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TRANSCRIPT
Code College
Section 101.5 – Other State
Agencies and Occupational
Licensing Boards
Dan Dittman, PE
Mechanical Code Consultant
1
101.5 Other Agencies
NCMC Section 101.5
SECTION 101.5
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101.5 Other Agencies
NCMC Section 101.5
Also in NCBC, NCPC, and Administrative
Code. Basically it applies to the collective
“Building Code”
Well now, our journey begins…
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101.5 Other Agencies
101.5 Requirements of other State agencies,
occupational licensing boards or commissions. The
North Carolina State Building Codes do not include all
additional requirements for buildings and structures that
may be imposed by other State agencies, occupational
licensing boards and commissions. It shall be the
responsibility of a permit holder, registered design
professional, contractor or occupational license holder to
determine whether any additional requirements exist.
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101.5 Other Agencies
101.5 Requirements of …..other :
State agencies,
occupational licensing boards and
commissions.
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101.5 Other Agencies
101.5 Requirements of other State agencies,
occupational licensing boards or commissions.
Not in code, but I’d like to add: Contract requirements (plans, drawings, specs)
Corporate office design requirements
Private insurance requirements
Design guidelines (how do all the pieces parts go together)
Other?
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Other Agencies
Excerpt of NCGS 143-138 NC State Building Code
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(b7) Appendices. - For the information of users thereof, the Code shall include as appendices the
following:
(1) Any rules governing boilers adopted by the Board of Boiler and Pressure Vessels Rules,
(2) Any rules relating to the safe operation of elevators adopted by the Commissioner of
Labor, and
(3) Any rules relating to sanitation adopted by the Commission for Public Health which
the Building Code Council believes pertinent.
The Code may include references to such other rules of special types, such as those of the
Medical Care Commission and the Department of Public Instruction as may be useful
to persons using the Code. No rule issued by any agency other than the Building Code
Council shall be construed as a part of the Code, nor supersede that Code, it being
intended that they be presented with the Code for information only.
Other Agencies
Excerpt of NCGS 150B-19 Restrictions on Agency Rules
8
§ 150B-19. Restrictions on what can be adopted as a rule. An agency may not adopt a rule that does one or more of the following:
(1) Implements or interprets a law unless that law or another law specifically authorizes the agency to
do so.
(2) Enlarges the scope of a profession, occupation, or field of endeavor for which an occupational
license is required.
(3) Imposes criminal liability or a civil penalty for an act or omission, including the violation of a
rule, unless a law specifically authorizes the agency to do so or a law declares that violation of the
rule is a criminal offense or is grounds for a civil penalty. NC General Statutes - Chapter 150B 10.
(4) Repeats the content of a law, a rule, or a federal regulation. A brief statement that informs the
public of a requirement imposed by law does not violate this subdivision and satisfies the
"reasonably necessary" standard of review set in G.S. 150B-21.9(a)(3).
(5) Establishes a fee or other charge for providing a service in fulfillment of a duty unless a law
specifically authorizes the agency to do so or the fee or other charge is for one of the following:
a. A service to a State, federal, or local governmental unit.
b. A copy of part or all of a State publication or other document, the cost of mailing a document, or
both.
c. A transcript of a public hearing.
d. A conference, workshop, or course.
e. Data processing services.
(6) Allows the agency to waive or modify a requirement set in a rule unless a rule establishes specific
guidelines the agency must follow in determining whether to waive or modify the requirement. (7) Repealed by Session Laws 2011-398, s. 61.2, effective July 25, 2011. (1973, c. 1331, s. 1; 1985,
c. 746, s. 1; 1991, c. 418, s. 1; 1996, 2nd Ex. Sess., c. 18, s. 7.10(a); 2011-13, s. 1; 2011-398, s. 61.2.)
Other Agencies
Building Code and Agency Rules
My understanding of the statutes is that Agencies cannot
issue rules that superseded the Building Code rules, but the
determination for whether it did or did not has already been
made by Rules Review Commission.
I am not sure of their review process, but I am also not in a
position to nullify an agency rule because it appears to me
to supersede a Building Code section.
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Other Agencies
Building Code and Agency Rules
As a code official, I do not enforce other agency rules
unless directed to by the code or statutes.
This is a question that comes up every once in a while with
the rules for load calculations, HVAC zoning requirements,
and maximum temperature differentials.
Also comes up with restaurant equipment requirements and
sometimes with hospital ventilation/exhaust.
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Other
Building Code and
Agency Rules
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21 NCAC 50 .0505 GENERAL SUPERVISION AND STANDARD OF COMPETENCE (a) The general supervision required by G.S. 87-26 is that degree of supervision which is necessary and sufficient to
ensure that the contract is performed in a workmanlike manner and with the requisite skill and that the installation is
made properly, safely and in accordance with applicable codes and rules. General supervision requires that review of
the work done pursuant to the license be performed by a licensee of the firm while the work is in progress. If a
Plumbing, Heating or Fuel Piping Contractor licensed by this Board employs a properly licensed Plumbing, Heating
or Fuel Piping Technician, whose Technician license is listed under the name of that licensed contractor, then the
licensed technician may review and supervise work in lieu of the licensed contractor as a means to assure that the
contract is performed in a workmanlike manner and with the requisite skill and that the installation is made properly,
safely and in accordance with applicable codes and rules.
(b) The provisions of the North Carolina Building Code, including the provisions of codes and standards
incorporated by reference, and adopted by the Building Code Council of North Carolina are the minimum standard
of competence applicable to contractors licensed by the Board. Licensees shall design and install systems which
meet or exceed the minimum standards of the North Carolina State Building Code, manufacturer's specifications and
installation instructions and standards prevailing in the industry.
