltd.
Options Hopper, Charles Stephen 4 01/03/2007 51 0.55 75,000 -100,000
Birch Mountain Resources Ltd.
Common Shares Rowe, Douglas James 4, 5 09/03/2007 51 0.26 737,972 190,000
Birch Mountain Resources Ltd.
Options Rowe, Douglas James 4, 5 09/03/2007 51 885,000 -190,000
Birchcliff Energy Ltd. Common Shares Tonken, Aaron Jeffery 4, 5 07/03/2007 10 4.3 6,915 50 Birchcliff Energy Ltd. Common Shares Tonken, Aaron Jeffery 4, 5 07/03/2007 10 4.3 7,015 100 Birchcliff Energy Ltd. Common Shares Tonken, Aaron Jeffery 4, 5 07/03/2007 10 4.3 7,115 100 Bird River Mines Inc. Options Bridgman, Jon 4, 5 24/10/2005 99 0.2 50,000 Bird River Mines Inc. Options Bridgman, Jon 4, 5 24/10/2005 50 0.2 100,000 50,000 BlackWatch Energy Services Trust
Exchangeable Shares Exchangeable BlackWatch Energy Services Limited Partnership
Austin, Daryl George 3 27/02/2007 36 0 -408,373
BlackWatch Energy Services Trust
Exchangeable Shares Exchangeable BlackWatch Energy Services Limited Partnership
Austin, Daryl George 3 27/02/2007 36 0 -39,207
BlackWatch Energy Services Trust
Exchangeable Shares Exchangeable BlackWatch Energy Services Limited Partnership
Austin, Daryl George 3 27/02/2007 36 0 -406,137
BlackWatch Energy Services Trust
Trust Units Austin, Daryl George 3 11/07/2006 16 10 -481,035
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2372
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
BlackWatch Energy Services Trust
Trust Units Austin, Daryl George 3 11/08/2006 16 10 410,713 -481,035
BlackWatch Energy Services Trust
Trust Units Austin, Daryl George 3 27/02/2007 36 759,029 408,373
BlackWatch Energy Services Trust
Trust Units Austin, Daryl George 3 26/02/2007 36 128,018 39,207
BlackWatch Energy Services Trust
Trust Units Austin, Daryl George 3 27/02/2007 36 783,262 406,137
BluMont Capital Inc. Common Shares 2124937 Ontario Limited 3 28/02/2007 00 BluMont Capital Inc. Common Shares 2124937 Ontario Limited 3 28/02/2007 11 0.51 6,175,941 6,175,941 BluMont Capital Inc. Common Shares 2124937 Ontario Limited 3 28/02/2007 11 0.51 20,509,274 14,333,333 BluMont Capital Inc. Common Shares 2124937 Ontario Limited 3 02/03/2007 38 0.51 0 -20,509,274 BluMont Capital Inc. Options Hirsch, Veronika 4, 6, 5 02/03/2007 22 0.75 100,000 -25,000 BluMont Capital Inc. Options Hirsch, Veronika 4, 6, 5 02/03/2007 22 0.6 50,000 -50,000 BluMont Capital Inc. Options Hirsch, Veronika 4, 6, 5 02/03/2007 22 0.5 0 -50,000 BluMont Capital Inc. Common Shares Integrated Asset
Management Corp. 3 28/02/2007 11 0.51 0 -6,175,941
BluMont Capital Inc. Options Staresinic, Michael 6 26/05/2003 00 50,000 BluMont Capital Inc. Options Staresinic, Michael 6 02/03/2007 38 1 0 -50,000 BMTC Group Inc. Subordinate Voting
SharesGroupe BMTC Inc. 1 09/02/2007 38 17.75 14,900 14,900
BMTC Group Inc. Subordinate Voting Shares
Groupe BMTC Inc. 1 14/02/2007 38 17.75 18,700 3,800
BMTC Group Inc. Subordinate Voting Shares
Groupe BMTC Inc. 1 16/02/2007 38 17.75 22,700 4,000
BMTC Group Inc. Subordinate Voting Shares
Groupe BMTC Inc. 1 19/02/2007 38 7,800 -14,900
BMTC Group Inc. Subordinate Voting Shares
Groupe BMTC Inc. 1 19/02/2007 38 4,000 -3,800
BMTC Group Inc. Subordinate Voting Shares
Groupe BMTC Inc. 1 19/02/2007 38 17.898 20,000 16,000
BMTC Group Inc. Subordinate Voting Shares
Groupe BMTC Inc. 1 21/02/2007 38 17.9 21,500 1,500
BMTC Group Inc. Subordinate Voting Shares
Groupe BMTC Inc. 1 22/02/2007 38 17,500 -4,000
BMTC Group Inc. Subordinate Voting Shares
Groupe BMTC Inc. 1 22/02/2007 38 1,500 -16,000
BMTC Group Inc. Subordinate Voting Shares
Groupe BMTC Inc. 1 23/02/2007 38 17.98 5,900 4,400
BMTC Group Inc. Subordinate Voting Shares
Groupe BMTC Inc. 1 27/02/2007 38 4,400 -1,500
BMTC Group Inc. Subordinate Voting Shares
Groupe BMTC Inc. 1 28/02/2007 38 0 -4,400
BMTC Group Inc. Subordinate Voting Shares
Groupe BMTC Inc. 1 28/02/2007 38 19.5 5,100 5,100
BMTC Group Inc. Subordinate Voting Shares
Groupe BMTC Inc. 1 05/03/2007 38 0 -5,100
Boardwalk Real Estate Investment Trust
Trust Units Hill, Paul James 4 20/02/2007 46 5,671 93
Boardwalk Real Estate Investment Trust
Trust Units Hill, Paul James 4 20/02/2007 46 45.01 6,427 756
Boardwalk Real Estate Investment Trust
Trust Units Richards, David V. 4 26/02/2007 10 50.19 21,272 -6,000
Boardwalk Real Estate Investment Trust
Trust Units Richards, David V. 4 28/02/2007 10 48.5 12,272 -9,000
Bontan Corporation Inc. Common Shares Shah, Kamlesh 4, 5 02/03/2007 10 0.25 835,000 -15,000 Bontan Corporation Inc. Common Shares Shah, Kamlesh 4, 5 06/03/2007 10 0.25 815,000 -20,000 Bontan Corporation Inc. Common Shares Shah, Kamlesh 4, 5 08/03/2007 10 0.23 809,000 -6,000 Bonterra Energy Income Trust
Trust Units Jonsson, Carl Roland 4 06/03/2007 10 22.63 77,777 -400
Bonterra Energy Income Trust
Trust Units Jonsson, Carl Roland 4 06/03/2007 10 22.62 77,277 -500
Bonterra Energy Income Trust
Trust Units Jonsson, Carl Roland 4 06/03/2007 10 22.6 76,777 -500
Boralex Inc. Common Shares AUBUT, DENIS 5 02/03/2007 51 4.45 3,017 2,702 Boralex Inc. Common Shares AUBUT, DENIS 5 02/03/2007 10 12.1 515 -2,502 Boralex Inc. Common Shares AUBUT, DENIS 5 02/03/2007 10 12.11 315 -200 Boralex Inc. Options Options d'achat
d'actions ordinaires AUBUT, DENIS 5 02/03/2007 51 4.45 18,613 -2,702
Boralex Inc. Common Shares Girardin, Hugues 7, 5 02/03/2007 51 4.45 3,315 3,000 Boralex Inc. Common Shares Girardin, Hugues 7, 5 02/03/2007 10 12.45 2,615 -700 Boralex Inc. Common Shares Girardin, Hugues 7, 5 02/03/2007 10 12.35 315 -2,300
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2373
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Boralex Inc. Options Options d'achat d'actions ordinaires
Girardin, Hugues 7, 5 02/03/2007 51 4.45 21,056 -3,000
Boralex Inc. Common Shares LEMAIRE, PATRICK 4, 7, 5 06/06/2006 00 Boralex Inc. Common Shares LEMAIRE, PATRICK 4, 7, 5 05/03/2007 10 12.35 5,000 5,000 BPO Properties Ltd. Units - Deferred Davis, William Grenville 4 26/02/2007 56 2,032 4 BPO Properties Ltd. Units - Deferred Davis, William Grenville 4 26/02/2007 56 2,137 105 BPO Properties Ltd. Units - Deferred McGavin, Robert James 4 26/02/2007 56 2,032 4 BPO Properties Ltd. Units - Deferred McGavin, Robert James 4 26/02/2007 56 2,137 105 Bradmer Pharmaceuticals Inc.
Common Shares RIEDER, ROBERT 4 06/03/2006 10 4 44,645 1,000
Bradmer Pharmaceuticals Inc.
Common Shares RIEDER, ROBERT 4 05/03/2007 10 4 52,645 1,000
Brazilian Diamonds Limited Warrants FABIAN, Stephen Leslie 4 07/03/2007 55 0 -37,850
Brazilian Diamonds Limited Warrants Johnstone, Francis Patrick Harcourt
4 07/03/2007 55 0 -37,850
Brazilian Diamonds Limited Warrants JUDGE, KENNETH 3, 4 07/03/2007 55 2,500,000 -265,554
BRC Diamond Corporation Common Shares MADILO, DONAT 4 27/02/2007 51 4.5 10,000
BRC Diamond Corporation Common Shares MADILO, DONAT 4 27/02/2007 51 0.5 10,000 10,000
Breakwater Resources Ltd. Common Shares CUSIP 106902307
Cuttriss, Robert Hartney 5 06/04/2006 00
Breakwater Resources Ltd. Common Shares CUSIP 106902307
Cuttriss, Robert Hartney 5 31/12/2006 30 1.64 1,829 1,829
Breakwater Resources Ltd. Common Shares CUSIP 106902307
Dundee Corporation 3 27/12/2006 10 1.8 360,000 -240,000
Breakwater Resources Ltd. Common Shares CUSIP 106902307
Dundee Corporation 3 27/12/2006 10 1.81 260,000 -100,000
Breakwater Resources Ltd. Common Shares CUSIP 106902307
Dundee Corporation 3 27/12/2006 10 1.8 1,440,000 -960,000
Breakwater Resources Ltd. Common Shares CUSIP 106902307
Dundee Corporation 3 27/12/2006 10 1.81 1,040,000 -400,000
Breakwater Resources Ltd. Common Shares CUSIP 106902307
Dundee Corporation 3 04/03/2007 54 0.2 86,294,356 15,400,705
Breakwater Resources Ltd. Warrants Dundee Corporation 3 02/03/2007 54 15,400,705 -15,400,705
Breakwater Resources Ltd. Common Shares CUSIP 106902307
Hayes, James Steve 5 27/02/2007 10 1.95 9,056 -27,000
Breakwater Resources Ltd. Common Shares CUSIP 106902307
Hayes, James Steve 5 27/02/2007 10 1.94 9,000 -56
Breakwater Resources Ltd. Common Shares CUSIP 106902307
Hayes, James Steve 5 27/02/2007 10 1.95 0 -9,000
Breakwater Resources Ltd. Options Employee Share Option Plan
Hayes, James Steve 5 27/02/2007 51 1.92 350,000 -50,600
Breakwater Resources Ltd. Options Employee Share Option Plan
Hayes, James Steve 5 27/02/2007 51 1.92 307,800 -42,200
Breakwater Resources Ltd. Options Employee Share Option Plan
Weston, Kevin 7 06/03/2007 51 1.94 35,000 -65,000
Broadband Learning Corporation
Common Shares Meger, Eric 4 20/02/2007 10 0.045 1,804,656 -100,000
Broadband Learning Corporation
Common Shares Meger, Eric 4 23/02/2007 10 0.045 1,704,656 -100,000
Broadview Press Inc. Common Shares LePan, Donald Noailles 3, 4 01/03/2007 30 0.185 556,833 1,007 Brompton Advantaged Equal Weight Oil & Gas Income Fund
Trust Units Brompton Advantaged Equal Weight Income Fund
1 01/02/2007 38 6.67 1,700 1,700
Brompton Advantaged Equal Weight Oil & Gas Income Fund
Trust Units Brompton Advantaged Equal Weight Income Fund
1 01/02/2007 38 6.67 0 -1,700
Brompton Advantaged Equal Weight Oil & Gas Income Fund
Trust Units Brompton Advantaged Equal Weight Income Fund
1 02/02/2007 38 6.83 1,600 1,600
Brompton Advantaged Equal Weight Oil & Gas Income Fund
Trust Units Brompton Advantaged Equal Weight Income Fund
1 02/02/2007 38 6.83 0 -1,600
Brompton Advantaged Equal Weight Oil & Gas Income Fund
Trust Units Brompton Advantaged Equal Weight Income Fund
1 05/02/2007 38 6.9 8,000 8,000
Brompton Advantaged Equal Weight Oil & Gas Income Fund
Trust Units Brompton Advantaged Equal Weight Income Fund
1 05/02/2007 38 6.9 0 -8,000
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2374
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Brompton Advantaged Equal Weight Oil & Gas Income Fund
Trust Units Brompton Advantaged Equal Weight Income Fund
1 05/02/2007 38 6.87 2,000 2,000
Brompton Advantaged Equal Weight Oil & Gas Income Fund
Trust Units Brompton Advantaged Equal Weight Income Fund
1 05/02/2007 38 6.87 0 -2,000
Brompton Advantaged Equal Weight Oil & Gas Income Fund
Trust Units Brompton Advantaged Equal Weight Income Fund
1 06/02/2007 38 6.87 5,000 5,000
Brompton Advantaged Equal Weight Oil & Gas Income Fund
Trust Units Brompton Advantaged Equal Weight Income Fund
1 06/02/2007 38 6.87 0 -5,000
Brompton Advantaged Equal Weight Oil & Gas Income Fund
Trust Units Brompton Advantaged Equal Weight Income Fund
1 06/02/2007 38 6.85 3,000 3,000
Brompton Advantaged Equal Weight Oil & Gas Income Fund
Trust Units Brompton Advantaged Equal Weight Income Fund
1 06/02/2007 38 6.85 0 -3,000
Brompton Advantaged Equal Weight Oil & Gas Income Fund
Trust Units Brompton Advantaged Equal Weight Income Fund
1 06/02/2007 38 6.8 2,000 2,000
Brompton Advantaged Equal Weight Oil & Gas Income Fund
Trust Units Brompton Advantaged Equal Weight Income Fund
1 06/02/2007 38 6.8 0 -2,000
Brompton Advantaged Equal Weight Oil & Gas Income Fund
Trust Units Brompton Advantaged Equal Weight Income Fund
1 06/02/2007 38 6.72 5,000 5,000
Brompton Advantaged Equal Weight Oil & Gas Income Fund
Trust Units Brompton Advantaged Equal Weight Income Fund
1 06/02/2007 38 6.72 0 -5,000
Brompton Advantaged Equal Weight Oil & Gas Income Fund
Trust Units Brompton Advantaged Equal Weight Income Fund
1 07/02/2007 38 6.78 5,000 5,000
Brompton Advantaged Equal Weight Oil & Gas Income Fund
Trust Units Brompton Advantaged Equal Weight Income Fund
1 07/02/2007 38 6.78 0 -5,000
Brompton Advantaged Equal Weight Oil & Gas Income Fund
Trust Units Brompton Advantaged Equal Weight Income Fund
1 07/02/2007 38 6.75 2,000 2,000
Brompton Advantaged Equal Weight Oil & Gas Income Fund
Trust Units Brompton Advantaged Equal Weight Income Fund
1 07/02/2007 38 6.75 0 -2,000
Brompton Advantaged Equal Weight Oil & Gas Income Fund
Trust Units Brompton Advantaged Equal Weight Income Fund
1 09/02/2007 38 6.85 5,000 5,000
Brompton Advantaged Equal Weight Oil & Gas Income Fund
Trust Units Brompton Advantaged Equal Weight Income Fund
1 09/02/2007 38 6.85 0 -5,000
Brompton Advantaged Equal Weight Oil & Gas Income Fund
Trust Units Brompton Advantaged Equal Weight Income Fund
1 12/02/2007 38 6.87 5,000 5,000
Brompton Advantaged Equal Weight Oil & Gas Income Fund
Trust Units Brompton Advantaged Equal Weight Income Fund
1 12/02/2007 38 6.87 0 -5,000
Brompton Advantaged Equal Weight Oil & Gas Income Fund
Trust Units Brompton Advantaged Equal Weight Income Fund
1 12/02/2007 38 6.8 2,000 2,000
Brompton Advantaged Equal Weight Oil & Gas Income Fund
Trust Units Brompton Advantaged Equal Weight Income Fund
1 12/02/2007 38 6.8 0 -2,000
Brompton Advantaged Equal Weight Oil & Gas Income Fund
Trust Units Brompton Advantaged Equal Weight Income Fund
1 12/02/2007 38 6.72 5,000 5,000
Brompton Advantaged Equal Weight Oil & Gas Income Fund
Trust Units Brompton Advantaged Equal Weight Income Fund
1 12/02/2007 38 6.72 0 -5,000
Brompton Advantaged Equal Weight Oil & Gas Income Fund
Trust Units Brompton Advantaged Equal Weight Income Fund
1 13/02/2007 38 6.75 3,000 3,000
Brompton Advantaged Equal Weight Oil & Gas Income Fund
Trust Units Brompton Advantaged Equal Weight Income Fund
1 13/02/2007 38 6.75 0 -3,000
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2375
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Brompton Advantaged Equal Weight Oil & Gas Income Fund
Trust Units Brompton Advantaged Equal Weight Income Fund
1 13/02/2007 38 6.7 2,000 2,000
Brompton Advantaged Equal Weight Oil & Gas Income Fund
Trust Units Brompton Advantaged Equal Weight Income Fund
1 13/02/2007 38 6.7 0 -2,000
Brompton Advantaged Equal Weight Oil & Gas Income Fund
Trust Units Brompton Advantaged Equal Weight Income Fund
1 13/02/2007 38 6.65 1,500 1,500
Brompton Advantaged Equal Weight Oil & Gas Income Fund
Trust Units Brompton Advantaged Equal Weight Income Fund
1 13/02/2007 38 6.65 0 -1,500
Brompton Advantaged Equal Weight Oil & Gas Income Fund
Trust Units Brompton Advantaged Equal Weight Income Fund
1 15/02/2007 38 6.75 5,000 5,000
Brompton Advantaged Equal Weight Oil & Gas Income Fund
Trust Units Brompton Advantaged Equal Weight Income Fund
1 15/02/2007 38 6.75 0 -5,000
Brompton Advantaged Equal Weight Oil & Gas Income Fund
Trust Units Brompton Advantaged Equal Weight Income Fund
1 16/02/2007 38 6.7 5,000 5,000
Brompton Advantaged Equal Weight Oil & Gas Income Fund
Trust Units Brompton Advantaged Equal Weight Income Fund
1 16/02/2007 38 6.7 0 -5,000
Brompton Advantaged Equal Weight Oil & Gas Income Fund
Trust Units Brompton Advantaged Equal Weight Income Fund
1 16/02/2007 38 6.65 400 400
Brompton Advantaged Equal Weight Oil & Gas Income Fund
Trust Units Brompton Advantaged Equal Weight Income Fund
1 16/02/2007 38 6.65 0 -400
Brompton Advantaged Equal Weight Oil & Gas Income Fund
Trust Units Brompton Advantaged Equal Weight Income Fund
1 19/02/2007 38 6.68 5,000 5,000
Brompton Advantaged Equal Weight Oil & Gas Income Fund
Trust Units Brompton Advantaged Equal Weight Income Fund
1 19/02/2007 38 6.68 0 -5,000
Brompton Advantaged Equal Weight Oil & Gas Income Fund
Trust Units Brompton Advantaged Equal Weight Income Fund
1 19/02/2007 38 6.63 2,000 2,000
Brompton Advantaged Equal Weight Oil & Gas Income Fund
Trust Units Brompton Advantaged Equal Weight Income Fund
1 19/02/2007 38 6.63 0 -2,000
Brompton Advantaged Equal Weight Oil & Gas Income Fund
Trust Units Brompton Advantaged Equal Weight Income Fund
1 19/02/2007 38 6.6 1,000 1,000
Brompton Advantaged Equal Weight Oil & Gas Income Fund
Trust Units Brompton Advantaged Equal Weight Income Fund
1 19/02/2007 38 6.6 0 -1,000
Brompton Advantaged Equal Weight Oil & Gas Income Fund
Trust Units Brompton Advantaged Equal Weight Income Fund
1 20/02/2007 38 6.6 5,000 5,000
Brompton Advantaged Equal Weight Oil & Gas Income Fund
Trust Units Brompton Advantaged Equal Weight Income Fund
1 20/02/2007 38 6.6 0 -5,000
Brompton Advantaged Equal Weight Oil & Gas Income Fund
Trust Units Brompton Advantaged Equal Weight Income Fund
1 21/02/2007 38 6.57 5,000 5,000
Brompton Advantaged Equal Weight Oil & Gas Income Fund
Trust Units Brompton Advantaged Equal Weight Income Fund
1 21/02/2007 38 6.57 0 -5,000
Brompton Advantaged Equal Weight Oil & Gas Income Fund
Trust Units Brompton Advantaged Equal Weight Income Fund
1 22/02/2007 38 6.59 5,000 5,000
Brompton Advantaged Equal Weight Oil & Gas Income Fund
Trust Units Brompton Advantaged Equal Weight Income Fund
1 22/02/2007 38 6.59 0 -5,000
Brompton Advantaged Equal Weight Oil & Gas Income Fund
Trust Units Brompton Advantaged Equal Weight Income Fund
1 23/02/2007 38 6.65 6,500 6,500
Brompton Advantaged Equal Weight Oil & Gas Income Fund
Trust Units Brompton Advantaged Equal Weight Income Fund
1 23/02/2007 38 6.65 0 -6,500
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2376
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Brompton Advantaged Equal Weight Oil & Gas Income Fund
Trust Units Brompton Advantaged Equal Weight Income Fund
1 26/02/2007 38 6.66 5,000 5,000
Brompton Advantaged Equal Weight Oil & Gas Income Fund
Trust Units Brompton Advantaged Equal Weight Income Fund
1 26/02/2007 38 6.66 0 -5,000
Brompton Advantaged Equal Weight Oil & Gas Income Fund
Trust Units Brompton Advantaged Equal Weight Income Fund
1 26/02/2007 38 6.6 2,000 2,000
Brompton Advantaged Equal Weight Oil & Gas Income Fund
Trust Units Brompton Advantaged Equal Weight Income Fund
1 26/02/2007 38 6.6 0 -2,000
Brompton Advantaged Equal Weight Oil & Gas Income Fund
Trust Units Brompton Advantaged Equal Weight Income Fund
1 27/02/2007 38 6.6 5,000 5,000
Brompton Advantaged Equal Weight Oil & Gas Income Fund
Trust Units Brompton Advantaged Equal Weight Income Fund
1 27/02/2007 38 6.6 0 -5,000
Brompton Advantaged Equal Weight Oil & Gas Income Fund
Trust Units Brompton Advantaged Equal Weight Income Fund
1 28/02/2007 38 6.45 200 200
Brompton Advantaged Equal Weight Oil & Gas Income Fund
Trust Units Brompton Advantaged Equal Weight Income Fund
1 28/02/2007 38 6.45 0 -200
Brompton Advantaged Tracker Fund
Units Brompton Advantaged Tracker Fund
1 02/02/2007 38 7.7 2,100 2,100
Brompton Advantaged Tracker Fund
Units Brompton Advantaged Tracker Fund
1 02/02/2007 38 7.7 0 -2,100
Brompton Advantaged Tracker Fund
Units Brompton Advantaged Tracker Fund
1 05/02/2007 38 7.72 5,000 5,000
Brompton Advantaged Tracker Fund
Units Brompton Advantaged Tracker Fund
1 05/02/2007 38 7.72 0 -5,000
Brompton Advantaged Tracker Fund
Units Brompton Advantaged Tracker Fund
1 06/02/2007 38 7.73 800 800
Brompton Advantaged Tracker Fund
Units Brompton Advantaged Tracker Fund
1 06/02/2007 38 7.73 0 -800
Brompton Advantaged Tracker Fund
Units Brompton Advantaged Tracker Fund
1 07/02/2007 38 7.8 5,000 5,000
Brompton Advantaged Tracker Fund
Units Brompton Advantaged Tracker Fund
1 07/02/2007 38 7.8 0 -5,000
Brompton Advantaged Tracker Fund
Units Brompton Advantaged Tracker Fund
1 08/02/2007 38 7.76 4,300 4,300
Brompton Advantaged Tracker Fund
Units Brompton Advantaged Tracker Fund
1 08/02/2007 38 7.76 0 -4,300
Brompton Advantaged Tracker Fund
Units Brompton Advantaged Tracker Fund
1 09/02/2007 38 7.77 5,000 5,000
Brompton Advantaged Tracker Fund
Units Brompton Advantaged Tracker Fund
1 09/02/2007 38 7.77 0 -5,000
Brompton Advantaged Tracker Fund
Units Brompton Advantaged Tracker Fund
1 09/02/2007 38 7.75 2,000 2,000
Brompton Advantaged Tracker Fund
Units Brompton Advantaged Tracker Fund
1 09/02/2007 38 7.75 0 -2,000
Brompton Advantaged Tracker Fund
Units Brompton Advantaged Tracker Fund
1 12/02/2007 38 7.76 5,000 5,000
Brompton Advantaged Tracker Fund
Units Brompton Advantaged Tracker Fund
1 12/02/2007 38 7.76 0 -5,000
Brompton Advantaged Tracker Fund
Units Brompton Advantaged Tracker Fund
1 13/02/2007 38 7.7 3,000 3,000
Brompton Advantaged Tracker Fund
Units Brompton Advantaged Tracker Fund
1 13/02/2007 38 7.7 0 -3,000
Brompton Advantaged Tracker Fund
Units Brompton Advantaged Tracker Fund
1 13/02/2007 38 7.6 100 100
Brompton Advantaged Tracker Fund
Units Brompton Advantaged Tracker Fund
1 13/02/2007 38 7.6 0 -100
Brompton Advantaged Tracker Fund
Units Brompton Advantaged Tracker Fund
1 15/02/2007 38 7.71 5,000 5,000
Brompton Advantaged Tracker Fund
Units Brompton Advantaged Tracker Fund
1 15/02/2007 38 7.71 0 -5,000
Brompton Advantaged Tracker Fund
Units Brompton Advantaged Tracker Fund
1 16/02/2007 38 7.86 5,000 5,000
Brompton Advantaged Tracker Fund
Units Brompton Advantaged Tracker Fund
1 16/02/2007 38 7.86 0 -5,000
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2377
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Brompton Advantaged Tracker Fund
Units Brompton Advantaged Tracker Fund
1 19/02/2007 38 7.77 5,000 5,000
Brompton Advantaged Tracker Fund
Units Brompton Advantaged Tracker Fund
1 19/02/2007 38 7.77 0 -5,000
Brompton Advantaged Tracker Fund
Units Brompton Advantaged Tracker Fund
1 20/02/2007 38 7.75 5,000 5,000
Brompton Advantaged Tracker Fund
Units Brompton Advantaged Tracker Fund
1 20/02/2007 38 7.75 0 -5,000
Brompton Advantaged Tracker Fund
Units Brompton Advantaged Tracker Fund
1 20/02/2007 38 7.7 2,000 2,000
Brompton Advantaged Tracker Fund
Units Brompton Advantaged Tracker Fund
1 20/02/2007 38 7.7 0 -2,000
Brompton Advantaged Tracker Fund
Units Brompton Advantaged Tracker Fund
1 20/02/2007 38 7.65 1,000 1,000
Brompton Advantaged Tracker Fund
Units Brompton Advantaged Tracker Fund
1 20/02/2007 38 7.65 0 -1,000
Brompton Advantaged Tracker Fund
Units Brompton Advantaged Tracker Fund
1 21/02/2007 38 7.6 100 100
Brompton Advantaged Tracker Fund
Units Brompton Advantaged Tracker Fund
1 21/02/2007 38 7.6 0 -100
Brompton Advantaged Tracker Fund
Units Brompton Advantaged Tracker Fund
1 23/02/2007 38 7.68 4,000 4,000
Brompton Advantaged Tracker Fund
Units Brompton Advantaged Tracker Fund
1 23/02/2007 38 7.68 0 -4,000
Brompton Advantaged Tracker Fund
Units Brompton Advantaged Tracker Fund
1 26/02/2007 38 7.7 5,000 5,000
Brompton Advantaged Tracker Fund
Units Brompton Advantaged Tracker Fund
1 26/02/2007 38 7.7 0 -5,000
Brompton Advantaged Tracker Fund
Units Brompton Advantaged Tracker Fund
1 26/02/2007 38 7.6 5,200 5,200
Brompton Advantaged Tracker Fund
Units Brompton Advantaged Tracker Fund
1 26/02/2007 38 7.6 0 -5,200
Brompton Advantaged Tracker Fund
Units Brompton Advantaged Tracker Fund
1 27/02/2007 38 7.67 5,000 5,000
Brompton Advantaged Tracker Fund
Units Brompton Advantaged Tracker Fund
1 27/02/2007 38 7.67 0 -5,000
Brompton Advantaged Tracker Fund
Units Brompton Advantaged Tracker Fund
1 28/02/2007 38 7.6 5,000 5,000
Brompton Advantaged Tracker Fund
Units Brompton Advantaged Tracker Fund
1 28/02/2007 38 7.6 0 -5,000
Brompton Advantaged Tracker Fund
Units Brompton Funds Management Limited
4 02/03/2007 46 8.3298 1,490 1,490
Brompton Advantaged Tracker Fund
Units Brompton Funds Management Limited
4 02/03/2007 46 8.3298 0 -1,490
Brompton Equal Weight Income Fund
Trust Units Brompton Equal Weight Income Fund
1 01/02/2007 38 10.91 5,000 5,000
Brompton Equal Weight Income Fund
Trust Units Brompton Equal Weight Income Fund
1 01/02/2007 38 10.91 0 -5,000
Brompton Equal Weight Income Fund
Trust Units Brompton Equal Weight Income Fund
1 05/02/2007 38 10.99 5,000 5,000
Brompton Equal Weight Income Fund
Trust Units Brompton Equal Weight Income Fund
1 05/02/2007 38 10.99 0 -5,000
Brompton Equal Weight Income Fund
Trust Units Brompton Equal Weight Income Fund
1 06/02/2007 38 11 7,000 7,000
Brompton Equal Weight Income Fund
Trust Units Brompton Equal Weight Income Fund
1 06/02/2007 38 11 0 -7,000
Brompton Equal Weight Income Fund
Trust Units Brompton Equal Weight Income Fund
1 07/02/2007 38 11 3,800 3,800
Brompton Equal Weight Income Fund
Trust Units Brompton Equal Weight Income Fund
1 07/02/2007 38 11 0 -3,800
Brompton Equal Weight Income Fund
Trust Units Brompton Equal Weight Income Fund
1 08/02/2007 38 11.02 5,000 5,000
Brompton Equal Weight Income Fund
Trust Units Brompton Equal Weight Income Fund
1 08/02/2007 38 11.02 0 -5,000
Brompton Equal Weight Income Fund
Trust Units Brompton Equal Weight Income Fund
1 12/02/2007 38 11.06 5,000 5,000
Brompton Equal Weight Income Fund
Trust Units Brompton Equal Weight Income Fund
1 12/02/2007 38 11.06 0 -5,000
Brompton Equal Weight Income Fund
Trust Units Brompton Equal Weight Income Fund
1 13/02/2007 38 11.02 5,000 5,000
Brompton Equal Weight Income Fund
Trust Units Brompton Equal Weight Income Fund
1 13/02/2007 38 11.02 0 -5,000
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2378
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Brompton Equal Weight Income Fund
Trust Units Brompton Equal Weight Income Fund
1 13/02/2007 38 10.95 2,000 2,000
Brompton Equal Weight Income Fund
Trust Units Brompton Equal Weight Income Fund
1 13/02/2007 38 10.95 0 -2,000
Brompton Equal Weight Income Fund
Trust Units Brompton Equal Weight Income Fund
1 14/02/2007 38 11 5,000 5,000
Brompton Equal Weight Income Fund
Trust Units Brompton Equal Weight Income Fund
1 14/02/2007 38 11 0 -5,000
Brompton Equal Weight Income Fund
Trust Units Brompton Equal Weight Income Fund
1 16/02/2007 38 11.1 5,000 5,000
Brompton Equal Weight Income Fund
Trust Units Brompton Equal Weight Income Fund
1 16/02/2007 38 11.1 0 -5,000
Brompton Equal Weight Income Fund
Trust Units Brompton Equal Weight Income Fund
1 19/02/2007 38 11.19 5,000 5,000
Brompton Equal Weight Income Fund
Trust Units Brompton Equal Weight Income Fund
1 19/02/2007 38 11.19 0 -5,000
Brompton Equal Weight Income Fund
Trust Units Brompton Equal Weight Income Fund
1 19/02/2007 38 11.1 2,000 2,000
Brompton Equal Weight Income Fund
Trust Units Brompton Equal Weight Income Fund
1 19/02/2007 38 11.1 0 -2,000
Brompton Equal Weight Income Fund
Trust Units Brompton Equal Weight Income Fund
1 19/02/2007 38 11.04 5,000 5,000
Brompton Equal Weight Income Fund
Trust Units Brompton Equal Weight Income Fund
1 19/02/2007 38 11.04 0 -5,000
Brompton Equal Weight Income Fund
Trust Units Brompton Equal Weight Income Fund
1 21/02/2007 38 11.01 5,000 5,000
Brompton Equal Weight Income Fund
Trust Units Brompton Equal Weight Income Fund
1 21/02/2007 38 11.01 0 -5,000
Brompton Equal Weight Income Fund
Trust Units Brompton Equal Weight Income Fund
1 21/02/2007 38 10.95 2,000 2,000
Brompton Equal Weight Income Fund
Trust Units Brompton Equal Weight Income Fund
1 21/02/2007 38 10.95 0 -2,000
Brompton Equal Weight Income Fund
Trust Units Brompton Equal Weight Income Fund
1 23/02/2007 38 11.14 5,000 5,000
Brompton Equal Weight Income Fund
Trust Units Brompton Equal Weight Income Fund
1 23/02/2007 38 11.14 0 -5,000
Brompton Equal Weight Income Fund
Trust Units Brompton Equal Weight Income Fund
1 23/02/2007 38 11.11 2,000 2,000
Brompton Equal Weight Income Fund
Trust Units Brompton Equal Weight Income Fund
1 23/02/2007 38 11.11 0 -2,000
Brompton Equal Weight Income Fund
Trust Units Brompton Equal Weight Income Fund
1 23/02/2007 38 11.1 200 200
Brompton Equal Weight Income Fund
Trust Units Brompton Equal Weight Income Fund
1 23/02/2007 38 11.1 0 -200
Brompton Equal Weight Income Fund
Trust Units Brompton Equal Weight Income Fund
1 26/02/2007 38 11.11 5,000 5,000
Brompton Equal Weight Income Fund
Trust Units Brompton Equal Weight Income Fund
1 26/02/2007 38 11.11 0 -5,000
Brompton Equal Weight Income Fund
Trust Units Brompton Equal Weight Income Fund
1 26/02/2007 38 11 2,000 2,000
Brompton Equal Weight Income Fund
Trust Units Brompton Equal Weight Income Fund
1 26/02/2007 38 11 0 -2,000
Brompton Equal Weight Income Fund
Trust Units Brompton Equal Weight Income Fund
1 26/02/2007 38 10.96 5,000 5,000
Brompton Equal Weight Income Fund
Trust Units Brompton Equal Weight Income Fund
1 26/02/2007 38 10.96 0 -5,000
Brompton Equal Weight Income Fund
Trust Units Brompton Equal Weight Income Fund
1 27/02/2007 38 10.92 5,000 5,000
Brompton Equal Weight Income Fund
Trust Units Brompton Equal Weight Income Fund
1 27/02/2007 38 10.92 0 -5,000
Brompton Equal Weight Income Fund
Trust Units Brompton Equal Weight Income Fund
1 27/02/2007 38 10.84 2,000 2,000
Brompton Equal Weight Income Fund
Trust Units Brompton Equal Weight Income Fund
1 27/02/2007 38 10.84 0 -2,000
Brompton Equal Weight Oil & Gas Income Fund
Trust Units Brompton Equal Weight Oil & Gas Income Fund
1 02/02/2007 38 7.56 5,000 5,000
Brompton Equal Weight Oil & Gas Income Fund
Trust Units Brompton Equal Weight Oil & Gas Income Fund
1 02/02/2007 38 7.56 0 -5,000
Brompton Equal Weight Oil & Gas Income Fund
Trust Units Brompton Equal Weight Oil & Gas Income Fund
1 06/02/2007 38 7.58 5,000 5,000
Brompton Equal Weight Oil & Gas Income Fund
Trust Units Brompton Equal Weight Oil & Gas Income Fund
1 06/02/2007 38 7.58 0 -5,000
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2379
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Brompton Equal Weight Oil & Gas Income Fund
Trust Units Brompton Equal Weight Oil & Gas Income Fund
1 06/02/2007 38 7.56 2,000 2,000
Brompton Equal Weight Oil & Gas Income Fund
Trust Units Brompton Equal Weight Oil & Gas Income Fund
1 06/02/2007 38 7.56 0 -2,000
Brompton Equal Weight Oil & Gas Income Fund
Trust Units Brompton Equal Weight Oil & Gas Income Fund
1 07/02/2007 38 7.49 5,000 5,000
Brompton Equal Weight Oil & Gas Income Fund
Trust Units Brompton Equal Weight Oil & Gas Income Fund
1 07/02/2007 38 7.49 0 -5,000
Brompton Equal Weight Oil & Gas Income Fund
Trust Units Brompton Equal Weight Oil & Gas Income Fund
1 07/02/2007 38 7.45 2,000 2,000
Brompton Equal Weight Oil & Gas Income Fund
Trust Units Brompton Equal Weight Oil & Gas Income Fund
1 07/02/2007 38 7.45 0 -2,000
Brompton Equal Weight Oil & Gas Income Fund
Trust Units Brompton Equal Weight Oil & Gas Income Fund
1 08/02/2007 38 7.47 5,000 5,000
Brompton Equal Weight Oil & Gas Income Fund
Trust Units Brompton Equal Weight Oil & Gas Income Fund
1 08/02/2007 38 7.47 0 -5,000
Brompton Equal Weight Oil & Gas Income Fund
Trust Units Brompton Equal Weight Oil & Gas Income Fund
1 09/02/2007 38 7.47 5,000 5,000
Brompton Equal Weight Oil & Gas Income Fund
Trust Units Brompton Equal Weight Oil & Gas Income Fund
1 09/02/2007 38 7.47 0 -5,000
Brompton Equal Weight Oil & Gas Income Fund
Trust Units Brompton Equal Weight Oil & Gas Income Fund
1 12/02/2007 38 7.5 5,000 5,000
Brompton Equal Weight Oil & Gas Income Fund
Trust Units Brompton Equal Weight Oil & Gas Income Fund
1 12/02/2007 38 7.5 0 -5,000
Brompton Equal Weight Oil & Gas Income Fund
Trust Units Brompton Equal Weight Oil & Gas Income Fund
1 12/02/2007 38 7.4 2,000 2,000
Brompton Equal Weight Oil & Gas Income Fund
Trust Units Brompton Equal Weight Oil & Gas Income Fund
1 12/02/2007 38 7.4 0 -2,000
Brompton Equal Weight Oil & Gas Income Fund
Trust Units Brompton Equal Weight Oil & Gas Income Fund
1 13/02/2007 38 7.36 5,000 5,000
Brompton Equal Weight Oil & Gas Income Fund
Trust Units Brompton Equal Weight Oil & Gas Income Fund
1 13/02/2007 38 7.36 0 -5,000
Brompton Equal Weight Oil & Gas Income Fund
Trust Units Brompton Equal Weight Oil & Gas Income Fund
1 13/02/2007 38 7.35 2,000 2,000
Brompton Equal Weight Oil & Gas Income Fund
Trust Units Brompton Equal Weight Oil & Gas Income Fund
1 13/02/2007 38 7.35 0 -2,000
Brompton Equal Weight Oil & Gas Income Fund
Trust Units Brompton Equal Weight Oil & Gas Income Fund
1 14/02/2007 38 7.33 900 900
Brompton Equal Weight Oil & Gas Income Fund
Trust Units Brompton Equal Weight Oil & Gas Income Fund
1 14/02/2007 38 7.33 0 -900
Brompton Equal Weight Oil & Gas Income Fund
Trust Units Brompton Equal Weight Oil & Gas Income Fund
1 16/02/2007 38 7.41 5,000 5,000
Brompton Equal Weight Oil & Gas Income Fund
Trust Units Brompton Equal Weight Oil & Gas Income Fund
1 16/02/2007 38 7.41 0 -5,000
Brompton Equal Weight Oil & Gas Income Fund
Trust Units Brompton Equal Weight Oil & Gas Income Fund
1 19/02/2007 38 7.38 5,000 5,000
Brompton Equal Weight Oil & Gas Income Fund
Trust Units Brompton Equal Weight Oil & Gas Income Fund
1 19/02/2007 38 7.38 0 -5,000
Brompton Equal Weight Oil & Gas Income Fund
Trust Units Brompton Equal Weight Oil & Gas Income Fund
1 20/02/2007 38 7.32 5,000 5,000
Brompton Equal Weight Oil & Gas Income Fund
Trust Units Brompton Equal Weight Oil & Gas Income Fund
1 20/02/2007 38 7.32 0 -5,000
Brompton Equal Weight Oil & Gas Income Fund
Trust Units Brompton Equal Weight Oil & Gas Income Fund
1 20/02/2007 38 7.25 2,000 2,000
Brompton Equal Weight Oil & Gas Income Fund
Trust Units Brompton Equal Weight Oil & Gas Income Fund
1 20/02/2007 38 7.25 0 -2,000
Brompton Equal Weight Oil & Gas Income Fund
Trust Units Brompton Equal Weight Oil & Gas Income Fund
1 21/02/2007 38 7.3 5,000 5,000
Brompton Equal Weight Oil & Gas Income Fund
Trust Units Brompton Equal Weight Oil & Gas Income Fund
1 21/02/2007 38 7.3 0 -5,000
Brompton Equal Weight Oil & Gas Income Fund
Trust Units Brompton Equal Weight Oil & Gas Income Fund
1 21/02/2007 38 7.25 200 200
Brompton Equal Weight Oil & Gas Income Fund
Trust Units Brompton Equal Weight Oil & Gas Income Fund
1 21/02/2007 38 7.25 0 -200
Brompton Equal Weight Oil & Gas Income Fund
Trust Units Brompton Equal Weight Oil & Gas Income Fund
1 22/02/2007 38 7.29 5,000 5,000
Brompton Equal Weight Oil & Gas Income Fund
Trust Units Brompton Equal Weight Oil & Gas Income Fund
1 22/02/2007 38 7.29 0 -5,000
Brompton Equal Weight Oil & Gas Income Fund
Trust Units Brompton Equal Weight Oil & Gas Income Fund
1 22/02/2007 38 7.28 2,000 2,000
Brompton Equal Weight Oil & Gas Income Fund
Trust Units Brompton Equal Weight Oil & Gas Income Fund
1 22/02/2007 38 7.28 0 -2,000
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2380
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Brompton Equal Weight Oil & Gas Income Fund
Trust Units Brompton Equal Weight Oil & Gas Income Fund
1 23/02/2007 38 7.27 5,000 5,000
Brompton Equal Weight Oil & Gas Income Fund
Trust Units Brompton Equal Weight Oil & Gas Income Fund
1 23/02/2007 38 7.27 0 -5,000
Brompton Equal Weight Oil & Gas Income Fund
Trust Units Brompton Equal Weight Oil & Gas Income Fund
1 23/02/2007 38 7.36 2,000 2,000
Brompton Equal Weight Oil & Gas Income Fund
Trust Units Brompton Equal Weight Oil & Gas Income Fund
1 23/02/2007 38 7.36 0 -2,000
Brompton Equal Weight Oil & Gas Income Fund
Trust Units Brompton Equal Weight Oil & Gas Income Fund
1 26/02/2007 38 7.35 5,000 5,000
Brompton Equal Weight Oil & Gas Income Fund
Trust Units Brompton Equal Weight Oil & Gas Income Fund
1 26/02/2007 38 7.35 0 -5,000
Brompton Equal Weight Oil & Gas Income Fund
Trust Units Brompton Equal Weight Oil & Gas Income Fund
1 27/02/2007 38 7.25 1,800 1,800
Brompton Equal Weight Oil & Gas Income Fund
Trust Units Brompton Equal Weight Oil & Gas Income Fund
1 27/02/2007 38 7.25 0 -1,800
Brompton Equal Weight Oil & Gas Income Fund
Trust Units Brompton Equal Weight Oil & Gas Income Fund
1 27/02/2007 38 7.26 3,200 3,200
Brompton Equal Weight Oil & Gas Income Fund
Trust Units Brompton Equal Weight Oil & Gas Income Fund
1 27/02/2007 38 7.26 0 -3,200
Brompton Equal Weight Oil & Gas Income Fund
Trust Units Brompton Equal Weight Oil & Gas Income Fund
1 27/02/2007 38 7.15 3,000 3,000
Brompton Equal Weight Oil & Gas Income Fund
Trust Units Brompton Equal Weight Oil & Gas Income Fund
1 27/02/2007 38 7.15 0 -3,000
Brompton Equal Weight Oil & Gas Income Fund
Trust Units Brompton Equal Weight Oil & Gas Income Fund
1 27/02/2007 38 7.2 2,000 2,000
Brompton Equal Weight Oil & Gas Income Fund
Trust Units Brompton Equal Weight Oil & Gas Income Fund
1 27/02/2007 38 7.2 0 -2,000
Brompton Equal Weight Oil & Gas Income Fund
Trust Units Brompton Equal Weight Oil & Gas Income Fund
1 28/02/2007 38 7.14 200 200
Brompton Equal Weight Oil & Gas Income Fund
Trust Units Brompton Equal Weight Oil & Gas Income Fund
1 28/02/2007 38 7.14 0 -200
Brompton Stable Income Fund
Trust Units Brompton Stable Income Fund
1 01/02/2007 38 13.05 2,700 2,700
Brompton Stable Income Fund
Trust Units Brompton Stable Income Fund
1 01/02/2007 38 13.05 0 -2,700
Brompton Stable Income Fund
Trust Units Brompton Stable Income Fund
1 02/02/2007 38 13.05 5,000 5,000
Brompton Stable Income Fund
Trust Units Brompton Stable Income Fund
1 02/02/2007 38 13.05 0 -5,000
Brompton Stable Income Fund
Trust Units Brompton Stable Income Fund
1 05/02/2007 38 13.05 700 700
Brompton Stable Income Fund
Trust Units Brompton Stable Income Fund
1 05/02/2007 38 13.05 0 -700
Brompton Stable Income Fund
Trust Units Brompton Stable Income Fund
1 06/02/2007 38 13.1 5,000 5,000
Brompton Stable Income Fund
Trust Units Brompton Stable Income Fund
1 06/02/2007 38 13.1 0 -5,000
Brompton Stable Income Fund
Trust Units Brompton Stable Income Fund
1 06/02/2007 38 13.05 2,000 2,000
Brompton Stable Income Fund
Trust Units Brompton Stable Income Fund
1 06/02/2007 38 13.05 0 -2,000
Brompton Stable Income Fund
Trust Units Brompton Stable Income Fund
1 06/02/2007 38 12.95 1,100 1,100
Brompton Stable Income Fund
Trust Units Brompton Stable Income Fund
1 06/02/2007 40 12.95 -1,100
Brompton Stable Income Fund
Trust Units Brompton Stable Income Fund
1 06/02/2007 38 12.95 0 -1,100
Brompton Stable Income Fund
Trust Units Brompton Stable Income Fund
1 07/02/2007 38 12.95 400 400
Brompton Stable Income Fund
Trust Units Brompton Stable Income Fund
1 07/02/2007 38 12.95 0 -400
Brompton Stable Income Fund
Trust Units Brompton Stable Income Fund
1 08/02/2007 38 12.95 400 400
Brompton Stable Income Fund
Trust Units Brompton Stable Income Fund
1 08/02/2007 38 12.95 0 -400
Brompton Stable Income Fund
Trust Units Brompton Stable Income Fund
1 09/02/2007 38 12.95 4,200 4,200
Brompton Stable Income Fund
Trust Units Brompton Stable Income Fund
1 09/02/2007 38 12.95 0 -4,200
Brompton Stable Income Fund
Trust Units Brompton Stable Income Fund
1 12/02/2007 38 12.95 4,800 4,800
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2381
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Brompton Stable Income Fund
Trust Units Brompton Stable Income Fund
1 12/02/2007 38 12.95 0 -4,800
Brompton Stable Income Fund
Trust Units Brompton Stable Income Fund
1 13/02/2007 38 12.95 1,100 1,100
Brompton Stable Income Fund
Trust Units Brompton Stable Income Fund
1 13/02/2007 38 12.95 0 -1,100
Brompton Stable Income Fund
Trust Units Brompton Stable Income Fund
1 14/02/2007 38 12.95 5,000 5,000
Brompton Stable Income Fund
Trust Units Brompton Stable Income Fund
1 14/02/2007 38 12.95 0 -5,000
Brompton Stable Income Fund
Trust Units Brompton Stable Income Fund
1 15/02/2007 38 12.97 1,500 1,500
Brompton Stable Income Fund
Trust Units Brompton Stable Income Fund
1 15/02/2007 38 12.97 0 -1,500
Brompton Stable Income Fund
Trust Units Brompton Stable Income Fund
1 16/02/2007 38 12.9 2,000 2,000
Brompton Stable Income Fund
Trust Units Brompton Stable Income Fund
1 16/02/2007 38 12.9 0 -2,000
Brompton Stable Income Fund
Trust Units Brompton Stable Income Fund
1 19/02/2007 38 13.01 5,000 5,000
Brompton Stable Income Fund
Trust Units Brompton Stable Income Fund
1 19/02/2007 38 13.01 0 -5,000
Brompton Stable Income Fund
Trust Units Brompton Stable Income Fund
1 19/02/2007 38 12.9 1,000 1,000
Brompton Stable Income Fund
Trust Units Brompton Stable Income Fund
1 19/02/2007 38 12.9 0 -1,000
Brompton Stable Income Fund
Trust Units Brompton Stable Income Fund
1 23/02/2007 38 13.08 700 700
Brompton Stable Income Fund
Trust Units Brompton Stable Income Fund
1 23/02/2007 38 13.08 0 -700
Brompton Stable Income Fund
Trust Units Brompton Stable Income Fund
1 26/02/2007 38 13.12 4,600 4,600
Brompton Stable Income Fund
Trust Units Brompton Stable Income Fund
1 26/02/2007 38 13.12 0 -4,600
Brompton Stable Income Fund
Trust Units Brompton Stable Income Fund
1 27/02/2007 38 13.12 5,000 5,000
Brompton Stable Income Fund
Trust Units Brompton Stable Income Fund
1 27/02/2007 38 13.12 0 -5,000
Brompton Stable Income Fund
Trust Units Brompton Stable Income Fund
1 28/02/2007 38 13 2,000 2,000
Brompton Stable Income Fund
Trust Units Brompton Stable Income Fund
1 28/02/2007 38 13 0 -2,000
Brompton Top 50 Compound Growth Fund
Units Brompton Top 50 Compound Growth Fund
1 06/02/2007 38 7.75 500 500
Brompton Top 50 Compound Growth Fund
Units Brompton Top 50 Compound Growth Fund
1 06/02/2007 38 7.75 0 -500
Brompton Top 50 Compound Growth Fund
Units Brompton Top 50 Compound Growth Fund
1 07/02/2007 38 7.89 4,000 4,000
Brompton Top 50 Compound Growth Fund
Units Brompton Top 50 Compound Growth Fund
1 07/02/2007 38 7.89 0 -4,000
Brompton Top 50 Compound Growth Fund
Units Brompton Top 50 Compound Growth Fund
1 07/02/2007 38 7.79 1,000 1,000
Brompton Top 50 Compound Growth Fund
Units Brompton Top 50 Compound Growth Fund
1 07/02/2007 38 7.79 0 -1,000
Brompton Top 50 Compound Growth Fund
Units Brompton Top 50 Compound Growth Fund
1 07/02/2007 38 7.74 500 500
Brompton Top 50 Compound Growth Fund
Units Brompton Top 50 Compound Growth Fund
1 07/02/2007 38 7.74 0 -500
Brompton Top 50 Compound Growth Fund
Units Brompton Top 50 Compound Growth Fund
1 07/02/2007 38 7.72 2,400 2,400
Brompton Top 50 Compound Growth Fund
Units Brompton Top 50 Compound Growth Fund
1 07/02/2007 38 7.72 0 -2,400
Brompton Top 50 Compound Growth Fund
Units Brompton Top 50 Compound Growth Fund
1 08/02/2007 38 7.91 5,000 5,000
Brompton Top 50 Compound Growth Fund
Units Brompton Top 50 Compound Growth Fund
1 08/02/2007 38 7.91 0 -5,000
Brompton Top 50 Compound Growth Fund
Units Brompton Top 50 Compound Growth Fund
1 08/02/2007 38 7.76 1,600 1,600
Brompton Top 50 Compound Growth Fund
Units Brompton Top 50 Compound Growth Fund
1 08/02/2007 38 7.76 0 -1,600
Brompton Top 50 Compound Growth Fund
Units Brompton Top 50 Compound Growth Fund
1 09/02/2007 38 7.76 3,300 3,300
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2382
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Brompton Top 50 Compound Growth Fund
Units Brompton Top 50 Compound Growth Fund
1 09/02/2007 38 7.76 0 -3,300
Brompton Top 50 Compound Growth Fund
Units Brompton Top 50 Compound Growth Fund
1 12/02/2007 38 7.95 5,000 5,000
Brompton Top 50 Compound Growth Fund
Units Brompton Top 50 Compound Growth Fund
1 12/02/2007 38 7.95 0 -5,000
Brompton Top 50 Compound Growth Fund
Units Brompton Top 50 Compound Growth Fund
1 12/02/2007 38 7.9 2,000 2,000
Brompton Top 50 Compound Growth Fund
Units Brompton Top 50 Compound Growth Fund
1 12/02/2007 38 7.9 0 -2,000
Brompton Top 50 Compound Growth Fund
Units Brompton Top 50 Compound Growth Fund
1 12/02/2007 38 7.85 1,000 1,000
Brompton Top 50 Compound Growth Fund
Units Brompton Top 50 Compound Growth Fund
1 12/02/2007 38 7.85 0 -1,000
Brompton Top 50 Compound Growth Fund
Units Brompton Top 50 Compound Growth Fund
1 12/02/2007 38 7.82 5,000 5,000
Brompton Top 50 Compound Growth Fund
Units Brompton Top 50 Compound Growth Fund
1 12/02/2007 38 7.7 5,100 100
Brompton Top 50 Compound Growth Fund
Units Brompton Top 50 Compound Growth Fund
1 12/02/2007 38 7.82 100 -5,000
Brompton Top 50 Compound Growth Fund
Units Brompton Top 50 Compound Growth Fund
1 12/02/2007 38 7.7 0 -100
Brompton Top 50 Compound Growth Fund
Units Brompton Top 50 Compound Growth Fund
1 13/02/2007 38 7.7 1,300 1,300
Brompton Top 50 Compound Growth Fund
Units Brompton Top 50 Compound Growth Fund
1 13/02/2007 38 7.7 0 -1,300
Brompton Top 50 Compound Growth Fund
Units Brompton Top 50 Compound Growth Fund
1 14/02/2007 38 7.71 4,000 4,000
Brompton Top 50 Compound Growth Fund
Units Brompton Top 50 Compound Growth Fund
1 14/02/2007 38 7.71 0 -4,000
Brompton Top 50 Compound Growth Fund
Units Brompton Top 50 Compound Growth Fund
1 19/02/2007 38 7.83 5,000 5,000
Brompton Top 50 Compound Growth Fund
Units Brompton Top 50 Compound Growth Fund
1 19/02/2007 38 7.83 0 -5,000
Brompton Top 50 Compound Growth Fund
Units Brompton Top 50 Compound Growth Fund
1 20/02/2007 38 7.8 5,000 5,000
Brompton Top 50 Compound Growth Fund
Units Brompton Top 50 Compound Growth Fund
1 20/02/2007 38 7.8 0 -5,000
Brompton Top 50 Compound Growth Fund
Units Brompton Top 50 Compound Growth Fund
1 21/02/2007 38 7.76 5,000 5,000
Brompton Top 50 Compound Growth Fund
Units Brompton Top 50 Compound Growth Fund
1 21/02/2007 38 7.76 0 -5,000
Brompton Top 50 Compound Growth Fund
Units Brompton Top 50 Compound Growth Fund
1 22/02/2007 38 7.7 5,000 5,000
Brompton Top 50 Compound Growth Fund
Units Brompton Top 50 Compound Growth Fund
1 22/02/2007 38 7.7 0 -5,000
Brompton Top 50 Compound Growth Fund
Units Brompton Top 50 Compound Growth Fund
1 22/02/2007 38 7.69 100 100
Brompton Top 50 Compound Growth Fund
Units Brompton Top 50 Compound Growth Fund
1 22/02/2007 38 7.69 0 -100
Brompton Top 50 Compound Growth Fund
Units Brompton Top 50 Compound Growth Fund
1 23/02/2007 38 7.7 900 900
Brompton Top 50 Compound Growth Fund
Units Brompton Top 50 Compound Growth Fund
1 23/02/2007 38 7.7 0 -900
Brompton Top 50 Compound Growth Fund
Units Brompton Top 50 Compound Growth Fund
1 26/02/2007 38 7.76 3,200 3,200
Brompton Top 50 Compound Growth Fund
Units Brompton Top 50 Compound Growth Fund
1 26/02/2007 38 7.76 0 -3,200
Brompton Top 50 Compound Growth Fund
Units Brompton Top 50 Compound Growth Fund
1 27/02/2007 38 7.82 5,000 5,000
Brompton Top 50 Compound Growth Fund
Units Brompton Top 50 Compound Growth Fund
1 27/02/2007 38 7.82 0 -5,000
Brompton Top 50 Compound Growth Fund
Units Brompton Top 50 Compound Growth Fund
1 28/02/2007 38 7.7 200 200
Brompton Top 50 Compound Growth Fund
Units Brompton Top 50 Compound Growth Fund
1 28/02/2007 38 7.7 0 -200
Brompton Tracker Fund Trust Units Brompton Funds Management Limited
4 02/03/2007 46 9.0615 13,796 13,796
Brompton Tracker Fund Trust Units Brompton Funds Management Limited
4 02/03/2007 46 9.0615 0 -13,796
Brompton Tracker Fund Trust Units Brompton Tracker Fund 1 02/02/2007 38 8.44 5,000 5,000 Brompton Tracker Fund Trust Units Brompton Tracker Fund 1 02/02/2007 38 8.44 0 -5,000 Brompton Tracker Fund Trust Units Brompton Tracker Fund 1 05/02/2007 38 8.47 500 500
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2383
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Brompton Tracker Fund Trust Units Brompton Tracker Fund 1 05/02/2007 38 8.47 0 -500 Brompton Tracker Fund Trust Units Brompton Tracker Fund 1 07/02/2007 38 8.5 8,000 8,000 Brompton Tracker Fund Trust Units Brompton Tracker Fund 1 07/02/2007 38 8.5 0 -8,000 Brompton Tracker Fund Trust Units Brompton Tracker Fund 1 09/02/2007 38 8.55 5,000 5,000 Brompton Tracker Fund Trust Units Brompton Tracker Fund 1 09/02/2007 38 8.55 0 -5,000 Brompton Tracker Fund Trust Units Brompton Tracker Fund 1 09/02/2007 38 8.5 2,000 2,000 Brompton Tracker Fund Trust Units Brompton Tracker Fund 1 09/02/2007 38 8.5 0 -2,000 Brompton Tracker Fund Trust Units Brompton Tracker Fund 1 12/02/2007 38 8.49 6,500 6,500 Brompton Tracker Fund Trust Units Brompton Tracker Fund 1 12/02/2007 38 8.49 0 -6,500 Brompton Tracker Fund Trust Units Brompton Tracker Fund 1 13/02/2007 38 8.4 5,000 5,000 Brompton Tracker Fund Trust Units Brompton Tracker Fund 1 13/02/2007 38 8.4 0 -5,000 Brompton Tracker Fund Trust Units Brompton Tracker Fund 1 14/02/2007 38 8.41 5,000 5,000 Brompton Tracker Fund Trust Units Brompton Tracker Fund 1 14/02/2007 38 8.41 0 -5,000 Brompton Tracker Fund Trust Units Brompton Tracker Fund 1 15/02/2007 38 8.46 2,400 2,400 Brompton Tracker Fund Trust Units Brompton Tracker Fund 1 15/02/2007 38 8.46 0 -2,400 Brompton Tracker Fund Trust Units Brompton Tracker Fund 1 16/02/2007 38 8.5 5,000 5,000 Brompton Tracker Fund Trust Units Brompton Tracker Fund 1 16/02/2007 38 8.5 0 -5,000 Brompton Tracker Fund Trust Units Brompton Tracker Fund 1 16/02/2007 38 8.48 2,000 2,000 Brompton Tracker Fund Trust Units Brompton Tracker Fund 1 16/02/2007 38 8.48 0 -2,000 Brompton Tracker Fund Trust Units Brompton Tracker Fund 1 19/02/2007 38 8.48 5,000 5,000 Brompton Tracker Fund Trust Units Brompton Tracker Fund 1 19/02/2007 38 8.48 0 -5,000 Brompton Tracker Fund Trust Units Brompton Tracker Fund 1 20/02/2007 38 8.38 500 500 Brompton Tracker Fund Trust Units Brompton Tracker Fund 1 20/02/2007 38 8.38 0 -500 Brompton Tracker Fund Trust Units Brompton Tracker Fund 1 21/02/2007 38 8.42 5,000 5,000 Brompton Tracker Fund Trust Units Brompton Tracker Fund 1 21/02/2007 38 8.42 0 -5,000 Brompton Tracker Fund Trust Units Brompton Tracker Fund 1 22/02/2007 38 8.42 10,000 10,000 Brompton Tracker Fund Trust Units Brompton Tracker Fund 1 22/02/2007 38 8.42 0 -10,000 Brompton Tracker Fund Trust Units Brompton Tracker Fund 1 23/02/2007 38 8.46 2,000 2,000 Brompton Tracker Fund Trust Units Brompton Tracker Fund 1 23/02/2007 38 8.46 0 -2,000 Brompton Tracker Fund Trust Units Brompton Tracker Fund 1 26/02/2007 38 8.46 5,000 5,000 Brompton Tracker Fund Trust Units Brompton Tracker Fund 1 26/02/2007 38 8.46 0 -5,000 Brompton Tracker Fund Trust Units Brompton Tracker Fund 1 26/02/2007 38 8.37 2,000 2,000 Brompton Tracker Fund Trust Units Brompton Tracker Fund 1 26/02/2007 38 8.37 0 -2,000 Brompton Tracker Fund Trust Units Brompton Tracker Fund 1 27/02/2007 38 8.45 5,000 5,000 Brompton Tracker Fund Trust Units Brompton Tracker Fund 1 27/02/2007 38 8.45 0 -5,000 Brompton Tracker Fund Trust Units Brompton Tracker Fund 1 27/02/2007 38 8.35 2,000 2,000 Brompton Tracker Fund Trust Units Brompton Tracker Fund 1 27/02/2007 38 8.35 0 -2,000 Brompton Tracker Fund Trust Units Brompton Tracker Fund 1 27/02/2007 38 8.33 2,000 2,000 Brompton Tracker Fund Trust Units Brompton Tracker Fund 1 27/02/2007 38 8.33 0 -2,000 Brompton Tracker Fund Trust Units Brompton Tracker Fund 1 27/02/2007 38 8.3 5,000 5,000 Brompton Tracker Fund Trust Units Brompton Tracker Fund 1 27/02/2007 38 8.3 0 -5,000 Brompton Tracker Fund Trust Units Brompton Tracker Fund 1 28/02/2007 38 8.23 1,700 1,700 Brompton Tracker Fund Trust Units Brompton Tracker Fund 1 28/02/2007 38 8.23 0 -1,700 Brompton VIP Income Fund Trust Units Brompton VIP Income Trust 1 01/02/2007 38 13.23 5,000 5,000
Brompton VIP Income Fund Trust Units Brompton VIP Income Trust 1 01/02/2007 38 13.23 0 -5,000
Brompton VIP Income Fund Trust Units Brompton VIP Income Trust 1 01/02/2007 38 13.15 2,000 2,000
Brompton VIP Income Fund Trust Units Brompton VIP Income Trust 1 01/02/2007 38 13.15 0 -2,000
Brompton VIP Income Fund Trust Units Brompton VIP Income Trust 1 02/02/2007 38 13.1 2,100 2,100
Brompton VIP Income Fund Trust Units Brompton VIP Income Trust 1 02/02/2007 38 13.1 0 -2,100
Brompton VIP Income Fund Trust Units Brompton VIP Income Trust 1 05/02/2007 38 13.11 1,300 1,300
Brompton VIP Income Fund Trust Units Brompton VIP Income Trust 1 05/02/2007 38 13.11 0 -1,300
Brompton VIP Income Fund Trust Units Brompton VIP Income Trust 1 07/02/2007 38 13.15 7,000 7,000
Brompton VIP Income Fund Trust Units Brompton VIP Income Trust 1 07/02/2007 38 13.15 0 -7,000
Brompton VIP Income Fund Trust Units Brompton VIP Income Trust 1 07/02/2007 38 13 1,300 1,300
Brompton VIP Income Fund Trust Units Brompton VIP Income Trust 1 07/02/2007 38 13 0 -1,300
Brompton VIP Income Fund Trust Units Brompton VIP Income Trust 1 08/02/2007 38 13 5,000 5,000
Brompton VIP Income Fund Trust Units Brompton VIP Income Trust 1 08/02/2007 38 13 0 -5,000
Brompton VIP Income Fund Trust Units Brompton VIP Income Trust 1 13/02/2007 38 13.07 5,000 5,000
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2384
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Brompton VIP Income Fund Trust Units Brompton VIP Income Trust 1 13/02/2007 38 13.07 0 -5,000
Brompton VIP Income Fund Trust Units Brompton VIP Income Trust 1 16/02/2007 38 13.1 4,100 4,100
Brompton VIP Income Fund Trust Units Brompton VIP Income Trust 1 16/02/2007 38 13.1 0 -4,100
Brompton VIP Income Fund Trust Units Brompton VIP Income Trust 1 19/02/2007 38 13.14 5,000 5,000
Brompton VIP Income Fund Trust Units Brompton VIP Income Trust 1 19/02/2007 38 13.14 0 -5,000
Brompton VIP Income Fund Trust Units Brompton VIP Income Trust 1 20/02/2007 38 13.2 5,000 5,000
Brompton VIP Income Fund Trust Units Brompton VIP Income Trust 1 20/02/2007 38 13.2 0 -5,000
Brompton VIP Income Fund Trust Units Brompton VIP Income Trust 1 21/02/2007 38 13.06 3,900 3,900
Brompton VIP Income Fund Trust Units Brompton VIP Income Trust 1 21/02/2007 38 13.06 0 -3,900
Brompton VIP Income Fund Trust Units Brompton VIP Income Trust 1 22/02/2007 38 13.2 5,000 5,000
Brompton VIP Income Fund Trust Units Brompton VIP Income Trust 1 22/02/2007 38 13.2 0 -5,000
Brompton VIP Income Fund Trust Units Brompton VIP Income Trust 1 23/02/2007 38 13.2 2,100 2,100
Brompton VIP Income Fund Trust Units Brompton VIP Income Trust 1 23/02/2007 38 13.2 0 -2,100
Brompton VIP Income Fund Trust Units Brompton VIP Income Trust 1 27/02/2007 38 13.26 5,000 5,000
Brompton VIP Income Fund Trust Units Brompton VIP Income Trust 1 27/02/2007 38 13.26 0 -5,000
Brompton VIP Income Fund Trust Units Brompton VIP Income Trust 1 28/02/2007 38 13.26 5,000 5,000
Brompton VIP Income Fund Trust Units Brompton VIP Income Trust 1 28/02/2007 38 13.26 0 -5,000
Brompton VIP Income Fund Trust Units Brompton VIP Income Trust 1 28/02/2007 38 13.2 2,000 2,000
Brompton VIP Income Fund Trust Units Brompton VIP Income Trust 1 28/02/2007 38 13.15 2,900 900
Brompton VIP Income Fund Trust Units Brompton VIP Income Trust 1 28/02/2007 38 13.15 2,000 -900
Brompton VIP Income Fund Trust Units Brompton VIP Income Trust 1 28/02/2007 38 13.2 0 -2,000
Bronco Energy Ltd. Common Shares Alford, Brian Wayne 3, 4, 5 05/03/2007 10 8.14 212,558 77 Bronco Energy Ltd. Common Shares Esposito, James Vito 5 05/03/2007 10 8.14 107,491 73 Bronco Energy Ltd. Common Shares Johnson, David Leith 5 05/03/2007 10 8.14 84,612 63 Bronco Energy Ltd. Common Shares Mark, Catherine 2 05/03/2007 10 8.14 884 49 Bronco Energy Ltd. Common Shares Work, David Warren 5 05/03/2007 10 8.14 6,689 58 Brookfield Asset Management Inc.
Common Shares Class A Limited Voting
Allen, Holly Victoria 5 27/04/2006 35 825 275
Brookfield Asset Management Inc.
Deferred Share Units Allen, Holly Victoria 5 27/04/2006 35 528 176
Brookfield Asset Management Inc.
Deferred Share Units Allen, Holly Victoria 5 06/03/2007 56 1,111 583
Brookfield Asset Management Inc.
Options Allen, Holly Victoria 5 27/04/2006 35 37,500 12,500
Brookfield Asset Management Inc.
Options Allen, Holly Victoria 5 06/03/2007 50 47,500 10,000
Brookfield Asset Management Inc.
Common Shares Class A Limited Voting
Arthur, David Douglas 5 27/04/2006 35 686,644 228,881
Brookfield Asset Management Inc.
Common Shares Class A Limited Voting
Arthur, David Douglas 5 06/03/2007 11 -11,803
Brookfield Asset Management Inc.
Common Shares Class A Limited Voting
Arthur, David Douglas 5 06/03/2007 11 674,841 -11,803
Brookfield Asset Management Inc.
Deferred Share Units Arthur, David Douglas 5 27/04/2006 35 282,232 94,077
Brookfield Asset Management Inc.
Deferred Share Units Arthur, David Douglas 5 06/03/2007 56 289,386 7,154
Brookfield Asset Management Inc.
Common Shares Class A Limited Voting
Black, James William 5 27/04/2006 35 600 200
Brookfield Asset Management Inc.
Common Shares Class A Limited Voting
Black, James William 5 27/04/2006 35 600 200
Brookfield Asset Management Inc.
Deferred Share Units Black, James William 5 27/04/2006 35 2,518 839
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2385
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Brookfield Asset Management Inc.
Deferred Share Units Black, James William 5 06/03/2007 56 4,988 2,470
Brookfield Asset Management Inc.
Options Black, James William 5 27/04/2006 35 60,000 20,000
Brookfield Asset Management Inc.
Options Black, James William 5 06/03/2007 50 95,500 35,500
Brookfield Asset Management Inc.
Common Shares Class A Limited Voting
Blattman, Barry S. 7 27/04/2006 35 763 254
Brookfield Asset Management Inc.
Common Shares Class A Limited Voting
Blattman, Barry S. 7 06/03/2007 56 812 49
Brookfield Asset Management Inc.
Deferred Share Units Blattman, Barry S. 7 27/04/2006 35 286,692 95,564
Brookfield Asset Management Inc.
Deferred Share Units Blattman, Barry S. 7 06/03/2007 56 293,087 6,395
Brookfield Asset Management Inc.
Options Blattman, Barry S. 7 27/04/2006 35 330,000 110,000
Brookfield Asset Management Inc.
Options Blattman, Barry S. 7 03/03/2007 50 155,000
Brookfield Asset Management Inc.
Options Blattman, Barry S. 7 06/03/2007 50 485,000 155,000
Brookfield Asset Management Inc.
Options Bonnor, Eric Peter 5 27/04/2006 35 22,500 7,500
Brookfield Asset Management Inc.
Options Bonnor, Eric Peter 5 06/03/2007 50 33,500 11,000
Brookfield Asset Management Inc.
Deferred Share Units Bordeleau, Richard Philip 7 27/04/2006 35 6,105 2,035
Brookfield Asset Management Inc.
Deferred Share Units Bordeleau, Richard Philip 7 06/03/2007 56 17,318 11,213
Brookfield Asset Management Inc.
Options Bordeleau, Richard Philip 7 27/04/2006 35 60,000 20,000
Brookfield Asset Management Inc.
Options Bovell, Roxanne Marie 7 06/03/2007 50 13,175 2,000
Brookfield Asset Management Inc.
Options Cash, Kevin Anthony 5 06/03/2007 50 54,975 3,600
Brookfield Asset Management Inc.
Options Cecil, Gail Nancy 5 06/03/2007 50 43,000 10,000
Brookfield Asset Management Inc.
Options Clark, Colin Lillis 7 27/04/2006 35 228,000 76,000
Brookfield Asset Management Inc.
Options Clark, Colin Lillis 7 06/03/2007 50 236,000 8,000
Brookfield Asset Management Inc.
Common Shares Class A Limited Voting
Cockwell, Ian G. 7 06/03/2007 11 3,082,847 57,496
Brookfield Asset Management Inc.
Deferred Share Units Cockwell, Ian G. 7 06/03/2007 56 25,589 353
Brookfield Asset Management Inc.
Common Shares Class A Limited Voting
Cockwell, Jack Lynn 4, 5 06/03/2007 11 3,082,847 182,463
Brookfield Asset Management Inc.
Deferred Share Units Cockwell, Jack Lynn 4, 5 06/03/2007 56 168,436 2,325
Brookfield Asset Management Inc.
Options Cornacchia, Joseph 5 06/03/2007 00
Brookfield Asset Management Inc.
Options Cornacchia, Joseph 5 06/03/2007 50 2,000 2,000
Brookfield Asset Management Inc.
Options Couture, Denis 5 06/03/2007 50 71,250 15,000
Brookfield Asset Management Inc.
Common Shares Class A Limited Voting
Cruise, Brydon David 7 27/04/2006 35 10,050 3,350
Brookfield Asset Management Inc.
Deferred Share Units Cruise, Brydon David 7 27/04/2006 35 1,221 407
Brookfield Asset Management Inc.
Deferred Share Units Cruise, Brydon David 7 06/03/2007 56 11,486 10,265
Brookfield Asset Management Inc.
Options Cruise, Brydon David 7 27/04/2006 35 176,250 58,750
Brookfield Asset Management Inc.
Options Cruise, Brydon David 7 06/03/2007 50 217,250 41,000
Brookfield Asset Management Inc.
Options Cusson, Laurent 7 06/03/2007 50 95,750 7,500
Brookfield Asset Management Inc.
Options Dadyburjor, Dinaz 5 06/03/2007 50 38,000 8,000
Brookfield Asset Management Inc.
Deferred Share Units Davis, Bryan Kenneth 5 06/03/2007 56 8,384 2,642
Brookfield Asset Management Inc.
Options Davis, Bryan Kenneth 5 06/03/2007 50 298,250 125,000
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2386
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Brookfield Asset Management Inc.
Deferred Share Units Dean, Alan Vernon 5 06/03/2007 56 34,579 1,639
Brookfield Asset Management Inc.
Options Dehl, Jaspreet 5 06/03/2007 00
Brookfield Asset Management Inc.
Options Dehl, Jaspreet 5 06/03/2007 50 2,500 2,500
Brookfield Asset Management Inc.
Common Shares Class A Limited Voting
Douglas, Steven 5 06/03/2007 11 209,331 648
Brookfield Asset Management Inc.
Deferred Share Units Douglas, Steven 5 06/03/2007 56 205,347 2,835
Brookfield Asset Management Inc.
Options Douglas, Steven 5 06/03/2007 50 750,000 150,000
Brookfield Asset Management Inc.
Common Shares Class A Limited Voting
Flatt, J. Bruce 4, 5 06/03/2007 11 5,928,337 -18,214
Brookfield Asset Management Inc.
Deferred Share Units Flatt, J. Bruce 4, 5 06/03/2007 56 110,971 8,269
Brookfield Asset Management Inc.
Options Flatt, J. Bruce 4, 5 06/03/2007 50 2,004,492 50,000
Brookfield Asset Management Inc.
Deferred Share Units Freedman, Joseph Stuart 5 06/03/2007 56 13,116 2,708
Brookfield Asset Management Inc.
Options Freedman, Joseph Stuart 5 06/03/2007 50 452,500 25,000
Brookfield Asset Management Inc.
Options Haar, Jeffrey 5 27/04/2006 35 7,500 2,500
Brookfield Asset Management Inc.
Options Haar, Jeffrey 5 06/03/2007 50 14,000 6,500
Brookfield Asset Management Inc.
Options Haick, Jon Steven 5 06/03/2007 50 53,500 31,000
Brookfield Asset Management Inc.
Common Shares Class A Limited Voting
Harding, Robert J 4, 5 06/03/2007 11 515,054 -330
Brookfield Asset Management Inc.
Deferred Share Units Harding, Robert J 4, 5 06/03/2007 56 206,174 2,846
Brookfield Asset Management Inc.
Options Khajadourian, John H. 5 10/01/2006 00
Brookfield Asset Management Inc.
Options Khajadourian, John H. 5 06/03/2007 50 3,000 3,000
Brookfield Asset Management Inc.
Deferred Share Units Kingston, Brian William 7 06/03/2007 56 3,815 760
Brookfield Asset Management Inc.
Options Kingston, Brian William 7 06/03/2007 50 210,000 60,000
Brookfield Asset Management Inc.
Deferred Share Units Lai, Clifford 7 28/04/2005 00 68,947
Brookfield Asset Management Inc.
Deferred Share Units Lai, Clifford 7 06/03/2007 56 71,454 2,507
Brookfield Asset Management Inc.
Options Lai, Clifford 7 27/04/2006 35 105,000 35,000
Brookfield Asset Management Inc.
Options Lai, Clifford 7 06/03/2007 50 178,000 73,000
Brookfield Asset Management Inc.
Options Landry, Stephane Jacques 7 27/04/2006 35 82,500 27,500
Brookfield Asset Management Inc.
Options Landry, Stephane Jacques 7 06/03/2007 50 88,500 6,000
Brookfield Asset Management Inc.
Deferred Share Units Laurie, Craig J. 7 06/03/2007 56 10,955 151
Brookfield Asset Management Inc.
Options Laurie, Craig J. 7 06/03/2007 50 220,250 10,000
Brookfield Asset Management Inc.
Common Shares Class A Limited Voting
Lawson, Brian 5 06/03/2007 11 2,180,173 175
Brookfield Asset Management Inc.
Deferred Share Units Lawson, Brian 5 06/03/2007 56 155,008 8,878
Brookfield Asset Management Inc.
Options Lawson, Brian 5 06/03/2007 50 1,196,844 50,000
Brookfield Asset Management Inc.
Common Shares Class A Limited Voting
Legault, Richard 5 02/03/2007 51 10.089 24,625 24,625
Brookfield Asset Management Inc.
Common Shares Class A Limited Voting
Legault, Richard 5 02/03/2007 10 63.822 0 -24,625
Brookfield Asset Management Inc.
Common Shares Class A Limited Voting
Legault, Richard 5 06/03/2007 11 12,888 763
Brookfield Asset Management Inc.
Deferred Share Units Legault, Richard 5 06/03/2007 56 29,486 2,303
Brookfield Asset Management Inc.
Options Legault, Richard 5 02/03/2007 51 566,250 -24,625
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2387
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Brookfield Asset Management Inc.
Options Legault, Richard 5 06/03/2007 50 591,250 25,000
Brookfield Asset Management Inc.
Options Levenson, David 5 27/04/2006 35 30,000 10,000
Brookfield Asset Management Inc.
Options Levenson, David 5 06/03/2007 50 61,000 31,000
Brookfield Asset Management Inc.
Common Shares Class A Limited Voting
Lochan, Frank Neville Carrington
7 06/02/2007 11 38
Brookfield Asset Management Inc.
Common Shares Class A Limited Voting
Lochan, Frank Neville Carrington
7 06/03/2007 11 161,095 38
Brookfield Asset Management Inc.
Deferred Share Units Lochan, Frank Neville Carrington
7 06/03/2007 56 32,878 454
Brookfield Asset Management Inc.
Common Shares Class A Limited Voting
Madon, Cyrus 5 06/03/2007 11 9,537 564
Brookfield Asset Management Inc.
Deferred Share Units Madon, Cyrus 5 06/03/2007 56 74,342 7,764
Brookfield Asset Management Inc.
Options Madon, Cyrus 5 06/03/2007 50 772,500 150,000
Brookfield Asset Management Inc.
Common Shares Class A Limited Voting
Maleckyj, Andrew Ivan 5 27/04/2006 35 8,973 2,991
Brookfield Asset Management Inc.
Common Shares Class A Limited Voting
Maleckyj, Andrew Ivan 5 06/03/2007 11 9,537 564
Brookfield Asset Management Inc.
Deferred Share Units Maleckyj, Andrew Ivan 5 27/04/2006 35 24,948 7,316
Brookfield Asset Management Inc.
Deferred Share Units Maleckyj, Andrew Ivan 5 06/03/2007 56 25,319 371
Brookfield Asset Management Inc.
Options Maleckyj, Andrew Ivan 5 27/04/2006 35 225,000 75,000
Brookfield Asset Management Inc.
Restricted Share Units Maleckyj, Andrew Ivan 5 27/04/2006 35 75,000 25,000
Brookfield Asset Management Inc.
Options Manios, Bahir 7 27/04/2006 35 7,500 2,500
Brookfield Asset Management Inc.
Options Manios, Bahir 7 06/03/2007 35 2,500
Brookfield Asset Management Inc.
Options Manios, Bahir 7 06/03/2007 50 10,000 2,500
Brookfield Asset Management Inc.
Common Shares Class A Limited Voting
Marshall, Kelly John 5 06/03/2007 11 812 48
Brookfield Asset Management Inc.
Deferred Share Units Marshall, Kelly John 5 06/03/2007 56 8,777 1,626
Brookfield Asset Management Inc.
Options Marshall, Kelly John 5 06/03/2007 50 191,500 25,000
Brookfield Asset Management Inc.
Common Shares Class A Limited Voting
Noble, Craig 5 27/04/2006 35 225 75
Brookfield Asset Management Inc.
Options Noble, Craig 5 27/04/2006 35 4,500 1,500
Brookfield Asset Management Inc.
Options Noble, Craig 5 06/03/2007 50 9,500 5,000
Brookfield Asset Management Inc.
Options Nohdomi, Dan 5 06/03/2007 00
Brookfield Asset Management Inc.
Options Nohdomi, Dan 5 06/03/2007 50 2,000 2,000
Brookfield Asset Management Inc.
Deferred Share Units Northwood, Linda T. 5 06/03/2007 56 2,622 36
Brookfield Asset Management Inc.
Options Northwood, Linda T. 5 06/03/2007 50 19,112 2,000
Brookfield Asset Management Inc.
Options Novakovic, Aleksandar 5 27/04/2006 35 30,000 10,000
Brookfield Asset Management Inc.
Options Novakovic, Aleksandar 5 06/03/2007 50 47,500 17,500
Brookfield Asset Management Inc.
Common Shares Class A Limited Voting
Pannell, Derek George 5 06/03/2007 11 20
Brookfield Asset Management Inc.
Common Shares Class A Limited Voting
Pannell, Derek George 5 06/03/2007 11 51,550 20
Brookfield Asset Management Inc.
Options Pannell, Derek George 5 08/01/2007 00
Brookfield Asset Management Inc.
Options Pannell, Derek George 5 06/03/2007 50 20,000 20,000
Brookfield Asset Management Inc.
Deferred Share Units Pearson, Lori Anne 5 27/04/2006 35 823 274
Brookfield Asset Management Inc.
Deferred Share Units Pearson, Lori Anne 5 06/03/2007 56 1,438 615
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2388
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Brookfield Asset Management Inc.
Options Pearson, Lori Anne 5 27/04/2006 35 73,875 24,625
Brookfield Asset Management Inc.
Options Pearson, Lori Anne 5 06/03/2007 50 82,375 8,500
Brookfield Asset Management Inc.
Common Shares Class A Limited Voting
Pollock, Sam JB 5 06/03/2007 11 2,202,943 -38,995
Brookfield Asset Management Inc.
Deferred Share Units Pollock, Sam JB 5 06/03/2007 56 133,920 8,586
Brookfield Asset Management Inc.
Options Pollock, Sam JB 5 06/03/2007 50 612,069 50,000
Brookfield Asset Management Inc.
Common Shares Class A Limited Voting
Price, Timothy Robert 6 06/03/2007 11 3,082,847 182,463
Brookfield Asset Management Inc.
Deferred Share Units Price, Timothy Robert 6 06/03/2007 56 87,732 1,211
Brookfield Asset Management Inc.
Deferred Share Units Proutt, Russell 5 06/03/2006 00
Brookfield Asset Management Inc.
Deferred Share Units Proutt, Russell 5 06/03/2007 56 2,348 2,348
Brookfield Asset Management Inc.
Options Proutt, Russell 5 27/04/2006 35 30,000 10,000
Brookfield Asset Management Inc.
Options Proutt, Russell 5 06/03/2007 50 40,000 10,000
Brookfield Asset Management Inc.
Common Shares Class A Limited Voting
Regent, Aaron William 7 27/04/2006 35 1,888,294 629,431
Brookfield Asset Management Inc.
Common Shares Class A Limited Voting
Regent, Aaron William 7 06/03/2007 11 1,865,589 -22,705
Brookfield Asset Management Inc.
Deferred Share Units Regent, Aaron William 7 27/03/2006 35 54,865 18,288
Brookfield Asset Management Inc.
Deferred Share Units Regent, Aaron William 7 06/03/2007 56 55,633 768
Brookfield Asset Management Inc.
Options Regent, Aaron William 7 27/04/2006 35 155,250 51,750
Brookfield Asset Management Inc.
Options Regent, Aaron William 7 06/03/2007 50 205,250 50,000
Brookfield Asset Management Inc.
Restricted Share Units Regent, Aaron William 7 27/04/2006 35 271,660 90,553
Brookfield Asset Management Inc.
Deferred Share Units Reid, James 5 04/06/2003 00
Brookfield Asset Management Inc.
Deferred Share Units Reid, James 5 06/03/2007 56 2,348 2,348
Brookfield Asset Management Inc.
Options Reid, James 5 27/04/2006 35 281,250 93,750
Brookfield Asset Management Inc.
Options Reid, James 5 06/03/2007 50 343,750 62,500
Brookfield Asset Management Inc.
Common Shares Class A Limited Voting
Robertson, Bruce Keith 5 06/03/2007 11 1,232,889 9
Brookfield Asset Management Inc.
Deferred Share Units Robertson, Bruce Keith 5 06/03/2007 56 119,467 8,386
Brookfield Asset Management Inc.
Options Robertson, Bruce Keith 5 06/03/2007 50 494,250 50,000
Brookfield Asset Management Inc.
Deferred Share Units Senos, Rui Manuel 7, 5 06/03/2007 56 610 171
Brookfield Asset Management Inc.
Options Senos, Rui Manuel 7, 5 06/03/2007 50 54,250 5,750
Brookfield Asset Management Inc.
Deferred Share Units Shah, Sachin G. 7 06/03/2007 56 472 387
Brookfield Asset Management Inc.
Options Shah, Sachin G. 7 06/03/2007 50 73,500 25,500
Brookfield Asset Management Inc.
Options Shum, Laiha 5 27/04/2006 35 7,500 2,500
Brookfield Asset Management Inc.
Options Shum, Laiha 5 06/03/2007 50 9,500 2,000
Brookfield Asset Management Inc.
Deferred Share Units Sidhu, Jack 5 06/03/2007 56 4,073 1,235
Brookfield Asset Management Inc.
Options Sidhu, Jack 5 06/03/2007 50 137,250 6,750
Brookfield Asset Management Inc.
Options Silva, Thiago Miguez Ramos Gouveia
7 27/04/2006 35 12,000 4,000
Brookfield Asset Management Inc.
Options Silva, Thiago Miguez Ramos Gouveia
7 06/03/2007 50 14,200 2,200
Brookfield Asset Management Inc.
Deferred Share Units Tremblay, Donald 7 06/03/2007 56 5,914 82
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2389
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Brookfield Asset Management Inc.
Options Tremblay, Donald 7 06/03/2007 50 94,750 15,000
Brookfield Asset Management Inc.
Deferred Share Units Tsui, Lisa 5 06/03/2007 56 3,659 809
Brookfield Asset Management Inc.
Options Tsui, Lisa 5 06/03/2007 50 67,000 5,000
Brookfield Asset Management Inc.
Options Turnbull, Ian Cameron 5 06/03/2007 50 21,100 4,600
Brookfield Asset Management Inc.
Deferred Share Units Vaughan, Benjamin Michael 7 06/03/2007 56 3,881 620
Brookfield Asset Management Inc.
Options Vaughan, Benjamin Michael 7 06/03/2007 50 188,375 20,000
Brookfield Asset Management Inc.
Common Shares Class A Limited Voting
Vyse, Katherine 5 27/04/2006 35 900 300
Brookfield Asset Management Inc.
Common Shares Class A Limited Voting
Vyse, Katherine 5 27/04/2006 35 763 254
Brookfield Asset Management Inc.
Common Shares Class A Limited Voting
Vyse, Katherine 5 06/03/2007 11 812 49
Brookfield Asset Management Inc.
Deferred Share Units Vyse, Katherine 5 27/04/2006 35 348 116
Brookfield Asset Management Inc.
Deferred Share Units Vyse, Katherine 5 06/03/2007 56 615 267
Brookfield Asset Management Inc.
Options Vyse, Katherine 5 27/04/2006 35 129,750 43,250
Brookfield Asset Management Inc.
Options Vyse, Katherine 5 06/03/2007 50 137,250 7,500
Brookfield Asset Management Inc.
Options Wise, Tracey 5 06/03/2007 00
Brookfield Asset Management Inc.
Options Wise, Tracey 5 06/03/2007 50 2,000 2,000
Brookfield Properties Corporation
Deferred Units Aldrich, Patrick L. 5 28/02/2007 00
Brookfield Properties Corporation
Deferred Units Aldrich, Patrick L. 5 28/02/2007 56 1,002 1,002
Brookfield Properties Corporation
Deferred Units Baker, Roger L. 5 28/02/2007 00
Brookfield Properties Corporation
Deferred Units Baker, Roger L. 5 28/02/2007 56 2,004 2,004
Brookfield Properties Corporation
Deferred Units Barganski, John R. 5 28/02/2007 00
Brookfield Properties Corporation
Deferred Units Barganski, John R. 5 28/02/2007 56 1,252 1,252
Brookfield Properties Corporation
Common Shares Brookfield Asset Management Inc.
