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Leverhulme presentation 1 Grounded Grounded Theory Theory Analysis Analysis Dr. Anne Adams [email protected] ac.uk

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Grounded Theory Grounded Theory AnalysisAnalysis

Dr. Anne [email protected]

ac.uk

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OVERVIEWOVERVIEW• Background to Qualitative and GT• Quality issues• Applying GT (coding stages)• Problems and solutions• Applications

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Quantitative methodsQuantitative methods

• Experiments

• Questionnaires

• System logs (producing data for statistical analysis)

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Research Paradigms:Research Paradigms:QuantitativeQuantitative

• Imposes prior theories (discovery)

• Reliant on hypothetico-deductive method to establish causal relationship (justification)o Operationalised (reductionistic)

o Measured

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Research Paradigms:Research Paradigms:Quantitative LimitationsQuantitative Limitations

• Validityo Inappropriate fixing of meaningso Imposing external system of meaning

for internal subjective structures• Complexity of data lost through

reductionistic approach

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Qualititative methodsQualititative methods

• In-depth Interviews

• Focus groups

• Observational studies

• Open ended data

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Research Paradigms:Research Paradigms:QualitativeQualitative

• Generates working hypothesis by producing concepts from data

• Represents participants reality in its complex context

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Research Paradigms:Research Paradigms:Qualitative LimitationsQualitative Limitations

• Subjectivityo Data collection procedures

o Analysis

• Reliabilityo Across context & researcher

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GT BackgroundGT Background• Developed by Glaser & Strauss (1967)

o Glaser quantitative / Strauss qualitative

• Grounded theory developed from Systematic data collection & analysis

• “Both qualitative and quantitative approaches share a common concern with theory as the goal of research” (Henwood & Pidgeon, 1992 p.101)

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Potential ApplicationsPotential Applications• Qualitative Analysis Method• Method to support triangulation of

qualitative / quantitative data sets• Approach to requirements gathering

o Grounded Design (G. Cockton) http://osiris.sund.ac.uk/~cs0gco/CHI_ILF.htm

• Tool to generate scenarios

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GT StrengthsGT Strengths• Phenomena Complexity

• Unknown phenomena

• Structured / Focused approach to Theory Building

• Integrating mixed data sources

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7 Quality rules7 Quality rules1. Importance of fit with the data 2. Integrated at all levels of abstraction 3. Reflexivity4. Documentation5. Theoretical Sampling & negative case

analysis6. Theoretical Sensitivity7. Transferability      Henwood & Pidgeon (1992)

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GT ChapterGT Chapter• A Qualitative approach to HCI

http://oro.open.ac.uk/11911/Adams, Anne; Lunt, Peter and Cairns, Paul (2008). A qualititative approach to HCI research.

In: Cairns, Paul and Cox, Anna eds. Research Methods for Human-Computer Interaction. Cambridge, UK: Cambridge University Press, pp. 138–157.

• Questionnaires, In-depth interviews and focus groups http://oro.open.ac.uk/11909/

Adams, Anne and Cox, Anna L. (2008). Questionnaires, in-depth interviews and focus groups. In: Cairns, Paul and Cox, Anna L. eds. Research Methods for Human Computer Interaction. Cambridge, UK: Cambridge University Press, pp. 17–34.

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GT ApplicationGT Application

Data in whatever form is :-Broken down, conceptualised, and put back together in new ways.

Analysis Stages - 3 levels of coding :• open, • axial, • selective (with process effects)

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Open coding Open coding 1. Concepts are identified.

2. Concepts are grouped into categories

3. Properties and dimensions of the category identified

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Open coding: detailedOpen coding: detailedConcepts are:- Conceptual labels placed on discrete

happenings, events, and other instances of phenomena

Categories are:- where concepts are classified and grouped together under a higher order – a more abstract concept called a category.