(c) Work performed under Rule .0513, Rule .0514, and Rule .0515 shall be performed by the licensed technician
pursuant to the license held by that person.
(d) Every newly installed residential heating system, air conditioning system or both shall be designed and installed
to maintain a maximum temperature differential of four degrees Fahrenheit room-to-room and floor-to-floor. On
multilevel structures, contractors shall either provide a separate HVAC system for each floor or to install
automatically controlled zoning equipment for each level with individual thermostats on each level to control the
temperature for that level. The seasonal adjustment needed to maintain the four degrees Fahrenheit room-to-room
and floor-to-floor maximum temperature differential shall not be accomplished through the use of manual dampers.
(e) All licensed HVAC contractors or licensed technicians shall perform a room-by-room load calculation for all
newly installed residential structures prior to installing heating systems, air conditioning systems, or both, which
calculations shall be specific to the location and orientation where the HVAC system or equipment is to be installed.
A written record of the system and equipment sizing information shall be provided to the homeowner, owner or
general contractor upon request and a copy shall be maintained in the job file of the licensee for a minimum of six
years. Load calculations shall be performed by a licensee who holds the appropriate license from this Board, or a
licensee may utilize a load calculation carried out for this particular structure and location by a North Carolina
Licensed Professional Engineer.
(f) When either a furnace, condenser, package unit or air handler in an existing residential heating or air
conditioning system is replaced, the licensed HVAC contractor or licensed technician is required to perform a
minimum of a whole house block load calculation. When a furnace, condenser, package unit or air handler in a
residential heating or air conditioning system is replaced, the licensee shall ensure that all systems and equipment
are properly sized. The licensee may utilize industry standards, reference materials, evaluation of the structure, and
load calculations. A written record of the system and equipment sizing information shall be provided to the
homeowner, owner or general contractor upon request and a copy shall be maintained in the job file of the licensee
for a minimum of six years. If a load calculation was not performed or if a load calculation was performed and it is
later determined by the Board that the unit installed was undersized or oversized, the installation will be considered
as evidence of incompetence. Load calculations shall be performed by a licensee who holds the appropriate license
from this Board, or a licensee may utilize load calculations carried out for this particular structure and location by a
North Carolina Licensed Professional Engineer.
(g) A licensed plumbing contractor involved in installation or replacement of a well pump or pumping equipment
which includes installation or reinstallation of a well seal shall be present on site until the well is disinfected and
sealed.
101.5 Other Agencies
Purpose
The purpose of this paper is to illustrate the most
common state agencies and occupational licensing
boards that may be interfaced with by people doing
work in the Mechanical Code, Plumbing Code, and
Fuel Gas Code.
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101.5 Other Agencies
Purpose People who do work in these trade codes (you) routinely go seamlessly
back and forth from building code folks to the septic tank folks and to
the water supply folks. And, thrown in for good measure, maybe the
department of agriculture concerning propane.
This has been this way for decades, and there are many jurisdictions
with excellent websites that allow contractors or homeowners to self-
lead themselves to the departments that handle the respective functions
associated with building and putting a house on-line.
Prior to the Internet, of course there were phones and phone books,
rolodexes and face-to-face meetings with clients and municipal
buildings.
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101.5 Other Agencies
Purpose However, more and more, with the advent of on-line search engines,
people like to “start at the top” and have a “one stop shop” so they can
deal with the department in charge of everything so they can shorten
their time schedules.
While this is understandable, the Building Code does not cover things
that are for the most part outside of the building, and even inside the
building it is limited to basically the building shell, plumbing, electrical,
and mechanical equipment.
The Fire Code has sections on processes that go on within a building,
but it is not necessarily a “how to” manual, but a set of required
practices and design features.
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101.5 Other Agencies
Purpose – Target Audience Really my target audience would be first-time business owners or new
building owners.
Also, new design professionals and contractors.
I realize I am preaching to the choir to code officials, but I wanted to
take a stab at it to see if I am on the same page as the jurisdictions in
my observations.
Also, I selfishly want some feedback from you on this topic so I can
better prepare for questions and prepare better coursework and
guidelines.
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101.5 Other Agencies
Purpose Does anyone get the feeling that more and more the code book is
expected to be the one-stop design manual?
While that may be nice, that only means it is going to get bigger.
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101.5 Other Agencies
Purpose Its New to You
The various agencies that cover utilities and occupational licensing
boards are going to vary with the function and location of a building.
To the experienced user, much of this will seem repetitious or a
seeming waste of time because it is obvious to you, but remember the
assembling of buildings and the reshuffling of tenants in tenant
buildings has a very high percentage of first timers involved.
The construction industry is a lot of people’s first job, and historically
has a lot of personnel churn. This paper does not try to create anything
new, but only intends to reemphasize what is already available, but may
not be obvious to a new business owner, new vendor, new building
owner, etc.
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Other Agencies
We mentioned how people familiar with the process of putting a house on-line can take for granted the other agencies or utilities routinely involved in the process.
An issue directly related to this is the difference between a Certificate of Compliance and a Certificate of Occupancy.
In the NC Administrative Code, Section 204.8 and subsequent subsections, details are provided to describe to the reader the subtle difference between a Certificate of Compliance and a Certificate of Occupancy
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Other Agencies
A Certificate of Compliance is issued after all the technical codes are met for that system, but this does not mean all items related to that building have been installed, or connections made to serving utilities to make sure the building is safe to the occupants , or in a more general sense, to the neighbors.
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Other Agencies
Any given system may be complete per the technical codes, but there are systems beyond the technical codes that may have an effect on the building, including systems that are subject to other state agencies, occupational licensing boards, and most commonly, utilities.
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Other Agencies
An obvious example is the plumbing waste system. A
building’s waste system can be perfectly complete within
the building, but if it is just drained outside onto the building
front lawn, it is of course not a safe building to get in and
out of and is a hazard to the occupants and its neighbors.