3 06/03/2007 10 42.246 150,000 150,000
Brookfield Properties Corporation
Deferred Units Carney, Simon 5 28/02/2007 00
Brookfield Properties Corporation
Deferred Units Carney, Simon 5 28/02/2007 56 501 501
Brookfield Properties Corporation
Deferred Units Collyer, Elizabeth Ann 5 28/02/2007 00
Brookfield Properties Corporation
Deferred Units Collyer, Elizabeth Ann 5 28/02/2007 56 751 751
Brookfield Properties Corporation
Deferred Units Dalton, Orien Earl III 5 28/02/2007 00
Brookfield Properties Corporation
Deferred Units Dalton, Orien Earl III 5 28/02/2007 56 1,002 1,002
Brookfield Properties Corporation
Deferred Units Frazier, Paul H. 5 28/02/2007 00
Brookfield Properties Corporation
Deferred Units Frazier, Paul H. 5 28/02/2007 56 1,002 1,002
Brookfield Properties Corporation
Deferred Units Harner, Wayne E. 5 28/02/2007 00
Brookfield Properties Corporation
Deferred Units Harner, Wayne E. 5 28/02/2007 56 1,002 1,002
Brookfield Properties Corporation
Deferred Units Hendrix, Tammy Gorr 5 28/02/2007 00
Brookfield Properties Corporation
Deferred Units Hendrix, Tammy Gorr 5 28/02/2007 56 1,002 1,002
Brookfield Properties Corporation
Deferred Units Henry, Patrick N. 5 28/02/2007 00
Brookfield Properties Corporation
Deferred Units Henry, Patrick N. 5 28/02/2007 56 751 751
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2390
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Brookfield Properties Corporation
Deferred Units Holub, Darrel David 5 28/02/2007 00
Brookfield Properties Corporation
Deferred Units Holub, Darrel David 5 28/02/2007 56 501 501
Brookfield Properties Corporation
Deferred Units Jambois, Robert 5 28/02/2007 00
Brookfield Properties Corporation
Deferred Units Jambois, Robert 5 28/02/2007 56 2,129 2,129
Brookfield Properties Corporation
Deferred Units Kyriazis, Jerry 5 28/02/2007 00
Brookfield Properties Corporation
Deferred Units Kyriazis, Jerry 5 28/02/2007 56 2,129 2,129
Brookfield Properties Corporation
Deferred Units Lacey, Patrick J. 5 28/02/2007 00
Brookfield Properties Corporation
Deferred Units Lacey, Patrick J. 5 28/02/2007 56 1,503 1,503
Brookfield Properties Corporation
Deferred Units Landry, Jean F. 5 28/02/2007 00
Brookfield Properties Corporation
Deferred Units Landry, Jean F. 5 28/02/2007 56 501 501
Brookfield Properties Corporation
Common Shares Larkin, Jeremiah Brendan 5 27/02/2007 51 6.74 9,750 9,000
Brookfield Properties Corporation
Common Shares Larkin, Jeremiah Brendan 5 27/02/2007 51 5.7917 33,750 24,000
Brookfield Properties Corporation
Common Shares Larkin, Jeremiah Brendan 5 27/02/2007 10 44.462 750 -33,000
Brookfield Properties Corporation
Options Larkin, Jeremiah Brendan 5 27/02/2007 51 252,549 -33,000
Brookfield Properties Corporation
Deferred Units Layne, Paul H. 5 28/02/2007 00
Brookfield Properties Corporation
Deferred Units Layne, Paul H. 5 28/02/2007 56 8,767 8,767
Brookfield Properties Corporation
Deferred Units Longsworth, Laura K. 5 28/02/2007 00
Brookfield Properties Corporation
Deferred Units Longsworth, Laura K. 5 28/02/2007 56 1,002 1,002
Brookfield Properties Corporation
Common Shares MacNicol, Robert Knowles 5 01/03/2007 51 17.813 9,045 9,045
Brookfield Properties Corporation
Common Shares MacNicol, Robert Knowles 5 01/03/2007 10 52.11 6,545 -2,500
Brookfield Properties Corporation
Common Shares MacNicol, Robert Knowles 5 01/03/2007 10 49.795 0 -6,545
Brookfield Properties Corporation
Options MacNicol, Robert Knowles 5 01/03/2007 51 55,426 -9,045
Brookfield Properties Corporation
Deferred Units Manos, Anthony J. 5 28/02/2007 00
Brookfield Properties Corporation
Deferred Units Manos, Anthony J. 5 28/02/2007 56 5,187 5,187
Brookfield Properties Corporation
Deferred Units Phillips, Mark Charles 5 28/02/2007 00
Brookfield Properties Corporation
Deferred Units Phillips, Mark Charles 5 28/02/2007 56 1,002 1,002
Brookfield Properties Corporation
Deferred Units Pomeranz, John E. 5 28/02/2007 00
Brookfield Properties Corporation
Deferred Units Pomeranz, John E. 5 28/02/2007 56 2,004 2,004
Brookfield Properties Corporation
Deferred Units Riggle, Michelle L. 5 28/02/2007 00
Brookfield Properties Corporation
Deferred Units Riggle, Michelle L. 5 28/02/2007 56 751 751
Brookfield Properties Corporation
Deferred Units Robinson, Barry Robert 5 28/02/2007 00
Brookfield Properties Corporation
Deferred Units Robinson, Barry Robert 5 28/02/2007 56 1,002 1,002
Brookfield Properties Corporation
Deferred Units Schulman, Paul Lawrence 5 28/02/2007 00
Brookfield Properties Corporation
Deferred Units Schulman, Paul Lawrence 5 28/02/2007 56 2,505 2,505
Brookfield Properties Corporation
Deferred Units Siemienas, Gerald S. 5 28/02/2007 00
Brookfield Properties Corporation
Deferred Units Siemienas, Gerald S. 5 28/02/2007 56 1,753 1,753
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2391
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Brookfield Properties Corporation
Deferred Units Trujillo, Eduardo C. 5 28/02/2007 00
Brookfield Properties Corporation
Deferred Units Trujillo, Eduardo C. 5 28/02/2007 56 1,002 1,002
Brookfield Properties Corporation
Deferred Units Watkins, Kimberli K. 5 28/02/2007 00
Brookfield Properties Corporation
Deferred Units Watkins, Kimberli K. 5 28/02/2007 56 751 751
Brownstone Ventures Inc. Common Shares Sweatman, Michael 4 06/03/2007 51 0.2 86,000 25,000 Brownstone Ventures Inc. Options Sweatman, Michael 4 06/03/2007 51 0.2 75,000 -25,000 Buffalo Gold Ltd. Common Shares Reynolds, Damien Edward 4 27/02/2007 10 1.5 1,060,250 400 Buffalo Gold Ltd. Common Shares Reynolds, Damien Edward 4 27/02/2007 10 1.54 1,063,750 3,500 Buffalo Gold Ltd. Common Shares Reynolds, Damien Edward 4 27/02/2007 10 1.55 1,113,250 49,500 Buffalo Gold Ltd. Common Shares Reynolds, Damien Edward 4 27/02/2007 10 1.52 1,184,850 71,600 Buffalo Gold Ltd. Common Shares Reynolds, Damien Edward 4 28/02/2007 10 1.44 1,204,050 19,200 Buffalo Gold Ltd. Common Shares Reynolds, Damien Edward 4 01/03/2007 10 1.44 1,234,850 30,800 Buffalo Gold Ltd. Common Shares Reynolds, Damien Edward 4 01/03/2007 10 1.4 1,259,850 25,000 Buffalo Gold Ltd. Common Shares Reynolds, Damien Edward 4 02/03/2007 10 1.37 1,279,050 19,200 Buffalo Gold Ltd. Common Shares Reynolds, Damien Edward 4 05/03/2007 10 1.28 1,289,050 10,000 Builders Energy Services Trust
Exchangeable Shares Banister, James Alexander 7 31/01/2007 36 -8,888
Builders Energy Services Trust
Exchangeable Shares Banister, James Alexander 7 31/01/2007 36 7,282 -7,282
Builders Energy Services Trust
Exchangeable Shares Banister, James Alexander 7 31/01/2007 36 -74,063
Builders Energy Services Trust
Exchangeable Shares Banister, James Alexander 7 31/01/2007 36 60,680 -60,680
Builders Energy Services Trust
Trust Units Banister, James Alexander 7 31/01/2007 36 45,670 8,888
Builders Energy Services Trust
Trust Units Banister, James Alexander 7 31/01/2007 36 297,259 74,063
Business Trust Equal Weight Income Fund
Trust Units Brompton Funds Management Limited
4 02/03/2007 46 10.067 1,446 1,446
Business Trust Equal Weight Income Fund
Trust Units Brompton Funds Management Limited
4 02/03/2007 46 10.067 0 -1,446
Business Trust Equal Weight Income Fund
Trust Units Business Trust Equal Weight Income Fund
1 01/02/2007 38 9.33 3,600 3,600
Business Trust Equal Weight Income Fund
Trust Units Business Trust Equal Weight Income Fund
1 01/02/2007 38 9.33 0 -3,600
Business Trust Equal Weight Income Fund
Trust Units Business Trust Equal Weight Income Fund
1 05/02/2007 38 9.35 3,200 3,200
Business Trust Equal Weight Income Fund
Trust Units Business Trust Equal Weight Income Fund
1 05/02/2007 38 9.35 0 -3,200
Business Trust Equal Weight Income Fund
Trust Units Business Trust Equal Weight Income Fund
1 06/02/2007 38 9.48 5,000 5,000
Business Trust Equal Weight Income Fund
Trust Units Business Trust Equal Weight Income Fund
1 06/02/2007 38 9.48 0 -5,000
Business Trust Equal Weight Income Fund
Trust Units Business Trust Equal Weight Income Fund
1 06/02/2007 38 9.45 2,000 2,000
Business Trust Equal Weight Income Fund
Trust Units Business Trust Equal Weight Income Fund
1 06/02/2007 38 9.45 0 -2,000
Business Trust Equal Weight Income Fund
Trust Units Business Trust Equal Weight Income Fund
1 06/02/2007 38 9.33 1,400 1,400
Business Trust Equal Weight Income Fund
Trust Units Business Trust Equal Weight Income Fund
1 06/02/2007 38 9.33 0 -1,400
Business Trust Equal Weight Income Fund
Trust Units Business Trust Equal Weight Income Fund
1 09/02/2007 38 9.39 5,000 5,000
Business Trust Equal Weight Income Fund
Trust Units Business Trust Equal Weight Income Fund
1 09/02/2007 38 9.39 0 -5,000
Business Trust Equal Weight Income Fund
Trust Units Business Trust Equal Weight Income Fund
1 09/02/2007 38 9.35 500 500
Business Trust Equal Weight Income Fund
Trust Units Business Trust Equal Weight Income Fund
1 09/02/2007 38 9.35 0 -500
Business Trust Equal Weight Income Fund
Trust Units Business Trust Equal Weight Income Fund
1 12/02/2007 38 9.35 3,500 3,500
Business Trust Equal Weight Income Fund
Trust Units Business Trust Equal Weight Income Fund
1 12/02/2007 38 9.35 0 -3,500
Business Trust Equal Weight Income Fund
Trust Units Business Trust Equal Weight Income Fund
1 13/02/2007 38 9.36 900 900
Business Trust Equal Weight Income Fund
Trust Units Business Trust Equal Weight Income Fund
1 13/02/2007 38 9.36 0 -900
Business Trust Equal Weight Income Fund
Trust Units Business Trust Equal Weight Income Fund
1 20/02/2007 38 9.51 5,000 5,000
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2392
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Business Trust Equal Weight Income Fund
Trust Units Business Trust Equal Weight Income Fund
1 20/02/2007 38 9.51 0 -5,000
Business Trust Equal Weight Income Fund
Trust Units Business Trust Equal Weight Income Fund
1 20/02/2007 38 9.4 500 500
Business Trust Equal Weight Income Fund
Trust Units Business Trust Equal Weight Income Fund
1 20/02/2007 38 9.4 0 -500
Business Trust Equal Weight Income Fund
Trust Units Business Trust Equal Weight Income Fund
1 21/02/2007 38 9.4 5,000 5,000
Business Trust Equal Weight Income Fund
Trust Units Business Trust Equal Weight Income Fund
1 21/02/2007 38 9.4 0 -5,000
Business Trust Equal Weight Income Fund
Trust Units Business Trust Equal Weight Income Fund
1 21/02/2007 38 9.3 1,600 1,600
Business Trust Equal Weight Income Fund
Trust Units Business Trust Equal Weight Income Fund
1 21/02/2007 38 9.3 0 -1,600
Business Trust Equal Weight Income Fund
Trust Units Business Trust Equal Weight Income Fund
1 22/02/2007 38 9.3 5,000 5,000
Business Trust Equal Weight Income Fund
Trust Units Business Trust Equal Weight Income Fund
1 22/02/2007 38 9.3 0 -5,000
Business Trust Equal Weight Income Fund
Trust Units Business Trust Equal Weight Income Fund
1 22/02/2007 38 9.28 1,900 1,900
Business Trust Equal Weight Income Fund
Trust Units Business Trust Equal Weight Income Fund
1 22/02/2007 38 9.28 0 -1,900
Business Trust Equal Weight Income Fund
Trust Units Business Trust Equal Weight Income Fund
1 26/02/2007 38 9.47 5,000 5,000
Business Trust Equal Weight Income Fund
Trust Units Business Trust Equal Weight Income Fund
1 26/02/2007 38 9.47 0 -5,000
Business Trust Equal Weight Income Fund
Trust Units Business Trust Equal Weight Income Fund
1 26/02/2007 38 9.32 900 900
Business Trust Equal Weight Income Fund
Trust Units Business Trust Equal Weight Income Fund
1 26/02/2007 38 9.32 0 -900
Business Trust Equal Weight Income Fund
Trust Units Business Trust Equal Weight Income Fund
1 27/02/2007 38 9.33 5,000 5,000
Business Trust Equal Weight Income Fund
Trust Units Business Trust Equal Weight Income Fund
1 27/02/2007 38 9.33 0 -5,000
Business Trust Equal Weight Income Fund
Trust Units Business Trust Equal Weight Income Fund
1 28/02/2007 38 9.34 5,000 5,000
Business Trust Equal Weight Income Fund
Trust Units Business Trust Equal Weight Income Fund
1 28/02/2007 38 9.34 0 -5,000
Calfrac Well Services Ltd. Performance Share Units Dibb, Gordon Allan 5 01/03/2007 59 18.61 7,000 -5,000
Calfrac Well Services Ltd. Options 2004 Stock Option Plan
Olinek, Michael Dean 5 01/08/2006 50 28.2 10,000 10,000
Calfrac Well Services Ltd. Options 2004 Stock Option Plan
Olinek, Michael Dean 5 15/12/2006 50 22.9 13,000 3,000
Calfrac Well Services Ltd. Options 2004 Stock Option Plan
Olinek, Michael Dean 5 28/02/2007 00
Calfrac Well Services Ltd. Performance Share Units Ramsay, Douglas Robert 4, 5 01/03/2007 59 18.61 10,000 -7,000
Calian Technologies Ltd. Common Shares Calian Technology Ltd 1 28/02/2007 10 12.5 300 300 Calian Technologies Ltd. Common Shares Calian Technology Ltd 1 28/02/2007 38 0 -300 Calian Technologies Ltd. Common Shares Calian Technology Ltd 1 02/03/2007 10 12.5 300 300 Calian Technologies Ltd. Common Shares Calian Technology Ltd 1 02/03/2007 38 0 -300 Calloway Real Estate Investment Trust
Class B Series 1 Limited Partnership Units
Goldhar, Mitchell 3 28/02/2007 11 905,563 24,412
Calloway Real Estate Investment Trust
Class B Series 1 Limited Partnership Units
Goldhar, Mitchell 3 28/02/2007 11 905,561 24,411
Calloway Real Estate Investment Trust
Class B Series 1 Limited Partnership Units
Goldhar, Mitchell 3 28/02/2007 11 3,193,547 36,719
Calloway Real Estate Investment Trust
Class C Series 1 Limited Partnership Units
Goldhar, Mitchell 3 28/02/2007 11 688,444 -36,719
Calloway Real Estate Investment Trust
Class C Series 1 Limited Partnership Units
Goldhar, Mitchell 3 28/02/2007 11 8,978,299 -48,821
Calloway Real Estate Investment Trust
Special Voting Units Goldhar, Mitchell 3 28/02/2007 11 20.1 905,562 24,411
Calloway Real Estate Investment Trust
Special Voting Units Goldhar, Mitchell 3 28/02/2007 11 20.1 905,560 24,410
Calloway Real Estate Investment Trust
Special Voting Units Goldhar, Mitchell 3 28/02/2007 11 20.1 3,193,547 36,719
Calloway Real Estate Investment Trust
Trust Units Goldhar, Mitchell 3 28/02/2007 97 20.1 9,391,069 55,078
Cameco Corporation Common Shares Hopkins, Nancy Elizabeth 4 16/09/2004 10 93.05 2,200 -1,000 Cameco Corporation Common Shares Hopkins, Nancy Elizabeth 4 06/01/2005 37 6,400 Cameco Corporation Common Shares Hopkins, Nancy Elizabeth 4 06/01/2005 37 6,600 4,400
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2393
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Cameco Corporation Common Shares Hopkins, Nancy Elizabeth 4 17/02/2006 37 9,600 Cameco Corporation Common Shares Hopkins, Nancy Elizabeth 4 17/02/2006 37 13,200 6,600 Canaccord Capital Inc. Common Shares Barlow, Jeffrey Griffin 7 26/02/2007 00 Canaccord Capital Inc. Common Shares Barlow, Jeffrey Griffin 7 26/02/2007 00 Canaccord Capital Inc. Common Shares Barlow, Jeffrey Griffin 7 27/02/2007 56 18,441 18,441 Canaccord Capital Inc. Common Shares Cicci, Matthew 7 31/12/2006 30 14.91 2,471 1,634 Canaccord Capital Inc. Common Shares Hoff, Rita 7 20/02/2007 10 21.27 62,707 -1,000 Canaccord Capital Inc. Common Shares Johnson, Neil Allan 7 25/02/2007 10 20.527 151,211 24,358 Canaccord Capital Inc. Common Shares Keegan, Karl David 7 25/02/2007 10 20.527 79,853 24,358 Canaccord Capital Inc. Common Shares Macpherson, Kenneth
Grant7 22/02/2007 10 66,964 -5,000
Canaccord Capital Inc. Common Shares Nyquvest, Shayne Ian Frederick
7 21/02/2007 10 21.02 -31,189 -65,000
Canaccord Capital Inc. Common Shares Prouty, Eric 7 03/01/2006 00 Canaccord Capital Inc. Common Shares Prouty, Eric 7 31/12/2006 30 18.93 304 304 Canaccord Capital Inc. Common Shares Quealy, John 7 28/02/2007 00 27,974 Canaccord Capital Inc. Common Shares Quealy, John 7 28/02/2007 00 2,607 Canaccord Capital Inc. Common Shares Sepahi-Donboli, Giti 5 31/12/2006 30 21.01 709 53 Canaccord Capital Inc. Common Shares Steere, Matthew
Christopher 7 26/02/2007 00
Canaccord Capital Inc. Common Shares Steere, Matthew Christopher
7 27/02/2007 56 12,766 12,766
Canadian Apartment Properties Real Estate Investment Trust
Trust Units Amaral, Maria 5 15/12/2006 30 18.07 42,671 184
Canadian Apartment Properties Real Estate Investment Trust
Trust Units Amaral, Maria 5 15/12/2006 30 18.07 42,748 77
Canadian Apartment Properties Real Estate Investment Trust
Trust Units Amaral, Maria 5 15/12/2006 30 18.07 42,796 48
Canadian Apartment Properties Real Estate Investment Trust
Trust Units Amaral, Maria 5 18/12/2006 30 18.78 42,816 20
Canadian Apartment Properties Real Estate Investment Trust
Trust Units Amaral, Maria 5 15/12/2006 30 18.07 639 12
Canadian Apartment Properties Real Estate Investment Trust
Trust Units Amaral, Maria 5 15/12/2006 30 18.07 903 16
Canadian Apartment Properties Real Estate Investment Trust
Trust Units Amaral, Maria 5 15/12/2006 30 17.72 1,131 12
Canadian Apartment Properties Real Estate Investment Trust
Trust Units Amaral, Maria 5 15/12/2006 30 17.72 1,143 12
Canadian Apartment Properties Real Estate Investment Trust
Trust Units Amaral, Maria 5 02/03/2007 30 20.9 65,000 25,000
Canadian Apartment Properties Real Estate Investment Trust
Trust Units Bharucha, Yazdi 5 02/03/2007 30 20.9 84,354 40,000
Canadian Apartment Properties Real Estate Investment Trust
Trust Units Bharucha, Yazdi 5 15/02/2006 30 15.314 618 3
Canadian Apartment Properties Real Estate Investment Trust
Trust Units Bharucha, Yazdi 5 15/03/2006 30 15.724 621 3
Canadian Apartment Properties Real Estate Investment Trust
Trust Units Bharucha, Yazdi 5 15/04/2006 30 15.848 624 3
Canadian Apartment Properties Real Estate Investment Trust
Trust Units Bharucha, Yazdi 5 15/05/2006 30 15.781 627 3
Canadian Apartment Properties Real Estate Investment Trust
Trust Units Bharucha, Yazdi 5 15/06/2006 30 15.323 630 3
Canadian Apartment Properties Real Estate Investment Trust
Trust Units Bharucha, Yazdi 5 15/07/2006 30 16.038 633 3
Canadian Apartment Properties Real Estate Investment Trust
Trust Units Bharucha, Yazdi 5 15/08/2006 30 15.962 636 3
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2394
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Canadian Apartment Properties Real Estate Investment Trust
Trust Units Bharucha, Yazdi 5 15/09/2006 30 17.143 639 3
Canadian Apartment Properties Real Estate Investment Trust
Trust Units Bharucha, Yazdi 5 15/10/2006 30 17.666 642 3
Canadian Apartment Properties Real Estate Investment Trust
Trust Units Bharucha, Yazdi 5 15/11/2006 30 18.076 645 3
Canadian Apartment Properties Real Estate Investment Trust
Trust Units Bharucha, Yazdi 5 15/12/2006 30 17.724 648 3
Canadian Apartment Properties Real Estate Investment Trust
Trust Units Kenney, Mark 5 02/03/2007 30 20.9 122,744 40,000
Canadian Apartment Properties Real Estate Investment Trust
Trust Units Schwartz, Thomas 4, 5 15/01/2007 30 17.429 347,424 131
Canadian Apartment Properties Real Estate Investment Trust
Trust Units Schwartz, Thomas 4, 5 15/01/2007 30 17.429 347,889 465
Canadian Apartment Properties Real Estate Investment Trust
Trust Units Schwartz, Thomas 4, 5 15/02/2007 30 17.429 126
Canadian Apartment Properties Real Estate Investment Trust
Trust Units Schwartz, Thomas 4, 5 15/02/2007 30 18.295 348,015 126
Canadian Apartment Properties Real Estate Investment Trust
Trust Units Schwartz, Thomas 4, 5 15/02/2007 30 17.429 445
Canadian Apartment Properties Real Estate Investment Trust
Trust Units Schwartz, Thomas 4, 5 15/02/2007 30 18.295 348,460 445
Canadian Apartment Properties Real Estate Investment Trust
Trust Units Schwartz, Thomas 4, 5 15/01/2007 30 17.429 44,115 226
Canadian Apartment Properties Real Estate Investment Trust
Trust Units Schwartz, Thomas 4, 5 15/02/2007 30 18.295 44,332 217
Canadian Apartment Properties Real Estate Investment Trust
Trust Units Schwartz, Thomas 4, 5 15/01/2007 30 17.429 182,867 939
Canadian Apartment Properties Real Estate Investment Trust
Trust Units Schwartz, Thomas 4, 5 15/02/2007 30 18.295 183,766 899
Canadian Apartment Properties Real Estate Investment Trust
Trust Units Schwartz, Thomas 4, 5 15/01/2007 30 17.429 199,181 1,023
Canadian Apartment Properties Real Estate Investment Trust
Trust Units Schwartz, Thomas 4, 5 15/02/2007 30 18.295 200,160 979
Canadian Apartment Properties Real Estate Investment Trust
Trust Units Schwartz, Thomas 4, 5 02/03/2007 30 20.9 527,730 200,000
Canadian Apartment Properties Real Estate Investment Trust
Trust Units Schwartz, Thomas 4, 5 15/01/2007 30 17.429 196,313 1,008
Canadian Apartment Properties Real Estate Investment Trust
Trust Units Schwartz, Thomas 4, 5 15/02/2007 30 18.295 197,278 965
Canadian Arrow Mines Limited
Common Shares D'Aloisio, Paul Edward 4, 5 23/10/2006 00
Canadian Arrow Mines Limited
Common Shares D'Aloisio, Paul Edward 4, 5 28/02/2007 10 0.42 15,000 15,000
Canadian Golden Dragon Resources Ltd.
Common Shares Strashin, Elliot Phillip 3, 4, 5 28/02/2007 10 0.14 2,628,872 50,000
Canadian Golden Dragon Resources Ltd.
Common Shares Strashin, Elliot Phillip 3, 4, 5 02/03/2007 10 0.13 2,659,872 31,000
Canadian Golden Dragon Resources Ltd.
Common Shares Strashin, Elliot Phillip 3, 4, 5 05/03/2007 10 0.14 2,664,872 5,000
Canadian Golden Dragon Resources Ltd.
Options Strashin, Elliot Phillip 3, 4, 5 26/01/2007 50 0.15 600,000 -600,000
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2395
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Canadian Golden Dragon Resources Ltd.
Options Strashin, Elliot Phillip 3, 4, 5 21/02/2007 50 0.2 1,800,000 1,200,000
Canadian Golden Dragon Resources Ltd.
Options Strashin, Elliot Phillip 3, 4, 5 26/02/2007 50 0.25 1,200,000 -600,000
Canadian Hotel Income Properties Real Estate Investment Trust
Options Grayston, Kevin Eric 5 26/02/2007 51 11.42 233,000 -8,500
Canadian Hotel Income Properties Real Estate Investment Trust
Trust Units Grayston, Kevin Eric 5 26/02/2007 51 11.42 42,500 8,500
Canadian Hotel Income Properties Real Estate Investment Trust
Trust Units Lindsay, Thomas Douglas 4 26/02/2007 51 11.19 11,000 2,000
Canadian Hotel Income Properties Real Estate Investment Trust
Trust Units Lindsay, Thomas Douglas 4 26/02/2007 51 14.19 20,000 9,000
Canadian Imperial Bank of Commerce
Common Shares ESPP Arnold, David 5 31/12/2006 30 89.72 56 56
Canadian Imperial Bank of Commerce
Rights RSA Shares Arnold, David 5 07/12/2006 30 89.54 4,143 2,138
Canadian Imperial Bank of Commerce
Common Shares AYYAR, BALA 5 31/10/2006 30 5,220 2,342
Canadian Imperial Bank of Commerce
Common Shares AYYAR, BALA 5 31/10/2006 30 87.6 4,427 -793
Canadian Imperial Bank of Commerce
Common Shares ESPP AYYAR, BALA 5 31/12/2006 30 33.52 923 468
Canadian Imperial Bank of Commerce
Rights RSA Shares AYYAR, BALA 5 31/10/2006 30 2,355 -2,342
Canadian Imperial Bank of Commerce
Rights RSA Shares AYYAR, BALA 5 07/12/2006 30 89.54 4,285 1,930
Canadian Imperial Bank of Commerce
Common Shares Bell, Maureen Frances 5 31/10/2006 30 251 204
Canadian Imperial Bank of Commerce
Common Shares Bell, Maureen Frances 5 31/10/2006 30 87.6 156 -95
Canadian Imperial Bank of Commerce
Common Shares ESPP Bell, Maureen Frances 5 31/12/2006 30 81.98 2,586 220
Canadian Imperial Bank of Commerce
Rights RSA Shares Bell, Maureen Frances 5 31/10/2006 30 318 -204
Canadian Imperial Bank of Commerce
Rights RSA Shares Bell, Maureen Frances 5 07/12/2006 30 89.54 666 348
Canadian Imperial Bank of Commerce
Common Shares ESPP Bouganim, Jeffrey J 5 31/12/2006 30 242 134
Canadian Imperial Bank of Commerce
Common Shares ESPP Campbell, P. James 5 31/12/2006 30 76 76
Canadian Imperial Bank of Commerce
Rights RSA Shares Campbell, P. James 5 07/12/2006 30 89.54 3,066 1,426
Canadian Imperial Bank of Commerce
Common Shares Capatides, Michael 7, 5 09/03/2007 10 87.38 12,310 -5,700
Canadian Imperial Bank of Commerce
Common Shares Cooke, Rosemary Denise 5 05/03/2007 00 55
Canadian Imperial Bank of Commerce
Common Shares ESPP Cooke, Rosemary Denise 5 05/03/2007 00 209
Canadian Imperial Bank of Commerce
Rights RSA Shares Cooke, Rosemary Denise 5 05/03/2007 00 566
Canadian Imperial Bank of Commerce
Common Shares ESPP Ferren, John Paul 5 31/12/2006 30 328 169
Canadian Imperial Bank of Commerce
Rights RSA Shares Ferren, John Paul 5 07/12/2006 30 89.54 758 398
Canadian Imperial Bank of Commerce
Common Shares Gilkes, Brent Stephen 5 31/10/2006 30 1,801 766
Canadian Imperial Bank of Commerce
Common Shares ESPP Gilkes, Brent Stephen 5 31/12/2006 30 81.83 2,672 207
Canadian Imperial Bank of Commerce
Rights RSA Shares Gilkes, Brent Stephen 5 31/10/2006 30 638 -766
Canadian Imperial Bank of Commerce
Rights RSA Shares Gilkes, Brent Stephen 5 07/12/2006 30 89.54 1,122 484
Canadian Imperial Bank of Commerce
Rights RSA Shares Hasan, Raza 5 07/12/2006 30 89.54 3,380 1,769
Canadian Imperial Bank of Commerce
Common Shares ESPP Hughes, Robert Gordon 5 31/12/2006 30 761 139
Canadian Imperial Bank of Commerce
Rights RSA Shares Hughes, Robert Gordon 5 07/12/2006 30 89.54 795 459
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2396
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Canadian Imperial Bank of Commerce
Common Shares Lai, Claudia 5 31/10/2006 30 14,364 507
Canadian Imperial Bank of Commerce
Common Shares ESPP Lai, Claudia 5 31/12/2006 30 79 133 125
Canadian Imperial Bank of Commerce
Rights RSA Shares Lai, Claudia 5 31/10/2006 30 452 -507
Canadian Imperial Bank of Commerce
Rights RSA Shares Lai, Claudia 5 07/12/2006 30 89.54 860 408
Canadian Imperial Bank of Commerce
Common Shares ESPP Lee, Brian 5 31/12/2006 30 691 124
Canadian Imperial Bank of Commerce
Rights RSA Shares Lee, Brian 5 07/12/2006 30 89.54 925 484
Canadian Imperial Bank of Commerce
Common Shares ESPP Magri, Joseph Savior 5 31/12/2006 30 82.07 1,957 203
Canadian Imperial Bank of Commerce
Rights RSA Shares Magri, Joseph Savior 5 07/12/2006 30 89.54 1,453 730
Canadian Imperial Bank of Commerce
Common Shares ESPP Martin, Michael 5 31/12/2006 30 727 169
Canadian Imperial Bank of Commerce
Rights RSA Shares Martin, Michael 5 07/12/2006 30 89.54 1,897 1,042
Canadian Imperial Bank of Commerce
Common Shares McIsaac, Frances Louise 5 05/03/2007 10 100.59 526 -50
Canadian Imperial Bank of Commerce
Common Shares McSherry, James 5 31/10/2006 30 41,053 8,637
Canadian Imperial Bank of Commerce
Common Shares McSherry, James 5 31/10/2006 30 87.6 40,689 -364
Canadian Imperial Bank of Commerce
Common Shares ESPP McSherry, James 5 31/12/2006 30 37 37
Canadian Imperial Bank of Commerce
Rights RSA Shares McSherry, James 5 31/10/2006 30 7,595 -8,637
Canadian Imperial Bank of Commerce
Rights RSA Shares McSherry, James 5 07/12/2006 30 89.54 12,466 4,871
Canadian Imperial Bank of Commerce
Common Shares McVittie, Kimberley Ann 5 31/10/2006 30 1,005 704
Canadian Imperial Bank of Commerce
Common Shares McVittie, Kimberley Ann 5 31/10/2006 30 87.6 677 -328
Canadian Imperial Bank of Commerce
Common Shares ESPP McVittie, Kimberley Ann 5 31/12/2006 30 81.88 1,188 141
Canadian Imperial Bank of Commerce
Rights RSA Shares McVittie, Kimberley Ann 5 31/10/2006 30 780 -704
Canadian Imperial Bank of Commerce
Rights RSA Shares McVittie, Kimberley Ann 5 07/12/2006 30 89.54 1,586 806
Canadian Imperial Bank of Commerce
Common Shares Moseley, Timothy Stephen 5 13/12/2002 00
Canadian Imperial Bank of Commerce
Common Shares Moseley, Timothy Stephen 5 25/01/2007 90 171 171
Canadian Imperial Bank of Commerce
Common Shares Moseley, Timothy Stephen 5 31/10/2006 30 1,170 1,170
Canadian Imperial Bank of Commerce
Common Shares Moseley, Timothy Stephen 5 31/10/2006 30 87.6 625 -545
Canadian Imperial Bank of Commerce
Common Shares Moseley, Timothy Stephen 5 25/01/2007 90 454 -171
Canadian Imperial Bank of Commerce
Common Shares ESPP Moseley, Timothy Stephen 5 31/12/2006 30 82.41 84 81
Canadian Imperial Bank of Commerce
Rights RSA Shares Moseley, Timothy Stephen 5 31/10/2006 30 1,571 -1,170
Canadian Imperial Bank of Commerce
Rights RSA Shares Moseley, Timothy Stephen 5 07/12/2006 30 89.54 3,299 1,728
Canadian Imperial Bank of Commerce
Common Shares ESPP Moss, Jacqueline Crysler 5 31/12/2006 30 64 64
Canadian Imperial Bank of Commerce
Common Shares Shaughnessy, Francis Joseph
5 05/03/2007 10 99.1 580 -589
Canadian Imperial Bank of Commerce
Common Shares ESPP silverthorn, john 5 31/12/2006 30 14 14
Canadian Imperial Bank of Commerce
Rights RSA Shares silverthorn, john 5 07/12/2006 30 89.54 2,615 1,406
Canadian Imperial Bank of Commerce
Rights RSA Shares silverthorn, john 5 07/12/2006 30 98.55 3,629 1,014
Canadian Imperial Bank of Commerce
Common Shares Sirois, Charles 4 29/01/2007 30 102.23 10,396 50
Canadian Imperial Bank of Commerce
Common Shares ESPP Walker, Grace Anne 5 31/12/2006 30 81.89 482 139
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2397
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Canadian Imperial Bank of Commerce
Rights RSA Shares Walker, Grace Anne 5 07/12/2006 30 89.54 1,029 480
Canadian Income Management Inc.
Debentures Thomson, Peter Nesbitt 4 02/03/2007 10 88.66 $344,000 $245,000
Canadian National Railway Company
Common Shares Canadian National Railway Company
1 01/02/2007 38 46.316 420,000 150,000
Canadian National Railway Company
Common Shares Canadian National Railway Company
1 02/02/2007 38 46.433 420,000 150,000
Canadian National Railway Company
Common Shares Canadian National Railway Company
1 05/02/2007 38 46.201 356,900 56,900
Canadian National Railway Company
Common Shares Canadian National Railway Company
1 06/02/2007 38 45.744 531,900 175,000
Canadian National Railway Company
Common Shares Canadian National Railway Company
1 06/02/2007 38 381,900 -150,000
Canadian National Railway Company
Common Shares Canadian National Railway Company
1 07/02/2007 38 231,900 -150,000
Canadian National Railway Company
Common Shares Canadian National Railway Company
1 07/02/2007 38 45.466 406,900 175,000
Canadian National Railway Company
Common Shares Canadian National Railway Company
1 08/02/2007 38 350,000 -56,900
Canadian National Railway Company
Common Shares Canadian National Railway Company
1 08/02/2007 38 45.179 525,000 175,000
Canadian National Railway Company
Common Shares Canadian National Railway Company
1 09/02/2007 38 350,000 -175,000
Canadian National Railway Company
Common Shares Canadian National Railway Company
1 09/02/2007 38 45.36 500,000 150,000
Canadian National Railway Company
Common Shares Canadian National Railway Company
1 12/02/2007 38 325,000 -175,000
Canadian National Railway Company
Common Shares Canadian National Railway Company
1 12/02/2007 38 45.244 475,000 150,000
Canadian National Railway Company
Common Shares Canadian National Railway Company
1 13/02/2007 38 300,000 -175,000
Canadian National Railway Company
Common Shares Canadian National Railway Company
1 14/02/2007 38 150,000 -150,000
Canadian National Railway Company
Common Shares Canadian National Railway Company
1 14/02/2007 38 46.96 300,000 150,000
Canadian National Railway Company
Common Shares Canadian National Railway Company
1 15/02/2007 38 150,000 -150,000
Canadian National Railway Company
Common Shares Canadian National Railway Company
1 15/02/2007 38 47.255 275,000 125,000
Canadian National Railway Company
Common Shares Canadian National Railway Company
1 16/02/2007 38 46.53 475,000 200,000
Canadian National Railway Company
Common Shares Canadian National Railway Company
1 20/02/2007 38 325,000 -150,000
Canadian National Railway Company
Common Shares Canadian National Railway Company
1 20/02/2007 38 46.163 450,000 125,000
Canadian National Railway Company
Common Shares Canadian National Railway Company
1 21/02/2007 38 325,000 -125,000
Canadian National Railway Company
Common Shares Canadian National Railway Company
1 21/02/2007 38 46.508 450,000 125,000
Canadian National Railway Company
Common Shares Canadian National Railway Company
1 22/02/2007 38 250,000 -200,000
Canadian National Railway Company
Common Shares Canadian National Railway Company
1 22/02/2007 38 46.551 382,100 132,100
Canadian National Railway Company
Common Shares Canadian National Railway Company
1 23/02/2007 38 257,100 -125,000
Canadian National Railway Company
Common Shares Canadian National Railway Company
1 23/02/2007 38 46.226 319,500 62,400
Canadian National Railway Company
Common Shares Canadian National Railway Company
1 26/02/2007 38 194,500 -125,000
Canadian National Railway Company
Common Shares Canadian National Railway Company
1 26/02/2007 38 46.335 344,500 150,000
Canadian National Railway Company
Common Shares Canadian National Railway Company
1 27/02/2007 38 212,400 -132,100
Canadian National Railway Company
Common Shares Canadian National Railway Company
1 27/02/2007 38 44.89 447,400 235,000
Canadian National Railway Company
Common Shares Canadian National Railway Company
1 28/02/2007 38 385,000 -62,400
Canadian National Railway Company
Common Shares Canadian National Railway Company
1 28/02/2007 38 44.017 620,000 235,000
Canadian National Railway Company
Common Shares Canadian National Railway Company
1 01/03/2007 38 470,000 -150,000
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2398
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Canadian National Railway Company
Common Shares Canadian National Railway Company
1 02/03/2007 38 235,000 -235,000
Canadian National Railway Company
Common Shares Canadian National Railway Company
1 05/03/2007 38 0 -235,000
Canadian Natural Resources Limited
Common Shares Best, Catherine May 4 18/01/2006 11 54.64 -183
Canadian Natural Resources Limited
Common Shares Best, Catherine May 4 18/01/2007 11 54.64 2,110 -183
Canadian Natural Resources Limited
Common Shares Stevens, Lyle Gordon 5 09/03/2007 30 59.23 167,857 722
Canadian Oil Sands Trust Trust Units Kubik, Ryan Michael 7 28/02/2007 10 26.998 13,303 100 Canadian Oil Sands Trust Trust Units Twiss, Wesley R. 7 06/03/2007 10 26.2 37,250 1,000 Canadian Pacific Railway Limited
Common Shares Barnhardt, Donald Frederick
5 31/12/2005 30 45.33 45
Canadian Pacific Railway Limited
Common Shares Barnhardt, Donald Frederick
5 31/12/2005 30 45.33 11
Canadian Pacific Railway Limited
Common Shares Barnhardt, Donald Frederick
5 31/12/2005 30 45.33 144 18
Canadian Pacific Railway Limited
Common Shares Barnhardt, Donald Frederick
5 31/12/2006 30 57.68 179 35
Canadian Pacific Railway Limited
Options Barnhardt, Donald Frederick
5 02/03/2007 50 62.56 16,350 3,200
Canadian Pacific Railway Limited
Options Barnhardt, Donald Frederick
5 02/03/2007 50 62.56 18,850 2,500
Canadian Pacific Railway Limited
Common Shares Bilodeau, Ronald 5 31/12/2006 30 57.67 979 270
Canadian Pacific Railway Limited
Options Bilodeau, Ronald 5 02/03/2007 50 62.56 36,100 5,500
Canadian Pacific Railway Limited
Options Bilodeau, Ronald 5 02/03/2007 50 62.56 40,500 4,400
Canadian Pacific Railway Limited
Common Shares Borak, Allen H. 5 31/12/2006 30 57.66 742 345
Canadian Pacific Railway Limited
Options Borak, Allen H. 5 02/03/2007 50 62.56 146,650 10,400
Canadian Pacific Railway Limited
Options Borak, Allen H. 5 02/03/2007 50 62.56 157,750 11,100
Canadian Pacific Railway Limited
Common Shares Campbell, Donald Byron 5 31/12/2006 30 57.49 2,907 75
Canadian Pacific Railway Limited
Options Campbell, Donald Byron 5 02/03/2007 50 62.56 92,500 8,500
Canadian Pacific Railway Limited
Options Campbell, Donald Byron 5 02/03/2007 50 62.56 101,500 9,000
Canadian Pacific Railway Limited
Common Shares Clark, Paul 5 31/12/2006 30 57.7 2,320 307
Canadian Pacific Railway Limited
Options Clark, Paul 5 02/03/2007 50 62.56 91,050 7,400
Canadian Pacific Railway Limited
Options Clark, Paul 5 02/03/2007 50 62.56 96,950 5,900
Canadian Pacific Railway Limited
Common Shares Cunningham, James 5 31/12/2006 30 58.21 4,768 5
Canadian Pacific Railway Limited
Options Cunningham, James 5 02/03/2007 50 62.56 63,300 6,500
Canadian Pacific Railway Limited
Options Cunningham, James 5 02/03/2007 50 62.56 68,500 5,200
Canadian Pacific Railway Limited
Common Shares Foot, Neal Royston 5 31/12/2006 30 57.7 3,348 431
Canadian Pacific Railway Limited
Options Foot, Neal Royston 5 02/03/2007 50 62.56 170,200 17,900
Canadian Pacific Railway Limited
Options Foot, Neal Royston 5 02/03/2007 50 62.56 183,700 13,500
Canadian Pacific Railway Limited
Common Shares Foot, Raymond 5 31/12/2006 30 57.7 2,348 317
Canadian Pacific Railway Limited
Options Foot, Raymond 5 02/03/2007 50 62.56 101,500 7,700
Canadian Pacific Railway Limited
Options Foot, Raymond 5 02/03/2007 50 62.56 107,700 6,200
Canadian Pacific Railway Limited
Common Shares Franczak, J. Michael 5 31/12/2006 30 57.67 122
Canadian Pacific Railway Limited
Common Shares Franczak, J. Michael 5 31/12/2006 30 63.75 158 32
Canadian Pacific Railway Limited
Options Franczak, J. Michael 5 02/03/2007 50 62.56 31,000 6,400
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2399
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Canadian Pacific Railway Limited
Options Franczak, J. Michael 5 02/03/2007 50 62.56 36,100 5,100
Canadian Pacific Railway Limited
Common Shares Graham, Vernon William 5 31/12/2006 30 60.46 4,019 17
Canadian Pacific Railway Limited
Options Graham, Vernon William 5 02/03/2007 50 62.56 79,800 6,500
Canadian Pacific Railway Limited
Options Graham, Vernon William 5 02/03/2007 50 62.56 85,000 5,200
Canadian Pacific Railway Limited
Common Shares Grassby, Brian 5 31/12/2006 30 57.66 847 284
Canadian Pacific Railway Limited
Options Grassby, Brian 5 02/03/2007 50 62.56 101,900 7,700
Canadian Pacific Railway Limited
Options Grassby, Brian 5 02/03/2007 50 62.56 108,000 6,100
Canadian Pacific Railway Limited
Common Shares Green, Fred J. 4, 5 31/12/2006 30 57.68 12,858 857
Canadian Pacific Railway Limited
Options Green, Fred J. 4, 5 02/03/2007 50 62.56 385,000 96,200
Canadian Pacific Railway Limited
Options Green, Fred J. 4, 5 02/03/2007 50 62.56 487,600 102,600
Canadian Pacific Railway Limited
Common Shares Guthrie, Paul Anthony 5 31/12/2006 30 57.73 3,396 335
Canadian Pacific Railway Limited
Options Guthrie, Paul Anthony 5 02/03/2007 50 62.56 92,500 10,000
Canadian Pacific Railway Limited
Options Guthrie, Paul Anthony 5 02/03/2007 50 62.56 103,100 10,600
Canadian Pacific Railway Limited
Common Shares Harrower, Judy 5 31/12/2006 30 57.79 236
Canadian Pacific Railway Limited
Common Shares Harrower, Judy 5 31/12/2006 30 57.79 2,526 117
Canadian Pacific Railway Limited
Options Harrower, Judy 5 02/03/2007 50 62.56 35,000 6,500
Canadian Pacific Railway Limited
Options Harrower, Judy 5 02/03/2007 50 62.56 40,200 5,200
Canadian Pacific Railway Limited
Common Shares Lambert, Michael Robert 5 16/10/2006 00
Canadian Pacific Railway Limited
Common Shares Lambert, Michael Robert 5 31/12/2006 30 64.37 23 23
Canadian Pacific Railway Limited
Options Lambert, Michael Robert 5 02/03/2007 50 62.56 50,600 30,600
Canadian Pacific Railway Limited
Options Lambert, Michael Robert 5 02/03/2007 50 62.56 76,200 25,600
Canadian Pacific Railway Limited
Common Shares Legg, Jonathan R 5 31/12/2006 30 57.65 4,938 306
Canadian Pacific Railway Limited
Options Legg, Jonathan R 5 02/03/2007 50 62.56 30,600 8,100
Canadian Pacific Railway Limited
Options Legg, Jonathan R 5 02/03/2007 50 62.56 37,000 6,400
Canadian Pacific Railway Limited
Common Shares McBoyle, John Robert Lloyd 5 31/12/2006 30 57.69 5,462 279
Canadian Pacific Railway Limited
Options McBoyle, John Robert Lloyd 5 02/03/2007 50 62.56 84,900 6,800
Canadian Pacific Railway Limited
Options McBoyle, John Robert Lloyd 5 02/03/2007 50 62.56 90,400 5,500
Canadian Pacific Railway Limited
Common Shares Milloy, John Robert 5 31/12/2006 30 57.71 1,465 173
Canadian Pacific Railway Limited
Options Milloy, John Robert 5 02/03/2007 50 62.56 36,900 6,400
Canadian Pacific Railway Limited
Options Milloy, John Robert 5 02/03/2007 50 62.56 42,000 5,100
Canadian Pacific Railway Limited
Options O'Hagan, Jane 5 02/03/2007 50 62.56 49,010 8,000
Canadian Pacific Railway Limited
Options O'Hagan, Jane 5 02/03/2007 50 62.56 57,510 8,500
Canadian Pacific Railway Limited
Common Shares Robinson, Tracy 5 31/12/2006 30 57.71 4,574 260
Canadian Pacific Railway Limited
Options Robinson, Tracy 5 02/03/2007 50 62.56 43,135 6,500
Canadian Pacific Railway Limited
Options Robinson, Tracy 5 02/03/2007 50 62.56 48,335 5,200
Canadian Pacific Railway Limited
Common Shares Shields, Robert Andrew 5 31/12/2006 30 57.67 1,069 341
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2400
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Canadian Pacific Railway Limited
Options Shields, Robert Andrew 5 02/03/2007 50 62.56 105,200 10,500
Canadian Pacific Railway Limited
Options Shields, Robert Andrew 5 02/03/2007 50 62.56 116,500 11,300
Canadian Pacific Railway Limited
Common Shares Szel, Marcella 5 31/12/2006 30 57.7 3,096 413
Canadian Pacific Railway Limited
Options Szel, Marcella 5 02/03/2007 50 62.56 169,925 17,200
Canadian Pacific Railway Limited
Options Szel, Marcella 5 02/03/2007 50 62.56 182,925 13,000
Canadian Pacific Railway Limited
Options Walsh, John R. 5 02/03/2007 50 62.56 55,650 7,400
Canadian Pacific Railway Limited
Options Walsh, John R. 5 02/03/2007 50 62.56 61,550 5,900
Canadian Pacific Railway Limited
Common Shares Winter, Brock M. 5 31/12/2006 30 57.83 2,372 333
Canadian Pacific Railway Limited
Options Winter, Brock M. 5 02/03/2007 50 62.56 75,350 15,900
Canadian Pacific Railway Limited
Options Winter, Brock M. 5 02/03/2007 50 62.56 87,250 11,900
Canadian Real Estate Investment Trust
Units Real Estate Investment Trust Units
Arsenault, Rene 7 09/03/2007 30 766 178
Canadian Real Estate Investment Trust
Units Real Estate Investment Trust Units
Mackay, Reay 4 06/03/2007 30 11,378 50
Canadian Real Estate Investment Trust
Units Real Estate Investment Trust Units
Marino, John Francis 4 06/03/2007 30 4,365 117
Canadian Real Estate Investment Trust
Units Real Estate Investment Trust Units
McEwen, Finley 7 06/03/2007 30 1,461 11
Canadian Real Estate Investment Trust
Units Real Estate Investment Trust Units
McEwen, Finley 7 06/03/2007 30 25,843 179
Canadian Real Estate Investment Trust
Units Real Estate Investment Trust Units
Morassutti, Lawrence 4 09/03/2007 30 57,323 42
Canadian Real Estate Investment Trust
Units Real Estate Investment Trust Units
Morehouse, John 7 06/03/2007 30 26,419 60
Canadian Real Estate Investment Trust
Units Real Estate Investment Trust Units
Scott, Sharples 5 14/03/2006 00
Canadian Real Estate Investment Trust
Units Real Estate Investment Trust Units
Scott, Sharples 5 20/03/2006 00
Canadian Real Estate Investment Trust
Units Real Estate Investment Trust Units
Somerville, Judith 7 06/03/2007 30 5,805 123
Canadian Real Estate Investment Trust
Units Real Estate Investment Trust Units
Tory, James Marshall 4 09/03/2007 30 6,796 73
Canadian Real Estate Investment Trust
Units Real Estate Investment Trust Units
Varkony, Jacquie 5 31/12/2006 00 22
Canadian Real Estate Investment Trust
Units Real Estate Investment Trust Units
Varkony, Jacquie 5 24/01/2007 00
Canadian Real Estate Investment Trust
Units Real Estate Investment Trust Units
Witterick, Robert 4 09/03/2007 30 7,411 918
Canadian Real Estate Investment Trust
Units Real Estate Investment Trust Units
Witterick, Robert 4 09/03/2007 30 92,816 4,582
Canadian Royalties Inc. Common Shares Zinke, Jens 5 27/02/2007 90 3 11,000 5,000 Canadian Royalties Inc. Common Shares Zinke, Jens 5 27/02/2007 90 3 10 -5,000 Canadian Sub-Surface Energy Services Corp.
Common Shares Cameron, Ian James 5 20/11/2006 36 172,657 10,542
Canadian Sub-Surface Energy Services Corp.
Common Shares Cameron, Ian James 5 28/11/2006 36 10,542
Canadian Sub-Surface Energy Services Corp.
Common Shares Class B Cameron, Ian James 5 14/02/2006 36 -10,542
Canadian Sub-Surface Energy Services Corp.
Common Shares Class B Cameron, Ian James 5 20/11/2006 36 0 -10,542
Canadian Sub-Surface Energy Services Corp.
Common Shares Class B Cameron, Ian James 5 28/11/2006 36 -10,542
Canadian Sub-Surface Energy Services Corp.
Common Shares Gabel, Bradley Warren 5 20/11/2006 36 2,229,066 141,341
Canadian Sub-Surface Energy Services Corp.
Common Shares Gabel, Bradley Warren 5 28/11/2006 36 141,341
Canadian Sub-Surface Energy Services Corp.
Common Shares Class B Gabel, Bradley Warren 5 14/02/2006 36 -141,341
Canadian Sub-Surface Energy Services Corp.
Common Shares Class B Gabel, Bradley Warren 5 20/11/2006 36 0 -141,341
Canadian Sub-Surface Energy Services Corp.
Common Shares Class B Gabel, Bradley Warren 5 28/11/2006 36 -141,341
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2401
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Canadian Sub-Surface Energy Services Corp.
Common Shares Leith Wheeler Investment Counsel Ltd
3 08/02/2007 00 1,864,500
Canadian Sub-Surface Energy Services Corp.
Common Shares Tobman, William 4 20/11/2006 36 276,592 12,745
Canadian Sub-Surface Energy Services Corp.
Common Shares Tobman, William 4 28/11/2006 36 12,745
Canadian Sub-Surface Energy Services Corp.
Common Shares Class B Tobman, William 4 14/02/2006 36 -12,745
Canadian Sub-Surface Energy Services Corp.
Common Shares Class B Tobman, William 4 20/11/2006 36 0 -12,745
Canadian Sub-Surface Energy Services Corp.
Common Shares Class B Tobman, William 4 28/11/2006 36 -12,745
Canadian Sub-Surface Energy Services Corp.
Common Shares Tucker, Barry William 3 20/11/2006 36 2,229,066 141,341
Canadian Sub-Surface Energy Services Corp.
Common Shares Tucker, Barry William 3 28/11/2006 36 -141,341
Canadian Sub-Surface Energy Services Corp.
Common Shares Tucker, Barry William 3 28/11/2006 36 141,341
Canadian Sub-Surface Energy Services Corp.
Common Shares Class B Tucker, Barry William 3 14/02/2006 36 -141,341
Canadian Sub-Surface Energy Services Corp.
Common Shares Class B Tucker, Barry William 3 20/11/2006 36 0 -141,341
Canadian Sub-Surface Energy Services Corp.
Common Shares Class B Tucker, Barry William 3 28/11/2006 36 -141,341
Canadian Superior Energy Inc.
Common Shares Coolen, Michael Edward 4, 5 28/02/2007 30 2.7834 43,102 905
Canadian Superior Energy Inc.
Common Shares Dore, Neil Denis 5 28/02/2007 30 2.7834 13,066 538
Canadian Superior Energy Inc.
Common Shares Harman, Roger James 5 28/02/2007 30 2.7834 19,512 543
Canadian Utilities Limited Preferred Shares Series W
French, Basil K. 4, 7 11/12/2002 00
Canadian Utilities Limited Preferred Shares Series W
French, Basil K. 4, 7 11/12/2002 00 500
Canadian Utilities Limited Non-Voting Shares Class A
Hanson, Brenda L. 7 28/04/2006 00
Canadian Utilities Limited Non-Voting Shares Class A
Hanson, Brenda L. 7 28/04/2006 00 68
Canadian Utilities Limited Non-Voting Shares Class A
Payne, R.L. Vaughan 7 02/03/2007 51 24.52 600 600
Canadian Utilities Limited Non-Voting Shares Class A
Payne, R.L. Vaughan 7 02/03/2007 10 43.15 500 -100
Canadian Utilities Limited Non-Voting Shares Class A
Payne, R.L. Vaughan 7 02/03/2007 10 43.14 300 -200
Canadian Utilities Limited Non-Voting Shares Class A
Payne, R.L. Vaughan 7 02/03/2007 10 43.13 100 -200
Canadian Utilities Limited Non-Voting Shares Class A
Payne, R.L. Vaughan 7 02/03/2007 10 43.05 0 -100
Canadian Utilities Limited Options 49.04 Payne, R.L. Vaughan 7 02/03/2007 51 0 -600 Canadian Utilities Limited Non-Voting Shares Class
ARayfield, Michael 4 12/05/2004 00
Canadian Utilities Limited Non-Voting Shares Class A
Rayfield, Michael 4 08/03/2007 10 42.78 1,000 1,000
Canadian Utilities Limited Common Shares Class B Shaw, Michael M. 7 21/05/2004 90 0 -200
Canadian Utilities Limited Common Shares Class B Shaw, Michael M. 7 29/08/2005 90 0 -200
Canadian Utilities Limited Common Shares Class B Shaw, Michael M. 7 17/03/2003 00
Canadian Utilities Limited Common Shares Class B Shaw, Michael M. 7 21/05/2004 90 200 200
Canadian Utilities Limited Common Shares Class B Shaw, Michael M. 7 29/08/2005 35 400 200
Canadian Western Bank Common Shares Ball, Tracey Colleen 5 05/03/2007 90 23.8 13,182 -168 Canadian Western Bank Common Shares Ball, Tracey Colleen 5 05/03/2007 90 23.8 7,032 168 Canadian Western Bank Common Shares Christensen, Lars Kurt 5 11/01/2007 35 4,116 330 Canadian Western Bank Common Shares Pollock, Laurence Malcolm 4, 5 31/12/2006 30 21.27 171,280 3,175
Canadian Western Bank Common Shares Pollock, Laurence Malcolm 4, 5 11/01/2007 35 370,845 183,835
Canadian Western Bank Options Pollock, Laurence Malcolm 4, 5 11/01/2007 35 769,600 384,800
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2402
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
CanAlaska Uranium Ltd. (formerly CanAlaska Ventures Ltd.)
Common Shares Barr, Harry 4, 5 26/02/2007 10 0.84 372,042 -10,000
CanAlaska Uranium Ltd. (formerly CanAlaska Ventures Ltd.)
Common Shares Barr, Harry 4, 5 26/02/2007 10 0.83 362,042 -10,000
CanAlaska Uranium Ltd. (formerly CanAlaska Ventures Ltd.)
Common Shares Barr, Harry 4, 5 28/02/2007 10 0.72 342,042 -20,000
CanAlaska Uranium Ltd. (formerly CanAlaska Ventures Ltd.)
Common Shares Barr, Harry 4, 5 28/02/2007 10 0.73 332,042 -10,000
CanAlaska Uranium Ltd. (formerly CanAlaska Ventures Ltd.)
Common Shares Barr, Harry 4, 5 28/02/2007 10 0.71 322,042 -10,000
CanAlaska Uranium Ltd. (formerly CanAlaska Ventures Ltd.)
Common Shares Barr, Harry 4, 5 28/02/2007 10 0.7 312,042 -10,000
CanAlaska Uranium Ltd. (formerly CanAlaska Ventures Ltd.)
Common Shares Bird, Colin 4 05/03/2007 54 0.52 112,500 37,500
CanAlaska Uranium Ltd. (formerly CanAlaska Ventures Ltd.)
Warrants Bird, Colin 4 05/03/2007 54 0.52 0 -37,500
Candax Energy Inc. Common Shares Kulpecz, Alexander Andrew 5 07/03/2007 10 0.398 393,422 125,000
Candax Energy Inc. Common Shares Wood, Michael Ian Thomas 4, 5 05/03/2007 10 0.46 3,899,000 67,500
Candax Energy Inc. Common Shares Wood, Michael Ian Thomas 4, 5 05/03/2007 10 0.47 3,938,000 39,000
Candax Energy Inc. Common Shares Wood, Michael Ian Thomas 4, 5 05/03/2007 10 0.455 4,031,500 93,500
Candorado Operating Company Ltd.
Common Shares bernard, rene franz 3, 4, 5 05/03/2007 10 0.41 4,872,184 20,000
Candorado Operating Company Ltd.
Common Shares bernard, rene franz 3, 4, 5 05/03/2007 10 0.44 4,917,184 45,000
Candorado Operating Company Ltd.
Common Shares bernard, rene franz 3, 4, 5 07/03/2007 10 0.4 4,962,184 45,000
Candorado Operating Company Ltd.
Common Shares bernard, rene franz 3, 4, 5 08/03/2007 10 0.4 4,992,184 30,000
Candorado Operating Company Ltd.
Common Shares bernard, rene franz 3, 4, 5 08/03/2007 10 0.41 5,003,684 11,500
Candorado Operating Company Ltd.
Common Shares bernard, rene franz 3, 4, 5 09/03/2007 10 0.41 5,021,684 18,000
Canfor Pulp Income Fund Fund Units Bonkemeyer, Patrick (Patch)
6 09/03/2007 10 14.61 0 -2,682
Canfor Pulp Income Fund Fund Units Calabrigo, David M. 6 28/02/2007 10 15.248 425 -1,324 Canfor Pulp Income Fund Fund Units Calabrigo, David M. 6 01/03/2007 30 14.78 190 -235 Canfor Pulp Income Fund Fund Units Campbell, Donald W. 4 22/02/2007 00 Canfor Pulp Income Fund Fund Units Campbell, Donald W. 4 22/02/2007 10 15.22 1,000 1,000 Canfor Pulp Income Fund Fund Units Pattison, James A. 6 23/02/2007 10 15.202 0 -165,800 Canfor Pulp Income Fund Fund Units Pattison, James A. 6 23/02/2007 10 15.202 1,457,836 -58,633 Canfor Pulp Income Fund Fund Units Pattison, James A. 6 26/02/2007 10 15.134 1,432,336 -25,500 Canfor Pulp Income Fund Fund Units Pattison, James A. 6 27/02/2007 10 14.968 1,385,336 -47,000 Canfor Pulp Income Fund Fund Units Pattison, James A. 6 27/02/2007 10 14.933 1,197,836 -187,500 Canfor Pulp Income Fund Fund Units Pattison, James A. 6 28/02/2007 10 14.802 1,114,936 -82,900 Canfor Pulp Income Fund Fund Units Pattison, James A. 6 01/03/2007 10 14.804 1,087,236 -27,700 Canfor Pulp Income Fund Fund Units Richards, Paul A. 4, 5 05/03/2007 10 14.75 10,000 2,000 Canfor Pulp Income Fund Fund Units Sitar, Thomas 5 01/07/2006 00 Canfor Pulp Income Fund Fund Units Sitar, Thomas 5 27/02/2007 10 14.96 1,500 1,500 Canfor Pulp Income Fund Fund Units Sitar, Thomas 5 01/03/2007 10 14.725 2,500 1,000 Canfor Pulp Income Fund Fund Units Sitar, Thomas 5 02/03/2007 10 14.8 3,700 1,200 Canfor Pulp Income Fund Fund Units Sitar, Thomas 5 05/03/2007 10 14.49 4,700 1,000 Capstone Mining Corp. Common Shares Tomanik, Christopher 1 08/03/2007 10 2 150,900 -10,000 Capstone Mining Corp. Common Shares Tomanik, Christopher 1 09/03/2007 10 2.05 140,900 -10,000 Carbiz Inc. Common Shares RITTER, CARL 4, 5 26/02/2007 10 0.25 1,197,316 -10,000 Carbiz Inc. Common Shares RITTER, CARL 4, 5 26/02/2007 10 0.26 1,187,316 -10,000 Cardero Resource Corp. Common Shares VAN ALPHEN, HENDRIK 4, 5 28/02/2007 11 0.01 1,245,550 -6,000 Carfinco Income Fund Trust Units Prussky, David Martin 4 07/03/2007 10 3.5 1,251,020 2,000 Carlaw Capital Corp. Common Shares Bhalla, Amar 4, 5 17/10/2006 00 1,000,000 Carlaw Capital Corp. Options Bhalla, Amar 4, 5 17/10/2006 00 Carlaw Capital Corp. Options Bhalla, Amar 4, 5 27/02/2007 50 0.2 363,850 363,850 Carlaw Capital Corp. Common Shares Campbell, Robert 5 17/10/2006 00 500,000
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2403
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Carlaw Capital Corp. Options Campbell, Robert 5 17/10/2006 00 Carlaw Capital Corp. Options Campbell, Robert 5 27/02/2007 50 0.2 105,325 105,325 Carlaw Capital Corp. Common Shares Kimel, Richard Michael 5 17/10/2006 00 75,000 Carlaw Capital Corp. Common Shares Lavine, Marc 4 17/10/2006 00 1,000,000 Carlaw Capital Corp. Options Lavine, Marc 4 17/10/2006 00 Carlaw Capital Corp. Options Lavine, Marc 4 27/02/2007 50 0.2 191,500 191,500 Carlaw Capital Corp. Common Shares MacGregor, Stuart 5 17/10/2006 00 500,000 Carlaw Capital Corp. Options MacGregor, Stuart 5 17/10/2006 00 105,325 Carlaw Capital Corp. Common Shares Sood, Ravi 4 20/02/2007 00 Carlaw Capital Corp. Common Shares Sood, Ravi 4 27/02/2007 00 750,000 Carlaw Capital Corp. Options Sood, Ravi 4 27/02/2007 00 191,500 Cathedral Energy Services Income Trust
Options DEFREITAS, RICHARD ALEXANDER
5 06/03/2007 51 4.96 65,000 -25,000
Cathedral Energy Services Income Trust
Trust Units DEFREITAS, RICHARD ALEXANDER
5 06/03/2007 51 4.96 231,818 25,000
Cathedral Energy Services Income Trust
Trust Units DEFREITAS, RICHARD ALEXANDER
5 09/03/2007 10 10.26 206,818 -25,000
CE Franklin Ltd. Options Baumgartner, James Earl 5 31/01/2007 50 126,969 6,996 CE Franklin Ltd. Rights Performance
Share Units Baumgartner, James Earl 5 31/01/2007 56 18,239 4,886
CE Franklin Ltd. Options BJORNSTAD, Keith Donald 5 31/01/2007 50 31,658 702
CE Franklin Ltd. Options BROWN, Maurice Byron 5 31/01/2007 50 66,912 6,297 CE Franklin Ltd. Rights Performance
Share Units BROWN, Maurice Byron 5 31/01/2007 56 14,783 4,397
CE Franklin Ltd. Options GREENWOOD, Brent Walter
5 31/01/2007 50 69,472 5,247
CE Franklin Ltd. Rights Performance Share Units
GREENWOOD, Brent Walter
5 31/01/2007 56 11,082 3,664
CE Franklin Ltd. Options JONES, Denise Ann 5 31/01/2007 50 39,882 3,498 CE Franklin Ltd. Rights Performance
Share Units JONES, Denise Ann 5 31/01/2007 56 5,410 2,443
CE Franklin Ltd. Options KOPER, Ronald Lawrence 5 31/01/2007 50 82,217 5,247
CE Franklin Ltd. Rights Performance Share Units
KOPER, Ronald Lawrence 5 31/01/2007 56 11,082 3,664
CE Franklin Ltd. Common Shares RITCHIE, Timothy Michael 5 26/02/2007 10 10.72 4,800 -200
CE Franklin Ltd. Common Shares RITCHIE, Timothy Michael 5 26/02/2007 10 10.74 4,615 -185
CE Franklin Ltd. Common Shares RITCHIE, Timothy Michael 5 26/02/2007 10 10.75 3,915 -700
CE Franklin Ltd. Common Shares RITCHIE, Timothy Michael 5 26/02/2007 10 10.7 3,350 -565
CE Franklin Ltd. Common Shares RITCHIE, Timothy Michael 5 26/02/2007 10 10.67 3,250 -100
CE Franklin Ltd. Common Shares RITCHIE, Timothy Michael 5 26/02/2007 10 10.66 1,700 -1,550
CE Franklin Ltd. Common Shares RITCHIE, Timothy Michael 5 26/02/2007 10 10.71 1,400 -300
CE Franklin Ltd. Common Shares RITCHIE, Timothy Michael 5 26/02/2007 10 10.8 800 -600
CE Franklin Ltd. Common Shares RITCHIE, Timothy Michael 5 26/02/2007 10 10.76 700 -100
CE Franklin Ltd. Common Shares RITCHIE, Timothy Michael 5 26/02/2007 10 9.77 -300
CE Franklin Ltd. Common Shares RITCHIE, Timothy Michael 5 28/02/2007 57 3,173 2,473
CE Franklin Ltd. Common Shares RITCHIE, Timothy Michael 5 28/02/2007 10 9.76 2,273 -900
CE Franklin Ltd. Common Shares RITCHIE, Timothy Michael 5 28/02/2007 10 9.77 1,973 -300
CE Franklin Ltd. Common Shares RITCHIE, Timothy Michael 5 28/02/2007 10 9.7701 1,473 -500
CE Franklin Ltd. Common Shares RITCHIE, Timothy Michael 5 28/02/2007 10 9.9 1,311 -162
CE Franklin Ltd. Common Shares RITCHIE, Timothy Michael 5 02/03/2007 10 9.5 1,111 -200
CE Franklin Ltd. Common Shares RITCHIE, Timothy Michael 5 02/03/2007 10 9.5001 911 -200
CE Franklin Ltd. Common Shares RITCHIE, Timothy Michael 5 02/03/2007 10 9.5032 700 -211
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2404
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
CE Franklin Ltd. Options RITCHIE, Timothy Michael 5 31/01/2007 50 105,782 6,996
CE Franklin Ltd. Rights Performance Share Units
RITCHIE, Timothy Michael 5 31/01/2007 56 12,304 4,886
CE Franklin Ltd. Rights Performance Share Units
RITCHIE, Timothy Michael 5 28/02/2007 57 9,831 -2,473
CE Franklin Ltd. Options TARDIF, Della Rae 5 31/01/2007 50 51,298 3,498 CE Franklin Ltd. Rights Performance
Share Units TARDIF, Della Rae 5 31/01/2007 56 5,410 2,443
CE Franklin Ltd. Options TATHAM, Roderick Hugh 4 31/01/2007 50 64,396 5,247
CE Franklin Ltd. Rights Performance Share Units
TATHAM, Roderick Hugh 4 31/01/2007 56 11,082 3,664
CE Franklin Ltd. Options WALLACE, David J. 5 31/01/2007 50 33,383 282 CE Franklin Ltd. Rights Performance
Share Units WALLACE, David J. 5 31/01/2007 56 5,429 978
CE Franklin Ltd. Common Shares WEST, Michael Stephen 5 30/06/2003 00 CE Franklin Ltd. Common Shares WEST, Michael Stephen 5 08/03/2007 51 5,045 5,045 CE Franklin Ltd. Common Shares WEST, Michael Stephen 5 08/03/2007 10 9.75 4,563 -482 CE Franklin Ltd. Common Shares WEST, Michael Stephen 5 08/03/2007 10 9.72 4,263 -300 CE Franklin Ltd. Common Shares WEST, Michael Stephen 5 08/03/2007 10 9.7 3,963 -300 CE Franklin Ltd. Common Shares WEST, Michael Stephen 5 08/03/2007 10 9.64 0 -3,963 CE Franklin Ltd. Options WEST, Michael Stephen 5 31/01/2007 50 110,508 41,991 CE Franklin Ltd. Options WEST, Michael Stephen 5 08/03/2007 51 105,463 -5,045 CE Franklin Ltd. Rights Performance
Share Units WEST, Michael Stephen 5 31/01/2007 56 66,882 29,315
CGI Group Inc. Options Adra, Hicham 5 02/03/2007 51 6.05 240,230 -17,000 CGI Group Inc. Options Adra, Hicham 5 02/03/2007 51 6.732 235,230 -5,000 CGI Group Inc. Subordinate Voting
Shares Classe A Adra, Hicham 5 16/01/2003 00 25,456
CGI Group Inc. Subordinate Voting Shares Classe A
Adra, Hicham 5 02/03/2007 51 6.05 42,456 17,000
CGI Group Inc. Subordinate Voting Shares Classe A
Adra, Hicham 5 02/03/2007 51 6.732 47,456 5,000
CGI Group Inc. Subordinate Voting Shares Classe A
Adra, Hicham 5 02/03/2007 10 9.68 30,456 -17,000
CGI Group Inc. Subordinate Voting Shares Classe A
Adra, Hicham 5 02/03/2007 10 9.6882 25,456 -5,000
CGI Group Inc. Subordinate Voting Shares Classe A
Groupe CGI inc. 1 07/02/2007 38 9.4723 130,100 130,100
CGI Group Inc. Subordinate Voting Shares Classe A
Groupe CGI inc. 1 08/02/2007 38 9.4383 338,000 207,900
CGI Group Inc. Subordinate Voting Shares Classe A
Groupe CGI inc. 1 09/02/2007 38 9.3516 738,000 400,000
CGI Group Inc. Subordinate Voting Shares Classe A
Groupe CGI inc. 1 12/02/2007 38 9.3996 890,300 152,300
CGI Group Inc. Subordinate Voting Shares Classe A
Groupe CGI inc. 1 13/02/2007 38 9.4447 1,006,500 116,200
CGI Group Inc. Subordinate Voting Shares Classe A
Groupe CGI inc. 1 14/02/2007 38 9.5245 1,227,700 221,200
CGI Group Inc. Subordinate Voting Shares Classe A
Groupe CGI inc. 1 15/02/2007 38 9.58 1,277,700 50,000
CGI Group Inc. Subordinate Voting Shares Classe A
Groupe CGI inc. 1 23/02/2007 38 9.9349 1,503,700 226,000
CGI Group Inc. Subordinate Voting Shares Classe A
Groupe CGI inc. 1 27/02/2007 38 9.9568 1,883,900 380,200
CGI Group Inc. Subordinate Voting Shares Classe A
Groupe CGI inc. 1 28/02/2007 38 606,200 -1,277,700
CGI Group Inc. Subordinate Voting Shares Classe A
Groupe CGI inc. 1 28/02/2007 38 9.9035 1,101,600 495,400
CGI Group Inc. Subordinate Voting Shares Classe A
Groupe CGI inc. 1 06/03/2007 38 0 -1,101,600
CGI Group Inc. Subordinate Voting Shares Classe A
Rocheleau, Daniel 5 01/03/2007 90 7,322 7,322
CGI Group Inc. Subordinate Voting Shares Classe A
Rocheleau, Daniel 5 05/03/2007 90 7.8697 22,174 14,852
CGI Group Inc. Subordinate Voting Shares Classe A
Rocheleau, Daniel 5 01/03/2007 90 0 -7,322
CGI Group Inc. Subordinate Voting Shares Classe A
Rocheleau, Daniel 5 22/02/2007 30 8.632 14,969 655
CGI Group Inc. Subordinate Voting Shares Classe A
Rocheleau, Daniel 5 05/03/2007 90 9.9 -14,852
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2405
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
CGI Group Inc. Subordinate Voting Shares Classe A
Rocheleau, Daniel 5 05/03/2007 90 7.8697 117 -14,852
CGI Group Inc. Options Simoneau, Pierre 5 02/03/2007 51 8.55 9,685 -1,000 CGI Group Inc. Options Simoneau, Pierre 5 02/03/2007 51 8.5 9,000 -685 CGI Group Inc. Options Simoneau, Pierre 5 02/03/2007 51 7.81 7,000 -2,000 CGI Group Inc. Options Simoneau, Pierre 5 02/03/2007 51 6.05 5,000 -2,000 CGI Group Inc. Subordinate Voting
Shares Classe A Simoneau, Pierre 5 10/03/2006 00
CGI Group Inc. Subordinate Voting Shares Classe A
Simoneau, Pierre 5 02/03/2007 51 8.55 1,000 1,000
CGI Group Inc. Subordinate Voting Shares Classe A
Simoneau, Pierre 5 02/03/2007 51 8.5 1,685 685
CGI Group Inc. Subordinate Voting Shares Classe A
Simoneau, Pierre 5 02/03/2007 51 7.81 3,685 2,000
CGI Group Inc. Subordinate Voting Shares Classe A
Simoneau, Pierre 5 02/03/2007 51 6.05 5,685 2,000
CGI Group Inc. Subordinate Voting Shares Classe A
Simoneau, Pierre 5 02/03/2007 10 9.659 4,685 -1,000
CGI Group Inc. Subordinate Voting Shares Classe A
Simoneau, Pierre 5 02/03/2007 10 9.66 4,000 -685
CGI Group Inc. Subordinate Voting Shares Classe A
Simoneau, Pierre 5 02/03/2007 10 9.6625 2,000 -2,000
CGI Group Inc. Subordinate Voting Shares Classe A
Simoneau, Pierre 5 02/03/2007 10 9.65 0 -2,000
Chairman Capital Corp. Common Shares Betts, Norman Murray 6 01/03/2007 00 166,667 Chairman Capital Corp. Common Shares Coleman, Philip Allen 3, 4 27/02/2007 00 166,667 Channel Resources Ltd. Options Fitzpatrick, J. Gordon 4 02/03/2007 50 0.15 140,000 10,000 Channel Resources Ltd. Options Gunderson, Elmer Millard 4 02/03/2007 50 0.15 20,000 10,000 Channel Resources Ltd. Options Kajszo, Joe 4 02/03/2007 50 140,000 10,000 Channel Resources Ltd. Options Lulin, Jean-Marc 4 02/03/2007 50 0.15 140,000 10,000 Channel Resources Ltd. Common Shares Pettman, Gordon Edward 5 02/03/2007 00 Channel Resources Ltd. Options Pettman, Gordon Edward 5 02/03/2007 00 Channel Resources Ltd. Options Pettman, Gordon Edward 5 02/03/2007 50 0.15 250,000 250,000 Channel Resources Ltd. Options Stowe, David Howard Ross 4 02/03/2007 50 0.15 250,000 10,000
Chartwell Seniors Housing Real Estate Investment Trust
Trust Units Schwartz, Thomas 4 15/01/2007 30 13.75 4,935 31
Chartwell Seniors Housing Real Estate Investment Trust
Trust Units Schwartz, Thomas 4 15/02/2007 30 16.258 4,961 26
Chartwell Seniors Housing Real Estate Investment Trust
Trust Units Schwartz, Thomas 4 15/01/2007 30 13.75 2,537 16
Chartwell Seniors Housing Real Estate Investment Trust
Trust Units Schwartz, Thomas 4 15/02/2007 30 16.258 2,550 13
Chartwell Technology Inc. Common Shares Smith, Andrew Vernal Anthony
5 27/02/2007 10 2.17 56,600 -100
Chartwell Technology Inc. Common Shares Smith, Andrew Vernal Anthony
5 28/02/2007 10 2.17 46,700 -9,900
CI Financial Income Fund Deferred Equity Units Anderson, Peter W. 5 30/06/2006 00 CI Financial Income Fund Deferred Equity Units Anderson, Peter W. 5 01/03/2007 46 27,000 27,000 CI Financial Income Fund Options Besse, Ronald D. 4 05/03/2007 52 8,960 -4,400 CI Financial Income Fund Options Besse, Ronald D. 4 05/03/2007 52 4,760 -4,200 CI Financial Income Fund Deferred Equity Units Blair, Lorraine P. 7 30/06/2006 00 CI Financial Income Fund Deferred Equity Units Blair, Lorraine P. 7 01/03/2007 46 2,300 2,300 CI Financial Income Fund Deferred Equity Units Bonansinga, Massimo 7 30/06/2006 00 CI Financial Income Fund Deferred Equity Units Bonansinga, Massimo 7 01/03/2007 46 600 600 CI Financial Income Fund Deferred Equity Units Bustard, Michael R. 7 30/06/2006 00 CI Financial Income Fund Deferred Equity Units Bustard, Michael R. 7 01/03/2007 46 1,200 1,200 CI Financial Income Fund Deferred Equity Units Bustard, Michael R. 7 01/03/2007 46 2,800 1,600 CI Financial Income Fund Deferred Equity Units Canavan, Joseph C. 7 30/06/2006 00 CI Financial Income Fund Deferred Equity Units Canavan, Joseph C. 7 01/03/2007 46 27,000 27,000 CI Financial Income Fund Deferred Equity Units Caswell, Thomas V. 7 01/03/2007 46 1,900 600 CI Financial Income Fund Deferred Equity Units Caswell, Thomas V. 7 01/03/2007 46 3,500 1,600 CI Financial Income Fund Deferred Equity Units Champagne, Stephane 7 02/02/2007 00 CI Financial Income Fund Deferred Equity Units Champagne, Stephane 7 01/03/2007 46 900 900 CI Financial Income Fund Deferred Equity Units Chan, Kathy 7 30/06/2006 00 CI Financial Income Fund Deferred Equity Units Chan, Kathy 7 01/03/2007 46 1,600 1,600 CI Financial Income Fund Deferred Equity Units Chiu, Carol 7 30/06/2006 00 CI Financial Income Fund Deferred Equity Units Chiu, Carol 7 01/03/2007 46 1,600 1,600 CI Financial Income Fund Deferred Equity Units Dennig, Ken 7 30/06/2006 00
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2406
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
CI Financial Income Fund Deferred Equity Units Dennig, Ken 7 01/03/2007 46 1,600 1,600 CI Financial Income Fund Trust Units Derksen, Paul 4 30/06/2006 00 CI Financial Income Fund Trust Units Derksen, Paul 4 06/03/2007 10 27.14 3,100 3,100 CI Financial Income Fund Trust Units Derksen, Paul 4 07/03/2007 10 27.65 10,000 6,900 CI Financial Income Fund Deferred Equity Units Dewar, Aletta, J.B. (Letty) 7 30/06/2006 00 CI Financial Income Fund Deferred Equity Units Dewar, Aletta, J.B. (Letty) 7 01/03/2007 46 1,600 1,600 CI Financial Income Fund Deferred Equity Units Donald, Steven J. 7 30/06/2006 00 CI Financial Income Fund Deferred Equity Units Donald, Steven J. 7 01/03/2007 46 3,200 3,200 CI Financial Income Fund Deferred Equity Units Dorrell, Robert James 7 30/06/2006 00 CI Financial Income Fund Deferred Equity Units Dorrell, Robert James 7 01/03/2007 46 2,700 2,700 CI Financial Income Fund Deferred Equity Units Dutkiewicz, James 7 01/03/2007 46 9,200 4,800 CI Financial Income Fund Deferred Equity Units Gill, Amarjit 7 30/06/2006 00 CI Financial Income Fund Deferred Equity Units Gill, Amarjit 7 01/03/2007 46 1,600 1,600 CI Financial Income Fund Deferred Equity Units Girard, David Leslie 7 30/06/2006 00 CI Financial Income Fund Deferred Equity Units Girard, David Leslie 7 01/03/2007 46 2,400 2,400 CI Financial Income Fund Deferred Equity Units Green, Derek J. 7 01/03/2007 46 14,300 9,000 CI Financial Income Fund Deferred Equity Units Holland, William T. 4, 5 30/06/2006 00 CI Financial Income Fund Deferred Equity Units Holland, William T. 4, 5 01/03/2007 46 40,400 40,400 CI Financial Income Fund Deferred Equity Units Hurst, Frank 7 30/06/2006 00 CI Financial Income Fund Deferred Equity Units Hurst, Frank 7 01/03/2007 46 800 800 CI Financial Income Fund Deferred Equity Units Issa, Munir T. 7 30/06/2006 00 CI Financial Income Fund Deferred Equity Units Issa, Munir T. 7 01/03/2007 46 2,200 2,200 CI Financial Income Fund Deferred Equity Units Jamieson, Douglas J.R. 5 30/06/2006 00 CI Financial Income Fund Deferred Equity Units Jamieson, Douglas J.R. 5 01/03/2007 46 3,100 3,100 CI Financial Income Fund Deferred Equity Units Jenkins, Stephen F. 7 01/03/2007 46 11,900 4,800 CI Financial Income Fund Deferred Equity Units Jenkins, Stephen F. 7 01/03/2007 46 15,100 3,200 CI Financial Income Fund Deferred Equity Units Kerr, Neal A. 7 01/03/2007 46 10,600 5,900 CI Financial Income Fund Deferred Equity Units Killeen, Michael J. 5 30/06/2006 00 CI Financial Income Fund Deferred Equity Units Killeen, Michael J. 5 01/03/2007 46 3,000 3,000 CI Financial Income Fund Deferred Equity Units Kocsar, Tim 7 30/06/2006 00 CI Financial Income Fund Deferred Equity Units Kocsar, Tim 7 01/03/2007 46 800 800 CI Financial Income Fund Deferred Equity Units MacLeod, Mark D. 7 30/06/2006 00 CI Financial Income Fund Deferred Equity Units MacLeod, Mark D. 7 01/03/2007 46 1,200 1,200 CI Financial Income Fund Deferred Equity Units MacLeod, Mark D. 7 01/03/2007 46 2,800 1,600 CI Financial Income Fund Deferred Equity Units MacPhail, Stephen A. 5 30/06/2006 00 CI Financial Income Fund Deferred Equity Units MacPhail, Stephen A. 5 01/03/2007 46 27,000 27,000 CI Financial Income Fund Deferred Equity Units McBain, David R. 7 01/03/2007 46 11,700 6,400 CI Financial Income Fund Deferred Equity Units Pauli, David C. 7 30/06/2006 00 CI Financial Income Fund Deferred Equity Units Pauli, David C. 7 01/03/2007 46 5,100 5,100 CI Financial Income Fund Deferred Equity Units Reilly, April-Dawn M. 7 20/10/2006 00 CI Financial Income Fund Deferred Equity Units Reilly, April-Dawn M. 7 01/03/2007 46 800 800 CI Financial Income Fund Deferred Equity Units Roland, Michael J. 7 30/06/2006 00 CI Financial Income Fund Deferred Equity Units Roland, Michael J. 7 01/03/2007 46 1,600 1,600 CI Financial Income Fund Deferred Equity Units Ross, James E. 7 30/06/2006 00 CI Financial Income Fund Deferred Equity Units Ross, James E. 7 01/03/2007 46 2,600 2,600 CI Financial Income Fund Deferred Equity Units Roy, Robert Eugene J 7 30/06/2006 00 CI Financial Income Fund Deferred Equity Units Roy, Robert Eugene J 7 01/03/2007 46 1,600 1,600 CI Financial Income Fund Deferred Equity Units Samji, Areef 7 30/06/2006 00 CI Financial Income Fund Deferred Equity Units Samji, Areef 7 01/03/2007 46 600 600 CI Financial Income Fund Deferred Equity Units Sampson, Jan L. 7 29/08/2006 00 CI Financial Income Fund Deferred Equity Units Sampson, Jan L. 7 01/03/2007 46 2,700 2,700 CI Financial Income Fund Deferred Equity Units Shaw, John P. 7 01/03/2007 46 2,300 1,200 CI Financial Income Fund Deferred Equity Units Shin, Gregory H. 7 30/06/2006 00 CI Financial Income Fund Deferred Equity Units Shin, Gregory H. 7 01/03/2007 46 2,100 2,100 CI Financial Income Fund Deferred Equity Units Simon, Paul E. 7 01/03/2007 46 1,400 700 CI Financial Income Fund Deferred Equity Units Smith, Clive S 7 30/06/2006 00 CI Financial Income Fund Deferred Equity Units Smith, Clive S 7 01/03/2007 46 2,700 2,700 CI Financial Income Fund Deferred Equity Units Turner, Matthew D. 7 30/06/2006 00 CI Financial Income Fund Deferred Equity Units Turner, Matthew D. 7 01/03/2007 46 1,600 1,600 CI Financial Income Fund Deferred Equity Units von Boetticher, Chris 7 30/06/2006 00 CI Financial Income Fund Deferred Equity Units von Boetticher, Chris 7 01/03/2007 46 1,600 1,600 CI Financial Income Fund Deferred Equity Units Wagner, Brent Charles 7 30/06/2006 00 CI Financial Income Fund Deferred Equity Units Wagner, Brent Charles 7 01/03/2007 46 2,700 2,700 CI Financial Income Fund Deferred Equity Units Wylie, Richard J. 7 01/09/2006 00 CI Financial Income Fund Deferred Equity Units Wylie, Richard J. 7 01/03/2007 46 1,200 1,200 Cinch Energy Corp. Options TAIT, SARAH 5 16/05/2005 00 Cinch Energy Corp. Options TAIT, SARAH 5 16/05/2005 50 2.14 75,000 75,000 Cinch Energy Corp. Options TAIT, SARAH 5 18/11/2005 50 2.7 100,000 25,000 Cinch Energy Corp. Options TAIT, SARAH 5 27/03/2006 50 2.22 125,000 25,000 Cinch Energy Corp. Options TAIT, SARAH 5 25/09/2006 50 1.24 175,000 50,000 Cirrus Energy Corporation Common Shares Gradeen, Glenn David 4 16/03/2004 00 Cirrus Energy Corporation Common Shares Gradeen, Glenn David 4 16/03/2004 00 Cirrus Energy Corporation Common Shares Gradeen, Glenn David 4 14/04/2005 54 17,000 17,000
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2407
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Cirrus Energy Corporation Special Warrants Issued April 15, 2004
Gradeen, Glenn David 4 16/03/2004 00
Cirrus Energy Corporation Special Warrants Issued April 15, 2004
Gradeen, Glenn David 4 16/03/2004 00
Cirrus Energy Corporation Special Warrants Issued April 15, 2004
Gradeen, Glenn David 4 15/04/2004 53 17,000 17,000
Cirrus Energy Corporation Special Warrants Issued April 15, 2004
Gradeen, Glenn David 4 14/04/2005 36 0.3 -17,000
Cirrus Energy Corporation Special Warrants Issued April 15, 2004
Gradeen, Glenn David 4 14/04/2005 54 0.3 0 -17,000
Cirrus Energy Corporation Common Shares Orr, Pamela 5 16/02/2007 00 Cirrus Energy Corporation Common Shares Orr, Pamela 5 01/03/2007 11 1.25 200,000 200,000 Citadel Stable S-1 Income Fund
Trust Units Bruvall, James Thomas 4, 5 08/03/2007 10 8.1 87,955 -1,000
Citadel Stable S-1 Income Fund
Trust Units MacDonald, Joseph Francis 5 05/03/2007 46 8.13 2,743 918
Citadel Stable S-1 Income Fund
Trust Units MacDonald, Joseph Francis 5 05/03/2007 10 8.05 1,918 -825
Clairvest Group Inc. Rights Deferred Share Units
Heffernan, Gerald Robert 3, 4 31/12/2006 30 12,167 2,009
Clairvest Group Inc. Rights Deferred Share Units
Krediet, John 4 31/12/2006 30 2,920 106
Clarke Inc. Convertible Debentures Anthony, Rex 4 23/07/2004 00 Clarke Inc. Convertible Debentures
6% Dec 2013 (CKI.DB.A) Anthony, Rex 4 23/07/2004 00
Clarke Inc. Convertible Debentures 6% Dec 2013 (CKI.DB.A)
Anthony, Rex 4 27/11/2006 10 100 $100,000 $100,000
Clarke Inc. Common Shares Armoyan, George 4, 5 06/04/2006 35 2,821 Clarke Inc. Common Shares Armoyan, George 4, 5 06/04/2006 37 5,642 2,821 Clarke Inc. Common Shares Armoyan, George 4, 5 31/12/2006 30 13.34 8,361 381 Clarke Inc. Convertible Debentures Armoyan, George 4, 5 26/09/2001 00 Clarke Inc. Convertible Debentures
6% Dec 2013 (CKI.DB.A) Armoyan, George 4, 5 26/09/2001 00
Clarke Inc. Convertible Debentures 6% Dec 2013 (CKI.DB.A)
Armoyan, George 4, 5 09/01/2007 10 100.55 $8,000 $8,000
Clarke Inc. Convertible Debentures Geosam Investments Limited
3 26/09/2001 00
Clarke Inc. Convertible Debentures 6% Dec 2013 (CKI.DB.A)
Geosam Investments Limited
3 26/09/2001 00
Clarke Inc. Convertible Debentures 6% Dec 2013 (CKI.DB.A)
Geosam Investments Limited
3 09/01/2007 10 100.55 $49,000 $49,000
Clarke Inc. Convertible Debentures 6% Dec 2013 (CKI.DB.A)
Geosam Investments Limited
3 07/03/2007 10 104.41 $133,000 $84,000
Clarke Inc. Convertible Debentures 6% Dec 2013 (CKI.DB.A)
Geosam Investments Limited
3 08/03/2007 10 104.86 $313,000 $180,000
Clarke Inc. Convertible Debentures Lee, Melinda 5 09/05/2006 00 Clarke Inc. Convertible Debentures
6% Dec 2013 (CKI.DB.A) Lee, Melinda 5 09/05/2006 00
Clarke Inc. Convertible Debentures 6% Dec 2013 (CKI.DB.A)
Lee, Melinda 5 05/12/2006 10 99.55 $7,000 $7,000
Clarke Inc. Convertible Debentures 6% Dec 2013 (CKI.DB.A)
Lee, Melinda 5 08/03/2007 10 104.86 $12,000 $5,000
Clarke Inc. Convertible Debentures Morley, Neil 5 11/09/2006 00 Clarke Inc. Convertible Debentures Morley, Neil 5 11/09/2006 00 Clarke Inc. Convertible Debentures
6% Dec 2013 (CKI.DB.A) Morley, Neil 5 11/09/2006 00
Clarke Inc. Convertible Debentures 6% Dec 2013 (CKI.DB.A)
Morley, Neil 5 30/11/2006 10 100.25 $10,000 $10,000
Claude Resources Inc. Common Shares McMillan, Neil 4, 5 01/03/2007 97 2.02 207,900 -100 Clearly Canadian Beverage Corporation
Common Shares Genovese, Robert Donald Bruce
3 01/03/2007 10 3.08 2,419,603 -181,000
Clearly Canadian Beverage Corporation
Common Shares Genovese, Robert Donald Bruce
3 02/03/2007 10 3.032 2,458,103 38,500
Clearly Canadian Beverage Corporation
Common Shares Genovese, Robert Donald Bruce
3 02/03/2007 10 3.02 2,484,103 26,000
Clearly Canadian Beverage Corporation
Common Shares Genovese, Robert Donald Bruce
3 02/03/2007 10 3.14 2,484,603 500
Clearly Canadian Beverage Corporation
Common Shares Genovese, Robert Donald Bruce
3 06/03/2007 10 2.805 2,477,803 -6,800
Co-operators General Insurance Company
Preferred Shares Class A Series B
Daniel, Kevin 5 28/02/2007 30 100 678 1
Co-operators General Insurance Company
Preferred Shares Class A Series B
Feeney, Mark 5 28/02/2007 30 100 313 1
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2408
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Co-operators General Insurance Company
Preferred Shares Class A Series B
Hardy, George 7 28/02/2007 30 100 235 1
Co-operators General Insurance Company
Preferred Shares Class A Series B
Lowery, Frank Warren 7 28/02/2007 30 100 276 1
Co-operators General Insurance Company
Preferred Shares Class A Series B
MacDonald, James 7 28/02/2007 30 100 520 1
Co-operators General Insurance Company
Preferred Shares Class A Series B
Mitchell, Bernadette 5 28/02/2007 30 100 397 2
Co-operators General Insurance Company
Preferred Shares Class A Series B
Speirs, Brian 7 28/02/2007 30 100 1,559 8
Collicutt Energy Services Ltd. (formerly Collicutt Hanover Services Ltd.)
Common Shares Collicutt Energy Services Ltd.
1 29/01/2007 38 6.6 6,900 6,900
Collicutt Energy Services Ltd. (formerly Collicutt Hanover Services Ltd.)
Common Shares Collicutt Energy Services Ltd.
1 29/01/2007 38 6.6 0 -6,900
Collicutt Energy Services Ltd. (formerly Collicutt Hanover Services Ltd.)
Common Shares Collicutt Energy Services Ltd.
1 31/01/2007 38 6.6 900 900
Collicutt Energy Services Ltd. (formerly Collicutt Hanover Services Ltd.)
Common Shares Collicutt Energy Services Ltd.
1 31/01/2007 38 6.6 0 -900
Collicutt Energy Services Ltd. (formerly Collicutt Hanover Services Ltd.)
Common Shares Collicutt Energy Services Ltd.
