osc bulletin - westlawecarswell.com bulletin june 20, 2013 volume 36, issue 25 (2013), 36 oscb the...

The Ontario Securities Commission

OSC Bulletin

June 20, 2013

Volume 36, Issue 25

(2013), 36 OSCB

The Ontario Securities Commission administers the Securities Act of Ontario (R.S.O. 1990, c. S.5) and the

Commodity Futures Act of Ontario (R.S.O. 1990, c. C.20)

The Ontario Securities Commission Published under the authority of the Commission by:Cadillac Fairview Tower Carswell, a Thomson Reuters businessSuite 1903, Box 55 One Corporate Plaza 20 Queen Street West 2075 Kennedy Road Toronto, Ontario Toronto, Ontario M5H 3S8 M1T 3V4

416-593-8314 or Toll Free 1-877-785-1555 416-609-3800 or 1-800-387-5164

Contact Centre - Inquiries, Complaints: Fax: 416-593-8122 Market Regulation Branch: Fax: 416-595-8940 Compliance and Registrant Regulation Branch - Compliance: Fax: 416-593-8240 - Registrant Regulation: Fax: 416-593-8283 Corporate Finance Branch

- Team 1: Fax: 416-593-8244 - Team 2: Fax: 416-593-3683 - Team 3: Fax: 416-593-8252 - Insider Reporting: Fax: 416-593-3666 - Mergers and Acquisitions: Fax: 416-593-8177

Enforcement Branch: Fax: 416-593-8321 Executive Offices: Fax: 416-593-8241 General Counsel’s Office: Fax: 416-593-3681 Investment Funds Branch: Fax: 416-593-3699 Office of the Secretary: Fax: 416-593-2318

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© Copyright 2013 Ontario Securities Commission ISSN 0226-9325 Except Chapter 7 ©CDS INC.

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June 20, 2013 (2013) 36 OSCB

Table of Contents

Chapter 1 Notices / News Releases ......................6203 1.1 Notices ..........................................................62031.1.1 Current Proceedings before the Ontario Securities Commission ......................62031.1.2 Notice of Agreement among certain provincial securities regulators in support of the outsourcing and management of the System for Electronic Document Analysis and Retrieval (SEDAR), the System for Electronic Disclosure by Insiders(SEDI), the National Registration Database (NRD), and certain other nationally shared information technology systems that serve securities regulatory purposes and functions (CSA National Systems).................................6210 1.1.3 Notice of Agreement among certain provincial securities regulators in respect of the ownership and licensing of the intellectual property comprising the System for Electronic Document Analysis and Retrieval (SEDAR), the System for Electronic Disclosure by Insiders (SEDI), and the National Registration Database (NRD) (CSA National Systems).................................6211 1.1.4 Notice of Agreement among certain provincial securities regulators and the Investment Industry Regulatory Organization of Canada (IIROC) with respect to the administration and application of surplus funds generated by the operation of the National Registration Database (NRD)...........6212 1.1.5 Notice of Agreement among certain provincial securities regulators with respect to the administration and application of surplus funds generated by the operation of the System for Electronic Document Analysis and Retrieval (SEDAR) and the System for Electronic Disclosure by Insiders (SEDI)of the National Registration Database (NRD)...........6213 1.2 Notices of Hearing............................................nil1.3 News Releases .............................................6214 1.3.1 Canadian Securities Regulators Announce Panel Discussion on Statutory ‘Best Interest’ Duty .........................................6214 1.4 Notices from the Office of the Secretary ............................................6215 1.4.1 New Hudson Television Corporation et al. .....6215 1.4.2 Issam El-Bouji et al.........................................6215 1.4.3 Heritage Education Funds Inc. .......................6216 1.4.4 Beryl Henderson.............................................6216

Chapter 2 Decisions, Orders and Rulings ............6217 2.1 Decisions ......................................................6217 2.1.1 CNOOC Limited .............................................6217

2.1.2 Man Investments Canada Corp. and GLG EM Income Fund................................... 6220 2.1.3 PIMCO Canada Corp..................................... 6222 2.1.4 WPT Industrial Real Estate Investment Trust ........................................... 6226 2.1.5 MaRS VX ...................................................... 62302.2 Orders ........................................................... 62402.2.1 New Hudson Television Corporation et al. – ss. 127(1), (8) ............................................ 6240 2.2.2 White Hat Corporation –s. 1(6) of the OBCA................................................... 62422.2.3 Information Services Corporation – ss. 4.1(2), 4.2 and Rule 56-501 .................. 62432.2.4 Issam El-Bouji et al. – s. 17 ........................... 62472.2.5 Heritage Education Funds Inc........................ 6248 2.2.6 Tranzeo Wireless Technologies Inc. – s. 144 .......................................................... 62502.2.7 Coltstar Ventures Inc – s. 144........................ 62532.2.8 Beryl Henderson ............................................ 6256 2.3 Rulings.............................................................. nil

Chapter 3 Reasons: Decisions, Orders and Rulings ...................................................... nil3.1 OSC Decisions, Orders and Rulings.............. nil 3.2 Court Decisions, Order and Rulings .............. nil

Chapter 4 Cease Trading Orders .......................... 62574.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders......................... 6257 4.2.1 Temporary, Permanent & Rescinding Management Cease Trading Orders ............. 6257 4.2.2 Outstanding Management & Insider Cease Trading Orders ................................... 6257

Chapter 5 Rules and Policies .................................... nil

Chapter 6 Request for Comments ............................ nil

Chapter 7 Insider Reporting.................................. 6259

Chapter 8 Notice of Exempt Financings............... 6369 Reports of Trades Submitted on Forms 45-106F1 and 45-501F1.............. 6369

Chapter 9 Legislation................................................. nil

Chapter 11 IPOs, New Issues and Secondary Financings............................................. 6377

Chapter 12 Registrations......................................... 6383 12.1.1 Registrants..................................................... 6383

Chapter 13 SROs, Marketplaces and Clearing Agencies ................................ 6385

13.1 SROs................................................................. nil 13.2 Marketplaces ................................................ 6385

Table of Contents

June 20, 2013 (2013) 36 OSCB

13.2.1 Triact Canada Marketplace LP – Notice of Commission Approval of Proposed Changes.....................................6385 13.2.2 Chi-X Canada ATS and CX2 Canada ATS – Notice of Proposed Changes and Request for Comment ....................................6388 13.3 Clearing Agencies 13.3.1 Notice of Effective Date – Technical Amendments to CDS Procedures – Termination of FINnet.....................................6390

Chapter 25 Other Information..................................6393 25.1. Permissions ..................................................6393 25.1.1 Nexteer Automotive Group Limited ................6393 25.2. Approvals......................................................639525.2.1 Zara Resources Inc. – s. 4(b) .........................6395

Index ................................................................6399

June 20, 2013 (2013) 36 OSCB 6203

Chapter 1

Notices / News Releases

1.1 Notices

1.1.1 Current Proceedings Before The Ontario Securities Commission

June 20, 2013

CURRENT PROCEEDINGS

BEFORE

ONTARIO SECURITIES COMMISSION

- - - - - - - - - - - - - - - - - - - - -

Unless otherwise indicated in the date column, all hearings will take place at the following location:

Ontario Securities Commission Cadillac Fairview Tower 20 Queen Street West, 17th Floor Toronto, Ontario M5H 3S8

Telephone: 416-597-0681 Telecopier: 416-593-8348

CDS TDX 76

- - - - - - - - - - - - - - - - - - - - -

THE COMMISSIONERS

Howard I. Wetston, Chair — HIW James E. A. Turner, Vice Chair — JEAT Lawrence E. Ritchie, Vice Chair — LER Mary G. Condon, Vice Chair — MGC Sinan O. Akdeniz — SOA Catherine E. Bateman — CEB James D. Carnwath — JDC Sarah B. Kavanagh — SBK Edward P. Kerwin — EPK Vern Krishna __ VK Deborah Leckman — DL Alan J. Lenczner — AJL Christopher Portner — CP Judith N. Robertson — JNR AnneMarie Ryan — AMR Charles Wesley Moore (Wes) Scott — CWMS

SCHEDULED OSC HEARINGS

June 24-26, 2013

10:00 a.m.

David Charles Phillips and John Russell Wilson

s. 127

Y. Chisholm in attendance for Staff

Panel: JDC/EPK/CWMS

June 24, 2013

10:30 a.m.

Global Consulting and Financial Services, Crown Capital Management Corporation, Canadian Private Audit Service, Executive Asset Management, Michael Chomica, Peter Siklos known as Peter Kuti), Jan Chomica, and Lorne Banks

s.127

C. Rossi in attendance for Staff

Panel: AJL

June 26, 2013

10:00 a.m.

Pro-Financial Asset Management Inc.

s. 127

D. Ferris in attendance for Staff

Panel: TBA

June 27, 2013

10:00 a.m.

Nest Acquisitions and Mergers, IMG International Inc., Caroline Myriam Frayssignes, David Pelcowitz, Michael Smith, and Robert Patrick Zuk

s. 37, 127 and 127.1

C. Price in attendance for Staff

Panel: JDC

July 3, 2013

10:00 a.m.

Alexander Christ Doulis (aka Alexander Christos Doulis, aka Alexandros Christodoulidis) and Liberty Consulting Ltd.

s. 127

J. Feasby in attendance for Staff

Panel: VK


June 20, 2013 (2013) 36 OSCB 6204

July 4, 2013

10:00 a.m.

Juniper Fund Management Corporation, Juniper Income Fund, Juniper Equity Growth Fund and Roy Brown (a.k.a. Roy Brown-Rodrigues)

s.127 and 127.1


Panel: VK

July 10, 2013

10:00 a.m.

Bunting & Waddington Inc., ArvindSanmugam and Julie Winget

s. 127 and 127.1

M. Britton/A. Pelletier in attendance forStaff

Panel: EPK

July 11, 2013

10:00 a.m.

Moncasa Capital Corporation and John Frederick Collins

s. 127

T. Center in attendance for Staff

Panel: EPK

July 18, 2013

10:00 a.m.

Heritage Education Funds Inc.

s. 127


Panel: JEAT

July 19, 2013

10:00 a.m.

Children’s Education Funds Inc.

s. 127


Panel: JEAT

July 19, 2013

11:00 a.m.

AMTE Services Inc., Osler EnergyCorporation, Ranjit Grewal, PhillipColbert and Edward Ozga

s. 127


Panel: JEAT

July 22-26, 2013

10:00 a.m.

Jowdat Waheed and Bruce Walter

s. 127

J. Lynch in attendance for Staff

Panel: CP/SBK/PLK

July 31, 2013

10:00 a.m.

Oversea Chinese Fund Limited Partnership, Weizhen Tang and Associates Inc., Weizhen Tang Corp., and Weizhen Tang

s. 127 and 127.1

H. Craig in attendance for Staff

Panel: MGC

August 1, 2013

10:00 a.m.

Ronald James Ovenden, New Solutions Capital Inc., New Solutions Financial Corporation and New Solutions Financial (Ii) Corporation

s. 127

Y. Chisholm in attendance for Staff

Panel: JEAT

August 14, 2013

10:00 a.m.

Quadrexx Asset Management Inc., Quadrexx Secured Assets Inc., Offshore Oil Vessel Supply Services LP, Quibik Income Fund and Quibik Opportunities Fund

s. 127


Panel: JEAT

August 20, 2013

10:30 a.m.

Ground Wealth Inc., Michelle Dunk, Adrion Smith, Joel Webster, Douglas DeBoer, Armadillo Energy Inc., Armadillo Energy, Inc., and Armadillo Energy LLC

s. 127


Panel: TBA


June 20, 2013 (2013) 36 OSCB 6205

August 27, 2013

2:30 p.m.

Sandy Winick, Andrea Lee Mccarthy, Kolt Curry, Laura Mateyak, Gregory J. Curry, American Heritage Stock Transfer Inc., American Heritage Stock Transfer, Inc., BFM Industries Inc., Liquid Gold International Corp.,(aka Liquid Gold International Inc.) and Nanotech Industries Inc.

s. 127

J. Feasby/C. Watson in attendance forStaff

Panel: JDC

September 4, 2013

11:00 a.m.

Global Energy Group, Ltd., New Gold Limited Partnerships, Christina Harper, Howard Rash, Michael Schaumer, Elliot Feder, Vadim Tsatskin, Oded Pasternak, Alan Silverstein, Herbert Groberman, Allan Walker, Peter Robinson, Vyacheslav Brikman, Nikola Bajovski, Bruce Cohen and Andrew Shiff

s. 127

C. Watson in attendance for Staff

Panel: EPK

September 5, 2013

10:00 a.m.

2196768 Ontario Ltd carrying onbusiness as Rare Investments,Ramadhar Dookhie, Adil Sunderjiand Evgueni Todorov

s. 127

D. Campbell in attendance for Staff

Panel: EPK

September 5-9 & September 11-13, 2013

10:00 a.m.

Onix International Inc. and TyroneConstantine Phipps

s. 127


Panel: TBA

September 11, 2013

10:00 a.m.

North American Financial Group Inc., North American Capital Inc., Alexander Flavio Arconti, and Luigino Arconti

s. 127

M. Vaillancourt in attendance for Staff

Panel: JDC

September 16-23, September 25-October 7, October 9-21, October 23-November 4, November 6-18, November 20-December 2, December 4-16 & December 18-20, 2013

10:00 a.m.

Eda Marie Agueci, Dennis Wing, Santo Iacono, Josephine Raponi, Kimberley Stephany, Henry Fiorillo, Giuseppe (Joseph) Fiorini, John Serpa, Ian Telfer, Jacob Gornitzki and Pollen Services Limited

s. 127

U. Sheikh in attendance for Staff

Panel: JDC

October 9, 2013

10:00 a.m.

Global Consulting and Financial Services, Crown Capital Management Corporation, Canadian Private Audit Service, Executive Asset Management, Michael Chomica, Peter Siklos known as Peter Kuti), Jan Chomica, and Lorne Banks

s.127


Panel: TBA

October 15-21,October 23-29, 2013

10:00 a.m.

Normand Gauthier, Gentree Asset Management Inc., R.E.A.L. Group Fund III (Canada) LP, and CanPro Income Fund I, LP

s.127

B. Shulman in attendance for Staff

Panel: EPK

November 4 & November 6-18, 2013

10:00 a.m.

Systematech Solutions Inc., April Vuong and Hao Quach

s. 127


Panel: TBA


June 20, 2013 (2013) 36 OSCB 6206

December 4, 2013

10:00 a.m.

New Hudson Television Corporation, New Hudson Television L.L.C. &James Dmitry Salganov

s. 127


Panel: TBA

January 13, January 15-27, January 29-February 10, February 12-14 & February 18-21, 2014

10:00 a.m.

International Strategic Investments, International Strategic Investments Inc., Somin Holdings Inc., Nazim Gillani and Ryan J. Driscoll.

s. 127


Panel: TBA

May 5-May 16 & May 20-June 20, 2014

10:00 a.m.

Paul Azeff, Korin Bobrow, MitchellFinkelstein, Howard Jeffrey Millerand Man Kin Cheng (a.k.a. FrancisCheng)

s. 127

T. Center/D. Campbell in attendancefor Staff

Panel: TBA

In writing Morgan Dragon Development Corp., John Cheong (aka Kim Meng Cheong), Herman Tse, Devon Ricketts and Mark Griffiths

s. 127


Panel: EPK

TBA Yama Abdullah Yaqeen

s. 8(2)

J. Superina in attendance for Staff

Panel: TBA

TBA Microsourceonline Inc., MichaelPeter Anzelmo, Vito Curalli, Jaime S.Lobo, Sumit Majumdar and JeffreyDavid Mandell

s. 127

Panel: TBA

TBA Frank Dunn, Douglas Beatty, Michael Gollogly

s.127

Panel: TBA

TBA MRS Sciences Inc. (formerly Morningside Capital Corp.), Americo DeRosa, Ronald Sherman, Edward Emmons and Ivan Cavric

s. 127 & 127(1)


Panel: TBA

TBA Gold-Quest International and Sandra Gale

s.127

C. Johnson in attendance for Staff

Panel: TBA

TBA Brilliante Brasilcan Resources Corp., York Rio Resources Inc., Brian W. Aidelman, Jason Georgiadis, Richard Taylor and Victor York

s. 127


Panel: TBA

TBA Uranium308 Resources Inc., Michael Friedman, George Schwartz, Peter Robinson, and Shafi Khan

s. 127

H. Craig/C. Rossi in attendance forStaff

Panel: TBA

TBA Innovative Gifting Inc., Terence Lushington, Z2A Corp., and Christine Hewitt

s. 127


Panel: TBA


June 20, 2013 (2013) 36 OSCB 6207

TBA David M. O’Brien

s. 37, 127 and 127.1

B. Shulman in attendance for Staff

Panel: TBA

TBA Beryl Henderson

s. 127

C. Weiler in attendance for Staff

Panel: TBA

TBA Crown Hill Capital Corporation and Wayne Lawrence Pushka

s. 127

A. Perschy/A. Pelletier in attendancefor Staff

Panel: TBA

TBA Portus Alternative Asset Management Inc., Portus Asset Management Inc., Boaz Manor, Michael Mendelson, Michael Labanowich and John Ogg

s. 127

H Craig in attendance for Staff

Panel: TBA

TBA Irwin Boock, Stanton Defreitas, Jason Wong, Saudia Allie, Alena Dubinsky, Alex Khodjaiants Select American Transfer Co., Leasesmart, Inc., Advanced Growing Systems, Inc., International Energy Ltd., Nutrione Corporation, Pocketop Corporation, Asia Telecom Ltd., Pharm Control Ltd., Cambridge Resources Corporation, Compushare Transfer Corporation, Federated Purchaser, Inc., TCC Industries, Inc., First National Entertainment Corporation, WGI Holdings, Inc. and Enerbrite Technologies Group

s. 127 & 127.1

D. Campbell in attendance for Staff

Panel: TBA

TBA Ernst & Young LLP

s. 127 and 127.1

A. Clark in attendance for Staff

Panel: TBA

TBA Newer Technologies Limited, Ryan Pickering and Rodger Frey

s. 127 and 127.1

B. Shulman in attendance for staff

Panel: TBA

TBA Sino-Forest Corporation, Allen Chan, Albert Ip, Alfred C.T. Hung, George Ho, Simon Yeung and David Horsley

s.127


Panel: TBA

TBA Sino-Forest Corporation, Allen Chan, Albert Ip, Alfred C.T. Hung, George Ho and Simon Yeung

s.127


Panel: TBA

TBA Fawad Ul Haq Khan and Khan Trading Associates Inc. carrying on business as Money Plus

s. 60 and 60.1 of the CommodityFutures Act

T. Center in attendance for Staff

Panel: TBA

TBA Global RESP Corporation and Global Growth Assets Inc.

s. 127


Panel: TBA


June 20, 2013 (2013) 36 OSCB 6208

TBA Issam El-Bouji, Global RESP Corporation, Global Growth Assets Inc., Global Educational Trust Foundation and Margaret Singh

s. 127 and 127.1

P. Foy in attendance for Staff

Panel: TBA

TBA Rezwealth Financial Services Inc., Pamela Ramoutar, Justin Ramoutar, Tiffin Financial Corporation, Daniel Tiffin, 2150129 Ontario Inc., Sylvan Blackett, 1778445 Ontario Inc. and Willoughby Smith

s.127(1) & (5)

A. Heydon/Y. Chisholm in attendancefor Staff

Panel : TBA

TBA Garth H. Drabinsky, Myron I. Gottlieband Gordon Eckstein

s. 127

A. Clark/J. Friedman in attendance forStaff

Panel: TBA

TBA Vincent Ciccone and Cabo CatocheCorp. (a.k.a. Medra Corp. and MedraCorporation)

s. 127


Panel: TBA

TBA Portfolio Capital Inc., David Rogerson and Amy Hanna-Rogerson

s.127

J. Lynch in attendance for Staff

Panel: TBA

TBA Heritage Management Group and Anna Hrynisak

s.127


Panel: TBA

TBA Global Consulting and Financial Services, Global Capital Group, Crown Capital Management Corp., Michael Chomica, Jan Chomica and Lorne Banks

s.127


Panel: TBA

TBA Energy Syndications Inc. Green Syndications Inc. , Syndications Canada Inc., Daniel Strumos, Michael Baum and Douglas William Chaddock

s. 127

C. Johnson in attendance for Staff

Panel: TBA

TBA New Hudson Television LLC & Dmitry James Salganov

s. 127


Panel: TBA

TBA Blackwood & Rose Inc., Steven Zetchus and Justin Kreller (also known as Justin Kay)

s. 37, 127 and 127.1


Panel: TBA

TBA Knowledge First Financial Inc.

s. 127


Panel: TBA


June 20, 2013 (2013) 36 OSCB 6209

ADJOURNED SINE DIE

Global Privacy Management Trust and Robert Cranston

LandBankers International MX, S.A. De C.V.; Sierra Madre Holdings MX, S.A. De C.V.; L&B LandBanking Trust S.A. De C.V.; Brian J. Wolf Zacarias; Roger Fernando Ayuso Loyo, Alan Hemingway, Kelly Friesen, Sonja A. McAdam, Ed Moore, Kim Moore, Jason Rogers and Dave Urrutia

Hollinger Inc., Conrad M. Black, F. David Radler, John A. Boultbee and Peter Y. Atkinson


June 20, 2013 (2013) 36 OSCB 6210

1.1.2 Notice of Agreement among certain provincial securities regulators in support of the outsourcing and management of the System for Electronic Document Analysis and Retrieval (SEDAR), the System for Electronic Disclosure by Insiders (SEDI), the National Registration Database (NRD), and certain other nationally shared information technology systems that serve securities regulatory purposes and functions (CSA National Systems)

June 20, 2013

NOTICE OF AGREEMENT AMONG CERTAIN PROVINCIAL SECURITIES REGULATORS IN SUPPORT OF THE OUTSOURCING AND MANAGEMENT

OF THE SYSTEM FOR ELECTRONIC DOCUMENT ANALYSIS AND RETRIEVAL (SEDAR), THE SYSTEM FOR ELECTRONIC DISCLOSURE BY INSIDERS (SEDI),

THE NATIONAL REGISTRATION DATABASE (NRD), AND CERTAIN OTHER NATIONALLY SHARED INFORMATION TECHNOLOGY SYSTEMS

THAT SERVE SECURITIES REGULATORY PURPOSES AND FUNCTIONS (CSA NATIONAL SYSTEMS)

On June 13, 2013, the Minister of Finance approved the agreement among the Ontario Securities Commission, the British Columbia Securities Commission, the Alberta Securities Commission and the Autorité des marchés financiers addressing a number of governance matters relating to the oversight and management of the new service provider that will operate the CSA National Systems once the agreements with the current service provider expire (Agreement).

The Agreement establishes a governance framework for the oversight and management of matters related to the CSA National Systems, provides for the designation of a party to perform certain functions relating to the operation of the CSA National Systems on behalf of the other parties, outlines how user fees will be established, collected and used, and addresses the allocation and payment of liabilities arising in connection with supplier agreements and the CSA National Systems.

The Agreement was published in the Bulletin on April 18, 2013 (see (2013) 3616 OSCB 4148).

Questions may be referred to:

Minami Ganaha Senior Legal IT Counsel General Counsel’s Office (416) 593-8170 [email protected]


June 20, 2013 (2013) 36 OSCB 6211

1.1.3 Notice of Agreement among certain provincial securities regulators in respect of the ownership and licensing of the intellectual property comprising the System for Electronic Document Analysis and Retrieval (SEDAR), the System for Electronic Disclosure by Insiders (SEDI), and the National Registration Database (NRD) (CSA National Systems)

June 20, 2013

NOTICE OF AGREEMENT AMONG CERTAIN PROVINCIAL SECURITIES REGULATORS IN RESPECT OF THE OWNERSHIP AND LICENSING OF THE INTELLECTUAL PROPERTY

COMPRISING THE SYSTEM FOR ELECTRONIC DOCUMENT ANALYSIS AND RETRIEVAL (SEDAR), THE SYSTEM FOR ELECTRONIC DISCLOSURE BY INSIDERS (SEDI), AND

THE NATIONAL REGISTRATION DATABASE (NRD) (CSA NATIONAL SYSTEMS)

On June 13, 2013, the Minister of Finance approved the agreement among the Ontario Securities Commission, the British Columbia Securities Commission, the Alberta Securities Commission and the Autorité des marchés financiers outlining how the intellectual property comprising the CSA National Systems will be owned as between the parties, and how it will be licensed to third parties for their access and use (Agreement). The Agreement also documents how data filed in the CSA National Systems may be accessed and used by securities regulators, certain self-regulatory organizations, other permitted third parties, and thepublic.





June 20, 2013 (2013) 36 OSCB 6212

1.1.4 Notice of Agreement among certain provincial securities regulators and the Investment Industry Regulatory Organization of Canada (IIROC) with respect to the administration and application of surplus funds generated by the operation of the National Registration Database (NRD)

June 20, 2013

NOTICE OF AGREEMENT AMONG CERTAIN PROVINCIAL SECURITIES REGULATORS AND THE INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA (IIROC)

WITH RESPECT TO THE ADMINISTRATION AND APPLICATION OF SURPLUS FUNDS GENERATED BY THE OPERATION OF THE NATIONAL REGISTRATION DATABASE (NRD)

On June 13, 2013, the Minister of Finance approved the agreement among the Ontario Securities Commission, the British Columbia Securities Commission, the Alberta Securities Commission, the Autorité des marchés financiers and IIROC amending and restating their earlier agreement concerning the administration and application of surplus funds generated by the operationof NRD (Agreement).





June 20, 2013 (2013) 36 OSCB 6213

1.1.5 Notice of Agreement among certain provincial securities regulators with respect to the administration andapplication of surplus funds generated by the operation of the System for Electronic Document Analysis and Retrieval (SEDAR) and the System for Electronic Disclosure by Insiders (SEDI)

June 20, 2013

NOTICE OF AGREEMENT AMONG CERTAIN PROVINCIAL SECURITIES REGULATORS WITH RESPECT TO THE ADMINISTRATION AND APPLICATION OF SURPLUS FUNDS

GENERATED BY THE OPERATION OF THE SYSTEM FOR ELECTRONIC DOCUMENT ANALYSIS AND RETRIEVAL (SEDAR)

AND THE SYSTEM FOR ELECTRONIC DISCLOSURE BY INSIDERS (SEDI)

On June 13, 2013, the Minister of Finance approved the agreement among the Ontario Securities Commission, the British Columbia Securities Commission, the Alberta Securities Commission, the Autorité des marchés financiers and IIROC amending and restating their earlier agreement concerning the administration and application of surplus funds generated by the operationof SEDAR and SEDI (Agreement).





June 20, 2013 (2013) 36 OSCB 6214

1.3 News Releases

1.3.1 Canadian Securities Regulators Announce Panel Discussion on Statutory ‘Best Interest’ Duty

FOR IMMEDIATE RELEASE June 12, 2013

CANADIAN SECURITIES REGULATORS ANNOUNCE PANEL DISCUSSION ON STATUTORY ‘BEST INTEREST’ DUTY

TORONTO – The Canadian Securities Administrators (CSA) announced today that the Ontario Securities Commission (OSC) will host a panel discussion on July 23, 2013 to focus the dialogue on the issues identified in CSA Consultation Paper 33-403 –The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Retail Clients.

The panel discussion is part of the CSA’s ongoing effort to explore the potential benefits and competing considerations of introducing a statutory fiduciary, or ‘best interest’, standard for advisers and dealers when they provide advice to retail clients.The CSA has already scheduled roundtables on June 18, 2013 (geared toward investors), and on June 25, 2013 (geared towards industry).

The panel discussion on July 23, 2013, from 10 a.m. to 12 p.m. will focus the dialogue, building on the roundtables in June, witha panel discussion designed to reflect the diversity of views on this issue. Panelists will be selected to reflect the various perspectives on a ‘best interest’ standard. The session will take place on the 22nd floor of the OSC’s offices located at 20 Queen Street West in Toronto, Ontario. Further details, including the final agenda, will be provided closer to the event date.

Those interested in observing the panel discussion are asked to send an e-mail to [email protected] by Monday, July 8, 2013.

The CSA, the council of the securities regulators of Canada’s provinces and territories, co-ordinates and harmonizes regulationfor the Canadian capital markets.

For Media Inquiries:

[email protected]

Carolyn Shaw-Rimmington Manager, Public Affairs 416-593-2361

Aly Vitunski Senior Media Relations Specialist 416-593-8263

Follow us on Twitter: OSC_News

For Investor Inquiries:

OSC Contact Centre416-593-8314 1-877-785-1555 (Toll Free)


June 20, 2013 (2013) 36 OSCB 6215

1.4 Notices from the Office of the Secretary

1.4.1 New Hudson Television Corporation et al.


IN THE MATTER OF THE SECURITIES ACT

R.S.O. 1990, c. S.5, AS AMENDED

AND

IN THE MATTER OF NEW HUDSON TELEVISION CORPORATION,

NEW HUDSON TELEVISION L.L.C. &JAMES DMITRY SALGANOV

TORONTO – The Commission issued a Temporary Order in the above named matter which provides that:

(i) pursuant to subsection 127(8) of the Act, the Amended Temporary Order is extended to December 6, 2013 at 10:00 a.m.; and

(ii) the hearing to consider any further extension of the Amended Temporary Order is to be held on December 4, 2013 at 10:00 a.m., or such other date and time as set by the Office of the Secretary.

A copy of the Temporary Order dated June 6, 2013 is available at www.osc.gov.on.ca.

OFFICE OF THE SECRETARY JOHN P. STEVENSON SECRETARY

For media inquiries:

[email protected]


Alison Ford Media Relations Specialist 416-593-8307

For investor inquiries:

OSC Contact Centre 416-593-8314 1-877-785-1555 (Toll Free)

1.4.2 Issam El-Bouji et al.


IN THE MATTER OF THE SECURITIES ACT,

R.S.O. 1990, c S.5, AS AMENDED

AND

IN THE MATTER OF ISSAM EL-BOUJI, GLOBAL RESP CORPORATION,

GLOBAL GROWTH ASSETS INC., GLOBAL EDUCATIONAL TRUST FOUNDATION AND

MARGARET SINGH

TORONTO – The Panel of the Commission released a redacted Order under section 17 of the Act in the above noted matter.

A copy of the redacted Order dated June 11, 2013 is available at www.osc.gov.on.ca.


For media inquiries: [email protected]






June 20, 2013 (2013) 36 OSCB 6216

1.4.3 Heritage Education Funds Inc.




AND

IN THE MATTER OF HERITAGE EDUCATION FUNDS INC.

TORONTO – The Commission issued an Order in the above named matter which provides that:

1. The Temporary Order is extended to July 22, 2013, or until such further order of the Commission; and

2. The hearing is adjourned to July 18, 2013 at 10:00 a.m.

A copy of the Order dated June 14, 2013 is available at www.osc.gov.on.ca.



[email protected]





1.4.4 Beryl Henderson




AND

IN THE MATTER OF BERYL HENDERSON

TORONTO – The Commission issued an Order in the above named matter which provides that the confidential pre-hearing conference is adjourned and will be continued on July 11, 2013 at 10:00 a.m. or to such other date as agreed to by the parties and advised by the Office of the Secretary.

The pre-hearing conference will be in camera.

A copy of the Order dated June 12, 2013 is available at www.osc.gov.on.ca.



[email protected]





June 20, 2013 (2013) 36 OSCB 6217

Chapter 2

Decisions, Orders and Rulings

2.1 Decisions

2.1.1 CNOOC Limited

May 16, 2013

IN THE MATTER OF THE SECURITIES LEGISLATION OF

ALBERTA AND ONTARIO (the Jurisdictions)

AND

IN THE MATTER OF THE PROCESS FOR EXEMPTIVE RELIEF APPLICATIONS

IN MULTIPLE JURISDICTIONS

AND

IN THE MATTER OF CNOOC LIMITED

(the Filer)

DECISION

Background

The securities regulatory authority or regulator in each of the Jurisdictions (the Decision Maker) has received an application from the Filer for a decision under the securities legislation of the Jurisdictions (the Legislation) that upon the Filer listing its American depositary shares, represented by American depositary receipts (ADRs), for trading on the Toronto Stock Exchange (the TSX), the Filer will be exempted from the requirements of National Instrument 51-101 Standards of Disclosure for Oil and Gas Activities (NI 51-101) (the Exemption Sought).

Under the Process for Exemptive Relief Applications in Multiple Jurisdictions (for a dual application):

(a) the Alberta Securities Commission is the principal regulator for this application; and

(b) this decision is the decision of the principal regulator and evidences the decision of the securities regulatory authority or regulator in Ontario.

Interpretation

Terms defined in National Instrument 14-101 Definitions or in Multilateral Instrument 11-102 Passport System have the same meaning if used in this decision, unless otherwise defined herein.

Representations

This decision is based on the following facts represented by the Filer:

1. The Filer is a Hong Kong limited liability company with its registered office in Hong Kong.

2. The Filer is an upstream company specializing in the exploration, development and production of oil and natural gas.

3. The Filer’s ordinary shares are listed and posted for trading on the Hong Kong Stock Exchange (the HKSE) and its ADRs are listed and posted for trading on the New York Stock Exchange (the NYSE).


June 20, 2013 (2013) 36 OSCB 6218

4. As at April 12, 2013, there were 44,646,305,984 ordinary shares of the Filer issued and outstanding, of which 28,772,727,273 (or approximately 64.45%) were held, directly or indirectly, by China National Offshore Oil Corporation, a People’s Republic of China state-owned enterprise. As at March 4, 2013, 10,374,921 ADRs were issued and outstanding, representing approximately 2.3% of the Filer’s issued and outstanding ordinary shares.

5. The Filer is not a reporting issuer in any Canadian jurisdiction and is not, to its knowledge, in default of any requirements under the Legislation. None of the Filer’s securities are listed and posted for trading in Canada. The Filer has never issued any securities to the public in Canada either by way of private placement or public financing.

6. None of the executive officers and directors of the Filer is a resident of Canada and the Filer’s business is presently administered primarily outside of Canada.

7. The Filer’s ADRs are registered under section 12(b) of the 1934 Act and the Filer is required to file reports under section 13 or 15(d) of the 1934 Act.

8. The Filer is in compliance with all requirements imposed by the SEC, the 1933 Act, the 1934 Act, the United States Sarbanes-Oxley Act of 2002 and the rules of the NYSE (collectively, the US Rules).

9. The Filer is a “foreign private issuer” under the US Rules.

10. The Filer prepares disclosure with respect to its oil and natural gas activities in accordance with the applicable US Rules (the Oil and Gas Disclosure).

11. On July 23, 2012, the Filer entered into an arrangement agreement with Nexen Inc. (Nexen) providing for a plan of arrangement under section 192 of the Canada Business Corporations Act pursuant to which the Filer acquired, among other things, all of the outstanding common shares of Nexen for US$27.50 per share in cash (the Arrangement). On February 25, 2013, the Arrangement was completed.

12. Nexen was a reporting issuer under the securities legislation of each of Alberta, Ontario, British Columbia, Saskatchewan, Manitoba, Québec, New Brunswick, Nova Scotia, Prince Edward Island and Newfoundland and Labrador and its common shares, among other securities, were listed and posted for trading on the TSX and the NYSE. Nexen ceased to be a reporting issuer on April 24, 2013.

13. Following completion of the Arrangement, the common shares of Nexen were delisted from the TSX and the NYSE. It is the Filer’s current intention to list its ADRs on the TSX.

14. The ADRs that are expected to be listed on the TSX are the same instruments which are listed on the NYSE. The listing of the ADRs will not result in a new issuance of ordinary shares of the Filer and will not generate additional funds for the Filer.

15. Concurrently with the listing of the ADRs on the TSX, the Filer will become subject to the ongoing continuous disclosure requirements under the applicable securities laws of each of the provinces of Alberta and Ontario and, specifically, the disclosure requirements of NI 51-101.

16. The Filer will qualify as an “SEC foreign issuer” (an SEC Foreign Issuer) under National Instrument 71-102 Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (NI 71-102) and will rely on and comply with the exemptions from Canadian continuous disclosure requirements afforded to SEC Foreign Issuers under Part 4 of NI 71-102.

17. Fewer than 8.0% of the number of registered and beneficial holders of ADRs are residents of Canada and less than 3.1% of the outstanding ADRs are held by residents of Canada.

18. Fewer than 8.0% of the number of registered and beneficial holders of ordinary shares (including ordinary shares represented by ADRs) of the Filer are residents of Canada and less than 0.55% of the outstanding ordinary shares (including ordinary shares represented by ADRs) of the Filer are held by residents of Canada.

19. The ordinary shares of the Filer represented by ADRs that the Filer intends to list on the TSX (including ADRs reserved for issuance) represent, in aggregate, approximately 2.3% of the Filer’s issued and outstanding ordinary shares.

Decision

Each of the Decision Makers is satisfied that the decision meets the test set out in the Legislation for the Decision Maker to make the decision.


June 20, 2013 (2013) 36 OSCB 6219

The decision of the Decision Makers under the Legislation is that the Exemption Sought is granted provided that:

(a) the Filer continues to be an SEC Foreign Issuer and complies with the disclosure requirements of the US Rules in connection with its oil and gas activities without relying on a legislative or other exemption from the US Rules available to foreign private issuers in relation to such disclosure;

(b) the Filer issues in Canada, and files on SEDAR, a news release stating that it will provide Oil and Gas Disclosure prepared in accordance with the US Rules rather than in accordance with NI 51-101;

(c) the Filer files the Oil and Gas Disclosure with the securities regulatory authority or regulator in each of the Canadian jurisdictions in which the Filer is a reporting issuer as soon as practicable after the Oil and Gas Disclosure is filed pursuant to the US Rules;

(d) fewer than 10% of the number of registered and beneficial holders of ordinary shares of the Filer (including ordinary shares represented by ADRs) are residents of Canada;

(e) less than 10% of the outstanding ordinary shares of the Filer (including ordinary shares represented by ADRs) are held by residents of Canada;

(f) fewer than 10% of the number of registered and beneficial holders of any new class or series of securities issued by the Filer are residents of Canada; and

(g) less than 10% of any new class or series of securities issued by the Filer are held by residents of Canada.

For the Commission:

“Glenda Campbell, QC” Vice-ChairAlberta Securities Commission

“Stephen Murison” Vice-ChairAlberta Securities Commission


June 20, 2013 (2013) 36 OSCB 6220

2.1.2 Man Investments Canada Corp. and GLG EM Income Fund

Headnote

National Policy 11-203 Process for Exemptive Relief Applications in Multiple Jurisdictions – Relief granted to commodity pool for extension of lapse date of prospectus for approximately 40 days – additional time needed for renewal of prospectus due to ongoing review.

Applicable Legislative Provisions

Securities Act, R.S.O. 1990, c. S 5 as am., s. 62(5).

May 28, 2013


ONTARIO (the Jurisdiction)

AND

IN THE MATTER OF MAN INVESTMENTS CANADA CORP.

(the Filer)

AND

GLG EM INCOME FUND (the Fund)

DECISION

Background

The principal regulator in the Jurisdiction has received an application from the Filer for a decision under the securities legislation of the Jurisdiction of the principal regulator (the Legislation) for an exemption that the time limits pertaining to filing the renewal prospectus of the Fund be extended as if the lapse date of the prospectus of the Fund dated May 18, 2012 (the Current Prospectus) was June 28, 2013 (the Requested Relief).

Under the Process for Exemptive Relief Applications in Multiple Jurisdictions (for a passport application):

(a) the Ontario Securities Commission (the OSC) is the principal regulator for this application; and

(b) the Filer has provided notice that section 4.7(1) of Multilateral Instrument 11-102 Passport System(MI 11-102) is intended to be relied upon in each of the other provinces and territories of Canada (the Passport Jurisdictions).

Interpretation

Unless expressly defined herein, terms in this application have the respective meanings given to them in National Instrument 41-101 General Prospectus Requirements,

National Instrument 81-102 Mutual Funds, National Instrument 14-101 Definitions and MI 11-102.

Representations


1. The Filer is a corporation incorporated under the Canada Business Corporations Act and is the trustee and manager of the Fund.

2. The Filer is registered as an investment fund manager in Ontario, Quebec and Newfoundland and Labrador, as an adviser in the category of portfolio manager in Ontario and Alberta and as a dealer in the category of exempt market dealer in Ontario, British Columbia, Alberta, Saskatchewan, Manitoba, Québec, New Brunswick and Nova Scotia. The Filer’s head office is located in Toronto, Ontario.

3. The Fund is a reporting issuer in each of the provinces and territories of Canada.

4. Neither the Fund nor the Filer is in default of securities legislation in any province or territory of Canada.

5. Units of the Fund are currently qualified for distribution in each of the Jurisdictions under the current prospectus of the Fund dated May 18, 2012, as amended by Amendment No. 1 dated November 20, 2012 (the Amendment No. 1,collectively, the Current Prospectus).

6. Pursuant to the section 62(1) of the Legislation, the lapse date for the Current Prospectus was May 18, 2013 (the Current Lapse Date). Accordingly, under the Legislation, the distribution of units of the Fund would have to cease on the Current Lapse Date unless (i) the Fund files a pro forma prospectus for the Fund at least 30 days prior to the Current Lapse Date; (ii) the final prospectus for the Fund is filed no later than 10 days after the Current Lapse Date, i.e. by May 28, 2013; and (iii) a receipt for the final prospectus is obtained within 20 days of the Current Lapse Date.

7. On April 17, 2013, a pro forma prospectus for the Fund was filed with the OSC. In order to comply with the requirements of the Legislation, the final prospectus for the Fund (the Final Renewal Prospectus) must be filed on or before May 28, 2013 and a receipt must be obtained by June 7, 2013 in order for the distribution of units of the Fund to continue without interruption.

8. Given the ongoing review of the Pro Forma Prospectus by the OSC, the Filer is requesting additional time by means of an extension of the Current Lapse Date to June 28, 2013, to permit


June 20, 2013 (2013) 36 OSCB 6221

the Filer to respond to the OSC’s comment letter(s), and file the Final Renewal Prospectus for the Fund which satisfactorily addresses all of the OSC’s comments as well as the impact of the federal government’s 2013 budget announcement made on March 21, 2013 on the Fund without resulting in the Fund being forced to cease distribution of units because the Current Prospectus has lapsed.

9. Since the date of the Amendment No. 1, no undisclosed material change has occurred. Accordingly, the Current Prospectus continues to provide accurate information regarding the Fund.

10. Given the disclosure obligations of the Filer and the Fund, should any material changes be proposed, the Current Prospectus will be amended accordingly. Therefore, the extension

requested will not affect the currency or accuracy of the information contained in the Current Prospectus, and accordingly, will not be prejudicial to the public interest.

Decision

The principal regulator is satisfied that the decision meets the test set out in the Legislation for the principal regulator to make the decision.

The decision of the Decision Maker under the Legislation is that the Requested Relief is granted.

“Vera Nunes” Manager, Investment Funds Ontario Securities Commission


June 20, 2013 (2013) 36 OSCB 6222

2.1.3 PIMCO Canada Corp.

Headnote

National Policy 11-203 Process for Exemptive Relief Applications in Multiple Jurisdictions – relief from certain specified derivatives and custodial requirements to permit mutual funds to enter into swap transactions that are cleared through a clearing corporation – relief required because of new U.S. requirements to clear over-the-counter derivatives including swaps - decisiontreats cleared swaps similar to other cleared derivatives – National Instrument 81-102 Mutual Funds.


National Instrument 81-102 Mutual Funds, ss. 2.7(1) and (4), 6.8(1), 19.1.

June 7, 2013



AND

IN THE MATTER OF THE PROCESS FOR EXEMPTIVE RELIEF

APPLICATIONS IN MULTIPLE JURISDICTIONS

AND

IN THE MATTER OF PIMCO CANADA CORP.

(the Filer)

DECISION

Background

The principal regulator in the Jurisdiction has received an application from the Filer for a decision under the securities legislation of the Jurisdiction of the principal regulator (the Legislation), pursuant to section 19.1 of National Instrument 81-102 MutualFunds (NI 81-102), exempting each Existing PIMCO Fund (as defined below) and all current and future mutual funds managed by the Filer that enter into Swaps (as defined below) in the future (each, a Future PIMCO Fund and, together with the Existing PIMCO Funds, each, a PIMCO Fund and, collectively, the PIMCO Funds):

(i) from the requirement in subsection 2.7(1) of NI 81-102 that a mutual fund must not purchase an option or a debt-like security or enter into a swap or a forward contract unless, at the time of the transaction, the option, debt-like security, swap or contract has an approved credit rating or the equivalent debt of the counterparty, or of a person or company that has fully and unconditionally guaranteed the obligations of the counterparty in respect of the option, debt-like security, swap or contract, has an approved credit rating;

(ii) from the limitation in subsection 2.7(4) of NI 81-102 that the mark-to-market value of the exposure of a mutual fund under its specified derivatives positions with any one counterparty other than an acceptable clearing corporation or a clearing corporation that settles transactions made on a futures exchange listed in Appendix A to NI 81-102 shall not exceed, for a period of 30 days or more, 10 percent of the net asset value of the mutual fund; and

(iii) from the requirement in subsection 6.1(1) of NI 81-102 to hold all portfolio assets of a mutual fund under the custodianship of one custodian in order to permit each PIMCO Fund to deposit cash and portfolio assets directly with a Futures Commission Merchant (as defined below) and indirectly with a Clearing Corporation (as defined below) as margin,

in each case, with respect to cleared Swaps (the Requested Relief).



June 20, 2013 (2013) 36 OSCB 6223

(a) the Ontario Securities Commission is the principal regulator for this application; and

(b) the Filer has provided notice that subsection 4.7(1) of Multilateral Instrument 11-102 Passport System (MI 11-102) is intended to be relied upon in each of the other provinces and territories of Canada (the Other Jurisdictions).

Interpretation

Terms defined in NI 81-102, National Instrument 14-101 Definitions, and MI 11-102 have the same meaning if used in this decision, unless otherwise defined. Capitalized terms used in this decision have the following meanings:

“CFTC” means the U.S. Commodity Futures Trading Commission

“Clearing Corporation” means any of the Chicago Mercantile Exchange Inc., ICE Clear Credit LLC, LCH.Clearnet Limited and any other clearing organization that is permitted to operate in the Jurisdiction or the Other Jurisdiction, as the case may be,where the PIMCO Fund is located

“Dodd-Frank” means the Dodd-Frank Wall Street Reform and Consumer Protection Act

“Existing PIMCO Funds” means any of PIMCO Canadian Short Term Bond Fund, PIMCO Canadian Total Return Bond Fund, PIMCO Canadian Long Term Bond Fund, PIMCO Canadian Real Return Bond Fund, PIMCO Monthly Income Fund (Canada), PIMCO Global Advantage Strategy Bond Fund (Canada), PIMCO Global Balanced Fund (Canada) and PIMCO EqS Pathfinder FundTM (Canada)

“Futures Commission Merchant” means any futures commission merchant that is registered with the CFTC and is a member of a Clearing Corporation

“OTC” means over-the-counter

“PIMCO” means the global PIMCO group of companies, including the Filer, Allianz Asset Management of America L.P., Pacific Investment Management Company LLC, PIMCO Europe Ltd. and their affiliates

“Swaps” means the swaps that are, or will become, subject to a clearing determination issued by the CFTC, including fixed-to-floating interest rate swaps, basis swaps, forward rate agreements in U.S. dollars, the Euro, Pounds Sterling or the Japanese Yen, overnight index swaps in U.S. dollars, the Euro and Pounds Sterling and untranched credit default swaps on certain North American indices (CDX.NA.IG and CDX.NA.HY) and European indices (iTraxx Europe, iTraxx Europe Crossover and iTraxx Europe HiVol) at various tenors

“U.S. Person” has the meaning attributed thereto by the CFTC

Representations


1. The Filer is, or will be, the investment fund manager of each PIMCO Fund. The Filer is registered as an investment fund manager in the Provinces of Ontario, Québec and Newfoundland and Labrador and is registered as a portfolio manager and exempt market dealer in the Provinces of Ontario, Alberta, British Columbia, Manitoba, Nova Scotia, Québec and Saskatchewan. The Filer is also registered under the Commodity Futures Act (Ontario) in the category of commodity trading manager in the Province of Ontario, as a derivatives portfolio manager in the Province of Québec and as an adviser in the Province of Manitoba. The head office of the Filer is in Toronto, Ontario.

2. The Filer is, or will be, the portfolio manager to the PIMCO Funds and one of the PIMCO companies, each of which is an affiliate of the Filer, is, or will be, the sub-advisor to the PIMCO Funds.

3. Each PIMCO Fund is, or will be, a mutual fund created under the laws of the Province of Ontario and is, or will be, subject to the provisions of NI 81-102.

4. Neither the Filer nor the PIMCO Funds are, or will be, in default of securities legislation in any Jurisdiction.

5. The securities of each PIMCO Fund are, or will be, qualified for distribution pursuant to a prospectus that was, or will be, prepared and filed in accordance with the securities legislation of the Jurisdictions. Accordingly, each PIMCO Fund is, or will be, a reporting issuer or the equivalent in each Jurisdiction.


June 20, 2013 (2013) 36 OSCB 6224

6. The investment objective and investment strategies of each PIMCO Fund permit, or will permit, the PIMCO Fund to enter into derivative transactions, including Swaps. The portfolio management team of the Existing PIMCO Funds consider Swaps to be an important investment tool that is available to it to properly manage each PIMCO Fund’s portfolio. As at the end of April, 2013, the Existing PIMCO Funds have entered into foreign exchange swaps, interest rate swaps and credit default swaps on single names and indices that had an aggregate absolute notional value of approximately $4.8 billion.

7. Dodd-Frank requires that certain OTC derivatives be cleared through a Futures Commission Merchant at a Clearing Corporation. Generally, where one party to a Swap is a U.S. Person and the other party to the Swap is a mutual fund, such as a PIMCO Fund, that Swap must be cleared, absent an available exception, beginning on June 10, 2013. With respect to entities such as the PIMCO Funds, the compliance date for the clearing of iTraxx CDS indices is July 25, 2013.

8. Currently, the PIMCO Funds enter into Swaps on an OTC basis with a number of Canadian, U.S. and other international counterparties. These OTC Swaps are entered into in compliance with the derivative provisions of NI 81-102.

9. In order to benefit from both the pricing benefits and reduced trading costs that PIMCO is often able to achieve through its trade execution practices for its managed investments funds and from the reduced costs associated with cleared OTC derivatives as compared to other OTC trades, PIMCO has started to enter into cleared Swaps on behalf of the PIMCO Funds in compliance with NI 81-102 and wishes to be able to deliver margin to Futures Commission Merchants.

10. In the absence of the Requested Relief, PIMCO may need to structure certain Swaps entered into by the PIMCO Funds so as to avoid the clearing requirements of the CFTC. The Filer respectfully submits that this would not be in the best interests of the PIMCO Funds and their investors for a number of reasons, as set out below.

11. The Filer strongly believes that it is in the best interests of the PIMCO Funds and their investors to continue to executeOTC derivatives with U.S. Persons, including U.S. swap dealers, after June 10, 2013.

12. In its role as a fiduciary for the PIMCO Funds, the Filer has determined that central clearing represents the best choice for the investors in the PIMCO Funds to mitigate the legal, operational and back office risks faced by investors in the global swap markets.

13. PIMCO currently uses the same trade execution practices for all of its managed funds, including the PIMCO Funds. An example of these trade execution practices is block trading, where large number of securities are purchased or sold or large derivative trades are entered into on behalf of a number of investment funds advised by PIMCO. These practices include the use of cleared Swaps if such trades are executed with a U.S. swap dealer. If the PIMCO Funds are unable to employ these trade execution practices, then PIMCO will have to create separate trade execution practices only for the PIMCO Funds and will have to execute trades for the PIMCO Funds on a separate basis. This will increase the operational risk for the PIMCO Funds, as separate execution procedures will need to be established and followed only for the PIMCO Funds. In addition, the PIMCO Funds may no longer be able to enjoy the possible price benefits and reduction in trading costs that PIMCO may be able to achieve through a common practice for its family of investment funds. In PIMCO’s opinion, best execution and maximum certainty can best be achieved through common trade execution practices, which, in the case of OTC derivatives, involve the execution of Swaps on a cleared basis.

14. As a member of the G20 and a participant in the September 2009 commitment of G20 nations to improve transparency and mitigate risk in derivatives markets, Canada has expressly recognized the systemic benefits that clearing OTC derivatives offers to market participants, such as the PIMCO Funds. The Filer respectfully submits that the PIMCO Funds should be encouraged to comply with the robust clearing requirements established by the CFTC by granting them the Requested Relief.

15. The Requested Relief is analogous to the treatment currently afforded under NI 81-102 to other types of derivatives that are cleared, such as clearing corporation options, options on futures and standardized futures. This demonstrates that, from a policy perspective, the Requested Relief is consistent with the views of the Canadian securities authorities in respect of cleared derivative trades.

16. For the reasons provided above, the Filer submits that it would not be prejudicial to the public interest to grant the Requested Relief.


June 20, 2013 (2013) 36 OSCB 6225

Decision


The decision of the principal regulator under the Legislation is that the Requested Relief is granted provided that, in respect of the deposit of cash and portfolio assets as margin:

(a) in Canada,

(i) the Futures Commission Merchant is a member of a SRO that is a participating member of CIPF; and

(ii) the amount of margin deposited and maintained with the Futures Commission Merchant does not, when aggregated with the amount of margin already held by the Futures Commission Merchant, exceed 10 percent of the net asset value of the PIMCO Fund as at the time of deposit; and

(b) outside of Canada,

(i) the Futures Commission Merchant is a member of a Clearing Corporation and, as a result, is subject to a regulatory audit;

(ii) the Futures Commission Merchant has a net worth, determined from its most recent audited financial statements that have been made public or from other publicly available financial information, in excess of the equivalent of $50 million; and

(iii) the amount of margin deposited and maintained with the Futures Commission Merchant does not, when aggregated with the amount of margin already held by the Futures Commission Merchant, exceed 10 percent of the net asset value of the PIMCO Fund as at the time of deposit.

This decision will terminate on the earlier of (i) the coming into force of any revisions to the provisions of NI 81-102 that address the clearing of OTC derivatives, and (ii) two years from the date of this decision.

“Darren McKall” Manager, Investment Funds Branch Ontario Securities Commission


June 20, 2013 (2013) 36 OSCB 6226

2.1.4 WPT Industrial Real Estate Investment Trust

Headnote

National Policy 11-203 Process for Exemptive Relief Applications in Multiple Jurisdictions – Multilateral Instrument 61-101 Protection of Minority Security Holders in Special Transactions – issuer holds all of its properties through limited partnership – entity holds units in limited partnership which are redeemable into and in all material respects are the economic equivalent to the issuer’s publicly traded units – issuer may include entity’s indirect interest in issuer when calculating market capitalization for the purposes of using the 25% market capitalization exemption for certain related party transactions – relief granted subject to conditions.


Multilateral Instrument 61-101 Protection of Minority Security Holders in Special Transactions, ss. 5.5(a), 5.7(1)(a) and 9.1.

June 6, 2013



AND

IN THE MATTER OF THE PROCESS FOR EXEMPTIVE RELIEF

APPLICATIONS IN MULTIPLE JURISDICTIONS

AND

IN THE MATTER OF WPT INDUSTRIAL REAL ESTATE INVESTMENT TRUST

(the Filer)

DECISION

Background

The principal regulator in the Jurisdiction has received an application (the Application) from the Filer for a decision under the securities legislation of the Jurisdiction of the principal regulator (the Legislation) exempting the Filer, pursuant to section 9.1 of Multilateral Instrument 61-101 Protection of Minority Security Holders in Special Transactions (MI 61-101), from the minority approval and formal valuation requirements under Part 5 of MI 61-101 relating to any related party transaction of the Filer entered into indirectly through WPT Industrial, LP (WPT LP) or any subsidiary entity of WPT LP, if that transaction would qualify for the transaction size exemptions set out in sections 5.5(a) and 5.7(1)(a) of MI 61-101 if the indirect interest held by WelshProperty Trust, LLC (Welsh) and any of its permitted transferees (as set out in section 11.3.A(1) of the Limited Partnership Agreement (as defined below)) in the Filer, which is held in the form of redeemable Class B partnership units of WPT LP, were included in the calculation of the Filer’s market capitalization (collectively, the Requested Relief).


(a) the Ontario Securities Commission is the principal regulator for the Application; and

(b) the Filer has provided notice that section 4.7(1) of Multilateral Instrument 11-102 Passport System (MI 11-102) is intended to be relied upon in Québec.

Interpretation

Terms defined in National Instrument 14-101 Definitions, MI 11-102 and MI 61-101 have the same meaning if used in this decision, unless otherwise defined in this decision.


June 20, 2013 (2013) 36 OSCB 6227

Representations


1. The Filer is an unincorporated, open-ended real estate investment trust established under the laws of the Province of Ontario. The Filer is governed pursuant to an amended and restated declaration of trust dated April 26, 2013, as the same may be further amended and/or restated from time to time (the Declaration of Trust).

2. The Filer’s head office is located at 333 Bay Street, Suite 3400, Toronto, Ontario M5H 2S7.

3. The Filer is a reporting issuer (or the equivalent thereof) in each province and territory of Canada and, to its knowledge,is currently not in default of any applicable requirements under the securities legislation thereunder.

4. The Filer is authorized to issue an unlimited number of trust units (Units). As at June 3, 2013, the Filer had 11,430,000 Units issued and outstanding.

5. The Units are listed and posted for trading on the Toronto Stock Exchange (the TSX) under the symbol “WIR.U”. The Units are also quoted on the OTC Pink in the United States by a market maker.

6. The operating business of the Filer is carried on by WPT LP, which indirectly holds interests in 35 industrial properties and two office properties located in the United States (collectively, the Initial Properties).

7. WPT LP is a limited partnership formed under the laws of the State of Delaware and is governed by an agreement of limited partnership dated April 26, 2013 (the Limited Partnership Agreement). WPT LP’s head office is located at 4350 Baker Road, Suite 400, Minnetonka, Minnesota, United States 55343.

8. WPT LP is not a reporting issuer (or the equivalent thereof) in any jurisdiction and none of its securities are listed or posted for trading on any stock exchange or other market.

9. WPT Industrial, Inc. (US Holdco) is a corporation established under the laws of the State of Delaware. US Holdco is a wholly-owned subsidiary of the Filer and is the general partner of WPT LP.

10. WPT LP is authorized to issue an unlimited number of Class A partnership units (Class A Units) and an unlimited number of Class B partnership units (Redeemable Partnership Units). As of the date hereof, there are 11,430,000 Class A Units and 10,867,362 Redeemable Partnership Units issued and outstanding. US Holdco (a wholly-owned subsidiary of the Filer) holds all of the outstanding Class A Units and Welsh holds all of the outstanding Redeemable Partnership Units.

11. The Redeemable Partnership Units are, in all material respects, economically equivalent to Units on a per unit basis: (i) the Redeemable Partnership Units are entitled to receive distributions equal to those paid on the Units; and (ii) the Redeemable Partnership Units are not transferable (except as specifically provided in the Limited Partnership Agreement or as otherwise consented to by the general partner of WPT LP) but are redeemable by the holder thereof for cash or Units (on a one-for-one basis subject to customary anti-dilution adjustments), at the option of the general partner of WPT LP in its sole discretion, pursuant and subject to the terms, conditions and limitations set out in the Limited Partnership Agreement.

12. The Filer completed its initial public offering of 10,000,000 Units on April 26, 2013 (the IPO) and the issuance of an additional 1,430,000 Units on May 16, 2013 pursuant to the partial exercise of an over-allotment option granted to the underwriters of the IPO.

13. In connection with the IPO and pursuant to the terms of a contribution agreement dated April 26, 2013 among the Filer, WPT LP and Welsh, WPT LP issued 10,867,362 Redeemable Partnership Units to Welsh on April 26, 2013 as part of the consideration for the transfer by Welsh to WPT LP of Welsh’s indirect interest in the Initial Properties. WPT LP issued Redeemable Partnership Units (rather than Units) to Welsh in order to provide Welsh with a tax deferred rollover.

14. As at the date hereof, Welsh holds an effective interest in the Filer of approximately 48.7% (on an issued and outstanding basis and assuming all Redeemable Partnership Units held by Welsh are redeemed for Units), comprised of the 10,867,362 Redeemable Partnership Units described above.

15. Pursuant to the terms of an asset management agreement dated April 26, 2013 among Welsh, WPT LP and the Filer, Welsh is the external asset manager of the properties directly or indirectly owned by the Filer and provides the Filer


June 20, 2013 (2013) 36 OSCB 6228

and WPT LP with certain advisory and investment management services, including the services of the Chief Executive Officer, Chief Financial Officer and General Counsel and Secretary.