It is also just plain yucky.
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Other Agencies
We can go through examples like this utility by utility, and
as seasoned code officials it will be obvious, but to people
who do not deal with it every day it seems bureaucratic or
unclear why the Building Code and Code enforcement
officials are not a one-stop-shop for putting a building and
its internal processes on-line
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Other Agencies
Have you ever been taunted with
– “Can’t you tell me the requirements..” or
– “Don’t you know the requirements…I thought you were the
code official”
– “Show it to me in the code….”
We certainly try to provide the path to the other agencies,
but there are limits, and Section 101.5 does point out it is
the responsibility of the permit holder, etc.
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Other Agencies
The aforementioned example of utility connections helps
illustrate the difference between a Certificate of
Compliance, and a Certificate of Occupancy. The code
clearly states that Certificates of Compliance “…shall not be
construed to grant authority to occupy a building..” and
also, in NC Admin Section 204.9.1 “..no person shall make
connections to a utility …until after approved by the
inspection department and a certificate of compliance is
issued”
By these sections, clearly a building is intended to have
Certificates of Compliance for systems before the systems
are even hooked up to the utilities. A building is not ready
for occupancy until the utilities are hooked up, and after
that, it is ready for a Certificate of Occupancy.24
Other Agencies
Making this less obvious, and leading to confusion in the
field, is the allowance for temporary power to be hooked up
in order to test the systems.
In order to test systems in even a moderately sized
building, it is really, really nice to have power, water and
sewer so the building systems can be commissioned.
This blurring of the lines and the sequence of events makes
it all the more confusing when you try to compare one
building to another from a consistent enforcement
standpoint.
Especially if you are a member of the general public. “He
has power……why can’t I get power?”
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Other Agencies
The routine and obvious examples of other situations such
as utilities helps pave the way for understanding other
systems.
It is helpful to go beyond the average house and think more
of commercial and industrial buildings, such as breweries or
distilleries.
Breweries and distilleries have been popping up for quite a
while now in NC and across the country as the barriers to
entry are quite low and the process must be fairly easy to
replicate.
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Other Agencies
Breweries above a certain size typically use a boiler to
provide heat for the mash pots, and, depending on the size
of the boiler, it is subject to inspection by the NC
Department of Labor who will inspect what they are
statutorily responsible for.
How the boiler and its breeching, fuel supply, electrical, and
plumbing interface with the remainder of building though
are still the responsibility of the Building Code Official.
The systems that connect to the boiler could receive a
Certificate of Compliance, but the building could not receive
a Certificate of Occupancy until this boiler is reviewed and
accepted by the NC Department of Labor.
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Other Agencies
In the aforementioned situation, the installer may also
choose to invoke paragraph b9-Industrial
machinery(NCGS143-138), but it would still be subject to
how it interfaces with the surrounding building.
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Other Agencies
If the building being put on-line is a hospital, there will likely
be all the trade code requirements and their certificates of
compliance, but also Department of Labor Boiler Safety
Bureau and Department of Health and Human Services
(DHHS).
All of the health-safety items required for minimizing
disease transmission are not in the Building Code, but
instead lie with design principals and industry standards
that specialize in that.
A hospital may even have incinerators that have to meet air
quality standards. When all the agencies are complete,
then the building can be put on-line and begin handling
people with various illnesses.
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Other Agencies
Okay, let’s go over some simple sketches to help illustrate
the issue of requirements beyond the Building Code…
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Other Agencies
31
Privacy screen requirements
HOA’s
Figure 1: Diagram - Privacy Screens
Generic House subject
to HOA restrictive
covenants
H
P
HOA required
Privacy Screen,
insufficient space
for replacement
heat pump
Other Agencies
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In the preceding diagram, if the replacement
heat pump has insufficient clearance based on
the manufacturer’s requirements, (and
therefore the Mechanical Code Section 304.1),
does the HOA privacy screen requirements
“trump” the code, and does the code official
need to write a variance?
Other Agencies
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• The short answer is no. There is no promise or guarantee that a replacement
part is going to be backwards compatible with any given house or installation.
• The permit holder is certainly free to search for technical clarification from the
manufacturer, but if they cannot give a valid exception, the code official is not in
a position to overrule the manufacturer’s installation instructions.
• Remember, in many situations, the outdoor heat pump units have shared space
with a neighbor’s.
• What happens if one unit is installed in violation of the manufacturer’s
space requirements and either that unit or the other unit fails?
• How can a jurisdiction absolve themselves from responsibility if
someone claims the units were overheating each other, and now they
are failing prematurely?
This is a situation that was not caused by the building code.
Other Agencies
34
Outdoor appliances
Consider the following diagram:
HOA’s
Figure 1: Diagram - Local ordinance and smoke
Generic House subject
to local ordinance
Outdoor Solid-
fuel heater, meets
minimum
setbacks
Generic House subject
to local ordinance
Other Agencies
In the preceding diagram, there is an outdoor solid-fuel
burning appliance (outdoor furnace or boiler) that is
compliant with all applicable building codes. Every year, I
receive calls in the early fall from clients asking me to have
the code official shut down their neighbors appliance
because it is smoking them out of their house.
“There has to be a code against it…”
If I don’t get the call, Dan Austin will. Or I’ll send it his way
anyway☺
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Other Agencies
I politely explain there is nothing in the building code that
would prohibit its installation or use. By the same token,
there may be local ordinances that prohibit certain outdoor
appliances, but that would be an ordinance that would not
be in the building code. The permit holder would be
responsible, via NCMC 101.5 to see if there are any such
restrictions.