1 09/02/2007 38 6.6 800 800
Collicutt Energy Services Ltd. (formerly Collicutt Hanover Services Ltd.)
Common Shares Collicutt Energy Services Ltd.
1 09/02/2007 38 6.6 0 -800
Collicutt Energy Services Ltd. (formerly Collicutt Hanover Services Ltd.)
Common Shares Collicutt Energy Services Ltd.
1 12/02/2007 38 6.6 900 900
Collicutt Energy Services Ltd. (formerly Collicutt Hanover Services Ltd.)
Common Shares Collicutt Energy Services Ltd.
1 12/02/2007 38 6.6 0 -900
Collicutt Energy Services Ltd. (formerly Collicutt Hanover Services Ltd.)
Common Shares Huebler, Patric 5 28/02/2007 30 6.12 22,356 39
Columbus Gold Corp. Common Shares Giustra, Robert 4, 5 02/03/2007 10 1.36 200,000 10,000 Columbus Gold Corp. Common Shares Giustra, Robert 4, 5 02/03/2007 10 1.34 206,000 6,000 Columbus Gold Corp. Common Shares Giustra, Robert 4, 5 05/03/2007 10 1.3 214,000 8,000 COM DEV International Ltd. Common Shares Calhoun, Gary 5 28/02/2007 30 5.88 7,977 887
COM DEV International Ltd. Common Shares Holdway, Ronald Edward 2 28/02/2007 30 5.88 43,516 643
COM DEV International Ltd. Common Shares Holdway, Ronald Edward 2 09/03/2007 30 44,093 577
COMPASS Income Fund Trust Units COMPASS Income Fund 1 01/03/2007 38 13.53 11,458,439 1,400 COMPASS Income Fund Trust Units COMPASS Income Fund 1 01/03/2007 38 13.6 11,459,439 1,000 COMPASS Income Fund Trust Units COMPASS Income Fund 1 05/03/2007 38 13.46 11,461,439 2,000 COMPASS Income Fund Trust Units COMPASS Income Fund 1 06/03/2007 38 13.49 11,464,339 2,900 COMPASS Income Fund Trust Units COMPASS Income Fund 1 07/03/2007 38 13.65 11,464,939 600 Compton Petroleum Corporation
Common Shares CENTENNIAL ENERGY PARTNERS LLC
3 02/03/2007 10 9.08 13,907,101 75,000
Compton Petroleum Corporation
Common Shares CENTENNIAL ENERGY PARTNERS LLC
3 09/03/2007 10 8.95 14,082,101 175,000
Compton Petroleum Corporation
Common Shares Compton Petroleum Corporation
1 06/02/2007 38 11.25 43,300 3,000
Compton Petroleum Corporation
Common Shares Compton Petroleum Corporation
1 06/02/2007 38 11.3 45,300 2,000
Compton Petroleum Corporation
Common Shares Compton Petroleum Corporation
1 07/02/2007 38 11.25 48,300 3,000
Compton Petroleum Corporation
Common Shares Compton Petroleum Corporation
1 07/02/2007 38 11.2 50,300 2,000
Compton Petroleum Corporation
Common Shares Compton Petroleum Corporation
1 09/02/2007 38 11.15 52,300 2,000
Compton Petroleum Corporation
Common Shares Compton Petroleum Corporation
1 12/02/2007 38 11.15 54,300 2,000
Compton Petroleum Corporation
Common Shares Compton Petroleum Corporation
1 12/02/2007 38 11.1 56,300 2,000
Compton Petroleum Corporation
Common Shares Compton Petroleum Corporation
1 15/02/2007 38 11 59,300 3,000
Compton Petroleum Corporation
Common Shares Compton Petroleum Corporation
1 15/02/2007 38 11.07 64,300 5,000
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2409
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Compton Petroleum Corporation
Common Shares Compton Petroleum Corporation
1 16/02/2007 38 10.95 66,300 2,000
Compton Petroleum Corporation
Common Shares Compton Petroleum Corporation
1 16/02/2007 38 10.95 69,300 3,000
Compton Petroleum Corporation
Common Shares Compton Petroleum Corporation
1 16/02/2007 38 29,000 -40,300
Compton Petroleum Corporation
Common Shares Compton Petroleum Corporation
1 19/02/2007 38 10.85 31,000 2,000
Compton Petroleum Corporation
Common Shares Compton Petroleum Corporation
1 19/02/2007 38 10.9 34,000 3,000
Compton Petroleum Corporation
Common Shares Compton Petroleum Corporation
1 20/02/2007 38 10.65 37,000 3,000
Compton Petroleum Corporation
Common Shares Compton Petroleum Corporation
1 20/02/2007 38 10.7 39,000 2,000
Compton Petroleum Corporation
Common Shares Compton Petroleum Corporation
1 27/02/2007 38 10.7 42,000 3,000
Compton Petroleum Corporation
Common Shares Compton Petroleum Corporation
1 27/02/2007 38 10.75 44,000 2,000
Constantine Metal Resources Ltd.
Common Shares MacVeigh, James Garfield 4, 5 23/06/2006 00
Constantine Metal Resources Ltd.
Common Shares MacVeigh, James Garfield 4, 5 26/02/2007 11 0.225 200,000 200,000
Constantine Metal Resources Ltd.
Common Shares MacVeigh, James Garfield 4, 5 27/02/2007 11 0.225 250,000 50,000
Constellation Software Inc. Common Shares Leonard, Mark Henri 3, 4, 7, 5 13/06/2006 00 1,000 Constellation Software Inc. Common Shares Leonard, Mark Henri 3, 4, 7, 5 17/02/2007 47 0 -1,000 Constellation Software Inc. Common Shares Leonard, Mark Henri 3, 4, 7, 5 08/03/2007 90 1,397,301 -10,000 Constellation Software Inc. Common Shares Leonard, Mark Henri 3, 4, 7, 5 13/06/2006 00 Constellation Software Inc. Common Shares Leonard, Mark Henri 3, 4, 7, 5 08/03/2007 90 10,000 10,000 Constellation Software Inc. Common Shares McKee, Jeffrey Ross 7 14/09/2006 10 20.002 -2,700 Constellation Software Inc. Common Shares McKee, Jeffrey Ross 7 13/06/2006 00 Constellation Software Inc. Common Shares McKee, Jeffrey Ross 7 06/03/2007 90 24.99 12,079 12,079 Constellation Software Inc. Common Shares McKee, Jeffrey Ross 7 14/09/2006 10 20.002 15,079 -2,700 Constellation Software Inc. Common Shares McKee, Jeffrey Ross 7 27/02/2007 90 24.39 14,344 -735 Constellation Software Inc. Common Shares McKee, Jeffrey Ross 7 27/02/2007 90 24.39 15,079 735 Constellation Software Inc. Common Shares McKee, Jeffrey Ross 7 07/03/2007 90 24.99 3,000 -12,079 Continental Precious Minerals Inc.
Common Shares Sheahan, Patricia 4 07/03/2007 51 0.1 117,218 45,618
Continental Precious Minerals Inc.
Options Sheahan, Patricia 4 07/03/2007 51 454,382 -45,618
Contrans Income Fund Subordinate Voting Trust Units
Golton, David William 5 31/12/2006 30 1318 52,811 5,439
Copper Belt Resources Ltd. Common Shares Merfin Management Ltd 3 28/02/2007 11 0.09 7,496,000 -50,000
Core IncomePlus Fund Trust Units Core IncomePlus Fund 1 02/03/2007 38 8.67 4,348,211 3,000 Core IncomePlus Fund Trust Units Core IncomePlus Fund 1 05/03/2007 38 8.55 4,350,811 2,600 Core IncomePlus Fund Trust Units Core IncomePlus Fund 1 05/03/2007 38 8.58 4,352,211 1,400 Core IncomePlus Fund Trust Units Core IncomePlus Fund 1 06/03/2007 38 8.54 4,354,111 1,900 Core IncomePlus Fund Trust Units Core IncomePlus Fund 1 07/03/2007 38 8.55 4,355,311 1,200 Core IncomePlus Fund Trust Units Core IncomePlus Fund 1 08/03/2007 38 8.6 4,357,211 1,900 CORUS Entertainment Inc. Non-Voting Shares Class
BBeland, Pierre 4 28/02/2007 56 41 16,682 238
CORUS Entertainment Inc. Non-Voting Shares Class B
Corus Entertainment Inc. 1 23/02/2007 38 46.336 8,600 8,600
CORUS Entertainment Inc. Non-Voting Shares Class B
Corus Entertainment Inc. 1 26/02/2007 38 47.829 19,200 10,600
CORUS Entertainment Inc. Non-Voting Shares Class B
Corus Entertainment Inc. 1 27/02/2007 38 47.332 31,200 12,000
CORUS Entertainment Inc. Non-Voting Shares Class B
Corus Entertainment Inc. 1 28/02/2007 38 46.83 45,400 14,200
CORUS Entertainment Inc. Non-Voting Shares Class B
Corus Entertainment Inc. 1 28/02/2007 38 36,800 -8,600
CORUS Entertainment Inc. Non-Voting Shares Class B
Erker, Dennis 4 28/02/2007 56 41 33,333 354
CORUS Entertainment Inc. Non-Voting Shares Class B
Roozen, Catherine M. 4 28/02/2007 56 41 413,152 360
CORUS Entertainment Inc. Non-Voting Shares Class B
Royer, Terrance Eldon 4 28/02/2007 56 41 12,794 390
Cossette Communication Group Inc.
Subordinate Voting Shares
Sirois, Charles 4 08/02/2007 00
Cossette Communication Group Inc.
Subordinate Voting Shares
Sirois, Charles 4 08/02/2007 00
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2410
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Cossette Communication Group Inc.
Subordinate Voting Shares
Sirois, Charles 4 26/02/2007 10 12.05 700 700
Cossette Communication Group Inc.
Subordinate Voting Shares
Sirois, Charles 4 26/02/2007 10 12.15 4,200 3,500
Counsel Corporation Common Shares Frisch, Harvey Hillel 3 23/02/2007 00 69,900 Counsel Corporation Common Shares Frisch, Harvey Hillel 3 23/02/2007 00 467,397 Counsel Corporation Common Shares Frisch, Harvey Hillel 3 23/02/2007 10 0.5 5,967,397 5,500,000 Counsel Corporation Common Shares Pan Atlantic Bank and Trust
Limited3 23/02/2007 10 6,180,160 4,159,000
Counsel Corporation Common Shares Pan Atlantic Bank and Trust Limited
3 23/02/2007 10 1,307,590 831,000
Crombie Real Estate Investment Trust
Trust Units Hennigar, David John 4 23/03/2006 00
Crombie Real Estate Investment Trust
Trust Units Hennigar, David John 4 05/03/2007 10 13.3 500 500
Cumberland Resources Ltd. Options Dickson, Glen Dale 4 31/08/2006 51 2 -55,000
Cumberland Resources Ltd. Options Dickson, Glen Dale 4 31/08/2006 51 2 85,000 -55,000
CUSAC GOLD MINES LTD. Common Shares Brett, Leanora 5 22/02/2007 10 0.28 150,000 -100,000
CUSAC GOLD MINES LTD. Common Shares Brett, Leanora 5 23/02/2007 10 0.29 100,000 -50,000
CUSAC GOLD MINES LTD. Options Manning, Luard Joseph 4 21/02/2007 50 150,000 150,000
CV Technologies Inc. Common Shares Buchanan, Bruce 3 26/02/2007 10 2.3 1,557,800 -42,200 CV Technologies Inc. Common Shares Buchanan, Bruce 3 26/02/2007 10 2.31 1,546,400 -11,400 CV Technologies Inc. Common Shares Buchanan, Bruce 3 26/02/2007 10 2.32 1,481,500 -64,900 CV Technologies Inc. Common Shares Buchanan, Bruce 3 26/02/2007 10 2.33 1,467,100 -14,400 CV Technologies Inc. Common Shares Buchanan, Bruce 3 26/02/2007 10 2.34 1,450,800 -16,300 CV Technologies Inc. Common Shares Buchanan, Bruce 3 26/02/2007 10 2.35 1,422,800 -28,000 CV Technologies Inc. Common Shares Buchanan, Bruce 3 26/02/2007 10 2.36 1,401,300 -21,500 CV Technologies Inc. Common Shares Buchanan, Bruce 3 26/02/2007 10 2.38 1,398,000 -3,300 CV Technologies Inc. Common Shares Buchanan, Bruce 3 26/02/2007 10 2.4 1,340,000 -58,000 CV Technologies Inc. Common Shares Buchanan, Bruce 3 26/02/2007 10 2.42 1,330,700 -9,300 CV Technologies Inc. Common Shares Buchanan, Bruce 3 26/02/2007 10 2.41 1,302,700 -28,000 CV Technologies Inc. Common Shares Buchanan, Bruce 3 26/02/2007 10 2.43 1,289,700 -13,000 CV Technologies Inc. Common Shares Buchanan, Bruce 3 26/02/2007 10 2.44 1,275,400 -14,300 CV Technologies Inc. Common Shares Buchanan, Bruce 3 26/02/2007 10 2.45 1,232,000 -43,400 CV Technologies Inc. Common Shares Buchanan, Bruce 3 26/02/2007 10 2.46 1,222,000 -10,000 CV Technologies Inc. Common Shares Buchanan, Bruce 3 26/02/2007 10 2.5 1,200,400 -21,600 CV Technologies Inc. Common Shares Buchanan, Bruce 3 26/02/2007 10 2.51 1,195,400 -5,000 CV Technologies Inc. Common Shares Buchanan, Bruce 3 26/02/2007 10 2.52 1,192,100 -3,300 CV Technologies Inc. Common Shares Buchanan, Bruce 3 26/02/2007 10 2.54 1,188,000 -4,100 CV Technologies Inc. Common Shares Buchanan, Bruce 3 26/02/2007 10 2.55 1,181,400 -6,600 CV Technologies Inc. Common Shares Buchanan, Bruce 3 26/02/2007 10 2.57 1,180,000 -1,400 CV Technologies Inc. Common Shares Buchanan, Bruce 3 26/02/2007 10 2.58 1,176,400 -3,600 CV Technologies Inc. Common Shares Buchanan, Bruce 3 26/02/2007 10 2.59 1,170,700 -5,700 CV Technologies Inc. Common Shares Buchanan, Bruce 3 26/02/2007 10 2.6 1,160,000 -10,700 CV Technologies Inc. Common Shares Buchanan, Bruce 3 27/02/2007 10 2.3 1,080,600 -79,400 CV Technologies Inc. Common Shares Buchanan, Bruce 3 27/02/2007 10 2.31 1,070,900 -9,700 CV Technologies Inc. Common Shares Buchanan, Bruce 3 27/02/2007 10 2.32 1,069,900 -1,000 CV Technologies Inc. Common Shares Buchanan, Bruce 3 27/02/2007 10 2.33 1,048,900 -21,000 CV Technologies Inc. Common Shares Buchanan, Bruce 3 27/02/2007 10 2.34 1,045,900 -3,000 CV Technologies Inc. Common Shares Buchanan, Bruce 3 27/02/2007 10 2.35 1,006,700 -39,200 CV Technologies Inc. Common Shares Buchanan, Bruce 3 27/02/2007 10 2.36 992,700 -14,000 CV Technologies Inc. Common Shares Buchanan, Bruce 3 27/02/2007 10 2.37 976,200 -16,500 CV Technologies Inc. Common Shares Buchanan, Bruce 3 27/02/2007 10 2.38 944,500 -31,700 CV Technologies Inc. Common Shares Buchanan, Bruce 3 28/02/2007 10 2.3 939,500 -5,000 CV Technologies Inc. Common Shares Buchanan, Bruce 3 28/02/2007 10 2.31 939,000 -500 CV Technologies Inc. Common Shares Buchanan, Bruce 3 28/02/2007 10 2.34 910,000 -29,000 CV Technologies Inc. Common Shares Buchanan, Bruce 3 28/02/2007 10 2.35 889,200 -20,800 CV Technologies Inc. Common Shares Buchanan, Bruce 3 28/02/2007 10 2.36 886,300 -2,900 CV Technologies Inc. Common Shares Buchanan, Bruce 3 28/02/2007 10 2.37 863,300 -23,000 CV Technologies Inc. Common Shares Buchanan, Bruce 3 28/02/2007 10 2.38 834,300 -29,000 CV Technologies Inc. Common Shares Buchanan, Bruce 3 28/02/2007 10 2.39 817,000 -17,300 CV Technologies Inc. Common Shares Buchanan, Bruce 3 28/02/2007 10 2.4 769,000 -48,000 CV Technologies Inc. Common Shares Buchanan, Bruce 3 28/02/2007 10 2.41 737,800 -31,200 CV Technologies Inc. Common Shares Buchanan, Bruce 3 28/02/2007 10 2.42 679,200 -58,600 CV Technologies Inc. Common Shares Buchanan, Bruce 3 28/02/2007 10 2.43 647,300 -31,900 CV Technologies Inc. Common Shares Buchanan, Bruce 3 28/02/2007 10 2.44 634,600 -12,700 CV Technologies Inc. Common Shares Buchanan, Bruce 3 28/02/2007 10 2.45 633,600 -1,000 CV Technologies Inc. Common Shares Buchanan, Bruce 3 28/02/2007 10 2.46 630,600 -3,000
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2411
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
CV Technologies Inc. Common Shares Buchanan, Bruce 3 01/03/2007 10 2.5 565,100 -65,500 CV Technologies Inc. Common Shares Buchanan, Bruce 3 01/03/2007 10 2.51 555,500 -9,600 CV Technologies Inc. Common Shares Buchanan, Bruce 3 01/03/2007 10 2.52 535,300 -20,200 CV Technologies Inc. Common Shares Buchanan, Bruce 3 01/03/2007 10 2.53 513,800 -21,500 CV Technologies Inc. Common Shares Buchanan, Bruce 3 01/03/2007 10 2.54 498,300 -15,500 CV Technologies Inc. Common Shares Buchanan, Bruce 3 01/03/2007 10 2.55 445,500 -52,800 CV Technologies Inc. Common Shares Buchanan, Bruce 3 01/03/2007 10 2.56 422,200 -23,300 CV Technologies Inc. Common Shares Buchanan, Bruce 3 01/03/2007 10 2.57 397,200 -25,000 CV Technologies Inc. Common Shares Buchanan, Bruce 3 01/03/2007 10 2.58 352,300 -44,900 CV Technologies Inc. Common Shares Buchanan, Bruce 3 01/03/2007 10 2.59 302,800 -49,500 CV Technologies Inc. Common Shares Buchanan, Bruce 3 01/03/2007 10 2.6 278,800 -24,000 CV Technologies Inc. Common Shares Buchanan, Bruce 3 01/03/2007 10 2.61 278,300 -500 CV Technologies Inc. Common Shares Buchanan, Bruce 3 01/03/2007 10 2.62 276,900 -1,400 CV Technologies Inc. Common Shares Buchanan, Bruce 3 01/03/2007 10 2.63 272,800 -4,100 CV Technologies Inc. Common Shares Buchanan, Bruce 3 01/03/2007 10 2.64 247,700 -25,100 CV Technologies Inc. Common Shares Buchanan, Bruce 3 01/03/2007 10 2.65 222,500 -25,200 CV Technologies Inc. Common Shares Buchanan, Bruce 3 01/03/2007 10 2.66 219,800 -2,700 CV Technologies Inc. Common Shares Buchanan, Bruce 3 01/03/2007 10 2.67 194,300 -25,500 CV Technologies Inc. Common Shares Buchanan, Bruce 3 01/03/2007 10 2.69 174,200 -20,100 CV Technologies Inc. Common Shares Buchanan, Bruce 3 01/03/2007 10 2.7 173,300 -900 CV Technologies Inc. Common Shares Buchanan, Bruce 3 01/03/2007 10 2.71 172,400 -900 CV Technologies Inc. Common Shares Buchanan, Bruce 3 01/03/2007 10 2.72 155,200 -17,200 CV Technologies Inc. Common Shares Buchanan, Bruce 3 01/03/2007 10 2.73 153,100 -2,100 CV Technologies Inc. Common Shares Buchanan, Bruce 3 01/03/2007 10 2.74 116,800 -36,300 CV Technologies Inc. Common Shares Buchanan, Bruce 3 01/03/2007 10 2.75 91,800 -25,000 CV Technologies Inc. Common Shares Buchanan, Bruce 3 01/03/2007 10 2.76 89,400 -2,400 CV Technologies Inc. Common Shares Buchanan, Bruce 3 01/03/2007 10 2.77 85,200 -4,200 CV Technologies Inc. Common Shares Buchanan, Bruce 3 01/03/2007 10 2.78 79,500 -5,700 CV Technologies Inc. Common Shares Buchanan, Bruce 3 01/03/2007 10 2.79 75,500 -4,000 CV Technologies Inc. Common Shares Buchanan, Bruce 3 01/03/2007 10 2.8 43,500 -32,000 CV Technologies Inc. Common Shares Buchanan, Bruce 3 01/03/2007 10 2.81 42,000 -1,500 CV Technologies Inc. Common Shares Buchanan, Bruce 3 01/03/2007 10 2.82 12,000 -30,000 CV Technologies Inc. Common Shares Buchanan, Bruce 3 01/03/2007 10 2.83 0 -12,000 CV Technologies Inc. Common Shares Michaels, Gary Warren 5 02/03/2007 10 2.811 -1,000 CV Technologies Inc. Common Shares Michaels, Gary Warren 5 02/03/2007 10 2.84 68,800 -1,000 CV Technologies Inc. Common Shares Michaels, Gary Warren 5 02/03/2007 10 2.67 58,800 -10,000 CV Technologies Inc. Common Shares Michaels, Gary Warren 5 05/03/2007 10 2.48 50,800 -8,000 CV Technologies Inc. Common Shares Michaels, Gary Warren 5 05/03/2007 10 2.47 34,800 -16,000 CV Technologies Inc. Common Shares Michaels, Gary Warren 5 06/03/2007 10 2.53 34,200 -600 CV Technologies Inc. Common Shares Michaels, Gary Warren 5 06/03/2007 10 2.52 18,800 -15,400 CV Technologies Inc. Common Shares Michaels, Gary Warren 5 07/03/2007 10 2.61 14,800 -4,000 CV Technologies Inc. Common Shares Michaels, Gary Warren 5 07/03/2007 10 2.62 10,800 -4,000 CV Technologies Inc. Common Shares Michaels, Gary Warren 5 07/03/2007 10 2.58 8,800 -2,000 CV Technologies Inc. Common Shares Michaels, Gary Warren 5 07/03/2007 10 2.6 4,000 -4,800 CV Technologies Inc. Common Shares Michaels, Gary Warren 5 07/03/2007 10 2.61 0 -4,000 DALSA Corporation Common Shares Jullien, Graham Arnold 4 08/03/2007 51 6.78 20,444 2,500 DALSA Corporation Common Shares Jullien, Graham Arnold 4 09/03/2007 10 12.45 19,568 -876 DALSA Corporation Options Jullien, Graham Arnold 4 08/03/2007 51 6.78 13,000 -2,500 DALSA Corporation Common Shares Litwiller, David James 5 06/03/2007 51 6.78 42,516 5,500 DALSA Corporation Options Litwiller, David James 5 06/03/2007 51 6.78 11,000 -5,500 Darnley Bay Resources Limited
Common Shares Allen, William 4 06/03/2007 51 0.13 2,258,151 800,000
Darnley Bay Resources Limited
Common Shares Mannard, Patricia Grace 4, 5 06/03/2007 51 0.13 732,000 500,000
Darnley Bay Resources Limited
Options Mannard, Patricia Grace 4, 5 06/03/2007 51 0 -500,000
Daylight Resources Trust Trust Units Chakrabarty, Chayan 7 28/02/2007 30 20,227 262 Daylight Resources Trust Trust Units Ekdahl, Kristen 7 28/02/2007 30 31,995 261 Daylight Resources Trust Trust Units Eshleman, Brent Andrew 7 28/02/2007 30 7,982 290 Daylight Resources Trust Trust Units Ford, Randy 7 28/02/2007 30 96,501 290 Daylight Resources Trust Trust Units Hanbury, Edwin Stewart 7 28/02/2007 30 282,292 291 Daylight Resources Trust Trust Units Horner, Stephen Roy 7 28/02/2007 30 64,172 291 Daylight Resources Trust Trust Units Lambert, Anthony 7 28/02/2007 30 539,200 436 Daylight Resources Trust Trust Units Mennis, Dale 7 28/02/2007 30 2,019 291 Daylight Resources Trust Trust Units Nielsen, Steven Ronald 7 28/02/2007 30 188,594 363 Daylight Resources Trust Trust Units Simpson, Gerald 7 28/02/2007 30 124,152 291 Daylight Resources Trust Trust Units Smart, Brian Lorne 7 28/02/2007 30 81,974 291 Deans Knight Income and Growth Fund
Trust Units redeemable, transferable
Deans Knight Income and Growth Fund
1 21/01/2007 10 8.22 1,000
Deans Knight Income and Growth Fund
Trust Units redeemable, transferable
Deans Knight Income and Growth Fund
1 07/02/2007 10 8.3 700 700
Deans Knight Income and Growth Fund
Trust Units redeemable, transferable
Deans Knight Income and Growth Fund
1 07/02/2007 38 8.3 0 -700
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2412
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Deans Knight Income and Growth Fund
Trust Units redeemable, transferable
Deans Knight Income and Growth Fund
1 08/02/2007 10 8.3 500 500
Deans Knight Income and Growth Fund
Trust Units redeemable, transferable
Deans Knight Income and Growth Fund
1 08/02/2007 38 8.3 0 -500
Deans Knight Income and Growth Fund
Trust Units redeemable, transferable
Deans Knight Income and Growth Fund
1 09/02/2007 10 8.19 700 700
Deans Knight Income and Growth Fund
Trust Units redeemable, transferable
Deans Knight Income and Growth Fund
1 09/02/2007 38 8.19 0 -700
Deans Knight Income and Growth Fund
Trust Units redeemable, transferable
Deans Knight Income and Growth Fund
1 12/02/2007 10 8.2 500 500
Deans Knight Income and Growth Fund
Trust Units redeemable, transferable
Deans Knight Income and Growth Fund
1 12/02/2007 38 8.2 0 -500
Deans Knight Income and Growth Fund
Trust Units redeemable, transferable
Deans Knight Income and Growth Fund
1 13/02/2007 10 8.19 400 400
Deans Knight Income and Growth Fund
Trust Units redeemable, transferable
Deans Knight Income and Growth Fund
1 13/02/2007 38 8.19 0 -400
Deans Knight Income and Growth Fund
Trust Units redeemable, transferable
Deans Knight Income and Growth Fund
1 14/02/2007 10 8.19 600 600
Deans Knight Income and Growth Fund
Trust Units redeemable, transferable
Deans Knight Income and Growth Fund
1 14/02/2007 38 8.19 0 -600
Deans Knight Income and Growth Fund
Trust Units redeemable, transferable
Deans Knight Income and Growth Fund
1 15/02/2007 10 8.25 1,700 1,700
Deans Knight Income and Growth Fund
Trust Units redeemable, transferable
Deans Knight Income and Growth Fund
1 15/02/2007 38 8.25 0 -1,700
Deans Knight Income and Growth Fund
Trust Units redeemable, transferable
Deans Knight Income and Growth Fund
1 16/02/2007 10 8.22 1,000 1,000
Deans Knight Income and Growth Fund
Trust Units redeemable, transferable
Deans Knight Income and Growth Fund
1 16/02/2007 38 8.22 0 -1,000
Deans Knight Income and Growth Fund
Trust Units redeemable, transferable
Deans Knight Income and Growth Fund
1 19/02/2007 10 8.19 1,000 1,000
Deans Knight Income and Growth Fund
Trust Units redeemable, transferable
Deans Knight Income and Growth Fund
1 19/02/2007 38 8.19 0 -1,000
Deans Knight Income and Growth Fund
Trust Units redeemable, transferable
Deans Knight Income and Growth Fund
1 19/02/2007 10 8.2 1,000 1,000
Deans Knight Income and Growth Fund
Trust Units redeemable, transferable
Deans Knight Income and Growth Fund
1 19/02/2007 38 8.2 0 -1,000
Deans Knight Income and Growth Fund
Trust Units redeemable, transferable
Deans Knight Income and Growth Fund
1 20/02/2007 10 8.2 1,500 1,500
Deans Knight Income and Growth Fund
Trust Units redeemable, transferable
Deans Knight Income and Growth Fund
1 20/02/2007 38 8.2 0 -1,500
Deans Knight Income and Growth Fund
Trust Units redeemable, transferable
Deans Knight Income and Growth Fund
1 21/02/2007 10 8.22 1,000 1,000
Deans Knight Income and Growth Fund
Trust Units redeemable, transferable
Deans Knight Income and Growth Fund
1 21/02/2007 38 8.22 0 -1,000
Deans Knight Income and Growth Fund
Trust Units redeemable, transferable
Deans Knight Income and Growth Fund
1 21/02/2007 10 8.22 1,000 1,000
Deans Knight Income and Growth Fund
Trust Units redeemable, transferable
Deans Knight Income and Growth Fund
1 21/02/2007 38 8.22 0 -1,000
Deans Knight Income and Growth Fund
Trust Units redeemable, transferable
Deans Knight Income and Growth Fund
1 22/02/2007 10 8.22 1,000 1,000
Deans Knight Income and Growth Fund
Trust Units redeemable, transferable
Deans Knight Income and Growth Fund
1 22/02/2007 38 8.22 0 -1,000
Deans Knight Income and Growth Fund
Trust Units redeemable, transferable
Deans Knight Income and Growth Fund
1 23/02/2007 10 8.22 1,000 1,000
Deans Knight Income and Growth Fund
Trust Units redeemable, transferable
Deans Knight Income and Growth Fund
1 23/02/2007 38 8.22 0 -1,000
Deans Knight Income and Growth Fund
Trust Units redeemable, transferable
Deans Knight Income and Growth Fund
1 26/02/2007 10 8.17 1,000 1,000
Deans Knight Income and Growth Fund
Trust Units redeemable, transferable
Deans Knight Income and Growth Fund
1 26/02/2007 38 8.17 0 -1,000
Deans Knight Income and Growth Fund
Trust Units redeemable, transferable
Deans Knight Income and Growth Fund
1 27/02/2007 10 8.17 2,000 2,000
Deans Knight Income and Growth Fund
Trust Units redeemable, transferable
Deans Knight Income and Growth Fund
1 27/02/2007 38 8.17 0 -2,000
Deans Knight Income and Growth Fund
Trust Units redeemable, transferable
Deans Knight Income and Growth Fund
1 28/02/2007 10 8.22 3,500 3,500
Deans Knight Income and Growth Fund
Trust Units redeemable, transferable
Deans Knight Income and Growth Fund
1 28/02/2007 38 8.22 0 -3,500
Deans Knight Income and Growth Fund
Trust Units redeemable, transferable
Deans Knight Income and Growth Fund
1 28/02/2007 10 8.16 2,000 2,000
Deans Knight Income and Growth Fund
Trust Units redeemable, transferable
Deans Knight Income and Growth Fund
1 28/02/2007 38 8.16 0 -2,000
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2413
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Deans Knight Income and Growth Fund
Trust Units redeemable, transferable
Deans Knight Income and Growth Fund
1 01/03/2007 10 8.16 2,000 2,000
Deans Knight Income and Growth Fund
Trust Units redeemable, transferable
Deans Knight Income and Growth Fund
1 01/03/2007 38 8.16 0 -2,000
Deans Knight Income and Growth Fund
Trust Units redeemable, transferable
Deans Knight Income and Growth Fund
1 02/03/2007 11 8.11 2,000 2,000
Deans Knight Income and Growth Fund
Trust Units redeemable, transferable
Deans Knight Income and Growth Fund
1 02/03/2007 38 8.11 0 -2,000
Deans Knight Income and Growth Fund
Trust Units redeemable, transferable
Deans Knight Income and Growth Fund
1 05/03/2007 10 8.09 2,000 2,000
Deans Knight Income and Growth Fund
Trust Units redeemable, transferable
Deans Knight Income and Growth Fund
1 05/03/2007 38 8.09 0 -2,000
Dectron Internationale Inc. Common Shares Lakdawala, Leena 5 01/03/2007 47 5.18 10,341 2,551 Dectron Internationale Inc. Common Shares Lakdawala, Leena 5 02/03/2007 10 3.9 11,071 730 Diagnos Inc. Options Monfourny, Jacqueline 5 01/03/2007 00 50,000 Dianor Resources Inc. Common Shares Dianor Resources Inc. 1 05/02/2007 38 0.66 388,000 60,000 Dianor Resources Inc. Common Shares Dianor Resources Inc. 1 08/02/2007 38 0.64 393,000 5,000 Dianor Resources Inc. Common Shares Dianor Resources Inc. 1 09/02/2007 38 0.64 438,000 45,000 Dianor Resources Inc. Common Shares Dianor Resources Inc. 1 19/02/2007 38 0.62 463,000 25,000 Dianor Resources Inc. Common Shares Dianor Resources Inc. 1 20/02/2007 38 0.6 488,000 25,000 Dianor Resources Inc. Common Shares Dianor Resources Inc. 1 22/02/2007 38 0.62 503,000 15,000 Dianor Resources Inc. Common Shares Dianor Resources Inc. 1 27/02/2007 38 0.64 528,000 25,000 Discovery Air Inc. Options Arychuk, Alex 5 22/12/2006 00 Discovery Air Inc. Options Arychuk, Alex 5 27/02/2007 50 1.85 3,350 3,350 Discovery Air Inc. Options Bembridge, Adam 3, 5 20/06/2006 00 Discovery Air Inc. Options Bembridge, Adam 3, 5 27/02/2007 50 1.85 3,350 3,350 Discovery Air Inc. Options Campbell, Ian 3 20/06/2006 00 Discovery Air Inc. Options Campbell, Ian 3 27/02/2007 50 1.85 3,350 3,350 diversiGlobal Dividend Value Fund
Trust Units diversiGlobal Dividend Value Fund
1 30/05/2006 00
diversiGlobal Dividend Value Fund
Trust Units diversiGlobal Dividend Value Fund
1 01/02/2007 38 10.04 4,000 4,000
diversiGlobal Dividend Value Fund
Trust Units diversiGlobal Dividend Value Fund
1 01/02/2007 38 10.04 0 -4,000
diversiGlobal Dividend Value Fund
Trust Units diversiGlobal Dividend Value Fund
1 02/02/2007 38 10.079 4,200 4,200
diversiGlobal Dividend Value Fund
Trust Units diversiGlobal Dividend Value Fund
1 02/02/2007 38 10.079 0 -4,200
diversiGlobal Dividend Value Fund
Trust Units diversiGlobal Dividend Value Fund
1 22/02/2007 38 10.11 300 300
diversiGlobal Dividend Value Fund
Trust Units diversiGlobal Dividend Value Fund
1 22/02/2007 38 10.11 0 -300
Diversinet Corp. Common Shares Steinman, Mark Charles 4 01/03/2007 10 1.155 73,184 -17,116 Diversinet Corp. Common Shares Steinman, Mark Charles 4 02/03/2007 10 1.15 70,184 -3,000 diversiTrust Income Fund Trust Units diversiTrust Income Fund 1 27/02/2007 38 14.83 3,800 3,800 diversiTrust Income Fund Trust Units diversiTrust Income Fund 1 27/02/2007 38 14.83 0 -3,800 diversiTrust Stable Income Fund
Trust Units diversiTrust Stable Income Fund
1 22/08/2003 00
diversiTrust Stable Income Fund
Trust Units diversiTrust Stable Income Fund
1 02/02/2007 38 12.74 900 900
diversiTrust Stable Income Fund
Trust Units diversiTrust Stable Income Fund
1 02/02/2007 38 12.74 0 -900
diversiTrust Stable Income Fund
Trust Units diversiTrust Stable Income Fund
1 05/02/2007 38 12.75 1,300 1,300
diversiTrust Stable Income Fund
Trust Units diversiTrust Stable Income Fund
1 05/02/2007 38 12.75 0 -1,300
diversiTrust Stable Income Fund
Trust Units diversiTrust Stable Income Fund
1 07/02/2007 38 12.86 2,300 2,300
diversiTrust Stable Income Fund
Trust Units diversiTrust Stable Income Fund
1 07/02/2007 38 12.86 0 -2,300
diversiTrust Stable Income Fund
Trust Units diversiTrust Stable Income Fund
1 14/02/2007 38 12.78 1,500 1,500
diversiTrust Stable Income Fund
Trust Units diversiTrust Stable Income Fund
1 14/02/2007 38 12.78 0 -1,500
diversiTrust Stable Income Fund
Trust Units diversiTrust Stable Income Fund
1 15/02/2007 38 12.779 5,300 5,300
diversiTrust Stable Income Fund
Trust Units diversiTrust Stable Income Fund
1 15/02/2007 38 12.779 0 -5,300
diversiTrust Stable Income Fund
Trust Units diversiTrust Stable Income Fund
1 16/02/2007 38 12.875 4,200 4,200
diversiTrust Stable Income Fund
Trust Units diversiTrust Stable Income Fund
1 16/02/2007 38 12.875 0 -4,200
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2414
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
diversiTrust Stable Income Fund
Trust Units diversiTrust Stable Income Fund
1 19/02/2007 38 12.866 9,100 9,100
diversiTrust Stable Income Fund
Trust Units diversiTrust Stable Income Fund
1 19/02/2007 38 12.866 0 -9,100
diversiTrust Stable Income Fund
Trust Units diversiTrust Stable Income Fund
1 20/02/2007 38 12.832 10,600 10,600
diversiTrust Stable Income Fund
Trust Units diversiTrust Stable Income Fund
1 20/02/2007 38 12.832 0 -10,600
diversiTrust Stable Income Fund
Trust Units diversiTrust Stable Income Fund
1 21/02/2007 38 12.81 3,000 3,000
diversiTrust Stable Income Fund
Trust Units diversiTrust Stable Income Fund
1 21/02/2007 38 12.81 0 -3,000
diversiTrust Stable Income Fund
Trust Units diversiTrust Stable Income Fund
1 22/02/2007 38 12.804 20,100 20,100
diversiTrust Stable Income Fund
Trust Units diversiTrust Stable Income Fund
1 22/02/2007 38 12.804 0 -20,100
diversiTrust Stable Income Fund
Trust Units diversiTrust Stable Income Fund
1 26/02/2007 38 12.75 100 100
diversiTrust Stable Income Fund
Trust Units diversiTrust Stable Income Fund
1 26/02/2007 38 12.75 0 -100
diversiTrust Stable Income Fund
Trust Units diversiTrust Stable Income Fund
1 27/02/2007 38 12.756 11,100 11,100
diversiTrust Stable Income Fund
Trust Units diversiTrust Stable Income Fund
1 27/02/2007 38 12.756 0 -11,100
diversiTrust Stable Income Fund
Trust Units diversiTrust Stable Income Fund
1 28/02/2007 38 12.73 2,500 2,500
diversiTrust Stable Income Fund
Trust Units diversiTrust Stable Income Fund
1 28/02/2007 38 12.73 0 -2,500
diversiYield Income Fund Trust Units diversiYield Income Fund 1 01/02/2007 38 9.16 2,800 2,800 diversiYield Income Fund Trust Units diversiYield Income Fund 1 01/02/2007 38 9.16 0 -2,800 diversiYield Income Fund Trust Units diversiYield Income Fund 1 02/02/2007 38 9.26 6,200 6,200 diversiYield Income Fund Trust Units diversiYield Income Fund 1 02/02/2007 38 9.26 0 -6,200 diversiYield Income Fund Trust Units diversiYield Income Fund 1 05/02/2007 38 9.29 1,000 1,000 diversiYield Income Fund Trust Units diversiYield Income Fund 1 05/02/2007 38 9.29 0 -1,000 diversiYield Income Fund Trust Units diversiYield Income Fund 1 07/02/2007 38 9.327 3,300 3,300 diversiYield Income Fund Trust Units diversiYield Income Fund 1 07/02/2007 38 9.327 0 -3,300 diversiYield Income Fund Trust Units diversiYield Income Fund 1 09/02/2007 38 9.36 2,700 2,700 diversiYield Income Fund Trust Units diversiYield Income Fund 1 09/02/2007 38 9.36 5,400 2,700 diversiYield Income Fund Trust Units diversiYield Income Fund 1 09/02/2007 38 9.36 2,700 -2,700 diversiYield Income Fund Trust Units diversiYield Income Fund 1 09/02/2007 38 9.36 0 -2,700 diversiYield Income Fund Trust Units diversiYield Income Fund 1 12/02/2007 38 9.21 1,200 1,200 diversiYield Income Fund Trust Units diversiYield Income Fund 1 12/02/2007 38 9.21 0 -1,200 diversiYield Income Fund Trust Units diversiYield Income Fund 1 13/02/2007 38 9.29 1,800 1,800 diversiYield Income Fund Trust Units diversiYield Income Fund 1 13/02/2007 38 9.29 0 -1,800 diversiYield Income Fund Trust Units diversiYield Income Fund 1 14/02/2007 38 9.265 7,900 7,900 diversiYield Income Fund Trust Units diversiYield Income Fund 1 14/02/2007 38 9.265 0 -7,900 diversiYield Income Fund Trust Units diversiYield Income Fund 1 16/02/2007 38 9.33 2,000 2,000 diversiYield Income Fund Trust Units diversiYield Income Fund 1 16/02/2007 38 9.33 0 -2,000 diversiYield Income Fund Trust Units diversiYield Income Fund 1 19/02/2007 38 9.4 10,100 10,100 diversiYield Income Fund Trust Units diversiYield Income Fund 1 19/02/2007 38 9.4 0 -10,100 diversiYield Income Fund Trust Units diversiYield Income Fund 1 20/02/2007 38 9.346 19,700 19,700 diversiYield Income Fund Trust Units diversiYield Income Fund 1 20/02/2007 38 9.346 0 -19,700 diversiYield Income Fund Trust Units diversiYield Income Fund 1 21/02/2007 38 9.3 1,500 1,500 diversiYield Income Fund Trust Units diversiYield Income Fund 1 21/02/2007 38 9.3 0 -1,500 diversiYield Income Fund Trust Units diversiYield Income Fund 1 23/02/2007 38 9.403 5,100 5,100 diversiYield Income Fund Trust Units diversiYield Income Fund 1 23/02/2007 38 9.403 0 -5,100 diversiYield Income Fund Trust Units diversiYield Income Fund 1 27/02/2007 38 9.45 5,800 5,800 diversiYield Income Fund Trust Units diversiYield Income Fund 1 27/02/2007 38 9.45 0 -5,800 Draxis Health Inc. Common Shares Barkat, Mohammed 5 21/02/2007 51 3.66 12,863 5,000 Draxis Health Inc. Common Shares Barkat, Mohammed 5 05/03/2007 10 6.3 6,006 -6,857 Draxis Health Inc. Options Barkat, Mohammed 5 21/02/2007 51 3.66 20,000 -5,000 Draxis Health Inc. Common Shares Barkin, Martin 4, 5 06/03/2007 10 7 918,350 -2,500 Draxis Health Inc. Common Shares Barkin, Martin 4, 5 06/03/2007 10 6.9 918,250 -100 Draxis Health Inc. Common Shares Barkin, Martin 4, 5 06/03/2007 10 6.87 900,750 -17,500 Draxis Health Inc. Common Shares Barkin, Martin 4, 5 06/03/2007 10 6.85 887,150 -13,600 Draxis Health Inc. Common Shares Barkin, Martin 4, 5 07/03/2007 10 6.54 870,850 -16,300 Draxis Health Inc. Common Shares Brazier, Danny Allen 5 06/03/2007 51 2.32 19,355 15,000 Draxis Health Inc. Common Shares Brazier, Danny Allen 5 08/03/2007 10 6.6993 11,555 -7,800 Draxis Health Inc. Common Shares Brazier, Danny Allen 5 08/03/2007 10 6.9 9,355 -2,200 Draxis Health Inc. Options Brazier, Danny Allen 5 06/03/2007 51 355,000 -15,000 Draxis Health Inc. Common Shares Huang, Chien-Yao 5 06/03/2007 51 5.41 10,000 10,000 Draxis Health Inc. Common Shares Huang, Chien-Yao 5 06/03/2007 10 6.9 4,000 -6,000 Draxis Health Inc. Common Shares Huang, Chien-Yao 5 07/03/2007 10 6.5 0 -4,000
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2415
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Draxis Health Inc. Options Huang, Chien-Yao 5 06/03/2007 51 95,000 -10,000 Draxis Health Inc. Common Shares Oleksiw, Mark Paul 5 27/02/2007 51 3.66 7,000 7,000 Draxis Health Inc. Common Shares Oleksiw, Mark Paul 5 27/02/2007 10 6.1 0 -7,000 Draxis Health Inc. Common Shares Oleksiw, Mark Paul 5 01/03/2007 51 3.66 6,333 6,333 Draxis Health Inc. Common Shares Oleksiw, Mark Paul 5 01/03/2007 10 6.2 3,000 -3,333 Draxis Health Inc. Options Oleksiw, Mark Paul 5 27/02/2007 51 3.66 211,333 -7,000 Draxis Health Inc. Options Oleksiw, Mark Paul 5 01/03/2007 51 3.66 205,000 -6,333 Dundee Real Estate Investment Trust
Trust Units Series A Hill, Elizabeth S. 7 09/03/2007 90 0 -1,037
Dundee Real Estate Investment Trust
Trust Units Series A Hill, Elizabeth S. 7 09/03/2007 90 1,537 1,037
Dundee Wealth Management Inc.
Common Shares Haber, Lawrence P. 7 01/03/2007 30 16.4 106,855 1,800
Duvernay Oil Corp. Common Shares Nowek, Stan 5 01/03/2007 10 32 22,000 -1,000 Duvernay Oil Corp. Common Shares Nowek, Stan 5 02/03/2007 10 32 20,000 -2,000 Duvernay Oil Corp. Common Shares Riddell, Clayton H. 4 01/03/2007 10 31.9 29,700 -7,300 Duvernay Oil Corp. Common Shares Riddell, Clayton H. 4 01/03/2007 10 31.91 29,200 -500 Duvernay Oil Corp. Common Shares Riddell, Clayton H. 4 01/03/2007 10 31.95 28,600 -600 Duvernay Oil Corp. Common Shares Riddell, Clayton H. 4 01/03/2007 10 31.96 27,600 -1,000 Duvernay Oil Corp. Common Shares Riddell, Clayton H. 4 01/03/2007 10 32.01 27,000 -600 Dynacor Mines Inc. Common Shares Devitre, Richard 4 06/03/2007 10 0.58 112,000 2,000 Dynacor Mines Inc. Common Shares Devitre, Richard 4 06/03/2007 10 0.6 147,000 35,000 Dynacor Mines Inc. Common Shares Devitre, Richard 4 07/03/2007 51 0.27 197,000 50,000 Dynacor Mines Inc. Options Devitre, Richard 4 07/03/2007 51 0.27 120,000 -50,000 E4 Energy Inc. Common Shares Starnino, Paul 4 02/03/2007 10 1.01 1,062,200 15,000 Eagle Rock Exploration Ltd. Common Shares Mack, Raymond 4 01/03/2007 10 0.48 271,667 5,000
Eagle Rock Exploration Ltd. Common Shares Mack, Raymond 4 06/03/2007 10 0.48 5,000
Eagle Rock Exploration Ltd. Common Shares Mack, Raymond 4 06/03/2007 10 0.48 276,667 5,000
Eagle Rock Exploration Ltd. Common Shares Mack, Raymond 4 07/03/2007 10 0.45 281,667 5,000
Eagle Rock Exploration Ltd. Common Shares Mack, Raymond 4 08/03/2007 10 0.45 285,667 4,000
Eagle Rock Exploration Ltd. Common Shares Mack, Raymond 4 09/03/2007 10 0.48 5,000
Eagle Rock Exploration Ltd. Common Shares Mack, Raymond 4 09/03/2007 10 0.44 286,667 1,000
Eastern Platinum Limited Options Dunfield, Barbara Eileen 5 08/03/2007 50 1.82 2,200,000 1,400,000 Eastern Platinum Limited Options McAdam, David William
James 5 08/03/2007 50 1.82 1,500,000 1,000,000
Eastern Platinum Limited Options Rozier, Ian Terry 4, 5 08/03/2007 50 1.82 12,000,000 7,000,000 EGI Financial Holdings Inc. Common Shares Kalopsis, George 7 27/02/2007 10 11 20,464 -7,000 Eloro Resources Ltd. Common Shares LARSEN, THOMAS 4, 5 23/02/2007 10 0.82 3,556,924 10,000 Eloro Resources Ltd. Common Shares LARSEN, THOMAS 4, 5 02/03/2007 10 0.8 3,571,924 15,000 Eloro Resources Ltd. Common Shares SAUVE, FRANCIS 4 03/03/2007 10 0.8 3,399,251 10,000 Ember Resources Inc. Common Shares Zuorro, Thomas Anthony 5 31/12/2006 30 4.02 95,389 2,860 Ember Resources Inc. Common Shares Zuorro, Thomas Anthony 5 31/12/2006 30 4.02 183,759 2,859 Empire Industries Ltd. Options Francis, Allan Ross 5 23/02/2007 00 40,000 Enablence Technologies Inc. Options Balakrishnan, Ashok 4, 5 07/03/2007 50 1,285,000 255,000
Enablence Technologies Inc. Options Bidnyk, Serge 4, 5 07/03/2007 50 1,285,000 255,000
Enablence Technologies Inc. Options Chhatbar, Arvind 3, 4, 5 07/03/2007 50 4,180,000 1,620,000
Enablence Technologies Inc. Options Hilton, John Daniel 5 07/03/2007 50 965,000 315,000
Enablence Technologies Inc. Options Pearson, Matthew Richard Thomas
5 07/03/2007 50 1,345,000 315,000
Enablence Technologies Inc. Options Ryan, III, John J. 3, 4 07/03/2007 50 550,000 150,000
Enbridge Inc. Common Shares Hansen, Cynthia Lynn 7 01/03/2007 00 330 Enbridge Inc. Common Shares Hansen, Cynthia Lynn 7 01/03/2007 00 780 Enbridge Inc. Common Shares Hansen, Cynthia Lynn 7 01/03/2007 00 18 Enbridge Inc. Options $19.10 ($38.20) -
February 21, 2011 Expiry Hansen, Cynthia Lynn 7 01/03/2007 00 2,800
Enbridge Inc. Options $20.825 ($41.65) - February 6, 2013 Expiry
Hansen, Cynthia Lynn 7 01/03/2007 00 3,400
Enbridge Inc. Options $21.85 ($43.70) - February 5, 2012 Expiry
Hansen, Cynthia Lynn 7 01/03/2007 00 3,000
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2416
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Enbridge Inc. Options $25.72 ($51.44) - February 4, 2014 Expiry
Hansen, Cynthia Lynn 7 01/03/2007 00 2,800
Enbridge Inc. Options $31.68 ($63.36) - February 3, 2015 Expiry
Hansen, Cynthia Lynn 7 01/03/2007 00 2,400
Enbridge Inc. Options $36.47 - February 13, 2016 Expiry
Hansen, Cynthia Lynn 7 01/03/2007 00 6,600
Enbridge Inc. Options $38.26 - February 9, 2017 Expiry
Hansen, Cynthia Lynn 7 01/03/2007 00 5,900
Enbridge Inc. Common Shares Jarvis, Donald Guy 7 02/03/2007 51 20.825 11,561 5,400 Enbridge Inc. Common Shares Jarvis, Donald Guy 7 02/03/2007 51 25.72 16,261 4,700 Enbridge Inc. Common Shares Jarvis, Donald Guy 7 02/03/2007 51 31.68 18,561 2,300 Enbridge Inc. Common Shares Jarvis, Donald Guy 7 02/03/2007 10 37.2 18,061 -500 Enbridge Inc. Common Shares Jarvis, Donald Guy 7 02/03/2007 10 37.19 17,661 -400 Enbridge Inc. Common Shares Jarvis, Donald Guy 7 02/03/2007 10 37.18 15,861 -1,800 Enbridge Inc. Common Shares Jarvis, Donald Guy 7 02/03/2007 10 37.17 15,261 -600 Enbridge Inc. Common Shares Jarvis, Donald Guy 7 02/03/2007 10 37.15 11,661 -3,600 Enbridge Inc. Common Shares Jarvis, Donald Guy 7 02/03/2007 10 37.14 6,161 -5,500 Enbridge Inc. Options $20.825 ($41.65)
- February 6, 2013 Expiry Jarvis, Donald Guy 7 02/03/2007 51 0 -5,400
Enbridge Inc. Options $25.72 ($51.44) - February 4, 2014 Expiry
Jarvis, Donald Guy 7 02/03/2007 51 4,700 -4,700
Enbridge Inc. Options $31.68 ($63.36) - February 3, 2015 Expiry
Jarvis, Donald Guy 7 02/03/2007 51 4,600 -2,300
Enbridge Inc. Common Shares Stevenson, Bruce Arley 7 29/12/2006 30 34.1 265 127 EnCana Corporation Common Shares Brillon, Sherri 5 28/02/2007 51 24.175 23,156 8,000 EnCana Corporation Common Shares Brillon, Sherri 5 28/02/2007 10 57 19,760 -3,396 EnCana Corporation Options Brillon, Sherri 5 28/02/2007 51 24.175 164,000 -8,000 EnCana Corporation Common Shares EnCana Corporation 1 20/02/2007 38 55.846 250,000 250,000 EnCana Corporation Common Shares EnCana Corporation 1 20/02/2007 38 47.696 500,000 250,000 EnCana Corporation Common Shares EnCana Corporation 1 21/02/2007 38 55.839 750,000 250,000 EnCana Corporation Common Shares EnCana Corporation 1 21/02/2007 38 48.123 1,000,000 250,000 EnCana Corporation Common Shares EnCana Corporation 1 22/02/2007 38 55.465 1,250,000 250,000 EnCana Corporation Common Shares EnCana Corporation 1 22/02/2007 38 47.78 1,500,000 250,000 EnCana Corporation Common Shares EnCana Corporation 1 23/02/2007 38 56.116 1,750,000 250,000 EnCana Corporation Common Shares EnCana Corporation 1 23/02/2007 38 48.4 2,000,000 250,000 EnCana Corporation Common Shares EnCana Corporation 1 26/02/2007 38 57.138 2,250,000 250,000 EnCana Corporation Common Shares EnCana Corporation 1 26/02/2007 38 49.255 2,500,000 250,000 EnCana Corporation Common Shares EnCana Corporation 1 27/02/2007 38 56.606 2,750,000 250,000 EnCana Corporation Common Shares EnCana Corporation 1 27/02/2007 38 48.623 3,000,000 250,000 EnCana Corporation Common Shares EnCana Corporation 1 28/02/2007 38 56.83 3,250,000 250,000 EnCana Corporation Common Shares EnCana Corporation 1 28/02/2007 38 48.613 3,500,000 250,000 EnCana Corporation Common Shares EnCana Corporation 1 28/02/2007 38 2,000,000 -1,500,000 EnCana Corporation Common Shares EnCana Corporation 1 06/03/2007 38 0 -2,000,000 EnCana Corporation Common Shares Gagne, Paul Riley 7, 5 01/03/2007 00 7,520 EnCana Corporation Common Shares Gagne, Paul Riley 7, 5 01/03/2007 00 929 EnCana Corporation Options Gagne, Paul Riley 7, 5 01/03/2007 00 19,000 EnCana Corporation Rights - Performance
Share Unit Plan Gagne, Paul Riley 7, 5 01/03/2007 00 507
EnCana Corporation Common Shares Graham, Michael 7, 5 27/02/2007 10 56.96 45,486 -2 EnCana Corporation Common Shares Hinton, Thomas 7, 5 26/02/2007 51 23.9 11,932 2,000 EnCana Corporation Common Shares Hinton, Thomas 7, 5 26/02/2007 10 56.9 11,132 -800 EnCana Corporation Common Shares Hinton, Thomas 7, 5 26/02/2007 10 56.89 9,932 -1,200 EnCana Corporation Options Hinton, Thomas 7, 5 26/02/2007 51 23.9 82,500 -2,000 EnCana Corporation Common Shares Marsh, Eric 7, 5 01/03/2007 51 23.9 25,291 6,000 EnCana Corporation Common Shares Marsh, Eric 7, 5 01/03/2007 10 56.75 23,291 -2,000 EnCana Corporation Common Shares Marsh, Eric 7, 5 01/03/2007 10 56.78 22,991 -300 EnCana Corporation Common Shares Marsh, Eric 7, 5 01/03/2007 10 56.77 22,391 -600 EnCana Corporation Common Shares Marsh, Eric 7, 5 01/03/2007 10 56.79 22,191 -200 EnCana Corporation Common Shares Marsh, Eric 7, 5 01/03/2007 10 56.76 19,291 -2,900 EnCana Corporation Common Shares Marsh, Eric 7, 5 01/03/2007 10 57.45 15,291 -4,000 EnCana Corporation Options Marsh, Eric 7, 5 01/03/2007 51 23.9 100,000 -6,000 EnCana Corporation Common Shares Oliver, Robert William (Bill) 7, 5 01/03/2007 51 24.175 89,420 5,000
EnCana Corporation Common Shares Oliver, Robert William (Bill) 7, 5 01/03/2007 10 57.1 84,420 -5,000
EnCana Corporation Options Oliver, Robert William (Bill) 7, 5 01/03/2007 51 24.175 225,000 -5,000
EnCana Corporation Common Shares Stevenson, William Arthur 7, 5 26/02/2007 51 24.175 27,850 5,000 EnCana Corporation Common Shares Stevenson, William Arthur 7, 5 26/02/2007 10 57.18 27,450 -400 EnCana Corporation Common Shares Stevenson, William Arthur 7, 5 26/02/2007 10 57.15 27,150 -300 EnCana Corporation Common Shares Stevenson, William Arthur 7, 5 26/02/2007 10 57.19 27,050 -100 EnCana Corporation Common Shares Stevenson, William Arthur 7, 5 26/02/2007 10 57.14 23,450 -3,600
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2417
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
EnCana Corporation Common Shares Stevenson, William Arthur 7, 5 26/02/2007 10 57.13 23,250 -200 EnCana Corporation Common Shares Stevenson, William Arthur 7, 5 26/02/2007 10 57.18 22,850 -400 EnCana Corporation Options Stevenson, William Arthur 7, 5 26/02/2007 51 24.175 102,500 -5,000 EnCana Corporation Common Shares Walls, Hayward 5 26/02/2007 10 54.9 24,061 -2 EnCana Corporation Common Shares Whitehead, Larry L. 7, 5 26/02/2007 10 57.2 2,074 -1,351 Energy Metals Corporation Common Shares Hand, Grayson 4 02/03/2007 10 11.9 193,000 -7,500
Energy Plus Income Trust Rights Expiring March 22, 2007
Baldwin, Douglas Daniel 4 16/11/2004 00
Energy Plus Income Trust Rights Expiring March 22, 2007
Baldwin, Douglas Daniel 4 26/02/2007 46 2,904 2,904
Energy Plus Income Trust Rights EPF.RT Duncan, Darren Kelly 5 16/11/2004 00 Energy Plus Income Trust Rights EPF.RT Duncan, Darren Kelly 5 28/02/2007 56 7 8,028 8,028 Energy Plus Income Trust Rights EPF.RT MacDonald, Joseph Francis 5 23/02/2005 00
Energy Plus Income Trust Rights EPF.RT MacDonald, Joseph Francis 5 26/02/2007 56 6,091
Energy Plus Income Trust Rights EPF.RT MacDonald, Joseph Francis 5 26/02/2007 56 6,091 6,091
Energy Plus Income Trust Rights EPF.RT MacDonald, Joseph Francis 5 23/02/2005 00
Energy Plus Income Trust Rights EPF.RT MacDonald, Joseph Francis 5 26/02/2007 56 2,750 2,750
Energy Plus Income Trust Rights Expiring March 22, 2007
MacDonald, Joseph Francis 5 05/03/2007 46 6,335 244
Energy Plus Income Trust Trust Units MacDonald, Joseph Francis 5 05/03/2007 46 7.73 6,335 244
Energy Plus Income Trust Rights EPF.RT MacIntyre, Kent 4 16/11/2004 00 Energy Plus Income Trust Rights EPF.RT MacIntyre, Kent 4 28/02/2007 56 7 156,287 156,287 Energy Plus Income Trust Rights EPF.RT MacIntyre, Kent 4 16/11/2004 00 Energy Plus Income Trust Rights EPF.RT MacIntyre, Kent 4 28/02/2007 56 7 33,495 33,495 Energy Savings Income Fund
Rights Deferred Units Giffin, Gordon D. 4 29/06/2006 00 2,359
Energy Savings Income Fund
Rights Deferred Units KIRBY, MICHAEL 4 27/06/2003 00 2,669
Energy Savings Income Fund
Rights Deferred Units Segal, Hugh David 4 09/06/2003 00 2,901
Energy Savings Income Fund
Rights Deferred Units SMITH, BRIAN 4 27/06/2003 00 8,583
Energy Split Corp. Inc. Common Shares Capital Yield
Energy Split Corp. 1 15/09/2006 38 24.062 492,266 492,266
Energy Split Corp. Inc. Common Shares Capital Yield
Energy Split Corp. 1 15/09/2006 38 24.062 0 -492,266
Energy Split Corp. Inc. Preferred Shares ROC Energy Split Corp. 1 15/09/2006 38 25 1,456,125 1,456,125 Energy Split Corp. Inc. Preferred Shares ROC Energy Split Corp. 1 15/09/2006 38 25 0 -1,456,125 Energy Split Corp. Inc. Preferred Shares Class B Warman, Michael Kenneth 4, 5 17/09/2003 00
Energy Split Corp. Inc. Preferred Shares Class B Warman, Michael Kenneth 4, 5 06/03/2007 10 19.685 3,000 3,000
EnerVest Diversified Income Trust
Trust Units EnerVest Diversified Management Inc.
1 01/02/2007 38 6 17,000
EnerVest Diversified Income Trust
Trust Units EnerVest Diversified Management Inc.
1 01/02/2007 38 6.3012 17,000 17,000
EnerVest Diversified Income Trust
Trust Units EnerVest Diversified Management Inc.
1 02/02/2007 38 6.3294 34,000 17,000
EnerVest Diversified Income Trust
Trust Units EnerVest Diversified Management Inc.
1 05/02/2007 38 6.3283 50,300 16,300
EnerVest Diversified Income Trust
Trust Units EnerVest Diversified Management Inc.
1 06/02/2007 38 6.3072 67,300 17,000
EnerVest Diversified Income Trust
Trust Units EnerVest Diversified Management Inc.
1 07/02/2007 38 6.3076 84,300 17,000
EnerVest Diversified Income Trust
Trust Units EnerVest Diversified Management Inc.
1 08/02/2007 38 6.2917 101,300 17,000
EnerVest Diversified Income Trust
Trust Units EnerVest Diversified Management Inc.
1 09/02/2007 38 6.2753 118,300 17,000
EnerVest Diversified Income Trust
Trust Units EnerVest Diversified Management Inc.
1 12/02/2007 38 6.2689 135,300 17,000
EnerVest Diversified Income Trust
Trust Units EnerVest Diversified Management Inc.
1 13/02/2007 38 6.2756 152,300 17,000
EnerVest Diversified Income Trust
Trust Units EnerVest Diversified Management Inc.
1 14/02/2007 38 6.2816 169,300 17,000
EnerVest Diversified Income Trust
Trust Units EnerVest Diversified Management Inc.
1 15/02/2007 38 6.3242 186,300 17,000
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2418
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
EnerVest Diversified Income Trust
Trust Units EnerVest Diversified Management Inc.
1 16/02/2007 38 6.3669 203,300 17,000
EnerVest Diversified Income Trust
Trust Units EnerVest Diversified Management Inc.
1 19/02/2007 38 6.4139 220,300 17,000
EnerVest Diversified Income Trust
Trust Units EnerVest Diversified Management Inc.
1 20/02/2007 38 6.3859 237,300 17,000
EnerVest Diversified Income Trust
Trust Units EnerVest Diversified Management Inc.
1 21/02/2007 38 6.371 254,300 17,000
EnerVest Diversified Income Trust
Trust Units EnerVest Diversified Management Inc.
1 28/02/2007 38 0 -254,300
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 28/07/2006 38 8.39 1,500 1,500
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 29/07/2006 38 8.519 15,400
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 31/07/2006 38 8.519 16,900 15,400
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 01/08/2006 38 8.52 18,400 1,500
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 09/08/2006 38 8.697 25,100 6,700
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 10/08/2006 38 8.7 26,500 1,400
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 23/08/2006 38 8.5096 34,500 8,000
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 24/08/2006 38 8.5198 37,740 3,240
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 25/08/2006 38 8.5 38,760 1,020
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 28/08/2006 38 8.4186 39,780 1,020
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 29/08/2006 38 8.3294 40,800 1,020
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 31/08/2006 38 8.25 42,840 2,040
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 31/08/2006 38 0 -42,840
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 01/09/2006 38 8.3604 1,020 1,020
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 05/09/2006 38 8.35 2,040 1,020
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 06/09/2006 38 8.13 3,060 1,020
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 07/09/2006 38 8.02 4,080 1,020
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 08/09/2006 38 7.94 5,100 1,020
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 11/09/2006 38 7.94 6,120 1,020
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 14/09/2006 38 7.75 9,180 3,060
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 14/09/2006 38 7.65 1,020
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 15/09/2006 38 7.65 10,200 1,020
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 18/09/2006 38 7.63 11,220 1,020
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 19/09/2006 38 7.7 12,240 1,020
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 21/09/2006 38 7.2 14,280 2,040
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 22/09/2006 38 7.15 15,300 1,020
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 25/09/2006 38 7.05 16,320 1,020
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 26/09/2006 38 7.0196 17,340 1,020
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 27/09/2006 38 7.2 18,360 1,020
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 28/09/2006 38 7 19,380 1,020
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 29/09/2006 38 7.3 20,404 1,024
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2419
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 29/09/2006 38 0 -20,404
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 02/10/2006 38 7.25 1,007 1,007
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 03/10/2006 38 7.0493 2,014 1,007
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 11/10/2006 38 7.0079 4,542 2,528
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 16/10/2006 38 7 9,063 4,521
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 19/10/2006 38 7.43 11,363 2,300
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 20/10/2006 38 7.5 13,091 1,728
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 23/10/2006 38 7.5 14,098 1,007
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 25/10/2006 38 7.69 16,112 2,014
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 26/10/2006 38 7.85 17,119 1,007
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 27/10/2006 38 7.7 18,126 1,007
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 30/10/2006 38 7.8 19,133 1,007
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 30/10/2006 38 0 -19,133
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 02/11/2006 38 6.6 3,021 3,021
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 07/11/2006 38 6.75 5,035 2,014
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 10/11/2006 38 6.5497 9,063 4,028
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 13/11/2006 38 6.49 10,070 1,007
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 14/11/2006 38 5.9596 11,077 1,007
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 15/11/2006 38 6.175 12,077 1,000
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 16/11/2006 38 6.5099 13,091 1,014
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 17/11/2006 38 6.23 14,098 1,007
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 20/11/2006 38 6.2299 15,105 1,007
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 21/11/2006 38 6 16,105 1,000
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 22/11/2006 38 6.5 17,119 1,014
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 24/11/2006 38 6.4 17,719 600
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 27/11/2006 38 6.4897 20,140 2,421
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 28/11/2006 38 6.33 21,140 1,000
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 29/11/2006 38 6.33 22,154 1,014
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 30/11/2006 38 6.49 22,254 100
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 30/11/2006 38 0 -22,254
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 01/12/2006 38 6.3543 1,400 1,400
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 04/12/2006 38 6.4993 2,921 1,521
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 05/12/2006 38 6.512 3,921 1,000
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 06/12/2006 38 6.7 4,935 1,014
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 07/12/2006 38 6.75 5,942 1,007
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 08/12/2006 38 6.7497 6,949 1,007
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2420
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 12/12/2006 38 6.53 8,949 2,000
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 13/12/2006 38 6.65 9,949 1,000
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 15/12/2006 38 6.4828 11,984 2,035
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 19/12/2006 38 6.7098 13,998 2,014
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 20/12/2006 38 6.806 17,028 3,030
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 21/12/2006 38 6.7005 20,059 3,031
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 29/12/2006 38 0 -20,059
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 04/01/2007 38 6.77 2,892 2,892
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 05/01/2007 38 6.75 3,856 964
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 08/01/2007 38 6.69 4,820 964
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 09/01/2007 38 6.64 5,020 200
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 10/01/2007 38 6.65 6,748 1,728
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 17/01/2007 38 6.84 10,548 3,800
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 19/01/2007 38 6.67 13,496 2,948
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 22/01/2007 38 6.8 14,460 964
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 24/01/2007 38 6.94 16,060 1,600
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 29/01/2007 38 6.98 19,280 3,220
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 30/01/2007 38 6.85 20,244 964
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 31/01/2007 38 6.91 21,208 964
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 31/01/2007 38 0 -21,208
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 02/02/2007 38 7.06 1,928 1,928
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 05/02/2007 38 6.8 2,828 900
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 06/02/2007 38 6.96 3,828 1,000
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 08/02/2007 38 6.97 5,328 1,500
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 12/02/2007 38 7.01 7,712 2,384
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 13/02/2007 38 7.1 8,676 964
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 14/02/2007 38 7.08 9,576 900
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 15/02/2007 38 7.13 10,576 1,000
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 16/02/2007 38 7.05 11,568 992
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 19/02/2007 38 7.25 12,532 964
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 20/02/2007 38 7.15 13,496 964
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 21/02/2007 38 7.06 14,460 964
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 22/02/2007 38 7.14 15,424 964
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 23/02/2007 38 7.02 16,388 964
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 24/02/2007 38 7.06 964
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 26/02/2007 38 7.06 17,352 964
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2421
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 27/02/2007 38 7.01 18,316 964
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 28/02/2007 38 6.79 19,280 964
EnerVest Energy and Oil Sands Total Return Trust
Trust Units EnerVest Oil Sands Management Inc.
1 28/02/2007 38 0 -19,280
EnWave Corporation Common Shares Durance, Timothy Douglas 4, 5 28/02/2007 16 0.25 735,594 30,000
EnWave Corporation Common Shares Durance, Timothy Douglas 4, 5 15/06/2003 00
EnWave Corporation Common Shares Durance, Timothy Douglas 4, 5 28/02/2007 16 0.25 8,000 8,000
EnWave Corporation Common Shares Durance, Timothy Douglas 4, 5 15/06/2003 00
EnWave Corporation Common Shares Durance, Timothy Douglas 4, 5 28/02/2007 16 0.25 16,000 16,000
EnWave Corporation Common Shares Durance, Timothy Douglas 4, 5 28/02/2007 16 0.25 58,000 8,000
EnWave Corporation Common Shares Durance, Timothy Douglas 4, 5 28/02/2007 16 0.25 153,000 88,000
EnWave Corporation Warrants Durance, Timothy Douglas 4, 5 28/02/2007 16 30,000 30,000
EnWave Corporation Warrants Durance, Timothy Douglas 4, 5 15/06/2003 00
EnWave Corporation Warrants Durance, Timothy Douglas 4, 5 28/02/2007 16 8,000 8,000
EnWave Corporation Warrants Durance, Timothy Douglas 4, 5 15/06/2003 00
EnWave Corporation Warrants Durance, Timothy Douglas 4, 5 28/02/2007 16 16,000 16,000
EnWave Corporation Warrants Durance, Timothy Douglas 4, 5 15/06/2003 00
EnWave Corporation Warrants Durance, Timothy Douglas 4, 5 28/02/2007 16 8,000 8,000
EnWave Corporation Warrants Durance, Timothy Douglas 4, 5 28/02/2007 16 143,000 88,000
EnWave Corporation Common Shares McNicol, John 5 09/02/2007 00 EnWave Corporation Common Shares McNicol, John 5 28/02/2007 16 0.25 150,000 150,000 EnWave Corporation Common Shares McNicol, John 5 09/02/2007 00 EnWave Corporation Common Shares McNicol, John 5 28/02/2007 16 0.25 100,000 100,000 EnWave Corporation Options McNicol, John 5 09/02/2007 00 100,000 EnWave Corporation Warrants McNicol, John 5 09/02/2007 00 EnWave Corporation Warrants McNicol, John 5 28/02/2007 16 150,000 150,000 EnWave Corporation Warrants McNicol, John 5 09/02/2007 00 EnWave Corporation Warrants McNicol, John 5 28/02/2007 16 100,000 100,000 EnWave Corporation Common Shares Sandberg, Gary Melvin
Michael4 28/02/2007 16 0.25 50,000 25,000
EnWave Corporation Common Shares Sandberg, Gary Melvin Michael
4 28/02/2007 10 0.6 21,000 2,000
EnWave Corporation Warrants Sandberg, Gary Melvin Michael
4 28/02/2007 16 50,000 25,000
Epic Data International Inc. Common Shares Code, James Salter 5 05/03/2007 10 0.28 55,489 5,500 Epic Data International Inc. Common Shares Code, James Salter 5 08/03/2007 10 0.28 71,489 16,000 Epic Data International Inc. Common Shares Code, James Salter 5 09/03/2007 10 0.29 74,989 3,500 Equal Weight Plus Fund Trust Units Baldwin, Douglas Daniel 4 28/02/2007 46 7.61 1,736 986 Equal Weight Plus Fund Trust Units Bouchard, Micheline 4 08/11/2006 00 Equal Weight Plus Fund Trust Units Bouchard, Micheline 4 28/02/2007 46 7.61 1,314 1,314 Equal Weight Plus Fund Trust Units MacDonald, Joseph Francis 5 06/03/2007 46 10 357 29
Equal Weight Plus Fund Trust Units MacIntyre, Kent 4 02/03/2007 46 7.61 8,055 986 Equitable Group Inc. Common Shares BLEDIN, GEOFFREY 4, 5 01/03/2007 10 0 -971,773 Equitable Group Inc. Common Shares BLEDIN, GEOFFREY 4, 5 01/03/2007 51 17.5 75,000 75,000 Equitable Group Inc. Options Options granted BLEDIN, GEOFFREY 4, 5 01/03/2007 51 17.5 50,000 -75,000
Equitable Group Inc. Options Options granted Moor, Andrew 5 01/03/2007 00 150,000
Esperanza Silver Corporation
Common Shares Casswell, Kim Charisse 5 19/02/2006 51 20000 20,000
Esperanza Silver Corporation
Common Shares Casswell, Kim Charisse 5 19/02/2007 51 0.58 20,000 20,000
Essential Energy Services Trust
Trust Units Wagner, Kenneth Arnold 5 28/02/2007 45 5.92 834,351 101,351
Etruscan Resources Inc. Options Burton, Donald MacLaren 5 26/02/2007 50 615,000 100,000
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2422
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Etruscan Resources Inc. Options Holmes, Glenn 5 26/02/2007 50 4.45 590,000 100,000 EURO Ressources S.A. Options Hermans, Susanne
Albertine Maria 5 26/02/2007 38 0.952 0 -50,000
EURO Ressources S.A. Options Hermans, Susanne Albertine Maria
5 26/02/2007 50 0.935 50,001 50,001
ExelTech Aerospace Inc. (formerly NordTech Aerospace Inc.)
Common Shares Filiatreault, Luc 4, 5 23/02/2007 10 0.39 9,401,483 -100,000
ExelTech Aerospace Inc. (formerly NordTech Aerospace Inc.)
Common Shares Filiatreault, Luc 4, 5 26/02/2007 10 0.39 9,365,983 -35,500
Faircourt Split Trust Preferred Shares Faircourt Asset Management Inc.
8 08/03/2007 11 10 19,513 1,729
Faircourt Split Trust Trust Units Faircourt Asset Management Inc.
8 08/03/2007 11 11.011 20,513 1,729
Fairfax Financial Holdings Limited
Subordinate Voting Shares
Morvan, Lambert 7 22/02/2007 00 69
Fairway Diversified Income and Growth Trust
Trust Units redeemable, transferable
Fairway Diversified Income and Growth Trust
1 06/02/2007 10 11.24 400 400
Fairway Diversified Income and Growth Trust
Trust Units redeemable, transferable
Fairway Diversified Income and Growth Trust
1 06/02/2007 38 11.24 0 -400
Fairway Diversified Income and Growth Trust
Trust Units redeemable, transferable
Fairway Diversified Income and Growth Trust
1 13/02/2007 10 11.42 400 400
Fairway Diversified Income and Growth Trust
Trust Units redeemable, transferable
Fairway Diversified Income and Growth Trust
1 13/02/2007 38 11.42 0 -400
Fairway Diversified Income and Growth Trust
Trust Units redeemable, transferable
Fairway Diversified Income and Growth Trust
1 02/03/2007 10 11.46 400 400
Fairway Diversified Income and Growth Trust
Trust Units redeemable, transferable
Fairway Diversified Income and Growth Trust
1 02/03/2007 38 11.46 0 -400
Fairway Investment Grade Income Fund
Trust Units redeemable, transferable
Fairway Investment Grade Income Fund
1 06/02/2007 10 8.45 300 300
Fairway Investment Grade Income Fund
Trust Units redeemable, transferable
Fairway Investment Grade Income Fund
1 06/02/2007 38 8.45 0 -300
Fairway Investment Grade Income Fund
Trust Units redeemable, transferable
Fairway Investment Grade Income Fund
1 07/02/2007 10 8.45 300 300
Fairway Investment Grade Income Fund
Trust Units redeemable, transferable
Fairway Investment Grade Income Fund
1 07/02/2007 38 8.45 0 -300
Fairway Investment Grade Income Fund
Trust Units redeemable, transferable
Fairway Investment Grade Income Fund
1 08/02/2007 10 8.36 400 400
Fairway Investment Grade Income Fund
Trust Units redeemable, transferable
Fairway Investment Grade Income Fund
1 08/02/2007 38 8.36 0 -400
Fairway Investment Grade Income Fund
Trust Units redeemable, transferable
Fairway Investment Grade Income Fund
1 09/02/2007 10 8.32 600 600
Fairway Investment Grade Income Fund
Trust Units redeemable, transferable
Fairway Investment Grade Income Fund
1 09/02/2007 38 8.32 0 -600
Fairway Investment Grade Income Fund
Trust Units redeemable, transferable
Fairway Investment Grade Income Fund
1 14/02/2007 10 8.47 300 300
Fairway Investment Grade Income Fund
Trust Units redeemable, transferable
Fairway Investment Grade Income Fund
1 14/02/2007 38 8.47 0 -300
Fairway Investment Grade Income Fund
Trust Units redeemable, transferable
Fairway Investment Grade Income Fund
1 15/02/2007 10 8.47 300 300
Fairway Investment Grade Income Fund
Trust Units redeemable, transferable
Fairway Investment Grade Income Fund
1 15/02/2007 38 8.47 0 -300
Fairway Investment Grade Income Fund
Trust Units redeemable, transferable
Fairway Investment Grade Income Fund
1 16/02/2007 10 8.46 300 300
Fairway Investment Grade Income Fund
Trust Units redeemable, transferable
Fairway Investment Grade Income Fund
1 16/02/2007 38 8.46 0 -300
Fairway Investment Grade Income Fund
Trust Units redeemable, transferable
Fairway Investment Grade Income Fund
1 27/02/2007 10 8.4 500 500
Fairway Investment Grade Income Fund
Trust Units redeemable, transferable
Fairway Investment Grade Income Fund
1 27/02/2007 38 8.4 0 -500
Fairway Investment Grade Income Fund
Trust Units redeemable, transferable
Fairway Investment Grade Income Fund
1 28/02/2007 10 8.36 400
Fairway Investment Grade Income Fund
Trust Units redeemable, transferable
Fairway Investment Grade Income Fund
1 05/03/2007 10 8.52 300 300
Fairway Investment Grade Income Fund
Trust Units redeemable, transferable
Fairway Investment Grade Income Fund
1 05/03/2007 38 8.52 0 -300
Finning International Inc. Options Lloyd, Nicholas Bradley 5 02/03/2007 50 65,600 10,500 First Asset Energy & Resource Fund (formerly, Triax Resource Limited Partnership)
Limited Partnership Units First Asset Energy & Resource Fund
7 02/03/2007 38 20.839 19,700 900
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2423
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
First Asset Energy & Resource Income & Growth Fund (formerly, Triax Resource Limited Partnership II)
Limited Partnership Units First Asset Energy & Resource Income & Growth Fund
7 02/03/2007 38 31.8 11,200 900
First Asset Equal Weight REIT Income Fund
Units First Asset Equal Weight REIT Income Fund
1 02/03/2007 38 13.717 382,800 6,000
First Asset Pipes & Power Income Fund
Trust Units First Asset Pipes & Power Income Fund
1 02/03/2007 38 7.6 342,200 2,000
First Asset PowerGen Trust I Trust Units First Asset PowerGen Trust I
7 02/03/2007 38 18.233 4,800 600
First Asset PowerGen Trust III
Trust Units First Asset PowerGen Trust III
7 02/03/2007 38 17.7 135,000 2,200
First Asset/BlackRock North American Dividend AchieversTrust
Units First Asset/BlackRock North American Dividend Achievers Trust
7 02/03/2007 38 9.75 174,800 3,000
First Metals Inc. Common Shares Mercier, Clément 8 27/02/2007 10 0.9 18,500 3,500 First Metals Inc. Options Richardson, James Angus
Wilson (Bilkstys-) 4, 5 01/03/2007 52 1 -45,000 20,000
FIRSTSERVICECORPORATION
Subordinate Voting Shares
FirstService Corporation 1 05/03/2006 10 28.14 36,200
FIRSTSERVICECORPORATION
Subordinate Voting Shares
FirstService Corporation 1 05/03/2007 10 28.14 36,200 36,200
FIRSTSERVICECORPORATION
Subordinate Voting Shares
FirstService Corporation 1 05/03/2007 10 28.25 38,200 2,000
FIRSTSERVICECORPORATION
Subordinate Voting Shares
FirstService Corporation 1 06/03/2007 10 28.25 38,500 300
Flaherty & Crumrine Investment Grade Fixed Income Fund
Trust Units Braaten, Peter A. 4 02/03/2007 46 22.436 652 652
Flaherty & Crumrine Investment Grade Fixed Income Fund
Trust Units Braaten, Peter A. 4 02/03/2007 46 22.436 0 -652
Flaherty & Crumrine Investment Grade Fixed Income Fund
Trust Units Brompton Funds Management Limited
4 02/03/2007 46 22.436 2,284 2,284
Flaherty & Crumrine Investment Grade Fixed Income Fund
Trust Units Brompton Funds Management Limited
4 02/03/2007 46 22.436 0 -2,284
Flaherty & Crumrine Investment Grade Fixed Income Fund
Trust Units Flaherty & Crumrine Investment Grade Fixed Income Fund
1 26/02/2007 38 21.8 4,400 4,400
Flaherty & Crumrine Investment Grade Fixed Income Fund
Trust Units Flaherty & Crumrine Investment Grade Fixed Income Fund
1 26/02/2007 38 21.8 0 -4,400
Flaherty & Crumrine Investment Grade Fixed Income Fund
Trust Units Flaherty & Crumrine Investment Grade Fixed Income Fund
1 27/02/2007 38 22 1,700 1,700
Flaherty & Crumrine Investment Grade Fixed Income Fund
Trust Units Flaherty & Crumrine Investment Grade Fixed Income Fund
1 27/02/2007 38 22 0 -1,700
Flaherty & Crumrine Investment Grade Preferred Fund
Trust Units Brompton Funds Management Limited
4 02/03/2007 46 22.05 1,319 1,319
Flaherty & Crumrine Investment Grade Preferred Fund
Trust Units Brompton Funds Management Limited
4 02/03/2007 38 22.05 -1,319
Flaherty & Crumrine Investment Grade Preferred Fund
Trust Units Brompton Funds Management Limited
4 02/03/2007 46 22.05 0 -1,319
FNX Mining Company Inc. Common Shares Cudney, Robert Douglas 4 01/03/2007 10 20.29 865,046 -10,000 FNX Mining Company Inc. Common Shares Cudney, Robert Douglas 4 01/03/2007 10 20.29 89,200 -10,000 FNX Mining Company Inc. Common Shares Innes, Daniel Grant 4 28/02/2007 10 20.28 39,287 -2,500 FNX Mining Company Inc. Common Shares Innes, Daniel Grant 4 28/02/2007 10 20.27 35,287 -4,000 FNX Mining Company Inc. Common Shares Innes, Daniel Grant 4 28/02/2007 10 20.26 34,987 -300 FNX Mining Company Inc. Common Shares Innes, Daniel Grant 4 28/02/2007 10 20.25 30,487 -4,500 FNX Mining Company Inc. Common Shares Innes, Daniel Grant 4 01/03/2007 10 20.37 29,087 -1,400 FNX Mining Company Inc. Common Shares Innes, Daniel Grant 4 01/03/2007 10 20.39 26,087 -3,000 FNX Mining Company Inc. Common Shares Innes, Daniel Grant 4 01/03/2007 10 20.4 25,087 -1,000 FNX Mining Company Inc. Common Shares Innes, Daniel Grant 4 01/03/2007 10 20.41 22,887 -2,200 FNX Mining Company Inc. Common Shares Innes, Daniel Grant 4 01/03/2007 10 20.42 21,887 -1,000 FNX Mining Company Inc. Common Shares Innes, Daniel Grant 4 01/03/2007 10 20.38 21,800 -87 FNX Mining Company Inc. Common Shares Innes, Daniel Grant 4 01/03/2007 10 20.4 20,800 -1,000
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2424
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
FNX Mining Company Inc. Common Shares Innes, Daniel Grant 4 01/03/2007 10 20.44 20,000 -800 FNX Mining Company Inc. Common Shares Innes, Daniel Grant 4 02/03/2007 10 20.5 17,600 -2,400 FNX Mining Company Inc. Common Shares Innes, Daniel Grant 4 02/03/2007 10 20.51 14,000 -3,600 FNX Mining Company Inc. Common Shares Innes, Daniel Grant 4 02/03/2007 10 20.55 10,000 -4,000 Focus Energy Trust Trust Units Evans, Derek Watson 4, 5 01/03/2007 30 17.226 242 Focus Energy Trust Trust Units Evans, Derek Watson 4, 5 01/03/2007 30 17.226 143,510 339 Focus Energy Trust Trust Units Lawrence, Dennis Malcolm 5 01/03/2007 30 17.226 41,939 208
Focus Energy Trust Trust Units McCaskill, Hugh Cameron 5 01/03/2007 30 17.226 1,048 227
Focus Energy Trust Trust Units Murdoch, Bryce Hughes 5 01/03/2007 30 17.226 1,414 208 Focus Energy Trust Trust Units Ostlund, William Douglas 5 01/03/2007 30 17.226 477 242 Focus Energy Trust Trust Units Pickering, Al Stephen 5 01/03/2007 30 17.226 7,781 208 Focus Energy Trust Trust Units Sakal, David William 5 01/03/2007 30 17.226 86,353 208 Focus Energy Trust Trust Units Schoenroth, Allison Kim 5 01/03/2007 30 17.226 2,883 208 Fording Canadian Coal Trust Units Schaefer, Harry George 4 08/08/2006 90 32.37 1,700
Fording Canadian Coal Trust Units Schaefer, Harry George 4 08/08/2006 90 32.37 9,200 9,200
Fording Canadian Coal Trust Units Schaefer, Harry George 4 01/03/2007 10 28.4 0 -9,200
Fording Canadian Coal Trust Units Schaefer, Harry George 4 10/03/2003 00
Fording Canadian Coal Trust Units Schaefer, Harry George 4 10/03/2003 00 16,000
Fording Canadian Coal Trust Units Schaefer, Harry George 4 06/09/2005 37 8,000
Fording Canadian Coal Trust Units Schaefer, Harry George 4 06/09/2005 37 48,000 32,000
Fording Canadian Coal Trust Units Schaefer, Harry George 4 26/02/2007 10 28.25 22,000 -19,600
Forsys Metals Corp Common Shares Isaacs, Wayne 4, 5 28/02/2007 51 0.24 502,163 145,000 Forsys Metals Corp Options Isaacs, Wayne 4, 5 28/02/2007 51 0.24 685,000 -145,000 Forsys Metals Corp Common Shares Parnham, Duane 4 26/02/2007 10 8.5 3,767,264 -5,000 Forsys Metals Corp Common Shares Parnham, Duane 4 06/03/2007 10 7.01 3,812,364 2,600 Fortis Inc. Common Shares Alteen, Peter 7 01/03/2007 30 26.847 11,767 92 Fortis Inc. Common Shares Bennett, David 7 01/03/2007 10 26.847 1,206 550 Fortis Inc. Common Shares Bennett, David 7 06/03/2007 35 26.847 1,211 5 Fortis Inc. Common Shares Bomhof, Karl 7 06/03/2007 10 26.847 609 372 Fortis Inc. Common Shares Chafe, Bruce 4 01/03/2007 30 26.847 84,958 598 Fortis Inc. Common Shares Delaney, Phonse 7 01/03/2007 30 26.847 7,541 59 Fortis Inc. Common Shares Drover, Ed 7 31/12/2004 35 61.9 627 22 Fortis Inc. Common Shares Drover, Ed 7 30/09/2005 35 77.46 641 14 Fortis Inc. Common Shares Drover, Ed 7 21/10/2005 35 1,815 Fortis Inc. Common Shares Drover, Ed 7 21/10/2005 35 2,564 1,923 Fortis Inc. Common Shares Drover, Ed 7 01/12/2005 10 24.99 2,780 216 Fortis Inc. Common Shares Drover, Ed 7 01/06/2006 10 23.04 2,997 217 Fortis Inc. Common Shares Drover, Ed 7 31/12/2006 35 24.68 3,077 80 Fortis Inc. Common Shares Drover, Ed 7 01/03/2007 35 26.85 3,099 22 Fortis Inc. Common Shares Duke, Nora 7 01/12/2006 30 28.29 6,597 49 Fortis Inc. Common Shares Duke, Nora 7 01/03/2007 30 26.85 7,535 938 Fortis Inc. Common Shares Duke, Nora 7 01/12/2006 30 28.29 3,850 29 Fortis Inc. Common Shares Duke, Nora 7 01/03/2007 30 26.85 3,880 30 Fortis Inc. Common Shares Fink, Bob 7 06/03/2000 35 26.847 20 20 Fortis Inc. Common Shares Fink, Bob 7 06/03/2007 10 26.847 2,884 354 Fortis Inc. Common Shares Gaudet, John David 7 01/03/2007 30 26.847 4,558 35 Fortis Inc. Common Shares Gaudet, John David 7 01/03/2007 30 26.847 2,211 98 Fortis Inc. Common Shares Geldert, John William 7 01/03/2007 30 26.847 497 86 Fortis Inc. Common Shares Geldert, John William 7 01/03/2007 30 26.847 906 89 Fortis Inc. Common Shares Geldert, John William 7 01/03/2007 30 26.847 6,754 40 Fortis Inc. Common Shares Geldert, John William 7 01/03/2007 30 26.847 4,924 18 Fortis Inc. Common Shares Gosse, Karen J. 5 01/03/2007 30 26.847 197 2 Fortis Inc. Common Shares Harbilas, James 7 06/03/2007 35 26.847 324 4 Fortis Inc. Common Shares Hughes, Philip 7 02/03/2007 35 27.392 63,082 48 Fortis Inc. Common Shares Hughes, Philip 7 06/03/2007 10 26.847 64,737 1,655 Fortis Inc. Common Shares Hughes, Philip 7 06/03/2007 35 26.847 64,971 234 Fortis Inc. Common Shares Hutchens, Lisa 7 01/03/2007 30 26.847 8,744 68 Fortis Inc. Common Shares Hutchens, Lisa 7 01/03/2007 30 26.847 29 4 Fortis Inc. Common Shares Hynes, Madonna G. 5 01/03/2007 30 26.847 7,521 613 Fortis Inc. Common Shares Inkpen, Linda L. 4 01/03/2007 30 26.847 25,115 29 Fortis Inc. Common Shares Jackman, Neal J. 7 31/12/2006 30 24.68 30,161 3 Fortis Inc. Common Shares Jackman, Neal J. 7 01/03/2007 30 26.85 36,447 989 Fortis Inc. Common Shares Jackman, Neal J. 7 01/03/2007 30 26.85 1,901 15
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2425
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Fortis Inc. Common Shares Johnston, Cynthia 7 06/03/2007 10 26.847 913 430 Fortis Inc. Common Shares Johnston, Cynthia 7 06/03/2007 35 26.847 917 4 Fortis Inc. Common Shares Lea, James A. 7 01/03/2007 30 26.847 27,334 213 Fortis Inc. Common Shares Loggie, Steven D. 7 01/03/2007 30 26.847 3,445 27 Fortis Inc. Common Shares Ludlow, Earl 7 01/12/2006 30 28.29 45,958 72 Fortis Inc. Common Shares Ludlow, Earl 7 01/03/2007 30 26.84 47,276 1,318 Fortis Inc. Common Shares Ludlow, Earl 7 01/12/2006 30 28.29 3,033 22 Fortis Inc. Common Shares Ludlow, Earl 7 01/03/2007 30 26.84 3,057 24 Fortis Inc. Common Shares Marshall, H. Stanley 5 01/03/2007 30 26.847 241,715 285 Fortis Inc. Common Shares Marshall, H. Stanley 5 01/03/2007 30 26.847 293 2 Fortis Inc. Common Shares Marshall, H. Stanley 5 01/03/2007 30 26.847 589 4 Fortis Inc. Common Shares Marshall, H. Stanley 5 01/03/2007 30 26.847 87,016 611 Fortis Inc. Common Shares Marshall, H. Stanley 5 01/03/2007 30 26.847 589 4 Fortis Inc. Common Shares McCabe, Ronald William 5 01/02/2007 30 26.847 55,561 549 Fortis Inc. Common Shares McCabe, Ronald William 5 01/03/2007 30 26.847 586 5 Fortis Inc. Common Shares McCabe, Ronald William 5 01/03/2007 30 26.847 5,039 39 Fortis Inc. Common Shares McCabe, Ronald William 5 01/03/2007 30 26.847 511 4 Fortis Inc. Common Shares McCabe, Ronald William 5 01/03/2007 30 26.847 511 4 Fortis Inc. Common Shares Murrin, Felix 7 01/03/2007 30 26.847 2,122 5 Fortis Inc. Common Shares Myers, Wayne W. 7 01/12/2006 30 28.29 4,181 31 Fortis Inc. Common Shares Myers, Wayne W. 7 01/03/2007 30 26.85 4,214 33 Fortis Inc. Common Shares Myers, Wayne W. 7 01/12/2006 30 28.29 1,228 9 Fortis Inc. Common Shares Myers, Wayne W. 7 01/03/2007 30 26.85 1,238 10 Fortis Inc. Common Shares Norris, David 4 01/03/2007 30 27.329 2,840 8 Fortis Inc. Common Shares O'Brien, Frederick J. 7 01/03/2007 30 26.847 2,896 1,090 Fortis Inc. Common Shares Perry, Barry 5 01/03/2007 30 26.847 30,719 880 Fortis Inc. Common Shares Perry, Barry 5 01/03/2007 30 26.847 11,644 536 Fortis Inc. Common Shares Perry, Jocelyn 7 01/03/2007 30 26.847 2,758 22 Fortis Inc. Common Shares Reddin, L. John 7 01/03/2007 30 26.847 442 19 Fortis Inc. Common Shares Skiffington, Alan 7 06/03/2007 35 26.847 231 2 Fortis Inc. Common Shares Smith, Gary Joseph 7 06/03/2007 35 26.847 219 2 Fortis Inc. Common Shares Smith, Karl W. 7 01/03/2007 30 26.847 25,194 1,466 Fortis Inc. Common Shares Smith, Karl W. 7 01/03/2007 30 26.847 1,551 12 Fortis Inc. Common Shares Smith, Karl W. 7 01/03/2007 30 26.847 1,551 12 Fortis Inc. Common Shares Spinney, James 5 01/03/2007 30 26.847 5,116 667 Fortis Inc. Common Shares Younker, Robert O. 7 01/03/2007 30 26.847 369 3 Fortress Energy Inc. Common Shares Bailey, James Cameron 5 02/03/2007 36 111,392 111,392 Fortress Energy Inc. Common Shares Giovanetto, Barry Richard 4 20/02/2007 00 76,849 Fortress Energy Inc. Common Shares Giovanetto, Barry Richard 4 20/02/2007 00 189,704 Fortress Energy Inc. Options Giovanetto, Barry Richard 4 20/02/2007 00 150,000 Fortress Energy Inc. Common Shares Jeffs, James 5 20/02/2007 00 25,445 Fortress Energy Inc. Options Jeffs, James 5 20/02/2007 00 180,000 Fortress Energy Inc. Common Shares Milford, John Calverley 5 27/02/2007 10 0.79 65,000 10,000 Fortress Energy Inc. Common Shares Milford, John Calverley 5 28/02/2007 10 0.79 115,633 50,633 Fortress Energy Inc. Common Shares Milford, John Calverley 5 20/02/2007 00 Fortress Energy Inc. Common Shares Milford, John Calverley 5 27/02/2007 10 0.79 4,000 4,000 Fortress Energy Inc. Common Shares Watson, George 4 01/03/2007 00 30,938 Fortress Energy Inc. Options Watson, George 4 01/03/2007 00 30,000 Fortsum Business Solutions Inc.