Properties are:- characteristics pertaining to a categoryDimensions are:- Location (values) of properties along

a continuum

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Open coding: exampleOpen coding: example

“ When I want to have a personal conversation, I encrypt the message. I think that makes the email private. Stops people from listening in”

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Open coding: analysisOpen coding: analysis“ When I want to have a personal conversation

(private interaction), I encrypt the message (security measure). I think that makes the email private (Securing privacy). Stops people from listening in (Surveillance).”

Concepts are:- private interaction, security measures, securing privacy, surveillance

Categories are:- Interaction, privacy, security

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Open coding (5)Open coding (5)Category Class Property Dimension Dimensional Range

surveillance Being observed

frequency often ........never 

scope more ........less 

intensity high.........low 

duration long .........short

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Coding HeuristicCoding HeuristicTo support Saturation or Identifying Relationships

1.Frequency – codes that frequently occur

2.Fundementality

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Axial Coding (1)Axial Coding (1)1. High level phenomena identified.

2. Phenomena conditions identified (causal, context, intervening).

3. Phenomena action / interaction strategies and consequences identified

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Axial Coding (2)Axial Coding (2)Phenomena are:- central ideas, events.

CONDITIONS

Causal conditions are:- events that lead to occurrence or development of a phenomenon.

Context:- The specific set of properties (and location on a dimensional range) that pertain to a phenomenon.

Intervening conditions:- broader structural context.

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Axial Coding (3)Axial Coding (3)A / I SEQUENCES

Action / interaction strategies:- devised to manage, handle, carry out, respond to a phenomenon under a specific set of perceived conditions

Consequences:- Outcomes or results of action / interaction

For example:

“ When I want to have (context) a personal conversation (phenomenon), I encrypt the message (strategy). I think that makes the email private (consequence).”

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Selective Coding (1)Selective Coding (1)1. Define the core category & high-level story line.

2. Relate subsidiary categories by its properties

3. Relate categories at the dimensional level

4. Iterative validation of relationships with data

5. Identify category gaps

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Selective Coding (2)Selective Coding (2) Core category is: The central phenomenon

around which all the other categories are integrated.

Story is: A descriptive narrative about the central phenomenon of the study.

Story line is: The conceptualisation of the story - the core category.

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PROCESS EFFECTSPROCESS EFFECTS

Process is the linking of AI sequences over time

CHANGING CONDITIONS (over time)

Action / Interaction Strategy

RESPONSE from A/I

CONSEQUENCES of response

CHANGE TO CONDITIONS affecting A/I

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PASSWORDS & PROCESSPASSWORDS & PROCESS

Password disclosure I

D Information importance D Perceived threats

Security I

perceived

Security D

perceived

A B

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PRIVACY AND PROCESSPRIVACY AND PROCESS

4 1

3

IS

TRUST privacy secured

based on assumptions

Users

IR

Contexts

IU

Technology & its implementation make assumptions inaccurate

Increased perceived privacy invasions

2

Decreased trust in organisationEmotive reaction Reject technology

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DIGITAL LIBRARIES & PROCESSDIGITAL LIBRARIES & PROCESS

Status determines information accessibility

(High status: accessLow status: poor access)

Reversed information accessibility (High status: poor access low status: access)

High status clinicians reject technology

Training NOT status determines information

accessibility

DL introduction

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Initial ProblemInitial Problem

• Lines between each type of coding are artificial– Data presented at dimensional level– Action / interactions & conditions present.

“ I find computers always break down for me when I have a lot of things to do. So I try not to use them when I have a lot to do. Which slows everything

down a bit”

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Solution Solution • Code both open and axially together

• Qualitative analysis tools – Nudist / NVIVO

– Atlas TI

• Keep relationship coding notes in open coding / analyse without loss of detail

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Problems & SolutionsProblems & Solutions

P:P: Complex method to applyS:S: Ease up on yourself

P:P: Focus of researchS:S: Data collection and analysis

tightly interwoven

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SUMMARYSUMMARY

• Powerful for appropriate issues

• Application Complex

• Rewarding – ‘Convincing Theories’