16. The Filer and WPT LP are party to a non-competition and non-solicitation agreement dated April 26, 2013 with Welsh which gives the Filer the right of first opportunity to acquire industrial properties that meet certain investment criteria setout therein from Welsh, which right has been disclosed by in the Filer’s IPO prospectus.

17. It is anticipated that the Filer may from time to time enter into transactions with certain related parties, including Welshor any of its subsidiaries and/or pursuant to the exercise of the Filer’s right of first opportunity described above, indirectly through WPT LP and its direct and indirect subsidiaries.

18. Although Welsh was granted additional rights at the time of the IPO, including pre-emptive rights, registration rights, tag-along rights, board nomination rights and certain limited approval rights, these rights are based on ownership thresholds calculated based on the number of Units assuming that all Redeemable Partnership Units are redeemed for Units. As a result, Welsh does not gain any additional or unique rights of benefits that it would not otherwise have if it were to acquire additional Redeemable Partnership Units (rather than Units) in connection with a transaction with the Filer, such as in connection with the Filer’s exercise of its right of first opportunity described above.

19. If Part 5 of MI 61-101 applies to a related party transaction by an issuer and the transaction is not otherwise exempt:

(a) the issuer must obtain a formal valuation of the transaction in a form satisfying the requirements of MI 61-101 by an independent valuator; and

(b) the issuer must obtain approval of the transaction by disinterested holders of the affected securities of the issuer (together, requirements (a) and (b) are referred to as the Minority Protections).

20. A related party transaction that is subject to MI 61-101 may be exempt from the Minority Protections if at the time the transaction is agreed to, neither the fair market value of the subject matter of, nor the fair market value of the consideration for, the transaction, exceeds 25% of the issuer’s market capitalization (the Transaction Size Exemption).

21. The Filer may not be entitled to rely on the Transaction Size Exemption available under the Legislation because the definition of “market capitalization” in the Legislation does not contemplate securities of another entity that are redeemable into equity securities of the issuer.

22. The Redeemable Partnership Units represent part of the equity value of the Filer and are, in all material respects, economically equivalent to the Units. Taken together, the effect of the redemption right of the holder thereof attaching to the Redeemable Partnership Units and the related right of the general partner of WPT LP to pay cash or cause Units to be issued in connection with the exercise of such redemption right is that a holder of Redeemable Partnership Units will receive Units, or the value of such Units, upon the redemption of Redeemable Partnership Units. If the Redeemable Partnership Units are redeemed for cash, such cash amount will generally be equal to the product of (i) assuming the Units are listed on the TSX, the volume weighted average price of the Units on the TSX for the five trading days immediately preceding the valuation date; and (ii) the number of Units equal to the product of (a) the number of tendered Redeemable Partnership Units and (b) an adjustment factor (initially set at 1.0, subject to certain anti-dilution adjustments).

23. Moreover, the economic interests that underlie the Redeemable Partnership Units are identical to those underlying the Units; namely, the assets and operations held directly or indirectly by WPT LP.

24. If the Redeemable Partnership Units are not included in the market capitalization of the Filer, the equity value of the Filer will be understated by the value of the interest in WPT LP represented by the outstanding Redeemable Partnership Units (currently being approximately 48.7%). As a result, related party transactions of the Filer may be subject to the Minority Protections in circumstances where the fair market value of the transactions is effectively less than 25% of the fully-diluted market capitalization of the Filer.

25. Section 1.4 of MI 61-101 treats an operating entity of an “income trust”, as such term is defined in National Policy 41-201 Income Trusts and Other Indirect Offerings (NP 41-201), on a consolidated basis with its parent trust entity for the purpose of determining which entities are related parties of the issuer and what transactions MI 61-101 should apply to. Section 1.2 of NP 41-201 provides that references to an “income trust” refer to a trust or other entity (including corporate and non-corporate entities) that issues securities which provide for participation by the holder in net cash flows generated by an underlying business owned by the trust or other entity. Accordingly, it is consistent with MI 61-101 that securities of the operating entity, such as the Redeemable Partnership Units, be treated on a consolidated basis for the purposes of the Transaction Size Exemption.


June 20, 2013 (2013) 36 OSCB 6229

26. The inclusion of the Redeemable Partnership Units when determining the Filer’s market capitalization is consistent with the logic of including unlisted equity securities of the issuer which are convertible into listed securities of the issuer in determining an issuer’s market capitalization in that both are securities that are considered part of the equity value of the issuer whose value is measured on the basis of the listed securities into which they are convertible or exchangeable.

Decision


The decision of the principal regulator under the Legislation is that the Requested Relief is granted provided that:

(a) the transaction would qualify for the Transaction Size Exemption contained in MI 61-101 if the Redeemable Partnership Units were considered an outstanding class of equity securities of the Filer that were convertible into Units;

(b) there be no material change to the terms of the Redeemable Partnership Units, including the redemption rights or ownership restrictions associated therewith, as described above and in the Limited Partnership Agreement and Declaration of Trust; and

(c) any annual information form of the Filer that is required to be filed in accordance with applicable Canadian securities law contain the following disclosure, with any immaterial modifications as the context may require:

“Multilateral Instrument 61-101 Protection of Minority Security Holders in Special Transactions (“MI 61-101”) provides a number of circumstances in which a transaction between an issuer and a related party may be subject to valuation and minority approval requirements. An exemption from such requirements is available when the fair market value of the transaction is not more than 25% of the market capitalization of the issuer. WPT Industrial Real Estate Investment Trust (the “REIT”) has been granted exemptive relief from the requirements of MI 61-101 that, subject to certain conditions, permits it to be exempt from the minority approval and valuation requirements for transactions that would have a value of less than 25% of the REIT’s market capitalization, if the Class B partnership units of WPT Industrial, LP held by Welsh Property Trust, LLC and any of its permitted transferees (as set out in section 11.3.A(1) of the agreement of limited partnership dated April 26, 2013 governing WPT Industrial, LP) are included in the calculation of the REIT’s market capitalization. As a result, the 25% threshold, above which the minority approval and valuation requirements would apply, is increased to include the approximately 48.7% indirect interest held by Welsh Property Trust, LLC and any of its permitted transferees in the REIT in the form of Class B partnership units of WPT Industrial, LP.”

“Naizam Kanji” Deputy Director, Corporate Finance Ontario Securities Commission


June 20, 2013 (2013) 36 OSCB 6230

2.1.5 MaRS VX

Headnote

Application by not-for-profit entity (the Filer) for relief from certain know-your-client (KYC) and suitability requirements contained in National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (NI 31-103) – Filer proposing to operate online portal bringing together accredited investors and issuers that aim to solve social or environmentalchallenges in Ontario – Filer to be registered as restricted dealer – Filer will comply with customary gatekeeper KYC requirements, such as establishing identity of client, confirming client is an accredited investor, and complying with anti-money laundering requirements – no transactions will be executed, settled or cleared through the portal – Filer will not issue securitiesor have related or connected issuers – relief granted subject to certain investment limits and terms and conditions set out in thedecision – decision is time-limited and will expire on the earlier of (i) two years and (ii) 90 days after any material change in the Filer’s business, operations or capital – decision may be amended by the Commission on written notice to the Filer – relief granted based on the particular facts and circumstances of the application – decision should not necessarily be viewed as a precedent for other filers in Ontario or in other jurisdictions.


National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, ss. 13.2(2)(c), 13.3 and Part 15

Applicable Staff Guidance

OSC Staff Consultation Paper 45-710, Considerations for New Capital Raising Prospectus Exemptions

June 17, 2013


ONTARIO (the “Jurisdiction”)

AND

IN THE MATTER OF MARS VX

(the “Filer”)

DECISION

Background

The regulator in the Jurisdiction has received an application from the Filer (the “Application”) for a decision under the securities legislation of the Jurisdiction of the regulator (the “Legislation”) for relief pursuant to section 15.1 of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (“NI 31-103”), from the know-your-client and suitability requirements in sections 13.2(2)(c) and 13.3 of NI 31-103 in respect of accredited investors that have access to theFiler’s Private Portal (as defined below), subject to the terms and conditions set out in the Decision (the “Exemption Sought”).

Interpretation

Defined terms contained in National Instrument 14-101 Definitions have the same meaning in this decision unless they are defined in this decision (the “Decision”).

Representations

This Decision is based on the following facts represented by the Filer:

The Filer

1. The Filer is applying for registration as a restricted dealer pursuant to section 25(1) of the Securities Act (Ontario) and NI 31-103.

2. The Filer is a not-for-profit entity and is a wholly-owned subsidiary of MaRS Discovery District (“MaRS”).


June 20, 2013 (2013) 36 OSCB 6231

3. MaRS is a registered charity and a not-for-profit entity without share capital created by letters patent under the Canada Corporations Act having its head office located in Toronto, Ontario that carries on its operations without pecuniary gain.

4. The Filer and MaRS will both continue to be not-for-profit entities.

The Platform

5. The Filer’s objective is to facilitate impact investing by bringing together via an online platform (the “Platform”)accredited investors (as such term is defined in section 1.1 of National Instrument 45-106 – Prospectus and Registration Exemptions (“NI 45-106”) in Ontario and potentially in other jurisdictions and issuers that are social impact issuers and/or environmental impact issuers in Ontario aiming to solve social or environmental challenges in Ontario.

The term “impact issuer” means a small or medium-sized venture or fund with less than $25 million in revenues at the time of initial access to the Private Portal, a prioritized mission, earned revenues and proven impact, including for-profit corporations, non-profit corporations, for-profit cooperatives and non-profit cooperatives.

The term “social impact issuer” means an issuer that focuses on creating opportunities and/or breaking the cycle of poverty in subsectors including, but not limited to, affordable housing, employment services, food security, education, First Nations and new Canadians.

The term “environmental impact issuer” means an issuer that focuses on building environmental sustainability in subsectors including, but not limited to, renewable energy, sustainable agriculture, consumer products, water and transportation.

6. The Filer will allow only social impact issuers and/or environmental impact issuers in Ontario to use the Private Portal.

7. The Filer may, at a later date, propose to allow accredited investors resident in other Canadian jurisdictions to use the Private Portal to make investments in social impact issuers and environmental impact issuers in Ontario. Prior to allowing accredited investors in another Canadian jurisdiction to use the Private Portal, the Filer will apply for and obtain registration as a restricted dealer in that jurisdiction or make such other arrangements as are acceptable to the regulator or securities regulatory authority in that jurisdiction. The Filer undertakes not to rely on section 4.7(1) of Multilateral Instrument 11-102 Passport System (“MI 11-102”) to passport this Decision into another Canadian jurisdiction without the prior written consent of the regulator or securities regulatory authority in that jurisdiction.

8. The Platform will have two portals: one public (the “Public Portal”) and the other private (the “Private Portal”).

9. The Public Portal will contain information on the Filer, its social/environmental objectives, the Platform, and the requirements/process for prospective investors and issuers to access the Private Portal.

10. The Private Portal will be password-protected and accessible only to:

(a) accredited investors (as such term is defined in section 1.1 of NI 45-106), which have provided to the Filer a signed written agreement (an “Investor Agreement”) and supporting documentation to establish such status and their residence;

(b) issuers seeking to raise capital on a private placement basis via the issuance of debt or equity securities that have satisfied the Filer’s access criteria and provided supporting documentation to establish such status and that have provided to the Filer a signed written agreement (an “Issuer Agreement”) agreeing to comply with the requirements described in paragraph 23 of the representations to this order, among other requirements. No other persons outside the Filer will have access to the Private Portal; and

(c) upon request, Commission staff.

11. Prospective investors will be provided with a description of the various categories of the definition of accredited investors as part of the Investor Agreement and each prospective investor will be required to indicate in a certificate accompanying the Investor Agreement within which category of the definition of accredited investor the investor qualifies. The Filer will have procedures to verify the identity, accredited investor status and residence of prospective investors. The Private Portal will be supplemented by outreach initiatives approved by the Filer and provided by issuers that have access to the Private Portal including webinars, meetings, presentations, investor breakfasts and other forms of marketing targeted exclusively to accredited investors that have satisfied the requirements for accessing the Private Portal and their financial advisors. Only accredited investors who have signed the Investor Agreement will be invited to the marketing events described in this paragraph. Any additional information about issuers or offerings, beyond


June 20, 2013 (2013) 36 OSCB 6232

information already available on the Private Portal provided at these supplementary outreach initiatives will be filed on the Private Portal shortly after each such supplementary outreach initiative.

12. All visitors to the Filer’s website will see a statement in plain language that:

(a) only accredited investors resident in jurisdictions where appropriate regulatory approvals are granted may use the Private Portal; and

(b) only social impact issuers and/or environmental impact issuers located in Ontario may use the Private Portal.

The Filer’s website will contain disclosure that states that although the Filer is registered as a restricted dealer under securities legislation, no securities regulatory authority has approved or expressed an opinion about the securities offered on the Portal.The Filer will not make any statement that contradicts the foregoing sentence.

13. The Private Portal will make available certain general disclosure about issuers, including, but not limited to, the business description, the mission of the entity, management biographies, the impact of the issuer, third party certification (i.e. whether the issuer has a Global Impact Investing Rating System (GIIRS)/B Corporation (BCorp) social and environmental performance accreditation), basic financial information (including current revenues of the issuer), the security being offered, the minimum investment in such offering and the amount the issuer would like to raise, so that accredited investors may independently evaluate and assess whether investments in such issuers should be made and/or maintained. The Private Portal will clearly distinguish between issuers that are: (a) for-profit corporations; (b) non-profit corporations; (c) for-profit cooperatives; and (d) non-profit cooperatives.

14. To access more detailed information such as, but not limited to, the business plan, detailed financial statements, pro-forma financial projections, articles of incorporation, third party impact assessments, the list of the board of directors and officers and an offering document (if applicable), an accredited investor must request access from the issuer to an additional screen on the Private Portal, referenced as the issuer’s “Deal Room”, which may contain this information as provided by the issuer. When granted access to the issuer’s “Deal Room” on the Private Portal, the accredited investor would also be able to contact the issuer through a discussion board, a feature available only in the issuer’s “Deal Room” on the Private Portal. This discussion board will be monitored by the Filer and any violations of the Filer's policies by either the investor or the issuer on the discussion board may result in removal of either the investor or issuer from the Private Portal. The issuer’s contact information will also be provided on the Private Portal, so the accredited investor would have the ability to contact the issuer directly. None of the issuer’s information listed in this paragraph or in paragraph 13 of the representations to this order would be available on the Public Portal.

15. The Filer will monitor any new postings on the Private Portal and any interactive communication channels on its website and within one business day will remove any material from the Private Portal or its website that it deems inappropriate, including material that raises investor protection concerns.

16. Only one authorized person from each issuer will be provided with modification access to the Private Portal. If such user ceases to be employed by the issuer, the Filer will change the profile username and password within two business days of notification by such issuer. Issuers will be required to promptly notify the Filer of the cessation of employment of such authorized user. Access to the Private Portal will be controlled and revised solely by the Filer’s staff members.

17. Accredited investors that are users of the Private Portal will have access only to the contact information of other accredited investors who declare that their information may be made accessible to users of the Private Portal. Any communication between users of the Private Portal via the Private Portal would be limited to discussing a specific offering. This communication would be facilitated on the applicable issuer’s “Deal Room” on the Private Portal, on which accredited investors would be able to ask questions of other accredited investors regarding the specific offering in order to facilitate obtaining information and/or due diligence regarding the issuer. A disclaimer will appear on each issuer’s “Deal Room” on the Private Portal outlining these restrictions. The Filer’s staff will have access to each issuer’s “Deal Room” on the Private Portal and within one business day will remove any content that is not permitted under this paragraph. There will be no secondary trading of securities conducted through the Private Portal.

18. The Filer will have policies governing the information that a social impact issuer and environmental impact issuer can post on the Private Portal (the “Posting Policies”). The Posting Policies will provide that any information that an issuer posts on the Private Portal must:

(a) comply with applicable securities legislation;

(b) not contain promotional statements or material that cannot be reasonably supported or misrepresentations;

(c) be presented in a fair and balanced manner; and


June 20, 2013 (2013) 36 OSCB 6233

(d) not be misleading.

The Issuer Agreement will require issuers to comply with the Posting Policies.

Investor Agreement and Investor Screening

19. Each Investor Agreement will include the following acknowledgement from an investor:

(a) investing in issuers whose offerings are posted on the Private Portal has significant risk. The main objective of these issuers is not to maximize returns to investors and you should invest in issuers whose offerings are posted on the Private Portal only if you are prepared not to receive any return on your investment and to lose your investment in its entirety; and

(b) the investor understands the significant risks associated with offerings posted on the Private Portal including the severe illiquidity (including that there is likely no market for resale of securities issued through offerings posted on the Private Portal) and potential volatility of the investment.

20. The Investor Agreement will also require the investor to acknowledge that the Filer is not responsible for any misrepresentations by an issuer, including for any errors, omissions or misstatements in issuer materials provided to any investor through the Private Portal.

21. The Investor Agreement will also require that:

(a) each investor notify the Filer promptly of any changes to his, her or its status as an accredited investor; and

(b) each investor will be required to recertify his, her or its eligibility as an accredited investor annually. If, after an Investor Agreement is entered into, the Filer becomes aware that an investor is not, or there is a reasonable basis for believing that the investor is not, an accredited investor, the Filer will immediately take appropriate action, including removing that investor’s access to the Private Portal.

22. In order to verify the identity and accredited investor status of an accredited investor and permit him, her or it to haveaccess to the Private Portal, individual accredited investors will be required to provide to the Filer a piece of government issued identification to prove his or her identity and residence; in addition, accredited investors will need to provide documentation confirming his, her or its accredited investor status, such as: (i) a copy of the investor’s notice of assessment from Canada Revenue Agency for the two most recent calendar years; (ii) a copy of the investor’s most recently prepared financial statements or client account statements from a financial institution or registrant reflecting their financial assets; or (iii) a reference letter from a Canadian financial institution, registrant or chartered accountant confirming the investor’s income, financial assets and/or net assets. In the event that false information is provided, the Filer will notify the Commission and prohibit that investor from accessing the Private Portal indefinitely.

Issuer Agreement and Issuer Screening

23. The Issuer Agreement will require the issuer to confirm that it is responsible for compliance with applicable securities laws, including those pertaining to prospectus exemptions, the drafting/delivery/filing of offering memoranda, the filing of reports of exempt distributions and the payment of private placement fees. In addition, the Issuer Agreement will require each issuer to prepare and send to its security holders that invest through the Private Portal:

(a) annual audited financial statements within 120 days of year-end;

(b) six-month interim financial statements within 60 days after the end of its six-month interim period; and

(c) in each case, together with those financial statements, an update on the issuer’s business activities, including with respect to the use of proceeds received by the issuer from its investors; in each case, for so long as the issuer has outstanding securities in respect of which offerings were posted on the Private Portal.

The Issuer Agreement will require that annual audited financial statements of an issuer be prepared in accordance with generally accepted accounting procedures determined with reference to the Handbook of the Canadian Institute of Chartered Accountants (the “Handbook”) and audited in accordance with generally accepted auditing standards determined with reference to the Handbook, and that interim financial statements of an issuer be prepared in accordance with generally accepted accounting procedures determined with reference to the Handbook.


June 20, 2013 (2013) 36 OSCB 6234

24. In order for an issuer to access the Private Portal, it must have satisfied the Filer’s access criteria and provided supporting documentation to establish such status. The issuer’s application will be reviewed by the Filer for compliance with the access criteria before such issuer is given access to the Private Portal.

25. At the time of initial application by an issuer to access the Private Portal, the Filer will require directors and officers of the issuer:

(a) to complete a personal information form that will cover substantially the same questions as the personal information form set out in Appendix A to National Instrument 41-101 General Prospectus Requirements; and

(b) to consent to criminal record and other background checks and the collection of personal information in accordance with applicable privacy legislation. The consent form will note that the Filer may provide a copy of the completed personal information form and the results of any criminal record or other background check to the Commission.

If requested by the Commission, the Filer will provide Commission staff with copies of any completed personal information form and the results of any criminal record or other background check. The Filer will arrange for criminal record checks to be conducted on directors and officers of each issuer at the time of initial application. Whenever an issuer appoints a new director or officer, the procedures set out in this paragraph will be conducted with respect to such individual.

26. Each issuer will be required to provide at least two business references in order to help establish the reputation of the issuer’s leadership. The Filer will arrange for criminal record and other background checks (including securities violations checks) to be conducted on each issuer at the time of initial application.

27. In order to verify the Ontario residence of social impact issuers and/or environmental impact issuers, the Filer will require such issuers to provide copies of constating documents indicating the location of such issuer’s registered office and an officer’s certificate with respect to the issuer’s primary place of business.

28. Upon reviewing the completed personal information forms and the results of the criminal records checks described in paragraphs 25 and 26 of the representations to this order, the Filer will observe the following procedures:

(a) in the event that a criminal record check or other background check of an issuer reveals a previous conviction for fraud, securities violations or other similar improprieties, such issuer will not be permitted access to the Private Portal;

(b) any issuer with outstanding or previous material litigation shall be required to disclose such material litigation on its online profile on the Private Portal;

(c) in the event that a completed personal information form or criminal record check or other background check on a director or officer of an issuer reveals a director or officer with a previous conviction for fraud, securities violations or other similar improprieties, such issuer will not be permitted to access the Private Portal unless such director or officer resigns;

(d) any director or officer who was, within 10 years before the date of the personal information form, a director, chief executive officer, chief financial officer or other executive officer of any issuer (including the issuer seeking to access the Private Portal) that:

(i) was subject to a cease trade order or similar order, or

(ii) became bankrupt or became subject to a similar insolvency proceeding,

as more particularly set out in subsection 10.2(1) and paragraph 10.2(1.2)(a) of Form 51-102F2 (“Form 51-102F2”) under National Instrument 51-102 – Continuous Disclosure Obligations, shall disclose such cease trade order (or similar order) or bankruptcy (or similar insolvency proceeding) on the issuer’s online profile on the Private Portal;

(e) any director or officer who, within 10 years before the date of such personal information form, became bankrupt or became subject to a similar insolvency proceeding, as more particularly set out in paragraph 10.2(1.2)(b) of Form 51-102F2, shall disclose such bankruptcy (or similar insolvency proceeding) on the issuer’s online profile on the Private Portal; and

(f) any director or officer who was subject to:


June 20, 2013 (2013) 36 OSCB 6235

(i) any penalties or sanctions imposed by a court relating to securities legislation or by a securities regulatory authority or who entered into a settlement agreement with a securities regulatory authority, or

(ii) any other penalties or sanctions imposed by a court or regulatory body that would likely be considered important to a reasonable investor in making an investment decision,

as more particularly set out in subsection 10.2(2) of Form 51-102F2, shall disclose such penalty, sanction or settlement agreement on the issuer’s online profile on the Private Portal.

Operations of the Filer

29. In carrying out its activities described in this order, the Filer will not:

(a) provide specific recommendations to particular investors about the suitability of a purchase of an issuer’s securities;

(b) recommend or solicit any particular purchase or sale by an investor of an issuer’s securities;

(c) sell, trade, execute, instruct, accept or deliver trading instructions for an issuer’s securities;

(d) buy or sell securities as principal or agent (including, without limitation, mutual funds or scholarship plans);

(e) act as a portfolio manager or investment fund manager;

(f) participate in the creation of offering documents or selling/marketing materials in respect of an offering other than providing assistance to issuers with respect to their pitch information prior to it being made available to investors and without limiting the obligations of issuers in respect of such materials, or otherwise give specific details about an issuer’s securities other than by making them available on the Private Portal or pursuant to the outreach initiatives described in paragraph 11 of the representations to this order;

(g) comment on the merits or expected returns of an investment in an issuer’s securities;

(h) assist with the completion of an issuer’s subscription documentation, if any;

(i) accept or handle funds for the purchase of an issuer’s securities or hold assets of investors;

(j) clear or settle any trades of an issuer’s securities;

(k) invest itself in any issuer or underwrite any issuer; or

(l) collect know-your-client information (except the Filer will collect information to the extent necessary to identify and qualify accredited investors and issuers as described above in paragraphs 22 and 24 of the representations to this order).

30. The Filer intends to comply with all of the registration requirements otherwise applicable to an exempt market dealer under the Act and NI 31-103, with the exception of the know-your-client and suitability requirements in sections 13.2(2)(c) and 13.3 of NI 31-103, subject to the terms and conditions set out in the Decision.

31. The Chief Compliance Officer of the Filer will conduct reviews of all prospective issuers and investors, including reviewing the Investor Agreement, Issuer Agreement and other related documentation, before granting the issuers and investors access to the Private Portal and will establish and maintain relevant policies and procedures in order to monitor and assess compliance by the Filer and individuals acting on its behalf with relevant Ontario securities legislation.

32. The Filer will report to the Commission any material changes in its business, operations or capital.

33. The Filer will not participate in a “referral arrangement” as such term in defined in section 13.7 of NI 31-103.

34. The Filer will not lend money, extend credit or provide margin to an investor or recommend that an investor use borrowed money to finance any part of a purchase of a security.

35. The Filer will not issue any securities and will not have any related or connected issuers.


June 20, 2013 (2013) 36 OSCB 6236

36. The Filer will document and, in a manner that a reasonable investor would consider fair and effective, respond to each complaint made to it about any services of the Filer or any representative of the Filer.

37. The Filer will require its current employees and prospective employees that meet the definition of “registered individual” or “permitted individual” in section 1.1 of National Instrument 33-109 – Registration Information (“NI 33-109”):

(a) to complete an employee form that will cover substantially the same questions as set out in Form 33-109F4 Registration of Individuals and Review of Permitted Individuals to NI 33-109 (“Form 33-109F4”); and

(b) to consent to criminal record and other background checks and the collection of personal information in accordance with applicable privacy legislation. The consent form will note that the Filer may provide a copy of the completed employee form and the results of any criminal record or other background check to the Commission.

If requested by the Commission, the Filer will provide Commission staff with copies of any completed employee form and the results of any criminal record or other background check. The Filer will arrange for criminal record checks to be conducted on prospective employees at the time of initial application. Before hiring a prospective employee, the Filer will conduct the procedures set out in this paragraph with respect to such individual.

38. In the event the completed employee form, criminal record check or other background checks reveal a previous conviction for fraud or other criminal offences that are required to be disclosed under Form 33-109F4, securities violations or other similar improprieties, such employee will immediately be asked to resign from his or her position with the Filer or the Filer will not hire such prospective employee.

39. The Filer will not refer to itself as a marketplace, exchange, bourse, trading system or any derivation of these terms. In addition, the criteria for an issuer to access the Private Portal will not be referred to as “listing standards”, the vetting process and acceptance to provide access for an issuer to the Private Portal will not be referred to as “listing” the issuer and the Issuer Agreement will not be referred to as a “listing agreement”.

40. All advertising, marketing or related materials (the “Advertising”) of the Filer will comply with applicable securities legislation. The Filer will ensure that any Advertising:

(a) does not contain promotional statements or material that cannot be reasonably supported or misrepresentations;

(b) contains only information that is presented in a fair and balanced manner;

(c) used to find or solicit potential investors, clearly and prominently states that only accredited investors may enter into an Investor Agreement and be granted access to the Private Portal;

(d) used to find or solicit potential issuers, clearly and prominently states that only social impact issuers and/or environmental impact issuers located in Ontario may enter into the Issuer Agreement and be granted access to the Private Portal; and

(e) is consistent with the risk disclosure described in paragraph 19 of the representations to this order.

41. To cover part of its costs for operating and maintaining the Platform, including for initial and ongoing due diligence to ensure that Private Portal participants are and remain accredited investors, or are and remain eligible issuers in Ontario, the Filer will charge access fees to issuers on a per offering basis. Investors will not be charged any fees.

42. To assist social impact issuers and/or environmental impact issuers in complying with their obligations under securities legislation, the Filer will prepare an informational brochure (or similar document) for issuers summarizing:

(a) securities legislation governing material posted on the Private Portal, including sections 38, 46 and 126.2 of the Act;

(b) the terms and conditions of the accredited investor exemption in NI 45-106 including requirements to file reports of trade;

(c) when information posted on the Private Portal would constitute an offering memorandum under section 130.1 of the Act and the effect of that section;


June 20, 2013 (2013) 36 OSCB 6237

(d) requirements relating to the offering memorandum in Part 5 of OSC Rule 45-501 Ontario Prospectus and Registration Exemptions; and

(e) the guidance in section 1.3 of Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations on the circumstances in which an issuer may have to register as a dealer.

The brochure will contain a statement that such brochure is a general discussion of certain legal matters and should not be relied upon as legal advice and that each issuer will be responsible for ensuring its compliance with applicable securities legislation.

43. The written information, documents and materials (the “Supporting Documents”) the Filer has provided for the purposes of review by staff of the Commission are accurate as at the date of this Decision, including Supporting Documents relating to:

(a) the structure, operation and administration of the Platform, including matters relating to information technology;

(b) the officers, directors, members and employees of the Filer, including:

(i) the qualifications, knowledge and experience of the officers, directors and employees of the Filer relating to social impact issuers and/or environmental impact issuers; and

(ii) the persons who will be responsible for legal and regulatory affairs and compliance; and

(c) the organization and affairs of the Filer, including the program model of the Filer and its existing and proposed plans for financing,

except to the extent the Supporting Documents have been otherwise modified or superseded by a statement contained in a subsequently delivered Supporting Document or a representation to this order.

Furthermore, the Filer will revise the text of the proposed website pages and online contracts and policies which it previously delivered to comply with the representations and conditions in this Decision.

Financial and Other Reporting

44. The Filer will provide annual audited financial statements to the Commission and will meet all other applicable financial reporting requirements and the working capital, insurance and audit requirements under Part 12 of NI 31-103.

45. The Filer will provide quarterly (within 30 days of the end of each quarter of its financial year) to the Commission a report on:

(a) the amounts raised through offerings on the Private Portal that were successfully completed within the quarter based on information received from issuers, on a per offering basis, including the name of the issuer, details on the type and amount of the offering, the industry of the issuer and the number of investors participating in each such offering;

(b) the names and types of issuers given access to the Private Portal and the types of offerings posted on the Private Portal;

(c) the names and types of issuers denied access to the Private Portal at the time of initial application and the reasons for denial of access;

(d) the names and types of issuers granted access to the Private Portal at the time of initial application that were subsequently removed from the Private Portal and the reasons for removal;

(e) the types of accredited investors (e.g. permitted clients and non-permitted clients, and the clause they are relying on in section 1.1 of NI 45-106 that qualifies them as an accredited investor) given access to the Private Portal;

(f) the nature of the assistance provided to the issuers in respect of their outreach initiatives, as set out in paragraph 11 of the representations to this order; and

(g) such other information as the Commission may reasonably request.


June 20, 2013 (2013) 36 OSCB 6238

The Filer shall provide this information on a more frequent basis if requested by the Commission.

In addition, the Filer shall provide this information in the format (e.g. electronic, paper) requested by the Commission.

46. The Filer will have a mechanism to survey accredited investors and issuers given access to the Private Portal and will include survey questions requested by the Commission. The Filer will conduct any surveys when requested by the Commission and will provide the Commission with the survey results within the time period specified by the Commission, acting reasonably.

47. The Filer will submit the applicable anti-money laundering and anti-terrorism reporting described in CSA Staff Notice 31-317 Reporting Obligations Related to Terrorist Financing for Registrants, Exempt International Dealers, and Exempt International Advisers.

Recordkeeping and Access by the Commission

48. The Issuer Agreement and the Investor Agreement will require issuers and investors to consent to the information the Filer collects being disclosed to the Commission, as may be requested by the Commission from time to time. The Filer will comply with applicable privacy legislation and will have in place appropriate information technology systems and other systems to protect issuers’ and investors’ confidential information and privacy.

49. The Filer will maintain records that: (a) accurately record its activities and financial affairs; and (b) demonstrate the extent of the Filer’s compliance with the applicable requirements of securities legislation.

50. The Filer will maintain: (a) a copy of all information submitted via the Private Portal by investors and issuers; and (b) information it is required to keep under applicable securities law, for at least seven years in a safe location and in a durable form.

51. The Filer will deliver to the Commission at such time or times as the Commission may require, any of the books, records and documents (including the information submitted via the Platform by investors and issuers) of the Filer.

52. Any person designated in writing by the Commission may: (a) enter the premises of the Filer during regular hours; and (b) inquire into and examine the books, records and documents (including the information submitted via the Platform by investors and issuers) of the Filer and make copies thereof.

53. For greater certainty, the Filer will remove any issuer from the Private Portal or prohibit any person from accessing the Private Portal at the request of the Commission.

Decision

The Decision Maker is satisfied that the Decision meets the test set out in the Legislation for the Decision Maker to make the Decision.

The Decision of the Decision Maker under the legislation is that the Exemption Sought is granted provided that:

1. Unless otherwise exempted by a further decision of the Decision Maker, the Filer complies with all of the registration requirements of an exempt market dealer under the Act and NI 31-103, subject to paragraph 2 below; and

2. The Filer is exempt from the know-your-client and suitability requirements in sections 13.2(2)(c) and 13.3 of NI 31-103 on the basis that the following terms and conditions will apply to investors that have access to the Private Portal:

(a) if the investor is a permitted client that has waived the know-your-client and suitability requirements of sections 13.2(2)(c) and 13.3 of NI 31-103 under sections 13.2(6) and 13.3(4) of NI 31-103, respectively, there will be no maximum amount that such an investor may subscribe for on the Private Portal;

(b) if the investor is either: (i) an accredited investor that is not a permitted client; or (ii) a permitted client that has not waived the know-your-client and suitability requirements of sections 13.2(2)(c) and 13.3 of NI 31-103:


June 20, 2013 (2013) 36 OSCB 6239

(A) the investor shall be limited to investing a maximum of $25,000 in a single offering on the Private Portal in a calendar year and a maximum of $50,000 in total in all offerings on the Private Portal in a calendar year; or

(B) there will be no maximum amount that the accredited investor may subscribe for in a particular offering on the Private Portal if the investor provides the Filer with a letter from a registered dealer confirming that such dealer has fulfilled the know-your-client and suitability requirements of NI 31-103 with respect to that particular offering on the Private Portal and that the said offering is a suitable investment for the investor.

This Decision shall expire on the earlier of:

(a) two years after the date hereof; and

(b) 90 days after any material changes in the Filer’s business, operations or capital.

This Decision may be amended by the Commission from time to time upon prior written notice to the Filer.

“Debra Foubert” DirectorOntario Securities Commission


June 20, 2013 (2013) 36 OSCB 6240

2.2 Orders

2.2.1 New Hudson Television Corporation et al. – ss. 127(1), (8)



AND

IN THE MATTER OF NEW HUDSON TELEVISION CORPORATION,

NEW HUDSON TELEVISION L.L.C. &JAMES DMITRY SALGANOV

TEMPORARY ORDER (Subsections 127(1) and 127(8)

of the Securities Act)

WHEREAS on June 8, 2011, the Ontario Securities Commission (the “Commission”) issued a temporary cease trade order pursuant to subsections 127(1) and 127(5) of the Securities Act, R.S.O. 1990, c. S.5, as amended (the “Act”) ordering: that all trading in New Hudson Television Corporation (“NHTV Corp.”) securities and New Hudson Television L.L.C. (“NHTV LLC”) securities shall cease; that NHTV Corp. and NHTV LLC and their representatives cease trading in all securities; and that any exemptions contained in Ontario securities law do not apply to NHTV Corp. and NHTV LLC (the “Temporary Order”);

AND WHEREAS on June 8, 2011, the Commission ordered that the Temporary Order shall expire on the fifteenth day after its making unless extended by order of the Commission;

AND WHEREAS on June 16, 2011, the Commission issued a Notice of Hearing to consider, among other things, the extension of the Temporary Order to be held on June 22, 2011 at 9:00 a.m. (the “Notice of Hearing”);

AND WHEREAS the Notice of Hearing set out that the Hearing was to consider, inter alia, whether, in the opinion of the Commission, it was in the public interest, pursuant to subsections 127(7) and (8) of the Act, to extend the Temporary Order until the conclusion of the hearing, or until such further time as considered necessary by the Commission;

AND WHEREAS Staff of the Commission (“Staff”) had served NHTV Corp., NHTV LLC and James Dmitry Salganov (“Salganov”) (collectively, the “Respondents”) with copies of the Temporary Order and the Notice of Hearing, as evidenced by the Affidavit of Charlene Rochman, sworn on June 20, 2011, and filed with the Commission;

AND WHEREAS on June 22, 2011, Staff appeared before the Commission, but no one attended on behalf of any of the Respondents;

AND WHEREAS on June 22, 2011, Staff informed the Commission that Salganov was the sole Director of NHTV Corp. and NHTV LLC and that he consented to a further extension of the Temporary Order in an email dated June 20, 2011;

AND WHEREAS on June 22, 2011, Staff sought to amend the Temporary Order to include Salganov, thereby making Salganov subject to the Temporary Order;

AND WHEREAS on June 22, 2011 it was ordered that:

(i) The Temporary Order was amended to provide that pursuant to clause 2 of subsection 127(1) of the Act, Salganov shall cease trading in securities of NHTV Corp. and NHTV LLC;

(ii) Pursuant to subsection 127(8) of the Act, the Temporary Order as amended by (i), above (the “Amended Temporary Order”) be extended to December 20, 2011; and,

(iii) The hearing to consider any further extension of the Amended Temporary Order be held on December 19, 2011 at 9:00 a.m.;

AND WHEREAS on December 19, 2011, Staff appeared before the Commission to request an extension of the Amended Temporary Order, but no one attended on behalf of any of the Respondents;

AND WHEREAS on December 19, 2011, Staff informed the Commission that the Respondents consent to a further extension of the Amended Temporary Order for six months;

AND WHEREAS on December 19, 2011 it was ordered that:

(i) Pursuant to subsection 127(8) of the Act, the Amended Temporary Order be extended to June 25, 2012; and

(ii) The hearing to consider any further extension of the Amended Temporary Order be held on June 22, 2012 at 10:00 a.m.;

AND WHEREAS on June 22, 2012, Staff appeared before the Commission to request an extension of the Amended Temporary Order, but no one attended on behalf of any of the Respondents;

AND WHEREAS the Commission was satisfied that the Respondents had been served with copies of the Order of the Commission dated December 19, 2011 and notice of that hearing;


June 20, 2013 (2013) 36 OSCB 6241

AND WHEREAS Staff informed the Commission that the Respondents consented to a further extension of the Amended Temporary Order for six months;

AND WHEREAS on June 22, 2012 it was ordered that:

(i) Pursuant to subsection 127(8) of the Act, the Amended Temporary Order be extended to December 21, 2012; and

(ii) The hearing to consider any further extension of the Amended Temporary Order be held on December 20, 2012 at 10:00 a.m., or such other date and time as set by the Office of the Secretary;

AND WHEREAS on October 9, 2012, the Commission issued a Notice of Hearing pursuant to sections 127 and 127.1 of the Act, accompanied by a Statement of Allegations dated October 9, 2012, issued by Staff with respect to NHTV LLC and Dmitry James Salganov, hereafter known as James Dmitry Salganov;

AND WHEREAS on December 20, 2012, Staff appeared and Salganov appeared on his own behalf and on behalf of NHTV Corp. and NHTV LLC and made submissions, and all parties consented to the extension of the Amended Temporary Order to June 13, 2013, and adjournment of the hearing to consider any further extension of the Amended Temporary Order to June 6, 2013 at 10:00 a.m., or such other date and time as set by the Office of the Secretary;

AND WHEREAS on December 20, 2012, the Commission ordered that the Amended Temporary Order be extended to June 13, 2013 at 10:00 a.m., and the hearing to consider any further extension of the Amended Temporary Order be held on June 6, 2013 at 10:00 a.m., or such other date and time as set by the Office of the Secretary;

AND WHEREAS on June 6, 2013, Staff appeared and Salganov appeared on his own behalf and on behalf of NHTV Corp. and NHTV LLC and made submissions, and all parties consented to the extension of the Amended Temporary Order for a further six months to December 6, 2013 at 10:00 a.m., or such other date and time as set by the Office of the Secretary;

IT IS ORDERED that:

(i) Pursuant to subsection 127(8) of the Act, the Amended Temporary Order is extended to December 6, 2013 at 10:00 a.m.; and

(ii) The hearing to consider any further extension of the Amended Temporary Order is to be held on December 4, 2013 at 10:00 a.m., or such other date and time as set by the Office of the Secretary.

DATED at Toronto this 6th day of June, 2013.

“Alan J. Lenczner”


June 20, 2013 (2013) 36 OSCB 6242

2.2.2 White Hat Corporation –s. 1(6) of the OBCA

Headnote

Filer deemed to have ceased to be offering its securities to the public under the OBCA.


Business Corporations Act, R.S.O. 1990, c. B. 16, as am., s. 1(6).

IN THE MATTER OF THE BUSINESS CORPORATIONS ACT (ONTARIO)

R.S.O. 1990, c. B.16, AS AMENDED (the OBCA)

AND

IN THE MATTER OF WHITE HAT CORPORATION.

(the Applicant)

ORDER(Subsection 1(6) of the OBCA)

UPON the application of the Applicant to the Ontario Securities Commission (the “Commission”) for an order pursuant to subsection 1(6) of the OBCA to be deemed to have ceased to be offering its securities to the public;

AND UPON the Applicant representing to the Commission that:

1. The Applicant is an "offering corporation" as defined in the OBCA, and has an authorized capital consisting of an unlimited number of common shares (the “Common Shares”) and Series B preferred shares.

2. The head office of the Applicant is located at 5500 North Service Road, Suite 101, Burlington, Ontario, L7L 6W6.

3. The Applicant completed a “going private transaction” by way of an amalgamation (the “Amalgamation”) pursuant to an amalgamation agreement between Tenth Power Technologies Corp. and 2372052 Ontario Limited dated May 16, 2013 for which Articles of Amalgamation were filed on May 16, 2013.

4. As of the date of this decision, the outstanding securities of the Applicant, including debt

securities, are beneficially owned, directly or indirectly, by less than 15 security holders in each of the jurisdictions in Canada and less than 51 security holders in total in Canada.

5. The Common Shares of the Applicant have been de-listed from the TSX Venture Exchange, effective as of May 15, 2013.

6. No securities of the Applicant are traded on a marketplace as defined in National Instrument 21-101 -- Marketplace Operation or any other facility for bringing together buyers and sellers of securities where trading data is publicly reported.

7. The Voluntary Surrender of Reporting Issuer Status was issued by the British Colombia Securities Commission on May 31, 2013. The Applicant was granted an order on May 31, 2013 that it is not a reporting issuer in Ontario or Alberta pursuant to subclause 1(10)(a)(ii) of the Securities Act (Ontario) in accordance with the simplified procedure set out in OSC Staff Notice 12-703 Applications for a Decision that an Issuer is not a Reporting Issuer and is not a reporting issuer or the equivalent in any other jurisdiction in Canada.

8. The Applicant has no intention to seek public financing by way of an offering of securities in a jurisdiction of Canada by way of private placement or public offering.

9. The Applicant is not a reporting issuer or equivalent in any jurisdiction of Canada.

AND UPON the Commission being satisfied to do so would not be prejudicial to the public interest;

IT IS HEREBY ORDERED by the Commission pursuant to subsection 1(6) of the OBCA that the Applicant be deemed to have ceased to be offering its securities to the public for the purpose of the OBCA.

DATED at Toronto on this 7th day of June, 2013.

“Edward P. Kerwin” Commissioner Ontario Securities Commission

“Deborah Leckman” Commissioner Ontario Securities Commission


June 20, 2013 (2013) 36 OSCB 6243

2.2.3 Information Services Corporation – ss. 4.1(2), 4.2 and Rule 56-501

Headnote

OSC Rule 56-501 Restricted Shares – Issuer granted exemption from requirements of section 3.2 of OSC Rule 56-501 in respect of stock distributions of restricted shares – relief granted subject to conditions – Director determination that shares are restricted shares and appropriate restricted share terms for the purpose of OSC Rule 56-501.


OSC Rule 56-501 Restricted Shares, ss. 4.1(2) and 4.2.


4R.S.O. 1990, c.S.5, AS AMENDED

AND

IN THE MATTER OF INFORMATION SERVICES CORPORATION

ORDER (Subsection 4.1(2) and

Section 4.2 of Rule 56-501)

WHEREAS the Crown Investments Corporation of Saskatchewan (the “Filer”) has applied to the Director pursuant to subsection 4.1(2) of Rule 56-501 Restricted Shares (the “Rule 56-501”) for a determination that the appropriate restricted share term to be used to designate the Class A Limited Voting Shares of its wholly-owned subsidiary Information Services Corporation (the “Issuer”) be “Class A Limited Voting Shares” or, when used as a defined term for the Class A Limited Voting Shares, “Class A Shares”;

AND WHEREAS the Filer has further applied to the Director pursuant to section 4.2 of the Rule 56-501 for an exemption from the requirements of section 3.2 of the Rule 56-501 in connection with any stock distribution of Class A Limited Voting Shares of the Issuer in the Province of Ontario at any time from time to time;

AND UPON considering the Filer’s application and the recommendation of staff of the Ontario Securities Commission (the “Commission”);

AND UPON the Filer having represented to the Commission that:

1. The head office of the Issuer is located at 300 - 10 Research Drive, Regina, Saskatchewan, S4S 7J7.

2. The head office of the Filer is located at 400 – 2400 College Avenue, Regina, Saskatchewan, S4P 1C8.

3. The Issuer was incorporated as Information Services Corporation of Saskatchewan, a Saskatchewan provincial Crown corporation on January 1, 2000, pursuant to The Crown Corporations Act, 1993 (Saskatchewan). In the autumn of 2012, the Government of Saskatchewan announced its intention to privatize Information Services Corporation of Saskatchewan and introduced The Information Services Corporation Act (Saskatchewan) (the “ISC Act”) into the Saskatchewan Legislature on November, 19, 2012. Upon the proclamation of the ISC Act on May 30, 2013, Information Services Corporation of Saskatchewan was continued pursuant to The Business Corporations Act (Saskatchewan) as Information Services Corporation and became subject to that Act, resulting in The Crown Corporations Act, 1993(Saskatchewan) ceasing to apply to the Issuer. The Articles of Continuance of the Issuer do not contain private issuer restrictions due to the Issuer’s intention to conduct an initial public offering.

4. The Issuer is not currently a reporting issuer and is not listed on a recognized stock exchange.

5. The Filer is an agent of the Crown in right of Saskatchewan and is a wholly-owned provincial Crown corporation. The Filer is the agency utilized for making and administering, on behalf of the Government of Saskatchewan, the investments authorized by The Crown Corporations Act, 1993 (Saskatchewan) and acts as a holding company for a number of wholly-owned Crown corporations and certain other entities in which the Crown in right of Saskatchewan has an interest.


June 20, 2013 (2013) 36 OSCB 6244

6. The Issuer intends to complete an initial public offering (“IPO”) of its Class A Limited Voting Shares by way of a secondary distribution of Class A Limited Voting Shares held by the Filer.

7. At the time of the IPO, the Issuer’s authorized share capital will consist of an unlimited number of Class A Limited Voting Shares, one Class B Golden Share (the “Golden Share”) and an unlimited number of Preferred Shares, issuable in series (the “Preferred Shares”). The following is a summary of the rights, privileges restrictions and conditions that are attached to these securities under the Issuer’s Articles of Continuance:

(a) Class A Limited Voting Shares – Subject to the restrictions described in paragraph 8 below, the holders of the Class A Limited Voting Shares are entitled to one vote per Class A Limited Voting Share on all matters to be voted on by the shareholders at any meetings of shareholders, other than at meetings at which only the holders of another class or series of shares are entitled to vote separately as a class or series. The holders of the Class A Limited Voting Shares are entitled to receive any dividends declared by the Issuer in respect of the Class A Limited Voting Shares, subject to the rights of the holders of other classes of shares. The holders of the Class A Limited Voting Shares will be entitled to receive, subject to the rights of the holders of other classes of shares, the remaining property and assets of the Issuer available for distribution, after payment of liabilities, upon the liquidation, dissolution or winding-up of the Issuer, whether voluntary or involuntary.

(b) Golden Share – As the holder of the sole Golden Share, the Filer, an agent of the Crown in Right of Saskatchewan and a wholly-owned provincial Crown corporation, is entitled to receive notice of and to attend all meetings of shareholders including meetings of any class or series thereof, but does not have the right to vote at any such meeting other than a meeting of the holder of the Golden Share as a class. The holder of the Golden Share does not have the right to vote separately as a class, except: (i) to veto a transfer of the Issuer’s registered office outside of Saskatchewan; (ii) to veto a transfer of all or any part of the Issuer’s head office operations, or all or any part of the functions constituting the Issuer’s head office operations, outside of Saskatchewan; (iii) to veto the sale, lease or exchange of all or substantially all of the Issuer’s property; (iv) on any proposal to apply for a continuance in a jurisdiction outside of Saskatchewan; (v) on any proposal to amend the Issuer’s Articles of Continuance; or (vi) as otherwise provided by law. The holder of the Golden Share does not have the right to receive any dividends declared by the Issuer or to participate in the distribution of the remaining property and assets of the Issuer available for distribution, after payment of liabilities, upon the liquidation, dissolution or winding-up of the Issuer, whether voluntary or involuntary. The holder of the Golden Share has no pre-emptive, redemption, purchase or conversion rights in respect of such share. The Golden Share may be transferred to a Crown corporation existing under The Crown Corporations Act, 1993 (Saskatchewan), a department, ministry or agency of the Government of Saskatchewan or any other agent of the Crown in right of the Province of Saskatchewan, but is otherwise non-transferable.

(c) Preferred Shares – The Preferred Shares will be issuable at any time from time to time in one or more series. The board of directors of the Issuer (the “Board”) will be authorized to fix before issue the number of, the consideration per share of, the designation of, and the provisions attaching to, the Preferred Shares of each series, which may include voting rights and other provisions attaching to the Preferred Shares or shares of the series. Notwithstanding the forgoing, no series of Preferred Shares shall provide for the right to vote in connection with any election of directors of the Issuer. The Preferred Shares of each series will rank on parity with the Preferred Shares of every other series and will be entitled to preference over the Class A Limited Voting Shares, the Golden Share and any other share ranking junior to the Preferred Shares with respect to the distribution of any property or assets in the event of the Issuer’s liquidation, dissolution or winding-up, whether voluntary or involuntary.

8. The Issuer’s Articles of Continuance are fully subject to the ISC Act which imposes a few limitations on the rights and privileges of the Class A Limited Voting Shares, as follows:

(a) Appointment of Directors by Province of Saskatchewan – The ISC Act provides that, in lieu of voting the Class A Limited Voting Shares of the Issuer held by the Filer on any resolution electing directors to the Board, the Lieutenant Governor in Council of the Province of Saskatchewan (the “Lieutenant Governor”) has the right to appoint that number of members to the Board equal to the Filer’s pro rata share of the issued and outstanding voting securities (rounded to the nearest whole number) (the “Proportional Board Appointment Right”), but always subject to a minimum of two directors (the “Minimum Board Appointment Right”).

(b) Limit on Amount of Holdings – The ISC Act contains provisions imposing limits on ownership, including joint ownership, of the Class A Limited Voting Shares and any other voting securities which might subsequently be issued. Specifically, except the Province of Saskatchewan or an agent of the Province of Saskatchewan, no person, alone or together with associates (associates being determined according to specific rules in the ISC Act), may hold, beneficially own or control, directly or indirectly, other than by way of security only or for purposes of distribution by an underwriter, voting securities to which are attached more than 15% of the votes


June 20, 2013 (2013) 36 OSCB 6245

attached to the issued and outstanding voting shares (the “Ownership Restriction”). Preferred Shares, if any, will not qualify as voting shares for the purposes of the ISC Act by virtue of not being entitled to vote in connection with the election of directors of the Issuer. In order to give effect to the Ownership Restriction, the ISC Act and the Regulations thereunder contain provisions for the enforcement of the Ownership Restriction, including provisions for suspension of voting rights, forfeiture of rights to dividends and recovery of dividends paid to shareholders holding more than 15% of the votes attached to the issued and outstanding voting shares (i.e. the Class A Limited Voting Shares).

(c) Other – The Issuer’s Articles of Continuance and the ISC Act place certain other restrictions on ISC, including a prohibition against transferring head office operations, or all or any part of head office operations (generally all executive, corporate planning, senior administrative and general management functions) outside of Saskatchewan and a prohibition against the Issuer’s articles or by-laws containing provisions inconsistent with the provisions included in the ISC Act. Further, all of the Issuer’s executive officers and substantially all of the Issuer’s senior officers must be ordinarily resident in Saskatchewan.

9. Upon closing of the IPO, there will be the Class A Limited Voting Shares issued and outstanding, one Golden Share issued and outstanding, and no Preferred Shares. The Filer will own a minimum of 31% of the issued and outstanding Class A Limited Voting Shares and the sole Golden Share.

10. Pursuant to the Articles of Continuance, the Issuer will have a minimum of 6 directors and maximum of 12 directors on its Board.

11. Rule 56-501 imposes certain disclosure requirements on issuers distributing securities that are considered to be restricted shares, prohibits the reference to a share that includes the word “common” if such share is not a “common share”, and removes the availability of prospectus exemptions under Ontario securities law for distributions of securities that are considered to be restricted shares unless the distribution has received the approval of certain security holders of the issuer or the creation of the restricted security was properly authorized by certain security holders of the issuer (the “Shareholder Approval Requirement”).

12. As a result of the Ownership Restriction and the Minimum Board Appointment Right described above, the Class A Limited Voting Shares may be considered to be “restricted shares” for the purposes of Rule 56-501.

13. Paragraph 1.2(c) of Rule 56-501 provides that Rule 56-501 does not apply to shares that are subject to a restriction, imposed by any law governing the issuer, on the level of ownership of the shares by a person, company or combination of persons or companies, but only to the extent of the restriction.

14. By virtue of paragraph 1.2(c) of Rule 56-501, Rule 56-501 does not apply to the Class A Limited Voting Shares as a result of the Ownership Restriction attribute (to the extent of such restriction) since the Ownership Restriction is imposed by the ISC Act, the law governing the Issuer.

15. Aside from the Ownership Restriction, each holder of Class A Limited Voting Shares may vote their shares on all matters coming before them and their voting interest is at least equal to their equity interest except in limited circumstances where the Lieutenant Governor exercises the Minimum Board Appointment Right.

16. Pursuant to Rule 56-501, “common shares” means equity shares to which are attached voting rights exercisable in all circumstances, irrespective of the number or percentage of shares owned, that are not less, on a per share basis, than the voting rights attached to any other shares of an outstanding class of shares of the issuer, unless the Director makes a determination under section 4.1 that the shares are restricted shares.

17. Rule 56-501 provides that restricted shares must be referred to using a specified “restricted share term”, namely “non-voting share”, “restricted voting share”, “subordinate voting share” or a term designated by the Director. None of the terms “non-voting share”, “restricted voting share” or “subordinate voting share” accurately describes the Class A Limited Voting Shares.

18. In accordance with Part 4 of Rule 56-501, if the Director determines that the Class A Limited Voting Shares are restricted shares, the Director may also determine the appropriate restricted share term to be used to designate such shares, taking into account the voting attributes attached to the shares and the term that will best describe the attributes.

19. Section 3.2 of Rule 56-501 sets out the Shareholder Approval Requirement for a stock distribution of restricted shares. Pursuant to subsection 3.2(3) of Rule 56-501, the Shareholder Approval Requirement does not apply to a stock distribution of securities of an issuer that was a private company immediately before completion of the stock distribution.


June 20, 2013 (2013) 36 OSCB 6246

20. The Issuer is currently, and until closing of the IPO will remain, a wholly-owned subsidiary of the Filer. The applicationexemption in subsection 3.2(3) of Rule 56-501 from the Shareholder Approval Requirement is not available because the Articles of Continuance of the Issuer do not contain private company restrictions due to the Issuer’s intention to conduct the IPO.

AND UPON the Director being satisfied that it would not be prejudicial to the public interest to grant the exemption requested;

IT IS ORDERED pursuant to section 4.1 of Rule 56-501 that the Class A Limited Voting Shares are restricted shares for the purposes of Rule 56-501 and that the appropriate restricted share terms to be used to designate such shares are either “Class A Limited Voting Shares” or, when used as a defined term for the Class A Limited Voting Shares, “Class A Shares”;

IT IS ALSO ORDERED pursuant to subsection 4.2 of Rule 56-501 that the Issuer be and is hereby exempted from the requirements of section 3.2 of Rule 56-501 in connection with any stock distribution of Class A Limited Voting Shares so long asany future reorganization, if any, carried out by the Issuer related to the Class A Limited Voting Shares complies with the provisions of section 3.2 of Rule 56-501.

DATED at Toronto this 31st day of May, 2013

“Naizam Kanji” Deputy Director, Corporate Finance Branch Ontario Securities Commission


June 20, 2013 (2013) 36 OSCB 6247

2.2.4 Issam El-Bouji et al. – s. 17


R.S.O. 1990, c S.5, AS AMENDED

AND

IN THE MATTER OF ISSAM EL-BOUJI, GLOBAL RESP CORPORATION,

GLOBAL GROWTH ASSETS INC., GLOBAL EDUCATIONAL TRUST FOUNDATION AND

MARGARET SINGH

ORDER(Section 17)

WHEREAS on January 10, 2013, the Ontario Securities Commission (the “Commission”) issued a Notice of Hearing (the “Notice of Hearing”) pursuant to section 127 of the Securities Act, R.S.O. 1990, c S.5, as amended (the “Act”), accompanied by a Statement of Allegations dated the same date filed by Staff of the Commission (“Staff”), in respect of Issam El-Bouji, Global RESP Corporation, Global Growth Assets Inc., Global Educational +Trust Foundation and Margaret Singh (collectively, the “Respondents”);

AND WHEREAS on February 27, 2013, Staff and counsel for the Respondents appeared before the Commission and made submissions, and Staff advised the Commission that it had completed the majority of its disclosure to the Respondents;

AND WHEREAS on April 1, 2013, Global RESP Corporation and Global Growth Assets Inc. (the “Applicants”) filed a Notice of Motion (the “Motion”) with the Commission for an order pursuant to section 17 of the Act authorizing disclosure to Deloitte LLP, the auditor of the Applicants, of any portions of the disclosure delivered to the Applicants by Staff in this proceeding which included both testimony and documentary evidence (the “Confidential Information”) that cannot be disclosed as a result of the application of section 16 of the Act or by reason of the implied undertaking to the Commission as to use of the Confidential Information; for greater certainty, Confidential Information excludes information and documents known to or in the possession of the Applicants other than by reason of the disclosure by Staff in connection with this proceeding and excludes other matters of public record;

AND WHEREAS the Motion was heard on May 15, 2013 at 11:00 a.m. (the “Motion Hearing”);

AND WHEREAS the Applicants, Staff and X filed written materials with the Commission in advance of the Motion Hearing;

AND WHEREAS on May 15, 2013, the Commission heard submissions from the Applicants, Staff, X and Y who were represented by counsel and Z who was unrepresented;

AND WHEREAS Staff, X, Y and Z opposed the Motion;

AND WHEREAS two other individuals who provided testimony or evidence also opposed the Motion;

AND WHEREAS the Commission considered all of the submissions and evidence submitted at the Motion Hearing and concluded that it was in the public interest to make an Order under section 17 of the Act and issued the Order dated May 21, 2013 (the “Order”);

AND WHEREAS the Applicants sought directions pursuant to section 4 of the Order;

AND WHEREAS the Applicants and Staff consent to the variation of the Order as reflected below and no one opposed the variation;

AND WHEREAS the Commission considers it to be in the public interest to make this Order;

IT IS HEREBY ORDERED pursuant to section 144 of the Act that:

1. Outside legal counsel to the Applicants shall be entitled to communicate orally to not more than five representatives of Deloitte, and their legal counsel, the general nature of the Confidential Information that is relevant to the allegations made in the Statement of Allegations in this matter (that communication is referred to in this Order as the “Communication”). The Communication shall not disclose the identity or title of any person or company that gave testimony or provided any documentary evidence included in the Confidential Information. For greater certainty, the Communication may summarize the substance of the Confidential Information but shall not include a detailed recitation of the evidence;

2. Except as expressly provided in paragraph 1 above:

(a) any portion of the Confidential Information that was compelled under the Act, including any record of the Communication prepared by Deloitte, shall continue to be subject to confidentiality in accordance with section 16 of the Act; and

(b) any portion of the Confidential Information that was not compelled under the Act, including any record of the Communication prepared by Deloitte, shall continue to be subject to the implied undertaking to the Commission as to use of the Confidential Information;

3. For greater certainty,


June 20, 2013 (2013) 36 OSCB 6248

(a) the Communication shall be made only to representatives of Deloitte who need to receive the Communication in order for Deloitte to fulfill its professional responsibilities as the auditor of the Applicants and their affiliates;

(b) any representative of Deloitte who receives the Communication shall maintain the strict confidentiality of the Communication and of any record thereof;

(c) the Communication and any record thereof shall not be referred to in any document prepared by Deloitte that is to be disclosed to any person or company other than Deloitte’s legal counsel, the Applicants and their legal counsel, or that is to be made public, except with the Commission’s prior approval;

(d) Deloitte shall not use the Communication other than to fulfill its professional responsibilities as the auditor of the Applicants and their affiliates and as expressly permitted by this Order; and

(e) any use or disclosure of the Communication or any record thereof, other than as expressly permitted by this Order, shall constitute a violation of this Order.