Common Shares Ratté, Denis 4, 6, 5 04/08/2004 00
Fortsum Business Solutions Inc.
Common Shares Ratté, Denis 4, 6, 5 04/08/2004 00 5,000
Fortsum Business Solutions Inc.
Common Shares Ratté, Denis 4, 6, 5 02/03/2007 10 0.56 5,500 500
Fortsum Business Solutions Inc.
Common Shares Tachereau, François 4, 5 22/10/2003 00
Fortsum Business Solutions Inc.
Common Shares Tachereau, François 4, 5 22/10/2003 00 5,000
Fortsum Business Solutions Inc.
Common Shares Tachereau, François 4, 5 02/03/2007 10 0.56 5,500 500
Four Seasons Hotels Inc. Limited Voting Shares Corinthios, Antoine Georges
5 02/03/2007 51 32.07 3,000 3,000
Four Seasons Hotels Inc. Options Corinthios, Antoine Georges
5 10/06/2003 00
Four Seasons Hotels Inc. Options Corinthios, Antoine Georges
5 10/06/2003 00 175,589
Four Seasons Hotels Inc. Options Corinthios, Antoine Georges
5 02/03/2007 51 32.07 137,572 -3,000
Four Seasons Hotels Inc. Limited Voting Shares Duwaji, Mike 7 02/03/2007 51 32.07 35,000 35,000 Four Seasons Hotels Inc. Options Duwaji, Mike 7 02/03/2007 51 32.07 41,000 -35,000 Four Seasons Hotels Inc. Limited Voting Shares Jacobs, Neil 7 27/02/2007 90 230 -11,000 Four Seasons Hotels Inc. Limited Voting Shares Jacobs, Neil 7 20/09/2004 00 Four Seasons Hotels Inc. Limited Voting Shares Jacobs, Neil 7 27/02/2007 90 11,000 11,000
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2426
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Four Seasons Hotels Inc. Options Jacobs, Neil 7 27/02/2007 90 0 -64,000 Four Seasons Hotels Inc. Options Jacobs, Neil 7 20/09/2004 00 Four Seasons Hotels Inc. Options Jacobs, Neil 7 27/02/2007 90 64,000 64,000 Four Seasons Hotels Inc. Limited Voting Shares Prichard, John Robert
Stobo4 02/03/2007 51 32.07 20,000 15,000
Four Seasons Hotels Inc. Options Prichard, John Robert Stobo
4 02/03/2007 51 32.07 0 -15,000
FPI LIMITED Common Shares Colbourne, Peter 5 26/02/2007 10 13,653 2,500 FPI LIMITED Options Colbourne, Peter 5 26/02/2007 51 6.4 27,500 -2,500 Fralex Therapeutics Inc. Common Shares Andrew, John 5 01/02/2007 00 41,000 Fralex Therapeutics Inc. Options Andrew, John 5 01/02/2007 00 5,000 Fralex Therapeutics Inc. Warrants Andrew, John 5 01/02/2007 00 20,500 Fralex Therapeutics Inc. Options Clennett, Janet 5 01/02/2007 00 60,000 Fralex Therapeutics Inc. Common Shares Parker, Andrea Brigitta 5 01/02/2007 00 Fralex Therapeutics Inc. Options Parker, Andrea Brigitta 5 01/02/2007 00 60,000 Fralex Therapeutics Inc. Common Shares RYAN, PATRICK ARTHUR 4 01/02/2007 00
Fralex Therapeutics Inc. Options RYAN, PATRICK ARTHUR 4 01/02/2007 00
Fralex Therapeutics Inc. Common Shares Thomas, Alex William 5 01/02/2007 00 1,650,000 Fralex Therapeutics Inc. Options Thomas, Alex William 5 01/02/2007 00 Freewest Resources Canada Inc.
Common Shares Bryson, George 4 01/03/2007 10 0.2 263,500 -25,000
Freewest Resources Canada Inc.
Common Shares Bryson, George 4 02/03/2007 10 0.205 247,500 -16,000
Freewest Resources Canada Inc.
Common Shares Bryson, George 4 02/03/2007 10 0.2 222,500 -25,000
Frontenac Mortgage Investment Corporation
Common Shares Robinson, Alison 7 01/06/2005 00 4,529
Frontenac Mortgage Investment Corporation
Common Shares Robinson, David Wayne 7 01/06/2005 00 248
Frontenac Mortgage Investment Corporation
Common Shares Robinson, Matthew James 7 01/06/2005 00 2,044
Frontier Pacific Mining Corporation
Common Shares Lock, Brian 5 28/02/2007 10 0.85 336,000 4,000
Frontier Pacific Mining Corporation
Common Shares Lock, Brian 5 02/03/2007 10 0.89 332,000 -4,000
Frontier Pacific Mining Corporation
Common Shares McDonald, George Ross 4 07/03/2007 54 0.33 170,000 70,000
Frontier Pacific Mining Corporation
Common Shares McDonald, George Ross 4 08/03/2007 10 0.82 100,000 -70,000
Frontier Pacific Mining Corporation
Warrants McDonald, George Ross 4 07/03/2007 54 0.33 0 -70,000
Full Metal Minerals Ltd. Common Shares McLeod, Donald Bruce 4 26/02/2007 10 2.8 55,000 -10,000 Full Metal Minerals Ltd. Common Shares McLeod, Donald Bruce 4 26/02/2007 10 2.83 45,000 -10,000 Gammon Lake Resources Inc.
Common Shares Langille, Bradley H 4, 5 01/03/2007 10 20.01 1,204,400 -400
Gammon Lake Resources Inc.
Common Shares Langille, Bradley H 4, 5 01/03/2007 10 20 1,105,400 -99,000
Gammon Lake Resources Inc.
Common Shares Langille, Bradley H 4, 5 01/03/2007 10 20.57 1,104,900 -500
Garson Resources Ltd. Common Shares Stringer, Edward 4, 5 02/03/2007 10 0.18 906,499 20,000 Gaz Métro Limited Partnership
Options Tessier, Robert 4, 5 07/03/2007 51 0 -6,483
Gaz Métro Limited Partnership
Units Tessier, Robert 4, 5 07/03/2007 51 15.04 17,931 6,483
Gaz Métro Limited Partnership
Units Tessier, Robert 4, 5 07/03/2007 10 16.95 17,631 -300
Gaz Métro Limited Partnership
Units Tessier, Robert 4, 5 07/03/2007 10 16.91 11,448 -6,183
GBS Gold International Inc. Common Shares Playford, Gilbert Earl 3 02/03/2007 54 0.71 2,874,501 862,500 GBS Gold International Inc. Common Shares Playford, Gilbert Earl 3 02/03/2007 54 1.5 3,305,501 431,000 GBS Gold International Inc. Common Shares Playford, Gilbert Earl 3 02/03/2007 54 1 2,776,962 351,502 GBS Gold International Inc. Warrants Playford, Gilbert Earl 3 02/03/2007 54 718,501 -862,500 GBS Gold International Inc. Warrants Playford, Gilbert Earl 3 02/03/2007 54 287,501 -431,000 GBS Gold International Inc. Warrants Playford, Gilbert Earl 3 20/10/2005 53 527,419 GBS Gold International Inc. Warrants Playford, Gilbert Earl 3 20/10/2005 53 468,669 468,669 GBS Gold International Inc. Warrants Playford, Gilbert Earl 3 02/03/2007 54 117,167 -351,502 General Donlee Income Fund
Trust Units General Donlee 1 28/02/2007 38 8.5 2,600 2,600
General Donlee Income Fund
Trust Units General Donlee 1 28/02/2007 38 8.5 0 -2,600
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2427
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
General Minerals Corporation
Common Shares Fitch, Ralph Gordon 4, 5 12/01/2007 51 0.85 33,500
General Minerals Corporation
Common Shares Fitch, Ralph Gordon 4, 5 12/02/2007 51 0.85 214,033 33,500
General Minerals Corporation
Options Fitch, Ralph Gordon 4, 5 12/01/2007 51 0.85 -33,500
General Minerals Corporation
Options Fitch, Ralph Gordon 4, 5 12/02/2007 51 0.85 196,000 -33,500
Gentry Resources Ltd. Common Shares Buzan, Larry 5 28/02/2007 30 4.44 4,095 282 Gentry Resources Ltd. Common Shares McKay, R. Gordon 5 28/02/2007 30 4.44 248,403 347 Gentry Resources Ltd. Common Shares Panchmatia, Ketan 5 28/02/2007 30 4.44 21,523 319 Gentry Resources Ltd. Common Shares Ross, Hugh 4, 5 28/02/2007 30 4.44 1,685,964 450 GEOCAN Energy Inc. Common Shares GEOCAN Energy Inc. 1 15/02/2007 38 1.33 550,500 2,000 GEOCAN Energy Inc. Common Shares GEOCAN Energy Inc. 1 28/02/2007 38 1.3 552,500 2,000 GeoGlobal Resources Inc. Common Shares Price, Patricia Jean 5 02/03/2007 51 1.01 20,000 20,000 GeoGlobal Resources Inc. Options Price, Patricia Jean 5 02/03/2007 51 1.01 100,000 -20,000 Geophysical Prospecting Inc. Common Shares dwyer, owen vincent 4 02/03/2007 10 0.03 4,130,400 -100,000
Gerdau Ameristeel Corporation
Options Bott, Gregory 5 01/03/2007 50 10,568 6,978
Gerdau Ameristeel Corporation
Options Bullard, Robert 5 01/03/2007 50 14,796 9,617
Gerdau Ameristeel Corporation
Options Christy, Michael 5 20/03/2006 50 101,147
Gerdau Ameristeel Corporation
Options Christy, Michael 5 20/03/2006 50 101,147 101,147
Gerdau Ameristeel Corporation
Options Christy, Michael 5 01/03/2007 50 122,162 21,015
Gerdau Ameristeel Corporation
Options Czarnik, Carl 5 01/03/2007 50 20,594 16,570
Gerdau Ameristeel Corporation
Options Diggs, James 5 01/03/2007 50 26,010 17,090
Gerdau Ameristeel Corporation
Options Goodwald, Jerry 5 01/03/2007 50 15,259 9,912
Gerdau Ameristeel Corporation
Options Hardaker, Paul 5 01/03/2007 50 8,888 5,852
Gerdau Ameristeel Corporation
Options Hendricks, Paul J. 5 19/07/2006 00
Gerdau Ameristeel Corporation
Options Hendricks, Paul J. 5 01/03/2007 50 5,300 5,300
Gerdau Ameristeel Corporation
Options Kerkvliet, James 5 01/03/2007 50 11,235 8,504
Gerdau Ameristeel Corporation
Options Landa, Tom J. 5 01/03/2007 50 52,291 35,098
Gerdau Ameristeel Corporation
Options Lewis, Robert 5 01/03/2007 50 46,738 31,815
Gerdau Ameristeel Corporation
Options Manuel, Wilburn 5 01/03/2007 50 22,292 17,505
Gerdau Ameristeel Corporation
Options McCullohs, James Neal 5 01/03/2007 50 59,741 34,751
Gerdau Ameristeel Corporation
Options Mueller, Michael Patrick 5 01/03/2007 50 55,682 37,336
Gerdau Ameristeel Corporation
Options Paiva, Roger 5 01/03/2007 50 24,553 10,101
Gerdau Ameristeel Corporation
Options Piepho, Arlan 5 01/03/2007 50 56,596 7,702
Gerdau Ameristeel Corporation
Options Quiring, Mark 5 01/03/2000 50 9,226 9,226
Gerdau Ameristeel Corporation
Options Rider, William E 5 01/03/2007 50 67,708 8,227
Gerdau Ameristeel Corporation
Options Rogers, James 5 01/03/2007 50 32,965 22,221
Gerdau Ameristeel Corporation
Options Shumake, Donald 5 01/03/2007 50 14,015 9,273
Gerdau Ameristeel Corporation
Options Smith, Barbara R. 5 01/08/2006 00
Gerdau Ameristeel Corporation
Options Smith, Barbara R. 5 01/03/2007 50 8,184 8,184
Gerdau Ameristeel Corporation
Options Taylor, Stephen Van 5 01/03/2007 50 10,130 6,648
Gerdau Ameristeel Corporation
Common Shares Thompson, Robert 5 22/10/2004 00 1,260
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2428
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Gerdau Ameristeel Corporation
Common Shares Thompson, Robert 5 23/02/2007 10 13.2 0 -1,260
Gerdau Ameristeel Corporation
Options Thompson, Robert 5 01/03/2007 50 10,377 6,955
Gerdau Ameristeel Corporation
Options Wager, William 5 01/03/2007 50 17,113 5,952
Gerdau Ameristeel Corporation
Options Wang, Yuan 5 01/03/2007 50 15,905 8,788
Gerdau Ameristeel Corporation
Options Woodrow, Edward 5 01/03/2007 50 61,809 8,283
Gerdau Ameristeel Corporation
Options Yeatman, Matthew 5 01/03/2007 50 31,162 21,015
Glenbriar Technologies Inc. Common Shares Moser, David Richard 7 26/02/2007 11 0.07 611,785 214,285
Glenbriar Technologies Inc. Common Shares Tijman, Brian 3, 4, 7, 5 05/03/2007 10 0.08 5,630,293 2,000
Global Diversified Investment Grade Income Trust II
Trust Units Banque Nationale du Canada
3 28/02/2007 10 8.21 0 -872,300
Global Diversified Investment Grade Income Trust II
Trust Units Banque Nationale du Canada
3 28/02/2007 10 8.21 900 -536,300
Global Preferred Securities Trust
Trust Units Global Preferred Securities Trust
1 14/02/2007 10 8.91 300 300
Global Preferred Securities Trust
Trust Units Global Preferred Securities Trust
1 14/02/2007 38 8.91 0 -300
Global Preferred Securities Trust
Trust Units Global Preferred Securities Trust
1 15/02/2007 10 8.92 300 300
Global Preferred Securities Trust
Trust Units Global Preferred Securities Trust
1 15/02/2007 38 8.92 0 -300
Global Preferred Securities Trust
Trust Units Global Preferred Securities Trust
1 19/02/2007 10 8.9 300 300
Global Preferred Securities Trust
Trust Units Global Preferred Securities Trust
1 19/02/2007 38 8.9 0 -300
Global Preferred Securities Trust
Trust Units Global Preferred Securities Trust
1 23/02/2007 10 8.75 700 700
Global Preferred Securities Trust
Trust Units Global Preferred Securities Trust
1 23/02/2007 38 8.75 0 -700
Gluskin Sheff + Associates Inc.
Subordinate Voting Shares
Solway, Herbert 4 23/02/2007 10 19.25 3,000 2,000
Gluskin Sheff + Associates Inc.
Subordinate Voting Shares
Weiss, Robert Samson 4 21/02/2007 10 19.25 1,500
Gluskin Sheff + Associates Inc.
Subordinate Voting Shares
Weiss, Robert Samson 4 21/02/2007 10 19.25 2,500 1,000
GMP Capital Trust Options Paquin, Marc-Antoine Joseph Richard
4 05/03/2007 51 5.5 15,000 -15,000
GMP Capital Trust Trust Units Paquin, Marc-Antoine Joseph Richard
4 05/03/2007 51 5.5 15,000 15,000
GMP Capital Trust Trust Units Paquin, Marc-Antoine Joseph Richard
4 05/03/2007 10 20.75 0 -15,000
Gold Reef International, Inc. Common Shares AL-BASSAM, SADIK MOHAMMAD
3, 4 27/02/2007 10 1.06 14,242,391 3,000
Gold Reef International, Inc. Common Shares AL-BASSAM, SADIK MOHAMMAD
3, 4 01/03/2007 10 0.98 14,245,391 3,000
Gold Reef International, Inc. Common Shares AL-BASSAM, SADIK MOHAMMAD
3, 4 02/03/2007 10 0.98 14,249,391 4,000
Gold Reef International, Inc. Common Shares AL-BASSAM, SADIK MOHAMMAD
3, 4 05/03/2007 10 1 14,251,391 2,000
Gold Reef International, Inc. Common Shares AL-BASSAM, SADIK MOHAMMAD
3, 4 05/03/2007 10 0.95 14,253,391 2,000
Gold Reef International, Inc. Common Shares AL-BASSAM, SADIK MOHAMMAD
3, 4 07/03/2007 10 0.98 14,257,391 4,000
Gold Reef International, Inc. Common Shares Polinsky, Maxwell A. 3, 4, 5 23/02/2007 10 0.99 160,000 -15,000
Gold Reef International, Inc. Common Shares Polinsky, Maxwell A. 3, 4, 5 26/02/2007 10 1.04 152,500 -7,500
Gold Reef International, Inc. Common Shares Polinsky, Maxwell A. 3, 4, 5 26/02/2007 10 1.05 144,500 -8,000
Gold Reserve Inc. Common Shares Class A Common Shares
McChesney, Patrick 4 05/03/2007 10 4.16 76,674 -500
Gold Reserve Inc. Common Shares Class A Common Shares
McChesney, Patrick 4 05/03/2007 10 4.14 75,174 -1,500
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2429
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Gold Reserve Inc. Common Shares Class A Common Shares
McChesney, Patrick 4 05/03/2007 10 4.11 74,774 -400
Gold Reserve Inc. Common Shares Class A Common Shares
McChesney, Patrick 4 05/03/2007 10 4.12 74,674 -100
Gold Reserve Inc. Common Shares Class A Common Shares
McChesney, Patrick 4 05/03/2007 10 4.09 73,974 -700
Gold Reserve Inc. Common Shares Class A Common Shares
McChesney, Patrick 4 05/03/2007 10 4.08 72,174 -1,800
Gold Reserve Inc. Common Shares Class A Common Shares
McChesney, Patrick 4 06/03/2007 10 4.2201 70,174 -2,000
Gold Reserve Inc. Common Shares Class A Common Shares
McChesney, Patrick 4 06/03/2007 10 4.18 67,774 -2,400
Gold Reserve Inc. Common Shares Class A Common Shares
McChesney, Patrick 4 06/03/2007 10 4.16 67,174 -600
Gold Reserve Inc. Common Shares Class A Common Shares
McChesney, Patrick 4 07/03/2007 10 4.2 65,974 -1,200
Gold Reserve Inc. Common Shares Class A Common Shares
McChesney, Patrick 4 08/03/2007 10 4.24 65,474 -500
Gold Reserve Inc. Common Shares Class A Common Shares
McChesney, Patrick 4 08/03/2007 10 4.25 65,274 -200
Gold Reserve Inc. Common Shares Class A Common Shares
McChesney, Patrick 4 08/03/2007 10 4.23 65,074 -200
Gold Reserve Inc. Common Shares Class A Common Shares
McChesney, Patrick 4 08/03/2007 10 4.22 61,157 -3,917
Goldcorp Inc. Common Shares Williamson, Kenneth Frank 4 15/11/2006 00
Goldcorp Inc. Common Shares Williamson, Kenneth Frank 4 15/11/2006 00
Goldcorp Inc. Common Shares Williamson, Kenneth Frank 4 15/11/2006 00 15,210
Goldcrest Resources Ltd. (formerly Ventaur Capital Corporation)
Options Bullock, Derek 6 08/03/2007 50 0.4 310,000 100,000
Goodfellow Inc. Common Shares devost, claude 5 19/01/2007 37 20,000 10,000 GPJ Ventures Ltd. Common Shares Keep, Gordon 4 02/03/2007 97 200,000 -200,000 Grande Cache Coal Corporation
Common Shares Nagai, Eugene Hiroshi 5 13/04/2006 10 2.44 8,800 1,700
Grande Cache Coal Corporation
Common Shares Nagai, Eugene Hiroshi 5 07/03/2007 10 0.5 22,800 14,000
Great-West Lifeco Inc. Options Common Share - Stock Options
Aarssen, Jeffrey, John 5 28/02/2007 50 37.222 33,000 25,000
Great-West Lifeco Inc. Common Shares Edwards, Allan Stanley 7 28/02/2007 10 11.136 32,801 7,200 Great-West Lifeco Inc. Common Shares Edwards, Allan Stanley 7 07/03/2007 10 13.626 34,251 1,450 Great-West Lifeco Inc. Options Common Share -
Stock Options Edwards, Allan Stanley 7 28/02/2007 51 11.136 155,000 -7,200
Great-West Lifeco Inc. Options Common Share - Stock Options
Edwards, Allan Stanley 7 07/03/2007 51 13.626 153,550 -1,450
Great-West Lifeco Inc. Options Common Share - Stock Options
Gilmour, Ian 8 28/02/2007 50 37.222 180,000 110,000
Great-West Lifeco Inc. Options Common Share - Stock Options
Goodall, Charles Alfred 5 05/04/2005 00
Great-West Lifeco Inc. Options Common Share - Stock Options
Goodall, Charles Alfred 5 28/02/2007 50 37.222 20,000 20,000
Great-West Lifeco Inc. Options Common Share - Stock Options
Grace, Charles 5 01/10/2000 00 20,000
Great-West Lifeco Inc. Options Common Share - Stock Options
Grace, Charles 5 28/02/2007 50 37.222 40,000 20,000
Great-West Lifeco Inc. Common Shares Gratton, Robert 4, 6, 5 08/03/2007 10 35.17 665,477 485 Great-West Lifeco Inc. Common Shares Graye, Mitchell T.G. 5 02/03/2007 10 161,000 161,000 Great-West Lifeco Inc. Common Shares Graye, Mitchell T.G. 5 02/03/2007 10 35.846 127,400 -33,600 Great-West Lifeco Inc. Common Shares Graye, Mitchell T.G. 5 06/03/2007 10 35.309 76,500 -50,900 Great-West Lifeco Inc. Common Shares Graye, Mitchell T.G. 5 07/03/2007 10 35.272 74,700 -1,800 Great-West Lifeco Inc. Common Shares Graye, Mitchell T.G. 5 07/03/2007 10 35.281 -19,900 Great-West Lifeco Inc. Common Shares Graye, Mitchell T.G. 5 08/03/2007 10 35.281 54,800 -19,900 Great-West Lifeco Inc. Options Common Share -
Stock Options Graye, Mitchell T.G. 5 02/03/2007 51 10.121 710,002 -36,000
Great-West Lifeco Inc. Options Common Share - Stock Options
Graye, Mitchell T.G. 5 02/03/2007 51 11.136 585,002 -125,000
Great-West Lifeco Inc. Options Common Share - Stock Options
Guertin, Alexandre 8 28/02/2007 50 37.222 40,000 10,000
Great-West Lifeco Inc. Options Common Share - Stock Options
Henaire, Charles Donald Harvey
7 01/01/2003 00
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2430
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Great-West Lifeco Inc. Options Common Share - Stock Options
Henaire, Charles Donald Harvey
7 28/02/2007 50 37.222 40,000 40,000
Great-West Lifeco Inc. Options Common Share - Stock Options
Jack, Kenneth William 7 28/02/2007 50 37.222 80,000 40,000
Great-West Lifeco Inc. Common Shares Johnston, James King 5 28/02/2007 11 8,460 -17 Great-West Lifeco Inc. Common Shares Johnston, James King 5 28/02/2007 10 35.5 7,615 -845 Great-West Lifeco Inc. Common Shares Kristjanson, Stefan 5 31/12/2006 30 29.8 6,737 1,016 Great-West Lifeco Inc. Options Common Share -
Stock Options Kristjanson, Stefan 5 06/10/2004 37 40,000 20,000
Great-West Lifeco Inc. Options Common Share - Stock Options
Kristjanson, Stefan 5 28/02/2007 50 37.222 80,000 40,000
Great-West Lifeco Inc. Options Common Share - Stock Options
Kyle, William Edward 7 28/02/2007 50 37.222 101,024 50,000
Great-West Lifeco Inc. Options Common Share - Stock Options
Lyons, John Paul 7 28/02/2007 50 37.222 90,000 50,000
Great-West Lifeco Inc. Common Shares Ritchie, Robert John 7 10/01/2006 00 Great-West Lifeco Inc. Common Shares Ritchie, Robert John 7 06/03/2007 10 11.14 8,700 8,700 Great-West Lifeco Inc. Options Common Share -
Stock Options Ritchie, Robert John 7 06/03/2007 51 11.14 81,300 -8,700
Great-West Lifeco Inc. Options Common Share - Stock Options
Turpie, George Graham 7 06/08/2004 00
Great-West Lifeco Inc. Options Common Share - Stock Options
Turpie, George Graham 7 28/02/2007 50 37.222 20,000 20,000
GREENSHIELDEXPLORATIONS LIMITED
Common Shares Mockler, Hubert J. 4 13/06/2006 37 54,888 -1,042,863
GREENSHIELDEXPLORATIONS LIMITED
Options Mockler, Hubert J. 4 01/10/2006 52 0 -200,000
GRENVILLE GOLD CORPORATION
Common Shares De Melt, Len 4 02/03/2007 10 0.64 1,722,500 21,500
GRENVILLE GOLD CORPORATION
Common Shares De Melt, Len 4 02/03/2007 10 0.64 1,731,000 8,500
GRENVILLE GOLD CORPORATION
Common Shares De Melt, Len 4 05/03/2007 10 0.63 1,781,000 50,000
Grey Wolf Exploration Inc. Common Shares Smith, Mark Richard 4 02/03/2007 90 2.7 14,500 -4,500 Grey Wolf Exploration Inc. Common Shares Smith, Mark Richard 4 14/01/2005 00 Grey Wolf Exploration Inc. Common Shares Smith, Mark Richard 4 02/03/2007 90 2.7 4,500 4,500 Grey Wolf Exploration Inc. Common Shares Smith, Mark Richard 4 02/03/2007 10 2.71 6,000 1,500 Grey Wolf Exploration Inc. Common Shares Smith, Mark Richard 4 02/03/2007 10 2.72 6,700 700 GSI Group Inc. Common Shares Edelstein, Sergio 5 03/06/2006 00 GSI Group Inc. Common Shares Edelstein, Sergio 5 03/06/2006 00 380,190 Guardian Capital Group Limited
Non-Voting Shares Class A
McCutcheon, James W. 4 09/01/2002 00
Guardian Capital Group Limited
Non-Voting Shares Class A
McCutcheon, James W. 4 05/03/2007 51 3.25 30,000 30,000
Guardian Capital Group Limited
Options McCutcheon, James W. 4 05/03/2007 51 0 -30,000
Guardian Capital Group Limited
Non-Voting Shares Class A
Naderi, Nadi 7 02/03/2007 51 2.708 48,000 36,000
Guardian Capital Group Limited
Options Naderi, Nadi 7 02/03/2007 51 0 -36,000
Guardian Capital Group Limited
Non-Voting Shares Class A
Rotman, Joseph L. 3 31/05/2006 37 453,390 226,695
Guardian Capital Group Limited
Non-Voting Shares Class A
Rotman, Joseph L. 3 06/03/2007 10 12.75 153,390 -300,000
Guardian Capital Group Limited
Non-Voting Shares Class A
Rotman, Joseph L. 3 07/03/2007 10 12.99 149,890 -3,500
Guardian Capital Group Limited
Non-Voting Shares Class A
Sales, Michel 4 02/03/2007 51 3.25 64,000 30,000
Guardian Capital Group Limited
Options Sales, Michel 4 02/03/2007 51 0 -30,000
Guest-Tek Interactive Entertainment Ltd.
Common Shares Clark, Geoffrey Blair David 5 31/12/2006 30 4.31 6,363 2,779
Guest-Tek Interactive Entertainment Ltd.
Common Shares Levy, Arnon 4 31/12/2006 30 5.43 1,895 1,472
Guyana Goldfields Inc. Common Shares po, alexander 4 05/03/2007 51 0.74 118,000 75,000 Guyana Goldfields Inc. Common Shares po, alexander 4 07/03/2007 10 10.05 116,000 -2,000 Guyana Goldfields Inc. Options po, alexander 4 05/03/2007 51 0.74 225,200 -75,000 H.O. Financial Limited Common Shares Apollo Nominees Inc. 3 28/02/2007 11 1.03 0 -4,245,386 H.O. Financial Limited Common Shares Matus, Geoffrey 3, 4, 5 28/02/2007 11 1.03 0 -1,496,400 H.O. Financial Limited Common Shares Matus, Geoffrey 3, 4, 5 28/02/2007 11 1.03 0 -501,000 H.O. Financial Limited Common Shares Ocampo, Priscilla 5 28/02/2007 11 1.03 0 -198,000
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2431
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Hammond Manufacturing Company Limited
Options Hammond, Robert F 3, 4, 5 07/03/2007 52 100,000 -200,000
Hammond Manufacturing Company Limited
Options Hammond, Robert F 3, 4, 5 07/03/2007 52 0 -100,000
Harris Steel Group Inc. Common Shares Colling, Wesley 5 02/03/2007 22 46.25 0 -1,000 Harris Steel Group Inc. Common Shares Cook, Mark Nicholas 5, 2 02/03/2007 22 46.25 0 -100 Harris Steel Group Inc. Common Shares Francolini, Geno 4 02/03/2007 22 46.25 0 -10,000 Harris Steel Group Inc. Common Shares Kelly, Paul Albert 4, 5 02/03/2007 22 46.25 0 -300,000 Harris Steel Group Inc. Common Shares Leech, James William 4 02/03/2007 22 46.25 0 -2,600 Harris Steel Group Inc. Common Shares Milton Harris Investments
(1998) Limited 3 02/03/2007 22 46.25 0 -13,122,880
Harris Steel Group Inc. Common Shares Rutter, Brian 7 02/03/2007 22 46.25 0 -27,700 Harris Steel Group Inc. Common Shares Setterdahl, Michael 5 02/03/2007 22 46.25 0 -2,000 Harris Steel Group Inc. Common Shares Setterdahl, Michael 5 02/03/2007 22 46.25 0 -3,000 Harris Steel Group Inc. Common Shares Warmbold, Benita Marie 4 02/03/2007 22 46.25 0 -1,500 Harris Steel Group Inc. Common Shares Wood, Flora Emily MacKay 5 02/03/2007 22 46.25 0 -1,500
Harvest Energy Trust Options Trust Unit Roorda, Jacob 5 14/02/2006 51 41,394 -43,750 Harvest Energy Trust Options Trust Unit Roorda, Jacob 5 20/04/2006 50 45,394 4,000 Harvest Energy Trust Options Trust Unit Roorda, Jacob 5 20/04/2006 50 110,394 65,000 Harvest Energy Trust Trust Units Roorda, Jacob 5 14/02/2006 51 40,439 Harvest Energy Trust Trust Units Roorda, Jacob 5 14/02/2006 51 242,645 40,439 Harvest Energy Trust Trust Units Roorda, Jacob 5 31/05/2006 46 245,145 2,500 Hawk Precious Minerals Inc. Common Shares Brooks, Walter 3, 4, 5 01/03/2007 10 0.5 189,250 50,000
Hawk Precious Minerals Inc. Common Shares Brooks, Walter 3, 4, 5 02/03/2007 10 0.69 139,250 -50,000
Hi Ho Silver Resources Inc. Common Shares Fisher, Fred 3, 4, 5 22/02/2007 10 0.95 10,830,300 1,500
Hi Ho Silver Resources Inc. Common Shares Fisher, Fred 3, 4, 5 26/02/2007 10 1.25 10,832,800 2,500
Hi Ho Silver Resources Inc. Common Shares Fisher, Fred 3, 4, 5 26/02/2007 10 1.2 10,833,400 600
Hi Ho Silver Resources Inc. Common Shares Fisher, Fred 3, 4, 5 26/02/2007 10 1.25 10,834,400 1,000
Hi Ho Silver Resources Inc. Common Shares Fisher, Kelly 4, 5 27/02/2007 10 1.35 16,500 -6,500
High Income Principal And Yield Securities Corporation
Preferred Shares High Income Principal and Yield Securities Corporation
1 28/02/2007 10 26.063 8,400 8,400
High Income Principal And Yield Securities Corporation
Preferred Shares High Income Principal and Yield Securities Corporation
1 02/03/2007 38 0 -8,400
High Liner Foods Incorporated
Common Shares Ladly, Frederick B. 4 06/03/2007 51 4.4 6,000 1,000
High Liner Foods Incorporated
Options Ladly, Frederick B. 4 06/03/2006 51 4.4 13,000 -1,000
HLT Energies 2006 inc. Common Shares van Doorn, Andrew 3, 5 28/02/2007 10 0.25 5,066,828 -32,500 HLT Energies 2006 inc. Common Shares van Doorn, Andrew 3, 5 01/03/2007 10 0.25 5,049,328 -17,500 Home Capital Group Inc. Common Shares Dimma, William Andrew 4 28/02/2007 47 36.45 22,000 -2,500 Home Capital Group Inc. Common Shares Home Capital Group Inc. 1 02/03/2007 38 35.5 2,000 2,000 Home Capital Group Inc. Common Shares Home Capital Group Inc. 1 02/03/2007 38 35.5 0 -2,000 Home Capital Group Inc. Common Shares Home Capital Group Inc. 1 05/03/2007 38 34.8 1,000 1,000 Home Capital Group Inc. Common Shares Home Capital Group Inc. 1 05/03/2007 38 34.8 0 -1,000 Home Capital Group Inc. Common Shares Kyprianou, Nicolaos K. 5 09/03/2007 10 35.9 41,966 1,000 HTR Total Return Fund (formerly HORIZON Total Return Fund)
Trust Units Brasseur, Murray 4, 5 01/03/2007 10 9 162,500 26,000
HTR Total Return Fund (formerly HORIZON Total Return Fund)
Trust Units Brasseur, Murray 4, 5 01/03/2007 10 9 166,500 4,000
HTR Total Return Fund (formerly HORIZON Total Return Fund)
Trust Units Brasseur, Murray 4, 5 01/03/2007 10 9 172,500 6,000
HTR Total Return Fund (formerly HORIZON Total Return Fund)
Trust Units HTR Total Return Fund 1 02/03/2007 38 8.91 231,400 1,100
HTR Total Return Fund (formerly HORIZON Total Return Fund)
Trust Units HTR Total Return Fund 1 02/03/2007 38 9 232,400 1,000
HTR Total Return Fund (formerly HORIZON Total Return Fund)
Trust Units HTR Total Return Fund 1 05/03/2007 38 8.79 237,500 5,100
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2432
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
HTR Total Return Fund (formerly HORIZON Total Return Fund)
Trust Units HTR Total Return Fund 1 05/03/2007 38 8.93 238,700 1,200
HTR Total Return Fund (formerly HORIZON Total Return Fund)
Trust Units HTR Total Return Fund 1 06/03/2007 38 8.73 242,700 4,000
HTR Total Return Fund (formerly HORIZON Total Return Fund)
Trust Units HTR Total Return Fund 1 06/03/2007 38 8.8 243,200 500
HTR Total Return Fund (formerly HORIZON Total Return Fund)
Trust Units HTR Total Return Fund 1 07/03/2007 38 8.85 243,800 600
HTR Total Return Fund (formerly HORIZON Total Return Fund)
Trust Units HTR Total Return Fund 1 08/03/2007 38 8.8 245,100 1,300
HTR Total Return Fund (formerly HORIZON Total Return Fund)
Trust Units HTR Total Return Fund 1 08/03/2007 38 8.9 245,600 500
HTR Total Return Fund (formerly HORIZON Total Return Fund)
Trust Units Lauzon, Robert 5 07/03/2007 00
HTR Total Return Fund (formerly HORIZON Total Return Fund)
Trust Units Lauzon, Robert 5 07/03/2007 10 8.9 7,000 7,000
HUSKY ENERGY INC. Common Shares Lau, John Chin Sung 4, 5 11/06/2001 00 21,356 HUSKY ENERGY INC. Common Shares Lau, John Chin Sung 4, 5 02/03/2007 10 73.44 21,456 100 HUSKY ENERGY INC. Common Shares Lau, John Chin Sung 4, 5 02/03/2007 10 73.45 25,156 3,700 HUSKY ENERGY INC. Common Shares Lau, John Chin Sung 4, 5 02/03/2007 10 73.85 27,656 2,500 HUSKY ENERGY INC. Common Shares Lau, John Chin Sung 4, 5 02/03/2007 10 73.9 30,156 2,500 HUSKY ENERGY INC. Common Shares Lau, John Chin Sung 4, 5 02/03/2007 10 73.95 32,656 2,500 HUSKY ENERGY INC. Common Shares Lau, John Chin Sung 4, 5 02/03/2007 10 74 35,156 2,500 HUSKY ENERGY INC. Common Shares Lau, John Chin Sung 4, 5 05/03/2007 10 71.82 35,356 200 HUSKY ENERGY INC. Common Shares Lau, John Chin Sung 4, 5 05/03/2007 10 71.85 35,656 300 HUSKY ENERGY INC. Common Shares Shurniak, William 4, 5 15/05/2006 30 60.68 1,200 103 HUSKY ENERGY INC. Common Shares Shurniak, William 4, 5 05/09/2006 30 75.88 1,286 86 HUSKY ENERGY INC. Common Shares Shurniak, William 4, 5 13/02/2007 30 76.34 1,438 152 Husky Injection Molding Systems Ltd.
Common Shares Carlton, Keith 5 01/11/2006 35 4.8592 26,023 106
Husky Injection Molding Systems Ltd.
Common Shares Carlton, Keith 5 01/02/2007 35 5.5697 26,117 94
Husky Injection Molding Systems Ltd.
Common Shares Diletti, Michael 5 01/11/2006 35 4.8592 47,428 166
Husky Injection Molding Systems Ltd.
Common Shares Diletti, Michael 5 01/02/2007 35 5.5697 47,572 144
Husky Injection Molding Systems Ltd.
Common Shares Evitts, Michael 5 18/10/2006 35 4.8593 92
Husky Injection Molding Systems Ltd.
Common Shares Evitts, Michael 5 20/10/2006 30 4.7651 22,575 272
Husky Injection Molding Systems Ltd.
Common Shares Evitts, Michael 5 31/10/2006 35 4.8593 22,667 92
Husky Injection Molding Systems Ltd.
Common Shares Evitts, Michael 5 03/11/2006 30 4.8592 266
Husky Injection Molding Systems Ltd.
Common Shares Evitts, Michael 5 03/11/2006 30 4.8003 22,937 270
Husky Injection Molding Systems Ltd.
Common Shares Evitts, Michael 5 17/11/2006 30 4.7078 23,212 275
Husky Injection Molding Systems Ltd.
Common Shares Evitts, Michael 5 01/12/2006 30 4.7533 23,485 273
Husky Injection Molding Systems Ltd.
Common Shares Evitts, Michael 5 15/12/2006 30 5.3173 23,729 244
Husky Injection Molding Systems Ltd.
Common Shares Evitts, Michael 5 29/12/2006 30 5.1761 24,229 500
Husky Injection Molding Systems Ltd.
Common Shares Evitts, Michael 5 30/12/2006 30 5.0232 516
Husky Injection Molding Systems Ltd.
Common Shares Evitts, Michael 5 01/02/2007 35 5.4375 88
Husky Injection Molding Systems Ltd.
Common Shares Evitts, Michael 5 01/02/2007 35 5.4375 73
Husky Injection Molding Systems Ltd.
Common Shares Evitts, Michael 5 01/02/2007 35 5.4375 24,303 74
Husky Injection Molding Systems Ltd.
Common Shares Gagnon, Daniel 5 31/10/2006 35 4.8592 13,408 54
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2433
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Husky Injection Molding Systems Ltd.
Common Shares Gagnon, Daniel 5 01/02/2007 35 5.5697 13,457 49
Husky Injection Molding Systems Ltd.
Common Shares Gagnon, Daniel 5 09/01/2006 30 5.12 997 27
Husky Injection Molding Systems Ltd.
Common Shares Gagnon, Daniel 5 24/01/2006 30 5.39 1,025 28
Husky Injection Molding Systems Ltd.
Common Shares Gagnon, Daniel 5 08/02/2006 30 4.9 1,054 29
Husky Injection Molding Systems Ltd.
Common Shares Gagnon, Daniel 5 21/02/2006 30 4.9 1,084 30
Husky Injection Molding Systems Ltd.
Common Shares Gagnon, Daniel 5 06/03/2006 30 4.94 1,113 29
Husky Injection Molding Systems Ltd.
Common Shares Gagnon, Daniel 5 01/11/2006 35 4.71 1,118 5
Husky Injection Molding Systems Ltd.
Common Shares Gagnon, Daniel 5 09/01/2007 30 5.58 1,147 29
Husky Injection Molding Systems Ltd.
Common Shares Gagnon, Daniel 5 22/01/2007 30 5.45 1,175 28
Husky Injection Molding Systems Ltd.
Common Shares Gagnon, Daniel 5 01/02/2007 30 5.7 5
Husky Injection Molding Systems Ltd.
Common Shares Gagnon, Daniel 5 01/02/2007 35 5.7 1,180 5
Husky Injection Molding Systems Ltd.
Common Shares Loucks, Timothy 7 09/01/2006 30 5.3486 11,252 513
Husky Injection Molding Systems Ltd.
Common Shares Loucks, Timothy 7 10/01/2006 30 5.3486 5,133
Husky Injection Molding Systems Ltd.
Common Shares Loucks, Timothy 7 10/01/2006 30 5.3486 513
Husky Injection Molding Systems Ltd.
Common Shares Loucks, Timothy 7 28/02/2006 30 4.933 92
Husky Injection Molding Systems Ltd.
Common Shares Loucks, Timothy 7 28/02/2006 30 4.933 11,431 93
Husky Injection Molding Systems Ltd.
Common Shares Loucks, Timothy 7 28/04/2006 30 6.102 73
Husky Injection Molding Systems Ltd.
Common Shares Loucks, Timothy 7 28/04/2006 30 6.102 11,589 74
Husky Injection Molding Systems Ltd.
Common Shares Loucks, Timothy 7 30/06/2006 30 4.817 92
Husky Injection Molding Systems Ltd.
Common Shares Loucks, Timothy 7 30/06/2006 30 4.817 93
Husky Injection Molding Systems Ltd.
Common Shares Loucks, Timothy 7 30/06/2006 30 4.817 92
Husky Injection Molding Systems Ltd.
Common Shares Loucks, Timothy 7 30/06/2006 30 4.837 92
Husky Injection Molding Systems Ltd.
Common Shares Loucks, Timothy 7 30/06/2006 30 4.837 11,800 46
Husky Injection Molding Systems Ltd.
Common Shares Loucks, Timothy 7 15/07/2006 30 4.62 48
Husky Injection Molding Systems Ltd.
Common Shares Loucks, Timothy 7 15/07/2006 30 4.62 49
Husky Injection Molding Systems Ltd.
Common Shares Loucks, Timothy 7 15/07/2006 30 4.62 48
Husky Injection Molding Systems Ltd.
Common Shares Loucks, Timothy 7 15/07/2006 30 4.62 11,849 49
Husky Injection Molding Systems Ltd.
Common Shares Loucks, Timothy 7 11/08/2006 30 4.88 46
Husky Injection Molding Systems Ltd.
Common Shares Loucks, Timothy 7 11/08/2006 30 4.88 11,944 47
Husky Injection Molding Systems Ltd.
Common Shares Loucks, Timothy 7 08/09/2006 30 4.85 48
Husky Injection Molding Systems Ltd.
Common Shares Loucks, Timothy 7 08/09/2006 30 4.8547 12,032 46
Husky Injection Molding Systems Ltd.
Common Shares Loucks, Timothy 7 22/09/2006 30 4.894 46
Husky Injection Molding Systems Ltd.
Common Shares Loucks, Timothy 7 22/09/2006 30 4.894 47
Husky Injection Molding Systems Ltd.
Common Shares Loucks, Timothy 7 22/09/2006 30 4.8943 12,078 46
Husky Injection Molding Systems Ltd.
Common Shares Loucks, Timothy 7 06/10/2006 30 4.7028 47
Husky Injection Molding Systems Ltd.
Common Shares Loucks, Timothy 7 06/10/2006 30 4.7028 12,126 48
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2434
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Husky Injection Molding Systems Ltd.
Common Shares Loucks, Timothy 7 20/10/2006 30 4.7652 12,173 47
Husky Injection Molding Systems Ltd.
Common Shares Loucks, Timothy 7 01/11/2006 35 4.8593 12,216 43
Husky Injection Molding Systems Ltd.
Common Shares Loucks, Timothy 7 03/11/2006 30 4.8 12,263 47
Husky Injection Molding Systems Ltd.
Common Shares Loucks, Timothy 7 17/11/2006 30 4.7078 12,311 48
Husky Injection Molding Systems Ltd.
Common Shares Loucks, Timothy 7 01/12/2006 30 4.7533 12,359 48
Husky Injection Molding Systems Ltd.
Common Shares Loucks, Timothy 7 15/12/2006 30 5.3173 12,403 44
Husky Injection Molding Systems Ltd.
Common Shares Loucks, Timothy 7 29/12/2006 30 5.1761 12,448 45
Husky Injection Molding Systems Ltd.
Common Shares Loucks, Timothy 7 09/01/2007 30 5.3486 12,593 145
Husky Injection Molding Systems Ltd.
Common Shares Loucks, Timothy 7 12/01/2007 30 5.5973 12,635 42
Husky Injection Molding Systems Ltd.
Common Shares Loucks, Timothy 7 26/01/2007 30 5.4407 12,678 43
Husky Injection Molding Systems Ltd.
Common Shares Loucks, Timothy 7 01/02/2007 35 5.5697 12,717 39
Husky Injection Molding Systems Ltd.
Common Shares Loucks, Timothy 7 09/02/2007 30 5.8742 12,757 40
Husky Injection Molding Systems Ltd.
Common Shares Loucks, Timothy 7 23/02/2007 30 5.9174 12,796 39
Husky Injection Molding Systems Ltd.
Common Shares MacDonald, Jeff 5 01/11/2006 35 4.8592 29,972 123
Husky Injection Molding Systems Ltd.
Common Shares MacDonald, Jeff 5 01/02/2007 35 5.5697 30,079 107
Husky Injection Molding Systems Ltd.
Common Shares Sutch, Marcus 5 20/10/2006 30 4.7651 473
Husky Injection Molding Systems Ltd.
Common Shares Sutch, Marcus 5 20/10/2006 30 4.7651 46,929 475
Husky Injection Molding Systems Ltd.
Common Shares Sutch, Marcus 5 01/11/2006 35 4.8592 47,092 163
Husky Injection Molding Systems Ltd.
Common Shares Sutch, Marcus 5 09/01/2007 30 5.3486 48,196 1,104
Husky Injection Molding Systems Ltd.
Common Shares Sutch, Marcus 5 01/02/2007 35 5.5697 48,343 147
IAMGOLD Corporation Options Donnelly, Michael 5 28/02/2007 00 100,000 IGM Financial Inc. Options Adelson, Eric 7 01/03/2007 50 50.92 18,380 5,880 IGM Financial Inc. Common Shares Axworthy, Barbara 7 15/11/2006 30 48.31 959 -114 IGM Financial Inc. Common Shares Axworthy, Barbara 7 31/12/2006 30 47.92 1,180 221 IGM Financial Inc. Options Axworthy, Barbara 7 01/03/2007 50 50.92 21,115 3,315 IGM Financial Inc. Options Backman, Todd 7 01/03/2007 50 50.92 132,080 48,030 IGM Financial Inc. Options Blanchette, Roger George
Joseph7 01/03/2007 50 50.92 31,480 4,830
IGM Financial Inc. Options Burgess, Wendy Sian 7 01/03/2007 50 50.92 152,395 57,465 IGM Financial Inc. Options Catricala, John 7 01/03/2007 50 50.92 43,445 5,400 IGM Financial Inc. Common Shares Cheop, David Martin
Randall7 31/12/2006 30 48.12 1,905 180
IGM Financial Inc. Options Cheop, David Martin Randall
7 01/03/2007 50 50.92 39,835 3,810
IGM Financial Inc. Common Shares Clarke, Heather Louise 7 31/12/2006 30 48.09 2,037 119 IGM Financial Inc. Options Clarke, Heather Louise 7 01/07/2006 00 IGM Financial Inc. Options Clarke, Heather Louise 7 01/03/2007 50 50.92 3,900 3,900 IGM Financial Inc. Options Dale, John 7 01/03/2007 50 50.92 72,865 7,890 IGM Financial Inc. Options Dao, Huynh-Mai 1 04/10/2006 00 IGM Financial Inc. Options Dao, Huynh-Mai 1 01/03/2007 50 50.92 37,740 37,740 IGM Financial Inc. Common Shares Facchinelli, Herman 1 01/03/2007 00 3,377 IGM Financial Inc. Options Facchinelli, Herman 1 01/03/2007 00 1,500 IGM Financial Inc. Options Facchinelli, Herman 1 01/03/2007 50 50.92 5,610 4,110 IGM Financial Inc. Common Shares Gardner, Paula Heather 7 31/12/2006 30 48.04 2,002 232 IGM Financial Inc. Options Gardner, Paula Heather 7 01/03/2007 50 50.92 28,035 5,310 IGM Financial Inc. Options Gould, J. Luke 7 01/03/2007 50 50.92 8,030 3,930 IGM Financial Inc. Common Shares Janovcik, Donna 5 31/12/2006 30 48.02 1,438 179 IGM Financial Inc. Options Janovcik, Donna 5 01/03/2007 50 50.92 21,010 3,810 IGM Financial Inc. Options Johnston, Craig 7 01/03/2007 50 50.92 47,070 3,720 IGM Financial Inc. Common Shares Jones, Brian V. 7 31/12/2006 30 48.43 6,677 371 IGM Financial Inc. Options Jones, Brian V. 7 01/03/2007 50 50.92 30,650 3,900 IGM Financial Inc. Common Shares Joudrey, Alan Chester 5 31/12/2006 30 48.01 1,795 226 IGM Financial Inc. Options Joudrey, Alan Chester 5 01/03/2007 50 50.92 75,170 33,870
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2435
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
IGM Financial Inc. Options Kannan, Venkat 7 01/03/2007 50 50.92 21,730 5,430 IGM Financial Inc. Common Shares Kilfoyle, Murray Douglas 7 31/12/2006 30 47.93 1,282 211 IGM Financial Inc. Options Kilfoyle, Murray Douglas 7 01/03/2007 50 50.92 103,145 37,395 IGM Financial Inc. Common Shares MacDonald, Donald James 7 31/12/2006 30 48.14 2,462 224
IGM Financial Inc. Options MacDonald, Donald James 7 01/03/2007 50 50.92 32,935 3,810
IGM Financial Inc. Common Shares MacNeil, Michael Donald 7 31/12/2006 30 48 1,785 226 IGM Financial Inc. Options MacNeil, Michael Donald 7 01/03/2007 50 50.92 26,750 4,050 IGM Financial Inc. Common Shares McCullum, David 7 08/11/2006 10 19.834 2,660 IGM Financial Inc. Common Shares McCullum, David 7 08/11/2006 51 19.834 2,660 2,660 IGM Financial Inc. Common Shares McCullum, David 7 08/11/2006 10 19.834 2,660 IGM Financial Inc. Common Shares McCullum, David 7 08/11/2006 51 19.834 5,320 2,660 IGM Financial Inc. Common Shares McCullum, David 7 08/11/2006 10 19.834 1,630 IGM Financial Inc. Common Shares McCullum, David 7 08/11/2006 51 19.834 6,950 1,630 IGM Financial Inc. Common Shares McCullum, David 7 05/01/2007 10 19.834 6,350 IGM Financial Inc. Common Shares McCullum, David 7 05/01/2007 51 19.834 13,300 6,350 IGM Financial Inc. Common Shares McCullum, David 7 05/03/2007 51 19.834 19,950 6,650 IGM Financial Inc. Options McCullum, David 7 01/03/2007 50 50.92 83,925 41,175 IGM Financial Inc. Options McCullum, David 7 05/03/2007 51 19.834 77,275 -6,650 IGM Financial Inc. Common Shares Meehan, Stephen J. 8, 7 02/03/2007 10 50 16,756 -1,500 IGM Financial Inc. Common Shares Meehan, Stephen J. 8, 7 02/03/2007 10 50 16,456 -300 IGM Financial Inc. Common Shares Meehan, Stephen J. 8, 7 02/03/2007 10 50.01 16,056 -400 IGM Financial Inc. Common Shares Meehan, Stephen J. 8, 7 02/03/2007 10 50.01 15,456 -600 IGM Financial Inc. Common Shares Meehan, Stephen J. 8, 7 02/03/2007 10 50.02 15,256 -200 IGM Financial Inc. Options Merchand, Edward 7 01/03/2007 50 50.92 87,005 36,360 IGM Financial Inc. Common Shares Murdoch, Robert Charles 5 31/12/2006 30 47.79 176 65 IGM Financial Inc. Options Murdoch, Robert Charles 5 01/03/2007 50 50.92 32,404 5,730 IGM Financial Inc. Options O'Sullivan, Terrence 7 01/03/2007 50 50.92 132,080 48,030 IGM Financial Inc. Common Shares Promislow, Sandi 7 31/12/2006 30 48.67 2,230 239 IGM Financial Inc. Options Promislow, Sandi 7 01/03/2007 50 50.92 80,940 32,940 IGM Financial Inc. Common Shares Reid, Barbara Jean 7 31/12/2006 30 47.57 932 157 IGM Financial Inc. Options Reid, Barbara Jean 7 01/03/2007 50 50.92 27,660 3,960 IGM Financial Inc. Options Saull, Ronald David 5 02/03/2007 50 50.6 76,105 38,595 IGM Financial Inc. Common Shares Shaw, David 7 01/03/2007 30 49.52 561 -1,000 IGM Financial Inc. Common Shares Shewchuk, Blaine 7 31/12/2006 30 47.86 182 IGM Financial Inc. Common Shares Shewchuk, Blaine 7 31/12/2006 30 47.86 849 99 IGM Financial Inc. Options Shewchuk, Blaine 7 01/07/2006 00 IGM Financial Inc. Options Shewchuk, Blaine 7 01/03/2007 50 50.92 3,675 3,675 IGM Financial Inc. Options Sinclair, Scott 7 01/03/2007 50 50.92 96,550 48,850 IGM Financial Inc. Common Shares Skidmore, John Michael 7 31/12/2006 30 48.04 2,292 184 IGM Financial Inc. Options Skidmore, John Michael 7 01/03/2007 50 50.92 37,165 3,765 IGM Financial Inc. Common Shares Smith, Don 7 01/03/2007 30 49.52 1,252 -820 IGM Financial Inc. Options Smith, Don 7 01/03/2007 50 50.92 99,635 36,885 IGM Financial Inc. Common Shares Tretiak, Gregory Dennis 5 31/12/2006 30 49.69 14,694 608 IGM Financial Inc. Options Tretiak, Gregory Dennis 5 06/03/2007 51 25.66 235,454 -3,897 IGM Financial Inc. Common Shares Veselinovich, Peter Douglas 7 31/12/2006 30 47.98 464 201
IGM Financial Inc. Options Veselinovich, Peter Douglas 7 01/03/2007 50 50.92 22,980 3,210
IGM Financial Inc. Options Vickers, Lynn 7 01/03/2007 50 50.92 36,540 4,995 IGM Financial Inc. Options Warren, Allan 7 01/03/2007 50 50.92 122,913 48,885 IGM Financial Inc. Common Shares Wiltshire, John Paul 5 31/12/2006 30 47.98 1,579 220 IGM Financial Inc. Options Wiltshire, John Paul 5 01/03/2007 50 50.92 79,940 29,280 Imperial Oil Limited Common Shares Exxon Mobil Corporation 3 26/02/2007 22 42.4 659,540,647 -467,051 Imperial Oil Limited Common Shares Exxon Mobil Corporation 3 27/02/2007 22 42.45 659,307,121 -233,526 Imperial Oil Limited Common Shares Exxon Mobil Corporation 3 28/02/2007 22 41.75 659,073,595 -233,526 Imperial Oil Limited Common Shares Exxon Mobil Corporation 3 01/03/2007 22 40.62 658,840,069 -233,526 Imperial Oil Limited Common Shares Exxon Mobil Corporation 3 02/03/2007 22 40.14 658,606,543 -233,526 Imperial Oil Limited Common Shares Hallamore, Brian Gordon 5 01/03/2007 00 6,625 Imperial Oil Limited Rights Hallamore, Brian Gordon 5 01/03/2007 00 18,700 Imperial Oil Limited Common Shares Imperial Oil Limited 1 26/02/2007 38 42.724 102,000 102,000 Imperial Oil Limited Common Shares Imperial Oil Limited 1 26/02/2007 38 42.724 0 -102,000 Imperial Oil Limited Common Shares Imperial Oil Limited 1 27/02/2007 38 42.172 102,000 102,000 Imperial Oil Limited Common Shares Imperial Oil Limited 1 27/02/2007 38 42.172 0 -102,000 Imperial Oil Limited Common Shares Imperial Oil Limited 1 28/02/2007 38 42.092 121,401 121,401 Imperial Oil Limited Common Shares Imperial Oil Limited 1 28/02/2007 38 42.092 0 -121,401 Imperial Oil Limited Common Shares Imperial Oil Limited 1 01/03/2007 38 41.201 102,000 102,000 Imperial Oil Limited Common Shares Imperial Oil Limited 1 01/03/2007 38 41.201 0 -102,000 Imperial Oil Limited Common Shares Imperial Oil Limited 1 02/03/2007 38 40.422 102,000 102,000 Imperial Oil Limited Common Shares Imperial Oil Limited 1 02/03/2007 38 40.422 0 -102,000 INDEXPLUS INCOME FUND
Trust Units IndexPlus Income Fund 1 01/03/2007 38 12.43 17,299,152 1,500
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2436
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
INDEXPLUS INCOME FUND
Trust Units IndexPlus Income Fund 1 02/03/2007 38 12.59 17,299,852 700
INDEXPLUS INCOME FUND
Trust Units IndexPlus Income Fund 1 02/03/2007 38 12.65 17,300,852 1,000
INDEXPLUS INCOME FUND
Trust Units IndexPlus Income Fund 1 05/03/2007 38 12.48 17,304,552 3,700
INDEXPLUS INCOME FUND
Trust Units IndexPlus Income Fund 1 05/03/2007 38 12.47 17,306,152 1,600
INDEXPLUS INCOME FUND
Trust Units IndexPlus Income Fund 1 06/03/2007 38 12.47 17,307,952 1,800
INDEXPLUS INCOME FUND
Trust Units IndexPlus Income Fund 1 07/03/2007 38 12.52 17,310,352 2,400
Indigo Books & Music Inc. Common Shares Ehrlich, Jonathan 5 07/03/2007 51 5.25 30,000 Indigo Books & Music Inc. Common Shares Ehrlich, Jonathan 5 08/03/2007 51 5.05 37,300 36,000 Indigo Books & Music Inc. Common Shares Ehrlich, Jonathan 5 08/03/2007 51 5.25 67,300 30,000 Indigo Books & Music Inc. Common Shares Ehrlich, Jonathan 5 08/03/2007 51 8.25 75,300 8,000 Indigo Books & Music Inc. Common Shares Ehrlich, Jonathan 5 08/03/2007 10 15 1,300 -74,000 Indigo Books & Music Inc. Options Ehrlich, Jonathan 5 08/03/2007 51 5.05 114,000 -36,000 Indigo Books & Music Inc. Options Ehrlich, Jonathan 5 08/03/2007 51 5.25 84,000 -30,000 Indigo Books & Music Inc. Options Ehrlich, Jonathan 5 08/03/2007 51 8.25 76,000 -8,000 Industrial Alliance Insurance and Financial Services Inc.
Common Shares Coles, Gary John 5 21/02/2007 10 23.44 4,000
Industrial Alliance Insurance and Financial Services Inc.
Common Shares Coles, Gary John 5 21/02/2007 51 23.44 4,000 4,000
Industrial Alliance Insurance and Financial Services Inc.
Common Shares Coles, Gary John 5 21/02/2007 10 18.625 6,000
Industrial Alliance Insurance and Financial Services Inc.
Common Shares Coles, Gary John 5 21/02/2007 51 18.625 10,000 6,000
Industrial Alliance Insurance and Financial Services Inc.
Common Shares Coles, Gary John 5 21/02/2007 10 22.81 12,000
Industrial Alliance Insurance and Financial Services Inc.
Common Shares Coles, Gary John 5 21/02/2007 51 22.81 22,000 12,000
Infinity Alliance Ventures Inc. Common Shares Sharples, Clint 4 23/02/2007 00 666,667
Infinity Alliance Ventures Inc. Options Sharples, Clint 4 23/02/2007 00 300,000
Initial Capital Inc. Common Shares Kraft, Michael 4 28/02/2007 10 0.5 31,500 -8,500 INTEGRATED ASSET MANAGEMENT CORP.
Common Shares Bangay, Donald William 7 28/02/2007 90 1.7 33,300 10,000
INTEGRATED ASSET MANAGEMENT CORP.
Common Shares Bangay, Donald William 7 28/02/2007 90 1.7 19,000 -10,000
INTEGRATED ASSET MANAGEMENT CORP.
Options Hirsch, Veronika 3, 4, 7 02/03/2007 22 2.1 8,929 8,929
INTEGRATED ASSET MANAGEMENT CORP.
Options Hirsch, Veronika 3, 4, 7 02/03/2007 22 1.68 26,786 17,857
INTEGRATED ASSET MANAGEMENT CORP.
Options Hirsch, Veronika 3, 4, 7 02/03/2007 22 1.4 44,643 17,857
INTEGRATED ASSET MANAGEMENT CORP.
Options Staresinic, Michael 5 02/03/2007 50 2.8 47,857 17,857
Inter Pipeline Fund Limited Partnership Units Class A
Marchant, Jeffrey David 5 07/03/2007 10 9.26 0 -300
International Forest Products Limited
Subordinate Voting Shares Class A
International Forest Products Limited
1 28/02/2007 38 8 8,500 8,500
International Forest Products Limited
Subordinate Voting Shares Class A
International Forest Products Limited
1 01/03/2007 38 8 18,700 10,200
International Forest Products Limited
Subordinate Voting Shares Class A
International Forest Products Limited
1 02/03/2007 38 8 21,900 3,200
International Forest Products Limited
Subordinate Voting Shares Class A
International Forest Products Limited
1 05/03/2007 38 8 41,100 19,200
International Forest Products Limited
Subordinate Voting Shares Class A
International Forest Products Limited
1 05/03/2007 38 8 0 -41,100
International Hydrocarbons Corp.
Common Shares BERGMANN, RICHARD JOHN
4 28/02/2007 22 0 -25,000
International Hydrocarbons Corp.
Common Shares BERGMANN, RICHARD JOHN
4 28/02/2007 22 0 -17,000
International Kirkland Minerals Inc.
Common Shares CLARK, DONALD M. 3, 4, 5 23/02/2007 10 0.195 1,678,138 -404,500
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2437
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
International Kirkland Minerals Inc.
Common Shares CLARK, DONALD M. 3, 4, 5 22/02/2007 10 0.195 199,000 -72,000
International Sovereign Energy Corp.
Common Shares Khan, Lutfur Rahman 3 28/02/2007 10 1.84 61,700 1,000
International X-Chequer Resources Inc.
Common Shares Nickerson, Dave 4 01/03/2007 10 0.44 416 -1,000
Intrinsyc Software International, Inc.
Options JOHNSTON, Mark Wade 5 01/11/2006 00 300,000
IPL Inc. Multiple Voting Shares Catégorie A
Mercier, Serge 5 27/02/2007 10 7.75 16,500 6,000
IPL Inc. Multiple Voting Shares Catégorie A
Riou, Marcel 5 27/02/2007 10 7.75 12,200 2,000
IPSCO Inc. Common Shares Avril, Vicki 5 05/03/2007 10 107.82 5,287 89 IPSCO Inc. Common Shares Britten, David Lloyd 7, 5 05/03/2007 10 107.82 89 IPSCO Inc. Common Shares Britten, David Lloyd 7, 5 05/03/2007 10 107.82 3,133 89 IPSCO Inc. Common Shares Burnett, Gregory Randall 5 12/12/2005 00 IPSCO Inc. Common Shares Burnett, Gregory Randall 5 05/03/2007 10 107.82 89 IPSCO Inc. Common Shares Burnett, Gregory Randall 5 05/03/2007 10 107.82 89 89 IPSCO Inc. Common Shares Lederer, Leslie Theodore 5 05/03/2007 10 107.82 89 IPSCO Inc. Common Shares Lederer, Leslie Theodore 5 05/03/2007 10 107.82 2,137 89 IPSCO Inc. Common Shares MacPhail, Peter Estey 7, 5 07/03/2007 10 122.48 87 87 IPSCO Inc. Common Shares Maindonald, Edwin Greg 7, 5 05/03/2007 10 107.82 89 IPSCO Inc. Common Shares Maindonald, Edwin Greg 7, 5 05/03/2007 10 107.82 -1,230 89 IPSCO Inc. Common Shares Marusarz, Philip Matthew 7, 5 05/03/2007 10 107.82 89 IPSCO Inc. Common Shares Marusarz, Philip Matthew 7, 5 05/03/2007 10 107.82 1,935 89 IPSCO Inc. Common Shares Rarey, Raymond 7, 5 05/03/2007 10 107.82 89 IPSCO Inc. Common Shares Rarey, Raymond 7, 5 05/03/2007 10 107.82 1,609 89 IPSCO Inc. Common Shares Russo, Joseph Duane 7, 5 05/03/2007 10 107.82 89 IPSCO Inc. Common Shares Russo, Joseph Duane 7, 5 05/03/2007 10 107.82 -1,484 89 IPSCO Inc. Common Shares Sutherland, David Stewart 4, 5 05/03/2007 10 107.82 89 IPSCO Inc. Common Shares Sutherland, David Stewart 4, 5 05/03/2007 10 107.82 17,436 89 IPSCO Inc. Common Shares Tulloch, John Russell 7, 5 05/03/2007 10 107.82 12,620 89 IRI Separation Technologies Inc.
Common Shares Pettigrew, Steven Douglas 4, 5 23/02/2007 97 708,000 -11,000
IRI Separation Technologies Inc.
Common Shares Pettigrew, Steven Douglas 4, 5 23/02/2007 47 148,863 -50,000
Isotechnika Inc. Options Aspeslet, Launa 5 06/03/2007 52 151,000 -70,000 Isotechnika Inc. Options Bourgeault, Dennis 5 06/03/2007 52 192,000 -70,000 Iteration Energy Ltd. Common Shares Ariss, Mark Colin 5 27/02/2007 51 2.9 447,834 34,500 Iteration Energy Ltd. Options Ariss, Mark Colin 5 27/02/2007 51 440,272 -34,500 Iteration Energy Ltd. Common Shares Illing, Brian Leslie 4, 5 27/02/2007 51 2.9 702,550 68,800 Iteration Energy Ltd. Options Illing, Brian Leslie 4, 5 27/02/2007 51 893,832 -68,800 Iteration Energy Ltd. Common Shares McKay-Illing, Carmen 5 27/02/2007 51 2.9 702,550 68,800 Iteration Energy Ltd. Options McKay-Illing, Carmen 5 27/02/2007 51 238,988 -68,800 Iteration Energy Ltd. Common Shares Stromquist, John Kevin 5 27/02/2007 51 2.9 482,334 34,500 Iteration Energy Ltd. Options Stromquist, John Kevin 5 27/02/2007 51 405,772 -34,500 Ivanhoe Mines Ltd. Common Shares Balloch, Howard 4 27/10/2006 51 3.25 60,000 40,000 Ivanhoe Mines Ltd. Common Shares Balloch, Howard 4 14/02/2007 10 11.82 41,000 -9,000 Ivanhoe Mines Ltd. Common Shares Balloch, Howard 4 07/03/2007 10 13.1 35,000 -6,000 Ivanhoe Mines Ltd. Common Shares Balloch, Howard 4 07/03/2007 10 13.15 31,000 -4,000 Ivanhoe Mines Ltd. Common Shares Balloch, Howard 4 08/03/2007 51 9.37 56,000 25,000 Ivanhoe Mines Ltd. Common Shares Balloch, Howard 4 08/03/2007 10 14.29 51,000 -5,000 Ivanhoe Mines Ltd. Common Shares Balloch, Howard 4 09/03/2007 10 14.11 49,100 -1,900 Ivanhoe Mines Ltd. Common Shares Balloch, Howard 4 09/03/2007 10 14.1 49,000 -100 Ivanhoe Mines Ltd. Options Balloch, Howard 4 08/03/2007 51 9.37 50,000 -25,000 Ivanhoe Mines Ltd. Common Shares Barone, Catherine 5 08/03/2007 51 7.69 11,114 10,000 Ivanhoe Mines Ltd. Common Shares Barone, Catherine 5 08/03/2007 10 14.33 6,114 -5,000 Ivanhoe Mines Ltd. Common Shares Barone, Catherine 5 08/03/2007 10 14.32 3,114 -3,000 Ivanhoe Mines Ltd. Common Shares Barone, Catherine 5 08/03/2007 10 14.37 1,114 -2,000 Ivanhoe Mines Ltd. Options Barone, Catherine 5 08/03/2007 51 7.69 40,000 -10,000 Ivanhoe Mines Ltd. Common Shares Kaushik, Rajiv 7 26/05/2005 00 Ivanhoe Mines Ltd. Common Shares Kaushik, Rajiv 7 06/03/2007 51 6.75 24,000 24,000 Ivanhoe Mines Ltd. Common Shares Kaushik, Rajiv 7 07/03/2007 10 12.75 14,000 -10,000 Ivanhoe Mines Ltd. Common Shares Kaushik, Rajiv 7 07/03/2007 10 12.76 9,000 -5,000 Ivanhoe Mines Ltd. Common Shares Kaushik, Rajiv 7 07/03/2007 10 12.8 0 -9,000 Ivanhoe Mines Ltd. Options Kaushik, Rajiv 7 06/03/2007 51 6.75 36,000 -24,000 Jetcom Inc. Common Shares Clery, Simon Lawrence 4 30/06/2002 00 Jetcom Inc. Common Shares Clery, Simon Lawrence 4 27/02/2007 51 0.1 240,000 240,000 Jetcom Inc. Options Clery, Simon Lawrence 4 27/02/2007 51 0.1 160,000 -240,000 Jinshan Gold Mines Inc. Common Shares McKee, Calvin 5 29/06/2006 00 Jinshan Gold Mines Inc. Common Shares McKee, Calvin 5 27/02/2007 51 0.5 50,000 50,000 Jinshan Gold Mines Inc. Common Shares McKee, Calvin 5 27/02/2007 10 2.1 30,500 -19,500 Jinshan Gold Mines Inc. Common Shares McKee, Calvin 5 01/03/2007 10 2.1 25,000 -5,500
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2438
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Jinshan Gold Mines Inc. Options McKee, Calvin 5 27/02/2007 51 0.5 150,000 -50,000 Jovian Capital Corporation Common Shares Hood, Gregory 7 27/03/2006 00
Jovian Capital Corporation Common Shares Hood, Gregory 7 27/03/2006 00
Jovian Capital Corporation Common Shares Hood, Gregory 7 15/02/2007 30 0.89 4,481 4,481
JUMBO PETROLEUM CORPORATION
Common Shares Laing, Glenn 4, 5 06/03/2007 11 0.05 3,000,000 3,000,000
Kaboose Inc. Common Shares Ambrose, Daniel 4 28/06/2006 00 6,666 Kaboose Inc. Options Ambrose, Daniel 4 07/03/2007 51 1 23,334 -6,666 Kaboose Inc. Common Shares Graff, Glenn 7 07/03/2007 10 3.3 380,000 -350,000 Kaboose Inc. Common Shares Pollack, Jonathan Manning 5 01/03/2007 51 0.39 167,367 51,667
Kaboose Inc. Common Shares Pollack, Jonathan Manning 5 02/03/2007 10 3.384 149,667 -17,700
Kaboose Inc. Common Shares Pollack, Jonathan Manning 5 05/03/2007 10 3.283 129,767 -19,900
Kaboose Inc. Common Shares Pollack, Jonathan Manning 5 06/03/2007 10 3.39 35,700 -94,067
Kaboose Inc. Options Pollack, Jonathan Manning 5 01/03/2007 51 0.39 363,333 -51,667
Kent Exploration Inc. Common Shares O'Neill, Graeme 5 01/03/2007 10 0.16 456,000 5,000 Kent Exploration Inc. Common Shares SIMON, Donald Antony 4 27/02/2007 10 0.155 214,600 90,000 Kent Exploration Inc. Common Shares SIMON, Donald Antony 4 28/02/2007 10 0.155 220,600 6,000 Kereco Energy Ltd. Common Shares Nikiforuk, Stephen Curtis 5 01/03/2007 47 173,086 -1,000 Ketchum Capital Corporation Common Shares Morrison, Robert 4 26/01/2007 15 0.2 42,500
Ketchum Capital Corporation Common Shares Morrison, Robert 4 31/01/2007 15 0.2 242,500 42,500
KHAN RESOURCES INC. Options Chauvin, Jean-Pierre 4 05/03/2007 50 3.53 400,000 100,000 KHAN RESOURCES INC. Options Doak, James Basil Charles 4 14/11/2006 50 2.39 400,000 100,000
KHAN RESOURCES INC. Common Shares Murton, Kenneth G. 4 01/03/2007 10 3.981 166,000 -59,000 Kimber Resources Inc. Options Nixon, Peter 4 01/03/2007 00 50,000 KINBAURI GOLD CORP. Common Shares Rampton, Vernon Neil 3, 4, 5 27/02/2007 10 0.52 978,754 5,000 KINBAURI GOLD CORP. Common Shares Rampton, Vernon Neil 3, 4, 5 27/02/2007 10 0.56 981,754 3,000 KINBAURI GOLD CORP. Common Shares Rampton, Vernon Neil 3, 4, 5 28/02/2007 10 0.56 984,754 3,000 Kingsway Financial Services Inc.
Common Shares Cloutier, Denis Joseph 5 26/02/2007 10 22.302 753 403
Kingsway Financial Services Inc.
Common Shares Germain, Brian Wiltshire 7 26/02/2007 30 1,740 95
Kingsway Financial Services Inc.
Common Shares Germain, Brian Wiltshire 7 26/02/2007 10 18.99 0 -1,740
Kingsway Financial Services Inc.
Common Shares Germain, Brian Wiltshire 7 28/02/2007 30 95
Kingsway Financial Services Inc.
Common Shares Gobin, Michelle (Shelly) 5 31/12/2006 30 34,575 67
Kingsway Financial Services Inc.
Common Shares Gobin, Michelle (Shelly) 5 26/02/2007 10 22.302 35,247 672
Kingsway Financial Services Inc.
Common Shares Jackson, William Shaun 5 26/02/2007 10 22.302 55,979 1,647
Kingsway Financial Services Inc.
Common Shares Kingsway Financial Services Inc., Kingsway
1 13/02/2007 38 22.92 40,000 40,000
Kingsway Financial Services Inc.
Common Shares Kingsway Financial Services Inc., Kingsway
1 15/02/2007 38 22.78 78,000 38,000
Kingsway Financial Services Inc.
Common Shares Kingsway Financial Services Inc., Kingsway
1 15/02/2007 38 22.1 109,200 31,200
Kingsway Financial Services Inc.
Common Shares Kingsway Financial Services Inc., Kingsway
1 19/02/2007 38 22.45 117,300 8,100
Kingsway Financial Services Inc.
Common Shares Kingsway Financial Services Inc., Kingsway
1 20/02/2007 38 22.37 130,000 12,700
Kingsway Financial Services Inc.
Common Shares Kingsway Financial Services Inc., Kingsway
1 21/02/2007 38 21.98 145,600 15,600
Kingsway Financial Services Inc.
Common Shares Kingsway Financial Services Inc., Kingsway
1 22/02/2007 38 21.92 180,000 34,400
Kingsway Financial Services Inc.
Common Shares Kingsway Financial Services Inc., Kingsway
1 22/02/2007 38 70,800 -109,200
Kingsway Financial Services Inc.
Common Shares Kingsway Financial Services Inc., Kingsway
1 23/02/2007 38 -109,200
Kingsway Financial Services Inc.
Common Shares Kingsway Financial Services Inc., Kingsway
1 28/02/2007 38 0 -70,800
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2439
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Kingsway Financial Services Inc.
Common Shares Lavoie, Serge 7 23/02/2007 10 22.07 4,856 679
Kingsway Financial Services Inc.
Common Shares LeClerc, Jean-Guy 7 23/02/2007 10 22.07 3,068 282
Kingsway Financial Services Inc.
Common Shares McGlynn, John Lawrence 7 01/03/2007 10 21.98 3,566 200
Kingsway Financial Services Inc.
Common Shares McGlynn, John Lawrence 7 01/03/2007 10 21.99 3,866 300
Kingsway Financial Services Inc.
Options Toyama, Richard Tadashi 7 12/01/2007 50 23 10,000
Kingsway Financial Services Inc.
Options Toyama, Richard Tadashi 7 12/02/2007 50 23 10,000 10,000
Kingsway Financial Services Inc.
Common Shares Walton, Kevin Todd 7 16/02/2007 10 19.07 3,656 -1,500
Kinross Gold Corporation Common Shares Hill, Christopher T. 5 26/02/2007 10 16.75 852 -7,000 Kinross Gold Corporation Common Shares Taylor, Robert Michael 5 27/02/2007 51 10.9 10,288 4,387 Kinross Gold Corporation Common Shares Taylor, Robert Michael 5 27/02/2007 51 9.76 17,484 7,196 Kinross Gold Corporation Common Shares Taylor, Robert Michael 5 27/02/2007 10 16.52 5,901 -11,583 Kinross Gold Corporation Options Taylor, Robert Michael 5 27/02/2007 51 9.76 94,385 -7,196 Kinross Gold Corporation Options Taylor, Robert Michael 5 27/02/2007 51 10.9 89,998 -4,387 Klondex Mines Ltd. Common Shares Donohoe, Brendan 7, 5 01/03/2007 10 1.8592 629,276 -500 La Quinta Resources Corporation
Common Shares WATSON, GLEN RAYMOND
5 06/03/2007 10 0.45 642,500 4,000
LAB International Inc. Common Shares Pomerleau, Jean-Marie 4 12/12/2005 00 LAB International Inc. Common Shares Pomerleau, Jean-Marie 4 12/12/2005 00 3,000 LAB International Inc. Common Shares Pomerleau, Jean-Marie 4 26/06/2006 99 3,000 -3,000 Lagasco Corp. Common Shares Bader, Michael 4 27/04/2005 00 Lagasco Corp. Common Shares Bader, Michael 4 28/02/2007 10 0.45 5,000 5,000 Lagasco Corp. Common Shares Bader, Michael 4 06/03/2007 10 0.5 25,000 20,000 Lagasco Corp. Options Bader, Michael 4 27/04/2005 00 Lagasco Corp. Options Bader, Michael 4 27/06/2006 50 50,000 50,000 Lake Shore Gold Corp. Common Shares Athwal, Parkash Kaur 5 27/02/2007 11 2.35 7,000 -5,000 Lanesborough Real Estate Investment Trust
Trust Units Thorsteinson, Arni Clayton 8, 4, 5 01/03/2007 10 5.74 196,800 -10,000
LAURENTIAN BANK OF CANADA
Common Shares Jobin, Claude 5 01/01/2007 00
LAURENTIAN BANK OF CANADA
Common Shares Jobin, Claude 5 01/01/2007 00 136
Lebon Gold Mines Limited Common Shares Sheriff, William Morris 3 07/03/2007 10 0.4 985,650 -25,000 Leisure Canada Inc. Options Montenegro, Marcelo 4, 5 23/02/2007 50 0.35 925,000 225,000 LEVON RESOURCES LTD. Common Shares Tremblay, Ron Michael 4, 5 05/03/2007 10 0.17 6,724,500 20,500
LEVON RESOURCES LTD. Common Shares Tremblay, Ron Michael 4, 5 05/03/2007 10 0.175 6,749,500 25,000
LEVON RESOURCES LTD. Common Shares Tremblay, Ron Michael 4, 5 06/03/2007 10 0.18 6,754,500 5,000
LEVON RESOURCES LTD. Common Shares Tremblay, Ron Michael 4, 5 08/03/2007 10 0.17 6,782,000 27,500
LEVON RESOURCES LTD. Common Shares Tremblay, Ron Michael 4, 5 09/03/2007 10 0.17 6,802,500 20,500
LIBERTY MINES INC. Common Shares Feldman, Gerald Morris 4 27/02/2007 10 3.03 104,000 10,000 LIBERTY MINES INC. Common Shares Feldman, Gerald Morris 4 27/02/2007 10 3.09 105,200 1,200 LIBERTY MINES INC. Common Shares Feldman, Gerald Morris 4 27/02/2007 10 3.1 115,200 10,000 LIBERTY MINES INC. Common Shares Feldman, Gerald Morris 4 27/02/2007 10 2.93 135,200 20,000 LIBERTY MINES INC. Common Shares Feldman, Gerald Morris 4 28/02/2007 10 2.89 150,200 15,000 LIBERTY MINES INC. Common Shares Feldman, Gerald Morris 4 01/03/2007 10 2.82 161,800 11,600 LIBERTY MINES INC. Common Shares Schurman, Donald P. 4 03/03/2007 10 2.86 167,500 3,000 LIONS GATE ENTERTAINMENT CORP.
Common Shares Evrensel, Arthur 4 05/03/2007 10 10.6 27,946 -2,600
LIONS GATE ENTERTAINMENT CORP.
Common Shares Evrensel, Arthur 4 05/03/2007 10 10.57 25,846 -2,100
LIONS GATE ENTERTAINMENT CORP.
Common Shares Evrensel, Arthur 4 05/03/2007 10 10.571 25,546 -300
LIONS GATE ENTERTAINMENT CORP.
Common Shares Evrensel, Arthur 4 05/03/2007 10 10.61 25,046 -500
LIONS GATE ENTERTAINMENT CORP.
Common Shares Evrensel, Arthur 4 05/03/2007 10 10.6 20,546 -4,500
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2440
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
LIONS GATE ENTERTAINMENT CORP.
Common Shares Evrensel, Arthur 4 05/03/2007 10 10.72 18,546 -2,000
LIONS GATE ENTERTAINMENT CORP.
Common Shares Evrensel, Arthur 4 05/03/2007 10 10.63 17,946 -600
LIONS GATE ENTERTAINMENT CORP.
Common Shares Evrensel, Arthur 4 05/03/2007 10 10.61 16,646 -1,300
LIONS GATE ENTERTAINMENT CORP.
Common Shares Evrensel, Arthur 4 05/03/2007 10 10.612 15,546 -1,100
LIONS GATE ENTERTAINMENT CORP.
Common Shares Evrensel, Arthur 4 05/03/2007 10 10.72 10,546 -5,000
Livingston International Income Fund
Trust Units Piontek, Richard George 5 23/02/2007 00
Logibec Groupe Informatique Ltée
Common Shares Logibec Groupe Informatique Ltée
1 13/02/2007 38 16.75 900 900
Logibec Groupe Informatique Ltée
Common Shares Logibec Groupe Informatique Ltée
1 13/02/2007 38 0 -900
Logibec Groupe Informatique Ltée
Common Shares Logibec Groupe Informatique Ltée
1 26/02/2007 38 17.75 1,100 1,100
Logibec Groupe Informatique Ltée
Common Shares Logibec Groupe Informatique Ltée
1 26/02/2007 38 0 -1,100
Logibec Groupe Informatique Ltée
Common Shares Logibec Groupe Informatique Ltée
1 27/02/2007 38 17.9 14,000 14,000
Logibec Groupe Informatique Ltée
Common Shares Logibec Groupe Informatique Ltée
1 27/02/2007 38 0 -14,000
Logibec Groupe Informatique Ltée
Common Shares Logibec Groupe Informatique Ltée
1 27/02/2007 38 17.75 200 200
Logibec Groupe Informatique Ltée
Common Shares Logibec Groupe Informatique Ltée
1 27/02/2007 38 0 -200
Logibec Groupe Informatique Ltée
Common Shares Logibec Groupe Informatique Ltée
1 28/02/2007 38 18 100 100
Logibec Groupe Informatique Ltée
Common Shares Logibec Groupe Informatique Ltée
1 28/02/2007 38 0 -100
Long Reserve Life Resource Fund
Trust Units redeemable, transferable
Long Reserve Life Resource Fund
1 06/02/2007 10 9.15 2,000 2,000
Long Reserve Life Resource Fund
Trust Units redeemable, transferable
Long Reserve Life Resource Fund
1 06/02/2007 38 9.15 0 -2,000
Long Reserve Life Resource Fund
Trust Units redeemable, transferable
Long Reserve Life Resource Fund
1 07/02/2007 10 9.35 800 800
Long Reserve Life Resource Fund
Trust Units redeemable, transferable
Long Reserve Life Resource Fund
1 07/02/2007 38 9.35 0 -800
Long Reserve Life Resource Fund
Trust Units redeemable, transferable
Long Reserve Life Resource Fund
1 07/02/2007 10 9.52 1,500 1,500
Long Reserve Life Resource Fund
Trust Units redeemable, transferable
Long Reserve Life Resource Fund
1 07/02/2007 38 9.52 0 -1,500
Long Reserve Life Resource Fund
Trust Units redeemable, transferable
Long Reserve Life Resource Fund
1 08/02/2007 10 9.52 1,500 1,500
Long Reserve Life Resource Fund
Trust Units redeemable, transferable
Long Reserve Life Resource Fund
1 08/02/2007 38 9.52 0 -1,500
Long Reserve Life Resource Fund
Trust Units redeemable, transferable
Long Reserve Life Resource Fund
1 09/02/2007 10 9.33 1,500 1,500
Long Reserve Life Resource Fund
Trust Units redeemable, transferable
Long Reserve Life Resource Fund
1 09/02/2007 38 9.33 0 -1,500
Long Reserve Life Resource Fund
Trust Units redeemable, transferable
Long Reserve Life Resource Fund
1 09/02/2007 10 9.34 500 500
Long Reserve Life Resource Fund
Trust Units redeemable, transferable
Long Reserve Life Resource Fund
1 09/02/2007 38 9.34 0 -500
Long Reserve Life Resource Fund
Trust Units redeemable, transferable
Long Reserve Life Resource Fund
1 12/02/2007 10 9.33 1,000 1,000
Long Reserve Life Resource Fund
Trust Units redeemable, transferable
Long Reserve Life Resource Fund
1 12/02/2007 38 9.33 0 -1,000
Long Reserve Life Resource Fund
Trust Units redeemable, transferable
Long Reserve Life Resource Fund
1 13/02/2007 10 9.25 600 600
Long Reserve Life Resource Fund
Trust Units redeemable, transferable
Long Reserve Life Resource Fund
1 13/02/2007 38 9.25 0 -600
Long Reserve Life Resource Fund
Trust Units redeemable, transferable
Long Reserve Life Resource Fund
1 14/02/2007 10 9.25 1,500 1,500
Long Reserve Life Resource Fund
Trust Units redeemable, transferable
Long Reserve Life Resource Fund
1 14/02/2007 38 9.25 0 -1,500
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2441
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Long Reserve Life Resource Fund
Trust Units redeemable, transferable
Long Reserve Life Resource Fund
1 15/02/2007 10 9.2 2,000 2,000
Long Reserve Life Resource Fund
Trust Units redeemable, transferable
Long Reserve Life Resource Fund
1 15/02/2007 38 9.2 0 -2,000
Long Reserve Life Resource Fund
Trust Units redeemable, transferable
Long Reserve Life Resource Fund
1 19/02/2007 10 9.15 1,500 1,500
Long Reserve Life Resource Fund
Trust Units redeemable, transferable
Long Reserve Life Resource Fund
1 19/02/2007 38 9.15 0 -1,500
Long Reserve Life Resource Fund
Trust Units redeemable, transferable
Long Reserve Life Resource Fund
1 21/02/2007 10 9.56 500 500
Long Reserve Life Resource Fund
Trust Units redeemable, transferable
Long Reserve Life Resource Fund
1 21/02/2007 38 9.56 0 -500
Long Reserve Life Resource Fund
Trust Units redeemable, transferable
Long Reserve Life Resource Fund
1 21/02/2007 10 9.56 1,500 1,500
Long Reserve Life Resource Fund
Trust Units redeemable, transferable
Long Reserve Life Resource Fund
1 21/02/2007 38 9.56 0 -1,500
Long Reserve Life Resource Fund
Trust Units redeemable, transferable
Long Reserve Life Resource Fund
1 23/02/2007 10 9.6 2,000 2,000
Long Reserve Life Resource Fund
Trust Units redeemable, transferable
Long Reserve Life Resource Fund
1 23/02/2007 38 9.6 0 -2,000
Long Reserve Life Resource Fund
Trust Units redeemable, transferable
Long Reserve Life Resource Fund
1 28/02/2007 10 9.92 3,000 3,000
Long Reserve Life Resource Fund
Trust Units redeemable, transferable
Long Reserve Life Resource Fund
1 28/02/2007 38 9.92 0 -3,000
Long Reserve Life Resource Fund
Trust Units redeemable, transferable
Long Reserve Life Resource Fund
1 01/03/2007 10 9.17 1,000 1,000
Long Reserve Life Resource Fund
Trust Units redeemable, transferable
Long Reserve Life Resource Fund
1 01/03/2007 38 9.17 0 -1,000
Long Reserve Life Resource Fund
Trust Units redeemable, transferable
Long Reserve Life Resource Fund
1 01/03/2007 10 10.27 1,000 1,000
Long Reserve Life Resource Fund
Trust Units redeemable, transferable
Long Reserve Life Resource Fund
1 01/03/2007 38 10.27 0 -1,000
Long Reserve Life Resource Fund
Trust Units redeemable, transferable
Long Reserve Life Resource Fund
1 01/03/2007 10 10.45 3,500 3,500
Long Reserve Life Resource Fund
Trust Units redeemable, transferable
Long Reserve Life Resource Fund
1 01/03/2007 38 10.45 0 -3,500
Long Reserve Life Resource Fund
Trust Units redeemable, transferable
Long Reserve Life Resource Fund
1 07/03/2007 10 9.75 2,000 2,000
Long Reserve Life Resource Fund
Trust Units redeemable, transferable
Long Reserve Life Resource Fund
1 07/03/2007 38 9.75 0 -2,000
Longford Corporation Common Shares Parker, Don 4, 5 25/02/2007 10 0.19 759,000 -66,000 Look Communications Inc. Options Casgrain, Tim 4 27/02/2007 50 0.5 226,988 26,250
Look Communications Inc. Options Colbran, Robert Scott 4 27/02/2007 50 0.5 226,988 26,250
Look Communications Inc. Options Cytrynbaum, Michael 4, 5 27/02/2007 50 226,988 26,250
Look Communications Inc. Options McGoey, Gerald T. 4, 5 27/02/2007 50 0.5 226,988 26,250
Look Communications Inc. Options Mitrovich, Lou 4 27/02/2007 50 0.5 226,988 26,250
Look Communications Inc. Options Smith, Stuart H.B. 4 27/02/2007 50 0.5 226,988 26,250
Lorex Technology Inc. (formerly Strategic Vista International Inc.)