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Other Agencies
To the best of the author’s (me) knowledge, there are no
direct restrictions, but there may be indirect restrictions via
no outdoor appliances or something similar. In any event,
the caller is directed to the local permitting office.
Some things are simply a civil matter, and have to be dealt
with between two individuals and there is no code language
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Other Agencies
38
List of Common Scenarios
House with septic (Water Quality Division)
Figure 1: Diagram – Environmental Health, septic of municipal sewer
Generic House with
sewage
Building waste
must connect to
either private or
public waste
NCPC 701.3
If Septic, Call County or
City Environmental
Health Dept.
If municipal sewer, call
providing utility.
Other Agencies
More and more, we have been fielding calls wanting to
know where in the code the code official can require a
means of sewage disposal.
The code citation is NC Plumbing Code 701.3, but the
requirements or what constitutes a proper means of
disposal is related to Section 101.5 Other Agencies.
With the advent of tiny houses, and desire to place many of
them on a single plot of land as vacation homes or Air-
BNB’s, there is of course a desire to provide sewage
disposal in as inexpensive manner as possible.
“I’ll do pump and haul…”
39
Other Agencies
When the reader is not familiar with other agencies, they
may view the building code as a one-stop-shop for putting a
house on-line, but waste is still an issue that needs to be
considered
A gas-fired toilet is not an automatically acceptable option,
even if mentioned in the Plumbing Code.
Composting toilets are another technical possibility, but not
an automatically acceptable option.
40
Other Agencies
41
• In Wake County, the septic requirements is located under
Environmental Services/Water Quality/Septic and
Wastewater.
• In Johnston County, the septic requirements are located
under Environmental Health/Septic department.
• In Sampson County, the septic requirements are located
under their Environmental Health department.
Other Agencies
42
• The list goes on and on, but in general, the septic
requirements will be found under a department named
• “Environmental Health” or something close to this.
Individual departments are organized under the NC
Department of Environmental Quality (NC DEQ), the septic
systems are largely handled locally, but not by the Plumbing
Code.
• If the property is zoned for public sewer, the city/town
municipal sewage department would be contacted for any
particular requirements.
Other Agencies
43
House with well water (Water Quality and Well drillers occupational board)
Figure 1 Diagram - Building with water supply - well or municipal
Generic House needing
water
Building water
must connect to a
potable water
supply, NCPC
602.1
If well water, generally
call County
Environmental Health
Occupational Licensing
Board – NC Well
Contractors Certification
Commission
Other Agencies
44
• In Wake County, the well water requirements are located
under Environmental Services/Water Quality/Groundwater
Protection and Wells.
• In Johnston County, the well water requirements are located
under Environmental Health/Private Water Wells department.
• In Sampson County, the well water requirements are located
under their Environmental Health department/Private Water
wells (under services).
Other Agencies
45
House with City or County water supply
Figure 1: Diagram - Building on municipal water, backflow prevention issue
Generic House needing
water
If municipal water, call
providing utility.
Building water
must connect to a
potable water
supply, NCPC
602.1
M
Does Plumbing code
require backflow
preventer?
No, But municipal
rules may.
Other Agencies
46
In the preceding diagram, there is a house’s water supply
hooked to a City or County water supply.
• The diagram is shown with a poorly-drawn backflow
prevention device, separating the house from the
municipal supply.
• There is nothing in the plumbing code that would require
this, as the individual fixtures within the house already
have backflow prevention.
• However, the municipal water supplier may have an
ordinance that requires a backflow prevention means.
Other Agencies
47
• This is a source of confusion, because different
municipalities may have different requirements. Some
may not require any backflow prevention, and others may
require a double check, and still others an RPZ.
• These municipalities may be geographically close to each
other, so it may be confusing to the plumbing contractor
who works in all districts.
Other Agencies
48
• The more we can clarify that the Plumbing code is being
enforced consistently, it may help the installing contractor
understand the requirements of the municipal water
system vs. the plumbing code.
• Otherwise, the “code” and code official will be viewed and
reported as being inconsistent
Other Agencies
49
• Further complicating the situation may be the fact that in
small jurisdictions, the code official may be wearing
multiple hats, and working on the municipal side also.
• If this is the case, I request that they clearly state they are
enforcing the ordinance as a requirement of the
municipality, and not the plumbing code or as a building
code official.
Other Agencies
50
• Let’s expand on this a little more..
• Pretty much every municipality is going to require a meter.
However, do all meters get installed with back flow
prevention?
• No
• If there is no backflow prevention, is a thermal
expansion device required?
Other Agencies
51
• What if Jurisdiction A requires backflow prevention,
and Jurisdiction B does not?
• There are two pieces-parts needed in Jurisdiction A
that are not required in Jurisdiction B—A backflow
prevention device and a thermal expansion device.
• The backflow prevention device is required because of
an ordinance, the thermal expansion device is required
by the code, based on the ordinance of another
agency.
Other Agencies
52
• Is it even going to be the same contractor?
• Utility vs. Plumbing
• Is there an ordinance that says they need to
coordinate with each other?
Other Agencies
53
• Not trying to throw ordinances under the bus
• However, if we as code officials do not clearly
communicate where and who the requirement is
coming from, we will probably be blamed for
inconsistent enforcement of the Building Code.
Other Agencies
54
• A great example of this was with the freezing
condensate lines several winters ago.
• The code was blamed for not being able to drain to
sewer
• However, the plumbing code clearly had sections for
how to drain non-potable clear water waste
Other Agencies
55
• However, a standard boiler plate ordinance of water
treatment plants requires the local plant to decide if
they will or will not accept clear-water condensate.
• Of course, a NC statute was passed that required the
municipalities statewide to accept certain clear water
condensate.
• Code language was changed to provide a “how-to list”
for connecting to the sewer, but the underlying
principal from a code standpoint did not change.