4. The Applicants, Staff or any person directly affected by this Order may apply to the Commission for directions as to the scope and application of this Order.


“James E. A. Turner”

2.2.5 Heritage Education Funds Inc.



AND

IN THE MATTER OF HERITAGE EDUCATION FUNDS INC.

ORDER

WHEREAS on August 13, 2012, the Ontario Securities Commission (the “Commission”) ordered pursuant to subsections 127(1) and (5) of the Securities Act, R.S.O. 1990, c. S.5 as amended (the “Act”), with the consent of Heritage Education Funds Inc. (“HEFI”), that the terms and conditions set out in Schedule “A” to the Commission order (the “Terms and Conditions”) be imposed on HEFI (the “Temporary Order”);

AND WHEREAS on August 21, 2012, the Commission extended the Temporary Order until November 23, 2012;

AND WHEREAS the Terms and Conditions required HEFI to retain a consultant (the “Consultant”) to prepare and assist HEFI in implementing plans to strengthen their compliance systems, and to retain a monitor (the “Monitor”) to review applications of New Clients and contact New Clients as defined and set out in the Terms and Conditions;

AND WHEREAS HEFI retained Deloitte & Touche LLP (“Deloitte”) as its Monitor and its Consultant;

AND WHEREAS by Order dated October 10, 2012, the Commission clarified certain matters with respect to the Temporary Order;

AND WHEREAS by Order dated November 22, 2012, the Commission ordered that the Temporary Order be extended to December 21, 2012 and that the hearing be adjourned to December 20, 2012;

AND WHEREAS by Order dated December 20, 2012, the Commission amended certain of the Terms and Conditions and extended the Temporary Order to March 22, 2013;

AND WHEREAS on March 21, 2013, the Commission ordered that the Temporary Order be extended to April 19, 2013;

AND WHEREAS on April 8, 2013, HEFI filed a motion with the Commission to vary the terms of the Temporary Order by, among other matters, suspending the on-going monitoring by the Monitor of HEFI’s compliance with the Terms and Conditions (the “Motion”);


June 20, 2013 (2013) 36 OSCB 6249

AND WHEREAS Staff opposed the Motion and the parties filed affidavits and other materials in connection with the hearing of the Motion;

AND WHEREAS on April 18, 2013, the Commission heard oral submissions from the parties and issued an Order which: (i) dismissed the Motion; (ii) extended the Temporary Order to May 31, 2013, or until such further order of the Commission; (iii) adjourned the hearing to May 27, 2013 at 11:00 a.m. for the purpose of providing the Commission with an update on the work completed by the Monitor and the Consultant; and (iv) provided that the Monitor, Staff and HEFI may seek further direction from the Commission, if necessary or desirable;

AND WHEREAS on May 23, 2013, the Commission issued an order on consent of the parties that: (i) the Temporary Order is extended to June 17, 2013, or until such further order of the Commission; (ii) the hearing is adjourned to June 14, 2013 at 10:00 a.m.; and (iii) the hearing date of May 27, 2013 is vacated;

AND WHEREAS on May 24, 2013, HEFI requested that a Manager in the Compliance and Registrant Regulation Branch of the Commission (the “OSC Manager”) approve Compliance Support Services to replace Deloitte as Consultant and by letter dated June 12, 2013 the OSC Manager approved Compliance Support Services as Consultant subject to three conditions;

AND WHEREAS Staff has filed an affidavit of Lina Creta sworn June 13, 2013 to update the Commission on the status of this matter;

AND WHEREAS the parties agree that: (i) the Temporary Order should be extended to July 22, 2013; and (ii) the hearing should be adjourned to July 18, 2013 at 10:00 a.m.;

AND WHEREAS the Commission considers that it is in the public interest to make this Order;

IT IS HEREBY ORDERED pursuant to section 127 of the Act that:

1. The Temporary Order is extended to July 22, 2013, or until such further order of the Commission; and

2. The hearing is adjourned to July 18, 2013 at 10:00 a.m.




June 20, 2013 (2013) 36 OSCB 6250

2.2.6 Tranzeo Wireless Technologies Inc. – s. 144

Headnote

Section 144 of the Securities Act (Ontario) – application for partial revocation of a cease trade order – issuer cease traded dueto failure to file audited annual statements with the Commission– issuer has applied for partial revocation of the cease trade order to permit the issuer to proceed with a private placement with accredited investors (as such term is defined in National Instrument 45-106 Prospectus and Registration Requirements) resident in Ontario – issuer will use proceeds from private placement to prepare and file continuous disclosure documents, pay related fees and fund operations - partial revocation granted subject to conditions.

Statutes Cited

Securities Act, R.S.O. 1990, c.S.5, as am., ss. 127 and 144.


R.S.O. 1990 c. S.5 AS AMENDED (the Act)

AND

IN THE MATTER OF TRANZEO WIRELESS TECHNOLOGIES INC.

ORDER(Section 144 of the Act)

WHEREAS the securities of Tranzeo Wireless Technologies Inc. (the “Applicant”) are subject to a temporary cease trade order dated May 13, 2013 and a further cease trade order dated May 24, 2013 issued by the Director of the Ontario Securities Commission (the “Commission”), pursuant to paragraph 2 of subsection 127(1) and subsection 127(5) of the Act (together, the “Cease Trade Order”);

AND WHEREAS the Cease Trade Order was made on the basis that the Applicant was in default of certain filing requirements under Ontario securities law as described in the Cease Trade Order;

AND WHEREAS additional cease trade orders were issued by the British Columbia Securities Commission on May 8, 2013 (the “B.C. Cease Trade Order”) and by the Autorité des marchés financiers on May 13, 2013 (the “Quebec Cease Trade Order”);

AND WHEREAS the Applicant has applied to the Commission pursuant to section 144 of the Act for a partial revocation of the Cease Trade Order (the “Application”);

AND WHEREAS the Applicant has applied to the British Columbia Securities Commission for an order for partial revocation (the “B.C. Partial Revocation Order”) of the B.C. Cease Trade Order and received the B.C. Partial Revocation Order on May 30, 2013;

AND WHEREAS the Applicant has represented to the Commission that:

1. The Applicant was continued as a Canadian federal corporation on April 1, 2004 under the Canada Business Corporations Act.

2. The Applicant’s registered and head office is located at 19473 Fraser Way, Pitt Meadows, BC, V3Y 2V4.

3. The Applicant is a reporting issuer under the securities legislation of the Provinces of British Columbia, Alberta, Saskatchewan, Manitoba, Ontario, Quebec, New Brunswick, Nova Scotia, Prince Edward Island, Newfoundland.

4. The Applicant’s authorized capital consists of an unlimited number of common shares (the “Common Shares”), without par value, and an unlimited number of preferred shares, without par value, of which 72,573,450 Common Shares were issued and outstanding as of the date hereof. The Applicant has no other securities, including debt securities, issued and outstanding.


June 20, 2013 (2013) 36 OSCB 6251

5. The Common Shares were suspended from trading on the TSX Venture Exchange (“TSXV”) as of May 8, 2013 because of the cease trade orders made by the applicable securities commissions.

6. Other than on the TSXV, the securities of the Applicant are not currently listed or quoted on any exchange or market in Canada or elsewhere.

7. The Cease Trade Order was issued as a result of the Applicant’s failure to file with the Commission and mail to its shareholders audited annual financial statements for the year ended December 31, 2012 (the “Audited Financial Statements”), management’s discussion and analysis relating to the Audited Financial Statements and certification of foregoing filings as required by National Instrument 52-109 – Certification of Disclosure in Issuers’ Annual and Interim Filings (collectively, the “Required Documents”).

8. The Applicant has applied for and received the B.C. Partial Revocation Order.

9. The Applicant's failure to file the Required Documents was the result of insufficient funds to prepare and file the Required Documents.

10. Except for the Cease Trade Order, the Applicant is not in default of any requirements of the Act or the rules and regulations made pursuant thereto.

11. The Applicant proposes to raise up to $250,000 on a private placement basis (the “Private Placement”) in order to: (i) raise sufficient funds to prepare and file the Required Documents and related filing fees to bring it into compliance with its obligations as a reporting issuer, and the associated fees of professional advisors; and (ii) pay outstanding accounts and fund continuing operations, as described more fully in representation 13 below. The Private Placement will be conducted on a prospectus exempt basis and will include subscribers who are accredited investors (as such term is defined in National Instrument 45-106 Prospectus and Registration Exemptions) resident in Ontario.

12. The Applicant has obtained conditional approval of the Private Placement from the TSXV.

13. The net proceeds of the Private Placement are estimated to be applied as follows:

Description Cost

Legal, accounting and audit fees $125,000

Penalties and fees for late filings of continuous disclosure documents $25,000

Payment of outstanding payables (including rent outstanding) $50,000

Private Placement finder’s fee $20,000

Working capital for continuing operations $30,000

Total Financing Required $250,000

14. The Applicant believes that the proceeds of the Private Placement will be sufficient to bring its continuous disclosure obligations up to date and to pay all related outstanding fees. The Applicant will use the proceeds of the Private Placement first to pay for the costs associated with bringing its continuous disclosure record up to date. Any remaining amounts will be used to pay for other costs as outlined in representation 13 above.

15. As the Private Placement will involve trades in securities of the Applicant (including, for greater certainty, acts in furtherance of trades in securities of the Applicant), the Private Placement cannot be completed without a variation of the Cease Trade Order.

16. The Private Placement will be completed in accordance with all applicable laws.

17. Prior to the completion of the Private Placement, the Applicant will:

a) provide each investor in the Private Placement with a copy of the Cease Trade Order;

b) provide each investor in the Private Placement with a copy of this Order; and


June 20, 2013 (2013) 36 OSCB 6252

c) obtain and, upon receipt, provide to the Commission signed and dated acknowledgements from all investors in the Private Placement, which clearly state that the issuance of a partial revocation order does not guarantee the issuance of a full revocation order in the future and that all of the Applicant’s securities, including the securities to be issued in connection with the Private Placement, will remain subject to the Cease Trade Order until it is revoked.

18. Following completion of the Private Placement and filing of the Required Documents, the Applicant will apply to the Commission for a full revocation of the Cease Trade Order and will also apply to the British Columbia Securities Commission and the Autorité des marchés financiers for full revocations of the B.C. Cease Trade Order and Quebec Cease Trade Order, respectively.

19. The Applicant is not considering, nor is it involved in any discussion relating to, a reverse take-over, amalgamation, merger or other form of combination or transaction similar to the foregoing.

20. The Applicant has not previously been the subject of a cease trade order other than those referred to in this Order.

AND UPON considering the Application and the recommendation of staff of the Commission;

AND UPON the Director being satisfied that to do so would not be prejudicial to the public interest;

IT IS ORDERED pursuant to section 144 of the Act that the Cease Trade Order is partially revoked solely to permit trades in securities of the Applicant in connection with the Private Placement and all other acts in furtherance of the PrivatePlacement that may be considered to fall within the definition of "trade" within the meaning of the Act, provided that:

(a) prior to the completion of the Private Placement, investors in the Private Placement:

(i) receive a copy of the Cease Trade Order;

(ii) receive a copy of this Order; and

(iii) receive a written notice from the Applicant, and provide a signed and dated acknowledgement to the Applicant, clearly stating that all of the Applicant's securities, including the securities to be issued in connection with the Private Placement, will remain subject to the Cease Trade Order until it is revoked, and that the granting of this Order does not guarantee the issuance of a full revocation order in the future;

(b) the Applicant will provide the signed and dated written acknowledgments referred to in paragraph (a)(iii) above to staff of the Commission; and

(c) the Order will terminate on the earlier of the closing of the Private Placement and 60 days from the date hereof.

DATED at Toronto, Ontario on this 17th day of June, 2013.

“Sonny Randhawa” Manager, Corporate Finance


June 20, 2013 (2013) 36 OSCB 6253

2.2.7 Coltstar Ventures Inc – s. 144

Headnote

Application by an issuer for a revocation of a cease trade order – Issuer subject to cease trade order as a result of its failure to file financial statements - Issuer has brought its filings up-to-date – Issuer is otherwise not in default of applicable securitieslegislation, except for certain matters which it intends to remedy – Issuer is currently inactive, but intends to reactivate itself – Issuer has provided an undertaking to the Commission that it will not complete (a) a restructuring transaction involving, directly or indirectly, an existing or proposed, material underlying business which is not located in Canada, (b) a reverse takeover with a reverse takeover acquirer that has a direct or indirect, existing or proposed, material underlying business which is not located in Canada, or (c) a significant acquisition involving, directly or indirectly, an existing or proposed, material underlying businesswhich is not located in Canada, unless the issuer files a preliminary prospectus and a final prospectus with the Ontario Securities Commission and obtains receipts for the preliminary prospectus and the final prospectus from the Director under the Act.


Securities Act, R.S.O. 1990, c.S.5, as am., ss. 127(1), 127(5), 127(8) and 144.


R.S.O. 1990, CHAPTER S.5, AS AMENDED (the "Act")

AND

IN THE MATTER OF COLTSTAR VENTURES INC

ORDER(Section 144)

WHEREAS the securities of Coltstar Ventures Inc (the "Issuer") are subject to a temporary cease trade order of the Director under the Act dated May 18, 2012 made under paragraph 2 of subsection 127(1) and subsection 127(5) of the Act, as extended by a further order of the Director dated May 30, 2012 made under subsection 127(8) of the Act (collectively, the "Cease Trade Order") ordering that trading in the securities of the Issuer cease until the Cease Trade Order is revoked by a further order of revocation;

AND WHEREAS the Issuer has made an application (the "application") to the Ontario Securities Commission (the "Commission") for revocation of the Cease Trade Order pursuant to section 144 of the Act;

AND WHEREAS the Issuer has represented to the Commission that:

1. The Issuer was incorporated under the Business Corporations Act (British Columbia) on June 19, 2007 as a Capital Pool Company as defined in the TSX Venture Exchange Policy 2.4. During the year ended December 31, 2009, the Issuer completed its Qualifying Transaction by acquiring Tuscany Minerals S.r.l. The principal assets of Tuscany are mining exploration permits, and applications for such permits, all located in Italy.

2. The Issuer is a reporting issuer under the securities legislation of the provinces of Ontario, British Columbia and Alberta.

3. The Issuer's only authorized capital consists of an unlimited number of common shares (the "Common Shares"), of which 30,160,067 Common Shares are issued and outstanding. Other than the Common Shares, the Issuer has no securities, including debt securities, outstanding.

4. No securities of the Issuer, including the Common Shares and debt securities, are listed, quoted or traded in Canada or another country on a marketplace as defined in National Instrument 21-101 Marketplace Operation or any other facility for bringing together buyers and sellers of securities where trading data is publicly reported.

5. Prior to the Cease Trade Order, the Issuer was primarily engaged in the exploration of gold and base metal mineral properties in Italy, through its wholly owned subsidiary Tuscany Minerals S.r.l., and iron-ore, lead, zinc, diamond and copper properties in Northern Canada. Currently the Issuer has spent the last year working on completing all the outstanding financial statements and working with the TSX-V and regulators in its reporting jurisdictions to satisfy


June 20, 2013 (2013) 36 OSCB 6254

requirements for the Issuer to come back to trade. Once trading on the TSX-V, the Issuer will continue its evaluation on its assets and attempt to find joint venture partners for the financing of exploration activity on its various properties, as well as searching for new opportunities in the resource sector.

6. The Cease Trade Order was issued as a result of the Issuer's failure to file annual financial statements for the year ended December 31, 2011.

7. Subsequently, the Issuer failed to file interim financial statements for the period ending March 31, 2012, June 30, 2012, and September 30, 2012 as well as management's discussion and analysis ("MD&A") and certificates under National Instrument 52-109 Certification of Disclosure in Issuers' Annual and Interim Filings (the "NI 52-109 Certificates").

8. On January 17, 2012 the BCSC issued a partial revocation and variation of partial revocation on February 22, 2013 to allow the Issuer to complete shares for debt issuing 1,672,919 shares at $0.20 and complete settlement agreement with former directors and officers returning 8,724,001 common shares of the Issuer back to treasury. The TSX Venture Exchange approved the Shares for debt on February 19, 2013. The settlement agreement was completed on March 25, 2013 reducing the number of outstanding shares to 30,160,067. There have not been any other trades of the Companies’ securities since the issuance of the Cease Trade Order.

9. In connection with the application, the Issuer has remedied certain of its continuous disclosure defaults. On February 6, 2013, the Issuer received approval to file and on February 25, 2013, the Issuer filed Annual Financial Statements and related MD&A and NI 52-109 Certificates for the financial years ended December 31, 2011 and filed Interim Financial Statements and related MD&A and NI 52-109 Certificates for the interim period ended March 31, 2012, June 30, 2012 and September 30, 2012. On February 25, 2013, the Issuer paid outstanding participation fees, late fees and other fees. On April 30, 2013 the Issuer filed Annual Financial Statements and related MD&A and NI 52-109 Certificates for the financial years ended December 31, 2012, and the Interim Financial Statements and related MD&A and NI 52-109 Certificates for the interim period ended March 31, 2013 was filed on May 30, 2013.

10. As a result of the filings described in paragraph 9 above, the Issuer is up-to-date in its continuous disclosure filings andhas paid all outstanding participation fees, late fees and other fees and is not in default of any requirement in applicable securities legislation in any jurisdiction of Canada, except for the existence of the Cease Trade Order.

11. The Issuer has provided the Commission with an undertaking that it will hold an annual meeting of shareholders within three months after the date on which the Cease Trade Order is revoked. The Issuer scheduled and held the annual and special meeting of shareholders on June 13, 2013. Shareholders of the Issuer received the audited consolidated financial statements of the Issuer for the fiscal years ended December 31, 2011 and December 31, 2012. The Issuer mailed out Notice of Annual and Special Meeting of the Shareholders, Proxy Forms and the Information Circular on May 16, 2013. All matters relating to the meeting was conducted in accordance with the OBCA and applicable securities legislation.

12. The Issuer is not presently considering, nor is it involved in any discussions relating to, an acquisition, a reverse takeover or similar transaction. However, it is the intention of management of the Issuer to investigate opportunities going forward. The Issuer has provided the Commission with an undertaking that it will not complete:

(a) a restructuring transaction involving, directly or indirectly, an existing or proposed, material underlying business which is not located in Canada,

(b) a reverse takeover with a reverse takeover acquirer that has a direct or indirect, existing or proposed, material underlying business which is not located in Canada,

(c) a significant acquisition involving, directly or indirectly, an existing or proposed, material underlying business which is not located in Canada,

unless

(i) the Issuer files a preliminary prospectus and a final prospectus with the Ontario Securities Commission and obtains receipts for the preliminary prospectus and the final prospectus from the Director under the Act, and

(ii) the preliminary prospectus and final prospectus contain the information required by applicable securities legislation.

13. A new slate of directors of the Issuer has been appointed since the Cease Trade Order was issued. In late 2011 and early in the first quarter of 2012, several significant shareholders of the Issuer came forward to express their


June 20, 2013 (2013) 36 OSCB 6255

displeasure to management with how the business of the Issuer was being managed. Therefore, in early 2012, after some discussions between management and these shareholders, the Issuer commenced changes to the management and the board of directors. Accordingly, on January 12, 2012 CEO Damien Reynolds resigned as a director and CEO and Gary Stock was appointed CEO. Also on January 12, 2012 Adrian Rolke resigned. Also on January 12, 2012, Jon Lever and Stephen Burega were appointed directors by the board of directors as composed on January 11, 2012. On February 6, 2012, Peter Russell Jones resigned and Arndt Roehlig, Fiore Aliperti and Michael Sikich were appointed to the board by the board of directors as it was composed on January 11, 2012. Restructuring of management was initiated on March 14, 2012, whereby the board of directors appointed Arndt Roehlig CEO. On May 11, 2012, Garry Stock resigned as CFO of the Issuer and Jon Lever was appointed CFO by the board of directors. On May 15, 2012 Gary Stock and Stephen Burega resigned as directors concluding the process of change over from the old management and board to the current board of directors. The Issuer has no new or incoming directors, executive officers, or promoters.

14. Except for the departure of old directors and officers and the appointment of new directors and officers, as indicated in paragraph 13 above, the Issuer has not had any “material changes” within the meaning of the Act since it was cease traded and is not otherwise in default of requirements to file material change reports under applicable securities legislation. The events leading up to the Issuer’s new slate of directors was disclosed on January 11, 2012; February 6, 2012; March 14, 2012; May 11, 2012 and May 15, 2012 by way of press release.

15. The Issuer's SEDAR profile and SEDI issuer profile supplement are up-to-date.

16. Forthwith after the revocation of the Cease Trade Order, the Issuer will issue and file a news release and file a material change report on SEDAR disclosing the revocation of the Cease Trade Order and outlining the Issuer's future plans. The material change report will include disclosure on the Issuer's directors and officers, the Issuer's audit committee members, the Issuer's principal shareholder, what remedial continuous disclosure documents have been filed on SEDAR.

AND UPON considering the Application and the recommendation of the staff of the Commission;

AND UPON being satisfied that to make this order would not be prejudicial to the public interest;

IT IS ORDERED, pursuant to section 144 of the Act, that the Cease Trade Order be and is hereby revoked.

DATED this 14th day of June, 2013.

“Sonny Randhawa” Manager, Corporate Finance Ontario Securities Commission


June 20, 2013 (2013) 36 OSCB 6256

2.2.8 Beryl Henderson



AND

IN THE MATTER OF BERYL HENDERSON

ORDER

WHEREAS on March 30, 2012, the Ontario Securities Commission (the “Commission”) issued a Notice of Hearing pursuant to sections 127 and 127.1 of the Securities Act, R.S.O. 1990, c. S.5, as amended (the “Act”), in connection with a Statement of Allegations filed by Staff of the Commission (“Staff”) on March 30, 2012 with respect to Beryl Henderson (“Henderson”);

AND WHEREAS the Notice of Hearing set a hearing in this matter for May 2, 2012 at 11:30 a.m.;

AND WHEREAS on May 2, 2012, Staff appeared before the Commission and counsel for Henderson and a Crown Attorney attended the hearing via teleconference;

AND WHEREAS on May 2, 2012, the Commission ordered that the hearing of this matter be adjourned to November 22, 2012 for a confidential pre-hearing conference;

AND WHEREAS on November 22, 2012, Staff appeared before the Commission and counsel for Henderson attended the hearing via teleconference;

AND WHEREAS on November 22, 2012, the Commission heard submissions from Staff and from counsel for Henderson;

AND WHEREAS on November 22, 2012, the Commission ordered that the confidential pre-hearing conference be continued on March 4, 2013;

AND WHEREAS on February 15, 2013, the Commission ordered that the date for the confidential pre-hearing conference be vacated and that the confidential pre-hearing conference be adjourned to March 11, 2013 at 11:00 a.m.;

AND WHEREAS on March 8, 2013, the Commission ordered that the date for the confidential pre-hearing conference be vacated and that the confidential pre-hearing conference be adjourned to May 23, 2013 at 10:00a.m.;

AND WHEREAS on May 13, 2013, the Commission ordered that the date for the confidential pre-hearing conference be vacated and that the confidential pre-hearing conference be adjourned to June 12, 2013 at 10:00 a.m.;

AND WHEREAS on June 12, 2013, Staff and counsel for Henderson attended the confidential pre-hearing conference before the Commission via teleconference and the Commission heard submissions from Staff and counsel for Henderson;

AND WHEREAS the Commission is of the opinion that it is in the public interest to issue this order;

IT IS HEREBY ORDERED that the confidential pre-hearing conference is adjourned and will be continued on July 11, 2013 at 10:00 a.m. or to such other date as agreed to by the parties and advised by the Office of the Secretary.



June 20, 2013 (2013) 36 OSCB 6257

Chapter 4

Cease Trading Orders

4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders

Company Name Date of Temporary Order

Date of Hearing Date of Permanent Order

Date of Lapse/Revoke

B&A Fertilizers Limited 14-Jun-13 26-Jun-13

Gladstone Pacific Nickel Ltd. 14-Jun-13 26-Jun-13

New Moon Minerals Corp. 14-Jun-13 26-Jun-13

The Phoenician Fund Corporation I 17-Jun-13 28-Jun-13

Poynt Corporation 12-Jun-13 24-Jun-13

Rheingold Exploration Corp. 17-Jun-13 28-Jun-13

4.2.1 Temporary, Permanent & Rescinding Management Cease Trading Orders

Company Name Date of Order or

Temporary Order

Date of Hearing

Date of Permanent

Order

Date of Lapse/ Expire

Date of Issuer

Temporary Order

ProSep Inc. 17 Apr 13 29 Apr 13 29 Apr 13 12 Jun 13

4.2.2 Outstanding Management & Insider Cease Trading Orders

Company Name Date of Order or Temporary

Order

Date of Hearing

Date of Permanent

Order

Date of Lapse/ Expire

Date of Issuer Temporary

Order

Argentium Resources Inc. 13 May 13 24 May 13 24 May 13

Mint Technology 13May13 24 May 13 24 May 13

Northland Resources S.A. 05 Apr 13 17 Apr 13 17 Apr 13 18 Jun 13

ProSep Inc. 17 Apr 13 29 Apr 13 29 Apr 13 12 Jun 13

Cease Trading Orders

June 20, 2013 (2013) 36 OSCB 6258

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June 20, 2013 (2013) 36 OSCB 6259

Chapter 7

Insider Reporting

The following is a weekly summary of insider transactions by insiders of Ontario reporting issuers in SEDI ® (the System for Electronic Disclosure by Insiders).1 The weekly summary contains insider transactions reported during the 7-day period ending Sunday at 11:59 p.m. (i.e. the Sunday prior to the Bulletin Issue date).2

Guide to Codes Relationship of Insider to Issuer (Rel=n)

1 Issuer 2 Subsidiary of Issuer 3 10% Security Holder of Issuer 4 Director of Issuer 5 Senior Officer of Issuer 6 Director or Senior Officer of 10% Security Holder 7 Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6) 8 Deemed Insider – 6 Months before becoming Insider

Nature of Transaction (T/O)

00 Opening Balance-Initial SEDI Report 10 Acquisition or disposition in the public market 11 Acquisition or disposition carried out privately 15 Acquisition or disposition under a prospectus 16 Acquisition or disposition under a prospectus exemption 22 Acquisition or disposition pursuant to a take-over bid, merger or acquisition 30 Acquisition or disposition under a purchase/ ownership plan 35 Stock dividend 36 Conversion or exchange 37 Stock split or consolidation 38 Redemption, retraction, cancellation, repurchase 40 Short sale 45 Compensation for property 46 Compensation for services 47 Acquisition or disposition by gift 48 Acquisition by inheritance or disposition by bequest 50 Grant of options 51 Exercise of options 52 Expiration of options 53 Grant of warrants 54 Exercise of warrants 55 Expiration of warrants 56 Grant of rights 57 Exercise of rights 59 Exercise for cash 70 Acquisition or disposition (writing) of third party derivative 71 Exercise of third party derivative 72 Other settlement of third party 73 Expiration of third party derivative 90 Change in nature of ownership 97 Other 99 Correction of Information

Note: The asterisk in the “Date/Month End Holding” column indicates the insider disagreed with the system calculated balance when the transaction was reported.

1 SEDI® is a registered trademark owned by CDS INC. 2 ©CDS INC.

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6260

Issuer Name Security Insider Name Rel'n Transaction

Date T/OUnitPrice

Date/Month End

HoldingsAcquired/ Disposed

Aastra Technologies Limited

Common Shares Derungs, Martin 7 6/12/2013 51 10.5 5,000 5,000

Aastra Technologies Limited

Options Derungs, Martin 7 6/12/2013 51 10.5 10,000 -5,000

ABCOURT MINES INC.

Common Shares catégorie B

Hinse, Renaud 4, 5 6/13/2013 10 0.075 9,742,875 100,000

ABCOURT MINES INC.

Common Shares catégorie B

Hinse, Renaud 4, 5 6/13/2013 10 0.07 9,845,875 103,000

Acadian Mining Corporation

Convertible Debentures

Edwards, Graham Henry

3 6/12/2013 38 $0 ($180,000)

Acadian Mining Corporation


Igneous Capital Limited 3 6/12/2013 38 $0 ($180,000)

Affinor Resources Inc. Common Shares Gestion Claude Veillette Ltée

3 6/10/2013 10 0.015 1,098,000 -250,000

Affinor Resources Inc. Common Shares VEILLETTE, CLAUDE 3, 4, 5 6/10/2013 10 0.015 0 -250,000

Affinor Resources Inc. Common Shares VEILLETTE, CLAUDE 3, 4, 5 6/10/2013 10 0.015 1,098,000 -250,000

Agellan Commercial Real Estate Investment Trust

Units Camenzuli, Francis Xavier

4, 7, 5 6/12/2013 10 9.17 19,000 4,000



4, 7, 5 6/11/2013 10 9.2 75,340 2,000



4, 7, 5 6/11/2013 10 9.13 77,340 2,000

AgJunction Inc. (formerly Hemisphere GPS Inc.)

Options Batcheller, Barry D. 4 6/10/2013 52 75,000 -15,000


Common Shares Heiniger, Richard Wayne

4 6/7/2013 10 0.95 276,000 4,000



4 6/10/2013 10 0.95 299,000 23,000



4 6/11/2013 10 0.95 330,000 31,000



4 6/12/2013 10 0.95 349,500 19,500



4 6/13/2013 10 0.95 378,000 28,500



4 6/14/2013 10 0.95 379,000 1,000

Agnico Eagle Mines Limited

Restricted Share Units

Baker, Leanne Marie 4 1/1/2003 00



Baker, Leanne Marie 4 1/5/2012 56 38.02 3,000 3,000



Baker, Leanne Marie 4 1/3/2013 56 50.93 6,000 3,000



Beaumont, Doug 4 4/7/2003 00



Beaumont, Doug 4 1/5/2012 56 38.02 1,000 1,000



Beaumont, Doug 4 1/3/2013 56 50.93 2,000 1,000



Cafazzo, Lino 5 1/1/2011 00



Cafazzo, Lino 5 1/3/2013 56 50.93 3,820 3,820



Celej, Martine 4 2/14/2011 00



Celej, Martine 4 1/5/2012 56 38.02 3,000 3,000



Celej, Martine 4 1/4/2013 56 50.93 6,000 3,000



Cook, Mathew 5 12/14/2011 00



Cook, Mathew 5 1/3/2013 56 50.93 3,820 3,820

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6261


Date T/OUnitPrice

Date/Month End




Cousin, Paul 5 1/1/2011 00



Cousin, Paul 5 1/3/2013 56 50.93 3,820 3,820



Datta, Picklu 5 1/1/2009 00



Datta, Picklu 5 1/3/2013 56 50.9 7,640 7,640



Davis, Clifford John 4 6/17/2008 00



Davis, Clifford John 4 1/5/2012 56 38.02 3,000 3,000



Davis, Clifford John 4 1/3/2013 56 50.93 6,000 3,000



Gemmell, Robert 4 1/1/2011 00



Gemmell, Robert 4 1/5/2012 56 38.02 3,000 3,000



Gemmell, Robert 4 1/3/2013 56 50.93 6,000 3,000



Gilbert, Patrice 5 9/25/2006 00



Gilbert, Patrice 5 1/3/2013 56 50.93 3,820



Gilbert, Patrice 5 1/3/2013 56 50.93 3,820 3,820



Gilbert, Patrice 5 2/20/2013 56 40.54 16,583 12,763



Gosselin, Guy 5 1/1/2011 00



Gosselin, Guy 5 1/3/2013 56 50.93 3,820 3,820



Haga, Ingmar Erik Johan

5 7/26/2006 00



Haga, Ingmar Erik Johan

5 1/3/2013 56 50.93 3,820 3,820



Kraft, Bernie 4 4/7/2003 00



Kraft, Bernie 4 1/5/2012 56 38.02 1,000 1,000



Kraft, Bernie 4 1/3/2013 56 50.93 2,000 1,000



Laing, R. Gregory 5 9/19/2005 00



Laing, R. Gregory 5 1/5/2012 56 38.02 12,330 12,330



Laing, R. Gregory 5 1/4/2013 56 50.93 21,881 9,551



Leclerc, Michel 5 2/23/2012 00



Leclerc, Michel 5 1/3/2013 56 50.93 3,820 3,820



Leiderman, Mel 4 1/15/2003 00



Leiderman, Mel 4 1/5/2012 56 38.02 3,000 3,000



Leiderman, Mel 4 1/3/2013 56 50.93 6,000 3,000



Medina, Luis Felipe 5 1/1/2011 00



Medina, Luis Felipe 5 1/3/2013 56 50.93 5,700 5,700



Nasso, James D. 4 4/7/2003 00



Nasso, James D. 4 1/5/2012 56 38.02 4,000 4,000



Nasso, James D. 4 1/3/2013 56 50.93 5,000 1,000



Pellerin, Jean-Luk 5 1/16/2012 00

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6262


Date T/OUnitPrice

Date/Month End




Pellerin, Jean-Luk 5 1/3/2013 56 50.93 7,640 7,640



Provencher, Christian 5 2/23/2012 00



Provencher, Christian 5 1/3/2013 56 50.93 5,730 5,730



Riley, Sean 4 1/1/2011 00



Riley, Sean 4 1/5/2012 56 38.02 3,000 3,000



Riley, Sean 4 1/3/2013 56 50.93 6,000 3,000



Roberts, John Merfyn 4 6/17/2008 00



Roberts, John Merfyn 4 1/5/2012 56 38.02 3,000 3,000



Roberts, John Merfyn 4 1/3/2013 56 50.93 6,000 3,000



Stockford, Howard Roger

4 5/27/2005 00




4 1/5/2012 56 38.02 3,000 3,000




4 1/3/2013 56 50.93 4,000 1,000



Voutilainen, Pertti 4 12/13/2005 00



Voutilainen, Pertti 4 1/5/2012 56 38.02 1,000 1,000



Voutilainen, Pertti 4 1/3/2013 56 50.93 2,000 1,000

Agnico-Eagle Mines Limited

Common Shares Baker, Leanne Marie 4 1/5/2012 56 38.02 3,000














Common Shares Beaumont, Doug 4 1/5/2012 56 38.02 1,000












Common Shares Cafazzo, Lino 5 1/3/2013 56 50.93 3,820






Common Shares Celej, Martine 4 1/5/2012 56 38.02 3,000







Insider Reporting

June 20, 2013 (2013) 36 OSCB 6263


Date T/OUnitPrice

Date/Month End







Common Shares Cook, Mathew 5 1/3/2013 56 50.93 3,820






Common Shares Cousin, Paul 5 1/3/2013 56 50.93 3,820






Common Shares Datta, Picklu 5 1/3/2013 56 50.93 7,640






Common Shares Davis, Clifford John 4 1/5/2012 56 38.02 3,000












Common Shares Gemmell, Robert 4 1/5/2012 56 38.02 3,000












Common Shares Gilbert, Patrice 5 1/3/2013 56 50.93 3,820












Common Shares Gosselin, Guy 5 1/3/2013 56 50.93 3,820






Common Shares Haga, Ingmar Erik Johan

5 1/3/2013 56 50.93 3,820



5 1/3/2013 56 50.93 3,820



5 1/3/2013 56 50.93 3,820

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6264


Date T/OUnitPrice

Date/Month End



Common Shares Kraft, Bernie 4 1/5/2012 56 38.02 1,000












Common Shares Laing, R. Gregory 5 1/5/2012 56 38.02 12,330














Common Shares Leclerc, Michel 5 1/3/2013 56 50.93 3,820






Common Shares Leiderman, Mel 4 1/5/2012 56 38.02 3,000












Common Shares Medina, Luis Felipe 5 1/3/2013 56 50.93 5,700






Common Shares Nasso, James D. 4 1/5/2012 56 38.02 4,000












Common Shares Pellerin, Jean-Luk 5 1/3/2013 56 50.93 7,640






Common Shares Provencher, Christian 5 1/3/2013 56 50.93 5,730

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6265


Date T/OUnitPrice

Date/Month End







Common Shares Riley, Sean 4 1/5/2012 56 38.02 3,000












Common Shares Roberts, John Merfyn 4 1/5/2012 56 38.02 3,000












Common Shares Stockford, Howard Roger

4 1/5/2012 56 38.02 3,000



4 1/5/2012 56 38.02 3,000



4 1/5/2012 56 38.02 3,000



4 1/3/2013 56 50.93 1,000



4 1/3/2013 56 50.93 1,000



4 1/3/2013 56 50.93 1,000


Common Shares Voutilainen, Pertti 4 1/5/2012 56 38.02 1,000











Air Canada Class B Voting Shares

Verschuren, Annette Marie

4 6/12/2013 10 2.41 40,000 30,000

ALDRIN RESOURCE CORP.

Common Shares More, Johnathan 4, 5 6/7/2013 10 0.11 864,500 50,000

ALDRIN RESOURCE CORP.

Common Shares More, Johnathan 4, 5 6/10/2013 10 0.11 914,500 50,000

Algae Biosciences Corporation

Common Shares Stachiw, Jody James 4 6/13/2013 15 0.05 257,819 256,000


Warrants Warrants Stachiw, Jody James 4 8/29/2008 00


Warrants Warrants Stachiw, Jody James 4 6/13/2013 15 0.1 256,000 256,000

Alimentation Couche-Tard Inc.

Unité d'action différée

Bourque, Nathalie 4 6/11/2013 46 57.52 31



Bourque, Nathalie 4 6/11/2013 46 57.52 2,005 31


Unité d'action fictive

Høidahl, Hans-Olav 7 4/23/2013 46 59.25 1,631

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6266


Date T/OUnitPrice

Date/Month End




Høidahl, Hans-Olav 7 4/23/2013 46 59.25 5,075 2,175



Kau, Mélanie 4 5/30/2013 46 59.07 14



Kau, Mélanie 4 5/30/2013 46 59.07 28



Kau, Mélanie 4 5/30/2013 46 59.07 16,877 29



Kau, Mélanie 4 6/11/2013 46 57.52 31



Kau, Mélanie 4 6/11/2013 46 57.52 16,908 31



Madsen, Jørn 7 4/23/2013 46 59.25 2,175



Madsen, Jørn 7 4/23/2013 46 59.25 4,697 2,013



McCure, Matt 5 4/1/2013 46 54.48 938



McCure, Matt 5 4/1/2013 46 54.48 938



Palm, Jonas 7 4/23/2013 46 59.25 1,767



Palm, Jonas 7 4/23/2013 46 59.25 3,479 1,491



Romer, Karen 7 4/23/2013 46 59.25 2,013



Romer, Karen 7 4/23/2013 46 59.25 2,202 944



Rosén, Sverre 7 4/23/2013 46 59.25 1,491



Rosén, Sverre 7 4/23/2013 46 59.25 3,741 1,727



Støkken, Thomas 7 4/23/2013 46 59.25 944



Støkken, Thomas 7 4/23/2013 46 59.25 4,029 1,727



Strand, Ina 7 4/23/2013 46 59.25 1,727



Strand, Ina 7 4/23/2013 46 59.25 3,806 1,631



Turmel, Jean 4 6/11/2013 46 57.52 30



Turmel, Jean 4 6/11/2013 46 57.52 27,442 30

Alliance Mining Corp. Common Shares Anderson, Christopher Ross

5 6/5/2013 10 0.07 2,774,500 15,000


5 6/12/2013 10 0.07 2,781,500 7,000


5 6/13/2013 10 0.05 2,786,500 5,000


5 6/13/2013 10 0.07 2,904,500 118,000


5 6/13/2013 10 0.065 2,912,500 8,000

Allied Properties Real Estate Investment Trust

Units Jacobs, Wayne Lester 5 6/7/2013 10 32.219 116,658 -12,000









Almonty Industries Inc. Common Shares Ratner, Bruce C 4 3/26/2013 00 988,000

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6267


Date T/OUnitPrice

Date/Month End


Almonty Industries Inc. Options Ratner, Bruce C 4 3/26/2013 00

Almonty Industries Inc. Options Ratner, Bruce C 4 5/28/2013 50 1.07 100,000 100,000

AltaGas Ltd. Common Shares Stein, Deborah Susan 5 6/6/2013 10 39.11 23,884 -5,000

Altitude Resources Inc. (formerly Triumph Ventures III Corporation)

Common Shares Wusaty, Eugene 3, 4 6/6/2013 10 0.28 7,129,300 2,300

American Manganese Inc.

Common Shares Skoda, Edward Franklin

4 6/12/2013 10 0.025 1,656,908 1,000



4 6/13/2013 10 0.025 1,674,908 18,000



4 6/14/2013 10 0.025 1,684,908 10,000

AMG Bioenergy Resources Holdings Ltd.

Common Shares Pang, Titkhuen 4, 5 6/10/2013 10 0.01 864,000 113,000

Amica Mature Lifestyles Inc.

Common Shares Ayres, Arthur John 5 6/12/2013 51 5.44 9,455 3,000


Options Ayres, Arthur John 5 6/12/2013 51 5.44 140,500 -3,000


Common Shares Manji, Salim 4 6/11/2013 10 9.25 6,000


Common Shares Manji, Salim 4 6/11/2013 10 9.25 1,850,684 6,000


Common Shares Manji, Salim 4 6/12/2013 10 9.25 1,853,084 2,400


Common Shares Manji, Salim 4 6/12/2013 10 9.23 57,206 4,250


Common Shares Manji, Samir Aziz 3, 4, 5 6/12/2013 10 9.01 3,033,326 1,000






Common Shares Manji, Samir Aziz 3, 4, 5 6/11/2013 10 9.25 616,895 2,000


Common Shares Manji, Samir Aziz 3, 4, 5 6/12/2013 10 9.25 617,695 800

Anaconda Mining Inc. Options Farr, J. Errol 5 5/29/2013 50 0.08 900,000 400,000

AndeanGold Ltd. Common Shares CIALI, ANTHONY FRANCIS

4, 5 6/11/2013 10 0.055 1,105,067 3,000


4, 5 6/12/2013 10 0.055 1,113,067 8,000


4, 5 6/14/2013 10 0.055 1,129,067 16,000


4, 5 6/14/2013 10 0.06 1,131,067 2,000

Angle Energy Inc. Common Shares Hillier, Kenneth Dale 5 4/29/2013 00

Angle Energy Inc. Common Shares Hillier, Kenneth Dale 5 5/17/2013 30 3.3936 632 632

Angle Energy Inc. Common Shares Hillier, Kenneth Dale 5 5/31/2013 30 3.2544 1,188 556

Anterra Energy Inc. Class A Shares Drysdale, Ross Ogilvie 4 6/11/2013 10 0.04 1,543,780 50,000

Antibe Therapeutics Inc.

Common Shares Antibe Holdings Inc 3 6/10/2013 00 15,000,000


Options Bumby, Michael Scott 5 6/10/2013 00 300,000


Options Buret, Andre Gerald 3 6/10/2013 00 150,000


Options Flower, Roderick John 4 6/10/2013 00 150,000


Options Goodman, Jonathan 4 6/10/2013 00


Options Ignarro, Louis Joseph 3 6/10/2013 00 150,000

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6268


Date T/OUnitPrice

Date/Month End



Common Shares Legault, Daniel Marcel 4, 5 6/10/2013 00 510,000


Options Legault, Daniel Marcel 4, 5 6/10/2013 00 750,000


Warrants Legault, Daniel Marcel 4, 5 6/10/2013 00 255,000


Warrants Legault, Daniel Marcel 4, 5 6/10/2013 00


Common Shares Macnee, Walter Minnes

4 6/10/2013 00 540,000


Warrants Macnee, Walter Minnes

4 6/10/2013 00 270,000


Options Podolsky, Daniel Kalman

3 6/10/2013 00 150,000


Options Vaughan, David James 5 6/10/2013 00 150,000


Common Shares Wallace, John Lawrence

4, 5 6/10/2013 00 600,000


Common Shares Wallace, John Lawrence

4, 5 6/10/2013 00 150,000


Options Wallace, John Lawrence

4, 5 6/10/2013 00 1,050,000


Warrants Wallace, John Lawrence

4, 5 6/10/2013 00 300,000


Warrants Wallace, John Lawrence

4, 5 6/10/2013 00 75,000

Aqua-Pure Ventures Inc.

Common Shares Teja, Karim 5 11/28/2011 90 36,666 -226,667


Common Shares Teja, Karim 5 6/10/2013 90 100,000 -162,000


Common Shares Teja, Karim 5 1/12/2009 00


Common Shares Teja, Karim 5 6/6/2013 10 0.1 1,500 1,500


Common Shares Teja, Karim 5 6/10/2013 90 163,500 162,000


Common Shares Teja, Karim 5 6/10/2013 90 418,167 254,667




Common Shares Teja, Karim 5 11/28/2011 97 0.3 226,667




Common Shares Teja, Karim 5 6/10/2013 90 0 -254,667


Options Teja, Karim 5 6/10/2013 52 0.36 1,083,333 -20,000


Options Teja, Karim 5 6/10/2013 52 0.35 700,000 -383,333

ARC Resources Ltd. Common Shares Hearn, Timothy James 4 6/12/2013 10 26.55 15,000 4,000

Arctic Hunter Energy Inc.

Common Shares Burylo, Ted 4 6/13/2013 11 0.1 827,000 -15,000

Artek Exploration Ltd. Common Shares Tahmazian, Rafi 4 6/6/2013 90 785,000 125,000

Artek Exploration Ltd. Common Shares Tahmazian, Rafi 4 6/6/2013 90 277,250 -125,000

Aston Bay Holdings Ltd. (formerly Escudo Capital Corporation)

Common Shares Boychuk, Clifford Boychuk

4 5/2/2013 00


Common Shares Boychuk, Clifford Boychuk

4 5/2/2013 00


Common Shares Boychuk, Clifford Paul 4 5/2/2013 00 697,500


Common Shares Cox, Benjamin 4, 5 6/10/2013 10 0.14 1,763,000 5,000

Aston Bay Holdings Ltd. (formerly Escudo


Insider Reporting

June 20, 2013 (2013) 36 OSCB 6269


Date T/OUnitPrice

Date/Month End


Capital Corporation)








Common Shares Lin, Andrew 7 6/10/2013 10 0.125 287,000 2,000


Common Shares Lin, Andrew 7 6/13/2013 10 0.14 288,500 1,500

Atrium Innovations Inc.

Common Shares Dupont, Éric 4 6/11/2013 11 14.64 18,111 1,111


Common Shares Dupont, Éric 4 6/11/2013 11 14.64 7,778 -5,555


Common Shares Dupont, Éric 4 6/12/2013 11 5,556 -2,222


Common Shares Dupont, Éric 4 6/13/2013 11 14.64 3,334 -2,222


Common Shares Dupont, Éric 4 6/13/2013 11 2,222 -1,112

ATS Automation Tooling Systems Inc.

Options Galloway, Carl 5 5/29/2013 52 10.51 148,318 -6,476

ATS Automation Tooling Systems Inc.

Options McCuaig, Stewart 5 5/29/2013 52 10.51 247,000 -6,476

Augusta Industries Inc. (formerly Fiber Optic Systems Technology, Inc.)

Common Shares LONE, ALLEN 3, 4, 6, 5

6/10/2013 10 0.07 1,890,500 1,000

Augusta Industries Inc. (formerly Fiber Optic Systems Technology, Inc.)

Common Shares LONE, ALLEN 3, 4, 6, 5

6/10/2013 10 0.07 1,891,500 1,000

Aurvista Gold Corporation

Common Shares McCarvill, Gerald Patrick

4, 6 4/22/2013 97 8,447,068 5,594,942

AutoCanada Inc. OTC Calls (including Private Options to Purchase)

Rose, Stephen Richard Edward

5 6/3/2013 11 25 58,994 -41,006

Avala Resources Ltd. Common Shares Goldstone, Adrian J. 4 6/20/2012 00

Avala Resources Ltd. Common Shares Goldstone, Adrian J. 4 6/11/2013 10 68,000 68,000

Avanti Energy Inc. Common Shares Frascogna, Steven Mark

5 5/31/2013 00 404,104

Avanti Energy Inc. Common Shares McIntyre, John Francis, III

4, 5 5/31/2013 00 1,768,077

Avigilon Corporation Options Bardua, Bradley Dean 5 4/5/2013 50 11.24 200,000 50,000

Avigilon Corporation Common Shares Fernandes, Alexander 4, 5 3/19/2013 51 1 710,000 120,000

Avigilon Corporation Common Shares Fernandes, Alexander 4, 5 6/11/2013 51 1 1,090,000 380,000

Avigilon Corporation Options Fernandes, Alexander 4, 5 3/19/2013 51 1 580,000 -120,000

Avigilon Corporation Options Fernandes, Alexander 4, 5 4/5/2013 50 11.24 680,000 100,000

Avigilon Corporation Options Fernandes, Alexander 4, 5 6/11/2013 51 1 300,000 -380,000

Avigilon Corporation Common Shares Jaako, Harry 4 10/31/2011 00

Avigilon Corporation Common Shares Jaako, Harry 4 6/11/2013 10 17.52 3,000 3,000


Avigilon Corporation Common Shares Jaako, Harry 4 6/10/2013 51 1 100,000 100,000

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6270


Date T/OUnitPrice

Date/Month End


Avigilon Corporation Common Shares Jaako, Harry 4 6/11/2013 10 17.69 70,000 -30,000




Avigilon Corporation Common Shares Jaako, Harry 4 6/11/2013 10 17.68 5,000 5,000

Avigilon Corporation Options Jaako, Harry 4 6/10/2013 51 0 -100,000

Avigilon Corporation Common Shares Jung, Wan 4, 5 6/7/2013 10 17.56 2,357,801 -23,400

Avigilon Corporation Common Shares Jung, Wan 4, 5 6/10/2013 10 17.67 2,304,601 -53,200

Avigilon Corporation Common Shares Jung, Wan 4, 5 6/10/2013 10 17.62 585,300 -90,000

Axia NetMedia Corporation

Common Shares Hua, Corinne 5 7/4/2007 00




Common Shares Hua, Corinne 5 9/9/2008 30 2.81 2,665
















Common Shares Hua, Corinne 5 7/4/2007 00 1,841


Common Shares Hua, Corinne 5 9/9/2008 30 2.81 4,506 2,665










Common Shares Hua, Corinne 5 12/31/2011 30 53,328 9,386


Common Shares Hua, Corinne 5 12/31/2012 30 70,121 16,793


Common Shares Hua, Corinne 5 1/7/2013 30 1.26 70,964 843


Common Shares Hua, Corinne 5 1/28/2013 30 71,746 782













Insider Reporting

June 20, 2013 (2013) 36 OSCB 6271


Date T/OUnitPrice

Date/Month End







Options Hua, Corinne 5 7/4/2007 00




Options Hua, Corinne 5 9/4/2007 50 5.37 50,000


Options Hua, Corinne 5 2/6/2009 50 2.12 25,000


Options Hua, Corinne 5 6/30/2012 52 5.37 -50,000






Options Hua, Corinne 5 9/4/2007 50 5.37 50,000 50,000


Options Hua, Corinne 5 2/6/2009 50 2.12 75,000 25,000


Options Hua, Corinne 5 6/30/2012 52 5.37 25,000 -50,000



Hua, Corinne 5 7/4/2007 00



Hua, Corinne 5 7/4/2007 00



Hua, Corinne 5 7/4/2007 00



Hua, Corinne 5 6/8/2012 30 1.5301 6,971



Hua, Corinne 5 7/4/2007 00



Hua, Corinne 5 7/4/2007 00



Hua, Corinne 5 6/8/2012 30 1.5301 6,971 6,971


Common Shares Sigler, Murray 5 5/8/2013 30 1.3795 164,245 1,529


Common Shares Sigler, Murray 5 5/22/2013 30 1.49 165,661 1,416

Axios Mobile Assets Corp.

Common Shares Ongweoweh Corp 3 6/10/2013 10 0.06 11,655,128 -72,000

Ballard Power Systems Inc.

Common Shares Murray, Jay Francis 5 6/10/2013 51 1.34 2,900 2,900


Common Shares Murray, Jay Francis 5 6/10/2013 10 2.15 0 -2,900


Options Murray, Jay Francis 5 6/10/2013 51 1.34 145,267 -2,900

Bank of Montreal Common Shares Milroy, Thomas 5 6/7/2013 51 53.45 25,490 25,000

Bank of Montreal Common Shares Milroy, Thomas 5 6/7/2013 10 60.23 490 -25,000

Bank of Montreal Options Milroy, Thomas 5 6/7/2013 51 53.45 690,839 -25,000

Bankers Petroleum Ltd.

Common Shares Cross, Robert Melvin Douglas

4 6/11/2013 10 2.78 1,753,600 -250,000

Banyan Gold Corp. (Formerly Banyan Coast Capital Corp.)

Common Shares Class "A"

Christie, Tara 4 6/10/2013 00 5,527



Christie, Tara 4 6/10/2013 00 100,000


Warrants Christie, Tara 4 6/10/2013 00 50,000



Melchior, Gregory 4 6/10/2013 00

Barisan Gold Corporation

Common Shares Granger, Alex 5 6/10/2013 10 0.06 397,000 45,000

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6272


Date T/OUnitPrice

Date/Month End


Bauer Performance Sports Ltd.

Common Shares Davis, Kevin 4, 5 3/10/2011 00


Common Shares Davis, Kevin 4, 5 6/7/2013 30 7.5 50,000 50,000


Common Shares Davis, Kevin 4, 5 6/7/2013 30 11 0 -50,000


Options Davis, Kevin 4, 5 6/7/2013 30 7.5 50,500 -50,000


Deferred Share Units

Jacobi, Charles Michael

4 6/3/2013 56 3,078 1,026



McDonell, Bernard J. 4, 5 6/3/2013 56 4,410 1,558



Nicholson, Robert Grant

4 6/3/2013 56 1,539 513

Baytex Energy Corp. Common Shares Brussa, John Albert 4 6/11/2013 10 37.93 220,525 7,900







BCE Inc. Common Shares Simmonds, Robert 4 6/14/2013 10 44.23 104,000 11,000

BCE Inc. Common Shares Watson, John 7 6/10/2013 10 45.45 4,900 1,900

BCGold Corp. Options Kendrick, Peter Harlan 4 6/6/2013 50 0.1 350,500 180,000

BCGold Corp. Options Kowalchuk, John 4 5/1/2013 00 180,000

BCGold Corp. Options O'Brien, Darren 5 6/6/2013 50 0.1 231,500 160,000

BCGold Corp. Options Okada, Larry Minoru 5 11/5/2012 37 -598,500

BCGold Corp. Options Okada, Larry Minoru 5 11/5/2012 37 -598,500

BCGold Corp. Options Okada, Larry Minoru 5 6/6/2013 50 0.1 116,500 50,000

Bell Aliant Inc. Common Shares Bell, Mary-Ann 5 6/11/2013 10 28.24 0 -1,024

Bellair Ventures Inc. Common Shares The Edward J. Winter Family Trust

3 3/13/2013 10 0.7006 9,478,625 -118,500

Bellair Ventures Inc. Common Shares The Edward J. Winter Family Trust

3 3/13/2013 10 0.6736 9,147,125 -331,500

Bengal Energy Ltd. Common Shares Chakrabarty, Chayan 4, 5 6/5/2013 30 0.76 156,535 4,060

Bengal Energy Ltd. Common Shares Goudie, Bryan 5 6/5/2013 30 0.76 115,004 3,179

Bengal Energy Ltd. Common Shares MacMahon, Gordon R 5 6/5/2013 30 0.76 54,125 3,508

BioSyent Inc. Common Shares Larson, Douglas Robert

4, 5 7/25/1996 00 250,000


4, 5 3/27/2013 10 1.33 245,000 -5,000


4, 5 5/28/2013 10 1.35 244,500 -500


4, 5 6/4/2013 10 1.35 240,000 -4,500


4, 5 6/10/2013 10 1.35 225,000 -15,000

BIOX Corporation Common Shares Clinning, Christopher Anthony

5 6/13/2013 10 0.75 6,100 -6,000

Blackline GPS Corp. Common Shares Slater, Cody 4 6/10/2013 10 1.25 840,952 4,700

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6273


Date T/OUnitPrice

Date/Month End


Blackline GPS Corp. Common Shares Slater, Cody 4 6/11/2013 10 1.25 842,252 1,300

BMTC Group Inc. Subordinate Voting Shares

Groupe BMTC Inc. 1 5/1/2013 38 14.95 1,000 1,000


Groupe BMTC Inc. 1 5/1/2013 38 0 -1,000


Groupe BMTC Inc. 1 5/2/2013 38 14.88 400 400


Groupe BMTC Inc. 1 5/2/2013 38 0 -400


Groupe BMTC Inc. 1 5/7/2013 38 14.98 5,000 5,000


Groupe BMTC Inc. 1 5/7/2013 38 0 -5,000


Groupe BMTC Inc. 1 5/10/2013 38 14.6 200 200


Groupe BMTC Inc. 1 5/10/2013 38 0 -200


Groupe BMTC Inc. 1 5/13/2013 38 14.6 1,000 1,000


Groupe BMTC Inc. 1 5/13/2013 38 0 -1,000


Groupe BMTC Inc. 1 5/16/2013 38 14.81 800 800


Groupe BMTC Inc. 1 5/16/2013 38 0 -800


Groupe BMTC Inc. 1 5/17/2013 38 14.99 21,600 21,600


Groupe BMTC Inc. 1 5/17/2013 38 0 -21,600


Groupe BMTC Inc. 1 5/30/2013 38 14.3 200 200


Groupe BMTC Inc. 1 5/30/2013 38 0 -200


Groupe BMTC Inc. 1 5/31/2013 38 14.4 100 100


Groupe BMTC Inc. 1 5/31/2013 38 0 -100

Bombardier Inc. Deferred Stock Units/Unités d'actions différées

Alary, Pierre 5 6/9/2010 97 107,000


Alary, Pierre 5 6/9/2010 97 84,530


Alary, Pierre 5 6/9/2010 97 152,200 84,530


Alary, Pierre 5 6/7/2013 35 4.92 469,076 5,236


Attendu, Pierre 7 10/29/2012 00


Attendu, Pierre 7 10/29/2012 00 175,399


Attendu, Pierre 7 6/7/2013 35 4.92 178,132 1,957

Bombardier Inc. Performance Share Units/Unites d'actions liees au rendement

Bachant, Raymond 5 6/7/2013 57 164,650 -75,000


Bachant, Raymond 5 6/7/2013 57 4.92 59,250


Bachant, Raymond 5 6/7/2013 57 4.92 59,250

Bombardier Inc. Subordinate Voting Shares Classe B/ Class B Shares (

Bachant, Raymond 5 6/7/2013 57 4.92 110,836 59,250

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6274


Date T/OUnitPrice

Date/Month End


Subordinate Voting)


Beaudoin, Pierre 4, 5 6/9/2010 97 530,000


Beaudoin, Pierre 4, 5 6/9/2010 97 418,700


Beaudoin, Pierre 4, 5 6/9/2010 97 772,200 418,700


Beaudoin, Pierre 4, 5 6/7/2013 35 4.92 1,967,130 25,938


BRADEEN, RICHARD 5 6/9/2010 97 62,000


BRADEEN, RICHARD 5 6/9/2010 97 99,480 48,980


BRADEEN, RICHARD 5 6/7/2013 35 4.92 298,693 3,034


Cedervall, Peter John Olov

5 6/7/2013 57 14,500 -18,000

Bombardier Inc. Subordinate Voting Shares Classe B/ Class B Shares ( Subordinate Voting)


5 10/11/2011 00



5 6/7/2013 57 4.92 14,220 14,220


Desjardins, Daniel 5 6/7/2010 35 4.92 3,621


Desjardins, Daniel 5 6/9/2010 97 74,000


Desjardins, Daniel 5 6/9/2010 97 103,910 58,460


Desjardins, Daniel 5 6/7/2013 35 4.92 284,189 3,621


Hachey, Guy Charles 5 6/9/2010 97 226,000


Hachey, Guy Charles 5 6/9/2010 97 328,020 178,540


Hachey, Guy Charles 5 6/7/2013 35 4.92 863,723 11,060


Martel, Eric 5 6/7/2013 57 28,500 -36,000


Martel, Eric 5 6/7/2013 57 4.92 51,507 28,440


RIDOLFI, STEVEN 5 6/9/2010 97 64,000


RIDOLFI, STEVEN 5 6/9/2010 97 50,560 50,560


RIDOLFI, STEVEN 5 6/7/2013 35 4.92 240,885 3,132

Bombardier Inc. Options TROGER, Laurent René Octave

5 6/7/2013 51 444,133 -50,000

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6275


Date T/OUnitPrice

Date/Month End



TROGER, Laurent René Octave

5 6/7/2013 57 256,477 -50,000



5 6/7/2013 51 3.22 117,295 50,000



5 6/7/2013 10 4.9 79,795 -37,500



5 6/7/2013 57 4.92 119,295 39,500


Wennberg, Ake Bjorn 7 6/7/2013 57 109,279 -50,000


Wennberg, Ake Bjorn 7 6/7/2013 57 4.92 151,248 39,500


White, Deanna 5 6/7/2013 57 53,180 -25,000


White, Deanna 5 10/22/2012 00


White, Deanna 5 6/7/2013 57 4.92 19,750 19,750

Boston Pizza Royalties Income Fund

Units Boston Pizza Royalties Income Fund

1 6/10/2013 38 23.261 90,400 5,400



1 6/11/2013 38 23.161 97,500 7,100



1 6/12/2013 38 23.199 104,600 7,100

Brand Leaders Income Fund

Units Kovacs, Michael 4, 5 6/13/2013 10 11.35 3,600 -2,000

Brixton Metals Corporation

Common Shares Moodie, Cale 4, 5 6/10/2013 10 0.17 1,761,000 3,000

Brookfield Canada Office Properties

Units Deferred Units

Riddell Rose, Susan 4 4/22/2013 00

Brookfield Infrastructure Partners L.P.