Options Bass, Alan 5 08/01/2007 50 0.31 100,000 100,000
Loring Ward International Ltd.
Rights Restricted Stock Rights
Gluck, Paul 5 01/05/2005 00
Loring Ward International Ltd.
Rights Restricted Stock Rights
Gluck, Paul 5 21/02/2007 56 25,000
Loring Ward International Ltd.
Rights Restricted Stock Rights
Gluck, Paul 5 21/02/2007 56 25,000 25,000
Loring Ward International Ltd.
Options Herrmann, Robert Philip 4, 5 02/02/2006 00 60,000
Loring Ward International Ltd.
Rights Restricted Stock Rights
Herrmann, Robert Philip 4, 5 02/02/2006 00
Loring Ward International Ltd.
Rights Restricted Stock Rights
Herrmann, Robert Philip 4, 5 21/02/2007 56 30,000 30,000
Loring Ward International Ltd.
Rights Restricted Stock Rights
Melia, Gerard Patrick 5 31/03/2006 00
Loring Ward International Ltd.
Rights Restricted Stock Rights
Melia, Gerard Patrick 5 21/02/2007 56 30,000 30,000
Luxell Technologies Inc. Common Shares Ferraro, Dean Francis 5 04/12/2006 00 391,000
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2442
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Luxell Technologies Inc. Options Ferraro, Dean Francis 5 04/12/2006 00 95,000 Macquarie NexGen Global Infrastructure Corporation
Common Shares Class A Common Shares
Lincoln, Patrick 3, 4 28/02/2007 00 50
Macquarie NexGen Global Infrastructure Corporation
Common Shares Class A Common Shares
NexGen Financial Limited Partnership
3 28/02/2007 00 50
Mad Catz Interactive Inc. Options Halpern, Stewart Allan 5 16/01/2007 50 200,000 Mad Catz Interactive Inc. Options Halpern, Stewart Allan 5 16/01/2007 50 200,000 200,000 MAG Silver Corp. Common Shares Hallam, Frank 5 27/02/2007 10 8.3 500 500 MAG Silver Corp. Common Shares Hallam, Frank 5 28/02/2007 10 8.88 0 -500 Magellan Aerospace Corporation
Common Shares Button, Frank George 5 28/02/2007 30 3.13 105,778 289
Magellan Aerospace Corporation
Common Shares Dekker, John Bernhard 5 28/02/2007 30 3.13 36,279 112
Magellan Aerospace Corporation
Common Shares Zanatta, Daniel 5 28/02/2007 30 3.13 14,077 149
MagIndustries Corp. Common Shares 172143072
Strauss, Achim 5 27/02/2007 51 0.2 50,000 50,000
MagIndustries Corp. Options 7945000 Strauss, Achim 5 28/02/2007 51 375,000 -50,000 Magna International Inc. Options Apostolos, Thomas 7 05/03/2007 51 51.22 7,100 -1,100 Magna International Inc. Subordinate Voting
Shares Class A Apostolos, Thomas 7 05/03/2007 51 51.22 3,565 1,100
Magna International Inc. Subordinate Voting Shares Class A
Benson, Ronald David 7 01/03/2004 10 146 146
Magna International Inc. Subordinate Voting Shares Class A
Benson, Ronald David 7 04/12/2006 10 90.38 1,454 -500
Magna International Inc. Subordinate Voting Shares Class A
Benson, Ronald David 7 01/03/2004 10 264 189
Magna International Inc. Subordinate Voting Shares Class A
Benson, Ronald David 7 01/03/2004 10 107.01 189 -75
Magna International Inc. Subordinate Voting Shares Class A
Benson, Ronald David 7 01/03/2007 10 84.52 1,043 30
Magna International Inc. Rights Restricted Stock Units
Galifi, Vincent Joseph 5 26/02/2007 56 80.119 11,917 574
Magna International Inc. Rights Restricted Stock Units
Koob, Peter 5 26/02/2007 56 80.119 10,740 287
Magna International Inc. Rights Restricted Stock Units
Randa, Gerhard 5 06/06/2003 00
Magna International Inc. Rights Restricted Stock Units
Randa, Gerhard 5 15/06/2005 56 68.87 14,521 14,521
Magna International Inc. Rights Restricted Stock Units
Randa, Gerhard 5 31/12/2005 30 14,676 155
Magna International Inc. Rights Restricted Stock Units
Randa, Gerhard 5 31/12/2006 30 14,976 300
Magna International Inc. Rights Restricted Stock Units
Walker, Donald James 4, 5 26/02/2007 56 80.119 23,838 1,149
Magna International Inc. Rights Restricted Stock Units
Wolf, Siegfried 4, 5 26/02/2007 56 80.119 23,838 1,149
Majescor Resources Inc. Common Shares Leblanc, Pierre Gabriel 4 01/03/2007 51 0.15 60,000 50,000 Majescor Resources Inc. Options Leblanc, Pierre Gabriel 4 01/03/2007 51 0 -50,000 Manitoba Telecom Services Inc.
Common Shares Kapoor, Kishore 4 02/05/2006 00
Manitoba Telecom Services Inc.
Common Shares Kapoor, Kishore 4 02/05/2006 00
Manitoba Telecom Services Inc.
Common Shares Kapoor, Kishore 4 26/02/2007 10 46.65 500 500
Manitoba Telecom Services Inc.
Common Shares Kapoor, Kishore 4 02/05/2006 00
Manitoba Telecom Services Inc.
Common Shares Kapoor, Kishore 4 26/02/2007 10 46.61 500 500
Manitoba Telecom Services Inc.
Common Shares Stewart, Laurie D. 5 28/02/2007 90 1,496 1,070
Manitoba Telecom Services Inc.
Common Shares Employee Share Ownership Plan
Stewart, Laurie D. 5 16/02/2007 30 46.57 1,088 48
Manitoba Telecom Services Inc.
Common Shares Employee Share Ownership Plan
Stewart, Laurie D. 5 28/02/2007 90 18 -1,070
Manulife Financial Corporation
Common Shares Hartstein, Keith F. 7 05/03/2007 51 17.46 86,968 11,448
Manulife Financial Corporation
Options Hartstein, Keith F. 7 05/03/2007 51 17.46 55,878 -11,448
Manulife Financial Corporation
Common Shares Manulife Financial Corporation
1 26/02/2007 38 40.149 300,000 300,000
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2443
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Manulife Financial Corporation
Common Shares Manulife Financial Corporation
1 26/02/2007 38 0 -300,000
Manulife Financial Corporation
Common Shares Manulife Financial Corporation
1 27/02/2007 38 39.777 300,000 300,000
Manulife Financial Corporation
Common Shares Manulife Financial Corporation
1 27/02/2007 38 0 -300,000
Manulife Financial Corporation
Common Shares Manulife Financial Corporation
1 28/02/2007 38 39.178 460,000 460,000
Manulife Financial Corporation
Common Shares Manulife Financial Corporation
1 28/02/2007 38 0 -460,000
Maple Leaf Foods Inc. Common Shares Johnson, Wayne 5 25/01/2007 30 12.36 19,680 630 Maple Leaf Foods Inc. Common Shares Johnson, Wayne 5 28/02/2007 51 9.12 21,680 2,000 Maple Leaf Foods Inc. Common Shares Johnson, Wayne 5 28/02/2007 10 14.75 19,680 -2,000 Maple Leaf Foods Inc. Common Shares Johnson, Wayne 5 07/03/2007 51 9.12 42,680 23,000 Maple Leaf Foods Inc. Common Shares Johnson, Wayne 5 07/03/2007 10 14.25 19,680 -23,000 Maple Leaf Foods Inc. Options Employee Johnson, Wayne 5 28/02/2007 51 9.12 194,345 -2,000 Maple Leaf Foods Inc. Options Employee Johnson, Wayne 5 07/03/2007 51 9.12 171,345 -23,000 Maple Leaf Foods Inc. Common Shares McAlpine, Rory A. 5 14/11/2005 00 Maple Leaf Foods Inc. Common Shares McAlpine, Rory A. 5 25/01/2007 30 12.36 63 63 Maple Leaf Foods Inc. Rights Restricted Share
Units settled with market shares
Young, Richard 5 01/03/2007 56 14.4 101,000 20,000
Matamec Explorations Inc. Common Shares Bradley, Patrick 4 02/03/2007 10 0.25 50,000 20,000 Matamec Explorations Inc. Common Shares Bradley, Patrick 4 02/03/2007 10 0.265 65,000 15,000 Matrikon Inc. Common Shares Brown, Michael William 5 02/03/2007 10 3.35 18,100 -2,900 Matrikon Inc. Common Shares Matrikon Inc. 1 05/02/2007 10 3.4 1,000 1,000 Matrikon Inc. Common Shares Matrikon Inc. 1 05/02/2007 38 0 -1,000 Matrikon Inc. Common Shares Matrikon Inc. 1 26/02/2007 10 3.36 35,000 35,000 Matrikon Inc. Common Shares Matrikon Inc. 1 26/02/2007 38 0 -35,000 Matrikon Inc. Common Shares Matrikon Inc. 1 01/03/2007 10 3.35 2,000 2,000 Matrikon Inc. Common Shares Matrikon Inc. 1 01/03/2007 38 0 -2,000 Matrikon Inc. Common Shares Matrikon Inc. 1 02/03/2007 10 3.35 5,300 5,300 Matrikon Inc. Common Shares Matrikon Inc. 1 02/03/2007 38 0 -5,300 MATRIX Income Fund Trust Units Matrix Income Fund 1 02/03/2007 10 8.34 10,073,097 -10,000 MATRIX Income Fund Trust Units Matrix Income Fund 1 02/03/2007 38 8.26 10,073,797 700 MATRIX Income Fund Trust Units Matrix Income Fund 1 05/03/2007 38 8.14 10,075,897 2,100 MATRIX Income Fund Trust Units Matrix Income Fund 1 05/03/2007 10 8.17 10,070,897 -5,000 MATRIX Income Fund Trust Units Matrix Income Fund 1 06/03/2007 38 8.09 10,072,997 2,100 MATRIX Income Fund Trust Units Matrix Income Fund 1 07/03/2007 38 8.13 10,073,597 600 MATRIX Income Fund Trust Units Matrix Income Fund 1 08/03/2007 38 8.14 10,077,097 3,500 Maudore Minerals Ltd Common Shares Anglo Pacific Group Plc 3 01/03/2007 10 0.9 1,952,000 19,000 Maudore Minerals Ltd Common Shares Anglo Pacific Group Plc 3 01/03/2007 10 0.9 1,968,000 16,000 Maudore Minerals Ltd Common Shares Godard, Julie 5 07/03/2007 10 0.951 0 -5,000 Maudore Minerals Ltd Options Godard, Julie 5 04/03/2007 52 0.9 80,866 -10,000 Mavrix Fund Management Inc.
Restricted Stock Units Arra, Alfred Mario 5 21/08/2001 00
Mavrix Fund Management Inc.
Restricted Stock Units Arra, Alfred Mario 5 28/02/2007 97 15,000 15,000
Mavrix Fund Management Inc.
Restricted Stock Units Balsdon, David Keith 5 28/02/2007 97 42,665 15,000
Mavrix Fund Management Inc.
Common Shares Brookfield Asset Management Inc.
3 23/02/2007 54 500,000 250,000
Mavrix Fund Management Inc.
Warrants Brookfield Asset Management Inc.
3 23/02/2007 54 0 -250,000
Mavrix Fund Management Inc.
Restricted Stock Units Di Vito, Sergio 5 28/02/2007 97 30,000 15,000
Mavrix Fund Management Inc.
Common Shares Mavrix Fund Management Inc.
1 27/02/2007 38 2.35 20,000 20,000
Mavrix Fund Management Inc.
Common Shares Mavrix Fund Management Inc.
1 27/02/2007 38 0 -20,000
Mavrix Fund Management Inc.
Common Shares Mavrix Fund Management Inc.
1 01/03/2007 38 2.15 800 800
Mavrix Fund Management Inc.
Common Shares Mavrix Fund Management Inc.
1 01/03/2007 38 0 -800
Mavrix Fund Management Inc.
Common Shares Mavrix Fund Management Inc.
1 05/03/2007 38 2.0223 6,500 6,500
Mavrix Fund Management Inc.
Common Shares Mavrix Fund Management Inc.
1 05/03/2007 38 0 -6,500
Mavrix Fund Management Inc.
Common Shares Sarbu, Raluca 5 16/11/2006 10 1.5 10,000 -5,000
Mavrix Fund Management Inc.
Common Shares Sarbu, Raluca 5 29/11/2006 10 1.5 6,800 -3,200
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2444
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Mavrix Fund Management Inc.
Common Shares Sarbu, Raluca 5 30/11/2006 10 1.5 6,100 -700
Mavrix Fund Management Inc.
Common Shares Sarbu, Raluca 5 01/12/2006 10 1.5 4,500 -1,600
Mavrix Fund Management Inc.
Common Shares Sarbu, Raluca 5 22/02/2007 97 1.95 4,941 -4,500
Mavrix Fund Management Inc.
Common Shares Sarbu, Raluca 5 01/03/2007 97 2.29 3,441 -1,500
Mavrix Fund Management Inc.
Common Shares Sarbu, Raluca 5 01/03/2007 97 2.29 0 -3,441
Mavrix Fund Management Inc.
Common Shares Sarbu, Raluca 5 20/09/2001 00
Mavrix Fund Management Inc.
Common Shares Sarbu, Raluca 5 22/02/2007 97 1.95 4,500 4,500
Mavrix Fund Management Inc.
Common Shares Sarbu, Raluca 5 01/03/2007 97 2.29 7,941 3,441
Mavrix Fund Management Inc.
Common Shares Sarbu, Raluca 5 01/03/2007 97 2.29 6,500 1,500
Mavrix Fund Management Inc.
Restricted Stock Units Shaw, William 4, 5 28/02/2007 97 42,665 15,000
Mavrix Fund Management Inc.
Restricted Stock Units Spooner, Malvin 4, 5 28/02/2007 97 127,994 45,000
Mavrix Fund Management Inc.
Restricted Stock Units Steele, Raymond 4, 5 28/02/2007 97 85,330 30,000
Mawson Resources Limited Common Shares Hudson, Michael Robert 4 02/03/2007 11 3.14 1,679,119 -25,000
Mawson Resources Limited Common Shares Saxon, Mark Stephen 5 02/03/2007 11 3.14 1,656,619 -25,000
Maxim Power Corp. Common Shares Wilson, W. Brett 3, 4 10/04/2006 37 -3,928,571 Maxim Power Corp. Common Shares Wilson, W. Brett 3, 4 10/04/2006 37 -3,571,428 Maxim Power Corp. Common Shares Wilson, W. Brett 3, 4 10/04/2006 37 396,825 -3,571,429 Maxim Power Corp. Common Shares Wilson, W. Brett 3, 4 27/12/2006 11 -396,826 Maxim Power Corp. Common Shares Wilson, W. Brett 3, 4 27/12/2006 11 0 -396,825 Maxim Power Corp. Common Shares Wilson, W. Brett 3, 4 19/04/2006 37 -92,425,591 Maxim Power Corp. Common Shares Wilson, W. Brett 3, 4 19/04/2006 37 10,269,510 -92,425,592 Maxim Power Corp. Common Shares Wilson, W. Brett 3, 4 10/04/2006 37 -6,574,218 Maxim Power Corp. Common Shares Wilson, W. Brett 3, 4 10/04/2006 37 -5,976,562 Maxim Power Corp. Common Shares Wilson, W. Brett 3, 4 10/04/2006 37 664,062 -5,976,563 Maxim Power Corp. Common Shares Wilson, W. Brett 3, 4 27/12/2006 11 396,826 Maxim Power Corp. Common Shares Wilson, W. Brett 3, 4 27/12/2006 11 396,825 Maxim Power Corp. Common Shares Wilson, W. Brett 3, 4 27/12/2006 11 1,060,887 396,825 Maxim Power Corp. Common Shares Wilson, W. Brett 3, 4 05/03/2007 11 0 -4,688 Maximus Ventures Ltd Common Shares Martin, Philip Stephen 4 06/03/2007 16 0.46 350,000 110,000 MAXIN Income Fund Trust Units MAXIN Income Fund 1 02/03/2007 38 13.65 4,225,606 600 MAXIN Income Fund Trust Units MAXIN Income Fund 1 05/03/2007 38 13.5 4,228,006 2,400 MAXIN Income Fund Trust Units MAXIN Income Fund 1 05/03/2007 38 13.48 4,230,406 2,400 MAXIN Income Fund Trust Units MAXIN Income Fund 1 06/03/2007 38 13.4 4,230,806 400 MCAN Mortgage Corporation Common Shares Dwarte, Kevin 5 08/03/2007 90 5,836 -3,071
MCAN Mortgage Corporation Common Shares Dwarte, Kevin 5 08/03/2007 90 0 -5,836
MCAN Mortgage Corporation Common Shares Dwarte, Kevin 5 06/05/2004 00
MCAN Mortgage Corporation Common Shares Dwarte, Kevin 5 08/03/2007 90 3,071 3,071
MCAN Mortgage Corporation Common Shares Dwarte, Kevin 5 08/03/2007 90 8,907 5,836
McVicar Resources Inc. Common Shares Chai, Gang 4, 5 06/03/2007 10 0.75 177,736 40,000 McVicar Resources Inc. Options Chai, Gang 4, 5 26/02/2007 50 0.75 430,000 50,000 McVicar Resources Inc. Options Lin, Paul 4, 5 26/02/2007 50 0.75 150,000 40,000 McVicar Resources Inc. Options Peterson, eXavier 4 26/02/2006 50 0.75 40,000 30,000 MedcomSoft Inc. Common Shares aldor, peter 4 06/03/2007 10 0.375 1,884,848 11,000 MedcomSoft Inc. Common Shares aldor, peter 4 06/03/2007 10 0.38 1,903,848 19,000 Medisys Health Group Income Fund
Units Gestion de portefeuille Natcan Inc.
3 31/01/2007 00
Medisys Health Group Income Fund
Units Gestion de portefeuille Natcan Inc.
3 31/01/2007 00 879,100
Medisys Health Group Income Fund
Units Gestion de portefeuille Natcan Inc.
3 28/02/2007 10 9.15 882,100 3,000
MEGA Brands Inc. Common Shares Albert, Jean-François 5 31/12/2006 30 24.16 1,049 459 MEGA Brands Inc. Common Shares Bertrand, Marc 4, 5 31/12/2006 30 24.17 34,049 2,124 Mega Uranium Ltd. Common Shares Inwentash, Sheldon 4 26/02/2007 10 7.354 2,735,000 -50,000 Mega Uranium Ltd. Common Shares Inwentash, Sheldon 4 26/02/2007 10 7.04 1,200,000 -115,000
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2445
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Mega Uranium Ltd. Common Shares Inwentash, Sheldon 4 26/02/2007 10 7.393 1,150,000 -50,000 Mega Uranium Ltd. Common Shares Inwentash, Sheldon 4 27/02/2007 10 6.47 1,030,500 -119,500 Mega Uranium Ltd. Common Shares Inwentash, Sheldon 4 27/02/2007 10 6.769 880,500 -150,000 Mega Uranium Ltd. Common Shares Inwentash, Sheldon 4 28/02/2007 10 6.538 855,500 -25,000 Mega Uranium Ltd. Common Shares Inwentash, Sheldon 4 28/02/2007 10 6.369 825,000 -30,500 Mega Uranium Ltd. Common Shares Inwentash, Sheldon 4 01/03/2007 10 6.395 765,000 -60,000 Mega Uranium Ltd. Common Shares Johannson, Arni Thomas 4 03/01/2006 00 10,000 Mega Uranium Ltd. Common Shares Johannson, Arni Thomas 4 26/02/2007 10 7.34 1,700 -8,300 Mega Uranium Ltd. Common Shares Johannson, Arni Thomas 4 26/02/2007 10 7.36 0 -1,700 Mega Uranium Ltd. Options Johannson, Arni Thomas 4 26/02/2007 51 1.38 330,000 -10,000 Mega Uranium Ltd. Options Johannson, Arni Thomas 4 26/02/2007 51 1.38 340,000 10,000 Mega Uranium Ltd. Common Shares Patricio, Richard J 5 02/03/2007 51 1.55 49,800 49,800 Mega Uranium Ltd. Options Patricio, Richard J 5 02/03/2007 51 500,400 -49,800 Mega Uranium Ltd. Common Shares Reeson, Douglas 4 13/02/2007 51 0.41 55,000 40,000 Mega Uranium Ltd. Common Shares Reeson, Douglas 4 26/02/2007 10 7.04 50,000 -5,000 Mega Uranium Ltd. Common Shares Reeson, Douglas 4 26/02/2007 10 7.08 45,000 -5,000 Mega Uranium Ltd. Options Reeson, Douglas 4 13/02/2007 51 230,000 -40,000 Mena Resources Inc. Common Shares Messier, Cheryl 5 09/03/2007 51 0.85 3,000 3,000 Mena Resources Inc. Common Shares Messier, Cheryl 5 09/03/2007 10 3.56 2,000 -1,000 Mena Resources Inc. Common Shares Messier, Cheryl 5 09/03/2007 10 3.57 1,000 -1,000 Mena Resources Inc. Common Shares Messier, Cheryl 5 09/03/2007 10 3.6 0 -1,000 Mena Resources Inc. Options Messier, Cheryl 5 09/03/2007 51 52,000 -3,000 Menu Foods Income Fund Options Parker, John Ashley 7 01/05/2006 00 Menu Foods Income Fund Options Parker, John Ashley 7 15/05/2006 50 5 21,000 21,000 Menu Foods Income Fund Options Parker, John Ashley 7 26/02/2007 50 7.34 29,400 8,400 Mercer International Inc. Common Shares STUBER, WERNER 5 09/09/2005 00 Mercer International Inc. Common Shares STUBER, WERNER 5 05/03/2007 51 6.375 30,000 30,000 Mercer International Inc. Common Shares STUBER, WERNER 5 05/03/2007 51 7.92 46,666 16,666 Mercer International Inc. Common Shares STUBER, WERNER 5 05/03/2007 10 12.11 44,866 -1,800 Mercer International Inc. Common Shares STUBER, WERNER 5 05/03/2007 10 12.12 43,866 -1,000 Mercer International Inc. Common Shares STUBER, WERNER 5 05/03/2007 10 12.01 40,066 -3,800 Mercer International Inc. Common Shares STUBER, WERNER 5 05/03/2007 10 12.06 39,066 -1,000 Mercer International Inc. Common Shares STUBER, WERNER 5 05/03/2007 10 12.04 38,066 -1,000 Mercer International Inc. Common Shares STUBER, WERNER 5 05/03/2007 10 12.02 36,000 -2,066 Mercer International Inc. Common Shares STUBER, WERNER 5 05/03/2007 10 12.03 34,000 -2,000 Mercer International Inc. Common Shares STUBER, WERNER 5 05/03/2007 10 12.05 32,000 -2,000 Mercer International Inc. Common Shares STUBER, WERNER 5 05/03/2007 10 12.07 27,000 -5,000 Mercer International Inc. Common Shares STUBER, WERNER 5 05/03/2007 10 12.04 25,000 -2,000 Mercer International Inc. Common Shares STUBER, WERNER 5 05/03/2007 10 12.05 22,000 -3,000 Mercer International Inc. Common Shares STUBER, WERNER 5 05/03/2007 10 12.08 20,000 -2,000 Mercer International Inc. Common Shares STUBER, WERNER 5 05/03/2007 10 12.06 15,500 -4,500 Mercer International Inc. Common Shares STUBER, WERNER 5 05/03/2007 10 12.04 12,500 -3,000 Mercer International Inc. Common Shares STUBER, WERNER 5 05/03/2007 10 12 8,500 -4,000 Mercer International Inc. Common Shares STUBER, WERNER 5 06/03/2007 10 12.03 2,000 -6,500 Mercer International Inc. Common Shares STUBER, WERNER 5 06/03/2007 10 12 0 -2,000 Mercer International Inc. Options STUBER, WERNER 5 09/09/2005 00 55,000 Mercer International Inc. Options STUBER, WERNER 5 05/03/2007 51 6.375 -30,000 Mercer International Inc. Options STUBER, WERNER 5 05/03/2007 51 6.375 25,000 -30,000 Mercer International Inc. Options STUBER, WERNER 5 05/03/2007 51 7.92 8,334 -16,666 Meridian Gold Inc. Common Shares Dougherty, Peter 5 27/02/2007 97 24,618 3,529 Meridian Gold Inc. Common Shares Kennedy, Brian 5 27/02/2007 97 11,414 Meridian Gold Inc. Common Shares Kennedy, Brian 5 27/02/2007 97 172,844 10,679 Meridian Gold Inc. Common Shares Marud, Darcy Edward 5 27/02/2007 97 29,737 3,392 Meridian Gold Inc. Common Shares ROHR, DARRIN LEE 5 27/02/2007 97 16,621 3,326 Meridian Gold Inc. Common Shares Smith, Edgar 5 27/02/2007 97 85,898 3,404 Meridian Gold Inc. Common Shares Stevenson, Howard Henry
James 5 26/02/2007 00
Meridian Gold Inc. Common Shares Stevenson, Howard Henry James
5 27/02/2007 97 20,000 20,000
Metanor Resources Inc. Common Shares Duncan, Malcom P. 4 07/03/2007 10 1.09 657,000 -10,000 Metanor Resources Inc. Common Shares Séguin, Richard 4 24/11/2006 00 Metanor Resources Inc. Common Shares Séguin, Richard 4 28/02/2007 51 0.5 15,000 15,000 Metanor Resources Inc. Options Séguin, Richard 4 28/02/2007 51 0.5 15,000 -15,000 Methanex Corporation Options AITKEN, BRUCE 4, 5 02/03/2007 50 649,000 207,000 Methanex Corporation Options Allard, Mark 5 02/03/2007 50 26,250 9,000 Methanex Corporation Common Shares Arendt, Philippe 7 08/03/2007 51 17.85 9,786 1,750 Methanex Corporation Common Shares Arendt, Philippe 7 08/03/2007 10 29.4 8,086 -1,700 Methanex Corporation Common Shares Arendt, Philippe 7 08/03/2007 10 29.37 8,036 -50 Methanex Corporation Options Arendt, Philippe 7 01/03/2007 50 15,500 12,000 Methanex Corporation Options Arendt, Philippe 7 02/03/2007 50 24,500 9,000 Methanex Corporation Options Arendt, Philippe 7 08/03/2007 51 22,750 -1,750 Methanex Corporation Options Bennett, Richard 7 02/03/2007 50 16,850 5,000 Methanex Corporation Options Blain, Tangela 7 02/03/2007 50 9,590 1,890
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2446
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Methanex Corporation Options Boyd, Bradley 5 02/03/2007 50 27,750 9,000 Methanex Corporation Options Cameron, Ian Peter 5 02/03/2007 50 129,000 39,000 Methanex Corporation Options Caudell, Joseph 7 02/03/2007 50 44,600 9,000 Methanex Corporation Options Floren, John 5 02/03/2007 50 102,500 39,000 Methanex Corporation Options Gonzalez, Juan Enrique 7 02/03/2007 50 24,500 9,000 Methanex Corporation Options Gordon, John 5 02/03/2007 50 129,000 39,000 Methanex Corporation Options Herz, Mike 7 02/03/2007 50 33,350 9,000 Methanex Corporation Options Hognestad, Jone 7 02/03/2007 50 25,925 9,000 Methanex Corporation Common Shares Kwok, Wai Ching Harrison 7 20/04/2006 00 Methanex Corporation Common Shares Kwok, Wai Ching Harrison 7 31/12/2006 30 26.15 1,066 1,066 Methanex Corporation Options Kwok, Wai Ching Harrison 7 20/04/2006 00 4,500 Methanex Corporation Options Kwok, Wai Ching Harrison 7 02/03/2007 50 8,010 3,510 Methanex Corporation Options Macdonald, Michael
Glencoe5 02/03/2007 50 129,000 39,000
Methanex Corporation Common Shares Methanex Corporation 1 01/02/2007 38 31.827 25,000 25,000 Methanex Corporation Common Shares Methanex Corporation 1 02/02/2007 38 31.804 50,000 25,000 Methanex Corporation Common Shares Methanex Corporation 1 05/02/2007 38 31.228 75,000 25,000 Methanex Corporation Common Shares Methanex Corporation 1 06/02/2007 38 32.319 100,000 25,000 Methanex Corporation Common Shares Methanex Corporation 1 07/02/2007 38 32.468 125,000 25,000 Methanex Corporation Common Shares Methanex Corporation 1 08/02/2007 38 31.957 150,000 25,000 Methanex Corporation Common Shares Methanex Corporation 1 09/02/2007 38 31.549 175,000 25,000 Methanex Corporation Common Shares Methanex Corporation 1 12/02/2007 38 31.802 200,000 25,000 Methanex Corporation Common Shares Methanex Corporation 1 13/02/2007 38 31.761 225,000 25,000 Methanex Corporation Common Shares Methanex Corporation 1 14/02/2007 38 31.484 250,000 25,000 Methanex Corporation Common Shares Methanex Corporation 1 15/02/2007 38 31.14 275,000 25,000 Methanex Corporation Common Shares Methanex Corporation 1 16/02/2007 38 31.019 300,000 25,000 Methanex Corporation Common Shares Methanex Corporation 1 19/02/2007 38 30.881 325,000 25,000 Methanex Corporation Common Shares Methanex Corporation 1 20/02/2007 38 31.489 350,000 25,000 Methanex Corporation Common Shares Methanex Corporation 1 21/02/2007 38 31.462 375,000 25,000 Methanex Corporation Common Shares Methanex Corporation 1 22/02/2007 38 31.185 400,000 25,000 Methanex Corporation Common Shares Methanex Corporation 1 23/02/2007 38 31.071 425,000 25,000 Methanex Corporation Common Shares Methanex Corporation 1 26/02/2007 38 30.341 450,000 25,000 Methanex Corporation Common Shares Methanex Corporation 1 27/02/2007 38 30.055 475,000 25,000 Methanex Corporation Common Shares Methanex Corporation 1 28/02/2007 38 29.656 500,000 25,000 Methanex Corporation Common Shares Methanex Corporation 1 28/02/2007 38 0 -500,000 Methanex Corporation Options Milner, Randall M. 5 02/03/2007 50 126,500 39,000 Methanex Corporation Options Muuls, Jean-Christophe 2 02/03/2007 50 8,700 2,700 Methanex Corporation Options Owen, Christopher S. 7 02/03/2007 50 75,349 6,999 Methanex Corporation Options Percy, Charles 2 02/03/2007 50 29,900 9,900 Methanex Corporation Options Schiodtz, Paul 7 02/03/2007 50 123,050 39,000 Methanex Corporation Options Stone, Kimberley James 5 02/03/2007 50 21,000 9,000 Methanex Corporation Options Weake, Harvey 5 02/03/2007 50 111,750 39,000 Methanex Corporation Options Yanez, Jorge 5 02/03/2007 50 106,000 39,000 Mexivada Mining Corp. Common Shares Redfern, Richard Robert 3, 4, 5 02/03/2007 10 0.55 3,582,000 1,000 Mexivada Mining Corp. Common Shares Redfern, Richard Robert 3, 4, 5 05/03/2007 10 0.54 3,583,000 1,000 Mexivada Mining Corp. Common Shares Redfern, Richard Robert 3, 4, 5 09/03/2007 10 0.6 3,586,000 3,000 MG Dividend & Income Fund Trust Units Brasseur, Murray 4, 5 27/02/2007 10 7.75 113,800 -1,200
MG Dividend & Income Fund Trust Units MG Dividend & Income Fund
1 20/02/2007 38 7.53 1,040,500 4,700
MG Dividend & Income Fund Trust Units MG Dividend & Income Fund
1 20/02/2007 38 7.6 1,041,500 1,000
MG Dividend & Income Fund Trust Units MG Dividend & Income Fund
1 21/02/2007 38 7.47 1,043,500 2,000
MG Dividend & Income Fund Trust Units MG Dividend & Income Fund
1 21/02/2007 38 7.68 1,047,100 3,600
MG Dividend & Income Fund Trust Units MG Dividend & Income Fund
1 22/02/2007 38 7.58 1,054,000 6,900
MG Dividend & Income Fund Trust Units MG Dividend & Income Fund
1 22/02/2007 38 7.7 1,090,700 36,700
MG Dividend & Income Fund Trust Units MG Dividend & Income Fund
1 23/02/2007 38 7.65 1,091,600 900
MG Dividend & Income Fund Trust Units MG Dividend & Income Fund
1 23/02/2007 38 7.7 1,092,600 1,000
MG Dividend & Income Fund Trust Units MG Dividend & Income Fund
1 26/02/2007 38 7.58 1,094,800 2,200
MG Dividend & Income Fund Trust Units MG Dividend & Income Fund
1 27/02/2007 38 7.66 1,097,000 2,200
MG Dividend & Income Fund Trust Units MG Dividend & Income Fund
1 28/02/2007 38 7.56 1,102,800 5,800
MG Dividend & Income Fund Trust Units MG Dividend & Income Fund
1 28/02/2007 38 7.6 1,104,400 1,600
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2447
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
MG Dividend & Income Fund Trust Units MG Dividend & Income Fund
1 01/03/2007 38 7.49 1,108,100 3,700
MG Dividend & Income Fund Trust Units MG Dividend & Income Fund
1 01/03/2007 38 7.57 1,110,400 2,300
MG Dividend & Income Fund Trust Units MG Dividend & Income Fund
1 02/03/2007 38 7.58 1,111,200 800
MG Dividend & Income Fund Trust Units MG Dividend & Income Fund
1 05/03/2007 38 7.53 1,112,600 1,400
MG Dividend & Income Fund Trust Units MG Dividend & Income Fund
1 06/03/2007 38 7.47 1,114,100 1,500
MG Dividend & Income Fund Trust Units MG Dividend & Income Fund
1 07/03/2007 38 7.57 1,115,100 1,000
MG Dividend & Income Fund Trust Units MG Dividend & Income Fund
1 08/03/2007 38 7.53 1,118,300 3,200
MI Developments Inc. Options Crofts, Richard James 5 05/03/2007 51 46,544 -3,456 MI Developments Inc. Subordinate Voting
Shares Class A Crofts, Richard James 5 16/09/2004 00
MI Developments Inc. Subordinate Voting Shares Class A
Crofts, Richard James 5 05/03/2007 51 35.62 3,456 3,456
Microbix Biosystems Inc. Common Shares Blecher, Peter Martin 4 15/12/2005 00 Microbix Biosystems Inc. Common Shares Blecher, Peter Martin 4 28/02/2007 10 0.614 12,500 12,500 Microbix Biosystems Inc. Common Shares Blecher, Peter Martin 4 28/02/2007 10 0.644 15,000 2,500 Microbix Biosystems Inc. Options Blecher, Peter Martin 4 15/12/2005 00 125,000 Microbix Biosystems Inc. Options Embro-Pantalony, Vaughn 4 06/02/2007 00
Microbix Biosystems Inc. Options Embro-Pantalony, Vaughn 4 06/02/2007 50 125,000 125,000
Micromem Technologies Inc. Common Shares Pundit, Manoj 5 28/02/2006 51 0.3 402,478 400,000
Micromem Technologies Inc. Common Shares Pundit, Manoj 5 06/06/2006 11 0.4 2,478 -400,000
Micromem Technologies Inc. Common Shares Pundit, Manoj 5 19/09/2006 51 0.3 602,478 600,000
Micromem Technologies Inc. Common Shares Pundit, Manoj 5 19/09/2006 51 0.4 257,478 -345,000
Micromem Technologies Inc. Common Shares Pundit, Manoj 5 04/10/2006 11 0.66 255,978 -1,500
Micromem Technologies Inc. Common Shares Pundit, Manoj 5 04/10/2006 11 0.67 252,478 -3,500
Micromem Technologies Inc. Common Shares Pundit, Manoj 5 04/10/2006 11 0.67 247,728 -4,750
Micromem Technologies Inc. Common Shares Pundit, Manoj 5 04/10/2006 11 0.55 212,228 -35,500
Micromem Technologies Inc. Common Shares Pundit, Manoj 5 05/10/2006 11 0.67 212,128 -100
Micromem Technologies Inc. Common Shares Pundit, Manoj 5 05/10/2006 11 0.65 208,149 -3,979
Micromem Technologies Inc. Common Shares Pundit, Manoj 5 05/10/2006 11 0.66 207,899 -250
Micromem Technologies Inc. Common Shares Pundit, Manoj 5 06/10/2006 11 0.65 206,878 -1,021
Micromem Technologies Inc. Common Shares Pundit, Manoj 5 10/10/2006 11 0.6 201,878 -5,000
Micromem Technologies Inc. Common Shares Pundit, Manoj 5 11/10/2006 11 0.6 198,878 -3,000
Micromem Technologies Inc. Common Shares Pundit, Manoj 5 12/10/2006 11 0.61 196,378 -2,500
Micromem Technologies Inc. Common Shares Pundit, Manoj 5 12/10/2006 11 0.62 191,378 -5,000
Micromem Technologies Inc. Common Shares Pundit, Manoj 5 13/10/2006 11 0.63 186,378 -5,000
Micromem Technologies Inc. Common Shares Pundit, Manoj 5 16/10/2006 11 0.61 183,378 -3,000
Micromem Technologies Inc. Common Shares Pundit, Manoj 5 16/10/2006 11 0.62 182,478 -900
Micromem Technologies Inc. Common Shares Pundit, Manoj 5 17/10/2006 11 0.3 82,478 -100,000
Micromem Technologies Inc. Common Shares Pundit, Manoj 5 18/10/2006 11 0.57 79,978 -2,500
Micromem Technologies Inc. Common Shares Pundit, Manoj 5 18/10/2006 11 0.56 74,978 -5,000
Micromem Technologies Inc. Common Shares Pundit, Manoj 5 19/10/2006 11 0.62 72,478 -2,500
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2448
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Micromem Technologies Inc. Common Shares Pundit, Manoj 5 19/10/2006 11 0.57 62,478 -10,000
Micromem Technologies Inc. Common Shares Pundit, Manoj 5 19/10/2006 11 0.58 52,478 -10,000
Micromem Technologies Inc. Common Shares Pundit, Manoj 5 19/10/2006 11 0.57 22,478 -30,000
Micromem Technologies Inc. Common Shares Pundit, Manoj 5 19/10/2006 11 0.55 2,478 -20,000
Micromem Technologies Inc. Options Pundit, Manoj 5 28/02/2006 51 0.3 600,000 -400,000
Micromem Technologies Inc. Options Pundit, Manoj 5 09/08/2006 50 0.8 700,000 100,000
Micromem Technologies Inc. Options Pundit, Manoj 5 19/09/2006 51 0.3 100,000 -600,000
Middlefield Bancorp Limited Common Shares Jestley, W. Garth 4, 5 05/03/2007 00 40,500
Middlefield Bancorp Limited Common Shares Jestley, W. Garth 4, 5 05/03/2007 51 1.25 90,500 50,000
Middlefield Bancorp Limited Options Jestley, W. Garth 4, 5 05/03/2007 00 75,000
Middlefield Bancorp Limited Options Jestley, W. Garth 4, 5 05/03/2007 51 1.25 25,000 -50,000
Middlefield Bancorp Limited Common Shares Middlefield Bancorp Limited 1 01/02/2007 38 3 2,000 2,000
Middlefield Bancorp Limited Common Shares Middlefield Bancorp Limited 1 01/02/2007 38 3 0 -2,000
Middlefield Bancorp Limited Common Shares Middlefield Bancorp Limited 1 02/02/2007 38 3.0861 1,800 1,800
Middlefield Bancorp Limited Common Shares Middlefield Bancorp Limited 1 02/02/2007 38 3.0861 0 -1,800
Middlefield Bancorp Limited Common Shares Middlefield Bancorp Limited 1 05/02/2007 38 3.0075 4,000 4,000
Middlefield Bancorp Limited Common Shares Middlefield Bancorp Limited 1 05/02/2007 38 3.0075 0 -4,000
Middlefield Bancorp Limited Common Shares Middlefield Bancorp Limited 1 06/02/2007 38 3 15,000 15,000
Middlefield Bancorp Limited Common Shares Middlefield Bancorp Limited 1 06/02/2007 38 3 0 -15,000
Middlefield Bancorp Limited Common Shares Middlefield Bancorp Limited 1 08/02/2007 38 3 1,400 1,400
Middlefield Bancorp Limited Common Shares Middlefield Bancorp Limited 1 08/02/2007 38 3 0 -1,400
Middlefield Bancorp Limited Common Shares Middlefield Bancorp Limited 1 16/02/2007 38 3.03 1,000 1,000
Middlefield Bancorp Limited Common Shares Middlefield Bancorp Limited 1 16/02/2007 38 3.03 0 -1,000
Middlefield Bancorp Limited Common Shares Middlefield Bancorp Limited 1 19/02/2007 38 2.9176 3,400 3,400
Middlefield Bancorp Limited Common Shares Middlefield Bancorp Limited 1 19/02/2007 38 2.9176 0 -3,400
Middlefield Bancorp Limited Common Shares Middlefield Bancorp Limited 1 20/02/2007 38 3 100 100
Middlefield Bancorp Limited Common Shares Middlefield Bancorp Limited 1 20/02/2007 38 3 0 -100
Middlefield Bancorp Limited Common Shares Middlefield Bancorp Limited 1 21/02/2007 38 2.9733 1,500 1,500
Middlefield Bancorp Limited Common Shares Middlefield Bancorp Limited 1 21/02/2007 38 2.9733 0 -1,500
Middlefield Bancorp Limited Common Shares Middlefield Bancorp Limited 1 23/02/2007 38 3 700 700
Middlefield Bancorp Limited Common Shares Middlefield Bancorp Limited 1 23/02/2007 38 3 0 -700
Middlefield Equal Sector Income Fund
Trust Units Middlefield Equal Sector Income Fund
1 02/03/2007 38 9.42 1,647,943 600
Middlefield Equal Sector Income Fund
Trust Units Middlefield Equal Sector Income Fund
1 05/03/2007 38 9.33 1,649,443 1,500
Middlefield Equal Sector Income Fund
Trust Units Middlefield Equal Sector Income Fund
1 06/03/2007 38 9.27 1,652,443 3,000
Middlefield Equal Sector Income Fund
Trust Units Middlefield Equal Sector Income Fund
1 07/03/2007 38 9.14 1,656,143 3,700
Middlefield Equal Sector Income Fund
Trust Units Middlefield Equal Sector Income Fund
1 08/03/2007 38 9.43 1,657,343 1,200
Midland Exploration Inc. Common Shares MARTIN, INGRID 5 02/03/2007 22 0.5 4,000 4,000
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2449
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Midlands Minerals Corporation
Common Shares Harris, Kim F. 3, 4, 5 01/03/2007 10 0.3 4,693,688 4,000
Midlands Minerals Corporation
Common Shares Harris, Kim F. 3, 4, 5 02/03/2007 10 0.3 4,696,688 3,000
MINT Income Fund Trust Units MINT Income Fund 1 20/02/2007 38 11.45 3,303,328 2,200 MINT Income Fund Trust Units MINT Income Fund 1 23/02/2007 38 11.5 3,305,428 2,100 MINT Income Fund Trust Units MINT Income Fund 1 26/02/2007 38 11.44 3,306,328 900 MINT Income Fund Trust Units MINT Income Fund 1 26/02/2007 38 11.32 3,306,928 600 MINT Income Fund Trust Units MINT Income Fund 1 27/02/2007 38 11.38 3,308,928 2,000 MINT Income Fund Trust Units MINT Income Fund 1 28/02/2007 38 11.28 3,310,828 1,900 MINT Income Fund Trust Units MINT Income Fund 1 05/03/2007 38 11.23 3,313,428 2,600 MINT Income Fund Trust Units MINT Income Fund 1 07/03/2007 38 11.15 3,318,328 4,900 Miranda Technologies Inc. Common Shares Courville, Isabelle 4 13/12/2006 00 Miranda Technologies Inc. Common Shares Courville, Isabelle 4 27/02/2007 10 14.02 2,000 2,000 Miranda Technologies Inc. Options Courville, Isabelle 4 13/12/2006 00 Miranda Technologies Inc. Options Courville, Isabelle 4 06/03/2007 50 10,000 10,000 Miranda Technologies Inc. Common Shares Edwards, Brian 4, 5 01/03/2007 10 13.99 6,250 2,500 MonoGen, Inc. Warrants Weiler, Siegfried 4 11/10/2006 00 MonoGen, Inc. Warrants Weiler, Siegfried 4 28/02/2007 53 92,217 92,217 MonoGen, Inc. Warrants Weiler, Siegfried 4 11/10/2006 00 MonoGen, Inc. Warrants Weiler, Siegfried 4 28/02/2007 53 507,783 507,783 Monster Copper Corporation Common Shares Setterfield, Thomas Neal 4 09/03/2007 51 0.12 566,000 90,000
Monster Copper Corporation Options Setterfield, Thomas Neal 4 09/03/2007 51 0.12 50,000 -90,000
Montrusco Bolton Income & Growth Fund
Units Montrusco Bolton Income & Growth
1 02/03/2007 38 8.4113 152,000 4,100
Moss Lake Gold Mines Ltd. Options Pollitt, Donovan Arthur 5 07/03/2007 00
Moss Lake Gold Mines Ltd. Options Pollitt, Donovan Arthur 5 07/03/2007 00
Moss Lake Gold Mines Ltd. Options Pollitt, Donovan Arthur 5 07/03/2007 50 0.3 100,000 100,000
MP Western Properties Inc. Common Shares Class B Voting
ARC Canadian Energy Venture Fund 2
3 07/03/2007 10 0.2288 1,220,839 -59,000
MPH Ventures Corp. Common Shares Trimble, William 3 02/03/2007 10 0.26 267,000 97,000 MPL Communications Inc. Common Shares Marpep Publishing Limited 3 28/02/2007 11 6,287,556 -514,000
MPL Communications Inc. Common Shares Martland, Barrie 3, 4, 5 01/03/2007 11 532,000 257,000 MPL Communications Inc. Common Shares Martland, Barrie 3, 4, 5 28/02/2007 11 257,000 257,000 MPL Communications Inc. Common Shares Martland, Barrie 3, 4, 5 01/03/2007 11 0 -257,000 MPL Communications Inc. Common Shares Pepper, Stephen Donald 3, 4, 5 28/02/2007 11 532,000 257,000 MPL Communications Inc. Common Shares Pepper, Stephen Donald 3, 4, 5 28/02/2007 11 257,000 257,000 MPL Communications Inc. Common Shares Pepper, Stephen Donald 3, 4, 5 28/02/2007 11 0 -257,000 Murgor Resources Inc Common Shares Watson, Mackenzie Iles 4 26/02/2007 10 0.54 1,397,197 -18,000 Murgor Resources Inc Common Shares Watson, Mackenzie Iles 4 26/02/2007 10 0.53 1,390,197 -7,000 Napier Environmental Technologies Inc.
Common Shares traub, anthony paul 4 14/07/2005 00
Napier Environmental Technologies Inc.
Common Shares traub, anthony paul 4 01/03/2007 54 0.01 41,076,850 41,076,850
Napier Environmental Technologies Inc.
Warrants traub, anthony paul 4 01/03/2007 54 0 -41,076,850
National Bank of Canada Common Shares Banque Nationale du Canada
1 02/02/2007 38 64.05 3,400 3,400
National Bank of Canada Common Shares Banque Nationale du Canada
1 02/02/2007 38 64.08 11,400 8,000
National Bank of Canada Common Shares Banque Nationale du Canada
1 02/02/2007 38 64.09 13,400 2,000
National Bank of Canada Common Shares Banque Nationale du Canada
1 02/02/2007 38 64.1 18,400 5,000
National Bank of Canada Common Shares Banque Nationale du Canada
1 02/02/2007 38 64.16 31,400 13,000
National Bank of Canada Common Shares Banque Nationale du Canada
1 02/02/2007 38 64.2 33,400 2,000
National Bank of Canada Common Shares Banque Nationale du Canada
1 02/02/2007 38 64.22 43,400 10,000
National Bank of Canada Common Shares Banque Nationale du Canada
1 05/02/2007 38 64.05 44,900 1,500
National Bank of Canada Common Shares Banque Nationale du Canada
1 05/02/2007 38 64.1 46,700 1,800
National Bank of Canada Common Shares Banque Nationale du Canada
1 05/02/2007 38 64.15 49,700 3,000
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2450
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
National Bank of Canada Common Shares Banque Nationale du Canada
1 05/02/2007 38 64.19 51,200 1,500
National Bank of Canada Common Shares Banque Nationale du Canada
1 05/02/2007 38 64.2 54,200 3,000
National Bank of Canada Common Shares Banque Nationale du Canada
1 05/02/2007 38 64.25 59,200 5,000
National Bank of Canada Common Shares Banque Nationale du Canada
1 05/02/2007 38 64.27 62,500 3,300
National Bank of Canada Common Shares Banque Nationale du Canada
1 05/02/2007 38 64.28 63,100 600
National Bank of Canada Common Shares Banque Nationale du Canada
1 05/02/2007 38 64.29 64,600 1,500
National Bank of Canada Common Shares Banque Nationale du Canada
1 05/02/2007 38 64.3 68,000 3,400
National Bank of Canada Common Shares Banque Nationale du Canada
1 05/02/2007 38 64.31 68,300 300
National Bank of Canada Common Shares Banque Nationale du Canada
1 05/02/2007 38 64.33 69,400 1,100
National Bank of Canada Common Shares Banque Nationale du Canada
1 05/02/2007 38 64.34 72,400 3,000
National Bank of Canada Common Shares Banque Nationale du Canada
1 05/02/2007 38 64.35 88,200 15,800
National Bank of Canada Common Shares Banque Nationale du Canada
1 05/02/2007 38 64.36 89,600 1,400
National Bank of Canada Common Shares Banque Nationale du Canada
1 05/02/2007 38 64.37 93,400 3,800
National Bank of Canada Common Shares Banque Nationale du Canada
1 06/02/2007 38 64.55 94,900 1,500
National Bank of Canada Common Shares Banque Nationale du Canada
1 06/02/2007 38 64.6 96,900 2,000
National Bank of Canada Common Shares Banque Nationale du Canada
1 06/02/2007 38 64.62 99,600 2,700
National Bank of Canada Common Shares Banque Nationale du Canada
1 06/02/2007 38 64.65 108,500 8,900
National Bank of Canada Common Shares Banque Nationale du Canada
1 06/02/2007 38 64.66 108,800 300
National Bank of Canada Common Shares Banque Nationale du Canada
1 06/02/2007 38 64.7 114,200 5,400
National Bank of Canada Common Shares Banque Nationale du Canada
1 06/02/2007 38 64.72 116,200 2,000
National Bank of Canada Common Shares Banque Nationale du Canada
1 06/02/2007 38 64.73 118,400 2,200
National Bank of Canada Common Shares Banque Nationale du Canada
1 06/02/2007 38 64.75 143,400 25,000
National Bank of Canada Common Shares Banque Nationale du Canada
1 07/02/2007 38 100,000 -43,400
National Bank of Canada Common Shares Banque Nationale du Canada
1 07/02/2007 38 64.67 100,600 600
National Bank of Canada Common Shares Banque Nationale du Canada
1 07/02/2007 38 64.7 102,300 1,700
National Bank of Canada Common Shares Banque Nationale du Canada
1 07/02/2007 38 64.72 108,300 6,000
National Bank of Canada Common Shares Banque Nationale du Canada
1 07/02/2007 38 64.74 110,300 2,000
National Bank of Canada Common Shares Banque Nationale du Canada
1 07/02/2007 38 64.75 113,800 3,500
National Bank of Canada Common Shares Banque Nationale du Canada
1 07/02/2007 38 64.76 118,200 4,400
National Bank of Canada Common Shares Banque Nationale du Canada
1 07/02/2007 38 64.77 119,900 1,700
National Bank of Canada Common Shares Banque Nationale du Canada
1 07/02/2007 38 64.78 123,500 3,600
National Bank of Canada Common Shares Banque Nationale du Canada
1 07/02/2007 38 64.79 126,800 3,300
National Bank of Canada Common Shares Banque Nationale du Canada
1 07/02/2007 38 64.8 132,500 5,700
National Bank of Canada Common Shares Banque Nationale du Canada
1 07/02/2007 38 64.83 133,400 900
National Bank of Canada Common Shares Banque Nationale du Canada
1 07/02/2007 38 64.84 137,500 4,100
National Bank of Canada Common Shares Banque Nationale du Canada
1 07/02/2007 38 64.85 146,900 9,400
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2451
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
National Bank of Canada Common Shares Banque Nationale du Canada
1 07/02/2007 38 64.86 149,600 2,700
National Bank of Canada Common Shares Banque Nationale du Canada
1 07/02/2007 38 64.87 150,000 400
National Bank of Canada Common Shares Banque Nationale du Canada
1 08/02/2007 38 64.35 248,200 98,200
National Bank of Canada Common Shares Banque Nationale du Canada
1 08/02/2007 38 64.43 258,200 10,000
National Bank of Canada Common Shares Banque Nationale du Canada
1 08/02/2007 38 64.45 263,200 5,000
National Bank of Canada Common Shares Banque Nationale du Canada
1 08/02/2007 38 64.55 268,200 5,000
National Bank of Canada Common Shares Banque Nationale du Canada
1 09/02/2007 38 64.03 269,700 1,500
National Bank of Canada Common Shares Banque Nationale du Canada
1 09/02/2007 38 64.04 273,200 3,500
National Bank of Canada Common Shares Banque Nationale du Canada
1 09/02/2007 38 64.05 278,200 5,000
National Bank of Canada Common Shares Banque Nationale du Canada
1 09/02/2007 38 64.21 283,200 5,000
National Bank of Canada Common Shares Banque Nationale du Canada
1 09/02/2007 38 64.3 288,200 5,000
National Bank of Canada Common Shares Banque Nationale du Canada
1 09/02/2007 38 64.34 291,700 3,500
National Bank of Canada Common Shares Banque Nationale du Canada
1 09/02/2007 38 64.36 301,700 10,000
National Bank of Canada Common Shares Banque Nationale du Canada
1 09/02/2007 38 64.37 308,200 6,500
National Bank of Canada Common Shares Banque Nationale du Canada
1 09/02/2007 38 64.39 318,200 10,000
National Bank of Canada Common Shares Banque Nationale du Canada
1 16/02/2007 38 0 -318,200
National Bank of Canada Common Shares Benoit, Guy 5 31/12/2006 30 61.761 587 141 National Bank of Canada Options Benoit, Guy 5 13/12/2006 50 3,200 National Bank of Canada Options Benoit, Guy 5 13/12/2006 50 33,100 3,200 National Bank of Canada Common Shares Breton, Yves G. 5 31/12/2006 30 61.76 642 211 National Bank of Canada Options Breton, Yves G. 5 13/12/2006 50 65.9 26,600 5,600 National Bank of Canada Options Burnes, David Bruce 7 01/10/1999 00 National Bank of Canada Options Burnes, David Bruce 7 13/12/2006 50 6,964 6,964 National Bank of Canada Common Shares Choinière, Claude 5 31/12/2006 30 61.761 336 39 National Bank of Canada Options Choinière, Claude 5 13/12/2006 50 3,600 2,500 National Bank of Canada Common Shares CHOQUET, GILLES 5 31/12/2006 30 61.35 8,026 432 National Bank of Canada Options CHOQUET, GILLES 5 13/12/2006 50 1,800 National Bank of Canada Options CHOQUET, GILLES 5 13/12/2006 50 36,000 1,800 National Bank of Canada Common Shares Desbiens, Pierre 5 31/12/2006 30 61.761 3,148 239 National Bank of Canada Options Desbiens, Pierre 5 13/12/2006 50 85,700 9,100 National Bank of Canada Common Shares FAUBERT, Michel 5 31/12/2006 30 61.761 10,099 441 National Bank of Canada Common Shares FAUBERT, Michel 5 31/12/2006 35 61.096 10,117 18 National Bank of Canada Common Shares FAUBERT, Michel 5 31/12/2006 35 61.096 10,177 60 National Bank of Canada Common Shares FAUBERT, Michel 5 01/03/2007 30 61.761 523 National Bank of Canada Options FAUBERT, Michel 5 13/12/2006 50 4,000 National Bank of Canada Options FAUBERT, Michel 5 13/12/2006 50 47,000 4,000 National Bank of Canada Common Shares Fredette, Luc 5 31/12/2006 30 61.761 4,110 253 National Bank of Canada Options Fredette, Luc 5 13/12/2006 50 17,900 4,000 National Bank of Canada Common Shares Joyce, Donald James 5 02/03/2007 00 National Bank of Canada Common Shares Keroack, Raymond 5 31/12/2006 30 61.76 3,945 276 National Bank of Canada Common Shares Lambert, Jean-Pierre 5 31/12/2006 30 61.761 3,340 372 National Bank of Canada Options Lambert, Jean-Pierre 5 13/12/2006 50 11,075 3,300 National Bank of Canada Common Shares Pinsonneault, David 5 31/12/2006 30 61.761 843 153 National Bank of Canada Options Pinsonneault, David 5 13/12/2006 50 16,125 4,700 National Bank of Canada Common Shares Rondou, Nicole 5 31/12/2006 30 61.761 6,118 393 National Bank of Canada Options Rondou, Nicole 5 13/12/2006 50 24,450 3,700 National Bank of Canada Common Shares Therrien, Pierre 5 31/12/2006 30 61.761 1,486 144 National Bank of Canada Options Therrien, Pierre 5 13/12/2006 50 15,500 2,600 National Bank of Canada Common Shares Villeneuve, Benoit 5 31/12/2006 30 61.761 162 National Bank of Canada Common Shares Villeneuve, Benoit 5 31/12/2006 30 61.761 432 161 National Bank of Canada Common Shares Zicat, Kathleen 5 31/12/2006 30 61.761 2,495 292 National Bank of Canada Options Zicat, Kathleen 5 13/12/2006 50 28,300 4,600 Neurochem Inc. Options Skinner, David Forster 5 06/03/2007 50 100,000 25,000 NeuroMedix Inc. Common Shares STILLER, CALVIN R. 3 17/10/2006 00 NeuroMedix Inc. Common Shares STILLER, CALVIN R. 3 17/10/2006 00 1,360,000 Nevsun Resources Ltd. Options Clarke, John Allen 4, 5 07/03/2007 51 0.75 1,420,000 -100,000 New Cantech Ventures Inc. Common Shares Dupasquier, Dalton 4, 5 28/02/2007 10 0.91 310,008 -5,000
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2452
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
New Cantech Ventures Inc. Common Shares Dupasquier, Dalton 4, 5 28/02/2007 10 0.9 308,008 -2,000 New Cantech Ventures Inc. Common Shares Dupasquier, Dalton 4, 5 28/02/2007 10 0.94 1,042,238 -8,000 New Cantech Ventures Inc. Common Shares Dupasquier, Dalton 4, 5 01/03/2007 10 0.94 1,032,238 -10,000 New Cantech Ventures Inc. Common Shares Dupasquier, Dalton 4, 5 02/03/2007 10 0.92 1,025,238 -7,000 New Range Resources Ltd. Common Shares Kolias, Ike Sotiris 3 09/03/2007 00 2,723,270
New Range Resources Ltd. Options Robinson, Tom 3, 4 15/02/2007 50 280,000 50,000
Newfoundland Capital Corporation Limited
Subordinate Voting Shares Class A
Day, Kim 5 05/03/2007 30 17.61 345 44
Newfoundland Capital Corporation Limited
Subordinate Voting Shares Class A
Murray, David Justin 5 05/03/2007 30 17.46 4,085 189
Newfoundland Capital Corporation Limited
Subordinate Voting Shares Class A
Reid, Philip 5 23/10/2006 00
Newfoundland Capital Corporation Limited
Subordinate Voting Shares Class A
Reid, Philip 5 05/03/2007 30 17.75 162 162
Newfoundland Capital Corporation Limited
Subordinate Voting Shares Class A
Weatherby, Scott G.M. 5 05/03/2007 30 17.44 1,332 195
Newport Partners Income Fund
Units Brereton, William Frank 5 27/02/2007 10 6.5 204,500 30,000
Newport Partners Income Fund
Units Garrow, John McIntosh 6 14/10/2005 00
Newport Partners Income Fund
Units Garrow, John McIntosh 6 20/02/2007 47 6.6 2,197 2,197
Newport Partners Income Fund
Units Garrow, John McIntosh 6 20/02/2007 47 6.6 32,054 -2,197
Newstrike Resources Ltd. Common Shares Pollock, John Arthur 3, 4, 5 09/03/2007 11 0.25 5,097,500 -200,000 Nexen Inc. Common Shares Axford, David C 7 15/03/2006 00 Nexen Inc. Common Shares Axford, David C 7 15/03/2006 00 139 Nexen Inc. Common Shares Axford, David C 7 15/03/2006 90 0 -139 Nexen Inc. Common Shares Axford, David C 7 18/04/2006 10 69 -2,500 Nexen Inc. Common Shares Axford, David C 7 09/08/2006 10 70 -500 Nexen Inc. Common Shares Axford, David C 7 15/03/2006 00 139 Nexen Inc. Common Shares Axford, David C 7 15/03/2006 00 3,000 Nexen Inc. Common Shares Axford, David C 7 18/04/2006 10 69 500 -2,500 Nexen Inc. Common Shares Axford, David C 7 09/08/2006 10 70 0 -500 Nexen Inc. Common Shares Axford, David C 7 15/03/2006 00 892 Nexen Inc. Common Shares Beingessner, Rick Craig 5 31/12/2006 30 61.64 3,575 571 Nexen Inc. Common Shares Beingessner, Rick Craig 5 31/12/2006 30 56.52 2,805 10 Nexen Inc. Common Shares Bogle, Edward Warren 7 20/07/2006 10 64.53 662 -1,314 Nexen Inc. Common Shares Bogle, Edward Warren 7 31/12/2006 30 61.7 1,313 651 Nexen Inc. Common Shares Christensen, Misti Larene 7 31/12/2006 30 61.73 279 82 Nexen Inc. Common Shares Christensen, Misti Larene 7 31/12/2006 30 61.43 1,935 88 Nexen Inc. Common Shares Kopitar, Frank Edward 7 31/12/2006 30 61.42 9,615 533 Nexen Inc. Common Shares Miller, Eric Bernard 7 09/03/2007 90 665 -216 Nexen Inc. Common Shares Miller, Eric Bernard 7 09/03/2007 90 0 -665 Nexen Inc. Common Shares Miller, Eric Bernard 7 10/03/2003 00 216 Nexen Inc. Common Shares Miller, Eric Bernard 7 10/03/2003 00 665 Nexen Inc. Common Shares Reilly, Steven D 7 31/12/2006 30 62.23 1,370 369 Nexen Inc. Common Shares Roberts, Darin Charles
Milne7 23/08/2005 00
Nexen Inc. Common Shares Roberts, Darin Charles Milne
7 31/12/2006 30 55.209 283 283
Nexfor Inc. Common Shares Tremayne, John 5 04/06/2002 00 Nexfor Inc. Common Shares Tremayne, John 5 04/06/2002 00 Nexfor Inc. Common Shares Tremayne, John 5 04/06/2002 00 Nexfor Inc. Common Shares Tremayne, John 5 04/06/2002 00 Nexstar Energy Ltd Class A Shares Spilchen, Brian James 4, 5 05/03/2007 10 0.45 2,000 Nexstar Energy Ltd Class A Shares Spilchen, Brian James 4, 5 05/03/2007 10 0.42 204,000 2,000 Nexstar Energy Ltd Class A Shares Spilchen, Brian James 4, 5 08/03/2007 10 0.45 207,000 3,000 Nile Industries Ltd. Common Shares Mokled, Mohamed 4, 5 06/03/2007 10 0.235 204,000 4,000 Norbord Inc. Common Shares Botha, Michael John 5 31/12/2006 30 862 862 Norbord Inc. Common Shares Kinnear, Robert 5 31/12/2006 30 9,674 1,993 Norbord Inc. Common Shares Kirchmann, Neville W. 4 31/01/2007 00 Norbord Inc. Common Shares Lampard, Robin E.A. 5 31/12/2006 30 20,520 2,077 Norbord Inc. Common Shares Roy, Jean 5 31/12/2006 30 8,710 3,127 Norbord Inc. Common Shares Shineton, Barrie 5 31/12/2006 30 51,362 2,962 Norbord Inc. Common Shares TAYLOR, LYNNE
CHARLOTTE5 31/12/2006 30 953 766
Norbord Inc. Common Shares Tremayne, John 5 31/12/2006 30 130,574 3,526 Norbord Inc. (formerly Nexfor Inc.)
Common Shares Wijnbergen, Peter Cornelius 5 31/12/2006 30 20,564 2,869
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2453
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Norbord Inc. (formerly Nexfor Inc.)
Common Shares Wijnbergen, Peter Cornelius 5 22/02/2007 30 8.91 2,869
Norbord Inc. (formerly Nexfor Inc.)
Common Shares Wijnbergen, Peter Cornelius 5 22/02/2007 30 2,869
Norbord Inc. (formerly Nexfor Inc.)
Common Shares Wijnbergen, Peter Cornelius 5 07/07/2004 00
Norbord Inc. (formerly Nexfor Inc.)
Common Shares Wijnbergen, Peter Cornelius 5 15/08/2005 90 11,928 11,928
Norbord Inc. (formerly Nexfor Inc.)
Common Shares Wijnbergen, Peter Cornelius 5 22/02/2007 90 14,797 2,869
Nordex Explosives Ltd. Common Shares Taylor, James Craig 5 28/02/2007 00 33,333 Nordex Explosives Ltd. Options Taylor, James Craig 5 28/02/2007 00 Nordex Explosives Ltd. Options Taylor, James Craig 5 28/02/2007 50 0.205 66,667 66,667 Normiska Corporation Common Shares Ross, Gretchen 3 28/02/2007 00 8,423,538 Normiska Corporation Common Shares white, james david
alexander 4 28/02/2007 36 0.15 562,893 545,393
NORONT RESOURCES LTD.
Common Shares BLANCHFLOWER, JOHN DOUGLAS
4 07/03/2007 51 0.1 93,000 75,000
Nortel Networks Corporation Common Shares Pirih, Anthony Matthew 7 26/02/2007 00 50
North West Company Fund Rights Broadhurst, David George 4 06/03/2007 56 2,734 17
North West Company Fund Rights Coleman, Frank Joseph 7 06/03/2007 56 680 4
North West Company Fund Rights Evans, Frances Wendy 4 06/03/2007 56 2,677 16
North West Company Fund Rights Kennedy, Robert 7 06/03/2007 56 2,778 17
North West Company Fund Rights Lukassen, Gary J. 7 06/03/2007 56 2,634 16
North West Company Fund Rights Martell, Keith 7 06/03/2007 56 1,186 7
North West Company Fund Rights Oborne, James Gove 7 06/03/2007 56 862 5
North West Company Fund Rights Riley, Sanford 7 06/03/2007 56 3,324 20
North West Company Fund Rights Sutherland, Ian 4, 7 06/03/2007 56 7,617 46
Northbridge Financial Corporation
Common Shares Cade, Steven Cyril 5 31/12/2006 38 30.7 1,485 228
Northbridge Financial Corporation
Common Shares COUGHLIN, JAMES ROBERT THOMAS
7 26/02/2007 30 30.7 636 223
Northbridge Financial Corporation
Common Shares Davies, Bryan Timothy 7 05/03/2007 30 30.178 30 -400
Northbridge Financial Corporation
Common Shares Gregg, Bruce Michael 7 31/12/2004 00
Northbridge Financial Corporation
Common Shares Gregg, Bruce Michael 7 31/12/2004 00
Northbridge Financial Corporation
Common Shares Gregg, Bruce Michael 7 06/05/2005 90 28.45 650 650
Northbridge Financial Corporation
Common Shares Gregg, Bruce Michael 7 31/12/2005 30 35 823
Northbridge Financial Corporation
Common Shares Gregg, Bruce Michael 7 31/12/2004 00
Northbridge Financial Corporation
Common Shares Gregg, Bruce Michael 7 31/12/2004 30 29.2 686 686
Northbridge Financial Corporation
Common Shares Gregg, Bruce Michael 7 06/05/2005 90 28.45 36 -650
Northbridge Financial Corporation
Common Shares Gregg, Bruce Michael 7 31/12/2005 30 35 859 823
Northbridge Financial Corporation
Common Shares Gregg, Bruce Michael 7 31/12/2006 30 31.81 1,472 613
Northbridge Financial Corporation
Common Shares O'Brien, Mostyn Anthony 5 31/12/2004 00
Northbridge Financial Corporation
Common Shares O'Brien, Mostyn Anthony 5 31/12/2006 00 1,741
Northbridge Financial Corporation
Common Shares O'Brien, Mostyn Anthony 5 31/12/2006 30 2,171 430
Northbridge Financial Corporation
Common Shares Stocco-Serban, Diana 7 31/12/2006 30 31.81 1,275 470
Northbridge Financial Corporation
Common Shares Wilson, Thomas Edward 7 28/02/2007 10 30.5 0 -100
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2454
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Northern Dynasty Minerals Ltd.
Common Shares Galahad Gold PLC 3 02/03/2007 90 30,000 30,000
Northern Dynasty Minerals Ltd.
Options Galahad Gold PLC 3 02/03/2007 51 -30,000
Northern Dynasty Minerals Ltd.
Options Galahad Gold PLC 3 02/03/2007 51 60,000 -30,000
Northern Dynasty Minerals Ltd.
Common Shares Watson, Ian 4 02/03/2007 51 7.25 30,000 30,000
Northern Dynasty Minerals Ltd.
Common Shares Watson, Ian 4 02/03/2007 90 0 -30,000
Northern Dynasty Minerals Ltd.
Options Watson, Ian 4 02/03/2007 51 60,000 -30,000
Northern Financial Corporation
Common Shares Alboini, Victor Philip Michael
4, 7, 5 05/03/2007 10 0.88 1,759,521 1,000
Northern Financial Corporation
Common Shares Alboini, Victor Philip Michael
4, 7, 5 05/03/2007 10 0.9 1,779,521 20,000
Northern Financial Corporation
Common Shares Alboini, Victor Philip Michael
4, 7, 5 05/03/2007 10 0.87 1,783,521 4,000
Northern Mining Explorations Ltd.
Common Shares Moreau, Dominique 4 07/03/2007 10 1.4 52,666 -11,000
Northern Property Real Estate Investment Trust
Trust Units Vaughan, Alan 5 22/02/2007 90 6,849 -2,619
Northern Property Real Estate Investment Trust
Trust Units Vaughan, Alan 5 22/02/2007 90 5,917 -932
Northern Property Real Estate Investment Trust
Trust Units Vaughan, Alan 5 22/02/2007 90 3,551 -2,366
Northern Property Real Estate Investment Trust
Trust Units Vaughan, Alan 5 22/02/2007 90 167 -3,384
Northern Property Real Estate Investment Trust
Trust Units Vaughan, Alan 5 22/02/2007 90 0 -167
Northern Property Real Estate Investment Trust
Trust Units Vaughan, Alan 5 22/02/2007 90 9,301 3,384
Northern Property Real Estate Investment Trust
Trust Units Vaughan, Alan 5 22/02/2007 90 9,468 167
Northern Property Real Estate Investment Trust
Trust Units Vaughan, Alan 5 01/03/2007 46 26.1 10,510 1,042
Northfield Capital Corporation
Common Shares CLASS A RESTRICTED VOTING
Northfield Capital Corporation
1 26/02/2007 38 18.5 2,000 -200
Northland Power Income Fund
Trust Units Temerty, James C. 7 27/02/2007 10 12.9 1,102,310 46,000
Northland Power Income Fund
Trust Units Temerty, James C. 7 27/02/2007 10 12.87 1,112,310 10,000
Northland Power Income Fund
Trust Units Temerty, James C. 7 27/02/2007 10 12.86 1,122,310 10,000
Northland Power Income Fund
Trust Units Temerty, James C. 7 27/02/2007 10 12.85 1,132,310 10,000
Northland Power Income Fund
Trust Units Temerty, James C. 7 27/02/2007 10 12.8 1,142,310 10,000
Northland Power Income Fund
Trust Units Temerty, James C. 7 28/02/2007 10 12.9 1,145,910 3,600
Northland Power Income Fund
Trust Units Temerty, James C. 7 28/02/2007 10 12.85 1,165,010 19,100
Northland Power Income Fund
Trust Units Temerty, James C. 7 06/03/2007 10 12.91 1,187,010 22,000
Northland Power Income Fund
Trust Units Temerty, James C. 7 07/03/2007 10 12.91 1,218,610 31,600
Northland Power Income Fund
Trust Units Temerty, James C. 7 08/03/2007 10 12.91 1,228,110 9,500
NOVA Chemicals Corporation
Common Shares Apuzzo, Alba Maria Rosaria 6 28/02/2007 30 36.61 3,853 42
NOVA Chemicals Corporation
Common Shares Bezaire, Christopher Paul 5 28/02/2007 30 32.485 4,013 11
NOVA Chemicals Corporation
Common Shares Boer, Frank Peter 4 16/02/2007 51 1513 1,513
NOVA Chemicals Corporation
Common Shares Boer, Frank Peter 4 16/02/2007 51 21.225 7,321 1,513
NOVA Chemicals Corporation
Common Shares Bruce, Martin John 7 28/02/2007 30 32.484 1,310 4
NOVA Chemicals Corporation
Common Shares Carthy, Thomas 7 28/02/2007 30 32.482 3,031 8
NOVA Chemicals Corporation
Common Shares Crittenden, John Alan 7 28/02/2007 30 32.473 4,584 13
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2455
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
NOVA Chemicals Corporation
Common Shares Crittenden, John Alan 7 28/02/2007 30 31.19 4,465 -119
NOVA Chemicals Corporation
Common Shares Crittenden, John Alan 7 28/02/2007 30 32.627 270 1
NOVA Chemicals Corporation
Common Shares Dean, Ernest 7 28/02/2007 30 31.793 1,216 21
NOVA Chemicals Corporation
Common Shares Dean, Ernest 7 28/02/2007 30 30.331 15 -1,201
NOVA Chemicals Corporation
Common Shares DePew, Ricky Lynn 7 28/02/2007 30 31.623 252 19
NOVA Chemicals Corporation
Common Shares Durham, Ronald George 7 28/02/2007 30 37.226 2,055 22
NOVA Chemicals Corporation
Common Shares Eckenrode, Beth Ann 7 28/02/2007 30 31.667 5,602 56
NOVA Chemicals Corporation
Common Shares Eckenrode, Beth Ann 7 28/02/2007 30 32.625 853 3
NOVA Chemicals Corporation
Common Shares Flint, Graeme Bradley 7 28/02/2007 90 4,858 400
NOVA Chemicals Corporation
Common Shares Flint, Graeme Bradley 7 28/02/2007 90 568 -400
NOVA Chemicals Corporation
Common Shares Flint, Graeme Bradley 7 28/02/2007 30 36.814 615 47
NOVA Chemicals Corporation
Common Shares Graham, Peter David 7 28/02/2007 30 32.487 2,637 7
NOVA Chemicals Corporation
Common Shares Greene, William Gordon 7 28/02/2007 30 32.485 2,946 8
NOVA Chemicals Corporation
Common Shares Greene, William Gordon 7 28/02/2007 30 32.606 1,723 5
NOVA Chemicals Corporation
Common Shares Horner, Marilyn 5 28/02/2007 30 31.569 4,992 77
NOVA Chemicals Corporation
Common Shares Horner, Marilyn 5 28/02/2007 30 32.611 1,009 3
NOVA Chemicals Corporation
Common Shares Horner, Ronald Bruce 5 31/01/2007 30 28.789 41 -3,719
NOVA Chemicals Corporation
Common Shares Horner, Ronald Bruce 5 28/02/2007 30 31.035 6,634 6,593
NOVA Chemicals Corporation
Common Shares Horner, Ronald Bruce 5 28/02/2007 30 32.617 659 2
NOVA Chemicals Corporation
Common Shares Hotz, John Michael 7 28/02/2007 30 31.588 5,566 78
NOVA Chemicals Corporation
Common Shares Hotz, John Michael 7 28/02/2007 30 32.628 593 2
NOVA Chemicals Corporation
Common Shares Jamani, Naushad 7 28/02/2007 30 38.1 2,821 8
NOVA Chemicals Corporation
Common Shares Jamani, Naushad 7 28/02/2007 30 36.396 2,674 49
NOVA Chemicals Corporation
Common Shares Jewison, Patrick Delbert 5 28/02/2007 30 31.574 4,435 66
NOVA Chemicals Corporation
Common Shares Jewison, Patrick Delbert 5 28/02/2007 30 32.658 795 3
NOVA Chemicals Corporation
Common Shares Karran, Todd Dawson 5 28/02/2007 30 32.629 398 1
NOVA Chemicals Corporation
Common Shares Kelusky, Eric Charles 7 28/02/2007 30 31.426 2,682 172
NOVA Chemicals Corporation
Common Shares Kelusky, Eric Charles 7 28/02/2007 30 32.588 958 2
NOVA Chemicals Corporation
Common Shares Kemle, Ronald Eric James 5 28/02/2007 30 36.01 628 20
NOVA Chemicals Corporation
Common Shares Lipton, Jeffrey Marc 4, 5 28/02/2007 30 31.415 9,755 390
NOVA Chemicals Corporation
Common Shares Lipton, Jeffrey Marc 4, 5 28/02/2007 30 32.617 23,739 63
NOVA Chemicals Corporation
Common Shares MacDonald, Kenneth Ian 5 28/02/2007 30 32.562 264 1
NOVA Chemicals Corporation
Common Shares MacDonald, Lawrence Allan 5 28/02/2007 30 31.281 5,677 241
NOVA Chemicals Corporation
Common Shares MacDonald, Lawrence Allan 5 28/02/2007 30 32.612 2,744 8
NOVA Chemicals Corporation
Common Shares MacDonald, Lawrence Allan 5 28/02/2007 30 38.1 5,331 14
NOVA Chemicals Corporation
Common Shares Magro, Charles Victor 7 28/02/2007 30 31.426 561 35
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2456
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
NOVA Chemicals Corporation
Common Shares Manning, John (Jack) Earl 5 28/02/2007 30 31.911 3,404 19
NOVA Chemicals Corporation
Common Shares Masterman, Peter Henly 7 28/02/2007 30 32.611 797 2
NOVA Chemicals Corporation
Common Shares Mitchell, William Charles 7 28/02/2007 30 31.544 2,994 96
NOVA Chemicals Corporation
Common Shares Mitchell, William Charles 7 28/02/2007 30 32.69 247 2
NOVA Chemicals Corporation
Common Shares Morgan, John Christopher 7 28/02/2007 30 31.586 4,472 63
NOVA Chemicals Corporation
Common Shares Morgan, John Christopher 7 28/02/2007 30 32.706 254 2
NOVA Chemicals Corporation
Common Shares Mustoe, Jack Stephen 5 28/02/2007 30 31.279 2,542 175
NOVA Chemicals Corporation
Common Shares Mustoe, Jack Stephen 5 28/02/2007 30 32.61 4,033 11
NOVA Chemicals Corporation
Common Shares Pappas, Christopher Daniel 7 28/02/2007 30 31.555 7,294 158
NOVA Chemicals Corporation
Common Shares Pappas, Christopher Daniel 7 28/02/2007 30 32.615 4,439 12
NOVA Chemicals Corporation
Common Shares Poole, Allan Edward 7 28/02/2007 30 36.095 5,565 74
NOVA Chemicals Corporation
Common Shares Sereda, John Peter 5 28/02/2007 30 31.606 5,893 76
NOVA Chemicals Corporation
Common Shares Sereda, John Peter 5 28/02/2007 30 32.612 306 1
NOVA Chemicals Corporation
Common Shares Siegrist, John Thomas 7 28/02/2007 30 31.618 8,356 103
NOVA Chemicals Corporation
Common Shares Siegrist, John Thomas 7 28/02/2007 30 32.73 267 1
NOVA Chemicals Corporation
Common Shares Snyder, Jr., Robert Stuart 7 28/02/2007 30 32.527 572 2
NOVA Chemicals Corporation
Common Shares Snyder, Jr., Robert Stuart 7 28/02/2007 30 32.553 134 2
NOVA Chemicals Corporation
Common Shares Strifler, Thomas Frank 7 28/02/2007 30 31.483 844 25
NOVA Chemicals Corporation
Common Shares Thompson, Thomas Arthur 5 28/02/2007 30 36.419 3,109 49
NOVA Chemicals Corporation
Common Shares Thomson, Grant Charles 7 28/02/2007 30 32.487 8,791 23
NOVA Chemicals Corporation
Common Shares Thomson, Grant Charles 7 28/02/2007 30 32.617 852 2
NOVA Chemicals Corporation
Common Shares Tulk, David Raymond 7 28/02/2007 30 36.395 1,191 23
NOVA Chemicals Corporation
Common Shares Van Hemmen, Richard Douglas
5 28/02/2007 30 35.61 1,095 20
NOVA Chemicals Corporation
Common Shares Vermani, Rakesh 7 28/02/2007 30 31.449 616 24
NOVA Chemicals Corporation
Common Shares Wade, William Eric 7 28/02/2007 30 36.972 2,305 31
NOVA Chemicals Corporation
Common Shares Wade, William Eric 7 28/02/2007 30 37.188 4,305 47
NOVA Chemicals Corporation
Common Shares Watson, Debra Pearl 7 28/02/2007 30 36.999 572 18
NOVA Chemicals Corporation
Common Shares Watson, Kevin Robert 7 27/02/2007 00
NOVA Chemicals Corporation
Common Shares Watson, Kevin Robert 7 27/02/2007 00 638
NOVA Chemicals Corporation
Common Shares Watson, Kevin Robert 7 28/02/2007 30 36.942 729 91
NOVA Chemicals Corporation
Common Shares Wilkinson, Gregory 5 28/02/2007 30 31.544 3,145 57
NOVA Chemicals Corporation
Common Shares Wilkinson, Gregory 5 28/02/2007 30 31.19 3,124 -21
NOVA Chemicals Corporation
Common Shares Wolstencroft, Pamela 7 28/02/2007 30 32.45 737 2
NOVA Chemicals Corporation
Common Shares Wolstencroft, Pamela 7 28/02/2007 30 31.586 2,193 31
NOVA Chemicals Corporation
Common Shares Wong, Tim Ting Tin 7 28/02/2007 30 31.635 1,917 22
NOVA Chemicals Corporation
Common Shares Wright, Susan Jean 7 28/02/2007 30 31.242 2,332 49
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2457
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
NOVA Chemicals Corporation
Common Shares Wright, Susan Jean 7 28/02/2007 30 32.646 895 2
Noveko International Inc. Options Leroux, Valérie 5 28/02/2007 50 200,000 100,000 Nuinsco Resources Limited Common Shares Galipeau, René Réal 4, 5 01/03/2007 11 1,203,713 35,000
Nuinsco Resources Limited Common Shares Jones, Paul, Latimer 5 01/03/2007 11 16,833 11,000
Nuinsco Resources Limited Common Shares Lecuyer, Normand Leo 5 01/03/2007 11 10,000 10,000
Nuinsco Resources Limited Common Shares Robertson, Brian Ernest 5 01/03/2007 11 799,633 35,000
Nuinsco Resources Limited Common Shares Stokes, Sean Duncanson 5 14/06/2006 00
Nuinsco Resources Limited Common Shares Stokes, Sean Duncanson 5 01/03/2007 11 9,000 9,000
Nuveen Senior Floating Rate Income Fund
Trust Units redeemable, transferable
Nuveen Senior Floating Rate Income Fund
1 06/02/2007 10 8.52 700 700
Nuveen Senior Floating Rate Income Fund
Trust Units redeemable, transferable
Nuveen Senior Floating Rate Income Fund
1 06/02/2007 38 8.52 0 -700
Nuveen Senior Floating Rate Income Fund
Trust Units redeemable, transferable
Nuveen Senior Floating Rate Income Fund
1 08/02/2007 10 8.55 500 500
Nuveen Senior Floating Rate Income Fund
Trust Units redeemable, transferable
Nuveen Senior Floating Rate Income Fund
1 08/02/2007 38 8.55 0 -500
Nuveen Senior Floating Rate Income Fund
Trust Units redeemable, transferable
Nuveen Senior Floating Rate Income Fund
1 09/02/2007 10 8.56 500 500
Nuveen Senior Floating Rate Income Fund
Trust Units redeemable, transferable
Nuveen Senior Floating Rate Income Fund
1 09/02/2007 38 8.56 0 -500
Nuveen Senior Floating Rate Income Fund
Trust Units redeemable, transferable
Nuveen Senior Floating Rate Income Fund
1 14/02/2007 10 8.68 400 400
Nuveen Senior Floating Rate Income Fund
Trust Units redeemable, transferable
Nuveen Senior Floating Rate Income Fund
1 14/02/2007 38 8.68 0 -400
Nuveen Senior Floating Rate Income Fund
Trust Units redeemable, transferable
Nuveen Senior Floating Rate Income Fund
1 15/02/2007 10 8.87 500 500
Nuveen Senior Floating Rate Income Fund
Trust Units redeemable, transferable
Nuveen Senior Floating Rate Income Fund
1 15/02/2007 38 8.87 0 -500
Nuveen Senior Floating Rate Income Fund
Trust Units redeemable, transferable
Nuveen Senior Floating Rate Income Fund
1 19/02/2007 10 8.66 100 100
Nuveen Senior Floating Rate Income Fund
Trust Units redeemable, transferable
Nuveen Senior Floating Rate Income Fund
1 19/02/2007 38 8.66 0 -100
Nuveen Senior Floating Rate Income Fund
Trust Units redeemable, transferable
Nuveen Senior Floating Rate Income Fund
1 20/02/2007 10 8.66 400 400
Nuveen Senior Floating Rate Income Fund
Trust Units redeemable, transferable
Nuveen Senior Floating Rate Income Fund
1 20/02/2007 38 8.66 0 -400
Nuveen Senior Floating Rate Income Fund
Trust Units redeemable, transferable
Nuveen Senior Floating Rate Income Fund
1 26/02/2007 10 8.65 300 300
Nuveen Senior Floating Rate Income Fund
Trust Units redeemable, transferable
Nuveen Senior Floating Rate Income Fund
1 26/02/2007 38 8.65 0 -300
Nuveen Senior Floating Rate Income Fund
Trust Units redeemable, transferable
Nuveen Senior Floating Rate Income Fund
1 28/02/2007 10 8.62 400 400
Nuveen Senior Floating Rate Income Fund
Trust Units redeemable, transferable
Nuveen Senior Floating Rate Income Fund
1 28/02/2007 38 8.62 0 -400
Nuveen Senior Floating Rate Income Fund
Trust Units redeemable, transferable
Nuveen Senior Floating Rate Income Fund
1 28/02/2007 10 8.6 500 500
Nuveen Senior Floating Rate Income Fund
Trust Units redeemable, transferable
Nuveen Senior Floating Rate Income Fund
1 28/02/2007 38 8.6 0 -500
Nuveen Senior Floating Rate Income Fund
Trust Units redeemable, transferable
Nuveen Senior Floating Rate Income Fund
1 01/03/2007 10 8.6 500 500
Nuveen Senior Floating Rate Income Fund
Trust Units redeemable, transferable
Nuveen Senior Floating Rate Income Fund
1 01/03/2007 38 8.6 0 -500
Nuveen Senior Floating Rate Income Fund
Trust Units redeemable, transferable
Nuveen Senior Floating Rate Income Fund
1 01/03/2007 10 8.42 1,000 1,000
Nuveen Senior Floating Rate Income Fund
Trust Units redeemable, transferable
Nuveen Senior Floating Rate Income Fund
1 01/03/2007 38 8.42 0 -1,000
Nuveen Senior Floating Rate Income Fund
Trust Units redeemable, transferable
Nuveen Senior Floating Rate Income Fund
1 02/03/2007 10 8.45 1,000 1,000
Nuveen Senior Floating Rate Income Fund
Trust Units redeemable, transferable
Nuveen Senior Floating Rate Income Fund
1 02/03/2007 38 8.45 0 -1,000
Oceanex Income Fund Trust Units Clarke Inc. 3 08/03/2007 00 877,450 Oceanex Income Fund Trust Units Peacock, John Joseph 4 06/03/2007 10 14.11 5,000 2,000 Oceanex Income Fund Trust Units Snow, Steve 5 05/03/2007 10 14.15 5,233 90 Offshore Systems International Ltd.
Options Kirkpatrick, Kenneth 5 10/05/2004 51 0.5 100,000
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2458
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Offshore Systems International Ltd.
Options Kirkpatrick, Kenneth 5 10/05/2004 51 0.5 -100,000
Offshore Systems International Ltd.
Options Kirkpatrick, Kenneth 5 10/05/2004 51 0.5 162,500 -100,000
OFI Income Fund Units Moore, Donnie M. 4 21/11/2006 10 8.5 5,700 700 Oil Sands Sector Fund Trust Units Oil Sands Sector Fund 1 26/02/2007 38 8.29 200 200 Oil Sands Sector Fund Trust Units Oil Sands Sector Fund 1 26/02/2007 38 8.29 0 -200 Oil Sands Sector Fund Trust Units Oil Sands Sector Fund 1 26/02/2007 38 8.27 200 200 Oil Sands Sector Fund Trust Units Oil Sands Sector Fund 1 26/02/2007 38 8.27 0 -200 Oil Sands Sector Fund Trust Units Oil Sands Sector Fund 1 27/02/2007 38 8.17 400 400 Oil Sands Sector Fund Trust Units Oil Sands Sector Fund 1 27/02/2007 38 8.17 0 -400 Oil Sands Sector Fund Trust Units Oil Sands Sector Fund 1 27/02/2007 38 8.11 400 400 Oil Sands Sector Fund Trust Units Oil Sands Sector Fund 1 27/02/2007 38 8.11 0 -400 Oil Sands Sector Fund Trust Units Oil Sands Sector Fund 1 01/03/2007 38 8.09 300 300 Oil Sands Sector Fund Trust Units Oil Sands Sector Fund 1 01/03/2007 38 8.09 0 -300 Oil Sands Sector Fund Trust Units Oil Sands Sector Fund 1 01/03/2007 38 8.06 200 200 Oil Sands Sector Fund Trust Units Oil Sands Sector Fund 1 01/03/2007 38 8.06 0 -200 Opal Energy Corp. Common Shares McAdam, John 4, 5 28/02/2007 54 0.1 720,000 20,000 Opal Energy Corp. Warrants McAdam, John 4, 5 28/02/2007 11 0.08 20,000 20,000 Opal Energy Corp. Warrants McAdam, John 4, 5 28/02/2007 54 0.1 0 -20,000 OPAWICA EXPLORATIONS INC.
Options Antoniazzi, Paul Francis 4 05/03/2007 11 2,000,000
OPAWICA EXPLORATIONS INC.
Options Antoniazzi, Paul Francis 4 05/03/2007 50 2,750,000 2,000,000
OPAWICA EXPLORATIONS INC.
Warrants Antoniazzi, Paul Francis 4 05/03/2007 11 50,000
OPAWICA EXPLORATIONS INC.
Warrants Antoniazzi, Paul Francis 4 05/03/2007 53 50,000 50,000
OPAWICA EXPLORATIONS INC.
Options Bain, Alexander 4 28/02/2007 52 0.13 0 -250,000
OPAWICA EXPLORATIONS INC.
Options Bain, Alexander 4 28/02/2007 50 0.07 400,000 400,000
OPAWICA EXPLORATIONS INC.
Common Shares CLARK, DONALD M. 4, 5 02/03/2007 10 0.11 2,239,500 -110,000
OPAWICA EXPLORATIONS INC.
Options CLARK, DONALD M. 4, 5 28/02/2007 52 0.15 0 -2,402,000
OPAWICA EXPLORATIONS INC.
Options CLARK, DONALD M. 4, 5 28/02/2007 50 0.07 5,000,000 5,000,000
OPAWICA EXPLORATIONS INC.
Warrants CLARK, DONALD M. 4, 5 28/02/2007 11 0.07 2,300,000 1,150,000
OPAWICA EXPLORATIONS INC.
Warrants CLARK, DONALD M. 4, 5 28/02/2007 11 0.07 621,430 310,715
OPAWICA EXPLORATIONS INC.
Options Samuda, Jonathan Mark 4 28/01/2007 52 0.15 0 -180,000
OPAWICA EXPLORATIONS INC.