Other Agencies
56
House with Utility-Supplied Electric
Figure 1: Diagram - Building electrical system connection to electric utility
Generic House needing
electricity
Could be utility
or municipality,
or co-op power
Building connects
to serving utility,
Underground?
Above Ground?
Other Agencies
57
In the preceding diagram, we have an example of a
house requiring connection to a serving utility for
electricity. • The NC Electric Code has code requirements that are
dependent on where and how the utility connects to the
building wiring system, but it does not control how it comes
into the building or attaches to the building wiring system.
Other Agencies
58
In one-and-two family dwelling applications, there are
not too many different ways it can logically be done.
• In commercial buildings in urban centers, below-
grade transformer vaults and similar potential
requirements can make the coordination between
the building design and utility provider very, very
important but also less clear where the codes leave
off and the utility picks up.
• Any jobs where you remember the customer thought
the utility would come in from one side, and it ended
up being another?
Other Agencies
59
House with Utility-Supplied Natural Gas
Figure 1: Diagram - Natural Gas utility connection (utility commission)
Generic House needing
Natural Gas
Could be utility
or municipal
supplied gas
Building connects
to serving utility.
M
Other Agencies
60
The preceding example shows a simple
illustration of the house connecting to another
utility, in this case a natural gas utility.
• Natural gas providers, before the point of
delivery, are under utility commission rules,
and the piping is not addressed by the fuel
gas code.
Other Agencies
61
• Meter location and meter vent however, does
become an issue.
• The code does not tell the utility where they
can or cannot put the meter, but wherever it
goes, there are code ramifications for things
that can drip and freeze on the vent, or allow
the vent to release into a window, direct vent
intake appliance, etc.
• Could this be viewed as inconsistent code
enforcement?
Other Agencies
62
• Further complicating is ordinances for re-
attaching meters to vacant houses.
• Leak check definitely required after
interruption of service, but sometimes the
ordinance is not worded consistently with
code language, and may actually require a
pressure test
• Several jurisdictions are also the gas supplier,
so it is important to state which code or
ordinance is being enforced.
Other Agencies
63
House with Propane
Figure 1: Diagram - house with propane - LP-Gas Division of Dept. of Depart. Of Agriculture
Generic House needing
Propane
Department of Ag.
Covers locations of tanks
(NFPA 58). Fuel gas
code picks up at first
place pressure is
reduced. [GS143-
138(b8)]
Other Agencies
64
The preceding diagram illustrates a simple propane
hookup.
• The department of Agriculture/Standards/LP-Gas
Section is the responsible agency for location of
propane tanks.
• From personal experience, the LP-Gas division is not
in a real obvious place on the Department of
Agriculture website.
Other Agencies
65
• I suppose that could be said about any given website,
but it is an example of how another agency has
jurisdictions and rules, but they are not in the
building code.
• There are several cross references to this in the code
but the exercise of finding the site is not automatic or
the click of a hyperlink.
Other Agencies
66
Per statute 143-138(b8), the building code (fuel gas
code) would not apply to liquefied petroleum gas prior
to the outlet of the first stage pressure regulator. (So,
of course, if it is after, the Fuel Gas Code would apply)
• This is slightly different than the typical break point
that NFPA 58 and NFPA 54 have.
• NFPA 58 stops at the outlet of the 2nd stage regulator,
and NFPA 54 picks up there.
Other Agencies
67
• However, not all states adopt NFPA 54 as their fuel
gas code or have statutes that line up perfectly with
the adopted code or standard, and such is the case
with North Carolina.
• This leads to confusion at the interface of these two
agency rules. Although NFPA 58 is what Propane
distributors follow, the Statute defines the end of LP-
Gas division’s responsibility as the outlet of the first
stage pressure regulator, not the outlet of the 2nd
stage regulator as referenced by NFPA 58 and NFPA
54.
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• So, yes Propane distributors follow NFPA 58, but due
to the NC Statute, the point of demarcation between
the Department of Agriculture’s jurisdiction and the
Building Code are different from the commonly
adopted standards of NFPA 58 and NFPA 54.
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• Is the Code inconsistent?
• No
• Is there confusion?
• Probably, especially for contractors and distributors
who work along the state border.
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Another issue that arises with propane tanks is
location. The location of the tank is subject to the rules
of the LP-gas division, which uses NFPA 58, but the
tanks sometimes have regulators on them that have a
vent that cannot be too close to building openings.
NFPA 58 has restrictions for filling a tank, but the
”spitter valve” is not the vent the building code is
interested in enforcing. The filling valve is clearly on
the tank, therefore subject to Department of
Agriculture
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The building code has space and distance requirements
for operable openings or mechanical air intakes, and
the vent on a regulator is recognized as a source of
contaminant that needs clearances from.
• Refer to NCDOI interpretations for this
• However, if there is not good coordination of trades
in the field (do they even know each other?),
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The code official may cite a clearance issue.
• Of course, they cannot require the tank be moved,
but it may be a case of moving a tank, or moving an
opening.
• The code official can also of course discuss the
situation with the LP-Gas division for any
clarifications and options.
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• When a call comes into my office from a propane
dealer complaining of a code official overstepping
the code, I listen, and then explain the situation of
clearances, and try to refer it back to the general
contractor to coordinate the trades.
• If the regulator vent on the tank is too close to an
opening, either the opening needs to be moved or
the tank (and attached regulator) need to be moved
or re-piped.
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• Similar to privacy screens for hvac equipment, some
towns have privacy screen requirements for
propane tanks.
• These privacy screen requirements are nowhere in
the code, but the town or HOA can enforce it, but in
doing so they cannot make the code official enforce
it as a building code issue, or represent it as a
building code requirement.