Limited Partnership Units

Jacobson, Jr., Arthur L. 4 6/6/2013 10 34.526 14,000 4,000

Brookfield Office Properties Inc.

Common Shares Clark, Christie James Beckett

4 6/13/2013 10 17.18 8,094 5,814

Brookfield Property Partners L.P.


Brookfield Asset Management Inc.

3 6/5/2013 10 41,313,962 -2,433

Brookfield Property Partners L.P.


Maroun, Louis 4 6/10/2013 10 21.319 19,999 4,845

BTB Real Estate Investment Trust

Trust Units Cyr, Benoit 5 6/12/2013 10 4.54 18,457 2,500


Trust Units Léonard, Michel 4, 5 6/11/2013 10 4.65 10,736 600




Trust Units Léonard, Michel 4, 5 6/11/2013 10 4.67 13,836 2,400



Insider Reporting

June 20, 2013 (2013) 36 OSCB 6276


Date T/OUnitPrice

Date/Month End











Trust Units Polatos, Peter 4 6/12/2013 10 4.55 82,127 1,300

Buhler Industries Inc. Common Shares Buhler, John 3, 4 6/11/2013 11 6.2 111,340 -400

Buhler Industries Inc. Common Shares Buhler, John 3, 4 6/12/2013 10 6.2 110,540 -800

Cadillac Ventures Inc. Common Shares Brewster, Norman 5 6/10/2013 10 0.04 3,108,603 24,000

Cadillac Ventures Inc. Common Shares Brewster, Norman 5 6/10/2013 10 0.045 5,135,150 36,000

Cadillac Ventures Inc. Common Shares O'Shaughnessy, Leo 5 5/30/2013 10 0.04 451,000 2,000

CAE Inc. Long Term Incentives-Deferred Share Units

Leontidis, Nick 5 6/6/2013 57 7,970


Leontidis, Nick 5 6/6/2013 56 193,394 7,970


McKay, Damian 5 6/6/2013 00 13,042

CAE Inc. Options Employee Stock Option Plan

McKay, Damian 5 6/6/2013 00 62,300

CAE Inc. Restricted Share Units

McKay, Damian 5 6/6/2013 00 10,878

Calfrac Well Services Ltd.

Common Shares Leier, Chad Jeremy 5 6/10/2013 51 28.03 1,250 1,250


Common Shares Leier, Chad Jeremy 5 6/10/2013 10 30.6 0 -1,250


Common Shares Leier, Chad Jeremy 5 6/10/2013 51 21.57 400 400


Common Shares Leier, Chad Jeremy 5 6/10/2013 10 30.6 0 -400


Common Shares Leier, Chad Jeremy 5 6/10/2013 51 20.74 625 625


Common Shares Leier, Chad Jeremy 5 6/10/2013 10 30.6 0 -625


Options 2004 Stock Option Plan

Leier, Chad Jeremy 5 6/10/2013 51 28.03 30,900 -1,250



Leier, Chad Jeremy 5 6/10/2013 51 21.57 30,500 -400



Leier, Chad Jeremy 5 6/10/2013 51 20.74 29,875 -625

Calian Technologies Ltd.

Common Shares Calian Technologies Ltd

1 6/6/2013 38 20.15 1,400 1,400



1 6/7/2013 38 20.17 2,800 1,400



1 6/7/2013 38 0 -2,800



1 6/11/2013 38 20.05 1,400 1,400



1 6/11/2013 38 0 -1,400

Calloway Real Estate Investment Trust

Warrants Goldhar, Mitchell 3 10/31/2003 00




Warrants Goldhar, Mitchell 3 6/7/2013 90 1,500,000


Warrants Goldhar, Mitchell 3 6/7/2013 90 1,500,000

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6277


Date T/OUnitPrice

Date/Month End


Canaccord Financial Inc.

Rights Deferred Share Units (DSUs)

Bralver, Charles Norman

4 6/10/2013 56 6.1816 13,376 107



Carello, Massimo 4 6/10/2013 56 6.1816 6,828 55



Eeuwes, William J. 4 6/10/2013 56 6.1816 13,649 110



Harris, Michael Deane 4 6/10/2013 56 6.1816 30,018 241



Lyons, Terrence 4 6/10/2013 56 6.1816 16,266 131


Common Shares Mayer, Jens Joachim Thorwald

7 6/5/2013 10 6.34 295,985 -20,000


Common Shares Saunders, Graham Edward

7 6/12/2013 10 5.98 300,983 -4,200



7 6/13/2013 10 5.98 300,183 -800



7 6/13/2013 10 6.15 290,183 -10,000



Shah, Dipesh Jayantilal 4 6/10/2013 56 6.1816 3,039 24

Canadian General Investments, Limited

Common Shares Cook, James Gregory 4 6/12/2013 10 15.78 6,000 1,500

Canadian High Income Equity Fund

Units Canadian High Income Equity Fund

1 5/2/2013 38 11.11 3,000 3,000



1 5/2/2013 38 11.11 0 -3,000



1 5/7/2013 38 11.17 3,000 3,000



1 5/7/2013 38 11.17 0 -3,000



1 5/9/2013 38 11.16 1,500 1,500



1 5/9/2013 38 11.16 0 -1,500



1 5/10/2013 38 11.17 3,000 3,000



1 5/10/2013 38 11.17 0 -3,000



1 5/13/2013 38 11.06 300 300



1 5/13/2013 38 11.06 0 -300



1 5/14/2013 38 11.1 3,000 3,000



1 5/14/2013 38 11.1 0 -3,000



1 5/15/2013 38 11.09 3,000 3,000



1 5/15/2013 38 11.09 0 -3,000



1 5/16/2013 38 11.09 400 400



1 5/16/2013 38 11.09 0 -400



1 5/17/2013 38 11.09 1,600 1,600



1 5/17/2013 38 11.09 0 -1,600



1 5/21/2013 38 11.09 3,000 3,000



1 5/21/2013 38 11.09 0 -3,000



1 5/23/2013 38 11.16 3,000 3,000



1 5/23/2013 38 11.16 0 -3,000

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6278


Date T/OUnitPrice

Date/Month End




1 5/29/2013 38 11.28 3,000 3,000



1 5/29/2013 38 11.28 0 -3,000



1 5/30/2013 38 11.2 900 900



1 5/30/2013 38 11.2 0 -900



1 5/31/2013 38 11.12 2,600 2,600



1 5/31/2013 38 11.12 0 -2,600

Canadian Natural Resources Limited

Common Shares Jocksch, Terry James 5 6/10/2013 10 29.75 143,886 -1,000

Canadian Oil Sands Limited

Common Shares Bourne, Ian Alexander 4 6/14/2013 10 19.65 21,070 1,017


Common Shares LOWRY, Donald James

4 6/14/2013 10 19.65 26,921 1,638


Common Shares Shultz, C.E. (Chuck) 4 6/14/2013 10 19.65 105,870 1,017


Common Shares Twiss, Wesley R. 4 6/14/2013 10 19.65 1,638


Common Shares Twiss, Wesley R. 4 6/14/2013 10 19.65 1,638


Common Shares Twiss, Wesley R. 4 6/14/2013 10 19.65 54,071 1,017

Canadian Orebodies Inc.

Common Shares Cudney, Robert Douglas

3 6/5/2013 10 0.05 18,543,956 56,500


Common Shares Cudney, Robert Douglas

3 6/10/2013 10 0.04 18,643,956 100,000


Warrants Cudney, Robert Douglas

3 5/18/2013 55 0.475 6,119,728 -250,000

Canadian Pacific Railway Limited

Rights DSU Prentice, Peter Eric James

4 6/7/2013 00 740

Canadian Real Estate Investment Trust

Units Real Estate Investment Trust Units


1 6/3/2013 38 43.9 50,000 50,000




1 6/4/2013 38 42.97 66,700 16,700




1 6/5/2013 38 42.63 89,382 22,682




1 6/6/2013 38 42.7 100,000 10,618




1 6/7/2013 38 33,300 -66,700




1 6/11/2013 38 42.63 55,982 22,682




1 6/14/2013 38 0 -55,982

Canadian Tire Corporation, Limited

Non-Voting Shares Class A


1 6/7/2013 38 82.481 17,900 17,900




1 6/7/2013 38 82.481 0 -17,900




1 6/10/2013 38 82.632 10,000 10,000




1 6/10/2013 38 82.632 0 -10,000




1 6/11/2013 38 81.525 20,000 20,000




1 6/11/2013 38 81.525 0 -20,000




1 6/12/2013 38 80.705 20,000 20,000




1 6/12/2013 38 80.705 0 -20,000




1 6/13/2013 38 80.204 10,000 10,000

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6279


Date T/OUnitPrice

Date/Month End





1 6/13/2013 38 80.204 0 -10,000

Canadian Utilities Limited


McNabb, Barry 7 6/7/2013 30 75.93 848 97



McNabb, Barry 7 6/7/2013 30 75.93 849 1



McNabb, Barry 7 6/7/2013 10 74.578 449 -400



McNabb, Barry 7 6/7/2013 10 74.56 399 -50

Canadian Western Bank

Common Shares Eastwood, Michael Glen

5 6/13/2013 51 16.893 970 814


Options Eastwood, Michael Glen

5 6/13/2013 51 16.893 34,425 -2,000


Common Shares Hill, Kirby Trent 5 6/1/2013 00 735


Common Shares Hill, Kirby Trent 5 6/1/2013 00 1,331


Options Hill, Kirby Trent 5 6/1/2013 00 12,709


Rights Restricted Share Units

Hill, Kirby Trent 5 6/1/2013 00 2,183

Cancen Oil Canada Inc.

Common Shares Petersen, Brian Kenneth

4 6/11/2013 10 0.37 711,074 5,000

CanElson Drilling Inc. Common Shares Bratt, Michael Scott 4 6/13/2013 15 4.85 202,000 50,000

CanElson Drilling Inc. Common Shares Johnson, Dale Patrick 4 6/14/2013 10 5.1 34,138 -4,000

CANGOLD LIMITED Common Shares Archer, Robert Alexander

4, 5 6/6/2013 10 0.06 1,162,600 4,000


4, 5 6/11/2013 10 0.06 1,172,600 10,000


4, 5 6/12/2013 10 0.06 1,178,600 6,000

Canlan Ice Sports Corp.

Common Shares Gellard, Michael F. 5 6/12/2013 10 2.75 25,600 200


Common Shares Gellard, Michael F. 5 6/12/2013 10 2.85 26,400 800


Common Shares Wu, Ivan C. 5 6/13/2013 10 2.85 10,200 1,000

Canstar Resources Inc.

Common Shares Peterson, Dennis 4, 5 6/13/2013 00 816,668

Canstar Resources Inc.

Options Peterson, Dennis 4, 5 6/13/2013 00 300,000

CanWel Building Materials Group Ltd. (formerly, Canwel Holdings Corporation)

Common Shares Doman, Amardeip Singh

4 6/12/2013 10 2.41 15,812,709 50,800



4 6/13/2013 10 2.43 15,824,409 11,700



4 6/14/2013 10 2.5 16,229,909 405,500


Common Shares Seguin, Marc 4 6/12/2013 10 2.4 12,100 6,000

CardioCommSolutions, Inc.

Common Shares Grima, Etienne Anthony

4 6/6/2013 10 0.15 1,688,500 1,500



4 6/10/2013 10 0.15 1,690,000 1,500



4 6/13/2013 10 0.165 1,721,000 31,000

Cardiome Pharma Corp.

Common Shares Archibald, Jennifer 5 4/12/2013 37 7,399 -29,596


Options Archibald, Jennifer 5 4/12/2013 37 68,785 -275,141


Options Glickman, Richard 4 4/12/2013 37 47,000 -188,000

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6280


Date T/OUnitPrice

Date/Month End



Common Shares Grant, Sheila 5 4/12/2013 37 780 -3,120


Options Grant, Sheila 5 4/12/2013 37 59,500 -238,001


Common Shares Hunter, William L. 4, 5 4/4/2013 37 -2,040,000


Common Shares Hunter, William L. 4, 5 4/12/2013 37 510,000 -2,040,000


Options Hunter, William L. 4, 5 4/4/2013 37 -1,688,000


Options Hunter, William L. 4, 5 4/12/2013 37 422,000 -1,688,000


Options Lalji, Karim Fatehali 5 4/12/2013 37 149,111 -596,444


Common Shares RIEDER, ROBERT 4, 7 4/12/2013 37 33,819 -135,277


Options RIEDER, ROBERT 4, 7 4/12/2013 37 84,600 -338,400


Common Shares Roberts, Peter W 4 4/12/2013 37 500 -2,000


Options Roberts, Peter W 4 4/12/2013 37 37,000 -148,000


Common Shares Shlevin, Harold 4 4/12/2013 37 500 -2,000


Options Shlevin, Harold 4 4/12/2013 37 37,000 -148,000

Caribbean Utilities Company, Ltd.

Common Shares Class A Ordinary Shares

Small, Andrew 5 6/13/2013 51 8.76 15,040 14,000


Common Shares Class A Ordinary Shares

Small, Andrew 5 6/13/2013 11 10.4 1,040 -14,000


Options Small, Andrew 5 6/13/2013 51 8.76 0 -14,000

Carlisle Goldfields Limited

Common Shares DiGirolamo, Julio 5 6/7/2013 11 0.06 344,900 175,000


Warrants DiGirolamo, Julio 5 7/12/2011 00


Warrants DiGirolamo, Julio 5 6/7/2013 11 175,000 175,000


Common Shares Reid, Bruce 4 6/10/2013 11 0.06 21,737,944 2,500,000


Warrants Reid, Bruce 4 6/10/2013 11 3,000,000 2,500,000


Common Shares Sheldon, Donald A. 4 6/7/2013 16 0.06 4,541,666 1,666,666


Warrants Sheldon, Donald A. 4 11/6/2009 00


Warrants Sheldon, Donald A. 4 6/7/2013 16 0.1 1,666,666 1,666,666

CatamaranCorporation (formerly SXC Health Solutions Corp.)

Common Shares Park, Jeffrey Gary 5 6/6/2013 51 6.385 90,862 20,056






Common Shares Park, Jeffrey Gary 5 6/6/2013 10 48.008 65,144 -47,968


Common Shares Park, Jeffrey Gary 5 6/6/2013 10 48.413 63,326 -1,818


Options Park, Jeffrey Gary 5 6/6/2013 51 15.125 133,666 -7,480

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6281


Date T/OUnitPrice

Date/Month End







Common Shares Romza, John Henry 5 6/10/2013 10 48.71 171,145 -28,746


Common Shares Romza, John Henry 5 6/10/2013 10 49.505 167,942 -3,203


Common Shares Romza, John Henry 5 6/10/2013 10 50.5 167,742 -200

Cathedral Energy Services Ltd.

Common Shares Cathedral Energy Services Ltd.

1 6/6/2013 38 3.9522 0 -13,083

CellStop Systems Inc. Common Shares Olnick, Virginia 4 6/7/2013 00 1,300,000

Centric Health Corporation (formerly Alegro Health Corp.)

Common Shares Battista, Anthony 5 4/27/2012 00 22,813


Restricted Stock Units

Battista, Anthony 5 4/27/2012 00



Battista, Anthony 5 4/27/2012 00 48,125



Battista, Anthony 5 6/3/2013 10 0.52 22,813



Battista, Anthony 5 6/3/2013 56 0.52 -22,813



Battista, Anthony 5 6/3/2013 57 0.52 25,312 -22,813











Common Shares Bishai, Christina 5 6/3/2013 57 0.52 81,514 51,250



Bishai, Christina 5 5/31/2010 00



Bishai, Christina 5 5/31/2010 00 100,000



Bishai, Christina 5 6/3/2013 10 0.52 51,250



Bishai, Christina 5 6/3/2013 57 0.52 48,750 -51,250



Black, James Allen 5 4/8/2013 00



Black, James Allen 5 4/8/2013 00



Black, James Allen 5 6/3/2013 56 100,000 100,000


Common Shares Cohen, Shari 5 6/3/2013 57 0.52 26,415 20,000

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6282


Date T/OUnitPrice

Date/Month End




Cohen, Shari 5 5/7/2012 00



Cohen, Shari 5 5/7/2012 00 42,500



Cohen, Shari 5 6/3/2013 10 0.52 20,000



Cohen, Shari 5 6/3/2013 57 0.52 22,500 -20,000


Common Shares Cutler, David 5 6/3/2013 56 0.52 1,809,727 27,500



Cutler, David 5 6/3/2013 10 0.52 27,500



Cutler, David 5 6/3/2013 56 552,500 52,500



Cutler, David 5 6/3/2013 56 0.52 -27,500



Cutler, David 5 6/3/2013 57 0.52 525,000 -27,500


Common Shares Cuyegkeng, Maria Monica

5 6/3/2013 57 0.52 18,849 15,000



Cuyegkeng, Maria Monica

5 12/5/2011 00




5 12/5/2011 00 30,000




5 6/3/2013 10 0.52 15,000




5 6/3/2013 57 0.52 15,000 -15,000



Dennis, Christopher John Wesley

5 4/8/2013 00



Dennis, Christopher John Wesley

5 6/3/2013 56 100,000 100,000



Gagnon, Daniel 5 2/13/2013 00



Gagnon, Daniel 5 2/13/2013 00



Gagnon, Daniel 5 6/3/2013 56 100,000 100,000


Common Shares Glazer, Jacqueline Susan

5 6/3/2013 57 0.52 10,379 7,813



Glazer, Jacqueline Susan

5 12/8/2009 00




5 12/8/2009 00 15,625




5 6/3/2013 10 0.52 7,813




5 6/3/2013 57 0.52 7,812 -7,813


Common Shares Green, Moshe 7 5/7/2012 00 25,000



Green, Moshe 7 5/7/2012 00

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6283


Date T/OUnitPrice

Date/Month End




Green, Moshe 7 5/7/2012 00



Green, Moshe 7 5/7/2012 00 47,500



Green, Moshe 7 6/3/2013 10 0.52 25,000



Green, Moshe 7 6/3/2013 57 0.52 22,500 -25,000


Common Shares Mason, Diane Lynn 5 4/27/2012 00


Common Shares Mason, Diane Lynn 5 4/27/2012 00 20,000



Mason, Diane Lynn 5 4/27/2012 00



Mason, Diane Lynn 5 4/27/2012 00 42,500



Mason, Diane Lynn 5 6/3/2013 10 0.52 20,000



Mason, Diane Lynn 5 6/3/2013 57 0.52 22,500 -20,000


Common Shares Van Lankvelt, Bas 7 6/3/2013 57 54063 55,346 54,063



Van Lankvelt, Bas 7 5/7/2012 00



Van Lankvelt, Bas 7 5/7/2012 00 108,125



Van Lankvelt, Bas 7 6/3/2013 10 0.52 54,063



Van Lankvelt, Bas 7 6/3/2013 57 0.52 54,062 -54,063

Cequence Energy Ltd. Common Shares Stewart, Michael Robert

5 6/10/2013 30 1.6238 197,681 13,314

Cequence Energy Ltd. Common Shares Stewart, Michael Robert

5 6/10/2013 10 1.9203 174,501 -23,180

CGX Energy Inc. Options Jones, Dewi 5 10/20/2011 00



CGX Energy Inc. Common Shares Pacific Rubiales Energy Corp.

3 6/12/2013 10 0.13 497,812,785 5,000


3 6/14/2013 10 0.11 497,813,785 1,000


3 6/14/2013 10 0.115 497,887,785 74,000


3 6/14/2013 10 0.12 497,906,785 19,000

Chartwell Retirement Residences

Trust Units Harris, Michael Deane 4 6/12/2013 10 9.75 34,900 7,900


Trust Units Harris, Michael Deane 4 6/12/2013 10 9.74 36,300 1,400


Trust Units Harris, Michael Deane 4 6/12/2013 10 9.73 37,000 700

Chemtrade Logistics Income Fund

Trust Units Romano, Maryann 7 6/11/2013 10 17.36 17,325 400

Chieftain Metals Corp. Common Shares Procon Holdings (Alberta) Inc.

3 6/7/2013 11 396,774 -2,475,000


3 5/22/2013 00

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6284


Date T/OUnitPrice

Date/Month End



3 6/7/2013 11 2,475,000 2,475,000

CIBT Education Group Inc.

Common Shares Capital Alliance Group Inc.

1 6/12/2013 10 0.17 6,541,224 203,800

CIBT Education Group Inc.

Common Shares Chu, Toby 4, 5 6/12/2013 10 0.1749 5,953,347 100,000

Cineplex Inc. Deferred Share Units

Banks, Jordan 4 5/14/2013 00


Banks, Jordan 4 6/10/2013 56 510 510


Bruce, Robert W. 4 6/10/2013 56 6,450 510


Dea, Joan 4 6/10/2013 56 6,080 328


Greenberg, Ian 4 6/10/2013 56 6,450 510


Marwah, Sarabjit 4 6/10/2013 56 6,559 619


Munk, Anthony 4 6/10/2013 56 3,225 255


Sonshine, Edward 5 6/10/2013 56 7,830 619


Steacy, Robert Joseph 4 6/10/2013 56 4,148 328


Yaffe, Phyllis 4 6/10/2013 56 5,070 401

CipherPharmaceuticals Inc.

Common Shares Corriente Master Fund, LP

3 6/7/2013 10 4.2837 2,568,729 -9,100

Clairvest Group Inc. Common Shares Lazareck, Adam 7 6/6/2013 10 21.65 5,000 500

Clarke Inc. Convertible Debentures 6% Dec 2013 (CKI.DB.A)

Clarke Inc. 1 6/10/2013 10 97.75 $1,800,000 $61,000

Clarke Inc. Convertible Debentures 6% Dec 2013 (CKI.DB.A)

Clarke Inc. 1 6/12/2013 10 97.75 $1,825,000 $25,000

Clarke Inc. Common Shares Rapps, Michael 4, 6, 5 6/14/2013 10 4.6 20,200 200

Cliffmont Resources Ltd.

Options DeMare, Nick 4 6/12/2013 52 25,000 -115,800


Options DeMare, Nick 4 6/12/2013 52 60,000 -30,000


Common Shares Tindale, Jeffery 4 6/6/2013 10 0.18 524,000 3,000


Options Tindale, Jeffery 4 6/12/2013 52 135,000 -180,000

CNRP Mining Inc. Options Wettreich, Daniel 4, 5 4/16/2013 00

CNRP Mining Inc. Options Wettreich, Daniel 4, 5 5/30/2013 50 0.6 800,000 800,000

CNRP Mining Inc. Options Wettreich, Mark David 4, 5 4/15/2013 00

CNRP Mining Inc. Options Wettreich, Mark David 4, 5 5/30/2013 50 0.6 350,000 350,000

CNRP Mining Inc. Options White, Scott Fulton 4 4/16/2013 00

CNRP Mining Inc. Options White, Scott Fulton 4 5/30/2013 50 0.6 125,000 125,000

Coastal Contacts Inc. Common Shares Hardy, Roger 3, 4, 5 6/12/2013 10 4.8219 3,410,394 20,000

Coastal Contacts Inc. Common Shares Hardy, Roger 3, 4, 5 6/13/2013 10 4.6237 3,430,394 20,000

Colabor Group Inc. Common Shares Battersby, Jack 7 6/12/2013 10 3.21 1,000 1,000

Colabor Group Inc. Common Shares Battersby, Jack 7 6/13/2013 10 3.57 1,300 300


Insider Reporting

June 20, 2013 (2013) 36 OSCB 6285


Date T/OUnitPrice

Date/Month End





Colabor Group Inc. Common Shares Battersby, Jack 7 8/25/2009 00










Colorado Resources Ltd.

Common Shares Travis, Adam Robert 4, 5 6/11/2013 10 0.69 2,698,667 2,000













Colossus Minerals Inc. Common Shares Arias, J. Alberto 3, 4 6/12/2013 10 1.6 1,112,687 402,682

Colossus Minerals Inc. Common Shares Arias, J. Alberto 3, 4 6/12/2013 10 1.6 19,611,213 7,097,318

Colossus Minerals Inc. Common Shares Greenhouse, Alden Robert

5 6/12/2013 15 1.6 12,000 4,000


5 10/17/2011 00


5 6/12/2013 15 1.6 4,000 4,000

Colossus Minerals Inc. Notes Unsecured Gold-Liked Notes Due Dec. 31, 2016

Reeson, Douglas 4 2/6/2008 00


Reeson, Douglas 4 6/13/2013 10 69 $10 $10


Reeson, Douglas 4 6/13/2013 10 69.37 $120 $110


Reeson, Douglas 4 6/13/2013 10 69.8 $130 $10


Reeson, Douglas 4 6/13/2013 10 69.82 $140 $10


Reeson, Douglas 4 6/13/2013 10 69.85 $150 $10


Reeson, Douglas 4 6/13/2013 10 69.87 $300 $150

Colossus Minerals Inc. Common Shares Turner, John Stephen Morris

4 6/12/2013 15 1.6 17,000 5,000

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6286


Date T/OUnitPrice

Date/Month End


Colossus Minerals Inc. Common Shares Turner, John Stephen Morris

4 6/12/2013 15 1.6 28,000 5,000

Colossus Minerals Inc. Common Shares Wilkinson, Elizabeth Ann

5 11/1/2011 00

Colossus Minerals Inc. Common Shares Wilkinson, Elizabeth Ann

5 6/12/2013 15 1.6 15,000 15,000

COM DEV International Ltd.

Performance Share Units

Adamson, James 4 6/10/2013 56 8,073 1,362



Adamson, James 4 6/10/2013 56 10,546 2,452



Barney, Glenn 2 6/10/2013 56 20,790 3,625



Barney, Glenn 2 6/10/2013 56 20,790 3,625



BONDAR, ROBERTA LYNN

4 6/10/2013 56 4,266 1,362



BONDAR, ROBERTA LYNN

4 6/10/2013 56 1,412 1,090


Options Calhoun, Gary 5 6/10/2013 50 3.67 243,916 44,955



Calhoun, Gary 5 6/10/2013 56 45,936 8,386



Clark, Bruce 2 6/10/2013 56 18,389 3,286



Clark, Bruce 2 6/10/2013 56 18,389 3,286



Doran, Nigel Neil 2 6/10/2013 56 23,682 4,219



Doran, Nigel Neil 2 6/10/2013 56 23,682 4,219


Options Dyck, Paul Michael 4 6/10/2013 50 3.67 64,709 11,342



Dyck, Paul Michael 4 6/10/2013 56 23,453 4,234



Dyck, Paul Michael 4 6/10/2013 56 23,453 4,234



Dykstra, Kelly 2 6/10/2013 56 6,330 2,682



Dykstra, Kelly 2 6/10/2013 56 6,330 2,682



Friesen, Kenneth Allan 5 4/18/2012 00



Friesen, Kenneth Allan 5 6/10/2013 56 2,861 2,861



Friesen, Kenneth Allan 5 6/10/2013 56 12,262 2,861



HEALY, GREGORY 2 6/10/2013 56 22,141 3,909



HEALY, GREGORY 2 6/10/2013 56 22,141 3,909



Heffernan, William 2 6/10/2013 56 20,773 3,689



Heffernan, William 2 6/10/2013 56 20,773 3,689



Inker, Craig 2 6/10/2013 56 19,944 5,259



Inker, Craig 2 6/10/2013 56 15,866 5,259



KANE, JOSEPH 2 6/10/2013 56 35,678 6,320



KANE, JOSEPH 2 6/10/2013 56 35,678 6,320



Masotti, David 4 6/10/2013 56 4,765 1,362



Masotti, David 4 6/10/2013 56 6,033 4,087



McCabe, David 2 6/10/2013 56 15,716 3,319



McCabe, David 2 6/10/2013 56 15,716 3,319

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6287


Date T/OUnitPrice

Date/Month End




Mississian, Marina 2 6/10/2013 56 23,404 5,995



Mississian, Marina 2 6/10/2013 56 23,404 5,995


Options Pley, Michael Everett 5 6/10/2013 50 3.67 461,654 100,795



Pley, Michael Everett 5 6/10/2013 56 88,356 18,803



Ramsden, Ronald 2 6/10/2013 56 18,344 3,320



Ramsden, Ronald 2 6/10/2013 56 18,344 3,320



Reidel, Terry 4 6/10/2013 56 8,073 1,362



Reidel, Terry 4 6/10/2013 56 11,039 2,452


Options Spurrett, Robert 2 6/10/2013 50 3.67 131,580 24,330



Spurrett, Robert 2 6/10/2013 56 24,166 4,567



Spurrett, Robert 2 6/10/2013 56 24,166 4,567


Options Stajcer, Tony 2 6/10/2013 50 3.67 60,152 10,742



Stajcer, Tony 2 6/10/2013 56 22,678 4,010



Stajcer, Tony 2 6/10/2013 56 22,678 4,010


Options Stuart, John 2 6/10/2013 50 3.67 52,513 9,657



Stuart, John 2 6/10/2013 56 19,244 3,626



Stuart, John 2 6/10/2013 56 19,824 4,206


Options White, Dan 2 6/10/2013 50 3.67 205,830 36,384



White, Dan 2 6/10/2013 56 37,942 6,738



White, Dan 2 6/10/2013 56 37,942 6,738



Wiesel, Jeffrey Martin 2 6/10/2013 56 32,480 5,696



Wiesel, Jeffrey Martin 2 6/10/2013 56 32,480 5,696


Options Williams, Michael Brian 2 6/10/2013 50 3.67 188,944 35,059



Williams, Michael Brian 2 6/10/2013 56 35,602 6,544



Williams, Michael Brian 2 6/10/2013 56 35,602 6,544

Computer Modelling Group Ltd.

Common Shares Dedeluk, Kenneth Michael

4, 5 6/12/2013 10 23.001 605,000 -202,800


Common Shares Dedeluk, Kenneth Michael

4, 5 6/13/2013 10 23.25 600,000 -5,000


Common Shares Erdle, James Craig 5 6/10/2013 10 23 56,700 -20,000


Common Shares Kalman, John 5 6/12/2013 10 23 95,500 -20,000


Common Shares Kalman, John 5 6/12/2013 51 9.07 119,500 24,000


Options Kalman, John 5 6/12/2013 51 9.07 66,000 -24,000


Common Shares Nghiem, Long X 5 6/12/2013 10 23 363,400 -200,000


Common Shares Smith, Robert Frederick Morrison

4 6/10/2013 10 23 87,500 -10,000

Constellation Software Inc.

Common Shares Anzarouth, Bernard 5 6/10/2013 30 142.65 143,046 2,036


Common Shares AUNE, Jon Brian 4 6/10/2013 30 142.65 8,015 336

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6288


Date T/OUnitPrice

Date/Month End



Common Shares Bender, Jeffrey James 5 6/12/2013 30 142.65 112,583 3,186


Common Shares McKinnon, Ian Murray 4 6/13/2013 30 142.65 1,503 169


Common Shares Pethakas, Steve 5 6/12/2013 30 142.65 918 181


Common Shares Pethakas, Steve 5 6/12/2013 30 142.65 647 124


Common Shares Salna, Dexter Jonas 5 6/13/2013 30 142.65 -4,595


Common Shares Salna, Dexter Jonas 5 6/13/2013 30 142.65 14,946 4,595


Common Shares Salna, Dexter Jonas 5 6/13/2013 30 142.65 1,422 175


Common Shares Sucher, Benjamin 5 6/13/2013 10 144 176 38


Common Shares Sucher, Benjamin 5 6/13/2013 30 142.65 156 89

Copper Mountain Mining Corporation

Common Shares Shier, Rodney 4 6/11/2013 10 1.7 1,182,000 50,000





Corby Distilleries Limited

Common Shares Class A

Alexander, Andrew 5 5/24/2013 30 20.632 18,500 160



Holub, Paul 5 5/24/2013 30 20.632 12,834 133



Leburn, John Kevin Stewart

4, 5 5/24/2013 30 20.632 1,532 71



O'Driscoll, Roland Patrick

4, 5 5/24/2013 30 20.632 5,864 97



Valencia, Marc Andrew 5 5/24/2013 30 20.632 13,204 136

Cornerstone Metals Inc.

Common Shares Sveinson, Frederick J. 4, 5 6/10/2013 10 0.055 405,799 7,000

Coro Mining Corp. Options Cortes, Marcelo Claudio

5 6/12/2013 38 1.45 450,000 -250,000

Coro Mining Corp. Common Shares Dundee Corporation 3 6/10/2013 10 0.12 8,008,590 -4,500



Coro Mining Corp. Options Fretwell, Gordon 6 6/12/2013 52 400,000 -150,000

Coro Mining Corp. Options Philpot, Michael 4, 5 6/12/2013 38 1.45 1,300,000 -500,000

Coro Mining Corp. Options Stephens, Alan J. 4, 5 6/12/2013 38 1.45 2,410,000 -550,000

Coro Mining Corp. Options Towns, Damian Jon 5 6/12/2013 38 1.45 1,210,000 -350,000

Coro Mining Corp. Options Watts, Robert Arthur 4 6/11/2013 38 1.45 400,000 -150,000

Coro Mining Corp. Options Webster, Roderick John

4 6/12/2013 38 1.45 400,000 -150,000

Corona Gold Corporation (formerly Blue Echo Ventures Inc.)

Common Shares Kalman, James Alexander

4 6/6/2013 10 0.51 200,000 20,000



4 6/10/2013 10 0.51 208,500 8,500



4 6/11/2013 10 0.51 220,000 11,500



4 6/14/2013 10 0.51 258,000 38,000

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6289


Date T/OUnitPrice

Date/Month End




4 6/14/2013 10 0.52 268,000 10,000

Cortex Business Solutions Inc.

Options Henderson, Randall Douglas

4 6/10/2013 50 0.15 700,000 200,000


Options Lailey, Douglas J 4 6/11/2013 52 0.2 800,000 -200,000


Options Lailey, Douglas J 4 6/11/2013 50 0.15 1,000,000 200,000


Options Powell, Keith 4 6/8/2013 52 0.2 800,000 -200,000


Options Powell, Keith 4 6/10/2013 50 0.15 1,000,000 200,000


Options Ripplinger, Mark Stephen

4 6/8/2013 52 0.2 800,000 -200,000


Options Ripplinger, Mark Stephen

4 6/10/2013 50 0.15 1,000,000 200,000


Options Wong-Chor, Trevor 5 6/10/2013 50 0.15 775,000 150,000

Counsel Corporation Common Shares Levy, Robert Adam 7 6/7/2013 10 1.5 62,000 15,000

Crescent Point Energy Corp.

Common Shares Saxberg, Scott 4 7/2/2009 00


Common Shares Saxberg, Scott 4 6/12/2013 10 35.61 2,246 2,246




Common Shares Saxberg, Scott 4 6/13/2013 10 35.53 300 300







Creso Exploration Inc. Options Bouchard Jr., Jacques 4 2/26/2013 52 0.15 325,000 -300,000

CriticalControl Solutions Corp.

Common Shares Mamdani, Alykhan A. 4, 5 6/5/2013 10 25.5 10,000


Common Shares Mamdani, Alykhan A. 4, 5 6/5/2013 10 0.255 4,588,189 10,000


Common Shares Mamdani, Alykhan A. 4, 5 6/6/2013 10 25.5 2,500









Crown Gold Corporation

Common Shares Dunn, Stephen Ronald 4 6/10/2013 10 0.02 7,588,889 1,400,000

Cymbria Corporation Non-Voting Shares Class A Shares

Cymbria Corporation 1 6/10/2013 38 16.87 443,700 100


Cymbria Corporation 1 6/11/2013 38 16.727 446,700 3,000


Cymbria Corporation 1 6/12/2013 38 16.77 447,700 1,000

Cynapsus Therapeutics Inc.

Common Shares Giovinazzo, Anthony 3, 4, 5 6/7/2013 11 0.367 1,372,908 -90,000

DANIER LEATHER INC.

Subordinate Voting Shares

Danier Leather Inc. 1 5/31/2013 38 3,000 -37,000

DANIER LEATHER INC.


Danier Leather Inc. 1 6/7/2013 38 11.85 6,800 100

DANIER LEATHER INC.


Danier Leather Inc. 1 6/10/2013 38 11.85 7,800 1,000

DANIER LEATHER INC.


Danier Leather Inc. 1 6/11/2013 38 11.79 8,400 600

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6290


Date T/OUnitPrice

Date/Month End


DANIER LEATHER INC.

Options Kahn, Stephen 4 6/13/2013 51 10.96 0 -4,000

DANIER LEATHER INC.


Kahn, Stephen 4 6/13/2013 51 10.96 9,000 4,000

DANIER LEATHER INC.


Kahn, Stephen 4 6/13/2013 10 11.89 8,900 -100

DANIER LEATHER INC.


Kahn, Stephen 4 6/14/2013 10 11.8 8,600 -300

DANIER LEATHER INC.


Kahn, Stephen 4 6/14/2013 10 11.66 8,300 -300

DANIER LEATHER INC.


Kahn, Stephen 4 6/14/2013 10 11.6 7,300 -1,000

DANIER LEATHER INC.


Kahn, Stephen 4 6/14/2013 10 11.59 5,100 -2,200

DDS Wireless International Inc.

Common Shares Fast, Raymond Daniel 5 1/31/2012 00


Common Shares Fast, Raymond Daniel 5 1/31/2012 10 1.65 15,000


Common Shares Fast, Raymond Daniel 5 1/31/2012 51 1.65 15,000 15,000


Common Shares Fast, Raymond Daniel 5 6/4/2013 10 0 -15,000


Common Shares Fast, Raymond Daniel 5 6/6/2013 51 1.65 25,000 25,000


Options Fast, Raymond Daniel 5 1/31/2012 00


Options Fast, Raymond Daniel 5 1/31/2012 00


Options Fast, Raymond Daniel 5 6/6/2013 51 1.65 25,000


Options Fast, Raymond Daniel 5 6/6/2013 51 1.65 25,000

DELPHI ENERGY CORP.

Common Shares Angelidis, Tony 4, 5 6/12/2013 30 1.39 761,347 4,200

DELPHI ENERGY CORP.

Common Shares Batteke, Hugo 5 6/12/2013 30 1.39 195,931 3,818

DELPHI ENERGY CORP.

Common Shares Galvin, Michael 5 6/12/2013 30 1.39 81,250 3,895

DELPHI ENERGY CORP.

Common Shares Hume, Rod Allan 5 6/12/2013 30 1.39 177,947 4,276

DELPHI ENERGY CORP.

Common Shares Kohlhammer, Brian 5 6/12/2013 30 1.39 152,073 4,735

DELPHI ENERGY CORP.

Common Shares Reid, David James 4, 5 6/12/2013 30 1.39 247,668 5,728

Detour Gold Corporation

Common Shares Donovan, Patrick Joseph

5 6/11/2013 15 8.75 49,000 5,000


Common Shares Mavor, James Whyte 5 6/11/2013 15 8.75 15,000 10,000


Common Shares Panneton, Gerald 4, 5 6/11/2013 15 8.75 642,014 11,000


Common Shares Pineault, Rachel Anne 5 6/11/2013 15 8.75 2,800 2,000


Common Shares Robertson, James Donald

5 6/11/2013 15 8.75 12,885 2,000


Common Shares Teevan, Derek 5 6/11/2013 15 8.75 14,500 10,000

DiagnoCure Inc. Options Fradet, Yves 5 6/11/2013 50 0.25 601,306 250,000

DirectCash Payments Inc.

Common Shares Gallacher, Susan 3, 4 6/7/2013 10 24.02 93,728 -4,072

Diversinet Corp. Options Employee Stock Option Plan

Pak, Hon 5 6/10/2013 38 0 -1,750,000

Dollarama Inc. Common Shares Gonthier, Stéphane 5 4/17/2013 10 70.969 -57,800

Dollarama Inc. Common Shares Gonthier, Stéphane 5 4/17/2013 10 70.969 385,391 -60,000

DragonWave Inc. Common Shares McDonald, Timothy 3 6/10/2013 10 2.8219 6,292,335 99,100

DragonWave Inc. Options O'Neill, Lori 4 6/13/2013 00

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6291


Date T/OUnitPrice

Date/Month End


DragonWave Inc. Options O'Neill, Lori 4 6/13/2013 50 2.8 14,500 14,500

DREAM Unlimited Corp.

Subordinate Voting Shares Class A

Cruise, Brydon 4 6/5/2013 10 11.82 4,000 2,000

Dunav Resources Ltd. Warrants Dundee Corporation 3 6/6/2013 55 0 -833,500

Dunav Resources Ltd. Warrants Fennell, David 4, 5 6/3/2013 55 0 -83,333

Dunav Resources Ltd. Warrants Minto, Robert 4 6/3/2013 55 0 -4,166

Dunav Resources Ltd. Warrants Plante, Carole 5 6/3/2013 55 0 -10,000

Dundee Corporation Rights Deferred Share Units

Beauchamp, Normand 4 6/7/2013 56 104,390 55,050


Goodman, David Jason 4, 7 6/7/2013 56 38,017 20,048


Goodman, Jonathan Carter

4 6/7/2013 56 89,791 47,351


Goodman, Ned 3, 4, 5 6/7/2013 56 643,640 66,761


Gordon, Harold P. 4, 5 6/7/2013 56 657,712 346,844


Jacob, Ellis 4 6/7/2013 56 60,404 31,854


lowy, frederick hans 4 6/7/2013 56 112,516 59,335


MacRae, Garth A. C. 4, 5 6/7/2013 56 97,892 51,623


McLeish, Robert 4 6/7/2013 56 75,377 39,750


Sinclair, Alistair Murray 4 6/10/2013 56 3,273 339


Soames, Jeremy 4 6/7/2013 56 2,126 1,121


Sparks, Kenneth Barry 4 6/7/2013 56 44,773 23,611

Dundee Precious Metals Inc.

Common Shares Dundee Corporation 3 6/7/2013 10 4.818 31,159,807 31,000


Common Shares Dundee Corporation 3 6/10/2013 54 2.85 34,720,807 3,561,000


Warrants Dundee Corporation 3 6/10/2013 54 2.85 0 -3,561,000

Dynacor Gold Mines Inc.

Common Shares Demers, Roger 4 2/25/2010 90 -50,000

Dynacor Gold Mines Inc.

Common Shares Demers, Roger 4 2/25/2010 90 0 -100,000

Dynex Power Inc. Common Shares Kempton, Mark Andrew 5 6/13/2013 47 33,278 -32,374

Eaglewood Energy Inc.

Options Grad, Stan 4 6/3/2013 50 50,000


Options Grad, Stan 4 6/3/2013 50 0.325 400,000 50,000


Options Jones, Ross 5 1/10/2013 00


Options Jones, Ross 5 6/3/2013 50 50,000 50,000

Eastmain Resources Inc.

Options BEZEAU, JAMES LAWRENCE

5 6/11/2013 50 0.33 950,000 250,000


Options Bryans, Ian James 4 6/11/2013 50 0.33 300,000 50,000


Options Goldman, Jason Ira 5 6/11/2013 50 0.33 300,000 50,000


Options Hansuld, John Alexander

4 6/11/2013 50 0.33 350,000 50,000


Options Joyce, David K. 4 6/11/2013 50 0.33 296,000 50,000


Options KOYLE, WILLIAM L. 4 6/11/2013 50 0.33 300,000 50,000


Options Robinson, Donald, James

4, 5 6/11/2013 50 0.33 1,400,000 250,000

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6292


Date T/OUnitPrice

Date/Month End


EcoSynthetix Inc. Common Shares VanEgdom, Edward (Ted)

5 6/12/2013 51 0.0786 100,000 100,000

EcoSynthetix Inc. Options VanEgdom, Edward (Ted)

5 6/12/2013 51 0.0786 398,748 -100,000

Eldorado Gold Corporation

Common Shares Xu, Hailong 5 6/10/2013 36 7.93 10,450 10,450



Xu, Hailong 5 6/10/2013 36 28,823 -2,524



Xu, Hailong 5 6/10/2013 36 20,897 -7,926

Eloro Resources Ltd. Common Shares SAUVE, FRANCIS 4 6/12/2013 10 0.015 735,750 -27,604

Empire Industries Ltd. Common Shares Marshall, Robert Glenn 4 6/12/2013 10 0.05 3,718,230 10,000

Enablence Technologies Inc.

Common Shares Paradigm Capital Partners Limited

3 11/27/2012 00



3 11/27/2012 00



3 11/27/2012 00



3 11/27/2012 00 20,196,499



3 11/27/2012 16 0.0165 83,716,300 63,519,801



3 12/5/2012 37 4,185,815 -79,530,485



3 12/11/2012 10 0.16 19,500



3 12/11/2012 10 0.16 19,500



3 12/12/2012 10 0.192 2,500



3 12/13/2012 10 0.1909 5,500



3 12/13/2012 10 0.1909 -500



3 12/14/2012 10 0.2276 10,500



3 12/27/2012 10 0.115 48,500



3 12/28/2012 10 0.1117 29,500



3 12/31/2012 10 0.115 35,000



3 1/16/2013 10 0.105 17,000



3 1/25/2013 10 0.1239 130,500



3 1/28/2013 10 0.1512 104,500



3 1/30/2013 10 0.1581 105,000



3 1/31/2013 10 0.1708 54,500



3 2/1/2013 10 0.1696 74,000



3 2/4/2013 10 0.17 20,500



3 2/6/2013 10 0.23 18,500



3 2/7/2013 10 0.245 -25,000



3 2/12/2013 10 0.2356 44,500



3 2/13/2013 10 0.2296 36,500



3 2/14/2013 10 0.2271 35,000



3 2/15/2013 10 0.22 7,500

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6293


Date T/OUnitPrice

Date/Month End




3 2/15/2013 10 0.22 7,500



3 3/13/2013 10 0.187 271,500



3 3/14/2013 10 0.2 173,500



3 3/19/2013 10 0.22 27,500



3 3/19/2013 10 0.22 27,500



3 3/19/2013 10 0.22 27,500



3 3/19/2013 10 0.22 27,500



3 3/20/2013 10 0.22 1,000



3 3/25/2013 10 0.22 1,500



3 3/27/2013 10 0.22 5,000



3 3/28/2013 10 0.22 74,500



3 4/1/2013 10 0.22 7,000



3 4/4/2013 10 0.22 3,500



3 4/5/2013 10 0.22 4,500



3 4/8/2013 10 0.22 10,500



3 4/9/2013 10 0.22 3,500



3 4/12/2013 10 0.22 500



3 4/15/2013 10 0.22 500



3 4/16/2013 10 0.22 9,000



3 4/17/2013 10 0.22 2,500



3 4/18/2013 10 0.22 500



3 4/23/2013 10 0.23 1,500



3 4/24/2013 10 0.22 5,500



3 4/26/2013 10 0.22 1,000



3 4/29/2013 10 0.22 5,000



3 5/2/2013 10 0.22 1,000



3 5/3/2013 10 0.22 2,500



3 5/6/2013 10 0.22 500



3 5/7/2013 10 0.22 10,000



3 5/8/2013 10 0.22 15,000



3 5/13/2013 10 0.22 9,000



3 5/14/2013 10 0.22 16,500



3 5/15/2013 10 0.22 10,000



3 5/16/2013 10 0.22 23,000



3 5/17/2013 10 0.22 8,500

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6294


Date T/OUnitPrice

Date/Month End




3 5/21/2013 10 0.22 12,500



3 5/22/2013 10 0.22 5,000



3 5/23/2013 10 0.22 2,500



3 5/24/2013 10 0.22 500



3 5/28/2013 10 0.22 1,000



3 5/29/2013 10 0.22 4,000



3 5/30/2013 10 0.22 500



3 5/31/2013 10 0.22 121,000



3 6/3/2013 10 0.22 60,500



3 6/4/2013 10 0.1679 31,000



3 6/5/2013 10 0.15 1,000



3 6/6/2013 10 0.1504 53,000



3 6/7/2013 10 0.1406 218,500



3 11/27/2012 00



3 12/11/2012 10 0.16 19,500 19,500



3 12/12/2012 10 0.192 22,000 2,500



3 12/13/2012 10 0.1909 27,500 5,500



3 12/13/2012 10 0.1909 27,000 -500



3 12/14/2012 10 0.2276 37,500 10,500



3 12/27/2012 10 0.115 86,000 48,500



3 12/28/2012 10 0.1117 115,500 29,500



3 12/31/2012 10 0.115 150,500 35,000



3 1/16/2013 10 0.105 167,500 17,000



3 1/25/2013 10 0.1239 298,000 130,500



3 1/28/2013 10 0.1512 402,500 104,500



3 1/30/2013 10 0.1581 507,500 105,000



3 1/31/2013 10 0.1708 562,000 54,500



3 2/1/2013 10 0.1696 636,000 74,000



3 2/4/2013 10 0.17 656,500 20,500



3 2/6/2013 10 0.23 675,000 18,500



3 2/7/2013 10 0.245 650,000 -25,000



3 2/12/2013 10 0.2356 694,500 44,500



3 2/13/2013 10 0.2296 731,000 36,500



3 2/14/2013 10 0.2271 766,000 35,000



3 2/15/2013 10 0.22 773,500 7,500

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6295


Date T/OUnitPrice

Date/Month End




3 3/12/2013 99 904,500 131,000



3 3/13/2013 10 0.187 1,176,000 271,500



3 3/14/2013 10 0.2 1,349,500 173,500



3 3/19/2013 10 0.22 1,377,000 27,500



3 3/20/2013 10 0.22 1,378,000 1,000



3 3/25/2013 10 0.22 1,379,500 1,500



3 3/27/2013 10 0.22 1,384,500 5,000



3 3/28/2013 10 0.22 1,459,000 74,500



3 4/1/2013 10 0.22 1,466,000 7,000



3 4/4/2013 10 0.22 1,469,500 3,500



3 4/5/2013 10 0.22 1,474,000 4,500



3 4/8/2013 10 0.22 1,484,500 10,500



3 4/9/2013 10 0.22 1,488,000 3,500



3 4/12/2013 10 0.22 1,488,500 500



3 4/15/2013 10 0.22 1,489,000 500



3 4/16/2013 10 0.22 1,498,000 9,000



3 4/17/2013 10 0.22 1,500,500 2,500



3 4/18/2013 10 0.22 1,501,000 500



3 4/23/2013 10 0.23 1,502,500 1,500



3 4/24/2013 10 0.22 1,508,000 5,500



3 4/26/2013 10 0.22 1,509,000 1,000



3 4/29/2013 10 0.22 1,514,000 5,000



3 5/2/2013 10 0.22 1,515,000 1,000



3 5/3/2013 10 0.22 1,517,500 2,500



3 5/6/2013 10 0.22 1,518,000 500



3 5/7/2013 10 0.22 1,528,000 10,000



3 5/8/2013 10 0.22 1,543,000 15,000



3 5/13/2013 10 0.22 1,552,000 9,000



3 5/14/2013 10 0.22 1,568,500 16,500



3 5/15/2013 10 0.22 1,578,500 10,000



3 5/16/2013 10 0.22 1,601,500 23,000



3 5/17/2013 10 0.22 1,610,000 8,500



3 5/21/2013 10 0.22 1,622,500 12,500



3 5/22/2013 10 0.22 1,627,500 5,000



3 5/23/2013 10 0.22 1,630,000 2,500

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6296


Date T/OUnitPrice

Date/Month End




3 5/24/2013 10 0.22 1,630,500 500



3 5/28/2013 10 0.22 1,631,500 1,000



3 5/29/2013 10 0.22 1,635,500 4,000



3 5/30/2013 10 0.22 1,636,000 500



3 5/31/2013 10 0.22 1,757,000 121,000



3 6/3/2013 10 0.22 1,817,500 60,500



3 6/4/2013 10 0.1679 1,848,500 31,000



3 6/5/2013 10 0.15 1,849,500 1,000



3 6/6/2013 10 0.1504 1,902,500 53,000



3 6/7/2013 10 0.1406 2,121,000 218,500

Encana Corporation Common Shares Schopp, John 7, 5 6/13/2013 10 17.655 3,783 1,200


Encana Corporation Common Shares Schopp, John 7, 5 6/13/2013 10 17.659 6,283 200




Encana Corporation Common Shares Shaw, Brian Gordon 4 2/12/2013 00

Encana Corporation Common Shares Shaw, Brian Gordon 4 6/12/2013 10 17.98 6,100 6,100

Encana Corporation Common Shares Shaw, Brian Gordon 4 6/12/2013 10 17.95 10,000 3,900

EnerCare Inc. (formerly The Consumers' Waterheater Income Fund)

Common Shares Pantelidis, James 4 6/11/2013 10 9.2 23,713 1,000

Energy Fuels Inc. Common Shares Inwentash, Sheldon 4 6/13/2013 11 0.14 1,000,000

Energy Fuels Inc. Common Shares Inwentash, Sheldon 4 6/13/2013 11 0.14 1,000,000

Energy Fuels Inc. Warrants 2015 Inwentash, Sheldon 4 6/13/2013 11 0.19 500,000

Energy Fuels Inc. Warrants 2015 Inwentash, Sheldon 4 6/13/2013 11 0.19 500,000

Energy Fuels Inc. Common Shares Moylan, Graham Gerald

5 9/1/2012 00

Energy Fuels Inc. Common Shares Moylan, Graham Gerald

5 6/13/2013 16 0.14 714,286 714,286

Energy Fuels Inc. Warrants 2013 Moylan, Graham Gerald

5 9/1/2012 00

Energy Fuels Inc. Warrants 2013 Moylan, Graham Gerald

5 6/13/2013 16 0.19 357,143 357,143

Energy Fuels Inc. Common Shares Patricio, Richard J 4 6/13/2013 15 0.14 386,000 250,000

Energy Fuels Inc. Warrants 2015 Patricio, Richard J 4 2/29/2012 00

Energy Fuels Inc. Warrants 2015 Patricio, Richard J 4 6/13/2013 15 0.19 125,000 125,000

Enerplus Corporation Common Shares Caza, Jo-Anne M. 5 4/20/2004 30 37.278 13,952 22

EnerVest Diversified Income Trust

Warrants Rain, David James 4 6/6/2013 15 11.94 491 491

Enhanced Oil Resources, Inc.

Common Shares PEAVY, MARK ALAN 5 6/7/2013 10 0.08 1,629,000 160,000

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6297


Date T/OUnitPrice

Date/Month End


Enseco Energy Services Corp.

Common Shares Ratushny, M. Scott 4 6/11/2013 10 0.36 1,791,550 14,500

Enseco Energy Services Corp.

Common Shares Ratushny, M. Scott 4 6/7/2013 10 0.35 26,000 1,000

Enterprise Group, Inc. Common Shares Bachman, Douglas Charles

5 3/17/2013 00 484,589

Enterprise Group, Inc. Options Bachman, Douglas Charles

5 3/17/2013 00 150,000

Enterprise Group, Inc. Options Cabral, Warren 5 6/14/2013 50 0.5 250,000 150,000

Enterprise Group, Inc. Common Shares JAROSZUK, LEONARD

4, 5 6/14/2013 11 0.2 5,489,332 1,000,000

Enterprise Group, Inc. Options JAROSZUK, LEONARD

4, 5 6/14/2013 50 1,500,000

Enterprise Group, Inc. Options JAROSZUK, LEONARD

4, 5 6/14/2013 50 2,840,000 1,500,000

Enterprise Group, Inc. Options O'Kell, Desmond 5 6/14/2013 50 1,140,000 400,000

Environmental Waste International Inc.

Common Shares Gerard, Emanuel 4 6/13/2013 51 0.12 4,274,948 100,000


Options Gerard, Emanuel 4 6/11/2013 50 0.2 825,000 125,000


Options Gerard, Emanuel 4 6/13/2013 51 0.12 725,000 -100,000


Options Martinsons, Valdis Andris

4 6/11/2013 50 0.2 875,000 125,000


Common Shares Russell, Thomas Alexander

4 6/11/2013 00 1,109,000



4 6/12/2013 10 0.095 1,114,000 5,000



4 6/11/2013 00 6,316,300


Options Russell, Thomas Alexander

4 6/11/2013 00



4 6/11/2013 00



4 6/11/2013 50 0.2 125,000 125,000

Epsilon Energy Ltd. Common Shares Epsilon Energy Ltd. 1 6/3/2013 38 0 -52,500

Equitable Group Inc. Common Shares Moor, Andrew 5 6/7/2013 10 36.24 62,513 -400

Equitable Group Inc. Common Shares Moor, Andrew 5 6/10/2013 10 36.23 61,813 -700

Equitable Group Inc. Common Shares Moor, Andrew 5 6/11/2013 51 11.55 62,913 1,100

Equitable Group Inc. Options Options granted

Moor, Andrew 5 6/11/2013 51 11.55 226,692 -1,100

Equity Financial Holdings Inc. (formerly, Grey Horse Corporation)

Common Shares Gerrior, Michael 4 6/12/2013 10 10.4 11,055 -10,000


Common Shares Kyprianou, Nicolaos K. 7 6/14/2013 30 10.403 239,561 2,894


Common Shares Kyprianou, Nicolaos K. 7 6/14/2013 30 10.403 240,525 964


Common Shares Smith, Paul G. 7, 5 5/31/2013 30 10.4 459,358 3,701


Common Shares Smith, Paul G. 7, 5 5/31/2013 30 10.4 460,581 1,223

Esperanza Resources Corp.

Common Shares O'Flaherty, Daniel 5 6/10/2013 10 0.67 300,500 5,000

Essential Energy Services Ltd.

Common Shares Amundson, Garnet K. 4, 5 6/7/2013 51 1.09 501,554 100,000

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6298


Date T/OUnitPrice

Date/Month End



Common Shares Amundson, Garnet K. 4, 5 6/7/2013 10 401,554 -100,000


Options Amundson, Garnet K. 4, 5 6/7/2013 51 1.09 1,321,900 -100,000

Ethos Gold Corp. Common Shares Freeman, Gary Richard 4, 5 6/6/2013 10 0.225 321,500 15,000

Exall Energy Corporation

Options Dueck, Roger 4, 5 6/4/2013 52 555,250 -320,000


Options Kerr, Glen Douglas 5 6/4/2013 52 453,750 -100,000


Options Lang, Bernard 4 6/4/2013 52 -90,000


Options Lang, Bernard 4 6/4/2013 52 -90,000


Options Phipps, Roderick Ian 4 6/4/2013 52 170,000 -90,000


Options Rebeyka, Frank S. 4, 5 6/4/2013 52 239,000 -150,000


Options Roman, Stephen G. 4, 5 6/4/2013 52 352,000 -160,000

Excellon Resources Inc.

Common Shares Cahill, Brendan Thomas

5 6/10/2013 10 1.58 52,780 1,000


Common Shares Excellon Resources Inc.