Options Samuda, Jonathan Mark 4 28/02/2007 50 0.07 500,000 500,000
Open Range Energy Corp. Common Shares Bland, James Francis 5 27/02/2007 10 3.1 132,213 3,113 Open Range Energy Corp. Common Shares Dawson, A. Scott 4, 5 26/02/2007 10 3.04 632,439 4,300 Open Range Energy Corp. Common Shares Dawson, A. Scott 4, 5 27/02/2007 10 3.1 648,139 15,700 Open Range Energy Corp. Common Shares Winger, Harley Lewis 4 28/02/2007 10 3.04 318,824 6,200 Open Text Corporation Common Shares OTEX
CommonCaisse de dépôt et placement du Québec
3 27/02/2007 10 25.83 6,649,705 70,100
OPPENHEIMER HOLDINGS INC.
Options Oughtred, A. Winn 4, 5 06/02/2007 50 35.03 25,000 25,000
Opta Minerals Inc. Common Shares Rumble, David 5 28/02/2007 10 4.5 12,377 -3,900 Opta Minerals Inc. Common Shares Rumble, David 5 28/02/2007 30 3.76 12,868 491 Opta Minerals Inc. Common Shares Wilson, James Brandon 5 28/02/2007 30 3.76 473 229 Orezone Resources Inc. Common Shares Netherway, David 4 12/07/2005 10 100,000 Orezone Resources Inc. Common Shares Netherway, David 4 12/07/2005 51 110,000 100,000 OSI Geospatial Inc. Common Shares Young, Donald Walter 4 27/02/2007 10 0.88 50,000 20,000 PACIFIC & WESTERN CREDIT CORP.
Common Shares Bratton, David A. 4, 7 16/04/2002 00
PACIFIC & WESTERN CREDIT CORP.
Common Shares Bratton, David A. 4, 7 16/04/2002 00 5,800
PACIFIC & WESTERN CREDIT CORP.
Common Shares Bratton, David A. 4, 7 07/09/2005 90 4,000 -1,800
PACIFIC & WESTERN CREDIT CORP.
Common Shares Bratton, David A. 4, 7 23/09/2005 10 9.55 4,600 600
PACIFIC & WESTERN CREDIT CORP.
Common Shares Bratton, David A. 4, 7 15/12/2005 10 10.08 5,600 1,000
PACIFIC & WESTERN CREDIT CORP.
Common Shares Bratton, David A. 4, 7 10/01/2006 10 10.25 6,600 1,000
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2459
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
PACIFIC & WESTERN CREDIT CORP.
Common Shares Bratton, David A. 4, 7 08/11/2006 10 11.4 7,475 875
PACIFIC & WESTERN CREDIT CORP.
Common Shares Bratton, David A. 4, 7 15/11/2006 10 11.95 8,275 800
PACIFIC & WESTERN CREDIT CORP.
Common Shares Bratton, David A. 4, 7 05/03/2007 10 11.272 5,565 -2,710
PACIFIC & WESTERN CREDIT CORP.
Common Shares Bratton, David A. 4, 7 07/09/2005 90 -1,800
PACIFIC & WESTERN CREDIT CORP.
Common Shares Bratton, David A. 4, 7 23/09/2005 10 9.55 600
PACIFIC & WESTERN CREDIT CORP.
Common Shares Bratton, David A. 4, 7 15/12/2005 10 10.08 1,000
PACIFIC & WESTERN CREDIT CORP.
Common Shares Bratton, David A. 4, 7 10/01/2006 10 10.25 1,000
PACIFIC & WESTERN CREDIT CORP.
Common Shares Bratton, David A. 4, 7 08/11/2006 10 11.4 875
PACIFIC & WESTERN CREDIT CORP.
Common Shares Bratton, David A. 4, 7 15/11/2006 10 11.95 800
PACIFIC & WESTERN CREDIT CORP.
Common Shares Hale, Barbara Ethel May 7, 5 08/03/2007 10 11.25 8,300 -400
PACIFIC & WESTERN CREDIT CORP.
Common Shares Hale, Barbara Ethel May 7, 5 08/03/2007 10 11.15 7,300 -1,000
PACIFIC & WESTERN CREDIT CORP.
Common Shares Ritchie, Charles Scott 4 06/03/2007 10 11 30,200 5,000
PACIFIC & WESTERN CREDIT CORP.
Common Shares Ritchie, Charles Scott 4 06/03/2007 10 11 32,200 2,000
PACIFIC & WESTERN CREDIT CORP.
Common Shares Ritchie, Charles Scott 4 07/03/2007 10 11 35,200 3,000
Pacific North West Capital Corp.
Common Shares Barr, Harry 4, 5 26/02/2007 10 0.415 292,147 10,000
Pacific North West Capital Corp.
Common Shares Barr, Harry 4, 5 01/03/2007 10 0.39 278,100 35,000
Pacific North West Capital Corp.
Common Shares Barr, Harry 4, 5 01/03/2007 10 0.4 281,100 3,000
Pacific North West Capital Corp.
Common Shares Barr, Harry 4, 5 01/03/2007 10 0.41 286,100 5,000
Pacific North West Capital Corp.
Common Shares Barr, Harry 4, 5 01/03/2007 10 0.38 288,100 2,000
Palmarejo Silver and Gold Corporation
Common Shares McLeod, Donald Bruce 4 25/02/2007 10 9.45 87,000 -2,000
Palmarejo Silver and Gold Corporation
Common Shares McLeod, Donald Bruce 4 26/02/2007 10 9.3 83,000 -4,000
Palmarejo Silver and Gold Corporation
Common Shares McLeod, Donald Bruce 4 26/02/2007 10 9.5 81,000 -2,000
Palmarejo Silver and Gold Corporation
Common Shares McLeod, Donald Bruce 4 26/02/2007 10 9.6 80,000 -1,000
Palmarejo Silver and Gold Corporation
Common Shares McLeod, Donald Bruce 4 27/02/2007 10 9.4 78,000 -2,000
Palmarejo Silver and Gold Corporation
Common Shares McLeod, Donald Bruce 4 27/02/2007 10 9.5 75,900 -2,100
Palmarejo Silver and Gold Corporation
Common Shares McLeod, Donald Bruce 4 27/02/2007 10 9.55 75,000 -900
Pan African Mining Corp. Common Shares RAKOTOMALALA, Herindrainy Olivier
7 23/02/2007 51 1.3 52,000 2,000
Pan African Mining Corp. Common Shares RAKOTOMALALA, Herindrainy Olivier
7 23/02/2007 51 1.3 53,300 1,300
Pan African Mining Corp. Common Shares RAKOTOMALALA, Herindrainy Olivier
7 23/02/2007 10 3 51,300 -2,000
Pan African Mining Corp. Common Shares RAKOTOMALALA, Herindrainy Olivier
7 23/02/2007 10 2.99 50,000 -1,300
Pan African Mining Corp. Common Shares RAKOTOMALALA, Herindrainy Olivier
7 06/03/2007 51 1.3 51,700 1,700
Pan African Mining Corp. Common Shares RAKOTOMALALA, Herindrainy Olivier
7 06/03/2007 10 2.99 50,000 -1,700
Pan African Mining Corp. Options RAKOTOMALALA, Herindrainy Olivier
7 23/02/2007 51 1.3 58,000 -2,000
Pan African Mining Corp. Options RAKOTOMALALA, Herindrainy Olivier
7 23/02/2007 51 1.3 56,700 -1,300
Pan African Mining Corp. Options RAKOTOMALALA, Herindrainy Olivier
7 28/02/2007 50 2.57 71,700 15,000
Pan African Mining Corp. Options RAKOTOMALALA, Herindrainy Olivier
7 06/03/2007 51 1.3 70,000 -1,700
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2460
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Pan African Mining Corp. Options RAMBOASALAMA, Andrianirina Fanomezana
7 02/03/2007 50 2.57 75,000 15,000
Pan American Gold Corporation
Common Shares Bajic, Steve Marko 4, 5 20/03/2006 00
Pan American Gold Corporation
Common Shares Bajic, Steve Marko 4, 5 05/03/2007 16 0.1 150,000 150,000
Pan American Silver Corp. Common Shares Doyle, Alun Robert 5 02/03/2007 51 16.5 11,947 10,000 Pan American Silver Corp. Common Shares Doyle, Alun Robert 5 02/03/2007 10 32.51 9,947 -2,000 Pan American Silver Corp. Common Shares Doyle, Alun Robert 5 02/03/2007 10 32.53 7,947 -2,000 Pan American Silver Corp. Common Shares Doyle, Alun Robert 5 02/03/2007 10 32.5 5,947 -2,000 Pan American Silver Corp. Common Shares Doyle, Alun Robert 5 02/03/2007 10 32.41 3,146 -2,801 Pan American Silver Corp. Common Shares Doyle, Alun Robert 5 02/03/2007 10 27.7 1,947 -1,199 Pan American Silver Corp. Options Doyle, Alun Robert 5 02/03/2007 51 16.5 52,830 -10,000 Paramount Energy Trust Trust Units Ward, Howard 4 03/08/2005 30 11.99 101 Paramount Energy Trust Trust Units Ward, Howard 4 03/08/2005 30 11.99 8,764 1,156 Pareto Corporation Common Shares Pareto Corporation 1 22/02/2007 10 1.1 297,000 6,000 Pareto Corporation Common Shares Pareto Corporation 1 01/03/2007 10 1.04 397,000 100,000 Pareto Corporation Common Shares Pareto Corporation 1 03/03/2007 10 1.05 400,000 3,000 Pareto Corporation Common Shares Pareto Corporation 1 05/03/2007 10 1.05 406,000 6,000 Pareto Corporation Common Shares Pareto Corporation 1 06/03/2007 10 1.05 410,000 4,000 Partner Jet Corp. Common Shares Heitman, Lee 3, 4, 5 08/03/2007 10 0.35 2,318,403 -2,000 PATHFINDER Income Fund Trust Units PATHFINDER Income Fund 1 20/02/2007 38 13.84 -2,700
PATHFINDER Income Fund Trust Units PATHFINDER Income Fund 1 20/02/2007 38 13.84 8,077,559 2,700
PATHFINDER Income Fund Trust Units PATHFINDER Income Fund 1 20/02/2007 38 13.97 -1,300
PATHFINDER Income Fund Trust Units PATHFINDER Income Fund 1 20/02/2007 38 13.97 8,078,859 1,300
PATHFINDER Income Fund Trust Units PATHFINDER Income Fund 1 21/02/2007 38 13.86 -4,000
PATHFINDER Income Fund Trust Units PATHFINDER Income Fund 1 21/02/2007 38 13.86 8,082,859 4,000
PATHFINDER Income Fund Trust Units PATHFINDER Income Fund 1 21/02/2007 38 14 -1,500
PATHFINDER Income Fund Trust Units PATHFINDER Income Fund 1 21/02/2007 38 14 8,084,359 1,500
PATHFINDER Income Fund Trust Units PATHFINDER Income Fund 1 22/02/2007 38 13.91 -3,400
PATHFINDER Income Fund Trust Units PATHFINDER Income Fund 1 22/02/2007 38 13.91 8,087,759 3,400
PATHFINDER Income Fund Trust Units PATHFINDER Income Fund 1 22/02/2007 38 13.94 -1,700
PATHFINDER Income Fund Trust Units PATHFINDER Income Fund 1 22/02/2007 38 13.94 8,089,459 1,700
PATHFINDER Income Fund Trust Units PATHFINDER Income Fund 1 23/02/2007 38 13.99 -1,100
PATHFINDER Income Fund Trust Units PATHFINDER Income Fund 1 23/02/2007 38 13.99 8,090,559 1,100
PATHFINDER Income Fund Trust Units PATHFINDER Income Fund 1 23/02/2007 10 14 -1,000
PATHFINDER Income Fund Trust Units PATHFINDER Income Fund 1 23/02/2007 10 14 8,091,559 1,000
PATHFINDER Income Fund Trust Units PATHFINDER Income Fund 1 26/02/2007 38 13.84 -4,200
PATHFINDER Income Fund Trust Units PATHFINDER Income Fund 1 26/02/2007 38 13.84 8,095,759 4,200
PATHFINDER Income Fund Trust Units PATHFINDER Income Fund 1 26/02/2007 38 13.83 -1,800
PATHFINDER Income Fund Trust Units PATHFINDER Income Fund 1 26/02/2007 38 13.83 8,097,559 1,800
PATHFINDER Income Fund Trust Units PATHFINDER Income Fund 1 27/02/2007 38 13.83 -3,200
PATHFINDER Income Fund Trust Units PATHFINDER Income Fund 1 27/02/2007 38 13.83 8,100,759 3,200
PATHFINDER Income Fund Trust Units PATHFINDER Income Fund 1 27/02/2007 38 13.78 -800
PATHFINDER Income Fund Trust Units PATHFINDER Income Fund 1 27/02/2007 38 13.78 8,101,559 800
PATHFINDER Income Fund Trust Units PATHFINDER Income Fund 1 28/02/2007 38 13.77 -1,600
PATHFINDER Income Fund Trust Units PATHFINDER Income Fund 1 28/02/2007 38 13.77 8,103,159 1,600
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2461
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
PATHFINDER Income Fund Trust Units PATHFINDER Income Fund 1 01/03/2007 38 13.86 -1,000
PATHFINDER Income Fund Trust Units PATHFINDER Income Fund 1 01/03/2007 38 13.86 8,104,159 1,000
PATHFINDER Income Fund Trust Units PATHFINDER Income Fund 1 01/03/2007 38 13.71 -1,800
PATHFINDER Income Fund Trust Units PATHFINDER Income Fund 1 01/03/2007 38 13.71 8,105,959 1,800
PATHFINDER Income Fund Trust Units PATHFINDER Income Fund 1 02/03/2007 38 13.87 -1,000
PATHFINDER Income Fund Trust Units PATHFINDER Income Fund 1 02/03/2007 38 13.87 8,106,959 1,000
PATHFINDER Income Fund Trust Units PATHFINDER Income Fund 1 05/03/2007 38 13.72 8,111,159 4,200
PATHFINDER Income Fund Trust Units PATHFINDER Income Fund 1 05/03/2007 38 13.68 8,111,759 600
PATHFINDER Income Fund Trust Units PATHFINDER Income Fund 1 06/03/2007 38 13.6 8,113,959 2,200
PATHFINDER Income Fund Trust Units PATHFINDER Income Fund 1 07/03/2007 38 13.63 8,116,159 2,200
PATHFINDER Income Fund Trust Units PATHFINDER Income Fund 1 08/03/2007 38 13.74 8,117,959 1,800
PATHFINDER Income Fund Trust Units PATHFINDER Income Fund 1 08/03/2007 38 13.85 8,118,459 500
Payout Performers Income Fund
Units Payout Performers Income Fund
7 02/03/2007 38 8.54 143,800 1,000
PEAK ENERGY SERVICES TRUST
Trust Units Haslam, Christopher 4, 5 08/03/2007 10 3.95 203,367 100,000
Peerless Energy Inc. Common Shares Class A Magee, Andrew Lorne 5 02/03/2007 10 52,010 2,245
Pegasus Oil & Gas Inc. Common Shares Class B Anderson, Darcy Ray 5 05/03/2007 10 4 81,500 3,700
Pegasus Oil & Gas Inc. Common Shares Class A Steffes, Darren Alvy 5 01/03/2007 10 2.35 1,499,300 10,000
Pembina Pipeline Income Fund
Trust Units Kanik, Myron 4 15/12/2006 30 14.96 63
Pembina Pipeline Income Fund
Trust Units Kanik, Myron 4 15/12/2006 30 14.96 14,563 65
PENDER FINANCIAL GROUP CORPORATION
Common Shares Shepherd, Scott 4 08/06/2004 00
PENDER FINANCIAL GROUP CORPORATION
Common Shares Shepherd, Scott 4 08/02/2007 10 0.19 6,000 6,000
PENDER FINANCIAL GROUP CORPORATION
Common Shares Shepherd, Scott 4 09/02/2007 10 0.19 7,000 1,000
PENDER FINANCIAL GROUP CORPORATION
Common Shares Shepherd, Scott 4 13/02/2007 10 0.19 9,500 2,500
PENDER FINANCIAL GROUP CORPORATION
Common Shares Shepherd, Scott 4 14/02/2007 10 0.19 10,000 500
Pengrowth Energy Trust Deferred Entitlement Units Anderson, Gordon Maitland 5 28/02/2007 46 7,933 3,832
Pengrowth Energy Trust Rights Anderson, Gordon Maitland 5 28/02/2007 56 19.98 61,521 22,992
Pengrowth Energy Trust Trust Units Anderson, Gordon Maitland 5 31/12/2006 30 22.07 52,845 1,023
Pengrowth Energy Trust Trust Units Anderson, Gordon Maitland 5 28/02/2007 46 20.07 48,542 1,045
Pengrowth Energy Trust Trust Units Anderson, Gordon Maitland 5 01/03/2007 10 19.93 17,649 -30,893
Pengrowth Energy Trust Deferred Entitlement Units Bowles, Douglas Currie 5 28/02/2007 46 7,799 3,867
Pengrowth Energy Trust Rights Bowles, Douglas Currie 5 28/02/2007 56 19.98 42,637 23,202 Pengrowth Energy Trust Trust Units Bowles, Douglas Currie 5 31/12/2006 30 21.8 1,254 118 Pengrowth Energy Trust Trust Units Bowles, Douglas Currie 5 31/12/2006 30 22.5 5,197 1,072 Pengrowth Energy Trust Trust Units Bowles, Douglas Currie 5 28/02/2007 46 20.07 6,781 1,990 Pengrowth Energy Trust Deferred Entitlement Units Causgrove, James Edward
Arthur5 28/02/2007 46 13,192 7,929
Pengrowth Energy Trust Rights Causgrove, James Edward Arthur
5 28/02/2007 56 19.98 79,150 47,574
Pengrowth Energy Trust Trust Units Causgrove, James Edward Arthur
5 28/02/2007 46 20.07 14,329 2,085
Pengrowth Energy Trust Deferred Entitlement Units Cheung, Peter 5 28/02/2007 46 6,783 3,867
Pengrowth Energy Trust Rights Cheung, Peter 5 28/02/2007 56 19.98 36,486 23,202
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2462
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Pengrowth Energy Trust Trust Units Cheung, Peter 5 31/12/2006 30 20.91 171 9 Pengrowth Energy Trust Trust Units Cheung, Peter 5 31/12/2006 30 20.74 8,057 299 Pengrowth Energy Trust Trust Units Cheung, Peter 5 31/12/2006 30 22.19 8,987 930 Pengrowth Energy Trust Trust Units Cheung, Peter 5 28/02/2007 46 20.07 10,850 1,863 Pengrowth Energy Trust Deferred Entitlement Units CHRISTENSEN, WILLIAM
GEORGE5 28/02/2007 46 12,686 7,472
Pengrowth Energy Trust Rights CHRISTENSEN, WILLIAM GEORGE
5 28/02/2007 56 19.98 76,114 44,829
Pengrowth Energy Trust Trust Units CHRISTENSEN, WILLIAM GEORGE
5 14/10/2005 00
Pengrowth Energy Trust Trust Units CHRISTENSEN, WILLIAM GEORGE
5 26/02/2007 90 2,000 2,000
Pengrowth Energy Trust Trust Units CHRISTENSEN, WILLIAM GEORGE
5 31/12/2006 30 22.85 9,176 2,322
Pengrowth Energy Trust Trust Units CHRISTENSEN, WILLIAM GEORGE
5 26/02/2007 90 7,176 -2,000
Pengrowth Energy Trust Trust Units CHRISTENSEN, WILLIAM GEORGE
5 28/02/2007 46 20.07 9,242 2,066
Pengrowth Energy Trust Trust Units Deferred Entitlement Trust Units Class B
Cumming, Thomas Alexander
4 28/02/2006 46 4,000 2,000
Pengrowth Energy Trust Deferred Entitlement Units Foo, Wayne Kim 4 28/02/2007 46 3,250 2,000
Pengrowth Energy Trust Deferred Entitlement Units HEDRICK, KIRBY 4 28/02/2007 46 6,500 2,000
Pengrowth Energy Trust Deferred Entitlement Units MACDONALD, JAMES GERALD
5 28/02/2007 46 6,720 2,915
Pengrowth Energy Trust Rights MACDONALD, JAMES GERALD
5 28/02/2007 56 19.98 45,428 17,487
Pengrowth Energy Trust Trust Units MACDONALD, JAMES GERALD
5 31/12/2006 30 22.57 30,041 1,904
Pengrowth Energy Trust Trust Units MACDONALD, JAMES GERALD
5 28/02/2007 46 20.07 14,981 1,834
Pengrowth Energy Trust Trust Units MACDONALD, JAMES GERALD
5 06/03/2007 10 19.25 9,981 -5,000
Pengrowth Energy Trust Deferred Entitlement Units Noonan, Wendy May 5 28/02/2007 46 5,556 3,091
Pengrowth Energy Trust Rights Noonan, Wendy May 5 28/02/2007 56 19.98 36,677 18,546 Pengrowth Energy Trust Trust Units Noonan, Wendy May 5 28/02/2007 46 20.07 33,356 1,694 Pengrowth Energy Trust Deferred Entitlement Units Parrett, Michael S. 4 22/04/2004 00
Pengrowth Energy Trust Deferred Entitlement Units Parrett, Michael S. 4 27/07/2006 36 4,000 4,000
Pengrowth Energy Trust Deferred Entitlement Units Parrett, Michael S. 4 28/02/2007 46 6,000 2,000
Pengrowth Energy Trust Rights Parrett, Michael S. 4 22/04/2004 00 Pengrowth Energy Trust Rights Parrett, Michael S. 4 27/07/2006 36 15,000 15,000 Pengrowth Energy Trust Rights Parrett, Michael S. 4 27/07/2006 36 0 -15,000 Pengrowth Energy Trust Trust Units Parrett, Michael S. 4 22/04/2004 00 Pengrowth Energy Trust Trust Units Parrett, Michael S. 4 27/07/2006 36 4,000 4,000 Pengrowth Energy Trust Trust Units Class B Parrett, Michael S. 4 27/07/2006 36 0 -4,000 Pengrowth Energy Trust Trust Units Deferred
Entitlement Trust Units Class B
Parrett, Michael S. 4 27/07/2006 36 0 -4,000
Pengrowth Energy Trust Deferred Entitlement Units Poole, Albert Terence 4 28/02/2007 46 4,000 2,000
Pengrowth Energy Trust Deferred Entitlement Units Selby, Charles Vincent 5 28/02/2007 46 7,654 3,484
Pengrowth Energy Trust Rights Selby, Charles Vincent 5 28/02/2007 56 19.98 115,715 20,901 Pengrowth Energy Trust Deferred Entitlement Units Stewart, Donald Michael
Godfrey 4 28/02/2007 46 4,500 2,000
Pengrowth Energy Trust Deferred Entitlement Units STRONG, LARRY BRIAN 5 28/02/2007 46 12,831 7,624
Pengrowth Energy Trust Rights STRONG, LARRY BRIAN 5 28/02/2007 56 19.98 76,985 45,744
Pengrowth Energy Trust Trust Units STRONG, LARRY BRIAN 5 31/12/2006 30 22.84 24,686 2,625
Pengrowth Energy Trust Trust Units STRONG, LARRY BRIAN 5 31/12/2006 30 21.45 26,268 1,582
Pengrowth Energy Trust Trust Units STRONG, LARRY BRIAN 5 28/02/2007 46 20.07 28,312 2,044
Pengrowth Energy Trust Deferred Entitlement Units Webster, Christopher Geoffrey
5 28/02/2007 46 25,252 11,040
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2463
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Pengrowth Energy Trust Rights Webster, Christopher Geoffrey
5 28/02/2007 56 19.98 189,793 66,243
Pengrowth Energy Trust Trust Units Webster, Christopher Geoffrey
5 31/12/2006 30 19.8 24,543 1,087
Pengrowth Energy Trust Trust Units Webster, Christopher Geoffrey
5 28/02/2007 46 20.07 29,028 4,485
Pengrowth Energy Trust Deferred Entitlement Units Wong, Stanley Henry 4 12/07/2001 00
Pengrowth Energy Trust Deferred Entitlement Units Wong, Stanley Henry 4 27/07/2006 36 2,000 2,000
Pengrowth Energy Trust Deferred Entitlement Units Wong, Stanley Henry 4 28/02/2007 46 4,000 2,000
Pengrowth Energy Trust Options Wong, Stanley Henry 4 12/07/2001 00 Pengrowth Energy Trust Options Wong, Stanley Henry 4 27/07/2006 36 14,000 14,000 Pengrowth Energy Trust Options Wong, Stanley Henry 4 27/07/2006 36 0 -14,000 Pengrowth Energy Trust Rights Wong, Stanley Henry 4 12/07/2001 00 Pengrowth Energy Trust Rights Wong, Stanley Henry 4 27/07/2006 36 30,525 30,525 Pengrowth Energy Trust Rights Wong, Stanley Henry 4 27/07/2006 36 0 -30,525 Pengrowth Energy Trust Trust Units Wong, Stanley Henry 4 12/07/2001 00 Pengrowth Energy Trust Trust Units Wong, Stanley Henry 4 27/07/2006 36 46,576 46,576 Pengrowth Energy Trust Trust Units Class B Wong, Stanley Henry 4 27/07/2006 36 0 -46,576 Pengrowth Energy Trust Trust Units Deferred
Entitlement Trust Units Class B
Wong, Stanley Henry 4 27/07/2006 36 0 -2,000
Pengrowth Energy Trust Deferred Entitlement Units Zaozirny, John Brian 4 01/08/1987 00
Pengrowth Energy Trust Deferred Entitlement Units Zaozirny, John Brian 4 27/07/2006 36 4,000 4,000
Pengrowth Energy Trust Deferred Entitlement Units Zaozirny, John Brian 4 28/02/2007 46 8,000 4,000
Pengrowth Energy Trust Options Zaozirny, John Brian 4 01/08/1987 00 Pengrowth Energy Trust Options Zaozirny, John Brian 4 27/07/2006 36 2,000 2,000 Pengrowth Energy Trust Options Zaozirny, John Brian 4 27/07/2006 36 0 -2,000 Pengrowth Energy Trust Rights Zaozirny, John Brian 4 01/08/1987 00 Pengrowth Energy Trust Rights Zaozirny, John Brian 4 27/07/2006 36 36,540 36,540 Pengrowth Energy Trust Rights Zaozirny, John Brian 4 27/07/2006 36 0 -36,540 Pengrowth Energy Trust Trust Units Zaozirny, John Brian 4 01/08/1987 00 Pengrowth Energy Trust Trust Units Zaozirny, John Brian 4 27/07/2006 36 44,362 44,362 Pengrowth Energy Trust Trust Units Class B Zaozirny, John Brian 4 27/07/2006 36 0 -44,362 Pengrowth Energy Trust Trust Units Deferred
Entitlement Trust Units Class B
Zaozirny, John Brian 4 27/07/2006 36 0 -4,000
Penn West Energy Trust Rights Jensen, Thane 7 28/02/2007 10 34.41 295,000 -15,000 Pennine Petroleum Corporation
Common Shares Smith, Neville Desmond George
4 06/03/2007 10 0.23 20,000 11,000
Peregrine Diamonds Ltd. Common Shares Peregrine Diamonds Ltd. 1 28/02/2007 38 1.97 5,900 5,900 Peregrine Diamonds Ltd. Common Shares Peregrine Diamonds Ltd. 1 28/02/2007 38 1.97 0 -5,900 Peregrine Diamonds Ltd. Common Shares Peregrine Diamonds Ltd. 1 01/03/2007 38 2 7,000 7,000 Peregrine Diamonds Ltd. Common Shares Peregrine Diamonds Ltd. 1 01/03/2007 38 2 0 -7,000 Peregrine Diamonds Ltd. Common Shares Peregrine Diamonds Ltd. 1 02/03/2007 38 1.99 41,600 41,600 Peregrine Diamonds Ltd. Common Shares Peregrine Diamonds Ltd. 1 02/03/2007 38 1.99 0 -41,600 Peregrine Diamonds Ltd. Common Shares Peregrine Diamonds Ltd. 1 05/03/2007 38 2 69,200 69,200 Peregrine Diamonds Ltd. Common Shares Peregrine Diamonds Ltd. 1 05/03/2007 38 2 0 -69,200 Pet Valu Canada Inc. Common Shares Mauran, Richard 3 02/03/2007 10 10.6 980,000 -4,500 Petro-Canada Common Shares Petro-Canada 1 28/02/2007 38 45.33 500,600 500,600 Petro-Canada Common Shares Petro-Canada 1 28/02/2007 38 45.33 0 -500,600 PetroFalcon Corporation Common Shares COTTMAN, CLARENCE 3, 4, 7, 5 28/02/2007 47 0.79 1,914,759 -12,000 PetroFalcon Corporation Common Shares COTTMAN, CLARENCE 3, 4, 7, 5 05/03/2007 10 0.85 1,909,759 -5,000 PetroFalcon Corporation Common Shares Cudney, Robert Douglas 4 01/03/2007 10 0.93 151,500 -10,000 Petrolifera Petroleum Limited Common Shares McGregor, Stewart Donald 4, 6 14/02/2006 10 18.15 -600
Petrolifera Petroleum Limited Common Shares McGregor, Stewart Donald 4, 6 14/02/2007 10 18.15 618,800 -600
PetroWorth Resources Inc. Options Falconer, Alexander 4 05/03/2007 00
PetroWorth Resources Inc. Options Falconer, Alexander 4 05/03/2007 00
PetroWorth Resources Inc. Options Falconer, Alexander 4 05/03/2007 00
PetroWorth Resources Inc. Options Falconer, Alexander 4 05/03/2007 50 100,000
PetroWorth Resources Inc. Options Falconer, Alexander 4 05/03/2007 50 100,000 100,000
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2464
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
PetroWorth Resources Inc. Options FORSTER, WILLIAM (Bill) 4 27/11/2006 00
PetroWorth Resources Inc. Options FORSTER, WILLIAM (Bill) 4 05/03/2007 50 50,000 50,000
PetroWorth Resources Inc. Options Hawes, Richard 4 07/02/2006 00
PetroWorth Resources Inc. Options Hawes, Richard 4 05/03/2007 50 25,000 25,000
PetroWorth Resources Inc. Options McLeod, John George Fergusson
4 28/02/2007 00
PetroWorth Resources Inc. Options McLeod, John George Fergusson
4 28/02/2007 00 50,000
PetroWorth Resources Inc. Options MEDNICK, NEAL ALLAN 4 01/10/2004 00
PetroWorth Resources Inc. Options MEDNICK, NEAL ALLAN 4 05/03/2007 50 125,000
PetroWorth Resources Inc. Options MEDNICK, NEAL ALLAN 4 05/03/2007 50 125,000
PetroWorth Resources Inc. Options MEDNICK, NEAL ALLAN 4 05/03/2007 50 125,000 125,000
PetroWorth Resources Inc. Options TRAINOR, JAMES ANTHONY
4, 5 01/10/2004 00
PetroWorth Resources Inc. Options TRAINOR, JAMES ANTHONY
4, 5 05/03/2007 50 100,000
PetroWorth Resources Inc. Options TRAINOR, JAMES ANTHONY
4, 5 05/03/2007 50 100,000 100,000
PFB Corporation Common Shares PFB Corporation 1 28/01/2006 38 10 500 PFB Corporation Common Shares PFB Corporation 1 28/01/2007 38 10 500 PFB Corporation Common Shares PFB Corporation 1 29/01/2007 38 10 500 500 PFB Corporation Common Shares PFB Corporation 1 23/02/2007 38 10 0 -500 PhotoChannel Networks Inc. Common Shares Rowan, Doug 4 28/02/2007 51 1.25 23,333 23,333
PhotoChannel Networks Inc. Options Rowan, Doug 4 28/02/2007 51 1.25 23,333
PhotoChannel Networks Inc. Options Rowan, Doug 4 28/02/2007 51 1.25 46,667 -23,333
Photon Control Inc. Options Melnyk, Ivan 5 26/02/2007 52 0.2 470,000 -75,000 Photon Control Inc. Options Nickel, Lauren Adele 5 26/02/2007 52 0.2 302,500 -100,000 Pioneer Metals Corporation Common Shares BARRICK GOLD
CORPORATION 3 05/03/2007 22 0 -59,159,826
Pioneer Metals Corporation Common Shares BARRICK GOLD CORPORATION
3 05/03/2007 22 66,616,661 66,616,661
Platinum Group Metals Ltd. Common Shares Hallam, Frank 4, 5 20/02/2007 10 2.85 570,614 4,000
Platinum Group Metals Ltd. Common Shares Hallam, Frank 4, 5 27/02/2007 10 2.73 571,614 1,000
Platinum Group Metals Ltd. Common Shares Hallam, Frank 4, 5 28/02/2007 10 2.79 573,614 2,000
Platinum Group Metals Ltd. Common Shares Hallam, Frank 4, 5 28/02/2007 10 2.73 566,614 -7,000
PLM Group Ltd. Common Shares PLM Group Ltd. 1 28/02/2007 38 0 -259,700 PLM Group Ltd. Common Shares PLM Group Ltd. 1 28/02/2007 10 1.1491 98,800 98,800 Polaris Minerals Corporation Common Shares Beley, Michael John 7 22/12/2005 00 115,000
Polaris Minerals Corporation Common Shares Beley, Michael John 7 22/12/2005 00 96,200
Polaris Minerals Corporation Common Shares Beley, Michael John 7 22/12/2005 00 20,000
Polaris Minerals Corporation Options Beley, Michael John 7 22/12/2005 00 80,000
Polaris Minerals Corporation Common Shares Ullstrom, Garry Philip 7 22/12/2005 00
Polaris Minerals Corporation Common Shares Ullstrom, Garry Philip 7 28/12/2005 15 4.8 7,000 7,000
Polaris Minerals Corporation Common Shares Ullstrom, Garry Philip 7 20/02/2006 10 4.43 11,000 4,000
Polaris Minerals Corporation Common Shares Ullstrom, Garry Philip 7 29/03/2006 10 5.12 13,000 2,000
Polaris Minerals Corporation Common Shares Ullstrom, Garry Philip 7 24/05/2006 10 5.25 14,500 1,500
Polaris Minerals Corporation Common Shares Ullstrom, Garry Philip 7 25/05/2006 10 5.15 15,800 1,300
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2465
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Polaris Minerals Corporation Common Shares Ullstrom, Garry Philip 7 31/05/2006 10 5.1 16,200 400
Polaris Minerals Corporation Common Shares Ullstrom, Garry Philip 7 01/06/2006 10 5.02 17,700 1,500
Polaris Minerals Corporation Common Shares Ullstrom, Garry Philip 7 02/06/2006 10 5.05 18,300 600
Polaris Minerals Corporation Common Shares Ullstrom, Garry Philip 7 15/06/2006 10 4.8 18,900 600
Polaris Minerals Corporation Common Shares Ullstrom, Garry Philip 7 28/07/2006 10 4.85 19,000 100
Polaris Minerals Corporation Common Shares Ullstrom, Garry Philip 7 31/07/2006 10 4.89 20,000 1,000
Polaris Minerals Corporation Common Shares Ullstrom, Garry Philip 7 01/08/2006 10 4.9 22,000 2,000
Polaris Minerals Corporation Common Shares Ullstrom, Garry Philip 7 15/08/2006 10 4.95 23,000 1,000
Polaris Minerals Corporation Common Shares Ullstrom, Garry Philip 7 17/08/2006 10 4.95 24,000 1,000
Polaris Minerals Corporation Common Shares Ullstrom, Garry Philip 7 22/08/2006 10 4.95 25,000 1,000
Polaris Minerals Corporation Common Shares Ullstrom, Garry Philip 7 06/09/2006 10 5 26,000 1,000
Polaris Minerals Corporation Common Shares Ullstrom, Garry Philip 7 07/09/2006 10 5 27,000 1,000
Polaris Minerals Corporation Common Shares Ullstrom, Garry Philip 7 07/09/2006 10 5 28,000 1,000
Polaris Minerals Corporation Common Shares Ullstrom, Garry Philip 7 08/09/2006 10 5 29,200 1,200
Polaris Minerals Corporation Common Shares Ullstrom, Garry Philip 7 12/09/2006 10 4.95 30,000 800
Polaris Minerals Corporation Common Shares Ullstrom, Garry Philip 7 12/09/2006 10 4.92 31,000 1,000
Polaris Minerals Corporation Common Shares Ullstrom, Garry Philip 7 19/09/2006 10 5 32,600 1,600
Polaris Minerals Corporation Common Shares Ullstrom, Garry Philip 7 26/09/2006 10 4.96 36,600 4,000
Polaris Minerals Corporation Common Shares Ullstrom, Garry Philip 7 28/09/2006 10 4.95 38,600 2,000
Polaris Minerals Corporation Common Shares Ullstrom, Garry Philip 7 05/10/2006 10 4.92 40,700 2,100
Polaris Minerals Corporation Common Shares Ullstrom, Garry Philip 7 06/10/2006 10 4.82 42,000 1,300
Polaris Minerals Corporation Common Shares Ullstrom, Garry Philip 7 27/10/2006 10 5.25 43,300 1,300
Polaris Minerals Corporation Common Shares Ullstrom, Garry Philip 7 30/10/2006 10 5.29 45,300 2,000
Polaris Minerals Corporation Common Shares Ullstrom, Garry Philip 7 01/11/2006 10 5.37 46,200 900
Polaris Minerals Corporation Common Shares Ullstrom, Garry Philip 7 03/11/2006 10 5.34 46,800 600
Polaris Minerals Corporation Common Shares Ullstrom, Garry Philip 7 08/12/2006 10 6.95 47,600 800
Polaris Minerals Corporation Common Shares Ullstrom, Garry Philip 7 08/12/2006 10 6.95 48,600 1,000
Potash Corporation of Saskatchewan Inc.
Common Shares Boulanger, Mark 7 01/03/2007 10 153.22 251 250
Potash Corporation of Saskatchewan Inc.
Common Shares Rock, Bernie 7 30/01/2006 30 89.59 6,087 19
Potash Corporation of Saskatchewan Inc.
Common Shares Rock, Bernie 7 14/02/2006 30 92.87 6,095 8
Potash Corporation of Saskatchewan Inc.
Common Shares Rock, Bernie 7 28/02/2006 30 94.96 6,113 18
Potash Corporation of Saskatchewan Inc.
Common Shares Rock, Bernie 7 30/03/2006 30 88.2 6,174 61
Potash Corporation of Saskatchewan Inc.
Common Shares Rock, Bernie 7 31/03/2006 30 88.22 6,193 19
Potash Corporation of Saskatchewan Inc.
Common Shares Rock, Bernie 7 28/04/2006 30 95.29 6,211 18
Potash Corporation of Saskatchewan Inc.
Common Shares Rock, Bernie 7 15/05/2006 30 96.04 6,218 7
Potash Corporation of Saskatchewan Inc.
Common Shares Rock, Bernie 7 30/05/2006 30 90.62 6,237 19
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2466
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Potash Corporation of Saskatchewan Inc.
Common Shares Rock, Bernie 7 05/07/2006 30 84.71 6,258 21
Potash Corporation of Saskatchewan Inc.
Common Shares Rock, Bernie 7 28/07/2006 30 95.27 6,277 19
Potash Corporation of Saskatchewan Inc.
Common Shares Rock, Bernie 7 14/08/2006 30 95.98 6,285 8
Potash Corporation of Saskatchewan Inc.
Common Shares Rock, Bernie 7 31/08/2006 30 98.05 6,303 18
Potash Corporation of Saskatchewan Inc.
Common Shares Rock, Bernie 7 29/09/2006 30 105.05 6,320 17
Potash Corporation of Saskatchewan Inc.
Common Shares Rock, Bernie 7 18/10/2006 30 112.7 6,328 8
Potash Corporation of Saskatchewan Inc.
Common Shares Rock, Bernie 7 31/10/2006 30 125.75 6,035 7
Potash Corporation of Saskatchewan Inc.
Common Shares Rock, Bernie 7 13/11/2006 30 132.98 6,040 5
Potash Corporation of Saskatchewan Inc.
Common Shares Rock, Bernie 7 21/11/2006 30 141.25 6,046 6
Potash Corporation of Saskatchewan Inc.
Common Shares Rock, Bernie 7 29/11/2006 30 139.95 6,052 6
Potash Corporation of Saskatchewan Inc.
Common Shares Rock, Bernie 7 20/12/2006 30 137.24 6,060 8
Potash Corporation of Saskatchewan Inc.
Common Shares Rock, Bernie 7 29/12/2006 30 144.83 6,061 1
Power Financial Corporation Common Shares Reynolds, Christopher Shane
7 10/05/2004 00
Power Financial Corporation Common Shares Reynolds, Christopher Shane
7 06/03/2007 10 39.46 200 200
Power Financial Corporation Common Shares Reynolds, Christopher Shane
7 06/03/2007 10 39.48 800 600
Power Financial Corporation Common Shares Reynolds, Christopher Shane
7 06/03/2007 10 39.49 900 100
PreMD Inc. (formerly IMI International Medical Innovations Inc.)
Options Post 1998 Options
Evelegh, Michael John 5 27/02/2007 50 1.7 575,000 140,000
PreMD Inc. (formerly IMI International Medical Innovations Inc.)
Options Post 1998 Options
Evelegh, Michael John 5 28/02/2007 52 4 515,000 -60,000
Premier Gold Mines Limited Common Shares Pollock, John Arthur 4 02/03/2007 10 1.99 40,900 -8,100
Premier Gold Mines Limited Common Shares Pollock, John Arthur 4 05/03/2007 10 1.99 36,500 -4,400
Premier Gold Mines Limited Common Shares Sinclair, Alistair Murray 4 07/03/2007 10 1.97 125,000 -25,000
Premier Gold Mines Limited Common Shares Sinclair, Alistair Murray 4 08/03/2007 10 1.95 105,000 -20,000
Premier Gold Mines Limited Common Shares Sinclair, Alistair Murray 4 08/03/2007 10 1.96 0 -105,000
Premier Tech Ltd Subordinate Voting Shares Catégorie A
Fonds de solidarité FTQ 3 07/06/2002 00 5,205,565
Premier Tech Ltd Subordinate Voting Shares Catégorie A
Fonds de solidarité FTQ 3 28/02/2007 11 3 0 -5,205,565
Primaris Retail Real Estate Investment Trust
Trust Units Adams, Kerry Dawn 4 07/03/2007 00 2,000
Prime Meridian Resources Corp.
Common Shares Anderson, William John 4 22/02/2007 00
Prime Meridian Resources Corp.
Common Shares Anderson, William John 4 02/03/2007 16 0.5 100,000 100,000
Prime Meridian Resources Corp.
Options Anderson, William John 4 22/02/2007 00
Prime Meridian Resources Corp.
Options Anderson, William John 4 22/02/2007 50 200,000 200,000
Prime Meridian Resources Corp.
Warrants Anderson, William John 4 22/02/2007 00
Prime Meridian Resources Corp.
Warrants Anderson, William John 4 02/03/2007 16 50,000 50,000
Priszm Canadian Income Fund
Trust Units Agnew, Michelle 7 01/03/2007 30 7,270 2,070
Priszm Canadian Income Fund
Trust Units Bitove, John Ivan 3, 4, 6, 7 01/03/2007 30 190,285 37,285
Priszm Canadian Income Fund
Trust Units Goodman, Corey 7 01/03/2007 30 3,220 1,720
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2467
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Priszm Canadian Income Fund
Trust Units Langford, Steve 5 10/11/2003 00
Priszm Canadian Income Fund
Trust Units Langford, Steve 5 01/03/2007 30 7,457 7,457
Priszm Canadian Income Fund
Trust Units Papernick, Deborah 5 10/11/2003 00
Priszm Canadian Income Fund
Trust Units Papernick, Deborah 5 01/03/2007 30 1,693 1,693
Priszm Canadian Income Fund
Trust Units Walkey, Peter 7 01/03/2007 30 10,957 7,457
Priszm Income Fund Trust Units Altschuler, Rupert Israel 7 10/11/2003 00 Priszm Income Fund Trust Units Altschuler, Rupert Israel 7 01/03/2007 30 14,914 14,914 Priszm Income Fund Trust Units Altschuler, Rupert Israel 7 01/03/2007 30 7,994 -6,920 Process Capital Corp. Common Shares Murray, Robert Brian 4 28/02/2007 11 0.035 100,000 100,000 Process Capital Corp. Common Shares Murray, Robert Brian 4 06/03/2007 10 0.075 99,000 -1,000 Process Capital Corp. Common Shares Murray, Robert Brian 4 06/03/2007 10 0.06 50,000 -49,000 Protox Therapeutics Inc. Common Shares BUCKLEY, James Thomas 5 01/03/2007 10 0.75 2,327,500 -452,500
Protox Therapeutics Inc. Common Shares BUCKLEY, James Thomas 5 01/03/2007 10 0.76 2,317,500 -10,000
Protox Therapeutics Inc. Common Shares BUCKLEY, James Thomas 5 01/03/2007 10 0.8 2,303,000 -14,500
Protox Therapeutics Inc. Common Shares BUCKLEY, James Thomas 5 01/03/2007 10 0.81 2,293,000 -10,000
Protox Therapeutics Inc. Common Shares BUCKLEY, James Thomas 5 01/03/2007 10 0.82 2,283,000 -10,000
Protox Therapeutics Inc. Common Shares BUCKLEY, James Thomas 5 01/03/2007 10 0.83 2,273,000 -10,000
Protox Therapeutics Inc. Common Shares BUCKLEY, James Thomas 5 01/03/2007 10 0.86 2,268,000 -5,000
Puma Exploration Inc. Common Shares de Guise, André 4 05/03/2007 10 0.37 0 -40,000 Q9 Networks Inc. Common Shares Bank of Nova Scotia, The 3 31/10/2004 00 Q9 Networks Inc. Common Shares Bank of Nova Scotia, The 3 26/02/2007 10 14.25 100 100 Q9 Networks Inc. Common Shares Bank of Nova Scotia, The 3 28/02/2007 10 14.25 0 -100 Queensland Minerals Ltd. Common Shares Crombie, James A. 4, 5 01/03/2007 00 1,250,000 Queensland Minerals Ltd. Options Crombie, James A. 4, 5 01/03/2007 00 290,000 Queensland Minerals Ltd. Common Shares Fennell, David 4, 5 01/03/2007 00 1,250,000 Queensland Minerals Ltd. Options Fennell, David 4, 5 01/03/2007 00 250,000 Queensland Minerals Ltd. Options Krushnisky, Alain 5 01/03/2007 00 150,000 Queensland Minerals Ltd. Options Plante, Carole 5 01/03/2007 00 150,000 Queensland Minerals Ltd. Common Shares Thomas, Craig Dalton 4 01/03/2007 00 650,000 Queensland Minerals Ltd. Options Thomas, Craig Dalton 4 01/03/2007 00 250,000 QuestAir Technologies Inc. Common Shares Kirby, Mark 5 05/03/2007 11 0.7 51,500 22,500
QuestAir Technologies Inc. Common Shares Kirby, Mark 5 05/03/2007 11 0.001 6,053
QuestAir Technologies Inc. Common Shares Kirby, Mark 5 05/03/2007 11 0.001 57,553 6,053
QuestAir Technologies Inc. Common Shares Kirby, Mark 5 08/03/2007 10 1.35 54,653 -2,900
QuestAir Technologies Inc. Common Shares Kirby, Mark 5 09/03/2007 10 1.26 47,253 -7,400
QuestAir Technologies Inc. Common Shares Kirby, Mark 5 09/03/2007 10 1.29 47,053 -200
QuestAir Technologies Inc. Common Shares Kirby, Mark 5 09/03/2007 10 1.28 46,153 -900
QuestAir Technologies Inc. Common Shares Kirby, Mark 5 09/03/2007 10 1.3 44,653 -1,500
QuestAir Technologies Inc. Options Kirby, Mark 5 05/03/2007 51 0.7 116,737 -22,500
QuestAir Technologies Inc. Options Kirby, Mark 5 05/03/2007 51 0.001 110,684 -6,053
RAMTELECOM INC. Common Shares Iverach, Q.C., Robert John 4 27/02/2007 11 0.48 103,125 -34,375
RAMTELECOM INC. Common Shares Iverach, Q.C., Robert John 4 27/02/2007 11 0.48 61,375 34,375
Rand A Technology Corporation
Options Baldesarra, Gianfranco (Frank)
4, 5 04/02/2007 52 2.85 585,000 -50,000
Rand A Technology Corporation
Options Semkiw, Brian William 4, 6, 5 04/02/2007 52 2.85 485,000 -50,000
Red Dragon Resources Corp.
Common Shares Jackson, Alvin William 4, 5 01/03/2007 11 0.08 820,000 24,709
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2468
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
redCity Search Company Inc.
Options Del Vecchio, Dean Douglas 5 30/01/2007 00
redCity Search Company Inc.
Options Del Vecchio, Dean Douglas 5 26/02/2007 50 0.1 1,953,463 1,953,463
redCity Search Company Inc.
Common Shares Menzel, Owen Blagave 4 22/08/2005 00
redCity Search Company Inc.
Common Shares Menzel, Owen Blagave 4 22/08/2005 00 130,733
redCity Search Company Inc.
Common Shares Menzel, Owen Blagave 4 22/08/2005 00 12,500
redCity Search Company Inc.
Common Shares Menzel, Owen Blagave 4 06/03/2007 10 0.075 112,500 100,000
Redcliffe Exploration Inc. Common Shares Class A Verbuck, Robert Roman 5 27/02/2007 00 22,000
Redcliffe Exploration Inc. Common Shares Class B Verbuck, Robert Roman 5 27/02/2007 00 450
Redcliffe Exploration Inc. Options Verbuck, Robert Roman 5 27/02/2007 00 10,000 Redcliffe Exploration Inc. Options Verbuck, Robert Roman 5 07/03/2007 50 20,000 10,000 Reitmans (Canada) Limited Common Shares IKO Sales Limited 3 26/02/2007 10 22.4 0 -1,683,100
Reko International Group Inc.
Common Shares REKO, STEVE 4, 6, 5 24/12/2002 00 90,694
Reko International Group Inc.
Common Shares REKO, STEVE 4, 6, 5 06/03/2007 51 2.82 110,694 20,000
Reko International Group Inc.
Options REKO, STEVE 4, 6, 5 06/03/2007 51 2.82 130,000 -20,000
Reko International Group Inc.
Common Shares SZONYI, ANDREW 4 06/03/2007 51 2.82 15,860 5,000
Reko International Group Inc.
Options SZONYI, ANDREW 4 06/03/2007 51 2.82 10,000 -5,000
Response Biomedical Corp Common Shares Pilz, Robert G 5 28/02/2007 10 0.9 50 -80,200
Revenue Properties Company Limited
Common Shares Winberg, Jack 4 13/01/1992 00 305
Revenue Properties Company Limited
Common Shares Winberg, Jack 4 02/03/2007 10 10.99 3,876 3,571
Revenue Properties Company Limited
Common Shares Winberg, Jack 4 13/01/1992 00 286
Revenue Properties Company Limited
Options Winberg, Jack 4 13/01/1992 00
Revenue Properties Company Limited
Options Winberg, Jack 4 02/03/2007 50 3,571 3,571
Revenue Properties Company Limited
Options Winberg, Jack 4 02/03/2007 51 10.99 0 -3,571
Revett Minerals Inc. Common Shares Front Street Investment Management Inc.
3 23/02/2007 10 1.1948 10,428,500 232,900
Richview Resources Inc. Options Newbury, Michael 4 05/03/2007 50 0.2 1,250,000 1,250,000 Richview Resources Inc. Options Newbury, Michael 4 05/03/2007 52 0 -2,000,000 Rider Resources Ltd. Common Shares swift, lloyd charles 4 08/12/2006 00 Rider Resources Ltd. Common Shares swift, lloyd charles 4 15/02/2007 15 11 5,000 5,000 RIOCAN REAL ESTATE INVESTMENT TRUST
Trust Units Gelgoot, Raymond Michael 4 07/03/2007 30 25.36 41,745 116
RIOCAN REAL ESTATE INVESTMENT TRUST
Options Sonshine, Edward 4, 5 08/03/2007 51 15.2 1,710,000 -100,000
RIOCAN REAL ESTATE INVESTMENT TRUST
Trust Units Sonshine, Edward 4, 5 13/02/2007 30 12.43 45,000
RIOCAN REAL ESTATE INVESTMENT TRUST
Trust Units Sonshine, Edward 4, 5 13/02/2007 30 12.43 276,000 65,000
RIOCAN REAL ESTATE INVESTMENT TRUST
Trust Units Sonshine, Edward 4, 5 08/03/2007 30 15.2 331,000 100,000
RIOCAN REAL ESTATE INVESTMENT TRUST
Trust Units Sonshine, Edward 4, 5 08/03/2007 10 26.1 231,000 -100,000
Ritchie Bros. Auctioneers Incorporated
Common Shares Armstrong, Robert Spencer 5 14/11/2006 30 51.88 13,200 20
Ritchie Bros. Auctioneers Incorporated
Common Shares Armstrong, Robert Spencer 5 11/12/2006 30 53.04 13,221 21
Ritchie Bros. Auctioneers Incorporated
Common Shares Armstrong, Robert Spencer 5 05/03/2007 10 55.969 15,006 1,785
Ritchie Bros. Auctioneers Incorporated
Options Armstrong, Robert Spencer 5 01/03/2007 50 55.969 4,300
Ritchie Bros. Auctioneers Incorporated
Options Armstrong, Robert Spencer 5 01/03/2007 50 56.01 30,900 4,300
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2469
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Ritchie Bros. Auctioneers Incorporated
Common Shares Battistel, Mike 5 05/03/2007 10 55.969 3,787 1,785
Ritchie Bros. Auctioneers Incorporated
Options Battistel, Mike 5 01/03/2007 50 56.01 3,800 1,700
Ritchie Bros. Auctioneers Incorporated
Common Shares Blake, Peter James 4 11/11/2006 30 53.04 67,241 40
Ritchie Bros. Auctioneers Incorporated
Common Shares Blake, Peter James 4 11/12/2006 30 51.88 67,281 40
Ritchie Bros. Auctioneers Incorporated
Common Shares Blake, Peter James 4 05/03/2007 10 55.969 69,066 1,785
Ritchie Bros. Auctioneers Incorporated
Options Blake, Peter James 4 01/03/2007 50 56.01 98,800 17,000
Ritchie Bros. Auctioneers Incorporated
Common Shares Cmolik, C. Russell 4 08/03/2007 10 67.182 2,666,504 -14,500
Ritchie Bros. Auctioneers Incorporated
Common Shares Croft, Charles Edward 4 07/03/2007 10 56.63 2,700 500
Ritchie Bros. Auctioneers Incorporated
Common Shares Forke, Scott L 5 05/03/2007 10 55.969 5,536 1,785
Ritchie Bros. Auctioneers Incorporated
Options Forke, Scott L 5 01/03/2007 50 56.01 18,500 2,300
Ritchie Bros. Auctioneers Incorporated
Common Shares Hinkelman, Curt 5 01/03/2007 00
Ritchie Bros. Auctioneers Incorporated
Common Shares Hinkelman, Curt 5 05/03/2007 10 55.969 1,785 1,785
Ritchie Bros. Auctioneers Incorporated
Options Hinkelman, Curt 5 01/03/2007 00
Ritchie Bros. Auctioneers Incorporated
Options Hinkelman, Curt 5 01/03/2007 50 56.01 3,400 3,400
Ritchie Bros. Auctioneers Incorporated
Common Shares Mackay, Robert King 5 05/03/2007 10 55.969 79,633 1,785
Ritchie Bros. Auctioneers Incorporated
Options Mackay, Robert King 5 01/03/2007 50 56.01 68,500 11,300
Ritchie Bros. Auctioneers Incorporated
Common Shares Nicholson, David Dean 5 11/11/2006 30 53.04 7,749 26
Ritchie Bros. Auctioneers Incorporated
Common Shares Nicholson, David Dean 5 11/12/2006 30 51.88 7,776 27
Ritchie Bros. Auctioneers Incorporated
Common Shares Nicholson, David Dean 5 05/03/2007 10 55.969 9,561 1,785
Ritchie Bros. Auctioneers Incorporated
Options Nicholson, David Dean 5 01/03/2007 50 56.01 64,200 7,900
Ritchie Bros. Auctioneers Incorporated
Common Shares Pitoniak, Edward Baltazar 4 06/03/2007 10 64.6 140 75
Ritchie Bros. Auctioneers Incorporated
Common Shares Pospiech, Victor 5 11/11/2006 30 53.04 5,989 14
Ritchie Bros. Auctioneers Incorporated
Common Shares Pospiech, Victor 5 11/12/2006 30 51.88 6,004 15
Ritchie Bros. Auctioneers Incorporated
Common Shares Pospiech, Victor 5 05/03/2007 10 55.969 7,789 1,785
Ritchie Bros. Auctioneers Incorporated
Options Pospiech, Victor 5 01/03/2007 50 56.01 12,950 2,300
Ritchie Bros. Auctioneers Incorporated
Common Shares Prevost, Charles Denis 5 11/11/2006 30 53.04 8,526 16
Ritchie Bros. Auctioneers Incorporated
Common Shares Prevost, Charles Denis 5 11/12/2006 30 51.88 8,542 16
Ritchie Bros. Auctioneers Incorporated
Common Shares Prevost, Charles Denis 5 05/03/2007 10 55.969 10,327 1,785
Ritchie Bros. Auctioneers Incorporated
Options Prevost, Charles Denis 5 01/03/2007 50 56.01 8,800 2,000
Ritchie Bros. Auctioneers Incorporated
Common Shares Siddle, John Dean 5 11/11/2006 30 53.04 5,977 18
Ritchie Bros. Auctioneers Incorporated
Common Shares Siddle, John Dean 5 11/12/2006 30 51.88 5,995 18
Ritchie Bros. Auctioneers Incorporated
Common Shares Siddle, John Dean 5 05/03/2007 10 55.969 7,780 1,785
Ritchie Bros. Auctioneers Incorporated
Options Siddle, John Dean 5 01/03/2007 50 56.01 4,850 2,000
Ritchie Bros. Auctioneers Incorporated
Common Shares Simpson, Steve 5 05/03/2007 10 55.969 4,901 1,785
Ritchie Bros. Auctioneers Incorporated
Options Simpson, Steve 5 01/03/2007 50 56.01 13,000 4,300
Ritchie Bros. Auctioneers Incorporated
Common Shares Tink, Kevin 5 01/03/2007 00
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2470
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Ritchie Bros. Auctioneers Incorporated
Common Shares Tink, Kevin 5 05/03/2007 10 55.969 1,785 1,785
Ritchie Bros. Auctioneers Incorporated
Options Tink, Kevin 5 01/03/2007 00
Ritchie Bros. Auctioneers Incorporated
Options Tink, Kevin 5 01/03/2007 50 56.01 2,300 2,300
Ritchie Bros. Auctioneers Incorporated
Common Shares Tippett, Robert Clay 5 11/11/2006 30 53.04 13,780 16
Ritchie Bros. Auctioneers Incorporated
Common Shares Tippett, Robert Clay 5 11/12/2006 30 51.88 13,797 17
Ritchie Bros. Auctioneers Incorporated
Common Shares Tippett, Robert Clay 5 05/03/2007 10 55.969 15,582 1,785
Ritchie Bros. Auctioneers Incorporated
Options Tippett, Robert Clay 5 01/03/2007 50 56.01 16,350 2,300
Ritchie Bros. Auctioneers Incorporated
Common Shares Touchette, Sylvain 5 11/11/2006 30 53.04 5,814 19
Ritchie Bros. Auctioneers Incorporated
Common Shares Touchette, Sylvain 5 11/12/2006 30 51.88 5,833 19
Ritchie Bros. Auctioneers Incorporated
Common Shares Touchette, Sylvain 5 05/03/2007 10 55.969 7,618 1,785
Ritchie Bros. Auctioneers Incorporated
Options Touchette, Sylvain 5 01/03/2007 50 56.01 30,600 2,000
Ritchie Bros. Auctioneers Incorporated
Common Shares Turgeon, Guylain 5 11/11/2006 30 53.04 29,505 36
Ritchie Bros. Auctioneers Incorporated
Common Shares Turgeon, Guylain 5 11/12/2006 30 51.88 29,543 38
Ritchie Bros. Auctioneers Incorporated
Common Shares Turgeon, Guylain 5 05/03/2007 10 55.969 31,328 1,785
Ritchie Bros. Auctioneers Incorporated
Options Turgeon, Guylain 5 01/03/2007 50 56.01 64,600 7,900
Ritchie Bros. Auctioneers Incorporated
Common Shares Wall, Randall James 5 11/11/2006 30 53.04 59,247 25
Ritchie Bros. Auctioneers Incorporated
Common Shares Wall, Randall James 5 11/12/2006 30 51.88 59,276 29
Ritchie Bros. Auctioneers Incorporated
Common Shares Wall, Randall James 5 05/03/2007 10 55.969 61,061 1,785
Ritchie Bros. Auctioneers Incorporated
Options Wall, Randall James 5 01/03/2005 50 56.01 112,100 11,300
Ritchie Bros. Auctioneers Incorporated
Common Shares Whitsit, Robert Keith 5 11/11/2006 30 53.04 10,272 29
Ritchie Bros. Auctioneers Incorporated
Common Shares Whitsit, Robert Keith 5 11/12/2006 30 51.88 10,301 29
Ritchie Bros. Auctioneers Incorporated
Common Shares Whitsit, Robert Keith 5 05/03/2007 10 55.969 12,086 1,785
Ritchie Bros. Auctioneers Incorporated
Options Whitsit, Robert Keith 5 01/03/2007 50 56.01 19,100 7,900
Rogers Communications Inc. Options Adams, Michael 7 29/12/2006 37 451,932 225,966
Rogers Communications Inc. Options Adams, Michael 7 01/03/2007 50 482,132 30,200
Rogers Communications Inc. Restricted Share Units Adams, Michael 7 21/04/2004 00 101,832
Rogers Communications Inc. Options Berner, Robert F. 7, 5 29/12/2006 37 127,904 63,952
Rogers Communications Inc. Options Berner, Robert F. 7, 5 01/03/2007 50 158,104 30,200
Rogers Communications Inc. Restricted Share Units Berner, Robert F. 7, 5 14/05/2003 00 7,700
Rogers Communications Inc. Options Boynton, John 7 01/03/2007 50 102,752 30,200
Rogers Communications Inc. Restricted Share Units Boynton, John 7 20/03/2002 00 35,900
Rogers Communications Inc. Options Brock, Alexander Richard Ian
5 01/03/2007 50 16,470 6,920
Rogers Communications Inc. Restricted Share Units Brock, Alexander Richard Ian
5 15/05/2003 00 10,420
Rogers Communications Inc. Options Bruce, Robert W. 7, 5 01/03/2007 50 216,650 55,700
Rogers Communications Inc. Options Burcher, Sarah R. 5 01/03/2007 50 7,820 2,200
Rogers Communications Inc. Restricted Share Units Burcher, Sarah R. 5 05/01/2005 00 2,810
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2471
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Rogers Communications Inc. Restricted Share Units Burcher, Sarah R. 5 01/03/2007 56 3,690 880
Rogers Communications Inc. Options Chesham, Joseph 7, 5 01/03/2007 50 65,148 9,000
Rogers Communications Inc. Options Culnan, Dennis Charles 7 01/03/2007 50 10,820 1,620
Rogers Communications Inc. Restricted Share Units Culnan, Dennis Charles 7 21/09/2006 00
Rogers Communications Inc. Restricted Share Units Culnan, Dennis Charles 7 01/03/2007 56 648 648
Rogers Communications Inc. Non-Voting Shares Class B
Daly, Mary Lorraine 5 29/12/2006 37 11,626 5,813
Rogers Communications Inc. Options Daly, Mary Lorraine 5 29/12/2006 37 117,560 58,780
Rogers Communications Inc. Options Daly, Mary Lorraine 5 01/03/2007 50 38.882 127,560 10,000
Rogers Communications Inc. Options Diederichs, Jim 7 29/12/2006 37 3,750 1,875
Rogers Communications Inc. Restricted Share Units Diederichs, Jim 7 12/11/2003 00 3,500
Rogers Communications Inc. Restricted Share Units Diederichs, Jim 7 01/03/2007 56 4,364 864
Rogers Communications Inc. Options Dinsmore, Pamela J. 7 29/12/2006 37 3,100 1,550
Rogers Communications Inc. Options Dinsmore, Pamela J. 7 01/03/2007 50 6,340 3,240
Rogers Communications Inc. Restricted Share Units Dinsmore, Pamela J. 7 25/06/1997 00 5,020
Rogers Communications Inc. Non-Voting Shares Class B
Dusome, Raymond John 5 29/12/2006 37 824 412
Rogers Communications Inc. Options Dusome, Raymond John 5 29/12/2006 37 21,294 10,647
Rogers Communications Inc. Options Dusome, Raymond John 5 01/03/2007 50 24,534 3,240
Rogers Communications Inc. Restricted Share Units Gass, Michael William Thomas
7 11/11/2003 00
Rogers Communications Inc. Restricted Share Units Gass, Michael William Thomas
7 11/11/2003 00 17,200
Rogers Communications Inc. Restricted Share Units Gass, Michael William Thomas
7 01/03/2007 56 18,800 1,600
Rogers Communications Inc. Options Gossling, John Richard 5 29/12/2006 37 189,050 94,525
Rogers Communications Inc. Options Gossling, John Richard 5 01/03/2007 50 38.882 219,250 30,200
Rogers Communications Inc. Restricted Share Units Gossling, John Richard 5 17/08/2000 00 23,400
Rogers Communications Inc. Restricted Share Units Gossling, John Richard 5 01/03/2007 56 43,400 20,000
Rogers Communications Inc. Options Graham, Stephen 5 29/12/2006 37 40,000 20,000
Rogers Communications Inc. Options Graham, Stephen 5 01/03/2007 50 70,200 30,200
Rogers Communications Inc. Restricted Share Units Graham, Stephen 5 09/01/2006 00 20,000
Rogers Communications Inc. Options Hartling, Philip 7 29/12/2006 37 4,980 2,490
Rogers Communications Inc. Options Hartling, Philip 7 01/03/2007 50 8,440 3,460
Rogers Communications Inc. Restricted Share Units Hartling, Philip 7 01/07/2005 00 2,490
Rogers Communications Inc. Restricted Share Units Hartling, Philip 7 01/03/2007 56 3,874 1,384
Rogers Communications Inc. Non-Voting Shares Class B
Howie, Gordon Kirkland 7 29/12/2006 37 740 370
Rogers Communications Inc. Options Howie, Gordon Kirkland 7 29/12/2006 37 15,546 7,773
Rogers Communications Inc. Options Howie, Gordon Kirkland 7 01/03/2007 50 18,786 3,240
Rogers Communications Inc. Restricted Share Units Huff, Donald Wayne 7 01/01/2003 00 10,320
Rogers Communications Inc. Restricted Share Units Huff, Donald Wayne 7 01/03/2007 56 12,320 2,000
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2472
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Rogers Communications Inc. Options Innes, Jan Leslie 5 01/03/2007 50 46,610 2,740
Rogers Communications Inc. Restricted Share Units Innes, Jan Leslie 5 21/04/2003 00 7,910
Rogers Communications Inc. Restricted Share Units Innes, Jan Leslie 5 01/03/2007 56 9,006 1,096
Rogers Communications Inc. Non-Voting Shares Class B
Laramie, James 7 29/12/2006 37 316 158
Rogers Communications Inc. Options Laramie, James 7 01/03/2007 50 2,500 2,500
Rogers Communications Inc. Restricted Share Units Laramie, James 7 01/07/2005 00 4,420
Rogers Communications Inc. Restricted Share Units Laramie, James 7 01/03/2007 56 5,420 1,000
Rogers Communications Inc. Options Leech, Bret 7 01/03/2007 50 8,900 3,500
Rogers Communications Inc. Restricted Share Units Leech, Bret 7 25/07/2005 00 10,800
Rogers Communications Inc. Restricted Share Units Leech, Bret 7 01/03/2007 56 12,200 1,400
Rogers Communications Inc. Options Levy, Darryl Evan 7, 5 01/03/2007 50 62,098 9,000
Rogers Communications Inc. Options Lind, Philip Bridgman 4, 5 01/03/2007 50 953,300 55,700
Rogers Communications Inc. Restricted Share Units Lind, Philip Bridgman 4, 5 13/06/2003 00 19,400
Rogers Communications Inc. Non-Voting Shares Class B
Linton, William 5 29/12/2006 37 114,024 57,012
Rogers Communications Inc. Options Linton, William 5 29/12/2006 37 150,000 75,000
Rogers Communications Inc. Options Linton, William 5 01/03/2007 50 205,700 55,700
Rogers Communications Inc. Non-Voting Shares Class B
Lovie, James S. 7, 5 02/03/2007 51 9.975 25,000 25,000
Rogers Communications Inc. Non-Voting Shares Class B
Lovie, James S. 7, 5 02/03/2007 10 38 0 -25,000
Rogers Communications Inc. Options Lovie, James S. 7, 5 02/03/2007 51 9.975 198,824 -25,000
Rogers Communications Inc. Restricted Share Units Lovie, James S. 7, 5 26/09/2001 00 12,800
Rogers Communications Inc. Options Lucato, John Mario 5 29/12/2006 37 22,136 11,068
Rogers Communications Inc. Options Lucato, John Mario 5 01/03/2007 50 23,756 1,620
Rogers Communications Inc. Restricted Share Units Lucato, John Mario 5 21/11/2003 00 1,400
Rogers Communications Inc. Restricted Share Units Lucato, John Mario 5 01/03/2007 56 2,048 648
Rogers Communications Inc. Options MacDonald, Cathy L. 5 29/12/2006 37 94,500 47,250
Rogers Communications Inc. Options MacDonald, Cathy L. 5 01/03/2007 50 124,700 30,200
Rogers Communications Inc. Restricted Share Units MacDonald, Cathy L. 5 01/03/2006 00 3,750
Rogers Communications Inc. Restricted Share Units Mann, Bruce 5 04/09/2001 00
Rogers Communications Inc. Restricted Share Units Mann, Bruce 5 01/03/2007 56 38.882 37,032 37,032
Rogers Communications Inc. Restricted Share Units Mann, Bruce 5 04/03/2007 56 38.882 37,032
Rogers Communications Inc. Options McPhail, Graeme Howard 5 29/12/2006 37 41,600 20,800
Rogers Communications Inc. Options McPhail, Graeme Howard 5 01/03/2007 50 48,520 6,920
Rogers Communications Inc. Restricted Share Units McPhail, Graeme Howard 5 09/05/2003 00 11,180
Rogers Communications Inc. Non-Voting Shares Class B
merson, rael phillip 7 07/03/2007 51 11.885 100,000 100,000
Rogers Communications Inc. Non-Voting Shares Class B
merson, rael phillip 7 07/03/2007 10 37.552 0 -100,000
Rogers Communications Inc. Options merson, rael phillip 7 04/01/2007 37 710,000 355,000
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2473
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Rogers Communications Inc. Options merson, rael phillip 7 01/03/2007 50 38.882 720,000 10,000
Rogers Communications Inc. Options merson, rael phillip 7 07/03/2007 51 11.885 620,000 -100,000
Rogers Communications Inc. Restricted Share Units merson, rael phillip 7 01/11/2003 00 8,800
Rogers Communications Inc. Non-Voting Shares Class B
Miller, David P. 5 29/12/2006 37 538 269
Rogers Communications Inc. Options Miller, David P. 5 29/12/2006 37 278,500 139,250
Rogers Communications Inc. Options Miller, David P. 5 01/03/2007 50 334,200 55,700
Rogers Communications Inc. Options Moffatt, Donald 5 29/12/2006 37 44,600 22,300
Rogers Communications Inc. Options Moffatt, Donald 5 01/03/2007 50 74,800 30,200
Rogers Communications Inc. Restricted Share Units Moffatt, Donald 5 20/09/2004 00 60,000
Rogers Communications Inc. Restricted Share Units O'Carroll, Dermot James Anthony
7 03/08/2002 00 8,430
Rogers Communications Inc. Restricted Share Units O'Carroll, Dermot James Anthony
7 01/03/2007 56 10,830 2,400
Rogers Communications Inc. Non-Voting Shares Class B
O'Flaherty, John Gilbert 7, 5 29/12/2006 37 1,366 683
Rogers Communications Inc. Non-Voting Shares Class B
O'Flaherty, John Gilbert 7, 5 31/12/2006 30 25.22 2,532 1,166
Rogers Communications Inc. Options O'Flaherty, John Gilbert 7, 5 29/12/2006 37 3,324 1,662
Rogers Communications Inc. Options O'Flaherty, John Gilbert 7, 5 01/03/2007 50 38.882 4,944 1,620
Rogers Communications Inc. Restricted Share Units O'Flaherty, John Gilbert 7, 5 15/11/2002 00 2,320
Rogers Communications Inc. Restricted Share Units O'Flaherty, John Gilbert 7, 5 29/12/2006 37 4,640 2,320
Rogers Communications Inc. Restricted Share Units O'Flaherty, John Gilbert 7, 5 01/03/2007 56 5,288 648
Rogers Communications Inc. Options Pennington, Kevin 5 01/03/2007 50 95,700 55,700
Rogers Communications Inc. Restricted Share Units Pennington, Kevin 5 28/11/2005 00 36,000
Rogers Communications Inc. Options Rogers, Edward 4, 6, 7, 5 01/03/2007 50 38.882 823,350 55,700
Rogers Communications Inc. Options Rogers, Edward S. 3, 4, 5 01/03/2007 50 38.882 3,205,700 213,000
Rogers Communications Inc. Options Rogers, Melinda M. 4, 6, 5 01/03/2007 50 38.882 198,550 55,700
Rogers Communications Inc. Options Sanderson, Eric George 7 01/03/2007 50 38.882 34,300 6,000
Rogers Communications Inc. Restricted Share Units Segal, Brian 7 14/05/2003 00 15,500
Rogers Communications Inc. Restricted Share Units Segal, Brian 7 01/03/2007 56 19,500 4,000
Rogers Communications Inc. Options Sharland, Jill 7 29/12/2006 37 21,826 10,913
Rogers Communications Inc. Options Sharland, Jill 7 01/03/2007 50 25,286 3,460
Rogers Communications Inc. Restricted Share Units Sharland, Jill 7 15/01/2000 00 6,530
Rogers Communications Inc. Restricted Share Units Sharland, Jill 7 01/03/2007 56 7,914 1,384
Rogers Communications Inc. Options SOLE, LESLIE ALLAN 1 29/12/2006 37 67,700 33,850
Rogers Communications Inc. Options SOLE, LESLIE ALLAN 1 01/03/2007 50 72,700 5,000
Rogers Communications Inc. Restricted Share Units SOLE, LESLIE ALLAN 1 17/05/1993 00 9,050
Rogers Communications Inc. Restricted Share Units SOLE, LESLIE ALLAN 1 01/03/2007 56 11,050 2,000
Rogers Communications Inc. Options Turner, Thomas A. 7 29/12/2006 37 24,306 12,153
Rogers Communications Inc. Options Turner, Thomas A. 7 01/03/2007 50 27,766 3,460
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2474
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Rogers Communications Inc. Restricted Share Units Turner, Thomas A. 7 17/05/2001 00 5,640
Rogers Communications Inc. Restricted Share Units Turner, Thomas A. 7 01/03/2007 56 7,024 1,384
Rogers Communications Inc. Options van der Lee, Charles W. 7 29/12/2006 37 263,120 131,560
Rogers Communications Inc. Options van der Lee, Charles W. 7 01/03/2007 50 277,900 14,780
Rogers Communications Inc. Options Wagner, Steven 5 16/10/2006 00
Rogers Communications Inc. Options Wagner, Steven 5 01/03/2007 50 34,600 34,600
Rogers Communications Inc. Restricted Share Units Wagner, Steven 5 16/10/2006 00 34,000
Rogers Communications Inc. Options Watt, David James 5 29/12/2006 37 20,350 7,200
Rogers Communications Inc. Options Watt, David James 5 29/12/2006 37 26,300 5,950
Rogers Communications Inc. Options Watt, David James 5 01/03/2007 50 29,050 2,750
Rogers Communications Inc. Restricted Share Units Watt, David James 5 09/06/2003 00 11,230
Rogers Communications Inc. Restricted Share Units Watt, David James 5 01/03/2007 56 12,330 1,100
Rolling Rock Resources Corporation
Options Incentive Stock Options
angus, scott 4, 5 02/03/2007 50 0.35 615,000 50,000
Rolling Rock Resources Corporation
Options Incentive Stock Options
Meyer, Doris 5 02/03/2007 50 0.35 275,000 50,000
Rolling Rock Resources Corporation
Options Incentive Stock Options
Seaman, John 4, 6 02/03/2007 50 0.35 125,000 50,000
Rolling Rock Resources Corporation
Options Incentive Stock Options
Stewart, Ronald W. 4 02/03/2007 00 150,000
Romios Gold Resources Inc. Common Shares RUBENOFF, ALAN THOMAS
5 01/03/2007 10 0.25 228,624 25,000
RONA inc. Common Shares Bennett, Pat 5 07/03/2007 51 14.285 3,000 3,000 RONA inc. Common Shares Bennett, Pat 5 07/03/2007 10 24.2 0 -3,000 RONA inc. Options Bennett, Pat 5 07/03/2007 51 14.285 14,500 -3,000 RONA inc. Common Shares Michaud, Linda 5 28/02/2007 51 3.47 66,104 15,000 RONA inc. Common Shares Michaud, Linda 5 28/02/2007 10 23.594 51,104 -15,000 RONA inc. Options Michaud, Linda 5 28/02/2007 51 3.47 96,000 -15,000 RONA inc. Common Shares Nolasco, Gilbert 5 02/03/2007 51 3.47 7,500 7,500 RONA inc. Common Shares Nolasco, Gilbert 5 02/03/2007 10 23.155 0 -7,500 RONA inc. Options Nolasco, Gilbert 5 02/03/2007 51 3.47 36,700 -7,500 Royal Bank of Canada Common Shares - Share
Purchase Plans (RESSOP, DSSP, DSPP etc.)
Bolger, Andrea Elaine 5 09/03/2007 30 4,245 86
Royal Bank of Canada Common Shares Bowick, Michael Fremont 5 11/04/2002 00 Royal Bank of Canada Common Shares Bowick, Michael Fremont 5 11/04/2002 00 1,520 Royal Bank of Canada Common Shares Bowick, Michael Fremont 5 05/12/2002 10 59.09 0 -1,520 Royal Bank of Canada Common Shares Bowick, Michael Fremont 5 04/01/2005 00 Royal Bank of Canada Common Shares - Share
Purchase Plans (RESSOP, DSSP, DSPP etc.)
Bowick, Michael Fremont 5 11/04/2002 00 505
Royal Bank of Canada Common Shares - Share Purchase Plans (RESSOP, DSSP, DSPP etc.)
Bowick, Michael Fremont 5 04/01/2005 00
Royal Bank of Canada Common Shares - Share Purchase Plans (RESSOP, DSSP, DSPP etc.)
Clarke, Byron David 5 06/04/2006 35 8,539 4,270
Royal Bank of Canada Common Shares - Share Purchase Plans (RESSOP, DSSP, DSPP etc.)
Clarke, Byron David 5 31/12/2006 30 9,286 747
Royal Bank of Canada Common Shares - Share Purchase Plans (RESSOP, DSSP, DSPP etc.)
Detje, Michael Thomas 5 31/12/2006 30 1,908 23
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2475
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Royal Bank of Canada Common Shares - Share Purchase Plans (RESSOP, DSSP, DSPP etc.)
Mahjour, Morteza 5 06/04/2006 35 2,306 1,154
Royal Bank of Canada Common Shares - Share Purchase Plans (RESSOP, DSSP, DSPP etc.)
Mahjour, Morteza 5 31/12/2006 30 2,927 621
Royal Bank of Canada Common Shares Royal Bank of Canada 1 02/02/2007 38 -125,000 Royal Bank of Canada Common Shares Royal Bank of Canada 1 20/02/2007 38 55.289 375,000 125,000 Royal Bank of Canada Common Shares Royal Bank of Canada 1 21/02/2007 38 55.127 375,000 125,000 Royal Bank of Canada Common Shares Royal Bank of Canada 1 22/02/2007 38 55.22 375,000 125,000 Royal Bank of Canada Common Shares Royal Bank of Canada 1 23/02/2007 38 55.22 500,000 125,000 Royal Bank of Canada Common Shares Royal Bank of Canada 1 23/02/2007 38 375,000 -125,000 Royal Bank of Canada Common Shares Royal Bank of Canada 1 26/02/2007 38 55.65 500,000 125,000 Royal Bank of Canada Common Shares Royal Bank of Canada 1 26/02/2007 38 375,000 -125,000 Royal Bank of Canada Common Shares Royal Bank of Canada 1 27/02/2007 38 54.916 500,000 125,000 Royal Bank of Canada Common Shares Royal Bank of Canada 1 27/02/2007 38 375,000 -125,000 Royal Bank of Canada Common Shares Royal Bank of Canada 1 28/02/2007 38 54.246 500,000 125,000 Royal Bank of Canada Common Shares Royal Bank of Canada 1 28/02/2007 38 375,000 -125,000 Royal Bank of Canada Common Shares Royal Bank of Canada 1 01/03/2007 38 250,000 -125,000 Royal Bank of Canada Common Shares Royal Bank of Canada 1 02/03/2007 38 125,000 -125,000 Royal Bank of Canada Common Shares Royal Bank of Canada 1 05/03/2007 38 0 -125,000 Royal Bank of Canada Common Shares Stathopoulos, Paul 5 23/02/2007 35 55.5 2,409 17 Royal Bank of Canada Common Shares - Share
Purchase Plans (RESSOP, DSSP, DSPP etc.)
Vince, Brenda Jane 5 31/12/2006 30 7,926 682
Royal Host Real Estate Investment Trust
Convertible Debentures Clarke Inc. 3 01/03/2007 36 $46,000 -$84,000
Royal Host Real Estate Investment Trust
Convertible Debentures Clarke Inc. 3 01/03/2007 36 $0 -$46,000
Royal Host Real Estate Investment Trust
Trust Units Clarke Inc. 3 01/03/2007 36 6.85 4,331,131 12,262
Royal Host Real Estate Investment Trust
Trust Units Clarke Inc. 3 01/03/2007 36 7 4,337,702 6,571
Ruby Red Resources Inc. Common Shares Scott, James Stuart 4 13/02/2007 50 90,000 Ruby Red Resources Inc. Common Shares Scott, James Stuart 4 13/02/2007 50 0.25 176,000 90,000 Russel Metals Inc. Common Shares Hes, John 5 06/03/2007 10 27.05 32,410 -4,000 Russel Metals Inc. Common Shares Hes, John 5 07/03/2007 10 27.7 28,410 -4,000 Russel Metals Inc. Common Shares Vaillancourt, Michel 5 02/03/2007 10 26.95 0 -1,000 Russell Breweries Inc. Common Shares Morgan, John Frederick 4 21/02/2007 10 0.5 587,000 -100,000 Russell Breweries Inc. Common Shares Morgan, John Frederick 4 21/02/2007 10 0.53 487,000 -100,000 Russell Breweries Inc. Common Shares Morgan, John Frederick 4 27/02/2007 54 0.5 662,000 175,000 SAGE GOLD INC. Options Lees, Charles Nigel 4, 5 01/03/2007 50 0.12 2,300,000 500,000 Salazar Resources Limited Common Shares DeMare, Nick 4 28/02/2007 10 1.64 64,515 -10,061 Salazar Resources Limited Common Shares DeMare, Nick 4 01/03/2007 10 2.16 59,515 -5,000 Salazar Resources Limited Common Shares DeMare, Nick 4 02/03/2007 10 2.45 58,315 -1,200 Salazar Resources Limited Common Shares DeMare, Nick 4 02/03/2007 10 2.41 53,315 -5,000 Salazar Resources Limited Common Shares DeMare, Nick 4 08/03/2007 16 1 103,315 50,000 Salazar Resources Limited Common Shares DeMare, Nick 4 08/03/2007 16 1 75,800 50,000 Salazar Resources Limited Options DeMare, Nick 4 08/03/2007 50 1 210,000 210,000 Salazar Resources Limited Warrants DeMare, Nick 4 01/06/2004 00 Salazar Resources Limited Warrants DeMare, Nick 4 08/03/2007 16 1.5 25,000 25,000 Salazar Resources Limited Warrants DeMare, Nick 4 01/06/2004 00 Salazar Resources Limited Warrants DeMare, Nick 4 08/03/2007 16 1.5 25,000 25,000 Salazar Resources Limited Options Robinson, Graeme Dennis 4 08/03/2007 50 1 120,000 120,000
Sanatana Diamonds Inc. Common Shares Miles, Peter Leighton 3, 4, 5 28/02/2007 90 3,709,001 -30,000 Sanatana Diamonds Inc. Common Shares Miles, Peter Leighton 3, 4, 5 01/06/2004 00 Sanatana Diamonds Inc. Common Shares Miles, Peter Leighton 3, 4, 5 28/02/2007 90 30,000 30,000 Sangoma Technologies Corporation (formerly Sangoma.com Inc.)
Common Shares Macdonald, David Morris 5 02/03/2007 10 0.82 1,154,223 5,000
Sangoma Technologies Corporation (formerly Sangoma.com Inc.)
Common Shares Macdonald, David Morris 5 02/03/2007 10 0.8 1,155,723 1,500
Sangoma Technologies Corporation (formerly Sangoma.com Inc.)
Common Shares Macdonald, David Morris 5 03/03/2007 10 0.8 1,500
Sangoma Technologies Corporation (formerly Sangoma.com Inc.)
Common Shares Mandelstam, David 4, 5 01/05/2000 00
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2476
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Sangoma Technologies Corporation (formerly Sangoma.com Inc.)
Common Shares Mandelstam, David 4, 5 01/05/2000 00 6,009,000
Sangoma Technologies Corporation (formerly Sangoma.com Inc.)
Common Shares Mandelstam, David 4, 5 02/03/2007 10 0.8238 -229,000
Sangoma Technologies Corporation (formerly Sangoma.com Inc.)
Common Shares Mandelstam, David 4, 5 02/03/2007 10 0.8238 5,780,000 -229,000
Saputo Inc. Common Shares Carrière, Louis-Philippe 5 28/02/2007 51 19.7 18,179 10,200 Saputo Inc. Common Shares Carrière, Louis-Philippe 5 28/02/2007 10 42.215 7,979 -10,200 Saputo Inc. Common Shares Carrière, Louis-Philippe 5 01/03/2007 51 19.7 14,041 6,062 Saputo Inc. Common Shares Carrière, Louis-Philippe 5 01/03/2007 51 19 62,779 48,738 Saputo Inc. Common Shares Carrière, Louis-Philippe 5 01/03/2007 10 42.415 7,979 -54,800 Saputo Inc. Common Shares Carrière, Louis-Philippe 5 02/03/2007 51 19 15,979 8,000 Saputo Inc. Common Shares Carrière, Louis-Philippe 5 02/03/2007 10 42.689 7,979 -8,000 Saputo Inc. Options Carrière, Louis-Philippe 5 28/02/2007 51 19.7 204,683 -10,200 Saputo Inc. Options Carrière, Louis-Philippe 5 01/03/2007 51 19.7 198,621 -6,062 Saputo Inc. Options Carrière, Louis-Philippe 5 01/03/2007 51 19 149,883 -48,738 Saputo Inc. Options Carrière, Louis-Philippe 5 02/03/2007 51 19 141,883 -8,000 Saputo Inc. Common Shares Lamarre, Michel 5 01/03/2007 51 19 3,064 1,806 Saputo Inc. Common Shares Lamarre, Michel 5 01/03/2007 10 42.05 1,258 -1,806 Saputo Inc. Options Lamarre, Michel 5 01/03/2007 51 19 33,027 -1,806 Saputo Inc. Common Shares Palombaro, Gabriel 5 28/02/2007 51 30.35 4,702 1,335 Saputo Inc. Common Shares Palombaro, Gabriel 5 28/02/2007 51 33.05 6,063 1,361 Saputo Inc. Common Shares Palombaro, Gabriel 5 28/02/2007 51 36.15 7,366 1,303 Saputo Inc. Common Shares Palombaro, Gabriel 5 28/02/2007 10 42.3 3,367 -3,999 Saputo Inc. Options Palombaro, Gabriel 5 28/02/2007 51 30.35 24,516 -1,335 Saputo Inc. Options Palombaro, Gabriel 5 28/02/2007 51 33.05 23,155 -1,361 Saputo Inc. Options Palombaro, Gabriel 5 28/02/2007 51 36.15 21,852 -1,303 Savaria Corporation Common Shares Berthiaume, Robert 4 29/08/2003 10 2.04 500 500 Savaria Corporation Common Shares Berthiaume, Robert 4 29/08/2003 10 2.15 1,500 1,000 Savaria Corporation Common Shares Berthiaume, Robert 4 02/09/2003 10 2 2,000 500 Savaria Corporation Common Shares Berthiaume, Robert 4 07/03/2005 10 1.57 50,000 -2,000 Savaria Corporation Common Shares Berthiaume, Robert 4 08/03/2005 10 1.6 45,800 -4,200 Savaria Corporation Common Shares Berthiaume, Robert 4 11/03/2005 10 1.48 35,800 -10,000 Savaria Corporation Common Shares Berthiaume, Robert 4 18/03/2005 10 1.55 35,200 -600 Savaria Corporation Common Shares Berthiaume, Robert 4 22/03/2005 10 1.5 27,800 -7,400 Savaria Corporation Common Shares Berthiaume, Robert 4 23/03/2005 10 1.5 26,800 -1,000 Savaria Corporation Common Shares Berthiaume, Robert 4 24/03/2005 10 1.5 25,800 -1,000 Savaria Corporation Common Shares Berthiaume, Robert 4 28/03/2005 10 1.6 25,100 -700 Savaria Corporation Common Shares Berthiaume, Robert 4 30/03/2005 10 1.6 15,800 -9,300 Savaria Corporation Common Shares Berthiaume, Robert 4 13/05/2005 10 1.65 10,800 -5,000 Savaria Corporation Common Shares Berthiaume, Robert 4 18/07/2005 10 1.85 6,800 -4,000 Savaria Corporation Common Shares Berthiaume, Robert 4 19/07/2005 10 1.85 3,000 -3,800 Savaria Corporation Common Shares Berthiaume, Robert 4 20/07/2005 10 1.85 800 -2,200 Savaria Corporation Common Shares Berthiaume, Robert 4 28/07/2005 10 2.15 0 -800 Savaria Corporation Common Shares McKINNON, KENNETH
RICHARD 4 01/03/2007 51 1 56,667 50,000
Savaria Corporation Options McKINNON, KENNETH RICHARD
4 01/03/2007 51 100,000 -50,000
Saxon Energy Services Inc. Common Shares McNulty, Michael Joseph 5 28/02/2007 10 3.95 360,000 10,000 Scandinavian Minerals Limited
Options Chisholm, Roderick 5 22/02/2007 51 0 -50,000
Sceptre Income & Growth Trust
Trust Units Sceptre Income & Growth Trust
1 28/02/2007 38 10.782 3,200 3,200
Sceptre Income & Growth Trust
Trust Units Sceptre Income & Growth Trust
1 28/02/2007 38 0 -3,200
Sceptre Income & High Growth Trust
Trust Units Czitron, Tom 5 28/02/2007 38 12.417 0 -10,000
Sceptre Income & High Growth Trust
Trust Units Sceptre Income & High Growth Trust
1 28/02/2007 38 11.204 4,800 4,800
Sceptre Income & High Growth Trust
Trust Units Sceptre Income & High Growth Trust
1 28/02/2007 38 0 -4,800
Sceptre Investment Counsel Limited
Common Shares Meredith, Patricia 4 02/03/2007 10 11.677 3,480 210
Sceptre Investment Counsel Limited
Common Shares Scace, Arthur R.A. 4 02/03/2007 10 11.677 8,255 210
Sceptre Investment Counsel Limited
Common Shares Shaw, David Robinson 4 02/03/2007 10 11.677 770 210
Sceptre Investment Counsel Limited
Common Shares Thomson, Robert 4 02/03/2007 10 11.677 3,720 210
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2477
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Sceptre Investment Counsel Limited
Common Shares Walker, William Ross 4 02/03/2007 10 11.677 12,885 320
SCITI Total Return Trust Trust Units SCITI Total Return Trust 1 08/02/2007 38 8.79 28,500 28,500 SCITI Total Return Trust Trust Units SCITI Total Return Trust 1 13/02/2007 38 8.737 82,300 53,800 SCITI Total Return Trust Trust Units SCITI Total Return Trust 1 14/02/2007 38 8.73 85,800 3,500 SCITI Total Return Trust Trust Units SCITI Total Return Trust 1 28/02/2007 38 8.754 0 -85,800 SEAMARK Asset Management Ltd.
Units Deferred Stock Units
Raftus, Stuart 4, 5 10/03/2006 00
SEAMARK Asset Management Ltd.
Units Deferred Stock Units
Raftus, Stuart 4, 5 27/02/2007 56 7.9592 43,974 43,974
Semcan Inc. (formerly Semco Technologies Inc.)
Common Shares Campbell, David 3 28/02/2007 45 0.3 2,348,108 235,608
Semcan Inc. (formerly Semco Technologies Inc.)