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• As mentioned earlier, many towns have to have
people multi-tasking, and it may be the same person
doing building code and nuisance codes, but they
need to cite the correct code or ordinance.
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The point is, the fuel gas code is not a one-stop-shop
when it comes to the entire propane system.
• There is some involvement with the LP-Gas division
of the North Carolina Department of Agriculture and
perhaps local HOA or screening requirements.
• Oh, and tank hold-down requirements. But that is
another issue.
• You could also of course have both natural gas and
propane on the same property.
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Restaurant Subject to Health Department
Figure 1: Diagram - Restaurant subject to DHHS and Utilities
Generic Restaurant
Department of Health
has restaurant
requirements that are
menu-driven.
Dept. of Ag Covers
Bakeries
Sewer utility may
or may not have
ordinance for
FOG interceptors
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Restaurants are a very common up fit in a tenant space.
Many first-time business owners (my observation, I
cannot provide a percentage) are restaurant starters.
• It is not uncommon to underestimate the work that
may be required to make a non-restaurant tenant
space into a restaurant.
• Even a restaurant-to-a-restaurant upfit can require
considerable work if the menu changes significantly.
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It is just the nature of the beast, I liken it to the retooling
required when a car plant goes to a truck plant. They
are both automobiles, but there are significant
difference where the rubber meets the road.
• If you do this for a living, as many code officials and
design professionals do, it may seem like old hat, but
remember it is new to the person doing it for the first
time.
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It is common for very smart, capable people to get into
the restaurant business (including brew pubs) by picking
up the mechanical code and plumbing code, go to the
sections on kitchen exhaust and plumbing waste and
interceptors, and then start calling and asking what is or
is not required by code.
• However, they may get upset because the code isn’t
telling them if they need it or not, but only that, “if
you have this, then here is how you need to install it”.
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Fairly quickly we can get them informed on:
• the importance of getting their menu in order, and
• getting in contact with the Department of Health to
see what requirements there are for safe food
handling.
• And just as quickly to a design professional when
required by the statutes, but this is a tougher sell,
because we are not the jurisdiction issuing a permit.
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Some of the more common issues that arise that
interface with other departments or utilities are:
1. Do I need a grease trap or interceptor? If so, what
size, type, and location?
2. How big of a space do I need?
3. Do I need a three-compartment sink?
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These and other issues are largely menu-driven. This may seem a little “chicken or the egg” syndrome, but when you think of the breadth of restaurants out there, you can see why the mechanical code and plumbing code cannot be: • a “how to manual” for every restaurant or it would
be thousands of pages thick. • Instead, it relies on basic modules that tell someone
“if you have this, then it needs to be installed in a certain manner”.
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The reader is referred to
http://ehs.ncpublichealth.com/faf/food/index.htm for the
DHHS webpage that has a link to the NC Food Code
Manual.
• In this referenced manual, many things that have an
impact on the Building are discussed in the Food Code
Manual-see following slide for index.
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CHAPTER 1 PURPOSE AND DEFINITIONS 1
CHAPTER 2 MANAGEMENT AND PERSONNEL 25
CHAPTER 3 FOOD 48
CHAPTER 4 EQUIPMENT, UTENSILS, AND LINENS 103
CHAPTER 5 WATER, PLUMBING, AND WASTE 144
CHAPTER 6 PHYSICAL FACILITIES 164
CHAPTER 7 POISONOUS OR TOXIC MATERIALS 180
CHAPTER 8 COMPLIANCE AND ENFORCEMENT 187
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Fixtures regulated by the building code may be called
for in the food code.
• I.e. the food code will say what is minimally required
for safe handling of the product, and then,
• if you need refrigeration equipment, freezer
equipment, warming trays, 3-compartment sinks,
etc., then the mechanical, electrical, plumbing code
will tell you minimum requirements of what needs
to be done for a compliant installation.
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We will not go over every item, but only the most
common issue of “do I need a grease trap”. This will
depend on the following, in order of importance:
• Does my process produce Fats, oils, or greases
(FOG) that go to sewer?
• Does the providing waste utility have an ordinance
that requires a certain size, location, or type?
• If there is no ordinance, then refer to the generic
requirements of NCPC Section 1003.
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• The answers to the preceding questions will
determine the need, if any, of an interceptor or trap.
• The first question is probably the most important,
and may be a contentious issue. If there are doubts,
one can consult the local municipality as they tend
to know pretty well what congeals in their piping.
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• Some foods are obvious, other food products are
not. Such an item is ice cream. Generally not
considered grease-containing, but it is loaded with
milkfat, which is nice and light and fluffy in water
and can be a real line stopper over time.
• We tend to generically refer to a grease trap as well,
a grease trap, even though they attempt to remove
Fats, Oils, and Greases.
• If you ask too narrow of a question, you may get too
narrow of an answer.
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• I’m not saying all places serving ice cream require an
interceptor, but only it is not an exempt food from
consideration. Refer to the serving utility.
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Once the issue of FOG existence and need for removal
are answered, then the next most important thing is
to see if there is a local ordinance/requirement by the
providing waste utility.
• Many cities and towns have prescriptive
requirements for vault-style grease interceptors
and the size is based on data provided by that
utility.
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• Although the plumbing code has methods for
removing grease, NCPC 1003.2 does reference the
requirements of the local utility or health
department as a reminder to NCPC 101.5 Other
Agencies.
• Follow the requirements of the serving utility. If
they have no prescriptive requirements, then the
item in NCPC Section 1003.3.4 can be followed.
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Generic House with HVAC performance
Figure 1: Diagram - Performance of HVAC enforced by licensing board
Generic House
Building Code officials
enforce “static” portion
of install
HVAC
PHFSB enforces
“Performance of
system, which
includes Load
Calcs and
temperature
variations.