1 6/3/2013 38 1.69 55,100 500



1 6/4/2013 38 1.6464 56,200 1,100



1 6/5/2013 38 1.67 56,400 200



1 6/6/2013 38 1.68 56,700 300



1 6/7/2013 38 1.65 57,200 500



1 6/11/2013 38 1.6167 57,800 600



1 6/12/2013 38 1.6 58,000 200



1 6/13/2013 38 1.57 58,300 300



1 6/14/2013 38 1.58 58,700 400

Faircourt Gold Income Corp.

Common Shares Faircourt Asset Management Inc.

8 6/13/2013 10 5.06 48,500 2,000

Finning International Inc.

Units Deferred Share Units

Bacarreza, Ricardo 4 6/6/2013 56 22.58 45,050 302



Carter, James Edward Clark

4 6/6/2013 56 22.58 33,320 224



Dickinson, Neil Robert 5 6/6/2013 56 22.58 42,691 286



Emerson, David Lee 4 6/6/2013 56 22.58 135



Emerson, David Lee 4 6/6/2013 56 22.58 20,083 135



Fraser, Andrew Stewart

5 6/6/2013 56 22.58 53,017 356



Harrod, Darcy Joel 5 6/6/2013 56 22.58 4,412 30



Marks, Anna Pia 5 6/6/2013 56 22.58 21,519 144



Merinsky, Thomas Michael

5 6/6/2013 56 22.58 4,412 30



O'Neill, Kathleen M. 4 6/6/2013 56 22.58 26,677 179



Patterson, Christopher William

4 6/6/2013 56 22.58 7,076 47



Primrose, David Francis Neil

5 6/6/2013 56 22.58 4,412 30



Reid, John McDonald 4 6/6/2013 56 22.58 24,887 167



Simon, Andrew Henry 4 6/6/2013 56 22.58 47,135 316

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6299


Date T/OUnitPrice

Date/Month End




Thomas, Christopher 5 6/6/2013 56 22.58 50,695 340



Turner, Bruce Lyndon 4 6/6/2013 56 22.58 16,821 113



Villegas, Juan Carlos 5 6/6/2013 56 22.58 69,936 326



Waites, Michael T. 4, 5 6/6/2013 56 22.58 11,858 80



Whitehead, Douglas William Geoffrey

4, 5 6/6/2013 56 22.58 46,059 309



Wilson, Michael M. 4 6/6/2013 56 22.58 1,704 11

Firm Capital Mortgage Investment Corporation

Convertible Debentures 5.4% Debentures

Mair, Jonathon 4, 5 1/1/2011 00

Firm Capital Mortgage Investment Corporation

Convertible Debentures 5.4% Debentures

Mair, Jonathon 4, 5 6/13/2013 10 $200,000 $200,000

Firm Capital Property Trust

Units Dadouch, Eli 4, 5 6/12/2013 10 4.85 18,000 3,000

First Capital Realty Inc.

Common Shares Todd, John 7 6/5/2013 51 15.469 20,190 17,200


Common Shares Todd, John 7 6/5/2013 10 18.9 15,790 -4,400






















Options Todd, John 7 6/6/2013 51 15.469 94,488 -17,200





First Quantum Minerals Ltd

Common Shares Harding, Robert J 4 5/7/2013 00


Common Shares Harding, Robert J 4 6/10/2013 10 17.8 15,000 15,000


Common Shares 49,266,624

Harding, Robert J 4 5/7/2013 00


Common Shares 49,266,624

Harding, Robert J 4 6/10/2013 10 17.8 15,000

Foraco International SA

Common Shares Durocher, Claude 5 6/12/2013 10 0.9 120,000 20,000

Foran Mining Corporation

Common Shares Soares, Patrick 5 6/10/2013 10 0.26 2,682,000 25,000

Foran Mining Corporation

Common Shares Thiessen, Tim 5 6/10/2013 10 0.265 35,000 10,000

Fortune Minerals Limited

Common Shares Goad, Robin Ellis 4, 5 6/11/2013 10 0.24 187,586 100,000


Common Shares Naik, Mahendra 4 6/13/2013 10 0.24 223,000 100,000


Options Naik, Mahendra 4 1/31/2013 50 0.6 810,000 150,000

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6300


Date T/OUnitPrice

Date/Month End



Common Shares Romaniuk, Michael Andrew

5 6/11/2013 11 0.24 150,000


Common Shares Romaniuk, Michael Andrew

5 6/11/2013 10 0.24 190,000 150,000

FP Newspapers Inc. Common Shares Finley, Laurie 5 6/5/2013 10 4.9 95 -1,000

Fronsac Real Estate Investment Trust

Options GRIMARD, MARTIN 4, 5 6/10/2013 51 0.25 20,000 -10,000

Fronsac Real Estate Investment Trust

Participation Units GRIMARD, MARTIN 4, 5 6/10/2013 30 0.25 314,800 10,000

Galaxy Lithium One Inc.

Class A Shares Galaxy Resources Limited

3 7/3/2012 00

Galaxy Lithium One Inc.

Class A Shares Galaxy Resources Limited

3 7/3/2012 00 127,032,469

Galaxy Resources Limited

Options Kwan, Kai Cheong 4 7/3/2012 00


Options Kwan, Kai Cheong 4 7/3/2012 00 1,000,000


Common Shares Meloncelli, Andrew Leslie

5 7/3/2012 00


Common Shares Meloncelli, Andrew Leslie

5 7/3/2012 00 18,247


Common Shares Readhead, Craig Leslie 4 7/3/2012 00


Common Shares Readhead, Craig Leslie 4 7/3/2012 00 750,000


Common Shares Ren, Xiaojian 4 7/3/2012 00


Common Shares Ren, Xiaojian 4 7/3/2012 00 38,091,616


Options Sobolewski, John Adam

5 7/3/2012 00


Options Sobolewski, John Adam

5 7/3/2012 00 2,200,000


Options Tse, Anthony Peter 4 7/3/2012 00


Options Tse, Anthony Peter 4 7/3/2012 00 1,000,000


Common Shares Wanless, Robert James

4 7/3/2012 00


Common Shares Wanless, Robert James

4 7/3/2012 00 1,300,740

Galway Gold Inc. Options de Souza Costa, José Gustavo

4 12/20/2012 00

Galway Gold Inc. Options de Souza Costa, José Gustavo

4 6/4/2013 50 0.2 700,000 700,000

Gamehost Inc. Common Shares Thomas, Craig McLeod 5 6/13/2013 10 13.1 11,350 500

Gatekeeper Systems Inc.

Options Chin, Kelsey 5 6/3/2013 00 25,000

Genworth MI Canada Inc.

Common Shares Piroli, Robert John 5 6/14/2013 00 2


Options Piroli, Robert John 5 6/14/2013 00 5,000



Piroli, Robert John 5 6/14/2013 00 2,114

GLENTEL Inc. Common Shares DeVuyst, Dirk C.A. 4 6/12/2013 10 17.8 72,308 -500



GLENTEL Inc. Common Shares DeVuyst, Dirk C.A. 4 6/13/2013 10 17.77 70,308 -1,100




Insider Reporting

June 20, 2013 (2013) 36 OSCB 6301


Date T/OUnitPrice

Date/Month End







GLENTEL Inc. Common Shares Glentel Inc. 1 5/22/2013 38 17.442 1,100 1,100









GLENTEL Inc. Common Shares Glentel Inc. 1 6/3/2013 38 11,550 -12,850










GLENTEL Inc. Common Shares Skidmore, A. Allan 4, 6, 5 6/12/2013 10 17.9 332,328 -2,200

Global Dividend Growers Income Fund

Trust Units Brasseur, Jeremy 6 5/31/2013 10 10 4,000 -1,000

Gluskin Sheff + Associates Inc.


Beeston, Paul 5 6/14/2013 35 7,811 70



CARTY, DONALD 4 6/14/2013 35 9,662 88



Freedman, Jeremy Mark

4, 5 6/14/2013 35 38,487 350



Gobert, Wilfred Arthur 4 6/14/2013 35 12,206 111



Leboff, Bruce 5 6/14/2013 35 19,267 175



Moody, Jeffrey 5 6/14/2013 35 29,537 269



Morris, David Roy 5 6/14/2013 35 6,864 62



Solway, Herbert 4 6/14/2013 35 16,241 147



Themens, Pierre-Andre 4 6/14/2013 35 12,644 115

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6302


Date T/OUnitPrice

Date/Month End




Webb, William Reid 5 6/14/2013 35 13,650 124



Weiss, Robert Samson 4 6/14/2013 35 17,860 162

Gold Canyon Resources Inc.

Common Shares Moritz, Richard 5 6/12/2013 10 0.29 161,000 25,000

Gold Reserve Inc. Options Stock Options

COLEMAN, James Hayward

4 6/11/2013 50 260,000 50,000


Geyer, James 4 6/11/2013 50 3 260,000 50,000


McChesney, Patrick 4 6/11/2013 50 3 260,000 50,000


Mikkelsen, Chris 4 6/11/2013 50 3 260,000 50,000


Potvin, Jean-Charles 4 6/11/2013 50 3 260,000 50,000

Gold Royalties Corporation (formerly Richmond Row Capital Corp.)

Common Shares Kalt, Ryan 4, 5 6/14/2013 10 0.6 654,851 500


Common Shares Kalt, Ryan 4, 5 6/10/2013 10 0.49 602,500 1,000









Goldgroup Mining Inc. Common Shares Fraga Pena, Gabino 4 6/11/2013 00

Goldgroup Mining Inc. Options Fraga Pena, Gabino 4 6/11/2013 00

Goldgroup Mining Inc. Warrants Fraga Pena, Gabino 4 6/11/2013 00

Goldgroup Mining Inc. Common Shares Peralta, Enrique 4 6/11/2013 00

Goldgroup Mining Inc. Options Peralta, Enrique 4 6/11/2013 00

Goldgroup Mining Inc. Warrants Peralta, Enrique 4 6/11/2013 00

Goldgroup Mining Inc. Common Shares Reyes, Javier 4 6/11/2013 00

Goldgroup Mining Inc. Options Reyes, Javier 4 6/11/2013 00

Goldgroup Mining Inc. Warrants Reyes, Javier 4 6/11/2013 00

Goldgroup Mining Inc. Common Shares Siemens, Donald 4 6/11/2013 00

Goldgroup Mining Inc. Options Siemens, Donald 4 6/11/2013 00

Goldgroup Mining Inc. Warrants Siemens, Donald 4 6/11/2013 00

Goldspike Exploration Inc.

Common Shares Durham, Robert Bruce 4, 5 5/30/2013 10 0.04 3,300,001 5,000

Goldspike Exploration Inc.

Common Shares Durham, Robert Bruce 4, 5 6/5/2013 10 0.05 3,350,001 50,000

Gondwana Gold Inc. Common Shares Wine, Gary Dale 4, 5 6/7/2013 10 0.12 801,000 1,000

Gondwana Gold Inc. Common Shares Wine, Gary Dale 4, 5 6/7/2013 10 0.15 825,000 24,000

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6303


Date T/OUnitPrice

Date/Month End


Granite REIT Inc. Deferred Share Units

Brody, Michael Lawrence

4 6/11/2013 56 37.18 825 420


Dey, Peter James 4 6/11/2013 56 37.18 3,238 1,648


Gilbertson, Barry Gordon

4 6/11/2013 56 37.18 1,784 908


Miller, Gerald 4 6/11/2013 56 37.18 825 420


Oran, Scott 4 6/11/2013 56 37.18 825 420


Voorheis, George Wesley Thomas

4 6/11/2013 56 37.18 4,360 2,219

Great Canadian Gaming Corporation

Common Shares barbour, bruce 5 6/10/2013 51 7.14 7,000 7,000


Options barbour, bruce 5 6/10/2013 51 7.14 55,440 -7,000


Common Shares Beaudin, Earnest Charles

4 6/5/2013 51 2.62 80,000 21,667


Common Shares Beaudin, Earnest Charles

4 6/5/2013 51 7.62 145,000 65,000


Options Beaudin, Earnest Charles

4 6/5/2013 51 2.62 65,000 -21,667


Options Beaudin, Earnest Charles

4 6/5/2013 51 7.62 0 -65,000


Common Shares Goudron, Peter 7 6/6/2013 51 2.62 79,097 65,000


Common Shares Goudron, Peter 7 6/7/2013 10 9.2898 49,097 -30,000


Options Goudron, Peter 7 6/6/2013 51 2.62 65,000




Options Goudron, Peter 7 6/6/2013 51 2.62 -65,000


Options Goudron, Peter 7 6/6/2013 51 2.62 220,440 -65,000









Great-West Lifeco Inc. Common Shares Mahon, Paul 5 6/13/2013 51 19.42 130,373 20,000

Great-West Lifeco Inc. Options Common Share - Stock Options

Mahon, Paul 5 6/13/2013 51 19.42 522,900 -20,000

Great-West Lifeco Inc. Common Shares McFeetors, Raymond Lindsay

4, 5 5/29/2013 51 19.42 2,707,303 300,000

Great-West Lifeco Inc. Options Common Share - Stock Options

McFeetors, Raymond Lindsay

4, 5 5/29/2013 51 19.42 1,500,000 -300,000

Greenbank Capital Inc.

Options Wettreich, Daniel 4, 5 4/16/2013 00


Options Wettreich, Daniel 4, 5 5/30/2013 50 0.05 1,400,000 1,400,000


Options Wettreich, Mark David 4, 5 4/15/2013 00


Options Wettreich, Mark David 4, 5 5/30/2013 50 0.05 600,000 600,000


Options White, Scott Fulton 4 4/16/2013 00


Options White, Scott Fulton 4 5/30/2013 50 0.05 250,000 250,000

Greenscape Capital Group Inc.

Common Shares Baxter, Richard 4 6/12/2013 10 0.025 3,385,000 28,000


Common Shares LaGourgue, John 4 6/12/2013 10 0.025 845,000 150,000

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6304


Date T/OUnitPrice

Date/Month End



Common Shares LaGourgue, John 4 6/14/2013 10 0.025 1,045,000 200,000


Common Shares Scharfe, Bradley Nixon 3, 4 6/7/2013 10 0.025 14,359,533 69,000


Common Shares Scharfe, Bradley Nixon 3, 4 6/11/2013 10 0.025 14,395,533 36,000

Grenville Gold Corp. Warrants Janda, Sonny 4 4/4/2011 00

Grenville Gold Corp. Warrants Janda, Sonny 4 6/14/2013 11 0.13 500,000 500,000

Guardian Capital Group Limited

Common Shares McDermott, Edward Thomas

4 5/23/2013 00



4 6/3/2013 10 15.6 100 100



4 6/5/2013 10 15.6 250 150



McDermott, Edward Thomas

4 5/31/2013 10 13.63 600




4 5/31/2013 10 13.63 3,200 200




4 5/31/2013 10 13.7 400




4 5/31/2013 10 13.7 4,000 800




4 6/3/2013 10 13.6 4,500 500

GuestLogix Inc. Common Shares Proud, Brett 5 6/6/2013 10 0.85 1,655,185 -25,000

GuestLogix Inc. Common Shares Proud, Brett 5 6/6/2013 10 0.88 1,605,185 -50,000

GuestLogix Inc. Options Proud, Brett 5 6/7/2013 50 0.94 1,179,866 196,000

Guyana Goldfields Inc. Common Shares Caldwell, Scott Andrew 4 7/4/2012 00

Guyana Goldfields Inc. Common Shares Caldwell, Scott Andrew 4 6/10/2013 10 1.62 20,000 20,000

Guyana Goldfields Inc. Options Ferry, Alan 4 6/14/2013 50 290,000 100,000

Guyana Goldfields Inc. Common Shares galassi, peter claude lello

5 6/7/2013 00

Guyana Goldfields Inc. Options galassi, peter claude lello

5 6/7/2013 00

Guyana Goldfields Inc. Options galassi, peter claude lello

5 6/10/2013 50 1.56 250,000 250,000

Guyana Goldfields Inc. Options Noone, Daniel Joseph 4 6/14/2013 50 1.48 575,000 300,000

Guyana Goldfields Inc. Options Perhat, Walter Silvano 8 6/14/2013 50 1.48 350,000 125,000

Guyana Precious Metals Inc.

Options Ferry, Alan 4 6/13/2013 52 350,000 -250,000

GWR Global Water Resources Corp.

Common Shares Fleming, Ron Fleming 5 1/1/2013 00


Common Shares Fleming, Ron Fleming 5 6/7/2013 10 2.0221 2,550 2,550


Common Shares Liles, Cindy M. Liles 5 6/7/2013 10 2.0357 10,134 4,200

Hemisphere GPS Inc. Options Neil, Rutland 5 2/19/2013 00

Hemisphere GPS Inc. Options Neil, Rutland 5 2/19/2013 00 47,500

Hi Ho Silver Resources Inc.

Common Shares Stromkins, Vernon Victor

4 5/29/2013 00



4 5/29/2013 00



4 5/29/2013 00

Hillcrest Resources Ltd.

Common Shares Currie, Donald James 4, 5 6/11/2013 10 0.045 36,000 20,000

HNZ Group Inc. (formerly Canadian Helicopters Group

Common Shares Bergnach, Edward Peter

5 6/13/2013 10 21 64,185 -400

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6305


Date T/OUnitPrice

Date/Month End


Inc.)

Holloway Lodging Corporation

Common Shares Temple Hotels Inc. 3 4/25/2013 10 3.5 2,919,045 -400,000


Common Shares Temple Hotels Inc. 3 6/11/2013 10 3.54 0 -2,919,045


Common Shares Thorsteinson, Arni Clayton

6 6/11/2013 10 3.54 0 -541,867



6 6/11/2013 10 3.54 143,503 -229,604



6 6/11/2013 10 3.54 0 -143,503

Horizonte Minerals PLC

Common Shares Teck Resources Limited

3 6/13/2013 11 0.12 170,573,987 20,000,000

HRT Participações em Petróleo S.A.

Common Shares Adeodato, Carlos Tersandro

7, 5 6/11/2013 10 0.966 222,108 -145,000


Common Shares Conde, Luiz Eduardo 4 6/7/2013 00 26,667


Common Shares Dourado, Ricardo Bottas

4 6/7/2013 00 21,667

Huntingdon Capital Corp.

7.5% Secured Debentures

George, Zachary R. 4, 5 6/11/2013 10 $75,000 ($425,000)


Common Shares George, Zachary R. 4, 5 6/7/2013 10 12.648 2,200 2,200


Common Shares George, Zachary R. 4, 5 6/10/2013 10 12.65 7,400 5,200


Common Shares George, Zachary R. 4, 5 6/12/2013 10 12.61 8,000 600


Common Shares Huntingdon Capital Corp.

1 5/31/2013 38 4,182 -26,651



1 6/10/2013 38 12.65 87,394 1,541



1 6/11/2013 38 12.648 88,935 1,541



1 6/12/2013 38 12.65 90,476 1,541



1 6/13/2013 38 12.65 92,017 1,541



1 6/14/2013 38 12.47 93,517 1,500


Warrants Huntingdon Capital Corp.

1 12/31/2011 00


Warrants Huntingdon Capital Corp.

1 6/14/2013 38 3.58 94,600 94,600

IMAX Corporation Rights Restricted Share Unit

Bonnick, Brian 5 6/1/2003 00


Bonnick, Brian 5 6/12/2013 56 11,345 11,345

IMAX Corporation Common Shares Braun, Neil S. 4 6/12/2013 57 9,756 4,756


Braun, Neil S. 4 6/4/2003 00


Braun, Neil S. 4 6/12/2013 56 4,756 4,756


Braun, Neil S. 4 6/12/2013 57 26.28 0 -4,756


Cripps, Andrew 5 2/27/2012 00


Cripps, Andrew 5 6/12/2013 56 2,084 2,084

IMAX Corporation Common Shares Demirian, Eric 4 6/12/2013 57 4,756 4,756

IMAX Corporation Common Shares Demirian, Eric 4 6/12/2013 38 26.28 3,217 -1,539


Demirian, Eric 4 9/28/2010 00


Demirian, Eric 4 6/12/2013 56 4,756 4,756


Demirian, Eric 4 6/12/2013 57 26.28 0 -4,756

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6306


Date T/OUnitPrice

Date/Month End


IMAX Corporation Common Shares Girvan, Gary 4 6/12/2013 57 78,458 4,756


Girvan, Gary 4 6/1/2003 00


Girvan, Gary 4 6/12/2013 56 4,756 4,756


Girvan, Gary 4 6/12/2013 57 26.28 0 -4,756


Keighley, David B. 5 6/1/2003 00


Keighley, David B. 5 6/12/2013 56 11,250 11,250

IMAX Corporation Common Shares Leebron, David W. 4 6/12/2013 57 29,348 4,756


Leebron, David W. 4 9/10/2003 00


Leebron, David W. 4 6/12/2013 56 4,756 4,756


Leebron, David W. 4 6/12/2013 57 26.28 0 -4,756


Lindzon-Jacobs, Carrie 5 5/30/2011 00


Lindzon-Jacobs, Carrie 5 6/12/2013 56 12,500 12,500

IMAX Corporation Common Shares MacMillan, Michael I.M. 4 6/12/2013 00 1,665

IMAX Corporation Common Shares MacMillan, Michael I.M. 4 6/12/2013 57 6,421 4,756

IMAX Corporation Common Shares MacMillan, Michael I.M. 4 6/12/2013 38 26.28 4,904 -1,517


MacMillan, Michael I.M. 4 6/12/2013 00


MacMillan, Michael I.M. 4 6/12/2013 56 4,756 4,756


MacMillan, Michael I.M. 4 6/12/2013 57 26.82 0 -4,756


MacNeil, Edward 5 6/1/2003 00


MacNeil, Edward 5 6/12/2013 56 3,368 3,368


O'Reilly, Larry 5 6/1/2003 00


O'Reilly, Larry 5 6/12/2013 56 9,500 9,500

IMAX Corporation Common Shares Pompadur, I Martin 4 6/12/2013 57 4,756 4,756


Pompadur, I Martin 4 9/28/2010 00


Pompadur, I Martin 4 6/12/2013 56 4,756 4,756


Pompadur, I Martin 4 6/12/2013 57 26.28 0 -4,756


Ruby, G. Mary 5 6/1/2003 00


Ruby, G. Mary 5 6/12/2013 56 3,368 3,368


Sparacio, Joseph 5 6/13/2007 00


Sparacio, Joseph 5 6/12/2013 56 18,750 18,750

IMAX Corporation Common Shares Utay, Marc A. 4 6/12/2013 57 545,887 4,756


Utay, Marc A. 4 6/1/2003 00


Utay, Marc A. 4 6/12/2013 56 4,756 4,756


Utay, Marc A. 4 6/12/2013 57 26.28 0 -4,756


Vance, Jeff 5 11/24/2006 00

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6307


Date T/OUnitPrice

Date/Month End



Vance, Jeff 5 6/12/2013 56 3,368 3,368

IMAX Corporation Common Shares Wechsler, Bradley J. 4, 5 6/12/2013 57 94,769 6,469


Wechsler, Bradley J. 4, 5 5/10/2004 00


Wechsler, Bradley J. 4, 5 6/12/2013 56 6,469 6,469


Wechsler, Bradley J. 4, 5 6/12/2013 57 26.28 0 -6,469


Welton, Mark 5 6/1/2003 00


Welton, Mark 5 6/12/2013 56 18,750 18,750

Innergex Renewable Energy Inc.

Common Shares Letellier, Michel 4, 5 12/6/2007 00


Common Shares Letellier, Michel 4, 5 6/13/2013 10 9.2 500 500


Common Shares Letellier, Michel 4, 5 6/13/2013 10 9.25 900 400


Common Shares Letellier, Michel 4, 5 6/13/2013 10 9.26 1,500 600

Intact Financial Corporation

Common Shares Intact Financial Corporation

1 5/13/2013 38 58.657 29,697 29,697



1 5/13/2013 38 58.648 34,597 4,900



1 5/13/2013 38 58.657 37,697 3,100



1 5/13/2013 38 58.669 38,997 1,300



1 5/13/2013 38 58.69 39,097 100



1 5/13/2013 38 58.595 39,497 400



1 5/14/2013 38 58.61 59,994 20,497



1 5/14/2013 38 58.615 71,394 11,400



1 5/14/2013 38 58.524 73,994 2,600



1 5/14/2013 38 58.603 76,394 2,400



1 5/14/2013 38 58.508 76,794 400



1 5/14/2013 38 58.501 78,994 2,200



1 5/15/2013 38 58.463 97,091 18,097



1 5/15/2013 38 58.512 109,391 12,300



1 5/15/2013 38 58.388 115,191 5,800



1 5/15/2013 38 58.478 118,191 3,000



1 5/15/2013 38 58.605 118,391 200



1 5/15/2013 38 58.62 118,491 100



1 5/16/2013 38 59.514 139,788 21,297



1 5/16/2013 38 59.51 148,188 8,400



1 5/16/2013 38 59.519 152,588 4,400



1 5/16/2013 38 59.471 155,888 3,300



1 5/16/2013 38 59.572 156,888 1,000



1 5/16/2013 38 59.594 157,988 1,100

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6308


Date T/OUnitPrice

Date/Month End




1 5/17/2013 38 59.44 181,185 23,197



1 5/17/2013 38 59.437 186,585 5,400



1 5/17/2013 38 59.422 190,885 4,300



1 5/17/2013 38 59.448 193,385 2,500



1 5/17/2013 38 59.424 194,185 800



1 5/17/2013 38 59.429 197,485 3,300



1 5/21/2013 38 59.955 221,582 24,097



1 5/21/2013 38 59.996 231,782 10,200



1 5/21/2013 38 59.917 233,382 1,600



1 5/21/2013 38 59.974 234,982 1,600



1 5/21/2013 38 59.86 236,082 1,100



1 5/21/2013 38 59.848 236,682 600



1 5/21/2013 38 59.723 236,982 300



1 5/22/2013 38 60.307 246,930 9,948



1 5/22/2013 38 60.301 253,030 6,100



1 5/22/2013 38 60.269 253,830 800



1 5/22/2013 38 60.26 255,830 2,000



1 5/22/2013 38 60.42 256,130 300



1 5/22/2013 38 60.418 256,730 600



1 5/23/2013 38 59.979 265,978 9,248



1 5/23/2013 38 59.94 272,178 6,200



1 5/23/2013 38 60.022 273,578 1,400



1 5/23/2013 38 59.961 275,478 1,900



1 5/23/2013 38 60.153 275,878 400



1 5/23/2013 38 59.88 276,078 200



1 5/23/2013 38 59.995 276,478 400



1 5/24/2013 38 60.111 277,978 1,500



1 5/24/2013 38 60.053 278,578 600



1 5/24/2013 38 60.106 279,278 700



1 5/24/2013 38 60.1 363,578 84,300



1 5/24/2013 38 126,596 -236,982



1 5/27/2013 38 60.419 135,944 9,348



1 5/27/2013 38 60.428 140,944 5,000



1 5/27/2013 38 60.44 143,144 2,200



1 5/27/2013 38 60.422 143,644 500

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6309


Date T/OUnitPrice

Date/Month End




1 5/27/2013 38 60.47 144,744 1,100



1 5/27/2013 38 60.425 146,144 1,400



1 5/27/2013 38 60.49 146,344 200



1 5/28/2013 38 60.583 153,892 7,548



1 5/28/2013 38 60.566 159,892 6,000



1 5/28/2013 38 60.574 162,592 2,700



1 5/28/2013 38 60.594 164,592 2,000



1 5/28/2013 38 60.585 165,192 600



1 5/28/2013 38 60.6 165,292 100



1 5/28/2013 38 60.569 166,092 800



1 5/29/2013 38 60.634 168,292 2,200



1 5/29/2013 38 60.645 169,592 1,300



1 5/29/2013 38 60.67 169,792 200



1 5/29/2013 38 60.65 269,992 100,200



1 5/29/2013 38 60.63 270,092 100



1 5/30/2013 38 60.974 277,640 7,548



1 5/30/2013 38 60.965 282,840 5,200



1 5/30/2013 38 61.018 287,040 4,200



1 5/30/2013 38 61.024 288,640 1,600



1 5/30/2013 38 60.975 288,840 200



1 5/30/2013 38 60.912 289,340 500



1 5/30/2013 38 60.964 289,840 500



1 5/31/2013 38 61.25 291,940 2,100



1 5/31/2013 38 61.25 292,840 900



1 5/31/2013 38 61.25 293,640 800



1 5/31/2013 38 61.25 294,940 1,300



1 5/31/2013 38 61.25 295,640 700



1 5/31/2013 38 61.25 296,440 800



1 5/31/2013 38 61.25 298,740 2,300



1 5/31/2013 38 132,648 -166,092


Common Shares Pontbriand, Marc 5 6/6/2013 10 62.4 12,669 -2,200


Common Shares Pontbriand, Marc 5 6/7/2013 10 62.4 9,669 -3,000

Intermap Technologies Corporation


Burditt, Benjamin 4 6/13/2013 46 0.4 153,388 42,002



Curlander, John Charles

4 6/13/2013 46 0.4 140,582 42,002

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6310


Date T/OUnitPrice

Date/Month End




Garberding, Larry 4 6/13/2013 46 0.4 465,140 42,002



Gardner, Donald Ross 4 6/13/2013 46 0.4 153,490 42,002



Nellor, Howard 4 6/13/2013 46 0.4 331,717 42,002

InterRent Real Estate Investment Trust

Options McGahan, Michael Darryl

4, 5 6/13/2013 51 2.13 150,000 -50,000

InterRent Real Estate Investment Trust

Trust Units McGahan, Michael Darryl

4, 5 6/13/2013 51 2.13 1,720,562 50,000

Intertape Polymer Group Inc.

Options Baker, Eric 4 6/5/2013 50 12.04 80,000 10,000


Options Beil, Robert 4 6/5/2013 50 12.04 22,500 10,000


Options Blockowitz, Dean 5 6/5/2013 50 12.04 70,000 25,000


Options Bunze, George J. 4 6/5/2013 50 12.04 50,000 10,000


Common Shares Carpenter, Jim Bob 5 6/12/2013 51 2.19 55,674 10,000


Common Shares Carpenter, Jim Bob 5 6/12/2013 10 11.893 50,773 -4,901


Options Carpenter, Jim Bob 5 6/5/2013 50 12.04 76,250 25,000


Options Carpenter, Jim Bob 5 6/12/2013 51 2.19 66,250 -10,000


Options Foster, Robert J 4 6/5/2013 50 12.04 27,500 10,000


Common Shares Martin, Charmaine 5 6/5/2013 00 1,761


Options Martin, Charmaine 5 6/5/2013 00 25,000


Options Nalette, Douglas 5 6/5/2013 50 12.04 135,000 50,000


Options Nelson, Shawn 5 6/5/2013 50 12.04 135,000 50,000


Options Pantelidis, James 4 6/5/2013 50 12.04 10,000 10,000


Options Pitz, Bernard 5 6/5/2013 50 12.04 372,927 90,000


Common Shares Quintas, Jorge Nelson 4 6/13/2013 51 1.89 127,300 30,000






Common Shares Quintas, Jorge Nelson 4 6/13/2013 10 12.111 136,657 -13,143


Options Quintas, Jorge Nelson 4 6/5/2013 50 12.04 70,000 10,000


Options Quintas, Jorge Nelson 4 6/13/2013 51 1.89 40,000 -30,000






Common Shares Tocci, Joseph 5 6/11/2013 51 2.19 75,395 17,500


Common Shares Tocci, Joseph 5 6/11/2013 51 1.8 87,895 12,500


Common Shares Tocci, Joseph 5 6/11/2013 10 12.155 57,895 -30,000


Options Tocci, Joseph 5 6/5/2013 50 12.04 135,000 50,000


Options Tocci, Joseph 5 6/11/2013 51 2.19 117,500 -17,500


Options Tocci, Joseph 5 6/11/2013 51 1.8 105,000 -12,500

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6311


Date T/OUnitPrice

Date/Month End



Common Shares Yull, Gregory 4, 5 6/10/2013 51 12.257 347,675 69,512


Common Shares Yull, Gregory 4, 5 6/10/2013 10 12.257 327,680 -19,995


Common Shares Yull, Gregory 4, 5 6/10/2013 10 12.318 327,615 -65


Common Shares Yull, Gregory 4, 5 6/11/2013 10 12.054 306,715 -20,900


Common Shares Yull, Gregory 4, 5 6/11/2013 10 11.966 305,965 -750


Options Yull, Gregory 4, 5 6/5/2013 50 12.04 1,173,537 265,000


Options Yull, Gregory 4, 5 6/10/2013 51 3.61 1,104,025 -69,512


Options Yull, Melbourne F. 4 6/5/2013 50 12.04 32,500 10,000


Options Zoller, Lee 5 6/5/2013 50 12.04 65,000 25,000

Intrepid Mines Limited Ordinary Shares Curtis, Laurence Wilson

4 6/14/2013 46 0.277 290,895 13,397

Intrepid Mines Limited Ordinary Shares Jackson, Colin George 4 6/14/2013 46 0.2868 411,179 16,213

Intrepid Mines Limited Ordinary Shares MACHRIBIE REKSOHADIPRODJO, ADRIANTO

4 6/14/2013 46 0.2868 175,951 12,349

Intrepid Mines Limited Ordinary Shares McDonald, Robert John

4 6/14/2013 46 0.2868 209,860 8,815

Intrepid Mines Limited Ordinary Shares McMaster, Ian Melville 4 6/14/2013 46 0.2868 505,168 8,717

Intrepid Mines Limited Ordinary Shares Roberts, Alan Norman 4 6/14/2013 46 0.2868 295,673 15,690

Intrinsyc Software International, Inc.

Common Shares REES, Tracy Adrian 5 6/13/2013 10 0.055 1,327,000 100,000


Common Shares REES, Tracy Adrian 5 6/14/2013 10 0.06 1,527,000 200,000


Options Reznik, George 1 6/10/2013 52 0.64 1,185,000 -400,000

Inventronics Limited Common Shares MONETTE, SERGE 3 6/7/2013 10 0.245 396,000 1,500

Inventronics Limited Common Shares MONETTE, SERGE 3 6/7/2013 10 0.22 396,500 500

Inventronics Limited Common Shares MONETTE, SERGE 3 6/11/2013 10 0.25 397,000 500

IOU Financial Inc. Options CHARETTE, GUY 4 5/31/2013 50 165,000 45,000

Iron Creek Capital Corp.

Common Shares Cepeliauskas, Christina

4 2/4/2013 00


Common Shares Cepeliauskas, Christina

4 6/10/2013 11 0.06 33,334 33,334


Warrants Cepeliauskas, Christina

4 2/4/2013 00


Warrants Cepeliauskas, Christina

4 6/10/2013 53 0.1 16,667 16,667


Common Shares Szotlender, Mario 4 6/10/2013 16 0.06 3,052,434 1,033,334


Warrants Szotlender, Mario 4 6/10/2013 16 616,667 516,667


Common Shares Winn, Michael D. 4, 5 6/10/2013 11 0.06 1,310,000 400,000


Common Shares Winn, Michael D. 4, 5 4/4/2008 00


Common Shares Winn, Michael D. 4, 5 6/10/2013 11 0.06 456,667 456,667


Options Winn, Michael D. 4, 5 4/4/2013 52 0.35 25,000 -25,000


Warrants Winn, Michael D. 4, 5 6/10/2013 53 0.1 280,000 200,000


Warrants Winn, Michael D. 4, 5 4/4/2008 00


Warrants Winn, Michael D. 4, 5 6/10/2013 53 0.1 228,334 228,334

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6312


Date T/OUnitPrice

Date/Month End


Ivernia Inc. Options Agnew, Michael 4 12/9/2010 00

Ivernia Inc. Options Agnew, Michael 4 6/11/2013 50 600,000 600,000

Ivernia Inc. Options Begg, Margaret Patricia

7 6/11/2013 00

Ivernia Inc. Options Begg, Margaret Patricia

7 6/11/2013 50 500,000 500,000

Ivernia Inc. Options Eyton, J. Trevor 4 6/11/2013 50 725,000 600,000

Ivernia Inc. Options Kodagoda, Chamath Hemaka

5 6/11/2013 00

Ivernia Inc. Options Kodagoda, Chamath Hemaka

5 6/11/2013 50 500,000 500,000

Ivernia Inc. Options Qi, David ming 4 6/11/2013 00

Ivernia Inc. Options Qi, David ming 4 6/11/2013 50 600,000

Ivernia Inc. Options Qi, David ming 4 6/11/2013 50 600,000 600,000

Ivernia Inc. Options Robson, Peter Hammond

4 6/11/2013 00

Ivernia Inc. Options Robson, Peter Hammond

4 6/11/2013 50 600,000 600,000

Ivernia Inc. Options Vains, Todd Anthony 5 2/1/2013 00

Ivernia Inc. Options Vains, Todd Anthony 5 6/11/2013 50 4,500,000 4,500,000

Ivernia Inc. Options Warner, David 4 6/11/2013 00

Ivernia Inc. Options Warner, David 4 6/11/2013 00

Ivernia Inc. Options Warner, David 4 6/11/2013 50 0.16 600,000 600,000

Jaguar Financial Corporation

Common Shares Alboini, Victor Philip Michael

4, 6, 5 6/7/2013 10 0.03 11,806,269 10,000

Jourdan Resources Inc.

Common Shares Dehn, Michael Alexander

4, 5 6/6/2013 10 0.05 1,565,000 25,000



4, 5 6/10/2013 10 0.05 1,570,000 5,000



4, 5 6/11/2013 10 0.05 1,580,000 10,000



4, 5 6/12/2013 10 0.05 1,582,000 2,000

Jovian Capital Corporation

Common Shares Employee Share Purchase Plan

1 6/3/2013 30 7.1 22,101 72



1 6/5/2013 30 7.15 22,601 500



1 6/7/2013 30 7.1 22,668 67

Jura Energy Corporation

Common Shares Smith, Stephen Christopher

4 6/7/2013 10 0.32 547,252 2,500

Jura Energy Corporation

Common Shares Smith, Stephen Christopher

4 6/10/2013 10 0.32 548,252 1,000

K-Bro Linen Inc. Common Shares Burrows, Christopher Terrence James

5 6/6/2013 30 3,008 1,010

K-Bro Linen Inc. Common Shares Burrows, Christopher Terrence James

5 6/6/2013 30 5,537 2,529

K-Bro Linen Inc. Common Shares Curtis, Sean Philip 5 6/6/2013 30 79,986 1,745

K-Bro Linen Inc. Common Shares Gannon, Jeffrey Ronald

5 6/6/2013 30 9,686 494

K-Bro Linen Inc. Common Shares Graham, Ronald James

5 6/6/2013 30 18,415 583

K-Bro Linen Inc. Common Shares Hills, Matthew Bruce 4 6/6/2013 30 6,388 1,040

K-Bro Linen Inc. Common Shares Matyas, Steven Emanuel

4 6/6/2013 30 6,388 1,040

K-Bro Linen Inc. Common Shares McCurdy, Linda Jane 4, 5 6/6/2013 30 104,918 3,274

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6313


Date T/OUnitPrice

Date/Month End


K-Bro Linen Inc. Common Shares Ostrzyzek, Jerzy Marek 5 6/6/2013 30 11,483 280

K-Bro Linen Inc. Common Shares Percy, Michael Barrett 4 6/6/2013 30 2,063 1,040

K-Bro Linen Inc. Common Shares Smith, Ross Siddall 4 6/7/2013 30 4,178 1,040

Kenna Resources Corp.

Common Shares MacNeill, William R. 3 6/6/2013 45 900,000 -100,000

Kincora Copper Limited

Common Shares Cowan, David John 4 6/13/2003 00 40,000

Kingsway Financial Services Inc.

Common Shares Stilwell, Joseph David 4 4/23/2009 00


Common Shares Stilwell, Joseph David 4 6/10/2013 10 3.85 100 100


Common Shares Stilwell, Joseph David 4 6/11/2013 10 3.64 30,100 30,000


Common Shares Stilwell, Joseph David 4 4/23/2009 00


Common Shares Stilwell, Joseph David 4 6/10/2013 10 3.85 400 400


Common Shares Stilwell, Joseph David 4 6/11/2013 10 3.64 305,400 305,000


Common Shares Stilwell, Joseph David 4 6/11/2013 10 3.64 702,044 -100,000


Common Shares Stilwell, Joseph David 4 6/11/2013 10 3.64 515,000 -235,000


Common Shares Swets, Jr., Larry Gene 5 6/7/2013 10 3.4 264,225 300


Common Shares Swets, Jr., Larry Gene 5 6/7/2013 10 3.33 267,325 3,100


Common Shares Swets, Jr., Larry Gene 5 6/7/2013 10 3.65 267,425 100


Common Shares Swets, Jr., Larry Gene 5 6/7/2013 10 3.649 268,925 1,500

Klondex Mines Ltd. Common Shares Pountney, Glenn 3 6/12/2013 10 1.17 7,257,200 10,000







Kobex Minerals Inc Common Shares van Eeden, Paul Pieter 4 6/14/2013 10 0.55 3,611,500 25,000

KWG Resources Inc. Common Shares Smeenk, Frank Cornelius

4 6/13/2013 10 0.05 500,000

KWG Resources Inc. Common Shares Smeenk, Frank Cornelius

4 6/13/2013 10 0.04 9,484,500 500,000

Laramide Resources Ltd.

Common Shares Henderson, Marc Charles

3, 4, 5 2/26/2013 51 1.1 100,000


Common Shares Henderson, Marc Charles

3, 4, 5 2/26/2013 51 1.1 6,211,712 110,000


Options Henderson, Marc Charles

3, 4, 5 2/26/2013 51 -100,000



3, 4, 5 2/26/2013 51 -100,000



3, 4, 5 2/26/2013 51 415,000 -110,000



3, 4, 5 5/19/2013 52 -175,000



3, 4, 5 5/19/2013 52 250,000 -165,000

LAURENTIAN BANK OF CANADA

Unités d'actions différées

ANCTIL, Pierre 4 6/7/2013 35 44.215 1,438 16

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6314


Date T/OUnitPrice

Date/Month End




ANCTIL, Pierre 4 6/7/2013 56 44.078 1,651 213



Bastarache, Lise 4 6/7/2013 35 44.215 1,070 12



Bastarache, Lise 4 6/7/2013 56 44.078 1,495 425


Common Shares Bazin, Jean 4 6/7/2013 46 44.393 253


Common Shares Bazin, Jean 4 6/10/2013 46 44.393 6,052 253



Bazin, Jean 4 6/7/2013 35 44.215 602 7



Bélanger, Richard 4 6/7/2013 35 44.215 221 3


Common Shares Courville, Isabelle 4 6/7/2013 46 44.393 522


Common Shares Courville, Isabelle 4 6/10/2013 46 44.393 5,318 522



Courville, Isabelle 4 6/7/2013 35 44.215 5,240 57



Genest, Pierre 4 6/7/2013 35 44.215 221 3



Labonté, Michel 4 6/7/2013 35 44.215 2,503 27



Labonté, Michel 4 6/7/2013 56 44.078 2,716 213



Orange, Jacqueline C. 4 6/7/2013 35 44.215 221 3



Poulin, Marie-France 4 6/7/2013 35 44.215 1,666 19


Common Shares Robitaille, Réjean 4, 5 6/7/2013 51 29.47 12,298 10,000


Common Shares Robitaille, Réjean 4, 5 6/10/2013 51 2947 10,000


Common Shares Robitaille, Réjean 4, 5 6/10/2013 10 44.38 5,298 -7,000


Common Shares Robitaille, Réjean 4, 5 6/10/2013 10 44.4 2,298 -3,000


Options Robitaille, Réjean 4, 5 6/7/2013 51 20,000 -10,000


Common Shares Savoy, Michelle Renee 4 6/10/2013 46 44.393 1,525 299



Savoy, Michelle Renee 4 6/7/2013 35 44.215 433 5



Savoy, Michelle Renee 4 6/7/2013 56 44.078 539 106



Wener, Jonathan I. 4 6/7/2013 35 44.215 221 3

LE CHATEAU INC. Subordinate Voting Shares Class A shares

Gruman, Barry 3 6/10/2013 10 3.01 3,573,927 200


Gruman, Barry 3 6/10/2013 10 3.03 3,574,627 700


Gruman, Barry 3 6/10/2013 10 3.05 3,574,727 100


Gruman, Barry 3 6/10/2013 10 3.06 3,575,027 300


Gruman, Barry 3 6/10/2013 10 3.09 3,575,127 100


Gruman, Barry 3 6/10/2013 10 3.13 3,580,227 5,100


Gruman, Barry 3 6/10/2013 10 3.14 3,581,227 1,000


Gruman, Barry 3 6/10/2013 10 3.15 3,584,127 2,900

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6315


Date T/OUnitPrice

Date/Month End



Gruman, Barry 3 6/10/2013 10 3.2 3,586,627 2,500


Gruman, Barry 3 6/10/2013 10 3.22 3,588,527 1,900


Gruman, Barry 3 6/10/2013 10 3.23 3,591,527 3,000


Gruman, Barry 3 6/10/2013 10 3.25 3,595,327 3,800


Gruman, Barry 3 6/10/2013 10 3.3 3,596,527 1,200


Gruman, Barry 3 6/10/2013 10 3.33 3,599,327 2,800


Gruman, Barry 3 6/10/2013 10 3.34 3,604,327 5,000


Gruman, Barry 3 6/11/2013 10 3.3 3,614,827 10,500


Gruman, Barry 3 6/11/2013 10 3.29 3,615,227 400


Gruman, Barry 3 6/12/2013 10 3.42 3,615,427 200


Gruman, Barry 3 6/12/2013 10 3.44 3,615,627 200


Gruman, Barry 3 6/12/2013 10 3.45 3,616,427 800


Gruman, Barry 3 6/12/2013 10 3.5 3,616,527 100


Gruman, Barry 3 6/12/2013 10 3.51 3,617,127 600


Gruman, Barry 3 6/12/2013 10 3.53 3,617,727 600


Gruman, Barry 3 6/12/2013 10 3.54 3,618,327 600


Gruman, Barry 3 6/12/2013 10 3.55 3,626,427 8,100


Gruman, Barry 3 6/12/2013 10 3.56 3,630,627 4,200


Gruman, Barry 3 6/12/2013 10 3.59 3,632,927 2,300


Gruman, Barry 3 6/12/2013 10 3.42 3,633,427 500


Gruman, Barry 3 6/13/2013 10 3.52 3,633,527 100


Gruman, Barry 3 6/13/2013 10 3.55 3,634,527 1,000


Gruman, Barry 3 6/13/2013 10 3.59 3,634,627 100


Gruman, Barry 3 6/13/2013 10 3.63 3,635,427 800


Gruman, Barry 3 6/13/2013 10 3.64 3,639,427 4,000


Gruman, Barry 3 6/13/2013 10 3.65 3,643,527 4,100

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6316


Date T/OUnitPrice

Date/Month End



Gruman, Barry 3 6/13/2013 10 3.7 3,665,727 22,200

Legacy Oil + Gas Inc. Common Shares Colborne, Paul 4 6/6/2013 10 5.39 668,981 5,000

Legacy Oil + Gas Inc. Common Shares Colborne, Paul 4 6/10/2013 10 5.5 673,981 5,000

Legumex Walker Inc. Common Shares Thrasher, Francis Martin

4 7/14/2011 00

Legumex Walker Inc. Common Shares Thrasher, Francis Martin

4 6/11/2013 10 3.83 6,000 6,000

Leisureworld Senior Care Corporation

Common Shares Veneziano, David 5 3/4/2013 00


Common Shares Veneziano, David 5 6/11/2013 10 12.46 1,400 1,400



Veneziano, David 5 5/30/2013 46 12.73 1,178 1,178

LIONS GATE ENTERTAINMENTCORP.

Common Shares Beeks, Steve 7, 5 6/8/2013 38 29.27 195,122 -1,419


Common Shares Burns, Michael Raymond

4, 5 6/8/2013 38 29.27 1,575,167 -1,419


Common Shares Feltheimer, Jon Henry 4, 5 6/8/2013 38 29.27 1,984,156 -1,419

Logan International Inc. (formerly Destiny Resource Services Corp.)

Common Shares Bruce, Ian 4 6/10/2013 36 292,500 10,526


Common Shares Coppe, David 4, 6, 1 6/10/2013 36 25,069 10,526


Rights Restricted Stock Units

Coppe, David 4, 6, 1 6/10/2013 36 0 -10,526


Common Shares David, Kennedy 4, 6 6/10/2013 36 143,569 10,526



David, Kennedy 4, 6 6/10/2013 36 0 -10,526


Common Shares Hage, Gerald 4, 1, 5 6/10/2013 36 624,608 36,615



Hage, Gerald 4, 1, 5 6/10/2013 36 0 -36,615


Common Shares Keister, Lawrence 5 6/10/2013 36 56,205 20,636



Keister, Lawrence 5 6/10/2013 36 27,584 -20,636


Common Shares Mcdermott, Paul 4, 6 6/10/2013 36 25,069 10,526



Mcdermott, Paul 4, 6 6/10/2013 36 0 -10,526

Logistec Corporation Subordinate Voting Shares Class B

LOGISTEC CORPORATION

1 6/11/2013 38 29.1 500 500

Loncor Resources Inc. Common Shares Baker, Kevin Robert 4 6/6/2013 11 0.25 6,164,331 -1,000,000

Loncor Resources Inc. Common Shares KONDRAT, ARNOLD T.

3, 4, 5 6/6/2013 11 0.25 2,259,000 1,000,000

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6317


Date T/OUnitPrice

Date/Month End


Lorus Therapeutics Inc.

Common Shares Abramson, Herbert 3, 4 5/2/2012 90 1,033,331 1,033,331

Lorus Therapeutics Inc.

Common Shares Abramson, Herbert 3, 4 5/2/2012 90 0 -1,033,331

Lucara Diamond Corp. Common Shares Zebra Holdings and Investments S.à.r.l.

3 6/12/2013 10 0.83 31,800,000 4,000,000

Luna Gold Corp. Options BAERTL, LUIS J. 3, 4 6/6/2013 50 2 85,000 35,000

Luna Gold Corp. Options Chater, Geoffrey 4 6/6/2013 50 2 235,000 35,000

Luna Gold Corp. Common Shares Halpin, Mark 5 6/11/2013 10 1.81 61,300 1,000

Luna Gold Corp. Options Hulley, Keith Robert 4 6/6/2013 50 2 35,000

Luna Gold Corp. Options Hulley, Keith Robert 4 6/6/2013 50 2 235,000 35,000

Luna Gold Corp. Options Kirk, Harry Wayne 4 6/6/2013 50 2 220,000 35,000

Luna Gold Corp. Options Krause, Steven Karl 4 6/6/2013 50 2 335,000 35,000

Luna Gold Corp. Options Lindqvist, William Francis

4 6/6/2013 50 2 235,000 35,000

Lundin Mining Corporation

Rights Share Appreciation Right

Conibear, Paul K. 5 4/30/2013 56 2 1

Lupaka Gold Corp. Common Shares Courtnall, Geoffrey 7 6/3/2013 10 0.3 218,200 14,000

Lupaka Gold Corp. Common Shares Courtnall, Geoffrey 7 6/12/2013 10 0.345 228,200 10,000

Lynden Energy Corp. Common Shares Lovoi, John Vincent 3 6/10/2013 10 0.7 2,881,499 931,499

Lynden Energy Corp. Common Shares Lovoi, John Vincent 3 6/10/2013 10 0.7 1,218,216 318,216

Lynden Energy Corp. Common Shares Lovoi, John Vincent 3 6/10/2013 10 0.7 266,441 81,441

Lynden Energy Corp. Common Shares Lovoi, John Vincent 3 9/6/2012 00

Lynden Energy Corp. Common Shares Lovoi, John Vincent 3 6/10/2013 10 0.7 268,844 268,844

Macro Enterprises Inc. Common Shares Baker, Ronald John 4 6/6/2013 10 3.4899 73,400 23,400


Macro Enterprises Inc. Common Shares Baker, Ronald John 4 1/30/2006 00


Macro Enterprises Inc. Common Shares Baker, Ronald John 4 5/28/2013 10 3.04 3,800 200

Macro Enterprises Inc. Common Shares Miles, Frank Dorsey 3, 4, 5 6/12/2013 10 3.5 0 -126,667

Magna International Inc.

Common Shares Palmer, Jeffrey Owen 5 6/13/2013 51 16.545 111,216 66,667


Common Shares Palmer, Jeffrey Owen 5 6/13/2013 10 70.58 44,549 -66,667


Options Palmer, Jeffrey Owen 5 6/13/2013 51 16.545 446,667 -66,667

Magna Resources Ltd. Common Shares Peck, Alec 5 6/11/2013 10 500,000 -100,000

Magna Resources Ltd. Common Shares Yea, Darryl 3, 4 6/11/2013 10 0.14 87,500 -100,000

Major Drilling Group International Inc.

Common Shares Breiner, Edward 4 6/10/2013 10 6.99 15,000 2,100

Man GLG Emerging Markets Income Fund

Units Class A Man GLG Emerging Markets Income Fund

1 6/7/2013 10 8.24 33,100 33,100



1 6/7/2013 38 -33,000



1 6/7/2013 38 -33,000



1 6/7/2013 38 0 -33,100

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6318


Date T/OUnitPrice

Date/Month End




1 6/10/2013 10 8.24 40,300 40,300



1 6/10/2013 38 0 -40,300



1 6/11/2013 10 8.23 32,400 32,400



1 6/11/2013 38 0 -32,400



1 6/12/2013 10 8.23 11,100 11,100



1 6/12/2013 38 0 -11,100



1 6/13/2013 10 8.23 17,300 17,300



1 6/13/2013 38 0 -17,300



1 6/14/2013 10 8.23 1,000 1,000



1 6/14/2013 38 0 -1,000

Mandalay Resources Corporation

Common Shares Mills, Bradford 4, 5 6/5/2013 10 0.85 24,188,676 -1,470,270


Common Shares Mills, Bradford 4, 5 6/10/2013 10 0.8097 24,384,176 195,500


Common Shares Sander, Mark VanDyke 5 6/5/2013 10 0.85 5,451,426 -392,072


Common Shares Swarup, Sanjay 4 5/6/2013 10 0.85 846,869 -98,018

Manitoba Telecom Services Inc.

RightsPerformance Share Units

Beauregard, Paul 5 6/13/2013 56 35.63 10,693 417



Beauregard, Paul 5 6/13/2013 56 35.63 15,010 510



Blouin, Pierre J. 4, 5 6/13/2013 56 35.63 40,084 12,630


Rights Director Compensation Units

Riley, Sanford 4 6/13/2013 46 35.63 7,740 1,122

Manitou Gold Inc. Options Keast, Todd 4, 5 6/11/2013 52 300,000 -175,000

Maple Leaf Foods Inc. Common Shares Breton, Jean Luc 7 6/13/2013 10 12.54 18,065 -5,000



Maple Leaf Foods Inc. Common Shares Chantler, Maryanne Dale

7 6/12/2013 10 12.515 37,912 -100


7 6/12/2013 10 12.51 37,712 -200


7 6/12/2013 10 12.5 28,012 -9,700

Maple Leaf Foods Inc. Common Shares Vels, Michael Harold 5 3/14/2013 30 12.499 276,141 332

Marathon Gold Corporation

Common Shares Poynton, David 4 6/11/2013 10 20,500 500

Marquee Energy Ltd. Common Shares Dundee Corporation 3 6/7/2013 10 0.55 5,945,665 -32,000

Marret Resource Corp.

Common Shares Anderson, John Robert 4 12/9/2011 00

Marret Resource Corp.

Common Shares Anderson, John Robert 4 6/5/2013 10 3.9 7,000 7,000

Martinrea International Inc.

Common Shares Morsy, Hany 5 6/11/2013 10 9.9 6,800 1,800

Martinrea International Inc.

Common Shares Morsy, Hany 5 6/11/2013 10 9.93 8,000 1,200

Mason Graphite Inc. (formerly, POCML 1 INC.)

Options Marcotte, Simon 5 6/11/2013 50 0.6 175,000


Options Marcotte, Simon 5 6/11/2013 50 0.6 175,000

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6319


Date T/OUnitPrice

Date/Month End



Options Veilleux, Luc 5 6/11/2013 50 0.6 200,000


Options Veilleux, Luc 5 6/11/2013 50 0.6 200,000

MCAN Mortgage Corporation

Common Shares Doré, Susan 4 6/10/2013 10 14.25 23,851 -2,000


Common Shares Oldenburg, Tammy 5 6/13/2013 90 10,099 10,099


Common Shares Oldenburg, Tammy 5 6/13/2013 90 0 -10,099

McChip Resources Inc Common Shares McCloskey, Richard Duncan

4, 5 6/11/2013 10 1.8 188,100 2,500

MDN INC. Common Shares Boulay, Claude 4 6/7/2013 10 0.05 253,000 16,000

MDN INC. Common Shares Boulay, Claude 4 6/10/2013 10 0.05 458,000 205,000

Medical Facilities Corporation

Common Shares Medical Facilities Corporation

1 6/6/2013 38 14.87 31,395,749 -3,000



1 6/7/2013 38 14.835 31,390,749 -5,000



1 6/10/2013 38 14.775 31,385,749 -5,000



1 6/11/2013 38 14.874 31,382,749 -3,000



1 6/12/2013 38 14.831 31,377,749 -5,000

Medworxx Solutions Inc.

Common Shares Goffenberg, Brian 5 6/11/2013 10 0.3 174,000 23,000

MEG Energy Corp. Common Shares ANDERSON, Arnold Boyd

4 6/10/2013 10 30.9 9,273 1,000

MEG Energy Corp. Common Shares Hohm, Dale Jonathan 5 6/12/2013 51 27.5 187,428 16,000

MEG Energy Corp. Common Shares Hohm, Dale Jonathan 5 6/12/2013 10 31.25 171,428 -16,000

MEG Energy Corp. Options Hohm, Dale Jonathan 5 6/12/2013 51 27.5 16,000

MEG Energy Corp. Options Hohm, Dale Jonathan 5 6/12/2013 51 27.5 224,000 -16,000

MEGA Brands Inc. Common Shares Bendayan, Michel 5 6/7/2013 51 9 8,532 8,000

MEGA Brands Inc. Common Shares Bendayan, Michel 5 6/7/2013 10 532 -8,000

MEGA Brands Inc. Options Plan 2 Bendayan, Michel 5 6/7/2013 51 9 43,631 -8,000

MEGA Brands Inc. DSU Gregson, William 4 6/11/2013 56 5,284 3,388

Melcor Developments Ltd.

Common Shares Baker, Brian Douglas 5 6/14/2013 90 10,000 -10,000


Common Shares Baker, Brian Douglas 5 6/10/2013 51 16.6 41,000 4,000


Common Shares Baker, Brian Douglas 5 6/14/2013 90 51,000 10,000


Options Baker, Brian Douglas 5 6/10/2013 51 16.6 115,000 -4,000


Common Shares Chia, Jonathan 5 6/7/2013 40 19.45 -24,000 -25,000


Common Shares Chia, Jonathan 5 6/13/2013 51 14.38 -4,000 20,000


Common Shares Chia, Jonathan 5 6/13/2013 51 12.76 1,000 5,000


Options Chia, Jonathan 5 6/13/2013 51 14.38 25,000 -20,000


Options Chia, Jonathan 5 6/13/2013 51 12.76 20,000 -5,000


Common Shares Melton, Andrew John 3, 4 6/9/2003 00


Common Shares Melton, Andrew John 3, 4 6/10/2013 51 12.76 13,333 13,333

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6320


Date T/OUnitPrice

Date/Month End



Common Shares Melton, Andrew John 3, 4 6/10/2013 51 13.1 80,000 66,667


Options Melton, Andrew John 3, 4 6/10/2013 51 12.76 126,667 -13,333


Options Melton, Andrew John 3, 4 6/10/2013 51 13.1 60,000 -66,667


Common Shares Melton, Timothy Charles

3, 4, 5 6/10/2013 51 13.74 1,594,927 36,667



3, 4, 5 6/10/2013 51 3.71 1,628,327 33,400



3, 4, 5 6/10/2013 51 10.94 1,698,327 70,000



3, 4, 5 6/10/2013 51 12.76 1,711,660 13,333


Options Melton, Timothy Charles

3, 4, 5 6/10/2013 51 13.74 161,733 -36,667



3, 4, 5 6/10/2013 51 3.71 128,333 -33,400



3, 4, 5 6/10/2013 51 10.94 58,333 -70,000



3, 4, 5 6/10/2013 51 12.76 45,000 -13,333


Common Shares Stefura, Naomi Marie 5 6/13/2013 51 10.94 7,600 5,000


Options Stefura, Naomi Marie 5 6/13/2013 51 10.94 8,400 -5,000

Melcor Real Estate Investment Trust

Trust Units Melton, Andrew John 6 5/1/2013 00


Trust Units Melton, Andrew John 6 6/12/2013 10 9.6 2,600 2,600


Trust Units Melton, Andrew John 6 6/12/2013 10 9.4 4,600 2,000


Trust Units Young, Ralph Barclay 6 6/11/2013 10 9.9 15,100 2,300


Trust Units Young, Ralph Barclay 6 6/12/2013 10 9.7 17,800 2,700

Merus Labs International Inc.