Common Shares Jamieson, Philip 3, 4 28/02/2007 45 0.3 2,537,541 306,291
Senator Minerals Inc. Common Shares SIMON, Donald Antony 3, 4, 5 27/02/2007 10 0.197 1,736,000 2,000 Senator Minerals Inc. Common Shares SIMON, Donald Antony 3, 4, 5 27/02/2007 10 0.2 1,711,000 -25,000 Senator Minerals Inc. Common Shares SIMON, Donald Antony 3, 4, 5 28/02/2007 10 0.18 1,719,000 8,000 Senator Minerals Inc. Common Shares SIMON, Donald Antony 3, 4, 5 28/02/2007 10 0.19 1,709,000 -10,000 Senator Minerals Inc. Common Shares SIMON, Donald Antony 3, 4, 5 01/03/2007 10 0.171 1,734,000 25,000 Senator Minerals Inc. Common Shares SIMON, Donald Antony 3, 4, 5 01/03/2007 10 0.19 1,724,000 -10,000 Senator Minerals Inc. Common Shares SIMON, Donald Antony 3, 4, 5 02/03/2007 10 0.176 1,733,500 9,500 Senator Minerals Inc. Common Shares SIMON, Donald Antony 3, 4, 5 05/03/2007 10 0.175 1,735,500 2,000 Senator Minerals Inc. Common Shares SIMON, Donald Antony 3, 4, 5 06/03/2007 10 0.175 1,740,500 5,000 Senator Minerals Inc. Common Shares SIMON, Donald Antony 3, 4, 5 07/03/2007 10 0.18 1,743,500 3,000 Senator Minerals Inc. Common Shares SIMON, Donald Antony 3, 4, 5 08/03/2007 10 0.18 1,746,500 3,000 Sentry Select Diversified Income Trust
Trust Units Driscoll, John Fenbar 4, 7, 5 09/03/2007 30 4.81 40,578 376
Sepp's Gourmet Foods Ltd. Common Shares Rosenberg, Josef 3 08/03/2007 10 0.5 1,716,000 1,000
Sernova Corp. Common Shares Randhawa, Devinder 4, 5 26/02/2007 10 1.35 3,943,500 -9,900 Sernova Corp. Common Shares Randhawa, Devinder 4, 5 26/02/2007 10 1.35 3,941,100 -2,400 Sernova Corp. Common Shares Randhawa, Devinder 4, 5 26/02/2007 10 1.34 3,933,500 -7,600 Sernova Corp. Common Shares Randhawa, Devinder 4, 5 26/02/2007 10 1.35 3,913,500 -20,000 Sernova Corp. Common Shares Randhawa, Devinder 4, 5 28/02/2007 10 1.27 3,962,500 49,000 Sernova Corp. Common Shares Sertoli Technologies Inc. 3 23/02/2007 10 1.2363 6,420,200 -31,800 Sernova Corp. Common Shares Sertoli Technologies Inc. 3 28/02/2007 10 1.0901 5,899,250 -520,950 SHAW COMMUNICATIONS INC.
Notes 5.70% Senior Notes due 2017
Bashnick, Rhonda 5 07/06/2004 00
SHAW COMMUNICATIONS INC.
Notes 5.70% Senior Notes due 2017
Bashnick, Rhonda 5 02/03/2007 15 99.767 $50,000 $50,000
SHAW COMMUNICATIONS INC.
Non-Voting Shares Class "B"
Donnici, Shannon 5 28/02/2007 90 41.1 4,437 -218
SHAW COMMUNICATIONS INC.
Non-Voting Shares Class "B"
Donnici, Shannon 5 28/02/2007 90 41.1 1,479 218
SHAW COMMUNICATIONS INC.
Non-Voting Shares Class "B"
Joyce, Ronald V. 4 02/03/2007 10 40.383 6,393,298 4,900
SHAW COMMUNICATIONS INC.
Non-Voting Shares Class "B"
Joyce, Ronald V. 4 05/03/2007 10 40.36 6,471,398 78,100
SHAW COMMUNICATIONS INC.
Non-Voting Shares Class "B"
Joyce, Ronald V. 4 06/03/2007 10 40.4 6,472,498 1,100
SHAW COMMUNICATIONS INC.
Notes 5.70% Senior Notes due 2017
Roozen, Harold 4 22/11/2002 00
SHAW COMMUNICATIONS INC.
Notes 5.70% Senior Notes due 2017
Roozen, Harold 4 02/03/2007 15 99.767 $150,000 $150,000
ShawCor Ltd. Options Class A Buckley, William Peter 5 05/03/2007 50 25.02 591,000 85,000 ShawCor Ltd. Options Class A Dunn, Ronald Joseph 5 05/03/2007 50 25.02 78,400 12,000 ShawCor Ltd. Options Class A Goodridge, Douglas Verne 5 07/03/2007 51 13.25 400 -2,400
ShawCor Ltd. Subordinate Voting Shares Class A
Goodridge, Douglas Verne 5 07/03/2007 51 13.25 12,400 2,400
ShawCor Ltd. Options Class A Gray, John Alexander 5 05/03/2007 50 25.02 15,000 3,000 ShawCor Ltd. Options Class A Gritis, Nicholas William 5 28/02/2007 50 25.02 48,000 12,000 ShawCor Ltd. Options Class A Hodgins, Robert Wayne 5 05/03/2007 50 25.02 8,400 2,000 ShawCor Ltd. Options Class A Love, Gary Scott 5 05/03/2007 50 86,000 30,000 ShawCor Ltd. Options Class A Marshall, Lawrence Robert 7 05/03/2007 50 25.02 5,920 1,800
ShawCor Ltd. Options Class A McTurnan, James Hile 5 05/03/2007 50 25.02 47,000 8,000 ShawCor Ltd. Options Class A Petch, John Frank 4 07/03/2007 51 16.75 4,000 -4,000 ShawCor Ltd. Subordinate Voting
Shares Class A Petch, John Frank 4 07/03/2007 51 16.75 8,000 4,000
ShawCor Ltd. Subordinate Voting Shares Class A
Petch, John Frank 4 07/03/2007 10 25.75 4,000 -4,000
ShawCor Ltd. Options Class A Rasmussen, Eric 5 05/03/2007 50 25.02 7,800 1,800
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2478
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
ShawCor Ltd. Options Class A Soliman, Chadi 5 05/03/2007 50 25.02 24,000 4,000 Shermag Inc. Common Shares Clarke Inc. 3 06/03/2007 10 1.75 2,378,500 332,800 Sherwood Copper Corporation
Common Shares Berzins, Ian Martin 7 05/03/2007 10 4.3 2,400 1,000
Sherwood Copper Corporation
Common Shares Mercer, Bradley 5 01/03/2007 10 4.52 66,000 -10,000
Shore Gold Inc. Common Shares McMillan, Neil 4 01/03/2007 47 7.65 103,855 -1,000 Sierra Vista Energy Ltd. Common Shares Class A Stewart, Bruce Allan 5 05/03/2007 10 0.54 219,650 1,000
SignalEnergy Inc. Common Shares Bailey, James Cameron 4, 5 21/11/2003 00 SignalEnergy Inc. Common Shares Bailey, James Cameron 4, 5 28/02/2007 10 0.79 556,962 556,962 SignalEnergy Inc. Common Shares Bailey, James Cameron 4, 5 02/03/2007 36 0 -556,962 SignalEnergy Inc. Common Shares Watson, George 4 28/02/2007 36 0 -205,170 SignalEnergy Inc. Options Watson, George 4 28/02/2007 36 0 -170,000 Silk Road Resources Ltd. (formerly Pargas Enterprises Ltd.)
Common Shares Patriarco, Anthony 3 05/03/2007 10 1.1 3,274,500 50,000
Silk Road Resources Ltd. (formerly Pargas Enterprises Ltd.)
Common Shares Patriarco, Anthony 3 05/03/2007 10 1.09 3,284,500 10,000
Silk Road Resources Ltd. (formerly Pargas Enterprises Ltd.)
Common Shares Patriarco, Anthony 3 08/03/2007 10 1.11 3,299,500 15,000
Silver Standard Resources Inc.
Common Shares McNaughton, Kenneth C. 5 01/03/2007 51 12.85 20,000 20,000
Silver Standard Resources Inc.
Options McNaughton, Kenneth C. 5 01/03/2007 51 12.85 290,000 -20,000
Silver Standard Resources Inc.
Common Shares Ovsenek, Joseph J. 5 01/03/2007 10 39.59 5,100 100
Silver Standard Resources Inc.
Common Shares Quartermain, Robert Allan 4, 5 02/03/2007 51 9.1 250,000 12,500
Silver Standard Resources Inc.
Options Quartermain, Robert Allan 4, 5 02/03/2007 51 9.1 1,046,500 -12,500
Silver Wheaton Corp. Common Shares Telfer, Ian William 7 27/02/2007 51 3.25 544,000 500,000 Silver Wheaton Corp. Common Shares Telfer, Ian William 7 27/02/2007 10 12.33 378,400 -165,600 Silver Wheaton Corp. Common Shares Telfer, Ian William 7 05/03/2007 10 11.05 344,000 -34,400 Silver Wheaton Corp. Common Shares Telfer, Ian William 7 06/03/2007 10 11.2 294,000 -50,000 Silver Wheaton Corp. Options Telfer, Ian William 7 27/02/2007 51 3.25 400,000 -500,000 SILVERCORP METALS INC.
Common Shares without par value
Feng, Rui 4, 5 16/02/2007 47 -14,000
SILVERCORP METALS INC.
Common Shares without par value
Feng, Rui 4, 5 21/02/2007 47 19.275 -10,000
SILVERCORP METALS INC.
Common Shares without par value
Feng, Rui 4, 5 21/02/2007 47 20.29 778,600 -10,000
SILVERCORP METALS INC.
Common Shares without par value
Feng, Rui 4, 5 28/02/2007 47 18.79 -4,000
SILVERCORP METALS INC.
Common Shares without par value
Feng, Rui 4, 5 28/02/2007 47 19.5 774,600 -4,000
SILVERCORP METALS INC.
Common Shares without par value
Fong, Cathy 5 28/02/2007 51 1.6 66,666 8,666
SILVERCORP METALS INC.
Common Shares without par value
Fong, Cathy 5 28/02/2007 51 2.25 106,000 39,334
SILVERCORP METALS INC.
Options Fong, Cathy 5 28/02/2007 51 1.6 283,334 -8,666
SILVERCORP METALS INC.
Options Fong, Cathy 5 28/02/2007 51 2.25 244,000 -39,334
Silvermet Inc. Common Shares Frame, Clifford 4 27/02/2007 10 0.4 9,154,333 5,000 Silvermet Inc. Common Shares Frame, Clifford 4 05/03/2007 10 0.35 9,164,333 10,000 Silvermet Inc. Options Frame, Clifford 4 10/07/2006 36 400,000 400,000 Silvermet Inc. Options Frame, Clifford 4 10/07/2006 00 Silvermet Inc. Warrants Frame, Clifford 4 10/07/2006 36 400,000 Silvermet Inc. Warrants Frame, Clifford 4 29/06/2006 53 2,933,333 2,933,333 Silvermet Inc. Warrants Frame, Clifford 4 29/06/2006 53 3,158,333 225,000 Silvermet Inc. Warrants Frame, Clifford 4 10/07/2006 00 Silvermet Inc. Warrants Frame, Clifford 4 08/03/2007 53 3,225,901 67,568 Silvermex Resources Ltd. Common Shares Krohman, Darcy 4, 5 27/02/2007 10 0.85 45,500 -4,000 Silvermex Resources Ltd. Common Shares Krohman, Darcy 4, 5 28/02/2007 10 0.85 44,500 -1,000 Silvermex Resources Ltd. Common Shares Krohman, Darcy 4, 5 05/03/2007 10 0.92 40,000 -4,500 SNC-Lavalin Group Inc. Common Shares Groupe SNC-Lavalin inc. 1 01/02/2007 38 34.96 900 900 SNC-Lavalin Group Inc. Common Shares Groupe SNC-Lavalin inc. 1 01/02/2007 38 34.96 0 -900 SNC-Lavalin Group Inc. Common Shares Groupe SNC-Lavalin inc. 1 05/02/2007 38 34.98 6,900 6,900 SNC-Lavalin Group Inc. Common Shares Groupe SNC-Lavalin inc. 1 05/02/2007 38 34.98 0 -6,900 SNC-Lavalin Group Inc. Common Shares Groupe SNC-Lavalin inc. 1 06/02/2007 38 35.38 10,000 10,000
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2479
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
SNC-Lavalin Group Inc. Common Shares Groupe SNC-Lavalin inc. 1 06/02/2007 38 35.38 0 -10,000 SNC-Lavalin Group Inc. Common Shares Groupe SNC-Lavalin inc. 1 07/02/2007 38 35.47 500 500 SNC-Lavalin Group Inc. Common Shares Groupe SNC-Lavalin inc. 1 07/02/2007 38 35.47 0 -500 SNC-Lavalin Group Inc. Common Shares Groupe SNC-Lavalin inc. 1 08/02/2007 38 35.57 10,000 10,000 SNC-Lavalin Group Inc. Common Shares Groupe SNC-Lavalin inc. 1 08/02/2007 38 35.57 0 -10,000 SNC-Lavalin Group Inc. Common Shares Groupe SNC-Lavalin inc. 1 09/02/2007 38 35.56 10,000 10,000 SNC-Lavalin Group Inc. Common Shares Groupe SNC-Lavalin inc. 1 09/02/2007 38 35.56 0 -10,000 SNC-Lavalin Group Inc. Common Shares Groupe SNC-Lavalin inc. 1 12/02/2007 38 34.93 10,000 10,000 SNC-Lavalin Group Inc. Common Shares Groupe SNC-Lavalin inc. 1 12/02/2007 38 34.93 0 -10,000 SNC-Lavalin Group Inc. Common Shares Groupe SNC-Lavalin inc. 1 13/02/2007 38 35 10,000 10,000 SNC-Lavalin Group Inc. Common Shares Groupe SNC-Lavalin inc. 1 13/02/2007 38 35 0 -10,000 SNC-Lavalin Group Inc. Common Shares Groupe SNC-Lavalin inc. 1 14/02/2007 38 35.4 10,000 10,000 SNC-Lavalin Group Inc. Common Shares Groupe SNC-Lavalin inc. 1 14/02/2007 38 35.4 0 -10,000 SNC-Lavalin Group Inc. Common Shares Groupe SNC-Lavalin inc. 1 15/02/2007 38 35.59 10,000 10,000 SNC-Lavalin Group Inc. Common Shares Groupe SNC-Lavalin inc. 1 15/02/2007 38 35.59 0 -10,000 SNC-Lavalin Group Inc. Common Shares Groupe SNC-Lavalin inc. 1 16/02/2007 38 36.12 10,000 10,000 SNC-Lavalin Group Inc. Common Shares Groupe SNC-Lavalin inc. 1 16/02/2007 38 36.12 0 -10,000 SNC-Lavalin Group Inc. Common Shares Groupe SNC-Lavalin inc. 1 19/02/2007 38 36.44 10,000 10,000 SNC-Lavalin Group Inc. Common Shares Groupe SNC-Lavalin inc. 1 19/02/2007 38 36.44 0 -10,000 SNC-Lavalin Group Inc. Common Shares Groupe SNC-Lavalin inc. 1 20/02/2007 38 36.39 10,000 10,000 SNC-Lavalin Group Inc. Common Shares Groupe SNC-Lavalin inc. 1 20/02/2007 38 36.39 0 -10,000 SNC-Lavalin Group Inc. Common Shares Groupe SNC-Lavalin inc. 1 21/02/2007 38 36.41 10,000 10,000 SNC-Lavalin Group Inc. Common Shares Groupe SNC-Lavalin inc. 1 21/02/2007 38 36.41 0 -10,000 SNC-Lavalin Group Inc. Common Shares LAMARRE, Jacques 4 06/03/2007 51 20.917 137,555 4,780 SNC-Lavalin Group Inc. Options LAMARRE, Jacques 4 06/03/2007 51 790,120 -4,780 SNC-Lavalin Group Inc. Common Shares Lamarre, Patrick 5 07/03/2007 51 11.887 1,500 1,500 SNC-Lavalin Group Inc. Common Shares Lamarre, Patrick 5 07/03/2007 51 16.663 4,400 2,900 SNC-Lavalin Group Inc. Common Shares Lamarre, Patrick 5 07/03/2007 10 35 0 -4,400 SNC-Lavalin Group Inc. Common Shares Lamarre, Patrick 5 08/03/2007 51 16.663 4,600 4,600 SNC-Lavalin Group Inc. Common Shares Lamarre, Patrick 5 08/03/2007 10 35 0 -4,600 SNC-Lavalin Group Inc. Options Lamarre, Patrick 5 07/03/2007 51 33,000 -1,500 SNC-Lavalin Group Inc. Options Lamarre, Patrick 5 07/03/2007 51 30,100 -2,900 SNC-Lavalin Group Inc. Options Lamarre, Patrick 5 08/03/2007 51 25,500 -4,600 SNC-Lavalin Group Inc. Common Shares LAVERDIÈRE, Yves 5 06/03/2007 51 7.2 62,513 7,500 SNC-Lavalin Group Inc. Common Shares LAVERDIÈRE, Yves 5 06/03/2007 10 34.541 55,013 -7,500 SNC-Lavalin Group Inc. Options LAVERDIÈRE, Yves 5 06/03/2007 51 4,500 -7,500 SNC-Lavalin Group Inc. Common Shares NAPKE, Stephanie 5 31/12/2006 00 SNC-Lavalin Group Inc. Common Shares NAPKE, Stephanie 5 26/02/2007 11 36.14 496 496 SNC-Lavalin Group Inc. Common Shares NYISZTOR, Diane 5 26/02/2007 11 36.11 50 -220 SNC-Lavalin Group Inc. Common Shares VARJABEDIAN, Haroutioun
(Harry) 5 28/10/2005 00
SNC-Lavalin Group Inc. Common Shares VARJABEDIAN, Haroutioun (Harry)
5 28/02/2007 11 16.663 6,000 6,000
SNC-Lavalin Group Inc. Common Shares VARJABEDIAN, Haroutioun (Harry)
5 28/02/2007 11 34.915 0 -6,000
SNC-Lavalin Group Inc. Options VARJABEDIAN, Haroutioun (Harry)
5 28/02/2007 51 13,500 -6,000
SNP Health Split Corp. Common Shares Class A Capital
SNP Health Split Corp. 1 09/02/2007 38 7.397 1,153,522 1,153,522
SNP Health Split Corp. Common Shares Class A Capital
SNP Health Split Corp. 1 09/02/2007 38 7.397 0 -1,153,522
SNP Health Split Corp. Preferred Shares Class A SNP Health Split Corp. 1 09/02/2007 38 25 576,761 576,761
SNP Health Split Corp. Preferred Shares Class A SNP Health Split Corp. 1 09/02/2007 38 25 0 -576,761
Société d'exploration minière Vior Inc.
Common Shares Bradley, Patrick 5 09/03/2007 10 0.24 268,000 5,000
Solex Resources Corp. Common Shares German, Gary Edward 4 07/03/2007 00 Solex Resources Corp. Options German, Gary Edward 4 07/03/2007 00 Solex Resources Corp. Options German, Gary Edward 4 07/03/2007 50 1.35 250,000 250,000 Solex Resources Corp. Warrants German, Gary Edward 4 07/03/2007 00 Solium Capital Inc. Common Shares Bester, Rudolph Christiaan 5 12/07/2006 00
Solium Capital Inc. Common Shares Bester, Rudolph Christiaan 5 09/03/2007 10 1.95 4,000 4,000
Southwestern Resources Corp.
Options Losada-Calderon, Alejandro 5 25/02/2007 00
Southwestern Resources Corp.
Options Losada-Calderon, Alejandro 5 25/02/2007 50 7.75 200,000 200,000
Southwestern Resources Corp.
Common Shares Paterson, John Gregory 4, 5 15/02/2007 10 7.36 803,450 2,000
Southwestern Resources Corp.
Common Shares Paterson, John Gregory 4, 5 15/02/2007 10 7.4 803,950 500
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2480
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Southwestern Resources Corp.
Common Shares Paterson, John Gregory 4, 5 15/02/2007 10 7.34 804,450 500
Southwestern Resources Corp.
Common Shares Paterson, John Gregory 4, 5 16/02/2007 10 7.27 806,950 2,500
Southwestern Resources Corp.
Common Shares Paterson, John Gregory 4, 5 16/02/2007 10 7.25 807,450 500
Southwestern Resources Corp.
Common Shares Paterson, John Gregory 4, 5 16/02/2007 10 7.25 807,950 500
Southwestern Resources Corp.
Common Shares Paterson, John Gregory 4, 5 19/02/2007 10 7.27 808,950 1,000
Southwestern Resources Corp.
Common Shares Paterson, John Gregory 4, 5 19/02/2007 10 7.26 809,450 500
Southwestern Resources Corp.
Common Shares Paterson, John Gregory 4, 5 19/02/2007 10 7.25 810,450 1,000
Southwestern Resources Corp.
Common Shares Paterson, John Gregory 4, 5 20/02/2007 10 7.2 812,450 2,000
Southwestern Resources Corp.
Common Shares Paterson, John Gregory 4, 5 20/02/2007 10 7.15 814,450 2,000
Southwestern Resources Corp.
Common Shares Paterson, John Gregory 4, 5 20/02/2007 10 7.22 814,950 500
Southwestern Resources Corp.
Common Shares Paterson, John Gregory 4, 5 20/02/2007 10 7.21 815,450 500
Southwestern Resources Corp.
Common Shares Paterson, John Gregory 4, 5 20/02/2007 10 7.19 815,950 500
Southwestern Resources Corp.
Common Shares Paterson, John Gregory 4, 5 20/02/2007 10 7.17 816,450 500
Southwestern Resources Corp.
Common Shares Paterson, John Gregory 4, 5 23/02/2007 10 7.97 817,450 1,000
Southwestern Resources Corp.
Common Shares Paterson, John Gregory 4, 5 01/03/2007 10 8.25 818,450 1,000
Southwestern Resources Corp.
Common Shares Paterson, John Gregory 4, 5 01/03/2007 10 8.33 818,950 500
Southwestern Resources Corp.
Common Shares Paterson, John Gregory 4, 5 01/03/2007 10 8.38 819,450 500
Southwestern Resources Corp.
Common Shares Paterson, John Gregory 4, 5 01/03/2007 10 8.44 819,950 500
Southwestern Resources Corp.
Common Shares Paterson, John Gregory 4, 5 02/03/2007 47 769,950 -50,000
Southwestern Resources Corp.
Common Shares Southwestern Resources Corp
1 23/02/2007 97 7.95 157,000 5,000
Southwestern Resources Corp.
Common Shares Southwestern Resources Corp
1 01/03/2007 97 8.27 157,100 100
Southwestern Resources Corp.
Common Shares Southwestern Resources Corp
1 01/03/2007 97 8.28 158,900 1,800
Southwestern Resources Corp.
Common Shares Southwestern Resources Corp
1 01/03/2007 97 8.3 161,900 3,000
Southwestern Resources Corp.
Common Shares Southwestern Resources Corp
1 01/03/2007 97 8.31 167,000 5,100
Southwestern Resources Corp.
Common Shares Southwestern Resources Corp
1 01/03/2007 97 8.35 172,000 5,000
Southwestern Resources Corp.
Common Shares Southwestern Resources Corp
1 01/03/2007 97 8.43 177,000 5,000
Southwestern Resources Corp.
Common Shares Southwestern Resources Corp
1 01/03/2007 97 8.4 183,000 6,000
Southwestern Resources Corp.
Common Shares Southwestern Resources Corp
1 01/03/2007 97 8.35 202,000 19,000
Southwestern Resources Corp.
Common Shares Southwestern Resources Corp
1 01/03/2007 97 8.39 207,000 5,000
Southwestern Resources Corp.
Common Shares Southwestern Resources Corp
1 01/03/2007 97 8.31 212,000 5,000
Southwestern Resources Corp.
Common Shares Southwestern Resources Corp
1 01/03/2007 97 8.3 217,000 5,000
Southwestern Resources Corp.
Common Shares Southwestern Resources Corp
1 01/03/2007 97 8.25 222,000 5,000
Southwestern Resources Corp.
Common Shares Southwestern Resources Corp
1 01/03/2007 97 8.2 227,000 5,000
Southwestern Resources Corp.
Common Shares Southwestern Resources Corp
1 02/03/2007 97 8.27 232,000 5,000
Southwestern Resources Corp.
Common Shares Southwestern Resources Corp
1 02/03/2007 97 8.25 265,000 33,000
Southwestern Resources Corp.
Common Shares Southwestern Resources Corp
1 02/03/2007 97 8.2 273,000 8,000
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2481
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Southwestern Resources Corp.
Common Shares Southwestern Resources Corp
1 02/03/2007 97 8.1 282,300 9,300
Southwestern Resources Corp.
Common Shares Southwestern Resources Corp
1 02/03/2007 97 8.17 297,300 15,000
Southwestern Resources Corp.
Common Shares Southwestern Resources Corp
1 02/03/2007 97 8.23 300,300 3,000
Southwestern Resources Corp.
Common Shares Southwestern Resources Corp
1 02/03/2007 97 8.15 303,300 3,000
Southwestern Resources Corp.
Common Shares Southwestern Resources Corp
1 02/03/2007 97 8.35 323,300 20,000
Southwestern Resources Corp.
Common Shares Southwestern Resources Corp
1 02/03/2007 97 8.3 328,300 5,000
Southwestern Resources Corp.
Common Shares Southwestern Resources Corp
1 02/03/2007 97 8.28 337,300 9,000
Southwestern Resources Corp.
Common Shares Southwestern Resources Corp
1 02/03/2007 97 8.22 337,800 500
Southwestern Resources Corp.
Common Shares Southwestern Resources Corp
1 02/03/2007 97 8.24 342,800 5,000
Southwestern Resources Corp.
Common Shares Southwestern Resources Corp
1 02/03/2007 97 8.23 349,400 6,600
Southwestern Resources Corp.
Common Shares Southwestern Resources Corp
1 05/03/2007 97 8.05 407,000 57,600
Southwestern Resources Corp.
Common Shares Southwestern Resources Corp
1 07/03/2007 97 8.35 412,000 5,000
Specialty Foods Group Income Fund
Trust Units Abramson, Randall 3 07/03/2007 10 0.65 2,641,050 -200
Spectra Energy Canada Exchangeco Inc.
Exchangeable Shares Duke Energy Exchangeable Shares
Ritchie, Allan George 7 17/03/2006 30 35.758 987 10
Spectra Energy Canada Exchangeco Inc.
Exchangeable Shares Duke Energy Exchangeable Shares
Ritchie, Allan George 7 17/03/2006 30 35.75 3
Spectra Energy Canada Exchangeco Inc.
Exchangeable Shares Duke Energy Exchangeable Shares
Ritchie, Allan George 7 17/03/2006 30 35.758 990 3
Spectra Energy Canada Exchangeco Inc.
Exchangeable Shares Duke Energy Exchangeable Shares
Ritchie, Allan George 7 03/04/2006 30 35.46 21
Spectra Energy Canada Exchangeco Inc.
Exchangeable Shares Duke Energy Exchangeable Shares
Ritchie, Allan George 7 03/04/2006 30 35.464 1,011 21
Spectra Energy Canada Exchangeco Inc.
Exchangeable Shares Duke Energy Exchangeable Shares
Ritchie, Allan George 7 01/05/2006 30 34.56 26
Spectra Energy Canada Exchangeco Inc.
Exchangeable Shares Duke Energy Exchangeable Shares
Ritchie, Allan George 7 01/05/2006 30 34.561 1,037 26
Spectra Energy Canada Exchangeco Inc.
Exchangeable Shares Duke Energy Exchangeable Shares
Ritchie, Allan George 7 06/06/2006 30 33.25 24
Spectra Energy Canada Exchangeco Inc.
Exchangeable Shares Duke Energy Exchangeable Shares
Ritchie, Allan George 7 06/06/2006 30 33.258 1,061 24
Spectra Energy Canada Exchangeco Inc.
Exchangeable Shares Duke Energy Exchangeable Shares
Ritchie, Allan George 7 19/06/2006 30 34.08 11
Spectra Energy Canada Exchangeco Inc.
Exchangeable Shares Duke Energy Exchangeable Shares
Ritchie, Allan George 7 19/06/2006 30 34.08 1,072 11
Spectra Energy Canada Exchangeco Inc.
Exchangeable Shares Duke Energy Exchangeable Shares
Ritchie, Allan George 7 19/06/2006 30 34.08 3
Spectra Energy Canada Exchangeco Inc.
Exchangeable Shares Duke Energy Exchangeable Shares
Ritchie, Allan George 7 19/06/2006 30 34.08 1,075 3
Spectra Energy Canada Exchangeco Inc.
Exchangeable Shares Duke Energy Exchangeable Shares
Ritchie, Allan George 7 05/07/2006 30 34.16 35
Spectra Energy Canada Exchangeco Inc.
Exchangeable Shares Duke Energy Exchangeable Shares
Ritchie, Allan George 7 05/07/2006 30 34.169 1,110 35
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2482
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Spectra Energy Canada Exchangeco Inc.
Exchangeable Shares Duke Energy Exchangeable Shares
Ritchie, Allan George 7 01/08/2006 30 35.61 11
Spectra Energy Canada Exchangeco Inc.
Exchangeable Shares Duke Energy Exchangeable Shares
Ritchie, Allan George 7 01/08/2006 30 35.614 1,121 11
Spectra Energy Canada Exchangeco Inc.
Exchangeable Shares Duke Energy Exchangeable Shares
Ritchie, Allan George 7 01/09/2006 30 33.93 23
Spectra Energy Canada Exchangeco Inc.
Exchangeable Shares Duke Energy Exchangeable Shares
Ritchie, Allan George 7 01/09/2006 30 33.932 1,144 23
Spectra Energy Canada Exchangeco Inc.
Exchangeable Shares Duke Energy Exchangeable Shares
Ritchie, Allan George 7 19/09/2006 30 35.11 11
Spectra Energy Canada Exchangeco Inc.
Exchangeable Shares Duke Energy Exchangeable Shares
Ritchie, Allan George 7 19/09/2006 30 35.118 1,155 11
Spectra Energy Canada Exchangeco Inc.
Exchangeable Shares Duke Energy Exchangeable Shares
Ritchie, Allan George 7 19/09/2006 30 35.11 3
Spectra Energy Canada Exchangeco Inc.
Exchangeable Shares Duke Energy Exchangeable Shares
Ritchie, Allan George 7 19/09/2006 30 35.118 1,158 3
Spectra Energy Canada Exchangeco Inc.
Exchangeable Shares Duke Energy Exchangeable Shares
Ritchie, Allan George 7 02/10/2006 30 35.28 22
Spectra Energy Canada Exchangeco Inc.
Exchangeable Shares Duke Energy Exchangeable Shares
Ritchie, Allan George 7 02/10/2006 30 35.284 1,180 22
Spectra Energy Canada Exchangeco Inc.
Exchangeable Shares Duke Energy Exchangeable Shares
Ritchie, Allan George 7 01/11/2006 30 36.67 23
Spectra Energy Canada Exchangeco Inc.
Exchangeable Shares Duke Energy Exchangeable Shares
Ritchie, Allan George 7 01/11/2006 30 36.672 1,203 23
Spectra Energy Canada Exchangeco Inc.
Exchangeable Shares Duke Energy Exchangeable Shares
Ritchie, Allan George 7 01/12/2006 30 37.02 23
Spectra Energy Canada Exchangeco Inc.
Exchangeable Shares Duke Energy Exchangeable Shares
Ritchie, Allan George 7 01/12/2006 30 37.023 1,226 23
Spectra Energy Canada Exchangeco Inc.
Exchangeable Shares Duke Energy Exchangeable Shares
Ritchie, Allan George 7 22/12/2006 30 25.07 17
Spectra Energy Canada Exchangeco Inc.
Exchangeable Shares Duke Energy Exchangeable Shares
Ritchie, Allan George 7 22/12/2006 30 25.078 1,243 17
Spectra Energy Canada Exchangeco Inc.
Exchangeable Shares Duke Energy Exchangeable Shares
Ritchie, Allan George 7 22/12/2006 30 25.07 4
Spectra Energy Canada Exchangeco Inc.
Exchangeable Shares Duke Energy Exchangeable Shares
Ritchie, Allan George 7 22/12/2006 30 25.078 1,247 4
Spectra Energy Canada Exchangeco Inc.
Exchangeable Shares Duke Energy Exchangeable Shares
Ritchie, Allan George 7 22/01/2007 30 19.41 2,361 1,114
Spectra Energy Canada Exchangeco Inc.
Exchangeable Shares Spectra Energy Exchangeable Shares
Ritchie, Allan George 7 14/03/2002 00
Spectra Energy Canada Exchangeco Inc.
Exchangeable Shares Spectra Energy Exchangeable Shares
Ritchie, Allan George 7 02/01/2006 30 30.74 832
Spectra Energy Canada Exchangeco Inc.
Exchangeable Shares Spectra Energy Exchangeable Shares
Ritchie, Allan George 7 02/01/2006 30 30.74 251
Spectra Energy Canada Exchangeco Inc.
Exchangeable Shares Spectra Energy Exchangeable Shares
Ritchie, Allan George 7 15/12/2006 30 32 630 630
Spectra Energy Canada Exchangeco Inc.
Exchangeable Shares Spectra Energy Exchangeable Shares
Ritchie, Allan George 7 15/12/2006 30 32 789 159
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2483
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Spectra Energy Canada Exchangeco Inc.
Exchangeable Shares Spectra Energy Exchangeable Shares
Ritchie, Allan George 7 02/01/2007 30 30.743 1,621 832
Spectra Energy Canada Exchangeco Inc.
Exchangeable Shares Spectra Energy Exchangeable Shares
Ritchie, Allan George 7 02/01/2007 30 30.743 1,872 251
Spectra Energy Canada Exchangeco Inc.
Exchangeable Shares Spectra Energy Exchangeable Shares
Ritchie, Allan George 7 22/01/2007 30 24.73 2,429 557
Spectra Energy Canada Exchangeco Inc.
Exchangeable Shares Spectra Energy Exchangeable Shares
Ritchie, Allan George 7 01/02/2007 30 31.39 27
Spectra Energy Canada Exchangeco Inc.
Exchangeable Shares Spectra Energy Exchangeable Shares
Ritchie, Allan George 7 01/02/2007 30 31.397 2,456 27
Spectra Energy Canada Exchangeco Inc.
Exchangeable Shares Spectra Energy Exchangeable Shares
Ritchie, Allan George 7 01/03/2007 30 30.08 28
Spectra Energy Canada Exchangeco Inc.
Exchangeable Shares Spectra Energy Exchangeable Shares
Ritchie, Allan George 7 01/03/2007 30 30.089 2,484 28
Spectrum Signal Processing Inc.
Options Spothelfer, Pascal Edouard 4 06/03/2007 52 519,250 -8,750
Split REIT Opportunity Trust Units Capital Units Split REIT Opportunity Trust 7 02/03/2007 38 19.177 67,200 1,700
ST ANDREW GOLDFIELDS LTD.
Common Shares Abramson, Randall 3 05/03/2007 10 1.4 7,733,400 -436,000
ST ANDREW GOLDFIELDS LTD.
Common Shares Abramson, Randall 3 07/03/2007 97 7,733,408 8
Stantec Inc. Common Shares Keith, Aram H. 4 05/03/2007 10 25.41 297,162 -2,000 Stantec Inc. Common Shares Keith, Aram H. 4 06/03/2007 10 25.5 295,162 -2,000 Stantec Inc. Common Shares Keith, Aram H. 4 07/03/2007 10 25.57 293,162 -2,000 Stantec Inc. Common Shares Keith, Aram H. 4 08/03/2007 10 26.244 291,162 -2,000 Stantec Inc. Common Shares Keith, Aram H. 4 09/03/2007 10 26.494 289,162 -2,000 Stantec Inc. Common Shares Keith, Aram H. 4 05/03/2007 10 25.41 141,000 -1,000 Stantec Inc. Common Shares Keith, Aram H. 4 06/03/2007 10 25.5 140,000 -1,000 Stantec Inc. Common Shares Keith, Aram H. 4 07/03/2007 10 25.57 139,000 -1,000 Stantec Inc. Common Shares Keith, Aram H. 4 08/03/2007 10 26.244 138,000 -1,000 Stantec Inc. Common Shares Keith, Aram H. 4 09/03/2007 10 26.494 137,000 -1,000 Stantec Inc. Common Shares Van Bussel, Christiaan 7 07/03/2007 10 30.2 129,324 -500 Stantec Inc. Common Shares Van Bussel, Christiaan 7 07/03/2007 10 30.24 125,724 -3,600 Stantec Inc. Common Shares Van Bussel, Christiaan 7 07/03/2007 10 30.25 125,324 -400 Stantec Inc. Common Shares Van Bussel, Christiaan 7 07/03/2007 10 30.26 125,224 -100 Stantec Inc. Common Shares Van Bussel, Christiaan 7 07/03/2007 10 30.27 121,224 -4,000 Stantec Inc. Common Shares Van Bussel, Christiaan 7 07/03/2007 10 30.28 120,924 -300 Stantec Inc. Common Shares Van Bussel, Christiaan 7 07/03/2007 10 30.24 120,524 -400 Stantec Inc. Common Shares Van Bussel, Christiaan 7 07/03/2007 10 30.2 116,524 -4,000 Stantec Inc. Common Shares Van Bussel, Christiaan 7 07/03/2007 10 30.3 111,524 -5,000 Stantec Inc. Common Shares Van Bussel, Christiaan 7 07/03/2007 10 30.35 106,524 -5,000 Stantec Inc. Common Shares Van Bussel, Christiaan 7 07/03/2007 10 31.05 102,624 -3,900 Stantec Inc. Common Shares Van Bussel, Christiaan 7 08/03/2007 10 30.2 99,924 -2,700 Stantec Inc. Common Shares Van Bussel, Christiaan 7 08/03/2007 10 30.2 98,124 -1,800 Stantec Inc. Common Shares Van Bussel, Christiaan 7 08/03/2007 10 30.23 97,524 -600 Stantec Inc. Common Shares Van Bussel, Christiaan 7 08/03/2007 10 30.25 92,824 -4,700 Stantec Inc. Common Shares Van Bussel, Christiaan 7 08/03/2007 10 30.27 92,524 -300 Stantec Inc. Common Shares Van Bussel, Christiaan 7 08/03/2007 10 30.3 91,624 -900 Stantec Inc. Common Shares Van Bussel, Christiaan 7 08/03/2007 10 30.32 91,224 -400 Stantec Inc. Common Shares Van Bussel, Christiaan 7 08/03/2007 10 30.33 90,424 -800 Stantec Inc. Common Shares Van Bussel, Christiaan 7 08/03/2007 10 30.35 89,024 -1,400 Stantec Inc. Common Shares Van Bussel, Christiaan 7 08/03/2007 10 30.38 85,824 -3,200 STaRS Income Fund Trust Units STaRS Income Fund 1 15/01/2007 38 14.7 3,736,254 555,164 STaRS Income Fund Trust Units STaRS Income Fund 1 14/02/2007 38 14.45 3,786,054 29,400 STaRS Income Fund Trust Units STaRS Income Fund 1 02/03/2007 38 14.04 3,795,054 1,500 STaRS Income Fund Trust Units STaRS Income Fund 1 05/03/2007 38 14.05 3,798,454 3,400 STaRS Income Fund Trust Units STaRS Income Fund 1 06/03/2007 38 14 3,798,854 400 STaRS Income Fund Trust Units STaRS Income Fund 1 08/03/2007 38 14.15 3,799,454 600 Stoneham Drilling Trust Trust Units Fellows, Tom 5 02/03/2007 10 17.04 5,126 -300 Stoneham Drilling Trust Trust Units Fellows, Tom 5 02/03/2007 10 17.02 4,926 -200 Stoneham Drilling Trust Trust Units Fellows, Tom 5 05/03/2007 10 17 1,726 -3,200 Stoneham Drilling Trust Trust Units Fellows, Tom 5 07/03/2007 10 17 1,400 -326 Storm Exploration Inc. Common Shares Devlin, John Joseph 5 15/03/2005 00 Storm Exploration Inc. Common Shares Devlin, John Joseph 5 06/03/2007 30 6.41 3,930 3,930 Storm Exploration Inc. Common Shares McLean, Donald Galloway 5 31/12/2006 30 6.41 738,884 3,930
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2484
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
STRATA Income Fund Trust Units Strata Income Fund 1 21/02/2007 38 8.25 -1,100 STRATA Income Fund Trust Units Strata Income Fund 1 21/02/2007 38 8.25 6,842,044 1,100 STRATA Income Fund Trust Units Strata Income Fund 1 23/02/2007 38 8.39 -1,000 STRATA Income Fund Trust Units Strata Income Fund 1 23/02/2007 38 8.39 6,843,044 1,000 STRATA Income Fund Trust Units Strata Income Fund 1 26/02/2007 38 8.29 -500 STRATA Income Fund Trust Units Strata Income Fund 1 26/02/2007 38 8.29 6,843,544 500 STRATA Income Fund Trust Units Strata Income Fund 1 28/02/2007 38 8.14 -800 STRATA Income Fund Trust Units Strata Income Fund 1 28/02/2007 38 8.14 6,844,344 800 STRATA Income Fund Trust Units Strata Income Fund 1 01/03/2007 38 8.08 6,845,544 1,200 STRATA Income Fund Trust Units Strata Income Fund 1 02/03/2007 38 8.14 6,846,544 1,000 STRATA Income Fund Trust Units Strata Income Fund 1 07/03/2007 38 8.06 6,847,944 1,400 STRATA Income Fund Trust Units Strata Income Fund 1 08/03/2007 38 8.06 6,848,744 800 Stylus Energy Inc. Common Shares Evans, Paul David 5 28/02/2007 11 2.6 183,535 -6,923 Stylus Energy Inc. Common Shares Evans, Paul David 5 28/02/2007 11 2.6 37,193 6,923 Summit Real Estate Investment Trust
Restricted Units Bodycott, Eugene 4 25/01/2007 22 0 -3,158
Summit Real Estate Investment Trust
Restricted Units Dykeman, Paul 5 25/01/2007 22 30 0 -30,233
Summit Real Estate Investment Trust
Units Dykeman, Paul 5 25/01/2007 22 30 0 -20,000
Summit Real Estate Investment Trust
Units Dykeman, Paul 5 24/01/2007 22 30 0 -55,774
Summit Real Estate Investment Trust
Restricted Units Fournier, Daniel 4 25/01/2007 22 0 -2,079
Summit Real Estate Investment Trust
Restricted Units Harder, Kathy 5 25/01/2007 22 0 -11,721
Summit Real Estate Investment Trust
Units Harder, Kathy 5 25/01/2007 22 30 0 -3,069
Summit Real Estate Investment Trust
Convertible Debentures Mader, Kenneth 4 25/01/2007 22 $0 -$59,500
Summit Real Estate Investment Trust
Restricted Units Mader, Kenneth 4 25/01/2007 22 0 -2,482
Summit Real Estate Investment Trust
Units Mader, Kenneth 4 25/01/2007 22 30 0 -10,522
Summit Real Estate Investment Trust
Restricted Units Maroun, Louis 4, 5 25/01/2007 22 0 -69,953
Summit Real Estate Investment Trust
Units Maroun, Louis 4, 5 25/01/2007 22 30 0 -21,053
Summit Real Estate Investment Trust
Units Maroun, Louis 4, 5 25/01/2007 22 30 0 -327,767
Summit Real Estate Investment Trust
Restricted Units Munro, Judith 4 25/01/2007 22 0 -1,351
Summit Real Estate Investment Trust
Units Munro, Judith 4 25/01/2007 22 30 0 -1,000
Summit Real Estate Investment Trust
Restricted Units Newell, Craig 5 25/01/2007 22 0 -9,596
Summit Real Estate Investment Trust
Units Newell, Craig 5 25/01/2007 22 30 0 -10,000
Summit Real Estate Investment Trust
Restricted Units Olson, Allan 4 25/01/2007 22 0 -6,050
Summit Real Estate Investment Trust
Units Olson, Allan 4 25/01/2007 22 30 0 -8,700
Summit Real Estate Investment Trust
Restricted Units Patterson, Gary 4 25/01/2007 22 0 -1,351
Summit Real Estate Investment Trust
Units Patterson, Gary 4 25/01/2007 22 30 0 -3,000
Summit Real Estate Investment Trust
Restricted Units Robbins, Jon 5 25/01/2007 22 0 -7,899
Summit Real Estate Investment Trust
Units Robbins, Jon 5 25/01/2007 22 30 0 -6,912
Summit Real Estate Investment Trust
Restricted Units Shulman, Saul 4 25/01/2007 22 0 -3,991
Sun Life Financial Inc. Common Shares Accum, Claude 5 02/06/2003 00 2,400 Sun Life Financial Inc. Common Shares Accum, Claude 5 05/03/2007 10 50.4 -3,168 -5,568 Sun Life Financial Inc. Common Shares Accum, Claude 5 05/03/2007 10 50.41 -7,968 -4,800 Sun Life Financial Inc. Common Shares Accum, Claude 5 05/03/2007 90 -10,368 -2,400 Sun Life Financial Inc. Common Shares Accum, Claude 5 05/03/2007 51 29.49 14,132 24,500 Sun Life Financial Inc. Common Shares Accum, Claude 5 05/03/2007 10 50.37 13,232 -900 Sun Life Financial Inc. Common Shares Accum, Claude 5 05/03/2007 10 50.4 7,632 -5,600 Sun Life Financial Inc. Common Shares Accum, Claude 5 05/03/2007 10 50.39 7,432 -200 Sun Life Financial Inc. Common Shares Accum, Claude 5 05/03/2007 10 50.35 3,832 -3,600 Sun Life Financial Inc. Common Shares Accum, Claude 5 05/03/2007 10 50.28 2,832 -1,000 Sun Life Financial Inc. Common Shares Accum, Claude 5 05/03/2007 10 50.27 2,632 -200
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2485
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Sun Life Financial Inc. Common Shares Accum, Claude 5 05/03/2007 10 50.26 1,832 -800 Sun Life Financial Inc. Common Shares Accum, Claude 5 05/03/2007 10 50.25 -5,399 -7,231 Sun Life Financial Inc. Common Shares Accum, Claude 5 05/03/2007 51 27.7 12,401 17,800 Sun Life Financial Inc. Common Shares Accum, Claude 5 05/03/2007 10 50.28 12,001 -400 Sun Life Financial Inc. Common Shares Accum, Claude 5 05/03/2007 10 50.27 9,501 -2,500 Sun Life Financial Inc. Common Shares Accum, Claude 5 05/03/2007 10 50.26 9,101 -400 Sun Life Financial Inc. Common Shares Accum, Claude 5 05/03/2007 10 50.22 8,301 -800 Sun Life Financial Inc. Common Shares Accum, Claude 5 05/03/2007 10 50.2 -1,331 -9,632 Sun Life Financial Inc. Common Shares Accum, Claude 5 05/03/2007 51 33.16 20,669 22,000 Sun Life Financial Inc. Common Shares Accum, Claude 5 05/03/2007 10 50.15 17,923 -2,746 Sun Life Financial Inc. Common Shares Accum, Claude 5 05/03/2007 10 50.17 17,523 -400 Sun Life Financial Inc. Common Shares Accum, Claude 5 05/03/2007 10 50.18 17,423 -100 Sun Life Financial Inc. Common Shares Accum, Claude 5 05/03/2007 10 50.19 16,023 -1,400 Sun Life Financial Inc. Common Shares Accum, Claude 5 05/03/2007 10 50.25 3,923 -12,100 Sun Life Financial Inc. Common Shares Accum, Claude 5 05/03/2007 10 50.28 1,923 -2,000 Sun Life Financial Inc. Common Shares Accum, Claude 5 05/03/2007 51 29.49 14,923 13,000 Sun Life Financial Inc. Options Accum, Claude 5 05/03/2007 51 29.49 101,068 -13,000 Sun Life Financial Inc. Options Accum, Claude 5 05/03/2007 51 29.49 76,568 -24,500 Sun Life Financial Inc. Options Accum, Claude 5 05/03/2007 51 27.7 58,768 -17,800 Sun Life Financial Inc. Options Accum, Claude 5 05/03/2007 51 33.16 36,768 -22,000 Sun Life Financial Inc. Common Shares Dougherty, Kevin 5 01/03/2007 10 50.3 400 400 Sun Life Financial Inc. Common Shares Dougherty, Kevin 5 01/03/2007 10 50.31 1,700 1,300 Sun Life Financial Inc. Common Shares Dougherty, Kevin 5 01/03/2007 10 50.33 1,900 200 Sun Life Financial Inc. Common Shares Dougherty, Kevin 5 01/03/2007 10 50.34 3,600 1,700 Sun Life Financial Inc. Common Shares Dougherty, Kevin 5 01/03/2007 10 50.38 3,965 365 Sun Life Financial Inc. Options Gorham, Amy 5 26/02/2007 00 3,400 Sun Life Financial Inc. Options Maden, George 5 01/01/2004 00 Sun Life Financial Inc. Options Maden, George 5 01/01/2004 00 8,700 Sun Life Financial Inc. Common Shares Thanasse, Laura 5 26/02/2007 51 40.8 2,650 2,150 Sun Life Financial Inc. Common Shares Thanasse, Laura 5 26/02/2007 10 52.3 500 -2,150 Sun Life Financial Inc. Options Thanasse, Laura 5 26/02/2007 51 40.8 11,521 -2,150 Sun Life Financial Inc. Common Shares van Dijk, Peter 5 26/02/2007 51 49.4 3,025 3,025 Sun Life Financial Inc. Common Shares van Dijk, Peter 5 26/02/2007 10 52.35 2,325 -700 Sun Life Financial Inc. Common Shares van Dijk, Peter 5 26/02/2007 10 52.32 2,025 -300 Sun Life Financial Inc. Common Shares van Dijk, Peter 5 26/02/2007 10 52.27 1,225 -800 Sun Life Financial Inc. Common Shares van Dijk, Peter 5 26/02/2007 10 52.26 1,125 -100 Sun Life Financial Inc. Common Shares van Dijk, Peter 5 26/02/2007 10 52.25 1,000 -125 Sun Life Financial Inc. Common Shares van Dijk, Peter 5 26/02/2007 10 52.31 900 -100 Sun Life Financial Inc. Common Shares van Dijk, Peter 5 26/02/2007 10 52.29 0 -900 Sun Life Financial Inc. Options van Dijk, Peter 5 26/02/2007 51 49.4 33,419 -3,025 Suncor Energy Inc. Options Granted:
November 12, 1997 @ strike price $13.04
Kennedy, Heather Eileen 8 07/05/2003 00
Suncor Energy Inc. Options Granted: November 12, 1997 @ strike price $13.04
Kennedy, Heather Eileen 8 07/05/2003 00 5,400
Suncor Energy Inc. Options Granted: November 12, 1997 @ strike price $13.04
Kennedy, Heather Eileen 8 07/03/2007 36 0 -5,400
SunOpta Inc. Common Shares Bromley, Steven 5 08/03/2007 51 2.15 58,826 30,000 SunOpta Inc. Common Shares Bromley, Steven 5 08/03/2007 30 9.3228 59,659 833 SunOpta Inc. Options Bromley, Steven 5 08/03/2007 51 2.15 215,000 -30,000 SunOpta Inc. Common Shares Chhiba, Benjamin 5 08/03/2007 30 9.3228 4,249 434 SunOpta Inc. Common Shares Dietrich, John 5 08/03/2007 30 9.3228 8,396 642 SunOpta Inc. Common Shares Kendall, Jeremy 4, 5 08/03/2007 30 9.3228 468,986 841 SunOpta Inc. Common Shares McEvily, Arthur 5 08/03/2007 30 9.3228 17,597 630 Superior Diamonds Inc. Common Shares Front Street Investment
Management Inc. 3 27/02/2007 10 0.3776 4,500,000 -1,695,060
Superior Diamonds Inc. Common Shares Paterson, John Gregory 4, 5 16/02/2007 10 0.419 4,380,262 2,000 Superior Diamonds Inc. Common Shares Paterson, John Gregory 4, 5 16/02/2007 10 0.44 4,382,262 2,000 Superior Diamonds Inc. Common Shares Paterson, John Gregory 4, 5 19/02/2007 10 0.44 4,392,262 10,000 Superior Diamonds Inc. Common Shares Paterson, John Gregory 4, 5 21/02/2007 10 0.43 4,397,262 5,000 Superior Diamonds Inc. Common Shares Paterson, John Gregory 4, 5 21/02/2007 10 0.435 4,402,262 5,000 Superior Diamonds Inc. Common Shares Paterson, John Gregory 4, 5 22/02/2007 10 0.44 4,404,262 2,000 Superior Diamonds Inc. Common Shares Paterson, John Gregory 4, 5 01/03/2007 10 0.43 4,409,262 5,000 Superior Diamonds Inc. Common Shares Southwestern Resources
Corp3 28/02/2007 10 0.37 8,208,843 1,361,000
Sustainable Energy Technologies Ltd.
Common Shares Carten, David Anthony 5 06/03/2007 51 0.1 93,846 40,000
Sustainable Energy Technologies Ltd.
Common Shares Carten, David Anthony 5 06/03/2007 10 0.21 846 -93,000
Sustainable Energy Technologies Ltd.
Options Carten, David Anthony 5 06/03/2007 51 381,581 -40,000
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2486
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Sustainable Energy Technologies Ltd.
Common Shares Harris, Brent Earle 5 06/03/2007 51 0.1 146,124 40,000
Sustainable Energy Technologies Ltd.
Options Harris, Brent Earle 5 06/03/2007 51 381,581 -40,000
Sustainable Energy Technologies Ltd.
Common Shares James, Clifford Michael 4 06/03/2007 51 0.1 326,923 250,000
Sustainable Energy Technologies Ltd.
Options James, Clifford Michael 4 21/03/2002 00
Sustainable Energy Technologies Ltd.
Options James, Clifford Michael 4 21/03/2002 00 250,000
Sustainable Energy Technologies Ltd.
Options James, Clifford Michael 4 06/03/2007 51 150,000 -250,000
Sustainable Production Energy Trust
Trust Units MacDonald, Joseph Francis 5 05/03/2007 46 5.68 2,642 169
Synex International Inc. Common Shares O'Sullivan, Paul J. 4 05/03/2007 10 0.57 5,000 -20,000 Talisman Energy Inc. Common Shares AINSLEY, Nicholas Wilhelm 7 25/05/2006 37 9,390 6,316
Talisman Energy Inc. Common Shares AINSLEY, Nicholas Wilhelm 7 31/12/2006 30 17.36 9,892 502
Talisman Energy Inc. Common Shares AINSLEY, Nicholas Wilhelm 7 31/12/2006 30 33.15 10,057 165
Talisman Energy Inc. Common Shares CRAW, Jacquelynn Forsyth 7 31/05/2006 37 9,193 160
Talisman Energy Inc. Common Shares CRAW, Jacquelynn Forsyth 7 31/12/2006 30 17.36 9,687 494
Talisman Energy Inc. Common Shares CRAW, Jacquelynn Forsyth 7 31/12/2006 30 27.78 9,843 156
Talisman Energy Inc. Common Shares FORREST, John Eason 7 25/05/2006 37 25,534 187 Talisman Energy Inc. Common Shares FORREST, John Eason 7 31/12/2006 30 17.36 494 Talisman Energy Inc. Common Shares FORREST, John Eason 7 31/12/2006 30 17.36 26,036 502 Talisman Energy Inc. Common Shares FORREST, John Eason 7 31/12/2006 30 27.78 26,289 253 Talisman Energy Inc. Common Shares MITHEN, David Patrick 7 25/05/2006 37 17,222 11,546 Talisman Energy Inc. Common Shares MITHEN, David Patrick 7 31/12/2006 30 17.36 17,724 502 Talisman Energy Inc. Common Shares MITHEN, David Patrick 7 31/12/2006 30 27.78 18,011 287 Talisman Energy Inc. Options Employee Plan MITHEN, David Patrick 7 25/05/2006 37 332,850 221,900 Talisman Energy Inc. Common Shares SHEPPARD, Mary
Jacqueline7, 5 25/05/2006 37 36,315
Talisman Energy Inc. Common Shares SHEPPARD, Mary Jacqueline
7, 5 25/05/2006 37 55,112 37,133
Talisman Energy Inc. Common Shares Walker, Nicholas John Robert
7 25/05/2006 37 4,170 552
Talisman Energy Inc. Common Shares Walker, Nicholas John Robert
7 31/12/2006 30 34.41 777
Talisman Energy Inc. Common Shares Walker, Nicholas John Robert
7 31/12/2006 30 34.41 4,970 800
Tanzanian Royalty Exploration Corporation
Common Shares DEANE, Jonathan 4, 5 06/03/2007 30 6.49 3,931 163
Tanzanian Royalty Exploration Corporation
Common Shares HANSEN, HELEN ELIZABETH
5 06/03/2007 30 6.49 1,717 98
Tanzanian Royalty Exploration Corporation
Common Shares Kreczmer, Marek Jozef 4 06/03/2007 30 6.49 374,951 272
Tanzanian Royalty Exploration Corporation
Common Shares Kuo-Lee, Regina Man-Yee 5 06/03/2007 30 6.49 452 122
Tanzanian Royalty Exploration Corporation
Common Shares Morrow, Rosalind 4 06/03/2007 30 6.49 348,316 229
Tanzanian Royalty Exploration Corporation
Common Shares Ngunangwa, Florian Eustack
5 06/03/2007 30 6.49 41,221 272
Tanzanian Royalty Exploration Corporation
Common Shares SINCLAIR, JAMES E. 4, 5 07/03/2007 46 2,402,041 -1,000
Taylor NGL Limited Partnership
Limited Partnership Units Mattson, Bradley 7 23/02/2007 10 9 62,600 8,800
Teck Cominco Limited Class B Subordinate Voting Shares
Caisse de dépôt et placement du Québec
3 26/02/2007 10 85.52 2,414,943 300
Teck Cominco Limited Class B Subordinate Voting Shares
Caisse de dépôt et placement du Québec
3 26/02/2007 10 85.52 2,420,943 6,000
Teck Cominco Limited Class B Subordinate Voting Shares
Caisse de dépôt et placement du Québec
3 28/02/2007 10 80.81 2,425,443 4,500
Teck Cominco Limited Class B Subordinate Voting Shares
Caisse de dépôt et placement du Québec
3 28/02/2007 10 80.81 2,426,943 1,500
Teck Cominco Limited Class B Subordinate Voting Shares
Caisse de dépôt et placement du Québec
3 01/03/2007 10 82.01 2,427,143 200
Teck Cominco Limited Class B Subordinate Voting Shares
Caisse de dépôt et placement du Québec
3 01/03/2007 10 82.01 2,429,343 2,200
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2487
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Teck Cominco Limited Class B Subordinate Voting Shares
Caisse de dépôt et placement du Québec
3 02/03/2007 10 80.24 2,429,643 300
Teck Cominco Limited Class B Subordinate Voting Shares
Caisse de dépôt et placement du Québec
3 02/03/2007 10 80.24 2,434,243 4,600
Teck Cominco Limited Class B Subordinate Voting Shares
Teck Cominco Limited 1 19/02/2007 00
Teck Cominco Limited Class B Subordinate Voting Shares
Teck Cominco Limited 1 23/02/2007 38 85.607 100,000 100,000
Teck Cominco Limited Class B Subordinate Voting Shares
Teck Cominco Limited 1 26/02/2007 38 85.194 255,800 155,800
Teck Cominco Limited Class B Subordinate Voting Shares
Teck Cominco Limited 1 27/02/2007 38 83.092 475,000 219,200
Teck Cominco Limited Class B Subordinate Voting Shares
Teck Cominco Limited 1 28/02/2007 38 81.616 575,000 100,000
Telehop Communications Inc.
Common Shares Cyna, Lawrence 4 08/03/2007 10 0.42 0 -55,000
TELUS Corporation Restricted Share Units Entwistle, Darren 4, 5 27/02/2007 30 200,079 1,312 TELUS Corporation Restricted Share Units Entwistle, Darren 4, 5 28/02/2007 30 56.61 267,229 67,150 TELUS Corporation Options Grech, Joseph R 5 28/02/2007 50 56.61 156,259 19,500 TELUS Corporation Restricted Share Units Grech, Joseph R 5 28/02/2007 30 56.61 44,071 6,200 TELUS Corporation Restricted Share Units Grech, Joseph R 5 28/02/2007 30 53.41 47,652 3,581 TELUS Corporation Options McFarlane, Robert Gordon 5 28/02/2007 50 56.61 245,139 21,600
TELUS Corporation Restricted Share Units McFarlane, Robert Gordon 5 28/02/2007 30 56.61 43,821 6,850
TELUS Corporation Restricted Share Units McFarlane, Robert Gordon 5 28/02/2007 30 53.41 48,643 4,822
TELUS Corporation Options Natale, Joe 5 28/02/2007 50 56.61 223,370 23,000 TELUS Corporation Restricted Share Units Natale, Joe 5 28/02/2007 30 7,300 TELUS Corporation Restricted Share Units Natale, Joe 5 28/02/2007 30 48,601 7,300 TELUS Corporation Restricted Share Units Natale, Joe 5 28/02/2007 30 53,614 5,013 TELUS Corporation Options Radford, Karen 5 28/02/2007 50 56.61 120,537 19,500 TELUS Corporation Restricted Share Units Radford, Karen 5 28/02/2007 30 56.61 39,253 6,200 TELUS Corporation Restricted Share Units Radford, Karen 5 28/02/2007 30 53.41 42,921 3,668 TELUS Corporation Options Salvadori, Kevin 7 28/02/2007 50 56.61 193,770 19,500 TELUS Corporation Restricted Share Units Salvadori, Kevin 7 28/02/2007 30 56.61 37,972 6,200 TELUS Corporation Restricted Share Units Salvadori, Kevin 7 28/02/2007 30 53.41 44,999 7,027 TELUS Corporation Options Shuttleworth, Judith Ann 5 28/02/2007 50 56.61 90,142 11,850 TELUS Corporation Restricted Share Units Shuttleworth, Judith Ann 5 28/02/2007 30 56.61 21,544 3,800 TELUS Corporation Restricted Share Units Shuttleworth, Judith Ann 5 28/02/2007 30 53.41 24,730 3,186 TELUS Corporation Options Spadotto, Eros 7 28/02/2007 50 56.61 257,395 19,500 TELUS Corporation Restricted Share Units Spadotto, Eros 7 28/02/2007 30 56.61 33,883 6,200 TELUS Corporation Restricted Share Units Spadotto, Eros 7 28/02/2007 30 53.41 37,396 3,513 TELUS Corporation Common Shares TELUS Corporation 1 20/02/2007 38 58.09 684,469 50,000 TELUS Corporation Common Shares TELUS Corporation 1 21/02/2007 38 58.11 784,469 100,000 TELUS Corporation Common Shares TELUS Corporation 1 22/02/2007 38 58.22 884,469 100,000 TELUS Corporation Common Shares TELUS Corporation 1 23/02/2007 38 58.24 984,469 100,000 TELUS Corporation Common Shares TELUS Corporation 1 26/02/2007 38 58.19 1,084,469 100,000 TELUS Corporation Common Shares TELUS Corporation 1 27/02/2007 38 56.85 1,184,469 100,000 TELUS Corporation Common Shares TELUS Corporation 1 28/02/2007 38 56.72 1,284,469 100,000 TELUS Corporation Non-Voting Shares TELUS Corporation 1 20/02/2007 38 56.66 657,700 50,000 TELUS Corporation Non-Voting Shares TELUS Corporation 1 21/02/2007 38 56.75 707,700 50,000 TELUS Corporation Non-Voting Shares TELUS Corporation 1 22/02/2007 38 56.97 757,700 50,000 TELUS Corporation Non-Voting Shares TELUS Corporation 1 23/02/2007 38 57.01 807,700 50,000 TELUS Corporation Non-Voting Shares TELUS Corporation 1 26/02/2007 38 56.88 857,700 50,000 TELUS Corporation Non-Voting Shares TELUS Corporation 1 27/02/2007 38 55.58 907,700 50,000 TELUS Corporation Non-Voting Shares TELUS Corporation 1 28/02/2007 38 55.46 957,700 50,000 TELUS Corporation Options Watson, John 5 28/02/2007 50 56.61 125,950 19,500 TELUS Corporation Restricted Share Units Watson, John 5 28/02/2007 30 56.61 43,667 6,200 TELUS Corporation Restricted Share Units Watson, John 5 28/02/2007 30 53.41 47,251 3,584 TELUS Corporation Options Yale, Janet Susan 5 28/02/2007 50 56.61 66,350 13,950 TELUS Corporation Restricted Share Units Yale, Janet Susan 5 28/02/2007 30 56.61 21,806 4,450 TELUS Corporation Restricted Share Units Yale, Janet Susan 5 28/02/2007 30 53.41 25,070 3,264 Tesco Corporation Options Tessari, Robert M. 4, 5 08/03/2007 51 19.35 180,000 -80,000 The Thomson Corporation Deferred Share Units Beckingham, Dennis 7 15/03/2006 30 37.51 14,749 78
The Thomson Corporation Deferred Share Units Beckingham, Dennis 7 15/06/2006 30 39.59 14,824 75
The Thomson Corporation Deferred Share Units Beckingham, Dennis 7 15/09/2006 30 38.85 14,901 77
The Thomson Corporation Deferred Share Units Beckingham, Dennis 7 15/12/2006 30 41.67 14,973 72
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2488
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
The Thomson Corporation Restricted Share Units Beckingham, Dennis 7 15/06/2006 30 39.59 11,564 64
The Thomson Corporation Restricted Share Units Beckingham, Dennis 7 15/09/2006 30 38.85 11,630 66
The Thomson Corporation Restricted Share Units Beckingham, Dennis 7 15/12/2006 30 41.67 11,691 61
The Thomson Corporation Common Shares Bello, Stephane 5 31/03/2006 30 31.756 2,531 168
The Thomson Corporation Common Shares Bello, Stephane 5 30/06/2006 30 32.742 2,704 173
The Thomson Corporation Common Shares Bello, Stephane 5 29/09/2006 30 34.255 2,870 166
The Thomson Corporation Common Shares Bello, Stephane 5 29/12/2006 30 35.244 1,499 129
The Thomson Corporation Deferred Share Units Bello, Stephane 5 15/03/2006 30 37.51 9,051 48
The Thomson Corporation Deferred Share Units Bello, Stephane 5 15/06/2006 30 39.59 9,097 46
The Thomson Corporation Deferred Share Units Bello, Stephane 5 15/09/2006 30 38.85 9,144 47
The Thomson Corporation Deferred Share Units Bello, Stephane 5 15/12/2006 30 41.67 12,946 62
The Thomson Corporation Restricted Share Units Bello, Stephane 5 15/03/2006 30 37.51 22,365 15
The Thomson Corporation Restricted Share Units Bello, Stephane 5 15/06/2006 30 39.59 22,379 14
The Thomson Corporation Restricted Share Units Bello, Stephane 5 15/06/2006 30 39.59 22,393 14
The Thomson Corporation Restricted Share Units Bello, Stephane 5 15/06/2006 30 39.59 22,468 75
The Thomson Corporation Restricted Share Units Bello, Stephane 5 15/06/2006 30 39.59 22,503 35
The Thomson Corporation Restricted Share Units Bello, Stephane 5 15/09/2006 30 38.85 22,517 14
The Thomson Corporation Restricted Share Units Bello, Stephane 5 15/09/2006 30 38.85 22,594 77
The Thomson Corporation Restricted Share Units Bello, Stephane 5 15/09/2006 30 38.85 22,630 36
The Thomson Corporation Restricted Share Units Bello, Stephane 5 15/12/2006 30 41.67 22,643 13
The Thomson Corporation Restricted Share Units Bello, Stephane 5 15/12/2006 30 41.67 22,715 72
The Thomson Corporation Restricted Share Units Bello, Stephane 5 15/12/2006 30 41.67 22,749 34
The Thomson Corporation Common Shares Benson-Armer, Richard John
7, 5 15/03/2006 30 37.32 162 1
The Thomson Corporation Common Shares Benson-Armer, Richard John
7, 5 31/03/2006 30 31.756 333 171
The Thomson Corporation Common Shares Benson-Armer, Richard John
7, 5 15/06/2006 30 40.21 335 2
The Thomson Corporation Common Shares Benson-Armer, Richard John
7, 5 30/06/2006 30 32.742 501 166
The Thomson Corporation Common Shares Benson-Armer, Richard John
7, 5 15/09/2006 30 38.55 503 2
The Thomson Corporation Common Shares Benson-Armer, Richard John
7, 5 29/09/2006 30 34.255 662 159
The Thomson Corporation Common Shares Benson-Armer, Richard John
7, 5 15/12/2006 30 42.18 665 3
The Thomson Corporation Common Shares Benson-Armer, Richard John
7, 5 29/12/2006 30 35.244 805 140
The Thomson Corporation Deferred Share Units Benson-Armer, Richard John
7, 5 15/06/2006 30 39.59 8,965 45
The Thomson Corporation Deferred Share Units Benson-Armer, Richard John
7, 5 15/09/2006 30 38.85 9,011 46
The Thomson Corporation Deferred Share Units Benson-Armer, Richard John
7, 5 15/12/2006 30 41.67 9,054 43
The Thomson Corporation Restricted Share Units Benson-Armer, Richard John
7, 5 15/03/2006 30 37.51 23,015 15
The Thomson Corporation Restricted Share Units Benson-Armer, Richard John
7, 5 15/06/2006 30 39.59 23,029 14
The Thomson Corporation Restricted Share Units Benson-Armer, Richard John
7, 5 15/06/2006 30 39.59 23,104 75
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2489
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
The Thomson Corporation Restricted Share Units Benson-Armer, Richard John
7, 5 15/06/2006 30 39.59 23,143 39
The Thomson Corporation Restricted Share Units Benson-Armer, Richard John
7, 5 15/09/2006 30 38.85 23,157 14
The Thomson Corporation Restricted Share Units Benson-Armer, Richard John
7, 5 15/09/2006 30 38.85 23,197 40
The Thomson Corporation Restricted Share Units Benson-Armer, Richard John
7, 5 15/09/2006 30 38.85 23,274 77
The Thomson Corporation Restricted Share Units Benson-Armer, Richard John
7, 5 15/12/2006 30 41.67 23,287 13
The Thomson Corporation Restricted Share Units Benson-Armer, Richard John
7, 5 15/12/2006 30 41.67 23,359 72
The Thomson Corporation Restricted Share Units Benson-Armer, Richard John
7, 5 15/12/2006 30 41.67 23,396 37
The Thomson Corporation Common Shares Bogart, Robert 7, 5 31/12/2006 30 38.99 571 156
The Thomson Corporation Deferred Share Units Bogart, Robert 7, 5 15/06/2006 30 39.59 15,088 76
The Thomson Corporation Deferred Share Units Bogart, Robert 7, 5 15/09/2006 30 38.85 15,166 78
The Thomson Corporation Deferred Share Units Bogart, Robert 7, 5 15/12/2006 30 41.67 15,239 73
The Thomson Corporation Restricted Share Units Bogart, Robert 7, 5 15/06/2006 30 39.59 6,285 35
The Thomson Corporation Restricted Share Units Bogart, Robert 7, 5 15/09/2006 30 38.85 6,321 36
The Thomson Corporation Restricted Share Units Bogart, Robert 7, 5 15/12/2006 30 41.67 6,354 33
The Thomson Corporation Restricted Share Units Boswood, Michael Gordon 7 15/03/2006 30 37.51 18,073 59
The Thomson Corporation Restricted Share Units Boswood, Michael Gordon 7 15/06/2006 30 39.59 18,130 57
The Thomson Corporation Restricted Share Units Boswood, Michael Gordon 7 15/06/2006 30 39.59 18,172 42
The Thomson Corporation Restricted Share Units Boswood, Michael Gordon 7 15/09/2006 30 38.85 18,230 58
The Thomson Corporation Restricted Share Units Boswood, Michael Gordon 7 15/09/2006 30 38.85 18,273 43
The Thomson Corporation Restricted Share Units Boswood, Michael Gordon 7 15/12/2006 30 41.67 18,327 54
The Thomson Corporation Restricted Share Units Boswood, Michael Gordon 7 15/12/2006 30 41.67 18,367 40
The Thomson Corporation Restricted Share Units Carlson, Gustav D. 7, 5 15/06/2006 30 39.59 5,732 32
The Thomson Corporation Restricted Share Units Carlson, Gustav D. 7, 5 15/09/2006 30 38.85 5,764 32
The Thomson Corporation Restricted Share Units Carlson, Gustav D. 7, 5 15/12/2006 30 41.67 5,794 30
The Thomson Corporation Deferred Share Units Hall, Brian 5 08/03/2007 56 40.58 41,425 37,400
The Thomson Corporation Common Shares The Thomson Corporation 1 01/02/2007 38 49.933 71,600 15,000
The Thomson Corporation Common Shares The Thomson Corporation 1 02/02/2007 38 50.534 86,600 15,000
The Thomson Corporation Common Shares The Thomson Corporation 1 05/02/2007 38 50.848 106,600 20,000
The Thomson Corporation Common Shares The Thomson Corporation 1 05/02/2007 38 50,000 -56,600
The Thomson Corporation Common Shares The Thomson Corporation 1 06/02/2007 38 51.131 75,000 25,000
The Thomson Corporation Common Shares The Thomson Corporation 1 07/02/2007 38 50.588 105,000 30,000
The Thomson Corporation Common Shares The Thomson Corporation 1 08/02/2007 38 50.79 120,000 15,000
The Thomson Corporation Common Shares The Thomson Corporation 1 09/02/2007 38 51.295 145,000 25,000
The Thomson Corporation Common Shares The Thomson Corporation 1 12/02/2007 38 50.016 170,000 25,000
The Thomson Corporation Common Shares The Thomson Corporation 1 12/02/2007 38 95,000 -75,000
The Thomson Corporation Common Shares The Thomson Corporation 1 13/02/2007 38 50.052 115,000 20,000
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2490
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
The Thomson Corporation Common Shares The Thomson Corporation 1 14/02/2007 38 50.347 155,000 40,000
The Thomson Corporation Common Shares The Thomson Corporation 1 15/02/2007 38 50.301 195,000 40,000
The Thomson Corporation Common Shares The Thomson Corporation 1 16/02/2007 38 50.65 235,000 40,000
The Thomson Corporation Common Shares The Thomson Corporation 1 19/02/2007 38 50.943 270,000 35,000
The Thomson Corporation Common Shares The Thomson Corporation 1 22/02/2007 38 155,000 -115,000
The Thomson Corporation Common Shares The Thomson Corporation 1 26/02/2007 38 48.634 180,000 25,000
The Thomson Corporation Common Shares The Thomson Corporation 1 26/02/2007 38 25,000 -155,000
The Thomson Corporation Common Shares The Thomson Corporation 1 27/02/2007 38 47.787 48,000 23,000
The Thomson Corporation Common Shares The Thomson Corporation 1 28/02/2007 38 47.225 73,000 25,000
The Toronto-Dominion Bank Common Shares CUSIP 891160 50 9
Arnett, Marie Lise Nancy 5 31/12/2006 30 61.69 2,002 41
The Toronto-Dominion Bank Common Shares CUSIP 891160 50 9
Climo, Donald Christopher Bryce
5 07/03/2007 30 62.73 821 93
The Toronto-Dominion Bank Common Shares CUSIP 891160 50 9
Climo, Donald Christopher Bryce
5 07/03/2007 30 61.39 970 28
The Toronto-Dominion Bank Common Shares CUSIP 891160 50 9
Cummings, Susan Anne 5 31/12/2006 30 63.12 86 72
The Toronto-Dominion Bank Options David, John Vincent 5 20/12/2006 50 67.42 1,292
The Toronto-Dominion Bank Options David, John Vincent 5 20/12/2006 50 67.42 5,535 1,292
The Toronto-Dominion Bank Common Shares CUSIP 891160 50 9
Li-Ting-Wai, Raymond 5 05/03/2007 10 68.99 5,525 2,500
The Toronto-Dominion Bank Common Shares CUSIP 891160 50 9
MacNeill, Brian F. 4 31/12/2006 30 61.39 1,386 39
The Toronto-Dominion Bank Common Shares CUSIP 891160 50 9
Manji, Mohamed Raza 5 31/12/2006 30 61.42 1,028 27
The Toronto-Dominion Bank Common Shares CUSIP 891160 50 9
Manji, Mohamed Raza 5 31/12/2006 30 62.77 1,522 85
The Toronto-Dominion Bank Common Shares CUSIP 891160 50 9
Masterson, Paul John 5 31/12/2006 35 62.72 1,879 5
The Toronto-Dominion Bank Common Shares CUSIP 891160 50 9
McConvey, Margo Marie 5 06/03/1995 00 159
The Toronto-Dominion Bank Common Shares CUSIP 891160 50 9
McConvey, Margo Marie 5 31/12/2006 30 61.4 164 5
The Toronto-Dominion Bank Common Shares CUSIP 891160 50 9
McConvey, Margo Marie 5 31/12/2006 30 61.49 673 27
The Toronto-Dominion Bank Common Shares CUSIP 891160 50 9
Mercuri, Dominic Joseph 5 31/12/2006 30 62.81 53,043 88
The Toronto-Dominion Bank Common Shares CUSIP 891160 50 9
Palk, Barbara Frank 5 31/12/2004 30 47.2 16,839 17
The Toronto-Dominion Bank Common Shares CUSIP 891160 50 9
Palk, Barbara Frank 5 31/12/2006 30 61.39 16,875 18
The Toronto-Dominion Bank Common Shares CUSIP 891160 50 9
Palk, Barbara Frank 5 31/12/2004 30 45.77 388 164
The Toronto-Dominion Bank Common Shares CUSIP 891160 50 9
Palk, Barbara Frank 5 31/12/2006 30 62.69 631 96
The Toronto-Dominion Bank Options Palk, Barbara Frank 5 30/03/2003 00
The Toronto-Dominion Bank Options Palk, Barbara Frank 5 30/03/2003 00 26,500
The Toronto-Dominion Bank Common Shares CUSIP 891160 50 9
Reilly, Michael Edward 5 06/03/2007 30 68.52 1,200 1,200
The Toronto-Dominion Bank Common Shares CUSIP 891160 50 9
Reilly, Michael Edward 5 06/03/2007 30 68.53 2,500 1,300
The Toronto-Dominion Bank Common Shares CUSIP 891160 50 9
Reilly, Michael Edward 5 06/03/2007 30 68.54 2,700 200
The Toronto-Dominion Bank Common Shares CUSIP 891160 50 9
Reilly, Michael Edward 5 06/03/2007 30 68.57 3,200 500
The Toronto-Dominion Bank Common Shares CUSIP 891160 50 9
Reilly, Michael Edward 5 06/03/2007 30 68.58 3,700 500
The Toronto-Dominion Bank Common Shares CUSIP 891160 50 9
See, John Gordon 5 03/03/2007 51 33.42 23,427 756
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2491
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
The Toronto-Dominion Bank Options See, John Gordon 5 06/03/2007 51 33.42 95,180 -756
The Toronto-Dominion Bank Common Shares CUSIP 891160 50 9
Sinclair, Helen K 4 31/12/2006 30 61.38 2,307 64
The Toronto-Dominion Bank Common Shares CUSIP 891160 50 9
Sinclair, Helen K 4 31/12/2006 30 61.38 4,614 128
The Toronto-Dominion Bank Common Shares CUSIP 891160 50 9
Tennyson, Steven Lloyd 5 31/12/2006 30 61.93 32,894 65
The Toronto-Dominion Bank Common Shares CUSIP 891160 50 9
Thibault, Alain 5 06/03/2007 51 36.25 19,774 5,516
The Toronto-Dominion Bank Options Thibault, Alain 5 06/03/2007 51 36.25 110,386 -5,516
The Toronto-Dominion Bank Common Shares CUSIP 891160 50 9
Tomczyk, Fredric J 5 01/03/2007 10 69.7 22,907 -721
The Westaim Corporation Common Shares Fitch, George Andrew 5 05/03/2007 30 1.13 119,165 10,000 The Westaim Corporation Common Shares Heck, Barry Mark 4, 5 05/03/2007 30 1.13 99,224 25,000 The Westaim Corporation Common Shares Johnston, Anthony 5 05/03/2007 30 1.13 104,834 10,000 Thermal Energy International Inc.
Common Shares Class A Toffoli, Oliver 5 26/02/2007 10 0.2 1,157,094 -50,000
Thunderbird Resorts, Inc. Common Shares Mitchell, Jack 4, 5 05/03/2007 11 0.55 1,661,907 40,000 TimberWest Forest Corp. Units Stapled Blue, Brenda G 5 27/02/2007 30 14.23 10,326 1,243 TimberWest Forest Corp. Units Stapled Kelvin, John Andrew 5 27/02/2007 30 14.23 3,590 654 TimberWest Forest Corp. Units Stapled Kerr, Hamish 5 27/02/2007 30 14.23 2,895 800 TimberWest Forest Corp. Units Stapled Park, Beverlee Faye 5 27/02/2007 30 14.23 15,950 1,572 TimberWest Forest Corp. Units Stapled Vervynck, Eddie Raymond 5 22/02/2007 30 14.23 1,309 763 TimberWest Forest Corp. Units Stapled Vervynck, Eddie Raymond 5 27/02/2007 30 14.8 1,334 25 TimberWest Forest Corp. Units Stapled Vervynck, Eddie Raymond 5 27/02/2007 30 15.39 1,411 77 TimberWest Forest Corp. Units Stapled Vervynck, Eddie Raymond 5 27/02/2007 10 17.29 0 -1,411 TimberWest Forest Corp. Units Stapled Vervynck, Eddie Raymond 5 06/03/2007 30 14.23 763 TimberWest Forest Corp. Units Stapled Young, Gerald Glen 5 27/02/2007 30 14.23 3,745 1,484 Timminco Limited Promissory Notes Safeguard International
Fund, L.P. 3 30/09/2004 00
Timminco Limited Promissory Notes Safeguard International Fund, L.P.
3 09/03/2006 11 $2,000,000
Timminco Limited Promissory Notes Safeguard International Fund, L.P.
3 09/03/2006 11 $2,297,000 $2,297,000
Timminco Limited Promissory Notes Safeguard International Fund, L.P.
3 01/03/2007 11 $6,797,000 $4,500,000
Torstar Corporation Non-Voting Shares Class B
Oliver, Ian Alan 7 05/03/2007 10 18.71 0 -785
Total Energy Services Trust Trust Units Kwasnicia, Randy 4 05/03/2007 10 11.51 18,050 500
Transat A.T. inc. Action à droit de vote de catégorie B
Bussières, Bernard 7, 5 26/02/2007 30 16.08 24,736 452
Transat A.T. inc. Action à droit de vote de catégorie B
De Cesare, Lina 4, 7, 5 26/02/2007 30 16.08 61,838 746
Transat A.T. inc. Action à droit de vote de catégorie B
De Montigny, André 7, 5 26/02/2007 30 16.08 14,716 458
Transat A.T. inc. Action à droit de vote de catégorie B
Eustache, Jean-Marc 4, 7, 5 26/02/2007 30 16.08 495,470 1,243
Transat A.T. inc. Action à droit de vote de catégorie B
Gentiletti, Nelson 7 26/02/2007 30 16.08 18,472 559
Transat A.T. inc. Action à droit de vote de catégorie B
Godbout, Daniel 7 26/02/2007 30 16.08 24,933 512
Transat A.T. inc. Action à droit de vote de catégorie B
Graham, Allen B. 7 26/02/2007 30 16.08 15,699 590
Transat A.T. inc. Action à droit de vote de catégorie B
Piché, Louise 5 26/02/2007 30 16.08 11,219 435
TransAtlantic Petroleum Corp.