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In the light mechanical world, most code officials and
contractors are familiar with the Board of Examiners
for Plumbing, Heating, and Fire Sprinkler contractors.
• This board has board rules that are enforceable by
the Board who administers the license.
• A very common, and somewhat recent issue to
illustrate this is the NCMC Code Amendment to
NCMC 312, which clearly requires compliance with
performing a load calculation, but that the code
official is not enforcing it.
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• Although not written in the amendment, it was
done with the knowledge that the enforcement of
said code section would be by the PHFSB
(Plumbing, Heating, Fire Sprinkler Board).
• The similar issue of temperature control comes up,
homeowners call in frequently asking for the code
section that defines the maximum temperature
variances in a house, and I inform them the code is
silent on this other than referencing Manual D.
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• I point them to the PHFSB rules, which does have
guidelines for maximum temperature variations.
• These rules are enforceable by the PHFSB, but not
by the building code official.
• This is also the Board that gets called for lack of
performance of a system covered by their rules.
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• The mechanical code, and the code enforcement
official, is making sure the unit is installed, but is a
static viewing. The code official does not do a
startup for purposes of determining if the system
works as required or intended.
• They may request a startup just to verify wires are
connected, but not to see if the system cools and
heats properly.
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• However, if the system does not perform as
intended, and resolution with the installing
contractor is not accomplished, an investigation can
be performed if the client files a formal complaint.
• I like to think of it as static and dynamic.
• The code official looks at all the static items, but the
dynamic process of actually working and
performing, that is the responsibility of the
installing contractor and the enforcement is by the
PHFSB.
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• In a similar fashion, the electrical licensing board
has rules. If a unit is not connected properly via the
electrical code, (in the case where a permit is not
required), and/or the equipment does not work
properly the electrical board could perform
enforcement duties if a complaint is filed.
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Licensing Board – Health and Barbershop
• In the preceding example, people generally assume
the mechanical code covers the performance of a
system, but in reality it is the licensing board for that
trade.
• In that situation, the Building Code Council
consciously provided the authority to enforce
performance and requirements to the PHFSB.
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Licensing Board – Health and Barbershop
• A related issue is the ventilation requirements for a
hair salon, nail salon, or barbershop.
• A barbershop, hair salon, or nail salon are common
upfits in retail spaces.
• They are many times a change of use, and almost
always require far more exhaust/ventilation than
what the previous tenant space required.
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Licensing Board – Health and Barbershop
• On a number of occasions, I have had barber, nail, or
hair salon callers say their licensing board did not
require ventilation/exhaust, therefore they thought
the code official was overstepping their authority in
requiring the minimum code ventilation/exhaust be
met.
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Licensing Board – Health and Barbershop
• The North Carolina Board of Cosmetic Art Examiners,
however, does not cover ventilation other than
generic terms, and refers the requirements back to
“any federal, state and local government regulations
or ordinances regarding fire safety codes, plumbing
and electrical work”.
• So, does this mean only the fire, plumbing and
electrical code apply? I don’t think that is what
was intended.
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North Carolina Board of Cosmetic Art Examiners
https://www.nccosmeticarts.com/
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21 NCAC 14H .0302 VENTILATION AND LIGHT
(a) Ventilation shall be provided at all times in the areas
where patrons are serviced in all cosmetic art shops and
there must be a continuous exchange of air.
(b) All doors and windows, if open for ventilation, must
be effectively screened.
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21 NCAC 14H .0302 VENTILATION AND LIGHT
(c) Light shall be provided in the service area.
(d) All cosmetic art shops must adhere to any federal,
state and local government regulation or ordinance
regarding fire safety codes, plumbing and electrical
work.
History Note: Authority G.S. 88B-2; 88B-4; 88B-14;
Eff. April 1, 2012;
Pursuant to G.S. 150B-21.3A, rule is necessary without
substantive public interest Eff. January 13, 2015.
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21 NCAC 14H .0303 BATHROOM FACILITIES
(a) Toilet and hand washing facilities consisting of at least one commode and
one hand washing sink with hot and cold running water, liquid soap and
individual clean towels or hand air dryer shall be provided.
(b) Shops with an initial licensure date after March 1, 2012 must have toilet
and hand washing facilities in the bathroom.
History Note: Authority G.S. 88B-2; 88B-4; 88B-14;
Eff. April 1, 2012;
Pursuant to G.S. 150B-21.3A, rule is necessary without substantive
public interest Eff. January 13, 2015.
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21 NCAC 14H .0301 WATER(a) Cosmetic art shops shall have a sink with hot and coldrunning water in the clinic area, separate from restrooms.(b) When a service is provided in a room closed off by a door,the sink required in this Rule must be within 20 feet of the dooror 25 feet from the service table or chair. The restroom sink shallnot be used to meet this requirement.
History Note: Authority G.S. 88B-2; 88B-4; 88B-14;
Eff. April 1, 2012;
Amended Eff. June 1, 2013;
Pursuant to G.S. 150B-21.3A, rule is necessary without
substantive public interest Eff. January 13, 2015.
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Manufactured Housing
The Department of Insurance, Office of State Fire Marshal of
course has the Engineering –Code Services Building Code people,
but within OSFM, there is also a separate Deputy Commissioner,
Joe Sadler, that administers the Manufactured Building code, and
also administers the Modular Building requirements.
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Manufactured Housing
Manufactured buildings, both commercial and residential, are a
big percentage of bldgs in NC.
• Add to this the number of mechanical, electrical, and plumbing
retrofits that need to be done each year and you can see why
there is a lot of calls from service providers concerning permits
and code requirements for making a repair or a modification to
the mechanical, plumbing or electrical system of a
manufactured house.
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Manufactured Housing
NC has language in the Manufactured Building Code that requires
mechanical work to be performed in accordance with the current
NC Mechanical Code.