Common Shares Farah, Elie Kevin 4 6/10/2013 00 863,535


Common Shares Farah, Elie Kevin 4 6/10/2013 11 0.6 888,235 24,700


Options Farah, Elie Kevin 4 6/10/2013 00 400,000


Common Shares Guebert, David Dean 4 10/1/2012 00 62,500


Common Shares Guebert, David Dean 4 10/1/2012 00 40,000


Common Shares Guebert, David Dean 4 3/12/2013 10 0.95 80,000 40,000


Common Shares Guebert, David Dean 4 6/7/2013 16 0.6 146,667 66,667


Options Guebert, David Dean 4 10/1/2012 00 150,000


Common Shares Pollock, Robert 4 10/1/2012 00 464,875


Common Shares Pollock, Robert 4 10/1/2012 00 225,923


Common Shares Pollock, Robert 4 4/8/2013 10 0.64 235,923 10,000


Common Shares Pollock, Robert 4 4/8/2013 10 0.68 238,923 3,000


Common Shares Pollock, Robert 4 10/1/2012 00 2,201,000


Common Shares Pollock, Robert 4 1/4/2013 10 1.14 2,202,000 1,000







Insider Reporting

June 20, 2013 (2013) 36 OSCB 6321


Date T/OUnitPrice

Date/Month End



Options Pollock, Robert 4 10/1/2012 00 150,000


Warrants Pollock, Robert 4 10/1/2012 00 115,625


Warrants Pollock, Robert 4 4/13/2013 55 0 -115,625




Warrants Pollock, Robert 4 4/13/2013 55 0 -31,250




Warrants Pollock, Robert 4 4/13/2013 55 375,000 -84,375


Options Rus, Joseph 4 12/19/2011 00


Options Rus, Joseph 4 10/1/2012 00


Options Rus, Joseph 4 10/1/2012 00 150,000


Common Shares Sorensen, Timothy Gerald

4 10/1/2012 00 12,200



4 10/5/2012 10 1.21 37,200 25,000



4 10/1/2012 00



4 5/17/2013 10 0.5541 62,800 62,800



4 10/1/2012 00



4 5/21/2013 10 0.6 3,000 3,000



4 10/1/2012 00 636,500



4 5/17/2013 10 0.55 661,500 25,000



4 6/7/2013 16 0.6 761,500 100,000



4 10/1/2012 00



4 5/17/2013 10 0.57 20,000 20,000



4 10/1/2012 00



4 5/17/2013 10 0.57 4,000 4,000


Options Sorensen, Timothy Gerald

4 10/1/2012 00 150,000


Warrants Sorensen, Timothy Gerald

4 10/1/2012 00 88,250


Warrants Sorensen, Timothy Gerald

4 4/13/2013 55 25,750 -62,500

Metalore Resources Limited

Common Shares Chilian, George 6 6/13/2013 10 3.46 365,508 2,000

Metanor Resources Inc.

Common Shares Bryce, Robert 4 6/14/2013 16 0.1 150,000 100,000


Common Shares Morin, Ghislain 4 6/14/2013 16 0.1 1,001,000 500,000


Common Shares Roy, Serge 4, 5 6/14/2013 16 0.1 2,076,069 500,000

Methanex Corporation Common Shares AITKEN, BRUCE 4 6/10/2013 51 28.43 143,289 5,000

Methanex Corporation Common Shares AITKEN, BRUCE 4 6/10/2013 10 43.54 138,289 -5,000


Methanex Corporation Common Shares AITKEN, BRUCE 4 6/11/2013 10 44.23 142,989 -300


Insider Reporting

June 20, 2013 (2013) 36 OSCB 6322


Date T/OUnitPrice

Date/Month End










Methanex Corporation Options AITKEN, BRUCE 4 6/10/2013 51 233,000 -5,000





Metro inc. Common Shares Goodman, Russell Andrew

4 6/13/2013 10 67 2,000 1,000

MGM Energy Corp. Common Shares Riddell, Clayton H. 3, 4, 6, 5

6/11/2013 11 0.25 4,961,885 -16,870,333

MGM Energy Corp. Common Shares Riddell, Clayton H. 3, 4, 6, 5

6/11/2013 11 0.25 60,284,874 16,870,333

Microbix Biosystems Inc.

Common Shares Gastle, William John 3, 4, 5 6/12/2013 47 0.185 5,454,109 -35,000

MicroPlanet Technology Corp.

Options Foulger, Grahame 4 10/15/2012 00


Options Foulger, Grahame 4 6/8/2013 50 0.05 250,000 250,000


Common Shares Garth, Edward 5 6/1/2013 00 1,694,625


Warrants Garth, Edward 5 6/1/2013 00 1,284,625

Middlefield Can-Global REIT Income Fund

Trust Units Can-Global REIT Income Fund

1 6/7/2013 38 9.45 213,600 100

Middlefield Can-Global REIT Income Fund

Trust Units Can-Global REIT Income Fund

1 6/10/2013 38 9.54 216,500 2,900

Middlefield Income Plus II Corp.

Non-Voting Shares equity shares

Lauzon, Robert 4, 7, 5 3/20/2012 00

Middlefield Income Plus II Corp.

Non-Voting Shares equity shares

Lauzon, Robert 4, 7, 5 6/13/2013 10 10.415 4,800 4,800

Minaurum Gold Inc. Common Shares Megaw, Peter 4 6/12/2013 11 0.1 937,250 312,500

Minaurum Gold Inc. Warrants Megaw, Peter 4 11/4/2010 00 156,250

Minaurum Gold Inc. Common Shares Rader, Darrell A. 5 6/12/2013 11 0.1 266,850 116,850

Minaurum Gold Inc. Warrants Rader, Darrell A. 5 3/1/2010 00 58,425

Minaurum Gold Inc. Common Shares Williams, Michael Jeffrey

4 1/15/2009 00 70,000

Minaurum Gold Inc. Warrants Williams, Michael Jeffrey

4 1/15/2009 00 35,000

Montana Exploration Corp. (formerly AltaCanada Energy Corp.)

Common Shares Collins, James William 4 6/13/2012 10 0.18 10,590,700 255,000



Insider Reporting

June 20, 2013 (2013) 36 OSCB 6323


Date T/OUnitPrice

Date/Month End







Common Shares Selby, Charles Vincent 4 4/21/2003 00 21,590


Common Shares Selby, Charles Vincent 4 6/4/2013 57 0.2 23,946 2,356


Rights May 31, 2013 expiry

Selby, Charles Vincent 4 4/21/2003 00 21,590


Rights May 31, 2013 expiry

Selby, Charles Vincent 4 6/4/2013 57 0.2 0 -21,590

Montero Mining and Exploration Ltd.

Common Shares Thomson, Andrew 4 6/10/2013 10 0.04 952,854 25,000

Montero Mining and Exploration Ltd.

Common Shares Thomson, Andrew 4 6/13/2013 10 0.04 977,854 25,000

Morguard Corporation Common Shares Morguard Corporation 1 6/10/2013 38 105.1 1,000 1,000

Morguard Corporation Common Shares Morguard Corporation 1 6/10/2013 38 0 -1,000

Morguard Corporation Common Shares Morguard Corporation 1 6/12/2013 38 105.1 4,000 4,000

Morguard Corporation Common Shares Morguard Corporation 1 6/12/2013 38 0 -4,000

Morguard Corporation Common Shares Sahi, Kuldip (Rai) 3, 4, 6, 5

6/11/2013 10 105.1 6,690,000 25,501

Morguard Real Estate Investment Trust

Units Morguard Corporation 3 6/11/2013 10 16.827 1,682,100 34,800


Units Morguard Real Estate Investment Trust

1 6/10/2013 38 17.14 46,200 46,200


Units Morguard Real Estate Investment Trust

1 6/10/2013 38 0 -46,200

Morneau Shepell Inc. Common Shares Morneau, Sr., William Frank

5 6/13/2013 10 14.02 27,050 27,050


5 6/13/2013 10 14.02 50,505 35,250


5 6/12/2013 47 14.14 560,089 -70,500

Mosaic Capital Corporation

Common Shares Laughland, Barclay 5 6/10/2013 10 7.5285 33,180 -1,850


Common Shares Mackay, John 4, 6, 7, 5

6/12/2013 10 7.61 245,479 -1,500


Common Shares Mackay, John 4, 6, 7, 5

6/12/2013 10 7.55 214,279 -31,200


Common Shares Whitnack, Alan Grant 7 6/11/2013 90 7.65 158 -7,636


Common Shares Whitnack, Alan Grant 7 6/11/2013 90 7.65 14,114 7,636

MRF 2013 Resource Limited Partnership


Brasseur, Jeremy 6 6/14/2013 11 25 159,270 -1,800



Brasseur, Jeremy 6 6/14/2013 11 25 1,800 1,800



Brasseur, Jeremy 6 6/14/2013 11 24.125 0 -1,800

Nanotech Security Corp.

Common Shares Causey, Brian 4 6/10/2013 11 125,000 -50,000

Nass Valley Gateway Ltd.

Common Shares Merfin Management Ltd

3 6/13/2013 10 0.03 10,752,833 50,000

Nautilus Minerals Inc. Common Shares MB Holding Company LLC

3 6/11/2013 15 0.2 122,120,860 82,679,363

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6324


Date T/OUnitPrice

Date/Month End


Nemaska Lithium Inc. (formerly NEMASKA EXPLORATION INC.)

Common Shares Bourassa, guy georges 4, 5 6/12/2013 10 0.175 1,670,001 5,000

Nemaska Lithium Inc. (formerly NEMASKA EXPLORATION INC.)

Common Shares Bourassa, guy georges 4, 5 6/14/2013 10 0.175 1,672,001 2,000

Neptune Technologies & Bioressources Inc.

Common Shares chartrand, michel 4 6/7/2013 10 3 53,200 -1,900

New Look Eyewear Inc.

Options Amiel, Antoine 4, 6, 5 6/10/2013 50 9.77 170,000 20,000


Options Boulanger, Claire 5 6/10/2013 50 9.77 25,000 10,000


Options Deschamps, Jean-Luc 5 6/10/2013 50 9.77 80,000 10,000


Options Echenberg, Paul S. 4, 6 6/10/2013 50 9.77 20,000 10,000


Options Ferguson, William R. 4 6/10/2013 50 9.77 22,500 10,000


Options Gagné, Martial 4, 5 6/10/2013 50 9.77 220,000 20,000


Options Mercier, Marie-Josée 5 6/10/2013 50 9.77 25,000 10,000


Options Pageau, Mario 5 6/10/2013 50 9.77 42,000 10,000


Options Reimnitz, France 5 6/10/2013 50 9.77 35,000 10,000


Options Rouleau, Caroline 5 6/10/2013 50 9.77 45,000 10,000


Options Roy, Michel 5 6/10/2013 50 9.77 14,000 3,000


Options St-Amant, Linda 5 6/10/2013 50 9.77 14,300 3,000

New Oroperu Resources Inc.

Common Shares Brown, Maynard Elliott 4 6/10/2013 97 0.25 162,000 12,000

New Pacific Metals Corp.

Common Shares Kong, David TokPay 4 6/11/2013 10 0.62 20,000 20,000

New Pacific Metals Corp.

Common Shares New Pacific Metals Corp.

1 6/11/2013 10 0.62 368,786 5,500

Newalta Corporation Deferred Share Units

Stewart, Barry D. 4 5/13/2013 56 13.96 10,352 952

Newfoundland Capital Corporation Limited

Subordinate Voting Shares Class A

Dundee Corporation 3 6/7/2013 10 9 3,019,800 -10,000

Newfoundland Capital Corporation Limited

Common Shares Class B

STEELE, HARRY RAYMOND

3, 4, 5 6/12/2013 10 9 456,435 3,000

NexJ Systems Inc. Common Shares McPhee, Kenneth Ian 4 6/7/2013 47 2.43 295,110 -60,000

Nighthawk Gold Corp. Common Shares Cudney, Robert Douglas

3 6/11/2013 10 0.09 100,000

Nighthawk Gold Corp. Common Shares Cudney, Robert Douglas

3 6/11/2013 10 0.09 100,000

Nobel Real Estate Investment Trust

Options Girard, Jacques 4 5/16/2013 00






Options Girard, Jacques 4 5/30/2013 22 100,793 100,793


Units Girard, Jacques 4 5/16/2013 00






Units Girard, Jacques 4 5/30/2013 22 300,000 300,000


Limited Partnership Units catégorie B, comporte 1 droit de vote par catégorie B

Grandmont, Bernard 4 5/16/2013 00

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6325


Date T/OUnitPrice

Date/Month End










Grandmont, Bernard 4 5/30/2013 22 300,000 300,000


Options Grandmont, Bernard 4 5/16/2013 00






Options Grandmont, Bernard 4 5/30/2013 22 100,793 100,793



Maurais, Yves 4, 5 5/16/2013 00



Maurais, Yves 4, 5 5/16/2013 00



Maurais, Yves 4, 5 5/30/2013 00



Maurais, Yves 4, 5 5/30/2013 22 300,000 300,000


Options Maurais, Yves 4, 5 5/16/2013 00






Options Maurais, Yves 4, 5 5/30/2013 22 302,500 302,500


Units Maurais, Yves 4, 5 5/16/2013 00






Units Maurais, Yves 4, 5 5/30/2013 22 2,934,500 2,934,500



Parent, Jean-Guy 4 5/16/2013 00








Limited Partnership Units catégorie B,

Parent, Jean-Guy 4 5/30/2013 22 300,000 300,000

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6326


Date T/OUnitPrice

Date/Month End


comporte 1 droit de vote par catégorie B


Options Parent, Jean-Guy 4 5/16/2013 00






Options Parent, Jean-Guy 4 5/30/2013 22 302,500 302,500


Units Parent, Jean-Guy 4 5/16/2013 00






Units Parent, Jean-Guy 4 5/30/2013 22 2,934,500 2,934,500



Riopel, Serge 4 5/16/2013 00



Riopel, Serge 4 5/16/2013 00



Riopel, Serge 4 5/16/2013 00



Riopel, Serge 4 5/16/2013 00



Riopel, Serge 4 5/30/2013 00



Riopel, Serge 4 5/30/2013 22 300,000 300,000



Teasdale, Jean 4, 5 5/16/2013 00



Teasdale, Jean 4, 5 5/16/2013 00



Teasdale, Jean 4, 5 5/30/2013 00



Teasdale, Jean 4, 5 5/30/2013 22 300,000 300,000


Options Teasdale, Jean 4, 5 5/16/2013 00





Insider Reporting

June 20, 2013 (2013) 36 OSCB 6327


Date T/OUnitPrice

Date/Month End



Options Teasdale, Jean 4, 5 5/30/2013 22 403,414 403,414

Noble Mineral Exploration Inc. (formerly Ring of Fire Resources Inc.)

Common Shares White, Vance 3, 4, 5 6/10/2013 48 - Acquisition

by inheritance

ordisposition by bequest

0.05 5,378,891 727,250

Noble Mineral Exploration Inc. (formerly Ring of Fire Resources Inc.)

Warrants White, Vance 3, 4, 5 6/14/2013 48 - Acquisition

by inheritance

ordisposition by bequest

0.2 675,600 25,000

Norbord Inc. Common Shares Dawson, Michael J. 5 6/11/2013 51 6.5 19,385 10,500

Norbord Inc. Common Shares Dawson, Michael J. 5 6/11/2013 10 35.25 9,385 -10,000

Norbord Inc. Common Shares Dawson, Michael J. 5 6/11/2013 51 35.21 8,885 -500

Norbord Inc. Common Shares Dawson, Michael J. 5 6/12/2013 51 6.5 17,485 8,600

Norbord Inc. Common Shares Dawson, Michael J. 5 6/12/2013 10 35.2 8,885 -8,600

Norbord Inc. Options Dawson, Michael J. 5 6/11/2013 51 6.5 212,970 -10,500

Norbord Inc. Options Dawson, Michael J. 5 6/12/2013 51 6.5 204,370 -8,600

Nordion Inc. Common Shares McIntosh, Scott Robert 5 6/7/2013 90 8,209 2,209

Nordion Inc. Common Shares McIntosh, Scott Robert 5 6/7/2013 90 0 -2,209

NorSerCo Inc. Common Shares (Traded as Stapled Units)

Grayston, Kevin Eric 4 6/13/2013 10 27.828 3,000 500


Rasmussen, Bo Anker 5 6/7/2013 10 28.9 5,749 600








Wilson, Clifford Donald 4 6/7/2013 10 28.95 1,500 1,000

Northern Gold Mining Inc.

Common Shares Caland, Paul 3 6/10/2013 10 0.08 15,342,015 704,000


Common Shares Caland, Paul 3 6/11/2013 10 0.09 15,347,015 5,000


Common Shares Caland, Paul 3 6/12/2013 10 0.09 5,000

Northern Property Real Estate Investment Trust

Trust Units (Traded as Stapled Units)

Grayston, Kevin Eric 4 6/13/2013 10 27.828 3,000 500















Wilson, Clifford Donald 4 6/7/2013 10 28.95 1,500 1,000

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6328


Date T/OUnitPrice

Date/Month End


Northland Power Inc. Deferred Share Units (DSU)

Gloutney, Pierre 4 6/11/2013 56 16.95 4,221 59

Northland Power Inc. Deferred Share Units (DSU)

Harder, Vernon Peter 4 6/11/2013 56 16.95 3,958 59

Northstar Healthcare Inc.

Options Fleming, Harry 4 9/30/2010 00


Options Fleming, Harry 4 6/3/2013 50 0.3 500,000 500,000


Options Maruca, Matthew 5 5/2/2011 00


Options Maruca, Matthew 5 6/3/2013 50 0.3 100,000 100,000

Nouveau Monde Mining Enterprises Inc.

Common Shares Desaulniers, Eric 4, 5 6/14/2013 10 0.18 455,500 5,000

Nouveau Monde Mining Enterprises Inc.

Common Shares Lambert, Alain 4, 5 6/10/2013 10 0.18 202,000 82,000

Novadaq Technologies Inc.

Common Shares Baggs, Mary Kay 5 6/6/2013 51 1.09 46,882 20,896




Common Shares Baggs, Mary Kay 5 6/6/2013 10 13.82 25,986 -42,044




Common Shares Baggs, Mary Kay 5 6/7/2013 10 13.78 25,986 -28,852


Options Baggs, Mary Kay 5 6/6/2013 51 1.09 195,090 -20,896






Common Shares Deck, Roger 5 6/6/2013 51 1.09 151,184 93,271


Common Shares Deck, Roger 5 6/6/2013 10 13.82 79,255 -71,929


Common Shares Deck, Roger 5 6/7/2013 10 13.78 30,000 -49,255


Options Deck, Roger 5 6/6/2013 51 1.09 200,000 -93,271


Common Shares Martin, David C. 5 6/11/2013 51 4.15 16,000 4,000


Common Shares Martin, David C. 5 6/11/2013 10 14.95 6,000 -10,000


Options Martin, David C. 5 6/11/2013 51 4.15 91,000 -4,000


Common Shares Menawat, Dr., Arun 4, 5 6/6/2013 51 1.09 826,519 199,535


Common Shares Menawat, Dr., Arun 4, 5 6/6/2013 10 13.82 701,054 -125,465






Options Menawat, Dr., Arun 4, 5 6/6/2013 51 1.09 608,178 -199,535


Common Shares Purcell, Stephen 5 1/12/2009 00


Common Shares Purcell, Stephen 5 6/6/2013 51 1.76 12,500 12,500




Common Shares Purcell, Stephen 5 6/6/2013 51 2.75 43,033 533


Common Shares Purcell, Stephen 5 6/6/2013 10 13.82 0 -43,033



Insider Reporting

June 20, 2013 (2013) 36 OSCB 6329


Date T/OUnitPrice

Date/Month End



Common Shares Purcell, Stephen 5 6/7/2013 10 13.78 0 -29,467


Options Purcell, Stephen 5 6/6/2013 51 1.76 157,500 -12,500




Options Purcell, Stephen 5 6/6/2013 51 2.75 126,967 -533



NSX Silver Inc. Options Holmes, Glenn 4, 5 6/6/2013 50 845,000 350,000

NSX Silver Inc. Options Loon, Grant Elliot 4 6/6/2013 50 450,000 200,000

NSX Silver Inc. Options Proudfoot, James M. 4 6/6/2013 50 450,000 200,000

NSX Silver Inc. Common Shares van Hoof, Johannes Henricus Cornelis

3, 4, 5 6/13/2013 10 0.04 11,929,100 96,000

NTG Clarity Networks Inc.

Common Shares Lewis, Kristine Anne 4 6/13/2013 10 0.2 2,294,631 -100,000


Common Shares Zaghloul, Ashraf 3, 4, 5 6/14/2013 10 0.19 5,085,376 -50,000


Common Shares Zaghloul, Ashraf 3, 4, 5 6/14/2013 10 0.2 5,035,376 -50,000

Oceanus Resources Corporation

Common Shares Gordon, Richard Basil 4, 5 6/10/2013 10 0.25 1,337,807 2,000





OneMove Technologies Inc.

Common Shares Proud, Matthew 3 4/2/2012 00 7,820,654


Common Shares Proud, Matthew 3 6/6/2013 22 0.425 9,632,118 1,811,464


Common Shares Proud, Tyler Jamison 3 12/7/2012 00 7,820,654


Common Shares Proud, Tyler Jamison 3 6/6/2013 22 0.425 9,632,118 1,811,464

Open Text Corporation

Common Shares OTEX Common

Fowlie, Randy 4 6/11/2013 10 72.3 50,352 -1,148



Fowlie, Randy 4 6/11/2013 10 72.44 50,347 -5



Fowlie, Randy 4 6/11/2013 10 72.44 50,079 -268



Fowlie, Randy 4 6/11/2013 10 72.45 49,384 -695



Fowlie, Randy 4 6/11/2013 10 72.46 49,084 -300



Fowlie, Randy 4 6/11/2013 10 72.65 48,382 -702



Fowlie, Randy 4 6/11/2013 10 72.68 48,282 -100



Fowlie, Randy 4 6/11/2013 10 72.7 48,250 -32



Fowlie, Randy 4 6/11/2013 10 72.76 47,850 -400



Fowlie, Randy 4 6/11/2013 10 72.77 47,450 -400



Fowlie, Randy 4 6/11/2013 10 72.78 47,400 -50



Fowlie, Randy 4 6/11/2013 10 72.9 46,800 -600



Fowlie, Randy 4 6/11/2013 10 72.91 46,500 -300

Orbite Aluminae Inc. Actions Classe A Decary, Pascal 4 6/3/2013 10 0.88 15,000

Orbite Aluminae Inc. Actions Classe A Decary, Pascal 4 6/3/2013 10 0.92 15,000 15,000

Orbite Aluminae Inc. Actions Classe A Decary, Pascal 4 6/6/2013 10 0.88 20,000 5,000

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6330


Date T/OUnitPrice

Date/Month End


OREX MINERALS INC.

Common Shares Cope, Gary Gordon 5 6/10/2013 10 0.34 2,708,400 1,000

OREX MINERALS INC.


OREX MINERALS INC.


OREX MINERALS INC.


Otis Gold Corp. Common Shares Lindsay, Craig Thomas 3, 4, 5 6/7/2013 10 0.07 798,000 29,000

Otis Gold Corp. Common Shares Lindsay, Craig Thomas 3, 4, 5 6/11/2013 11 0.07 819,000 21,000

Oyster Oil and Gas Ltd. (formerly Clemson Resources Corp.)

Common Shares McNaught, Bruce David

4 6/10/2013 00 9,856



4 6/10/2013 00 366,691



4 6/10/2013 00 1,662,205


Warrants McNaught, Bruce David

4 6/10/2013 00 6,121



4 6/10/2013 00 227,733



4 6/10/2013 00 1,032,311

Pacific Rubiales Energy Corp.

Common Shares Arata, Jose Francisco 4, 5 6/10/2013 10 21.647 1,015,300 -20,000


Common Shares Arata, Jose Francisco 4, 5 6/11/2013 10 21.515 1,002,300 -13,000


Common Shares Arata, Jose Francisco 4, 5 6/12/2013 10 21.57 997,300 -5,000


Common Shares Arata, Jose Francisco 4, 5 6/13/2013 10 21.14 964,700 -32,600


Common Shares Pantin, Ronald 4, 5 6/7/2013 51 5.7 830,367 166,667


Common Shares Pantin, Ronald 4, 5 6/7/2013 51 6.3 997,034 166,667


Common Shares Pantin, Ronald 4, 5 6/7/2013 51 4.7 1,127,334 130,300


Options Pantin, Ronald 4, 5 6/7/2013 51 5.7 3,756,967 -166,667





Pan American Silver Corp.

Common Shares de Gelder, Neil 4 6/7/2013 10 12.53 4,000 1,000

Paramount Resources Ltd.


Claugus, Thomas Eugene

4 6/6/2013 10 35.82 145,100 -200




4 6/10/2013 10 36.8 143,900 -1,200




4 6/6/2013 10 35.82 1,153,100 -1,500




4 6/10/2013 10 36.8 1,143,200 -9,900




4 6/11/2013 10 36.91 1,143,000 -200




4 6/6/2013 10 35.82 1,346,800 -1,800




4 6/10/2013 10 36.8 1,335,300 -11,500




4 6/11/2013 10 36.91 1,335,000 -300




4 6/6/2013 10 35.82 3,225,500 -4,200




4 6/10/2013 10 36.8 3,197,800 -27,700

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6331


Date T/OUnitPrice

Date/Month End





4 6/11/2013 10 36.91 3,197,300 -500




4 6/6/2013 10 35.82 240,100 -300




4 6/10/2013 10 36.8 238,100 -2,000




4 6/11/2013 10 36.91 238,000 -100



Riddell, Clayton H. 3, 4, 5 6/11/2013 11 36.99 320,027 -50,000



Riddell, Clayton H. 3, 4, 5 6/11/2013 11 36.99 24,587,200 50,000

Parex Resources Inc. Common Shares Disbrow, Robert 3 3/12/2013 00 6,824,130

Parex Resources Inc. Common Shares Disbrow, Robert 3 3/12/2013 00 3,325,000

Parex Resources Inc. Convertible Debentures

Disbrow, Robert 3 3/12/2013 00 $6,725,000

Parex Resources Inc. Convertible Debentures

Disbrow, Robert 3 3/12/2013 00 $7,790,000

Parex Resources Inc. Common Shares Parex Resources Inc. 1 5/1/2013 38 4.348 172,400 20,000

Parta Dialogue Inc. Convertible Debentures

KING, GEORGE EDMUND

4 9/17/2012 00


KING, GEORGE EDMUND

4 9/17/2012 00


KING, GEORGE EDMUND

4 9/17/2012 00


KING, GEORGE EDMUND

4 6/10/2013 16 $50,000


KING, GEORGE EDMUND

4 6/10/2013 16 $50,000


KING, GEORGE EDMUND

4 6/10/2013 16 $50,000 $50,000


Zuring AG 6 11/3/2010 00


Zuring AG 6 11/3/2010 00


Zuring AG 6 11/3/2010 00


Zuring AG 6 6/10/2013 16 $100,000 $100,000

Partners Real Estate Investment Trust

Units Bullock, James Ross 4 6/6/2013 00 1,000


Units Maroun, Louis 4 6/10/2012 10 7.1595 -27,500




Units Maroun, Louis 4 6/10/2013 10 7.1595 0 -27,500


Units Maroun, Louis 4 6/10/2013 10 7.281 50,850 -6,250


Units Maroun, Louis 4 6/10/2013 10 7.0937 28,750 -22,100




Units Maroun, Louis 4 6/11/2013 10 6.8516 0 -28,750




Units Miniutti, Patrick 4, 5 6/11/2013 10 6.84 4,250


Units Miniutti, Patrick 4, 5 6/11/2013 10 6.84 8,026 4,250

Pason Systems Inc. Common Shares Hill, James Douglas 3, 4, 5 6/6/2013 10 18.06 15,766,580 -100,000

Passport Potash Inc. Common Shares Schlumpberger, Michael Xavier

5 5/29/2013 00 25,000

Patheon Inc. Options Gill III, Harry R 5 6/6/2013 50 5.74 330,000 50,000

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6332


Date T/OUnitPrice

Date/Month End


Patheon Inc. Options Lehmann, Michael Joseph

5 6/6/2013 50 5.74 350,000 50,000

Penn West Petroleum Ltd.

Common Shares Brookman, George Homer

4 6/7/2013 10 10.4 14,500 2,500


Common Shares George, Richard Lee 4 6/6/2013 10 10.4 380,000 75,000


Common Shares George, Richard Lee 4 6/7/2013 10 10.4 455,000 75,000


Common Shares Markin, Allan 4 6/11/2013 10 10.75 2,263,800 100,000


Common Shares Markin, Allan 4 6/13/2013 10 11.29 2,313,800 50,000


Common Shares Thornton, Jay 4 6/5/2013 00 305,000


Common Shares Thornton, Jay 4 6/6/2013 10 10.4 380,000 75,000


Common Shares Thornton, Jay 4 6/7/2013 10 10.4 455,000 75,000

Pepcap Ventures Inc. Common Shares Andrup, Claus Erik 4 6/13/2013 10 0.12 690,955 1,000

Perpetual Energy Inc. Common Shares Benoit, Vicki Lynn 5 6/11/2013 57 0.01 113,782 6,112

Perpetual Energy Inc. Restricted Rights Benoit, Vicki Lynn 5 6/11/2013 57 0.01 696 -6,112

Perpetual Energy Inc. Common Shares Green, Jeff 5 6/10/2013 57 49,995 15,953

Perpetual Energy Inc. Restricted Rights Green, Jeff 5 6/10/2013 57 436 -15,953

Perpetual Energy Inc. Restricted Rights Green, Jeff 5 6/10/2013 38 308 -128

Pethealth Inc. Common Shares Pethealth Inc. 1 5/1/2013 10 1.01 2,418 2,418


















Pethealth Inc. Common Shares Pethealth Inc. 1 5/31/2013 38 0 -264,634

Peyto Exploration & Development Corp.

Common Shares Braund, Rick 4 6/10/2013 10 32.001 985,126 -1,500

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6333


Date T/OUnitPrice

Date/Month End


Peyto Exploration & Development Corp.

Common Shares Gray, Don 4 6/13/2013 10 30.1 3,100,983 -3,400

PHX Energy Services Corp.

Retention Awards (Cash-based Only)

Shafer, Jeffery John 5 5/13/2013 57 10.58 -6,666

PHX Energy Services Corp.

Retention Awards (Cash-based Only)

Shafer, Jeffery John 5 5/23/2013 57 10.58 3,334 -6,666

Plazacorp Retail Properties Ltd.

Common Shares Kimco Realty Corporation

3 6/14/2013 10 4.33 1,929,932 -2,500,000

Polaris Minerals Corporation

Options Boggio, Lenard 4 4/1/2013 00


Options Boggio, Lenard 4 4/1/2013 50 1.05 50,000 50,000


Options Boggio, Lenard 4 6/5/2013 50 1.56 150,000 100,000


Options Lyons, Terrence 4 6/10/2013 50 1.56 397,000 100,000


Options McDonald, Darren Kelly

5 1/5/2009 00



5 5/2/2011 00 25,000



5 6/5/2013 50 1.56 205,000 100,000


Options Singleton, David Forster

4 6/5/2013 50 1.56 444,750 100,000


Options Terry, William Beverly 7 6/5/2013 50 1.56 420,000 100,000


Options Wilson, Herbert Godfrey Anthony

4, 5 6/5/2013 53 1.56 719,792 200,000

Polymet Mining Corp. Rights Forrest, Walter Ian Logan

4 10/7/2003 00


4 6/6/2013 56 0.66 1,528,000 1,528,000


4 10/7/2003 00


4 6/6/2013 56 0.66 375,000 375,000

Polymet Mining Corp. Rights Sims, Frank Lester 4 6/12/2013 10 0.08 546,124 100,000

Potash Corporation of Saskatchewan Inc.

Common Shares Dowdle, Stephen 7 6/7/2013 51 4.39 79,853 5,000


Common Shares Dowdle, Stephen 7 6/7/2013 10 41.605 74,853 -5,000


Options Employee Stock Options

Dowdle, Stephen 7 6/7/2013 51 4.39 424,272 -5,000


Common Shares Doyle, William J. 4, 5 6/10/2013 51 4.39 200,000 200,000


Common Shares Doyle, William J. 4, 5 6/10/2013 10 41.625 0 -200,000


Common Shares Doyle, William J. 4, 5 6/11/2013 51 4.39 126,600 126,600


Common Shares Doyle, William J. 4, 5 6/11/2013 10 41.109 0 -126,600



Doyle, William J. 4, 5 6/10/2013 51 4.39 6,701,858 -200,000



Doyle, William J. 4, 5 6/11/2013 51 4.39 6,575,258 -126,600

Power Financial Corporation

Common Shares Gratton, Robert 4 6/7/2013 10 30.868 1,293,109 -171,000





Precious Metals Bullion Trust

Units Precious Metals Bullion Trust

1 5/6/2013 38 13.88 1,100 1,100



1 5/6/2013 38 13.88 0 -1,100



1 5/9/2013 38 13.94 3,000 3,000



1 5/9/2013 38 13.94 0 -3,000

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6334


Date T/OUnitPrice

Date/Month End


Prescient Mining Corp. Common Shares levy, marc evan 4 6/11/2013 10 0.04 933,223 12,000

Primeline Energy Holdings Inc.

Common Shares Wang, Guang Ming 4, 5 6/12/2013 10 0.36 1,638,500 130,000

Puma Exploration Inc. Common Shares Robillard, Marcel 4, 5 6/10/2013 10 0.24 987,000 4,000

Puma Exploration Inc. Common Shares Robillard, Marcel 4, 5 6/12/2013 10 0.24 990,500 3,500

Pure Industrial Real Estate Trust

Restricted Units Gorrie, Kevan Stuart 5 10/14/2012 00

Pure Industrial Real Estate Trust

Restricted Units Gorrie, Kevan Stuart 5 10/14/2012 00

Pure Multi-Family REIT LP

Limited Partnership Units Class A

Evans, Steve 4, 5 6/13/2013 10 4.6 23,000 2,000



Evans, Steve 4, 5 6/13/2013 10 4.62 24,000 1,000



Evans, Steve 4, 5 6/13/2013 10 4.63 27,000 3,000



Evans, Steve 4, 5 6/13/2013 10 4.65 27,700 700



Evans, Steve 4, 5 6/13/2013 10 4.68 28,700 1,000



Evans, Steve 4, 5 6/13/2013 10 4.69 33,000 4,300



Evans, Steve 4, 5 6/14/2013 10 4.7 39,000 6,000



Latoski, Darren Todd 4 6/12/2013 10 4.7 20,300 2,200



Latoski, Darren Todd 4 6/12/2013 10 4.75 21,100 800

Pure Technologies Ltd.

Common Shares Keebler, Karen Doris 5 6/5/2013 51 2.05 22,684 2,500


Common Shares Keebler, Karen Doris 5 6/5/2013 59 5.05 20,184 -2,500


Options Keebler, Karen Doris 5 6/5/2013 51 2.05 177,300 -2,500

PYROGENESIS CANADA INC.

Options Coleman, Gary Thurman

4 6/20/2012 99 20,000 -24


Common Shares Pascali, Photis Peter 3, 4 3/29/2012 15 0.8 600,000


Common Shares Pascali, Photis Peter 3, 4 3/29/2012 15 0.8 26,139,750 843,750


Warrants Pascali, Photis Peter 3, 4 3/29/2012 15 600,000


Warrants Pascali, Photis Peter 3, 4 3/29/2012 15 843,750 843,750

QRS Capital Corp. Common Shares Benalcazar Rojas, Diego Manuel

5 6/6/2013 16 0.1 980,000 500,000

QRS Capital Corp. Warrants Benalcazar Rojas, Diego Manuel

5 6/6/2013 16 0.2 490,000 250,000

QRS Capital Corp. Common Shares Rogers, James Arnold 4 5/29/2013 10 0.08 -26,000

QRS Capital Corp. Common Shares Rogers, James Arnold 4 5/29/2013 10 0.08 -26,000

QRS Capital Corp. Common Shares Rogers, James Arnold 4 6/4/2013 10 0.085 332,500 14,000

QRS Capital Corp. Common Shares Rogers, James Arnold 4 6/5/2013 10 0.085 341,000 8,500

QRS Capital Corp. Common Shares Seaman, John 4, 5 6/6/2013 16 0.1 1,944,000 450,000



QRS Capital Corp. Warrants Seaman, John 4, 5 6/6/2013 16 0.2 250,000 225,000

Quebecor Inc. Rights Péladeau, Pierre Karl 4, 6, 5 6/7/2013 56 790,710 249,361

Quia Resources Inc. Common Shares Brown, William Richard 4, 5 6/10/2013 10 0.01 4,385,998 86,000

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6335


Date T/OUnitPrice

Date/Month End


Quia Resources Inc. Common Shares Brown, William Richard 4, 5 6/12/2013 10 0.01 4,532,998 147,000

Raging River Exploration Inc.

Common Shares Beynon, Bruce Michael 5 6/6/2013 10 4.1297 103,200 -10,000

Rainy Mountain Royalty Corp. (formerly East West Resource Corporation)

Common Shares Mason, Douglas Lawrence

4, 5 6/11/2013 10 0.035 3,674,000 2,000

Rainy Mountain Royalty Corp. (formerly East West Resource Corporation)

Common Shares Mason, Douglas Lawrence

4, 5 6/12/2013 10 0.035 3,680,000 6,000

Raven Rock Strategic Income Fund

Units Maxwell, Robert 7 10/30/2012 00

Raven Rock Strategic Income Fund

Units Maxwell, Robert 7 6/7/2013 10 9.26 1,000 1,000

RedlineCommunications Group Inc.

Common Shares Kramer, David 3 6/14/2013 10 6.1 53,000 -2,000

Regal Lifestyle Communities Inc.

Common Shares Pitoniak, Edward Baltazar

4 10/16/2012 00

Regal Lifestyle Communities Inc.

Common Shares Pitoniak, Edward Baltazar

4 6/7/2013 10 8.727 1,650 1,650

RESAAS Services Inc. Options Cullen, Gerald Padraig 5 6/6/2013 52 75,000 -100,000

RESAAS Services Inc. Options Cullen, Gerald Padraig 5 6/13/2013 50 1.1 175,000 100,000

RESAAS Services Inc. Common Shares Morgando, J. Chris 4 2/6/2013 11 225,000 -25,000

RESAAS Services Inc. Options Rossiter, Thomas 5 6/6/2013 52 1.3 250,000 -200,000

RESAAS Services Inc. Options Rossiter, Thomas 5 6/13/2013 50 1.1 450,000 200,000

RESAAS Services Inc. Options St. Hilaire, Michael 5 6/6/2013 52 1.3 250,000 -200,000

RESAAS Services Inc. Options St. Hilaire, Michael 5 6/13/2013 50 1.1 450,000 200,000

RESAAS Services Inc. Options Thompson, Andrew 5 6/6/2013 52 1.3 100,000 -75,000

RESAAS Services Inc. Options Thompson, Andrew 5 6/13/2013 50 1.1 175,000 75,000

Reservoir Minerals Inc.

Common Shares Miles, David Lindsay 5 6/13/2013 51 0.65 10,000 10,000


Common Shares Miles, David Lindsay 5 6/13/2013 10 2.951 0 -10,000


Options Miles, David Lindsay 5 6/13/2013 51 0.65 90,000 -10,000


Common Shares Winn, Michael D. 4 6/12/2013 97 19,308 -7,500

Resverlogix Corp. Options JOHANSSON, DR. JAN OVE

5 6/10/2013 50 660,000 300,000

Retrocom Mid-Market Real Estate Investment Trust

Subscription Receipts

dato, edward j 4 6/5/2013 36 0 -10,000


Units dato, edward j 4 6/5/2013 36 81,000 10,000


Warrants Goldhar, Mitchell 3 6/7/2013 90 5.5 0 -1,500,000




Warrants Goldhar, Mitchell 3 6/7/2013 90 1,500,000 1,500,000

Revett Minerals Inc. Common Shares Lindsey, Timothy 4 6/7/2013 10 0.94 684,521 5,000

Revett Minerals Inc. Common Shares Lindsey, Timothy 4 6/11/2013 10 0.89 694,521 10,000

Richelieu Hardware Ltd.

Common Shares Auclair, Antoine 5 6/13/2013 30 41.043 1,399 44

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6336


Date T/OUnitPrice

Date/Month End



Common Shares Dion, Christian 5 6/13/2013 30 41.043 3,253 12


Common Shares Grenier, Guy 5 6/13/2013 30 41.043 27,583 56


Common Shares Lord, Richard 4, 5 6/13/2013 30 41.043 1,400,437 58


Common Shares Quevillon, Geneviève 5 6/13/2013 30 41.043 1,230 22

Rio Alto Mining Limited

Common Shares Black, Alexander 4, 5 6/11/2013 10 2.46 4,994,651 25,000


Common Shares Kisic, Drago Guillermo 4 6/11/2013 10 2.38 120,000 -10,000






Common Shares Tweddle, Paul 5 6/12/2013 10 2.43 33,500 1,000

RIOCAN REAL ESTATEINVESTMENT TRUST

Options Bunbury, Nigel Charles 5 6/10/2013 00


Options Bunbury, Nigel Charles 5 6/10/2013 50 26.69 12,500 12,500


Trust Units Lastman, Dale Howard 4 6/6/2013 10 26.451 22,841 2,637


Trust Units Robins, Jordan 5 5/7/2013 30 28.27 33,558 138


Trust Units Rosen, Howard Daniel 5 2/7/2013 30 26.14 4,019 19






Trust Units Sallows, Sharon 4 5/7/2013 30 28.27 2,367 9








Trust Units Waks, Frederic Allen 5 5/7/2013 30 28.27 2,380 9


Trust Units Waks, Frederic Allen 5 5/7/2013 30 28.27 988 4












Trust Units Winograd, Charles 4 6/6/2013 10 26.451 14,669 2,063

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6337


Date T/OUnitPrice

Date/Month End



Trust Units Winograd, Charles 4 6/7/2013 10 26.7 14,770 101


Trust Units Winograd, Charles 4 6/12/2013 10 25.685 15,256 486

Ritchie Bros. Auctioneers Incorporated

Options Turgeon, Guylain 5 6/4/2013 59 21.39 152,800 -38,200

RMP Energy Inc. Common Shares MacDonald, Ross Edward

5 6/3/2013 10 4.55 368,125 -5,000

Rockhaven Resources Ltd.

Common Shares Eaton, William Douglas 6 6/10/2013 10 2,754,000 2,000


Common Shares Eaton, William Douglas 6 6/13/2013 10 2,760,500 6,500


Common Shares Turner, Matthew Arthur Thomas

5 6/13/2013 10 460,500 38,000

Rockland Minerals Corp.

Common Shares Loree, Bryan 4, 5 6/11/2013 10 0.01 1,559,700 100,000

Rockland Minerals Corp.

Common Shares Sanders, George F Jr. 4 6/11/2013 10 0.01 1,120,000 120,000

Rokmaster Resources Corp.

Common Shares Mirko, John Martin 4, 5 6/10/2013 10 0.23 3,127,501 30,000

Romarco Minerals Inc Options Garrett, Diane Renee 4, 5 2/9/2012 50 1.16 2,950,000 400,000

Romarco Minerals Inc Options Garrett, Diane Renee 4, 5 2/22/2012 51 1.16 -400,000

Romarco Minerals Inc Options Garrett, Diane Renee 4, 5 2/1/2013 52 1.16 4,666,750 -200,000

Sabina Gold & Silver Corp.

Common Shares Bennett, Elaine 5 6/11/2013 11 1.4 90,000 25,000


Common Shares Campbell, Angus 5 8/28/2012 00


Common Shares Campbell, Angus 5 3/7/2013 10 1.85 3,500 3,500


Common Shares Campbell, Angus 5 6/11/2013 11 1.4 38,500 35,000


Common Shares Carson, Wes 5 6/11/2013 11 1.4 89,750 75,000


Common Shares Dundee Corporation 3 6/10/2013 11 1.4 25,187,590 5,714,286


Common Shares Hean, Scott Bradbury 4 6/11/2013 11 1.4 181,553 30,000


Common Shares Pease, Robert 4 6/11/2013 11 1.4 98,250 20,000

SANDSTORM GOLD LTD.

Common Shares Watson, Nolan Allan 4, 5 6/7/2013 10 7.9 924,800 -5,200

SANDSTORM GOLD LTD.

Common Shares Watson, Nolan Allan 4, 5 6/7/2013 10 7.95 923,900 -900

SANDSTORM GOLD LTD.


SANDSTORM GOLD LTD.


SANDSTORM GOLD LTD.


SANDSTORM GOLD LTD.


SANDSTORM GOLD LTD.


SANDSTORM GOLD LTD.


SANDSTORM GOLD LTD.


SANDSTORM GOLD LTD.


SANDSTORM GOLD LTD.


SANDSTORM GOLD LTD.


SANDSTORM GOLD LTD.


Insider Reporting

June 20, 2013 (2013) 36 OSCB 6338


Date T/OUnitPrice

Date/Month End


SANDSTORM GOLD LTD.

Common Shares Watson, Nolan Allan 4, 5 6/11/2013 51 3.4 930,000 36,500

SANDSTORM GOLD LTD.

Options Watson, Nolan Allan 4, 5 6/11/2013 51 323,500 -36,500

Sandvine Corporation Common Shares Sandvine Corporation 1 4/30/2013 38 1.99 98,000 98,000

Sandvine Corporation Common Shares Sandvine Corporation 1 4/30/2013 38 1.99 0 -98,000

Sandvine Corporation Common Shares Sandvine Corporation 1 5/31/2013 38 2.05 52,000 52,000

Sandvine Corporation Common Shares Sandvine Corporation 1 5/31/2013 38 2.05 0 -52,000

Savanna Energy Services Corp.

Common Shares Moore, Rachel 5 6/11/2013 10 6.77 15,000 5,000

Savanna Energy Services Corp.

Common Shares NUGENT, Kevin 4 6/13/2013 10 6.735 4,300 2,800

Schwabo Capital Corporation

Common Shares savoie, raymond 5 1/30/2008 00


Common Shares savoie, raymond 5 1/30/2008 00


Options savoie, raymond 5 1/30/2008 00


Options savoie, raymond 5 1/30/2008 00

Sea Dragon Energy Inc.

Options Stock Option Plan exercisable for common shares

Anton, Anton Danial 5 6/7/2013 38 0.18 4,500,000 -500,000



Anton, Anton Danial 5 6/7/2013 38 0.35 4,000,000 -500,000



ARRATA, SAID SAMAAN YOUSSEF

4, 5 6/7/2013 38 0.6 7,000,000 -700,000




4, 5 6/7/2013 38 0.18 5,000,000 -2,000,000




4, 5 6/7/2013 38 0.28 4,500,000 -500,000




4, 5 6/7/2013 38 0.13 3,500,000 -1,000,000



Fitzgerald, Ken 4 6/7/2013 38 0.13 750,000 -500,000



Moaaz, Ahmed Farid Ahmed

4, 5 6/7/2013 38 0.6 3,000,000 -500,000




4, 5 6/7/2013 38 0.5 2,500,000 -500,000




4, 5 6/7/2013 38 0.13 1,500,000 -1,000,000



Moase, Paul 4 6/7/2013 38 0.5 1,250,000 -500,000



Moase, Paul 4 6/7/2013 38 0.28 1,000,000 -250,000



Moase, Paul 4 6/7/2013 38 0.13 750,000 -250,000

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6339


Date T/OUnitPrice

Date/Month End




Moffat, Robert Gordon 4 6/7/2013 38 0.26 3,550,000 -500,000



Moffat, Robert Gordon 4 6/7/2013 38 0.13 3,300,000 -250,000



Moffat, Robert Gordon 4 6/7/2013 38 0.1 2,300,000 -1,000,000



Serra, Olivier 5 6/7/2013 38 0.35 2,500,000 -500,000



Serra, Olivier 5 6/7/2013 38 0.13 1,500,000 -1,000,000



Swan, Barry Walter 4 6/7/2013 38 0.6 1,350,000 -500,000









Swan, Barry Walter 4 6/7/2013 38 0.13 750,000 -250,000



Thompson, David Michael

4, 5 6/7/2013 38 0.6 100,000 -800,000



Thompson, David Michael

4, 5 6/7/2013 38 0.5 0 -100,000

Shoal Point Energy Ltd.

Common Shares Murray, Robert Brian 3, 4, 5 11/4/2010 00


Common Shares Murray, Robert Brian 3, 4, 5 6/7/2013 16 0.06 2,000,000 2,000,000


Warrants Murray, Robert Brian 3, 4, 5 11/4/2010 00


Warrants Murray, Robert Brian 3, 4, 5 6/7/2013 16 0.15 2,000,000 2,000,000


Common Shares sheldon, donald r. 4, 5 6/7/2013 16 0.06 2,507,460 1,000,000


Warrants sheldon, donald r. 4, 5 6/7/2013 16 0.15 1,150,000 1,000,000

Sierra Wireless, Inc. Common Shares Sierra Wireless, Inc. 1 5/31/2013 38 88,200 -297,939

Sierra Wireless, Inc. Common Shares Sierra Wireless, Inc. 1 6/5/2013 38 -297,939

Silver Bear Resources Inc.

Common Shares Trevisiol, Mark Steven 4, 5 5/11/2011 00


Common Shares Trevisiol, Mark Steven 4, 5 6/4/2013 16 0.18 222,222 222,222


Warrants Trevisiol, Mark Steven 4, 5 5/11/2011 00


Warrants Trevisiol, Mark Steven 4, 5 6/4/2013 16 111,111 111,111

Slater Mining Corporation

Common Shares Slater, Ian 4, 5 6/14/2013 10 0.05 5,130,000 72,500

SMART Technologies Inc.

Options Stock Options under 2010 Equity Incentive Plan

Brown, Scott Richard 7 6/3/2013 00 100,000

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6340


Date T/OUnitPrice

Date/Month End










Losch, Jeffrey Alan 5 6/10/2013 57 1.3612 53,134 -17,666


Subordinate Voting Shares Class A Subordinate Voting Shares

Losch, Jeffrey Alan 5 6/10/2013 57 1.3612 231,566 17,666



LOWE, JEFFREY ALAN

7 6/10/2013 57 1.3612 81,667 -33,333



LOWE, JEFFREY ALAN

7 4/2/2012 00 33,333



LOWE, JEFFREY ALAN

7 6/10/2013 10 1.33 19,754 -13,579



Ramotowski, Pamela Anne

7 2/25/2013 57 1.41 100,700 -350




7 6/10/2013 57 1.3612 -33,333




7 6/10/2013 57 1.3612 -33,333




7 6/10/2013 57 1.3612 82,367 -33,333




7 2/25/2013 57 1.41 28,475 350




7 6/10/2013 57 1.3612 61,808 33,333



RODRIGUE, DANIEL L 7 6/10/2013 57 1.3612 85,834 -33,333



RODRIGUE, DANIEL L 7 6/10/2013 57 1.3612 213,116 33,333



SCHMITT, KELLY LEE 5 6/13/2013 56 1.32 250,000 100,000



SCHMITT, KELLY LEE 5 6/10/2013 57 1.3612 93,334 -6,666



SCHMITT, KELLY LEE 5 6/10/2013 57 1.3612 46,666 6,666



THOMAS, LINDA A 7 6/10/2013 57 1.3612 70,834 -33,333



THOMAS, LINDA A 7 6/10/2013 57 1.3612 113,316 33,333

SNC-Lavalin Group Inc.

Common Shares DI LILLO, Pasquale 5 8/31/2007 00


Common Shares DI LILLO, Pasquale 5 6/11/2013 51 31.59 6,000 6,000


Common Shares DI LILLO, Pasquale 5 6/11/2013 10 44.276 0 -6,000


Common Shares DI LILLO, Pasquale 5 6/11/2013 51 37.53 2,000 2,000


Common Shares DI LILLO, Pasquale 5 6/11/2013 10 44.276 0 -2,000


Options DI LILLO, Pasquale 5 6/11/2013 51 31.59 38,000 -6,000


Options DI LILLO, Pasquale 5 6/11/2013 51 37.53 36,000 -2,000


Common Shares RATE, Charles 5 6/13/2013 51 31.59 25,500 18,000


Common Shares RATE, Charles 5 6/13/2013 10 44.29 7,500 -18,000

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6341


Date T/OUnitPrice

Date/Month End



Common Shares RATE, Charles 5 6/13/2013 51 37.53 13,500 6,000


Common Shares RATE, Charles 5 6/13/2013 10 44.29 7,500 -6,000


Options RATE, Charles 5 6/13/2013 51 31.59 117,200 -18,000


Options RATE, Charles 5 6/13/2013 51 37.53 111,200 -6,000

Sniper Resources Ltd. Common Shares Baxter, Scott David 3, 4, 5 6/13/2013 10 0.03 1,690,880 -100,000

Solimar Energy Limited

Common Shares Satterfield, William McSwain

5 6/4/2013 10 0.16 188,000 188,000

Solimar Energy Limited

Common Shares Satterfield, William McSwain

5 6/5/2013 10 0.21 688,000 500,000

Spot Coffee (Canada) Ltd.

Common Shares AYOUB, ANTON MICHEL

4, 5 6/12/2013 10 0.11 522,458 3,000


Common Shares Lorenzo, John Michael 4 6/11/2013 10 0.12 272,500 20,000





SQI Diagnostics Inc. Options Smith, Catherine 5 10/14/2008 00

SQI Diagnostics Inc. Options Smith, Catherine 5 12/12/2012 50 50,000 50,000

ST ANDREW GOLDFIELDS LTD.

Common Shares Abramson, Herbert 4, 5 5/2/2012 90 287,500 287,500


Common Shares Abramson, Herbert 4, 5 5/2/2012 90 0 -287,500


Common Shares Cater, Douglas Frederick

5 6/13/2013 30 0.38 19,640 4,450


Common Shares Gignac, Catherine 4 6/14/2013 30 0.39 107,266 2,430


Common Shares Middlemiss, Duncan Kenneth

5 6/14/2013 30 0.39 132,548 6,158


Common Shares Perron, Jacques 4, 5 6/14/2013 30 0.39 302,126 4,226


Common Shares Petroff, David Michael 4 6/14/2013 30 0.39 12,496 2,496


Common Shares Ramey, Geoffrey 5 6/14/2013 30 0.39 13,738 3,888


Common Shares Rocque, Pierre 5 6/14/2013 30 0.39 87,831 4,451


Common Shares Weinzettl, Linda 5 6/14/2013 30 0.39 22,883 2,422

Sterling Resources Ltd.

Options expiry May 2, 2015

Azancot, Michael J. 5 6/11/2013 52 2.64 1,000,000 -500,000



Azancot, Michael J. 5 4/26/2010 00 812,000



Beacom, Mark Douglas 7 10/13/2010 00 247,000


Options expiry June 1, 2014

Birrell, Stephen 7 6/11/2013 52 1.42 100,000 -100,000



Birrell, Stephen 7 6/11/2013 52 2.03 220,000 -110,000



Birrell, Stephen 7 6/11/2013 52 2.56 0 -83,333



Birrell, Stephen 7 11/14/2005 00 157,000



Blewden, David Michael

5 8/2/2010 00 509,000



Cremer, Sherry Louise 5 6/11/2013 52 1.42 50,000 -50,000



Cremer, Sherry Louise 5 6/11/2013 52 2.03 113,333 -56,667



Cremer, Sherry Louise 5 6/11/2013 52 2.56 0 -50,000



Cremer, Sherry Louise 5 5/28/2003 00 90,000

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6342


Date T/OUnitPrice

Date/Month End




Davies, David Gareth Ashley

7 9/10/2012 00 198,000



Findlater, David Alexander

7 6/11/2013 52 1.42 33,334 -33,333




7 6/11/2013 52 2.03 100,000 -50,000




7 6/11/2013 52 2.56 0 -16,666




7 7/19/2004 00 64,000



Kong, Teck Soon 4 6/11/2013 52 1.42 41,666 -41,667



Kong, Teck Soon 4 6/11/2013 52 2.03 93,333 -46,667



Kong, Teck Soon 4 6/11/2013 52 2.56 0 -41,666



Miller, David 7 6/11/2013 52 1.42 8,334 -8,333



Miller, David 7 6/11/2013 52 2.03 20,000 -10,000



Miller, David 7 6/11/2013 52 2.56 0 -8,333



Rapach, John 5 6/11/2013 52 1.42 116,666 -116,667



Rapach, John 5 6/11/2013 52 2.03 293,333 -146,667



Rapach, John 5 6/11/2013 52 2.56 0 -100,000



Rapach, John 5 8/25/2005 00 473,000


Common Shares Ulrich, Jacob Shields 4 6/11/2013 00


Options expiry April 21, 2013

Whitley, Patrick 7 6/11/2013 52 2.5 0 -100,000



Whitley, Patrick 7 6/11/2013 52 1.42 50,000 -50,000



Whitley, Patrick 7 6/11/2013 52 2.03 113,333 -56,667



Whitley, Patrick 7 2/1/2008 00 220,000

StorageVault Canada Inc.

Common Shares Simpson, Alan Arthur 3, 4, 5 6/10/2013 10 0.34 3,610,985 2,500

StorageVault Canada Inc.

Common Shares Simpson, Alan Arthur 3, 4, 5 6/13/2013 10 0.33 3,612,985 2,000

Strad Energy Services Ltd.

Common Shares Grandfield, Robert James

4, 5 5/31/2013 10 3.31 687,966 -20,000



4, 5 6/5/2013 10 3.3 687,066 -900



4, 5 6/10/2013 10 3.25 607,966 -79,100

Strategic Oil & Gas Ltd.

Common Shares Claugus, Thomas Eugene

4 6/10/2013 10 0.93 1,714,900 12,700



4 6/11/2013 10 0.93 1,716,200 1,300



4 6/12/2013 10 0.93 1,719,300 3,100



4 6/13/2013 10 0.97 1,721,300 2,000



4 6/10/2013 10 0.93 9,736,700 65,800



4 6/11/2013 10 0.93 9,743,400 6,700



4 6/12/2013 10 0.93 9,759,600 16,200



4 6/13/2013 10 0.97 9,770,100 10,500



4 6/10/2013 10 0.93 946,200 146,200



4 6/11/2013 10 0.93 961,000 14,800

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6343


Date T/OUnitPrice

Date/Month End




4 6/12/2013 10 0.93 997,000 36,000



4 6/13/2013 10 0.97 1,020,300 23,300



4 6/10/2013 10 0.93 8,011,100 64,000



4 6/11/2013 10 0.93 8,017,600 6,500



4 6/12/2013 10 0.93 8,033,300 15,700



4 6/13/2013 10 0.97 8,043,500 10,200



4 6/10/2013 10 0.93 1,728,700 12,300



4 6/11/2013 10 0.93 1,729,900 1,200



4 6/12/2013 10 0.93 1,732,900 3,000



4 6/13/2013 10 0.97 1,734,900 2,000


Common Shares Joy, Barbara 5 5/31/2013 10 0.93 75,000 15,000





Stratton Resources Inc.

Common Shares Haslinger, Richard Josef

5 8/2/2011 50 1.5 90,909



5 8/2/2011 50 1.5 150,000



5 8/2/2011 50 1.5 150,000



5 8/12/2011 37 0.75 400,000 200,000



5 9/13/2011 37 381,818



5 9/13/2011 37 350,000



5 9/13/2011 37 350,000


Options Haslinger, Richard Josef

5 8/1/2011 00



5 8/2/2011 50 300,000 300,000



5 6/6/2013 38 0 -300,000


Options Maxwell, Alistair 4 6/6/2013 38 0 -90,000

STT Enviro Corp. (formerly Semcan Inc.)


CLARK, PETER 4 6/13/2013 11 $30,000 $30,000



Deacon, David Emmerson

5 6/13/2013 11 $132,500 $100,000



TWEEDY, ROBERT 4 10/13/2011 00



TWEEDY, ROBERT 4 6/13/2013 11 $50,000 $50,000

Sulliden Gold Corporation Ltd.