Options Bayley, Brian Eric 4 14/11/2006 52 0.35 195,000 -80,000
TransCanada Corporation Common Shares Anderson, Ronald D. 5 31/12/2006 30 34.86 5,407 185 TransCanada Corporation Common Shares Anderson, Ronald D. 5 31/12/2006 30 34.9 5,602 195 TransCanada Corporation Common Shares Baggs, James M. 5 31/12/2006 30 34.86 2,592 306 TransCanada Corporation Common Shares Baggs, James M. 5 31/12/2006 30 34.93 2,680 88 TransCanada Corporation Common Shares Becker, Steven D. 5 31/12/2006 30 34.86 2,086 346 TransCanada Corporation Common Shares Becker, Steven D. 5 31/12/2006 30 34.94 2,155 69 TransCanada Corporation Common Shares Calantone, Carl S. 5 31/12/2006 30 34.86 569 282 TransCanada Corporation Common Shares Calantone, Carl S. 5 31/12/2006 30 35.08 583 14 TransCanada Corporation Common Shares Cashin, John B 5 31/12/2006 30 34.88 3,424 61 TransCanada Corporation Common Shares Cashin, John B 5 31/12/2006 30 34.9 3,549 125 TransCanada Corporation Common Shares Clark, Stephen M.V. 5 31/12/2006 30 34.91 3,183 258 TransCanada Corporation Common Shares Clark, Stephen M.V. 5 31/12/2006 30 34.91 3,294 111 TransCanada Corporation Common Shares Cook, Ronald L. 5 31/12/2006 30 34.86 1,631 304
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2492
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
TransCanada Corporation Common Shares Cook, Ronald L. 5 31/12/2006 30 34.95 1,684 53 TransCanada Corporation Common Shares DeGrandis, Donald J. 5 31/12/2006 30 36.61 169 100 TransCanada Corporation Common Shares Kruselnicki, Peter 5 01/03/2007 00 TransCanada Corporation Common Shares McMaster, Sean 5 05/03/2007 10 37.453 2,650 2,650 TransCanada PipeLines Limited
Common Shares TransCanada Corporation 3 22/02/2007 11 38 517,681,616 34,210,526
TransCanada PipeLines Limited
Common Shares TransCanada Corporation 3 06/03/2007 11 38 522,197,530 4,515,914
Transcontinental Inc. Multiple Voting Shares Catégorie B
Transcontinental inc. 1 05/02/2007 38 22.5 100 100
Transcontinental Inc. Multiple Voting Shares Catégorie B
Transcontinental inc. 1 07/02/2007 38 22 500 400
Transcontinental Inc. Multiple Voting Shares Catégorie B
Transcontinental inc. 1 08/02/2007 38 21.8 3,400 2,900
Transcontinental Inc. Multiple Voting Shares Catégorie B
Transcontinental inc. 1 13/02/2007 38 21.5 4,100 700
Transcontinental Inc. Multiple Voting Shares Catégorie B
Transcontinental inc. 1 14/02/2007 38 21.8 4,500 400
Transcontinental Inc. Multiple Voting Shares Catégorie B
Transcontinental inc. 1 21/02/2007 38 22 30,100 25,600
Transcontinental Inc. Multiple Voting Shares Catégorie B
Transcontinental inc. 1 22/02/2007 38 25,600 -4,500
Transcontinental Inc. Multiple Voting Shares Catégorie B
Transcontinental inc. 1 23/02/2007 38 21.7 27,900 2,300
Transcontinental Inc. Multiple Voting Shares Catégorie B
Transcontinental inc. 1 27/02/2007 38 0 -27,900
Transcontinental Inc. Multiple Voting Shares Catégorie B
Transcontinental inc. 1 28/02/2007 38 21.5 100 100
Transcontinental Inc. Subordinate Voting Shares Catégorie A
Transcontinental inc. 1 01/02/2007 38 22.259 15,000 3,000
Transcontinental Inc. Subordinate Voting Shares Catégorie A
Transcontinental inc. 1 02/02/2007 38 22.478 17,800 2,800
Transcontinental Inc. Subordinate Voting Shares Catégorie A
Transcontinental inc. 1 05/02/2007 38 22.398 20,800 3,000
Transcontinental Inc. Subordinate Voting Shares Catégorie A
Transcontinental inc. 1 06/02/2007 38 22.274 23,800 3,000
Transcontinental Inc. Subordinate Voting Shares Catégorie A
Transcontinental inc. 1 07/02/2007 38 21.606 131,800 108,000
Transcontinental Inc. Subordinate Voting Shares Catégorie A
Transcontinental inc. 1 08/02/2007 38 21.693 134,800 3,000
Transcontinental Inc. Subordinate Voting Shares Catégorie A
Transcontinental inc. 1 09/02/2007 38 21.151 137,800 3,000
Transcontinental Inc. Subordinate Voting Shares Catégorie A
Transcontinental inc. 1 12/02/2007 38 21.266 140,800 3,000
Transcontinental Inc. Subordinate Voting Shares Catégorie A
Transcontinental inc. 1 13/02/2007 38 21.74 143,600 2,800
Transcontinental Inc. Subordinate Voting Shares Catégorie A
Transcontinental inc. 1 14/02/2007 38 22.123 146,600 3,000
Transcontinental Inc. Subordinate Voting Shares Catégorie A
Transcontinental inc. 1 15/02/2007 38 22.211 149,600 3,000
Transcontinental Inc. Subordinate Voting Shares Catégorie A
Transcontinental inc. 1 16/02/2007 38 22.213 152,600 3,000
Transcontinental Inc. Subordinate Voting Shares Catégorie A
Transcontinental inc. 1 19/02/2007 38 22.055 154,300 1,700
Transcontinental Inc. Subordinate Voting Shares Catégorie A
Transcontinental inc. 1 20/02/2007 38 22.144 157,300 3,000
Transcontinental Inc. Subordinate Voting Shares Catégorie A
Transcontinental inc. 1 21/02/2007 38 22.025 160,300 3,000
Transcontinental Inc. Subordinate Voting Shares Catégorie A
Transcontinental inc. 1 22/02/2007 38 21.954 163,300 3,000
Transcontinental Inc. Subordinate Voting Shares Catégorie A
Transcontinental inc. 1 22/02/2007 38 12,000 -151,300
Transcontinental Inc. Subordinate Voting Shares Catégorie A
Transcontinental inc. 1 23/02/2007 38 21.887 15,000 3,000
Transcontinental Inc. Subordinate Voting Shares Catégorie A
Transcontinental inc. 1 26/02/2007 38 21.764 18,000 3,000
Transcontinental Inc. Subordinate Voting Shares Catégorie A
Transcontinental inc. 1 27/02/2007 38 21.668 21,000 3,000
Transcontinental Inc. Subordinate Voting Shares Catégorie A
Transcontinental inc. 1 27/02/2007 38 9,000 -12,000
Transcontinental Inc. Subordinate Voting Shares Catégorie A
Transcontinental inc. 1 28/02/2007 38 21.502 12,000 3,000
Tribute Resources Inc. Common Shares Crich, Donald 3 01/03/2007 11 0.2 4,282,250 200,250
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2493
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Tribute Resources Inc. Common Shares Lowrie, Jane Elizabeth 3, 4, 5 01/03/2007 11 0.2 3,249,075 100,000 Tribute Resources Inc. Common Shares Lowrie, Jane Elizabeth 3, 4, 5 01/03/2007 11 0.2 1,403,832 100,250 Tribute Resources Inc. Common Shares Lowrie, Jane Elizabeth 3, 4, 5 01/03/2007 11 0.2 474,000 -400,500 Tribute Resources Inc. Common Shares Lowrie, Jane Elizabeth 3, 4, 5 05/03/2007 10 0.19 499,000 25,000 Trican Well Service Ltd. Common Shares Bagan, Kenneth Michael 4 01/03/2007 10 23.37 22,000 2,000 Trican Well Service Ltd. Common Shares Bagan, Kenneth Michael 4 01/03/2007 10 23.1 24,000 2,000 Trican Well Service Ltd. Common Shares Charlton, David L. 5 01/03/2007 51 5.2 681,994 87,994 Trican Well Service Ltd. Common Shares Charlton, David L. 5 01/03/2007 10 23 594,000 -87,994 Trican Well Service Ltd. Common Shares Charlton, David L. 5 07/03/2007 51 2.83 622,000 28,000 Trican Well Service Ltd. Common Shares Charlton, David L. 5 07/03/2007 51 5.2 624,006 2,006 Trican Well Service Ltd. Common Shares Charlton, David L. 5 07/03/2007 10 23.8 614,006 -10,000 Trican Well Service Ltd. Common Shares Charlton, David L. 5 07/03/2007 10 23.79 -20,006 Trican Well Service Ltd. Common Shares Charlton, David L. 5 08/03/2007 10 23.79 594,000 -20,006 Trican Well Service Ltd. Options Employee Stock
Options Charlton, David L. 5 01/03/2007 51 5.2 304,006 -87,994
Trican Well Service Ltd. Options Employee Stock Options
Charlton, David L. 5 07/03/2007 51 2.83 276,006 -28,000
Trican Well Service Ltd. Options Employee Stock Options
Charlton, David L. 5 07/03/2007 51 5.2 274,000 -2,006
Trican Well Service Ltd. Options Employee Stock Options
Charlton, David L. 5 08/03/2007 50 324,000 50,000
Trican Well Service Ltd. Common Shares Cobbe, Murray Lynn 4, 5 01/03/2007 51 5.2 1,185,000 300,000 Trican Well Service Ltd. Common Shares Cobbe, Murray Lynn 4, 5 01/03/2007 10 23 885,000 -300,000 Trican Well Service Ltd. Options Employee Stock
Options Cobbe, Murray Lynn 4, 5 01/03/2007 51 5.2 911,760 -300,000
Trican Well Service Ltd. Options Employee Stock Options
Cobbe, Murray Lynn 4, 5 08/03/2007 50 971,760 60,000
Trican Well Service Ltd. Common Shares Dusterhoft, Dale M. 5 01/03/2007 51 5.2 650,050 210,000 Trican Well Service Ltd. Common Shares Dusterhoft, Dale M. 5 01/03/2007 10 23 440,050 -210,000 Trican Well Service Ltd. Options Employee Stock
Options Dusterhoft, Dale M. 5 01/03/2007 51 5.2 258,800 -210,000
Trican Well Service Ltd. Options Employee Stock Options
Dusterhoft, Dale M. 5 08/03/2007 50 308,800 50,000
Trican Well Service Ltd. Common Shares Kelly, Michael Grant 5 01/03/2007 51 5.2 49,700 20,000 Trican Well Service Ltd. Common Shares Kelly, Michael Grant 5 01/03/2007 10 23 29,700 -20,000 Trican Well Service Ltd. Common Shares Kelly, Michael Grant 5 06/03/2007 51 5.2 129,700 100,000 Trican Well Service Ltd. Options Employee Stock
Options Kelly, Michael Grant 5 01/03/2007 51 5.2 427,690 -20,000
Trican Well Service Ltd. Options Employee Stock Options
Kelly, Michael Grant 5 06/03/2007 51 5.2 327,690 -100,000
Trican Well Service Ltd. Options Employee Stock Options
Kelly, Michael Grant 5 08/03/2007 50 377,690 50,000
Trican Well Service Ltd. Common Shares Luft, Donald R. 4, 5 01/03/2007 51 5.2 942,000 300,000 Trican Well Service Ltd. Common Shares Luft, Donald R. 4, 5 01/03/2007 10 23 642,000 -300,000 Trican Well Service Ltd. Options Employee Stock
Options Luft, Donald R. 4, 5 01/03/2007 51 5.2 882,250 -300,000
Trican Well Service Ltd. Options Employee Stock Options
Luft, Donald R. 4, 5 08/03/2007 50 932,250 50,000
Trilogy Energy Trust Trust Units Morin, Charles E. 6 06/03/2007 10 9.55 98,294 -2,600 Trilogy Energy Trust Trust Units Morin, Charles E. 6 06/03/2007 10 9.5685 91,294 -7,000 Trimac Income Fund Trust Units TRIMAC HOLDINGS LTD. 3 23/03/2006 11 3,450,000 -50,000
Trinorth Capital Inc. Common Shares Trinorth Capital Inc. 1 21/02/2007 38 0.17 40,000 40,000 Trinorth Capital Inc. Common Shares Trinorth Capital Inc. 1 22/02/2007 38 0.165 70,000 30,000 Trinorth Capital Inc. Common Shares Trinorth Capital Inc. 1 23/02/2007 38 0.16 90,000 20,000 Trinorth Capital Inc. Common Shares Trinorth Capital Inc. 1 28/02/2007 38 0.16 94,000 4,000 Trinorth Capital Inc. Common Shares Trinorth Capital Inc. 1 01/03/2007 38 0 -94,000 TSO3 inc. Options Boisjoli, Marc 5 27/02/2007 50 2.55 208,375 12,500 TSO3 inc. Options Boulanger, André 4 27/02/2007 50 2.55 32,403 3,500 TSO3 inc. Options Carrière, Germain 4 27/02/2007 50 2.55 57,903 7,000 TSO3 inc. Options de Villers, André 4 27/02/2007 50 2.55 32,403 3,500 TSO3 inc. Options Fonds de solidarité FTQ 3 27/02/2007 50 2.55 10,500 3,500 TSO3 inc. Options Hewitt, Ann 5 27/02/2007 50 2.55 152,500 12,500 TSO3 inc. Options Labeaume, Régis 4 27/02/2007 50 2.55 3,500 3,500 TSO3 inc. Options Marcotte, Jacques 4 27/02/2007 50 2.55 42,403 3,500 TSO3 inc. Options Robitaille, Simon 4, 5 27/02/2007 50 2.55 330,755 10,000 TSO3 inc. Options Vézina, Jocelyn 4, 5 27/02/2007 50 2.55 416,837 15,000 Tudor Corporation Ltd. Common Shares BERGMANN, RICHARD
JOHN 4 01/03/2007 22 73,800 14,750
Tudor Corporation Ltd. Common Shares BERGMANN, RICHARD JOHN
4 01/03/2007 22 89,925 16,125
Tudor Corporation Ltd. Common Shares BERGMANN, RICHARD JOHN
4 28/02/2007 22 12,250 6,250
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2494
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Tudor Corporation Ltd. Common Shares BERGMANN, RICHARD JOHN
4 28/02/2007 22 11,250 4,250
Tudor Corporation Ltd. Common Shares BERGMANN, RICHARD JOHN
4 28/02/2007 22 16,750 5,500
Tudor Corporation Ltd. Common Shares BERGMANN, RICHARD JOHN
4 28/02/2007 22 49,750 9,750
TURNKEY E&P INC. Common Shares Bossert, Dale 4 29/12/2006 30 4.9232 24,563 4,062 Twin Butte Energy Ltd. Common Shares Hruska, Craig Francis 4 27/02/2007 15 0.82 1,112,524 244,024 U3O8 Corp. Common Shares Marrelli, Carmelo 5 15/12/2006 00 8,500 U3O8 Corp. Common Shares Marrelli, Carmelo 5 15/12/2006 00 1,500 U3O8 Corp. Common Shares Marrelli, Carmelo 5 06/03/2007 10 3.5 1,200 1,200 UEX Corporation Common Shares Ahuja, Suraj Prakash 4 22/02/2007 51 0.95 100,000 100,000 UEX Corporation Common Shares Ahuja, Suraj Prakash 4 22/02/2007 10 6.3 17,700 -82,300 UEX Corporation Common Shares Ahuja, Suraj Prakash 4 22/02/2007 10 6.32 0 -17,700 UEX Corporation Options (Incentive stock
options) Ahuja, Suraj Prakash 4 22/02/2007 51 0.95 925,000 -100,000
UEX Corporation Common Shares Sorensen, Stephen Harvey 4, 5 21/02/2007 10 5.94 3,313,600 -86,400
UEX Corporation Common Shares Sorensen, Stephen Harvey 4, 5 21/02/2007 10 5.95 3,300,000 -13,600
UEX Corporation Common Shares Sorensen, Stephen Harvey 4, 5 22/02/2007 10 6.24 3,200,000 -100,000
UEX Corporation Common Shares Sorensen, Stephen Harvey 4, 5 23/02/2007 10 6.24 3,134,200 -65,800
UEX Corporation Common Shares Sorensen, Stephen Harvey 4, 5 23/02/2007 10 6.26 3,133,900 -300
UEX Corporation Common Shares Sorensen, Stephen Harvey 4, 5 23/02/2007 10 6.1 -81,100
UEX Corporation Common Shares Sorensen, Stephen Harvey 4, 5 26/02/2007 10 6 3,115,000 -18,900
UEX Corporation Common Shares Sorensen, Stephen Harvey 4, 5 26/02/2007 10 6.1 3,033,900 -81,100
UEX Corporation Common Shares Sorensen, Stephen Harvey 4, 5 26/02/2007 10 6.18 3,000,000 -33,900
UEX Corporation Common Shares Stanyer, Warren William 5 21/02/2007 51 0.08 41,500 41,500 UEX Corporation Common Shares Stanyer, Warren William 5 21/02/2007 10 6.04 38,500 -3,000 UEX Corporation Common Shares Stanyer, Warren William 5 21/02/2007 10 6.05 35,500 -3,000 UEX Corporation Common Shares Stanyer, Warren William 5 21/02/2007 10 6.06 32,500 -3,000 UEX Corporation Common Shares Stanyer, Warren William 5 21/02/2007 10 6.07 28,500 -4,000 UEX Corporation Common Shares Stanyer, Warren William 5 21/02/2007 10 6.08 23,500 -5,000 UEX Corporation Common Shares Stanyer, Warren William 5 21/02/2007 10 6.09 20,500 -3,000 UEX Corporation Common Shares Stanyer, Warren William 5 21/02/2007 10 6.1 19,000 -1,500 UEX Corporation Common Shares Stanyer, Warren William 5 21/02/2007 10 6.11 16,000 -3,000 UEX Corporation Common Shares Stanyer, Warren William 5 21/02/2007 10 6.12 13,000 -3,000 UEX Corporation Common Shares Stanyer, Warren William 5 21/02/2007 10 6.13 10,000 -3,000 UEX Corporation Common Shares Stanyer, Warren William 5 21/02/2007 10 6.14 5,900 -4,100 UEX Corporation Common Shares Stanyer, Warren William 5 21/02/2007 10 6.16 2,900 -3,000 UEX Corporation Common Shares Stanyer, Warren William 5 21/02/2007 10 6.17 0 -2,900 UEX Corporation Common Shares Stanyer, Warren William 5 22/02/2007 51 0.08 18,500 18,500 UEX Corporation Common Shares Stanyer, Warren William 5 22/02/2007 10 6.25 15,500 -3,000 UEX Corporation Common Shares Stanyer, Warren William 5 22/02/2007 10 6.26 12,500 -3,000 UEX Corporation Common Shares Stanyer, Warren William 5 22/02/2007 10 6.27 9,500 -3,000 UEX Corporation Common Shares Stanyer, Warren William 5 22/02/2007 10 6.28 0 -9,500 UEX Corporation Options (Incentive stock
options) Stanyer, Warren William 5 21/02/2007 51 0.08 803,500 -41,500
UEX Corporation Options (Incentive stock options)
Stanyer, Warren William 5 22/02/2007 51 0.08 785,000 -18,500
UEX Corporation Common Shares Thody, Graham Campbell 4 21/02/2007 51 0.08 100,000 100,000 UEX Corporation Common Shares Thody, Graham Campbell 4 21/02/2007 10 5.8 90,000 -10,000 UEX Corporation Common Shares Thody, Graham Campbell 4 21/02/2007 10 5.82 80,000 -10,000 UEX Corporation Common Shares Thody, Graham Campbell 4 21/02/2007 10 5.84 70,000 -10,000 UEX Corporation Common Shares Thody, Graham Campbell 4 21/02/2007 10 5.86 60,000 -10,000 UEX Corporation Common Shares Thody, Graham Campbell 4 21/02/2007 10 5.88 50,000 -10,000 UEX Corporation Common Shares Thody, Graham Campbell 4 21/02/2007 10 5.92 40,000 -10,000 UEX Corporation Common Shares Thody, Graham Campbell 4 21/02/2007 10 5.94 10,000 -30,000 UEX Corporation Common Shares Thody, Graham Campbell 4 21/02/2007 10 5.96 0 -10,000 UEX Corporation Common Shares Thody, Graham Campbell 4 22/02/2007 51 0.08 50,000 50,000 UEX Corporation Common Shares Thody, Graham Campbell 4 22/02/2007 10 6.26 40,000 -10,000 UEX Corporation Common Shares Thody, Graham Campbell 4 22/02/2007 10 6.28 30,000 -10,000 UEX Corporation Common Shares Thody, Graham Campbell 4 22/02/2007 10 6.3 10,000 -20,000 UEX Corporation Common Shares Thody, Graham Campbell 4 22/02/2007 10 6.32 0 -10,000 UEX Corporation Common Shares Thody, Graham Campbell 4 23/02/2007 51 0.08 2,600 2,600 UEX Corporation Common Shares Thody, Graham Campbell 4 23/02/2007 10 6.34 0 -2,600
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2495
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
UEX Corporation Options (Incentive stock options)
Thody, Graham Campbell 4 21/02/2007 51 0.08 1,034,100 -100,000
UEX Corporation Options (Incentive stock options)
Thody, Graham Campbell 4 22/02/2007 51 0.08 984,100 -50,000
UEX Corporation Options (Incentive stock options)
Thody, Graham Campbell 4 23/02/2007 51 0.08 981,500 -2,600
UEX Corporation Common Shares Zioulas, Elias Louie 5 22/02/2007 51 1.8 85,000 85,000 UEX Corporation Common Shares Zioulas, Elias Louie 5 22/02/2007 10 6.25 80,000 -5,000 UEX Corporation Common Shares Zioulas, Elias Louie 5 22/02/2007 10 6.26 70,000 -10,000 UEX Corporation Common Shares Zioulas, Elias Louie 5 22/02/2007 10 6.27 60,000 -10,000 UEX Corporation Common Shares Zioulas, Elias Louie 5 22/02/2007 10 6.28 55,000 -5,000 UEX Corporation Common Shares Zioulas, Elias Louie 5 22/02/2007 10 6.29 45,000 -10,000 UEX Corporation Common Shares Zioulas, Elias Louie 5 22/02/2007 10 6.3 30,000 -15,000 UEX Corporation Common Shares Zioulas, Elias Louie 5 22/02/2007 10 6.31 14,800 -15,200 UEX Corporation Common Shares Zioulas, Elias Louie 5 22/02/2007 10 6.32 0 -14,800 UEX Corporation Options (Incentive stock
options) Zioulas, Elias Louie 5 22/02/2007 51 1.8 449,700 -85,000
Underworld Resources Inc. Common Shares de Groot, Marcel H. 4 01/03/2007 15 0.5 74,000 50,000 Underworld Resources Inc. Options de Groot, Marcel H. 4 12/12/2006 00 Underworld Resources Inc. Options de Groot, Marcel H. 4 01/03/2007 50 100,000 100,000 Underworld Resources Inc. Options Fleming, Adrian Wallace 5 22/02/2007 00 Underworld Resources Inc. Options Fleming, Adrian Wallace 5 01/03/2007 50 0.5 175,000 175,000 Underworld Resources Inc. Options McLeod, Robert John 4 29/01/2007 00 Underworld Resources Inc. Options McLeod, Robert John 4 01/03/2007 50 0.5 175,000 175,000 Underworld Resources Inc. Options Sundar, Jeffrey Rohit 4 29/01/2007 00 Underworld Resources Inc. Options Sundar, Jeffrey Rohit 4 01/03/2007 50 0.5 100,000 100,000 Underworld Resources Inc. Options Williams, Michael Jeffrey 4 29/01/2007 00 Underworld Resources Inc. Options Williams, Michael Jeffrey 4 01/03/2007 50 0.5 175,000 175,000 Uni-Sélect Inc. Acceptation bancaire Caisse de dépôt et
placement du Québec 3 28/02/2007 11 $13,582,221 -$355,556
Unigold Inc. Common Shares Eskelund-Hansen, Jens 4 02/03/2007 10 0.49 60,000 -20,000 Unor Inc. Options Bell, George Percy 5 07/03/2007 50 0.57 1,650,165 200,000 Unor Inc. Options Bent, David Paul 5 07/03/2007 50 0.57 1,000,000 150,000 Unor Inc. Options Devlin, Thomas P. 5 07/03/2007 50 0.57 425,000 100,000 Ur-Energy Inc. Common Shares Franklin, James 4 22/02/2007 10 5.05 133,000 -67,000 Uruguay Mineral Exploration Inc.
Common Shares Shearer, Anthony 4 07/03/2007 11 445,834 -435,833
Uruguay Mineral Exploration Inc.
Common Shares Shearer, Anthony 4 08/03/2007 10 1.72 453,834 8,000
Utility Split Trust Units Capital Utility Split Trust 7 02/03/2007 38 13.817 40,900 3,900 Vault Energy Trust Trust Units Fisher, Steven Greg 5 28/02/2007 30 5.1 5,882 118 Vault Energy Trust Trust Units Fisher, Steven Greg 5 28/02/2007 30 5.29 5,996 114 Vault Energy Trust Trust Units Fisher, Steven Greg 5 28/02/2007 30 5.12 6,127 131 Vault Energy Trust Trust Units Jepson, Robert Thomas 5 28/02/2007 30 5.1 8,094 265 Vault Energy Trust Trust Units Jepson, Robert Thomas 5 28/02/2007 30 5.29 8,349 255 Vault Energy Trust Trust Units Jepson, Robert Thomas 5 28/02/2007 30 5.12 8,522 173 Vault Energy Trust Trust Units Kuhn, Mark Anton 5 31/12/2006 30 6.91 11,009 287 Vault Energy Trust Trust Units Marshall, Richard Phillip 4, 5 31/12/2006 30 6.91 19,058 146 Vault Minerals Inc. Common Shares Horne, Joseph Daniel 4, 5 28/02/2007 10 0.34 2,802,000 2,000 Vault Minerals Inc. Common Shares Horne, Joseph Daniel 4, 5 28/02/2007 10 0.35 2,805,000 3,000 Vault Minerals Inc. Common Shares Horne, Joseph Daniel 4, 5 01/03/2007 10 0.35 2,810,000 5,000 Vault Minerals Inc. Common Shares Horne, Joseph Daniel 4, 5 05/03/2007 10 0.32 2,815,000 5,000 Vault Minerals Inc. Common Shares Horne, Joseph Daniel 4, 5 05/03/2007 10 0.33 2,830,000 15,000 Vault Minerals Inc. Common Shares Horne, Joseph Daniel 4, 5 05/03/2007 10 0.34 2,845,000 15,000 Vault Minerals Inc. Common Shares Horne, Joseph Daniel 4, 5 05/03/2007 10 0.35 2,860,000 15,000 Vault Minerals Inc. Common Shares Horne, Joseph Daniel 4, 5 06/03/2007 10 0.3 2,872,500 12,500 Vault Minerals Inc. Common Shares Horne, Joseph Daniel 4, 5 07/03/2007 10 0.3 2,875,500 3,000 Vault Minerals Inc. Common Shares Horne, Joseph Daniel 4, 5 08/03/2007 10 0.3 2,960,000 84,500 Vault Minerals Inc. Common Shares Horne, Joseph Daniel 4, 5 09/03/2007 10 0.3 2,965,000 5,000 Vault Minerals Inc. Common Shares Horne, Joseph Daniel 4, 5 09/03/2007 10 0.31 2,981,500 16,500 Vault Minerals Inc. Common Shares Horne, Joseph Daniel 4, 5 09/03/2007 10 0.32 2,996,500 15,000 Vault Minerals Inc. Common Shares Horne, Joseph Daniel 4, 5 09/03/2007 10 0.33 3,000,000 3,500 Velo Energy Inc. Common Shares Brown, Darrell 4 20/02/2007 00 105,000 Velo Energy Inc. Common Shares Brown, Darrell 4 20/02/2007 00 324,100 Velo Energy Inc. Common Shares Brown, Darrell 4 20/02/2007 97 1,089,850 765,750 Velo Energy Inc. Common Shares Brown, Darrell 4 20/02/2007 00 5,000 Velo Energy Inc. Common Shares Brown, Darrell 4 20/02/2007 00 25,000 Velo Energy Inc. Common Shares Brown, Darrell 4 20/02/2007 97 212,500 187,500 Velo Energy Inc. Common Shares Brown, Darrell 4 20/02/2007 00 84,208 Velo Energy Inc. Common Shares Brown, Darrell 4 20/02/2007 00 106,442 Velo Energy Inc. Options Brown, Darrell 4 20/02/2007 00 250,000 Velo Energy Inc. Options Brown, Darrell 4 20/02/2007 50 0.2 350,000 100,000
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2496
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Vena Resources Inc. Common Shares May, Charlotte Mary-Anne 5 23/02/2007 10 1.83 0 -50,000
Verena Minerals Corporation Common Shares Neto, Jad Salomao 4 27/02/2007 10 0.52 2,130,987 -30,000
Verena Minerals Corporation Common Shares Shefsky, Stephen 4, 5 26/02/2007 11 1,149,801 -36,700
Verena Minerals Corporation Common Shares Shefsky, Stephen 4, 5 26/02/2007 11 377,895 36,700
Vermilion Energy Trust Trust Units Donadeo, Lorenzo 4 28/02/2007 46 31.2 175,216 4,900 Vermilion Energy Trust Trust Units Donadeo, Lorenzo 4 28/02/2007 30 33.27 176,594 1,378 Vermilion Energy Trust Trust Units Donovan, John 5 28/02/2007 46 31.2 47,771 2,200 Vermilion Energy Trust Trust Units Donovan, John 5 28/02/2007 30 33.27 48,822 1,051 Vermilion Energy Trust Trust Units Hartman, Keith 5 19/01/2006 00 518 Vermilion Energy Trust Trust Units Hartman, Keith 5 28/02/2007 30 33.27 740 222 Vermilion Energy Trust Trust Units Hartman, Keith 5 28/02/2007 46 31.2 2,240 1,500 Vermilion Energy Trust Trust Units Hicks, Curtis W. 5 28/02/2007 30 33.27 47,865 1,363 Vermilion Energy Trust Trust Units Hicks, Curtis W. 5 28/02/2007 46 31.2 50,065 2,200 Vermilion Energy Trust Trust Units Hicks, Curtis W. 5 28/02/2007 30 33.27 8,228 628 Vermilion Energy Trust Trust Units Mac Dougall, G.R. (Bob) 5 28/02/2007 46 31.2 5,006 2,200 Vermilion Energy Trust Trust Units Mac Dougall, G.R. (Bob) 5 28/02/2007 30 33.27 6,521 1,515 Vermilion Energy Trust Trust Units Patel, Dhirajlal 5 28/02/2007 46 31.2 3,828 1,500 Vermilion Energy Trust Trust Units Patel, Dhirajlal 5 28/02/2007 30 33.27 4,753 925 Vero Energy Inc. Common Shares Gilewicz, Gerald 5 09/03/2007 30 5.7 93,916 345 Victory Nickel Inc. Options Archibald, George Fraser 4, 6 06/03/2007 50 737,500 250,000 Victory Nickel Inc. Options Crothers, Frank 4, 6 06/03/2007 50 1,075,000 250,000 Victory Nickel Inc. Common Shares Galipeau, René Réal 4, 6, 5 01/03/2007 11 902,784 26,250 Victory Nickel Inc. Options Galipeau, René Réal 4, 6, 5 06/03/2007 50 1,431,250 250,000 Victory Nickel Inc. Options Galipeau, René Réal 4, 6, 5 06/03/2007 50 1,681,250 250,000 Victory Nickel Inc. Common Shares Jones, Paul, Latimer 6, 5 01/03/2007 11 12,624 8,250 Victory Nickel Inc. Options Jones, Paul, Latimer 6, 5 06/03/2007 50 1,075,000 250,000 Victory Nickel Inc. Common Shares Lecuyer, Normand Leo 6, 5 01/02/2007 00 Victory Nickel Inc. Common Shares Lecuyer, Normand Leo 6, 5 01/03/2007 11 7,500 7,500 Victory Nickel Inc. Common Shares Robertson, Brian Ernest 6, 5 01/03/2007 11 599,724 26,250 Victory Nickel Inc. Options Robertson, Brian Ernest 6, 5 06/03/2007 50 1,112,500 250,000 Victory Nickel Inc. Options Stockford, Howard Roger 3, 4 06/03/2007 50 587,500 250,000 Victory Nickel Inc. Common Shares Stokes, Sean Duncanson 6, 5 01/02/2007 00 Victory Nickel Inc. Common Shares Stokes, Sean Duncanson 6, 5 01/03/2007 11 6,750 6,750 Victory Nickel Inc. Options Stokes, Sean Duncanson 6, 5 06/03/2007 50 437,500 250,000 Victory Nickel Inc. Options Wardell, Bob 5 06/03/2007 50 512,500 250,000 Victory Nickel Inc. Options Young, Thomas Michael 4, 6 01/02/2007 00 Victory Nickel Inc. Options Young, Thomas Michael 4, 6 06/03/2007 50 250,000 250,000 VIQ Solutions Inc. Options Allford, Richard Bruce 5 28/02/2007 50 180,000 60,000 VIQ Solutions Inc. Options Hersh, Karen 5 28/02/2007 50 0.15 500,000 150,000 VIQ Solutions Inc. Options Inkster, Norman David 4 28/02/2007 50 0.15 655,000 195,000 VIQ Solutions Inc. Options Kempff, George Peter 4 28/02/2007 50 0.15 437,500 165,000 VIQ Solutions Inc. Options Macallum, Malcolm John 5 05/03/2007 50 0.15 850,000 150,000 VIQ Solutions Inc. Options McLeod, John Christopher 4 28/02/2007 50 211,250 165,000
VIQ Solutions Inc. Options Outhwaite, David 4, 5 28/02/2007 50 1,520,000 150,000 Virtek Vision International Inc.
Options Sandness, Robert Gilford 4 01/02/2007 52 4.48 657,500 -2,231
Vital Resources Corp. Common Shares Nugent, Michael Bernard 3 26/02/2007 11 3,440,000 -415,000 Wajax Income Fund Rights MTIP Rights Blair, David Gerald 5 20/01/2007 56 33.58 2,357 64 Wajax Income Fund Rights MTIP Rights Blair, David Gerald 5 08/03/2007 57 33.25 0 -2,357 Wajax Income Fund Rights MTIP Rights Blair, David Gerald 5 09/03/2007 57 33.25 -2,357 Wajax Income Fund Trust Units Blair, David Gerald 5 08/03/2007 30 33.25 7,282 2,357 Wajax Income Fund Trust Units Blair, David Gerald 5 08/03/2007 10 33.25 6,324 -958 Wajax Income Fund Trust Units Blair, David Gerald 5 09/03/2007 30 33.25 2,357 Wajax Income Fund Rights MTIP Rights Corbett, Linda Joan 5 20/01/2007 56 33.58 2,357 64 Wajax Income Fund Rights MTIP Rights Corbett, Linda Joan 5 08/03/2007 57 33.25 0 -2,357 Wajax Income Fund Trust Units Corbett, Linda Joan 5 08/03/2007 30 33.25 11,857 2,357 Wajax Income Fund Trust Units Corbett, Linda Joan 5 08/03/2007 10 33.25 10,899 -958 Wajax Income Fund Rights MTIP Rights Desjardins, Christopher
John5 20/01/2007 56 33.58 2,357 64
Wajax Income Fund Rights MTIP Rights Desjardins, Christopher John
5 08/03/2007 57 33.25 0 -2,357
Wajax Income Fund Trust Units Desjardins, Christopher John
5 08/03/2007 30 33.25 8,657 2,357
Wajax Income Fund Trust Units Desjardins, Christopher John
5 08/03/2007 10 33.25 7,699 -958
Wajax Income Fund Rights MTIP Rights Doyon, Jacquelin 5 20/01/2007 56 33.58 2,357 64 Wajax Income Fund Rights MTIP Rights Doyon, Jacquelin 5 08/03/2007 57 33.25 0 -2,357 Wajax Income Fund Trust Units Doyon, Jacquelin 5 08/03/2007 30 33.25 2,407 2,357
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2497
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Wajax Income Fund Trust Units Doyon, Jacquelin 5 08/03/2007 10 33.25 832 Wajax Income Fund Trust Units Doyon, Jacquelin 5 08/03/2007 10 33.25 1,575 -832 Wajax Income Fund Rights MTIP Rights Duncan, Gordon Alan 5 01/01/2007 56 33.58 5,894 161 Wajax Income Fund Rights MTIP Rights Duncan, Gordon Alan 5 08/03/2007 57 33.25 1 -5,893 Wajax Income Fund Trust Units Duncan, Gordon Alan 5 08/03/2007 30 33.25 19,246 5,893 Wajax Income Fund Rights MTIP Rights Hamilton, John Joseph 5 20/01/2007 56 33.58 5,894 161 Wajax Income Fund Rights MTIP Rights Hamilton, John Joseph 5 08/03/2007 57 33.25 1 -5,893 Wajax Income Fund Trust Units Hamilton, John Joseph 5 08/03/2007 30 33.25 25,893 5,893 Wajax Income Fund Trust Units Hamilton, John Joseph 5 08/03/2007 10 33.25 2,367 Wajax Income Fund Trust Units Hamilton, John Joseph 5 08/03/2007 10 33.25 23,526 -2,367 Wajax Income Fund Rights MTIP Rights Manning, Neil Donald 5 20/01/2007 56 33.58 650 Wajax Income Fund Rights MTIP Rights Manning, Neil Donald 5 20/01/2007 56 33.58 23,867 651 Wajax Income Fund Rights MTIP Rights Manning, Neil Donald 5 08/03/2007 57 33.25 0 -23,867 Wajax Income Fund Trust Units Manning, Neil Donald 5 08/03/2007 30 33.25 73,867 23,867 Wajax Income Fund Trust Units Manning, Neil Donald 5 08/03/2007 10 33.25 64,282 -9,585 Wajax Income Fund Rights MTIP Rights Whitman, Patrick Mark 5 20/01/2007 56 33.58 2,357 64 Wajax Income Fund Rights MTIP Rights Whitman, Patrick Mark 5 08/03/2007 57 33.25 0 -2,357 Wajax Income Fund Trust Units Whitman, Patrick Mark 5 08/03/2007 30 33.25 8,282 2,357 Wallbridge Mining Company Limited
Common Shares HOLMES, WARREN 4 14/11/2006 10 0.26 225,000 75,000
Wallbridge Mining Company Limited
Common Shares HOLMES, WARREN 4 15/11/2006 10 0.28 300,000 75,000
Wallbridge Mining Company Limited
Common Shares HOLMES, WARREN 4 23/11/2006 10 0.34 350,000 50,000
Wallbridge Mining Company Limited
Common Shares HOLMES, WARREN 4 22/12/2006 30 0.5 550,000 200,000
Wallbridge Mining Company Limited
Options Stock Option Plan HOLMES, WARREN 4 08/11/2006 50 0.24 350,000 100,000
Wallbridge Mining Company Limited
Common Shares Sittler, Darryl 4 01/05/2003 00
Wallbridge Mining Company Limited
Common Shares Sittler, Darryl 4 01/05/2005 97 20,000 20,000
Wallbridge Mining Company Limited
Common Shares Sittler, Darryl 4 01/05/2005 97 307,600 -20,000
Wescan Goldfields Inc. Common Shares McMillan, Neil 6 01/03/2007 47 0.485 225,385 -100 Wescast Industries Inc. Options Blignaut, Alan 5 27/02/2007 00 2,083 Wescast Industries Inc. Rights Blignaut, Alan 5 27/02/2007 00 937 Wescast Industries Inc. Options Cerson, Larry Douglas 5 27/02/2007 50 34,000 5,000 Wescast Industries Inc. Rights Cerson, Larry Douglas 5 27/02/2007 56 6,467 2,615 Wescast Industries Inc. Options Dean, David Allen 5 27/02/2007 50 7,666 5,000 Wescast Industries Inc. Rights Dean, David Allen 5 27/02/2007 56 4,965 2,275 Wescast Industries Inc. Options Frackowiak, Edward G. 4, 5 27/02/2007 50 36,790 8,500 Wescast Industries Inc. Rights Frackowiak, Edward G. 4, 5 27/02/2007 56 10,800 4,360 Wescast Industries Inc. Options Lawrence, Paul 5 27/02/2007 50 51,500 5,000 Wescast Industries Inc. Rights Lawrence, Paul 5 27/02/2007 56 6,624 2,604 Wescast Industries Inc. Options McNaughton, James
William5 27/02/2007 56 5,000
Wescast Industries Inc. Options McNaughton, James William
5 27/02/2007 50 8,250 5,000
Wescast Industries Inc. Rights McNaughton, James William
5 27/02/2007 56 4,975 2,121
West Fraser Timber Co. Ltd. Options Szucs, Zoltan 5 02/03/2007 59 131,010 -13,310
West Fraser Timber Co. Ltd. Options Szucs, Zoltan 5 02/03/2007 59 106,810 -24,200
Western Canadian Coal Corp.
Options Taddei, Fausto 5 05/03/2007 50 185,000 80,000
Western Oil Sands Inc. Class A Shares Luft, Gerry 5 09/03/2007 10 34.27 14,998 -4,757 Western Oil Sands Inc. Class A Shares Stevenson, Gregory
Chester 5 07/03/2007 10 33.5 462 -4,600
Western Troy Capital Resources Inc.
Common Shares Loesby, Rex E. 5 07/03/2007 10 0.385 74,000 10,000
Western Troy Capital Resources Inc.
Common Shares Loesby, Rex E. 5 07/03/2007 10 0.39 79,000 5,000
Western Troy Capital Resources Inc.
Common Shares Mourin, Stanley 3, 4, 5 05/03/2007 10 0.39 667,805 7,000
Western Troy Capital Resources Inc.
Common Shares Mourin, Stanley 3, 4, 5 06/03/2007 10 0.39 672,805 5,000
WestJet Airlines Ltd. Common Shares - Voting Bureau, Duncan 5 07/03/2007 10 14.79 699 -444
WestJet Airlines Ltd. Options 2007 Stock Options
Culmone, Vito 5 01/03/2007 00
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2498
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
WestJet Airlines Ltd. Options 2007 Stock Options
Culmone, Vito 5 01/03/2007 50 14.75 4,520 4,520
WestJet Airlines Ltd. Common Shares - Voting Durfy, Sean Michael 5 06/03/2007 10 14.8 14,401 -3,000
WestJet Airlines Ltd. Common Shares - Voting Durfy, Sean Michael 5 06/03/2007 10 14.77 14,103 -298
WestJet Airlines Ltd. Common Shares - Voting Hannon, Murph Norbert 4 07/03/2007 10 14.74 886,725 -25,000
WestJet Airlines Ltd. Common Shares - Voting Hinds, Gerald 5 07/03/2007 30 4,036 390
WestJet Airlines Ltd. Common Shares - Voting McKenzie, Kenneth Edward 5 31/12/2006 30 11.65 7,525 1,047
WestJet Airlines Ltd. Common Shares - Voting Ogle, Steven James 5 26/02/2007 51 15.02 2,828
WestJet Airlines Ltd. Common Shares - Voting Ogle, Steven James 5 26/02/2007 51 11.21 10,196 2,828
WestJet Airlines Ltd. Common Shares - Voting PAGET, JANICE MARGARET
8 07/03/2007 51 9,107 2,659
WestJet Airlines Ltd. Common Shares - Voting PAGET, JANICE MARGARET
8 08/03/2007 10 14.7 6,448 -2,659
WestJet Airlines Ltd. Options 2003 Stock Options
PAGET, JANICE MARGARET
8 07/03/2007 36 0 -11,148
Westport Innovations Inc. Common Shares Bauermeister, Henry F. (Barney)
4 26/02/2007 10 1.4139 44,800 19,800
Westport Innovations Inc. Common Shares Bauermeister, Henry F. (Barney)
4 26/02/2007 10 1.4225 50,000 5,200
WGI Heavy Minerals, Incorporated
Common Shares Brown, Covell 4 02/03/2007 10 0.69 175,000 10,000
WGI Heavy Minerals, Incorporated
Options Wright Hayden, Karla 5 07/09/2006 00
WGI Heavy Minerals, Incorporated
Options Wright Hayden, Karla 5 23/10/2006 50 0.55 50,000 50,000
Whitemud Resources Inc. Common Shares Aycock, Burl 4 16/02/2007 00 100,000 Whitemud Resources Inc. Common Shares Aycock, Burl 4 16/02/2007 00 1,364,125 Whitemud Resources Inc. Options Aycock, Burl 4 16/02/2007 00 Whitemud Resources Inc. Options Aycock, Burl 4 01/03/2007 50 8 220,000 220,000 Whitemud Resources Inc. Common Shares Babichuk, Kelly 4 16/02/2007 00 1,061,825 Whitemud Resources Inc. Options Babichuk, Kelly 4 16/02/2007 00 Whitemud Resources Inc. Options Babichuk, Kelly 4 01/03/2007 50 8 200,000 200,000 Whitemud Resources Inc. Common Shares Douglas, Donald James 4 16/02/2007 00 100,000 Whitemud Resources Inc. Options Douglas, Donald James 4 16/02/2007 00 20,000 Whitemud Resources Inc. Options Douglas, Donald James 4 01/03/2007 50 8 50,000 30,000 Whitemud Resources Inc. Common Shares Gagnon, Christian 5 16/02/2007 00 66,000 Whitemud Resources Inc. Options Gagnon, Christian 5 16/02/2007 00 Whitemud Resources Inc. Options Gagnon, Christian 5 01/03/2007 50 8 120,000 120,000 Whitemud Resources Inc. Common Shares Graham, Kevin 5 16/02/2007 00 1,101,825 Whitemud Resources Inc. Options Graham, Kevin 5 16/02/2007 00 Whitemud Resources Inc. Options Graham, Kevin 5 01/03/2007 50 8 120,000 120,000 Whitemud Resources Inc. Common Shares Leitch, Donald Rodney 5 08/03/2007 15 8 62,750 2,750 Whitemud Resources Inc. Common Shares Lester, William Barry 4 16/02/2007 00 40,000 Whitemud Resources Inc. Options Lester, William Barry 4 16/02/2007 00 20,000 Whitemud Resources Inc. Options Lester, William Barry 4 01/03/2007 50 8 50,000 30,000 Whitemud Resources Inc. Common Shares Martin, Robert 5 16/02/2007 00 40,000 Whitemud Resources Inc. Options Martin, Robert 5 16/02/2007 00 Whitemud Resources Inc. Options Martin, Robert 5 01/03/2007 50 8 80,000 80,000 Whitemud Resources Inc. Common Shares Phinney, Robin 5 16/02/2007 00 1,101,825 Whitemud Resources Inc. Common Shares Stenason, David James 4 16/02/2007 00 55,000 Whitemud Resources Inc. Options Stenason, David James 4 16/02/2007 00 Whitemud Resources Inc. Options Stenason, David James 4 01/03/2007 50 8 40,000 40,000 Widescope Resources Common Shares Schultz, R. Martin 4, 5 26/02/2007 10 0.22 482,732 200 Widescope Resources Common Shares Schultz, R. Martin 4, 5 28/02/2007 10 0.22 482,932 200 Wilmington Capital Management Inc. (formerly Unicorp Inc.)
Common Shares Class A Wilmington Capital Management Inc.
1 14/02/2007 38 3 200 200
Wilmington Capital Management Inc. (formerly Unicorp Inc.)
Common Shares Class A Wilmington Capital Management Inc.
1 14/02/2007 38 0 -200
X-Cal Resources Ltd. Common Shares Kennedy, Shawn Michael Thomas
4, 5 28/02/2007 10 0.36 449,600 50,000
X-Cal Resources Ltd. Common Shares Kennedy, Shawn Michael Thomas
4, 5 28/02/2007 10 0.36 1,119,850 -50,000
X-Cal Resources Ltd. Options Kennedy, Shawn Michael Thomas
4, 5 06/12/2006 52 0.47 1,450,000 -800,000
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2499
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
X-Terra Resources Corporation
Options Page, Lawrence Peter 4 23/02/2007 97 0.15 124,000 -75,000
X-Terra Resources Corporation
Options Page, Lawrence Peter 4 23/02/2007 97 1.5 131,500 7,500
X-Terra Resources Corporation
Options Page, Lawrence Peter 4 23/02/2007 97 0.1 7,500 -124,000
X-Terra Resources Corporation
Options Page, Lawrence Peter 4 23/02/2007 97 1 19,900 12,400
Xceed Mortgage Corporation Common Shares XCEED MORTGAGE CORPORATION
1 01/03/2007 38 6.5 220,600 11,800
Xplore Technologies Corp. Common Shares Sassower, Philip S. 4, 5 05/03/2007 35 282,753 67,528 Xplore Technologies Corp. Common Shares Sassower, Philip S. 4, 5 15/12/2004 00 Xplore Technologies Corp. Common Shares Sassower, Philip S. 4, 5 05/03/2007 35 367,126 367,126 Xplore Technologies Corp. Common Shares Sassower, Philip S. 4, 5 05/03/2007 35 2,255,195 255,195 Xtreme Coil Drilling Corp. Common Shares Wood, Thomas D 4 08/03/2007 54 0.01 3,350,002 333,334 Xtreme Coil Drilling Corp. Warrants Wood, Thomas D 4 04/05/2006 00 Xtreme Coil Drilling Corp. Warrants Wood, Thomas D 4 04/05/2006 00 666,668 Xtreme Coil Drilling Corp. Warrants Performance Wood, Thomas D 4 08/03/2007 54 0.01 0 -333,334 Yangarra Resources Ltd. Common Shares Evaskevich, James Grant 4, 5 06/03/2007 10 0.21 633,562 30,500 Yangarra Resources Ltd. Common Shares Evaskevich, James Grant 4, 5 07/03/2007 10 0.21 648,062 14,500 YEARS Financial Trust Trust units YEARS Financial Trust 1 23/02/2007 38 22.98 2,100 2,100 YEARS Financial Trust Trust units YEARS Financial Trust 1 23/02/2007 38 22.98 0 -2,100 Yellow Pages Income Fund Options Tellier, Marc 4, 5 28/02/2007 51 3.92 382,682 -191,346
Yellow Pages Income Fund Units Tellier, Marc 4, 5 28/02/2007 51 3.92 401,346 191,346
Yellow Pages Income Fund Units Tellier, Marc 4, 5 28/02/2007 10 13.652 210,000 -191,346
YIELDPLUS Income Fund Trust Units Yieldplus Income Fund 1 19/02/2007 38 11.67 12,161,310 6,900 YIELDPLUS Income Fund Trust Units Yieldplus Income Fund 1 20/02/2007 38 11.62 12,163,810 2,500 YIELDPLUS Income Fund Trust Units Yieldplus Income Fund 1 21/02/2007 38 11.53 12,167,110 3,300 YIELDPLUS Income Fund Trust Units Yieldplus Income Fund 1 21/02/2007 38 11.72 12,168,610 1,500 YIELDPLUS Income Fund Trust Units Yieldplus Income Fund 1 22/02/2007 38 11.62 12,176,210 7,600 YIELDPLUS Income Fund Trust Units Yieldplus Income Fund 1 22/02/2007 38 11.7 12,176,710 500 YIELDPLUS Income Fund Trust Units Yieldplus Income Fund 1 23/02/2007 38 11.66 12,178,010 1,300 YIELDPLUS Income Fund Trust Units Yieldplus Income Fund 1 23/02/2007 38 11.79 12,179,810 1,800 YIELDPLUS Income Fund Trust Units Yieldplus Income Fund 1 26/02/2007 38 11.72 12,182,610 2,800 YIELDPLUS Income Fund Trust Units Yieldplus Income Fund 1 26/02/2007 38 11.79 12,183,610 1,000 YIELDPLUS Income Fund Trust Units Yieldplus Income Fund 1 27/02/2007 38 11.76 12,187,410 3,800 YIELDPLUS Income Fund Trust Units Yieldplus Income Fund 1 28/02/2007 38 11.69 12,190,510 3,100 YIELDPLUS Income Fund Trust Units Yieldplus Income Fund 1 01/03/2007 38 11.56 12,193,110 2,600 YIELDPLUS Income Fund Trust Units Yieldplus Income Fund 1 01/03/2007 10 11.77 12,188,110 -5,000 YIELDPLUS Income Fund Trust Units Yieldplus Income Fund 1 02/03/2007 38 11.85 12,188,710 600 YIELDPLUS Income Fund Trust Units Yieldplus Income Fund 1 05/03/2007 38 11.55 12,192,310 3,600 YIELDPLUS Income Fund Trust Units Yieldplus Income Fund 1 06/03/2007 38 11.56 12,192,710 400 YIELDPLUS Income Fund Trust Units Yieldplus Income Fund 1 07/03/2007 38 11.64 12,194,310 1,600 YIELDPLUS Income Fund Trust Units Yieldplus Income Fund 1 08/03/2007 38 11.61 12,196,010 1,700 YM BioSciences Inc. Common Shares ALLAN, DAVID G. P. 4 06/03/2007 10 1.6 20,000 10,000 Yoho Resources Inc. Common Shares Olson, Kevin 4 28/02/2007 36 350,000 100,000 Yoho Resources Inc. Common Shares Non-
VotingOlson, Kevin 4 28/02/2007 36 0 -250,000
Yoho Resources Inc. Non-Voting Shares Class B
Olson, Kevin 4 23/12/2004 00
Yoho Resources Inc. Non-Voting Shares Class B
Olson, Kevin 4 28/02/2007 36 150,000 150,000
Yoho Resources Inc. Common Shares Perron, Gary 4 28/02/2007 36 835,200 380,200 Yoho Resources Inc. Common Shares Non-
VotingPerron, Gary 4 28/02/2007 36 0 -950,500
Yoho Resources Inc. Non-Voting Shares Class B
Perron, Gary 4 23/12/2004 00
Yoho Resources Inc. Non-Voting Shares Class B
Perron, Gary 4 28/02/2007 36 570,300 570,300
Yorbeau Resources Inc. Common Shares Class A Renaud, Richard J. 4 02/03/2007 10 0.315 7,232,382 10,000
Yorbeau Resources Inc. Common Shares Class A Renaud, Richard J. 4 05/03/2007 10 0.315 7,242,382 10,000
Yorbeau Resources Inc. Common Shares Class A Renaud, Richard J. 4 07/03/2007 10 0.31 7,250,882 8,500
Yorbeau Resources Inc. Common Shares Class A Renaud, Richard J. 4 08/03/2007 10 0.315 7,260,882 10,000
Young-Shannon Gold Mines, Limited
Options Suttie, Robert 5 01/02/2007 00
Insider Reporting
March 16, 2007 (2007) 30 OSCB 2500
Issuer Name Security Insider Name Rel'n Transaction Date
T/O Unit Price
Date/Month End Holdings
Acquired/ Disposed
Young-Shannon Gold Mines, Limited
Options Suttie, Robert 5 28/02/2007 50 0.135 100,000 100,000
Zapata Energy Corporation Common Shares Zapata Energy Corporation 1 01/03/2007 38 4.8132 3,400 3,400
Zapata Energy Corporation Common Shares Zapata Energy Corporation 1 01/03/2007 38 4.85 4,000 600
Zapata Energy Corporation Common Shares Zapata Energy Corporation 1 01/03/2007 38 0 -4,000
Zi Corporation Options Djokovic, Milos 4, 5 28/02/2007 50 2.43 920,000 400,000 Zincore Metals Inc. Options Losada-Calderon, Alejandro 6 25/02/2007 00
Zincore Metals Inc. Options Losada-Calderon, Alejandro 6 25/02/2007 50 0.74 100,000 100,000
ZoomMed inc. Common Shares Marmet, André 4, 5 08/11/2006 10 0.24 -35,000 ZoomMed inc. Common Shares Marmet, André 4, 5 08/12/2006 10 0.24 1,959,300 -35,000
March 16, 2007 (2007) 30 OSCB 2501
Chapter 8
Notice of Exempt Financings
REPORTS OF TRADES SUBMITTED ON FORMS 45-106F1 AND 45-501F1
TransactionDate
No of Purchasers
Issuer/Security Total Purchase Price ($)
No of Securities
Distributed
01/08/2007 2 A to Z Capital Corp. - Preferred Shares 250,000.00 250,000.00
03/01/2007 16 AB Svensk Exportkredit - Bonds 300,000,000.00 N/A
02/16/2007 17 Abitex Resources Inc. - Units 343,000.00 1,143,333.00
04/19/2006 4 Airesurf Networks Holdings Inc. - Notes 45,000.00 45,000.00
03/01/2007 3 AMADOR GOLD CORP. - Common Shares 48,000.00 350,000.00
03/02/2007 5 American Creek Resources Ltd. - Units 2,000,000.00 952,380.00
02/27/2007 to 02/28/2007
8 Annapolis Investment Limited Partnership IV - Limited Partnership Units
3,700,000.00 37,000.00
02/21/2007 49 Arctic Star Diamond Corp. - Units 2,572,634.70 N/A
01/17/2007 11 Argentex Mining Corporation - Units 479,260.62 408,100.00
02/28/2007 1 Aurum Mining Plc. - Common Shares 3,441,900.00 N/A
02/23/2007 5 Bain Capital Asia Fund LP - Limited Partnership Interest
9,990,050.00 N/A
02/28/2007 14 Bayfield Ventures Corp. - Common Shares 300,000.00 N/A
02/19/2007 207 Bayou Bend Petroleum Ltd. - Receipts 200,000,000.40 166,666,667.00
02/21/2007 124 Bronco Energy Ltd. - Common Shares 56,800,000.00 N/A
01/15/2007 15 BT Global Growth Fund LP - Units 2,138,528.87 193,777.56
03/06/2007 to 03/07/2007
10 BTI Photonics Systems Inc. - Notes 2,940,813.72 N/A
02/27/2007 131 C2C inc. - Units 3,515,050.00 10,043,000.00
02/23/2007 38 Canadian Continental Exploration Corp. - Common Shares
2,340,000.00 11,700,000.00
02/23/2007 38 Canadian Continental Exploration Corp. - Common Shares
2,340,000.00 11,700,000.00
02/26/2007 to 03/07/2007
95 Canadian Horizons (Vernon Eastside) Limited Partnership - Limited Partnership Units
3,050,500.00 31,855.00
03/01/2007 117 Cantor Fitzgerald LP - Limited Partnership Units 55,864,096.00 500,000.00
02/27/2007 39 Celtic Exploration Ltd. - Common Shares 24,975,004.00 1,500,000.00
02/22/2007 1 Chartwell Master Care LP - Units 10,144,796.48 696,758.00
Notice of Exempt Financings
March 16, 2007 (2007) 30 OSCB 2502
TransactionDate
No of Purchasers
Issuer/Security Total Purchase Price ($)
No of Securities
Distributed
02/23/2007 37 Cinema Internet Networks Inc. - Units 262,200.00 5,244,000.00
02/19/2007 11 Cinemage Corporation - Units 100,500.00 1,340,000.00
01/17/2007 28 Citigroup Inc. - Notes 397,880,000.00 N/A
02/21/2007 to 03/03/2007
24 CMC Markets Canada Inc. - Contracts for Differences
455,000.00 24.00
01/27/2006 2 CMS/LLM Preferred Equity Fund Q, L.P. - Limited Partnership Units
1,200,000.00 1.20
02/20/2007 45 Cork Exploration Inc. - Flow-Through Shares 16,008,000.00 3,335,000.00
02/21/2007 147 CY Oriental Holdings Ltd. - Units 17,500,000.09 4,778,157.00
02/27/2007 21 Cymat Technologies Ltd. - Units 1,073,750.00 4,682,267.00
02/16/2007 1 Daly Grove (2007) Limited Partnership - Loans 50,000.00 N/A
02/28/2007 4 Davis-Rea Ltd. Balanced Pooled Fund - Units 775,000.00 57,628.30
02/09/2006 to 12/08/2006
8 Di Tomasso Equilibrium Fund - Units 3,055,000.00 194,776.35
02/23/2007 to 02/28/2007
96 DIRTT Environmental Solutions Ltd. - Units 7,411,898.25 N/A
11/29/2006 3 Donner Petroleum Ltd. - Common Shares 357,500.00 3,479,729.00
02/27/2007 115 Duvernay Oil Corp. - Flow-Through Shares 41,500,000.00 1,000,000.00
02/21/2007 4 DynaMotive Energy Systems Corporation - Common Shares
3,115,714.00 1,785,713.00
02/27/2007 2 El Nino Ventures Inc. - Common Shares 12,000.00 30,000.00
03/01/2007 8 Ells River Resources Inc. - Common Shares 135,000.00 135,000.00
02/23/2007 5 Eloro Resources Ltd. - Flow-Through Shares 500,000.00 625,000.00
03/01/2007 34 Enablence Technologies Inc. - Common Shares 15,000,000.00 25,000,000.00
12/31/2006 55 EnergyFields 2006 Special Flow-Through Limited Partnership - Units
1,456,000.00 145,600.00
02/26/2007 152 Escape Group Inc. - Common Shares 5,009,500.00 10,019,000.00
02/20/2007 37 Everton Resources Inc. - Units 12,500,000.00 N/A
02/28/2007 28 Explor Resources Inc. - Flow-Through Shares 370,000.00 1,363,636.00
02/22/2007 71 Fireswirl Technologies Inc. - Units 4,480,000.00 4,500,000.00
02/26/2007 1 First Leaside Fund - Units 75,000.00 75,000.00
03/01/2007 1 First Leaside Properties Limited Partnership - Notes 100,000.00 100,000.00
11/28/2006 26 First Majestic Silver Corp. - Common Shares 15,945,300.00 4,429,250.00
02/22/2007 7 First Narrows Resources Corp - Units 1,640,125.00 4,687,500.00
Notice of Exempt Financings
March 16, 2007 (2007) 30 OSCB 2503
TransactionDate
No of Purchasers
Issuer/Security Total Purchase Price ($)
No of Securities
Distributed
02/19/2007 1 Freegold Ventures Limited - Common Shares 17,000.00 25,000.00
02/28/2007 35 Freegold Ventures Limited - Units 2,805,000.00 5,100,000.00
12/07/2006 to 02/18/2007
8 Gateway Mortgage Investment Corp. - Common Shares
157,907.90 N/A
02/26/2007 to 03/02/2007
23 General Motors Acceptance Corporation of Canada, Limited - Notes
6,690,294.03 6,690,294.03
02/28/2007 74 Geologix Explorations Inc. - Common Shares 3,740,000.50 5,300,650.00
03/01/2007 52 Global Minerals Ltd - Units 3,750,000.00 15,000,000.00
02/20/2007 to 02/28/2007
8 Global Trader Europe Limited - Contracts for Differences
77,899.83 112,412.00
02/13/2007 to 02/19/2007
8 Global Trader Europe Limited - Special Trust Securities
6,002.83 76,424.00
02/21/2007 1 GMO Developed World Equity Inv PLC - Units 104,329.68 2,896.40
02/23/2007 1 GMO International Opportunities Equity Alloc Fund - Units
21,420,073.76 809,522.31
02/20/2007 1 GMO World Opportunities Equity Allocation Fund - Units
2,310,600.19 78,787.78
02/09/2007 1 Harvard High Yield Investments Inc. - Debentures 3,533,700.00 N/A
02/09/2007 55 Hawk Precious Minerals Inc. - Units 2,894,163.20 N/A
02/28/2007 5 Houston Lake Mining Inc. - Common Shares 354,121.10 505,886.00
02/23/2007 1 ING Clarion Global Ltd. - Units 1,155,000.00 1,000.00
02/22/2007 123 International Frontier Resources Corporation - Flow-Through Shares
15,475,000.00 4,800,000.00
02/22/2007 71 International Frontier Resources Corporation - Units 7,200,000.00 12,400,000.00
02/19/2007 10 iseemedia, Inc. - Units 952,540.05 2,721,543.00
02/28/2007 6 Jig-A-Loo World Inc. - Common Shares 561,600.00 624,000.00
02/26/2007 40 Jig-A-Loo World Inc. - Common Shares 7,244,100.00 8,049,000.00
02/16/2007 1 KBSH Enhanced Income Fund - Units 446,875.00 38,358.37
02/27/2007 1 KBSH Private - Canadian Equity Fund - Units 28,500.00 1,538.55
02/27/2007 1 KBSH Private - Canadian Equity Value Fund - Units 42,750.00 3,949.19
02/16/2007 1 KBSH Private - Canadian Equity Value Fund - Units 187,687.50 17,360.79
02/27/2007 2 KBSH Private - Fixed Income Fund - Units 134,000.00 12,979.47
02/16/2007 1 KBSH Private - Fixed Income Fund - Units 230,100.00 22,387.62
02/27/2007 1 KBSH Private - Global Value Fund - Units 71,250.00 6,692.03
02/23/2007 1 KBSH Private - Global Value Fund - Units 3,000,000.00 280,740.16
Notice of Exempt Financings
March 16, 2007 (2007) 30 OSCB 2504
TransactionDate
No of Purchasers
Issuer/Security Total Purchase Price ($)
No of Securities
Distributed
02/16/2007 1 KBSH Private - Global Value Fund - Units 209,300.00 19,593.71
02/27/2007 1 KBSH Private - International Fund - Units 17,100.00 1,343.50
02/16/2007 1 KBSH Private - Special Equity Fund - Units 194,187.50 6,910.34
02/27/2007 1 KBSH Private - U.S. Equity Fund - Units 11,400.00 803.01
02/16/2007 1 KBSH Private - U.S. Equity Fund - Units 300,000.00 20,918.53
02/26/2007 1 Kereco Energy Ltd. - Flow-Through Shares 1,032,000.00 120,000.00
02/16/2007 262 Killam Properties Inc. - Units 40,368,000.00 17,400,000.00
02/15/2007 11 Kingwest Avenue Portfolio - Units 505,700.00 14,381.72
02/28/2007 8 Kingwest Avenue Portfolio - Units 240,902.50 7,002.96
02/15/2007 6 Kingwest Canadian Equity Portfolio - Units 1,138,309.80 86,974.21
02/28/2007 2 Kingwest Canadian Equity Portfolio - Units 15,000.00 1,167.05
02/15/2007 16 Kingwest U.S. Equity Portfolio - Units 667,799.53 35,550.75
02/28/2007 11 Kingwest U.S. Equity Portfolio - Units 152,387.30 8,362.41
07/20/2006 242 La Imperial Resources Inc. - Common Shares 1,129,000.00 4,516,000.00
02/28/2007 3 Leader Energy Services Ltd. - Debentures 15,000,000.00 15,000,000.00
02/09/2007 2 Level 3 Financing, Inc. - Notes 3,559,215.00 N/A
03/02/2007 17 LibreStream Technologies Inc. - Common Shares 3,000,000.15 2,222,221.00
01/01/2006 to 12/31/2006
3 LifePoints All Equity Portfolio - Units 2,801,665.26 25,262.91
01/01/2006 to 12/31/2006
16 LifePoints Balanced Growth Portfolio - Units 124,124,921.50 1,065,920.10
01/01/2006 to 12/31/2006
10 LifePoints Balanced Income Portfolio - Units 59,257,005.85 526,611.73
01/01/2006 to 12/31/2006
9 LifePoints Long-Term Growth Portfolio - Units 91,245,995.03 674,804.13
03/01/2007 46 Linear Gold Corp - Units 25,000,000.00 5,000,000.00
02/22/2007 114 Linear Metals Corporation - Units 10,062,591.00 5,750,000.00
03/01/2007 6 Magenta II Mortgage Investment Corporation - Common Shares
118,730.00 118,730.00
03/02/2007 4 Magnum Uranium Corp. - Units 2,999,996.95 2,857,140.00
03/02/2007 99 Markinch Realty Corporation - Units 1,651,150.00 1,651,150.00
10/30/2005 to 09/30/2006
19 Marquest Balanced Fund - Units 411,973.00 N/A
10/30/2005 to 09/30/2006
16 Marquest Bridge Fund - Units 2,971,250.00 N/A
Notice of Exempt Financings
March 16, 2007 (2007) 30 OSCB 2505
TransactionDate
No of Purchasers
Issuer/Security Total Purchase Price ($)
No of Securities
Distributed
10/30/2005 to 09/30/2006
35 Marquest Canadian Equity Fund - Units 1,297,304.00 N/A
10/30/2005 to 09/30/2006
13 Marquest Canadian Equity Growth Fund - Units 1,013,171.00 N/A
10/30/2005 to 09/30/2006
3 Marquest Canadian Equity Large Cap Fund - Units 34,250.00 N/A
10/30/2005 to 09/30/2006
31 Marquest Dividend Income Fund - Units 3,258,554.00 N/A
10/30/2005 to 09/30/2006
3 Marquest Resource Fund - Units 156,250.00 N/A
10/30/2005 to 09/30/2006
4 Marquest U.S. Equity Growth Fund - Units 850,000.00 N/A
01/01/2007 2 MCAN Performance Strategies - Units 1,124,803.62 9,155.91
02/01/2007 1 MCAN Performance Strategies - Units 100,000.00 805.00
03/06/2007 39 Mega Uranium Ltd. - Common Shares 11,808,000.00 1,600,000.00
02/22/2007 186 Mega Uranium Ltd. - Units 23,370,000.00 3,800,000.00
02/20/2007 1 Merrill Lynch Canada Finance Company - Notes 13,893,714.60 118,770.00
12/31/2006 295 MineralFields 2006-III Super Flow-Through Limited Partnership - Units
9,190,000.00 91,900.00
12/13/2006 240 MineralFields 2006-IV Super Flow-Through Limited Partnership - Units
11,070,000.00 110,700.00
12/31/2006 13 MineralFields 2006-V Super Flow-Through Limited Partnership - Units
3,275,000.00 32,750.00
12/31/2006 68 MineralFields 2006-VI Super Flow-Through Limited Partnership - Units
2,650,000.00 26,500.00
12/31/2006 436 MineralFields 2006-VII Super Flow-Through Limited Partnership - Units
14,347,000.00 145,110.00
02/23/2007 67 Morgan Stanley - Notes 2,500,000,000.00 N/A
03/02/2007 to 03/16/2007
18 Nelson Financial Group Ltd. - Notes 1,043,651.05 N/A
03/02/2007 1 NeurAxon Inc. - Debentures 2,699,510.00 N/A
02/28/2007 81 Nevada Geothermal Power Inc. - Units 12,497,551.00 19,227,000.00
02/22/2007 34 Normabec Mining Resources Ltd - Units 1,186,615.00 3,595,803.00
03/01/2007 8 North American Financial Group Inc. - Debt 535,000.00 35.00
02/27/2007 11 OHS Capital Corp. - Common Shares 2,250,000.00 15,000,000.00
02/02/2007 27 Open Range Energy Corp. - Flow-Through Shares 12,000,000.00 3,000,000.00
02/27/2007 78 Patch International Inc. - Flow-Through Shares 23,431,271.08 N/A
02/27/2007 5 Pershimco Resources Inc. - Units 450,000.00 642,857.00
Notice of Exempt Financings
March 16, 2007 (2007) 30 OSCB 2506
TransactionDate
No of Purchasers
Issuer/Security Total Purchase Price ($)
No of Securities
Distributed
02/28/2007 14 Petroworth Resources Inc. - Units 3,550,488.45 N/A
02/26/2007 12 PFC 2017 Pacific Financial Corp. - Bonds 509,000.00 509.00
02/14/2007 1 PGS Solutions Inc. - Notes 1,500,000.00 N/A
03/02/2007 6 Phoscan Chemical Corp. - Common Shares 1,601,250.00 4,575,000.00
02/19/2007 6 Plato Gold Corp - Units 400,000.00 3,727,270.00
02/22/2007 165 Prime Meridian Resources Corp. - Units 3,000,000.00 6,000,000.00
01/02/2007 1 Quellos ARS (Pension) III, Ltd. - Common Shares 43,571,667.38 37,384.53
02/27/2007 to 03/07/2007
2 Rapidmind Inc. - Preferred Shares 7,500,000.00 3,061,225.00
01/01/2006 to 12/31/2006
1 RBC Balanced Fund - Units 1,706,934.15 N/A
01/01/2006 to 12/31/2006
9 RBC Canadian Dividend Fund - Units 2,061,120.21 N/A
01/01/2006 to 12/31/2006
13 RBC Canadian Equity Fund - Units 539,418.39 N/A
01/01/2006 to 12/31/2006
9 RBC Global Titians Fund - Units 416,831.67 N/A
01/01/2006 to 12/31/2006
8 RBC North American Growth Fund - Units 303,886.06 N/A
01/01/2006 to 12/31/2006
9 RBC O'Shaughnessy International Fund - Units 956,222.32 N/A
01/01/2006 to 12/31/2006
4 RBC O'Shaughnessy U.S. Value Fund - Units 447,367.31 N/A
01/01/2006 to 12/31/2006
9 RBC U.S. Equity Fund - Units 485,702.16 N/A
01/01/2006 to 12/31/2006
7 RBC U.S. Mid-Cap Equity Fund - Units 294,685.66 N/A
01/01/2006 to 12/31/2006
14 RBC $CA ARC Fund - Units 1,295,000.00 11,487.00
01/01/2006 to 12/31/2006
8 RBC $US ARC Fund - Units 2,405,367.90 18,135.56
03/02/2007 56 Rochester Energy Corporation - Flow-Through Units 2,321,852.40 4,461,004.00
01/16/2007 to 02/08/2007
6 Rogue River Resources Corp. - Common Shares 1,257,866.00 1,413,333.00
03/01/2007 58 RSX Energy Inc. - Common Shares 11,032,000.00 N/A
01/01/2006 to 12/31/2006
28 Russell Canadian Equity Fund Portfolio - Units 153,179,388.85 626,675.95
01/01/2006 to 12/31/2006
31 Russell Canadian Fixed Income Fund Portfolio - Units
112,441,467.65 966,816.70
Notice of Exempt Financings
March 16, 2007 (2007) 30 OSCB 2507
TransactionDate
No of Purchasers
Issuer/Security Total Purchase Price ($)
No of Securities
Distributed
01/01/2006 to 12/31/2006
3 Russell Global Equity Fund Portfolio - Units 26,814,216.06 732.01
01/01/2006 to 12/31/2006
27 Russell Overseas Equity Fund Portfolio - Units 54,875,850.63 200,584.34
01/01/2006 to 12/31/2006
30 Russell US Equity Fund Portfolio - Units 41,288,855.78 385,091.76
02/27/2007 3 Schooner Trust - Mortgage 27,017,440.86 N/A
02/15/2007 5 Sea NG Corporation - Common Shares 3,699,000.00 1,233,000.00
03/02/2007 1 Sepp's Gourmet Foods Ltd. - Units 500,000.00 N/A
02/16/2007 2 Sextant Strategic Opportunities Hedge Fund LP - Units
59,400.00 2,888.80
02/19/2007 2 Software Innovations Inc. - Debentures 3,000,000.00 N/A
03/05/2007 2 Solomon Resources Ltd. - Common Shares 36,000.00 200,000.00
02/28/2007 15 Sonomax Hearing Healthcare Inc. - Common Shares
2,400,000.33 9,411,766.00
02/28/2007 7 Sonomax Hearing Healthcare Inc. - Common Shares
350,002.57 1,555,567.00
02/01/2007 4 Spartan Arbitrage Fund Limited Partnership - Units 1,700,000.00 1,700.00
02/26/2007 to 03/05/2007
7 Spartan BioScience Inc. - Common Shares 450,000.00 762,711.86
03/01/2007 4 Speak2Me Inc. - Common Shares 560,020.00 10,000,000.00
02/27/2007 1 Sports Direct International plc. - Common Shares 2,744,040.00 400,000.00
03/02/2007 3 Spotwave Wireless Inc. - Debentures 497,627.93 N/A
01/01/2006 to 12/31/2006
147 Sprott Bull/Bear RSP Fund - Units 9,057,520.57 N/A
01/01/2006 to 12/31/2006
303 Sprott Hedge Fund Limited Partnership II - Units 48,312,578.73 N/A
01/01/2006 to 12/31/2006
570 Sprott Opportunities Hedge Fund Limited Partnership - Units
109,733,003.68 N/A
01/01/2006 to 12/31/2006
633 Sprott Opportunities RSP Fund - Units 30,830,022.81 N/A
02/28/2007 8 The McElvaine Investment Trust - Trust Units 502,860.22 18,269.29
02/28/2007 16 Tinka Resources Limited - Units 632,250.00 1,405,000.00
02/20/2007 9 Toxin Alert Inc. - Units 240,000.00 400,000.00
02/21/2007 1 Triangle Capital Corporation - Common Shares 584,133.62 33,333.00
02/22/2007 1 Trilogy LTC Inc. - Common Shares 1.00 100.00
02/27/2007 1 Tutor.com Inc. - Common Shares 1.00 N/A
Notice of Exempt Financings
March 16, 2007 (2007) 30 OSCB 2508
TransactionDate
No of Purchasers
Issuer/Security Total Purchase Price ($)
No of Securities
Distributed
02/27/2007 45 Twin Butte Energy Ltd. - Flow-Through Shares 12,000,700.00 14,635,000.00
01/01/2006 to 12/31/2006
112 UBS (Canada) Cash in Action Fund - Units 73,415,047.95 N/A
01/01/2006 to 12/31/2006
75 UBS (Canada) Cash Management Fund - Units 160,841,052.35 N/A
03/07/2007 1 Verena Minerals Corporation - Common Shares 4,400,000.00 8,000,000.00
02/22/2007 to 02/23/2007
98 Walton AZ Sunland Ranch 2 Investment Corporation - Common Shares
2,163,390.00 216,339.00
02/22/2007 69 Walton AZ Sunland Ranch Investment Corporation - Common Shares
1,437,290.00 143,729.00
02/22/2007 22 Walton AZ Sunland Ranch Limited Partnership - Limited Partnership Units
2,190,689.58 188,414.00
02/22/2007 to 02/23/2007
52 Walton AZ Sunland Ranch Limited Partnership 2 - Limited Partnership Units
3,292,720.20 283,320.00
02/21/2007 163 Walton Tutela Heights Ontario Investment Corporation - Units
3,754,890.00 375,516.00
02/21/2007 51 Walton Tutela Heights Ontario Limited Partnership - Limited Partnership Units
5,946,420.00 594,642.00
02/12/2007 1 Windstream Corporation - Notes 1,745,850.00 N/A
02/20/2007 to 02/28/2007
83 Yellowcake Mining Inc - Units 6,914,700.00 5,910,000.00
March 16, 2007 (2007) 30 OSCB 2509
Chapter 11
IPOs, New Issues and Secondary Financings
Issuer Name: ACCUMULUS LEON FRAZER NORTH AMERICAN DIVIDEND INCOME FUND Principal Regulator - Ontario Type and Date: Preliminary Simplified Prospectus dated March 9, 2007 Mutual Reliance Review System Receipt dated March 13, 2007 Offering Price and Description: Series A, I and F Units Underwriter(s) or Distributor(s): MGI Securities Inc. MGI Securities Inc. Promoter(s):Accumulus Management Ltd. Project #1063054
_______________________________________________ Issuer Name: Appleton Exploration Inc. Principal Regulator - British Columbia Type and Date: Preliminary Prospectus dated March 9, 2007 Mutual Reliance Review System Receipt dated March 12, 2007 Offering Price and Description: $750,000.00 - 3,000,000 Common Shares Price: $0.25 per ShareUnderwriter(s) or Distributor(s): Union Securities Ltd. Promoter(s):R. Timothy Henneberry Frederick J. Sveinson Rolland Menard Paul S. Cowley Project #1062729
_______________________________________________ Issuer Name: Canadian Imperial Bank of Commerce Principal Regulator - Ontario Type and Date: Preliminary Short Form Shelf Prospectus dated March 6, 2007 Mutual Reliance Review System Receipt dated March 7, 2007 Offering Price and Description: $2,000,000,000.00 - Medium Term Notes (Principal at Risk Structured Notes) Underwriter(s) or Distributor(s): CIBC World Markets Inc. Promoter(s):-Project #1060793
_______________________________________________
Issuer Name: Capital Wapiti Inc. Principal Regulator - Quebec Type and Date: Preliminary CPC Prospectus dated March 9, 2007 Mutual Reliance Review System Receipt dated March 12, 2007 Offering Price and Description: Minimum Offering: $1,000,000.00 or 5,000,000 common shares; Maximum Offering: $1,500,000.00 or 7,500,000 common shares Price: $0.20 per common share Underwriter(s) or Distributor(s): National Bank Financial Promoter(s):Gregory J. Koegl Project #1062663
_______________________________________________ Issuer Name: Churchill V Debenture Corp. Churchill V Real Estate Limited Partnership Principal Regulator - British Columbia Type and Date: Preliminary Prospectus dated March 9, 2007 Mutual Reliance Review System Receipt dated March 9, 2007 Offering Price and Description: Minimum: $2,500,000.00 (2,000 Units); Maximum: $30,000,000.00 (24,000 Units) $1,250 per Unit Minimum Subscription: $5,000 Underwriter(s) or Distributor(s): Dundee Securities Corporation Raymond James Limited Promoter(s):Churchill International Securities Corporation Project #1062638/1062642
_______________________________________________ Issuer Name: Enbridge Inc. Principal Regulator - Alberta Type and Date: Preliminary Short Form Shelf Prospectus dated March 12, 2007 Mutual Reliance Review System Receipt dated March 13, 2007 Offering Price and Description: US$2,000,000,000.00 - Debt Securities; Common Shares; Preferred Shares Underwriter(s) or Distributor(s): -Promoter(s):-Project #1063199
_______________________________________________
IPOs, New Issues and Secondary Financings
March 16, 2007 (2007) 30 OSCB 2510
Issuer Name: Fronsac Capital Inc. Principal Regulator - Quebec Type and Date: Preliminary CPC Prospectus dated March 5, 2007 Mutual Reliance Review System Receipt dated March 9, 2007 Offering Price and Description: $300,000.00 - 1,200,000 common shares Price: $0.25 per common share Underwriter(s) or Distributor(s): Integral Wealth Securities Limited Blackmont Capital Inc. Promoter(s):Martin Grimard Claire Jodoin Lassonde Jacques Beaudry Michel Cholette Project #1062103
_______________________________________________ Issuer Name: Gabriel Resources Ltd. Principal Regulator - Ontario Type and Date: Amended and Restated Preliminary Prospectus dated March 7, 2007 Mutual Reliance Review System Receipt dated March 7, 2007 Offering Price and Description: $ * - * Common Shares Price: $ * per Common Share Underwriter(s) or Distributor(s): RBC Dominion Securities Inc. Sprott Securities Inc. BMO Nesbitt Burns Inc. Canaccord Capital Corporation Merrill Lynch Canada Inc. Orion Securities Inc.Paradigm Capital Inc. Raymond James Ltd. Promoter(s):-Project #1060845
_______________________________________________
Issuer Name: GE Capital Canada Funding Company Principal Regulator - Ontario Type and Date: Preliminary Short Form Shelf Prospectus dated March 9, 2007 Mutual Reliance Review System Receipt dated March 9, 2007 Offering Price and Description: $5,000,000,000.00 - Medium Term Notes (unsecured) Unconditionally guaranteed as to principal, premium (if any), interest and certain other amounts by GENERAL ELECTRIC CAPITAL CORPORATION Underwriter(s) or Distributor(s): RBC Dominion Securities Inc. TD Securities Inc. BMO Nesbitt Burns Inc.CIBC World Markets Inc.Scotia Capital Inc. Promoter(s):-Project #1062267
_______________________________________________ Issuer Name: Lincluden Balanced Fund Principal Regulator - Ontario Type and Date: Preliminary and Simplified Prospectus dated March 8, 2007 Mutual Reliance Review System Receipt dated March 9, 2007 Offering Price and Description: Series A, F, I and O Units Underwriter(s) or Distributor(s): Lincluden Management Limited Promoter(s):Lincluden Management Limited Project #1062121
_______________________________________________ Issuer Name: Mines Management, Inc. Type and Date: Preliminary MJDS Prospectus dated March 8, 2007 Receipted on March 9, 2007 Offering Price and Description: $65,000,000.00 -Common Stock; Preferred Stock; Warrants Convertible Debt Securities Underwriter(s) or Distributor(s): -Promoter(s):-Project #1061940
_______________________________________________
IPOs, New Issues and Secondary Financings
March 16, 2007 (2007) 30 OSCB 2511
Issuer Name: Mines Management, Inc. Principal Regulator - Ontario Type and Date: Amended and Restated Preliminary MJDS Prospectus dated March 8, 2007 Mutual Reliance Review System Receipt dated March 13, 2007 Offering Price and Description: $65,000,000.00 - Common Stock; Preferred Stock Warrant Convertible Debt Securities Underwriter(s) or Distributor(s): -Promoter(s):-Project #1061940
_______________________________________________ Issuer Name: Patriotstar Ventures Inc. Principal Regulator - British Columbia Type and Date: Preliminary CPC Prospectus dated March 8, 2007 Mutual Reliance Review System Receipt dated Offering Price and Description: $300,000.00 - 3,000,000 Common Shares Price: $ 0.10 per Common Share Underwriter(s) or Distributor(s): Gateway Securities Inc. Promoter(s):Bruno Gasbarro Project #1062028
_______________________________________________ Issuer Name: PowerComm Inc. Principal Regulator - Alberta Type and Date: Preliminary Prospectus dated March 12, 2007 Mutual Reliance Review System Receipt dated March 13, 2007 Offering Price and Description: $12,000,000.00 - $20,000,000 - * Common Shares Price: $ * per Common Share Underwriter(s) or Distributor(s): Research Capital Corporation GMP Securities L.P. Canaccord Capital Corporation HSBC Securities (Canada) Inc. Promoter(s):Wayne Rutherford Larry Patriquin Ashley Hope Project #1063227
_______________________________________________
Issuer Name: PROEX ENERGY LTD. Principal Regulator - Alberta Type and Date: Preliminary Short Form Prospectus dated March 9, 2007 Mutual Reliance Review System Receipt dated March 9, 2007 Offering Price and Description: $100,222,500.00 - 8,050,000 Subscription Receipts, each representing the right to receive one common share Price: $12.45 per Subscription Receipt Underwriter(s) or Distributor(s): Peters & Co. Limited BMO Nesbitt Burns Inc. FirstEnergy Capital Corp. Canaccord Capital Corporation GMP Securities LP Raymond James Ltd. Sprott Securities Inc.Tristone Capital Inc. Promoter(s):-Project #1062546
_______________________________________________ Issuer Name: PROGRESS ENERGY TRUST Principal Regulator - Alberta Type and Date: Preliminary Short Form Prospectus dated March 9, 2007 Mutual Reliance Review System Receipt dated March 12, 2007 Offering Price and Description: $252,000,000.00 - 21,000,000 Subscription Receipts, each representing the right to receive one Unit Price: $12.00 per Subscription Receipt Underwriter(s) or Distributor(s): BMO Nesbitt Burns Inc. CIBC World Markets Inc.Scotia Capital Inc. RBC Dominion Securities Inc. Canaccord Capital Corporation FirstEnergy Capital Corp. National Bank Financial Inc. Peters & Co. LimitedRaymond James Ltd. Tristone Capital Inc. Promoter(s):-Project #1062650
_______________________________________________
IPOs, New Issues and Secondary Financings
March 16, 2007 (2007) 30 OSCB 2512
Issuer Name: RBC Investments Focus List Trust Principal Regulator - Ontario Type and Date: Preliminary Simplified Prospectus dated March 7, 2007 Mutual Reliance Review System Receipt dated March 8, 2007 Offering Price and Description: Series A and F Units Underwriter(s) or Distributor(s): First Defined Portfolio Management Co. Promoter(s):First Defined Portfolio Management Co. Project #1061805
_______________________________________________ Issuer Name: Sentry Select China Fund Principal Regulator - Ontario Type and Date: Preliminary Prospectus dated March 8, 2007 Mutual Reliance Review System Receipt dated March 9, 2007 Offering Price and Description: $ * - * Units Price: $10.00 per Unit (Minimum Purchase: 200 Units)Underwriter(s) or Distributor(s): TD Securities Inc. CIBC World Markets Inc. RBC Dominion Securities Inc. HSBC Securities (Canada) Inc. BMO Nesbitt Burns Inc.National Bank Financial Inc. Scotia Capital Inc. Canaccord Capital Corporation Raymond James Ltd. Blackmont Capital Inc. Dundee Securities Corporation Berkshire Securities Inc. Desjardins Securities Inc. IPC Securities Corporation Research Capital Corporation Wellington West Capital Inc. Promoter(s):Sentry Select Capital Corp. Project #1062338
_______________________________________________
Issuer Name: TransCanada PipeLines Limited Principal Regulator - Alberta Type and Date: Preliminary Short Form Shelf Prospectus dated March 7, 2007 Mutual Reliance Review System Receipt dated March 7, 2007 Offering Price and Description: $1,500,000,000.00 - Medium Term Note Debentures (Unsecured) Underwriter(s) or Distributor(s): BMO Nesbitt Burns Inc.CIBC World Markets Inc. HSBC Securities (Canada) Inc. National Bank Financial Inc. RBC Dominion Securities Inc. Scotia Capital Inc. TD Securities Inc. Promoter(s):-Project #1061363
_______________________________________________ Issuer Name: Coalcorp Mining Inc. Principal Regulator - Ontario Type and Date: Final Short Form Prospectus dated March 7, 2007 Mutual Reliance Review System Receipt dated March 7, 2007 Offering Price and Description: $140,000,000.00 - 200,000,000 Units: Price at $0.70 per UnitUnderwriter(s) or Distributor(s): GMP Securities L.P. Canaccord Capital Corporation Sprott Securities Inc. Promoter(s):-Project #1056173
_______________________________________________ Issuer Name: CONSTELLATION COPPER CORPORATION Principal Regulator - British Columbia Type and Date: Final Short Form Prospectus dated March 6, 2007 Mutual Reliance Review System Receipt dated March 8, 2007 Offering Price and Description: Cdn$60,000,000.00 - 5.5% Convertible Unsecured Senior Debentures due March 31, 2012 Underwriter(s) or Distributor(s): TD Securities Inc. Sprott Securities Inc. GMP Securities L.P. Wellington West Capital Markets Inc. Promoter(s):-Project #1055349
_______________________________________________
IPOs, New Issues and Secondary Financings
March 16, 2007 (2007) 30 OSCB 2513
Issuer Name: Elliott & Page Dividend Fund (Advisor Series, Series F And Series I Securities ) Elliott & Page Core Canadian Equity Fund (Advisor Series, Series F And Series I Securities ) Elliott & Page Generation Wave Fund (Advisor Series, Series F And Series I Securities ) MIX Elliott & Page U.S. Mid-Cap Class (Advisor Series and Series F Securities of Manulife Investment Exchange Funds Corp.) MIX SEAMARK Total Canadian Equity Class (Advisor Series, Series F and Series I Securities of Manulife Investment Exchange Funds Corp .) MIX SEAMARK Total U.S. Equity Class (Advisor Series, Series F and Series I Securities of Manulife Investment Exchange Funds Corp .) MIX Trimark Select Canadian Class (Advisor Series and Series F securities of Manulife Investment Exchange Funds Corp.) MIX U.S. Large Cap Growth Class (Advisor Series, Series F and Series I Securities of Manulife Investment Exchange Funds Corp .) Principal Regulator - Ontario Type and Date: Amendment #1 dated March 2, 2007 to the Simplified Prospectuses dated August 24, 2006 Mutual Reliance Review System Receipt dated March 8, 2007 Offering Price and Description: -Underwriter(s) or Distributor(s): Elliott & Page Limited MFC Global Investment Management, a division of Elliott & Page Limited Promoter(s):Elliott & Page Limited Project #962740
_______________________________________________
Issuer Name: Fortis Inc. Principal Regulator - Ontario Type and Date: Final Short Form Prospectus dated March 7, 2007 Mutual Reliance Review System Receipt dated March 7, 2007 Offering Price and Description: $1,001,000,000.00 - 38,500,000 Subscription Receipts, each representing the right to receive one Common Share Price: $26.00 per Subscription Receipt Underwriter(s) or Distributor(s): CIBC World Markets Inc.Scotia Capital Inc. TD Securities Inc. BMO Nesbitt Burns Inc. RBC Dominion Securities Inc. National Bank Financial Inc. Canaccord Capital Corporation Beacon Securities Limited HSBC Securities (Canada) Inc. Promoter(s):-Project #1056308
_______________________________________________ Issuer Name: Fronteer Development Group Inc. Principal Regulator - British Columbia Type and Date: Final Short Form Prospectus dated March 8, 2007 Mutual Reliance Review System Receipt dated March 8, 2007 Offering Price and Description: $60,475,000.00 - 4,100,000 Common Shares $14.75 per Common Share Underwriter(s) or Distributor(s): National Bank Financial Inc. Sprott Securities Inc. Canaccord Capital Corporation Toll Cross Securities Inc. Promoter(s):-Project #1053574
_______________________________________________
IPOs, New Issues and Secondary Financings
March 16, 2007 (2007) 30 OSCB 2514
Issuer Name: GC-Global Capital Corp. Principal Regulator - Ontario Type and Date: Final Short Form Prospectus dated March 9, 2007 Mutual Reliance Review System Receipt dated March 12, 2007 Offering Price and Description: Minimum Offering: $2,000,000.00 - 1,739,131 Units; Maximum Offering: $5,000,000.00 - Units 4,347,826 Units Price: $1.15 per Unit Underwriter(s) or Distributor(s): Laurentian Bank Securities Inc. RESEARCH CAPITAL CORPORATION Promoter(s):-Project #1052737
_______________________________________________ Issuer Name: Manulife Financial Corporation Principal Regulator - Ontario Type and Date: Final Short Form Shelf Prospectus dated March 12, 2007 Mutual Reliance Review System Receipt dated March 13, 2007 Offering Price and Description: $4,000,000,000.00 -Debt Securities Class A Shares Class B Shares Common Shares Underwriter(s) or Distributor(s): -Promoter(s):-Project #1059558
_______________________________________________ Issuer Name: Series T Units of: Marquis Diversified Balanced Portfolio Marquis Diversified Growth Portfolio Marquis Diversified High Growth Portfolio Marquis Diversified All Equity Portfolio Principal Regulator - Ontario Type and Date: Amendment #2 dated March 5, 2007 to the Simplified Prospectuses and Annual Information Forms dated November 23, 2006 Mutual Reliance Review System Receipt dated March 12, 2007 Offering Price and Description: Series T Units Underwriter(s) or Distributor(s): Goodman & Company, Investment Counsel Ltd. Desjardins Trust Investment Services Inc. Cartier Partners Securities Inc. Promoter(s):Goodman & Company, Investment Counsel Ltd Project #1006148
_______________________________________________
Issuer Name: OphiraVencap Inc. Principal Regulator - Quebec Type and Date: Final Prospectus dated March 2, 2007 Mutual Reliance Review System Receipt dated March 8, 2007 Offering Price and Description: Minimum Offering: $400,000.00 or 1,000,000 Common Shares; Maximum Offering: $1,800,000.00 or 4,500,000 Common Shares Price: $0.40 per Common Share Underwriter(s) or Distributor(s): Union Securities Ltd. CTI Capital Inc. Promoter(s):Guy L'Africain Project #1037793
_______________________________________________ Issuer Name: Polaris Minerals Corporation Principal Regulator - British Columbia Type and Date: Final Short Form Prospectus dated March 9, 2007 Mutual Reliance Review System Receipt dated March 12, 2007 Offering Price and Description: Cdn$54,000,000.00 - 6,000,000 Common Shares Cdn$9.00 per Common Share Underwriter(s) or Distributor(s): GMP Securities L.P. Canaccord Capital Corporation CIBC World Markets Inc.Orion Securities Inc. TD Securities Inc. Wellington West Capital Markets Inc. Promoter(s):-Project #1056524
_______________________________________________ Issuer Name: Sun Life Financial Inc. Principal Regulator - Ontario Type and Date: Final Short Form Shelf Prospectus dated March 12, 2007 Mutual Reliance Review System Receipt dated March 13, 2007 Offering Price and Description: $3,000,000,000.00 - Debt Securities; Class A Shares Class B Shares Common Shares Underwriter(s) or Distributor(s): -Promoter(s):-Project #1059519
_______________________________________________
IPOs, New Issues and Secondary Financings
March 16, 2007 (2007) 30 OSCB 2515
Issuer Name: Victhom Human Bionics Inc. Principal Regulator - Quebec Type and Date: Final Short Form Prospectus dated March 9, 2007 Mutual Reliance Review System Receipt dated March 9, 2007 Offering Price and Description: Minimum Offering: $10,000,000.00 or 28,571,429 Units; Maximum Offering: $15,000,000.00 or 42,857,143 Units Price: $0.35 per Unit Underwriter(s) or Distributor(s): Dundee Securities Corporation Desjardins Securities Inc. Loewen, Ondaatje, McCutcheon Limited Promoter(s):-Project #1044922
_______________________________________________
IPOs, New Issues and Secondary Financings
March 16, 2007 (2007) 30 OSCB 2516
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March 16, 2007 (2007) 30 OSCB 2517
Chapter 12
Registrations
12.1.1 Registrants
Type Company Category of Registration Effective Date
Name Change From: Tradewinds NWQ Global Investors, LLC
To: Tradewinds Global Investors, LLC
International Adviser February 28, 2007
Change of Category Desjardins Financial Services Firm Inc.
From: Mutual Fund Dealer To: Mutual Fund Dealer and
Limited Market Dealer
March 2, 2007
Name Change From: Callum/Jackson Bancorp Inc.
To: Flagship Bancorp Inc.
Limited Market Dealer March 7, 2007
New Registration Professional Investment Services (Canada) Inc.
Mutual Fund Dealer March 7, 2007
New Registration Dufferin Capital Inc. Investment Counsel and Portfolio Manager
March 8, 2007
New Registration Oppenheimer Real Asset Management, Inc.
Commodity Trading Manager (Non-Resident)
March 13, 2007
New Registration Western Asset Management Company
International Adviser March 13, 2007
Registrations
March 16, 2007 (2007) 30 OSCB 2518
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March 16, 2007 (2007) 30 OSCB 2519
Chapter 13
SRO Notices and Disciplinary Proceedings
13.1.1 MFDA Issues Notice of Hearing regarding Stephan Headley
NEWS RELEASE For immediate release
MFDA ISSUES NOTICE OF HEARING REGARDING STEPHAN HEADLEY
October 4, 2005 (Toronto, Ontario) - The Mutual Fund Dealers Association of Canada ("MFDA") today announced that it has commenced disciplinary proceedings against Stephan Headley.
MFDA staff alleges in its Notice of Hearing that Mr. Headley engaged in the following conduct contrary to the By-laws, Rules orPolicies of the MFDA.
Allegation #1: Between April 2003 and February 2004, Mr. Headley misappropriated the total amount of approximately $155,000 obtained from two of his clients and during that time period he failed to return or truthfully account for these monies, thereby, failing to deal fairly, honestly and in good faith with such clients, contrary to MFDA Rule 2.1.1.
Allegation #2: Commencing in or around November 2004, Mr. Headley failed to produce for inspection and provide copies of documents and information requested by the MFDA for the purpose of investigating a complaint made against him, contrary to s. 22.1 of MFDA By-law No. 1.
The first appearance in this matter will take place by teleconference before a Hearing Panel of the Ontario Regional Council ofthe MFDA in the Hearing Room located at 121 King Street West, Suite 1000, Toronto, Ontario on Wednesday, October 26, 2005 at 10:00 a.m. (EST) or as soon thereafter as can be held.
The purpose of the first appearance is to schedule the date for the commencement of the hearing on its merits and to schedule any other procedural matters.
The hearing is open to the public, except as may be required for the protection of confidential matters. Members of the public attending the hearing will be able to listen to the proceeding by teleconference.
A copy of the Notice of Hearing is available on the MFDA web site at www.mfda.ca.
The Mutual Fund Dealers Association of Canada is the self-regulatory organization for Canadian mutual fund dealers. The MFDA regulates the operations, standards of practice and business conduct of its 179 members and their approximately 68,000 representatives with a mandate to protect investors and the public interest.
For further information, please contact: Shaun Devlin Vice-President, Enforcement (416) 943-4672 or [email protected]
SRO Notices and Disciplinary Proceedings
March 16, 2007 (2007) 30 OSCB 2520
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March 16, 2007 (2007) 30 OSCB 2521
Index
Argus Corporation Limited Cease Trading Order ................................................2343
Badger Income Fund MRRS Decision.........................................................2322
Beatty, Douglas Notice of Hearing ......................................................2292
Notice from the Office of the Secretary .....................2308
Callum/Jackson Bancorp Inc. Name Change...........................................................2517
CIBC Asset Management Inc. MRRS Decision.........................................................2309
CIBC Global Asset Management Inc. MRRS Decision.........................................................2309
Contact Diamond Corporation Decision - s. 1(10).....................................................2319
CoolBrands International Inc. Cease Trading Order ................................................2343
Core North American Dividend Split Corp. MRRS Decision.........................................................2320
Desjardins Cabinet De Services Financiers Inc. / Desjardins Financial Services Firm Inc.
Order - s. 7.1 of MI 33-109 Registration Information ................................................................2338
Desjardins Financial Services Firm Inc. Change of Category..................................................2517
Dufferin Capital Inc. New Registration.......................................................2517
Dunn, Frank Notice of Hearing ......................................................2292
Notice from the Office of the Secretary .....................2308
Fareport Capital Inc. Cease Trading Order ................................................2343
First Global Ventures, S.A. Notice from the Office of the Secretary .....................2307
Order - s. 127(7) .......................................................2337
Flagship Bancorp Inc. Name Change...........................................................2517
Gollogly, Michael Notice of Hearing ......................................................2292
Notice from the Office of the Secretary .....................2308
Goodman & Company, Investment Counsel Ltd. MRRS Decision ........................................................ 2327
Grossman, Allen Notice from the Office of the Secretary .................... 2307
Order - s. 127(7)....................................................... 2337
Headley, Stephan SRO Notices and Disciplinary Proceedings.............. 2519
Hip Interactive Corp. Cease Trading Order................................................ 2343
HMZ Metals Inc. Cease Trading Order................................................ 2343
Hollinger Inc. Cease Trading Order................................................ 2343
Jones Heward Investment Counsel Inc. MRRS Decision ........................................................ 2314
Lakeview Asset Management Inc. MRRS Decision ........................................................ 2332
Oppenheimer Real Asset Management, Inc. New Registration ...................................................... 2517
Professional Investment Services (Canada) Inc. New Registration ...................................................... 2517
Radiant Energy Corporation Cease Trading Order................................................ 2343
Research In Motion Limited Cease Trading Order................................................ 2343
Scotia Cassels Investment Counsel Limited MRRS Decision ........................................................ 2309
Shuman, Alan Marsh Notice from the Office of the Secretary .................... 2307
Order - s. 127(7)....................................................... 2337
Teton Energy Corporation MRRS Decision ........................................................ 2335
Tradewinds Global Investors, LLC Name Change .......................................................... 2517
Tradewinds NWQ Global Investors, LLC Name Change .......................................................... 2517
Wellington Management Company, LLP Order - s. 218 of the Regulation ............................... 2339
Western Asset Management Company New Registration ...................................................... 2517
Index
March 16, 2007 (2007) 30 OSCB 2522
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