• There are a lot of misperceptions about work performed in a
manufactured building
• one of them is that all equipment must be listed for use within a
manufactured house.
• This is not the case.
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Manufactured Housing
• However, in the listing of some products, including some, but
not all fuel burning appliances, there may be restrictions on it
being allowed for use in a manufactured building.
• Many times the ductwork is smaller than you would normally
find in a modular or stick-built house, but that just needs to be
accounted for when doing the Manual D calculations.
• Static pressure drop is dependent on more than just duct size,
but of course also cross-sectional shape and length.
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Manufactured Housing
• If the Manual D calculation shows the new-unit’s fan can
overcome the system’s static pressure drop, then there are
no code issues.
• We cannot guarantee you will find a unit that meets the
requirements, but it is not automatically prohibited.
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Generic Manufactured House with field-installed HVAC
Figure 1: Diagram - Field Installed HVAC equipment in Manufactured Home
Generic Manufactured House
Mechanical Code does
cover installation
HVAC
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In the above diagram, I am simply trying to illustrate that
NC does have a manufactured building code, and it does
have language in it that cross references the mechanical
code for field –installed equipment that was not part of
the original design.
• If the equipment is field-installed, such as a package
unit, the package unit installation is subject to the
Building Code (Mechanical, Fuel Gas, Electrical)
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Modular Housing
Also administered by the Deputy Commissioner of Manufactured
Building is the Modular construction program. This is of course
different, and has different rules even though the end results
could look remarkably similar to the manufactured house. Some
key differences are:
o Modular construction has to meet the building code from
initial construction
o The modular program is broader in scope, there are even
high-rise hotels that are built under the modular program.
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Figure 1: Diagram - interface between modular and site-built construction and inspection responsibilities
Site – Built Hotel with
modular components
Where does the Local
Code Enforcement pick
up? Hotel made of
modular pods
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Modular Housing
• The modular program is very diverse, and is occurring in
places many people may not realize.
• The list goes anywhere from ATM’s, fully-equipped
mechanical penthouses to high-rise hotels.
• In many of the installations, there is also an interface
between off-site inspection (in the factory) and the
interface with on-site buildings and code officials.
• The lines of demarcation need to be clearly identified so
no responsibility is duplicated, and also nothing is
assumed to have been done by the other guy.
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Department of Agriculture
• We wrote earlier about the role the LP-Gas division of the NC
Department of Agriculture plays in LP tank locations and how
this has been this way for decades and is common in many, if
not all states.
• This section will just briefly touch on another item they
regulate and therefore have a partial impact on the building,
but is not the building code.
• Bakeries. Yep, bakeries. Although Department of Health has
regulations covering bakeries, the Department of Agriculture
covers bakeries.
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Department of Labor – Elevators and some boilers
The department of labor has two divisions that building code
officials routinely interface with – elevators and boilers. The
elevator category includes escalators, and it can become a little
tricky sometimes determine where the responsibility of
inspection for Department of Labor ends and where the Building
Code picks up. Since we are talking about mechanical and
plumbing and electrical for the most part, let’s concentrate on
that.
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Department of Labor – Elevators and some boilersThe Boiler Safety Bureau has authority for boilers in a subset of
buildings, and a subset of sizes. There is also a point of
demarcation where their inspection leaves off and the building
code officials picks up.
• From my experience, many contractors who work on the large
boilers have a good working relationship with the Boiler Safety
Bureau and we as code officials have a fairly seamless
interface.
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Department of Labor – Elevators and some boilers
Excerpt of Uniform Boiler Code – the actual statute has
a lot more exceptions than Chapter 10 lists…
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Department of Labor – Elevators and some boilers• Recently, when we were in the basement of DOA bldg., a
contractor from Indiana sent the certificate of completion for a
large boiler generically to–State Fire Marshal.
• We got it over to the Department of Labor, but that illustrates
how something that may be familiar to us is not familiar to out
of state or even out of jurisdiction contractors or building
owners.
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Department of Labor – Elevators and some boilers• Elevator sumps
• Where in Plumbing Code is the capacity defined?
• It is not
• It is in the DOL rules
• Where in the plumbing code does it define where you can
or cannot pump the sump pump?
• It really defers to the storm drainage or sewage utility,
which may or may not have a prescriptive policy for
where to pump the water.
• Does this simple situation create some confusion that the
plumbing code is not fully tasked with addressing?
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State Construction Office – state-owned buildings
The authority having jurisdiction for state-owned
buildings is the State Construction Office.
• The building code applies to state owned buildings
(not federal, such as military), the enforcement
authority is the State Construction Office and not the
local jurisdiction where the buildings may be built.
• Keep in mind state owned can be as simple as a
Ranger’s residence at a NC State Park, all the way to
the latest research building on a state-owned
university.
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State Construction Office – state-owned buildings
In community colleges, there is also an interface with
State construction office for projects above a given size.
Above a given size (covered in the Admin Code and
Statutes, Talk to Tim Morrison), there will be County
Inspection, Plan Review by the Private Plan Review
division at OSFM, and local jurisdiction inspection.
This is not new, so It mostly works without hiccups, but
with a new contractor, new permit technician, etc, I can
see why it may be confusing at first.
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Summary• The Building Code is not a one-stop-reference
manual or how-to manual for all conceivable
operations that may take place within a building, and
it has only limited applications on the exterior of a
building.
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Summary• Several other agencies have rules, codes, statutes or
ordinances that are to be adhered to in addition to
the Building Code. To the experienced developer this
is routine, but to the low volume user or newbie, it
may seem daunting.
• The more we can, as code officials, properly cite the
correct ordinance, statute, or agency rules the better
we can improve the use of these rules without being
viewed as inconsistent.