Common Shares Amireault, Stéphane 5 4/2/2012 90 247,025 -7,575


Common Shares Amireault, Stéphane 5 6/5/2013 90 213,237 -5,188


Common Shares Amireault, Stéphane 5 6/7/2013 90 413,237 200,000


Common Shares Amireault, Stéphane 5 6/7/2013 90 0 -200,000


Common Shares Amireault, Stéphane 5 3/17/2008 00





Insider Reporting

June 20, 2013 (2013) 36 OSCB 6344


Date T/OUnitPrice

Date/Month End


Summit Industrial Income REIT

Trust Units Dykeman, Paul 5 6/6/2013 10 6.13 9,947 5,000










Trust Units Dykeman, Paul 5 6/7/2013 10 6.41 265,335 100




Trust Units Maroun, Louis 5 6/10/2013 10 6.22 30,516 100










Trust Units Maroun, Louis 5 6/10/2013 10 6.39 32,716 1,500











































SunOpta Inc. Common Shares Routh, Allan Glen 4, 5 6/7/2013 10 7.8801 426,329 -5,000

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6345


Date T/OUnitPrice

Date/Month End






SunOpta Inc. Common Shares Routh, Allan Glen 4, 5 6/13/2013 51 1.64 409,329 28,000

SunOpta Inc. Options Routh, Allan Glen 4, 5 6/13/2013 51 1.64 239,500 -28,000

Sunshine Oilsands Ltd.


Cong, Songbo 5 6/12/2013 51 0.2 5,597,000 250,000



Cong, Songbo 5 6/13/2013 51 0.2 5,847,000 250,000


Options Cong, Songbo 5 6/12/2013 51 2,808,200 -250,000


Options Cong, Songbo 5 6/13/2013 51 2,558,200 -250,000



Dugas, Daniel Joseph 5 6/12/2013 51 0.2 1,100,360 200,000


Options Dugas, Daniel Joseph 5 6/12/2013 51 2,507,800 -200,000



Hancheruk, Jason James

5 6/11/2013 51 0.2 603,500 200,000


Options Hancheruk, Jason James

5 6/11/2013 51 2,373,900 -200,000



Hibberd, Michael John 4, 5 6/12/2013 51 0.2 67,090,000 1,380,000


Options Hibberd, Michael John 4, 5 6/12/2013 51 0.2 16,140,000 -1,380,000



Sealock, David O. 5 6/10/2013 51 0.2 331,000 300,000



Sealock, David O. 5 6/10/2013 10 0.2349 108,027 -222,973



Sealock, David O. 5 6/10/2013 10 0.235 60,527 -47,500



Sealock, David O. 5 6/11/2013 51 0.2 260,527 200,000



Sealock, David O. 5 6/11/2013 10 0.2337 129,306 -131,221



Sealock, David O. 5 6/11/2013 10 0.235 76,306 -53,000



Sealock, David O. 5 6/12/2013 51 0.2 426,131 349,825



Sealock, David O. 5 6/12/2013 10 0.2302 245,748 -180,383



Sealock, David O. 5 6/13/2013 51 0.2 895,923 650,175



Sealock, David O. 5 6/13/2013 10 0.2266 283,865 -612,058


Options Sealock, David O. 5 6/10/2013 51 7,600,000 -300,000









Shen, Songning 4 6/13/2013 51 0.2 62,319,660 1,380,000


Options Shen, Songning 4 6/13/2013 51 16,140,000 -1,380,000

Supremex Inc. Common Shares Armoyan, George 4 5/8/2012 00 42,500

Surge Energy Inc. Common Shares Bye, Murray 5 6/11/2013 15 5 48,884 3,333

Surge Energy Inc. Subscription Rights Bye, Murray 5 5/8/2013 00 6,667

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6346


Date T/OUnitPrice

Date/Month End


Surge Energy Inc. Common Shares Colborne, Paul 4 6/11/2013 15 5 499,800 20,000

Surge Energy Inc. Common Shares Colborne, Paul 4 6/11/2013 11 3.57 1,132,052 632,252

Surge Energy Inc. Rights Colborne, Paul 4 4/13/2010 00 2,000,000

Surge Energy Inc. Subscription Rights Common Shares

Colborne, Paul 4 6/11/2013 15 5 40,000 40,000

Surge Energy Inc. Warrants Colborne, Paul 4 6/11/2013 11 4.46 1,548,595 1,264,504

Surge Energy Inc. Common Shares Elekes, Margaret Ann 5 6/11/2013 15 5 79,143 3,015

Surge Energy Inc. Subscription Rights Elekes, Margaret Ann 5 4/13/2010 00 6,030

Surge Energy Inc. Common Shares Lof, Maxwell Andrew William

5 6/11/2013 15 5 186,698 6,800

Surge Energy Inc. Subscription Rights Lof, Maxwell Andrew William

5 6/11/2013 15 5 13,600 13,600

Surge Energy Inc. Common Shares O'Neil, Peter Dan 5 6/11/2013 15 5 163,323 5,000

Surge Energy Inc. Subscription Rights O'Neil, Peter Dan 5 6/11/2013 15 5 10,000 10,000

Surge Energy Inc. Common Shares Ong, Tee Sing 5 6/11/2013 15 5 24,425 6,667

Surge Energy Inc. Subscription Rights Ong, Tee Sing 5 10/19/2010 00 13,333

Surge Energy Inc. Common Shares Smith, Murray Douglas 4 6/11/2013 15 5 23,727 1,000

Surge Energy Inc. Subscription Rights Smith, Murray Douglas 4 6/24/2010 00 2,000

Surrey Capital Corp. Options D'Souza, Victor 4 6/7/2013 52 0.1 110,611 -38,089

Surrey Capital Corp. Options Hussey, Daniel Howard 4 3/11/2013 00

Surrey Capital Corp. Options Hussey, Daniel Howard 4 6/4/2013 50 0.1 100,000 100,000

Sustainable Energy Technologies Ltd.

Warrants DHCT II Luxembourg S.a.r.l.

3 6/13/2013 16 11,989,411 3,529,411

Sustainable Energy Technologies Ltd.

Warrants DHCT II Luxembourg S.a.r.l.

3 6/14/2013 55 9,529,411 -2,460,000

Symbility Solutions Inc. (formerly Automated Benefits Corp.)

Common Shares Burega, John 5 10/3/2012 00


Common Shares Burega, John 5 10/3/2012 00


Common Shares Burega, John 5 6/5/2013 10 0.42 598,500 598,500


Common Shares Burega, John 5 6/7/2013 10 0.42 600,000 1,500

TAG Oil Ltd Common Shares TAG Oil Ltd. 1 5/30/2013 10 3.3 100,000 20,000

TAG Oil Ltd Common Shares TAG Oil Ltd. 1 5/30/2013 10 3.35 120,000 20,000

TAG Oil Ltd Common Shares TAG Oil Ltd. 1 6/13/2013 38 0 -260,000

Tahoe Resources Inc. Common Shares Brodsky, Brian 5 6/10/2013 57 179,789 5,000

Tahoe Resources Inc. Deferred Share Awards

Brodsky, Brian 5 6/10/2013 57 15,000 -5,000

Tahoe Resources Inc. Common Shares Clayton, Ronald Wayne

5 6/10/2013 57 238,839 5,000


Clayton, Ronald Wayne

5 6/10/2013 57 25,000 -5,000

Tahoe Resources Inc. Common Shares Gostin, Ira Mark 5 5/28/2010 00

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6347


Date T/OUnitPrice

Date/Month End


Tahoe Resources Inc. Common Shares Gostin, Ira Mark 5 6/10/2013 57 3,000 3,000


Gostin, Ira Mark 5 6/21/2011 10 17.99 -1,250


Gostin, Ira Mark 5 6/21/2011 10 17.99 -1,250


Gostin, Ira Mark 5 6/10/2013 57 11,000 -3,000

Tahoe Resources Inc. Common Shares Hofmeister, Edie 5 6/10/2013 57 121,513 3,000


Hofmeister, Edie 5 6/10/2013 57 3,000 -3,000

Tahoe Resources Inc. Common Shares McArthur, C. Kevin 4 6/10/2013 57 2,682,193 10,000


McArthur, C. Kevin 4 6/10/2013 57 15,000 -10,000

Tahoe Resources Inc. Common Shares Muerhoff, Charlie 5 6/10/2013 57 3000 62,877 3,000


Muerhoff, Charlie 5 6/10/2013 57 11,000 -3,000

Tahoe Resources Inc. Common Shares Mujica, Jeira 5 6/10/2013 57 17,500 3,000


Mujica, Jeira 5 6/10/2013 57 11,000 -3,000

Talisman Energy Inc. Common Shares Ebbern, Thomas William

4 6/11/2013 00 10,000

Talon Metals Corp. Common Shares Newfield, Warren Eric 4 6/6/2013 10 0.1994 4,846,665 801,000


Talon Metals Corp. Common Shares Newfield, Warren Eric 4 6/11/2013 10 20 4,000



Tango Gold Mines Incorporated (fka F.D.G. Mining Inc.)

Common Shares Ponte, Antonio 4, 5 6/13/2013 10 0.1532 2,257,405 215,500

Tango Gold Mines Incorporated (fka F.D.G. Mining Inc.)

Common Shares Ponte, Antonio 4, 5 6/14/2013 10 0.1794 2,356,405 99,000

Tanzanian Royalty Exploration Corporation

Common Shares Kahama, Joseph Kulwa

5 6/11/2013 10 3.16 22,686 -1,400



5 6/11/2013 10 3.12 16,186 -6,500



5 6/12/2013 10 3.17 16,086 -100



5 6/12/2013 10 3.16 15,800 -286

Taseko Mines Limited Common Shares Thiessen, Ronald William

4 6/10/2013 10 2.063 -49,100


4 6/10/2013 10 2.063 -49,100


4 6/10/2013 10 2.063 344,000 -49,100


4 6/4/2002 00


4 6/10/2013 10 2.0706 49,100 49,100

Taylor North American Equity Opportunities Fund

Units Taylor North American Equity Opportunities Fund

1 5/2/2013 38 11.17 2,000 2,000



1 5/2/2013 38 11.17 0 -2,000



1 5/6/2013 38 11.29 3,000 3,000

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6348


Date T/OUnitPrice

Date/Month End




1 5/6/2013 38 11.29 0 -3,000



1 5/9/2013 38 11.65 3,000 3,000



1 5/9/2013 38 11.65 0 -3,000



1 5/9/2013 38 11.5 1,600 1,600



1 5/9/2013 38 11.5 0 -1,600



1 5/13/2013 38 11.55 3,000 3,000



1 5/13/2013 38 11.55 0 -3,000



1 5/16/2013 38 11.75 1,900 1,900



1 5/16/2013 38 11.75 0 -1,900



1 5/23/2013 38 12 3,000 3,000



1 5/23/2013 38 12 0 -3,000



1 5/27/2013 38 11.87 3,000 3,000



1 5/27/2013 38 11.87 0 -3,000



1 5/27/2013 38 11.72 2,900 2,900



1 5/27/2013 38 11.72 0 -2,900



1 5/29/2013 38 11.82 1,900 1,900



1 5/29/2013 38 11.82 0 -1,900



1 5/31/2013 38 11.99 3,000 3,000



1 5/31/2013 38 11.99 0 -3,000

Tech Leaders Income Fund

Units Tech Leaders Income Fund

1 5/1/2013 38 8.57 3,000 3,000



1 5/1/2013 38 8.57 0 -3,000



1 5/2/2013 38 8.53 3,000 3,000



1 5/2/2013 38 8.53 0 -3,000



1 5/3/2013 38 8.51 2,100 2,100



1 5/3/2013 38 8.51 0 -2,100



1 5/6/2013 38 8.54 3,000 3,000



1 5/6/2013 38 8.54 0 -3,000



1 5/7/2013 38 8.6 3,000 3,000

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6349


Date T/OUnitPrice

Date/Month End




1 5/7/2013 38 8.6 0 -3,000



1 5/13/2013 38 8.67 3,000 3,000



1 5/13/2013 38 8.67 0 -3,000



1 5/14/2013 38 8.56 700 700



1 5/14/2013 38 8.56 0 -700



1 5/15/2013 38 8.61 2,300 2,300



1 5/15/2013 38 8.61 0 -2,300



1 5/16/2013 38 8.65 1,900 1,900



1 5/16/2013 38 8.65 0 -1,900



1 5/17/2013 38 8.72 2,800 2,800



1 5/17/2013 38 8.72 0 -2,800



1 5/17/2013 38 8.75 200 200



1 5/17/2013 38 8.75 0 -200



1 5/22/2013 38 8.75 3,000 3,000



1 5/22/2013 38 8.75 0 -3,000



1 5/23/2013 38 8.7 3,000 3,000



1 5/23/2013 38 8.7 0 -3,000



1 5/27/2013 38 8.64 2,100 2,100



1 5/27/2013 38 8.64 0 -2,100



1 5/27/2013 38 8.65 900 900



1 5/27/2013 38 8.65 0 -900



1 5/29/2013 38 8.65 3,000 3,000



1 5/29/2013 38 8.65 0 -3,000



1 5/31/2013 38 8.68 1,500 1,500



1 5/31/2013 38 8.68 0 -1,500



1 5/31/2013 38 8.7 1,500 1,500



1 5/31/2013 38 8.7 0 -1,500

TELUS Corporation Common Shares TELUS Corporation 1 1/9/2006 38 0 -634,469

TELUS Corporation Common Shares TELUS Corporation 1 10/1/2008 38 0 -300

TELUS Corporation Non-Voting Shares TELUS Corporation 1 1/9/2006 38 0 -607,700

TELUS Corporation Non-Voting Shares TELUS Corporation 1 12/31/2007 38 -134,000

TELUS Corporation Non-Voting Shares TELUS Corporation 1 12/31/2007 38 0 -134,200

Temple Hotels Inc. Convertible Debentures 7.00% Series F Convertible RedeemableUnsecured Subordinated

Temple Hotels Inc. 1 6/6/2013 38 $23,000 ($1,000)

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6350


Date T/OUnitPrice

Date/Month End



Temple Hotels Inc. 1 6/10/2013 38 91.99 $46,000 $23,000









Temple Hotels Inc. Convertible Debentures 7.25% Series E Convertible RedeemableUnsecured Subordinated









Temple Hotels Inc. 1 6/11/2013 38 89 $44,000 $11,000



Temple Hotels Inc. Convertible Debentures 7.25%


Insider Reporting

June 20, 2013 (2013) 36 OSCB 6351


Date T/OUnitPrice

Date/Month End


Series E Convertible RedeemableUnsecured Subordinated









Temple Hotels Inc. Convertible Debentures 7.75% Series D Convertible RedeemableUnsecured Subordinated

Temple Hotels Inc. 1 6/6/2013 30 $0 ($5,000)









Temple Hotels Inc. Common Shares Thorsteinson, Arni Clayton

4, 5 6/11/2013 10 5.5 2,036,821 5,000


4, 5 6/13/2013 10 5.36 2,040,921 4,100


4, 5 6/13/2013 10 5.38 2,043,821 2,900

TerraVest Capital Inc. Common Shares TerraVest Capital Inc. 1 6/10/2013 38 4 10,300 2,500

TerraVest Capital Inc. Common Shares TerraVest Capital Inc. 1 6/13/2013 38 4 13,000 2,700

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6352


Date T/OUnitPrice

Date/Month End


Tesla Exploration Ltd. (formerly Norex Exploration Services Inc.)

Common Shares McArthur, Peter, Daniel 6, 5 6/12/2013 10 2.8 2,631,406 -4,000


Common Shares McArthur, Peter, Daniel 6, 5 6/14/2013 10 2.8 2,627,406 -4,000


Common Shares Tesla Exploration Ltd. 1 6/7/2013 38 2.5 1,700 900

Tethys Petroleum Limited

Common Shares Wells, William Paul Wells

3 6/11/2013 10 0.77 30,492,442 -38,000

Tethys Petroleum Limited

Common Shares Wells, William Paul Wells

3 6/14/2013 10 0.7624 30,410,442 -82,000

The Business, Engineering, Science & Technology Discoveries Fund Inc.

Class L shares, Series I

Chettiar, Alan 5 6/7/2013 10 2.36 8,200 300

THE CALDWELL PARTNERSINTERNATIONAL INC.

Common Shares JC CLARK LTD. 3 6/7/2013 10 0.9 1,961,700 -19,000

The Keg Royalties Income Fund

Trust Units Kerr, Timothy 4 6/7/2013 00

Thunderstruck Resources Ltd.

Common Shares Bradley, Bryce 3, 4, 5 6/10/2013 10 0.05 44,000 39,000

Tiger Resources Limited

Unlisted options Brans, Rhett Boudewyn

4 4/30/2013 55 0.26 250,000 -250,000


Unlisted options Brans, Rhett Boudewyn

4 4/30/2013 55 0.31 0 -250,000


Unlisted options Hills, Stephen Ernest 4 5/22/2013 50 1,707,643 599,481


Unlisted options Marwood, Bradley William James

4 4/30/2013 52 0.31 2,689,915 -1,500,000



4 4/30/2013 52 0.26 1,189,915 -1,500,000



4 5/22/2013 50 2,526,420 1,336,505

Tim Hortons Inc. Restricted Stock Units

Aebker, Jill E. 5 6/7/2013 35 54.21 5,329 25


Anthony, Douglas G. 7, 5 6/7/2013 35 54.21 3,227 16

Tim Hortons Inc. Deferred Stock Units (DSU)

Atkins, Margaret Shan 4 6/7/2013 35 54.21 10,876 52


Blackmore, David J.G. 7, 5 6/7/2013 35 54.21 4,373 22


Bonikowsky, Scott 5 6/7/2013 35 54.21 3,227 16


Clanachan, David F. 5 6/7/2013 35 54.21 16,849 80


Cook, Caroline 7 6/7/2013 35 54.21 1,136 5


Devine, Cynthia Jane 5 6/7/2013 35 54.21 18,003 86


Endres, Michael 4 6/7/2013 35 54.21 18,391 88


Fife, Diana 5 6/7/2013 35 54.21 4,373 21


Finelli, Donna 7, 5 6/7/2013 35 54.21 1,756 8


Fraser, Garry 7, 5 6/7/2013 35 54.21 1,749 9


Greene, Moya Marguerite

4 6/7/2013 35 54.21 13,470 64


Hardman, Stephanie 7, 5 6/7/2013 35 54.21 1,969 9


Hemeon, John M. 5 6/7/2013 35 54.21 8,584 41


Henderson, Kenneth 7, 5 6/7/2013 35 54.21 2,755 13

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6353


Date T/OUnitPrice

Date/Month End



Hollis, Glenn O. 7, 5 6/7/2013 35 54.21 4,373 21


Holly, Mark 7, 5 6/7/2013 35 54.21 1,969 9


House, Paul 4, 5 6/7/2013 35 54.21 101,794 486


Iacobucci, Frank 4 6/7/2013 35 54.21 29,014 139


Javor, Nikola S. 5 6/7/2013 35 54.21 4,373 21


Kipker, Mira 7 6/7/2013 35 54.21 2,209 11


Lederer, John A. 4 6/7/2013 35 54.21 20,994 100


Lees, David 4 6/7/2013 35 54.21 20,828 100


McGrade, Patrick Michael

7 6/7/2013 35 54.21 1,610 8


McKay, W. David 7, 5 6/7/2013 35 54.21 1,756 8


McMullen, David H. 7, 5 6/7/2013 35 54.21 2,696 13


Meilleur, Mike 5 6/7/2013 35 54.21 5,208 25


Mench, Larry John 7 6/7/2013 35 54.21 805 4


Michetti, Meredith 5 6/7/2013 35 54.21 2,696 13


Moir, William A. 5 6/7/2013 35 54.21 14,997 72


Myskiw, Michael J. 5 6/7/2013 35 54.21 2,965 14


Nadeau, Michael G. 7, 5 6/7/2013 35 54.21 2,965 14


Phillips, Gordon J. 7, 5 6/7/2013 35 54.21 1,756 8


Piggot, Cara M. 7, 5 6/7/2013 35 54.21 2,965 14


Sales, Wayne Carlyle 4 6/7/2013 35 54.21 20,988 100

Tim Hortons Inc. Common Shares Tim Hortons Inc. 1 5/1/2013 38 56.716 11,000 11,000

Tim Hortons Inc. Common Shares Tim Hortons Inc. 1 5/1/2013 38 0 -11,000














Insider Reporting

June 20, 2013 (2013) 36 OSCB 6354


Date T/OUnitPrice

Date/Month End










Wahl, Kyong 7 6/7/2013 35 54.21 567 3


Walton, Roland M. 5 6/7/2013 35 54.21 15,003 72


Wettlaufer, Michelle 5 6/7/2013 35 54.21 4,373 21


Wiant, James A. 5 6/7/2013 35 54.21 2,991 14


Wisch, Gesa 7, 5 6/7/2013 35 54.21 4,291 21

Timbercreek Senior Mortgage Investment Corporation

Class A Shares Tamblyn, Robert Blair 4 6/10/2013 10 9.15 9,800


Class A Shares Tamblyn, Robert Blair 4 6/10/2013 10 9.15 9,800


Class A Shares Tamblyn, Robert Blair 4 6/10/2013 10 9.14 200


Class A Shares Tamblyn, Robert Blair 4 6/10/2013 10 9.14 200


Class A Shares Timbercreek Asset Management Inc.

2 6/10/2013 10 9.15 51,900 9,800



2 6/10/2013 10 9.14 52,100 200



2 6/12/2013 10 9.1 54,500 2,400

Timbercreek U.S. Multi-Residential Opportunity Fund #1

Units Class C Bizzarri, Ugo 7 10/25/2012 00


Units Class C Bizzarri, Ugo 7 5/24/2013 11 10.4 4,808 4,808


Units Class C MELO, David 4, 5 10/25/2012 00


Units Class C MELO, David 4, 5 5/24/2013 11 10.4 2,404 2,404


Units Class C Tamblyn, Robert Blair 4, 5 8/30/2012 00


Units Class C Tamblyn, Robert Blair 4, 5 10/25/2012 00


Units Class C Tamblyn, Robert Blair 4, 5 5/24/2013 11 10.4 4,808 4,808


Units Class C Timbercreek Asset Management Inc.

2 10/25/2012 00 250,000


Units Class C Timbercreek Asset Management Inc.

2 5/24/2013 11 10.4 375,000 125,000

Times Three Wireless Inc.

Common Shares Middleton, William 4, 5 6/9/2013 10 0.073 3,727,500 8,000

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6355


Date T/OUnitPrice

Date/Month End


Tirex Resources Ltd. Options Sveinson, Frederick J. 4 5/24/2013 50 0.36 705,000 20,000

TitanStar Properties Inc. (formerly DPVC Inc.)

Common Shares Turner, Thomas Richard

4, 5 6/11/2013 11 0.3 2,083,333 833,333

Toronto Hydro Corporation

Debentures Lethbridge, Ave Gabriella

7 5/7/2013 38 $7,000 ($2,000)

Total Energy Services Inc.

Common Shares Total Energy Services Inc

1 6/10/2013 10 14.674 54,300 6,400



1 6/11/2013 10 14.635 62,400 8,100



1 6/12/2013 10 14.457 71,800 9,400



1 6/13/2013 10 14.542 78,600 6,800



1 6/14/2013 10 14.542 6,800



1 6/14/2013 10 14.443 85,100 6,500


Common Shares Wiswell, Andrew B. 4 6/7/2013 30 14.79 32,861 1,320

Touchstone Exploration Inc.

Common Shares Durfy, Sean Michael 4 6/5/2013 10 0.22 217,336 -50,000

Touchstone Exploration Inc.

Common Shares Durfy, Sean Michael 4 6/6/2013 10 0.22 167,336 -50,000

Tourmaline Oil Corp. Options Armstrong, William D. 4 6/5/2013 50 41.887 135,000 25,000

Tourmaline Oil Corp. Common Shares Baker, Lee Allan 4 6/4/2013 51 2,000 2,000

Tourmaline Oil Corp. Common Shares Baker, Lee Allan 4 6/4/2013 10 41.674 0 -2,000

Tourmaline Oil Corp. Options Baker, Lee Allan 4 6/4/2013 51 18.35 88,000 -2,000

Tourmaline Oil Corp. Options Baker, Lee Allan 4 6/5/2013 50 41.887 113,000 25,000

Tourmaline Oil Corp. Options Blakely, Robert William 4 6/5/2013 50 41.887 170,000 25,000

Tourmaline Oil Corp. Common Shares Bush, Allan Joseph 5 5/1/2013 00 177,648

Tourmaline Oil Corp. Options Bush, Allan Joseph 5 6/5/2013 50 41.887 310,000 60,000

Tourmaline Oil Corp. Options Hill, Ronald John 5 6/5/2013 50 41.887 455,000 50,000

Tourmaline Oil Corp. Options Keenan, Kevin 4 6/5/2013 50 41.887 135,000 25,000

Tourmaline Oil Corp. Options Kirker, William Scott 5 6/5/2013 50 41.887 225,000 40,000

Tourmaline Oil Corp. Options Krysak, Timothy Allan 5 6/5/2013 50 41.887 325,000 60,000

Tourmaline Oil Corp. Options Lamoreaux, Phillip Addison

4 6/5/2013 50 41.887 130,000 25,000

Tourmaline Oil Corp. Options MacDonald, Andrew B. 4 6/5/2013 50 41.887 130,000 25,000

Tourmaline Oil Corp. Options Nowek, Stan 5 6/5/2013 50 41.887 303,333 40,000

Tourmaline Oil Corp. Options Riddell, Clayton H. 4 6/5/2013 53 41.887 25,000

Tourmaline Oil Corp. Options Riddell, Clayton H. 4 6/5/2013 53 41.887 25,000

Tourmaline Oil Corp. Options Riddell, Clayton H. 4 6/5/2013 50 41.887 235,000 25,000

Tourmaline Oil Corp. Options Robinson, Brian 5 6/5/2013 50 41.887 430,000 60,000

Tourmaline Oil Corp. Options Rose, Mike 5 6/5/2013 50 41.887 970,000 100,000

Tourmaline Oil Corp. Options Tumbach, Drew E. 5 6/5/2013 50 41.887 345,000 40,000

Tourmaline Oil Corp. Options Yurkovich, Robert 5 6/5/2013 50 41.887 213,333 25,000

TransGaming Inc. Common Shares catégorie A

Gupta, Vikas 4, 5 6/7/2013 97 400,000 -835,165

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6356


Date T/OUnitPrice

Date/Month End


TransGaming Inc. Common Shares catégorie A

State, Gavriel 3, 4, 5 6/7/2013 97 933,333 -2,282,051

Trez Capital Mortgage Investment Corporation

Class A Shares Greene, Morley 3 6/7/2013 10 9.17 8,500 200








Class A Shares Lai, Kenty Hin-Fai 3 6/7/2013 10 9.17 8,500 200








Class A Shares Manson, Alexander Maxwell

3, 4, 5 6/7/2013 10 9.17 8,500 200



3, 4, 5 6/7/2013 10 9.18 8,600 100



3, 4, 5 6/10/2013 10 9.27 8,800 200



3, 4, 5 6/10/2013 10 9.25 9,100 300


Class A Shares Nisker, Michael John Richard

3, 4, 5 6/7/2013 10 9.17 8,500 200



3, 4, 5 6/7/2013 10 9.18 8,600 100



3, 4, 5 6/10/2013 10 9.27 8,800 200



3, 4, 5 6/10/2013 10 9.25 9,100 300


Class A Shares Perkins, Robert Derek 3 6/7/2013 10 9.17 8,500 200







Trez Capital Senior Mortgage Investment Corporation










Insider Reporting

June 20, 2013 (2013) 36 OSCB 6357


Date T/OUnitPrice

Date/Month End


















3, 4, 5 6/7/2013 10 9.21 10,200 200



3, 4, 5 6/7/2013 10 9.24 10,300 100



3, 4, 5 6/7/2013 10 9.23 10,600 300



3, 4, 5 6/7/2013 10 9.28 10,800 200



3, 4, 5 6/7/2013 10 9.22 10,900 100



3, 4, 5 6/10/2013 10 9.22 100



3, 4, 5 6/10/2013 10 9.25 11,100 200



3, 4, 5 6/7/2013 10 9.21 10,200 200



3, 4, 5 6/7/2013 10 9.22 10,300 100



3, 4, 5 6/7/2013 10 9.24 10,400 100



3, 4, 5 6/7/2013 10 9.23 10,700 300



3, 4, 5 6/7/2013 10 9.28 10,900 200



3, 4, 5 6/10/2013 10 9.25 11,100 200













Insider Reporting

June 20, 2013 (2013) 36 OSCB 6358


Date T/OUnitPrice

Date/Month End


Tribute Resources Inc. Common Shares Tribute Resources Inc. 1 5/22/2013 38 0.06 40,000 40,000

Tribute Resources Inc. Common Shares Tribute Resources Inc. 1 5/28/2013 38 0.06 42,000 2,000

Trican Well Service Ltd.

Common Shares Browne, David James 5 6/7/2013 10 16.01 2,571 -500

Trican Well Service Ltd.

Common Shares Browne, David James 5 6/7/2013 10 16 1,071 -1,500

Trilogy Energy Corp. Common Shares Riddell, Clayton H. 3, 4, 6 6/11/2013 51 6.65 389,848 150,000

Trilogy Energy Corp. Options Riddell, Clayton H. 3, 4, 6 6/11/2013 51 6.65 700,000 -150,000

Trilogy Energy Corp. Common Shares Williams, John B. 5 6/7/2013 51 6.65 205,323 70,000

Trilogy Energy Corp. Common Shares Williams, John B. 5 6/7/2013 10 32.281 187,223 -18,100




Trilogy Energy Corp. Common Shares Williams, John B. 5 6/10/2013 51 6.65 165,323 30,000


Trilogy Energy Corp. Options Williams, John B. 5 6/7/2013 51 6.65 680,000 -70,000

Trilogy Energy Corp. Options Williams, John B. 5 6/10/2013 51 6.65 650,000 -30,000

True North Apartment Real Estate Investment Trust

Trust Units Drimmer, Daniel 3, 4 6/11/2013 10 8.4714 249,900 2,800


Trust Units Drimmer, Daniel 3, 4 6/11/2013 10 8.39 250,400 500










Trust Units Drimmer, Daniel 3, 4 6/13/2013 10 8.48 261,600 300



TURQUOISE CAPITAL CORP

Common Shares Coltura, Robert 4 3/25/2013 00 300,000

Tuscany International Drilling Inc.

Options Echavarria, Sara 5 1/23/2012 00


Options Echavarria, Sara 5 1/23/2012 00


Options Echavarria, Sara 5 4/3/2012 50 100,000


Options Echavarria, Sara 5 4/3/2012 50 100,000

TVI Pacific Inc. Common Shares Thomson, Wayne 4 6/5/2013 10 0.025 2,553,000 251,000

TVI Pacific Inc. Common Shares Thomson, Wayne 4 6/6/2013 10 0.025 3,002,000 449,000

Twin Butte Energy Ltd. Common Shares Fitzpatrick, David Michael

4 6/11/2013 30 167,374 11,303

Twin Butte Energy Ltd. Share Units-restricted

Fitzpatrick, David Michael

4 6/11/2013 30 57,929 -11,303

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6359


Date T/OUnitPrice

Date/Month End


U.S. Silver & Gold Inc. Common Shares Edwards, Alan R. 4 6/10/2013 10 0.8225 100

U.S. Silver & Gold Inc. Common Shares Edwards, Alan R. 4 6/10/2013 10 0.8225 49,738 100

U.S. Silver & Gold Inc. Common Shares Edwards, Alan R. 4 6/10/2013 10 0.8397 50,738 1,000










Ucore Rare Metals Inc.

Options Manuel, Peter Allan 5 6/11/2013 50 1,050,000 350,000

Ucore Rare Metals Inc.

Options McKenzie, James Stephen

5 6/11/2013 50 1,550,000 800,000

Unigold Inc. Common Shares International Finance Corporation

3 6/10/2013 00

Unigold Inc. Common Shares International Finance Corporation

3 6/10/2013 11 0.25 20,000,000 20,000,000

Unigold Inc. Warrants International Finance Corporation

3 6/10/2013 00

Unigold Inc. Warrants International Finance Corporation

3 6/10/2013 11 15,000,000 15,000,000

Unique Broadband Systems, Inc.

Common Shares Morrison, Robert John 3 6/5/2013 10 0.015 13,042,000 1,000





United Corporations Limited

Common Shares E-L Financial Corporation Limited

3 6/12/2013 10 58.5 6,136,859 5,000

United Corporations Limited

Common Shares E-L Financial Corporation Limited

3 6/13/2013 10 58.694 6,141,859 5,000

ValeantPharmaceuticals International, Inc.

Common Shares Provencio, Norma Ann 4 6/12/2013 10 85.26 123,468 -6,000


Common Shares Segal, Lloyd Mitchell 4 6/11/2013 10 86.44 340 100






Common Shares Segal, Lloyd Mitchell 4 11/6/2012 10 745


Common Shares Segal, Lloyd Mitchell 4 6/12/2013 10 83.5 2,500 2,500


Common Shares Segal, Lloyd Mitchell 4 11/6/2012 10 4,245 745


Common Shares Segal, Lloyd Mitchell 4 6/11/2013 10 86.73 4,545 300

ValGold Resources Ltd.

Common Shares Whyte, Rhoderic C. 4 6/13/2013 10 0.035 2,628,000 328,000

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6360


Date T/OUnitPrice

Date/Month End


Valterra Resource Corporation

Common Shares Sveinson, Frederick J. 5 6/10/2013 10 0.065 459,000 10,000









Verde Potash Plc Options Anderson, Jaret Colin 5 6/5/2013 52 0 -225,000

Verde Potash Plc Options Coura, José Fernando 4 6/5/2013 00

Verde Potash Plc Options Coura, José Fernando 4 6/6/2013 50 1.42 165,000 165,000

Verde Potash Plc Options Moretzsohn, Andrade Leondardo

4, 5 6/5/2013 00

Verde Potash Plc Options Moretzsohn, Andrade Leondardo

4, 5 6/6/2013 50 1.42 250,000 250,000

Veris Gold Corp. Common Shares Chapman, Robert Llee 5 4/22/2013 00 4,459

Veris Gold Corp. Common Shares Chapman, Robert Llee 5 6/11/2013 10 0.61 14,459 10,000

Vermilion Energy Inc. Common Shares Madison, William F. 4 6/11/2013 10 50.799 12,273 1,000

Vermilion Energy Inc. Common Shares Madison, William F. 4 6/12/2013 10 49.439 13,882 1,609

Vermilion Energy Inc. Common Shares Madison, William F. 4 6/11/2013 10 50.799 4,660 400

VersaPay Corporation Common Shares MacDonald, Patrick Allan Kenneth

5 6/13/2013 10 1.54 520,525 -40,000

Victory Ventures Inc. Options BYERS, WILLIAM 4, 5 6/3/2013 50 0.15 250,000 50,000

Victory Ventures Inc. Options MILNE, HOWARD 4 6/3/2013 50 0.15 500,000 180,000

Victory Ventures Inc. Options SZIGETY, DIANNE MARIE

5 6/3/2013 50 0.15 290,000 150,000

Victory Ventures Inc. Options Thomson, Gregory 4 6/3/2013 50 0.15 310,000 170,000

Victory Ventures Inc. Options VIGOURET, DENNIS 4, 5 6/3/2013 50 0.15 500,000 180,000

Virtutone Networks Inc. (formerly Sawhill Capital Ltd.)

Common Shares Allen, Jason 4, 5 6/14/2013 10 0.27 4,461,000 4,000

Volta Resources Inc. Common Shares Lawrick, Victor Lewis 4 6/10/2013 10 0.24 268,600 150,000

Wallbridge Mining Company Limited

Options Stock Option Plan

Bailey, Joshua 5 6/12/2013 52 0.47 624,990 -100,000



Montgomery, Mary Irene

5 6/12/2013 52 0.44 -100,000



Montgomery, Mary Irene

5 6/12/2013 52 0.38 1,000,000 -100,000



Weirmeir, Michael 5 6/12/2013 52 0.4 494,990 -100,000



Zubal, Linda 5 6/12/2013 52 0.47 430,000 -50,000

WaterFurnace Renewable Energy, Inc. (formerly WFI Industries Ltd.)

Common Shares Day, Joseph David 4 6/11/2013 10 20.25 23,700 9,900

West High Yield (W.H.Y.) Resources Ltd.

Common Shares Marasco, Frank 4 6/6/2013 51 0.3 45,834 33,334

West High Yield (W.H.Y.) Resources Ltd.

Options Marasco, Frank 4 6/6/2013 51 0.3 866,666 -33,334

Western Energy Services Corp.

Common Shares MacAusland, Alexander Roland Neil

5 6/13/2013 54 2.1 837,426 2,384


Warrants MacAusland, Alexander Roland Neil

5 6/13/2013 54 22,168 -2,384

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6361


Date T/OUnitPrice

Date/Month End



Common Shares Musani, Aly Khan 5 6/10/2013 00


Options Musani, Aly Khan 5 6/10/2013 00


Options Musani, Aly Khan 5 6/10/2013 50 7.23 100,000 100,000


Common Shares Tremblay, Dale E. 4, 5 6/10/2013 54 2.1 1,394,293 757,182


Warrants Tremblay, Dale E. 4, 5 6/10/2013 54 2.1 0 -757,182

Western Forest Products Inc.

Common Shares Brookfield Special Situations Management Limited

3 12/4/2012 36 117,926,117 59,612,801


Common Shares Brookfield Special Situations Management Limited

3 6/10/2013 11 115,926,117 -2,000,000


Non-Voting Shares Brookfield Special Situations Management Limited

3 12/4/2012 36 210,765,391 -59,612,801

Western Troy Capital Resources Inc.

Options Stott, Jr., Charles Edwin

4 6/6/2013 52 110,000 -50,000

WesternOne Inc. Common Shares Hurdman, Frederick Fairbanks

3 6/7/2013 10 7.59 2,990,874 125

WesternOne Inc. Common Shares Taylor, Steven Douglas 5 6/7/2013 51 4.3 56,800 7,000

WesternOne Inc. Options Taylor, Steven Douglas 5 6/7/2013 51 70,000 -7,000

WestJet Airlines Ltd. Common Shares - Voting

Kenyon, Cameron 5 6/13/2013 51 15.44 18,433 2,326


Kenyon, Cameron 5 6/13/2013 10 22.289 16,107 -2,326


Kenyon, Cameron 5 6/13/2013 51 14.87 22,665 6,558


Kenyon, Cameron 5 6/13/2013 10 22.231 16,107 -6,558

WestJet Airlines Ltd. Options 2011 Stock Options

Kenyon, Cameron 5 2/17/2011 50 7,462 7,462


Kenyon, Cameron 5 6/13/2013 51 15.44 -7,462


Kenyon, Cameron 5 6/13/2013 51 15.44 -7,462


Kenyon, Cameron 5 6/13/2013 51 15.44 29,184 -7,462


Kenyon, Cameron 5 6/13/2013 51 14.87 9,729 -19,455


Matthews, Wilmot Leslie

4 6/5/2013 47 1,222,251 -3,600

White Pine Resources Inc.

Warrants Cudney, Robert Douglas

3, 4, 5 5/18/2013 55 0.35 0 -650,000

Whitecap Resources Inc.

Common Shares Cowie, Donald 4 4/20/2011 00


Common Shares Cowie, Donald 4 6/7/2013 51 6.96 33,333 33,333






Common Shares Cowie, Donald 4 6/10/2013 10 10.73 0 -37,666


Options Cowie, Donald 4 6/7/2013 51 6.96 32,667 -33,333






Options Cowie, Donald 4 6/7/2013 38 0 -28,334


Common Shares Dunlop, Darin Roy 5 6/14/2013 10 10.204 40,688 -5,700


Common Shares Stickland, Kenneth 4 6/10/2013 00 5,023

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6362


Date T/OUnitPrice

Date/Month End


Wi-LAN Inc. Common Shares Wi-LAN Inc. 1 5/31/2013 38 10,000 -192,500

Wi-LAN Inc. Common Shares Wi-LAN Inc. 1 6/3/2013 38 4.3288 15,000 5,000





Winrock Resources Inc.

Common Shares PAUL, DICKSON 3, 4, 1, 5

6/11/2013 10 0.03 1,467,000 10,000

Winrock Resources Inc.

Common Shares PAUL, DICKSON 3, 4, 1, 5

6/12/2013 10 0.04 1,477,000 10,000

Winstar Resources Ltd.

Common Shares MM Asset Management Inc.

3 6/6/2013 10 2.41 3,497,300 800



3 6/6/2013 10 2.41 3,507,300 10,000



3 6/6/2013 10 2.41 3,508,600 1,300



3 6/6/2013 10 2.4 3,511,600 3,000



3 6/6/2013 10 2.4 3,512,600 1,000



3 6/6/2013 10 2.41 3,518,200 5,600



3 6/6/2013 10 2.41 3,543,200 25,000



3 6/6/2013 10 2.41 3,544,400 1,200



3 6/7/2013 10 2.41 3,547,300 2,900



3 6/10/2013 10 2.43 3,547,800 500



3 6/10/2013 10 2.43 3,556,100 8,300



3 6/10/2013 10 2.43 3,597,300 41,200



3 6/11/2013 10 2.44 3,597,500 200



3 6/11/2013 10 2.44 3,599,600 2,100



3 6/11/2013 10 2.44 3,599,700 100



3 6/11/2013 10 2.44 3,600,200 500



3 6/11/2013 10 2.44 3,604,200 4,000



3 6/11/2013 10 2.44 3,614,200 10,000



3 6/11/2013 10 2.44 3,614,300 100



3 6/11/2013 10 2.44 3,614,700 400



3 6/11/2013 10 2.44 3,618,700 4,000



3 6/11/2013 10 2.44 3,619,700 1,000



3 6/11/2013 10 2.44 3,620,700 1,000



3 6/11/2013 10 2.44 3,621,700 1,000



3 6/11/2013 10 2.45 3,641,700 20,000



3 6/11/2013 10 2.45 3,641,800 100



3 6/11/2013 10 2.45 3,642,800 1,000

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6363


Date T/OUnitPrice

Date/Month End




3 6/11/2013 10 2.45 3,643,000 200



3 6/11/2013 10 2.45 3,646,700 3,700



3 6/13/2013 10 2.38 3,648,200 1,500



3 6/13/2013 10 2.38 3,653,200 5,000



3 6/13/2013 10 2.38 3,655,300 2,100



3 6/13/2013 10 2.4 3,656,300 1,000



3 6/13/2013 10 2.41 3,678,200 21,900



3 6/13/2013 10 2.4 3,678,300 100



3 6/13/2013 10 2.41 3,678,500 200



3 6/13/2013 10 2.41 3,699,800 21,300

Winston Resources Inc. (formerly Gorilla Resources Corp.)

Common Shares Bhagat, Shanali N. 4 6/12/2013 00 2,000,000

World Energy Solutions, Inc.

Common Shares Bischoff, Patrick 4 6/11/2013 46 3.86 49,784 486


Common Shares Libbey, Edward 4 6/11/2013 46 3.86 117,506 324


Common Shares Sheridan, Ralph 4 6/11/2013 00


Common Shares Wellard, John 4 6/11/2013 46 3.86 22,016 1,620


Common Shares Wolfe, Thad 4 6/11/2013 46 3.86 24,884 1,296

Xebec Adsorption Inc. Options Beckett, William K. 4 6/13/2013 50 0.155 405,337 258,065

Xebec Adsorption Inc. Options Bédard, Jean 4 6/13/2013 50 0.155 378,065 258,065

Xebec Adsorption Inc. Options Shakeshaft, John Charles

4 6/13/2013 50 0.155 405,337 258,065

Xtra-Gold Resources Corp.

Common Shares Xtra-Gold Resources Corp.

1 6/7/2013 38 0.55 2,200 2,200



1 6/7/2013 38 0 -2,200



1 6/11/2013 38 0.55 2,200 2,200



1 6/11/2013 38 0 -2,200

Yamana Gold Inc. Common Shares CAMPBELL, RICHARD 5 6/13/2013 57 4,302 2,727

Yamana Gold Inc. Common Shares CAMPBELL, RICHARD 5 6/13/2013 10 11.2 2,910 -1,392

Yamana Gold Inc. Restricted Shares CAMPBELL, RICHARD 5 6/12/2013 56 46,772 16,048

Yamana Gold Inc. Restricted Shares CAMPBELL, RICHARD 5 6/13/2013 57 44,045 -2,727

Yamana Gold Inc. Common Shares Cintra, Evandro 5 6/13/2013 57 127,542 6,818

Yamana Gold Inc. Restricted Shares Cintra, Evandro 5 6/13/2013 57 111,702 -6,818

Yamana Gold Inc. Common Shares Costa, Ludovico Sebastiao

5 6/13/2013 57 108,890 18,594

Yamana Gold Inc. Common Shares Costa, Ludovico Sebastiao

5 6/14/2013 10 11.32 78,890 -30,000

Yamana Gold Inc. Restricted Shares Costa, Ludovico Sebastiao

5 6/12/2013 56 343,025 61,901

Yamana Gold Inc. Restricted Shares Costa, Ludovico Sebastiao

5 6/13/2013 57 324,431 -18,594

Yamana Gold Inc. Common Shares Doddridge, Elizabeth 5 6/13/2013 57 11.45 6,667 3,099

Yamana Gold Inc. Restricted Shares Doddridge, Elizabeth 5 6/12/2013 56 50,869 10,088

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6364


Date T/OUnitPrice

Date/Month End


Yamana Gold Inc. Restricted Shares Doddridge, Elizabeth 5 6/13/2013 57 47,770 -3,099

Yamana Gold Inc. Common Shares Gerardo, Fernandez-Tobar

5 6/13/2013 57 6,220 1,240

Yamana Gold Inc. Restricted Shares Gerardo, Fernandez-Tobar

5 6/12/2013 56 46,411 18,341

Yamana Gold Inc. Restricted Shares Gerardo, Fernandez-Tobar

5 6/13/2013 57 45,171 -1,240

Yamana Gold Inc. Common Shares LeBlanc, Jason 5 6/13/2013 57 11.45 24,809 3,347

Yamana Gold Inc. Common Shares LeBlanc, Jason 5 6/13/2013 10 11.2 23,100 -1,709

Yamana Gold Inc. Restricted Shares LeBlanc, Jason 5 6/12/2013 56 63,784 11,463

Yamana Gold Inc. Restricted Shares LeBlanc, Jason 5 6/13/2013 57 60,437 -3,347

Yamana Gold Inc. Common Shares Main, Charles 5 6/13/2013 57 150,102 17,355

Yamana Gold Inc. Common Shares Main, Charles 5 6/13/2013 10 141,242 -8,860

Yamana Gold Inc. Restricted Shares Main, Charles 5 6/12/2013 56 312,907 50,438

Yamana Gold Inc. Restricted Shares Main, Charles 5 6/13/2013 57 295,552 -17,355

Yamana Gold Inc. Deferred Share Unit

Marrone, Peter 4, 5 6/12/2013 56 2,143,780 219,187

Yamana Gold Inc. Common Shares Martins, Ana Lucia 5 6/13/2013 57 57,436 2,727

Yamana Gold Inc. Restricted Shares Martins, Ana Lucia 5 6/12/2013 56 51,058 8,253

Yamana Gold Inc. Restricted Shares Martins, Ana Lucia 5 6/13/2013 57 48,331 -2,727

Yamana Gold Inc. Common Shares Marud, Darcy Edward 5 6/13/2013 57 306,409 16,115

Yamana Gold Inc. Restricted Shares Marud, Darcy Edward 5 6/13/2013 57 199,014 -16,115

Yamana Gold Inc. Restricted Shares Matos, Rogerio 5 6/12/2013 56 27,237 6,419

Yamana Gold Inc. Common Shares McKnight, Greg 5 6/13/2013 57 156,774 13,016

Yamana Gold Inc. Common Shares McKnight, Greg 5 6/13/2013 10 11.23 150,474 -6,300

Yamana Gold Inc. Restricted Shares McKnight, Greg 5 6/12/2013 56 251,455 36,682

Yamana Gold Inc. Restricted Shares McKnight, Greg 5 6/13/2013 57 238,439 -13,016

Yamana Gold Inc. Common Shares Munhoz, Nelson 5 6/13/2013 57 56,451 4,959

Yamana Gold Inc. Restricted Shares Munhoz, Nelson 5 6/12/2013 56 77,672 15,590

Yamana Gold Inc. Restricted Shares Munhoz, Nelson 5 6/13/2013 57 72,713 -4,959

Yamana Gold Inc. Common Shares Nasim, Khawar 5 6/13/2013 57 3,492 1,860

Yamana Gold Inc. Common Shares Nasim, Khawar 5 6/13/2013 10 2,542 -950

Yamana Gold Inc. Restricted Shares Nasim, Khawar 5 6/13/2013 57 17,769 -1,860

Yamana Gold Inc. Common Shares Portmann, Patrick 5 6/13/2013 57 5,653 2,480

Yamana Gold Inc. Common Shares Portmann, Patrick 5 6/13/2013 10 11.2 4,387 -1,266

Yamana Gold Inc. Restricted Shares Portmann, Patrick 5 6/12/2013 56 38,635 7,336

Yamana Gold Inc. Restricted Shares Portmann, Patrick 5 6/13/2013 57 36,155 -2,480

Yamana Gold Inc. Common Shares Portugal, Arao 5 6/13/2013 57 2975 20,129 2,975

Yamana Gold Inc. Restricted Shares Portugal, Arao 5 6/12/2013 56 54,010 9,171

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6365


Date T/OUnitPrice

Date/Month End


Yamana Gold Inc. Restricted Shares Portugal, Arao 5 6/13/2013 57 2,975

Yamana Gold Inc. Restricted Shares Portugal, Arao 5 6/13/2013 57 2,975

Yamana Gold Inc. Restricted Shares Portugal, Arao 5 6/13/2013 57 51,035 -2,975

Yamana Gold Inc. Common Shares Radu, Dave 5 6/13/2013 57 7,898 2,480

Yamana Gold Inc. Common Shares Radu, Dave 5 6/13/2013 10 11.2 6,632 -1,266

Yamana Gold Inc. Restricted Shares Radu, Dave 5 6/12/2013 56 38,134 7,068

Yamana Gold Inc. Restricted Shares Radu, Dave 5 6/13/2013 57 35,654 -2,480

Yamana Gold Inc. Common Shares Soares, Betty 5 6/13/2013 57 29,393 3,347

Yamana Gold Inc. Common Shares Soares, Betty 5 6/13/2013 10 11.2 1,766

Yamana Gold Inc. Common Shares Soares, Betty 5 6/13/2013 10 11.2 1,766

Yamana Gold Inc. Common Shares Soares, Betty 5 6/13/2013 10 11.2 27,627 -1,766

Yamana Gold Inc. Restricted Shares Soares, Betty 5 6/12/2013 56 64,100 11,463

Yamana Gold Inc. Restricted Shares Soares, Betty 5 6/13/2013 57 3,347

Yamana Gold Inc. Restricted Shares Soares, Betty 5 6/13/2013 57 3,347

Yamana Gold Inc. Restricted Shares Soares, Betty 5 6/13/2013 57 60,753 -3,347

Yamana Gold Inc. Common Shares Tsakos, Sofia 5 6/13/2013 57 70,015 8,058

Yamana Gold Inc. Common Shares Tsakos, Sofia 5 6/13/2013 10 11.2 65,901 -4,114

Yamana Gold Inc. Restricted Shares Tsakos, Sofia 5 6/12/2013 56 146,750 27,512

Yamana Gold Inc. Restricted Shares Tsakos, Sofia 5 6/13/2013 57 138,692 -8,058

Yamana Gold Inc. Restricted Shares Vera, Hernan 5 6/12/2013 56 99,529 13,756

Yellow Media Limited Deferred Share Unit

Forman, Craig 4 1/26/2012 00


Forman, Craig 4 6/12/2013 56 11.532 6,504 6,504


Lazzarato, David 4 2/9/2012 00


Lazzarato, David 4 6/12/2013 56 11.532 6,504 6,504


Leith, David Gordon 4 2/9/2012 00


Leith, David Gordon 4 6/12/2013 56 11.532 6,504 6,504


MACLELLAN, ROBERT FRANCIS

4 12/20/2012 00


MACLELLAN, ROBERT FRANCIS

4 6/12/2013 56 11.532 6,504 6,504


McHale, Judith 4 12/20/2012 00


McHale, Judith 4 6/12/2013 56 11.532 6,504 6,504


Nisenholtz, Martin 4 12/20/2012 00


Nisenholtz, Martin 4 6/12/2013 56 11.532 6,504 6,504


Raina, Kalpana 4 12/20/2012 00


Raina, Kalpana 4 6/12/2013 56 11.532 6,504 6,504


Sifton, Michael 4 12/20/2012 00

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6366


Date T/OUnitPrice

Date/Month End



Sifton, Michael 4 6/12/2013 56 11.532 6,504 6,504

Zargon Oil & Gas Ltd. Common Shares Burden, Leslie Edward 5 4/15/2013 30 7.0621 9,161 169






Zargon Oil & Gas Ltd. Common Shares Doetzel, Randolph John

5 4/15/2013 30 6.7867 2,088 2


5 4/15/2013 30 7.0621 2,368 280


5 5/1/2013 30 6.4385 2,675 307


5 5/15/2013 30 6.3415 2,987 312


5 5/15/2013 30 6.1576 2,995 8

Zargon Oil & Gas Ltd. Common Shares Dranchuk, Jason Brent 5 4/15/2013 30 6.7867 5,501 47










Zargon Oil & Gas Ltd. Common Shares Hansen, Craig Henry 4, 5 4/15/2013 30 7.0621 278,859 254




Zargon Oil & Gas Ltd. Common Shares Hansen, Craig Henry 4, 5 6/12/2013 10 6.15 544,537 20,000







Zargon Oil & Gas Ltd. Common Shares Howard, Tracy Leigh 5 4/15/2013 30 6.7867 3,071 11


Insider Reporting

June 20, 2013 (2013) 36 OSCB 6367


Date T/OUnitPrice

Date/Month End










Zargon Oil & Gas Ltd. Common Shares Hustad, Christopher Michael

5 4/15/2013 30 7.0621 7,991 256


5 5/1/2013 30 6.4385 8,272 281


5 5/15/2013 30 6.3415 8,557 285

Zargon Oil & Gas Ltd. Common Shares Janjua, Pete Hardeep Singh

5 4/15/2013 30 7.0621 2,591 256


5 5/1/2013 30 6.4385 2,872 281


5 5/15/2013 30 6.3415 3,157 285

Zargon Oil & Gas Ltd. Common Shares Kergan, Brian 5 4/15/2013 30 6.7867 27,994 70





Zargon Oil & Gas Ltd. Common Shares Kergan, Brian 5 6/7/2013 10 6.21 43,751 5,100

Zargon Oil & Gas Ltd. Common Shares Kergan, Brian 5 6/7/2013 10 6.21 48,651 4,900






Zargon Oil & Gas Ltd. Common Shares Lee, Kevin Chin Yu 5 4/15/2013 30 6.7867 12,497 108





Zargon Oil & Gas Ltd. Common Shares Moriyama, Robert Todd

5 4/15/2013 30 6.7867 5,102 42


5 4/15/2013 30 7.0621 5,368 266


5 5/1/2013 30 6.4385 5,660 292


5 5/15/2013 30 6.3415 5,956 296

Insider Reporting

June 20, 2013 (2013) 36 OSCB 6368


Date T/OUnitPrice

Date/Month End



5 5/15/2013 30 6.1576 6,008 52


5 4/15/2013 30 6.7867 4,033 35


5 5/15/2013 30 6.1576 4,072 39

Zazu Metals Corporation

Common Shares Atzmon, Gil 5 6/10/2013 10 0.58 4,340,000 1,000

Zazu Metals Corporation

Common Shares Atzmon, Gil 5 6/14/2013 10 0.58 4,341,000 1,000

Zimtu Capital Corp. Common Shares Bellefleur, Jody 5 6/4/2013 00 2,000

Zimtu Capital Corp. Common Shares Hodge, David 4, 5 7/31/2011 55 -10,666

Zimtu Capital Corp. Common Shares Hodge, David 4, 5 7/31/2011 55 -10,666

Zimtu Capital Corp. Warrants Hodge, David 4, 5 7/31/2011 55 0 -10,666

Zimtu Capital Corp. Warrants Ledding, Shaun 3 7/31/2011 55 0 -17,334

Zimtu Capital Corp. Warrants Olsson, Sven 4 7/31/2011 55 17,000 -50,000

Zimtu Capital Corp. Warrants Olsson, Sven 4 12/29/2011 55 0 -17,000

June 20, 2013 (2013) 36 OSCB 6369

Chapter 8

Notice of Exempt Financings

REPORTS OF TRADES SUBMITTED ON FORMS 45-106F1 AND 45-501F1

Transaction Date

No. of Purchaser

s

Issuer/Security Total Purchase Price ($)

No. of Securities

Distributed

05/28/2013 to 06/06/2013

3 Alcobra Ltd. - Common Shares 1,281,608.40 155,500.00

05/24/2013 6 Alere Inc. - Notes 12,991,495.50 6.00

05/13/2013 1 Alpha Natural Resources, Inc. - Note 1,010,800.00 1.00

05/16/2013 2 AndeanGold Ltd. - Units 201,005.00 2,871,500.00

05/08/2013 to 05/30/2013

25 Antioquia Gold Inc. - Common Shares 500,000.00 14,285,714.00

05/17/2013 to 05/21/2013

13 Aquila Resources Inc. - Units 519,000.00 5,190,000.00

05/29/2013 1 Asian Pay Television Trust - Units 40,938,144.00 51,546,392.00

05/23/2013 3 Barclays Bank PLC - Notes 500,000.00 3.00

05/03/2013 4 Barclays Bank PLC - Notes 600,000.00 150,000.00

05/20/2013 1 Barminco Finance Pty Limited - Notes 5,138,500.00 5,000,000.00

05/24/2013 51 bioMmune Advanced Technologies (Formerly MC Partners Inc.) - Units

2,340,000.00 10,000,000.00

05/24/2013 2 Blue Gold Water Technologies Ltd. - Units 125,000.00 446,429.00

05/23/2013 2 BNP Paribas Arbitrage Issuance SNC - Certificates

800,000.00 2.00

05/28/2013 3 BNP Paribas Arbitrage Issuance SNC - Certificates

575,000.00 3.00

05/22/2013 1 BRF S.A. - Note 5,088,847.51 1.00

05/23/2013 3 Brookside Mill CLO, Ltd. - Notes 40,969,040.31 40,012,500.00

05/29/2013 1 Builders FirstSource, Inc. - Notes 520,000.00 520.00

06/04/2013 1 B&G Foods, Inc. - Notes 1,030,000.00 1,000.00

05/02/2013 4 Canadian Veterinary Network Inc. - Common Shares

12,306,006.56 4.00

05/24/2013 4 Carmen Energy Inc. - Common Shares 300,000.00 15,000,000.00

05/17/2013 9 CARRICK PETROLEUM INC. - Units 434,000.00 9.00

05/16/2013 5 Cequel Communications Holdings I, LLC - Notes 31,620,000.00 31,620,000.00

05/23/2013 9 CF Industries, Inc. - Notes 5,407,716.14 9.00


June 20, 2013 (2013) 36 OSCB 6370

Transaction Date

No. of Purchaser

s


No. of Securities

Distributed

05/29/2013 4 ChannelAdvisor Corporation - Common Shares 471,835.00 32,500.00

05/21/2013 5 Cinemark USA, Inc. - Notes 21,352,475.00 10,973.05

05/09/2013 4 CNOOC Finance (2013) Limited - Notes 21,050,742.00 5,262,685.50

04/23/2013 151 Cogeco Cable Inc. - Notes 410,360,001.00 151.00

05/07/2013 1 Colwood City Centre Limited Partnership - Note 10,000.00 1.00

05/20/2013 1 Commercial Metals Company - Note 1,027,700.00 1.00

05/28/2013 1 CommScope Holdings Company, Inc. - Note 2,074,200.00 1.00

05/31/2013 11 Critical Outcome Technologies Inc. - Units 289,487.64 2,412,397.00

05/31/2013 1 Cuervo Resources Inc. - Common Shares 150,000.00 1,500,000.00

05/29/2013 2 EarthLink, Inc. - Notes 780,000.00 750.00

05/31/2013 2 Elan Finance Public Limited Company/Elan Finance Corp. - Notes

3,101,700.00 2.00

05/18/2013 1 Elite Holdings Limited Partnership - Limited Partnership Units

165,000.00 3,000.00

05/22/2013 1 EnerTech Capital Partners IV (Canada), L.P. - Limited Partnership Interest

20,000,000.00 1.00

05/22/2013 25 Equitorial Capital Corp. - Common Shares 780,000.00 6,500,000.00

05/22/2013 1 Ford Auto Lease Trust - Notes 399,963,202.68 399,963,202.68

05/17/2013 1 Ford Financial Fund II, L.P. - Limited Partnership Interest

193,047,957.90 1.00

05/28/2013 2 GeoNovus Minerals Corp. - Common Shares 5,000.00 100,000.00

06/05/2013 1 GETCO Financing Escrow LLC - Note 3,620,750.00 1.00

05/30/2013 4 Glencore Funding LLC - Notes 53,391,955.50 53,391.96

06/04/2013 57 Golden Reign Resources Ltd. - Units 2,369,675.10 15,797,830.00

04/01/2012 to 03/31/2013

3 GWLIM Canadian Growth Fund - Units 18,226,077.51 N/A

04/01/2012 to 03/31/2013

4 GWLIM Corporate Bond Fund - Units 12,348,843.04 N/A

04/01/2012 to 03/31/2013

2 GWLIM North American Mid Cap Fund - Units 2,354,320.03 N/A

04/01/2012 to 03/31/2013

14 Howson Tattersall Canadian Bond Pool - Units 15,687,206.47 N/A

04/01/2012 to 03/31/2013

6 Howson Tattersall Canadian Short-Term Pool - Units

11,724,377.14 N/A

04/01/2012 to 03/31/2013

8 Howson Tattersall Canadian Value Equity Pool - Units

13,090,534.72 N/A

04/01/2012 to 4 Howson Tattersall Global Value Equity Pool - 1,683,672.54 N/A


June 20, 2013 (2013) 36 OSCB 6371

Transaction Date

No. of Purchaser

s


No. of Securities

Distributed

03/31/2013 Units

05/29/2013 1 Ingles Markets, Incorporated - Notes 22,814,000.00 22,000.00

05/24/2013 2 International Lease Finance Corporation - Notes 20,904,075.00 2.00

05/22/2013 2 Iracore International Holdings, Inc. - Notes 1,033,300.00 516,650.00

05/31/2013 1 Jefferies LoanCore LLC & JLC Finance Corporation - Notes

10,339,000.00 1.00

05/28/2013 8 La Ronge Gold Corp. - Flow-Through Shares 355,000.00 1,775,000.00

05/28/2013 86 Legacy Reserves LP/Legacy Reserves Finance Corporation - Notes

259,275,000.00 84.00

04/01/2012 to 03/31/2013

3 London Capital Canadian Bond Fund - Units 9,571,517.56 N/A

04/01/2012 to 03/31/2013

5 London Capital Canadian Diversified Equity Fund - Units

5,505,556.46 N/A

04/01/2012 to 03/31/2013

9 London Capital Canadian Dividend Fund - Units 32,436,609.28 N/A

04/01/2012 to 03/31/2013

1 London Capital Global Real Estate Fund - Units 477,732.60 N/A

04/01/2012 to 03/31/2013

3 London Capital U.S. Value Fund - Units 3,833,787.96 N/A

04/01/2012 to 03/31/2013

1 Mackenzie All-Sector Canadian Equity Fund - Units

173,242.93 N/A

04/01/2012 to 03/31/2013

1 Mackenzie Cundill Canadian Balanced Fund - Units

2,655,524.15 N/A

04/01/2012 to 03/31/2013

1 Mackenzie Cundill Canadian Security Class - Units

438,428.85 N/A

04/01/2012 to 03/31/2013

1 Mackenzie Cundill Canadian Security Fund - Units

1,809,734.14 N/A

04/01/2012 to 03/31/2013

1 Mackenzie Cundill Global Balanced Bond Fund - Units

114,342.27 N/A

04/01/2012 to 03/31/2013

1 Mackenzie Cundill International Class - Units 975,394.55 N/A

04/01/2012 to 03/31/2013

5 Mackenzie Cundill Value Fund - Units 83,288,529.58 N/A

04/01/2012 to 03/31/2013

1 Mackenzie Focus All-Canadian Class - Units 11,477.52 N/A

04/01/2012 to 03/31/2013

1 Mackenzie Focus Canada Fund - Units 486,348.64 N/A

04/01/2012 to 03/31/2013

2 Mackenzie Focus Japan Class - Units 1,267,777.83 N/A

04/01/2012 to 03/31/2013

1 Mackenzie Founders Global Equity Class - Units 78,243.12 N/A

04/01/2012 to 2 Mackenzie Global Large Cap Quality Growth 7,411,293.63 N/A


June 20, 2013 (2013) 36 OSCB 6372

Transaction Date

No. of Purchaser

s


No. of Securities

Distributed

03/31/2013 Pool Fund - Units

04/01/2012 to 03/31/2013

1 Mackenzie Global Tactical Fund - Units 20,329,483.08 N/A

04/01/2012 to 03/31/2013

1 Mackenzie Ivy Enterprise Class - Units 615,670.31 N/A

04/01/2012 to 03/31/2013

1 Mackenzie Ivy European Fund - Units 28,462.42 N/A

04/01/2012 to 03/31/2013

9 Mackenzie Ivy Foreign Equity Fund - Units 95,088,410.70 N/A

04/01/2012 to 03/31/2013

4 Mackenzie Ivy Global Balanced Fund - Units 4,615,248.70 N/A

04/01/2012 to 03/31/2013

6 Mackenzie Maxxum All-Canadian Equity Class - Units

16,367,809.61 N/A

04/01/2012 to 03/31/2013

2 Mackenzie Maxxum Dividend Growth Fund - Units

8,602,197.40 N/A

04/01/2012 to 03/31/2013

1 Mackenzie Maxxum Monthly Income Fund - Units

240,977.18 N/A

04/01/2012 to 03/31/2013

6 Mackenzie Saxon Dividend Income Fund - Units 169,101,124.17 N/A

04/01/2012 to 03/31/2013

9 Mackenzie Saxon Small Cap Fund - Units 27,447,464.25 N/A

04/01/2012 to 03/31/2013

2 Mackenzie Saxon Stock Fund - Units 5,303,751.39 N/A

04/01/2012 to 03/31/2013

10 Mackenzie Sentinel Bond Fund - Units 91,081,396.36 N/A

04/01/2012 to 03/31/2013

12 Mackenzie Sentinel Canadian Short-Term Yield Corporate Class - Units

654,690,907.20 N/A

04/01/2012 to 03/31/2013

10 Mackenzie Sentinel Corporate Bond Fund - Units 162,644,777.12 N/A

04/01/0012 to 03/31/2013

5 Mackenzie Sentinel Money Market Fund - Units 18,862,838.14 N/A

04/01/2012 to 03/31/2013

10 Mackenzie Sentinel North American Corporate Bond Fund - Units

202,227,039.77 N/A

04/01/2012 to 03/31/2013

6 Mackenzie Sentinel Real Return Bond Fund - Units

74,739,135.80 N/A

04/01/2012 to 03/31/2013

3 Mackenzie Sentinel Strategic Income Fund - Units

184,526,903.66 N/A

04/01/2012 to 03/31/2013

1 Mackenzie Sentinel U.S. Short-Term Yield Corporate Class - Units

3,663.52 N/A

04/01/2012 to 03/31/2013

8 Mackenzie Universal Emerging Markets Class - Units

147,114,666.89 N/A

04/01/2012 to 03/31/2013

2 Mackenzie Universal International Stock Fund - Units

11,341,242.19 N/A


June 20, 2013 (2013) 36 OSCB 6373

Transaction Date

No. of Purchaser

s


No. of Securities

Distributed

04/01/2012 to 03/31/2013

1 Mackenzie Universal North American Growth Class - Units

30,988.10 N/A

04/01/2012 to 03/31/2013

2 Mackenzie Universal Precious Metals Fund - Units

31,533,401.93 N/A

04/01/2012 to 03/31/2013

2 Mackenzie Universal Technology Class - Units 2,099,416.60 N/A

04/01/2012 to 03/31/2013

3 Mackenzie Universal U.S. Blue Chip Class - Units

1,116,297.81 N/A

04/01/2012 to 03/31/2013

1 Mackenzie Universal U.S. Emerging Growth Class - Units

621,138.46 N/A

04/01/2012 to 03/31/2013

1 Mackenzie Universal World Real Estate Class - Units

356,957.02 N/A

04/01/2012 to 03/31/2013

1 Mackenzie Universal World Resource Class - Units

163,853.74 N/A

05/07/2013 2 Mahdia Gold Corporation - Units 500,000.00 2.00

05/22/2013 2 Marketo, Inc. - Common Shares 147,290.00 11,000.00

05/20/2013 4 Merck & Co. Inc. - Notes 12,822,710.54 320,567.75

05/31/2013 23 Midstates Petroleum Company, Inc./Midstates Petroleum Company LLC - Notes

40,632,270.00 23.00

05/21/2013 14 Morgan Stanley & Co. LLC - Notes 76,520,008.72 14.00

05/24/0201 1 Murray Energy Corporation - Note 5,161,500.00 1.00

05/31/2013 2 Nationstar Mortgage LLC/Nationstar Capital Corporation - Notes

2,060,000.00 2,000.00

05/23/2013 3 NII International Telecom S.C.A. - Notes 39,178,000.00 3.00

05/31/2013 3 Northrop Grumman Corporation - Notes 23,262,750.00 3.00

05/06/2013 20 Nu Musical Theatricals Inc. - Units 975,000.00 39.00

05/20/2013 12 NXP B.V. - Non-Flow Through Units 7,758,229.50 646,519.12

05/24/2013 30 OPB Finance Trust - Debentures 249,827,500.00 24,983.00

05/29/2013 2 Ply Gem Holdings, Inc. - Common Shares 489,982.50 22,500.00

05/29/2013 1 Ply Gem Holdings, Inc. - Common Shares 218,400.00 10,000.00

05/28/2013 1 Portola Pharmaceuticals, Inc. - Common Shares 15,037.95 1,000.00

05/28/2013 2 Portola Pharmaceuticals, Inc. - Common Shares 7,799,994.28 517,241.00

04/01/2012 to 03/31/2013

3 Quadrus Eaton Vance U.S. Value Corporate Class - Units

5,635,699.97 N/A

04/01/2012 to 03/31/2013

1 Quadrus Fixed Income Fund - Units 18,000,000.00 N/A

04/01/2012 to 03/31/2013

6 Quadrus Setanta Global Dividend Corporate Class - Units

23,034,358.76 N/A


June 20, 2013 (2013) 36 OSCB 6374

Transaction Date

No. of Purchaser

s


No. of Securities

Distributed

04/01/2012 to 03/31/2013

5 Quadrus Sionna Canadian Value Corporate Class - Units

25,324,993.58 N/A

04/01/2012 to 03/31/2013

1 Quadrus Trimark Balanced Fund - Units 8,289,196.16 N/A

05/31/2013 1 Residential Reinsurance 2013 Limited - Note 3,101,700.00 1.00

04/22/2013 2 ROI Capital - Units 200,400.00 200,400.00


04/23/2013 3 ROI Capital - Units 5,805,977.00 5,805,977.00

04/30/2013 2 ROI Capital - Units 1,066,207.98 1,066,207.98


04/22/2013 5 SBM Offshore N.V. - Rights 14,756,076.97 5.00

05/22/2013 16 Seagate HDD Cayman - Notes 63,790,775.50 16.00

05/28/2013 2 Select Medical Corporation - Notes 7,259,700.00 2.00

05/10/2013 105 Seven Generations Energy Ltd. - Notes 404,960,000.00 105.00

06/05/2013 to 06/07/2013

6 Shoal Point Energy Ltd. - Units 780,000.00 13,000,000.00

05/20/2013 7 Shutterfly, Inc. - Notes 4,312,980.00 616,140.00

06/04/2013 10 Silver Bear Resources Inc. - Units 1,268,099.64 7,044,998.00

05/15/2013 51 Skyline Apartment Real Estate Investment Trust - Units

5,400,951.75 407,619.00

05/30/2013 6 Solutions4CO2 Inc. - Common Shares 91,500.00 610,000.00

06/03/2013 47 Southwest Opportunity Trust - Units 1,193,000.00 11,930.00

05/22/2013 1 Stemline Therapeutics, Inc. - Common Shares 368,408.75 25,000.00

04/22/2013 to 04/26/2013

26 Stoney Range Industrial Limited - Units 987,000.00 26.00

04/01/2012 to 03/31/2013

1 Symmetry Balanced Portfolio Fund - Units 5,531.40 N/A

04/01/2012 to 03/31/2013

6 Symmetry Canadian Bond Corporate Class - Units

265,279,552.38 N/A

04/01/2012 to 03/31/2013

6 Symmetry Canadian Bond Fund - Units 600,356,388.98 N/A

04/01/2012 to 03/31/2013

11 Symmetry Canadian Equity Fund - Units 41,996,632.64 N/A

04/01/2012 to 03/31/2013

6 Symmetry Corporate Bond Corporate Class - Units

34,199,371.68 N/A

04/01/2012 to 03/31/2013

5 Symmetry Emerging Markets Equity Corporate Class - Units

21,253,498.08 N/A


June 20, 2013 (2013) 36 OSCB 6375

Transaction Date

No. of Purchaser

s


No. of Securities

Distributed

04/01/2012 to 03/31/2013

7 Symmetry Equity Portfolio Class - Units 87,920,202.66 N/A

04/01/2012 to 03/31/2013

6 Symmetry Fixed Income Corporate Class - Units 32,821,340.53 N/A

04/01/2012 to 03/31/2013

6 Symmetry Global Bond Corporate Class - Units 58,247,044.43 N/A

04/01/2012 to 03/31/2013

1 Symmetry Growth Portfolio Fund - Units 45,508.07 N/A

04/01/2012 to 03/31/2013

1 Symmetry Moderate Growth Portfolio Fund - Units

84,103.40 N/A

04/01/2012 to 03/31/2013

5 Symmetry Real Return Bond Corporate Class - Units

24,817,512.74 N/A

05/22/2013 6 Tableau Software, Inc. - Common Shares 96,096.90 3,000.00

05/22/2013 10 Tableau Software, Inc. - Common Shares 3,925,558.37 122,550.00

05/16/2013 15 Tasca Resources Ltd. - Units 150,000.00 15.00

05/15/2013 3 Tenet Healthcare Corporation - Notes 32,044,950.00 15,482.16

05/08/2013 1 Texas Instruments Incorporated - Note 4,964,893.05 1.00

05/31/2013 50 The Empire Life Insurance Company - Debentures

300,000,000.00 50.00

05/21/2013 10 The Jenex Corporation - Units 150,008.00 10,000,006.00

05/22/2013 4 Total Systems Services, Inc. - Notes 18,533,579.05 4.00

09/07/2011 to 09/19/2012

3 Tricor Co. Ltd. - Common Shares 1,155,000.00 927,001.00

03/06/2013 4 Vedanta Resources plc - Bonds 30,049,720.00 4.00

05/22/2013 73 ViXS Subco Inc. - Receipts 54,393,321.50 16,387,999.00

05/09/2013 71 Walton CA Highland Ridge Investment Corporation - Common Shares

1,360,530.00 71.00

05/09/2013 5 Walton CA Highland Ridge L.P. - Units 1,109,065.66 5.00

05/09/2013 25 Walton Income 7 Investment Corporation - Notes 1,181,500.00 25.00

05/30/2013 2 Westpac Banking Corporation - Bonds 30,883,702.20 2.00

06/05/2013 11 Zaio Corporation - Debentures 444,000.00 444.00


June 20, 2013 (2013) 36 OSCB 6376


June 20, 2013 (2013) 36 OSCB 6377

Chapter 11

IPOs, New Issues and Secondary Financings

Issuer Name: Bonterra Energy Corp. Principal Regulator - Alberta Type and Date: Preliminary Short Form Prospectus dated June 14, 2013 NP 11-202 Receipt dated June 14, 2013 Offering Price and Description: $24,002,775.00 - 481,500 Common Shares Price: $49.85 per Offered Share Underwriter(s) or Distributor(s): FIRSTENERGY CAPITAL CORP. ALTACORP CAPITAL INC. CIBC WORLD MARKETS INC. CLARUS SECURITIES INC. SCOTIA CAPITAL INC. TD SECURITIES INC. PARADIGM CAPITAL INC. HAYWOOD SECURITIES INC. NATIONAL BANK FINANCIAL INC. Promoter(s):-Project #2075306

_______________________________________________ Issuer Name: Brookfield Asset Management Inc. Principal Regulator - Ontario Type and Date: Preliminary Base Shelf Prospectus dated June 13, 2013 NP 11-202 Receipt dated June 14, 2013 Offering Price and Description: US$1,000,000,000.00: Debt Securities Class A Preference Shares Class A Limited Voting Shares Underwriter(s) or Distributor(s): -Promoter(s):-Project #2074953

_______________________________________________

Issuer Name: Canadian Real Estate Investment Trust Principal Regulator - Ontario Type and Date: Preliminary Base Shelf Prospectus dated June 11, 2013 NP 11-202 Receipt dated June 11, 2013 Offering Price and Description: $750,000,000.00: Debt Securities UnitsUnderwriter(s) or Distributor(s): -Promoter(s):-Project #2074248

_______________________________________________ Issuer Name: Fiera Diversified Strategy Fund Principal Regulator - Quebec Type and Date: Preliminary Long Form Prospectus dated June 14, 2013 NP 11-202 Receipt dated June 17, 2013 Offering Price and Description: Class A Units and Class F Units Price: Net Asset Value per Unit Minimum Purchase: $5,000 Underwriter(s) or Distributor(s): -Promoter(s):Fiera Capital Corporation Project #2075330

_______________________________________________ Issuer Name: Green Grid Group Pte. Ltd. Principal Regulator - Ontario Type and Date: Amended and Restated Preliminary Long Form Prospectus dated June 14, 2013 NP 11-202 Receipt dated June 14, 2013 Offering Price and Description: $ * - * Ordinary Shares Price: $ * per Ordinary Share Underwriter(s) or Distributor(s): National Bank Financial Inc. Macquarie Capital Markets Canada Ltd. Canaccord Genuity Corp. Cormark Securities Inc. Stifel Nicolaus Canada Inc. Promoter(s):-Project #2065172

_______________________________________________


June 20, 2013 (2013) 36 OSCB 6378

Issuer Name: Holland Global Capital Corporation Principal Regulator - Ontario Type and Date: Preliminary Long Form Non-Offering Prospectus dated June 10, 2013 NP 11-202 Receipt dated June 11, 2013 Offering Price and Description: -Underwriter(s) or Distributor(s): -Promoter(s):Kacira Holdings Inc. Project #2074097

_______________________________________________ Issuer Name: Manulife Canadian Conservative Balanced Fund Manulife Global Balanced Fund Manulife Global Managed Volatility Portfolio Manulife Preferred Income Class Manulife U.S. Dollar Floating Rate Income Fund Manulife World Investment Fund Principal Regulator - Ontario Type and Date: Preliminary Simplified Prospectuses dated June 17, 2013 NP 11-202 Receipt dated June 17, 2013 Offering Price and Description: Advisor Series, Series F, Seires I, Series IT, Seires FT6 and Series T6 Securities Underwriter(s) or Distributor(s): Manulife Asset Management Limited Promoter(s):Manulife Asset Management Limited Project #2075524

_______________________________________________ Issuer Name: Rare Element Resources Ltd. Principal Regulator - British Columbia Type and Date: Preliminary Base Shelf Prospectus dated June 11, 2013 NP 11-202 Receipt dated June 11, 2013 Offering Price and Description: U.S.$50,000,000.00: Senior Debt Securities Subordinated Debt Securities Common Shares Warrants UnitsUnderwriter(s) or Distributor(s): -Promoter(s):-Project #2074255

_______________________________________________

Issuer Name: Surge Energy Inc. Principal Regulator - Alberta Type and Date: Preliminary Short Form Prospectus dated June 17, 2013 NP 11-202 Receipt dated June 17, 2013 Offering Price and Description: $225,000,000.00 - 15,000,000 Units Price: $15.00 per UnitUnderwriter(s) or Distributor(s): Macquarie Capital Markets Canada Ltd. GMP Securities L.P.National Bank Financial Inc. CIBC World Markets Inc. TD Securities Inc. Scotia Capital Inc. FirstEnergy Capital Corp. Dundee Securities Ltd. Cormark Securities Inc. Promoter(s):-Project #2075690

_______________________________________________ Issuer Name: TD Emerging Markets Low Volatility Fund TD International Equity Fund TD Retirement Balanced Portfolio TD Retirement Conservative Portfolio TD U.S. Low Volatility Fund TD U.S. Monthly Income Fund - C$ Principal Regulator - Ontario Type and Date: Preliminary Simplified Prospectuses dated June 13, 2013 NP 11-202 Receipt dated June 14, 2013 Offering Price and Description: Investor Series, H-Series and O-Series Underwriter(s) or Distributor(s): TD Investments Services Inc. TD Investment Services Inc. (for Investor Series units) TD Investment Services Inc. (for Investor Series and e-Series units) TD Investment Services Inc.(for Investor Series units) TD Investment Services Inc. (for Investor Series and Premium Series units) Promoter(s):TD Asset Management Inc. Project #2074949

_______________________________________________


June 20, 2013 (2013) 36 OSCB 6379

Issuer Name: TD Emerging Markets Low Volatility Fund TD Fixed Income Pool TD International Equity Fund TD Retirement Balanced Portfolio TD Retirement Conservative Portfolio TD Target Return Balanced Fund TD Target Return Conservative Fund TD U.S. Low Volatility Fund TD U.S. Monthly Income Fund - C$ Principal Regulator - Ontario Type and Date: Preliminary Simplified Prospectuses dated June 13, 2013 NP 11-202 Receipt dated June 14, 2013 Offering Price and Description: Advisor Series, F-Series, T-Series, S-Series, W-Series, WT-Series and Premium F-Series Underwriter(s) or Distributor(s): TD Waterhouse Canada Inc. TD Investment Services Inc. (for Investor Series units) TD Investment Services Inc.(for Investor Series units) TD Investment Services Inc. (for Investor Series and e-Series Units) TD Waterhouse Canada Inc. (W-Series and WT-Series only) TD Investment Services Inc. (for Investor Series and e-Series units) TD Asset Management Inc. (for Investor Series units) Promoter(s):TD Asset Management Inc. Project #2075064

_______________________________________________ Issuer Name: TD Stability Pool Principal Regulator - Ontario Type and Date: Preliminary Simplified Prospectus dated June 13, 2013 NP 11-202 Receipt dated June 14, 2013 Offering Price and Description: O-Series Unit Underwriter(s) or Distributor(s): -Promoter(s):TD Asset Management Inc. Project #2075179

_______________________________________________

Issuer Name: U.S. Large Cap Synthetic Fund (Class D, Class E, Class F, Class I, Class O, Class P and Class R Units) Principal Regulator - Ontario Type and Date: Amendment #1 dated May 30, 2013 to the Simplified Prospectus and Annual Information Form dated June 29, 2012 NP 11-202 Receipt dated June 12, 2013 Offering Price and Description: -Underwriter(s) or Distributor(s): -Promoter(s):SEI Investments Canada Company Project #1914360

_______________________________________________ Issuer Name: Atrium Mortgage Investment Corporation Principal Regulator - Ontario Type and Date: Final Short Form Prospectus dated June 11, 2013 NP 11-202 Receipt dated June 11, 2013 Offering Price and Description: $30,000,000.00 - 5.25% Convertible Unsecured Subordinated Debentures due June 30, 2020 Offering Price: $1,000 per Debenture Underwriter(s) or Distributor(s): TD Securities Inc. CIBC World Markets Inc. RBC Dominion Securities Inc. BMO Nesbitt Burns Inc. National Bank Financial Inc. Scotia Capital Inc. Dundee Securities Ltd. Canaccord Genuity Corp. Industrial Alliance Securities Inc. MacQuarie Capital Markets Canada Ltd. Raymond James Ltd. Mackie Research Capital Corporation M Partners Inc. Promoter(s):-Project #2072117

_______________________________________________


June 20, 2013 (2013) 36 OSCB 6380

Issuer Name: Renaissance Global Value Fund (Class A, F, and O Units)Principal Regulator - Ontario Type and Date: Amendment #3 dated June 4, 2013 to the Simplified Prospectus and Annual Information Form dated August 28, 2012 NP 11-202 Receipt dated June 14, 2013 Offering Price and Description: Class A, F, and O units @ Net Asset Value Underwriter(s) or Distributor(s): CIBC Asset Management Inc. Promoter(s):CIBC Asset Management Inc. Project #1934293

_______________________________________________ Issuer Name: First Asset Can-60 Covered Call ETF First Asset Can-Energy Covered Call ETF First Asset Can-Financials Covered Call ETF First Asset Can-Materials Covered Call ETF First Asset Tech Giants Covered Call ETF Principal Regulator - Ontario Type and Date: Final Long Form Prospectus dated June 10, 2013 NP 11-202 Receipt dated June 11, 2013 Offering Price and Description: Common units & Advisor units Underwriter(s) or Distributor(s): -Promoter(s):First Asset Investment Management Inc. Project #2055713

_______________________________________________ Issuer Name: First Asset Canadian Convertible Bond ETF Principal Regulator - Ontario Type and Date: Final Long Form Prospectus dated June 10, 2013 NP 11-202 Receipt dated June 11, 2013 Offering Price and Description: Common units and Advisor units Underwriter(s) or Distributor(s): -Promoter(s):First Asset Investment Management Inc. Project #2055709

_______________________________________________

Issuer Name: First Asset Resource Fund Inc. Principal Regulator - Ontario Type and Date: Final Simplified Prospectus dated June 10, 2013 NP 11-202 Receipt dated June 11, 2013 Offering Price and Description: Class A Shares, Series 1 Underwriter(s) or Distributor(s): TDK Management Fund Inc. Promoter(s):-Project #2057434;2054827

_______________________________________________ Issuer Name: Frontiers Canadian Monthly Income Pool Frontiers Global Bond Pool (Class A, C, I, and O Units) Principal Regulator - Ontario Type and Date: Amendment #1 dated June 4, 2013 to the Simplified Prospectuses and Annual Information Form dated December 13, 2012 NP 11-202 Receipt dated June 14, 2013 Offering Price and Description: Class A, C, I, and O units @ Net Asset Value Underwriter(s) or Distributor(s): -Promoter(s):CIBC Asset Management Inc. Project #1976169

_______________________________________________ Issuer Name: Imperial International Bond Pool Principal Regulator - Ontario Type and Date: Amendment #1 dated June 4, 2013 to the Simplified Prospectus and Annual Information Form dated December 12, 2012 NP 11-202 Receipt dated June 14, 2013 Offering Price and Description: Class A units @ Net Asset Value Underwriter(s) or Distributor(s): -Promoter(s):-Project #1976156

_______________________________________________


June 20, 2013 (2013) 36 OSCB 6381

Issuer Name: Mackenzie Sentinel Canadian Short-Term Yield Class Symmetry Balanced Portfolio Class Symmetry Conservative Income Portfolio Class Symmetry Conservative Portfolio Class Symmetry Growth Portfolio Class Symmetry Moderate Growth Portfolio Class Principal Regulator - Ontario Type and Date: Amendment #3 dated May 30, 2013 to the Simplified Prospectuses and Annual Information Form dated November 28, 2012 NP 11-202 Receipt dated June 14, 2013 Offering Price and Description: -Underwriter(s) or Distributor(s): LBC Financial Services Inc. Promoter(s):Mackenzie Financial Corporation Project #1972166

_______________________________________________ Issuer Name: Pine Cliff Energy Ltd. Principal Regulator - Alberta Type and Date: Final Short Form Prospectus (NI 44-101) dated June 11, 2013 NP 11-202 Receipt dated June 12, 2013 Offering Price and Description: $25,080,000.00 - 28,500,000 COMMON SHARES Price: $0.88 per Offered Share Underwriter(s) or Distributor(s): Paradigm Capital Inc. Clarus Securities Inc. Altacorp Capital Inc. Haywood Securities Inc. GMP Securities L.P. Scotia Capital Inc. CIBC World Markets Inc. Promoter(s):-Project #2072660

_______________________________________________ Issuer Name: Polaris Minerals Corporation Principal Regulator - British Columbia Type and Date: Final Short Form Prospectus dated June 14, 2013 NP 11-202 Receipt dated June 17, 2013 Offering Price and Description: Cdn $15,065,000.00 - 11,500,000 Common Shares Cdn $1.31 per Common Share Underwriter(s) or Distributor(s): Dundee Securities Ltd GMP Securities L.P. Promoter(s):-Project #2073621

_______________________________________________

Issuer Name: SoMedia Networks Inc. Principal Regulator - British Columbia Type and Date: Final Long Form Prospectus dated June 14, 2013 NP 11-202 Receipt dated June 17, 2013 Offering Price and Description: $2,990,000.00: 3,823,529 Shares @ $0.85 per Share andDistribution of a Maximum of 1,764,703 Common Shares issuable upon the exchange of previously issued Qualified Convertible Notes with a principal amount of $1,275,000 and up to 118,278 Common Shares issuable upon the exchange of previously issued Qualified Convertible Notes based on the accrued interestUnderwriter(s) or Distributor(s): Canaccord Genuity Corp. Promoter(s):George Fleming Project #2030783

_______________________________________________ Issuer Name: Valeant Pharmaceuticals International, Inc. Principal Regulator - Quebec Type and Date: Final Base Shelf Prospectus dated June 14, 2013 NP 11-202 Receipt dated June 17, 2013 Offering Price and Description: US$3,000,000,000.00 - Common Shares Underwriter(s) or Distributor(s): -Promoter(s):-Project #2073633

_______________________________________________ Issuer Name: West Point Resources Inc. Principal Regulator - British Columbia Type and Date: Final Long Form Prospectus dated June 17, 2013 NP 11-202 Receipt dated June 17, 2013 Offering Price and Description: MINIMUM OFFERING OF $780,000.00 - (CONSISTING OF A MINIMUM OF 3,533,334 UNITS AND 1,000,000 FLOW-THROUGH UNITS) MAXIMUM OFFERING OF $1,900,000.00 - (CONSISTING OF A MINIMUM OF 6,000,000 UNITS AND 4,000,000 FLOW-THROUGH UNITS) $0.15 PER UNIT $0.25 PER FLOW-THROUGH UNIT Underwriter(s) or Distributor(s): MACQUARIE PRIVATE WEALTH INC. Promoter(s):RAVINDER S. MLAIT Project #2041154

_______________________________________________


June 20, 2013 (2013) 36 OSCB 6382


June 20, 2013 (2013) 36 OSCB 6383

Chapter 12

Registrations

12.1.1 Registrants

Type Company Category of Registration Effective Date

Name Change

From: Deloitte & Touche Corporate Finance Canada Inc.

To: Deloitte Corporate Finance Inc.

Exempt Market Dealer June 1, 2013

Change in Registration Category Connor, Clark & Lunn Funds Inc.

From: Investment Fund Manager

To: Investment Fund Manager and Exempt Market Dealer

June 11, 2013

Consent to Suspension (Pending Surrender) Cluster Asset Management Inc. Portfolio Manager June 12, 2013

New Business Registration ifici Inc. Exempt Market Dealer June 13, 2013

New Registration Investissements Excel Inc. Mutual Fund Dealer June 13, 2013

Consent to Suspension (pending surrender) AMI Partners Inc. Portfolio Manager and

Investment Fund Manager June 14, 2013

Registrations

June 20, 2013 (2013) 36 OSCB 6384


June 20, 2013 (2013) 36 OSCB 6385

Chapter 13

SROs, Marketplaces and Clearing Agencies

13.2 Marketplaces

13.2.1 Triact Canada Marketplace LP – Notice of Commission Approval of Proposed Changes

TRIACT CANADA MARKETPLACE LP NOTICE OF COMMISSION APPROVAL OF PROPOSED CHANGES

On June 17, 2013, changes to the Form 21-101F2 of TriAct Canada Marketplace LP (TriAct) were approved that are intended to:

allow liquidity providers to offer minimum price improvement in addition to the current mid-point pricing; and

allow “large” ETF marketflow orders to trade with passive liquidity providers at the National Best Bid or Offer (NBBO).

In accordance with the OSC’s “Process for the Review and Approval of the Information Contained in Form 21-101F2 and the Exhibits Thereto”, a notice outlining and requesting feedback on these proposed changes was published in the OSC Bulletin on March 28, 2013 at (2013) 36 OSCB 3401 (March notice). One comment letter was received. A summary of the comments received and TriAct’s response is published at Appendix A to this notice.

TriAct Canada is expected to publish a notice indicating the intended implementation date of the approved changes. Other significant changes included in the March notice (TriAct’s proposed “better than limit” and “minimum tradelet size” functionality) continue to be under review by OSC staff.


June 20, 2013 (2013) 36 OSCB 6386

APPENDIX A

SUMMARY OF COMMENTS AND RESPONSES PREPARED BY TRIACT CANADA MARKETPLACE LP

TRIACT CANADA MARKETPLACE LP NOTICE SUMMARY OF COMMENTS FOR NEW MATCH NOW FEATURES

BackgroundThe Ontario Securities Commission (OSC) published on March 28, 2013 a notice regarding TriAct Canada Marketplace LP (TriAct) proposed new features. The four new features were designed to provide subscribers more price improvement options when entering dark liquidity providing orders and more control over when orders would be included in a match. The four new features were 1) Minimal Price Improvement 2) Trading at the quote for listed Exchange Traded Funds (ETFs) 3) Minimum Tradelet Size and 4) Better Than Limit. TriAct only received one comment letter from the Canadian Securities traders Association, Trading Issues Committee (CSTA TIC).

TriAct would like to thank the CSTA for their submission. This document will summarize the key issues raised by the CSTA and TriAct’s response. TriAct notes that the CSTA itself acknowledges in their comment on Minimal Price Improvement feature that their issues raised “are not specially introduced by the current MATCH Now proposal, nor are they limited to MATCH Now.” TriAct would also note that from the issues raised in the CSTA comments on Trading at the quote for listed Exchange Traded Funds (ETFs), they are supportive of restricting this feature to listed ETFs while their issues would only arise if this feature was extended to all listed securities.

Comments on Minimal Price Improvement

The CSTA raised concerns that the feature only allowed the offer of “one tick” price improvement and that there was no flexibility in setting a variable amount of price improvement. The CSTA was also concerned that users of this product would be disclosing the direction of their trading interest and others could take advantage of this knowledge.

TriAct’s Response

When TriAct made the decision to make all matches execute at the mid-point after the October 15, 2012 dark rule changes, a number of TriAct subscriber’s suggested that they would no longer enter liquidity providing orders for stocks with wide spreadssince mid-point would result more price improvement than they were willing to give. TriAct waited three month’s to evaluate theimpact and noted that there was a significant decrease in liquidity being posted for stocks with wide spreads (greater than threeticks wide). In consultation with the TriAct User Advisory Group, TriAct proposed that it would offer a new price improvement tierthat provided a meaningful amount of price improvement as required by the Provisions for Dark Liquidity but did not want to startwith a feature that required an order by order evaluation of the spread by the trader when the order was entered or executed. The decision to set the feature at the minimal amount of price improvement would allow those users who want to be rewarded for providing liquidity in wider spread stocks as long as they are comfortable knowing that post trade reporting could disclosedthe direction of their trades that were executed and any unfilled orders. Based on the success of the “80/20” model that was inplace before the dark rule changes we believe that this concern is borne by a few, and those users that are concerned with disclosing the direction of their orders can continue to provide mid-point price improvement to protect that information.

Comments on Trading at the quote for listed Exchange Traded Funds (ETFs)

The CSTA acknowledges that there is “heavy intermediation” in the trading of ETFs on the lit markets and that allowing for largeETF orders to trade at the quote in the dark would not have a negative impact on price discovery in the lit markets for ETFs. The CSTA does however raise concerns that if this feature was extended to trading in common equities, that it would be appropriate for more stringent criteria around what the minimum size should be, especially for low-price equities (i.e. a sliding scale that takes into account the value and liquidity of the stock).

TriAct’s Response

The decision to restrict trading at the quote for ETFs and the setting of a minimum size for the liquidity providing order was based on consultations with subscribers and the TriAct User Advisory Committee. TriAct acknowledges that there needs to be more discussion between the industry and regulators to determine the appropriate criteria for this feature to be extended to allsecurities. TriAct however points out that it is very possible for dark orders to trade at the quote (buys at the National Best Offer and sells at the National Best Bid on a lit market today). We believe that the CSTA comments are really stating a concern thatthey already have with dark orders that trade on lit markets. We encourage the CSTA to address this with the CSA and IIROC. TriAct has also raised concerns about the potential for dark orders on lit markets trading through the NBBO in its comment letter1 to the IIROC Provisions Respecting the Execution and Reporting of Certain “Off-Marketplace” Trades dated July 17, 2012. 1 http://www.iiroc.ca/Documents/2012/751b9014-0ccc-4309-bc90-b9cec80d0094_en.pdf


June 20, 2013 (2013) 36 OSCB 6387

Comments on Minimum Tradelet Size and Better than Limit Features

The CSTA was supportive on both of these features.

TriAct’s Response

We acknowledge the CSTA support and appreciate it.

Conclusion

In summary, TriAct believes that based on the comments provided and taking into context the responses from TriAct, the CSTA is generally supportive of TriAct launching the four new features in the manner that they were proposed. It has been noted thatany changes to the Minimal Price Improvement and Trading at the Quote features will require further discussion with the Industry and Regulators. TriAct plans to implement the four features in a manner that gives the industry the option to take advantage of them or to continue with the current MATCH Now mid-point pricing for their dark trading.


June 20, 2013 (2013) 36 OSCB 6388

13.2.2 Chi-X Canada ATS and CX2 Canada ATS – Notice of Proposed Changes and Request for Comment

CHI-X CANADA ATS AND CX2 CANADA ATS NOTICE OF PROPOSED CHANGES AND REQUEST FOR COMMENT

Chi-X Canada ATS Limited has announced its plans to implement the change described below for both Chi-X Canada ATS and CX2 Canada ATS approximately two months after approval is received. We are publishing this Notice of Proposed Changes in accordance with the "Process for the Review and Approval of Rules and the Information Contained in Form 21-101F2 and the Exhibits Thereto". Market participants are invited to provide the Commission with comment on the proposed changes.

Comment on the proposed changes should be in writing and submitted by July 22nd, 2013 to:

Market Regulation Branch Ontario Securities Commission

20 Queen Street West, 22nd Floor Toronto, ON M5H 3S8

Fax 416 595 8940 Email: [email protected]

And to

Matt Thompson Chief Compliance Officer

Chi-X Canada ATS Limited 130 King St., W, Suite 2105

Toronto, ON M5X 1E3 Email: [email protected]

Comments received will be made public on the OSC website. Upon completion of the Review by OSC staff, and in the absence of any regulatory concerns, notice will be published to confirm the completion of Commission staff’s review.

CHI-X CANADA ATS AND CX2 CANADA ATS NOTICE OF PROPOSED CHANGES

Chi-X Canada ATS Limited (“Chi-X Canada” or “we”) has announced its plans to implement the change described below for both Chi-X Canada ATS and CX2 Canada ATS approximately two months after approval is received We are publishing this Notice of Proposed Changes in accordance with the "Process for the Review and Approval of Rules and the Information Contained in Form 21-101F2 and the Exhibits Thereto".

Summary of Proposed Changes Chi-X Canada is proposing to introduce the ability for subscribers to enter a limit price on mid-peg orders at a half-tick increment. Currently both Chi-X Canada ATS and CX2 Canada ATS marketplaces support the ability for subscribers to enter a limit price for a mid-peg orders however limit prices must be denominated at a full-tick increment. As is the case today, limitprices do not impact execution priority or define the execution price of a mid-peg order. The execution price of a mid-peg orderscontinue to be calculated by the marketplace based on the mid-point of the prevailing NBBO. A limit price only sets a parameterwhereby a subscriber’s order can not execute above/below depending on which side of the market the order is on.

Expected Date of Implementation

The expected date of implementation will depend on when approval is received. It is anticipated that this functionality will beintroduced within 2 months after approval is given.

Rationale and Relevant Supporting Analysis

Today the mid-peg order is permitted to execute at half-tick increment price levels. Subscribers are able to enter a limit price for these orders however a limit price must be at a full trading increment. Consequently, subscribers whose target price is at half-tick increment must bear the risk of executing above/below their target price. The impact of this change will be that this risk will be removed and therefore enable subscribers to more effectively execute their trading strategies in particular risk arbitrage andpair trading strategies.


June 20, 2013 (2013) 36 OSCB 6389

Expected Impact on Market Structure Impact of the Changes

As outlined above, subscribers will be able to more easily manage risk. Other than providing the ability for subscribers to moreeffectively enter and exit certain trades at their target price, we see no other impact to market structure or the capital markets.

Expected impact of Fee Change or Significant Change on Chi-X Canada’s Compliance with Ontario Securities Law and particularly with regard to Fair Access and the Maintenance of a Fair and Orderly Market

We see no impact from the proposed amendment on Chi-X Canada’s ability to comply with the fair access provisions or the obligation to maintain a fair and orderly market under NI 21-101.

Consultation and Review

This change is being made in response to requests by subscribers.

Estimated Time Required by Subscribers and Vendors (or why a reasonable estimate is not provided)

Whether or not a subscriber or vendor requires any additional development to support a half-tick limit price for a mid-peg orderdepends on the subscriber or vendor’s system. It is likely some work may be required by certain front end systems which is anticipated to not require much time.

Discussion of any alternatives considered

No alternatives were considered.

Will Proposed Fee Change or Significant Change introduce a Fee Model or Feature that Currently Exists in other Markets or Jurisdictions

Although there are no current existing features in the market today, the comment period for MatchNow’s proposed “Better than limit” order type is now closed and being reviewed for approval. Our understanding is that half-tick limit prices on mid peg orders are permitted in most other jurisdictions. Any questions regarding these changes should be addressed to Matt Thompson, Chi-X Canada: [email protected], T: 416-304-6376


June 20, 2013 (2013) 36 OSCB 6390

13.3 Clearing Agencies

13.3.1 Notice of Effective Date – Technical Amendments to CDS Procedures – Termination of FINnet

NOTICE OF EFFECTIVE DATE – TECHNICAL AMENDMENTS TO CDS PROCEDURES

TERMINATION OF FINet

A. DESCRIPTION OF THE PROPOSED CDS PROCEDURE AMENDMENTS

On April 15, 2013, the CDS Board of Directors approved Rule amendments in order to proceed with the termination of FINet. It is the intent of market participants that FINet be replaced by the fixed income netting service operated by the Canadian Derivatives Clearing Corporation (“CDCC”).

FINet is a CDS central counterparty (“CCP”) function under which eligible fixed income transactions are cleared, and subsequently submitted for settlement. FINet was implemented in April, 2009. It replaced DetNet which ran on a technology platform that no longer met CDS's architecture standards.

Currently, a wide range of fixed income securities can already be cleared through CDCC. Confirmed trades reported to CDS as “SNS” (intended for submission to CDCC) are automatically routed to CDCC for novation and netting, after which the resulting novated trades are reported back by CDCC to CDS for settlement within CDSX® on a trade for trade basis between CDCC and another Participant.

Once it has been fully developed, CDCC’s fixed income netting service will render FINet redundant. As additional securities become eligible for submission to CDCC, submissions to FINet will be reduced, and ultimately all trades in fixed income securities for clearing will be submitted to CDCC. At that time, FINet will be closed to new trades, and the Participant obligations resulting from transactions that were previously accepted into FINet will be maintained and closed out within FINet.

The proposed amendments to CDS procedures will remove all references of FINet from CDS procedures as identified below:

CDS Reporting Procedures CDSX Procedures and User Guide Participating in CDS Services Trade and Settlement Procedures

In addition, references to FINet will be removed from the CDS forms.

The amendments will become effective at the time that CDS determines that all Participant transactions in FINet have been settled and no further obligations exist from any trade submitted to, or position maintained in, FINet.

CDS procedure amendments are reviewed and approved by CDS’s strategic development review committee (SDRC). The SDRC determines or reviews, prioritizes and oversees CDS-related systems development and other changes proposed by participants and CDS. The SDRC’s membership includes representatives from the CDS participant community and it meets on a monthly basis.

These amendments were reviewed and approved by the SDRC on May 30, 2013.

The proposed procedure amendments are available for review and download on the User Documentation page on the CDS website at www.cds.ca/cdsclearinghome.nsf/Pages/-EN-UserDocumentation?Open.

B. REASONS FOR TECHNICAL CLASSIFICATION

The amendments proposed in this Notice are considered technical in nature and are consequential to a material Rule change as well as the amendments to the CDS Financial Risk Model. The Notice and Request for Comment – Material Amendments to CDS Rules Relating to TERMINATION OF FINet was published on May 16, 2013 by the Ontario Securities Commission (OSC Bulletin (2013) 36 OSCB 5205) and by the Autorité des marches financiers du Québec (AMF Bulletin 2013-05-16 Vol. 10, n° 19). The Request for Review and Approval by the British Columbia Securities Commission of Amendments to the CDS Financial Risk Model was submitted to the British Columbia Securities Commission on May 10, 2013.

C. EFFECTIVE DATE OF THE CDS PROCEDURE AMENDMENTS

The amendments will become effective at the time that CDS determines that all Participant transactions in FINet have been settled and no further obligations exist from any trade submitted to, or position maintained in, FINet.


June 20, 2013 (2013) 36 OSCB 6391

CDS is recognized as a clearing agency by the Ontario Securities Commission pursuant to section 21.2 of the Ontario SecuritiesAct, and by the British Columbia Securities Commission pursuant to section 24(d) of the British Columbia Securities Act, and by the Autorité des marchés financiers pursuant to Section 169 of the Quebec Securities Act. The Autorité des marchés financiershas authorized CDS to carry on clearing activities in Québec pursuant to sections 169 and 170 of the Quebec Securities Act. In addition CDS is deemed to be the clearing house for CDSX®, a clearing and settlement system designated by the Bank of Canada pursuant to section 4 of the Payment Clearing and Settlement Act. The Autorité des marchés financiers, the Bank of Canada, the British Columbia Securities Commission and the Ontario Securities Commission are collectively referred to as the “Recognizing Regulators”.

D. QUESTIONS

Questions regarding this notice may be directed to:

Toni Manesis Senior Business Analyst

CDS Clearing and Depository Services Inc. 85 Richmond Street West Toronto, Ontario M5H 2C9

Telephone: 416-365-3859 Email: [email protected]


June 20, 2013 (2013) 36 OSCB 6392


June 20, 2013 (2013) 36 OSCB 6393

Chapter 25

Other Information

25.1 Permissions

25.1.1 Nexteer Automotive Group Limited

Headnote

Filer granted permission from the Director, pursuant to s. 38(3) of the Securities Act (Ontario), to make listing representations in its preliminary and final offering documents to the effect that the filer has applied to the Main Board of the Stock Exchange ofHong Kong Limited to have its ordinary shares listed and traded on that exchange.

Statutes Cited

Securities Act, R.S.O. 1990, c. S.5, as am., s. 38(3)

June 14, 2013

Blake, Cassels & Graydon LLP 199 Bay Street Suite 4000, Commerce Court West Toronto, ON M5L 1A9 Attention: Ralph Lindzon

Re: Nexteer Automotive Group Limited – Application for Permission to Make a Listing Representation

Pursuant to an application dated June 4, 2013 (the Application), Nexteer Automotive Group Limited (the Filer) applied for permission (the Permission) to include in its preliminary and final Canadian Offering Memorandum (as defined below) a representation that application will be made to list the securities offered in Ontario under that document on the Main Board ofThe Stock Exchange of Hong Kong Limited (the Hong Kong Stock Exchange). The Filer has represented that:

(a) The Filer is an exempted company incorporated with limited liability under the laws of the Cayman Islands.

(b) The Filer is not a reporting issuer in any jurisdiction in Canada.

(c) The Application is being made in connection with a global initial public offering (the Offering) by the Filer of the ordinary shares (the Shares) in its share capital. The Shares are being distributed on a private placement basis to investors in Ontario. The Shares are not currently listed on any stock exchange or quotation system.

(d) Prospective Ontario purchasers, who must be "accredited investors", as defined in section 1.1 of National Instrument 45-106 Prospectus and Registration Exemptions, and "permitted clients", as defined in National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, will receive a Canadian offering memorandum (the Canadian Offering Memorandum) that includes an international offering memorandum (the Offering Memorandum) and a Canadian supplement.

(e) The Filer has applied for the Shares to be listed on the Hong Kong Stock Exchange (the Listing). However, no approval for the Listing, conditional or otherwise, has been granted, nor has the Hong Kong Stock Exchange consented to, nor indicated that it does not object to, the Listing Representations (as defined below).

(f) The Offering Memorandum will contain one or more representations identical or substantially similar to the following (the Listing Representations):

“We have applied to the listing committee of the Hong Kong Stock Exchange for the granting of listing of, and permission to deal in, our Shares in issue and to be issued pursuant to the Global Offering (including any Shares which may be issued pursuant to the exercise of the Over-allotment Option).

No part of our Shares is listed on or dealt in on any other stock exchange and no such listing or permission to list is being or currently proposed to be sought in the near future.”

Other Information

June 20, 2013 (2013) 36 OSCB 6394

(g) The Listing is sponsored by the Joint Sponsors for the Offering, BOCI Asia Limited and J.P. Morgan Securities (Far East) Limited, which are registered with the Hong Kong Securities and Futures Commission.

(h) The Filer seeks permission to include the Listing Representations in the Offering Memorandum to be provided to or made available to prospective Ontario purchasers.

The Director hereby gives the Permission pursuant to subsection 38(3) of the Securities Act (Ontario) provided that, at the time they are made, the Listing Representations are factually correct and are made in compliance with the rules of the Hong Kong Stock Exchange.

Yours truly,

“Shannon O’Hearn” Manager, Corporate Finance Ontario Securities Commission

Other Information

June 20, 2013 (2013) 36 OSCB 6395

25.2 Approvals

25.2.1 Zara Resources Inc. – s. 4(b)

Headnote

Consent given to OBCA corporation to continue under the laws of the Province of British Columbia.

Statutes Cited

Business Corporations Act, R.S.O. 1990, c. B.16, s.181. Securities Act, R.S.O. 1990, c. S.5, as am.

Regulations Cited

Regulation made under the Business Corporations Act, R.R.O. 1990, Reg. 289, as am., s. 4(b).

IN THE MATTER OF THE REGULATION MADE UNDER

THE BUSINESS CORPORATIONS ACT R.S.O. 1990 c. B.16

(the “OBCA”)

R.R.0. 1990, REGULATION 289/00, AS AMENDED

(the “Regulation”)

AND

IN THE MATTER OF ZARA RESOURCES INC.

CONSENT(Subsection 4(b) of the Regulation)

UPON the application of Zara Resources Inc. (the “Applicant”) to the Ontario Securities Commission (the “Commission”) requesting the consent from the Commission, pursuant to subsection 4(b) of the Regulation, for the Applicant to continue into the Province of British Columbia, (the “Continuance”) pursuant to Section 181 of the OBCA;

AND UPON considering the application and the recommendation of the staff of the Commission;

AND UPON the Applicant having represented to the Commission that:

1. The Applicant was incorporated under the OBCA by articles of incorporation effective October 9, 2012.

2. The Applicant’s registered and head office is located at 208 Queens Quay West, Suite 2506, Toronto, ON M5J 2Y5.

3. The authorized capital of the Applicant consists of an unlimited number of common shares (“Common Shares”), an unlimited number of series A preferred shares (“Series A Preferred Shares”), and an unlimited number of series B preferred shares (“Series B Preferred Shares”) of which there are currently issued and outstanding 33,396,005 Common Shares, 455,000 Series A Preferred Shares and 4,750,000 Series B Preferred Shares. The Common Shares of the Applicant are listed for trading on the Canadian National Stock Exchange under the symbol “ZRI”. The Applicant does not have any securities listed on any other exchange, except for the Canadian National Stock Exchange.

4. The Applicant intends to apply to the Director under the OBCA pursuant to Section 181 of the OBCA (the “Application for Continuance”) for authorization to continue into the Province of British Columbia under the Business Corporations Act (British Columbia), S.B.C. 2002, c. 57 (the “BCBCA”) under its current name. The Applicant does not intend to change its name in connection with the Continuance.

Other Information

June 20, 2013 (2013) 36 OSCB 6396

5. Pursuant to subsection 4(b) of the Regulation, the Application for Continuance must, in the case of an “offering corporation” (as the term is defined in the OBCA), be accompanied by a consent from the Commission.

6. The Applicant is an “offering corporation” under the OBCA and is a reporting issuer under the Securities Act(Ontario) R.S.O. 1990, c. S.5, as amended (the “Act”), and is also a reporting issuer under the securities legislation of British Columbia and Alberta. The Applicant is not a reporting issuer or the equivalent in any other jurisdiction.

7. The general nature of the Applicant’s business is exploration, development, exploitation and acquisition of mineral properties.

8. The Applicant’s only subsidiary is Leo Resources Inc., which is wholly-owned by the Applicant.

9. The Applicant is not in default under any provision of the OBCA and the Act, or any of the regulations or rules made under the OBCA and the Act or under the securities legislation of any other jurisdiction in which it is a reporting issuer.

10. The Applicant is not a party to any proceeding or, to the best of its information, knowledge or belief, any pending proceeding under the OBCA and the Act or under the securities legislation of any other jurisdiction where it is a reporting issuer.

11. A summary of the material provisions respecting the proposed Continuance was provided to the shareholders of the Applicant in the management information circular of the Applicant dated April 5, 2013 (the “Circular”) in respect of the Applicant’s special meeting of shareholders held on May 14, 2013 (the “Meeting”). The Circular was mailed to shareholders of record at the close of business on April 4, 2013 and was filed on SEDAR on April 8, 2013.

12. In accordance with the OBCA and the Act and the Applicant’s constating documents, the special resolution of shareholders to be obtained at the Meeting in connection with the proposed Continuance (the “Continuance Resolution”) required the approval of a minimum majority of 66 2/3% of the aggregate votes cast by the shareholders present in person or by proxy at the Meeting. Each shareholder is entitled to one vote for each Common Share held.

13. The Applicant’s shareholders had the right to dissent with respect to the proposed Continuance pursuant to Section 185 of the OBCA, and the Circular disclosed full particulars of this right in accordance with the applicable law.

14. The Continuance Resolution was approved at the Meeting by 99.967% of the votes cast by the shareholders of the Applicant in respect of the Continuance Resolution. None of the shareholders of the Applicant exercised dissent rights pursuant to section 185 of the OBCA.

15. The Applicant believes that certain aspects of the BCBCA will better facilitate the Applicant’s business and affairs than the OBCA. In particular, the BCBCA will offer the Applicant greater flexibility with respect to the recruitment of non-resident directors.

16. Following the Continuance:

(a) the Applicant intends to remain a reporting issuer in Ontario and in each of the other jurisdictions where it is currently a reporting issuer;

(b) the Applicant’s registered office will be located in Vancouver, British Columbia; and

(c) the Applicant will apply to make the British Columbia Securities Commission its principal regulator.

17. The material rights, duties and obligations of a corporation governed by the BCBCA are substantially similar to those of a corporation governed by the OBCA.

AND UPON the Commission being satisfied that to do so would not be prejudicial to the public interest;

THE COMMISSION HEREBY CONSENTS to the continuance of the Applicant as a corporation under the BCBCA.

Other Information

June 20, 2013 (2013) 36 OSCB 6397

DATED at Toronto, Ontario this 7th day of June, 2013.

“Edward P. Kerwin” Commissioner Ontario Securities Commission

“Deborah Leckman” Commissioner Ontario Securities Commission

Other Information

June 20, 2013 (2013) 36 OSCB 6398


June 20, 2013 (2013) 36 OSCB 6399

Index

AMI Partners Inc. Consent to Suspension (pending surrender).............6383

Argentium Resources Inc. Cease Trading Order ................................................6257

B&A Fertilizers Limited Cease Trading Order ................................................6257

Chi-X Canada ATS – Notice of Proposed Changes and Request for Comment

Marketplaces.............................................................6388

Cluster Asset Management Inc. Consent to Suspension (Pending Surrender)............6383

CNOOC Limited Decision ....................................................................6217

Coltstar Ventures Inc Order – s. 144 ...........................................................6253

Connor, Clark & Lunn Funds Inc. Change in Registration Category ..............................6383

CX2 Canada ATS – Notice of Proposed Changes and Request for Comment

Marketplaces.............................................................6388

Deloitte & Touche Corporate Finance Canada Inc. Name Change...........................................................6383

El-Bouji, Issam Notice from the Office of the Secretary .....................6215Order.........................................................................6247

Gladstone Pacific Nickel Ltd. Cease Trading Order ................................................6257

GLG EM Income Fund Decision ....................................................................6220

Global Educational Trust Foundation Notice from the Office of the Secretary .....................6215Order.........................................................................6247

Global Growth Assets Inc. Notice from the Office of the Secretary .....................6215Order.........................................................................6247

Global RESP Corporation Notice from the Office of the Secretary .....................6215Order.........................................................................6247

Henderson, Beryl Notice from the Office of the Secretary .....................6216

Order.........................................................................6256

Heritage Education Funds Inc. Notice from the Office of the Secretary .................... 6216

Order ........................................................................ 6248

ifici Inc. New Business Registration....................................... 6383

Information Services Corporation Order – ss. 4.1(2), 4.2 and Rule 56-501................... 6243

Investissements Excel Inc. New Registration ...................................................... 6383

Man Investments Canada Corp. Decision.................................................................... 6220

MaRS VXDecision.................................................................... 6230

Mint Technology Cease Trading Order................................................ 6257

New Hudson Television Corporation Notice from the Office of the Secretary .................... 6215

Order – ss. 127(1)(8) ................................................ 6240

New Hudson Television L.L.C. Notice from the Office of the Secretary .................... 6215

Order – ss. 127(1)(8) ................................................ 6240

New Moon Minerals Corp. Cease Trading Order................................................ 6257

Northland Resources S.A. Cease Trading Order................................................ 6257

Notice of Agreement among certain provincial securities regulators in support of the outsourcing and management of the System for Electronic Document Analysis and Retrieval (SEDAR), the System for Electronic Disclosure by Insiders (SEDI), the National Registration Database (NRD), and certain other Nationally Shared Information Technology Systems that Serve Securities Regulatory Purposes and Functions (CSA National Systems) Notice ....................................................................... 6210

Notice of Agreement among certain provincial securities regulators in respect of the ownership and licensing of the intellectual property comprising the System for Electronic Document Analysis and Retrieval (SEDAR), the System for Electronic Disclosure by Insiders (SEDI), and the National Registration Database (NRD) (CSA National Systems) Notice ....................................................................... 6211

Index

June 20, 2013 (2013) 36 OSCB 6400

Notice of Agreement among certain provincial securities regulators and the Investment Industry Regulatory Organization of Canada (IIROC) with respect to the administration and application of surplus funds generated by the operationof the National Registration Database (NRD)

Notice........................................................................6212

Notice of Agreement among certain provincial securities regulators with respect to the administration and application of surplus funds generated by the operation of the System for Electronic Document Analysis and Retrieval (SEDAR) and the System for Electronic Disclosure by Insiders (SEDI)of the National Registration Database (NRD)

Notice........................................................................6213

Notice of Effective Date – Technical Amendments to CDS Procedures – Termination of FINnet

Clearing Agencies.....................................................6390

Panel Discussion on Statutory ‘Best Interest’ Duty News Release...........................................................6214

PIMCO Canada Corp. Decision ....................................................................6222

Poynt Corporation Cease Trading Order ................................................6257

ProSep Inc. Cease Trading Order ................................................6257

ProSep Inc. Cease Trading Order................................................ 6257

Rheingold Exploration Corp. Cease Trading Order................................................ 6257

Salganov, James Dmitry Notice from the Office of the Secretary .................... 6215 Order – ss. 127(1)(8) ................................................ 6240

Singh, Margaret Notice from the Office of the Secretary .................... 6215Order ........................................................................ 6247

The Phoenician Fund Corporation I Cease Trading Order................................................ 6257

Tranzeo Wireless Technologies Inc.Order– s. 144 ........................................................... 6250

Triact Canada Marketplace LP – Notice of Commission Approval of Proposed Changes

Marketplaces ............................................................ 6385

White Hat Corporation Order – s. 1(6) of OBCA........................................... 6242

WPT Industrial Real Estate Investment Trust Decision.................................................................... 6226

Zara Resources Inc. Consent–s. 4(b)........................................................ 6395